UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Rockefeller Core Taxable Bond Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Rockefeller Equity Allocation
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AAON, INC. Agenda Number: 935161846
--------------------------------------------------------------------------------------------------------------------------
Security: 000360206
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: AAON
ISIN: US0003602069
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term ending in Mgmt Against Against
2023: Caron A. Lawhorn
1.2 Election of Director for a term ending in Mgmt Against Against
2023: Stephen O. LeClair
2. Proposal to amend the Company's 2016 Mgmt Against Against
Incentive Plan to authorize an additional
2,500,000 shares for issuance thereunder
3. Proposal to approve, on an advisory basis, Mgmt For For
a resolution on the compensation of AAON's
named executive officers as set forth in
the Proxy Statement.
4. Proposal to ratify Grant Thornton LLP as Mgmt Against Against
the independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
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ABIOMED, INC. Agenda Number: 935053607
--------------------------------------------------------------------------------------------------------------------------
Security: 003654100
Meeting Type: Annual
Meeting Date: 07-Aug-2019
Ticker: ABMD
ISIN: US0036541003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Minogue Mgmt For For
Martin P. Sutter Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt Against Against
the compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
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ABN AMRO BANK NV Agenda Number: 711759994
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: EGM
Meeting Date: 03-Dec-2019
Ticker:
ISIN: NL0011540547
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
1 OPENING Non-Voting
2 ANNOUNCEMENTS Non-Voting
3 AGENDA OF AND NOTICE CONVENING THE Non-Voting
EXTRAORDINARY GENERAL MEETING (EGM) OF ABN
AMRO BANK N.V. OF 17 DECEMBER 2019 (ANNEX
I)
4 ANY OTHER BUSINESS Non-Voting
5 CLOSURE Non-Voting
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ABN AMRO BANK NV Agenda Number: 711746466
--------------------------------------------------------------------------------------------------------------------------
Security: N0162C102
Meeting Type: EGM
Meeting Date: 17-Dec-2019
Ticker:
ISIN: NL0011540547
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2.A NOTIFICATION OF A VACANCY ON THE Non-Voting
SUPERVISORY BOARD
2.B OPPORTUNITY FOR THE GENERAL MEETING TO MAKE Non-Voting
RECOMMENDATIONS, TAKING DUE ACCOUNT OF THE
PROFILE
2.C.I APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Non-Voting
OF THE SUPERVISORY BOARD: ANNOUNCEMENT TO
THE GENERAL MEETING OF THE SUPERVISORY
BOARD'S NOMINATION OF LAETITIA GRIFFITH AS
CANDIDATE FOR APPOINTMENT
2C.II APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Non-Voting
OF THE SUPERVISORY BOARD: OPPORTUNITY FOR
THE EMPLOYEE COUNCIL TO EXPLAIN ITS
POSITION
2CIII APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Non-Voting
OF THE SUPERVISORY BOARD: VERBAL
EXPLANATION AND MOTIVATION BY LAETITIA
GRIFFITH
2C.IV APPOINTMENT OF LAETITIA GRIFFITH AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD: PROPOSAL TO BE
PUT TO THE GENERAL MEETING FOR THE
APPOINTMENT OF LAETITIA GRIFFITH AS A
MEMBER OF THE SUPERVISORY BOARD
3 CLOSE OF THE MEETING Non-Voting
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AFLAC INCORPORATED Agenda Number: 935145842
--------------------------------------------------------------------------------------------------------------------------
Security: 001055102
Meeting Type: Annual
Meeting Date: 04-May-2020
Ticker: AFL
ISIN: US0010551028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel P. Amos Mgmt For For
1B. Election of Director: W. Paul Bowers Mgmt Against Against
1C. Election of Director: Toshihiko Fukuzawa Mgmt For For
1D. Election of Director: Thomas J. Kenny Mgmt For For
1E. Election of Director: Georgette D. Kiser Mgmt Against Against
1F. Election of Director: Karole F. Lloyd Mgmt Against Against
1G. Election of Director: Nobuchika Mori Mgmt For For
1H. Election of Director: Joseph L. Moskowitz Mgmt Against Against
1I. Election of Director: Barbara K. Rimer, Mgmt For For
DrPH
1J. Election of Director: Katherine T. Rohrer Mgmt For For
1K. Election of Director: Melvin T. Stith Mgmt For For
2. To consider the following non-binding Mgmt For For
advisory proposal: "Resolved, on an
advisory basis, the shareholders of Aflac
Incorporated approve the compensation of
the named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the Securities and Exchange
Commission, including the Compensation
Discussion and Analysis and accompanying
tables and narrative in the Notice of 2020
Annual Meeting of Shareholders and Proxy
Statement"
3. To consider and act upon the ratification Mgmt Against Against
of the appointment of KPMG LLP as
independent registered public accounting
firm of the Company for the year ending
December 31, 2020
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AGNICO EAGLE MINES LIMITED Agenda Number: 935169462
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Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 01-May-2020
Ticker: AEM
ISIN: CA0084741085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Dr. Leanne M. Baker Mgmt Withheld Against
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Mel Leiderman Mgmt Withheld Against
Deborah McCombe Mgmt For For
James D. Nasso Mgmt For For
Dr. Sean Riley Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt Withheld Against
2 Appointment of Ernst & Young LLP as Mgmt Abstain Against
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Consideration of and, if deemed advisable, Mgmt For For
the passing of a non- binding, advisory
resolution accepting the Company's approach
to executive compensation.
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AIA GROUP LTD Agenda Number: 712492824
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 29-May-2020
Ticker:
ISIN: HK0000069689
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400952.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400966.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 93.30 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2019
3 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt Against Against
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
8 TO APPROVE THE NEW SHARE OPTION SCHEME AND Mgmt For For
TO TERMINATE THE EXISTING SHARE OPTION
SCHEME
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AIRBUS SE Agenda Number: 712298822
--------------------------------------------------------------------------------------------------------------------------
Security: N0280G100
Meeting Type: AGM
Meeting Date: 16-Apr-2020
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING AND GENERAL INTRODUCTORY STATEMENTS Non-Voting
2.1 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
CORPORATE GOVERNANCE STATEMENT
2.2 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
REPORT ON THE BUSINESS AND FINANCIAL
RESULTS OF 2019
2.3 PRESENTATION BY THE CHAIRMAN AND THE CHIEF Non-Voting
EXECUTIVE OFFICER, INCLUDING THE REPORT BY
THE BOARD OF DIRECTORS IN RESPECT OF THE:
POLICY ON DIVIDEND
3 DISCUSSION OF ALL AGENDA ITEMS Non-Voting
4.1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR 2019
4.3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS
4.4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt Against Against
MEMBER OF THE BOARD OF DIRECTORS
4.5 RENEWAL OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS AUDITOR FOR THE
FINANCIAL YEAR 2020
4.6 ADOPTION OF THE REMUNERATION POLICY OF THE Mgmt For For
BOARD OF DIRECTORS
4.7 APPROVAL OF THE IMPLEMENTATION OF THE Mgmt For For
REMUNERATION POLICY FOR THE FINANCIAL YEAR
2019
4.8 APPOINTMENT OF MR MARK DUNKERLEY AS Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS, IN
REPLACEMENT OF MR DENIS RANQUE WHOSE
MANDATE EXPIRES
4.9 APPOINTMENT OF MR STEPHAN GEMKOW AS Mgmt Against Against
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS, IN
REPLACEMENT OF MR HERMANN-JOSEF LAMBERTI
WHOSE MANDATE EXPIRES
4.10 RENEWAL OF THE APPOINTMENT OF MR RALPH D. Mgmt For For
CROSBY, JR. AS NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
4.11 RENEWAL OF THE APPOINTMENT OF LORD DRAYSON Mgmt For For
(PAUL) AS NON-EXECUTIVE MEMBER OF THE BOARD
OF DIRECTORS FOR A TERM OF THREE YEARS
4.12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
4.13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
4.14 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
4.15 CANCELLATION OF SHARES REPURCHASED BY THE Mgmt For For
COMPANY
5 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ALCON INC. Agenda Number: 935158786
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ALC
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the operating and financial Mgmt For For
review of Alcon Inc., the annual financial
statements of Alcon Inc. and the
consolidated financial statements for 2019
2. Discharge of the Members of the Board of Mgmt For For
Directors and the Members of the Executive
Committee
3. Appropriation of earnings as per the Mgmt For For
balance sheet of Alcon Inc. of December 31,
2019.
4A. Consultative vote on the 2019 Compensation Mgmt For For
Report
4B. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Board of
Directors for the next term of office, i.e.
from the 2020 Annual General Meeting to the
2021 Annual General Meeting
4C. Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2021
5A. Re-election of Director: F. Michael Ball Mgmt For For
(as Member and Chairman)
5B. Re-election of Director: Lynn D. Bleil (as Mgmt Against Against
Member)
5C. Re-election of Director: Arthur Cummings Mgmt For For
(as Member)
5D. Re-election of Director: David J. Endicott Mgmt For For
(as Member)
5E. Re-election of Director: Thomas Glanzmann Mgmt For For
(as Member)
5F. Re-election of Director: D. Keith Grossman Mgmt Against Against
(as Member)
5G. Re-election of Director: Scott Maw (as Mgmt For For
Member)
5H. Re-election of Director: Karen May (as Mgmt For For
Member)
5I. Re-election of Director: Ines Poschel (as Mgmt For For
Member)
5J. Re-election of Director: Dieter Spalti (as Mgmt For For
Member)
6A. Re-election of the Member of the Mgmt For For
Compensation Committee: Thomas Glanzmann
6B. Re-election of the Member of the Mgmt Against Against
Compensation Committee: D. Keith Grossman
6C. Re-election of the Member of the Mgmt For For
Compensation Committee: Karen May
6D. Re-election of the Member of the Mgmt For For
Compensation Committee: Ines Poschel
7. Re-election of the independent Mgmt For For
representative, Hartmann Dreyer
Attorneys-at-law
8. Re-election of the statutory auditors, Mgmt For For
PricewaterhouseCoopers SA, Geneva
9. Note: General instruction in case of new Mgmt Abstain
agenda items or proposals during the Annual
General Meeting (please check one box
only). * If you vote FOR, you will be
voting in accordance with the
recommendation of the Board of Directors.
** If you vote ABSTAIN, you will ABSTAIN
from voting.
--------------------------------------------------------------------------------------------------------------------------
ALCON SA Agenda Number: 712393355
--------------------------------------------------------------------------------------------------------------------------
Security: H01301128
Meeting Type: AGM
Meeting Date: 06-May-2020
Ticker:
ISIN: CH0432492467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF ALCON INC., THE ANNUAL FINANCIAL
STATEMENTS OF ALCON INC. AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2019
2 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MEMBERS OF THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF EARNINGS AND DECLARATION Mgmt For For
OF DIVIDEND AS PER THE BALANCE SHEET OF
ALCON INC. OF DECEMBER 31, 2019
4.1 VOTE ON THE COMPENSATION OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE:
CONSULTATIVE VOTE ON THE 2019 COMPENSATION
REPORT
4.2 VOTE ON THE COMPENSATION OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE:
BINDING VOTE ON THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E.
FROM THE 2020 ANNUAL GENERAL MEETING TO THE
2021 ANNUAL GENERAL MEETING
4.3 VOTE ON THE COMPENSATION OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE:
BINDING VOTE ON THE MAXIMUM AGGREGATE
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR,
I.E. 2021
5.1 RE-ELECTION OF F. MICHAEL BALL AS MEMBER Mgmt For For
AND CHAIR OF THE BOARD OF DIRECTORS
5.2 RE-ELECTION OF LYNN D. BLEIL AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
5.3 RE-ELECTION OF ARTHUR CUMMINGS, M.D. AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5.4 RE-ELECTION OF DAVID J. ENDICOTT AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.5 RE-ELECTION OF THOMAS GLANZMANN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.6 RE-ELECTION OF D. KEITH GROSSMAN AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
5.7 RE-ELECTION OF SCOTT MAW AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.8 RE-ELECTION OF KAREN MAY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.9 RE-ELECTION OF INES POSCHEL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.10 RE-ELECTION OF DIETER SPALTI, PH.D. AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: THOMAS GLANZMANN
6.2 RE-ELECTION OF THE MEMBER OF THE Mgmt Against Against
COMPENSATION COMMITTEE: D. KEITH GROSSMAN
6.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: KAREN MAY
6.4 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: INES POSCHEL
7 RE-ELECTION OF THE INDEPENDENT Mgmt For For
REPRESENTATIVE: THE BOARD OF DIRECTORS
PROPOSES THE RE-ELECTION OF HARTMANN DREYER
ATTORNEYS-AT-LAW, P.O. BOX 736, 1701
FRIBOURG, SWITZERLAND, AS INDEPENDENT
REPRESENTATIVE FOR A TERM OF OFFICE OF ONE
YEAR EXTENDING UNTIL COMPLETION OF THE 2021
ANNUAL GENERAL MEETING
8 RE-ELECTION OF THE STATUTORY AUDITORS: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS SA, GENEVA, AS
STATUTORY AUDITORS FOR THE 2020 FINANCIAL
YEAR
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt For For
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt For For
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt For For
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt For For
JERRY YANG
2.4 Election of Director for a three year term: Mgmt For For
WAN LING MARTELLO
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC Agenda Number: 935146806
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Franklin W. Hobbs Mgmt For For
1B. Election of Director: Kenneth J. Bacon Mgmt For For
1C. Election of Director: Katryn (Trynka) Mgmt Against Against
Shineman Blake
1D. Election of Director: Maureen A. Mgmt Against Against
Breakiron-Evans
1E. Election of Director: William H. Cary Mgmt Against Against
1F. Election of Director: Mayree C. Clark Mgmt Against Against
1G. Election of Director: Kim S. Fennebresque Mgmt For For
1H. Election of Director: Marjorie Magner Mgmt For For
1I. Election of Director: Brian H. Sharples Mgmt For For
1J. Election of Director: John J. Stack Mgmt Against Against
1K. Election of Director: Michael F. Steib Mgmt For For
1L. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the Audit Committee's Mgmt Against Against
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC. Agenda Number: 935157025
--------------------------------------------------------------------------------------------------------------------------
Security: 02043Q107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: ALNY
ISIN: US02043Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael W. Mgmt Against Against
Bonney
1B. Election of Class I Director: John M. Mgmt For For
Maraganore, Ph.D.
1C. Election of Class I Director: Phillip A. Mgmt For For
Sharp, Ph.D.
2. To approve an Amendment to our 2018 Stock Mgmt Against Against
Incentive Plan, as amended.
3. To approve an Amendment to our Amended and Mgmt For For
Restated 2004 Employee Stock Purchase Plan,
as amended.
4. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of Alnylam's named
executive officers.
5. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
Alnylam's independent auditors for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
AMADA HOLDINGS CO.,LTD. Agenda Number: 711816845
--------------------------------------------------------------------------------------------------------------------------
Security: J01218106
Meeting Type: EGM
Meeting Date: 12-Dec-2019
Ticker:
ISIN: JP3122800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name to AMADA CO.,LTD., Amend Business
Lines, Revise Conveners and Chairpersons of
a Board of Directors Meeting
2.1 Appoint a Director Kurihara, Toshinori Mgmt For For
2.2 Appoint a Director Fukui, Yukihiro Mgmt For For
3 Appoint a Corporate Auditor Shibata, Kotaro Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AMADA HOLDINGS CO.,LTD. Agenda Number: 712773046
--------------------------------------------------------------------------------------------------------------------------
Security: J01218106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3122800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isobe, Tsutomu Mgmt Against Against
2.2 Appoint a Director Kurihara, Toshinori Mgmt For For
2.3 Appoint a Director Fukui, Yukihiro Mgmt For For
2.4 Appoint a Director Miwa, Kazuhiko Mgmt For For
2.5 Appoint a Director Okamoto, Mitsuo Mgmt For For
2.6 Appoint a Director Mazuka, Michiyoshi Mgmt For For
2.7 Appoint a Director Chino, Toshitake Mgmt For For
2.8 Appoint a Director Miyoshi, Hidekazu Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Murata, Makoto
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt Against Against
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt Against Against
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. Agenda Number: 935150110
--------------------------------------------------------------------------------------------------------------------------
Security: 056525108
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: BMI
ISIN: US0565251081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd A. Adams Mgmt Withheld Against
Kenneth C. Bockhorst Mgmt For For
Gale E. Klappa Mgmt For For
Gail A. Lione Mgmt For For
James W. McGill Mgmt For For
Tessa M. Myers Mgmt For For
James F. Stern Mgmt Withheld Against
Glen E. Tellock Mgmt Withheld Against
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2020.
4. EMPLOYEE REPRESENTATION ON THE BOARD OF Shr Against For
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935116322
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt Against Against
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt Against Against
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt Against Against
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt Against Against
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt Against Against
2. Ratification of selection of independent Mgmt Against Against
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of amendment to BD's 2004 Employee Mgmt For For
and Director Equity-Based Compensation
Plan.
5. Approval of French Addendum to BD'S 2004 Mgmt For For
Employee and Director Equity-Based
Compensation Plan.
6. Shareholder proposal regarding special Shr For Against
shareholder meetings.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935188929
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt Withheld Against
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt Withheld Against
Nicholas J. Read Mgmt Withheld Against
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt Withheld Against
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt Withheld Against
2. Advisory vote to approve 2019 executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
4. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935180062
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3. To approve the directors' remuneration Mgmt For For
policy.
4A. To elect Mr B Looney as a director. Mgmt For For
4B. To re-elect Mr B Gilvary as a director. Mgmt Against Against
4C. To re-elect Dame A Carnwath as a director. Mgmt Against Against
4D. To re-elect Ms P Daley as a director. Mgmt For For
4E. To re-elect Sir I E L Davis as a director. Mgmt For For
4F. To re-elect Professor Dame A Dowling as a Mgmt For For
director.
4G. To re-elect Mr H Lund as a director. Mgmt For For
4H. To re-elect Mrs M B Meyer as a director. Mgmt For For
4I. To re-elect Mr B R Nelson as a director. Mgmt For For
4J. To re-elect Mrs P R Reynolds as a director. Mgmt For For
4K. To re-elect Sir J Sawers as a director. Mgmt For For
5. To reappoint Deloitte LLP as auditor. Mgmt For For
6. To authorize the audit committee to fix the Mgmt For For
auditor's remuneration.
7. To approve changes to the BP Executive Mgmt For For
Directors' Incentive Plan.
8. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
9. To give limited authority to allot shares Mgmt For For
up to a specified amount.
10. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
11. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
12. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
13. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
--------------------------------------------------------------------------------------------------------------------------
BURLINGTON STORES, INC. Agenda Number: 935171138
--------------------------------------------------------------------------------------------------------------------------
Security: 122017106
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: BURL
ISIN: US1220171060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Ted English Mgmt Against Against
1B. Election of Class I Director: Jordan Hitch Mgmt For For
1C. Election of Class I Director: Mary Ann Mgmt For For
Tocio
2. Ratification of appointment of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered certified public accounting firm
for the fiscal year ending January 30,
2021.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers ("Say-On-Pay").
4. Approval, on a non-binding basis, of the Mgmt 1 Year For
frequency of future Say-On-Pay votes.
--------------------------------------------------------------------------------------------------------------------------
CAPITALAND MALL TRUST Agenda Number: 712781182
--------------------------------------------------------------------------------------------------------------------------
Security: Y1100L160
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: SG1M51904654
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE TRUSTEE'S REPORT, Mgmt For For
THE MANAGER'S STATEMENT, THE AUDITED
FINANCIAL STATEMENTS OF CMT FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND
THE AUDITORS' REPORT THEREON
2 TO RE-APPOINT KPMG LLP AS AUDITORS OF CMT Mgmt Against Against
AND AUTHORISE THE MANAGER TO FIX THE
AUDITORS' REMUNERATION
3 TO AUTHORISE THE MANAGER TO ISSUE UNITS AND Mgmt For For
TO MAKE OR GRANT CONVERTIBLE INSTRUMENTS
4 TO APPROVE THE RENEWAL OF THE UNIT BUY-BACK Mgmt For For
MANDATE
--------------------------------------------------------------------------------------------------------------------------
CARTER'S INC. Agenda Number: 935180579
--------------------------------------------------------------------------------------------------------------------------
Security: 146229109
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CRI
ISIN: US1462291097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hali Borenstein Mgmt For For
1B. Election of Director: Amy Woods Brinkley Mgmt For For
1C. Election of Director: Giuseppina Mgmt For For
Buonfantino
1D. Election of Director: Michael D. Casey Mgmt For For
1E. Election of Director: A. Bruce Cleverly Mgmt For For
1F. Election of Director: Jevin S. Eagle Mgmt For For
1G. Election of Director: Mark P. Hipp Mgmt Against Against
1H. Election of Director: William J. Montgoris Mgmt Against Against
1I. Election of Director: Richard A. Noll Mgmt For For
1J. Election of Director: Gretchen W. Price Mgmt For For
1K. Election of Director: David Pulver Mgmt For For
1L. Election of Director: Thomas E. Whiddon Mgmt Against Against
2. Advisory approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 935138291
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 26-Mar-2020
Ticker: CX
ISIN: US1512908898
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. PRESENTATION OF THE CHIEF EXECUTIVE Mgmt For
OFFICER'S REPORT, INCLUDING CEMEX'S
FINANCIAL STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW AND
VARIATIONS OF CAPITAL STOCK, AND
PRESENTATION OF THE BOARD OF DIRECTORS'
REPORT, FOR THE FISCAL YEAR 2019, AS
REQUIRED BY THE MEXICAN SECURITIES MARKET
LAW (LEY DEL MERCADO DE VALORES); AND,
AFTER HEARING THE OPINION OF THE BOARD OF
DIRECTORS AS TO THE REPORTS BY THE CHIEF
EXECUTIVE OFFICER, THE AUDIT AND CORPORATE
PRACTICES COMMITTEE, THE ACCOUNTING
POLICIES ...(due to space limits, see proxy
material for full proposal).
2. PROPOSAL OF ALLOCATION OF PROFITS FOR THE Mgmt For
FISCAL YEAR ENDED DECEMBER 31, 2019.
3. PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For
REPORT ON THE PROCEDURES AND APPROVALS
PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S
SHARES WAS INSTRUCTED FOR THE 2019 BUSINESS
YEAR.
4. THE PROPOSAL TO DETERMINE THE AMOUNT OF A Mgmt For
RESERVE FOR THE ACQUISITION OF CEMEX'S
SHARES OR OTHER INSTRUMENTS REPRESENTING
SUCH SHARES.
5A. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For
ITS VARIABLE PART BY: (A) CANCELING THE
CEMEX SHARES REPURCHASED IN 2019 UNDER
CEMEX'S SHARE REPURCHASE PROGRAM.
5B. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For
ITS VARIABLE PART BY: (B)CANCELING THE
CEMEX TREASURY SHARES RELATED TO THE
ISSUANCE OF CEMEX'S MANDATORILY CONVERTIBLE
NOTES ISSUED IN DECEMBER 2009 AND THAT
MATURED IN NOVEMBER 2019.
5C. PROPOSALS TO DECREASE THE CAPITAL STOCK IN Mgmt For
ITS VARIABLE PART BY: (C) CANCELING ANY
CEMEX TREASURY SHARES RELATED TO THE
ISSUANCE OF CEMEX'S OPTIONAL CONVERTIBLE
NOTES, ISSUED IN MAY 2015 AND THAT WILL
MATURE IN MARCH 2020, WHICH REMAIN IN
CEMEX'S TREASURY AFTER THE MARCH 2020 DUE
DATE.
6. APPOINTMENT OF MEMBERS, PRESIDENT AND Mgmt Against
SECRETARY OF THE BOARD OF DIRECTORS, AND OF
MEMBERS AND PRESIDENTS, RESPECTIVELY, OF
THE AUDIT, CORPORATE PRACTICES AND FINANCE,
AND SUSTAINABILITY COMMITTEES.
7. COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND OF THE AUDIT, CORPORATE
PRACTICES AND FINANCE, AND SUSTAINABILITY
COMMITTEES.
8. APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For
RESOLUTIONS ADOPTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CERNER CORPORATION Agenda Number: 935174386
--------------------------------------------------------------------------------------------------------------------------
Security: 156782104
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: CERN
ISIN: US1567821046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Julie L. Mgmt For For
Gerberding, M.D., M.P.H.
1b. Election of Class I Director: Brent Shafer Mgmt For For
1c. Election of Class I Director: William D. Mgmt Against Against
Zollars
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the independent registered public
accounting firm of Cerner Corporation for
2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our Named Executive
Officers.
4. Approval of the proposed amendment to our Mgmt For For
Third Restated Certificate of Incorporation
to declassify the Board of Directors.
5. Approval of the proposed amendment to our Mgmt For For
Third Restated Certificate of Incorporation
to amend the advance notice provisions for
director nominations.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935180947
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt Against Against
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt Against Against
1I. Election of Director: Donald E. Saunders Mgmt Against Against
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection Mgmt Against Against
of PricewaterhouseCoopers LLP as
independent accountants for 2020.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal requesting a Shr For Against
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOBILE LIMITED Agenda Number: 935200066
--------------------------------------------------------------------------------------------------------------------------
Security: 16941M109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CHL
ISIN: US16941M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and consider the audited Mgmt For For
financial statements and the Reports of the
Directors and Auditors of the Company and
its subsidiaries for the year ended 31
December 2019.
2. To declare a final dividend for the year Mgmt For For
ended 31 December 2019.
3. To re-elect Mr. Wang Yuhang as an executive Mgmt For For
director of the Company.
4A. Re-election of independent non-executive Mgmt Against Against
director of the Company: Mr. Paul Chow Man
Yiu
4B. Re-election of independent non-executive Mgmt For For
director of the Company: Mr. Stephen Yiu
Kin Wah
5. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the auditors of the Group for Hong Kong
financial reporting and U.S. financial
reporting purposes, respectively, and to
authorize the directors to fix their
remuneration.
6. To give a general mandate to the directors Mgmt For For
of the Company to buy back shares in the
Company not exceeding 10% of the number of
issued shares in accordance with ordinary
resolution number 6 as set out in the AGM
Notice.
7. To give a general mandate to the directors Mgmt Against Against
of the Company to issue, allot and deal
with additional shares in the Company not
exceeding 20% of the number of issued
shares in accordance with ordinary
resolution number 7 as set out in the AGM
Notice.
8. To extend the general mandate granted to Mgmt Against Against
the directors of the Company to issue,
allot and deal with shares by the number of
shares bought back in accordance with
ordinary resolution number 8 as set out in
the AGM Notice.
9. To approve and adopt the Share Option Mgmt Against Against
Scheme and related matters in accordance
with ordinary resolution number 9 as set
out in the AGM Notice.
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES CEMENT HOLDINGS LTD Agenda Number: 712393660
--------------------------------------------------------------------------------------------------------------------------
Security: G2113L106
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: KYG2113L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800413.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0408/2020040800385.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.335 Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2019
3.1 TO RE-ELECT MR. ZHOU LONGSHAN AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. JI YOUHONG AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. IP SHU KWAN STEPHEN AS Mgmt Against Against
DIRECTOR
3.4 TO RE-ELECT MR. LAM CHI YUEN NELSON AS Mgmt For For
DIRECTOR
3.5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS OF THE
COMPANY
4 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 ORDINARY RESOLUTION IN ITEM NO.5 OF THE Mgmt For For
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO
REPURCHASE SHARES OF THE COMPANY)
6 ORDINARY RESOLUTION IN ITEM NO.6 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO GIVE
A GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
7 ORDINARY RESOLUTION IN ITEM NO.7 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING. (TO
EXTEND THE GENERAL MANDATE TO BE GIVEN TO
THE DIRECTORS TO ISSUE NEW SHARES)
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt Withheld Against
Madeline S. Bell Mgmt Withheld Against
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt Withheld Against
Maritza G. Montiel Mgmt Withheld Against
Asuka Nakahara Mgmt Withheld Against
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt Against Against
independent auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt Against Against
4. Approval of Amended 2002 Restricted Stock Mgmt For For
Plan
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and Shr For Against
report on risks posed by failing to prevent
sexual harassment
--------------------------------------------------------------------------------------------------------------------------
COMERICA INCORPORATED Agenda Number: 935145866
--------------------------------------------------------------------------------------------------------------------------
Security: 200340107
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CMA
ISIN: US2003401070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael E. Collins Mgmt No vote
1B. Election of Director: Roger A. Cregg Mgmt No vote
1C. Election of Director: T. Kevin DeNicola Mgmt No vote
1D. Election of Director: Curtis C. Farmer Mgmt No vote
1E. Election of Director: Jacqueline P. Kane Mgmt No vote
1F. Election of Director: Richard G. Lindner Mgmt No vote
1G. Election of Director: Barbara R. Smith Mgmt No vote
1H. Election of Director: Robert S. Taubman Mgmt No vote
1I. Election of Director: Reginald M. Turner, Mgmt No vote
Jr.
1J. Election of Director: Nina G. Vaca Mgmt No vote
1K. Election of Director: Michael G. Van de Ven Mgmt No vote
2. Ratification of the Appointment of Ernst & Mgmt No vote
Young LLP as Independent Registered Public
Accounting Firm
3. Approval of a Non-Binding, Advisory Mgmt No vote
Proposal Approving Executive Compensation
--------------------------------------------------------------------------------------------------------------------------
COMPAGNIE DE SAINT-GOBAIN SA Agenda Number: 712522590
--------------------------------------------------------------------------------------------------------------------------
Security: F80343100
Meeting Type: MIX
Meeting Date: 04-Jun-2020
Ticker:
ISIN: FR0000125007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004292001214-52
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 TO RETAINED EARNINGS
O.4 RENEWAL OF THE TERM OF OFFICE OF MRS. IEDA Mgmt For For
GOMES YELL AS DIRECTOR
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-DOMINIQUE SENARD AS DIRECTOR
O.6 RATIFICATION OF THE CO-OPTATION OF MRS. Mgmt For For
SIBYLLE DAUNIS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS, AS A REPLACEMENT FOR
MR. JACQUES PESTRE
O.7 APPOINTMENT OF MR. JEAN-FRANCOIS CIRELLI AS Mgmt For For
DIRECTOR
O.8 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. PIERRE-ANDRE DE CHALENDAR, CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR AWARDED
IN RESPECT OF THE SAME FINANCIAL YEAR TO
MR. BENOIT BAZIN, DEPUTY CHIEF EXECUTIVE
OFFICER
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS REFERRED
TO IN SECTION I OF ARTICLE L. 225-37-3 OF
THE FRENCH COMMERCIAL CODE AND MENTIONED IN
THE CORPORATE GOVERNANCE REPORT
O.11 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER FOR THE FINANCIAL YEAR
2020
O.12 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF THE DEPUTY CHIEF EXECUTIVE
OFFICER FOR THE FINANCIAL YEAR 2020
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
ELEMENTS OF DIRECTORS FOR THE FINANCIAL
YEAR 2020
O.14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE SHARES OF THE COMPANY
O.15 RATIFICATION OF THE TRANSFER OF THE Mgmt For For
COMPANY'S REGISTERED OFFICE
E.16 STATUTORY AMENDMENTS RELATING TO THE TERM Mgmt For For
OF OFFICE OF DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
E.17 POWERS TO IMPLEMENT THE DECISIONS OF THE Mgmt For For
MEETING AND TO CARRY OUT FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 711897617
--------------------------------------------------------------------------------------------------------------------------
Security: G23296208
Meeting Type: AGM
Meeting Date: 06-Feb-2020
Ticker:
ISIN: GB00BD6K4575
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' ANNUAL Mgmt For For
REPORT AND ACCOUNTS AND THE AUDITOR'S
REPORTTHEREON
2 TO RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Mgmt For For
SHARES: FINAL DIVIDEND OF 26.9 PENCE PER
ORDINARY SHARE
4 TO ELECT KAREN WITTS AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For
9 TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For
10 TO RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ANNE-FRANCOISE NESMES AS A Mgmt For For
DIRECTOR
12 TO RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For
13 TO RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt Against Against
14 TO RE-ELECT PAUL WALSH AS A DIRECTOR Mgmt Against Against
15 TO RE-APPOINT KPMG LLP AS AUDITOR Mgmt For For
16 TO AUTHORISE THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITOR'S REMUNERATION
17 TO AUTHORISE DONATIONS TO EU POLITICAL Mgmt For For
ORGANISATIONS
18 TO APPROVE AMENDMENT TO THE REMUNERATION Mgmt For For
POLICY TO ALLOW PAYMENT OF THE FULL FEE
PAYABLETO NON-EXEC DIRECTORS IN RESPECT OF
EACH NON-EXEC ROLE THEY PERFORM
19 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
20 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH
21 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
FOR CASH IN LIMITED CIRCUMSTANCES
22 TO AUTHORISE THE COMPANY TO PURCHASE SHARES Mgmt For For
23 TO AUTHORISE THE DIRECTORS TO REDUCE Mgmt For For
GENERAL MEETING NOTICE PERIODS
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935159322
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt Against Against
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt Against Against
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt Against Against
1I. Election of Director: Larry J. Merlo Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt Against Against
1K. Election of Director: Mary L. Schapiro Mgmt Against Against
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt Against Against
independent registered public accounting
firm for 2020.
3. Say on Pay, a proposal to approve, on an Mgmt Against Against
advisory basis, the Company's executive
compensation.
4. Proposal to amend the Company's 2017 Mgmt For For
Incentive Compensation Plan to increase the
number of shares authorized to be issued
under the Plan.
5. Proposal to amend the Company's 2007 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares available for sale
under the Plan.
6. Stockholder proposal for reducing the Shr Against For
ownership threshold to request a
stockholder action by written consent.
7. Stockholder proposal regarding our Shr For Against
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt Against Against
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt Against Against
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt Against Against
1I. Election of Director: Sherry M. Smith Mgmt Against Against
1J. Election of Director: Dmitri L. Stockton Mgmt Against Against
1K. Election of Director: Sheila G. Talton Mgmt Against Against
2. Amendment to Deere's ByLaws to provide that Mgmt Against Against
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Mussallem Mgmt For For
1B. Election of Director: Kieran T. Gallahue Mgmt Against Against
1C. Election of Director: Leslie S. Heisz Mgmt Against Against
1D. Election of Director: William J. Link, Mgmt For For
Ph.D.
1E. Election of Director: Steven R. Loranger Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Ramona Sequeira Mgmt For For
1H. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For
STOCK INCENTIVE PROGRAM.
4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR THE
PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK
SPLIT.
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt Against Against
REGISTERED PUBLIC ACCOUNTING FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EISAI CO.,LTD. Agenda Number: 712648192
--------------------------------------------------------------------------------------------------------------------------
Security: J12852117
Meeting Type: AGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: JP3160400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Naito, Haruo Mgmt Against Against
1.2 Appoint a Director Kato, Yasuhiko Mgmt For For
1.3 Appoint a Director Kanai, Hirokazu Mgmt For For
1.4 Appoint a Director Tsunoda, Daiken Mgmt For For
1.5 Appoint a Director Bruce Aronson Mgmt For For
1.6 Appoint a Director Tsuchiya, Yutaka Mgmt For For
1.7 Appoint a Director Kaihori, Shuzo Mgmt For For
1.8 Appoint a Director Murata, Ryuichi Mgmt For For
1.9 Appoint a Director Uchiyama, Hideyo Mgmt For For
1.10 Appoint a Director Hayashi, Hideki Mgmt For For
1.11 Appoint a Director Miwa, Yumiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 712492331
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 14-May-2020
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 385003 DUE TO DUE TO RECEIPT OF
SLATES UNDER RESOLUTION 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT AS PER ART. 106, ITEM 4, Non-Voting
OF THE LEGISLATIVE DECREE COVID19 THE
PHYSICAL PARTICIPATION TO THE MEETING IS
NOT FORESEEN. THANK YOU
1 BALANCE SHEET AS OF 31 DECEMBER 2019. BOARD Mgmt For For
OF DIRECTORS', INTERNAL AND EXTERNAL
AUDITORS' REPORTS. RESOLUTIONS RELATED
THERETO. TO PRESENT CONSOLIDATED BALANCE
SHEET AS OF 31 DECEMBER 2019 AND
CONSOLIDATED NON-FINANCIAL DECLARATION FOR
FINANCIAL YEAR 2019
2 PROFIT ALLOCATION Mgmt For For
3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOKING THE EMPOWERMENT
GRANTED BY THE ORDINARY SHAREHOLDERS'
MEETING HELD ON 16 MAY 2019. RESOLUTIONS
RELATED THERETO
4 TO STATE THE BOARD OF DIRECTORS' MEMBERS Mgmt For For
NUMBER
5 TO STATE THE BOARD OF DIRECTORS' TERM OF Mgmt For For
OFFICE
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
6.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: LIST PRESENTED BY MINISTERO
DELL'ECONOMIA E DELLE FINANZE, REPRESENTING
23.585PCT OF THE STOCK CAPITAL: MICHELE
ALBERTO FABIANO CRISOSTOMO, COSTANZA
ESCLAPON, FRANCESCO STARACE, ALBERTO
MARCHI, MIRELLA PELLEGRINI, MARIANA
MAZZUCATO
6.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD
OF DIRECTORS: LIST PRESENTED BY ABERDEEN
STANDARD INVESTMENTS MANAGING FUNDS:
STANDARD LIFE ASSURANCE LIMITED, SLTM
LIMITED, ABERDEEN STANDARD FUND MANAGERS
LIMITED, REASSURE LIMITED; ALLIANZ GLOBAL
INVESTORS FUND MANAGING FUNDS: ALLIANZ
EUROPEAN EQUITY DIVIDEND, SDV ALLIANZ VGL
FONDS - AGI INSUR DEDICA LARGE CAP, SDV
ALLIANZ VGL FONDS - AGI SYSPRO VALUE
EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A.
MANAGING FUNDS: AMUNDI DIVIDENDO ITALIA,
AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO
ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022
QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022
TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE,
AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA
PENSIONE GARANTITA ESG, AMUNDI OBIETTIVO
CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA
2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI
ESG SELECTION TOP, AMUNDI ESG SELECTION
CLASSIC, AMUNDI CEDOLA 2021, AMUNDI
DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION
PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI
OBBLIGAZIONARIO PIU A DISTRIBUZIONE,
SECONDA PENSIONE BILANCIATA ESG, AMUNDI
AZIONARIO VALORE EUROPA A DISTRIBUZIONE,
SECONDA PENSIONE SVILUPPO ESG, SECONDA
PENSIONE ESPANSIONE ESG; AMUNDI LUXEMBOURG
S.A. AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE
INCOME AMUNDI FUNDS EUROPEAN EQUITY
SUSTAINABLE INCOME; ANIMA SGR S.P.A.
MANAGING FUNDS: ANIMA VISCONTEO, ANIMA
ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA
ITALIA, ANIMA SFORZESCO, ANIMA ALTO
POTENZIALE ITALIA, ANIMA SELEZIONE EUROPA,
ANIMA EUROPA; APG ASSET MANAGEMENT N.V.
MANAGING THE FUND: STICHTING DEPOSITARY APG
DEVELOPED MARKETS EQUITY POOL; ARCA FONDI
SGR S.P.A. MANAGING FUNDS: FONDO ARCA
AZIONI ITALIA, FONDO ARCA ECONOMIA REALE
BILANCIATO ITALIA 55; BANCOPOSTA FONDI
S.P.A. SGR MANAGING FUNDS BANCOPOSTA
AZIONARIO INTERNAZIONALE, MIX 1, MIX 2, MIX
3, POSTE INVESTO SOSTENIBILE, BANCOPOSTA
AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY
LTE; EPSILON SGR S.P.A. MANAGING FUNDS:
EPSILON FLESSIBILE AZIONI EURO FEBBRAIO
2021, EPSILON MULTIASSET 3 ANNI LUGLIO
2020, EPSILON MULTIASSET VALORE GLOBALE
LUGLIO 2022, EPSILON FLESSIBILE AZIONI EURO
NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI
EURO SETTEMBRE 2020, EPSILON FLESSIBILE
AZIONI EURO GIUGNO 2021, EPSILON MULTIASSET
VALORE GLOBALE GIUGNO 2021, EPSILON
FLESSIBILE AZIONI EURO APRILE 2021, EPSILON
ALLOCAZIONE TATTICA APRILE 2020, EPSILON
MULTIASSET VALORE GLOBALE SETTEMBRE 2021,
EPSILON MULTIASSET VALORE GLOBALE MARZO
2022, EPSILON QVALUE, EPSILON QRETURN,
EPSILON QEQUITY, EPSILON DLONGRUN, EPSILON
MULTIASSET VALORE GLOBALE DICEMBRE 2021,
EPSILON MULTIASSET 3 ANNI MAGGIO 2020,
EPSILON MULTIASSET VALORE GLOBALE MAGGIO
2022, EPSILON ALLOCAZIONE TATTICA GIUGNO
2020; EURIZON CAPITAL S.A. MANAGING THE
FUND EURIZON FUND COMPARTI: TOP EUROPEAN
RESEARCH; ITALIAN EQUITY OPPORTUNITIES,
EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY
ITALY SMART VOLATILITY, ACTIVE ALLOCATION,
EQUITY INNOVATION; EURIZON INVESTMENT SICAV
- EURO EQUITY INSURANCE CAPITAL LIGHT;
FIDELITY FUNDS SICAV; FIDEURAM ASSET
MANAGEMENT IRELAND MANAGING THE FUND
FONDITALIA EQUITY ITALY; FIDEURAM
INVESTIMENTI SGR S.P.A. MANAGING FUNDS:
FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO
BILANCIATO ITALIA 30, PIANO BILANCIATO
ITALIA 50; INTERFUND SICAV - INTERFUND
EQUITY ITALY; GENERALI INVESTMENTS PARTNERS
S.P.A. SGR MANAGING FUNDS: GENERALI EURO
ACTIONS, GIE FONDO ALTO INTERNAZIONALE
AZIONARIO; GENERALI IVESTMENTS LUXEMBOURG
S.A. MANAGING FUNDS: GENERALI INVESTMENTS
SICAV, GSMART PIR EVOLUZ ITALIA, GSMART PIR
VALORE ITALIA, GENERALI MULTIPORTFOLIO
SOLUTIONS SICAV; KAIROS PARTNERS SGR S.P.A.
AS KAIRO'S INTERNATIONAL SICAVS MANAGEMENT
COMPANY SECTIONS: ITALIA, TARGET ITALY
ALPHA, EUROPA ESG, KEY; LEGAL E GENERAL
INVESTMENT MANAGEMENT MANAGING THE FUND
LEGAL E GENERAL ASSURANCE (PENSIONS
MANAGEMENT) LIMITED; NN INVESTMENT PARTNERS
MANAGING FUNDS: NN (L) EURO HIGH DIVIDEND,
NN (L) EURO EQUITY, NN (L) EUROPEAN EQUITY,
NN (L) EURO INCOME, NN EUROPE FUND, NN
PREMIUM DIVIDEND FUND; MEDIOLANUM
INTERNATIONAL FUNDS LIMITED CHALLENGE FUNDS
ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI
SGR S.P.A. MANAGING FUNDS: MEDIOLANUM
FLESSIBILE FUTURO ITALIA, MEDIOLANUM
FLESSIBILE SVILUPPO ITALIA; PRAMERICA SICAV
SECTIONS: ITALIAN EQUITY, EURO EQUITY;
ROBECO UMBRELLA FUND I N.V. ROBECO QI
GLOBAL DEVELOPED ENHANCED INDEX EQUITIES
FUND; LYXOR ASSET MANAGEMENT MANAGING
FUNDS: LYXOR MSCI EUROPE CLIMATE CHANGE
(DR) UICTS ETF, LYXOR MSCI WORLD CLIMATE
CHANGE (DR) UCITS ETF, LYXOR FTSE EUROPE
MINIMUM VARIANCE (DR) UCITS ETF, LYXOR FTSE
ITALIA ALL CAP PIR 2020 (DR) UCITS ETF,
LYXOR ETF CORE MSCI EMU (DR) MASTER TH,
LYXOR CORE MSCI WORLD (DR) UCITS ETF, LYXOR
CORE EURO STOXX 300 (DR), LYXOR CORE STOXX
EUROPE 600 (DR) - MASTER, LYXOR MSCI EMU
VALUE (DR) UCITS ETF, LYXOR GLOBAL GENDER
EQUALITY (DR) UCITS ETF, LYXOR CORE EURO
STOXX 50 (DR), LYXOR MSCI EUROPE (DR) UCITS
ETF, LYXOR EUROSTOXX 50 (DR) UCITS ETF
MASTER, LYXOR INDEX FUND EURO; CANDRIAM
MANAGING FUNDS: CLEOME INDEX EUROPE
EQUITIES, CLEOME INDEX EMU EQUITIES, FRR
CANDRIAM LOT101-FRR05X; EURIZON CAPITAL SGR
S.P.A MANAGING FUNDS: EURIZON PIR ITALIA
30, EURIZON GLOBAL MULTIASSET SELECTION
SETTEMBRE 2022, EURIZON RENDITA, EURIZON
AZIONI INTERNAZIONALI, EURIZON AZIONI AREA
EURO, EURIZON MULTIASSET TREND DICEMBRE
2022, EURIZON AZIONI EUROPA, EURIZON
PROGETTO ITALIA 70, - EURIZON AZIONI
ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON
PROGETTO ITALIA 40, - EURIZON TOP SELECTION
CRESCITA DICEMBRE 2023, EURIZON TOP
SELECTION EQUILIBRIO MARZO 2024, EURIZON
TOP SELECTION CRESCITA MARZO 2024, EURIZON
TOP SELECTION EQUILIBRIO MAGGIO 2024,
EURIZON TOP SELECTION CRESCITA MAGGIO 2024,
EURIZON TOP SELECTION EQUILIBRIO GIUGNO
2024, EURIZON TOP SELECTION CRESCITA GIUGNO
2024, EURIZON TOP SELECTION CRESCITA
SETTEMBRE 2024, EURIZON TOP SELECTION
EQUILIBRIO SETTEMBRE 2024, EURIZON TOP
SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON
TOP SELECTION CRESCITA DICEMBRE 2024,
EURIZON TOP SELECTION EQUILIBRIO MARZO
2025, EURIZON TOP SELECTION CRESCITA MARZO
2025, REPRESENTING 2.22728PCT OF THE STOCK
CAPITAL: ANNA CHIARA SVELTO, CESARE CALARI,
SAMUEL GEORG FRIEDRICH LEUPOLD
7 TO APPOINT THE BOARD OF DIRECTORS' Mgmt For For
CHAIRMAN: MICHELE ALBERTO FABIANO
CRISOSTOMO
8 TO STATE THE BOARD OF DIRECTORS' EMOLUMENT Mgmt For For
9 2020 LONG-TERM INCENTIVE PLAN ADDRESSED TO Mgmt For For
ENEL S.P.A. MANAGEMENT AND/OR ITS
SUBSIDIARIES AS PER ART. 2359 OF THE
ITALIAN CIVIL CODE
10.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt Against Against
REWARDING REPORT: FIRST SECTION (BINDING
RESOLUTION)
10.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
EMOLUMENTS PAID REPORT: SECOND SECTION
(NON-BINDING RESOLUTION)
CMMT 13 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF DIRECTOR NAME
IN RESOLUTION 7. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EPIROC AB Agenda Number: 712492343
--------------------------------------------------------------------------------------------------------------------------
Security: W25918116
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: SE0011166933
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING AND ELECTION OF Non-Voting
CHAIR: SVEN UNGER
2 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO ATTEST Non-Voting
THE MINUTES
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND THE
CONSOLIDATED AUDITOR'S REPORT
7 QUESTIONS FROM SHAREHOLDERS TO THE BOARD OF Non-Voting
DIRECTORS AND THE MANAGEMENT
8.A DECISION REGARDING: ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8.B DECISION REGARDING: DISCHARGE FROM Mgmt For For
LIABILITY FOR BOARD MEMBERS AND THE CEO
8.C DECISION REGARDING: ALLOCATION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS ACCORDING TO THE
ADOPTED BALANCE SHEET: SEK 1.20 PER SHARE
8.D DECISION REGARDING: RECORD DATE FOR Mgmt For For
RECEIVING THE DIVIDEND
CMMT PLEASE NOTE THAT RESOLUTIONS 9, 10 AND 11 Non-Voting
ARE PROPOSED BY NOMINATION COMMITTEE AND
BOARD DOES NOT MAKE ANY RECOMMENDATION ON
THIS PROPOSAL. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
9.A DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS: THAT NINE BOARD MEMBERS BE
ELECTED. THAT ONE REGISTERED AUDITING
COMPANY BE ELECTED
9.B DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS OR REGISTERED AUDITING
COMPANIES
10.A ELECTION OF BOARD MEMBERS: THAT THE Mgmt Against
FOLLOWING BOARD MEMBERS ARE RE-ELECTED:
LENNART EVRELL, JOHAN FORSSELL, JEANE HULL,
RONNIE LETEN, ULLA LITZEN, ASTRID SKARHEIM
ONSUM AND ANDERS ULLBERG. THAT SIGURD
MAREELS AND HELENA HEDBLOM ARE APPOINTED AS
NEW BOARD MEMBERS
10.B ELECTION OF CHAIR OF THE BOARD: THAT RONNIE Mgmt Against
LETEN IS RE-ELECTED CHAIR OF THE BOARD
10.C ELECTION OF AUDITORS AND DEPUTY AUDITORS OR Mgmt Against
REGISTERED AUDITING COMPANIES: THAT
DELOITTE AB IS RE-ELECTED AS THE AUDITING
COMPANY WHICH ALSO IS THE AUDIT COMMITTEE'S
RECOMMENDATION
11.A DETERMINING THE REMUNERATION: IN CASH OR Mgmt For
PARTIALLY IN THE FORM OF SYNTHETIC SHARES,
TO THE BOARD OF DIRECTORS, AND THE
REMUNERATION TO ITS COMMITTEES
11.B DETERMINING THE REMUNERATION: TO THE Mgmt Against
AUDITORS OR REGISTERED AUDITING COMPANY
12.A THE BOARD'S PROPOSAL REGARDING GUIDELINES Mgmt Against Against
FOR EXECUTIVE REMUNERATION
12.B THE BOARD'S PROPOSAL REGARDING A Mgmt For For
PERFORMANCE BASED PERSONNEL OPTION PLAN FOR
2020
13.A THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
ACQUIRE A SHARES RELATED TO PERSONNEL
OPTION PLAN FOR 2020
13.B THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
ACQUIRE A SHARES RELATED TO REMUNERATION IN
THE FORM OF SYNTHETIC SHARES
13.C THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
TRANSFER A SHARES RELATED TO PERSONNEL
OPTION PLAN FOR 2020
13.D THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
SELL A SHARES TO COVER COSTS RELATED TO
SYNTHETIC SHARES TO BOARD MEMBERS
13.E THE BOARD'S PROPOSAL REGARDING MANDATES TO Mgmt For For
SELL A SHARES TO COVER COSTS IN RELATION TO
THE PERFORMANCE BASED PERSONNEL OPTION
PLANS FOR 2015, 2016 AND 2017
14 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 307236 DUE TO CHANGE IN DIVIDEND
AMOUNT UNDER RESOLUTION 8.C. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935161757
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaime Ellertson Mgmt Withheld Against
Sharon Rowlands Mgmt Withheld Against
2. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as our Independent Registered
Public Accounting Firm
3. Advisory Approval of the Compensation of Mgmt Against Against
our Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935221236
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Susan C. Athey Mgmt For For
1C. Election of Director: A. George "Skip" Mgmt Abstain Against
Battle (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class)
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Jon T. Gieselman (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1G. Election of Director: Craig A. Jacobson (To Mgmt Abstain Against
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class)
1H. Election of Director: Peter M. Kern Mgmt Abstain Against
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Greg Mondre Mgmt For For
1K. Election of Director: David Sambur Mgmt For For
1L. Election of Director: Alexander von Mgmt For For
Furstenberg
1M. Election of Director: Julie Whalen (To be Mgmt Abstain Against
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Expedia Group, Inc.'s named
executive officers.
3. Approval of the Fifth Amended and Restated Mgmt Against Against
Expedia Group, Inc. 2005 Stock and Annual
Incentive Plan, including an amendment to
increase the number of shares of Expedia
Group, Inc.'s common stock authorized for
issuance thereunder by 8,000,000.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
5. Stockholder proposal regarding a report Shr For Against
concerning political contributions and
expenditures, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt Withheld Against
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt Against Against
policy.
4. A stockholder proposal regarding change in Shr For Against
stockholder voting.
5. A stockholder proposal regarding an Shr For Against
independent chair.
6. A stockholder proposal regarding majority Shr For Against
voting for directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr For Against
civil and human rights risks.
10. A stockholder proposal regarding child Shr For Against
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC. Agenda Number: 935097851
--------------------------------------------------------------------------------------------------------------------------
Security: 303075105
Meeting Type: Annual
Meeting Date: 19-Dec-2019
Ticker: FDS
ISIN: US3030751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: F. Philip Snow Mgmt For For
1.2 ELECTION OF DIRECTOR: Sheila B. Jordan Mgmt For For
1.3 ELECTION OF DIRECTOR: James J. McGonigle Mgmt For For
2. TO RATIFY THE APPOINTMENT OF THE ACCOUNTING Mgmt For For
FIRM OF ERNST & YOUNG LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31,
2020.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935156213
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Special
Meeting Date: 24-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of November 3, 2019, by
and between First Horizon and IBERIABANK
Corporation.
2. Approval of the amendment to the restated Mgmt For For
charter of First Horizon to effect an
increase in the number of authorized shares
of First Horizon common stock from
400,000,000 to 700,000,000, effective only
upon completion of the merger.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related compensation
payments that will or may be paid by First
Horizon to its named executive officers in
connection with the merger.
4. Approval of one or more adjournments of the Mgmt For For
First Horizon special meeting, if necessary
or appropriate, including adjournments to
permit further solicitation of proxies in
favor of the First Horizon merger proposal
and the First Horizon charter amendment
proposal (Items 1 and 2 above).
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935145892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt Against Against
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt Against Against
1D. Election of Director: Mark A. Emkes Mgmt Against Against
1E. Election of Director: Corydon J. Gilchrist Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Vicki R. Palmer Mgmt For For
1H. Election of Director: Colin V. Reed Mgmt For For
1I. Election of Director: Cecelia D. Stewart Mgmt Against Against
1J. Election of Director: Rajesh Subramaniam Mgmt For For
1K. Election of Director: R. Eugene Taylor Mgmt For For
1L. Election of Director: Luke Yancy III Mgmt Against Against
2. Approval of an advisory resolution to Mgmt For For
approve executive compensation
3. Ratification of appointment of KPMG LLP as Mgmt Against Against
auditors
--------------------------------------------------------------------------------------------------------------------------
FIRSTCASH, INC. Agenda Number: 935192308
--------------------------------------------------------------------------------------------------------------------------
Security: 33767D105
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: FCFS
ISIN: US33767D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mr. Daniel E. Berce Mgmt For For
1B. Election of Director: Mr. Mikel D. Faulkner Mgmt For For
1C. Election of Director: Mr. Randel G. Owen Mgmt For For
2. Ratification of the selection of RSM US LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the year
ending December 31, 2020.
3. Approve, by non-binding vote, the Mgmt For For
compensation of named executive officers as
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FORESCOUT TECHNOLOGIES, INC. Agenda Number: 935159651
--------------------------------------------------------------------------------------------------------------------------
Security: 34553D101
Meeting Type: Special
Meeting Date: 23-Apr-2020
Ticker: FSCT
ISIN: US34553D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of February 6, 2020, as it may be
amended from time to time, by and among
Forescout Technologies, Inc., Ferrari Group
Holdings, L.P. and Ferrari Merger Sub, Inc.
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation that will or may
become payable by Forescout Technologies,
Inc. to its named executive officers in
connection with the merger.
3. To approve any proposal to adjourn the Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting.
--------------------------------------------------------------------------------------------------------------------------
GENTHERM INCORPORATED Agenda Number: 935199542
--------------------------------------------------------------------------------------------------------------------------
Security: 37253A103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: THRM
ISIN: US37253A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sophie Desormiere Mgmt For For
Phillip M. Eyler Mgmt For For
Yvonne Hao Mgmt For For
Ronald Hundzinski Mgmt For For
Charles Kummeth Mgmt For For
Byron Shaw II Mgmt For For
John Stacey Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP to act as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory (non-binding) approval of the 2019 Mgmt For For
compensation of the Company's named
executive officers.
4. Approval of the Amendment to the Gentherm Mgmt Against Against
Incorporated 2013 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 935154598
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive and adopt the 2019 Annual Report Mgmt For For
O2 To approve the Annual report on Mgmt For For
remuneration
O3 To approve the Remuneration policy Mgmt Abstain Against
O4 To elect Sir Jonathan Symonds as a Director Mgmt For For
05 To elect Charles Bancroft as a Director Mgmt For For
O6 To re-elect Emma Walmsley as a Director Mgmt For For
O7 To re-elect Vindi Banga as a Director Mgmt For For
O8 To re-elect Dr Hal Barron as a Director Mgmt For For
O9 To re-elect Dr Vivienne Cox as a Director Mgmt For For
O10 To re-elect Lynn Elsenhans as a Director Mgmt For For
O11 To re-elect Dr Laurie Glimcher as a Mgmt For For
Director
O12 To re-elect Dr Jesse Goodman as a Director Mgmt For For
O13 To re-elect Judy Lewent as a Director Mgmt For For
O14 To re-elect Iain Mackay as a Director Mgmt Against Against
O15 To re-elect Urs Rohner as a Director Mgmt For For
O16 To re-appoint the auditor Mgmt For For
O17 To determine remuneration of the auditor Mgmt For For
S18 To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
S19 To authorise allotment of shares Mgmt For For
S20 To disapply pre-emption rights - general Mgmt For For
power (special resolution)
S21 To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (special resolution)
S22 To authorise the company to purchase its Mgmt For For
own shares (special resolution)
S23 To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
S24 To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (special
resolution)
--------------------------------------------------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV Agenda Number: 712413688
--------------------------------------------------------------------------------------------------------------------------
Security: P49538112
Meeting Type: OGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: MXP370841019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I THE REPORT FROM THE EXECUTIVE CHAIRPERSON Mgmt For For
OF THE COMPANY FOR THE FISCAL YEAR THAT RAN
FROM JANUARY 1 TO DECEMBER 31, 2019.
DISCUSSION AND APPROVAL, IF DEEMED
APPROPRIATE, OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES TO DECEMBER 31, 2019.
PRESENTATION OF THE OPINIONS AND REPORTS
THAT ARE REFERRED TO IN LINES A, B, C, D,
AND E OF PART IV OF ARTICLE 28 OF THE
SECURITIES MARKET LAW, IN REGARD TO THE
FISCAL YEAR THAT RAN FROM JANUARY 1 TO
DECEMBER 31, 2019. RESOLUTIONS IN THIS
REGARD
II READING OF THE REPORT IN REGARD TO THE Mgmt For For
FULFILLMENT OF THE TAX OBLIGATIONS OF THE
COMPANY DURING THE 2018 FISCAL YEAR
III RESOLUTION IN REGARD TO THE ALLOCATION OF Mgmt For For
THE PROFIT FROM THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2019
IV THE REPORT THAT IS REFERRED TO IN LINE III Mgmt For For
OF ARTICLE 60 OF THE PROVISIONS OF A
GENERAL NATURE THAT ARE APPLICABLE TO THE
ISSUERS OF SECURITIES AND TO OTHER
SECURITIES MARKET PARTICIPANTS, INCLUDING A
REPORT IN REGARD TO THE ALLOCATION OF THE
FUNDS THAT WERE DESTINED FOR SHARE BUYBACKS
DURING THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2019. DETERMINATION OF THE
MAXIMUM AMOUNT OF FUNDS THAT ARE TO BE
ALLOCATED TO SHARE BUYBACKS DURING THE 2020
FISCAL YEAR. RESOLUTIONS IN THIS REGARD
V RESOLUTION IN REGARD TO THE RATIFICATION OF Mgmt For For
THE ACTS THAT WERE DONE BY THE EXECUTIVE
CHAIRPERSON, THE ADMINISTRATION AND FINANCE
DIRECTOR WITH THE DUTIES OF GENERAL
DIRECTOR, THE BOARD OF DIRECTORS AND ITS
COMMITTEES DURING THE FISCAL YEAR THAT RAN
FROM JANUARY 1 TO DECEMBER 31, 2019
VI RESOLUTION IN REGARD TO THE RATIFICATION OF Mgmt Against Against
THE OUTSIDE AUDITOR OF THE COMPANY
VII APPOINTMENT AND OR RATIFICATION OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS OF THE
COMPANY AND THE CLASSIFICATION OF THEIR
INDEPENDENCE IN ACCORDANCE WITH ARTICLE 26
OF THE SECURITIES MARKET LAW, AS WELL AS OF
THE MEMBERS OF THE COMMITTEES OF THE BOARD
OF DIRECTORS ITSELF AND OF THEIR
CHAIRPERSONS. RESOLUTIONS IN THIS REGARD
VIII PROPOSAL IN REGARD TO THE COMPENSATION FOR Mgmt For For
THE MEMBERS OF THE BOARD OF DIRECTORS AND
FOR THE MEMBERS OF THE COMMITTEES OF THE
BOARD OF DIRECTORS. RESOLUTIONS IN THIS
REGARD
IX DESIGNATION OF THE DELEGATES WHO WILL CARRY Mgmt For For
OUT AND FORMALIZE THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING. RESOLUTIONS
IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE SERVICES GROUP, INC. Agenda Number: 935201931
--------------------------------------------------------------------------------------------------------------------------
Security: 421906108
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: HCSG
ISIN: US4219061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Theodore Wahl Mgmt For For
John M. Briggs Mgmt Withheld Against
Robert L. Frome Mgmt For For
Dino D. Ottaviano Mgmt Withheld Against
Michael E. McBryan Mgmt For For
Diane S. Casey Mgmt For For
John J. McFadden Mgmt For For
Jude Visconto Mgmt For For
Daniela Castagnino Mgmt For For
Laura Grant Mgmt For For
2. To approve and ratify the selection of Mgmt Against Against
Grant Thornton LLP as the independent
registered public accounting firm of the
Company for the current fiscal year ending
December 31, 2020.
3. To consider an advisory vote on executive Mgmt For For
compensation.
4. To approve and adopt the Company's 2020 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HEIDELBERGCEMENT AG Agenda Number: 712629914
--------------------------------------------------------------------------------------------------------------------------
Security: D31709104
Meeting Type: AGM
Meeting Date: 04-Jun-2020
Ticker:
ISIN: DE0006047004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 412275 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.60 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER DR. BERND SCHEIFELE FOR FISCAL 2019
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER DR. DOMINIK VON ACHTEN FOR FISCAL
2019
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KEVIN GLUSKIE FOR FISCAL 2019
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HAKAN GURDAL FOR FISCAL 2019
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ERNEST JELITO FOR FISCAL 2019
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JON MORRISH FOR FISCAL 2019
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER DR. LORENZ NAEGER FOR FISCAL 2019
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER DR. ALBERT SCHEUER FOR FISCAL 2019
3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CHRISTOPHER JAMES WARD FOR FISCAL
2019
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRITZ JUERGEN HECKMANN FOR FISCAL
2019
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HEINZ SCHMITT FOR FISCAL 2019
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BARBARA BREUNINGER FOR FISCAL 2019
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOSEF HEUMANN FOR FISCAL 2019
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT JOCHENS FOR FISCAL 2019
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GABRIELE KAILING FOR FISCAL 2019
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER LUDWIG MERCKLE FOR FISCAL 2019
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER TOBIAS MERCKLE FOR FISCAL 2019
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER LUKA MUCIC FOR FISCAL 2019
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DR. INES PLOSS FOR FISCAL 2019
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER RIEDEL FOR FISCAL 2019
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DR. JUERGEN M. SCHNEIDER FOR FISCAL
2019
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER SCHRAEDER FOR FISCAL 2019
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE FOR FISCAL 2019
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER STEPHAN WEHNING FOR FISCAL 2019
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DR. MARION WEISSENBERGER-EIBL FOR
FISCAL 2019
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL 2020
6 APPROVE CREATION OF EUR 178.5 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED Agenda Number: 935139647
--------------------------------------------------------------------------------------------------------------------------
Security: 446150104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: HBAN
ISIN: US4461501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizabeth Ardisana Mgmt For For
Alanna Y. Cotton Mgmt For For
Ann B. Crane Mgmt For For
Robert S. Cubbin Mgmt For For
Steven G. Elliott Mgmt For For
Gina D. France Mgmt Withheld Against
J Michael Hochschwender Mgmt For For
John C. Inglis Mgmt For For
Katherine M. A. Kline Mgmt For For
Richard W. Neu Mgmt For For
Kenneth J. Phelan Mgmt For For
David L. Porteous Mgmt For For
Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2020.
3. Advisory resolution to approve, on a Mgmt For For
non-binding basis, the compensation of
executives as disclosed in the accompanying
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935180618
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline Dorsa Mgmt Against Against
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Philip W. Schiller Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
January 3, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr For Against
stockholder proposal regarding political
disclosures.
--------------------------------------------------------------------------------------------------------------------------
INOGEN, INC. Agenda Number: 935153471
--------------------------------------------------------------------------------------------------------------------------
Security: 45780L104
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: INGN
ISIN: US45780L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Heath Lukatch, Ph.D. Mgmt Withheld Against
Raymond Huggenberger Mgmt Withheld Against
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
3. Approval on an advisory basis of our Mgmt For For
executive compensation for the fiscal year
ended December 31, 2019.
--------------------------------------------------------------------------------------------------------------------------
INSULET CORPORATION Agenda Number: 935172659
--------------------------------------------------------------------------------------------------------------------------
Security: 45784P101
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: PODD
ISIN: US45784P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sally W. Crawford Mgmt For For
Michael R. Minogue Mgmt For For
Corinne H. Nevinny Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of certain
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTACT FINANCIAL CORP Agenda Number: 712360825
--------------------------------------------------------------------------------------------------------------------------
Security: 45823T106
Meeting Type: MIX
Meeting Date: 06-May-2020
Ticker:
ISIN: CA45823T1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHARLES BRINDAMOUR Mgmt For For
1.2 ELECTION OF DIRECTOR: JANET DE SILVA Mgmt For For
1.3 ELECTION OF DIRECTOR: CLAUDE DUSSAULT Mgmt For For
1.4 ELECTION OF DIRECTOR: JANE E. KINNEY Mgmt Abstain Against
1.5 ELECTION OF DIRECTOR: ROBERT G. LEARY Mgmt Abstain Against
1.6 ELECTION OF DIRECTOR: SYLVIE PAQUETTE Mgmt Abstain Against
1.7 ELECTION OF DIRECTOR: TIMOTHY H. PENNER Mgmt For For
1.8 ELECTION OF DIRECTOR: STUART J. RUSSELL Mgmt For For
1.9 ELECTION OF DIRECTOR: FREDERICK SINGER Mgmt For For
1.10 ELECTION OF DIRECTOR: STEPHEN G. SNYDER Mgmt Abstain Against
1.11 ELECTION OF DIRECTOR: CAROL STEPHENSON Mgmt For For
1.12 ELECTION OF DIRECTOR: WILLIAM L. YOUNG Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR Mgmt Abstain Against
OF THE COMPANY
3 CONFIRMATION OF THE AMENDED AND RESTATED Mgmt For For
SHAREHOLDER RIGHTS PLAN
4 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 935188183
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela G. Bailey Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt Withheld Against
Jean Hobby Mgmt Withheld Against
M. Craig Maxwell Mgmt Withheld Against
Filippo Passerini Mgmt For For
Bill R. Sanford Mgmt For For
Donald J. Spence Mgmt For For
William B. Summers, Jr. Mgmt For For
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt Against Against
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR INTEGER HOLDINGS
CORPORATION FOR FISCAL YEAR 2020.
3. APPROVE BY NON-BINDING ADVISORY VOTE THE Mgmt For For
COMPENSATION OF INTEGER HOLDINGS
CORPORATION NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC. Agenda Number: 935190417
--------------------------------------------------------------------------------------------------------------------------
Security: 462222100
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: IONS
ISIN: US4622221004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph Wender Mgmt For For
B. Lynne Parshall Mgmt For For
Spencer Berthelsen Mgmt For For
Joan Herman Mgmt Withheld Against
2. To approve an amendment and restatement of Mgmt Against Against
the Ionis Pharmaceuticals, Inc. 2002
Non-Employee Directors' Stock Option Plan
to, among other things, increase the
aggregate number of shares of common stock
authorized for issuance under such plan by
800,000 shares to an aggregate of 2,800,000
shares, reduce the amount of the automatic
awards under the plan, revise the vesting
schedule of awards and extend the term of
the plan.
3. To ratify amending the existing stock Mgmt For For
option and restricted stock unit awards of
directors to adjust vesting.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
5. Ratify the Audit Committee's selection of Mgmt Against Against
Ernst & Young LLP as independent auditors
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935179603
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
V. P. Gapontsev, Ph.D. Mgmt For For
E. A. Scherbakov, Ph.D Mgmt For For
Igor Samartsev Mgmt For For
Michael C. Child Mgmt For For
Gregory P. Dougherty Mgmt Withheld Against
Catherine P. Lego Mgmt Withheld Against
Eric Meurice Mgmt For For
John R. Peeler Mgmt For For
Thomas J. Seifert Mgmt Withheld Against
2. Advisory approval of our executive Mgmt For For
compensation
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2020
4. A stockholder proposal to prepare a report Shr For Against
on management team diversity, if properly
presented at the annual meeting
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INC. Agenda Number: 935160096
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Against Against
Jennifer Allerton
1B. Election of Director for a one-year term: Mgmt For For
Pamela M. Arway
1C. Election of Director for a one-year term: Mgmt Against Against
Clarke H. Bailey
1D. Election of Director for a one-year term: Mgmt Against Against
Kent P. Dauten
1E. Election of Director for a one-year term: Mgmt For For
Paul F. Deninger
1F. Election of Director for a one-year term: Mgmt For For
Monte Ford
1G. Election of Director for a one-year term: Mgmt For For
Per-Kristian Halvorsen
1H. Election of Director for a one-year term: Mgmt For For
Robin L. Matlock
1I. Election of Director for a one-year term: Mgmt For For
William L. Meaney
1J. Election of Director for a one-year term: Mgmt For For
Wendy J. Murdock
1K. Election of Director for a one-year term: Mgmt Against Against
Walter C. Rakowich
1L. Election of Director for a one-year term: Mgmt For For
Doyle R. Simons
1M. Election of Director for a one-year term: Mgmt For For
Alfred J. Verrecchia
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt Against Against
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
KB FINANCIAL GROUP INC Agenda Number: 712199682
--------------------------------------------------------------------------------------------------------------------------
Security: Y46007103
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7105560007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF A NON-PERMANENT DIRECTOR: HEO Mgmt For For
IN
3.2 ELECTION OF OUTSIDE DIRECTOR: STUART B. Mgmt For For
SOLOMON
3.3 ELECTION OF OUTSIDE DIRECTOR: SEON WOO SEOK Mgmt For For
HO
3.4 ELECTION OF OUTSIDE DIRECTOR: CHOE MYUNG Mgmt For For
HEE
3.5 ELECTION OF OUTSIDE DIRECTOR: JUNG GU HWAN Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR: KWON SEON JOO Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: O GYU TAEK
5.1 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: CHOE MYUNG HEE
5.2 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: JUNG GU HWAN
5.3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt Against Against
AN OUTSIDE DIRECTOR: GIM KYUNG HO
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KDDI CORPORATION Agenda Number: 712663384
--------------------------------------------------------------------------------------------------------------------------
Security: J31843105
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3496400007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tanaka, Takashi Mgmt For For
2.2 Appoint a Director Takahashi, Makoto Mgmt For For
2.3 Appoint a Director Shoji, Takashi Mgmt For For
2.4 Appoint a Director Muramoto, Shinichi Mgmt For For
2.5 Appoint a Director Mori, Keiichi Mgmt For For
2.6 Appoint a Director Morita, Kei Mgmt For For
2.7 Appoint a Director Amamiya, Toshitake Mgmt For For
2.8 Appoint a Director Takeyama, Hirokuni Mgmt For For
2.9 Appoint a Director Yoshimura, Kazuyuki Mgmt For For
2.10 Appoint a Director Yamaguchi, Goro Mgmt For For
2.11 Appoint a Director Yamamoto, Keiji Mgmt For For
2.12 Appoint a Director Oyagi, Shigeo Mgmt For For
2.13 Appoint a Director Kano, Riyo Mgmt For For
2.14 Appoint a Director Goto, Shigeki Mgmt For For
3.1 Appoint a Corporate Auditor Takagi, Mgmt For For
Kenichiro
3.2 Appoint a Corporate Auditor Honto, Shin Mgmt For For
3.3 Appoint a Corporate Auditor Matsumiya, Mgmt For For
Toshihiko
3.4 Appoint a Corporate Auditor Karube, Jun Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935159043
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Kinder Mgmt For For
1B. Election of Director: Steven J. Kean Mgmt For For
1C. Election of Director: Kimberly A. Dang Mgmt For For
1D. Election of Director: Ted A. Gardner Mgmt For For
1E. Election of Director: Anthony W. Hall, Jr. Mgmt For For
1F. Election of Director: Gary L. Hultquist Mgmt For For
1G. Election of Director: Ronald L. Kuehn, Jr. Mgmt For For
1H. Election of Director: Deborah A. Macdonald Mgmt Against Against
1I. Election of Director: Michael C. Morgan Mgmt For For
1J. Election of Director: Arthur C. Mgmt Against Against
Reichstetter
1K. Election of Director: Fayez Sarofim Mgmt For For
1L. Election of Director: C. Park Shaper Mgmt For For
1M. Election of Director: William A. Smith Mgmt For For
1N. Election of Director: Joel V. Staff Mgmt Against Against
1O. Election of Director: Robert F. Vagt Mgmt Against Against
1P. Election of Director: Perry M. Waughtal Mgmt Against Against
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 712250240
--------------------------------------------------------------------------------------------------------------------------
Security: Y49915104
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: KR7030200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
2 APPOINTMENT OF REPRESENTATIVE: GU HYUN MO Mgmt For For
3 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
4.1 APPOINTMENT OF INSIDE DIRECTOR: PARK YOON Mgmt For For
YOUNG
4.2 APPOINTMENT OF INSIDE DIRECTOR: PARK JONG Mgmt For For
WOOK
4.3 APPOINTMENT OF OUTSIDE DIRECTOR: KANG Mgmt For For
CHOONG GU
4.4 APPOINTMENT OF OUTSIDE DIRECTOR: PARK CHAN Mgmt For For
HEE
4.5 APPOINTMENT OF OUTSIDE DIRECTOR: YEO EUN Mgmt For For
JUNG
4.6 APPOINTMENT OF OUTSIDE DIRECTOR: PYO HYUN Mgmt For For
MYUNG
5.1 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For For
SUNG TAE YOON
5.2 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For For
YEO EUN JUNG
5.3 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For For
KANG CHOONG GU
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 APPROVAL OF BUSINESS CONTRACT Mgmt For For
8 AMENDMENT ON ARTICLES OF RETIREMENT Mgmt For For
ALLOWANCE FOR EXECUTIVES
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935147808
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: KT
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment to the Articles of Incorporation Mgmt For For
2. Election of Representative Director: Mr. Mgmt For For
Hyeon-Mo Ku
3. Approval of Financial Statements for the Mgmt For For
38th Fiscal Year
4.1 Election of Director: Mr. Yoon-Young Park Mgmt For For
(Inside Director Candidate)
4.2 Election of Director: Mr. Jong-Ook Park Mgmt For For
(Inside Director Candidate)
4.3 Election of Director: Mr. Chung-Gu Kang Mgmt For For
(Outside Director Candidate)
4.4 Election of Director: Mr. Chan-Hi Park Mgmt For For
(Outside Director Candidate)
4.5 Election of Director: Mrs. Eun-Jung Yeo Mgmt For For
(Outside Director Candidate)
4.6 Election of Director: Mr. Hyun-Myung Pyo Mgmt For For
(Outside Director Candidate)
5.1 Election of Member of the Audit Committee: Mgmt For For
Mr. Tae-Yoon Sung
5.2 Election of Member of the Audit Committee: Mgmt For For
Mrs. Eun-Jung Yeo
5.3 Election of Member of the Audit Committee: Mgmt For For
Mr. Chung-Gu Kang
6. Approval of Ceiling Amount on Remuneration Mgmt For For
for Directors
7. Approval of Employment Contract for the Mgmt For For
Representative Director
8. Amendment to Severance Pay Regulations for Mgmt For For
Executives
--------------------------------------------------------------------------------------------------------------------------
KYOCERA CORPORATION Agenda Number: 712767954
--------------------------------------------------------------------------------------------------------------------------
Security: J37479110
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3249600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Harada, Itsuki Mgmt For For
2.2 Appoint a Corporate Auditor Sakata, Hitoshi Mgmt For For
2.3 Appoint a Corporate Auditor Akiyama, Mgmt For For
Masaaki
2.4 Appoint a Corporate Auditor Koyama, Shigeru Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY Agenda Number: 935181014
--------------------------------------------------------------------------------------------------------------------------
Security: 512816109
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: LAMR
ISIN: US5128161099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Fletcher Mgmt For For
John E. Koerner, III Mgmt Withheld Against
Marshall A. Loeb Mgmt Withheld Against
Stephen P. Mumblow Mgmt Withheld Against
Thomas V. Reifenheiser Mgmt Withheld Against
Anna Reilly Mgmt For For
Kevin P. Reilly, Jr. Mgmt For For
Wendell Reilly Mgmt Withheld Against
Elizabeth Thompson Mgmt For For
2. Approval, on an advisory and non-binding Mgmt For For
basis, of the compensation of the Company's
named executive officers.
3. Ratify the appointment of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
LAMB WESTON HOLDINGS, INC. Agenda Number: 935068165
--------------------------------------------------------------------------------------------------------------------------
Security: 513272104
Meeting Type: Annual
Meeting Date: 26-Sep-2019
Ticker: LW
ISIN: US5132721045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter J. Bensen Mgmt For For
1b. Election of Director: Charles A. Blixt Mgmt For For
1c. Election of Director: Andre J. Hawaux Mgmt For For
1d. Election of Director: W.G. Jurgensen Mgmt For For
1e. Election of Director: Thomas P. Maurer Mgmt For For
1f. Election of Director: Hala G. Moddelmog Mgmt For For
1g. Election of Director: Maria Renna Sharpe Mgmt For For
1h. Election of Director: Thomas P. Werner Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as Independent Auditors for Fiscal Year
2020.
4. Stockholder Proposal Regarding Pesticide Shr For Against
Use Report.
--------------------------------------------------------------------------------------------------------------------------
LITTELFUSE, INC. Agenda Number: 935138633
--------------------------------------------------------------------------------------------------------------------------
Security: 537008104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LFUS
ISIN: US5370081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kristina Cerniglia Mgmt For For
1B. Election of Director: Tzau-Jin Chung Mgmt For For
1C. Election of Director: Cary Fu Mgmt For For
1D. Election of Director: Maria Green Mgmt For For
1E. Election of Director: Anthony Grillo Mgmt For For
1F. Election of Director: David Heinzmann Mgmt For For
1G. Election of Director: Gordon Hunter Mgmt For For
1H. Election of Director: John Major Mgmt Against Against
1I. Election of Director: William Noglows Mgmt For For
1J. Election of Director: Nathan Zommer Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve and ratify the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
LLOYDS BANKING GROUP PLC Agenda Number: 712474307
--------------------------------------------------------------------------------------------------------------------------
Security: G5533W248
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: GB0008706128
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 384320 DUE TO INCLUSION OF
WITHDRAWAL OF RESOLUTION 17. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 RECEIVE THE REPORT AND ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2019
2 ELECTION OF MR W L D CHALMERS Mgmt Against Against
3 ELECTION OF MS S C LEGG Mgmt For For
4 ELECTION OF MS C M WOODS Mgmt For For
5 RE-ELECTION OF LORD BLACKWELL Mgmt For For
6 RE-ELECTION OF MR J COLUMBAS Mgmt For For
7 RE-ELECTION OF MR A P DICKINSON Mgmt Against Against
8 RE-ELECTION OF MR S P HENRY Mgmt Against Against
9 RE-ELECTION OF MR A HORTA OSORIO Mgmt For For
10 RE-ELECTION OF LORD LUPTON Mgmt For For
11 RE-ELECTION OF MS A F MACKENZIE Mgmt For For
12 RE-ELECTION OF MR N E T PRETTEJOHN Mgmt Against Against
13 RE-ELECTION OF MR S W SINCLAIR Mgmt For For
14 RE-ELECTION OF MS S V WELLER Mgmt For For
15 REMUNERATION POLICY SECTION OF THE Mgmt Against Against
DIRECTORS REMUNERATION REPORT
16 ANNUAL REPORT ON REMUNERATION SECTION OF Mgmt For For
THE DIRECTORS REMUNERATION REPORT
17 APPROVAL OF A FINAL ORDINARY DIVIDEND OF 2 Mgmt Abstain Against
POINT 25 PENCE PER SHARE
18 RE-APPOINTMENT OF THE AUDITOR: Mgmt Against Against
PRICEWATERHOUSECOOPERS LLP
19 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt Against Against
AUDITOR
20 APPROVAL OF THE LONG TERM SHARE PLAN 2020 Mgmt Against Against
21 AUTHORITY FOR THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS OR
INCUR POLITICAL EXPENDITURE
22 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
23 DIRECTORS AUTHORITY TO ALLOT SHARES IN Mgmt For For
RELATION TO THE ISSUE OF REGULATORY CAPITAL
CONVERTIBLE INSTRUMENTS
24 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
25 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN THE EVENT OF FINANCING AN
ACQUISITION TRANSACTION OR OTHER CAPITAL
INVESTMENT
26 LIMITED DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS IN RELATION TO THE ISSUE OF
REGULATORY CAPITAL CONVERTIBLE INSTRUMENTS
27 AUTHORITY TO PURCHASE ORDINARY SHARES Mgmt For For
28 AUTHORITY TO PURCHASE PREFERENCE SHARES Mgmt For For
29 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO THE CHANGE IN VOTING STATUS
OF RESOLUTION 17, WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE ALREADY SENT IN YOUR
VOTES TO MID 397609, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935183169
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Julie A. Mgmt Against Against
Shimer Ph.D.
1.2 Election of Class I Director: H. Michael Mgmt Against Against
Cohen
2. To ratify the selection of Grant Thornton Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending January 2, 2021.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
4. Approval of an amendment to our 2017 Equity Mgmt Against Against
Incentive Plan.
5. Approval of an amendment to our Executive Mgmt For For
Bonus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MEDIDATA SOLUTIONS, INC. Agenda Number: 935064941
--------------------------------------------------------------------------------------------------------------------------
Security: 58471A105
Meeting Type: Special
Meeting Date: 16-Aug-2019
Ticker: MDSO
ISIN: US58471A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to adopt the Agreement and Plan Mgmt For For
of Merger (as it may be amended from time
to time, the "merger agreement"), dated as
of June 11, 2019, by and among Medidata
Solutions, Inc., Dassault Systemes SE,
Dassault Systemes Americas Corp., and 3DS
Acquisition 6 Corp.
2. A proposal to approve, on an advisory Mgmt For For
(non-binding) basis, specified compensation
that may be paid or become payable to
Medidata Solutions, Inc.'s principal
executive officers, principal financial
officer and three most highly compensated
executive officers other than the principal
executive officers and principal financial
officer in connection with the merger.
3. A proposal to approve the adjournment of Mgmt For For
the special meeting, if necessary or
appropriate, including to solicit
additional proxies if there are
insufficient votes at the time of the
special meeting to approve the proposal to
adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt Against Against
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERIT MEDICAL SYSTEMS, INC. Agenda Number: 935233837
--------------------------------------------------------------------------------------------------------------------------
Security: 589889104
Meeting Type: Annual
Meeting Date: 22-Jun-2020
Ticker: MMSI
ISIN: US5898891040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lonny J. Carpenter Mgmt For For
David K. Floyd Mgmt For For
James T. Hogan Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP to serve as the independent
registered public accounting firm of the
Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda Number: 935148266
--------------------------------------------------------------------------------------------------------------------------
Security: 552848103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: MTG
ISIN: US5528481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel A. Arrigoni Mgmt Withheld Against
C. Edward Chaplin Mgmt For For
Curt S. Culver Mgmt For For
Jay C. Hartzell Mgmt For For
Timothy A. Holt Mgmt Withheld Against
Kenneth M. Jastrow, II Mgmt For For
Jodeen A. Kozlak Mgmt For For
Michael E. Lehman Mgmt Withheld Against
Melissa B. Lora Mgmt Withheld Against
Timothy J. Mattke Mgmt For For
Gary A. Poliner Mgmt Withheld Against
Sheryl L. Sculley Mgmt For For
Mark M. Zandi Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation
3. Approval of the MGIC Investment Corporation Mgmt For For
2020 Omnibus Incentive Plan
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr For Against
Gap
--------------------------------------------------------------------------------------------------------------------------
MISTRAS GROUP, INC. Agenda Number: 935169032
--------------------------------------------------------------------------------------------------------------------------
Security: 60649T107
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: MG
ISIN: US60649T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dennis Bertolotti Mgmt For For
Nicholas DeBenedictis Mgmt Withheld Against
James J. Forese Mgmt For For
Richard H. Glanton Mgmt For For
Michelle J. Lohmeier Mgmt For For
Manuel N. Stamatakis Mgmt For For
Sotirios J. Vahaviolos Mgmt For For
W. Curtis Weldon Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as independent registered public
accounting firm of Mistras Group, Inc. for
the year ending December 31, 2020.
3. To approve an amendment to the Mistras Mgmt Against Against
Group, Inc. 2016 Long-Term Incentive Plan
to increase the number of shares authorized
for issuance.
4. To approve on an advisory basis the Mgmt For For
compensation of Mistras Group named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI ELECTRIC CORPORATION Agenda Number: 712704368
--------------------------------------------------------------------------------------------------------------------------
Security: J43873116
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3902400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Sakuyama, Masaki Mgmt Against Against
1.2 Appoint a Director Sugiyama, Takeshi Mgmt Against Against
1.3 Appoint a Director Sagawa, Masahiko Mgmt For For
1.4 Appoint a Director Harada, Shinji Mgmt Against Against
1.5 Appoint a Director Kawagoishi, Tadashi Mgmt For For
1.6 Appoint a Director Sakamoto, Takashi Mgmt For For
1.7 Appoint a Director Uruma, Kei Mgmt For For
1.8 Appoint a Director Yabunaka, Mitoji Mgmt For For
1.9 Appoint a Director Obayashi, Hiroshi Mgmt For For
1.10 Appoint a Director Watanabe, Kazunori Mgmt For For
1.11 Appoint a Director Koide, Hiroko Mgmt For For
1.12 Appoint a Director Oyamada, Takashi Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935176758
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin C. Gorman, Ph.D. Mgmt For For
Gary A. Lyons Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. To approve the Company's 2020 Equity Mgmt Against Against
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NEWPARK RESOURCES, INC. Agenda Number: 935178384
--------------------------------------------------------------------------------------------------------------------------
Security: 651718504
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: NR
ISIN: US6517185046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony J. Best Mgmt For For
G. Stephen Finley Mgmt Withheld Against
Paul L. Howes Mgmt For For
Roderick A. Larson Mgmt Withheld Against
John C. Minge Mgmt Withheld Against
Rose M. Robeson Mgmt Withheld Against
2. An advisory vote to approve our named Mgmt For For
executive officer compensation.
3. The ratification of the appointment of Mgmt Against Against
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
NIC INC. Agenda Number: 935137174
--------------------------------------------------------------------------------------------------------------------------
Security: 62914B100
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: EGOV
ISIN: US62914B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harry H. Herington Mgmt For For
Art N. Burtscher Mgmt For For
Venmal (Raji) Arasu Mgmt For For
C. Brad Henry Mgmt For For
Alexander C. Kemper Mgmt For For
William M. Lyons Mgmt For For
Anthony Scott Mgmt For For
Jayaprakash Vijayan Mgmt For For
Pete Wilson Mgmt For For
2. Approval on an advisory basis of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 712768045
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Noguchi, Naoki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umeyama,
Katsuhiro
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masao
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinkawa, Asa
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2020
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE BOARD OF
DIRECTORS FROM THE 2020 ANNUAL GENERAL
MEETING TO THE 2021 ANNUAL GENERAL MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt Against Against
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt Against Against
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt For For
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt Against Against
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 28-Feb-2020
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2019 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2020 Annual General
Meeting to the 2021 Annual General Meeting.
5B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Mgmt For For
Report.
6A. Re-election of the Chairman and the Member Mgmt For For
of the Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Mgmt For For
Director: Nancy C. Andrews
6C. Re-election of the Member of the Board of Mgmt Against Against
Director: Ton Buechner
6D. Re-election of the Member of the Board of Mgmt For For
Director: Patrice Bula
6E. Re-election of the Member of the Board of Mgmt Against Against
Director: Srikant Datar
6F. Re-election of the Member of the Board of Mgmt Against Against
Director: Elizabeth Doherty
6G. Re-election of the Member of the Board of Mgmt For For
Director: Ann Fudge
6H. Re-election of the Member of the Board of Mgmt For For
Director: Frans van Houten
6I. Re-election of the Member of the Board of Mgmt Against Against
Director: Andreas von Planta
6J. Re-election of the Member of the Board of Mgmt For For
Director: Charles L. Sawyers
6K. Re-election of the Member of the Board of Mgmt Against Against
Director: Enrico Vanni
6L. Re-election of the Member of the Board of Mgmt For For
Director: William T. Winters
6M. Election of new Member of the Board of Mgmt For For
Director: Bridgette Heller
6N. Election of new Member of the Board of Mgmt For For
Director: Simon Moroney
7A. Re-election to the Compensation Committee: Mgmt For For
Patrice Bula
7B. Re-election to the Compensation Committee: Mgmt Against Against
Srikant Datar
7C. Re-election to the Compensation Committee: Mgmt For For
Enrico Vanni
7D. Re-election to the Compensation Committee: Mgmt For For
William T. Winters
7E. Election of new Member to the Compensation Mgmt For For
Committee: Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt Against Against
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative Mgmt Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935175338
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Joanne B. Mgmt For For
Bauer
1.2 Election of Class I Director: Robin G. Seim Mgmt For For
1.3 Election of Class I Director: Sara J. White Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ORBCOMM INC. Agenda Number: 935152330
--------------------------------------------------------------------------------------------------------------------------
Security: 68555P100
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: ORBC
ISIN: US68555P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Eisenberg Mgmt For For
Timothy Kelleher Mgmt For For
John Major Mgmt Withheld Against
2. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm
3. Advisory vote to approve executive Mgmt For For
compensation
--------------------------------------------------------------------------------------------------------------------------
PICC PROPERTY AND CASUALTY COMPANY LTD Agenda Number: 712615559
--------------------------------------------------------------------------------------------------------------------------
Security: Y6975Z103
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: CNE100000593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0507/2020050700705.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0507/2020050700679.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. JIANG CAISHI AS AN EXECUTIVE DIRECTOR
OF THE COMPANY FOR A TERM COMMENCING FROM
THE DATE OF THE FORMAL APPOINTMENT OF THE
COMPANY AND EXPIRING AT THE END OF THE TERM
OF THE 5TH SESSION OF THE BOARD
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. ZHANG XIAOLI AS A SUPERVISOR OF THE
COMPANY FOR A TERM COMMENCING FROM THE DATE
OF THE FORMAL APPOINTMENT OF THE COMPANY
AND EXPIRING AT THE END OF THE TERM OF THE
5TH SESSION OF THE SUPERVISORY COMMITTEE
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR 2019
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
2019
5 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2019
6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR 2019
7 TO CONSIDER AND APPROVE DIRECTORS' FEES FOR Mgmt For For
2020
8 TO CONSIDER AND APPROVE SUPERVISORS' FEES Mgmt For For
FOR 2020
9 TO CONSIDER AND RE-APPOINT DELOITTE TOUCHE Mgmt For For
TOHMATSU AS THE INTERNATIONAL AUDITOR OF
THE COMPANY AND RE-APPOINT DELOITTE TOUCHE
TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP
AS THE DOMESTIC AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING, AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
10 TO CONSIDER AND APPROVE THE PERFORMANCE Mgmt For For
REPORT AND THE PERFORMANCE EVALUATION
RESULTS OF THE INDEPENDENT DIRECTORS OF THE
COMPANY FOR 2019
11 TO GRANT A GENERAL MANDATE TO THE BOARD OF Mgmt Against Against
DIRECTORS TO SEPARATELY OR CONCURRENTLY
ISSUE, ALLOT OR DEAL WITH ADDITIONAL
DOMESTIC SHARES AND H SHARES IN THE COMPANY
NOT EXCEEDING 20% OF EACH OF THE AGGREGATE
NOMINAL AMOUNT OF THE DOMESTIC SHARES AND H
SHARES OF THE COMPANY IN ISSUE WITHIN 12
MONTHS FROM THE DATE ON WHICH SHAREHOLDERS'
APPROVAL IS OBTAINED, AND TO AUTHORISE THE
BOARD OF DIRECTORS TO INCREASE THE
REGISTERED CAPITAL OF THE COMPANY AND MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OF THE COMPANY AS IT THINKS FIT
SO AS TO REFLECT THE NEW CAPITAL STRUCTURE
UPON THE ISSUANCE OR ALLOTMENT OF SHARES
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS, INC. Agenda Number: 935143406
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg B. Petersen# Mgmt Withheld Against
Timothy V. Williams# Mgmt Withheld Against
Mariette M Woestemeyer# Mgmt For For
Carlos Dominguez* Mgmt For For
2. To conduct an advisory vote on executive Mgmt For For
compensation.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of PROS Holdings, Inc. for the fiscal
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 711585767
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: OGM
Meeting Date: 15-Oct-2019
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE DEMERGER OF Mgmt For For
THE MG GROUP FROM THE PRUDENTIAL GROUP
2 ELECT AMY YIP AS DIRECTOR Mgmt For For
CMMT 26 SEP 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 711493332
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: EGM
Meeting Date: 02-Sep-2019
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 EVALUATION OF THE 1ST SEMESTER 2019 COMPANY Mgmt For For
FINANCIAL PERFORMANCE
2 APPROVAL OF THE COMPANY'S RECOVERY PLAN Mgmt For For
3 THE CHANGE OF COMPANY'S MANAGEMENT Mgmt Against Against
COMPOSITION
--------------------------------------------------------------------------------------------------------------------------
PT BANK RAKYAT INDONESIA (PERSERO) TBK Agenda Number: 712065437
--------------------------------------------------------------------------------------------------------------------------
Security: Y0697U112
Meeting Type: AGM
Meeting Date: 18-Feb-2020
Ticker:
ISIN: ID1000118201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT AND RATIFICATION Mgmt For For
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENT, APPROVAL OF THE BOARD OF
COMMISSIONERS SUPERVISORY REPORT,
RATIFICATION OF THE ANNUAL REPORT ON THE
IMPLEMENTATION OF THE PARTNERSHIP AND
COMMUNITY DEVELOPMENT PROGRAM FOR THE
FINANCIAL YEAR ENDED ON DEC 31,2019
INCLUDING REPORTS FOR THE UTILIZATION OF
PROCEEDS FROM THE COMPANY-S SHELF
REGISTRATION OF DEBT SECURITIES AND GRANT
OF RELEASE AND DISCHARGE OF LIABILITY
(VOLLEDIG ACQUIT ET DE CHARGE) TO ALL
MEMBERS OF THE BOARD OF DIRECTORS AND BOARD
OF COMMISSIONERS OF THE COMPANY FOR THE
MANAGEMENT AND SUPERVISION ACTIONS CARRIED
OUT DURING THE FINANCIAL YEAR ENDED ON DEC
31,2019
2 DETERMINATION OF APPROPRIATION OF THE Mgmt For For
COMPANY'S NET PROFIT FOR THE FINANCIAL YEAR
2019
3 DETERMINATION OF THE REMUNERATION Mgmt For For
(SALARY/HONORARIUM, FACILITIES AND
BENEFITS) FOR THE FINANCIAL YEAR OF 2020,
AS WELL AS BONUS (TANTIEM) FOR THE
FINANCIAL YEAR OF 2019, FOR THE BOARD OF
DIRECTORS AND THE BOARD OF COMMISSIONERS OF
THE COMPANY
4 APPOINTMENT OF A PUBLIC ACCOUNTING FIRM Mgmt For For
(KAP) TO AUDIT THE COMPANY'S FINANCIAL
STATEMENT AND THE FINANCIAL STATEMENTS OF
THE IMPLEMENTATION OF THE PARTNERSHIP AND
THE COMMUNITY DEVELOPMENT PROGRAM FOR THE
FINANCIAL YEAR OF 2020
5 CHANGES IN THE COMPOSITION OF THE COMPANY'S Mgmt Against Against
MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC Agenda Number: 712361675
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL Mgmt For For
REPORT AND FINANCIAL STATEMENTS FOR THE
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO DECLARE THE FINAL DIVIDEND RECOMMENDED Mgmt For For
BY THE DIRECTORS OF 101.6 PENCE PER
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2019 PAYABLE ON 28 MAY 2020 TO ALL
SHAREHOLDERS ON THE REGISTER AT THE CLOSE
OF BUSINESS ON 17 APRIL 2020
4 TO RE-ELECT ANDREW BONFIELD AS A DIRECTOR Mgmt For For
5 TO RE-ELECT NICANDRO DURANTE AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARY HARRIS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MEHMOOD KHAN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PAM KIRBY AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT CHRIS SINCLAIR AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ELANE STOCK AS A DIRECTOR Mgmt For For
11 TO ELECT JEFF CARR AS A DIRECTOR Mgmt Against Against
12 TO ELECT SARA MATHEW AS A DIRECTOR Mgmt For For
13 TO ELECT LAXMAN NARASIMHAN AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT KPMG LLP AS THE EXTERNAL Mgmt For For
AUDITOR OF THE COMPANY, TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT GENERAL
MEETING AT WHICH ACCOUNTS ARE LAID BEFORE
THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE EXTERNAL
AUDITOR OF THE COMPANY
16 TO RENEW AUTHORITY FOR POLITICAL Mgmt For For
EXPENDITURE
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
19 TO AUTHORISE THE DIRECTORS, SUBJECT TO THE Mgmt For For
PASSING OF RESOLUTION 17 AND IN ADDITION TO
ANY AUTHORITY GRANTED UNDER RESOLUTION 18
TO ALLOT EQUITY SECURITIES (AS DEFINED IN
THE ACT) FOR CASH UNDER THE AUTHORITY GIVEN
BY THAT RESOLUTION AND/OR TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE: A) LIMITED TO
THE ALLOTMENT OF EQUITY SHARES OR SALE OF
TREASURY SHARES UP TO A NOMINAL AMOUNT OF
GBP 3,549,000 BEING NOT MORE THAN 5% OF THE
ISSUED ORDINARY SHARE CAPITAL (EXCLUDING
TREASURY SHARES) OF THE COMPANY AS AT 26
MARCH 2020, BEING THE LATEST PRACTICABLE
DATE PRIOR TO THE PUBLICATION OF THIS
NOTICE; AND B) USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY OR,
IF EARLIER, ON 30 JUNE 2021, BUT IN EACH
CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY
MAKE OFFERS, AND ENTER INTO AGREEMENTS,
WHICH WOULD, OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE BOARD MAY ALLOT EQUITY
SECURITIES (AND SELL TREASURY SHARES) UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING OF THE COMPANY, OTHER THAN
AN AGM, ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt Against Against
M.D.
1B. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1C. Election of Director: Christine A. Poon Mgmt Against Against
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve the Second Amended and Mgmt Against Against
Restated Regeneron Pharmaceuticals, Inc.
2014 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INC. Agenda Number: 935160933
--------------------------------------------------------------------------------------------------------------------------
Security: 759351604
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RGA
ISIN: US7593516047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pina Albo Mgmt For For
1B. Election of Director: Christine R. Detrick Mgmt For For
1C. Election of Director: J. Cliff Eason Mgmt For For
1D. Election of Director: John J. Gauthier Mgmt Against Against
1E. Election of Director: Anna Manning Mgmt For For
1F. Election of Director: Hazel M. McNeilage Mgmt Against Against
1G. Election of Director: Steven C. Van Wyk Mgmt Against Against
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve the Company's Amended & Restated Mgmt For For
Articles of Incorporation.
4. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as the Company's independent auditor
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935089676
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 21-Nov-2019
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carol Burt Mgmt For For
1B. Election of Director: Jan De Witte Mgmt For For
1C. Election of Director: Richard Sulpizio Mgmt For For
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2020.
3. Approve, on an advisory basis, the Mgmt Against Against
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 712181786
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: HAN JONG HEE Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt Against Against
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO. LTD Agenda Number: 712216426
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H108
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000810002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: JANG DUK HUI Mgmt For For
2.2 ELECTION OF OUTSIDE DIRECTOR: BAK DAE DONG Mgmt Against Against
3 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER PARK SEIMIN
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: GIM SEONG JIN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 02 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG FIRE & MARINE INSURANCE CO. LTD Agenda Number: 712238016
--------------------------------------------------------------------------------------------------------------------------
Security: Y7473H116
Meeting Type: AGM
Meeting Date: 20-Mar-2020
Ticker:
ISIN: KR7000811000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
1 APPROVAL OF FINANCIAL STATEMENTS Non-Voting
2.1 ELECTION OF INSIDE DIRECTOR Non-Voting
2.2 ELECTION OF OUTSIDE DIRECTOR Non-Voting
3 ELECTION OF INSIDE DIRECTOR WHO IS AN AUDIT Non-Voting
COMMITTEE MEMBER
4 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Non-Voting
AN OUTSIDE DIRECTOR GIM SEONG JIN
5 APPROVAL OF REMUNERATION FOR DIRECTOR Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 712196597
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: JEON YEONG Mgmt Against Against
HYEON
2.2 ELECTION OF OUTSIDE DIRECTOR: GWON O GYEONG Mgmt For For
2.3 ELECTION OF OUTSIDE DIRECTOR: GIM DEOK Mgmt For For
HYEON
2.4 ELECTION OF OUTSIDE DIRECTOR: BAK TAE JU Mgmt For For
2.5 ELECTION OF OUTSIDE DIRECTOR: CHOE WON UK Mgmt For For
3.1 ELECTION OF AUDIT COMMITTEE MEMBER: GWON O Mgmt For For
GYEONG
3.2 ELECTION OF AUDIT COMMITTEE MEMBER: GIM Mgmt For For
DEOK HYEON
3.3 ELECTION OF AUDIT COMMITTEE MEMBER: BAK TAE Mgmt For For
JU
3.4 ELECTION OF AUDIT COMMITTEE MEMBER: CHOE Mgmt For For
WON UK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 712239715
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 23-Apr-2020
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003062000440-29
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND: EUR 2.55 PER
SHARE
O.4 INFORMATION ON THE AGREEMENTS CONCLUDED Mgmt For For
DURING THE PREVIOUS FINANCIAL YEARS
O.5 APPROVAL OF A NEW REGULATED AGREEMENT Mgmt For For
RELATING TO THE CONDITIONS OF DEPARTURE OF
THE DEPUTY CHIEF EXECUTIVE OFFICER MR.
EMMANUEL BABEAU
O.6 APPROVAL OF THE COMPENSATION REPORT FOR THE Mgmt For For
PAST FINANCIAL YEAR
O.7 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-PASCAL TRICOIRE AS CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2019 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. EMMANUEL BABEAU AS DEPUTY CHIEF
EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
O.10 APPROVAL (I) OF THE COMPENSATION POLICY Mgmt For For
SPECIFICALLY APPLICABLE TO MR. EMMANUEL
BABEAU, DEPUTY CHIEF EXECUTIVE OFFICER, IN
THE CONTEXT OF HIS DEPARTURE AND (II) OF
THE COMPENSATION ELEMENTS AND BENEFITS OF
ANY KIND PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED FOR THE FINANCIAL YEAR
2020 TO THE LATTER
O.11 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.12 RENEWAL OF THE TERM OF OFFICE OF MR. LEO Mgmt For For
APOTHEKER AS DIRECTOR
O.13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
CECILE CABANIS AS DIRECTOR
O.14 RENEWAL OF THE TERM OF OFFICE OF MR. FRED Mgmt Against Against
KINDLE AS DIRECTOR
O.15 RENEWAL OF THE TERM OF OFFICE OF MR. WILLY Mgmt Against Against
KISSLING AS DIRECTOR
O.16 APPOINTMENT OF MRS. JILL LEE AS DIRECTOR Mgmt For For
O.17 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE COMPANY
- THE MAXIMUM PURCHASE PRICE IS SET AT 150
EUROS PER SHARE
E.18 AMENDMENT TO ARTICLE 11.4 OF THE BY-LAWS TO Mgmt For For
COMPLY WITH THE AMENDED LAWS AND TO ALLOW
THE APPOINTMENT OF THE SECOND DIRECTOR
REPRESENTING THE EMPLOYEES BY THE EUROPEAN
COMMITTEE
E.19 AMENDMENT TO ARTICLES 13 AND 16 OF THE Mgmt For For
BY-LAWS TO COMPLY WITH THE AMENDED LAWS AND
RECTIFICATION OF A MATERIAL ERROR
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR MEMBERS OF THE
COMPANY SAVINGS PLAN WITHIN THE LIMIT OF 2%
OF THE SHARE CAPITAL, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH CAPITAL
INCREASES RESERVED FOR A CATEGORY OF
BENEFICIARIES: IN FAVOUR OF EMPLOYEES OF
FOREIGN COMPANIES OF THE GROUP, EITHER
DIRECTLY, OR VIA ENTITIES ACTING ON THEIR
BEHALF OR ENTITIES ACTING TO OFFER
EMPLOYEES OF FOREIGN COMPANIES OF THE GROUP
BENEFITS COMPARABLE TO THOSE OFFERED TO THE
MEMBERS OF THE COMPANY SAVINGS PLAN, WITHIN
THE LIMIT OF 1% OF THE SHARE CAPITAL, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
O.22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHENZHOU INTERNATIONAL GROUP HOLDINGS LTD Agenda Number: 712492937
--------------------------------------------------------------------------------------------------------------------------
Security: G8087W101
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: KYG8087W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400844.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042400775.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE CONSOLIDATED Mgmt For For
AUDITED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY AND
THE COMPANY'S INDEPENDENT AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE AND DECLARE THE PAYMENT OF A Mgmt For For
FINAL DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2019: TO APPROVE AND DECLARE THE
PAYMENT OF A FINAL DIVIDEND OF HKD 1.00 PER
SHARE OF HKD 0.10 EACH IN THE CAPITAL OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2019
3 TO RE-ELECT MR. WANG CUNBO AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. QIU WEIGUO AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. CHEN XU AS AN INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR OF THE COMPANY
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS OF THE
COMPANY
7 TO RE-APPOINT ERNST & YOUNG AS THE Mgmt Against Against
COMPANY'S AUDITORS AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH THE COMPANY'S SHARES
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE THE COMPANY'S
SHARES
10 TO ADD THE NOMINAL VALUE OF THE SHARES Mgmt Against Against
REPURCHASED BY THE COMPANY UNDER THE
GENERAL MANDATE TO REPURCHASE THE COMPANY'S
SHARES TO THE MANDATE GRANTED TO THE
DIRECTORS UNDER RESOLUTION NO. 8
--------------------------------------------------------------------------------------------------------------------------
SIMPSON MANUFACTURING CO., INC. Agenda Number: 935137732
--------------------------------------------------------------------------------------------------------------------------
Security: 829073105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SSD
ISIN: US8290731053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James S. Andrasick Mgmt For For
1B. Election of Director: Michael A. Bless Mgmt Against Against
1C. Election of Director: Jennifer A. Chatman Mgmt For For
1D. Election of Director: Karen Colonias Mgmt For For
1E. Election of Director: Gary M. Cusumano Mgmt For For
1F. Election of Director: Philip E. Donaldson Mgmt For For
1G. Election of Director: Celeste Volz Ford Mgmt For For
1H. Election of Director: Robin G. MacGillivray Mgmt For For
2. Approve, on an advisory, non-binding basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Ratify the Board of Directors' selection of Mgmt For For
Grant Thornton LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SLM CORPORATION Agenda Number: 935196825
--------------------------------------------------------------------------------------------------------------------------
Security: 78442P106
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: SLM
ISIN: US78442P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul G. Child Mgmt For For
1B. Election of Director: Mary Carter Warren Mgmt For For
Franke
1C. Election of Director: Earl A. Goode Mgmt For For
1D. Election of Director: Marianne M. Keler Mgmt For For
1E. Election of Director: Mark L. Lavelle Mgmt For For
1F. Election of Director: Jim Matheson Mgmt For For
1G. Election of Director: Frank C. Puleo Mgmt For For
1H. Election of Director: Vivian C. Mgmt For For
Schneck-Last
1I. Election of Director: William N. Shiebler Mgmt For For
1J. Election of Director: Robert S. Strong Mgmt For For
1K. Election of Director: Jonathan W. Witter Mgmt For For
1L. Election of Director: Kirsten O. Wolberg Mgmt For For
2. Advisory approval of SLM Corporation's Mgmt For For
executive compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as SLM Corporation's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 712694000
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Yoshida, Kenichiro Mgmt For For
2.2 Appoint a Director Totoki, Hiroki Mgmt For For
2.3 Appoint a Director Sumi, Shuzo Mgmt For For
2.4 Appoint a Director Tim Schaaff Mgmt For For
2.5 Appoint a Director Matsunaga, Kazuo Mgmt For For
2.6 Appoint a Director Oka, Toshiko Mgmt Against Against
2.7 Appoint a Director Akiyama, Sakie Mgmt For For
2.8 Appoint a Director Wendy Becker Mgmt For For
2.9 Appoint a Director Hatanaka, Yoshihiko Mgmt For For
2.10 Appoint a Director Adam Crozier Mgmt For For
2.11 Appoint a Director Kishigami, Keiko Mgmt For For
2.12 Appoint a Director Joseph A. Kraft Jr. Mgmt For For
3 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS INC Agenda Number: 935150033
--------------------------------------------------------------------------------------------------------------------------
Security: 848574109
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: SPR
ISIN: US8485741099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen A. Cambone Mgmt For For
1B. Election of Director: Charles L. Chadwell Mgmt For For
1C. Election of Director: Irene M. Esteves Mgmt Against Against
1D. Election of Director: Paul E. Fulchino Mgmt For For
1E. Election of Director: Thomas C. Gentile III Mgmt For For
1F. Election of Director: Richard A. Gephardt Mgmt For For
1G. Election of Director: Robert D. Johnson Mgmt For For
1H. Election of Director: Ronald T. Kadish Mgmt For For
1I. Election of Director: John L. Plueger Mgmt For For
1J. Election of Director: Laura H. Wright Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2020.
4. The stockholder proposal requesting that Shr Against For
the Board of Directors adopt a bylaw
requiring that any board-approved bylaw
amendment be subject to a non-binding
stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. Agenda Number: 935196813
--------------------------------------------------------------------------------------------------------------------------
Security: 853666105
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SMP
ISIN: US8536661056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Gethin Mgmt For For
Pamela Forbes Lieberman Mgmt Withheld Against
Patrick S. McClymont Mgmt Withheld Against
Joseph W. McDonnell Mgmt Withheld Against
Alisa C. Norris Mgmt Withheld Against
Eric P. Sills Mgmt For For
Lawrence I. Sills Mgmt For For
William H. Turner Mgmt Withheld Against
Richard S. Ward Mgmt Withheld Against
Roger M. Widmann Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Approval of non-binding, advisory Mgmt For For
resolution on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 935168953
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108
Meeting Type: Annual
Meeting Date: 22-May-2020
Ticker: SRCL
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert S. Murley Mgmt For For
1b. Election of Director: Cindy J. Miller Mgmt For For
1c. Election of Director: Brian P. Anderson Mgmt Against Against
1d. Election of Director: Lynn D. Bleil Mgmt Against Against
1e. Election of Director: Thomas F. Chen Mgmt For For
1f. Election of Director: J. Joel Hackney, Jr. Mgmt For For
1g. Election of Director: Veronica M. Hagen Mgmt Against Against
1h. Election of Director: Stephen C. Hooley Mgmt Against Against
1i. Election of Director: James J. Martell Mgmt For For
1j. Election of Director: Kay G. Priestly Mgmt Against Against
1k. Election of Director: James Welch Mgmt For For
1l. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Approval of an amendment to the Stericycle, Mgmt For For
Inc. Employee Stock Purchase Plan
increasing the number of shares available
for issuance
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for 2020
5. Stockholder proposal entitled Special Shr For Against
Shareholder Meeting Improvement
6. Stockholder proposal with respect to Shr For Against
amendment of our compensation clawback
policy
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD Agenda Number: 935113566
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 31-Dec-2019
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Director: Elchanan Jaglom Mgmt For For
1B. Re-Election of Director: S. Scott Crump Mgmt For For
1C. Re-Election of Director: Victor Leventhal Mgmt Against Against
1D. Re-Election of Director: John J. McEleney Mgmt For For
1E. Re-Election of Director: Dov Ofer Mgmt For For
1F. Re-Election of Director: Ziva Patir Mgmt For For
1G. Re-Election of Director: David Reis Mgmt For For
1H. Re-Election of Director: Yair Seroussi Mgmt Against Against
1I. Re-Election of Director: Adina Shorr Mgmt For For
2. Approval of additional performance-based Mgmt For For
grant of 10,000 RSUs and additional
$200,000 cash payment to each of David Reis
(Vice Chairman and Executive Director) and
Dov Ofer (Director) for continuing
additional services on oversight committee
of the Board
3. Approval of $150,000 bonus for S. Scott Mgmt For For
Crump (Chairman of Executive Committee and
CIO) in respect of (i) 2018 year and (ii)
service on oversight committee of the Board
4. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2019 and additional period
until next annual general meeting
--------------------------------------------------------------------------------------------------------------------------
SWEDBANK AB Agenda Number: 712553800
--------------------------------------------------------------------------------------------------------------------------
Security: W94232100
Meeting Type: AGM
Meeting Date: 28-May-2020
Ticker:
ISIN: SE0000242455
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING AND ELECTION OF Non-Voting
MEETING CHAIR: LAWYER (SW. ADVOKAT) WILHELM
LUNING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3.A CERTAIN MATTERS OF ORDER: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT ONLY OFFICIALS,
WHO, IN THE BANKS OPINION, ARE DEEMED
NECESSARY FOR THE EXECUTION OF THE GENERAL
MEETING, SHOULD BE ENTITLED TO ATTEND THE
MEETING, IN ADDITION TO THOSE OFFICIALS
THAT ARE ENTITLED TO PARTICIPATE ACCORDING
TO LAW
3.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: CERTAIN MATTERS OF
ORDER: SHAREHOLDER CARL AXEL BRUNO PROPOSES
THAT EMPLOYEES OF THE SWEDISH TELEVISION
COMPANY SHOULD NOT BE ALLOWED TO ATTEND THE
AGM
3.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: CERTAIN MATTERS OF
ORDER: SHAREHOLDER GORAN WESTMAN PROPOSES
THAT SHAREHOLDERS SHALL BE GIVEN THE
OPPORTUNITY TO PRESENT SUPPORTING DOCUMENTS
FOR DECISIONS ON A BIG SCREEN AT THE AGM
3.D CERTAIN MATTERS OF ORDER: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT THE MEETING IS
BROADCASTED OVER WEB LINK
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES
6 DECISION WHETHER THE MEETING HAS BEEN DULY Non-Voting
CONVENED
7.A PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
CONSOLIDATED ACCOUNTS FOR THE FINANCIAL
YEAR 2019
7.B PRESENTATION OF THE AUDITOR'S REPORTS FOR Non-Voting
THE BANK AND THE GROUP FOR THE FINANCIAL
YEAR 2019
7.C ADDRESS BY THE CEO Non-Voting
8 ADOPTION OF THE PROFIT AND LOSS ACCOUNT AND Mgmt For For
BALANCE SHEET OF THE BANK AND THE
CONSOLIDATED PROFIT AND LOSS ACCOUNT AND
CONSOLIDATED BALANCE SHEET FOR THE
FINANCIAL YEAR 2019
9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For
PROFIT IN ACCORDANCE WITH THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS
PROPOSES THAT THE TOTAL AMOUNT OF
APPROXIMATELY SEK 49 340M AT THE DISPOSAL
OF THE AGM IS CARRIED FORWARD. IN LIGHT OF
THE CURRENT SITUATION, THE BOARD OF
DIRECTORS HAS DECIDED TO PROPOSE THAT A
DECISION ON DIVIDEND SHALL NOT BE MADE AT
THE AGM. WHEN THE CONSEQUENCES OF THE
COVID-19 PANDEMIC CAN BE BETTER OVERVIEWED,
THE BOARD OF DIRECTORS INTENDS TO, IF THE
CONDITIONS ARE APPROPRIATE, CONVENE AN
EXTRAORDINARY GENERAL MEETING, AT WHICH THE
SHAREHOLDERS WILL BE ABLE TO DECIDE ON
DIVIDEND
10.A DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: ANNIKA POUTIAINEN, ORDINARY
BOARD MEMBER UNTIL 10 JANUARY 2019
10.B DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: LARS IDERMARK, ORDINARY BOARD
MEMBER AND CHAIR OF THE BOARD OF DIRECTORS
UNTIL 5 APRIL 2019
10.C DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: ULRIKA FRANCKE, ORDINARY BOARD
MEMBER (AND CHAIR OF THE BOARD OF DIRECTORS
AS OF 5 APRIL 2019) UNTIL 19 JUNE 2019
10.D DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: PETER NORMAN, ORDINARY BOARD
MEMBER UNTIL 19 JUNE 2019
10.E DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: SIV SVENSSON, ORDINARY BOARD
MEMBER UNTIL 19 JUNE 2019
10.F DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: BODIL ERIKSSON, ORDINARY BOARD
MEMBER
10.G DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: MATS GRANRYD, ORDINARY BOARD
MEMBER
10.H DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: BO JOHANSSON, ORDINARY BOARD
MEMBER
10.I DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: ANNA MOSSBERG, ORDINARY BOARD
MEMBER
10.J DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: MAGNUS UGGLA, ORDINARY BOARD
MEMBER
10.K DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: KERSTIN HERMANSSON, ORDINARY
BOARD MEMBER AS OF 28 MARCH 2019
10.L DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: JOSEFIN LINDSTRAND, ORDINARY
BOARD MEMBER AS OF 19 JUNE 2019
10.M DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: BO MAGNUSSON, ORDINARY BOARD
MEMBER AS OF 19 JUNE 2019
10.N DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: GORAN PERSSON, ORDINARY BOARD
MEMBER AND CHAIR OF THE BOARD OF DIRECTORS
AS OF 19 JUNE 2019
10.O DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: BIRGITTE BONNESEN, CEO UNTIL 28
MARCH 2019
10.P DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: ANDERS KARLSSON, ACTING CEO AS
OF 28 MARCH 2019, UNTIL 1 OCTOBER 2019
10.Q DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: JENS HENRIKSSON, CEO AS OF 1
OCTOBER 2019
10.R DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: CAMILLA LINDER, ORDINARY
EMPLOYEE REPRESENTATIVE
10.S DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: ROGER LJUNG, ORDINARY EMPLOYEE
REPRESENTATIVE
10.T DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: HENRIK JOELSSON, DEPUTY EMPLOYEE
REPRESENTATIVE, HAVING PARTICIPATED IN TWO
BOARD MEETINGS
10.U DECISION WHETHER TO DISCHARGE THE MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY: AKE SKOGLUND, DEPUTY EMPLOYEE
REPRESENTATIVE, HAVING PARTICIPATED IN
SEVEN BOARD MEETINGS
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 15 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DETERMINATION OF THE NUMBER OF BOARD Mgmt For
MEMBERS: TEN
12 DETERMINATION OF THE REMUNERATION TO THE Mgmt For
BOARD MEMBERS AND THE AUDITOR
13.A ELECTION OF THE BOARD MEMBER: BO BENGTSSON Mgmt For
13.B ELECTION OF THE BOARD MEMBER: GORAN Mgmt For
BENGTSSON
13.C ELECTION OF THE BOARD MEMBER: HANS Mgmt For
ECKERSTROM
13.D ELECTION OF THE BOARD MEMBER: BENGT ERIK Mgmt For
LINDGREN
13.E ELECTION OF THE BOARD MEMBER: BILJANA Mgmt For
PEHRSSON
13.F RE-ELECTION OF THE BOARD MEMBER: KERSTIN Mgmt For
HERMANSSON
13.G RE-ELECTION OF THE BOARD MEMBER: JOSEFIN Mgmt For
LINDSTRAND
13.H RE-ELECTION OF THE BOARD MEMBER: BO Mgmt Against
MAGNUSSON
13.I RE-ELECTION OF THE BOARD MEMBER: ANNA Mgmt For
MOSSBERG
13.J RE-ELECTION OF THE BOARD MEMBER: GORAN Mgmt For
PERSSON
14 ELECTION OF THE CHAIR OF THE BOARD OF Mgmt For
DIRECTORS: GORAN PERSSON
15 DECISION ON THE NOMINATION COMMITTEE Mgmt For
16 DECISION ON THE GUIDELINES FOR REMUNERATION Mgmt For For
TO TOP EXECUTIVES
17 DECISION TO ACQUIRE OWN SHARES IN Mgmt For For
ACCORDANCE WITH THE SECURITIES MARKET ACT
18 DECISION REGARDING AUTHORISATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON
ACQUISITIONS OF OWN SHARES IN ADDITION TO
WHAT HAS BEEN STATED IN ITEM 17
19 DECISION ON AUTHORISATION FOR THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE ON THE ISSUANCE OF
CONVERTIBLES
20.A DECISION ON PERFORMANCE AND SHARE BASED Mgmt For For
REMUNERATION PROGRAMS FOR 2020: APPROVAL OF
THE RESOLUTION OF THE BOARD OF DIRECTORS
REGARDING THE COMMON PERFORMANCE AND SHARE
BASED REMUNERATION PROGRAM 2020 ("EKEN
2020")
20.B DECISION ON PERFORMANCE AND SHARE BASED Mgmt For For
REMUNERATION PROGRAMS FOR 2020: APPROVAL OF
THE RESOLUTION OF THE BOARD OF DIRECTORS
REGARDING DEFERRED VARIABLE REMUNERATION IN
THE FORM OF SHARES UNDER THE INDIVIDUAL
PROGRAM 2020 ("IP 2020")
20.C DECISION ON PERFORMANCE AND SHARE BASED Mgmt For For
REMUNERATION PROGRAMS FOR 2020: DECISION
REGARDING TRANSFER OF OWN SHARES
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER THORWALD ARVIDSSON
REGARDING THE ABOLITION OF THE POSSIBILITY
OF SO-CALLED VOTING DIFFERENTIATION
22 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER THORWALD ARVIDSSON
REGARDING REPRESENTATION FOR SMALL AND
MEDIUM-SIZED SHAREHOLDERS IN THE BOARD OF
DIRECTORS AND NOMINATION COMMITTEE OF
SWEDBANK AB
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against
SHAREHOLDER PROPOSAL: MATTER SUBMITTED BY
THE SHAREHOLDER THORWALD ARVIDSSON
REGARDING SPECIAL EXAMINATION OF THE
EXTERNAL AUDITORS' ACTIONS
24 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2019 Business Report and Mgmt For For
Financial Statements
2) To revise the Procedures for Lending Funds Mgmt For For
to Other Parties
3) DIRECTOR
Yancey Hai Mgmt Withheld Against
--------------------------------------------------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC. Agenda Number: 935180428
--------------------------------------------------------------------------------------------------------------------------
Security: 875372203
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TNDM
ISIN: US8753722037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kim D. Blickenstaff Mgmt Withheld Against
Christopher J. Twomey Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TE CONNECTIVITY LTD Agenda Number: 935133479
--------------------------------------------------------------------------------------------------------------------------
Security: H84989104
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: TEL
ISIN: CH0102993182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pierre R. Brondeau Mgmt Against Against
1B. Election of Director: Terrence R. Curtin Mgmt For For
1C. Election of Director: Carol A. ("John") Mgmt Against Against
Davidson
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: William A. Jeffrey Mgmt For For
1F. Election of Director: David M. Kerko Mgmt Against Against
1G. Election of Director: Thomas J. Lynch Mgmt Against Against
1H. Election of Director: Yong Nam Mgmt For For
1I. Election of Director: Daniel J. Phelan Mgmt For For
1J. Election of Director: Abhijit Y. Talwalkar Mgmt Against Against
1K. Election of Director: Mark C. Trudeau Mgmt For For
1L. Election of Director: Dawn C. Willoughby Mgmt For For
1M. Election of Director: Laura H. Wright Mgmt Against Against
2. To elect Thomas J. Lynch as the Chairman of Mgmt Against Against
the Board of Directors.
3A. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Daniel J. Phelan
3B. To elect the individual member of the Mgmt Against Against
Management Development and Compensation
Committee: Abhijit Y. Talwalkar
3C. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Mark C. Trudeau
3D. To elect the individual member of the Mgmt For For
Management Development and Compensation
Committee: Dawn C. Willoughby
4. To elect Dr. Rene Schwarzenbach, of Proxy Mgmt For For
Voting Services GmbH, or another individual
representative of Proxy Voting Services
GmbH if Dr. Schwarzenbach is unable to
serve at the relevant meeting, as the
independent proxy at the 2021 annual
meeting of TE Connectivity and any
shareholder meeting that may be held prior
to that meeting.
5.1 To approve the 2019 Annual Report of TE Mgmt For For
Connectivity Ltd. (excluding the statutory
financial statements for the fiscal year
ended September 27, 2019, the consolidated
financial statements for the fiscal year
ended September 27, 2019 and the Swiss
Compensation Report for the fiscal year
ended September 27, 2019).
5.2 To approve the statutory financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
5.3 To approve the consolidated financial Mgmt For For
statements of TE Connectivity Ltd. for the
fiscal year ended September 27, 2019.
6. To release the members of the Board of Mgmt For For
Directors and executive officers of TE
Connectivity for activities during the
fiscal year ended September 27, 2019.
7.1 To elect Deloitte & Touche LLP as TE Mgmt Against Against
Connectivity's independent registered
public accounting firm for fiscal year
2020.
7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt Against Against
as TE Connectivity's Swiss registered
auditor until the next annual general
meeting of TE Connectivity.
7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For
Switzerland, as TE Connectivity's special
auditor until the next annual general
meeting of TE Connectivity.
8. An advisory vote to approve named executive Mgmt For For
officer compensation
9. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
executive management.
10. A binding vote to approve fiscal year 2021 Mgmt For For
maximum aggregate compensation amount for
the Board of Directors.
11. To approve the carryforward of Mgmt For For
unappropriated accumulated earnings at
September 27, 2019.
12. To approve a dividend payment to Mgmt For For
shareholders equal to $1.92 per issued
share to be paid in four equal quarterly
installments of $0.48 starting with the
third fiscal quarter of 2020 and ending in
the second fiscal quarter of 2021 pursuant
to the terms of the dividend resolution.
13. To approve a renewal of authorized capital Mgmt Against Against
and related amendment to our articles of
association.
14. To approve a reduction of share capital for Mgmt For For
shares acquired under TE Connectivity's
share repurchase program and related
amendments to the articles of association
of TE Connectivity Ltd.
15. To approve any adjournments or Mgmt Against Against
postponements of the meeting.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt Against Against
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 935122111
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: TTEK
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan L. Batrack Mgmt For For
1B. Election of Director: Gary R. Birkenbeuel Mgmt Against Against
1C. Election of Director: Patrick C. Haden Mgmt For For
1D. Election of Director: J. Christopher Lewis Mgmt Against Against
1E. Election of Director: Joanne M. Maguire Mgmt For For
1F. Election of Director: Kimberly E. Ritrievi Mgmt Against Against
1G. Election of Director: J. Kenneth Thompson Mgmt Against Against
1H. Election of Director: Kirsten M. Volpi Mgmt Against Against
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 712741025
--------------------------------------------------------------------------------------------------------------------------
Security: J30169106
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3228600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The 4th to 29th Items of Business are Non-Voting
proposals from shareholders. The Board of
Directors objects to all proposals from the
4th to 29th Items of Business. For details,
please find meeting materials.
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Directors, Transition
to a Company with Three Committees
3.1 Appoint a Director Sakakibara, Sadayuki Mgmt For For
3.2 Appoint a Director Okihara, Takamune Mgmt Against Against
3.3 Appoint a Director Kobayashi, Tetsuya Mgmt Against Against
3.4 Appoint a Director Sasaki, Shigeo Mgmt For For
3.5 Appoint a Director Kaga, Atsuko Mgmt For For
3.6 Appoint a Director Tomono, Hiroshi Mgmt For For
3.7 Appoint a Director Takamatsu, Kazuko Mgmt For For
3.8 Appoint a Director Naito, Fumio Mgmt For For
3.9 Appoint a Director Morimoto, Takashi Mgmt Against Against
3.10 Appoint a Director Misono, Toyokazu Mgmt Against Against
3.11 Appoint a Director Inada, Koji Mgmt Against Against
3.12 Appoint a Director Sugimoto, Yasushi Mgmt Against Against
3.13 Appoint a Director Yamaji, Susumu Mgmt For For
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
10 Shareholder Proposal: Abolish the Stock Shr Against For
Compensation
11 Shareholder Proposal: Approve Appropriation Shr Against For
of Surplus
12 Shareholder Proposal: Remove a Director Shr For Against
Morimoto, Takashi
13 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (1)
14 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (2)
15 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (3)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
17 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
18 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (7)
20 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
21 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (2)
22 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
23 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
24 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
25 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
26 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
27 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
28 Shareholder Proposal: Amend Articles of Shr For Against
Incorporation (5)
29 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt Against Against
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt Against Against
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Jeffrey D. Kelly Mgmt Against Against
1I. Election of Director: Patrick H. Nettles, Mgmt Against Against
Ph.D.
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE SIAM COMMERCIAL BANK PUBLIC CO LTD Agenda Number: 711378718
--------------------------------------------------------------------------------------------------------------------------
Security: Y7905M113
Meeting Type: EGM
Meeting Date: 06-Aug-2019
Ticker:
ISIN: TH0015010018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER AND APPROVE THE SALE OF ALL Mgmt For For
ORDINARY SHARES IN SCB LIFE ASSURANCE
PUBLIC COMPANY LIMITED ('SCB LIFE' OR THE
'INSURER') HELD BY THE SIAM COMMERCIAL BANK
PUBLIC COMPANY LIMITED ('SCB' OR 'BANK') TO
FWD GROUP FINANCIAL SERVICES PTE. LTD
AND/OR ITS AFFILIATES ('FWD') AND THE
LONG-TERM BANCASSURANCE PARTNERSHIP BETWEEN
SCB AND FWD UPON FULFILMENT OF THE
CONDITIONS PRECEDENT AS AGREED
2 TO CONSIDER AND APPROVE THE DELEGATION OF Mgmt For For
AUTHORITY TO THE EXECUTIVE COMMITTEE OR
CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE
EXECUTIVE COMMITTEE TO HAVE POWER TO
APPROVE AND PERFORM ANY ACTIONS RELATED TO
THE SHARE SALE AGREEMENT, DISTRIBUTION
AGREEMENT, OR OTHER RELEVANT AGREEMENTS AND
DOCUMENTS
CMMT IN THE SITUATION WHERE THE CHAIRMAN OF THE Non-Voting
MEETING SUDDENLY CHANGE THE AGENDA AND/OR
ADD NEW AGENDA DURING THE MEETING, WE WILL
VOTE THAT AGENDA AS ABSTAIN.
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 712712303
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Sasaki, Sadao Mgmt For For
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt For For
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.7 Appoint a Director Ikeda, Seisu Mgmt For For
1.8 Appoint a Director Mitano, Yoshinobu Mgmt For For
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt For For
2.1 Appoint a Corporate Auditor Hama, Masataka Mgmt For For
2.2 Appoint a Corporate Auditor Miura, Ryota Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries,
etc.
6 Approve Details of the Stock Compensation Mgmt For For
to be received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TOKYO GAS CO.,LTD. Agenda Number: 712704609
--------------------------------------------------------------------------------------------------------------------------
Security: J87000113
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3573000001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hirose, Michiaki Mgmt For For
2.2 Appoint a Director Uchida, Takashi Mgmt For For
2.3 Appoint a Director Takamatsu, Masaru Mgmt For For
2.4 Appoint a Director Nohata, Kunio Mgmt For For
2.5 Appoint a Director Sasayama, Shinichi Mgmt For For
2.6 Appoint a Director Saito, Hitoshi Mgmt For For
2.7 Appoint a Director Takami, Kazunori Mgmt For For
2.8 Appoint a Director Edahiro, Junko Mgmt For For
2.9 Appoint a Director Indo, Mami Mgmt For For
3 Appoint a Corporate Auditor Ono, Hiromichi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA Agenda Number: 712599452
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 29-May-2020
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005062001377-55
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 AND SETTING OF THE
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
O.5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
PATRICIA BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt Against Against
MARIE-CHRISTINE COISNE-ROQUETTE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. MARK Mgmt For For
CUTIFANI AS DIRECTOR
O.9 APPOINTMENT OF MR. JEROME CONTAMINE AS Mgmt For For
DIRECTOR
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
225-37-3 OF THE FRENCH COMMERCIAL CODE
O.11 SETTING OF THE AMOUNT OF THE TOTAL ANNUAL Mgmt For For
COMPENSATION OF DIRECTORS AND APPROVAL OF
THE COMPENSATION POLICY APPLICABLE TO
DIRECTORS
O.12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THIS FINANCIAL YEAR TO MR. PATRICK
POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
E.14 APPROVAL OF THE TRANSFORMATION OF THE Mgmt For For
COMPANY'S CORPORATE FORM BY ADOPTION OF THE
EUROPEAN COMPANY FORM AND OF THE TERMS OF
THE TRANSFORMATION PROJECT - ADOPTION OF
THE BY-LAWS OF THE COMPANY IN ITS NEW FORM
AS AN EUROPEAN COMPANY - AMENDMENTS TO THE
BY-LAWS, IN PARTICULAR ARTICLES 3
(AMENDMENT OF THE CORPORATE PURPOSE), 4
(REGISTERED OFFICE), 5 (EXTENSION OF THE
TERM OF THE COMPANY), 11 (COMPOSITION OF
THE BOARD OF DIRECTORS CONCERNING MAINLY
THE DIRECTORS REPRESENTING THE EMPLOYEES),
12 (CONCERNING THE COMPENSATION OF
DIRECTORS), 14 (CONCERNING THE POWERS OF
THE BOARD OF DIRECTORS, IN PARTICULAR TO
TAKE INTO ACCOUNT THE SOCIAL AND
ENVIRONMENTAL ISSUES OF THE COMPANY'S
ACTIVITY), AND IN PARTICULAR IN ORDER TO
TAKE INTO ACCOUNT THE PROVISIONS OF LAW
NO.2019-486 OF 22 MAY 2019 (THE PACT LAW)-
POWERS TO CARRY OUT FORMALITIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
CAPITAL EITHER BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL EITHER BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
CAPITAL, IN THE CONTEXT OF A PUBLIC
OFFERING, BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE, BY AN
OFFER REFERRED TO IN SECTION 1 OF ARTICLE
L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, ENTAILING A CAPITAL
INCREASE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO PROCEED WITH CAPITAL
INCREASES, UNDER THE CONDITIONS PROVIDED
FOR IN ARTICLES L.3332-18 AND FOLLOWING OF
THE FRENCH LABOUR CODE, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS OF THE
COMPANY, TO CERTAIN EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS OF THE GROUP, ENTAILING
A WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT ON THE
SHARES ISSUED FOLLOWING THE EXERCISE OF
SUBSCRIPTION OPTIONS
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: RESOLUTION PRESENTED
PURSUANT TO THE PROVISIONS OF ARTICLE L.
225-105 OF THE FRENCH COMMERCIAL CODE AND
NON-AGREED BY THE BOARD OF DIRECTORS:
AMENDMENT TO ARTICLE 19 - FINANCIAL YEAR -
CORPORATE FINANCIAL STATEMENTS OF THE
BY-LAWS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 378319 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TPI COMPOSITES, INC. Agenda Number: 935168749
--------------------------------------------------------------------------------------------------------------------------
Security: 87266J104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: TPIC
ISIN: US87266J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven C. Lockard Mgmt Withheld Against
William E. Siwek Mgmt For For
Philip J. Deutch Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To consider and act upon a non-binding Mgmt For For
advisory vote on the compensation of our
named executive officers.
4. To consider and act upon a non-binding Mgmt 1 Year For
advisory vote on the frequency of future
non-binding advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TREASURY WINE ESTATES LTD Agenda Number: 711570069
--------------------------------------------------------------------------------------------------------------------------
Security: Q9194S107
Meeting Type: AGM
Meeting Date: 16-Oct-2019
Ticker:
ISIN: AU000000TWE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A ELECTION OF DIRECTOR - MS LOUISA CHEANG Mgmt For For
2.B RE-ELECTION OF DIRECTOR - MR ED CHAN Mgmt For For
2.C RE-ELECTION OF DIRECTOR - MR WARWICK Mgmt For For
EVERY-BURNS
2.D RE-ELECTION OF DIRECTOR - MR GARRY HOUNSELL Mgmt For For
2.E RE-ELECTION OF DIRECTOR - MS COLLEEN JAY Mgmt For For
2.F RE-ELECTION OF DIRECTOR - MS LAURI SHANAHAN Mgmt For For
2.G RE-ELECTION OF DIRECTOR - MR PAUL RAYNER Mgmt For For
3 PROPORTIONAL TAKEOVER PROVISION Mgmt For For
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER
CMMT 13 SEP 2019: IF A PROPORTIONAL TAKEOVER BID Non-Voting
IS MADE FOR THE COMPANY, A SHARE TRANSFER
TO THE OFFEROR CANNOT BE REGISTERED UNTIL
THE BID IS APPROVED BY MEMBERS NOT
ASSOCIATED WITH THE BIDDER. THE RESOLUTION
MUST BE CONSIDERED AT A MEETING HELD MORE
THAN 14 DAYS BEFORE THE BID CLOSES. EACH
MEMBER HAS ONE VOTE FOR EACH FULLY PAID
SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE
MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE
NOT ALLOWED TO VOTE
CMMT 13 SEP 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935180860
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt For For
Borje Ekholm Mgmt For For
Kaigham (Ken) Gabriel Mgmt Withheld Against
Merit E. Janow Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt Withheld Against
Ronald S. Nersesian Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt Withheld Against
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending January 1, 2021.
4. To approve an amendment to the 2002 Stock Mgmt Against Against
Plan to increase by 18,000,000 the number
of shares of Common Stock available for the
grant of options and awards.
--------------------------------------------------------------------------------------------------------------------------
TRIUMPH GROUP, INC. Agenda Number: 935048808
--------------------------------------------------------------------------------------------------------------------------
Security: 896818101
Meeting Type: Annual
Meeting Date: 18-Jul-2019
Ticker: TGI
ISIN: US8968181011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul Bourgon Mgmt For For
1.2 Election of Director: Daniel J. Crowley Mgmt For For
1.3 Election of Director: Ralph E. Eberhart Mgmt For For
1.4 Election of Director: Daniel P. Garton Mgmt For For
1.5 Election of Director: Dawne S. Hickton Mgmt For For
1.6 Election of Director: William L. Mansfield Mgmt For For
1.7 Election of Director: Adam J. Palmer Mgmt For For
1.8 Election of Director: Larry O. Spencer Mgmt For For
2. To approve, by advisory vote, the Mgmt Against Against
compensation paid to our named executive
officers for fiscal year 2019.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to permit the issuance of
Preferred Stock in connection with a plan
intended to help avoid the imposition of
certain limitations on the Company's
ability to fully use certain tax
attributes, including, without limitation,
the Tax Benefits Preservation Plan, dated
as of March 13, 2019, by and between the
Company and Computershare Trust Company,
N.A., as may be amended or extended in
accordance with its terms (the Plan).
4. To approve the adoption of the Plan by the Mgmt For For
Company's Board of Directors.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt Against Against
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt Against Against
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr For Against
5. Special Shareholder Meetings Shr For Against
6. Lobbying Activities Report Shr For Against
7. User Privacy Metric Shr For Against
8. Amend Severance Approval Policy Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Against Against
1B. Election of Director: Mary B. Cranston Mgmt Against Against
1C. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt Against Against
1I. Election of Director: Suzanne Nora Johnson Mgmt Against Against
1J. Election of Director: John A. C. Swainson Mgmt Against Against
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VOCERA COMMUNICATIONS,INC. Agenda Number: 935191421
--------------------------------------------------------------------------------------------------------------------------
Security: 92857F107
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: VCRA
ISIN: US92857F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Julie Iskow Mgmt For For
1.2 Election of Director: Howard E. Janzen Mgmt For For
1.3 Election of Director: Alexa King Mgmt For For
2. Proposal to ratify appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. Proposal to adopt Vocera's 2020 Equity Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VONOVIA SE Agenda Number: 712772513
--------------------------------------------------------------------------------------------------------------------------
Security: D9581T100
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: DE000A1ML7J1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.57 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935114823
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose E. Almeida Mgmt For For
1B. Election of Director: Janice M. Babiak Mgmt Against Against
1C. Election of Director: David J. Brailer Mgmt Against Against
1D. Election of Director: William C. Foote Mgmt For For
1E. Election of Director: Ginger L. Graham Mgmt Against Against
1F. Election of Director: John A. Lederer Mgmt For For
1G. Election of Director: Dominic P. Murphy Mgmt For For
1H. Election of Director: Stefano Pessina Mgmt For For
1I. Election of Director: Nancy M. Schlichting Mgmt Against Against
1J. Election of Director: James A. Skinner Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for fiscal year
2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal requesting an Shr For Against
independent Board Chairman.
5. Proposal Withdrawn Shr Abstain
6. Stockholder proposal regarding the Shr For Against
ownership threshold for calling special
meetings of stockholders.
--------------------------------------------------------------------------------------------------------------------------
WASTE MANAGEMENT, INC. Agenda Number: 935158445
--------------------------------------------------------------------------------------------------------------------------
Security: 94106L109
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WM
ISIN: US94106L1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank M. Clark, Jr. Mgmt Against Against
1B. Election of Director: James C. Fish, Jr. Mgmt For For
1C. Election of Director: Andres R. Gluski Mgmt Against Against
1D. Election of Director: Victoria M. Holt Mgmt Against Against
1E. Election of Director: Kathleen M. Mgmt For For
Mazzarella
1F. Election of Director: William B. Plummer Mgmt For For
1G. Election of Director: John C. Pope Mgmt Against Against
1H. Election of Director: Thomas H. Weidemeyer Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm for 2020.
3. Non-binding, advisory proposal to approve Mgmt For For
our executive compensation.
4. Proposal to amend and restate our Employee Mgmt For For
Stock Purchase Plan to increase the number
of shares authorized for issuance.
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WELLS FARGO & COMPANY Agenda Number: 935145183
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Security: 949746101
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Celeste A. Clark Mgmt For For
1C. Election of Director: Theodore F. Craver, Mgmt Against Against
Jr.
1D. Election of Director: Wayne M. Hewett Mgmt For For
1E. Election of Director: Donald M. James Mgmt For For
1F. Election of Director: Maria R. Morris Mgmt For For
1G. Election of Director: Charles H. Noski Mgmt For For
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt Against Against
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt Against Against
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for 2020.
4. Shareholder Proposal - Shareholder Approval Shr Against For
of By-Law Amendments.
5. Shareholder Proposal - Report on Shr For Against
Incentive-Based Compensation and Risks of
Material Losses.
6. Shareholder Proposal - Report on Global Shr For Against
Median Pay Gap.
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WILLIS TOWERS WATSON PLC Agenda Number: 935190342
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Security: G96629103
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: WLTW
ISIN: IE00BDB6Q211
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anna C. Catalano Mgmt Against Against
1B. Election of Director: Victor F. Ganzi Mgmt For For
1C. Election of Director: John J. Haley Mgmt For For
1D. Election of Director: Wendy E. Lane Mgmt For For
1E. Election of Director: Brendan R. O'Neill Mgmt For For
1F. Election of Director: Jaymin B. Patel Mgmt For For
1G. Election of Director: Linda D. Rabbitt Mgmt For For
1H. Election of Director: Paul D. Thomas Mgmt For For
1I. Election of Director: Wilhelm Zeller Mgmt For For
2. Ratify, on an advisory basis, the Mgmt For For
appointment of (i) Deloitte & Touche LLP to
audit our financial statements and (ii)
Deloitte Ireland LLP to audit our Irish
Statutory Accounts, and authorize, in a
binding vote, the Board, acting through the
Audit Committee, to fix the independent
auditors' remuneration.
3. Approve, on an advisory basis, the named Mgmt For For
executive officer compensation.
4. Renew the Board's existing authority to Mgmt For For
issue shares under Irish law.
5. Renew the Board's existing authority to opt Mgmt For For
out of statutory pre-emption rights under
Irish law.
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WIZZ AIR HOLDINGS PLC Agenda Number: 711295508
--------------------------------------------------------------------------------------------------------------------------
Security: G96871101
Meeting Type: AGM
Meeting Date: 24-Jul-2019
Ticker:
ISIN: JE00BN574F90
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019 TOGETHER WITH THE RELATED
DIRECTORS' AND AUDITORS REPORT
2 TO APPROVE THE DIRECTOR' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019
3 TO RE-ELECT WILLIAM A. FRANKE AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
4 TO RE-ELECT JOZSEF VARADI AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT GUIDO DEMUYNCK AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT GUIDO DEMUYNCK AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
7 TO RE-ELECT SIMON DUFFY AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT SIMON DUFFY AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
9 TO RE-ELECT SUSAN HOOPER AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT SUSAN HOOPER AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
11 TO RE-ELECT STEPHEN L. JOHNSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT BARRY ECCLESTON AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO RE-ELECT BARRY ECCLESTON AS A DIRECTOR Mgmt For For
OF THE COMPANY (INDEPENDENT SHAREHOLDER
VOTE)
14 TO ELECT PETER AGNEFJALL AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO ELECT PETER AGNEFJALL AS A DIRECTOR Mgmt For For
(INDEPENDENT SHAREHOLDER VOTE)
16 TO ELECT MARIA KYRIACOU AS A DIRECTOR OF Mgmt For For
THE COMPANY
17 TO ELECT MARIA KYRIACOU AS A DIRECTOR OF Mgmt For For
THE COMPANY (INDEPENDENT SHAREHOLDER VOTE)
18 TO ELECT ANDREW S. BRODERICK AS A DIRECTOR Mgmt For For
OF THE COMPANY
19 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITORS UNTIL THE CONCLUSION
OF THE NEXT AGM OF THE COMPANY
20 TO AUTHORISE THE DIRECTORS AND/OR THE AUDIT Mgmt For For
COMMITTEE TO AGREE THE REMUNERATION OF THE
AUDITORS
21 AUTHORITY TO ALLOT SHARES Mgmt For For
22 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
23 DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
WIZZ AIR HOLDINGS PLC Agenda Number: 711605684
--------------------------------------------------------------------------------------------------------------------------
Security: G96871101
Meeting Type: OGM
Meeting Date: 30-Oct-2019
Ticker:
ISIN: JE00BN574F90
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE PROPOSED PURCHASE PURSUANT TO THE Mgmt For For
2019 NEO PURCHASE AGREEMENT AMENDMENT, EACH
AS DEFINED AND DESCRIBED IN THE CIRCULAR,
OF WHICH THIS NOTICE FORMS PART, BE, AND
IS, APPROVED FOR THE PURPOSES OF CHAPTER 10
OF THE LISTING RULES OF THE FINANCIAL
CONDUCT AUTHORITY AND THAT THE DIRECTORS
(OR A DULY AUTHORISED COMMITTEE OF THE
DIRECTORS) BE, AND ARE, HEREBY AUTHORISED
TO: (A) DO ALL THINGS AS MAY BE NECESSARY
OR DESIRABLE TO COMPLETE OR GIVE EFFECT TO
OR OTHERWISE IN CONNECTION WITH OR
INCIDENTAL TO THE PROPOSED PURCHASE: AND
(B) AGREE TO SUCH MODIFICATIONS,
VARIATIONS, REVISIONS, WAIVERS OR
AMENDMENTS TO THE 2019 NEO PURCHASE
AGREEMENT AMENDMENT, PROVIDED SUCH
MODIFICATIONS, VARIATIONS, REVISIONS,
WAIVERS OR AMENDMENTS ARE NOT MATERIAL, IN
EITHER SUCH CASE AS THEY MAY IN THEIR
ABSOLUTE DISCRETION THINK FIT
Rockefeller Intermediate Tax Exempt National Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Rockefeller Intermediate Tax Exempt New York Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/21/2020