UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President/Principal
Executive Officer
c/o U.S. Bank Global Fund Services
811 E. Wisconsin Avenue
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
Roundhill BITKRAFT Esports & Digital Entertainment ETF
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ACER INCORPORATED Agenda Number: 712648243
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Security: Y0003F171
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: TW0002353000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 THE ELECTION OF THE DIRECTOR:STAN Mgmt For For
SHIH,SHAREHOLDER NO.0000002
1.2 THE ELECTION OF THE DIRECTOR:JASON Mgmt For For
CHEN,SHAREHOLDER NO.0857788
1.3 THE ELECTION OF THE DIRECTOR:HUNG ROUAN Mgmt For For
INVESTMENT CORP. ,SHAREHOLDER
NO.0005978,MAVERICK SHIH AS REPRESENTATIVE
1.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:CHING-HSIANG HSU,SHAREHOLDER
NO.0916903
1.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JI-REN LEE,SHAREHOLDER NO.0857786
1.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SAN-CHENG CHANG,SHAREHOLDER
NO.0157790
1.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:YURI, KURE,SHAREHOLDER NO.1018823
2 RATIFICATION PROPOSAL OF THE FINANCIAL Mgmt For For
STATEMENTS AND BUSINESS REPORT FOR THE YEAR
2019.
3 RATIFICATION PROPOSAL OF PROFIT Mgmt For For
APPROPRIATION FOR THE YEAR 2019. PROPOSED
CASH DIVIDEND: TWD 0.44 PER SHARE
4 TO APPROVE THE PROPOSAL OF CASH Mgmt For For
DISTRIBUTION FROM THE CAPITAL SURPLUS.
PROPOSED CASH DIVIDEND: TWD 0.33 PER SHARE
5 TO APPROVE THE PROPOSAL OF AMENDMENTS TO Mgmt For For
ACERS INTERNAL RULE: PROCEDURES FOR
ACQUIRING OR DISPOSING OF ASSETS.
6 TO RELEASE NON COMPETE RESTRICTIONS ON Mgmt For For
NEWLY ELECTED DIRECTORS AND THEIR
REPRESENTATIVES.
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ACTIVISION BLIZZARD, INC. Agenda Number: 935196483
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Security: 00507V109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: ATVI
ISIN: US00507V1098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reveta Bowers Mgmt For For
1B. Election of Director: Robert Corti Mgmt For For
1C. Election of Director: Hendrik Hartong III Mgmt For For
1D. Election of Director: Brian Kelly Mgmt For For
1E. Election of Director: Robert Kotick Mgmt For For
1F. Election of Director: Barry Meyer Mgmt For For
1G. Election of Director: Robert Morgado Mgmt For For
1H. Election of Director: Peter Nolan Mgmt For For
1I. Election of Director: Dawn Ostroff Mgmt For For
1J. Election of Director: Casey Wasserman Mgmt For For
2. To provide advisory approval of our Mgmt Against Against
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
4. Stockholder proposal regarding political Shr For Against
disclosures.
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AFREECATV CO., LTD. Agenda Number: 712255682
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Security: Y63806106
Meeting Type: AGM
Meeting Date: 27-Mar-2020
Ticker:
ISIN: KR7067160002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: SEO SU GIL Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: JEONG CHAN Mgmt For For
YONG
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
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ASUSTEK COMPUTER INC Agenda Number: 712627643
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Security: Y04327105
Meeting Type: AGM
Meeting Date: 09-Jun-2020
Ticker:
ISIN: TW0002357001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFITS..PROPOSED CASH DIVIDEND: TWD
14 PER SHARE.
3 AMENDMENT TO THE LOANS AND ENDORSEMENT AND Mgmt For For
GUARANTEE OPERATIONAL PROCEDURES.
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CAPCOM CO.,LTD. Agenda Number: 712663396
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Security: J05187109
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3218900003
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Kenzo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Haruhiro
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Egawa, Yoichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Kenkichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Masao
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muranaka, Toru
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizukoshi,
Yutaka
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirao, Kazushi
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Iwasaki,
Yoshihiko
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsuo, Makoto
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Kanamori,
Hitoshi
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ELECTRONIC ARTS INC. Agenda Number: 935055081
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 08-Aug-2019
Ticker: EA
ISIN: US2855121099
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for one year Mgmt For For
term: Leonard S. Coleman
1b. Election of Director to serve for one year Mgmt For For
term: Jay C. Hoag
1c. Election of Director to serve for one year Mgmt For For
term: Jeffrey T. Huber
1d. Election of Director to serve for one year Mgmt For For
term: Lawrence F. Probst
1e. Election of Director to serve for one year Mgmt For For
term: Talbott Roche
1f. Election of Director to serve for one year Mgmt For For
term: Richard A. Simonson
1g. Election of Director to serve for one year Mgmt For For
term: Luis A. Ubinas
1h. Election of Director to serve for one year Mgmt For For
term: Heidi J. Ueberroth
1i. Election of Director to serve for one year Mgmt For For
term: Andrew Wilson
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2020.
4. Approve our 2019 Equity Incentive Plan. Mgmt For For
5. Amend and Restate our Certificate of Mgmt For For
Incorporation to permit stockholders
holding 25% or more of our common stock to
call special meetings.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, to enable stockholders
holding 15% or more of our common stock to
call special meetings.
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FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246
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Security: 31846V336
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: FGXXX
ISIN: US31846V3362
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David K. Baumgardner Mgmt For For
Mark E. Gaumond Mgmt For For
Roger A. Gibson Mgmt For For
Jennifer J. McPeek Mgmt For For
C. David Myers Mgmt For For
Richard K. Riederer Mgmt For For
P. Kelly Tompkins Mgmt For For
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GUNGHO ONLINE ENTERTAINMENT,INC. Agenda Number: 712254705
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Security: J18912105
Meeting Type: AGM
Meeting Date: 30-Mar-2020
Ticker:
ISIN: JP3235900002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director Morishita, Kazuki Mgmt For For
1.2 Appoint a Director Sakai, Kazuya Mgmt For For
1.3 Appoint a Director Kitamura, Yoshinori Mgmt For For
1.4 Appoint a Director Ochi, Masato Mgmt For For
1.5 Appoint a Director Yoshida, Koji Mgmt For For
1.6 Appoint a Director Oba, Norikazu Mgmt For For
1.7 Appoint a Director Onishi, Hidetsugu Mgmt For For
1.8 Appoint a Director Miyakawa, Keiji Mgmt For For
1.9 Appoint a Director Tanaka, Susumu Mgmt For For
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HUYA INC Agenda Number: 935201222
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Security: 44852D108
Meeting Type: Special
Meeting Date: 15-May-2020
Ticker: HUYA
ISIN: US44852D1081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: Mgmt For
THAT the Company's Third Amended and
Restated Memorandum and Articles of
Association (the "Current M&AA") be amended
and restated by the deletion in their
entirety and by the substitution in their
place of the Fourth Amended and Restated
Memorandum and Articles of Association,
substantially in the form attached to the
Notice of Extraordinary General Meeting as
Exhibit A (the "Amended and Restated
M&AA").
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KONAMI HOLDINGS CORPORATION Agenda Number: 712768247
--------------------------------------------------------------------------------------------------------------------------
Security: J3600L101
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3300200007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Company Location Mgmt For For
2.1 Appoint a Director Kozuki, Kagemasa Mgmt For For
2.2 Appoint a Director Higashio, Kimihiko Mgmt For For
2.3 Appoint a Director Hayakawa, Hideki Mgmt For For
2.4 Appoint a Director Okita, Katsunori Mgmt For For
2.5 Appoint a Director Matsuura, Yoshihiro Mgmt For For
2.6 Appoint a Director Gemma, Akira Mgmt For For
2.7 Appoint a Director Yamaguchi, Kaori Mgmt For For
2.8 Appoint a Director Kubo, Kimito Mgmt For For
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LOGITECH INTERNATIONAL SA Agenda Number: 711456790
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 04-Sep-2019
Ticker:
ISIN: CH0025751329
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
STATUTORY FINANCIAL STATEMENTS OF LOGITECH
INTERNATIONAL S.A. FOR FISCAL YEAR 2019
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
DECLARATION OF DIVIDEND: CHF 0.7346 PER
SHARE
4 RELEASE OF THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2019
5.A RE-ELECTION OF DR. PATRICK AEBISCHER TO THE Mgmt For For
BOARD OF DIRECTORS
5.B RE-ELECTION MS. WENDY BECKER TO THE BOARD Mgmt For For
OF DIRECTORS
5.C RE-ELECTION OF DR. EDOUARD BUGNION TO THE Mgmt For For
BOARD OF DIRECTORS
5.D RE-ELECTION OF MR. BRACKEN DARRELL TO THE Mgmt For For
BOARD OF DIRECTORS
5.E RE-ELECTION OF MR. GUERRINO DE LUCA TO THE Mgmt For For
BOARD OF DIRECTORS
5.F RE-ELECTION OF MR. DIDIER HIRSCH TO THE Mgmt For For
BOARD OF DIRECTORS
5.G RE-ELECTION OF DR. NEIL HUNT TO THE BOARD Mgmt For For
OF DIRECTORS
5.H RE-ELECTION OF MS. MARJORIE LAO TO THE Mgmt For For
BOARD OF DIRECTORS
5.I RE-ELECTION OF MS. NEELA MONTGOMERY TO THE Mgmt For For
BOARD OF DIRECTORS
5.J ELECTION OF MR. GUY GECHT TO THE BOARD OF Mgmt For For
DIRECTORS
5.K ELECTION OF MR. MICHAEL POLK TO THE BOARD Mgmt For For
OF DIRECTORS
6 ELECTION OF THE CHAIRPERSON OF THE BOARD: Mgmt For For
MS. WENDY BECKER
7.A RE-ELECTION OF DR. EDOUARD BUGNION TO THE Mgmt For For
COMPENSATION COMMITTEE
7.B RE-ELECTION OF DR. NEIL HUNT TO THE Mgmt For For
COMPENSATION COMMITTEE
7.C ELECTION OF MR. MICHAEL POLK TO THE Mgmt For For
COMPENSATION COMMITTEE
8 APPROVAL OF COMPENSATION FOR THE BOARD OF Mgmt For For
DIRECTORS FOR THE 2019 TO 2020 BOARD YEAR
9 APPROVAL OF COMPENSATION FOR THE GROUP Mgmt For For
MANAGEMENT TEAM FOR FISCAL YEAR 2021
10 RE-ELECTION OF KPMG AG AS LOGITECH'S Mgmt For For
AUDITORS AND RATIFICATION OF THE
APPOINTMENT OF KPMG LLP AS LOGITECH'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2020
11 RE-ELECTION OF ETUDE REGINA WENGER & SARAH Mgmt For For
KEISER-WUGER AS INDEPENDENT REPRESENTATIVE
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
MICRO-STAR INTERNATIONAL CO LTD Agenda Number: 712627908
--------------------------------------------------------------------------------------------------------------------------
Security: Y6037M108
Meeting Type: AGM
Meeting Date: 10-Jun-2020
Ticker:
ISIN: TW0002377009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 TO ADOPT THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2019 PROFIT. PROPOSED CASH DIVIDEND: TWD
4.2 PER SHARE
3 AMENDMENT TO THE ARTICLES OF INCORPORATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MODERN TIMES GROUP MTG AB Agenda Number: 712507536
--------------------------------------------------------------------------------------------------------------------------
Security: W56523116
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: SE0000412371
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 396681 DUE TO ADDITION OF
RESOLUTION 13.F. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO CHECK AND Non-Voting
VERIFY THE MINUTES
6 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT ON THE CONSOLIDATED FINANCIAL
STATEMENTS
8 RESOLUTION ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
9 RESOLUTION ON THE TREATMENT OF THE Mgmt For For
COMPANY'S RESULTS AS STATED IN THE ADOPTED
BALANCE SHEET
10 RESOLUTION ON THE DISCHARGE OF LIABILITY OF Mgmt For For
THE MEMBERS OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 15 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For
THE BOARD: (5) AND DEPUTY DIRECTORS (0)
12 DETERMINATION OF THE REMUNERATION TO THE Mgmt Against
MEMBERS OF THE BOARD AND THE AUDITOR
13.A RE ELECTION OF DAVID CHANCE PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
13.B RE ELECTION OF SIMON DUFFY PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
13.C RE ELECTION OF GERHARD FLORIN PROPOSED BY Mgmt For
THE NOMINATION COMMITTEE AS BOARD MEMBER
13.D RE ELECTION OF NATALIE TYDEMAN PROPOSED BY Mgmt For
THE NOMINATION COMMITTEE AS BOARD MEMBER
13.E ELECTION OF MARJORIE LAO PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
13.F ELECTION OF CHRIS CARVALHO PROPOSED BY THE Mgmt For
NOMINATION COMMITTEE AS BOARD MEMBER
14 ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For
DAVID CHANCE
15 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For
ELECTION OF AUDITOR: IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, THE
NOMINATION COMMITTEE PROPOSES THAT THE
COMPANY SHALL HAVE ONE REGISTERED
ACCOUNTING FIRM AS AUDITOR, AND THAT THE
REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE
RE-ELECTED AS AUDITOR UNTIL THE END OF THE
2021 ANNUAL GENERAL MEETING. KPMG AB HAS
INFORMED MTG THAT THE AUTHORISED PUBLIC
ACCOUNTANT HELENA NILSSON WILL BE APPOINTED
AS AUDITOR-IN-CHARGE IF KPMG AB IS
RE-ELECTED AS AUDITOR
16 RESOLUTION REGARDING GUIDELINES FOR Mgmt For For
REMUNERATION TO THE SENIOR EXECUTIVES
17 RESOLUTION TO AUTHORISE THE BOARD TO Mgmt For For
RESOLVE ON REPURCHASE OF OWN SHARES
18 RESOLUTION REGARDING AMENDMENTS OF THE Mgmt For For
ARTICLES OF ASSOCIATION
19 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
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NETEASE, INC. Agenda Number: 935069484
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Cheng Mgmt For For
1C. Re-election of Director: Denny Lee Mgmt For For
1D. Re-election of Director: Joseph Tong Mgmt For For
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Leung Mgmt For For
1G. Re-election of Director: Michael Tong Mgmt For For
2. Appoint PricewaterhouseCoopers Zhong Tian Mgmt For For
LLP as independent auditors of NetEase,
Inc. for the fiscal year ending December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
NEXON GT CO., LTD., SEONGNAM Agenda Number: 712231810
--------------------------------------------------------------------------------------------------------------------------
Security: Y8240N105
Meeting Type: AGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: KR7041140005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF AUDITOR: JU HYEONG HUN Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RAZER INC. Agenda Number: 712553987
--------------------------------------------------------------------------------------------------------------------------
Security: G7397A106
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: KYG7397A1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042702632.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0427/2020042702638.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2019
2.A TO RE-ELECT MR. MIN-LIANG TAN AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. LIM KALING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. GIDEON YU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.D TO RE-ELECT MR. TAN CHONG NENG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.E TO AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
RESPECTIVE DIRECTORS' REMUNERATION
3 TO RE-APPOINT KPMG AS AUDITORS OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE DIRECTORS TO
FIX THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
7 TO FIX THE MAXIMUM NUMBER OF NEW SHARES Mgmt Against Against
UNDERLYING THE RESTRICTED STOCK UNITS
("RSUS") WHICH MAY BE GRANTED PURSUANT TO
THE 2016 EQUITY INCENTIVE PLAN ADOPTED BY
THE COMPANY WHICH SHALL NOT EXCEED 6% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION AND TO AUTHORISE THE DIRECTORS
TO ALLOT, ISSUE AND DEAL WITH THE SHARES
UNDERLYING THE RSUS GRANTED UNDER THE 2016
EQUITY INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt Against Against
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TOBII AB Agenda Number: 712391870
--------------------------------------------------------------------------------------------------------------------------
Security: W9T29E101
Meeting Type: AGM
Meeting Date: 12-May-2020
Ticker:
ISIN: SE0002591420
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF A CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY AT LAW JESPER SCHONBECK, OR THE
ONE PROPOSED BY THE NOMINATION COMMITTEE IF
HE HAS AN IMPEDIMENT TO ATTEND, IS PROPOSED
TO BE ELECTED CHAIRMAN OF THE ANNUAL
GENERAL MEETING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO APPROVE Non-Voting
THE MINUTES OF THE MEETING
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 SUBMISSION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT AND THE CONSOLIDATED
FINANCIAL STATEMENTS AND THE AUDITORS'
REPORT FOR THE GROUP
7.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT AND THE BALANCE SHEET AND
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING: ALLOCATION OF THE Mgmt For For
COMPANY'S PROFITS OR LOSSES IN ACCORDANCE
WITH THE ADOPTED BALANCE SHEET: THE BOARD
OF DIRECTORS AND THE CEO PROPOSE THAT THE
COMPANY'S RESULTS SHALL BE CARRIED FORWARD
AND THUS NO DIVIDEND WILL BE DISTRIBUTED
7.C RESOLUTION REGARDING: DISCHARGE OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY
CMMT PLEASE NOTE THAT RESOLUTIONS 8.A, 8.B, 9.A, Non-Voting
9.B, 10.A TO 10.H, 11 AND 12 ARE PROPOSED
BY NOMINATION COMMITTEE AND BOARD DOES NOT
MAKE ANY RECOMMENDATION ON THESE PROPOSALS.
THE STANDING INSTRUCTIONS ARE DISABLED FOR
THIS MEETING
8.A DETERMINATION OF: THE NUMBER OF MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS: THE NUMBER OF
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
EIGHT (8), WITH NO DEPUTY MEMBERS
8.B DETERMINATION OF: THE NUMBER OF AUDITORS: Mgmt For
THE NUMBER OF AUDITORS SHALL BE ONE (1)
AUTHORIZED ACCOUNTING FIRM
9.A DETERMINATION OF FEES TO: THE BOARD OF Mgmt For
DIRECTORS
9.B DETERMINATION OF FEES TO: THE AUDITORS Mgmt For
10.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: KENT SANDER
10.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: NILS BERNHARD
10.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: ASA HEDIN
10.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: HELI ARANTOLA
10.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: JAN WAREBY
10.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: CHARLOTTA FALVIN
10.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: JORGEN LANTTO
10.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For
DIRECTORS: MARTEN SKOGO
11 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For
DIRECTORS: KENT SANDER IS PROPOSED TO BE
RE-ELECTED AS CHAIRMAN OF THE BOARD OF
DIRECTORS
12 ELECTION OF AUDITORS AND, WHERE APPLICABLE, Mgmt For
DEPUTY AUDITORS: RE-ELECTION OF THE
ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB.
THE PROPOSAL CORRESPONDS TO THE AUDIT
COMMITTEE'S RECOMMENDATION
13 PROPOSAL FOR RESOLUTION REGARDING Mgmt Against Against
GUIDELINES FOR EXECUTIVE REMUNERATION
14 PROPOSAL FOR RESOLUTION REGARDING THE Mgmt For For
AMENDMENT OF THE ARTICLES OF ASSOCIATION:
THE BOARD OF DIRECTORS PROPOSES THAT THE
ANNUAL GENERAL MEETING RESOLVES ON THE
AMENDMENTS TO SECTIONS 1, 10 AND 14 OF THE
ARTICLES OF ASSOCIATION
15 PROPOSAL REGARDING AUTHORIZATION FOR THE Mgmt For For
BOARD OF DIRECTORS TO RESOLVE TO ISSUE NEW
SHARES
16 PROPOSAL FOR RESOLUTION REGARDING INCENTIVE Mgmt Against Against
PROGRAM 2020
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT Agenda Number: 711245882
--------------------------------------------------------------------------------------------------------------------------
Security: F9396N106
Meeting Type: MIX
Meeting Date: 02-Jul-2019
Ticker:
ISIN: FR0000054470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 17 JUN 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0527/201905271902413.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0617/201906171903008.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2019
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED
31MARCH 2019
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. YVES
GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CLAUDE
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.7 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. MICHEL
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. GERARD
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CHRISTIAN
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICERS
O.12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
VIRGINIE HAAS AS DIRECTOR
O.13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CORINNE FERNANDEZ-HANDELSMAN AS DIRECTOR
O.14 RENEWAL OF THE TERM OF OFFICE OF KPMG SA AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.15 NON-RENEWAL AND NON-REPLACEMENT OF KPMG Mgmt For For
AUDIT IS SAS AS DEPUTY STATUTORY AUDITOR
O.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE SHARES OF THE COMPANY
E.17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PUBLIC OFFERING
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PRIVATE PLACEMENT
REFERRED TO IN SECTION II OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL PER YEAR, THE ISSUE PRICE OF
THE SHARES AND/OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL AND/OR
GRANTING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES, IN CASE OF ISSUE WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC
OFFERING AND/OR BY AN OFFER REFERRED TO IN
SECTION II OF THE ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.23 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
THE SHAREHOLDERS, FOR THE BENEFIT OF THE
MEMBERS OF ONE OF THE GROUP COMPANY SAVINGS
PLAN(S)
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
RESERVED FOR EMPLOYEES AND/OR CORPORATE
OFFICERS OF CERTAIN SUBSIDIARIES OF THE
COMPANY ACCORDING TO ARTICLE L.233-16 OF
THE FRENCH COMMERCIAL CODE, WHOSE THE
REGISTERED OFFICE IS LOCATED OUT OF FRANCE,
OUTSIDE THE COMPANY OR GROUP SAVINGS PLAN
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDINGS
OFFER
E.27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOCATE FREE COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLES L. 225-197-1 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR
THE BENEFIT OF EMPLOYEES, INCLUDING ALL OR
PART OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE OF UBISOFT GROUP REFERRED TO IN
4.1.2.4 OF THE REGISTRATION DOCUMENT,
EXCLUDING EXECUTIVE CORPORATE OFFICERS OF
THE COMPANY, RESULTING IN A WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.28 OVERALL CEILING ON CAPITAL INCREASES Mgmt For For
E.29 AMENDMENT TO ARTICLE 8 OF THE BY-LAWS TO Mgmt For For
ALLOW THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-23 OF THE FRENCH COMMERCIAL CODE
E.30 ALIGNMENT OF ARTICLE 14 - TITLE V OF THE Mgmt For For
BY-LAWS OF THE COMPANY "STATUTORY AUDITORS"
E.31 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
Roundhill Sports Betting & iGaming ETF
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 712690367
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
FREDRIK PALM
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7.A RESOLUTION: ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION: ON THE DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS AS SHOWN IN THE
ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND OF EUR 0.42
PER SHARE AND THAT MONDAY 22 JUNE 2020 IS
THE RECORD DATE FOR RECEIVING THE DIVIDEND
7.C RESOLUTION: ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBERS OF THE BOARD AND THE MANAGING
DIRECTOR
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS TO BE ELECTED: THE
NOMINATION COMMITTEE PROPOSES THAT SIX
BOARD MEMBERS BE ELECTED
9 DETERMINATION OF THE FEES TO BE PAID TO THE Mgmt For
BOARD OF DIRECTORS
10 ELECTION OF THE BOARD OF DIRECTORS: THE Mgmt For
NOMINATION COMMITTEE PROPOSES THAT JENS VON
BAHR, JOEL CITRON, JONAS ENGWALL, CECILIA
LAGER, IAN LIVINGSTONE AND FREDRIK
OSTERBERG BE RE-ELECTED AS MEMBERS OF THE
BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE
CLOSE OF THE ANNUAL GENERAL MEETING 2021
AND THAT JENS VON BAHR BE RE-ELECTED AS
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
PERIOD UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING 2021
11 DETERMINATION OF FEES TO BE PAID TO THE Mgmt For
AUDITOR
12 ELECTION OF AUDITOR: THE NOMINATION Mgmt For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, THAT THE
REGISTERED ACCOUNTING FIRM OHRLINGS
PRICEWATERHOUSECOOPERS AB BE RE-ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING 2021. OHRLINGS
PRICEWATERHOUSECOOPERS AB HAS INFORMED THE
NOMINATION COMMITTEE THAT THE AUTHORISED
PUBLIC ACCOUNTANT JOHAN ENGSTAM WILL BE
APPOINTED AS AUDITOR-IN-CHARGE IF OHRLINGS
PRICEWATERHOUSECOOPERS AB IS RE-ELECTED AS
AUDITOR
13 RESOLUTION ON THE INSTRUCTION TO THE Mgmt For
NOMINATION COMMITTEE
14 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
TO THE SENIOR MANAGEMENT
15 RESOLUTION ON AUTHORISATION FOR ACQUISITION Mgmt For For
OF OWN SHARES
16 RESOLUTION ON AUTHORISATION FOR TRANSFER OF Mgmt For For
OWN SHARES
17 RESOLUTION ON A) REDUCTION OF THE SHARE Mgmt For For
CAPITAL THROUGH REDEMPTION OF OWN SHARES
AND B) INCREASE OF THE SHARE CAPITAL
THROUGH BONUS ISSUE
18 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, WARRANTS AND
CONVERTIBLE DEBT
19 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA OPAP Agenda Number: 712783299
--------------------------------------------------------------------------------------------------------------------------
Security: X3232T104
Meeting Type: OGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: GRS419003009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SUBMISSION AND APPROVAL OF THE COMPANY'S Mgmt For For
FINANCIAL STATEMENTS AND OF THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
TWENTIETH (20TH) FISCAL YEAR (FROM THE 1ST
OF JANUARY 2019 TO THE 31ST OF DECEMBER
2019) AND OF THE RELEVANT DIRECTORS' REPORT
AND AUDITORS' REPORT
2. APPROVAL OF THE OVERALL MANAGEMENT OF THE Mgmt For For
COMPANY PER ARTICLE 108 OF LAW 4548/2018,
AS IN FORCE, AND DISCHARGE OF THE STATUTORY
AUDITORS OF THE COMPANY FROM ANY LIABILITY
FOR COMPENSATION FOR THE TWENTIETH (20TH)
FISCAL YEAR (FROM THE 1ST OF JANUARY 2019
TO THE 31ST OF DECEMBER 2019)
3. SELECTION OF CERTIFIED AUDITORS FOR THE Mgmt For For
AUDIT OF THE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE CURRENT TWENTY-FIRST (21ST)
FISCAL YEAR (FROM THE 1ST OF JANUARY 2020
TO THE 31ST OF DECEMBER 2020) AND FOR THE
ISSUANCE OF THE ANNUAL TAX REPORT
4. PROVISION OF PERMISSION AS PER ARTICLE 98 Mgmt For For
PAR. 1 OF LAW 4548/2018, AS IN FORCE, TO
THE BOARD OF DIRECTORS' MEMBERS AND THE
OFFICERS AND DIRECTORS OF THE COMPANY'S
TEAMS FOR THEIR PARTICIPATION IN THE BOARDS
OF DIRECTORS OR IN THE MANAGEMENT OF THE
GROUP'S SUBSIDIARIES AND AFFILIATES
5. SUBMISSION FOR DISCUSSION AND VOTING OF THE Mgmt For For
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS FOR THE TWENTIETH (20TH) FISCAL
YEAR (FROM THE 1ST OF JANUARY 2019 TO THE
31ST OF DECEMBER 2019), IN ACCORDANCE WITH
ARTICLE 112 PAR. 3 OF LAW 4548/2018, AS IN
FORCE
6. AMENDMENT OF ARTICLES 2, 12, 18, 19, 23 AND Mgmt For For
34 OF THE COMPANY' ARTICLES OF ASSOCIATION
7. APPROVAL OF THE DISTRIBUTION OF EARNINGS Mgmt For For
FOR THE TWENTIETH (20TH) FISCAL YEAR (FROM
THE 1ST OF JANUARY 2019 TO THE 31ST OF
DECEMBER 2019)
8. APPROVAL OF THE DISTRIBUTION OF PART OF THE Mgmt For For
NET PROFITS OF THE FINANCIAL YEAR 2019 OF
THE COMPANY TO EXECUTIVE MEMBERS OF THE
BOARD OF DIRECTORS AND OTHER KEY MANAGEMENT
PERSONNEL OF THE COMPANY
9. APPROVAL OF THE DISTRIBUTION OF PART OF THE Mgmt For For
NET PROFITS OF THE FINANCIAL YEAR 2019 OF
THE COMPANY TO EXECUTIVE MEMBERS OF THE
BOARD OF DIRECTORS AND OTHER KEY MANAGEMENT
PERSONNEL OF THE COMPANY BY VIRTUE OF AND
IN ACCORDANCE WITH THE LONG TERM INCENTIVE
SCHEME APPROVED BY THE 17TH AGM OF THE
SHAREHOLDERS OF THE COMPANY DATED
27.04.2017
10. APPROVAL OF A NEW LONG TERM INCENTIVE Mgmt For For
SCHEME WITH DISTRIBUTION OF PART OF THE NET
PROFITS OF THE COMPANY TO EXECUTIVE MEMBERS
OF THE BOARD OF DIRECTORS AND OTHER KEY
MANAGEMENT PERSONNEL OF THE COMPANY
CMMT 05 JUNE 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 6 JULY 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 05 JUNE 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GVC HOLDINGS PLC Agenda Number: 712703239
--------------------------------------------------------------------------------------------------------------------------
Security: G427A6103
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: IM00B5VQMV65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S CONSOLIDATED Mgmt For For
ANNUAL REPORT AND AUDITED ACCOUNTS TOGETHER
WITH THE COMPANY'S AUDITED ACCOUNTS FOR THE
YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH
THE DIRECTORS' AND AUDITOR'S REPORTS
THEREON
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
4 TO RE-APPOINT KPMG LLP AS AUDITOR TO THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING OF THE COMPANY
AT WHICH ACCOUNTS ARE LAID BEFORE THE
SHAREHOLDERS
5 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
6 TO ELECT BARRY GIBSON AS A DIRECTOR Mgmt For For
7 TO ELECT JETTE NYGAARD-ANDERSEN AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT PIERRE BOUCHUT AS A DIRECTOR Mgmt For For
9 TO RE-ELECT VIRGINIA MCDOWELL AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ROB WOOD AS A DIRECTOR Mgmt For For
11 TO RE-ELECT KENNETH ALEXANDER AS A DIRECTOR Mgmt For For
12 TO RE-ELECT JANE ANSCOMBE AS A DIRECTOR Mgmt For For
13 TO RE-ELECT PETER ISOLA AS A DIRECTOR Mgmt For For
14 TO RE-ELECT STEPHEN MORANA AS A DIRECTOR Mgmt For For
15 THAT: (A) THE GVC HOLDINGS PLC SHARESAVE Mgmt For For
PLAN (THE "UK SHARESAVE") A COPY OF THE
RULES OF WHICH HAS BEEN PRODUCED IN DRAFT
TO THIS MEETING AND FOR THE PURPOSES OF
IDENTIFICATION ONLY, INITIALLED BY THE
CHAIRMAN AND A SUMMARY OF THE PRINCIPAL
TERMS OF WHICH IS SET OUT IN APPENDIX 4 TO
THIS NOTICE, BE AND IS HEREBY APPROVED AND
ESTABLISHED; AND (B) AND THE DIRECTORS BE
AND THEY ARE HEREBY AUTHORISED TO DO ALL
SUCH ACTS AND THINGS AS MAY BE NECESSARY TO
ESTABLISH AND GIVE EFFECT TO THE UK
SHARESAVE
16 THAT: (A) THE GVC HOLDINGS PLC Mgmt For For
INTERNATIONAL SHARESAVE PLAN (THE
"INTERNATIONAL SHARESAVE") A COPY OF THE
RULES OF WHICH HAS BEEN PRODUCED IN DRAFT
TO THIS MEETING AND FOR THE PURPOSES OF
IDENTIFICATION ONLY, INITIALLED BY THE
CHAIRMAN AND A SUMMARY OF THE PRINCIPAL
TERMS OF WHICH IS SET OUT IN APPENDIX 5 TO
THIS NOTICE, BE AND IS HEREBY APPROVED AND
ESTABLISHED; AND (B) THE DIRECTORS BE AND
THEY ARE HEREBY AUTHORISED TO DO ALL SUCH
ACTS AND THINGS AS MAY BE NECESSARY TO
ESTABLISH AND GIVE EFFECT TO THE
INTERNATIONAL SHARESAVE
17 POWER OF DIRECTORS TO ALLOT SHARES Mgmt For For
18 THAT, SUBJECT TO AND CONDITIONAL ON THE Mgmt For For
PASSING OF RESOLUTION 17, THE DIRECTORS ARE
EMPOWERED, PURSUANT TO ARTICLE 5.2 OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY, TO
ALLOT SHARES FOR CASH PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 17 OR IN
CIRCUMSTANCES WHERE THE ALLOTMENT
CONSTITUTES AN ALLOTMENT OF EQUITY
SECURITIES AS DEFINED IN THE ARTICLES
(INCLUDING BY WAY OF A SALE OF TREASURY
SHARES), IN EACH CASE DISAPPLYING THE
PROVISIONS OF ARTICLE 5.2 PROVIDED THAT
THIS POWER IS LIMITED TO: (A) THE ALLOTMENT
OF SHARES (OR SALE OF TREASURY SHARES) IN
CONNECTION WITH AN OFFER OF SUCH SHARES BY
WAY OF A RIGHTS ISSUE (AS DEFINED IN
RESOLUTION 17) OR OPEN OFFER OR ANY OTHER
PRE-EMPTIVE OFFER THAT IS OPEN FOR
ACCEPTANCE FOR A PERIOD DETERMINED BY THE
DIRECTORS TO THE HOLDERS OF SHARES IN
PROPORTION (AS NEARLY AS PRACTICABLE) TO
THE RESPECTIVE NUMBER OF SHARES HELD BY
THEM, AND, IF APPLICABLE, TO THE HOLDERS OF
ANY OTHER EQUITY SECURITIES IF THIS IS
REQUIRED BY THE RIGHTS OF THOSE SECURITIES
OR, IF THE DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, SUBJECT IN EACH CASE TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO FRACTIONAL ENTITLEMENTS,
RECORD DATES OR LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR BY VIRTUE OF SHARE
BEING REPRESENTED BY DEPOSITARY RECEIPTS OR
ANY OTHER MATTER; AND (B) THE ALLOTMENT OF
SHARES (OR SALE OF TREASURY SHARES)
(OTHERWISE THAN PURSUANT TO PARAGRAPH 18(A)
ABOVE), WITH AN AGGREGATE NOMINAL VALUE OF
EUR 291,536, AND PROVIDED ALSO THAT THE
POWER CONFERRED BY THIS RESOLUTION SHALL
EXPIRE AT THE CLOSE OF BUSINESS (LONDON
TIME) ON 23 SEPTEMBER 2021 OR, IF EARLIER,
AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY SAVE THAT
THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS OR AGREEMENTS WHICH WOULD OR MIGHT
REQUIRE SHARES TO BE ALLOTTED (OR TREASURY
SHARES TO BE SOLD) AND THE DIRECTORS MAY
ALLOT SHARES (OR SELL TREASURY SHARES) IN
PURSUANCE OF SUCH OFFER OR AGREEMENT
NOTWITHSTANDING THAT THE POWER CONFERRED BY
THIS RESOLUTION HAS EXPIRED
19 THAT, SUBJECT TO AND CONDITIONAL ON THE Mgmt For For
PASSING OF RESOLUTION 17 AND IN ADDITION TO
ANY POWER GRANTED UNDER RESOLUTION 18
ABOVE, THE DIRECTORS ARE EMPOWERED TO ALLOT
SHARES FOR CASH PURSUANT TO THE AUTHORITY
GIVEN BY RESOLUTION 17 OR IN CIRCUMSTANCES
WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES AS DEFINED
IN THE ARTICLES OF ASSOCIATION OF THE
COMPANY (INCLUDING BY WAY OF A SALE OF
TREASURY SHARES), IN EACH CASE DISAPPLYING
THE PROVISIONS OF ARTICLE 5.2, PROVIDED
THAT THIS POWER IS: (A) LIMITED TO THE
ALLOTMENT AND/OR SALE OF EQUITY SECURITIES
UP TO AN AGGREGATE NOMINAL VALUE OF EUR
291,536 AND (B) USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE POWER
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PREEMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE, SUCH POWER TO EXPIRE AT THE CLOSE
OF BUSINESS (LONDON TIME) ON 23 SEPTEMBER
2021 OR, IF EARLIER, AT THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY, SAVE THAT THE COMPANY MAY, BEFORE
SUCH EXPIRY, MAKE AN OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE SHARES TO BE
ALLOTTED OR SHARES HELD IN TREASURY TO BE
SOLD AFTER SUCH EXPIRY, AND THE DIRECTORS
MAY ALLOT SHARES AND/OR SELL SHARES HELD IN
TREASURY IN PURSUANCE OF SUCH AN OFFER OR
AGREEMENT AS IF THE POWER CONFERRED BY THIS
RESOLUTION HAD NOT EXPIRED
20 AUTHORITY TO ACQUIRE SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC Agenda Number: 935241226
--------------------------------------------------------------------------------------------------------------------------
Security: G4863A108
Meeting Type: Annual
Meeting Date: 25-Jun-2020
Ticker: IGT
ISIN: GB00BVG7F061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the Annual Report and Mgmt For For
Accounts for the financial year ended 31
December 2019.
2. To approve the directors' remuneration Mgmt For For
report (excluding the remuneration policy)
set out in section 2 of the Company Annual
Report and Accounts.
3. To approve the appointment of the following Mgmt For For
director of the Company: Beatrice Bassey
4. To approve the appointment of the following Mgmt For For
director of the Company: Massimiliano
Chiara
5. To approve the appointment of the following Mgmt For For
director of the Company: Alberto Dessy
6. To approve the appointment of the following Mgmt For For
director of the Company: Marco Drago
7. To approve the appointment of the following Mgmt For For
director of the Company: James McCann
8. To approve the appointment of the following Mgmt For For
director of the Company: Heather McGregor
9. To approve the appointment of the following Mgmt For For
director of the Company: Lorenzo Pellicioli
10. To approve the appointment of the following Mgmt For For
director of the Company: Samantha Ravich
11. To approve the appointment of the following Mgmt For For
director of the Company: Vincent Sadusky
12. To approve the appointment of the following Mgmt For For
director of the Company: Gianmario Tondato
Da Ruos
13. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
auditor to hold office from the conclusion
of the AGM until the conclusion of the next
annual general meeting of the Company at
which accounts are laid.
14. To authorise the directors or the audit Mgmt For For
committee to fix the remuneration of the
auditor.
15. To authorise political donations and Mgmt For For
expenditure not exceeding GBP 100,000 in
total, in accordance with sections 366 and
367 of the Companies Act 2006.
16. To authorise the directors, in substitution Mgmt For For
for any existing authorities previously
given, to allot shares in the Company.
17. To authorise the directors, if resolution Mgmt For For
16 is passed and in substitution for any
existing authorities granted, to disapply
pre-emption rights. (special resolution)
18. To authorise the directors, if resolution Mgmt For For
16 is passed and in addition to any
authority granted under resolution 17, to
disapply pre-emption rights in connection
with an acquisition or specified capital
investment. (special resolution)
19. To authorise the directors to make Mgmt For For
off-market purchase of shares in the
Company. (special resolution)
20. To adopt new articles of association of the Mgmt For For
Company in substitution for, and to the
exclusion of, the existing articles of
association. (special resolution)
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory Bakken
Name Gregory Bakken
Title President/Principal Executive Officer
Date 08/21/2020