UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22995
NAME OF REGISTRANT: TrimTabs ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1345 Avenue of the Americas
2nd Floor
New York, NY 10105
NAME AND ADDRESS OF AGENT FOR SERVICE: Derin Cohen
1345 Avenue of the Americas
2nd Floor
New York, NY 10105
REGISTRANT'S TELEPHONE NUMBER: 212-217-2597
DATE OF FISCAL YEAR END: 07/31
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
TrimTabs All Cap International Free-Cash-Flow ETF
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 712173513
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 05-May-2020
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 27 FEB 2020: DELETION OF COMMENT Non-Voting
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 25 MAR 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINKS:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202002172000159-21 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003252000546-37; PLEASE NOTE THAT
THIS IS A REVISION DUE TO DELETION OF
COMMENT & ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 - SETTING OF THE
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A PERIOD OF 18 MONTHS TO
ALLOW THE COMPANY TO TRADE IN ITS OWN
SHARES
O.5 RENEWAL OF THE TERM OF OFFICE OF MR. BRIAN Mgmt For For
GILVARY AS DIRECTOR
O.6 APPOINTMENT OF MRS. ANETTE BRONDER AS Mgmt For For
DIRECTOR OF THE COMPANY
O.7 APPOINTMENT OF MRS. KIM ANN MINK AS A Mgmt For For
DIRECTOR OF THE COMPANY
O.8 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS REFERRED TO IN ARTICLES L.
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR GRANTED TO MR. BENOIT POTIER FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2019
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
225-37-3 OF THE FRENCH COMMERCIAL CODE
O.11 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO CORPORATE OFFICERS
O.12 SETTING OF THE AMOUNT OF THE GLOBAL ANNUAL Mgmt For For
COMPENSATION OF DIRECTORS
E.13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A PERIOD OF 24 MONTHS TO
REDUCE THE CAPITAL BY CANCELLATION OF
TREASURY SHARES
E.14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO INCREASE THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHERS, FOR A MAXIMUM AMOUNT OF
300 MILLION EUROS
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A PERIOD OF 26
MONTHS TO PROCEED WITH CAPITAL INCREASES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A PERIOD OF 18
MONTHS TO PROCEED WITH CAPITAL INCREASES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT RESERVED FOR A CATEGORY
OF BENEFICIARIES
E.17 ALIGNMENT OF ARTICLE 11 OF THE BY-LAWS Mgmt For For
(COMPOSITION OF THE BOARD OF DIRECTORS)
WITH THE PROVISIONS OF THE PACTE LAW
REGARDING THE DIRECTORS REPRESENTING THE
EMPLOYEES
E.18 AMENDMENT TO ARTICLE 15 OF THE BY-LAWS Mgmt For For
(POWERS OF THE BOARD OF DIRECTORS)
CONCERNING THE MANAGEMENT DECISIONS OF THE
BOARD (PACTE LAW)
E.19 ALIGNMENT OF ARTICLE 16 OF THE BY-LAWS Mgmt For For
(COMPENSATION) WITH THE PROVISIONS OF THE
PACTE LAW CONCERNING THE COMPENSATION OF
DIRECTORS
E.20 AMENDMENT TO ARTICLE 9 OF THE BY-LAWS Mgmt For For
(IDENTIFICATION OF SHAREHOLDERS) CONCERNING
THE CROSSING OF THRESHOLDS
E.21 AMENDMENT TO THE BY-LAWS CONCERNING THE Mgmt For For
COMPETENCE TO DECIDE OR AUTHORISE THE ISSUE
OF BONDS
E.22 EXTENSION OF THE PERIOD OF VALIDITY OF THE Mgmt For For
COMPANY AND CORRELATIVE AMENDMENT TO THE
BY-LAWS
O.23 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 15-Jul-2019
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of Mgmt No vote
authorized Ordinary Shares to
32,000,000,000 and effect a one-to-eight
share subdivision of the Company's Ordinary
Shares.
2.1 Election of Director for a three year term: Mgmt No vote
DANIEL ZHANG
2.2 Election of Director for a three year term: Mgmt No vote
CHEE HWA TUNG
2.3 Election of Director for a three year term: Mgmt No vote
JERRY YANG
2.4 Election of Director for a three year term: Mgmt No vote
WAN LING MARTELLO
3. Ratify the appointment of Mgmt No vote
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company.
--------------------------------------------------------------------------------------------------------------------------
ALIMENTATION COUCHE-TARD INC Agenda Number: 711461169
--------------------------------------------------------------------------------------------------------------------------
Security: 01626P403
Meeting Type: AGM
Meeting Date: 18-Sep-2019
Ticker:
ISIN: CA01626P4033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1 AND 2.1 TO
2.13. THANK YOU
1 APPOINT THE AUDITOR UNTIL THE NEXT ANNUAL Mgmt For For
MEETING AND AUTHORIZE THE BOARD OF
DIRECTORS TO SET THEIR REMUNERATION:
PRICEWATERHOUSECOOPERS LLP
2.1 ELECTION OF DIRECTOR: ALAIN BOUCHARD Mgmt For For
2.2 ELECTION OF DIRECTOR: MELANIE KAU Mgmt For For
2.3 ELECTION OF DIRECTOR: JEAN BERNIER Mgmt For For
2.4 ELECTION OF DIRECTOR: NATHALIE BOURQUE Mgmt For For
2.5 ELECTION OF DIRECTOR: ERIC BOYKO Mgmt For For
2.6 ELECTION OF DIRECTOR: JACQUES D'AMOURS Mgmt For For
2.7 ELECTION OF DIRECTOR: RICHARD FORTIN Mgmt For For
2.8 ELECTION OF DIRECTOR: BRIAN HANNASCH Mgmt For For
2.9 ELECTION OF DIRECTOR: MARIE JOSEE LAMOTHE Mgmt For For
2.10 ELECTION OF DIRECTOR: MONIQUE F. LEROUX Mgmt For For
2.11 ELECTION OF DIRECTOR: REAL PLOURDE Mgmt For For
2.12 ELECTION OF DIRECTOR: DANIEL RABINOWICZ Mgmt For For
2.13 ELECTION OF DIRECTOR: LOUIS TETU Mgmt For For
3 ON AN ADVISORY BASIS AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD
OF DIRECTORS THAT THE SHAREHOLDERS ACCEPT
THE APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN OUR 2019 MANAGEMENT PROXY
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS,LTD. Agenda Number: 712198414
--------------------------------------------------------------------------------------------------------------------------
Security: J02100113
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3116000005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Izumiya, Naoki Mgmt For For
2.2 Appoint a Director Koji, Akiyoshi Mgmt For For
2.3 Appoint a Director Katsuki, Atsushi Mgmt For For
2.4 Appoint a Director Hemmi, Yutaka Mgmt For For
2.5 Appoint a Director Taemin Park Mgmt For For
2.6 Appoint a Director Tanimura, Keizo Mgmt For For
2.7 Appoint a Director Kosaka, Tatsuro Mgmt For For
2.8 Appoint a Director Shingai, Yasushi Mgmt For For
2.9 Appoint a Director Christina L. Ahmadjian Mgmt For For
3 Appoint a Corporate Auditor Nishinaka, Mgmt For For
Naoko
--------------------------------------------------------------------------------------------------------------------------
ASHTEAD GROUP PLC Agenda Number: 711456916
--------------------------------------------------------------------------------------------------------------------------
Security: G05320109
Meeting Type: AGM
Meeting Date: 10-Sep-2019
Ticker:
ISIN: GB0000536739
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVING REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
REPORT EXCLUDING REMUNERATION POLICY
3 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 DECLARATION OF A FINAL DIVIDEND: 33.5P PER Mgmt For For
ORDINARY SHARE
5 RE-ELECTION OF PAUL WALKER Mgmt For For
6 RE-ELECTION OF BRENDAN HORGAN Mgmt For For
7 RE-ELECTION OF MICHAEL PRATT Mgmt For For
8 ELECTION OF ANGUS COCKBURN Mgmt For For
9 RE-ELECTION OF LUCINDA RICHES Mgmt For For
10 RE-ELECTION OF TANYA FRATTO Mgmt For For
11 ELECTION OF LINDSLEY RUTH Mgmt For For
12 REAPPOINTMENT OF AUDITOR: DELOITTE LLP Mgmt For For
13 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For
AUDITOR
14 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
15 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
16 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
17 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
18 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
CMMT 26 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION 12 AND RECIEPT OF DIVIDEND
AMOUNT FOR RESOLUTION 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 712243358
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 22-Apr-2020
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPENING Non-Voting
2 OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3.A ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2019
3.B PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2019,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.C CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.D PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2019: EUR 2.40 PER
ORDINARY SHARE
4.A PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2019
4.B PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2019
5 PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6 PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7 PROPOSAL TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR THE SUPERVISORY BOARD
8.A COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
NOTIFICATION OF SUPERVISORY BOARD VACANCIES
8.B COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE
GENERAL MEETING
8.C COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT OF THE SUPERVISORY BOARD'S
RECOMMENDATION TO REAPPOINT MS. A.P. ARIS
AND APPOINT MR. D.W.A. EAST AND D.M. DURCAN
AS MEMBERS OF THE SUPERVISORY BOARD
8.D COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REAPPOINT MS. A.P. ARIS AS
MEMBER OF THE SUPERVISORY BOARD
8.E COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. D.M. DURCAN AS
MEMBER OF THE SUPERVISORY BOARD
8.F COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. D.W.A. EAST AS
MEMBER OF THE SUPERVISORY BOARD
8.G COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
COMPOSITION OF THE SUPERVISORY BOARD IN
2021
9 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2021
10.A AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
10.B AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 10 A)
10.C AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
10.D AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 10 C)
11.A AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
11.B AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
12 PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
13 ANY OTHER BUSINESS Non-Voting
14 CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORP PLC Agenda Number: 935093992
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt No vote
reports of the directors and the auditors
for the year ended June 30, 2019 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt No vote
Report, other than the part containing the
Directors' Remuneration Policy, as set
forth in the Annual Report.
3. To approve the Directors' Remuneration Mgmt No vote
Policy, as set forth in the Directors'
Remuneration Report in the Annual Report.
4. To reappoint Ernst & Young LLP as auditor Mgmt No vote
of the Company to hold office until the
conclusion of the next annual general
meeting.
5. To authorize the Audit Committee of the Mgmt No vote
Board of Directors to determine the
remuneration of the auditor.
6. To re-elect Shona L. Brown as a director of Mgmt No vote
the Company.
7. To re-elect Michael Cannon-Brookes as a Mgmt No vote
director of the Company.
8. To re-elect Scott Farquhar as a director of Mgmt No vote
the Company.
9. To re-elect Heather Mirjahangir Fernandez Mgmt No vote
as a director of the Company.
10. To re-elect Sasan Goodarzi as a director of Mgmt No vote
the Company.
11. To re-elect Jay Parikh as a director of the Mgmt No vote
Company.
12. To re-elect Enrique Salem as a director of Mgmt No vote
the Company.
13. To re-elect Steven Sordello as a director Mgmt No vote
of the Company.
14. To re-elect Richard P. Wong as a director Mgmt No vote
of the Company.
--------------------------------------------------------------------------------------------------------------------------
BANK OF MONTREAL Agenda Number: 935137148
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
Meeting Type: Annual
Meeting Date: 31-Mar-2020
Ticker: BMO
ISIN: CA0636711016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JANICE M. BABIAK Mgmt No vote
SOPHIE BROCHU Mgmt No vote
CRAIG W. BRODERICK Mgmt No vote
GEORGE A. COPE Mgmt No vote
CHRISTINE A. EDWARDS Mgmt No vote
MARTIN S. EICHENBAUM Mgmt No vote
RONALD H. FARMER Mgmt No vote
DAVID E. HARQUAIL Mgmt No vote
LINDA S. HUBER Mgmt No vote
ERIC R. LA FLECHE Mgmt No vote
LORRAINE MITCHELMORE Mgmt No vote
DARRYL WHITE Mgmt No vote
02 APPOINTMENT OF SHAREHOLDERS' AUDITORS Mgmt No vote
03 ADVISORY VOTE ON THE BANK'S APPROACH TO Mgmt No vote
EXECUTIVE COMPENSATION
04 AMENDMENTS TO THE BANK OF MONTREAL AMENDED Mgmt No vote
AND RESTATED STOCK OPTION PLAN
05 SHAREHOLDER PROPOSAL NO. 1 Shr No vote
06 SHAREHOLDER PROPOSAL NO. 2 Shr No vote
07 SHAREHOLDER PROPOSAL NO. 3 Shr No vote
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 712391806
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 19-May-2020
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 367716 DUE TO CHANGE IN THE TEXT
OF RESOLUTION 3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003022000313-27
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019
O.4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
REGULATED AGREEMENTS AND COMMITMENTS
REFERRED TO IN ARTICLES L. 225-86 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
O.5 AUTHORIZATION FOR THE BNP PARIBAS TO BUY Mgmt For For
BACK ITS OWN SHARE
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. JEAN Mgmt For For
LEMIERRE AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JACQUES ASCHENBROICH AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MONIQUE COHEN AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
DANIELA SCHWARZER AS DIRECTOR
O.10 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
FIELDS WICKER-MIURIN AS DIRECTOR
O.11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
O.12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
O.13 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND DEPUTY CHIEF EXECUTIVE OFFICER
O.14 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2019 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
O.15 VOTE ON THE ELEMENTS OF COMPENSATION PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. JEAN
LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
O.16 VOTE ON THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR.
JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
O.17 VOTE ON THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THE SAME FINANCIAL YEAR TO MR. PHILIPPE
BORDENAVE, DEPUTY CHIEF EXECUTIVE OFFICER
O.18 CONSULTATIVE VOTE ON THE OVERALL Mgmt For For
COMPENSATION AMOUNT OF ALL KIND PAID DURING
THE FINANCIAL YEAR 2019 TO ACTUAL
EXECUTIVES AND CERTAIN CATEGORIES OF
PERSONNEL
E.19 CAPITAL INCREASE, WITH RETENTION OF THE Mgmt For For
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, BY ISSUING COMMON SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO THE SHARES
TO BE ISSUED
E.20 CAPITAL INCREASE, WITH CANCELLATION OF Mgmt For For
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS, BY ISSUING COMMON SHARES AND
TRANSFERABLE SECURITIES GRANTING ACCESS
IMMEDIATELY OR IN THE FUTURE TO THE SHARES
TO BE ISSUED
E.21 CAPITAL INCREASE, WITHOUT THE PRE-EMPTIVE Mgmt For For
SUBSCRIPTION RIGHTS, BY ISSUE OF COMMON
SHARES AND TRANSFERABLE SECURITIES GRANTING
IMMEDIATE OR FUTURE ACCESS TO SHARES TO BE
ISSUED AS CONSIDERATION FOR CONTRIBUTIONS
OF SECURITIES UP TO A MAXIMUM OF 10% OF THE
CAPITAL
E.22 OVERALL LIMITATION OF THE AUTHORIZATIONS Mgmt For For
FOR ISSUANCE WITH OR WITHOUT CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
CONFERRED BY THE TWENTIETH AND TWENTY-FIRST
RESOLUTION
E.23 CAPITAL INCREASE BY CAPITALIZATION OF Mgmt For For
RESERVES OR PROFITS, ISSUE, MERGER OR
CONTRIBUTION PREMIUMS
E.24 OVERALL LIMITATION OF THE AUTHORIZATIONS TO Mgmt For For
ISSUE WITH RETENTION, CANCELLATION OF OR
WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS
CONFERRED BY THE NINETEENTH TO TWENTY-FIRST
RESOLUTIONS
E.25 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT OPERATIONS RESERVED
FOR MEMBERS OF THE BNP PARIBAS GROUP
CORPORATE SAVINGS PLAN, WITH CANCELLATION
OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, WHICH
MAY TAKE THE FORM OF CAPITAL INCREASES
AND/OR TRANSFERS OF RESERVED SHARES
E.26 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLATION OF SHARES
E.27 AMENDMENT OF THE BYLAWS TO ALLOW THE Mgmt For For
APPOINTMENT OF A DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
E.28 AMENDMENT OF THE BYLAWS TO ALLOW THE BOARD Mgmt For For
OF DIRECTORS TO TAKE CERTAIN DECISIONS BY
WRITTEN CONSULTATION
E.29 SIMPLIFICATION AND ADAPTATION OF THE BYLAWS Mgmt For For
E.30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAE INC Agenda Number: 711361117
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: AGM
Meeting Date: 14-Aug-2019
Ticker:
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: MARGARET S. BILLSON Mgmt For For
1.2 ELECTION OF DIRECTOR: HON. MICHAEL M. Mgmt For For
FORTIER
1.3 ELECTION OF DIRECTOR: MARIANNE HARRISON Mgmt For For
1.4 ELECTION OF DIRECTOR: ALAN N. MACGIBBON Mgmt For For
1.5 ELECTION OF DIRECTOR: HON. JOHN P. MANLEY Mgmt For For
1.6 ELECTION OF DIRECTOR: FRANCOIS OLIVIER Mgmt For For
1.7 ELECTION OF DIRECTOR: MARC PARENT Mgmt For For
1.8 ELECTION OF DIRECTOR: MICHAEL E. ROACH Mgmt For For
1.9 ELECTION OF DIRECTOR: GEN NORTON A. Mgmt For For
SCHWARTZ USAF (RET.)
1.10 ELECTION OF DIRECTOR: ANDREW J. STEVENS Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For
AS AUDITORS AND AUTHORIZATION OF THE
DIRECTORS TO FIX THEIR REMUNERATION
3 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For
RESOLUTION ON EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 935153976
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: CP
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPOINTMENT OF AUDITOR AS NAMED IN THE Mgmt No vote
PROXY CIRCULAR
2 ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt No vote
THE CORPORATION'S NAMED EXECUTIVE OFFICERS
AS DESCRIBED IN THE PROXY CIRCULAR
3 DIRECTOR
THE HON. JOHN BAIRD Mgmt No vote
ISABELLE COURVILLE Mgmt No vote
KEITH E. CREEL Mgmt No vote
GILLIAN H. DENHAM Mgmt No vote
EDWARD R. HAMBERGER Mgmt No vote
REBECCA MACDONALD Mgmt No vote
EDWARD L. MONSER Mgmt No vote
MATTHEW H. PAULL Mgmt No vote
JANE L. PEVERETT Mgmt No vote
ANDREA ROBERTSON Mgmt No vote
GORDON T. TRAFTON Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
CAPCOM CO.,LTD. Agenda Number: 712663396
--------------------------------------------------------------------------------------------------------------------------
Security: J05187109
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: JP3218900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Kenzo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Haruhiro
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Egawa, Yoichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Kenkichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Masao
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muranaka, Toru
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizukoshi,
Yutaka
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hirao, Kazushi
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Iwasaki,
Yoshihiko
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsuo, Makoto
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Kanamori,
Hitoshi
--------------------------------------------------------------------------------------------------------------------------
CGI INC Agenda Number: 711909549
--------------------------------------------------------------------------------------------------------------------------
Security: 12532H104
Meeting Type: AGM
Meeting Date: 29-Jan-2020
Ticker:
ISIN: CA12532H1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.16 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: ALAIN BOUCHARD Mgmt For For
1.2 ELECTION OF DIRECTOR: SOPHIE BROCHU Mgmt For For
1.3 ELECTION OF DIRECTOR: GEORGE A. COPE Mgmt For For
1.4 ELECTION OF DIRECTOR: PAULE DORE Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD B. EVANS Mgmt For For
1.6 ELECTION OF DIRECTOR: JULIE GODIN Mgmt For For
1.7 ELECTION OF DIRECTOR: SERGE GODIN Mgmt For For
1.8 ELECTION OF DIRECTOR: TIMOTHY J. HEARN Mgmt For For
1.9 ELECTION OF DIRECTOR: ANDRE IMBEAU Mgmt For For
1.10 ELECTION OF DIRECTOR: GILLES LABBE Mgmt For For
1.11 ELECTION OF DIRECTOR: MICHAEL B. PEDERSEN Mgmt For For
1.12 ELECTION OF DIRECTOR: ALISON REED Mgmt For For
1.13 ELECTION OF DIRECTOR: MICHAEL E. ROACH Mgmt For For
1.14 ELECTION OF DIRECTOR: GEORGE D. SCHINDLER Mgmt For For
1.15 ELECTION OF DIRECTOR: KATHY N. WALLER Mgmt For For
1.16 ELECTION OF DIRECTOR: JOAKIM WESTH Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR AND AUTHORIZATION TO THE AUDIT
AND RISK MANAGEMENT COMMITTEE TO FIX ITS
REMUNERATION
3 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISCLOSURE OF VOTING
RESULTS BY CLASS OF SHARES
--------------------------------------------------------------------------------------------------------------------------
COCHLEAR LTD Agenda Number: 711572378
--------------------------------------------------------------------------------------------------------------------------
Security: Q25953102
Meeting Type: AGM
Meeting Date: 22-Oct-2019
Ticker:
ISIN: AU000000COH5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2.1 AND 4.1 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1.1 TO RECEIVE THE COMPANY'S FINANCIAL REPORT, Mgmt For For
THE DIRECTORS' REPORT AND THE AUDITOR'S
REPORT IN RESPECT OF THE FINANCIAL YEAR
ENDED 30 JUNE 2019
2.1 TO ADOPT THE COMPANY'S REMUNERATION REPORT Mgmt For For
IN RESPECT OF THE FINANCIAL YEAR ENDED 30
JUNE 2019
3.1 TO RE-ELECT MRS YASMIN ALLEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.2 TO RE-ELECT MR DONAL O'DWYER AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.3 TO RE-ELECT MR ABBAS HUSSAIN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.4 TO RE-ELECT MR RICK HOLLIDAY-SMITH AS A Mgmt For For
DIRECTOR OF THE COMPANY
4.1 TO APPROVE THE GRANT OF SECURITIES TO THE Mgmt For For
CEO & PRESIDENT MR DIG HOWITT UNDER THE
COCHLEAR EXECUTIVE INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
CSL LTD Agenda Number: 711562377
--------------------------------------------------------------------------------------------------------------------------
Security: Q3018U109
Meeting Type: AGM
Meeting Date: 16-Oct-2019
Ticker:
ISIN: AU000000CSL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4.A, 4.B AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A TO RE-ELECT MS MARIE MCDONALD AS A DIRECTOR Mgmt For For
2.B TO RE-ELECT DR MEGAN CLARK AC AS A DIRECTOR Mgmt For For
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4.A APPROVAL OF A GRANT OF PERFORMANCE SHARE Mgmt For For
UNITS TO EXECUTIVE DIRECTOR, MR PAUL
PERREAULT
4.B APPROVAL OF A GRANT OF PERFORMANCE SHARE Mgmt For For
UNITS TO EXECUTIVE DIRECTOR, PROFESSOR
ANDREW CUTHBERTSON AO
--------------------------------------------------------------------------------------------------------------------------
DAIKIN INDUSTRIES,LTD. Agenda Number: 712712125
--------------------------------------------------------------------------------------------------------------------------
Security: J10038115
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3481800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Reduce Term of Office of Mgmt For For
Directors to One Year
3.1 Appoint a Director Inoue, Noriyuki Mgmt For For
3.2 Appoint a Director Togawa, Masanori Mgmt For For
3.3 Appoint a Director Terada, Chiyono Mgmt For For
3.4 Appoint a Director Kawada, Tatsuo Mgmt For For
3.5 Appoint a Director Makino, Akiji Mgmt For For
3.6 Appoint a Director Torii, Shingo Mgmt For For
3.7 Appoint a Director Tayano, Ken Mgmt For For
3.8 Appoint a Director Minaka, Masatsugu Mgmt For For
3.9 Appoint a Director Tomita, Jiro Mgmt For For
3.10 Appoint a Director Kanwal Jeet Jawa Mgmt For For
3.11 Appoint a Director Matsuzaki, Takashi Mgmt For For
4 Appoint a Corporate Auditor Nagashima, Toru Mgmt For For
5 Appoint a Substitute Corporate Auditor Ono, Mgmt For For
Ichiro
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
DASSAULT SYSTEMES SE Agenda Number: 712298733
--------------------------------------------------------------------------------------------------------------------------
Security: F2457H472
Meeting Type: MIX
Meeting Date: 26-May-2020
Ticker:
ISIN: FR0000130650
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.70 PER SHARE
O.4 APPROVE AUDITORS' SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS MENTIONING THE
ABSENCE OF NEW TRANSACTIONS
O.5 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt For For
OFFICERS
O.6 APPROVE COMPENSATION OF CHARLES EDELSTENNE, Mgmt For For
CHAIRMAN OF THE BOARD
O.7 APPROVE COMPENSATION OF BERNARD CHARLES, Mgmt For For
VICE-CHAIRMAN AND CEO
O.8 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
O.9 REELECT MARIE-HELENE HABERT DASSAULT AS Mgmt For For
DIRECTOR
O.10 REELECT LAURENCE LESCOURRET AS DIRECTOR Mgmt For For
O.11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AGGREGATE AMOUNT OF EUR 800,000
O.12 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
E.13 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.14 AMEND ARTICLES 14, 16 AND 19 OF BYLAWS TO Mgmt For For
COMPLY WITH LEGAL CHANGES
E.15 AUTHORIZE UP TO 4 PERCENT OF ISSUED CAPITAL Mgmt For For
FOR USE IN STOCK OPTION PLANS
E.16 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
E.17 DELEGATE POWER TO THE BOARD TO CARRY MERGER Mgmt For For
BY ABSORPTION
E.18 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH THE MERGER BY ABSORPTION
ABOVE
E.19 DELEGATE POWER TO THE BOARD TO CARRY Mgmt For For
SPIN-OFF AGREEMENT
E.20 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH SPIN-OFF AGREEMENT ABOVE
E.21 DELEGATE POWER TO THE BOARD TO ACQUIRE Mgmt For For
CERTAIN ASSETS OF ANOTHER COMPANY
E.22 AUTHORIZE ISSUANCE OF EQUITY OR Mgmt For For
EQUITY-LINKED SECURITIES UP TO AGGREGATE
NOMINAL AMOUNT OF EUR 12 MILLION IN
CONNECTION WITH THE ACQUISITION ABOVE
E.23 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 06 MAY 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO UPDATE IN RECORD DATE &
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 06 MAY 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
HTTPS://WWW.JOURNAL-OFFICIEL.GOUV.FR/BALO/D
OCUMENT/202005062001350-55
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 711494093
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 19-Sep-2019
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2019 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2019 Mgmt For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For
4 ELECTION OF D CREW (1,3,4) AS A DIRECTOR Mgmt For For
5 RE-ELECTION OF LORD DAVIES (1,3,4) AS A Mgmt For For
DIRECTOR
6 RE-ELECTION OF J FERRAN (3') AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF S KILSBY (1,3,4') AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF H KWONPING (1,3,4) AS A Mgmt For For
DIRECTOR
9 RE-ELECTION OF N MENDELSOHN (1,3,4) AS A Mgmt For For
DIRECTOR
10 RE-ELECTION OF I MENEZES (2') AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF K MIKELLS (2) AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF A STEWART (1',3,4) AS A Mgmt For For
DIRECTOR
13 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
14 REMUNERATION OF AUDITOR Mgmt For For
15 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 APPROVAL OF THE IRISH SHARESAVE SCHEME Mgmt For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For
THAN AN AGM
21 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For
ASSOCIATION
CMMT 13 AUG 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR'S NAME.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
DNB ASA Agenda Number: 712793632
--------------------------------------------------------------------------------------------------------------------------
Security: R1640U124
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: NO0010031479
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE GENERAL MEETING AND Non-Voting
SELECTION OF A PERSON TO CHAIR THE MEETING
BY THE CHAIR OF THE BOARD OF DIRECTORS
2 APPROVAL OF THE NOTICE OF THE GENERAL Mgmt For For
MEETING AND THE AGENDA
3 ELECTION OF A PERSON TO SIGN THE MINUTES OF Mgmt For For
THE GENERAL MEETING ALONG WITH THE CHAIR
4 APPROVAL OF THE 2019 ANNUAL ACCOUNTS AND Mgmt For For
DIRECTORS REPORT
5.A STATEMENT FROM THE BOARD OF DIRECTORS IN Mgmt For For
CONNECTION WITH REMUNERATION TO SENIOR
EXECUTIVES: SUGGESTED GUIDELINES
(CONSULTATIVE VOTE)
5.B STATEMENT FROM THE BOARD OF DIRECTORS IN Mgmt For For
CONNECTION WITH REMUNERATION TO SENIOR
EXECUTIVES: BINDING GUIDELINES (PRESENTED
FOR APPROVAL)
6 CORPORATE GOVERNANCE Mgmt For For
7 APPROVAL OF THE AUDITORS REMUNERATION Mgmt For For
8 REDUCTION IN CAPITAL THROUGH THE Mgmt For For
CANCELLATION OF OWN SHARES AND THE
REDEMPTION OF SHARES BELONGING TO THE
NORWEGIAN GOVERNMENT
9 AMENDMENTS TO DNBS ARTICLES OF ASSOCIATION Mgmt For For
10 RAISING SUBORDINATED LOAN CAPITAL Mgmt For For
11 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
12 ELECTION OF MEMBERS OF THE ELECTION Mgmt For For
COMMITTEE
13 APPROVAL OF REMUNERATION RATES FOR MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE ELECTION
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 712758804
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
2.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
2.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
2.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
2.5 Appoint a Director Saito, Yutaka Mgmt For For
2.6 Appoint a Director Inaba, Kiyonori Mgmt For For
2.7 Appoint a Director Noda, Hiroshi Mgmt For For
2.8 Appoint a Director Michael J. Cicco Mgmt For For
2.9 Appoint a Director Tsukuda, Kazuo Mgmt For For
2.10 Appoint a Director Imai, Yasuo Mgmt For For
2.11 Appoint a Director Ono, Masato Mgmt For For
2.12 Appoint a Director Yamazaki, Naoko Mgmt For For
3 Appoint a Corporate Auditor Tomita, Mieko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FAST RETAILING CO.,LTD. Agenda Number: 711747800
--------------------------------------------------------------------------------------------------------------------------
Security: J1346E100
Meeting Type: AGM
Meeting Date: 28-Nov-2019
Ticker:
ISIN: JP3802300008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Increase the Board of Mgmt For For
Corporate Auditors Size to 7
2.1 Appoint a Director Yanai, Tadashi Mgmt For For
2.2 Appoint a Director Hambayashi, Toru Mgmt For For
2.3 Appoint a Director Hattori, Nobumichi Mgmt For For
2.4 Appoint a Director Shintaku, Masaaki Mgmt For For
2.5 Appoint a Director Nawa, Takashi Mgmt For For
2.6 Appoint a Director Ono, Naotake Mgmt For For
2.7 Appoint a Director Okazaki, Takeshi Mgmt For For
2.8 Appoint a Director Yanai, Kazumi Mgmt For For
2.9 Appoint a Director Yanai, Koji Mgmt For For
3 Appoint a Corporate Auditor Mizusawa, Mgmt For For
Masumi
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
GIVAUDAN SA Agenda Number: 712225398
--------------------------------------------------------------------------------------------------------------------------
Security: H3238Q102
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: CH0010645932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE ANNUAL REPORT, THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS 2019
2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT 2019
3 APPROPRIATION OF AVAILABLE EARNINGS AND Mgmt For For
DISTRIBUTION: CHF 62 PER SHARE
4 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For
5.1.1 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
VICTOR BALLI
5.1.2 RE-ELECTION OF EXISTING BOARD MEMBER: PROF. Mgmt For For
DR WERNER BAUER
5.1.3 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
LILIAN BINER
5.1.4 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
MICHAEL CARLOS
5.1.5 RE-ELECTION OF EXISTING BOARD MEMBER: MS Mgmt For For
INGRID DELTENRE
5.1.6 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
CALVIN GRIEDER
5.1.7 RE-ELECTION OF EXISTING BOARD MEMBER: MR Mgmt For For
THOMAS RUFER
5.2.1 ELECTION OF NEW BOARD MEMBER: DR. OLIVIER Mgmt For For
FILLLIO
5.2.2 ELECTION OF NEW BOARD MEMBER: MS SOPHIE Mgmt For For
GASPERMENT
5.3 RE-ELECTION OF MR CALVIN GRIEDER AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
5.4.1 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: PROF. DR WERNER
BAUER
5.4.2 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: MS INGRID DELTENRE
5.4.3 RE-ELECTION OF THE MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE: MR VICTOR BALLI
5.5 RE-ELECTION OF THE INDEPENDENT VOTING Mgmt For For
RIGHTS REPRESENTATIVE, MR MANUEL ISLER,
ATTORNEY-AT-LAW
5.6 RE-ELECTION OF THE STATUTORY AUDITORS, Mgmt For For
DELOITTE SA
6.1 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For
6.2.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
SHORT TERM VARIABLE COMPENSATION (2019
ANNUAL INCENTIVE PLAN)
6.2.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For
FIXED AND LONG TERM VARIABLE COMPENSATION
(2020 PERFORMANCE SHARE PLAN - 'PSP')
--------------------------------------------------------------------------------------------------------------------------
GOLDWIN INC. Agenda Number: 712768336
--------------------------------------------------------------------------------------------------------------------------
Security: J17472101
Meeting Type: AGM
Meeting Date: 25-Jun-2020
Ticker:
ISIN: JP3306600002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Nishida, Akio Mgmt For For
1.2 Appoint a Director Watanabe, Takao Mgmt For For
1.3 Appoint a Director Futatsukawa, Kiyoto Mgmt For For
1.4 Appoint a Director Nishida, Yoshiteru Mgmt For For
1.5 Appoint a Director Homma, Eiichiro Mgmt For For
1.6 Appoint a Director Asami, Yasuo Mgmt For For
1.7 Appoint a Director Suzuki, Masatoshi Mgmt For For
1.8 Appoint a Director Moriguchi, Yuko Mgmt For For
1.9 Appoint a Director Akiyama, Rie Mgmt For For
2 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Disposal of Own Shares to a Third Party or
Third Parties
--------------------------------------------------------------------------------------------------------------------------
GOODMAN GROUP Agenda Number: 711643088
--------------------------------------------------------------------------------------------------------------------------
Security: Q4229W132
Meeting Type: AGM
Meeting Date: 20-Nov-2019
Ticker:
ISIN: AU000000GMG2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5 TO 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
CMMT PLEASE NOTE THAT RESOLUTION 1 IS FOR Non-Voting
COMPANY GOODMAN LOGISTICS (HK) LIMITED,
RESOLUTIONS 2 TO 5 AND 9 ARE FOR COMPANY
GOODMAN LIMITED AND RESOLUTIONS 6 TO 8 ARE
FOR GOODMAN LIMITED, GOODMAN LOGISTICS (HK)
LIMITED AND GOODMAN INDUSTRIAL TRUST. THANK
YOU
1 APPOINT THE AUDITOR OF GOODMAN LOGISTICS Mgmt No vote
(HK) LIMITED: MESSRS KPMG
2 RE-ELECTION OF MR PHILLIP PRYKE AS A Mgmt No vote
DIRECTOR OF GOODMAN LIMITED
3 RE-ELECTION OF MR ANTHONY ROZIC AS A Mgmt No vote
DIRECTOR OF GOODMAN LIMITED
4 ELECTION OF MR CHRIS GREEN AS A DIRECTOR OF Mgmt No vote
GOODMAN LIMITED
5 ADOPTION OF THE REMUNERATION REPORT Mgmt No vote
6 ISSUE OF PERFORMANCE RIGHTS TO MR GREGORY Mgmt No vote
GOODMAN
7 ISSUE OF PERFORMANCE RIGHTS TO MR DANNY Mgmt No vote
PEETERS
8 ISSUE OF PERFORMANCE RIGHTS TO MR ANTHONY Mgmt No vote
ROZIC
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
9 SPILL RESOLUTION (CONDITIONAL ITEM): THAT, Mgmt No vote
AS REQUIRED BY THE CORPORATIONS ACT: (A) AN
EXTRAORDINARY GENERAL MEETING OF GOODMAN
LIMITED (THE "SPILL MEETING") BE HELD
WITHIN 90 DAYS OF THE PASSING OF THIS
RESOLUTION; (B) ALL OF THE DIRECTORS IN
OFFICE WHEN THE BOARD RESOLUTION TO MAKE
THE DIRECTORS' REPORT FOR THE FINANCIAL
YEAR ENDED 30 JUNE 2019 WAS PASSED (OTHER
THAN THE GROUP CEO AND MANAGING DIRECTOR)
AND WHO REMAIN IN OFFICE AT THE TIME OF THE
SPILL MEETING, CEASE TO HOLD OFFICE
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING; AND (C) RESOLUTIONS TO APPOINT
PERSONS TO OFFICES THAT WILL BE VACATED
IMMEDIATELY BEFORE THE END OF THE SPILL
MEETING BE PUT TO THE VOTE OF SHAREHOLDERS
AT THE SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
HALMA PLC Agenda Number: 711334184
--------------------------------------------------------------------------------------------------------------------------
Security: G42504103
Meeting Type: AGM
Meeting Date: 25-Jul-2019
Ticker:
ISIN: GB0004052071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS (INCLUDING THE STRATEGIC
REPORT) AND THE AUDITOR FOR THE YEAR ENDED
31 MARCH 2019
2 TO DECLARE A FINAL DIVIDEND OF 9.60P PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 MARCH 2019,
PAYABLE ON 14 AUGUST 2019 TO SHAREHOLDERS
ON THE REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 12 JULY 2019
3 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 MARCH 2019 AS SET OUT ON
PAGES 96 TO 107 OF THE ANNUAL REPORT AND
ACCOUNTS 2019
4 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT ANDREW WILLIAMS AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-ELECT ADAM MEYERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT DANIELA BARONE SOARES AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ROY TWITE AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT TONY RICE AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT CAROLE CRAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT JO HARLOW AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT JENNIFER WARD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT MARC RONCHETTI AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
16 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
PURSUANT TO SECTION 551 OF THE COMPANIES
ACT 2006 (THE '2006 ACT') TO EXERCISE ALL
THE POWERS OF THE COMPANY TO ALLOT SHARES,
OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT SECURITIES INTO SHARES, UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 9,400,000
AND THAT THIS AUTHORITY SHALL EXPIRE ON THE
EARLIER OF (I) THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2020 AND (II) 31 AUGUST 2020 (UNLESS
PREVIOUSLY RENEWED, VARIED OR REVOKED BY
THE COMPANY), SAVE THAT THE COMPANY MAY
BEFORE SUCH EXPIRY MAKE ANY OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR SUCH RIGHTS TO BE
GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS
MAY ALLOT SHARES OR GRANT SUCH RIGHTS IN
PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF
THE AUTHORITY CONFERRED HEREBY HAD NOT
EXPIRED
17 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
16, THE DIRECTORS BE AND ARE HEREBY
EMPOWERED PURSUANT TO SECTION 570 OF THE
2006 ACT TO ALLOT OR TO MAKE ANY OFFER OR
AGREEMENT TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560 OF THE 2006 ACT) OF
THE COMPANY PURSUANT TO THE AUTHORITY
CONTAINED IN RESOLUTION 16 AND/OR SELL
EQUITY SECURITIES HELD AS TREASURY SHARES
FOR CASH PURSUANT TO SECTION 727 OF THE
2006 ACT, IN EACH CASE AS IF SECTION 561 OF
THE 2006 ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, PROVIDED THAT SUCH POWER
SHALL BE LIMITED TO: A. ANY SUCH ALLOTMENT,
OFFER, AGREEMENT AND/OR SALE PURSUANT TO
THE TERMS OF ANY SHARE SCHEME FOR EMPLOYEES
APPROVED BY THE COMPANY IN GENERAL MEETING;
B. ANY SUCH ALLOTMENT, OFFER, AGREEMENT
AND/OR SALE IN CONNECTION WITH AN ISSUE OR
OFFER (WHETHER BY WAY OF A RIGHTS ISSUE,
OPEN OFFER OR OTHERWISE) IN FAVOUR OF
ORDINARY SHAREHOLDERS (OTHER THAN THE
COMPANY) ON A FIXED RECORD DATE WHERE THE
EQUITY SECURITIES ATTRIBUTABLE TO SUCH
ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS
NEARLY AS MAY BE) TO THE RESPECTIVE NUMBER
OF ORDINARY SHARES HELD BY THEM ON SUCH
RECORD DATE, BUT SUBJECT TO SUCH EXCLUSIONS
OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY
DEEM NECESSARY OR EXPEDIENT TO DEAL WITH
FRACTIONAL ENTITLEMENTS, LEGAL OR PRACTICAL
PROBLEMS ARISING IN ANY OVERSEAS TERRITORY,
THE REQUIREMENTS OF ANY REGULATORY BODY OR
STOCK EXCHANGE OR ANY OTHER MATTER
WHATSOEVER; AND C. OTHERWISE THAN PURSUANT
TO SUB-PARAGRAPH (A) OR (B) ABOVE, ANY SUCH
ALLOTMENT, OFFER, AGREEMENT AND/OR SALE UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
1,890,000; AND SHALL EXPIRE (UNLESS
PREVIOUSLY RENEWED, REVOKED OR VARIED) WHEN
THE AUTHORITY CONTAINED IN RESOLUTION 16
EXPIRES, SAVE THAT THE COMPANY MAY MAKE ANY
OFFER OR AGREEMENT BEFORE SUCH EXPIRY WHICH
WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO
BE ALLOTTED OR EQUITY SECURITIES HELD AS
TREASURY SHARES TO BE SOLD AFTER SUCH
EXPIRY
18 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
16 AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 17, THE DIRECTORS BE AND
ARE HEREBY EMPOWERED PURSUANT TO SECTION
570 OF THE 2006 ACT TO ALLOT OR TO MAKE ANY
OFFER OR AGREEMENT TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560 OF
THE 2006 ACT) OF THE COMPANY PURSUANT TO
THE AUTHORITY CONTAINED IN RESOLUTION 16
AND/OR SELL EQUITY SECURITIES HELD AS
TREASURY SHARES FOR CASH PURSUANT TO
SECTION 727 OF THE 2006 ACT, IN EACH CASE
AS IF SECTION 561 OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT OR SALE,
PROVIDED THAT SUCH POWER SHALL BE: A.
LIMITED TO ANY SUCH ALLOTMENT, OFFER,
AGREEMENT AND/OR SALE UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 1,890,000; AND B.
USED ONLY FOR THE PURPOSES OF FINANCING (OR
REFINANCING, IF THE AUTHORITY IS TO BE USED
WITHIN SIX MONTHS AFTER THE ORIGINAL
TRANSACTION) A TRANSACTION WHICH THE
DIRECTORS DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE; AND SHALL
EXPIRE (UNLESS PREVIOUSLY RENEWED, REVOKED
OR VARIED) WHEN THE AUTHORITY CONTAINED IN
RESOLUTION 16 EXPIRES, SAVE THAT THE
COMPANY MAY MAKE ANY OFFER OR AGREEMENT
BEFORE SUCH EXPIRY WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR
EQUITY SECURITIES HELD AS TREASURY SHARES
TO BE SOLD AFTER SUCH EXPIRY
19 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED TO MAKE
MARKET PURCHASES (WITHIN THE MEANING OF
SECTION 693 OF THE 2006 ACT) OF ITS
ORDINARY SHARES OF 10P EACH ('ORDINARY
SHARES') PROVIDED THAT: A. THE MAXIMUM
NUMBER OF ORDINARY SHARES HEREBY AUTHORISED
TO BE ACQUIRED IS 37,900,000 ORDINARY
SHARES, HAVING AN AGGREGATE NOMINAL VALUE
OF GBP 3,790,000; B. THE MAXIMUM PRICE
(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR
EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO
THE HIGHER OF (I) 105% OF THE AVERAGE OF
THE CLOSING MID-MARKET PRICES FOR THE
ORDINARY SHARES (DERIVED FROM THE LONDON
STOCK EXCHANGE DAILY OFFICIAL LIST) FOR THE
FIVE BUSINESS DAYS IMMEDIATELY PRECEDING
THE DATE OF PURCHASE AND (II) THE PRICE
STIPULATED BY COMMISSION ADOPTED REGULATORY
TECHNICAL STANDARDS PURSUANT TO ARTICLE
5(6) OF THE MARKET ABUSE REGULATION; AND C.
THE MINIMUM PRICE PER ORDINARY SHARE
(EXCLUDING EXPENSES) IS ITS NOMINAL VALUE;
AND THE AUTHORITY HEREBY CONFERRED SHALL
EXPIRE ON THE EARLIER OF (I) THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2020 AND (II) 31
AUGUST 2020 (EXCEPT IN RELATION TO THE
PURCHASE OF ORDINARY SHARES THE CONTRACT
FOR WHICH WAS CONCLUDED BEFORE SUCH DATE
AND WHICH WOULD OR MIGHT BE EXECUTED WHOLLY
OR PARTLY AFTER SUCH DATE), UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO SUCH TIME
20 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC Agenda Number: 712474256
--------------------------------------------------------------------------------------------------------------------------
Security: G4647J102
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: GB0005576813
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 384319 DUE TO INCLUSION OF
WITHDRAWAL RESOLUTION 3. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 ELECT LOUISE FOWLER AS DIRECTOR Mgmt For For
5 RE-ELECT KAREN CADDICK AS DIRECTOR Mgmt For For
6 RE-ELECT ANDREW CRIPPS AS DIRECTOR Mgmt For For
7 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
8 RE-ELECT ANDREW LIVINGSTON AS DIRECTOR Mgmt For For
9 RE-ELECT RICHARD PENNYCOOK AS DIRECTOR Mgmt For For
10 RE-ELECT MARK ROBSON AS DIRECTOR Mgmt For For
11 RE-ELECT DEBBIE WHITE AS DIRECTOR Mgmt For For
12 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
13 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
14 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
15 AUTHORISE ISSUE OF EQUITY Mgmt For For
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
18 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
CMMT 23 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO THE CHANGE IN VOTING STATUS
OF RESOLUTION 3, WHICH HAD PREVIOUSLY BEEN
WITHDRAWN. IF YOU HAVE ALREADY SENT IN YOUR
VOTES TO MID 397603, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ICON PLC Agenda Number: 935052073
--------------------------------------------------------------------------------------------------------------------------
Security: G4705A100
Meeting Type: Annual
Meeting Date: 23-Jul-2019
Ticker: ICLR
ISIN: IE0005711209
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dr. John Climax Mgmt No vote
1.2 Election of Director: Dr. Steve Cutler Mgmt No vote
1.3 Election of Director: Professor William Mgmt No vote
Hall
2. To review the Company's affairs and Mgmt No vote
consider the Accounts and Reports
3. To authorise the fixing of the Auditors' Mgmt No vote
Remuneration
4. To authorise the Company to allot shares Mgmt No vote
5. To disapply the statutory pre-emption Mgmt No vote
rights
6. To disapply the statutory pre-emption Mgmt No vote
rights for funding capital investment or
acquisitions
7. To authorise the Company to make market Mgmt No vote
purchases of shares
8. To authorise the price range at which the Mgmt No vote
Company can reissue shares that it holds as
treasury shares
--------------------------------------------------------------------------------------------------------------------------
INTERTEK GROUP PLC Agenda Number: 712289291
--------------------------------------------------------------------------------------------------------------------------
Security: G4911B108
Meeting Type: AGM
Meeting Date: 21-May-2020
Ticker:
ISIN: GB0031638363
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DEC 2019
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF 71.6P PER ORDINARY SHARE
5 TO RE-ELECT SIR DAVID REID AS A DIRECTOR Mgmt For For
6 TO RE-ELECT ANDRE LACROIX AS A DIRECTOR Mgmt For For
7 TO RE-ELECT ROSS MCCLUSKEY AS A DIRECTOR Mgmt For For
8 TO RE-ELECT GRAHAM ALLAN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT GURNEK BAINS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DAME LOUISE MAKIN AS A DIRECTOR Mgmt For For
11 TO RE-ELECT ANDREW MARTIN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT GILL RIDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JEAN-MICHEL VALETTE AS A Mgmt For For
DIRECTOR
14 TO RE-ELECT LENA WILSON AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
16 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
17 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
18 TO AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19 TO APPROVE THE RULES OF THE INTERTEK GROUP Mgmt For For
PLC 2021 LONG TERM INCENTIVE PLAN
20 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
21 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO AN ACQUISITION OR CAPITAL INVESTMENT
22 TO AUTHORISE THE COMPANY TO BUY BACK ITS Mgmt For For
OWN SHARES
23 TO AUTHORISE THE COMPANY TO HOLD GENERAL Mgmt For For
MEETINGS OTHER THAN AGMS ON 14 CLEAR DAYS
NOTICE
--------------------------------------------------------------------------------------------------------------------------
JAPAN EXCELLENT,INC. Agenda Number: 711548163
--------------------------------------------------------------------------------------------------------------------------
Security: J2739K109
Meeting Type: EGM
Meeting Date: 26-Sep-2019
Ticker:
ISIN: JP3046420000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appoint an Executive Director Ogawa, Mgmt For For
Hidehiko
2 Appoint a Substitute Executive Director Mgmt For For
Sasaki, Toshihiko
3.1 Appoint a Supervisory Director Maekawa, Mgmt For For
Shunichi
3.2 Appoint a Supervisory Director Takagi, Eiji Mgmt For For
3.3 Appoint a Supervisory Director Hirakawa, Mgmt For For
Osamu
--------------------------------------------------------------------------------------------------------------------------
JAPAN HOTEL REIT INVESTMENT CORPORATION Agenda Number: 711747850
--------------------------------------------------------------------------------------------------------------------------
Security: J2761Q107
Meeting Type: EGM
Meeting Date: 22-Nov-2019
Ticker:
ISIN: JP3046400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Update the Structure of Mgmt For For
Fee to be received by Asset Management
Firm, Approve Minor Revisions
2 Appoint an Executive Director Masuda, Mgmt For For
Kaname
3.1 Appoint a Supervisory Director Mishiku, Mgmt For For
Tetsuya
3.2 Appoint a Supervisory Director Kashii, Mgmt For For
Hiroto
3.3 Appoint a Supervisory Director Umezawa, Mgmt For For
Mayumi
4 Appoint a Substitute Executive Director Mgmt For For
Furukawa, Hisashi
--------------------------------------------------------------------------------------------------------------------------
JAPAN LOGISTICS FUND,INC. Agenda Number: 711596722
--------------------------------------------------------------------------------------------------------------------------
Security: J2785A104
Meeting Type: EGM
Meeting Date: 24-Oct-2019
Ticker:
ISIN: JP3046230003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Expand Investment Lines Mgmt For For
2 Appoint an Executive Director Kameoka, Mgmt For For
Naohiro
3 Appoint a Substitute Executive Director Mgmt For For
Ogaku, Yasushi
4.1 Appoint a Supervisory Director Suto, Mgmt For For
Takachiyo
4.2 Appoint a Supervisory Director Araki, Mgmt For For
Toshima
4.3 Appoint a Supervisory Director Azuma, Mgmt For For
Tetsuya
--------------------------------------------------------------------------------------------------------------------------
KAKAKU.COM,INC. Agenda Number: 712740364
--------------------------------------------------------------------------------------------------------------------------
Security: J29258100
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: JP3206000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Hayashi, Kaoru Mgmt For For
2.2 Appoint a Director Hata, Shonosuke Mgmt For For
2.3 Appoint a Director Murakami, Atsuhiro Mgmt For For
2.4 Appoint a Director Yuki, Shingo Mgmt For For
2.5 Appoint a Director Miyazaki, Kanako Mgmt For For
2.6 Appoint a Director Kato, Tomoharu Mgmt For For
2.7 Appoint a Director Miyajima, Kazuyoshi Mgmt For For
2.8 Appoint a Director Kinoshita, Masayuki Mgmt For For
2.9 Appoint a Director Tada, Kazukuni Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KAO CORPORATION Agenda Number: 712198452
--------------------------------------------------------------------------------------------------------------------------
Security: J30642169
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3205800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Revise Directors with Mgmt For For
Title
3.1 Appoint a Director Sawada, Michitaka Mgmt For For
3.2 Appoint a Director Takeuchi, Toshiaki Mgmt For For
3.3 Appoint a Director Hasebe, Yoshihiro Mgmt For For
3.4 Appoint a Director Matsuda, Tomoharu Mgmt For For
3.5 Appoint a Director Kadonaga, Sonosuke Mgmt For For
3.6 Appoint a Director Shinobe, Osamu Mgmt For For
3.7 Appoint a Director Mukai, Chiaki Mgmt For For
3.8 Appoint a Director Hayashi, Nobuhide Mgmt For For
4 Appoint a Corporate Auditor Nakazawa, Mgmt For For
Takahiro
--------------------------------------------------------------------------------------------------------------------------
L'OREAL S.A. Agenda Number: 712327712
--------------------------------------------------------------------------------------------------------------------------
Security: F58149133
Meeting Type: MIX
Meeting Date: 30-Jun-2020
Ticker:
ISIN: FR0000120321
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT THIS IS A POSTPONEMENT OF Non-Voting
THE MEETING HELD ON 21 APR 2020
O.1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.3 THE ASSEMBLY THEREFORE SETS THE ORDINARY Mgmt For For
DIVIDEND AT 3.85 EUROS PER SHARE, WITH THE
INCREASED DIVIDEND BEING EUR 4.23 PER
SHARE. THE INCREASED DIVIDEND WILL BE
AWARDED TO SHARES REGISTERED IN THE NAME
FORM SINCE 31 DECEMBER 2017 AT THE LATEST,
AND WHICH WILL REMAIN REGISTERED IN THIS
FORM AND WITHOUT INTERRUPTION UNTIL THE
DATE OF PAYMENT OF THE DIVIDEND
O.4 ELECT NICOLAS MEYERS AS DIRECTOR Mgmt For For
O.5 ELECT ILHAM KADRI AS DIRECTOR Mgmt For For
O.6 REELECT BEATRICE GUILLAUME GRABISCH AS Mgmt For For
DIRECTOR
O.7 REELECT JEAN-VICTOR MEYERS AS DIRECTOR Mgmt For For
O.8 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
O.9 APPROVE COMPENSATION OF JEAN PAUL AGON, Mgmt For For
CHAIRMAN AND CEO
O.10 APPROVE REMUNERATION POLICY OF CORPORATE Mgmt For For
OFFICERS
O.11 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
E.12 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
E.13 AUTHORIZE UP TO 0.6 PERCENT OF ISSUED Mgmt For For
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
E.14 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
E.15 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS RESERVED FOR
EMPLOYEES OF INTERNATIONAL SUBSIDIARIES
E.16 AMEND ARTICLE 8 OF BYLAWS RE: EMPLOYEE Mgmt For For
REPRENSENTATIVES
E.17 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT 10 JUN 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005252001862-63 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202006102002125-70; PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF
COMMENT & TEXT OF RESOLUTION O.3 AND
ADDITON OF URL LINK.IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LEGRAND SA Agenda Number: 712459569
--------------------------------------------------------------------------------------------------------------------------
Security: F56196185
Meeting Type: MIX
Meeting Date: 27-May-2020
Ticker:
ISIN: FR0010307819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004202000981-48
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019 - APPROVAL OF THE OVERALL
AMOUNT OF THE NON-DEDUCTIBLE EXPENSES AND
COSTS
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE AMOUNT OF THE DIVIDEND
O.4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For
SECTION I OF ARTICLE L. 225-37-3 OF THE
FRENCH COMMERCIAL CODE, PURSUANT TO SECTION
II OF ARTICLE L. 225-100 OF THE FRENCH
COMMERCIAL CODE
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS OF ANY KIND, PAID DURING THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. GILLES SCHNEPP, CHAIRMAN OF THE
BOARD OF DIRECTORS, PURSUANT TO SECTION III
OF ARTICLE L. 225-100 OF THE FRENCH
COMMERCIAL CODE
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS OF ANY KIND, PAID DURING THE
FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. BENOIT COQUART, CHIEF EXECUTIVE
OFFICER, PURSUANT TO SECTION III OF ARTICLE
L. 225-100 OF THE FRENCH COMMERCIAL CODE
O.7 COMPENSATION POLICY APPLICABLE TO THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
O.8 COMPENSATION POLICY APPLICABLE TO THE CHIEF Mgmt For For
EXECUTIVE OFFICER
O.9 COMPENSATION POLICY APPLICABLE TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
O.10 SETTING OF THE MAXIMUM AMOUNT OF THE Mgmt For For
COMPENSATION ALLOCATED TO THE MEMBERS OF
THE BOARD OF DIRECTORS
O.11 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ISABELLE BOCCON-GIBOD AS DIRECTOR
O.12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CHRISTEL BORIES AS DIRECTOR
O.13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ANGELES GARCIA-POVEDA AS DIRECTOR
O.14 APPOINTMENT OF MR. BENOIT COQUART AS Mgmt For For
DIRECTOR
O.15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS IN ORDER TO ALLOW THE COMPANY TO
TRADE IN ITS OWN SHARES
E.16 AMENDMENT TO ARTICLE 9 OF THE BY-LAWS Mgmt For For
REGARDING THE DURATION OF THE TERM OF
OFFICE OF DIRECTORS
E.17 AMENDMENT TO ARTICLE 9.2 OF THE BY-LAWS Mgmt For For
REGARDING DIRECTORS REPRESENTING EMPLOYEES
E.18 AMENDMENT TO ARTICLE 9.5 OF THE COMPANY'S Mgmt For For
BY-LAWS REGARDING THE ADOPTION OF CERTAIN
DECISIONS OF THE BOARD OF DIRECTORS BY
WRITTEN CONSULTATION
E.19 AMENDMENT TO ARTICLE 9.6 OF THE BY-LAWS Mgmt For For
REGARDING THE POWERS OF THE BOARD OF
DIRECTORS
E.20 AMENDMENTS RELATING TO ARTICLES 10.1, 11 Mgmt For For
AND 13 OF THE BY-LAWS AIMING TO ADAPT THE
BY-LAWS TO CERTAIN LEGISLATIVE AND
REGULATORY DEVELOPMENTS
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
E.22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE
OF SHARES OR COMPLEX TRANSFERABLE
SECURITIES, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE,
BY WAY OF A PUBLIC OFFERING OTHER THAN THE
ONES REFERRED TO IN ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE, SHARES
OR COMPLEX TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON THE ISSUE,
BY WAY OF A PUBLIC OFFERING REFERRED TO IN
SECTION I OF ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE, SHARES OR
COMPLEX TRANSFERABLE SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.25 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE AMOUNT OF ISSUES
CARRIED OUT WITH RETENTION OR CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN
THE EVENT OF OVER-SUBSCRIPTION
E.26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE ON A CAPITAL
INCREASE BY CAPITALIZATION OF RESERVES,
PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE
CAPITALIZATION WOULD BE ALLOWED
E.27 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO ISSUE
SHARES OR COMPLEX TRANSFERABLE SECURITIES
WITH CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN
E.28 DELEGATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE ISSUE OF
SHARES OR COMPLEX TRANSFERABLE SECURITIES
IN ORDER TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
HOLDERS OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES THAT ARE THE
SUBJECT OF THE CONTRIBUTIONS IN KIND
E.29 OVERALL CEILING OF THE DELEGATIONS OF Mgmt For For
AUTHORITY
O.30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935197283
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael Casey Mgmt No vote
1B. Election of Class I Director: Glenn Murphy Mgmt No vote
1C. Election of Class I Director: David M. Mgmt No vote
Mussafer
1D. Election of Class III Director: Stephanie Mgmt No vote
Ferris
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers.
4. A stockholder proposal by People for Shr No vote
Ethical Treatment of Animals that would
strongly encourage the Board to "enact a
policy ensuring that no products containing
down are sold by lululemon athletica inc."
--------------------------------------------------------------------------------------------------------------------------
NATIONAL BANK OF CANADA Agenda Number: 712237329
--------------------------------------------------------------------------------------------------------------------------
Security: 633067103
Meeting Type: AGM
Meeting Date: 24-Apr-2020
Ticker:
ISIN: CA6330671034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 2 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.15 AND
3. THANK YOU
1.1 ELECTION OF DIRECTOR: RAYMOND BACHAND Mgmt For For
1.2 ELECTION OF DIRECTOR: MARYSE BERTRAND Mgmt For For
1.3 ELECTION OF DIRECTOR: PIERRE BLOUIN Mgmt For For
1.4 ELECTION OF DIRECTOR: PIERRE BOIVIN Mgmt For For
1.5 ELECTION OF DIRECTOR: MANON BROUILLETTE Mgmt For For
1.6 ELECTION OF DIRECTOR: YVON CHAREST Mgmt For For
1.7 ELECTION OF DIRECTOR: PATRICIA Mgmt For For
CURADEAU-GROU
1.8 ELECTION OF DIRECTOR: JEAN HOUDE Mgmt For For
1.9 ELECTION OF DIRECTOR: KAREN KINSLEY Mgmt For For
1.10 ELECTION OF DIRECTOR: REBECCA MCKILLICAN Mgmt For For
1.11 ELECTION OF DIRECTOR: ROBERT PARE Mgmt For For
1.12 ELECTION OF DIRECTOR: LINO SAPUTO, JR Mgmt For For
1.13 ELECTION OF DIRECTOR: ANDREE SAVOIE Mgmt For For
1.14 ELECTION OF DIRECTOR: PIERRE THABET Mgmt For For
1.15 ELECTION OF DIRECTOR: LOUIS VACHON Mgmt For For
2 ADVISORY RESOLUTION TO ACCEPT THE APPROACH Mgmt For For
TAKEN BY THE BANK'S BOARD OF DIRECTORS WITH
RESPECT TO EXECUTIVE COMPENSATION
3 APPOINTMENT OF DELOITTE LLP AS INDEPENDENT Mgmt For For
AUDITOR
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: DISCLOSURE OF THE PAY
RATIO: IT IS PROPOSED THAT THE BANK
DISCLOSE THE PAY RATIO (EQUITY RATIO) USED
BY THE COMPENSATION COMMITTEE WHEN SETTING
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
NESTE CORPORATION Agenda Number: 712495868
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 18-May-2020
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF THE EXAMINERS OF THE MINUTES Non-Voting
AND THE SUPERVISORS FOR COUNTING OF VOTES
4 ESTABLISHING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE VOTING LIST
6 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
FOR 2019, INCLUDING ALSO THE CONSOLIDATED
FINANCIAL STATEMENTS, THE REVIEW BY THE
BOARD OF DIRECTORS, AND THE AUDITOR'S
REPORT: REVIEW BY THE PRESIDENT & CEO
7 ADOPTION OF THE FINANCIAL STATEMENTS, Mgmt For For
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
8 USE OF THE PROFIT SHOWN IN THE BALANCE Mgmt For For
SHEET AND DECIDING ON THE PAYMENT OF
DIVIDEND: FIRST DIVIDEND INSTALLMENT, EUR
0.46 PER SHARE AND SECOND DIVIDEND
INSTALLMENT IN A MAXIMUM AMOUNT OF EUR 0.56
PER SHARE
9 DISCHARGING THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PRESIDENT AND CEO FROM
LIABILITY
10 HANDLING OF THE REMUNERATION POLICY FOR Mgmt For For
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THIS PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 DECIDING THE REMUNERATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS
12 DECIDING THE NUMBER OF MEMBERS OF THE BOARD Mgmt For
OF DIRECTORS: EIGHT MEMBERS
13 ELECTION OF THE CHAIR, THE VICE CHAIR, AND Mgmt For
THE MEMBERS OF THE BOARD OF DIRECTORS: THE
NOMINATION BOARD PROPOSES THAT MR. MATTI
KAHKONEN SHALL BE RE-ELECTED AS THE CHAIR
OF THE BOARD OF DIRECTORS. IN ADDITION, THE
CURRENT MEMBERS OF THE BOARD MS. SONAT
BURMAN-OLSSON, MS. MARTINA FLOEL, MR.
JEAN-BAPTISTE RENARD, MR. JARI ROSENDAL,
AND MR. MARCO WIREN ARE PROPOSED TO BE
RE-ELECTED FOR A FURTHER TERM OF OFFICE.
THE NOMINATION BOARD PROPOSES THAT MR.
WIREN SHALL BE ELECTED AS THE VICE CHAIR OF
THE BOARD. THE NOMINATION BOARD FURTHER
PROPOSES THAT MR. NICK ELMSLIE AND MS.
JOHANNA SODERSTROM SHALL BE ELECTED AS NEW
MEMBERS
14 DECIDING THE REMUNERATION OF THE AUDITOR Mgmt For For
15 ELECTION OF THE AUDITOR: THE BOARD Mgmt For For
PROPOSES, ON THE RECOMMENDATION OF THE
AUDIT COMMITTEE, THAT THE AGM WOULD ELECT
PRICEWATERHOUSECOOPERS OY, AUTHORIZED
PUBLIC ACCOUNTANTS, AS THE COMPANY'S
AUDITOR. PRICEWATERHOUSECOOPERS OY HAS
ANNOUNCED THAT IT WILL APPOINT MR. MARKKU
KATAJISTO, AUTHORIZED PUBLIC ACCOUNTANT, AS
THE PRINCIPALLY RESPONSIBLE AUDITOR. THE
AUDITOR'S TERM OF OFFICE SHALL END AT THE
CLOSURE OF THE NEXT AGM
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE THE BUYBACK OF COMPANY SHARES
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON SHARE ISSUE
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 712296866
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 23-Apr-2020
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2019
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2019 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2019
4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For
BOARD OF DIRECTORS: MR. PAUL BULCKE
4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. ULF MARK SCHNEIDER
4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. HENRI DE CASTRIES
4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. RENATO FASSBIND
4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. ANN M. VENEMAN
4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. EVA CHENG
4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PATRICK AEBISCHER
4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. URSULA M. BURNS
4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. KASPER RORSTED
4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. PABLO ISLA
4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MRS. KIMBERLY A. ROSS
4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DICK BOER
4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MR. DINESH PALIWAL
4.2 ELECTION TO THE BOARD OF DIRECTORS: MRS. Mgmt For For
HANNE JIMENEZ DE MORA
4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PATRICK AEBISCHER
4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MRS. URSULA M. BURNS
4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. PABLO ISLA
4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR. DICK BOER
4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For
AND YOUNG SA, LAUSANNE BRANCH
4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For
SHARES)
7 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE "NO" ON ANY
SUCH YET UNKNOWN PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 712768045
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Satoru
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Noguchi, Naoki
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umeyama,
Katsuhiro
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masao
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinkawa, Asa
--------------------------------------------------------------------------------------------------------------------------
NOMURA RESEARCH INSTITUTE,LTD. Agenda Number: 712704837
--------------------------------------------------------------------------------------------------------------------------
Security: J5900F106
Meeting Type: AGM
Meeting Date: 18-Jun-2020
Ticker:
ISIN: JP3762800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Konomoto, Shingo Mgmt For For
1.2 Appoint a Director Momose, Hironori Mgmt For For
1.3 Appoint a Director Ueno, Ayumu Mgmt For For
1.4 Appoint a Director Fukami, Yasuo Mgmt For For
1.5 Appoint a Director Shimamoto, Tadashi Mgmt For For
1.6 Appoint a Director Funakura, Hiroshi Mgmt For For
1.7 Appoint a Director Matsuzaki, Masatoshi Mgmt For For
1.8 Appoint a Director Omiya, Hideaki Mgmt For For
1.9 Appoint a Director Sakata, Shinoi Mgmt For For
2 Appoint a Corporate Auditor Sakata, Mgmt For For
Takuhito
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 712067912
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2020
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt For For
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR
2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND FOR 2019
4 REDUCTION OF SHARE CAPITAL Mgmt For For
5.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE BOARD OF
DIRECTORS FROM THE 2020 ANNUAL GENERAL
MEETING TO THE 2021 ANNUAL GENERAL MEETING
5.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION FOR THE EXECUTIVE
COMMITTEE FOR THE FINANCIAL YEAR 2021
5.3 ADVISORY VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 RE-ELECTION OF JOERG REINHARDT AS MEMBER Mgmt For For
AND CHAIRMAN OF THE BOARD OF DIRECTORS
6.2 RE-ELECTION OF NANCY C. ANDREWS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.3 RE-ELECTION OF TON BUECHNER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.4 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.5 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.6 RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.7 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
6.8 RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.9 RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.10 RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.11 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.12 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
6.13 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
6.14 ELECTION OF SIMON MORONEY AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1 RE-ELECTION OF PATRICE BULA AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.2 RE-ELECTION OF SRIKANT DATAR AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.3 RE-ELECTION OF ENRICO VANNI AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE
7.5 ELECTION OF BRIDGETTE HELLER AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8 RE-ELECTION OF THE STATUTORY AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS AG
9 RE-ELECTION OF THE INDEPENDENT PROXY: LIC. Mgmt For For
IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW,
BASEL
B GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE Mgmt For For
MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN
THE INVITATION TO THE ANNUAL GENERAL
MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE
OF OBLIGATIONS. I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST ALTERNATIVE
AND/OR ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S Agenda Number: 712181053
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 26-Mar-2020
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.1, 5.2, 5.3.A TO 5.3.G
AND 6. THANK YOU
2 ADOPTION OF THE STATUTORY ANNUAL REPORT Mgmt For For
2019
3.2.A APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2019
3.2.B APPROVAL OF THE REMUNERATION LEVEL FOR 2020 Mgmt For For
3.3 ADOPTION OF THE NEW REMUNERATION POLICY Mgmt For For
3.4 APPROVAL OF CHANGES TO THE ARTICLES OF Mgmt For For
ASSOCIATION (STANDARD AGENDA ITEMS):
ARTICLE 7.2
4 RESOLUTION TO DISTRIBUTE THE PROFIT: DKK Mgmt For For
5.35 FOR EACH NOVO NORDISK A OR B SHARE OF
DKK 0.20
5.1 ELECTION OF HELGE LUND AS CHAIRMAN Mgmt For For
5.2 ELECTION OF JEPPE CHRISTIANSEN AS VICE Mgmt For For
CHAIRMAN
5.3.A ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BRIAN DANIELS
5.3.B ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LAURENCE DEBROUX
5.3.C ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS FIBIG
5.3.D ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: SYLVIE GREGOIRE
5.3.E ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: LIZ HEWITT
5.3.F ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: KASIM KUTAY
5.3.G ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MARTIN MACKAY
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S B SHARE CAPITAL
FROM DKK 372,512,800 TO DKK 362,512,800
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD OF DIRECTORS TO
ALLOW THE COMPANY TO REPURCHASE OWN SHARES
7.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITHOUT
PRE-EMPTIVE RIGHTS FOR THE BENEFIT OF
EMPLOYEES
7.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITH
PRE-EMPTIVE RIGHTS FOR EXISTING
SHAREHOLDERS
7.3.C AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL: WITHOUT
PRE-EMPTIVE RIGHTS FOR EXISTING
SHAREHOLDERS
7.4 APPROVAL OF DONATION TO THE WORLD DIABETES Mgmt For For
FOUNDATION
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: INFORMATION ON THE
RATIO BETWEEN EXECUTIVE AND EMPLOYEE
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
OMRON CORPORATION Agenda Number: 712658751
--------------------------------------------------------------------------------------------------------------------------
Security: J61374120
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3197800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Tateishi, Fumio Mgmt For For
2.2 Appoint a Director Yamada, Yoshihito Mgmt For For
2.3 Appoint a Director Miyata, Kiichiro Mgmt For For
2.4 Appoint a Director Nitto, Koji Mgmt For For
2.5 Appoint a Director Ando, Satoshi Mgmt For For
2.6 Appoint a Director Kobayashi, Eizo Mgmt For For
2.7 Appoint a Director Kamigama, Takehiro Mgmt For For
2.8 Appoint a Director Kobayashi, Izumi Mgmt For For
3 Appoint a Corporate Auditor Uchiyama, Mgmt For For
Hideyo
4 Appoint a Substitute Corporate Auditor Mgmt For For
Watanabe, Toru
--------------------------------------------------------------------------------------------------------------------------
ORIENTAL LAND CO.,LTD. Agenda Number: 712772943
--------------------------------------------------------------------------------------------------------------------------
Security: J6174U100
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3198900007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Corporate Auditor Suzuki, Shigeru Mgmt For For
2.2 Appoint a Corporate Auditor Kainaka, Tatsuo Mgmt For For
2.3 Appoint a Corporate Auditor Saigusa, Norio Mgmt For For
2.4 Appoint a Corporate Auditor Yonekawa, Kosei Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PARTNERS GROUP HOLDING AG Agenda Number: 712477745
--------------------------------------------------------------------------------------------------------------------------
Security: H6120A101
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: CH0024608827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2019 ANNUAL REPORT TOGETHER Mgmt For For
WITH THE CONSOLIDATED FINANCIAL STATEMENTS
AND THE INDIVIDUAL FINANCIAL STATEMENTS
2 MOTION FOR THE APPROPRIATION OF AVAILABLE Mgmt For For
EARNINGS
3 DISCHARGE OF THE BOARD OF DIRECTORS AND OF Mgmt For For
THE EXECUTIVE COMMITTEE
4 AMENDMENT OF THE ARTICLES OF ASSOCIATION Mgmt For For
(COMPENSATION APPROVAL)
5 CONSULTATIVE VOTE ON THE 2019 COMPENSATION Mgmt For For
REPORT
6.1 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE BOARD OF
DIRECTORS FOR THE PERIOD UNTIL THE NEXT
ORDINARY AGM IN 2021
6.2 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE BOARD
OF DIRECTORS FOR THE PRECEDING TERM OF
OFFICE (ORDINARY AGM 2019 TO ORDINARY AGM
2020)
6.3 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE BOARD OF DIRECTORS FOR THE PRECEDING
TERM OF OFFICE (ORDINARY AGM 2019 TO
ORDINARY AGM 2020)
6.4 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE MAXIMUM TOTAL SHORT-TERM
COMPENSATION BUDGET FOR THE EXECUTIVE
COMMITTEE FOR THE FISCAL YEAR 2021
6.5 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE LONG-TERM COMPENSATION FOR THE
EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
6.6 APPROVAL OF MAXIMUM COMPENSATION: APPROVAL Mgmt For For
OF THE TECHNICAL NON-FINANCIAL INCOME FOR
THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR
2019
7.1.1 ELECTION OF STEFFEN MEISTER AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.2 ELECTION OF DR. MARCEL ERNI AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.3 ELECTION OF ALFRED GANTNER AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.4 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
7.1.5 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
7.1.6 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.7 ELECTION OF DR. ERIC STRUTZ AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.1.8 ELECTION OF URS WIETLISBACH AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
7.2.1 ELECTION OF LISA A. HOOK AS MEMBER OF THE Mgmt For For
NOMINATION COMPENSATION COMMITTEE
7.2.2 ELECTION OF GRACE DEL ROSARIO-CASTANO AS Mgmt For For
MEMBER OF THE NOMINATION COMPENSATION
COMMITTEE
7.2.3 ELECTION OF DR. MARTIN STROBEL AS MEMBER OF Mgmt For For
THE NOMINATION COMPENSATION COMMITTEE
7.3 ELECTION OF THE INDEPENDENT PROXY: HOTZ & Mgmt For For
GOLDMANN IN BAAR, SWITZERLAND
7.4 ELECTION OF THE AUDITORS: KPMG AG IN Mgmt For For
ZURICH, SWITZERLAND
--------------------------------------------------------------------------------------------------------------------------
PUMA SE Agenda Number: 712416785
--------------------------------------------------------------------------------------------------------------------------
Security: D62318148
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: DE0006969603
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt For For
2020
6 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
7 AMEND ARTICLES RE: ANNULMENT OF THE Mgmt For For
VARIABLE SUPERVISORY BOARD REMUNERATION
CLAUSE
8 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REA GROUP LTD Agenda Number: 711644294
--------------------------------------------------------------------------------------------------------------------------
Security: Q8051B108
Meeting Type: AGM
Meeting Date: 19-Nov-2019
Ticker:
ISIN: AU000000REA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
3.A ELECTION OF MS TRACEY FELLOWS AS A DIRECTOR Mgmt For For
3.B RE-ELECTION OF MR RICHARD FREUDENSTEIN AS A Mgmt For For
DIRECTOR
3.C RE-ELECTION OF MR MICHAEL MILLER AS A Mgmt For For
DIRECTOR
4 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER
--------------------------------------------------------------------------------------------------------------------------
RECRUIT HOLDINGS CO.,LTD. Agenda Number: 712790206
--------------------------------------------------------------------------------------------------------------------------
Security: J6433A101
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: JP3970300004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Minegishi, Masumi Mgmt For For
1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For
1.3 Appoint a Director Senaha, Ayano Mgmt For For
1.4 Appoint a Director Rony Kahan Mgmt For For
1.5 Appoint a Director Izumiya, Naoki Mgmt For For
1.6 Appoint a Director Totoki, Hiroki Mgmt For For
2.1 Appoint a Corporate Auditor Nagashima, Mgmt For For
Yukiko
2.2 Appoint a Corporate Auditor Ogawa, Yoichiro Mgmt For For
2.3 Appoint a Corporate Auditor Natori, Katsuya Mgmt For For
2.4 Appoint a Substitute Corporate Auditor Mgmt For For
Tanaka, Miho
--------------------------------------------------------------------------------------------------------------------------
REMY COINTREAU SA Agenda Number: 711320286
--------------------------------------------------------------------------------------------------------------------------
Security: F7725A100
Meeting Type: MIX
Meeting Date: 24-Jul-2019
Ticker:
ISIN: FR0000130395
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 03 JUL 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0614/201906141903011.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0619/201906191903192.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0703/201907031903443.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2018/2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2018/2019
O.3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND
O.4 DISTRIBUTION OF AN EXCEPTIONAL DIVIDEND Mgmt For For
O.5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE AUTHORIZED IN PREVIOUS
FINANCIAL YEARS AND WHOSE IMPLEMENTATION
CONTINUED DURING THE FINANCIAL YEAR
2018/2019
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. MARC Mgmt For For
HERIARD DUBREUIL AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
OLIVIER JOLIVET AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF ORPAR Mgmt For For
COMPANY AS DIRECTOR, REPRESENTED BY MRS.
GISELE DURAND
O.9 APPOINTMENT OF MRS. HELENE DUBRULE AS Mgmt For For
DIRECTOR
O.10 APPOINTMENT OF MRS. MARIE-AMELIE JACQUET AS Mgmt For For
DIRECTOR
O.11 SETTING OF THE AMOUNT OF ATTENDANCE FEES Mgmt For For
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD
OF DIRECTORS, PURSUANT TO ARTICLE
L.225-37-2 OF THE FRENCH COMMERCIAL CODE
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE COMPONENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF
THE FRENCH COMMERCIAL CODE
O.14 APPROVAL OF THE COMPONENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED, FOR THE FINANCIAL YEAR
ENDED 31 MARCH 2019, TO MR. MARC HERIARD
DUBREUIL, PURSUANT TO ARTICLE L. 225-100 OF
THE FRENCH COMMERCIAL CODE
O.15 APPROVAL OF THE COMPONENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID OR AWARDED TO MRS. VALERIE
CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE
OFFICER, FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019, PURSUANT TO ARTICLE L. 225-100
OF THE FRENCH COMMERCIAL CODE
O.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ACQUIRE AND SELL SHARES OF THE COMPANY
UNDER THE PROVISIONS OF ARTICLES L. 225-209
AND FOLLOWING OF THE FRENCH COMMERCIAL CODE
E.17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY
E.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIGHTMOVE PLC Agenda Number: 712310375
--------------------------------------------------------------------------------------------------------------------------
Security: G7565D106
Meeting Type: AGM
Meeting Date: 04-May-2020
Ticker:
ISIN: GB00BGDT3G23
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL ACCOUNTS AND REPORTS, Mgmt For For
INCLUDING THE REPORTS OF THE DIRECTORS AND
AUDITOR FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2019 ANNUAL REPORT
AND ACCOUNTS (OTHER THAN THE PART
CONTAINING THE DIRECTORS' REMUNERATION
POLICY) FOR THE YEAR ENDED 31 DECEMBER 2019
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY (CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT), AS SET OUT IN THE
2019 ANNUAL REPORT AND ACCOUNTS
4 TO DECLARE A FINAL DIVIDEND OF 4.4P PER Mgmt For For
ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2019
5 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
6 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
7 TO ELECT ANDREW FISHER AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO ELECT AMIT TIWARI AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT PETER BROOKS-JOHNSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-ELECT ROBYN PERRISS AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT JACQUELINE DE ROJAS AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT RAKHI GOSS-CUSTARD AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 TO RE-ELECT ANDREW FINDLAY AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-ELECT LORNA TILBIAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 THAT THE BOARD BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO ALLOT SHARES
IN THE COMPANY AND TO GRANT RIGHTS TO
SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO
SHARES IN THE COMPANY UP TO A NOMINAL
AMOUNT OF GBP 291,034 TO: (I) ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) HOLDERS OF OTHER EQUITY
SECURITIES AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR AS THE BOARD OTHERWISE
CONSIDERS NECESSARY, AND SO THAT THE BOARD
MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND
MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH
AUTHORITY TO EXPIRE AT THE END OF THE NEXT
AGM OF THE COMPANY (OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 4 AUGUST 2021), BUT IN
EACH CASE, DURING THIS PERIOD THE COMPANY
MAY MAKE OFFERS OR ENTER INTO AGREEMENTS
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR
CONVERT SECURITIES INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY EXPIRES, AND
THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS
TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO
SHARES IN PURSUANCE TO ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
16 THAT IF RESOLUTION 15 IS PASSED, THE BOARD Mgmt For For
BE AUTHORISED TO ALLOT EQUITY SECURITIES
(AS DEFINED IN THE COMPANIES ACT 2006) FOR
CASH UNDER THE AUTHORITY GIVEN BY THAT
RESOLUTION AND/OR TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, AS IF SECTION 561 OF THE COMPANIES
ACT 2006 DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, SUCH AUTHORITY TO BE
LIMITED: (I) TO THE ALLOTMENT OF EQUITY
SECURITIES AND SALE OF TREASURY SHARES FOR
CASH IN CONNECTION WITH AN OFFER OF, OR
INVITATION TO APPLY FOR, EQUITY SECURITIES
TO ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND (II) TO THE
ALLOTMENT OF EQUITY SECURITIES OR SALE OF
TREASURY SHARES (OTHERWISE THAN UNDER
PARAGRAPH (I) ABOVE) UP TO A NOMINAL AMOUNT
OF GBP 43,655, SUCH AUTHORITY TO EXPIRE AT
THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 4
AUGUST 2021) BUT, IN ANY CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
17 THAT IF RESOLUTION 15 IS PASSED, IN Mgmt For For
ADDITION TO ANY AUTHORITY GRANTED UNDER
RESOLUTION 16, THE BOARD BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN THE
COMPANIES ACT 2006) FOR CASH UNDER THE
AUTHORITY GIVEN BY THAT RESOLUTION AND/OR
TO SELL ORDINARY SHARES HELD BY THE COMPANY
AS TREASURY SHARES FOR CASH AS IF SECTION
561 OF THE COMPANIES ACT 2006 DID NOT APPLY
TO ANY SUCH ALLOTMENT OR SALE, SUCH
AUTHORITY TO BE: (I) LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES AND SALE OF
TREASURY SHARES UP TO A NOMINAL AMOUNT OF
GBP 43,655; AND (II) USED FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS PUBLISHED BY
THE PRE-EMPTION GROUP PRIOR TO THE DATE OF
THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT
THE END OF THE NEXT AGM OF THE COMPANY (OR,
IF EARLIER, AT THE CLOSE OF BUSINESS ON 4
AUGUST 2021) BUT, IN ANY CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE BOARD
MAY ALLOT EQUITY SECURITIES (AND SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
18 THAT THE COMPANY BE AUTHORISED FOR THE Mgmt For For
PURPOSES OF SECTION 701 OF THE COMPANIES
ACT 2006 TO MAKE ONE OR MORE MARKET
PURCHASES (WITHIN THE MEANING OF SECTION
693(4) OF THE SAID ACT) OF ITS ORDINARY
SHARES OF 0.1P EACH ('ORDINARY SHARES')
SUCH POWER TO BE LIMITED: (I) TO A MAXIMUM
NUMBER OF 87,310,212 ORDINARY SHARES; (II)
BY THE CONDITION THAT THE MINIMUM PRICE
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
THE NOMINAL AMOUNT FOR THAT SHARE; (III) BY
THE CONDITION THAT THE MAXIMUM PRICE WHICH
MAY BE PAID FOR AN ORDINARY SHARE IS THE
HIGHEST OF: (A) AN AMOUNT EQUAL TO 5
PERCENT ABOVE THE AVERAGE MARKET VALUE OF
AN ORDINARY SHARE FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (B) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE
TRADING VENUES WHERE THE PURCHASE IS
CARRIED OUT, IN EACH CASE, EXCLUSIVE OF
EXPENSES, SUCH AUTHORITY TO EXPIRE AT THE
END OF THE NEXT AGM OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 4
AUGUST 2021) BUT IN EACH CASE SO THAT THE
COMPANY MAY ENTER INTO A CONTRACT TO
PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE COMPLETED OR EXECUTED WHOLLY OR PARTLY
AFTER THE POWER ENDS AND THE COMPANY MAY
PURCHASE ORDINARY SHARES PURSUANT TO ANY
SUCH CONTRACT AS IF THE POWER HAD NOT ENDED
19 THAT, IN ACCORDANCE WITH SECTION 366 AND Mgmt For For
367 OF THE COMPANIES ACT 2006 THE COMPANY
AND ALL COMPANIES THAT ARE ITS SUBSIDIARIES
WHEN THIS RESOLUTION IS PASSED ARE
AUTHORISED, IN AGGREGATE, TO: (I) MAKE
POLITICAL DONATIONS TO POLITICAL PARTIES
AND/OR INDEPENDENT ELECTION CANDIDATES NOT
EXCEEDING GBP 50,000 IN TOTAL; (II) MAKE
POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS OTHER THAN POLITICAL PARTIES
NOT EXCEEDING GBP 50,000 IN TOTAL; AND
(III) INCUR POLITICAL EXPENDITURE NOT
EXCEEDING GBP 50,000 IN TOTAL, DURING THE
PERIOD FROM THE PASSING OF THIS RESOLUTION
UP TO AND INCLUDING THE CONCLUSION OF THE
NEXT AGM OF THE COMPANY. FOR THE PURPOSES
OF THIS RESOLUTION THE TERMS 'POLITICAL
DONATIONS', 'POLITICAL PARTIES',
'INDEPENDENT ELECTION CANDIDATES',
'POLITICAL ORGANISATION' AND 'POLITICAL
EXPENDITURE' HAVE THE MEANINGS GIVEN BY
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
20 THAT A GENERAL MEETING OTHER THAN AN AGM Mgmt For For
MAY BE CALLED ON NOT LESS THAN 14 CLEAR
DAYS' NOTICE
21 THAT THE RULES OF THE RIGHTMOVE 2020 Mgmt For For
PERFORMANCE SHARE PLAN (THE '2020 PSP'), A
COPY OF THE DRAFT RULES OF WHICH HAS BEEN
PRODUCED TO THE AGM AND INITIALED BY THE
CHAIR (FOR THE PURPOSE OF IDENTIFICATION
ONLY) AND A SUMMARY OF THE MAIN PROVISIONS
OF WHICH IS SET OUT IN APPENDIX 2 TO THE
NOTICE OF AGM, BE AND ARE HEREBY APPROVED
AND THE DIRECTORS BE AUTHORISED TO MAKE
SUCH MODIFICATIONS TO THE 2020 PSP AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND FOR
THE IMPLEMENTATION OF THE 2020 PSP AND TO
ADOPT THE 2020 PSP AS SO MODIFIED AND TO DO
ALL SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER APPROPRIATE TO IMPLEMENT THE 2020
PSP
CMMT 20 APR 2020: PLEASE DO NOT VOTE ON THE Non-Voting
RESOLUTION 4, SINCE IT IS NO LONGER A PART
OF THIS MEETING
CMMT 20 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 712211010
--------------------------------------------------------------------------------------------------------------------------
Security: 796050888
Meeting Type: AGM
Meeting Date: 18-Mar-2020
Ticker:
ISIN: US7960508882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 09 MAR 2020: DELETION OF COMMENT Non-Voting
1 APPROVAL OF AUDITED FINANCIAL STATEMENTS Mgmt For For
AND ANNUAL DIVIDENDS (FY2019)
2.1 ELECTION OF EXECUTIVE DIRECTOR: JONG-HEE Mgmt For For
HAN
2.2 ELECTION OF EXECUTIVE DIRECTOR: YOON-HO Mgmt For For
CHOI
3 APPROVAL OF REMUNERATION LIMITS FOR Mgmt For For
DIRECTORS (FY2020)
CMMT 09 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCSK CORPORATION Agenda Number: 712716907
--------------------------------------------------------------------------------------------------------------------------
Security: J70081104
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3400400002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tabuchi, Masao
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanihara, Toru
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fukunaga,
Tetsuya
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kato, Kei
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tamura,
Tatsuro
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Haga, Bin
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsuda,
Kiyoto
2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shiraishi,
Kazuko
--------------------------------------------------------------------------------------------------------------------------
SHIONOGI & CO.,LTD. Agenda Number: 712704849
--------------------------------------------------------------------------------------------------------------------------
Security: J74229105
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3347200002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Teshirogi, Isao Mgmt For For
2.2 Appoint a Director Sawada, Takuko Mgmt For For
2.3 Appoint a Director Ando, Keiichi Mgmt For For
2.4 Appoint a Director Ozaki, Hiroshi Mgmt For For
2.5 Appoint a Director Takatsuki, Fumi Mgmt For For
3.1 Appoint a Corporate Auditor Kato, Ikuo Mgmt For For
3.2 Appoint a Corporate Auditor Okuhara, Mgmt For For
Shuichi
--------------------------------------------------------------------------------------------------------------------------
SHISEIDO COMPANY,LIMITED Agenda Number: 712208570
--------------------------------------------------------------------------------------------------------------------------
Security: J74358144
Meeting Type: AGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: JP3351600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Uotani, Masahiko Mgmt For For
2.2 Appoint a Director Shimatani, Yoichi Mgmt For For
2.3 Appoint a Director Suzuki, Yukari Mgmt For For
2.4 Appoint a Director Tadakawa, Norio Mgmt For For
2.5 Appoint a Director Fujimori, Yoshiaki Mgmt For For
2.6 Appoint a Director Ishikura, Yoko Mgmt For For
2.7 Appoint a Director Iwahara, Shinsaku Mgmt For For
2.8 Appoint a Director Oishi, Kanoko Mgmt For For
3 Appoint a Corporate Auditor Nonomiya, Mgmt For For
Ritsuko
4 Approve Details of the Long-Term Incentive Mgmt For For
Type Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 711883517
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 05-Feb-2020
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL.
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
21.01.2020. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2018/2019
FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT AS WELL
AS THE CORPORATE GOVERNANCE REPORT
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE
PROFIT OF EUR 5,384,000,000 SHALL BE
APPROPRIATED AS FOLLOWS: PAYMENT OF A
DIVIDEND OF EUR 3.90 PER DIVIDEND-ENTITLED
NO-PAR SHARE EUR 2,069,000,000 SHALL BE
ALLOCATED TO THE REVENUE RESERVES EUR
139,318,058.10 SHALL BE CARRIED FORWARD
EX-DIVIDEND DATE: FEBRUARY 6, 2020 PAYABLE
DATE: FEBRUARY 10, 2020
3.A RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: J. KAESER
3.B RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: R. BUSCH
3.C RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: L. DAVIS
3.D RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: K. HELMRICH
3.E RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: J. KUGEL
3.F RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: C. NEIKE
3.G RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: M. SEN
3.H RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS: R. P. THOMAS
4.A RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: J. H. SNABE
4.B RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. STEINBORN
4.C RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: W. WENNING
4.D RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: W. BRANDT
4.E RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. DIEKMANN
4.F RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: A. FEHRMANN
4.G RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: R. HAHN
4.H RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. HALLER
4.I RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: R. KENSBOCK
4.J RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: H. KERN
4.K RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: J. KERNER
4.L RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. LEIBINGER-KAMMUELLER
4.M RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: B. POTIER
4.N RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: H. REIMER
4.O RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. REITHOFER
4.P RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: D. N. SHAFIK
4.Q RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: N. VON SIEMENS
4.R RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. SIGMUND
4.S RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: D. SIMON
4.T RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: M. ZACHERT
4.U RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD: G. ZUKUNFT
5 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2019/2020
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
6 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
BOARD OF MDS: THE REMUNERATION SYSTEM FOR
THE MEMBERS OF THE BOARD OF MDS SHALL BE
APPROVED. FURTHER DETAILS CAN BE FOUND ON
THE COMPANY'S WEBSITE
7 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES: THE COMPANY SHALL BE AUTHORIZED
TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT
OF ITS SHARE CAPITAL, AT PRICES NEITHER
MORE THAN 10 PERCENT ABOVE, NOR MORE THAN
20 PERCENT BELOW, THE MARKET PRICE OF THE
SHARES, ON OR BEFORE FEBRUARY 4, 2025. THE
BOARD OF MDS SHALL BE AUTHORIZED TO USE THE
SHARES FOR ALL LEGALLY PERMISSIBLE
PURPOSES, ESPECIALLY TO SELL THE SHARES ON
THE STOCK EXCHANGE OR OFFER THEM TO ALL
SHAREHOLDERS, TO RETIRE THE SHARES, TO
ISSUE THE SHARES TO EMPLOYEES AND
EXECUTIVES OF THE COMPANY AND ITS
AFFILIATES, TO USE THE SHARES FOR MERGERS
AND ACQUISITIONS, TO SELL THE SHARES AT A
PRICE NOT MATERIALLY BELOW THEIR MARKET
PRICE, AND TO USE THE SHARES FOR SATISFYING
CONVERSION AND/OR OPTION RIGHTS
8 RESOLUTION ON THE AUTHORIZATION TO ACQUIRE Mgmt For For
OWN SHARES USING DERIVATIVES: IN CONNECTION
WITH ITEM 7, THE COMPANY MAY ALSO ACQUIRE
OWN SHARES USING CALL AND PUT OPTIONS
9 RESOLUTION ON THE AUTHORIZATION TO ISSUE Mgmt For For
CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE
CREATION OF A CONTINGENT CAPITAL 2020, THE
REVOCATION OF THE CONTINGENT CAPITAL 2010
AND 2015, AND THE CORRESPONDING AMENDMENT
TO THE ARTICLES OF ASSOCIATION. THE BOARD
OF MDS SHALL BE AUTHORIZED TO ISSUE
CONVERTIBLE BONDS AND/OR WARRANT BONDS
(COLLECTIVELY REFERRED TO IN THE FOLLOWING
AS 'BONDS') OF UP TO EUR 15,000,000,000,
CONFERRING CONVERSION AND/OR OPTION RIGHTS
FOR SHARES OF THE COMPANY, ON OR BEFORE
FEBRUARY 4, 2025. SHAREHOLDERS SHALL BE
GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN
THE FOLLOWING CASES: - BONDS HAVE BEEN
ISSUED AGAINST CONTRIBUTIONS IN CASH AT A
PRICE NOT MATERIALLY BELOW THEIR
THEORETICAL MARKET VALUE AND CONFER
CONVERSION AND/OR OPTION RIGHTS FOR SHARES
OF THE COMPANY OF UP TO 10 PERCENT OF THE
SHARE CAPITAL, - BONDS HAVE BEEN ISSUED
AGAINST CONTRIBUTIONS IN KIND FOR
ACQUISITION PURPOSES, - RESIDUAL AMOUNTS
HAVE BEEN EXCLUDED FROM SUBSCRIPTION
RIGHTS, HOLDERS OF CONVERSION AND/OR OPTION
RIGHTS HAVE BEEN GRANTED SUBSCRIPTION
RIGHTS. THE EXISTING CONTINGENT CAPITAL
2010 SHALL BE REVOKED. THE EXISTING
CONTINGENT CAPITAL 2015 SHALL BE REVOKED.
THE COMPANY'S SHARE CAPITAL SHALL BE
INCREASED ACCORDINGLY BY UP TO EUR
180,000,000 THROUGH THE ISSUE OF UP TO
60,000,000 REGISTERED NO-PAR SHARES,
INSOFAR AS CONVERSION AND/OR OPTION RIGHTS
ARE EXERCISED (CONTINGENT CAPITAL 2020)
10 RESOLUTION ON THE APPROVAL OF A CONTROL AND Mgmt For For
PROFIT TRANSFER AGREEMENT: THE CONTROL AND
PROFIT TRANSFER AGREEMENT WITH THE
COMPANY'S WHOLLY OWNED SUBSIDIARY SIEMENS
MOBILITY GMBH, EFFECTIVE UPON ITS ENTRY
INTO THE COMMERCIAL REGISTER, SHALL BE
APPROVED
--------------------------------------------------------------------------------------------------------------------------
SIKA AG Agenda Number: 712316707
--------------------------------------------------------------------------------------------------------------------------
Security: H7631K273
Meeting Type: AGM
Meeting Date: 21-Apr-2020
Ticker:
ISIN: CH0418792922
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF CHF 2.30 PER SHARE
3 APPROVE DISCHARGE OF BOARD OF DIRECTORS Mgmt For For
4.1.1 REELECT PAUL HAELG AS DIRECTOR Mgmt For For
4.1.2 REELECT FRITS VAN DIJK AS DIRECTOR Mgmt For For
4.1.3 REELECT MONIKA RIBAR AS DIRECTOR Mgmt For For
4.1.4 REELECT DANIEL SAUTER AS DIRECTOR Mgmt For For
4.1.5 REELECT CHRISTOPH TOBLER AS DIRECTOR Mgmt For For
4.1.6 REELECT JUSTIN HOWELL AS DIRECTOR Mgmt For For
4.1.7 REELECT THIERRY VANLANCKER AS DIRECTOR Mgmt For For
4.1.8 REELECT VIKTOR BALLI AS DIRECTOR Mgmt For For
4.2 REELECT PAUL HAELG AS BOARD CHAIRMAN Mgmt For For
4.3.1 APPOINT DANIEL SAUTER AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.3.2 APPOINT JUSTIN HOWELL AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.3.3 APPOINT THIERRY VANLANCKER AS MEMBER OF THE Mgmt For For
NOMINATION AND COMPENSATION COMMITTEE
4.4 RATIFY ERNST YOUNG AG AS AUDITORS Mgmt For For
4.5 DESIGNATE JOST WINDLIN AS INDEPENDENT PROXY Mgmt For For
5.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt For For
5.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 3.3 MILLION
5.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF CHF 19.5 MILLION FOR
FISCAL 2021
--------------------------------------------------------------------------------------------------------------------------
STRAUSS GROUP LTD Agenda Number: 711429438
--------------------------------------------------------------------------------------------------------------------------
Security: M8553H110
Meeting Type: SGM
Meeting Date: 13-Aug-2019
Ticker:
ISIN: IL0007460160
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1.1 ELECT DORIT SALINGER AS EXTERNAL DIRECTOR Mgmt For For
1.2 ELECT DALIA LEV AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STRAUSS GROUP LTD Agenda Number: 711528060
--------------------------------------------------------------------------------------------------------------------------
Security: M8553H110
Meeting Type: OGM
Meeting Date: 26-Sep-2019
Ticker:
ISIN: IL0007460160
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 DISCUSS FINANCIAL STATEMENTS AND THE REPORT Non-Voting
OF THE BOARD
2 REAPPOINT SOMEKH CHAIKIN AS AUDITORS AND Mgmt For For
AUTHORIZE BOARD TO FIX THEIR REMUNERATION
3.1 REELECT OFRA STRAUSS AS DIRECTOR Mgmt For For
3.2 REELECT RONIT HAIMOVITZ AS DIRECTOR Mgmt For For
3.3 REELECT DAVID MOSHEVITZ AS DIRECTOR Mgmt For For
4 APPROVE EMPLOYMENT TERMS OF OFRA STRAUSS, Mgmt For For
CHAIRMAN
5 APPROVE AMENDED COMPENSATION POLICY FOR THE Mgmt For For
DIRECTORS AND OFFICERS OF THE COMPANY
6 RENEW INDEMNIFICATION AGREEMENTS TO ADI Mgmt For For
NATHAN STRAUSS, DIRECTOR AND CONTROLLER'S
RELATIVE
CMMT 12 SEP 2019: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE IS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
STRAUSS GROUP LTD Agenda Number: 711951966
--------------------------------------------------------------------------------------------------------------------------
Security: M8553H110
Meeting Type: SGM
Meeting Date: 29-Jan-2020
Ticker:
ISIN: IL0007460160
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE SO THAT WE MAY LODGE YOUR
VOTE INSTRUCTIONS ACCORDINGLY
1 REELECT DALIA NARKYS AS EXTERNAL DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935150576
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patricia M. Bedient Mgmt No vote
Mel E. Benson Mgmt No vote
John D. Gass Mgmt No vote
Dennis M. Houston Mgmt No vote
Mark S. Little Mgmt No vote
Brian P. MacDonald Mgmt No vote
Maureen McCaw Mgmt No vote
Lorraine Mitchelmore Mgmt No vote
Eira M. Thomas Mgmt No vote
Michael M. Wilson Mgmt No vote
2 Appointment of KPMG LLP as auditor of Mgmt No vote
Suncor Energy Inc. for the ensuing year.
3 To accept the approach to executive Mgmt No vote
compensation disclosed in the Management
Proxy Circular of Suncor Energy Inc. dated
February 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 712379583
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0407/2020040701452.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TOKIO MARINE HOLDINGS,INC. Agenda Number: 712704534
--------------------------------------------------------------------------------------------------------------------------
Security: J86298106
Meeting Type: AGM
Meeting Date: 29-Jun-2020
Ticker:
ISIN: JP3910660004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nagano, Tsuyoshi Mgmt For For
2.2 Appoint a Director Komiya, Satoru Mgmt For For
2.3 Appoint a Director Yuasa, Takayuki Mgmt For For
2.4 Appoint a Director Harashima, Akira Mgmt For For
2.5 Appoint a Director Okada, Kenji Mgmt For For
2.6 Appoint a Director Hirose, Shinichi Mgmt For For
2.7 Appoint a Director Mimura, Akio Mgmt For For
2.8 Appoint a Director Egawa, Masako Mgmt For For
2.9 Appoint a Director Mitachi, Takashi Mgmt For For
2.10 Appoint a Director Endo, Nobuhiro Mgmt For For
2.11 Appoint a Director Katanozaka, Shinya Mgmt For For
2.12 Appoint a Director Handa, Tadashi Mgmt For For
2.13 Appoint a Director Endo, Yoshinari Mgmt For For
3 Appoint a Corporate Auditor Fujita, Mgmt For For
Hirokazu
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 712712303
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Sasaki, Sadao Mgmt For For
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt For For
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.7 Appoint a Director Ikeda, Seisu Mgmt For For
1.8 Appoint a Director Mitano, Yoshinobu Mgmt For For
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt For For
2.1 Appoint a Corporate Auditor Hama, Masataka Mgmt For For
2.2 Appoint a Corporate Auditor Miura, Ryota Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries,
etc.
6 Approve Details of the Stock Compensation Mgmt For For
to be received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TOMRA SYSTEMS ASA Agenda Number: 712389015
--------------------------------------------------------------------------------------------------------------------------
Security: R91733114
Meeting Type: AGM
Meeting Date: 04-May-2020
Ticker:
ISIN: NO0005668905
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE GENERAL MEETING BY ASLE Mgmt No vote
AARBAKKE, OR THE ONE HE APPOINTS.
REGISTRATION OF ATTENDING SHAREHOLDERS,
INCLUDING SHAREHOLDERS REPRESENTED BY PROXY
2 ELECTION OF THE CHAIRPERSON OF THE MEETING Mgmt No vote
3 ELECTION OF ONE PERSON TO SIGN THE MINUTES Mgmt No vote
OF THE GENERAL MEETING TOGETHER WITH THE
CHAIRPERSON OF THE MEETING
4 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt No vote
THE AGENDA
5 REPORT BY THE MANAGEMENT ON THE STATUS OF Mgmt No vote
THE COMPANY AND THE GROUP
6 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt No vote
ANNUAL REPORT FOR 2019 FOR THE COMPANY AND
THE GROUP
7 ADVISORY VOTE REGARDING DECLARATION FROM Mgmt No vote
THE BOARD OF DIRECTORS ON THE FIXING OF
SALARIES AND OTHER REMUNERATIONS TO SENIOR
EXECUTIVES
8 BINDING VOTE REGARDING REMUNERATION IN Mgmt No vote
SHARES TO SENIOR EXECUTIVES
9 CONSIDERATION OF THE BOARD OF DIRECTORS Non-Voting
STATEMENT ON CORPORATE GOVERNANCE
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF REMUNERATION FOR THE BOARD Mgmt No vote
OF DIRECTORS
11 DETERMINATION OF REMUNERATION FOR THE Mgmt No vote
NOMINATION COMMITTEE
12 ELECTION OF THE SHAREHOLDER ELECTED MEMBERS Mgmt No vote
OF THE BOARD OF DIRECTORS: THE NOMINATION
COMMITTEE HAS RECOMMENDED THE FOLLOWING
PEOPLE AS BOARD MEMBERS IN TOMRA SYSTEMS
ASA FOR THE NEXT PERIOD: CHAIRPERSON: JAN
SVENSSON (RE-ELECTION), BOARD MEMBER: BODIL
SONESSON (RE-ELECTION), BOARD MEMBER:
PIERRE COUDERC (RE-ELECTION) BOARD MEMBER:
BJORN MATRE (RE-ELECTION), BOARD MEMBER:
HEGE SKRYSETH (RE-ELECTION)
13 ELECTION OF MEMBERS OF THE NOMINATION Mgmt No vote
COMMITTEE: THE NOMINATION COMMITTEE HAS
RECOMMENDED THE FOLLOWING PEOPLE AS MEMBERS
OF THE NOMINATION COMMITTEE OF TOMRA
SYSTEMS ASA FOR THE NEXT PERIOD:
CHAIRPERSON: RUNE SELMAR (RE-ELECTION),
MEMBER: ERIC DOUGLAS (RE-ELECTION), MEMBER:
HILD KINDER (RE-ELECTION)
14 APPROVAL OF REMUNERATION FOR THE AUDITOR Mgmt No vote
15 POWER OF ATTORNEY REGARDING ACQUISITION AND Mgmt No vote
DISPOSAL OF TREASURY SHARES
16 POWER OF ATTORNEY REGARDING PRIVATE Mgmt No vote
PLACEMENTS OF NEWLY ISSUED SHARES IN
CONNECTION WITH MERGERS AND ACQUISITIONS
17 POWER OF ATTORNEY TO RESOLVE DISTRIBUTION Mgmt No vote
OF DIVIDEND
18 ELECTION OF NEW AUDITOR Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA Agenda Number: 712599452
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 29-May-2020
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202005062001377-55
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2019
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2019 AND SETTING OF THE
DIVIDEND
O.4 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS,
IN ORDER TO TRADE IN THE COMPANY'S SHARES
O.5 AGREEMENTS REFERRED TO IN ARTICLES L. Mgmt For For
225-38 AND FOLLOWING OF THE FRENCH
COMMERCIAL CODE
O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
PATRICIA BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
MARIE-CHRISTINE COISNE-ROQUETTE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MR. MARK Mgmt For For
CUTIFANI AS DIRECTOR
O.9 APPOINTMENT OF MR. JEROME CONTAMINE AS Mgmt For For
DIRECTOR
O.10 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS
MENTIONED IN SECTION I OF ARTICLE L.
225-37-3 OF THE FRENCH COMMERCIAL CODE
O.11 SETTING OF THE AMOUNT OF THE TOTAL ANNUAL Mgmt For For
COMPENSATION OF DIRECTORS AND APPROVAL OF
THE COMPENSATION POLICY APPLICABLE TO
DIRECTORS
O.12 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE FINANCIAL YEAR 2019 OR ALLOCATED
FOR THIS FINANCIAL YEAR TO MR. PATRICK
POUYANNE, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
E.14 APPROVAL OF THE TRANSFORMATION OF THE Mgmt For For
COMPANY'S CORPORATE FORM BY ADOPTION OF THE
EUROPEAN COMPANY FORM AND OF THE TERMS OF
THE TRANSFORMATION PROJECT - ADOPTION OF
THE BY-LAWS OF THE COMPANY IN ITS NEW FORM
AS AN EUROPEAN COMPANY - AMENDMENTS TO THE
BY-LAWS, IN PARTICULAR ARTICLES 3
(AMENDMENT OF THE CORPORATE PURPOSE), 4
(REGISTERED OFFICE), 5 (EXTENSION OF THE
TERM OF THE COMPANY), 11 (COMPOSITION OF
THE BOARD OF DIRECTORS CONCERNING MAINLY
THE DIRECTORS REPRESENTING THE EMPLOYEES),
12 (CONCERNING THE COMPENSATION OF
DIRECTORS), 14 (CONCERNING THE POWERS OF
THE BOARD OF DIRECTORS, IN PARTICULAR TO
TAKE INTO ACCOUNT THE SOCIAL AND
ENVIRONMENTAL ISSUES OF THE COMPANY'S
ACTIVITY), AND IN PARTICULAR IN ORDER TO
TAKE INTO ACCOUNT THE PROVISIONS OF LAW
NO.2019-486 OF 22 MAY 2019 (THE PACT LAW)-
POWERS TO CARRY OUT FORMALITIES
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
CAPITAL EITHER BY ISSUING COMMON SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE COMPANY'S CAPITAL EITHER BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS, WITH RETENTION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
CAPITAL, IN THE CONTEXT OF A PUBLIC
OFFERING, BY ISSUING COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, WITH CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO ISSUE, BY AN
OFFER REFERRED TO IN SECTION 1 OF ARTICLE
L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, COMMON SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE COMPANY'S CAPITAL, ENTAILING A CAPITAL
INCREASE, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
EVENT OF A CAPITAL INCREASE WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX
MONTHS, IN ORDER TO INCREASE THE CAPITAL BY
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS
IN KIND GRANTED TO THE COMPANY, WITH
CANCELLATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR A PERIOD OF
TWENTY-SIX MONTHS, TO PROCEED WITH CAPITAL
INCREASES, UNDER THE CONDITIONS PROVIDED
FOR IN ARTICLES L.3332-18 AND FOLLOWING OF
THE FRENCH LABOUR CODE, WITH CANCELLATION
OF THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, RESERVED FOR MEMBERS OF
A COMPANY OR GROUP SAVINGS PLAN
E.21 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, FOR A PERIOD OF THIRTY-EIGHT
MONTHS, IN ORDER TO GRANT SHARE
SUBSCRIPTION OR PURCHASE OPTIONS OF THE
COMPANY, TO CERTAIN EMPLOYEES AND EXECUTIVE
CORPORATE OFFICERS OF THE GROUP, ENTAILING
A WAIVER BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT ON THE
SHARES ISSUED FOLLOWING THE EXERCISE OF
SUBSCRIPTION OPTIONS
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PRESENTED
PURSUANT TO THE PROVISIONS OF ARTICLE L.
225-105 OF THE FRENCH COMMERCIAL CODE AND
NON-AGREED BY THE BOARD OF DIRECTORS:
AMENDMENT TO ARTICLE 19 - FINANCIAL YEAR -
CORPORATE FINANCIAL STATEMENTS OF THE
BY-LAWS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 378319 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 712658763
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 11-Jun-2020
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Kobayashi, Koji Mgmt For For
1.5 Appoint a Director Terashi, Shigeki Mgmt For For
1.6 Appoint a Director James Kuffner Mgmt For For
1.7 Appoint a Director Sugawara, Ikuro Mgmt For For
1.8 Appoint a Director Sir Philip Craven Mgmt For For
1.9 Appoint a Director Kudo, Teiko Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
3 Amend Articles to: Amend Business Lines Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TREASURY WINE ESTATES LTD Agenda Number: 711570069
--------------------------------------------------------------------------------------------------------------------------
Security: Q9194S107
Meeting Type: AGM
Meeting Date: 16-Oct-2019
Ticker:
ISIN: AU000000TWE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A ELECTION OF DIRECTOR - MS LOUISA CHEANG Mgmt For For
2.B RE-ELECTION OF DIRECTOR - MR ED CHAN Mgmt For For
2.C RE-ELECTION OF DIRECTOR - MR WARWICK Mgmt For For
EVERY-BURNS
2.D RE-ELECTION OF DIRECTOR - MR GARRY HOUNSELL Mgmt For For
2.E RE-ELECTION OF DIRECTOR - MS COLLEEN JAY Mgmt For For
2.F RE-ELECTION OF DIRECTOR - MS LAURI SHANAHAN Mgmt For For
2.G RE-ELECTION OF DIRECTOR - MR PAUL RAYNER Mgmt For For
3 PROPORTIONAL TAKEOVER PROVISION Mgmt For For
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER
CMMT 13 SEP 2019: IF A PROPORTIONAL TAKEOVER BID Non-Voting
IS MADE FOR THE COMPANY, A SHARE TRANSFER
TO THE OFFEROR CANNOT BE REGISTERED UNTIL
THE BID IS APPROVED BY MEMBERS NOT
ASSOCIATED WITH THE BIDDER. THE RESOLUTION
MUST BE CONSIDERED AT A MEETING HELD MORE
THAN 14 DAYS BEFORE THE BID CLOSES. EACH
MEMBER HAS ONE VOTE FOR EACH FULLY PAID
SHARE HELD. THE VOTE IS DECIDED ON A SIMPLE
MAJORITY. THE BIDDER AND ITS ASSOCIATES ARE
NOT ALLOWED TO VOTE
CMMT 13 SEP 2019: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
UBISOFT ENTERTAINMENT Agenda Number: 711245882
--------------------------------------------------------------------------------------------------------------------------
Security: F9396N106
Meeting Type: MIX
Meeting Date: 02-Jul-2019
Ticker:
ISIN: FR0000054470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 17 JUN 2019: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0527/201905271902413.pd
f AND
https://www.journal-officiel.gouv.fr/public
ations/balo/pdf/2019/0617/201906171903008.pd
f; PLEASE NOTE THAT THIS IS A REVISION DUE
TO ADDITION OF URL LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
MARCH 2019
O.2 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2019
O.3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED
31MARCH 2019
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS
O.5 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. YVES
GUILLEMOT, CHAIRMAN AND CHIEF EXECUTIVE
OFFICER
O.6 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CLAUDE
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.7 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. MICHEL
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. GERARD
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.9 APPROVAL OF THE COMPENSATION ELEMENTS AND Mgmt For For
BENEFITS PAID OR AWARDED FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2019 TO MR. CHRISTIAN
GUILLEMOT, DEPUTY CHIEF EXECUTIVE OFFICER
O.10 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
THE ELEMENTS MAKING UP THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND
ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE
OFFICERS
O.12 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
VIRGINIE HAAS AS DIRECTOR
O.13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
CORINNE FERNANDEZ-HANDELSMAN AS DIRECTOR
O.14 RENEWAL OF THE TERM OF OFFICE OF KPMG SA AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR
O.15 NON-RENEWAL AND NON-REPLACEMENT OF KPMG Mgmt For For
AUDIT IS SAS AS DEPUTY STATUTORY AUDITOR
O.16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
TRADE IN THE SHARES OF THE COMPANY
E.17 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES HELD BY THE COMPANY
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
CAPITALIZATION OF RESERVES, PROFITS,
PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION
WOULD BE ALLOWED
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PUBLIC OFFERING
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES OF THE COMPANY AND/OR
TRANSFERRABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL OF THE COMPANY OR ANY OF ITS
SUBSIDIARIES AND/OR GRANTING ENTITLEMENT TO
THE ALLOCATION OF DEBT SECURITIES, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT BY PRIVATE PLACEMENT
REFERRED TO IN SECTION II OF ARTICLE
L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE, WITHIN THE LIMIT OF 10% OF THE
SHARE CAPITAL PER YEAR, THE ISSUE PRICE OF
THE SHARES AND/OR TRANSFERRABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL AND/OR
GRANTING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES, IN CASE OF ISSUE WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT BY PUBLIC
OFFERING AND/OR BY AN OFFER REFERRED TO IN
SECTION II OF THE ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE
E.23 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE CAPITAL, TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY, WITHOUT THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
THE SHAREHOLDERS, FOR THE BENEFIT OF THE
MEMBERS OF ONE OF THE GROUP COMPANY SAVINGS
PLAN(S)
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT
RESERVED FOR EMPLOYEES AND/OR CORPORATE
OFFICERS OF CERTAIN SUBSIDIARIES OF THE
COMPANY ACCORDING TO ARTICLE L.233-16 OF
THE FRENCH COMMERCIAL CODE, WHOSE THE
REGISTERED OFFICE IS LOCATED OUT OF FRANCE,
OUTSIDE THE COMPANY OR GROUP SAVINGS PLAN
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES AND/OR COMPOSITE
TRANSFERRABLE SECURITIES, WITH CANCELLATION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT,
RESERVED FOR CATEGORIES OF BENEFICIARIES IN
THE CONTEXT OF AN EMPLOYEE SHAREHOLDINGS
OFFER
E.27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
ALLOCATE FREE COMMON SHARES OF THE COMPANY
REFERRED TO IN ARTICLES L. 225-197-1 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE FOR
THE BENEFIT OF EMPLOYEES, INCLUDING ALL OR
PART OF THE MEMBERS OF THE EXECUTIVE
COMMITTEE OF UBISOFT GROUP REFERRED TO IN
4.1.2.4 OF THE REGISTRATION DOCUMENT,
EXCLUDING EXECUTIVE CORPORATE OFFICERS OF
THE COMPANY, RESULTING IN A WAIVER BY
SHAREHOLDERS OF THEIR PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.28 OVERALL CEILING ON CAPITAL INCREASES Mgmt For For
E.29 AMENDMENT TO ARTICLE 8 OF THE BY-LAWS TO Mgmt For For
ALLOW THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
L. 225-23 OF THE FRENCH COMMERCIAL CODE
E.30 ALIGNMENT OF ARTICLE 14 - TITLE V OF THE Mgmt For For
BY-LAWS OF THE COMPANY "STATUTORY AUDITORS"
E.31 POWERS TO CARRY OUT ALL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 935191661
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: UBS
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the UBS Group AG management Mgmt No vote
report and consolidated and standalone
financial statements for the financial year
2019
2. Advisory vote on the UBS Group AG Mgmt No vote
Compensation Report 2019
3. Appropriation of total profit and Mgmt No vote
distribution of ordinary dividend out of
total profit and capital contribution
reserve
4. Discharge of the members of the Board of Mgmt No vote
Directors and the Group Executive Board for
the financial year 2019
5A. Re-election of Axel A. Weber as Chairman of Mgmt No vote
the Board of Directors
5B. Re-election of member of the Board of Mgmt No vote
Directors: Jeremy Anderson
5C. Re-election of member of the Board of Mgmt No vote
Directors: William C. Dudley
5D. Re-election of member of the Board of Mgmt No vote
Directors: Reto Francioni
5E. Re-election of member of the Board of Mgmt No vote
Directors: Fred Hu
5F. Re-election of member of the Board of Mgmt No vote
Directors: Julie G. Richardson
5G. Re-election of member of the Board of Mgmt No vote
Directors: Beatrice Weder di Mauro
5H. Re-election of member of the Board of Mgmt No vote
Directors: Dieter Wemmer
5I. Re-election of member of the Board of Mgmt No vote
Directors: Jeanette Wong
6A. Election of new member to the Board of Mgmt No vote
Directors: Mark Hughes
6B. Election of new member to the Board of Mgmt No vote
Directors: Nathalie Rachou
7A. Election of the member of the Compensation Mgmt No vote
Committee: Julie G. Richardson
7B. Election of the member of the Compensation Mgmt No vote
Committee: Reto Francioni
7C. Election of the member of the Compensation Mgmt No vote
Committee: Dieter Wemmer
7D. Election of the member of the Compensation Mgmt No vote
Committee: Jeanette Wong
8A. Approval of the maximum aggregate amount of Mgmt No vote
compensation for the members of the Board
of Directors from the 2020 AGM to the 2021
AGM
8B. Approval of the aggregate amount of Mgmt No vote
variable compensation for the members of
the Group Executive Board for the financial
year 2019
8C. Approval of the maximum aggregate amount of Mgmt No vote
fixed compensation for the members of the
Group Executive Board for the financial
year 2021
9. Re-election of the independent proxy ADB Mgmt No vote
Altorfer Duss & Beilstein AG, Zurich
10. Re-election of the auditors, Ernst & Young Mgmt No vote
Ltd, Basel
11. Instruction for the exercise of voting Mgmt No vote
rights for motions not published: In the
event that, at the Annual General Meeting,
shareholders or the Board of Directors make
additional or amending motions to the
published agenda items and / or put forward
new motions pursuant to Article 700 (3) of
the Swiss Code of Obligations, I / we
instruct the independent proxy to act as
follows:
--------------------------------------------------------------------------------------------------------------------------
UNITED OVERSEAS BANK LTD Agenda Number: 712618226
--------------------------------------------------------------------------------------------------------------------------
Security: Y9T10P105
Meeting Type: AGM
Meeting Date: 05-Jun-2020
Ticker:
ISIN: SG1M31001969
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 FINANCIAL STATEMENTS, DIRECTORS' STATEMENT Mgmt For For
AND AUDITOR'S REPORT
2 FINAL AND SPECIAL DIVIDENDS Mgmt For For
3 DIRECTORS' FEES Mgmt For For
4 AUDITOR AND ITS REMUNERATION: ERNST & YOUNG Mgmt For For
LLP
5 RE-ELECTION (MR WEE EE CHEONG) Mgmt For For
6 RE-ELECTION (MR ALEXANDER CHARLES HUNGATE) Mgmt For For
7 RE-ELECTION (MR MICHAEL LIEN JOWN LEAM) Mgmt For For
8 RE-ELECTION (MR STEVEN PHAN SWEE KIM) Mgmt For For
9 AUTHORITY TO ISSUE ORDINARY SHARES Mgmt For For
10 AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT Mgmt For For
TO THE UOB SCRIP DIVIDEND SCHEME
11 RENEWAL OF SHARE PURCHASE MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 712233713
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "4.A TO 4.H AND 6".
THANK YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR: DKK 7.93 PER SHARE
4.A ELECTION OF MEMBER ANDERS RUNEVAD TO THE Mgmt For For
BOARD OF DIRECTORS
4.B RE-ELECTION OF MEMBER BERT NORDBERG TO THE Mgmt For For
BOARD OF DIRECTORS
4.C RE-ELECTION OF MEMBER BRUCE GRANT TO THE Mgmt For For
BOARD OF DIRECTORS
4.D RE-ELECTION OF MEMBER CARSTEN BJERG TO THE Mgmt For For
BOARD OF DIRECTORS
4.E RE-ELECTION OF MEMBER EVA MERETE SOFELDE Mgmt For For
BERNEKE TO THE BOARD OF DIRECTORS
4.F RE-ELECTION OF MEMBER HELLE Mgmt For For
THORNING-SCHMIDT TO THE BOARD OF DIRECTORS
4.G ELECTION OF MEMBER KARL-HENRIK SUNDSTROM TO Mgmt For For
THE BOARD OF DIRECTORS
4.H RE-ELECTION OF MEMBER LARS JOSEFSSON TO THE Mgmt For For
BOARD OF DIRECTORS
5.1 FINAL APPROVAL OF THE REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR 2019
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2020
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
UPDATE OF THE COMPANY'S REMUNERATION POLICY
- THE REMUNERATION POLICY HAS BEEN UPDATED
TO ENSURE COMPLIANCE WITH THE REVISED
SECTION 139 AND THE NEW SECTION 139A OF THE
DANISH COMPANIES ACT
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL
MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE
ARTICLES OF ASSOCIATION - THE STANDARD
AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN
AMENDED TO ENSURE COMPLIANCE WITH THE NEW
SECTION 139B IN THE DANISH COMPANIES ACT
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S SHARE CAPITAL -
AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES
OF ASSOCIATION - THE COMPANY'S SHARE
CAPITAL IS REDUCED FROM NOMINALLY DKK
198,901,963 TO NOMINALLY DKK 196,924,115
THROUGH CANCELLATION OF TREASURY SHARES
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES - AUTHORISATION TO ACQUIRE
TREASURY SHARES ON AN ONGOING BASIS UNTIL
31 DECEMBER 2021
8 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
YASKAWA ELECTRIC CORPORATION Agenda Number: 712494753
--------------------------------------------------------------------------------------------------------------------------
Security: J9690T102
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: JP3932000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuda, Junji
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogasawara,
Hiroshi
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Murakami,
Shuji
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minami,
Yoshikatsu
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takamiya,
Koichi
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogawa,
Masahiro
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sasaki, Junko
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kato, Yuichiro
3 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt No vote
1B. Election of Director: Joey Wat Mgmt No vote
1C. Election of Director: Peter A. Bassi Mgmt No vote
1D. Election of Director: Christian L. Campbell Mgmt No vote
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt No vote
1F. Election of Director: Edouard Ettedgui Mgmt No vote
1G. Election of Director: Cyril Han Mgmt No vote
1H. Election of Director: Louis T. Hsieh Mgmt No vote
1I. Election of Director: Ruby Lu Mgmt No vote
1J. Election of Director: Zili Shao Mgmt No vote
1K. Election of Director: William Wang Mgmt No vote
2. Ratification of Independent Auditor. Mgmt No vote
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZURICH INSURANCE GROUP AG Agenda Number: 712240489
--------------------------------------------------------------------------------------------------------------------------
Security: H9870Y105
Meeting Type: AGM
Meeting Date: 01-Apr-2020
Ticker:
ISIN: CH0011075394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
ANNUAL FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2019
1.2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
2019
2 APPROPRIATION OF AVAILABLE EARNINGS FOR Mgmt For For
2019: CHF 20 PER SHARE
3 DISCHARGE OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MICHEL M. LIES AS MEMBER AND Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF JOAN AMBLE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF CATHERINE BESSANT AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF DAME ALISON CARNWATH AS Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF CHRISTOPH FRANZ AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF MICHAEL HALBHERR AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.7 RE-ELECTION OF JEFFREY HAYMAN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.8 RE-ELECTION OF MONICA MACHLER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.9 RE-ELECTION OF KISHORE MAHBUBANI AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.110 RE-ELECTION OF JASMIN STAIBLIN AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.111 RE-ELECTION OF BARRY STOWE AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MICHEL M. LIES AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.2 RE-ELECTION OF CATHERINE BESSANT AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.3 RE-ELECTION OF CHRISTOPH FRANZ AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.2.4 RE-ELECTION OF KISHORE MAHBUBANI AS A Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE
4.2.5 RE-ELECTION OF JASMIN STAIBLIN AS A MEMBER Mgmt For For
OF THE REMUNERATION COMMITTEE
4.3 ELECTION OF THE INDEPENDENT VOTING RIGHTS Mgmt For For
REPRESENTATIVE: THE BOARD OF DIRECTORS
PROPOSES TO ELECT THE LAW OFFICE KELLER
PARTNERSHIP, ZURICH, AS INDEPENDENT VOTING
RIGHTS REPRESENTATIVE FOR A TERM OF OFFICE
ENDING WITH THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING
4.4 RE-ELECTION OF THE AUDITORS: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES TO RE-ELECT
PRICEWATERHOUSECOOPERS LTD, ZURICH, AS
AUDITORS FOR THE FINANCIAL YEAR 2020
5.1 APPROVAL OF THE REMUNERATION FOR THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE REMUNERATION FOR THE Mgmt For For
EXECUTIVE COMMITTEE
6 AUTHORIZED AND CONTINGENT SHARE CAPITAL Mgmt For For
7 FURTHER CHANGES TO THE ARTICLES OF Mgmt For For
ASSOCIATION
TrimTabs All Cap U.S. Free-Cash-Flow ETF
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935138570
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
E.M. Liddy Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
P.N. Novakovic Mgmt For For
W.A. Osborn Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4. Shareholder Proposal - Lobbying Disclosure. Shr Against For
5. Shareholder Proposal - Non-GAAP Financial Shr Against For
Performance Metrics Disclosure.
6. Shareholder Proposal - Shareholder Voting Shr Against For
on By-Law Amendments.
7. Shareholder Proposal - Simple Majority Shr Against For
Vote.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935152138
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Alpern Mgmt For For
Edward M. Liddy Mgmt For For
Melody B. Meyer Mgmt For For
Frederick H. Waddell Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2020
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying
6. Stockholder Proposal - to Adopt a Policy to Shr Against For
Require Independent Chairman
7. Stockholder Proposal - to Issue a Shr Against For
Compensation Committee Report on Drug
Pricing
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935116118
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 30-Jan-2020
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-appointment of Director: Jaime Ardila Mgmt For For
1B. Re-appointment of Director: Herbert Hainer Mgmt For For
1C. Re-appointment of Director: Nancy McKinstry Mgmt For For
1D. Re-appointment of Director: Gilles C. Mgmt For For
Pelisson
1E. Re-appointment of Director: Paula A. Price Mgmt For For
1F. Re-appointment of Director: Venkata Mgmt For For
(Murthy) Renduchintala
1G. Re-appointment of Director: David Rowland Mgmt For For
1H. Re-appointment of Director: Arun Sarin Mgmt For For
1I. Re-appointment of Director: Julie Sweet Mgmt For For
1J. Re-appointment of Director: Frank K. Tang Mgmt For For
1K. Re-appointment of Director: Tracey T. Mgmt For For
Travis
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve the Amended and Restated Mgmt For For
Accenture plc 2010 Share Incentive Plan.
4. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935169866
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Thomas M. Prescott Mgmt For For
1H. Election of Director: Andrea L. Saia Mgmt For For
1I. Election of Director: Greg J. Santora Mgmt For For
1J. Election of Director: Susan E. Siegel Mgmt For For
1K. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2020.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935196762
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Larry Page Mgmt For For
Sergey Brin Mgmt For For
Sundar Pichai Mgmt For For
John L. Hennessy Mgmt For For
Frances H. Arnold Mgmt For For
L. John Doerr Mgmt For For
Roger W. Ferguson, Jr. Mgmt For For
Ann Mather Mgmt For For
Alan R. Mulally Mgmt For For
K. Ram Shriram Mgmt For For
Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. An amendment to Alphabet's Amended and Mgmt For For
Restated 2012 Stock Plan to increase the
share reserve by 8,500,000 shares of Class
C capital stock.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on arbitration of employment-related
claims, if properly presented at the
meeting.
7. A stockholder proposal regarding the Shr Against For
establishment of a human rights risk
oversight committee, if properly presented
at the meeting.
8. A stockholder proposal regarding Shr Against For
non-binding vote on amendment of bylaws, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
11. A stockholder proposal regarding majority Shr Against For
vote for election of directors, if properly
presented at the meeting.
12. A stockholder proposal regarding a report Shr Against For
on gender/racial pay equity, if properly
presented at the meeting.
13. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
14. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For
CERTIFICATE OF INCORPORATION TO LOWER STOCK
OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO
REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFECTS OF FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POTENTIAL CUSTOMER MISUSE OF CERTAIN
TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
EFFORTS TO RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE REPORT ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CERTAIN COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
VIEWPOINT DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr Against For
SUPPLY CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
ANSYS, INC. Agenda Number: 935167418
--------------------------------------------------------------------------------------------------------------------------
Security: 03662Q105
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: ANSS
ISIN: US03662Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: Ajei S. Gopal
1B. Election of Class III Director for Mgmt For For
three-year term: Glenda M. Dorchak
1C. Election of Class III Director for Mgmt For For
three-year term: Robert M. Calderoni
2. The ratification of the selection of Mgmt For For
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for fiscal year 2020.
3. The advisory vote to approve compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118655
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special resolution to approve a scheme of Mgmt For For
arrangement pursuant to Part 26 of the
Companies Act 2006 ("Scheme"), authorize
the Board of Directors to take all such
actions that it considers necessary or
appropriate to carry the Scheme into
effect, approve a reduction of the share
capital of the Company, approve an
amendment to the Company's articles of
association and approve the issue of Class
E ordinary shares of the Company to Aon
Ireland (as defined in the Scheme) as
required as part of the Scheme, as set
forth in the Proxy Statement/Scheme
Circular.
2. Special resolution to authorize Aon Ireland Mgmt For For
to create distributable profits by a
reduction of the share capital of Aon
Ireland, conditional upon the Scheme
becoming effective.
3. Ordinary resolution to approve the terms of Mgmt For For
an off-exchange buyback, prior to the
Scheme becoming effective, by the Company
from Aon Corporation of 125,000 Class B
ordinary shares of Pound 0.40 each of the
Company.
4. Special resolution to approve the delisting Mgmt For For
of the Company's shares from the New York
Stock Exchange, conditional upon the Scheme
becoming effective.
5. Ordinary resolution to approve the Mgmt For For
adjournment of the General Meeting, if
necessary.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935118667
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V111
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Scheme as set forth in the Mgmt For For
Proxy Statement/Scheme Circular.
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 935200763
--------------------------------------------------------------------------------------------------------------------------
Security: G0403H108
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: AON
ISIN: IE00BLP1HW54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lester B. Knight Mgmt For For
1B. Election of Director: Gregory C. Case Mgmt For For
1C. Election of Director: Jin-Yong Cai Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Fulvio Conti Mgmt For For
1F. Election of Director: Cheryl A. Francis Mgmt For For
1G. Election of Director: J. Michael Losh Mgmt For For
1H. Election of Director: Richard B. Myers Mgmt For For
1I. Election of Director: Richard C. Notebaert Mgmt For For
1J. Election of Director: Gloria Santona Mgmt For For
1K. Election of Director: Carolyn Y. Woo Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm
4. Re-appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's statutory
auditor under Irish law
5. Authorize the Board of Directors or the Mgmt For For
Audit Committee of the Board to determine
the remuneration of Ernst & Young Chartered
Accountants as the Company's Statutory
Auditor under Irish Law
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Shr Against For
sustainability and executive compensation
6. A shareholder proposal relating to policies Shr Against For
on freedom of expression
--------------------------------------------------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD. Agenda Number: 935156845
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: ACGL
ISIN: BMG0450A1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director for a term of Mgmt For For
three years: Louis J. Paglia
1B. Election of Class I Director for a term of Mgmt For For
three years: Brian S. Posner
1C. Election of Class I Director for a term of Mgmt For For
three years: John D. Vollaro
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To appoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
4A. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Robert Appleby
4B. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Dennis R. Brand
4C. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Graham B.R. Collis
4D. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Matthew Dragonetti
4E. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Seamus Fearon
4F. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: Beau
H. Franklin
4G. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Jerome Halgan
4H. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: James
Haney
4I. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: W.
Preston Hutchings
4J. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Pierre Jal
4K. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Francois Morin
4L. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: David
J. Mulholland
4M. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries: Tim
Peckett
4N. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Maamoun Rajeh
4O. To elect as Designated Company Director for Mgmt For For
certain of our non-U.S. subsidiaries:
Roderick Romeo
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 24-Apr-2020
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. Mgmt For For
McCallister
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Independent Board Chairman. Shr Against For
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Shr Against For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 1 Year Against
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935086226
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: BR
ISIN: US11133T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Pamela L. Carter Mgmt For For
1C. Election of Director: Richard J. Daly Mgmt For For
1D. Election of Director: Robert N. Duelks Mgmt For For
1E. Election of Director: Timothy C. Gokey Mgmt For For
1F. Election of Director: Brett A. Keller Mgmt For For
1G. Election of Director: Maura A. Markus Mgmt For For
1H. Election of Director: Thomas J. Perna Mgmt For For
1I. Election of Director: Alan J. Weber Mgmt For For
1J. Election of Director: Amit K. Zavery Mgmt For For
2) Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3) To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION Agenda Number: 935145676
--------------------------------------------------------------------------------------------------------------------------
Security: 117043109
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: BC
ISIN: US1170431092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nancy E. Cooper Mgmt For For
1B. Election of Director: David C. Everitt Mgmt For For
1C. Election of Director: Lauren P. Flaherty Mgmt For For
1D. Election of Director: Joseph W. McClanathan Mgmt For For
1E. Election of Director: Jane L. Warner Mgmt For For
1F. Election of Director: Roger J. Wood Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. The ratification of the Audit Committee's Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935148103
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Mark W. Adams Mgmt For For
1B Election of Director: Susan L. Bostrom Mgmt For For
1C Election of Director: Ita Brennan Mgmt For For
1D Election of Director: Lewis Chew Mgmt For For
1E Election of Director: James D. Plummer Mgmt For For
1F Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1G Election of Director: John B. Shoven Mgmt For For
1H Election of Director: Young K. Sohn Mgmt For For
1I Election of Director: Lip-Bu Tan Mgmt For For
2. Approval of the amendment of the Omnibus Mgmt For For
Equity Incentive Plan.
3. Advisory resolution to approve named Mgmt For For
executive officer compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
January 2, 2021.
5. Stockholder proposal regarding special Shr Against For
stockholder meetings.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935094920
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2019
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Wesley G. Bush Mgmt For For
1C. Election of Director: Michael D. Capellas Mgmt For For
1D. Election of Director: Mark Garrett Mgmt For For
1E. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1F. Election of Director: Roderick C. McGeary Mgmt For For
1G. Election of Director: Charles H. Robbins Mgmt For For
1H. Election of Director: Arun Sarin Mgmt For For
1I. Election of Director: Brenton L. Saunders Mgmt For For
1J. Election of Director: Carol B. Tome Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 935151352
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Bilbrey Mgmt For For
1b. Election of Director: John T. Cahill Mgmt For For
1c. Election of Director: Lisa M. Edwards Mgmt For For
1d. Election of Director: Helene D. Gayle Mgmt For For
1e. Election of Director: C. Martin Harris Mgmt For For
1f. Election of Director: Martina Hund-Mejean Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Stephen I. Sadove Mgmt For For
1j. Election of Director: Noel R. Wallace Mgmt For For
2. Ratify selection of PricewaterhouseCoopers Mgmt For For
LLP as Colgate's independent registered
public accounting firm.
3. Advisory vote on executive compensation. Mgmt For For
4. Stockholder proposal on independent Board Shr Against For
Chairman.
5. Stockholder proposal to reduce the Shr Against For
ownership threshold to call special
stockholder meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935189313
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael R. Klein Mgmt For For
1B. Election of Director: Andrew C. Florance Mgmt For For
1C. Election of Director: Laura Cox Kaplan Mgmt For For
1D. Election of Director: Michael J. Glosserman Mgmt For For
1E. Election of Director: John W. Hill Mgmt For For
1F. Election of Director: Robert W. Musslewhite Mgmt For For
1G. Election of Director: Christopher J. Mgmt For For
Nassetta
1H. Election of Director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2020.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935114087
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Richard A. Galanti Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
4. Approval to amend Articles of Incorporation Mgmt For For
to permit removal of directors without
cause.
5. Shareholder proposal regarding a director Shr Against For
skills matrix and disclosure of director
ideological perspectives.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935119188
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of Director: Michael R. Buchanan Mgmt For For
1E. Election of Director: Michael W. Hewatt Mgmt For For
1F. Election of Director: Maribess L. Miller Mgmt For For
2. Proposal Two: Approval of the advisory Mgmt For For
resolution on executive compensation.
3. Proposal Three: Ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 935067668
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Shan Atkins Mgmt For For
James P. Fogarty Mgmt For For
Cynthia T. Jamison Mgmt For For
Eugene I. Lee, Jr. Mgmt For For
Nana Mensah Mgmt For For
William S. Simon Mgmt For For
Charles M. Sonsteby Mgmt For For
Timothy J. Wilmott Mgmt For For
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
May 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935065424
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 13-Sep-2019
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Gibbons Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia L. Davis Mgmt For For
Michael F. Devine III Mgmt For For
Dave Powers Mgmt For For
James Quinn Mgmt For For
Lauri M. Shanahan Mgmt For For
Brian A. Spaly Mgmt For For
Bonita C. Stewart Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935151845
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Mussallem Mgmt For For
1B. Election of Director: Kieran T. Gallahue Mgmt For For
1C. Election of Director: Leslie S. Heisz Mgmt For For
1D. Election of Director: William J. Link, Mgmt For For
Ph.D.
1E. Election of Director: Steven R. Loranger Mgmt For For
1F. Election of Director: Martha H. Marsh Mgmt For For
1G. Election of Director: Ramona Sequeira Mgmt For For
1H. Election of Director: Nicholas J. Valeriani Mgmt For For
2. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. APPROVAL OF THE 2020 NONEMPLOYEE DIRECTORS Mgmt For For
STOCK INCENTIVE PROGRAM.
4. APPROVAL OF AMENDMENT OF THE CERTIFICATE OF Mgmt For For
INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FOR THE
PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK
SPLIT.
5. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING ACTION BY WRITTEN CONSENT.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 935115736
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: EMR
ISIN: US2910111044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. S. Craighead Mgmt For For
D. N. Farr Mgmt For For
G. A. Flach Mgmt For For
M. S. Levatich Mgmt For For
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, by non-binding advisory vote, of Mgmt For For
Emerson Electric Co. executive
compensation.
4. Approval of amendment to the Restated Mgmt For For
Articles of Incorporation to declassify the
Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. To approve the director compensation Mgmt For For
policy.
4. A stockholder proposal regarding change in Shr Against For
stockholder voting.
5. A stockholder proposal regarding an Shr Against For
independent chair.
6. A stockholder proposal regarding majority Shr Against For
voting for directors.
7. A stockholder proposal regarding political Shr Against For
advertising.
8. A stockholder proposal regarding Shr Against For
human/civil rights expert on board.
9. A stockholder proposal regarding report on Shr Against For
civil and human rights risks.
10. A stockholder proposal regarding child Shr Against For
exploitation.
11. A stockholder proposal regarding median Shr Against For
gender/racial pay gap.
--------------------------------------------------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC. Agenda Number: 935137972
--------------------------------------------------------------------------------------------------------------------------
Security: 31946M103
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FCNCA
ISIN: US31946M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Alexander, Jr. Mgmt For For
Victor E. Bell III Mgmt For For
Peter M. Bristow Mgmt For For
Hope H. Bryant Mgmt For For
H. Lee Durham, Jr. Mgmt For For
Daniel L. Heavner Mgmt For For
Frank B. Holding, Jr. Mgmt For For
Robert R. Hoppe Mgmt For For
Floyd L. Keels Mgmt For For
Robert E. Mason IV Mgmt For For
Robert T. Newcomb Mgmt For For
2. Non-binding advisory resolution Mgmt For For
("say-on-pay" resolution) to approve
compensation paid or provided to
BancShares' named executive officers as
disclosed in the proxy statement for the
Annual Meeting.
3. Proposal to ratify the appointment of Dixon Mgmt For For
Hughes Goodman LLP as BancShares'
independent accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST HAWAIIAN, INC. Agenda Number: 935140018
--------------------------------------------------------------------------------------------------------------------------
Security: 32051X108
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: FHB
ISIN: US32051X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Matthew J. Cox Mgmt For For
1B. Election of Director: W. Allen Doane Mgmt For For
1C. Election of Director: Faye W. Kurren Mgmt For For
1D. Election of Director: Robert S. Harrison Mgmt For For
1E. Election of Director: Allen B. Uyeda Mgmt For For
1F. Election of Director: Jenai S. Wall Mgmt For For
1G. Election of Director: C. Scott Wo Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP to serve as the independent
registered public accounting firm for the
year ending December 31, 2020.
3. An advisory vote on the compensation of the Mgmt For For
Company's named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935156213
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Special
Meeting Date: 24-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger, dated as of November 3, 2019, by
and between First Horizon and IBERIABANK
Corporation.
2. Approval of the amendment to the restated Mgmt For For
charter of First Horizon to effect an
increase in the number of authorized shares
of First Horizon common stock from
400,000,000 to 700,000,000, effective only
upon completion of the merger.
3. Approval of, on an advisory (non-binding) Mgmt For For
basis, the merger- related compensation
payments that will or may be paid by First
Horizon to its named executive officers in
connection with the merger.
4. Approval of one or more adjournments of the Mgmt For For
First Horizon special meeting, if necessary
or appropriate, including adjournments to
permit further solicitation of proxies in
favor of the First Horizon merger proposal
and the First Horizon charter amendment
proposal (Items 1 and 2 above).
--------------------------------------------------------------------------------------------------------------------------
FIRST HORIZON NATIONAL CORPORATION Agenda Number: 935145892
--------------------------------------------------------------------------------------------------------------------------
Security: 320517105
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FHN
ISIN: US3205171057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth A. Burdick Mgmt For For
1B. Election of Director: John C. Compton Mgmt For For
1C. Election of Director: Wendy P. Davidson Mgmt For For
1D. Election of Director: Mark A. Emkes Mgmt For For
1E. Election of Director: Corydon J. Gilchrist Mgmt For For
1F. Election of Director: D. Bryan Jordan Mgmt For For
1G. Election of Director: Vicki R. Palmer Mgmt For For
1H. Election of Director: Colin V. Reed Mgmt For For
1I. Election of Director: Cecelia D. Stewart Mgmt For For
1J. Election of Director: Rajesh Subramaniam Mgmt For For
1K. Election of Director: R. Eugene Taylor Mgmt For For
1L. Election of Director: Luke Yancy III Mgmt For For
2. Approval of an advisory resolution to Mgmt For For
approve executive compensation
3. Ratification of appointment of KPMG LLP as Mgmt For For
auditors
--------------------------------------------------------------------------------------------------------------------------
FLIR SYSTEMS, INC. Agenda Number: 935144561
--------------------------------------------------------------------------------------------------------------------------
Security: 302445101
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: FLIR
ISIN: US3024451011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Cannon Mgmt For For
1B. Election of Director: John D. Carter Mgmt For For
1C. Election of Director: William W. Crouch Mgmt For For
1D. Election of Director: Catherine A. Halligan Mgmt For For
1E. Election of Director: Earl R. Lewis Mgmt For For
1F. Election of Director: Angus L. Macdonald Mgmt For For
1G. Election of Director: Michael T. Smith Mgmt For For
1H. Election of Director: Cathy A. Stauffer Mgmt For For
1I. Election of Director: Robert S. Tyrer Mgmt For For
1J. Election of Director: John W. Wood, Jr. Mgmt For For
1K. Election of Director: Steven E. Wynne Mgmt For For
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Company's Board of
Directors of KPMG LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation as
disclosed in the proxy statement.
4. To approve the Company's reincorporation Mgmt For For
from Oregon to Delaware.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935206094
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 19-Jun-2020
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt For For
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kelly Ducourty
1.4 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.5 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Christopher B. Paisley
1.8 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Fortinet's independent
registered accounting firm for the fiscal
year ending December 31, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
proxy statement.
4. Stockholder proposal to allow stockholders Shr Against For
to act by written consent.
5. Stockholder proposal for Fortinet to Shr Against For
publish an annual report assessing
Fortinet's diversity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
GENTEX CORPORATION Agenda Number: 935172318
--------------------------------------------------------------------------------------------------------------------------
Security: 371901109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: GNTX
ISIN: US3719011096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Leslie Brown Mgmt For For
Mr. Steve Downing Mgmt For For
Mr. Gary Goode Mgmt For For
Mr. James Hollars Mgmt For For
Mr. John Mulder Mgmt For For
Mr. Richard Schaum Mgmt For For
Ms. Kathleen Starkoff Mgmt For For
Mr. Brian Walker Mgmt For For
Mr. James Wallace Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's auditors for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935151883
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1B. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1C. Election of Director: Kelly A. Kramer Mgmt For For
1D. Election of Director: Kevin E. Lofton Mgmt For For
1E. Election of Director: Harish Manwani Mgmt For For
1F. Election of Director: Daniel P. O'Day Mgmt For For
1G. Election of Director: Richard J. Whitley, Mgmt For For
M.D.
1H. Election of Director: Per Wold-Olsen Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board eliminate the
ownership threshold for stockholders to
request a record date to take action by
written consent.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935066678
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Special
Meeting Date: 29-Aug-2019
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Agreement and Plan of Mgmt For For
Merger, dated as of May 27, 2019, by and
between Global Payments Inc. ("Global
Payments") and Total System Services, Inc.
(as amended from time to time) and the
transactions contemplated thereby (the
"Global Payments merger proposal").
2. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to increase the
number of authorized shares of Global
Payments common stock from two hundred
million shares to four hundred million
shares (the "Global Payments authorized
share count proposal").
3. To approve an amendment to Global Payments' Mgmt For For
articles of incorporation to declassify the
Global Payments board of directors and
provide for annual elections of directors
(the "Global Payments declassification
proposal").
4. To adjourn the Global Payments special Mgmt For For
meeting, if necessary or appropriate, to
solicit additional proxies if, immediately
prior to such adjournment, there are not
sufficient votes to approve the Global
Payments merger proposal, the Global
Payments authorized share count proposal or
the Global Payments declassification
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of Global Payments
common stock.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935147214
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt For For
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2019.
3. Approval of amendments to our articles of Mgmt For For
incorporation to eliminate supermajority
voting requirements.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935136211
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kurt J. Hilzinger Mgmt For For
1B. Election of Director: Frank J. Bisignano Mgmt For For
1C. Election of Director: Bruce D. Broussard Mgmt For For
1D. Election of Director: Frank A. D'Amelio Mgmt For For
1E. Election of Director: W. Roy Dunbar Mgmt For For
1F. Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1G. Election of Director: John W. Garratt Mgmt For For
1H. Election of Director: David A. Jones, Jr. Mgmt For For
1I. Election of Director: Karen W. Katz Mgmt For For
1J. Election of Director: William J. McDonald Mgmt For For
1K. Election of Director: James J. O'Brien Mgmt For For
1L. Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2020 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
IDEXX LABORATORIES, INC. Agenda Number: 935152265
--------------------------------------------------------------------------------------------------------------------------
Security: 45168D104
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: IDXX
ISIN: US45168D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebecca M. Henderson, Mgmt For For
PhD
1B. Election of Director: Lawrence D. Kingsley Mgmt For For
1C. Election of Director: Sophie V. Vandebroek, Mgmt For For
PhD
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm. To
ratify the selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the current fiscal year (Proposal
Two).
3. Advisory Vote on Executive Compensation. To Mgmt For For
approve a nonbinding advisory resolution on
the Company's executive compensation
(Proposal Three).
--------------------------------------------------------------------------------------------------------------------------
ILLUMINA, INC. Agenda Number: 935180618
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Philip W. Schiller Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 3, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, a Shr Against For
stockholder proposal regarding political
disclosures.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935158635
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James J. Goetz Mgmt For For
1B. Election of Director: Alyssa Henry Mgmt For For
1C. Election of Director: Omar Ishrak Mgmt For For
1D. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1E. Election of Director: Tsu-Jae King Liu Mgmt For For
1F. Election of Director: Gregory D. Smith Mgmt For For
1G. Election of Director: Robert ("Bob") H. Mgmt For For
Swan
1H. Election of Director: Andrew Wilson Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2020
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers
4. Approval of amendment and restatement of Mgmt For For
the 2006 Employee Stock Purchase Plan
5. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting
6. Stockholder proposal requesting a report on Shr Against For
the global median gender/racial pay gap, if
properly presented at the meeting
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935090201
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr Against For
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr Against For
7. Amend shareholder written consent Shr Against For
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC. Agenda Number: 935126599
--------------------------------------------------------------------------------------------------------------------------
Security: 49338L103
Meeting Type: Annual
Meeting Date: 19-Mar-2020
Ticker: KEYS
ISIN: US49338L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul N. Clark Mgmt For For
1.2 Election of Director: Richard P. Hamada Mgmt For For
1.3 Election of Director: Paul A. Lacouture Mgmt For For
2. To ratify the Audit and Finance Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Keysight's independent registered public
accounting firm.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Keysight's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LEIDOS HOLDINGS, INC. Agenda Number: 935147050
--------------------------------------------------------------------------------------------------------------------------
Security: 525327102
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: LDOS
ISIN: US5253271028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory R. Dahlberg Mgmt For For
1B. Election of Director: David G. Fubini Mgmt For For
1C. Election of Director: Miriam E. John Mgmt For For
1D. Election of Director: Frank Kendall III Mgmt For For
1E. Election of Director: Robert C. Kovarik, Mgmt For For
Jr.
1F. Election of Director: Harry M.J. Kraemer, Mgmt For For
Jr.
1G. Election of Director: Roger A. Krone Mgmt For For
1H. Election of Director: Gary S. May Mgmt For For
1I. Election of Director: Surya N. Mohapatra Mgmt For For
1J. Election of Director: Lawrence C. Nussdorf Mgmt For For
1K. Election of Director: Robert S. Shapard Mgmt For For
1L. Election of Director: Susan M. Stalnecker Mgmt For For
1M. Election of Director: Noel B. Williams Mgmt For For
2. Approve, by an advisory vote, executive Mgmt For For
compensation.
3. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending January 1, 2021.
4. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate cumulative
voting.
5. Approve an amendment to the certificate of Mgmt For For
incorporation to eliminate supermajority
voting provisions.
6. Stockholder proposal regarding stockholder Shr Against For
proxy access.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935141983
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Vicki A. Hollub Mgmt For For
1J. Election of Director: Jeh C. Johnson Mgmt For For
1K. Election of Director: Debra L. Reed-Klages Mgmt For For
1L. Election of Director: James D. Taiclet, Jr. Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2020.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Management Proposal to Approve the Lockheed Mgmt For For
Martin Corporation 2020 Incentive
Performance Award Plan.
5. Stockholder Proposal to Adopt Stockholder Shr Against For
Action By Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LPL FINANCIAL HOLDINGS INC. Agenda Number: 935157289
--------------------------------------------------------------------------------------------------------------------------
Security: 50212V100
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: LPLA
ISIN: US50212V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan H. Arnold Mgmt For For
1B. Election of Director: Edward C. Bernard Mgmt For For
1C. Election of Director: H. Paulett Eberhart Mgmt For For
1D. Election of Director: William F. Glavin, Mgmt For For
Jr.
1E. Election of Director: Allison H. Mnookin Mgmt For For
1F. Election of Director: Anne M. Mulcahy Mgmt For For
1G. Election of Director: James S. Putnam Mgmt For For
1H. Election of Director: Richard P. Schifter Mgmt For For
1I. Election of Director: Corey E. Thomas Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LULULEMON ATHLETICA INC. Agenda Number: 935197283
--------------------------------------------------------------------------------------------------------------------------
Security: 550021109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: LULU
ISIN: US5500211090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Michael Casey Mgmt For For
1B. Election of Class I Director: Glenn Murphy Mgmt For For
1C. Election of Class I Director: David M. Mgmt For For
Mussafer
1D. Election of Class III Director: Stephanie Mgmt For For
Ferris
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. A stockholder proposal by People for Shr Against For
Ethical Treatment of Animals that would
strongly encourage the Board to "enact a
policy ensuring that no products containing
down are sold by lululemon athletica inc."
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935196281
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. McVey Mgmt For For
1B. Election of Director: Nancy Altobello Mgmt For For
1C. Election of Director: Steven L. Begleiter Mgmt For For
1D. Election of Director: Stephen P. Casper Mgmt For For
1E. Election of Director: Jane Chwick Mgmt For For
1F. Election of Director: Christopher R. Mgmt For For
Concannon
1G. Election of Director: William F. Cruger Mgmt For For
1H. Election of Director: Justin G. Gmelich Mgmt For For
1I. Election of Director: Richard G. Ketchum Mgmt For For
1J. Election of Director: Emily H. Portney Mgmt For For
1K. Election of Director: Richard L. Prager Mgmt For For
1L. Election of Director: John Steinhardt Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the 2020
Proxy Statement.
4. To approve the adoption of the MarketAxess Mgmt For For
Holdings Inc. 2020 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935196332
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard Mgmt For For
Haythornthwaite
1B. Election of Director: Ajay Banga Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Oki Matsumoto Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2020
--------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC. Agenda Number: 935083458
--------------------------------------------------------------------------------------------------------------------------
Security: 57772K101
Meeting Type: Annual
Meeting Date: 07-Nov-2019
Ticker: MXIM
ISIN: US57772K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. Sullivan Mgmt For For
1B. Election of Director: Tunc Doluca Mgmt For For
1C. Election of Director: Tracy C. Accardi Mgmt For For
1D. Election of Director: James R. Bergman Mgmt For For
1E. Election of Director: Joseph R. Bronson Mgmt For For
1F. Election of Director: Robert E. Grady Mgmt For For
1G. Election of Director: Mercedes Johnson Mgmt For For
1H. Election of Director: William D. Watkins Mgmt For For
1I. Election of Director: MaryAnn Wright Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Maxim
Integrated's independent registered public
accounting firm for the fiscal year ending
June 27, 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935094336
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 06-Dec-2019
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Omar Ishrak Mgmt For For
1G. Election of Director: Michael O. Leavitt Mgmt For For
1H. Election of Director: James T. Lenehan Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as Medtronic's independent auditor for
fiscal year 2020 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935176431
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 26-May-2020
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Thomas R. Cech Mgmt For For
1C. Election of Director: Mary Ellen Coe Mgmt For For
1D. Election of Director: Pamela J. Craig Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2020.
4. Shareholder proposal concerning shareholder Shr Against For
right to act by written consent.
5. Shareholder proposal regarding allocation Shr Against For
of corporate tax savings.
--------------------------------------------------------------------------------------------------------------------------
MGIC INVESTMENT CORPORATION Agenda Number: 935148266
--------------------------------------------------------------------------------------------------------------------------
Security: 552848103
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: MTG
ISIN: US5528481030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel A. Arrigoni Mgmt For For
C. Edward Chaplin Mgmt For For
Curt S. Culver Mgmt For For
Jay C. Hartzell Mgmt For For
Timothy A. Holt Mgmt For For
Kenneth M. Jastrow, II Mgmt For For
Jodeen A. Kozlak Mgmt For For
Michael E. Lehman Mgmt For For
Melissa B. Lora Mgmt For For
Timothy J. Mattke Mgmt For For
Gary A. Poliner Mgmt For For
Sheryl L. Sculley Mgmt For For
Mark M. Zandi Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation
3. Approval of the MGIC Investment Corporation Mgmt For For
2020 Omnibus Incentive Plan
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 04-Dec-2019
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Shr Against For
Gap
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: MNST
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
3. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation of the
Company's named executive officers.
4. Proposal to approve the Monster Beverage Mgmt For For
Corporation 2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MOODY'S CORPORATION Agenda Number: 935140563
--------------------------------------------------------------------------------------------------------------------------
Security: 615369105
Meeting Type: Annual
Meeting Date: 21-Apr-2020
Ticker: MCO
ISIN: US6153691059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Basil L. Anderson Mgmt For For
1B. Election of Director: Jorge A. Bermudez Mgmt For For
1C. Election of Director: Therese Esperdy Mgmt For For
1D. Election of Director: Vincent A. Forlenza Mgmt For For
1E. Election of Director: Kathryn M. Hill Mgmt For For
1F. Election of Director: Raymond W. McDaniel, Mgmt For For
Jr.
1G. Election of Director: Henry A. McKinnell, Mgmt For For
Jr., Ph.D.
1H. Election of Director: Leslie F. Seidman Mgmt For For
1I. Election of Director: Bruce Van Saun Mgmt For For
2A. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for stockholder approval
of future amendments to the Certificate of
Incorporation and By- Laws.
2B. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standard to remove directors.
2C. Amendment to the Certificate of Mgmt For For
Incorporation to remove supermajority
voting standards for filling open board
seats at statutorily required special
meetings.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm of the Company for 2020.
4. Advisory resolution approving executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935168725
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Corley Mgmt For For
1b. Election of Director: Alistair Darling Mgmt For For
1c. Election of Director: Thomas H. Glocer Mgmt For For
1d. Election of Director: James P. Gorman Mgmt For For
1e. Election of Director: Robert H. Herz Mgmt For For
1f. Election of Director: Nobuyuki Hirano Mgmt For For
1g. Election of Director: Stephen J. Luczo Mgmt For For
1h. Election of Director: Jami Miscik Mgmt For For
1i. Election of Director: Dennis M. Nally Mgmt For For
1j. Election of Director: Takeshi Ogasawara Mgmt For For
1k. Election of Director: Hutham S. Olayan Mgmt For For
1l. Election of Director: Mary L. Schapiro Mgmt For For
1m. Election of Director: Perry M. Traquina Mgmt For For
1n. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt For For
as disclosed in the proxy statement
(non-binding advisory vote)
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 935160527
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joe Mansueto Mgmt For For
1B. Election of Director: Kunal Kapoor Mgmt For For
1C. Election of Director: Robin Diamonte Mgmt For For
1D. Election of Director: Cheryl Francis Mgmt For For
1E. Election of Director: Steve Joynt Mgmt For For
1F. Election of Director: Steve Kaplan Mgmt For For
1G. Election of Director: Gail Landis Mgmt For For
1H. Election of Director: Bill Lyons Mgmt For For
1I. Election of Director: Jack Noonan Mgmt For For
1J. Election of Director: Caroline Tsay Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Morningstar's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935138518
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Benjamin F. duPont Mgmt For For
1D. Election of Director: Wayne Edmunds Mgmt For For
1E. Election of Director: Catherine R. Kinney Mgmt For For
1F. Election of Director: Jacques P. Perold Mgmt For For
1G. Election of Director: Sandy C. Rattray Mgmt For For
1H. Election of Director: Linda H. Riefler Mgmt For For
1I. Election of Director: Marcus L. Smith Mgmt For For
1J. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935066298
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 19-Sep-2019
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan B. Graf, Jr. Mgmt For For
Peter B. Henry Mgmt For For
Michelle A. Peluso Mgmt For For
2. To approve executive compensation by an Mgmt For For
advisory vote.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935196445
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: Persis S. Drell Mgmt For For
1D. Election of Director: Jen-Hsun Huang Mgmt For For
1E. Election of Director: Dawn Hudson Mgmt For For
1F. Election of Director: Harvey C. Jones Mgmt For For
1G. Election of Director: Michael G. McCaffery Mgmt For For
1H. Election of Director: Stephen C. Neal Mgmt For For
1I. Election of Director: Mark L. Perry Mgmt For For
1J. Election of Director: A. Brooke Seawell Mgmt For For
1K. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2021.
4. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2012 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
OLD DOMINION FREIGHT LINE, INC. Agenda Number: 935195075
--------------------------------------------------------------------------------------------------------------------------
Security: 679580100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ODFL
ISIN: US6795801009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry A. Aaholm Mgmt For For
Earl E. Congdon Mgmt For For
David S. Congdon Mgmt For For
John R. Congdon, Jr. Mgmt For For
Bradley R. Gabosch Mgmt For For
Greg C. Gantt Mgmt For For
Patrick D. Hanley Mgmt For For
John D. Kasarda Mgmt For For
Wendy T. Stallings Mgmt For For
Leo H. Suggs Mgmt For For
D. Michael Wray Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Approval of an amendment to the Company's Mgmt For For
Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of the Company's common
stock.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935154839
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Andrew W. Code Mgmt For For
1C. Election of Director: Timothy M. Graven Mgmt For For
1D. Election of Director: Debra S. Oler Mgmt For For
1E. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1F. Election of Director: Harlan F. Seymour Mgmt For For
1G. Election of Director: Robert C. Sledd Mgmt For For
1H. Election of Director: John E. Stokely Mgmt For For
1I. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2020 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935187953
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
General Peter Pace Mgmt For For
Wendy M. Pfeiffer Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2020.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935196279
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1C. Election of Director: Christine A. Poon Mgmt For For
1D. Election of Director: P. Roy Vagelos, M.D. Mgmt For For
1E. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
3. Proposal to approve the Second Amended and Mgmt For For
Restated Regeneron Pharmaceuticals, Inc.
2014 Long-Term Incentive Plan.
4. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935116120
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
Steven R. Kalmanson Mgmt For For
James P. Keane Mgmt For For
Pam Murphy Mgmt For For
Donald R. Parfet Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm.
D. To approve the Rockwell Automation, Inc. Mgmt For For
2020 Long-Term Incentives Plan.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935162064
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marco Alvera Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: William D. Green Mgmt For For
1D. Election of Director: Charles E. Haldeman, Mgmt For For
Jr.
1E. Election of Director: Stephanie C. Hill Mgmt For For
1F. Election of Director: Rebecca Jacoby Mgmt For For
1G. Election of Director: Monique F. Leroux Mgmt For For
1H. Election of Director: Maria R. Morris Mgmt For For
1I. Election of Director: Douglas L. Peterson Mgmt For For
1J. Election of Director: Edward B. Rust, Jr. Mgmt For For
1K. Election of Director: Kurt L. Schmoke Mgmt For For
1L. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to permit
removal of a Director with or without
cause.
4. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2020.
--------------------------------------------------------------------------------------------------------------------------
SANDERSON FARMS, INC. Agenda Number: 935122856
--------------------------------------------------------------------------------------------------------------------------
Security: 800013104
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: SAFM
ISIN: US8000131040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class A Director: David Mgmt For For
Barksdale
1.2 Election of Class A Director: Lampkin Butts Mgmt For For
1.3 Election of Class A Director: Beverly W. Mgmt For For
Hogan
1.4 Election of Class A Director: Phil K. Mgmt For For
Livingston
1.5 Election of Class A Director: Joe F. Mgmt For For
Sanderson, Jr.
1.6 Election of Class C Director: Sonia Perez Mgmt For For
2. Proposal to approve the Sanderson Farms, Mgmt For For
Inc. and Affiliates Amended and Restated
Stock Incentive Plan.
3. Proposal to approve, in a non-binding Mgmt For For
advisory vote, the compensation of the
Company's Named Executive Officers.
4. Proposal to approve, in a non-binding Mgmt 1 Year For
advisory vote, the frequency of future
advisory votes on executive compensation.
5. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
auditors for the fiscal year ending October
31, 2020.
6. Proposal to request that the Board of Shr Against For
Directors report annually on water resource
risks and related metrics.
7. Proposal to request that the Board of Shr Against For
Directors report on the Company's human
rights due diligence process.
--------------------------------------------------------------------------------------------------------------------------
SEI INVESTMENTS COMPANY Agenda Number: 935212530
--------------------------------------------------------------------------------------------------------------------------
Security: 784117103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: SEIC
ISIN: US7841171033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah W. Blumenstein Mgmt For For
1B. Election of Director: Kathryn M. McCarthy Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for fiscal year 2020.
4. Approval of the SEI Investments Company Mgmt For For
Employee Stock Purchase Plan as Amended and
Restated.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935125066
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 18-Mar-2020
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
1M. Election of Director: Myron E. Ullman, III Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive officer compensation
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2020
4. EEO Policy Risk Report Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 935085224
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: SYY
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Bene Mgmt For For
1B. Election of Director: Daniel J. Brutto Mgmt For For
1C. Election of Director: John M. Cassaday Mgmt For For
1D. Election of Director: Joshua D. Frank Mgmt For For
1E. Election of Director: Larry C. Glasscock Mgmt For For
1F. Election of Director: Bradley M. Halverson Mgmt For For
1G. Election of Director: John M. Hinshaw Mgmt For For
1H. Election of Director: Hans-Joachim Koerber Mgmt For For
1I. Election of Director: Stephanie A. Mgmt For For
Lundquist
1J. Election of Director: Nancy S. Newcomb Mgmt For For
1K. Election of Director: Nelson Peltz Mgmt For For
1L. Election of Director: Edward D. Shirley Mgmt For For
1M. Election of Director: Sheila G. Talton Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation paid to Sysco's named
executive officers, as disclosed in Sysco's
2019 proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Sysco's independent registered
public accounting firm for fiscal 2020.
4. To consider a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935065842
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 18-Sep-2019
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935151566
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: Edwin J. Gillis Mgmt For For
1C. Election of Director: Timothy E. Guertin Mgmt For For
1D. Election of Director: Mark E. Jagiela Mgmt For For
1E. Election of Director: Mercedes Johnson Mgmt For For
1F. Election of Director: Marilyn Matz Mgmt For For
1G. Election of Director: Paul J. Tufano Mgmt For For
1H. Election of Director: Roy A. Vallee Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers as disclosed in
the Company's proxy statement under the
headings "Compensation Discussion and
Analysis" and "Executive Compensation
Tables".
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935138722
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt For For
1B. Election of Director: Todd M. Bluedorn Mgmt For For
1C. Election of Director: Janet F. Clark Mgmt For For
1D. Election of Director: Carrie S. Cox Mgmt For For
1E. Election of Director: Martin S. Craighead Mgmt For For
1F. Election of Director: Jean M. Hobby Mgmt For For
1G. Election of Director: Michael D. Hsu Mgmt For For
1H. Election of Director: Ronald Kirk Mgmt For For
1I. Election of Director: Pamela H. Patsley Mgmt For For
1J. Election of Director: Robert E. Sanchez Mgmt For For
1K. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. Agenda Number: 935152784
--------------------------------------------------------------------------------------------------------------------------
Security: 100557107
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: SAM
ISIN: US1005571070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meghan V. Joyce Mgmt For For
Michael Spillane Mgmt For For
Jean-Michel Valette Mgmt For For
2. Advisory vote to approve our Named Mgmt For For
Executive Officers' executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE BRINK'S COMPANY Agenda Number: 935168927
--------------------------------------------------------------------------------------------------------------------------
Security: 109696104
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: BCO
ISIN: US1096961040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term expiring in Mgmt For For
2021: Kathie J. Andrade
1.2 Election of Director for a term expiring in Mgmt For For
2021: Paul G. Boynton
1.3 Election of Director for a term expiring in Mgmt For For
2021: Ian D. Clough
1.4 Election of Director for a term expiring in Mgmt For For
2021: Susan E. Docherty
1.5 Election of Director for a term expiring in Mgmt For For
2021: Reginald D. Hedgebeth
1.6 Election of Director for a term expiring in Mgmt For For
2021: Dan R. Henry
1.7 Election of Director for a term expiring in Mgmt For For
2021: Michael J. Herling
1.8 Election of Director for a term expiring in Mgmt For For
2021: Douglas A. Pertz
1.9 Election of Director for a term expiring in Mgmt For For
2021: George I. Stoeckert
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE CLOROX COMPANY Agenda Number: 935087278
--------------------------------------------------------------------------------------------------------------------------
Security: 189054109
Meeting Type: Annual
Meeting Date: 20-Nov-2019
Ticker: CLX
ISIN: US1890541097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Banse Mgmt For For
1B. Election of Director: Richard H. Carmona Mgmt For For
1C. Election of Director: Benno Dorer Mgmt For For
1D. Election of Director: Spencer C. Fleischer Mgmt For For
1E. Election of Director: Esther Lee Mgmt For For
1F. Election of Director: A.D. David Mackay Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Matthew J. Shattock Mgmt For For
1I. Election of Director: Pamela Thomas-Graham Mgmt For For
1J. Election of Director: Russell Weiner Mgmt For For
1K. Election of Director: Christopher J. Mgmt For For
Williams
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
4. Approval of the Amended and Restated Mgmt For For
Certificate of Incorporation to Eliminate
the Supermajority Voting Provision.
--------------------------------------------------------------------------------------------------------------------------
THE ESTEE LAUDER COMPANIES INC. Agenda Number: 935082038
--------------------------------------------------------------------------------------------------------------------------
Security: 518439104
Meeting Type: Annual
Meeting Date: 15-Nov-2019
Ticker: EL
ISIN: US5184391044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Ronald S. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1B. Election of Class II Director: William P. Mgmt For For
Lauder Please note an Abstain Vote means a
Withhold vote against this director.
1C. Election of Class II Director: Richard D. Mgmt For For
Parsons Please note an Abstain Vote means a
Withhold vote against this director.
1D. Election of Class II Director: Lynn Mgmt For For
Forester de Rothschild Please note an
Abstain Vote means a Withhold vote against
this director.
1E. Election of Class II Director: Jennifer Mgmt For For
Tejada Please note an Abstain Vote means a
Withhold vote against this director.
1F. Election of Class II Director: Richard F. Mgmt For For
Zannino Please note an Abstain Vote means a
Withhold vote against this director.
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditors for the 2020 fiscal
year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of The Estee Lauder Companies Inc. Mgmt For For
Amended and Restated Fiscal 2002 Share
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935159954
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
C. A. Davis Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
D. L. Shedlarz Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2020.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935172130
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
5. Shareholder Proposal Regarding EEO-1 Shr Against For
Disclosure
6. Shareholder Proposal Regarding Executive Shr Against For
Ownership Guidelines
7. Shareholder Proposal Regarding Shr Against For
Electioneering Contributions Congruency
Analysis
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Jeffrey D. Kelly Mgmt For For
1I. Election of Director: Patrick H. Nettles, Mgmt For For
Ph.D.
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Mgmt For For
Lagomasino
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2020.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated 2011 Stock Incentive
Plan.
5. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935145258
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: BLD
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Gerald Volas Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935197485
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kirk E. Arnold Mgmt For For
1B. Election of Director: Ann C. Berzin Mgmt For For
1C. Election of Director: John Bruton Mgmt For For
1D. Election of Director: Jared L. Cohon Mgmt For For
1E. Election of Director: Gary D. Forsee Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Michael W. Lamach Mgmt For For
1H. Election of Director: Myles P. Lee Mgmt For For
1I. Election of Director: Karen B. Peetz Mgmt For For
1J. Election of Director: John P. Surma Mgmt For For
1K. Election of Director: Richard J. Swift Mgmt For For
1L. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935137744
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jay M. Gratz Mgmt For For
1.2 Election of Director: Kristine L. Juster Mgmt For For
1.3 Election of Director: Ronald W. Kaplan Mgmt For For
1.4 Election of Director: Gerald Volas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the Fourth Certificate of Mgmt For For
Amendment to the Restated Certificate of
Incorporation of Trex Company, Inc. to
increase the number of authorized shares of
common stock, $0.01 par value per share,
from 120,000,000 to 180,000,000.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Trex Company's independent
registered public accounting firm for the
2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2020.
4. Approval of the UnitedHealth Group 2020 Mgmt For For
Stock Incentive Plan.
5. If properly presented at the 2020 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting any material amendment to the
Company's Bylaws be subject to a
non-binding shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935144484
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Paulett Eberhart Mgmt For For
1B. Election of Director: Joseph W. Gorder Mgmt For For
1C. Election of Director: Kimberly S. Greene Mgmt For For
1D. Election of Director: Deborah P. Majoras Mgmt For For
1E. Election of Director: Eric D. Mullins Mgmt For For
1F. Election of Director: Donald L. Nickles Mgmt For For
1G. Election of Director: Philip J. Pfeiffer Mgmt For For
1H. Election of Director: Robert A. Profusek Mgmt For For
1I. Election of Director: Stephen M. Waters Mgmt For For
1J. Election of Director: Randall J. Mgmt For For
Weisenburger
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2020.
3. Approve, by non-binding vote, the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approve 2020 Omnibus Stock Incentive Plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VERISIGN, INC. Agenda Number: 935175376
--------------------------------------------------------------------------------------------------------------------------
Security: 92343E102
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: VRSN
ISIN: US92343E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: D. James Bidzos Mgmt For For
1.2 Election of Director: Yehuda Ari Buchalter Mgmt For For
1.3 Election of Director: Kathleen A. Cote Mgmt For For
1.4 Election of Director: Thomas F. Frist III Mgmt For For
1.5 Election of Director: Jamie S. Gorelick Mgmt For For
1.6 Election of Director: Roger H. Moore Mgmt For For
1.7 Election of Director: Louis A. Simpson Mgmt For For
1.8 Election of Director: Timothy Tomlinson Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the Company's executive
compensation.
3. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2020.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board take steps to
permit stockholder action by written
consent.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935113807
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 28-Jan-2020
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon L. Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: John A. C. Swainson Mgmt For For
1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935192726
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: S. Robson Walton Mgmt For For
1K. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants
4. Approval of the Amendment to the ASDA Mgmt For For
Sharesave Plan 2000
5. Report on Impacts of Single-Use Plastic Shr Against For
Bags
6. Report on Supplier Antibiotics Use Shr Against For
Standards
7. Policy to Include Hourly Associates as Shr Against For
Director Candidates
8. Report on Strengthening Prevention of Shr Against For
Workplace Sexual Harassment
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: YUMC
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935169905
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory Norden Mgmt For For
1B. Election of Director: Louise M. Parent Mgmt For For
1C. Election of Director: Kristin C. Peck Mgmt For For
1D. Election of Director: Robert W. Scully Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation
(Say on Pay frequency).
4. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935212403
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Gassner Mgmt For For
Eric S. Yuan Mgmt For For
Lt. Gen. H.R. McMaster Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2021.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) TrimTabs ETF Trust
By (Signature) /s/ Janet F Johnston
Name Janet F Johnston
Title President
Date 08/14/2020