UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23127
NAME OF REGISTRANT: The Goodhaven Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 374 Millburn Avenue, Suite 306
Millburn, NJ 07041
NAME AND ADDRESS OF AGENT FOR SERVICE: Larry Pitkowsky
374 Millburn Avenue, Suite 306
Millburn, NJ 07041
REGISTRANT'S TELEPHONE NUMBER: 305-677-7650
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020
GoodHaven Fund
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 935148278
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: Y
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ian H. Chippendale Mgmt For For
1.2 Election of Director: Weston M. Hicks Mgmt For For
1.3 Election of Director: Jefferson W. Kirby Mgmt For For
2. Say-on-Pay: Advisory vote to approve the Mgmt For For
compensation of the named executive
officers of Alleghany Corporation.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm: Ratification of
selection of Ernst & Young LLP as Alleghany
Corporation's independent registered public
accounting firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC. Agenda Number: 935199059
--------------------------------------------------------------------------------------------------------------------------
Security: 02376R102
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: AAL
ISIN: US02376R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James F. Albaugh Mgmt For For
1B. Election of Director: Jeffrey D. Benjamin Mgmt For For
1C. Election of Director: John T. Cahill Mgmt For For
1D. Election of Director: Michael J. Embler Mgmt For For
1E. Election of Director: Matthew J. Hart Mgmt For For
1F. Election of Director: Susan D. Kronick Mgmt For For
1G. Election of Director: Martin H. Nesbitt Mgmt For For
1H. Election of Director: Denise M. O'Leary Mgmt For For
1I. Election of Director: W. Douglas Parker Mgmt For For
1J. Election of Director: Ray M. Robinson Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
KPMG LLP as the independent registered
public accounting firm of American Airlines
Group Inc. for the fiscal year ending
December 31, 2020.
3. A proposal to consider and approve, on a Mgmt For For
non-binding, advisory basis, executive
compensation of American Airlines Group
Inc. as disclosed in the proxy statement.
4. A stockholder proposal to provide a report Shr Against For
on political contributions and
expenditures.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 22-Apr-2020
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Mgmt For For
Advisory, Non-binding "Say on Pay"
Resolution).
3. Ratifying the Appointment of Our Mgmt For For
Independent Registered Public Accounting
Firm for 2020.
4. Make Shareholder Proxy Access More Shr Against For
Accessible.
5. Adopt a New Shareholder Right - Written Shr Against For
Consent
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Shr Against For
Corporation and Report on Recommended
Changes to Governance Documents, Policies,
and Practices.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935171897
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 ADVISORY RESOLUTION ON APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 02-May-2020
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the Mgmt For For
compensation of the Company's Named
Executive Officers, as described in the
2020 Proxy Statement.
3. Non-binding resolution to determine the Mgmt 3 Years For
frequency (whether annual, biennial or
triennial) with which shareholders of the
Company shall be entitled to have an
advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BIRCHCLIFF ENERGY LTD. Agenda Number: 935175415
--------------------------------------------------------------------------------------------------------------------------
Security: 090697103
Meeting Type: Annual and Special
Meeting Date: 14-May-2020
Ticker: BIREF
ISIN: CA0906971035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of directors of the Mgmt For For
Corporation to be elected at the Meeting at
five.
2 DIRECTOR
Dennis A. Dawson Mgmt For For
Debra A. Gerlach Mgmt For For
Stacey E. McDonald Mgmt For For
James W. Surbey Mgmt For For
A. Jeffery Tonken Mgmt For For
3 To appoint KPMG LLP, Chartered Professional Mgmt For For
Accountants, as the auditors of the
Corporation, to hold office until the close
of the next annual meeting of shareholders
of the Corporation, and to authorize the
board of directors to fix their
remuneration as such.
4 To pass an ordinary resolution, the full Mgmt For For
text of which is set forth in the
information circular of the Corporation
dated March 25, 2020, approving all
unallocated stock options under the
Corporation's stock option plan.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935218025
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: BAM
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Murilo Ferreira Mgmt For For
Janice Fukakusa Mgmt For For
Frank J. McKenna Mgmt For For
Rafael Miranda Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the Mgmt For For
external auditor and authorizing the
directors to set its remuneration.
3 The Say on Pay Resolution set out in the Mgmt For For
Corporation's Management Information
Circular dated April 27, 2020 (the
"Circular").
4 The Shareholder Proposal One set out in the Shr Against For
Circular.
5 The Shareholder Proposal Two set out in the Shr Against For
Circular.
--------------------------------------------------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC. Agenda Number: 935208961
--------------------------------------------------------------------------------------------------------------------------
Security: 12008R107
Meeting Type: Annual
Meeting Date: 17-Jun-2020
Ticker: BLDR
ISIN: US12008R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Levy Mgmt For For
Cleveland A. Christophe Mgmt For For
Craig A. Steinke Mgmt For For
2. Advisory vote on the compensation of the Mgmt For For
named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 935210651
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2020.
4. A shareholder proposal related to the right Shr Against For
to act by written consent.
5. A shareholder proposal related to a climate Shr Against For
lobbying report.
6. A shareholder proposal related to a Shr Against For
political contributions report.
7. A shareholder proposal related to a sexual Shr Against For
harassment policy.
--------------------------------------------------------------------------------------------------------------------------
EXOR N.V. Agenda Number: 712410745
--------------------------------------------------------------------------------------------------------------------------
Security: N3140A107
Meeting Type: OGM
Meeting Date: 20-May-2020
Ticker:
ISIN: NL0012059018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPEN MEETING Non-Voting
2.A RECEIVE REPORT OF BOARD OF DIRECTORS Non-Voting
2.B APPROVE REMUNERATION REPORT Mgmt For For
2.C ADOPT FINANCIAL STATEMENTS Mgmt For For
2.D RECEIVE EXPLANATION ON COMPANY'S DIVIDEND Non-Voting
POLICY
2.E APPROVE DIVIDENDS Mgmt For For
3.A RATIFY ERNST YOUNG AS AUDITORS Mgmt For For
3.B AMEND REMUNERATION POLICY Mgmt For For
4.A APPROVE DISCHARGE OF EXECUTIVE DIRECTORS Mgmt For For
4.B APPROVE DISCHARGE OF NON-EXECUTIVE Mgmt For For
DIRECTORS
5 REELECT JOHN ELKANN AS EXECUTIVE DIRECTOR Mgmt For For
6.A REELECT MARC BOLLAND AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.B REELECT ALESSANDRO NASI AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.C REELECT ANDREA AGNELLI AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.D REELECT GINEVRA ELKANN AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.E REELECT ANTONIO HORTA-OSORIO AS Mgmt For For
NON-EXECUTIVE DIRECTOR
6.F REELECT MELISSA BETHELL AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.G REELECT LAURENCE DEBROUX AS NON-EXECUTIVE Mgmt For For
DIRECTOR
6.H REELECT JOSEPH BAE AS NON-EXECUTIVE Mgmt For For
DIRECTOR
7.A AUTHORIZE REPURCHASE OF SHARES Mgmt For For
7.B APPROVE CANCELLATION OF REPURCHASED SHARES Mgmt For For
8 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT 04 MAY 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HP INC. Agenda Number: 935182725
--------------------------------------------------------------------------------------------------------------------------
Security: 40434L105
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: HPQ
ISIN: US40434L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aida M. Alvarez Mgmt For For
Shumeet Banerji Mgmt For For
Robert R. Bennett Mgmt For For
Charles V. Bergh Mgmt For For
Stacy Brown-Philpot Mgmt For For
Stephanie A. Burns Mgmt For For
Mary Anne Citrino Mgmt For For
Richard Clemmer Mgmt For For
Enrique Lores Mgmt For For
Yoky Matsuoka Mgmt For For
Stacey Mobley Mgmt For For
Subra Suresh Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as HP Inc.'s independent registered
public accounting firm for the fiscal year
ending October 31, 2020
3. To approve, on an advisory basis, HP Inc.'s Mgmt For For
executive compensation
4. To approve HP Inc.'s 2021 Employee Stock Mgmt For For
Purchase Plan
5. Stockholder proposal requesting Shr Against For
stockholders' right to act by written
consent, if properly presented at the
annual meeting
--------------------------------------------------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP INC. Agenda Number: 935135485
--------------------------------------------------------------------------------------------------------------------------
Security: 47233W109
Meeting Type: Annual
Meeting Date: 17-Apr-2020
Ticker: JEF
ISIN: US47233W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda L. Adamany Mgmt For For
1B. Election of Director: Barry J. Alperin Mgmt For For
1C. Election of Director: Robert D. Beyer Mgmt For For
1D. Election of Director: Francisco L. Borges Mgmt For For
1E. Election of Director: Brian P. Friedman Mgmt For For
1F. Election of Director: MaryAnne Gilmartin Mgmt For For
1G. Election of Director: Richard B. Handler Mgmt For For
1H. Election of Director: Robert E. Joyal Mgmt For For
1I. Election of Director: Jacob M. Katz Mgmt For For
1J. Election of Director: Michael T. O'Kane Mgmt For For
1K. Election of Director: Stuart H. Reese Mgmt For For
1L. Election of Director: Joseph S. Steinberg Mgmt For For
2. Approve named executive officer Mgmt For For
compensation on an advisory basis.
3. Ratify Deloitte & Touche LLP as independent Mgmt For For
auditors for the year-ended November 30,
2020.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935170833
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Lee R. Raymond Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ratification of independent registered Mgmt For For
public accounting firm
4. Independent board chairman Shr Against For
5. Oil and gas company and project financing Shr Against For
related to the Arctic and the Canadian oil
sands
6. Climate change risk reporting Shr Against For
7. Amend shareholder written consent Shr Against For
provisions
8. Charitable contributions disclosure Shr Against For
9. Gender/Racial pay equity Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935133001
--------------------------------------------------------------------------------------------------------------------------
Security: 526057302
Meeting Type: Annual
Meeting Date: 07-Apr-2020
Ticker: LENB
ISIN: US5260573028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rick Beckwitt Mgmt For For
1B. Election of Director: Irving Bolotin Mgmt For For
1C. Election of Director: Steven L. Gerard Mgmt For For
1D. Election of Director: Tig Gilliam Mgmt For For
1E. Election of Director: Sherrill W. Hudson Mgmt For For
1F. Election of Director: Jonathan M. Jaffe Mgmt For For
1G. Election of Director: Sidney Lapidus Mgmt For For
1H. Election of Director: Teri P. McClure Mgmt For For
1I. Election of Director: Stuart Miller Mgmt For For
1J. Election of Director: Armando Olivera Mgmt For For
1K. Election of Director: Jeffrey Sonnenfeld Mgmt For For
1L. Election of Director: Scott Stowell Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
November 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC. Agenda Number: 935164638
--------------------------------------------------------------------------------------------------------------------------
Security: 608190104
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MHK
ISIN: US6081901042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: Karen A. Smith Bogart
1B. Election of Director for a term of three Mgmt For For
years: Jeffrey S. Lorberbaum
2. The ratification of the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt For For
compensation, as disclosed in the Company's
Proxy Statement for the 2020 Annual Meeting
of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE CAPITAL GROUP, LLC Agenda Number: 935057198
--------------------------------------------------------------------------------------------------------------------------
Security: 674001201
Meeting Type: Consent
Meeting Date: 23-Jul-2019
Ticker: OAK
ISIN: US6740012017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, by and among Oaktree, Brookfield,
Oslo Holdings LLC, a Delaware limited
liability company ("SellerCo"), Oslo
Holdings Merger Sub LLC, a Delaware limited
liability company ("Seller MergerCo"), and
Berlin Merger Sub, LLC, a Delaware limited
liability company ("Berlin Merger Sub"),
pursuant to which (i) Berlin Merger Sub
will merge with and into Oaktree (the
"initial merger"), with Oaktree surviving
such merger and (ii) SellerCo will merge
with and into Seller MergerCo.
2. Adoption of following resolution, on a Mgmt For For
non-binding, advisory basis: "RESOLVED,
that the compensation that will or may be
made to Oaktree's named executive officers
in connection with mergers, & agreements or
understandings pursuant to which such
compensation will or may be made, in each
case, as disclosed pursuant to Item 402(t)
of Regulation S-K under heading "Special
Factors-Interests of Oaktree Directors &
Executive Officers in the Mergers"
beginning on page 97 of the consent
solicitation statement/prospectus, which is
part of Registration Statement.
--------------------------------------------------------------------------------------------------------------------------
SPECTRUM BRANDS HOLDINGS, INC. Agenda Number: 935044141
--------------------------------------------------------------------------------------------------------------------------
Security: 84790A105
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: SPB
ISIN: US84790A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of the Class I Director: Sherianne Mgmt For For
James
1.2 Election of the Class I Director: Norman Mgmt For For
Matthews
1.3 Election of the Class I Director: Joseph Mgmt For For
Steinberg
2. Ratify the appointment of KPMG LLP ("KPMG") Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2019 ("Fiscal 2019").
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's executive
officers.
--------------------------------------------------------------------------------------------------------------------------
STOLT-NIELSEN LTD Agenda Number: 712306213
--------------------------------------------------------------------------------------------------------------------------
Security: G85080102
Meeting Type: AGM
Meeting Date: 16-Apr-2020
Ticker:
ISIN: BMG850801025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 DETERMINATION OF DIVIDENDS, ALLOCATION OF Mgmt For For
PROFITS
2 APPROVAL OF AUTHORIZATION OF SHARE Mgmt For For
REPURCHASES
3.A ELECTION OF DIRECTOR: SAMUEL COOPERMAN Mgmt For For
3.B ELECTION OF DIRECTOR: JAN CHR ENGELHARDTSEN Mgmt For For
3.C ELECTION OF DIRECTOR: ROLF HABBEN JANSEN Mgmt For For
3.D ELECTION OF DIRECTOR: HAAKOAN LARSSON Mgmt For For
3.E ELECTION OF DIRECTOR: JACOB B. Mgmt For For
STOLT-NIELSEN
3.F ELECTION OF DIRECTOR: NIELS G. Mgmt For For
STOLT-NIELSEN
3.G ELECTION OF DIRECTOR: TOR OLAV TROIM Mgmt For For
4 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For
FILL ANY VACANCY ON THE BOARD OF DIRECTORS
LEFT UNFILLED AT THE ANNUAL GENERAL MEETING
5 ELECTION OF SAMUEL COOPERMAN AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
6 ELECTION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITORS OF THE COMPANY AND
AUTHORIZATION OF THE BOARD OF DIRECTORS TO
FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 935184135
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: STOR
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Donovan Mgmt For For
Mary Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Tawn Kelley Mgmt For For
Catherine D. Rice Mgmt For For
Einar A. Seadler Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
Christopher H. Volk Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SYSTEMAX INC. Agenda Number: 935187965
--------------------------------------------------------------------------------------------------------------------------
Security: 871851101
Meeting Type: Annual
Meeting Date: 01-Jun-2020
Ticker: SYX
ISIN: US8718511012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Leeds Mgmt For For
Bruce Leeds Mgmt For For
Robert Leeds Mgmt For For
Barry Litwin Mgmt For For
Chad M. Lindbloom Mgmt For For
Paul S. Pearlman Mgmt For For
Lawrence Reinhold Mgmt For For
Robert D. Rosenthal Mgmt For For
2. The adoption, on an advisory basis, of a Mgmt For For
resolution approving the compensation of
the Named Executive Officers of the Company
as described in the "Executive
Compensation" section of the 2020 Proxy
Statement.
3. A Proposal to approve the Company's 2020 Mgmt For For
Omnibus Long-Term Incentive Plan.
4. A Proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent auditor for fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
TERRAVEST INDUSTRIES INC. Agenda Number: 935122678
--------------------------------------------------------------------------------------------------------------------------
Security: 88105G103
Meeting Type: Annual
Meeting Date: 10-Feb-2020
Ticker: TRRVF
ISIN: CA88105G1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Charles Pellerin Mgmt For For
Blair Cook Mgmt For For
Dale H. Laniuk Mgmt For For
Dustin Haw Mgmt For For
Rocco Rossi Mgmt For For
Mick MacBean Mgmt For For
George Armoyan Mgmt For For
2 Appointment of Raymond Chabot Grant Mgmt For For
Thornton LLP as Auditors of the Company for
the ensuing year and to authorize the
directors to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 935171556
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103
Meeting Type: Annual
Meeting Date: 08-May-2020
Ticker: PGR
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Philip Bleser Mgmt For For
1B. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Charles A. Davis Mgmt For For
1E. Election of Director: Roger N. Farah Mgmt For For
1F. Election of Director: Lawton W. Fitt Mgmt For For
1G. Election of Director: Susan Patricia Mgmt For For
Griffith
1H. Election of Director: Jeffrey D. Kelly Mgmt For For
1I. Election of Director: Patrick H. Nettles, Mgmt For For
Ph.D.
1J. Election of Director: Barbara R. Snyder Mgmt For For
1K. Election of Director: Jan E. Tighe Mgmt For For
1L. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our Mgmt For For
executive compensation program.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935148406
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Vittorio Colao Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4. Nonqualified Savings Plan Earnings Shr Against For
5. Special Shareholder Meetings Shr Against For
6. Lobbying Activities Report Shr Against For
7. User Privacy Metric Shr Against For
8. Amend Severance Approval Policy Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935129470
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Special
Meeting Date: 05-Mar-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Stock Issuance Proposal-To consider and Mgmt For For
vote upon a proposal to approve the
issuance of more than 20% of the Company's
issued and outstanding shares of common
stock, par value $0.01 per share, of the
Company ("Common Stock") in connection with
the Securities Purchase Agreement, dated as
of December 15, 2019 (the "Purchase
Agreement"), by and between the Company and
Felix Investments Holdings II, LLC ("Felix
Parent"), a copy of which is attached to
the proxy statement for the Special Meeting
as Annex A ("Proposal No. 1").
2. Adjournment Proposal-To consider and vote Mgmt For For
upon a proposal to approve the adjournment
of the Special Meeting to a later date or
dates, if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of the Stock Issuance Proposal.
This proposal will only be presented at the
Special Meeting if there are not sufficient
votes to approve the Stock Issuance
Proposal ("Proposal No. 2").
--------------------------------------------------------------------------------------------------------------------------
WPX ENERGY, INC. Agenda Number: 935172572
--------------------------------------------------------------------------------------------------------------------------
Security: 98212B103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: WPX
ISIN: US98212B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A Carrig Mgmt For For
1B. Election of Director: Clay M. Gaspar Mgmt For For
1C. Election of Director: Robert K. Herdman Mgmt For For
1D. Election of Director: Kelt Kindick Mgmt For For
1E. Election of Director: Karl F. Kurz Mgmt For For
1F. Election of Director: Kimberly S. Lubel Mgmt For For
1G. Election of Director: Richard E. Muncrief Mgmt For For
1H. Election of Director: D. Martin Phillips Mgmt For For
1I. Election of Director: Douglas E. Swanson, Mgmt For For
Jr.
1J. Election of Director: Valerie M. Williams Mgmt For For
2. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent public
accounting firm for the Company for the
year ending December 31, 2020.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Goodhaven Funds Trust
By (Signature) /s/ Larry Pitkowsky
Name Larry Pitkowsky
Title President and Principal Executive Officer
Date 08/26/2020