UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2019 to 06/30/2020
Item 1. Proxy Voting Record.
Validea Market Legends ETF
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ABERCROMBIE & FITCH CO. Agenda Number: 935174627
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Security: 002896207
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ANF
ISIN: US0028962076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Terry L. Burman Mgmt For For
1C. Election of Director: Felix Carbullido Mgmt For For
1D. Election of Director: Susie Coulter Mgmt For For
1E. Election of Director: Sarah M. Gallagher Mgmt For For
1F. Election of Director: James A. Goldman Mgmt For For
1G. Election of Director: Michael E. Greenlees Mgmt For For
1H. Election of Director: Archie M. Griffin Mgmt For For
1I. Election of Director: Fran Horowitz Mgmt For For
1J. Election of Director: Helen E. McCluskey Mgmt For For
1K. Election of Director: Charles R. Perrin Mgmt For For
1L. Election of Director: Nigel Travis Mgmt For For
2. Approval of advisory resolution to approve Mgmt For For
executive compensation.
3. Approval of an amendment to the Abercrombie Mgmt For For
& Fitch Co. 2016 Long-Term Incentive Plan
for Directors to authorize 150,000
additional shares.
4. Approval of an amendment to the Abercrombie Mgmt For For
& Fitch Co. 2016 Long-Term Incentive Plan
for Associates to authorize 150,000
additional shares.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 30,
2021.
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ADVANCED DRAINAGE SYSTEMS, INC./WMS Agenda Number: 935049848
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Security: 00790R104
Meeting Type: Annual
Meeting Date: 23-Jul-2019
Ticker: WMS
ISIN: US00790R1041
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ross M. Jones Mgmt For For
1b. Election of Director: C. Robert Kidder Mgmt For For
1c. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for
fiscal year 2020.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
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AEGON N.V. Agenda Number: 935194201
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Security: 007924103
Meeting Type: Annual
Meeting Date: 15-May-2020
Ticker: AEG
ISIN: US0079241032
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.3 Remuneration Report 2019 (This item will be Mgmt For For
subject to an advisory vote)
3.4 Adoption of the Annual Accounts 2019 Mgmt For For
3.5 Approval of the final dividend 2019 Mgmt For For
4.1 Release from liability for the members of Mgmt For For
the Executive Board for their duties
performed during 2019
4.2 Release from liability for the members of Mgmt For For
the Supervisory Board for their duties
performed during 2019
5.1 Adoption of the Remuneration Policy for Mgmt For For
members of the Executive Board
5.2 Adoption of the Remuneration Policy for Mgmt For For
members of the Supervisory Board
6.1 Appointment of Mr. Thomas Wellauer as Mgmt For For
member of the Supervisory Board
6.2 Appointment of Mrs. Caroline Ramsay as Mgmt For For
member of the Supervisory Board
7.1 Appointment of Mr. Lard Friese as member of Mgmt For For
the Executive Board
8.1 Proposal to cancel common shares and common Mgmt For For
shares B
8.2 Authorization of the Executive Board to Mgmt For For
issue common shares with or without
pre-emptive rights
8.3 Authorization of the Executive Board to Mgmt For For
issue shares in connection with a rights
issue
8.4 Authorization of the Executive Board to Mgmt For For
acquire shares in the Company
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ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935202159
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Security: 018581108
Meeting Type: Annual
Meeting Date: 09-Jun-2020
Ticker: ADS
ISIN: US0185811082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ralph J. Andretta Mgmt For For
1.2 Election of Director: Roger H. Ballou Mgmt For For
1.3 Election of Director: John C. Gerspach, Jr. Mgmt For For
1.4 Election of Director: Rajesh Natarajan Mgmt For For
1.5 Election of Director: Timothy J. Theriault Mgmt For For
1.6 Election of Director: Laurie A. Tucker Mgmt For For
1.7 Election of Director: Sharen J. Turney Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the 2020 Omnibus Incentive Mgmt For For
Plan.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of Alliance Data
Systems Corporation for 2020.
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AMERICAN EQUITY INVESTMENT LIFE HLDG CO Agenda Number: 935186583
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Security: 025676206
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: AEL
ISIN: US0256762065
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Anant Bhalla Mgmt For For
Joyce A. Chapman Mgmt For For
James M. Gerlach Mgmt For For
Robert L. Howe Mgmt For For
Michelle M. Keeley Mgmt For For
William R. Kunkel Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the Company's Amended and Mgmt For For
Restated Equity Incentive Plan.
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ARCH COAL, INC. Agenda Number: 935144319
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Security: 039380407
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: ARCH
ISIN: US0393804077
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick J. Bartels, Jr. Mgmt For For
James N. Chapman Mgmt For For
John W. Eaves Mgmt For For
Sherman K. Edmiston III Mgmt For For
Robert B. Hamill Mgmt For For
Holly Keller Koeppel Mgmt For For
Patrick A. Kriegshauser Mgmt For For
Paul A. Lang Mgmt For For
Richard A. Navarre Mgmt For For
2. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
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ARENA PHARMACEUTICALS, INC. Agenda Number: 935198805
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Security: 040047607
Meeting Type: Annual
Meeting Date: 12-Jun-2020
Ticker: ARNA
ISIN: US0400476075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jayson Dallas, M.D. Mgmt For For
Oliver Fetzer, Ph.D. Mgmt For For
Kieran T. Gallahue Mgmt For For
Jennifer Jarrett Mgmt For For
Amit D. Munshi Mgmt For For
Garry A. Neil, M.D. Mgmt For For
Tina S. Nova, Ph.D. Mgmt For For
Manmeet S. Soni Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement accompanying this notice.
3. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
effect an increase in the total number of
authorized shares of our common stock.
4. To approve the Arena Pharmaceuticals, Inc. Mgmt For For
2020 Long-Term Incentive Plan.
5. To ratify the appointment of KPMG LLP, an Mgmt For For
independent registered public accounting
firm, as our independent auditors for the
fiscal year ending December 31, 2020.
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ASGN INCORPORATED Agenda Number: 935204076
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Security: 00191U102
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: ASGN
ISIN: US00191U1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark A. Frantz Mgmt For For
1.2 Election of Director: Jonathan S. Holman Mgmt For For
1.3 Election of Director: Arshad Matin Mgmt For For
2. Proposal to approve the Company's Second Mgmt For For
Amended and Restated ASGN Incorporated 2010
Employee Stock Purchase Plan.
3. Proposal to approve on a non-binding Mgmt For For
advisory basis the Company's executive
compensation for the year ended December
31, 2019.
4. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for the year ending December 31, 2020.
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AVX CORPORATION Agenda Number: 935049836
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Security: 002444107
Meeting Type: Annual
Meeting Date: 24-Jul-2019
Ticker: AVX
ISIN: US0024441075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David DeCenzo Mgmt For For
Koichi Kano Mgmt For For
Hideo Tanimoto Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending March 31,
2020.
3. To approve the Management Incentive Plan. Mgmt For For
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BANCO BBVA ARGENTINA S.A. Agenda Number: 935142214
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Security: 058934100
Meeting Type: Annual
Meeting Date: 07-Apr-2020
Ticker: BBAR
ISIN: US0589341009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Appointment of two shareholders to prepare Mgmt For
and sign the Meeting minutes, together with
the Chairman of the Meeting.
2) Consideration of the Annual Report, BBVA Mgmt For
Report, Financial Statements, Supplementary
Information and other Accounting
Information, Report of the Supervisory
Committee and Auditor Report related to
corporate Fiscal Year No. 145, ended on
December 31, 2019.
3) Consideration of the management of the Mgmt For
Board of Directors, General Manager and the
Supervisory Committee.
4) Consideration of the results of the Mgmt For
corporate Fiscal Year No. 145 ended on
December 31, 2019. Treatment of the
not-classified results as of December 31,
2019, for the amount of AR$
31,008,199,765.84. It is proposed to apply:
a) AR$ 6,201,639,953.17 to the Legal
Reserve; and b) AR$ 24,806,559,812.67 to
the voluntary reserve for future
distribution of results pursuant the
Argentine Central Bank Distribution of
Results, Ordered Text.
5) Partial write-off of the voluntary reserve Mgmt For
fund, for future profit distributions, to
apply the amount of AR$ 2,500,000,000 to
the payment of a cash dividend subject to
the prior authorization of the Central Bank
of the Argentine Republic. Delegate to the
Board the determination of a date to make
dividends available to the Shareholders.
6) Consideration of the Board remuneration Mgmt For
corresponding to the Fiscal Year No 145,
ended on December 31, 2019.
7) Consideration of the Supervisory Committee Mgmt For
remuneration corresponding to the Fiscal
Year No 145, ended on December 31, 2019.
8) Determination of the number of members of Mgmt For
the Board of Directors and appointment of
Directors, as appropriate. Authorization
for carrying out the proceedings and
filings and registration of the adopted
resolutions.
9) Appointment of three Regular Statutory Mgmt For
Auditors and three Alternate Statutory
Auditors for the current fiscal year
Statutory Auditors' Committee.
10) Compensation of certifying accountant of Mgmt For
the Financial Statements for the fiscal
year No. 145 ended December 31, 2019.
11) Appointment of the certifying accountant Mgmt For
for the financial statements corresponding
to fiscal year 2020.
12) Allocation of the budget to the Audit Mgmt For
Committee under the Capital Markets Law No.
26.831 to hire professional advice.
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BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 935134053
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Security: 05946K101
Meeting Type: Annual
Meeting Date: 13-Mar-2020
Ticker: BBVA
ISIN: US05946K1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the annual financial statements Mgmt For For
and management reports of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group for the financial year
ended 31 December 2019.
1.2 Approval of the non-financial information Mgmt For For
report of Banco Bilbao Vizcaya Argentaria,
S.A. and that of its consolidated Group for
the financial year ended 31 December 2019.
1.3 Approval of the allocation of profit for Mgmt For For
the 2019 financial year.
1.4 Approval of corporate management during the Mgmt For For
2019 financial year.
2.1 Re-election of Ms Lourdes Maiz Carro as Mgmt For For
member of the Board of Director.
2.2 Re-election of Ms Susana Rodriguez Vidarte Mgmt For For
as member of the Board of Director.
2.3 Appointment of Mr Raul Catarino Galamba de Mgmt For For
Oliveira as member of the Board of
Director.
2.4 Appointment of Ms Ana Leonor Revenga Mgmt For For
Shanklin as member of the Board of
Director.
2.5 Appointment of Mr Carlos Vicente Salazar Mgmt For For
Lomelin as member of the Board of Director.
3. Approval of a maximum level of variable Mgmt For For
remuneration of up to 200% of the fixed
component of total remuneration for a group
of employees whose professional activities
have significant impact on the Group's risk
profile.
4. Re-appointment of the statutory auditors of Mgmt For For
Banco Bilbao Vizcaya Argentaria, S.A. and
its consolidated Group for the 2020
financial year.
5. Delegation of powers on the Board of Mgmt For For
Directors, with the power of substitution,
to formalise, rectify, interpret and
execute the resolutions adopted by the
Annual General Meeting.
6. Consultative vote on the Annual Report on Mgmt For For
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
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BANCO MACRO S.A. Agenda Number: 935190001
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Security: 05961W105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: BMA
ISIN: US05961W1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appoint two shareholders to sign the Mgmt For
Minutes of the Shareholders' Meeting.
2. Evaluate the documentation provided for in Mgmt For
section 234, subsection 1 of Law No. 19550,
for the fiscal year ended December 31st
2019.
3. Evaluate the management of the Board and Mgmt For
the Supervisory Committee.
4. Evaluate the application of the retained Mgmt For
earnings as of December 31st 2019. Total
Retained Earnings: AR$ 40,588,848,524.10
which the Board proposes may be applied as
follows: a) AR$ 8,159,955,104.82 to Legal
Reserve Fund; b) AR$ 32,428,893,419.28 to
the optional reserve fund for future profit
distributions, pursuant to Communication
"A" 6464 and its complementary issued by
the Central Bank of the Republic of
Argentina.
5. Separate a portion of the optional reserve Mgmt For
fund for future profit distributions in
order to allow the application of AR$
12,788,268,160 to the payment of a cash
dividend, within 10 business days of its
approval by the Shareholders' Meeting,
subject to the prior authorization of the
Central Bank of the Republic of Argentina.
Delegate to the Board of Directors the
power to determine the date of the
effective availability to the Shareholders
of the cash dividend.
6. Evaluate the remunerations of the members Mgmt For
of the Board of Directors for the fiscal
year ended December 31st 2019 within the
limits as to profits, pursuant to section
261 of Law No. 19550 and the Rules of the
Comision Nacional de Valores (Argentine
Securities Exchange Commission).
7. Evaluate the remunerations of the members Mgmt For
of the Supervisory Committee for the fiscal
year ended December 31st 2019.
8. Evaluate the remuneration of the Mgmt For
independent auditor for the fiscal year
ended December 31st 2019.
9A. Appointment of Candidate proposed as Mgmt For
regular Director to hold office for three
fiscal years: Mr. Jorge Horacio Brito
(candidate proposed by Messrs. Jorge
Horacio Brito and Delfin Jorge Ezequiel
Carballo).
9B. Appointment of Candidate proposed as Mgmt For
regular Director to hold office for three
fiscal years: Mr. Delfin Federico Ezequiel
Carballo (candidate proposed by Messrs.
Jorge Horacio Brito and Delfin Jorge
Ezequiel Carballo).
9C. Appointment of Candidate proposed as Mgmt For
regular Director to hold office for three
fiscal years: Having been informed by the
shareholder FGS-ANSES of its decision to
vote on a cumulative basis under section
263 of the Argentine Business Company Law
No. 19550, the third position shall be held
by a director who will be proposed by said
shareholder.
9D. Appointment of Candidate to be proposed as Mgmt For
regular Director to hold office for one
fiscal year in order to fill the vacancy
generated by the resignation of Mr. Juan
Martin Monge Varela and complete the term
of his office: Given that Mr. Juan Martin
Monge Varela was originally proposed by
FGS-ANSES, this position shall be held by a
director to be proposed by said
shareholder.
9E. Appointment of Candidate to be proposed as Mgmt For
regular Director to hold office for two
fiscal years in order to fill the vacancy
generated by the resignation of Mr. Martin
Estanislao Gorosito and complete the term
of his office: Given that Mr. Martin
Estanislao Gorosito was originally proposed
by FGS-ANSES, this position shall be held
by a director to be proposed by said
shareholder.
9F. Appointment of Candidate to be proposed as Mgmt For
alternate Director to hold office for two
fiscal years in order to fill the vacancy
generated by the resignation of Mr.
Alejandro Guillermo Chiti and complete the
term of his office: Given that Mr.
Alejandro Guillermo Chiti was originally
proposed by FGS-ANSES, this position shall
be held by a director to be proposed by
said shareholder.
10. Establish the number and designate the Mgmt For
regular and alternate members of the
Supervisory Committee who shall hold office
for one fiscal year.
11. Appoint the independent auditor for the Mgmt For
fiscal year to end on December 31st 2020.
12. Determine the auditing committee's budget. Mgmt For
13. Authorization to carry out all acts and Mgmt For
filings that are necessary to obtain the
administrative approval and registration of
the resolutions adopted at the
Shareholders' Meeting.
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BLOOMIN' BRANDS, INC. Agenda Number: 935182749
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Security: 094235108
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: BLMN
ISIN: US0942351083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director with term Mgmt For For
expiring in 2023: James R. Craigie
1B. Election of Class II Director with term Mgmt For For
expiring in 2023: David J. Deno
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered certified public
accounting firm for the fiscal year ending
December 27, 2020.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. To approve the Bloomin' Brands, Inc. 2020 Mgmt For For
Omnibus Incentive Compensation Plan.
5. To vote on a stockholder proposal Shr Against For
requesting that the Company take action to
declassify the Board.
6. To vote on a stockholder proposal Shr Against For
requesting that the Board issue a report
assessing how the Company could increase
efforts to mitigate supply chain greenhouse
gas emissions.
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BT GROUP PLC Agenda Number: 935039746
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Security: 05577E101
Meeting Type: Annual
Meeting Date: 10-Jul-2019
Ticker: BT
ISIN: US05577E1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Report and accounts Mgmt For For
2. Annual remuneration report Mgmt For For
3. Final dividend Mgmt For For
4. Re-elect Jan du Plessis Mgmt For For
5. Re-elect Simon Lowth Mgmt For For
6. Re-elect Iain Conn Mgmt For For
7. Re-elect Tim Hottges Mgmt For For
8. Re-elect Isabel Hudson Mgmt For For
9. Re-elect Mike Inglis Mgmt For For
10. Re-elect Nick Rose Mgmt For For
11. Re-elect Jasmine Whitbread Mgmt For For
12. Elect Philip Jansen Mgmt For For
13. Elect Matthew Key Mgmt For For
14. Elect Allison Kirkby Mgmt For For
15. Auditors' re-appointment Mgmt For For
16. Auditors' remuneration Mgmt For For
17. Authority to allot shares Mgmt For For
18. Authority to allot shares for cash (Special Mgmt For For
resolution)
19. Authority to purchase own shares (Special Mgmt For For
resolution)
20. 14 days' notice of meeting (Special Mgmt For For
resolution)
21. Authority for political donations Mgmt For For
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CANADIAN SOLAR INC. Agenda Number: 935223040
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Security: 136635109
Meeting Type: Annual and Special
Meeting Date: 24-Jun-2020
Ticker: CSIQ
ISIN: CA1366351098
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Shawn (Xiaohua) Qu Mgmt For For
Robert K. McDermott Mgmt For For
Harry E. Ruda Mgmt For For
A. (Luen Cheung) Wong Mgmt For For
Arthur (Lap Tat) Wong Mgmt For For
Lauren C. Templeton Mgmt For For
Karl E. Olsoni Mgmt For For
2 To reappoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP as
auditors of the Corporation and to
authorize the directors of the Corporation
to fix their remuneration.
3 To approve a special resolution authorizing Mgmt For For
and approving the continuance of the
Corporation from the federal jurisdiction
of Canada under the Canada Business
Corporations Act to either the provincial
jurisdiction of the Province of British
Columbia under the Business Corporations
Act (British Columbia) or the provincial
jurisdiction of Ontario under the Business
Corporations Act (Ontario) on the basis set
forth in the management information
circular.
4 To approve an ordinary resolution Mgmt For For
authorizing and approving the extension of
the expiry date of the amended and restated
share incentive plan of the Corporation
from September 20, 2020 to June 30, 2029.
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CNX RESOURCES CORPORATION Agenda Number: 935154067
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Security: 12653C108
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: CNX
ISIN: US12653C1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Palmer Clarkson Mgmt For For
1B. Election of Director: Nicholas J. DeIuliis Mgmt For For
1C. Election of Director: Maureen E. Mgmt For For
Lally-Green
1D. Election of Director: Bernard Lanigan, Jr. Mgmt For For
1E. Election of Director: William N. Thorndike, Mgmt For For
Jr.
1F. Election of Director: Ian McGuire Mgmt For For
2. Ratification of Anticipated Appointment of Mgmt For For
Ernst & Young LLP as Independent Auditor.
3. Advisory Approval of 2019 Named Executive Mgmt For For
Compensation.
4. Adoption of the CNX Resources Corporation Mgmt For For
Amended and Restated Equity and Incentive
Compensation Plan.
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D.R. HORTON, INC. Agenda Number: 935119188
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Security: 23331A109
Meeting Type: Annual
Meeting Date: 22-Jan-2020
Ticker: DHI
ISIN: US23331A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of Director: Michael R. Buchanan Mgmt For For
1E. Election of Director: Michael W. Hewatt Mgmt For For
1F. Election of Director: Maribess L. Miller Mgmt For For
2. Proposal Two: Approval of the advisory Mgmt For For
resolution on executive compensation.
3. Proposal Three: Ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm.
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DELEK US HOLDINGS, INC. Agenda Number: 935154562
--------------------------------------------------------------------------------------------------------------------------
Security: 24665A103
Meeting Type: Annual
Meeting Date: 05-May-2020
Ticker: DK
ISIN: US24665A1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ezra Uzi Yemin Mgmt For For
William J. Finnerty Mgmt For For
Richard J. Marcogliese Mgmt For For
Gary M. Sullivan, Jr. Mgmt For For
Vicky Sutil Mgmt For For
David Wiessman Mgmt For For
Shlomo Zohar Mgmt For For
2 To adopt the advisory resolution approving Mgmt For For
the executive compensation program for our
named executive officers as described in
the Proxy Statement.
3 Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the 2020 fiscal
year.
4. To approve the amendment to the 2016 Mgmt For For
Long-Term Incentive Plan to increase the
number of shares available for issuance
thereunder.
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DILLARD'S, INC. Agenda Number: 935166935
--------------------------------------------------------------------------------------------------------------------------
Security: 254067101
Meeting Type: Annual
Meeting Date: 16-May-2020
Ticker: DDS
ISIN: US2540671011
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director: Frank R. Mori Mgmt For For
1B. Election of Class A Director: Reynie Mgmt For For
Rutledge
1C. Election of Class A Director: J.C. Watts, Mgmt For For
Jr.
1D. Election of Class A Director: Nick White Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR FISCAL
2020.
3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For
COMPANY'S NAMED EXECUTIVE OFFICERS.
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DOMTAR CORPORATION Agenda Number: 935178726
--------------------------------------------------------------------------------------------------------------------------
Security: 257559203
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: UFS
ISIN: US2575592033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of nine Directors: Giannella Mgmt For For
Alvarez
1B Robert E. Apple Mgmt For For
1C David J. Illingworth Mgmt For For
1D Brian M. Levitt Mgmt For For
1E David G. Maffucci Mgmt For For
1F Pamela B. Strobel Mgmt For For
1G Denis Turcotte Mgmt For For
1H John D. Williams Mgmt For For
1I Mary A. Winston Mgmt For For
2 Say-on-Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3 The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Corporation's independent public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
EL POLLO LOCO HOLDINGS INC Agenda Number: 935187612
--------------------------------------------------------------------------------------------------------------------------
Security: 268603107
Meeting Type: Annual
Meeting Date: 02-Jun-2020
Ticker: LOCO
ISIN: US2686031079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel N. Borgese Mgmt For For
Mark Buller Mgmt For For
John M. Roth Mgmt For For
2. Proposal to Ratify the Appointment of BDO Mgmt For For
USA, LLP as the Company's Independent
Registered Public Accounting Firm for 2020.
3. Advisory Vote on the Compensation of Named Mgmt For For
Executive Officers.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes to Approve the Compensation
of Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935200600
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2019. Related resolutions. Eni
consolidated financial statements at
December 31, 2019. Reports of the
Directors, of the Board of Statutory
Auditors and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Determination of the number of members of Mgmt For For
the Board of Directors.
4. Determination of the Directors' term of Mgmt For For
office.
5A. Appointment of the Directors: Slate Mgmt For
proposed by Italian Ministry of the Economy
and Finance. (You may only vote For in one
option 5A OR 5B)
5B. Appointment of the Directors: Slate Mgmt For
proposed by a group of Italian & Foreign
Institutional Investors. (You may only vote
For in one option 5A OR 5B)
6. Appointment of the Chairman of the Board of Mgmt For
Directors.
7. Determination of the remuneration of the Mgmt For
Chairman of the Board of Directors and of
the Directors.
8A. Appointment of the Statutory Auditors: Mgmt For
Slate proposed by I Italian Ministry of the
Economy and Finance. (You may only vote For
in one option 8A OR 8B)
8B. Appointment of the Statutory Auditors: Mgmt For
Slate proposed by a g group of Italian &
Foreign Institutional Investors. (You may
only vote For in one option 8A OR 8B)
9. Appointment of the Chairman of the Board of Mgmt For
Statutory Auditors.
10. Determination of the remuneration of the Mgmt For
Chairman of the Board of Statutory Auditors
and of the standing Statutory Auditors.
11. Long term incentive Plan 2020-2022 and Mgmt For For
disposal of Eni treasury shares to serve
the Plan.
12. Report on remuneration policy and Mgmt For For
remuneration paid (Section I): policy on
remuneration.
13. Report on remuneration policy and Mgmt For For
remuneration paid (Section II):
compensation paid.
14. Cancellation of Eni treasury shares in Mgmt For For
portfolio, without reduction of the share
capital and consequent amendments to
article 5.1 of the By-laws; related and
consequent resolutions.
--------------------------------------------------------------------------------------------------------------------------
EQUINOR ASA Agenda Number: 935200270
--------------------------------------------------------------------------------------------------------------------------
Security: 29446M102
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: EQNR
ISIN: US29446M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Election of chair for the meeting Mgmt For For
4 Approval of the notice and the agenda Mgmt For For
5 Election of two persons to co-sign the Mgmt For For
minutes together with the chair of the
meeting
6 Approval of the annual report and accounts Mgmt For For
for Equinor ASA and the Equinor group for
2019, including the board of directors'
proposal for distribution of fourth quarter
2019 dividend
7 Authorisation to distribute dividend based Mgmt For For
on approved annual accounts for 2019
8 Reduction in capital through the Mgmt For For
cancellation of own shares and the
redemption of shares belonging to the
Norwegian government
9 Proposal from shareholder to set short-, Shr Against For
medium-, and long-term net carbon intensity
targets (including Scope 1, 2 and 3)
10 Proposal from shareholder to stop all Shr Against For
exploration activity and test drilling for
fossil energy resources
11 Proposal from shareholder to consider the Shr Against For
health effects of global warming due to
fossil energy in the company's further
strategy
12 Proposal from shareholders to refrain from Shr Against For
oil and gas exploration and production
activities in certain areas
13 Proposal from shareholder to stop all oil Shr Against For
and gas activities outside the Norwegian
continental shelf
14 Proposal from shareholder regarding new Shr Against For
direction for the company including phasing
out of all exploration activities within
two years
15 The board of directors' report on Corporate Mgmt For For
Governance
16A Advisory vote related to the board of Mgmt For For
directors' guidelines on stipulation of
salary and other remuneration for executive
management
16B Approval of the board of directors' Mgmt For For
guidelines on remuneration linked to the
development of the company's share price
17 Approval of remuneration for the company's Mgmt For For
external auditor for 2019
18A The nomination committee's joint proposal Mgmt For For
or (individual voting)
18B Re-election of member to the corporate Mgmt For For
assembly: Member Tone Lunde Bakker
(re-election, nominated as chair)
18C Re-election of member to the corporate Mgmt For For
assembly: Member Nils Bastiansen
(re-election, nominated as deputy chair)
18D Re-election of member to the corporate Mgmt For For
assembly: Member Greger Mannsverk
(re-election)
18E Re-election of member to the corporate Mgmt For For
assembly: Member Terje Venold (re-election)
18F Re-election of member to the corporate Mgmt For For
assembly: Member Kjersti Kleven
(re-election)
18G Re-election of member to the corporate Mgmt For For
assembly: Member Finn Kinserdal
(re-election)
18H Re-election of member to the corporate Mgmt For For
assembly: Member Jarle Roth (re-election)
18I Re-election of member to the corporate Mgmt For For
assembly: Member Kari Skeidsvoll Moe
(re-election)
18J Election of member to the corporate Mgmt For For
assembly: Member Kjerstin Fyllingen (new
election, former 1. deputy member)
18K Election of member to the corporate Mgmt For For
assembly: Member Kjerstin Rasmussen
Braathen (new election)
18L Election of member to the corporate Mgmt For For
assembly: Member Mari Rege (new election)
18M Election of member to the corporate Mgmt For For
assembly: Member Brynjar Kristian
Forbergskog (new election)
18N Election of member to the corporate Mgmt For For
assembly: 1. Deputy member Knut Nesse (new
election)
18O Election of member to the corporate Mgmt For For
assembly: 2. Deputy member Trond Straume
(new election)
18P Re-election of member to the corporate Mgmt For For
assembly: 3. Deputy member Nina Kivijervi
Jonassen (re-election)
18Q Re-election of member to the corporate Mgmt For For
assembly: 4. Deputy member Martin Wien
Fjell (re-election)
19 Determination of remuneration for the Mgmt For For
corporate assembly members
20A The nomination committee's joint proposal Mgmt For For
or (individual voting)
20B Re-election of members to the nomination Mgmt For For
committee: Chair Tone Lunde Bakker
(re-election as chair)
20C Election of members to the nomination Mgmt For For
committee: Member Bjorn Stale Haavik with
personal deputy member Andreas Hilding
Eriksen (new election)
20D Re-election of members to the nomination Mgmt For For
committee: Member Jarle Roth (re-election)
20E Re-election of members to the nomination Mgmt For For
committee: Member Berit L. Henriksen
(re-election)
21 Determination of remuneration for the Mgmt For For
nomination committee members
22 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market to continue operation of the
share savings plan for employees
23 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market for subsequent annulment
--------------------------------------------------------------------------------------------------------------------------
FOOT LOCKER, INC. Agenda Number: 935168686
--------------------------------------------------------------------------------------------------------------------------
Security: 344849104
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: FL
ISIN: US3448491049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to Serve for One-Year Mgmt For For
Term: Maxine Clark
1B. Election of Director to Serve for One-Year Mgmt For For
Term: Alan D. Feldman
1C. Election of Director to Serve for One-Year Mgmt For For
Term: Richard A. Johnson
1D. Election of Director to Serve for One-Year Mgmt For For
Term: Guillermo G. Marmol
1E. Election of Director to Serve for One-Year Mgmt For For
Term: Matthew M. McKenna
1F. Election of Director to Serve for One-Year Mgmt For For
Term: Darlene Nicosia
1G. Election of Director to Serve for One-Year Mgmt For For
Term: Steven Oakland
1H. Election of Director to Serve for One-Year Mgmt For For
Term: Ulice Payne, Jr.
1I. Election of Director to Serve for One-Year Mgmt For For
Term: Kimberly Underhill
1J. Election of Director to Serve for One-Year Mgmt For For
Term: Tristan Walker
1K. Election of Director to Serve for One-Year Mgmt For For
Term: Dona D. Young
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
GAP INC. Agenda Number: 935166771
--------------------------------------------------------------------------------------------------------------------------
Security: 364760108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: GPS
ISIN: US3647601083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy Bohutinsky Mgmt For For
1B. Election of Director: John J. Fisher Mgmt For For
1C. Election of Director: Robert J. Fisher Mgmt For For
1D. Election of Director: William S. Fisher Mgmt For For
1E. Election of Director: Tracy Gardner Mgmt For For
1F. Election of Director: Isabella D. Goren Mgmt For For
1G. Election of Director: Bob L. Martin Mgmt For For
1H. Election of Director: Amy Miles Mgmt For For
1I. Election of Director: Jorge P. Montoya Mgmt For For
1J. Election of Director: Chris O'Neill Mgmt For For
1K. Election of Director: Mayo A. Shattuck III Mgmt For For
1L. Election of Director: Elizabeth A. Smith Mgmt For For
1M. Election of Director: Sonia Syngal Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending on January 30, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
overall compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GATES INDUSTRIAL CORP PLC Agenda Number: 935073178
--------------------------------------------------------------------------------------------------------------------------
Security: G39108108
Meeting Type: Special
Meeting Date: 07-Oct-2019
Ticker: GTES
ISIN: GB00BD9G2S12
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the form of share repurchase Mgmt No vote
contracts and repurchase counterparties.
2. To approve an amendment to the Company's Mgmt No vote
Articles of Association to authorize the
issuance of a new class or classes of
shares, including preference shares,
subject to the limit on the authority of
the Board of Directors to allot new shares
of the Company set forth therein and make
other non-substantive changes.
--------------------------------------------------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC. Agenda Number: 935155158
--------------------------------------------------------------------------------------------------------------------------
Security: 419879101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: HA
ISIN: US4198791018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Carty Mgmt For For
Earl E. Fry Mgmt For For
Lawrence S. Hershfield Mgmt For For
Peter R. Ingram Mgmt For For
Randall L. Jenson Mgmt For For
Crystal K. Rose Mgmt For For
Richard N. Zwern Mgmt For For
2. To ratify Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
Proxy Statement.
A OWNERSHIP QUESTIONNAIRE: Please mark ONE Mgmt For
box ONLY indicating if stock owned of
record or beneficially by you is owned or
contributed by persons who are U.S.
Citizens or non U.S. Citizens (See reverse
side of this card for additional
information.) Please check if owner of
record is a U.S. Citizen, A box MUST be
checked in order for this card to be
considered valid.
B OWNERSHIP QUESTIONNAIRE: Please mark ONE Mgmt For
box ONLY indicating if stock owned of
record or beneficially by you is owned or
contributed by persons who are U.S.
Citizens or non U.S. Citizens (See reverse
side of this card for additional
information.) Please check if owner of
record is NOT a U.S. Citizen, A box MUST be
checked in order for this card to be
considered valid.
--------------------------------------------------------------------------------------------------------------------------
HILLENBRAND, INC. Agenda Number: 935119900
--------------------------------------------------------------------------------------------------------------------------
Security: 431571108
Meeting Type: Annual
Meeting Date: 13-Feb-2020
Ticker: HI
ISIN: US4315711089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel C. Hillenbrand* Mgmt For For
Thomas H. Johnson* Mgmt For For
Neil S. Novich* Mgmt For For
Joe A. Raver* Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation paid by the Company to its
Named Executive Officers.
3. To approve the Company's proposed Restated Mgmt For For
and Amended Articles of Incorporation to,
among other things, provide shareholders
the right to unilaterally amend the
Company's Amended and Restated Code of
By-laws.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2020.
--------------------------------------------------------------------------------------------------------------------------
IHEARTMEDIA, INC. Agenda Number: 935204684
--------------------------------------------------------------------------------------------------------------------------
Security: 45174J509
Meeting Type: Annual
Meeting Date: 15-Jun-2020
Ticker: IHRT
ISIN: US45174J5092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary Barber Mgmt For For
Brad Gerstner Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2020.
3. The approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL OIL LIMITED Agenda Number: 935146123
--------------------------------------------------------------------------------------------------------------------------
Security: 453038408
Meeting Type: Annual
Meeting Date: 01-May-2020
Ticker: IMO
ISIN: CA4530384086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PricewaterhouseCoopers LLP be reappointed Mgmt For For
as auditors of the company.
2 DIRECTOR
D.C. (David) Brownell Mgmt For For
D.W. (David) Cornhill Mgmt For For
B.W. (Bradley) Corson Mgmt For For
K.T. (Krystyna) Hoeg Mgmt For For
M.C. (Miranda) Hubbs Mgmt For For
J.M. (Jack) Mintz Mgmt For For
D.S. (David) Sutherland Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC. Agenda Number: 935184464
--------------------------------------------------------------------------------------------------------------------------
Security: 45765U103
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: NSIT
ISIN: US45765U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard E. Allen Mgmt For For
1.2 Election of Director: Bruce W. Armstrong Mgmt For For
1.3 Election of Director: Linda Breard Mgmt For For
1.4 Election of Director: Timothy A. Crown Mgmt For For
1.5 Election of Director: Catherine Courage Mgmt For For
1.6 Election of Director: Anthony A. Ibarguen Mgmt For For
1.7 Election of Director: Kenneth T. Lamneck Mgmt For For
1.8 Election of Director: Kathleen S. Pushor Mgmt For For
1.9 Election of Director: Girish Rishi Mgmt For For
2. Advisory vote (non-binding) to approve Mgmt For For
named executive officer compensation
3. Approval of the 2020 Omnibus Plan Mgmt For For
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2020
--------------------------------------------------------------------------------------------------------------------------
JANUS HENDERSON GROUP PLC Agenda Number: 935147315
--------------------------------------------------------------------------------------------------------------------------
Security: G4474Y214
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: JHG
ISIN: JE00BYPZJM29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2019 Annual Report and Mgmt For For
Accounts.
2. To reappoint Ms K Desai as a Director. Mgmt For For
3. To reappoint Mr J Diermeier as a Director. Mgmt For For
4. To reappoint Mr K Dolan as a Director. Mgmt For For
5. To reappoint Mr E Flood Jr as a Director. Mgmt For For
6. To reappoint Mr R Gillingwater as a Mgmt For For
Director.
7. To reappoint Mr L Kochard as a Director. Mgmt For For
8. To reappoint Mr G Schafer as a Director. Mgmt For For
9. To reappoint Ms A Seymour-Jackson as a Mgmt For For
Director.
10. To reappoint Mr R Weil as a Director. Mgmt For For
11. To reappoint Mr T Yamamoto as a Director. Mgmt For For
12. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditors and to authorize the Audit
Committee to agree to their remuneration.
13. To authorize the Company to purchase its Mgmt For For
own shares to a limited extent.
14. To authorize the Company to purchase its Mgmt For For
own CDIs to a limited extent.
--------------------------------------------------------------------------------------------------------------------------
KT CORPORATION Agenda Number: 935147808
--------------------------------------------------------------------------------------------------------------------------
Security: 48268K101
Meeting Type: Annual
Meeting Date: 30-Mar-2020
Ticker: KT
ISIN: US48268K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendment to the Articles of Incorporation Mgmt For For
2. Election of Representative Director: Mr. Mgmt For For
Hyeon-Mo Ku
3. Approval of Financial Statements for the Mgmt For For
38th Fiscal Year
4.1 Election of Director: Mr. Yoon-Young Park Mgmt For For
(Inside Director Candidate)
4.2 Election of Director: Mr. Jong-Ook Park Mgmt For For
(Inside Director Candidate)
4.3 Election of Director: Mr. Chung-Gu Kang Mgmt For For
(Outside Director Candidate)
4.4 Election of Director: Mr. Chan-Hi Park Mgmt For For
(Outside Director Candidate)
4.5 Election of Director: Mrs. Eun-Jung Yeo Mgmt For For
(Outside Director Candidate)
4.6 Election of Director: Mr. Hyun-Myung Pyo Mgmt For For
(Outside Director Candidate)
5.1 Election of Member of the Audit Committee: Mgmt For For
Mr. Tae-Yoon Sung
5.2 Election of Member of the Audit Committee: Mgmt For For
Mrs. Eun-Jung Yeo
5.3 Election of Member of the Audit Committee: Mgmt For For
Mr. Chung-Gu Kang
6. Approval of Ceiling Amount on Remuneration Mgmt For For
for Directors
7. Approval of Employment Contract for the Mgmt For For
Representative Director
8. Amendment to Severance Pay Regulations for Mgmt For For
Executives
--------------------------------------------------------------------------------------------------------------------------
KULICKE & SOFFA INDUSTRIES, INC. Agenda Number: 935116877
--------------------------------------------------------------------------------------------------------------------------
Security: 501242101
Meeting Type: Annual
Meeting Date: 18-Feb-2020
Ticker: KLIC
ISIN: US5012421013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Ms. Mui Sung Yeo
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending October 3,
2020.
3. To approve, on a non-binding basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935202515
--------------------------------------------------------------------------------------------------------------------------
Security: 53220K504
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: LGND
ISIN: US53220K5048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason M. Aryeh Mgmt For For
Sarah Boyce Mgmt For For
Todd C. Davis Mgmt For For
Nancy R. Gray, Ph.D. Mgmt For For
John L. Higgins Mgmt For For
John W. Kozarich, Ph.D. Mgmt For For
John L. LaMattina, Ph.D Mgmt For For
Sunil Patel Mgmt For For
Stephen L. Sabba, M.D. Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Ligand's Independent Registered Public
Accounting Firm.
3. Approval, on an advisory basis, of the Mgmt For For
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC Agenda Number: 935084587
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 14-Nov-2019
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Julia S. Johnson Mgmt For For
1D. Election of Director: Brian J. Lillie Mgmt For For
1E. Election of Director: Alan S. Lowe Mgmt For For
1F. Election of Director: Ian S. Small Mgmt For For
1G. Election of Director: Samuel F. Thomas Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 935182004
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 27-May-2020
Ticker: MRO
ISIN: US5658491064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2021: Gregory H. Boyce
1B. Election of Director for a one-year term Mgmt For For
expiring in 2021: Chadwick C. Deaton
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: Marcela E. Donadio
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Jason B. Few
1E. Election of Director for a one-year term Mgmt For For
expiring in 2021: Douglas L. Foshee
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: M. Elise Hyland
1G. Election of Director for a one-year term Mgmt For For
expiring in 2021: Lee M. Tillman
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: J. Kent Wells
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2020.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MERCURY GENERAL CORPORATION Agenda Number: 935160907
--------------------------------------------------------------------------------------------------------------------------
Security: 589400100
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: MCY
ISIN: US5894001008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George Joseph Mgmt For For
Martha E. Marcon Mgmt For For
Joshua E. Little Mgmt For For
Gabriel Tirador Mgmt For For
James G. Ellis Mgmt For For
George G. Braunegg Mgmt For For
Ramona L. Cappello Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of selection of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 935206943
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 16-Jun-2020
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl W. Grise Mgmt For For
1B. Election of Director: Carlos M. Gutierrez Mgmt For For
1C. Election of Director: Gerald L. Hassell Mgmt For For
1D. Election of Director: David L. Herzog Mgmt For For
1E. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1F. Election of Director: Edward J. Kelly, III Mgmt For For
1G. Election of Director: William E. Kennard Mgmt For For
1H. Election of Director: Michel A. Khalaf Mgmt For For
1I. Election of Director: Catherine R. Kinney Mgmt For For
1J. Election of Director: Diana L. McKenzie Mgmt For For
1K. Election of Director: Denise M. Morrison Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2020
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935112158
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 16-Jan-2020
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Bailey Mgmt For For
1.2 Election of Director: Richard M. Beyer Mgmt For For
1.3 Election of Director: Steven J. Gomo Mgmt For For
1.4 Election of Director: Mary Pat McCarthy Mgmt For For
1.5 Election of Director: Sanjay Mehrotra Mgmt For For
1.6 Election of Director: Robert E. Switz Mgmt For For
1.7 Election of Director: MaryAnn Wright Mgmt For For
2. To approve a non-binding resolution to Mgmt For For
approve the compensation of our Named
Executive Officers as described in the
proxy statement.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year ending September
3, 2020.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC Agenda Number: 935077241
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Annual
Meeting Date: 30-Sep-2019
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Procedure for holding the MTS PJSC Mgmt For For
Extraordinary General Shareholders Meeting.
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2. Distribution of MTS PJSC profit (payment of Mgmt For For
dividends) according to the results for the
1st half year 2019.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC Agenda Number: 935115053
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Special
Meeting Date: 30-Dec-2019
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Procedure for holding the MTS PJSC Mgmt For For
Extraordinary General Shareholders Meeting.
EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF
RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE
THEIR NAME, ADDRESS NUMBER OR SHARES AND
THE MANNER OF THE VOTE AS A CONDITION TO
VOTING.
2. Distribution of MTS PJSC profits (payment Mgmt For For
of dividends) according to the results for
the nine months of 2019.
--------------------------------------------------------------------------------------------------------------------------
MOBILE TELESYSTEMS PJSC Agenda Number: 935124507
--------------------------------------------------------------------------------------------------------------------------
Security: 607409109
Meeting Type: Special
Meeting Date: 14-Feb-2020
Ticker: MBT
ISIN: US6074091090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. On procedure for conducting the MTS PJSC Mgmt For For
Extraordinary General Meeting of
Shareholders. EFFECTIVE NOVEMBER 6, 2013,
HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED
TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR
SHARES AND THE MANNER OF THE VOTE AS A
CONDITION TO VOTING.
2A. On MTS PJSC reorganization in the form of Mgmt For For
merger of RIKT JSC into MTS PJSC.
2B. On MTS PJSC reorganization in the form of Mgmt For For
merger of Teleservis JSC into MTS PJSC.
2C. On MTS PJSC reorganization in the form of Mgmt For For
merger of Progtech- Yug LLC into MTS PJSC.
2D. On MTS PJSC reorganization in the form of Mgmt For For
merger of SIBINTERTELECOM JSC into MTS
PJSC.
2E. On MTS PJSC reorganization in the form of Mgmt For For
merger of NVision Consulting LLC into MTS
PJSC.
2F. On MTS PJSC reorganization in the form of Mgmt For For
merger of Avantage LLC into MTS PJSC.
2G. On MTS PJSC reorganization in the form of Mgmt For For
merger of NIS JSC into MTS PJSC.
3A. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of RIKT JSC
acquisition by MTS PJSC (Appendix 8).
3B. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of
acquisition of Teleservis JSC by MTS PJSC
(Appendix 9).
3C. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of
acquisition of Progtech-Yug LLC by MTS PJSC
(Appendix 10).
3D. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of
acquisition of SIBINTERTELECOM JSC by MTS
PJSC (Appendix 11).
3E. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of
acquisition of NVision Consulting LLC by
MTS PJSC (Appendix 12).
3F. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of
acquisition of Avantage LLC by MTS PJSC
(Appendix 13).
3G. Amend the Charter of MTS PJSC with regard Mgmt For For
to reorganization in the form of
acquisition of NIS JSC by MTS PJSC
(Appendix 14).
4. On introduction of amendments to MTS PJSC Mgmt For For
Charter in terms of corporate procedures.
5. On approval of the Regulations on MTS PJSC Mgmt For For
General Shareholders Meeting, as amended.
6. On approval of the Regulations on MTS PJSC Mgmt For For
Board of Directors, as amended
7. On amendments to MTS PJSC Charter with Mgmt For For
respect to the terms of reference of the
management bodies.
8A. To make a decision on MTS PJSC membership Mgmt For For
in Telecom Infra Project (TIP) Association,
location address: 401 Edgewater Place Suite
600 Wakefield, MA 01880, USA.
8B. To make a decision on MTS PJSC membership Mgmt For For
in the Association of big data market
members, location address: 28, Rublevskoye
highway, Moscow, Russia.
--------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. Agenda Number: 935187523
--------------------------------------------------------------------------------------------------------------------------
Security: 67018T105
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: NUS
ISIN: US67018T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel W. Campbell Mgmt For For
1B. Election of Director: Andrew D. Lipman Mgmt For For
1C. Election of Director: Steven J. Lund Mgmt For For
1D. Election of Director: Laura Nathanson Mgmt For For
1E. Election of Director: Thomas R. Pisano Mgmt For For
1F. Election of Director: Zheqing (Simon) Shen Mgmt For For
1G. Election of Director: Ritch N. Wood Mgmt For For
1H. Election of Director: Edwina D. Woodbury Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation
3. Approval of our Third Amended and Restated Mgmt For For
2010 Omnibus Incentive Plan
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935155487
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 14-May-2020
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd J. Austin III Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt For For
Laurette T. Koellner Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt For For
John H. Walker Mgmt For For
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2019.
4. Approval of the amendment and restatement Mgmt For For
of the Nucor Corporation 2014 Omnibus
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
OFFICE DEPOT, INC. Agenda Number: 935161682
--------------------------------------------------------------------------------------------------------------------------
Security: 676220106
Meeting Type: Annual
Meeting Date: 11-May-2020
Ticker: ODP
ISIN: US6762201068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Quincy L. Allen Mgmt For For
1B. Election of Director: Kristin A. Campbell Mgmt For For
1C. Election of Director: Cynthia T. Jamison Mgmt For For
1D. Election of Director: Francesca Ruiz de Mgmt For For
Luzuriaga
1E. Election of Director: Shashank Samant Mgmt For For
1F. Election of Director: Gerry P. Smith Mgmt For For
1G. Election of Director: David M. Szymanski Mgmt For For
1H. Election of Director: Joseph S. Vassalluzzo Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Office Depot, Inc.'s
independent registered public accounting
firm for fiscal year 2020.
3. To approve, in a non-binding, advisory Mgmt For For
vote, Office Depot, Inc.'s executive
compensation.
4. To authorize an amendment to Office Depot, Mgmt For For
Inc.'s Restated Certificate of
Incorporation, as amended, to effect a
reverse stock split of Office Depot, Inc.'s
common stock, par value $0.01 per share, at
a ratio of not less than 1-for-5 and not
greater than 1-for-10, with the exact ratio
and effective time of the reverse stock
split to be determined by the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 935236681
--------------------------------------------------------------------------------------------------------------------------
Security: 686330101
Meeting Type: Annual
Meeting Date: 26-Jun-2020
Ticker: IX
ISIN: US6863301015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Makoto Inoue as Director Mgmt For
1B. Election of Shuji Irie as Director Mgmt For
1C. Election of Shoji Taniguchi as Director Mgmt For
1D. Election of Satoru Matsuzaki as Director Mgmt For
1E. Election of Stan Koyanagi as Director Mgmt For
1F. Election of Yoshiteru Suzuki as Director Mgmt For
1G. Election of Ryuji Yasuda as Outside Mgmt For
Director
1H. Election of Heizo Takenaka as Outside Mgmt For
Director
1I. Election of Michael Cusumano as Outside Mgmt For
Director
1J. Election of Sakie Akiyama as Outside Mgmt For
Director
1K. Election of Hiroshi Watanabe as Outside Mgmt For
Director
1L. Election of Aiko Sekine as Outside Director Mgmt For
--------------------------------------------------------------------------------------------------------------------------
OSHKOSH CORPORATION Agenda Number: 935118047
--------------------------------------------------------------------------------------------------------------------------
Security: 688239201
Meeting Type: Annual
Meeting Date: 04-Feb-2020
Ticker: OSK
ISIN: US6882392011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith J. Allman Mgmt For For
Wilson R. Jones Mgmt For For
Tyrone M. Jordan Mgmt For For
K. Metcalf-Kupres Mgmt For For
Stephen D. Newlin Mgmt For For
Raymond T. Odierno Mgmt For For
Craig P. Omtvedt Mgmt For For
Duncan J. Palmer Mgmt For For
Sandra E. Rowland Mgmt For For
John S. Shiely Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP, an independent registered
public accounting firm, as the Company's
independent auditors for fiscal year 2020.
3. Approval, by advisory vote, of the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PBF ENERGY INC. Agenda Number: 935186242
--------------------------------------------------------------------------------------------------------------------------
Security: 69318G106
Meeting Type: Annual
Meeting Date: 04-Jun-2020
Ticker: PBF
ISIN: US69318G1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Nimbley Mgmt For For
1B. Election of Director: Spencer Abraham Mgmt For For
1C. Election of Director: Wayne Budd Mgmt For For
1D. Election of Director: Karen Davis Mgmt For For
1E. Election of Director: S. Eugene Edwards Mgmt For For
1F. Election of Director: William Hantke Mgmt For For
1G. Election of Director: Edward Kosnik Mgmt For For
1H. Election of Director: Robert Lavinia Mgmt For For
1I. Election of Director: Kimberly Lubel Mgmt For For
1J. Election of Director: George Ogden Mgmt For For
2. The ratification of the appointment of Mgmt For For
Deloitte & Touche LLP as the Company's
independent auditor for the year ended
December 31, 2020.
3. An advisory vote on the 2019 compensation Mgmt For For
of the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 935160565
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Gilbert F. Casellas Mgmt For For
1C. Election of Director: Robert M. Falzon Mgmt For For
1D. Election of Director: Martina Hund-Mejean Mgmt For For
1E. Election of Director: Karl J. Krapek Mgmt For For
1F. Election of Director: Peter R. Lighte Mgmt For For
1G. Election of Director: Charles F. Lowrey Mgmt For For
1H. Election of Director: George Paz Mgmt For For
1I. Election of Director: Sandra Pianalto Mgmt For For
1J. Election of Director: Christine A. Poon Mgmt For For
1K. Election of Director: Douglas A. Scovanner Mgmt For For
1L. Election of Director: Michael A. Todman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding an Shr Against For
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
PVH CORP. Agenda Number: 935208909
--------------------------------------------------------------------------------------------------------------------------
Security: 693656100
Meeting Type: Annual
Meeting Date: 18-Jun-2020
Ticker: PVH
ISIN: US6936561009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For
1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For
1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For
1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For
1F. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For
1G. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For
1K. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For
KNOX
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Approval of amendments to the Company's Mgmt For For
Stock Incentive Plan.
4. Ratification of auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REALOGY HOLDINGS CORP. Agenda Number: 935149408
--------------------------------------------------------------------------------------------------------------------------
Security: 75605Y106
Meeting Type: Annual
Meeting Date: 06-May-2020
Ticker: RLGY
ISIN: US75605Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2021: Fiona P. Dias
1B. Election of Director for a one-year term Mgmt For For
expiring in 2021: Matthew J. Espe
1C. Election of Director for a one-year term Mgmt For For
expiring in 2021: V. Ann Hailey
1D. Election of Director for a one-year term Mgmt For For
expiring in 2021: Bryson R. Koehler
1E. Election of Director for a one-year term Mgmt For For
expiring in 2021: Duncan L. Niederauer
1F. Election of Director for a one-year term Mgmt For For
expiring in 2021: Ryan M. Schneider
1G. Election of Director for a one-year term Mgmt For For
expiring in 2021: Enrique Silva
1H. Election of Director for a one-year term Mgmt For For
expiring in 2021: Sherry M. Smith
1I. Election of Director for a one-year term Mgmt For For
expiring in 2021: Christopher S. Terrill
1J. Election of Director for a one-year term Mgmt For For
expiring in 2021: Michael J. Williams
2. Advisory Approval of the Compensation of Mgmt For For
our Named Executive Officers.
3. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as our
Independent Registered Public Accounting
Firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935176190
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah J. Anderson Mgmt For For
1B. Election of Director: Lisa L. Baldwin Mgmt For For
1C. Election of Director: Karen W. Colonias Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt For For
1E. Election of Director: David H. Hannah Mgmt For For
1F. Election of Director: James D. Hoffman Mgmt For For
1G. Election of Director: Mark V. Kaminski Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt For For
1I. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2020.
4. To approve the amendment and restatement of Mgmt For For
the Reliance Steel & Aluminum Co. Amended
and Restated 2015 Incentive Award Plan.
5. To approve an amendment to the Reliance Mgmt For For
Steel & Aluminum Co. Directors Equity Plan.
6. To consider a stockholder proposal Shr Against For
requesting changes to the Reliance Steel &
Aluminum Co. proxy access bylaw to remove
the size limit on the stockholder
nominating group.
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935163636
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey Stroburg Mgmt For For
1B. Election of Director: Christopher D. Mgmt For For
Sorrells
1C. Election of Director: Peter J.M. Harding Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935143571
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2020
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2019 Annual report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. Approval of potential termination benefits Mgmt For For
5. To elect Hinda Gharbi as a director Mgmt For For
6. To elect Jennifer Nason as a director Mgmt For For
7. To elect Ngaire Woods CBE as a director Mgmt For For
8. To re-elect Megan Clark AC as a director Mgmt For For
9. To re-elect David Constable as a director Mgmt For For
10. To re-elect Simon Henry as a director Mgmt For For
11. To re-elect Jean-Sebastien Jacques as a Mgmt For For
director
12. To re-elect Sam Laidlaw as a director Mgmt For For
13. To re-elect Michael L'Estrange AO as a Mgmt For For
director
14. To re-elect Simon McKeon AO as a director Mgmt For For
15. To re-elect Jakob Stausholm as a director Mgmt For For
16. To re-elect Simon Thompson as a director Mgmt For For
17. Appointment of auditors of Rio Tinto plc Mgmt For For
and Rio Tinto Limited
18. Remuneration of auditors Mgmt For For
19. Authority to make political donations Mgmt For For
20. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - general updates and changes
21. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - hybrid and contemporaneous
general meetings
22. General authority to allot shares Mgmt For For
23. Disapplication of pre-emption rights Mgmt For For
24. Authority to purchase Rio Tinto plc shares Mgmt For For
25. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
SHOE CARNIVAL, INC. Agenda Number: 935201525
--------------------------------------------------------------------------------------------------------------------------
Security: 824889109
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: SCVL
ISIN: US8248891090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: J. Wayne Weaver Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to the
Company's named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for the Company for
fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
SYNNEX CORPORATION Agenda Number: 935130411
--------------------------------------------------------------------------------------------------------------------------
Security: 87162W100
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: SNX
ISIN: US87162W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Murai Mgmt For For
Dwight Steffensen Mgmt For For
Dennis Polk Mgmt For For
Fred Breidenbach Mgmt For For
Laurie Simon Hodrick Mgmt For For
Hau Lee Mgmt For For
Matthew Miau Mgmt For For
Gregory Quesnel Mgmt For For
Ann Vezina Mgmt For For
Thomas Wurster Mgmt For For
Duane Zitzner Mgmt For For
Andrea Zulberti Mgmt For For
2. An advisory vote to approve our Executive Mgmt For For
Compensation.
3. Approval of 2020 Stock Incentive Plan. Mgmt For For
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent auditors for 2020.
--------------------------------------------------------------------------------------------------------------------------
TELEFONICA, S.A. Agenda Number: 935221488
--------------------------------------------------------------------------------------------------------------------------
Security: 879382208
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: TEF
ISIN: US8793822086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the Annual Accounts and of the Mgmt For
Management Report of both Telefonica, S.A.
and its Consolidated Group of Companies for
fiscal year 2019.
1.2 Approval of the Statement of Non-Financial Mgmt For
Information of the Consolidated Group of
Companies led by Telefonica, S.A. for
fiscal year 2019 included in the
Consolidated Management Report of
Telefonica, S.A. and of its Group of
Companies for such fiscal year.
1.3 Approval of the management of the Board of Mgmt For
Directors of Telefonica, S.A. during fiscal
year 2019.
2. Approval of the Proposed Allocation of the Mgmt For
Profits/Losses of Telefonica, S.A. for
fiscal year 2019.
3. Re-election of the Statutory Auditor for Mgmt For
fiscal year 2020.
4.1 Re-election of Mr. Isidro Faine Casas as Mgmt For
proprietary Director.
4.2 Re-election of Mr. Juan Ignacio Cirac Mgmt For
Sasturain as independent Director.
4.3 Re-election of Mr. Jose Javier Echenique Mgmt For
Landiribar as independent Director.
4.4 Re-election of Mr. Peter Erskine as other Mgmt For
external Director.
4.5 Re-election of Ms. Sabina FluxaThienemann Mgmt For
as independent Director.
4.6 Re-election of Mr. Peter Loscher as Mgmt For
independent Director.
4.7 Ratification and appointment of Ms. Mgmt For
Veronica Maria Pascual Boe as independent
Director.
4.8 Ratification and appointment of Ms. Claudia Mgmt For
Sender Ramirez as independent Director.
5.1 Shareholder compensation by means of scrip Mgmt For
dividends: First scrip dividend resolution.
Approval of an increase in share capital
with a charge to reserves by such amount as
may be ...(due to space limits, see proxy
material for full proposal).
5.2 Shareholder compensation by means of scrip Mgmt For
dividends: Second scrip dividend
resolution. Approval of an increase in
share capital with a charge to reserves by
such amount as may be ...(due to space
limits, see proxy material for full
proposal).
6. Delegation to the Board of Directors, with Mgmt For
express powers of substitution, for a term
of five years, of the power to increase
share capital pursuant to the provisions of
section 297.1.b) of the Companies Act (Ley
de Sociedades de Capital), with delegation
of the power to exclude the pre-emptive
rights of the shareholders pursuant to the
provisions of section 506 of the Companies
Act.
7. Delegation to the Board of Directors of the Mgmt For
power to issue debentures, bonds, notes and
other fixed-income securities and hybrid
instruments, including preferred stock, in
all cases be they simple, exchangeable
and/or convertible and/or granting the
holders thereof a share in the earnings of
the company, as well as warrants, with the
power to exclude the pre-emptive rights of
shareholders. Authorization to guarantee
issuances by companies of the Group.
8. Delegation of powers to formalize, Mgmt For
interpret, rectify and carry out the
resolutions adopted by the shareholders at
the General Shareholders' Meeting.
9. Consultative vote on the 2019 Annual Report Mgmt For
on Director Remuneration.
--------------------------------------------------------------------------------------------------------------------------
TENET HEALTHCARE CORPORATION Agenda Number: 935179247
--------------------------------------------------------------------------------------------------------------------------
Security: 88033G407
Meeting Type: Annual
Meeting Date: 28-May-2020
Ticker: THC
ISIN: US88033G4073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald A. Rittenmeyer Mgmt For For
1B. Election of Director: J. Robert Kerrey Mgmt For For
1C. Election of Director: Lloyd J. Austin, III Mgmt For For
1D. Election of Director: James L. Bierman Mgmt For For
1E. Election of Director: Richard W. Fisher Mgmt For For
1F. Election of Director: Meghan M. FitzGerald Mgmt For For
1G. Election of Director: Christopher S. Lynch Mgmt For For
1H. Election of Director: Richard J. Mark Mgmt For For
1I. Election of Director: Tammy Romo Mgmt For For
1J. Election of Director: Nadja Y. West Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the company's executive compensation.
3. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as independent
registered public accountants for the year
ending December 31, 2020.
4. Shareholder proposal regarding an Shr For Against
independent chairman.
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 935181216
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 27-Apr-2020
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. Consideration of the Board of Directors' Mgmt For For
and independent auditor's reports on the
Company's consolidated financial
statements. Approval of the Company's
consolidated financial statements as of
December 31, 2019 and 2018 and for the
years ended December 31, 2019, 2018 and
2017.
A2. Consideration of the independent auditor' Mgmt For For
report on the Company's annual accounts.
Approval of the Company's annual accounts
as at December 31, 2019.
A3. Allocation of results and approval of Mgmt For For
dividend payment for the year ended
December 31, 2019.
A4. Discharge of members of the Board of Mgmt For For
Directors for the exercise of their mandate
during the year ended December 31, 2019.
A5. Election of the members of the Board of Mgmt For For
Directors.
A6. Authorization of the compensation of the Mgmt For For
members of the Board of Directors.
A7. Appointment of the independent auditors for Mgmt For For
the fiscal year ending December 31, 2020
and approval of their fees.
A8. Authorization to the Board of Directors to Mgmt For For
appoint one or more of its members as the
Company' attorney-in-fact.
E1. Decision on the renewal of the authorized Mgmt For For
share capital of the Company and related
authorizations and waivers by: a) The
renewal of the validity period of the
Company' authorized share capital for a
period starting on the date of the
Extraordinary General Meeting of
Shareholders and ending on the fifth
anniversary of the date of the publication
in the Recueil electronique des societes et
associations of the deed recording the
minutes of such meeting. b) The renewal of
the ...(due to space limits, see proxy
material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 935215423
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 05-Jun-2020
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. Consideration of the Consolidated Mgmt For For
Management's and independent auditor's
reports on the Company's consolidated
financial statements. Approval of the
Company's consolidated financial statements
as of December 31, 2019 and 2018 and for
the years ended December 31, 2019, 2018 and
2017.
A2. Consideration of the independent auditor's Mgmt For For
report on the Company's annual accounts.
Approval of the Company's annual accounts
as at December 31, 2019.
A3. Allocation of results for the year ended Mgmt For For
December 31, 2019.
A4. Discharge of members of the Board of Mgmt For For
Directors for the exercise of their mandate
during the year ended December 31, 2019.
A5. Election of the members of the Board of Mgmt For For
Directors.
A6. Authorization of the compensation of the Mgmt For For
members of the Board of Directors.
A7. Appointment of the independent auditors for Mgmt For For
the fiscal year ending December 31, 2020
and approval of their fees.
A8. Authorization to the Board of Directors to Mgmt For For
appoint one or more of its members as the
Company's attorney-in-fact.
E1. Decision on the renewal of the authorized Mgmt For For
share capital of the Company and related
authorizations and waivers by: a) The
renewal of the validity period of the
Company's authorized share capital for a
period starting on the date of the
Extraordinary General Meeting of
Shareholders and ending on the fifth
anniversary of the date of the publication
in the Recueil electronique des societes et
associations, Luxembourg (the "RESA") of
the deed recording the minutes of such
meeting. ...(due to space limits, see proxy
material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
TEXTRON INC. Agenda Number: 935139356
--------------------------------------------------------------------------------------------------------------------------
Security: 883203101
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: TXT
ISIN: US8832031012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott C. Donnelly Mgmt For For
1B. Election of Director: Kathleen M. Bader Mgmt For For
1C. Election of Director: R. Kerry Clark Mgmt For For
1D. Election of Director: James T. Conway Mgmt For For
1E. Election of Director: Paul E. Gagne Mgmt For For
1F. Election of Director: Ralph D. Heath Mgmt For For
1G. Election of Director: Deborah Lee James Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: James L. Ziemer Mgmt For For
1J. Election of Director: Maria T. Zuber Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935134940
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 15-Apr-2020
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda Z. Cook Mgmt For For
1B. Election of Director: Joseph J. Echevarria Mgmt For For
1C. Election of Director: Thomas P. "Todd" Mgmt For For
Gibbons
1D. Election of Director: Jeffrey A. Goldstein Mgmt For For
1E. Election of Director: Edmund F. "Ted" Kelly Mgmt For For
1F. Election of Director: Jennifer B. Morgan Mgmt For For
1G. Election of Director: Elizabeth E. Robinson Mgmt For For
1H. Election of Director: Samuel C. Scott III Mgmt For For
1I. Election of Director: Frederick O. Terrell Mgmt For For
1J. Election of Director: Alfred W. "Al" Zollar Mgmt For For
2. Advisory resolution to approve the 2019 Mgmt For For
compensation of our named executive
officers.
3. Ratification of KPMG LLP as our independent Mgmt For For
auditor for 2020.
4. Stockholder proposal regarding pay equity Shr Against For
report.
5. Stockholder proposal regarding stockholder Shr Against For
vote on bylaw and charter amendments.
--------------------------------------------------------------------------------------------------------------------------
THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 935139558
--------------------------------------------------------------------------------------------------------------------------
Security: 382550101
Meeting Type: Annual
Meeting Date: 06-Apr-2020
Ticker: GT
ISIN: US3825501014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Firestone Mgmt For For
1B. Election of Director: Werner Geissler Mgmt For For
1C. Election of Director: Peter S. Hellman Mgmt For For
1D. Election of Director: Laurette T. Koellner Mgmt For For
1E. Election of Director: Richard J. Kramer Mgmt For For
1F. Election of Director: W. Alan McCollough Mgmt For For
1G. Election of Director: John E. McGlade Mgmt For For
1H. Election of Director: Roderick A. Palmore Mgmt For For
1I. Election of Director: Hera Siu Mgmt For For
1J. Election of Director: Stephanie A. Streeter Mgmt For For
1K. Election of Director: Michael R. Wessel Mgmt For For
1L. Election of Director: Thomas L. Williams Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
4. Shareholder Proposal re: Shareholder vote Shr Against For
on Bylaw and Charter amendments.
--------------------------------------------------------------------------------------------------------------------------
THE MICHAELS COMPANIES, INC. Agenda Number: 935197435
--------------------------------------------------------------------------------------------------------------------------
Security: 59408Q106
Meeting Type: Annual
Meeting Date: 10-Jun-2020
Ticker: MIK
ISIN: US59408Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Josh Bekenstein Mgmt For For
Ashley Buchanan Mgmt For For
Mark S. Cosby Mgmt For For
Ryan Cotton Mgmt For For
Monte E. Ford Mgmt For For
Karen Kaplan Mgmt For For
Matthew S. Levin Mgmt For For
John J. Mahoney Mgmt For For
James A. Quella Mgmt For For
Beryl B. Raff Mgmt For For
2. To approve the amendment and restatement of Mgmt For For
the Second Amended and Restated Michaels
2014 Omnibus Long-Term Incentive Plan (such
amendment and restatement, the "Proposed
Plan"), which provides for an increase of
the shares of Common Stock available for
award under the Proposed Plan and the
removal of certain technical changes to
provisions that are no longer applicable
following the enactment of the Tax Cuts and
Jobs Act of 2017.
3. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
THE RMR GROUP INC. Agenda Number: 935125181
--------------------------------------------------------------------------------------------------------------------------
Security: 74967R106
Meeting Type: Annual
Meeting Date: 11-Mar-2020
Ticker: RMR
ISIN: US74967R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jennifer B. Clark Mgmt For For
1B. Election of Director: Ann Logan Mgmt For For
1C. Election of Director: Rosen Plevneliev Mgmt For For
1D. Election of Director: Adam D. Portnoy Mgmt For For
1E. Election of Director: Walter C. Watkins, Mgmt For For
Jr.
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent auditors to serve
for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 935160375
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Colleen B. Brown Mgmt For For
1B. Election of Director: A. Patrick Beharelle Mgmt For For
1C. Election of Director: Steven C. Cooper Mgmt For For
1D. Election of Director: William C. Goings Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Jeffrey B. Sakaguchi Mgmt For For
1G. Election of Director: Kristi A. Savacool Mgmt For For
1H. Election of Director: Bonnie W. Soodik Mgmt For For
2. To approve, by advisory vote, compensation Mgmt For For
for our named executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935175554
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Oscar Munoz Mgmt For For
1H. Election of Director: Edward M. Philip Mgmt For For
1I. Election of Director: Edward L. Shapiro Mgmt For For
1J. Election of Director: David J. Vitale Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2020
3. Advisory Vote to Approve the Compensation Mgmt For For
of the Company's Named Executive Officers
4. Stockholder Proposal Regarding Stockholder Shr Against For
Action by Written Consent, if Properly
Presented Before the Meeting
5. Stockholder Proposal Regarding a Report on Shr Against For
Lobbying Spending, if Properly Presented
Before the Meeting
6. Stockholder Proposal Regarding a Report on Shr Against For
Global Warming-Related Lobbying Activities,
if Properly Presented B Before the Meeting
--------------------------------------------------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC. Agenda Number: 935196801
--------------------------------------------------------------------------------------------------------------------------
Security: 921659108
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: VNDA
ISIN: US9216591084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Richard W. Mgmt For For
Dugan
1B. Election of Class II Director: Anne Mgmt For For
Sempowski Ward
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the year ending
December 31, 2020.
3. To approve on an advisory basis the named Mgmt For For
executive officer compensation.
4. To approve an amendment and restatement of Mgmt For For
the Company's amended and restated 2016
Equity Incentive Plan ("2016 Plan") to,
among other things, increase the aggregate
number of shares authorized for issuance
under the 2016 Plan.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC Agenda Number: 935052174
--------------------------------------------------------------------------------------------------------------------------
Security: 92857W308
Meeting Type: Annual
Meeting Date: 23-Jul-2019
Ticker: VOD
ISIN: US92857W3088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts, the Mgmt For For
strategic report and reports of the
Directors and the auditor for the year
ended 31 March 2019
2. To elect Sanjiv Ahuja as a Director Mgmt For For
3. To elect David Thodey as a Director Mgmt For For
4. To re-elect Gerard Kleisterlee as a Mgmt For For
Director
5. To re-elect Nick Read as a Director Mgmt For For
6. To re-elect Margherita Della Valle as a Mgmt For For
Director
7. To re-elect Sir Crispin Davis as a Director Mgmt For For
8. To re-elect Michel Demare as a Director Mgmt For For
9. To re-elect Dame Clara Furse as a Director Mgmt For For
10. To re-elect Valerie Gooding as a Director Mgmt For For
11. To re-elect Renee James as a Director Mgmt For For
12. To re-elect Maria Amparo Moraleda Martinez Mgmt For For
as a Director
13. To re-elect David Nish as a Director Mgmt For For
14. To declare a final dividend of 4.16 Mgmt For For
eurocents per ordinary share for the year
ended 31 March 2019
15. To approve the Annual Report on Mgmt For For
Remuneration contained in the Remuneration
Report of the Board for the year ended 31
March 2019
16. To appoint Ernst & Young LLP as the Mgmt For For
Company's auditor until the end of the next
general meeting at which accounts are laid
before the Company
17. To authorise the Audit and Risk Committee Mgmt For For
to determine the remuneration of the
auditor
18. To authorise the Directors to allot shares Mgmt For For
19. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights (Special Resolution)
20. To authorise the Directors to dis-apply Mgmt For For
pre-emption rights up to a further 5 per
cent for the purposes of financing an
acquisition or other capital investment
(Special Resolution)
21. To authorise the Company to purchase its Mgmt For For
own shares (Special Resolution)
22. To authorise political donations and Mgmt For For
expenditure
23. To authorise the Company to call general Mgmt For For
meetings (other than AGMs) on 14 clear
days' notice (Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC. Agenda Number: 935147909
--------------------------------------------------------------------------------------------------------------------------
Security: 930059100
Meeting Type: Annual
Meeting Date: 29-Apr-2020
Ticker: WDR
ISIN: US9300591008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sharilyn S. Gasaway Mgmt For For
Katherine M.A. Kline Mgmt For For
Jerry W. Walton Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve the Waddell & Reed Financial, Inc. Mgmt For For
Stock Incentive Plan, as amended and
restated.
4. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year 2020.
--------------------------------------------------------------------------------------------------------------------------
WERNER ENTERPRISES, INC. Agenda Number: 935169171
--------------------------------------------------------------------------------------------------------------------------
Security: 950755108
Meeting Type: Annual
Meeting Date: 12-May-2020
Ticker: WERN
ISIN: US9507551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerald H. Timmerman Mgmt For For
Diane K. Duren Mgmt For For
2. To approve the advisory resolution on Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of Werner Enterprises, Inc.
for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WINNEBAGO INDUSTRIES, INC. Agenda Number: 935096974
--------------------------------------------------------------------------------------------------------------------------
Security: 974637100
Meeting Type: Annual
Meeting Date: 17-Dec-2019
Ticker: WGO
ISIN: US9746371007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert M. Chiusano Mgmt For For
Richard (Rick) D. Moss Mgmt For For
John M. Murabito Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accountant for Fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION Agenda Number: 935171885
--------------------------------------------------------------------------------------------------------------------------
Security: 98421M106
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: XRX
ISIN: US98421M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Keith Cozza Mgmt For For
1.2 Election of Director: Jonathan Christodoro Mgmt For For
1.3 Election of Director: Joseph J. Echevarria Mgmt For For
1.4 Election of Director: Nicholas Graziano Mgmt For For
1.5 Election of Director: Cheryl Gordon Mgmt For For
Krongard
1.6 Election of Director: Scott Letier Mgmt For For
1.7 Election of Director: Giovanni ("John") Mgmt For For
Visentin
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
3. Approval, on an advisory basis, of the 2019 Mgmt For For
compensation of our named executive
officers.
4. Approval of the Company's Performance Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ZIOPHARM ONCOLOGY, INC. Agenda Number: 935220070
--------------------------------------------------------------------------------------------------------------------------
Security: 98973P101
Meeting Type: Annual
Meeting Date: 29-Jun-2020
Ticker: ZIOP
ISIN: US98973P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Bowden Mgmt For For
Scott Braunstein Mgmt For For
Laurence J. N. Cooper Mgmt For For
Elan Z. Ezickson Mgmt For For
Heidi Hagen Mgmt For For
Douglas W. Pagan Mgmt For For
Scott Tarriff Mgmt For For
2. To ratify the selection by the audit Mgmt For For
committee of the board of directors of RSM
US LLP as the Company's independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
4. To approve the Company's 2020 Equity Mgmt For For
Incentive Plan.
5. To approve an amendment to the Company's Mgmt For For
amended and restated certificate of
incorporation to increase the authorized
number of shares of common stock from
250,000,000 shares to 445,000,000 shares.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature and Title)* /s/ Kristina Nelson
Kristina Nelson, President (principal executive officer)
Date: 8/26/2020
* Print the name and title of each signing officer under his or her signature.