******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-23018
Reporting Period: 07/01/2019 - 06/30/2020
Stone Ridge Trust III
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23018
Stone Ridge Trust III
(Exact name of registrant as specified in charter)
510 Madison Avenue, 21st Floor
New York, New York 10022
(Address of principal executive offices) (Zip code)
Stone Ridge Asset Management LLC
510 Madison Avenue, 21st Floor
New York, New York 10022
(Name and address of agent for service)
Registrant's telephone number, including area code: (855)-609-3680
Date of fiscal year end: October 31, 2020
Date of reporting period: July 1, 2019 to June 30, 2020
Item 1. Proxy Voting Record.
=============== Stone Ridge All Asset Variance Risk Premium Fund ===============
FIRST AMERICAN FUNDS, INC.
Ticker: Security ID: 31846V328
Meeting Date: AUG 29, 2019 Meeting Type: Special
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Baumgardner For For Management
1.2 Elect Director Mark E. Gaumond For For Management
1.3 Elect Director Roger A. Gibson For For Management
1.4 Elect Director Jennifer J. McPeek For For Management
1.5 Elect Director C. David Myers For For Management
1.6 Elect Director Richard K. Riederer For For Management
1.7 Elect Director P. Kelly Tompkins For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC.
Ticker: Security ID: 31846V336
Meeting Date: AUG 29, 2019 Meeting Type: Special
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Baumgardner For For Management
1.2 Elect Director Mark E. Gaumond For For Management
1.3 Elect Director Roger A. Gibson For For Management
1.4 Elect Director Jennifer J. McPeek For For Management
1.5 Elect Director C. David Myers For For Management
1.6 Elect Director Richard K. Riederer For For Management
1.7 Elect Director P. Kelly Tompkins For For Management
=========== Stone Ridge All Asset Variance Risk Premium Sub Fund Ltd ===========
FIRST AMERICAN FUNDS, INC.
Ticker: Security ID: 31846V328
Meeting Date: AUG 29, 2019 Meeting Type: Special
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Baumgardner For For Management
1.2 Elect Director Mark E. Gaumond For For Management
1.3 Elect Director Roger A. Gibson For For Management
1.4 Elect Director Jennifer J. McPeek For For Management
1.5 Elect Director C. David Myers For For Management
1.6 Elect Director Richard K. Riederer For For Management
1.7 Elect Director P. Kelly Tompkins For For Management
--------------------------------------------------------------------------------
FIRST AMERICAN FUNDS, INC.
Ticker: Security ID: 31846V336
Meeting Date: AUG 29, 2019 Meeting Type: Special
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Baumgardner For For Management
1.2 Elect Director Mark E. Gaumond For For Management
1.3 Elect Director Roger A. Gibson For For Management
1.4 Elect Director Jennifer J. McPeek For For Management
1.5 Elect Director C. David Myers For For Management
1.6 Elect Director Richard K. Riederer For For Management
1.7 Elect Director P. Kelly Tompkins For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Stone Ridge Trust III
By (Signature and Title)* /s/ Ross Stevens
Ross Stevens, President, Chief Executive Officer
and Principal Executive Officer
Date August 26, 2020
By (Signature and Title)* /s/ Anthony Zuco
Anthony Zuco, Treasurer, Principal Financial Officer,
Chief Financial Officer and Chief Accounting Officer
Date August 27, 2020
* Print the name and title of each signing officer under his or her signature.