UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2019 to 06/30/2020
RPAR Risk Parity ETF
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AGCO CORPORATION Agenda Number: 935167141
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Security: 001084102
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: AGCO
ISIN: US0010841023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roy V. Armes Mgmt For For
1B. Election of Director: Michael C. Arnold Mgmt For For
1C. Election of Director: Sondra L. Barbour Mgmt For For
1D. Election of Director: P. George Benson Mgmt For For
1E. Election of Director: Suzanne P. Clark Mgmt For For
1F. Election of Director: Wolfgang Deml Mgmt For For
1G. Election of Director: George E. Minnich Mgmt For For
1H. Election of Director: Martin H. Richenhagen Mgmt For For
1I. Election of Director: Gerald L. Shaheen Mgmt For For
1J. Election of Director: Mallika Srinivasan Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2020
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AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935160248
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: AWK
ISIN: US0304201033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
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ANGLO AMERICAN PLC Agenda Number: 712245794
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2020
Ticker:
ISIN: GB00B1XZS820
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 47 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2020
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 13 MARCH 2020
3 TO ELECT HIXONIA NYASULU AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT NONKULULEKO NYEMBEZI AS A DIRECTOR Mgmt For For
OF THE COMPANY
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT JIM RUTHERFORD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
15 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
16 TO APPROVE THE REMUNERATION POLICY SECTION Mgmt For For
OF THE DIRECTORS' REMUNERATION REPORT SET
OUT IN THE INTEGRATED ANNUAL REPORT FOR THE
YEAR ENDED 31 DECEMBER 2019
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2019
18 TO RESOLVE THAT THE RULES OF THE ANGLO Mgmt For For
AMERICAN LONG TERM INCENTIVE PLAN 2020 (THE
"LTIP"), THE PRINCIPAL TERMS OF WHICH ARE
SUMMARISED IN APPENDIX 1 TO THIS NOTICE,
AND A COPY OF WHICH IS PRODUCED TO THE
MEETING AND SIGNED BY THE CHAIRMAN FOR THE
PURPOSES OF IDENTIFICATION, BE APPROVED AND
THE DIRECTORS BE AUTHORISED TO: (I) DO ALL
THINGS NECESSARY TO OPERATE THE LTIP,
INCLUDING MAKING SUCH MODIFICATIONS AS THE
DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE
FINANCIAL CONDUCT AUTHORITY AND BEST
PRACTICE; AND (II) ESTABLISH FURTHER PLANS
BASED ON THE LTIP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROLS OR
SECURITIES LAWS OUTSIDE THE UK, PROVIDED
THAT ANY NEW ISSUE OR TREASURY SHARES MADE
AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE PLAN LIMITS
IN THE LTIP
19 TO RESOLVE THAT THE RULES OF THE ANGLO Mgmt For For
AMERICAN BONUS SHARE PLAN 2020 (THE "BSP"),
THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED
IN APPENDIX 1 TO THIS NOTICE, AND A COPY OF
WHICH IS PRODUCED TO THE MEETING AND SIGNED
BY THE CHAIRMAN FOR THE PURPOSES OF
IDENTIFICATION, BE APPROVED AND THE
DIRECTORS BE AUTHORISED TO: (I) DO ALL
THINGS NECESSARY TO OPERATE THE BSP,
INCLUDING MAKING SUCH MODIFICATIONS AS THE
DIRECTORS CONSIDER APPROPRIATE TO TAKE
ACCOUNT OF THE REQUIREMENTS OF THE
FINANCIAL CONDUCT AUTHORITY AND BEST
PRACTICE; AND (II) ESTABLISH FURTHER PLANS
BASED ON THE BSP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROLS OR
SECURITIES LAWS OUTSIDE THE UK, PROVIDED
THAT ANY NEW ISSUE OR TREASURY SHARES MADE
AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE PLAN LIMITS
IN THE BSP
20 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37.5 MILLION, WHICH REPRESENTS NOT
MORE THAN 5% OF THE TOTAL ISSUED SHARE
CAPITAL OF THE COMPANY, EXCLUSIVE OF
TREASURY SHARES, AS AT 25 FEBRUARY 2020.
THIS AUTHORITY SHALL EXPIRE AT THE EARLIER
OF THE CONCLUSION OF THE ANNUAL GENERAL
MEETING IN 2021 OR AT THE CLOSE OF BUSINESS
ON 30 JUNE 2021 (WHICHEVER IS EARLIER).
SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR
ALL PREVIOUS AUTHORITIES PURSUANT TO
SECTION 551 OF THE COMPANIES ACT 2006
21 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 20 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 20 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18.8 MILLION, WHICH REPRESENTS NO MORE
THAN 2.5% OF THE TOTAL ISSUED ORDINARY
SHARE CAPITAL OF THE COMPANY, EXCLUDING
TREASURY SHARES, IN ISSUE AT 25 FEBRUARY
2020 - AS IF SECTION 561(1) OF THE
COMPANIES ACT 2006 DID NOT APPLY TO ANY
SUCH ALLOTMENT. THIS AUTHORITY SHALL EXPIRE
AT THE EARLIER OF THE CONCLUSION OF THE
ANNUAL GENERAL MEETING IN 2021 OR THE CLOSE
OF BUSINESS ON 30 JUNE 2021 BUT SO THAT THE
COMPANY MAY, BEFORE SUCH EXPIRY, MAKE
OFFERS AND ENTER INTO AGREEMENTS WHICH
WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES
TO BE ALLOTTED AND TREASURY SHARES TO BE
SOLD AFTER THE AUTHORITY GIVEN BY THIS
RESOLUTION HAS EXPIRED AND THE DIRECTORS
MAY ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 561 OF THE COMPANIES
ACT 2006
22 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204.7 MILLION;
B) THE MINIMUM PRICE WHICH MAY BE PAID FOR
AN ORDINARY SHARE IS 5486/91 US CENTS,
WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF 105% OF THE AVERAGE OF THE MIDDLE MARKET
QUOTATION FOR AN ORDINARY SHARE, AS DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH
ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED AND THE HIGHER OF THE PRICE OF
THE LAST INDEPENDENT TRADE AND THE HIGHEST
CURRENT BID ON THE TRADING VENUES WHERE THE
PURCHASE IS CARRIED OUT; AND D) THE
AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT
THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2021
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
23 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
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ANTOFAGASTA PLC Agenda Number: 712405681
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 20-May-2020
Ticker:
ISIN: GB0000456144
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS AND OF THE AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2019
2 TO APPROVE THE DIRECTORS' AND CEO Mgmt For For
REMUNERATION REPORT (EXCLUDING THE
DIRECTORS' AND CEO REMUNERATION POLICY) FOR
THE YEAR ENDED 31 DECEMBER 2019
3 TO APPROVE THE 2020 DIRECTORS' AND CEO Mgmt For For
REMUNERATION POLICY, THE FULL TEXT OF WHICH
IS SET OUT IN THE REMUNERATION SECTION OF
THE ANNUAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2019
4 TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND Mgmt For For
OF 23.4 CENTS PER ORDINARY SHARE
5 TO RE-ELECT JEAN-PAUL LUKSIC AS A DIRECTOR Mgmt For For
6 TO RE-ELECT OLLIE OLIVEIRA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT RAMON JARA AS A DIRECTOR Mgmt For For
8 TO RE-ELECT JUAN CLARO AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ANDRONICO LUKSIC AS A DIRECTOR Mgmt For For
10 TO RE-ELECT VIVIANNE BLANLOT AS A DIRECTOR Mgmt For For
11 TO RE-ELECT JORGE BANDE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT FRANCISCA CASTRO AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MICHAEL ANGLIN AS A DIRECTOR Mgmt For For
14 TO ELECT TONY JENSEN AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY TO HOLD OFFICE FROM
THE CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH THE ACCOUNTS ARE LAID BEFORE THE
COMPANY
16 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
FOR AND ON BEHALF OF THE BOARD TO FIX THE
REMUNERATION OF THE AUDITORS
17 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES (AS DEFINED IN SECTION 540
OF THE COMPANIES ACT 2006) IN THE COMPANY
OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY: A. UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 16,430,945; AND B. COMPRISING
EQUITY SECURITIES (AS DEFINED IN SECTION
560(1) OF THE COMPANIES ACT 2006) UP TO A
FURTHER AGGREGATE NOMINAL AMOUNT OF GBP
16,430,945 IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO
LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE
LAST DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY EXPIRES, AND
THE DIRECTORS MAY ALLOT SHARES OR GRANT
SUCH RIGHTS UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. REFERENCES IN THIS RESOLUTION 17
TO THE NOMINAL AMOUNT OF RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES (INCLUDING WHERE SUCH RIGHTS
ARE REFERRED TO AS EQUITY SECURITIES AS
DEFINED IN SECTION 560(1) OF THE COMPANIES
ACT 2006) ARE TO THE NOMINAL AMOUNT OF
SHARES THAT MAY BE ALLOTTED PURSUANT TO THE
RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION
17, "RIGHTS ISSUE" MEANS AN OFFER: I. TO
ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND II. TO HOLDERS OF
OTHER EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE COMPANIES ACT 2006)
AS REQUIRED BY THE RIGHTS OF THOSE
SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
TO SUBSCRIBE FOR FURTHER SECURITIES BY
MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER
(OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE
TRADED FOR A PERIOD BEFORE PAYMENT FOR THE
SECURITIES IS DUE, INCLUDING AN OFFER TO
WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS
OR RESTRICTIONS OR MAKE ANY ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER
18 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES AND SUBJECT TO THE PASSING OF
RESOLUTION 17, THE DIRECTORS BE GENERALLY
EMPOWERED PURSUANT TO SECTION 570 OF THE
COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY GRANTED BY RESOLUTION 17
AND/OR PURSUANT TO SECTION 573 OF THE
COMPANIES ACT 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE COMPANIES ACT 2006,
SUCH AUTHORITY TO BE LIMITED: A. TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF EQUITY SECURITIES (BUT IN
THE CASE OF AN ALLOTMENT PURSUANT TO THE
AUTHORITY GRANTED BY PARAGRAPH B OF
RESOLUTION 17, BY WAY OF A RIGHTS ISSUE
ONLY): I. TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND II. TO HOLDERS OF OTHER EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006), AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, SUBJECT TO
SUCH RIGHTS, AS THE DIRECTORS OTHERWISE
CONSIDER NECESSARY, AND SO THAT THE
DIRECTORS MAY IMPOSE ANY LIMITS OR
RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS
WHICH THEY CONSIDER NECESSARY OR
APPROPRIATE TO DEAL WITH TREASURY SHARES,
FRACTIONAL ENTITLEMENTS, RECORD DATES,
LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN,
OR UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER; AND B. TO THE ALLOTMENT OF
EQUITY SECURITIES PURSUANT TO THE AUTHORITY
GRANTED BY PARAGRAPH A OF RESOLUTION 17
AND/OR SALE OF TREASURY SHARES FOR CASH (IN
EACH CASE OTHERWISE THAN IN THE
CIRCUMSTANCES SET OUT IN PARAGRAPH A OF
THIS RESOLUTION 18) UP TO A NOMINAL AMOUNT
OF GBP 2,464,641 (CALCULATED, IN THE CASE
OF EQUITY SECURITIES WHICH ARE RIGHTS TO
SUBSCRIBE FOR, OR TO CONVERT SECURITIES
INTO, ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS), SUCH AUTHORITY TO LAST UNTIL THE
EARLIER OF 30 JUNE 2021 (THE LAST DAY BY
WHICH THE COMPANY MUST HOLD AN ANNUAL
GENERAL MEETING IN 2021) OR THE CONCLUSION
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES (AND/OR SELL TREASURY SHARES)
UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HEREBY CONFERRED HAD NOT EXPIRED.
FOR THE PURPOSES OF THIS RESOLUTION 18,
"RIGHTS ISSUE" HAS THE SAME MEANING AS IN
RESOLUTION 17 ABOVE
19 THAT, IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For
UNDER RESOLUTION 18, AND SUBJECT TO THE
PASSING OF RESOLUTION 17, THE DIRECTORS BE
GENERALLY EMPOWERED PURSUANT TO SECTION 570
OF THE COMPANIES ACT 2006 TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT 2006) FOR CASH PURSUANT
TO THE AUTHORITY GRANTED BY RESOLUTION 17
AND/OR PURSUANT TO SECTION 573 OF THE
COMPANIES ACT 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE COMPANIES ACT 2006,
SUCH AUTHORITY TO BE: A. LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 2,464,641
(CALCULATED, IN THE CASE OF EQUITY
SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT SECURITIES INTO,
ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS); AND B. USED ONLY FOR THE PURPOSES
OF FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS DETERMINE
TO BE AN ACQUISITION OR OTHER CAPITAL
INVESTMENT OF A KIND CONTEMPLATED BY THE
STATEMENT OF PRINCIPLES ON DISAPPLYING
PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED
BY THE PRE-EMPTION GROUP PRIOR TO THE DATE
OF THIS NOTICE, SUCH AUTHORITY TO LAST
UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST
DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021 BUT, IN EACH CASE, SO THAT
THE COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES TO BE GRANTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES OR GRANT SUCH RIGHTS (AND/OR
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
20 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE ONE OR
MORE MARKET PURCHASES (WITHIN THE MEANING
OF SECTION 693(4) OF THE COMPANIES ACT
2006) OF ORDINARY SHARES OF 5P IN THE
CAPITAL OF THE COMPANY ("ORDINARY SHARES"),
PROVIDED THAT: A. THE MAXIMUM AGGREGATE
NUMBER OF ORDINARY SHARES AUTHORISED TO BE
PURCHASED IS 98,585,669 (REPRESENTING 10%
OF THE ISSUED ORDINARY SHARE CAPITAL); B.
THE MINIMUM PRICE (EXCLUDING EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
5P; C. THE MAXIMUM PRICE (EXCLUDING
EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY
SHARE SHALL BE THE HIGHER OF: (1) AN AMOUNT
EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS PURCHASED; AND (2)
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID FOR AN ORDINARY SHARE ON
THE TRADING VENUE WHERE THE PURCHASE IS
CARRIED OUT; D. THIS AUTHORITY WILL LAST
UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST
DAY BY WHICH THE COMPANY MUST HOLD AN
ANNUAL GENERAL MEETING IN 2021) OR THE END
OF THE COMPANY'S NEXT ANNUAL GENERAL
MEETING IN 2021; AND E. THE COMPANY MAY
MAKE A CONTRACT TO PURCHASE ORDINARY SHARES
UNDER THIS AUTHORITY BEFORE THE EXPIRY OF
THE AUTHORITY WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER THE EXPIRY OF THE
AUTHORITY, AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT
21 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
BAKKAFROST P/F Agenda Number: 712251230
--------------------------------------------------------------------------------------------------------------------------
Security: K0840B107
Meeting Type: AGM
Meeting Date: 03-Apr-2020
Ticker:
ISIN: FO0000000179
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU.
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
1 ELECTION OF CHAIRMAN OF THE MEETING Mgmt For For
2 BRIEFING FROM THE BOARD OF DIRECTORS ON THE Mgmt For For
ACTIVITIES OF THE COMPANY IN THE PREVIOUS
FINANCIAL YEAR
3 PRESENTATION OF THE AUDITED ANNUAL ACCOUNTS Mgmt For For
FOR APPROVAL
4 DECISION ON HOW TO USE PROFIT OR COVER LOSS Mgmt For For
ACCORDING TO THE APPROVED ACCOUNTS AND
ANNUAL REPORT: DIVIDENDS OF DKK 8.31 PER
SHARE
5 ELECTION OF BOARD OF DIRECTORS: JOHANNES Mgmt For For
JENSEN, ANNIKA FREDERIKSBERG, EINAR WATHNE,
OYSTEIN SANDVIK AND TEITUR SAMUELSEN
6 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: RUNI M. HANSEN
7 DECISION WITH REGARD TO REMUNERATION FOR Mgmt For For
THE BOARD OF DIRECTORS AND THE ACCOUNTING
COMMITTEE
8 ELECTION OF MEMBERS TO THE ELECTION Mgmt For For
COMMITTEE,HEREUNDER ELECTION OF CHAIRMAN OF
THE ELECTION COMMITTEE: THE ELECTION
COMMITTEE PROPOSES RE-ELECTION OF GUNNAR I
LIDA AND ROGVI JACOBSEN THE ELECTION
COMMITTEE PROPOSES RE-ELECTION OF GUNNAR I
LIDA AS CHAIRMAN FOR THE ELECTION COMMITTEE
9 DECISION WITH REGARD TO REMUNERATION FOR Mgmt For For
THE ELECTION COMMITTEE
10 ELECTION OF AUDITOR: P/F JANUAR, LOGGILT Mgmt For For
GRANNSKODANARVIRKI, ODINSHAEDD 13, 110
TORSHAVN
11 REMUNERATION POLICY Mgmt For For
12 PROPOSALS FOR AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
13 ANY OTHER BUSINESS Mgmt For Against
--------------------------------------------------------------------------------------------------------------------------
BOLIDEN AB Agenda Number: 712313307
--------------------------------------------------------------------------------------------------------------------------
Security: W17218152
Meeting Type: AGM
Meeting Date: 28-Apr-2020
Ticker:
ISIN: SE0012455673
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE MEETING: Non-Voting
THE NOMINATION COMMITTEE PROPOSES THAT
ANDERS ULLBERG BE ELECTED CHAIRMAN OF THE
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES TOGETHER WITH THE CHAIRMAN
6 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITOR'S REPORT FOR THE GROUP (INCLUDING
THE AUDITOR'S STATEMENT REGARDING THE
GUIDELINES FOR REMUNERATION TO THE GROUP
MANAGEMENT IN EFFECT SINCE THE PREVIOUS
ANNUAL GENERAL MEETING)
8 REPORT ON THE WORK OF THE BOARD OF Non-Voting
DIRECTORS, ITS REMUNERATION COMMITTEE AND
ITS AUDIT COMMITTEE
9 THE PRESIDENT'S ADDRESS Non-Voting
10 REPORT ON THE AUDIT WORK Non-Voting
11 RESOLUTIONS REGARDING ADOPTION OF THE Mgmt No vote
INCOME STATEMENT AND BALANCE SHEET AS WELL
AS THE CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
12 RESOLUTION REGARDING APPROPRIATION OF THE Mgmt No vote
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
THE RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A
DIVIDEND TO THE SHAREHOLDERS OF SEK 7
(8.75) PER SHARE AND THAT THURSDAY, APRIL
30, 2020 SHALL BE THE RECORD DATE FOR THE
RIGHT TO RECEIVE DIVIDENDS
13 RESOLUTION REGARDING DISCHARGE FROM Mgmt No vote
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE PRESIDENT
CMMT PLEASE NOTE THAT RESOLUTIONS 14 TO 18 AND Non-Voting
20 ARE PROPOSED BY NOMINATION COMMITTEE AND
BOARD DOES NOT MAKE ANY RECOMMENDATION ON
THIS PROPOSAS. THE STANDING INSTRUCTIONS
ARE DISABLED FOR THIS MEETING
14 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt No vote
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: THE NOMINATION COMMITTEE
PROPOSES THE APPOINTMENT OF SEVEN BOARD
MEMBERS AND ONE REGISTERED ACCOUNTING FIRM
AS AUDITOR
15 RESOLUTION ON FEES FOR THE BOARD OF Mgmt No vote
DIRECTORS
16A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS : HELENE BISTROM (NEW ELECTION)
16B RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: TOM ERIXON
16C RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS :MICHAEL G:SON LOW
16D RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: PERTTU LOUHILUOTO
16E RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: ELISABETH NILSSON
16F RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: PIA RUDENGREN
16G RE-ELECTION OF THE MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS: ANDERS ULLBERG
16H RE-ELECTION OF ANDERS ULLBERG AS CHAIRMAN Mgmt No vote
OF THE BOARD OF DIRECTORS
17 RESOLUTION ON FEES FOR THE AUDITOR Mgmt No vote
18 RESOLUTION ON THE APPOINTMENT OF AUDITOR: Mgmt No vote
THE NOMINATION COMMITTEE PROPOSES, IN
ACCORDANCE WITH THE RECOMMENDATION BY THE
AUDIT COMMITTEE, ELECTION OF THE ACCOUNTING
FIRM DELOITTE AB AS AUDITOR FOR THE PERIOD
UNTIL THE END OF THE NEXT ANNUAL GENERAL
MEETING
19 RESOLUTION REGARDING GUIDELINES FOR Mgmt No vote
REMUNERATION FOR THE GROUP MANAGEMENT
20 ELECTION OF MEMBERS OF THE NOMINATION Mgmt No vote
COMMITTEE: THE NOMINATION COMMITTEE
PROPOSES THAT JAN ANDERSSON (SWEDBANK ROBUR
FONDER), LARS- ERIK FORSGARDH, OLA PETER
GJESSING (NORGES BANK INVESTMENT
MANAGEMENT), LILIAN FOSSUM BINER
(HANDELSBANKENS FONDER) AND ANDERS ULLBERG
(CHAIRMAN OF THE BOARD OF DIRECTORS) ARE
APPOINTED AS NOMINATION COMMITTEE MEMBERS
21 QUESTIONS Non-Voting
22 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935171734
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: William Davisson Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2020.
4. Shareholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 712490844
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301671.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301718.pdf
1 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
FINANCIAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2019
2 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
BUDGET REPORT OF THE COMPANY FOR THE YEAR
2020
3 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2019
4 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2019
5 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2019
6 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
2019
7 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
APPOINTMENT OF THE EXTERNAL AUDITORS FOR
THE YEAR 2020
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED
WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES
11 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
EXTENSION FOR THE PROVISION OF FINANCING
GUARANTEE TO A JOINT VENTURE OF THE COMPANY
WITH NO MORE THAN RMB800 MILLION
12 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE ANNUAL GENERAL MEETING TO
APPROVE AND AUTHORIZE THE BOARD OF
DIRECTORS (THE "BOARD") OF THE COMPANY TO
DECIDE ON THE ISSUANCE OF DEBT FINANCING
INSTRUMENTS
13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS FOR THE YEAR 2012
14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
15 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
SHAREHOLDERS' GENERAL MEETINGS OF THE
COMPANY
16 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH THE
DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2020
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE SHAREHOLDERS' GENERAL
MEETING TO GRANT A GENERAL MANDATE TO THE
BOARD FOR ADDITIONAL ISSUANCE OF A SHARES
AND/OR H SHARES OF THE COMPANY
18 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD OF
THE COMPANY TO REPURCHASE H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 712490856
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: CLS
Meeting Date: 12-Jun-2020
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301690.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042301724.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
SHAREHOLDERS' GENERAL MEETINGS OF THE
COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE SHAREHOLDERS' GENERAL
MEETING TO GRANT A GENERAL MANDATE TO THE
BOARD FOR ADDITIONAL ISSUANCE OF A SHARES
AND/OR H SHARES OF THE COMPANY
4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD OF
THE COMPANY TO REPURCHASE H SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 935135358
--------------------------------------------------------------------------------------------------------------------------
Security: 16941R108
Meeting Type: Special
Meeting Date: 25-Mar-2020
Ticker: SNP
ISIN: US16941R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Mr. Zhang Yuzhuo as a Mgmt For
non-executive director of the seventh
session of the board of directors of the
Company.
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 935200612
--------------------------------------------------------------------------------------------------------------------------
Security: 16941R108
Meeting Type: Annual
Meeting Date: 19-May-2020
Ticker: SNP
ISIN: US16941R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve the Report of the Mgmt For
Board of Directors of Sinopec Corp. (the
"Board") for 2019.
2. To consider and approve the Report of the Mgmt For
Board of Supervisors of Sinopec Corp. for
2019.
3. To consider and approve the audited Mgmt For
financial reports of Sinopec Corp. for the
year ended 31 December 2019 prepared by
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers
4. To consider and approve the profit Mgmt For
distribution plan of Sinopec Corp. for the
year ended 31 December 2019.
5. To authorise the Board to determine the Mgmt For
interim profit distribution plan of Sinopec
Corp. for the year 2020.
6. To consider and approve the re-appointment Mgmt For
of PricewaterhouseCoopers Zhong Tian LLP
and PricewaterhouseCoopers as the external
auditors of Sinopec Corp. for the year
2020, and to authorise the Board to
determine their remunerations.
7. To authorise the Board to determine the Mgmt For
proposed plan for issuance of debt
financing instrument(s).
8. To grant to the Board a general mandate to Mgmt For
issue new domestic shares and/or
overseas-listed foreign shares of Sinopec
Corp.
9. To elect Mr. Liu Hongbin as an executive Mgmt For
director of the seventh session of the
board of directors of the Company.
10. To consider and approve the provision of Mgmt For
external guarantees.
--------------------------------------------------------------------------------------------------------------------------
CNH INDUSTRIAL N V Agenda Number: 935158748
--------------------------------------------------------------------------------------------------------------------------
Security: N20944109
Meeting Type: Annual
Meeting Date: 16-Apr-2020
Ticker: CNHI
ISIN: NL0010545661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2B. Adoption of the 2019 Annual Financial Mgmt For For
Statements.
2C. Determination and distribution of dividend. Mgmt For For
2D. Release from liability of the executive Mgmt For For
directors and the non- executive directors
of the Board.
3A. 2019 Remuneration Report (advisory vote). Mgmt For For
3B. Amendment to the Remuneration Policy. Mgmt For For
3C. Proposal to approve the plan to award Mgmt For For
(rights to subscribe for) common shares in
the capital of the Company to executive
directors in accordance with Article 13.6
of the Company's Articles of Association.
4A. Re-appointment of Suzanne Heywood Mgmt For For
(executive director)
4B. Re-appointment of Hubertus M. Muhlhauser Mgmt For For
(executive director)
4C. Re-appointment of Leo W. Houle Mgmt For For
(non-executive director)
4D. Re-appointment of John B. Lanaway Mgmt For For
(non-executive director)
4E. Re-appointment of Alessandro Nasi Mgmt For For
(non-executive director)
4F. Re-appointment of Lorenzo Simonelli Mgmt For For
(non-executive director)
4G. Re-appointment of Jacqueline A. Tammenoms Mgmt For For
Bakker (non-executive director)
4H. Re-appointment of Jacques Theurillat Mgmt For For
(non-executive director)
4I. Appointment of Howard Buffett Mgmt For For
(non-executive director)
4J. Appointment of Nelda (Janine) Connors Mgmt For For
(non-executive director)
4K. Appointment of Tufan Erginbilgic Mgmt For For
(non-executive director)
4L. Appointment of Vagn Sorensen (non-executive Mgmt For For
director)
5. Proposal to re-appoint Ernst & Young Mgmt For For
Accountants LLP as the independent auditor
of the Company.
6. Replacement of the existing authorization Mgmt For For
to the Board of the authority to acquire
common shares in the capital of the
Company.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 935200636
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. To receive and consider the audited Mgmt For For
financial statements together with the
Report of the Directors and Independent
Auditors' Report thereon for the year ended
31 December 2019.
A2. To declare a final dividend for the year Mgmt For For
ended 31 December 2019.
A3. To re-elect Mr. Hu Guangjie as an Executive Mgmt For For
Director of the Company.
A4. To re-elect Ms. Wen Dongfen as a Mgmt For For
Non-executive Director of the Company.
A5. To re-elect Mr. Lawrence J. Lau, who has Mgmt For For
already served the Company for more than
nine years, as an Independent Non-
executive Director of the Company.
A6. To re-elect Mr. Tse Hau Yin, Aloysius, who Mgmt For For
has already served the Company for more
than nine years, as an Independent Non-
executive Director of the Company.
A7. To authorise the Board of Directors to fix Mgmt For For
the remuneration of each of the Directors.
A8. To re-appoint Deloitte Touche Tohmatsu as Mgmt For For
the independent auditors of the Company and
its subsidiaries, and to authorise the
Board of Directors to fix their
remuneration.
B1. To grant a general mandate to the Directors Mgmt For For
to buy back shares in the capital of the
Company not exceeding 10% of the total
number of issued shares of the Company as
at the date of passing of this resolution
B2. To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
shares in the capital of the Company and to
make or grant offers, agreements, options
and similar rights to subscribe for or
convert any security into shares in the
Company which would or might require the
exercise of such power, which shall not
exceed 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
B3. To extend the general mandate granted to Mgmt For For
the Directors to issue, allot and deal with
additional shares of the Company and to
make or grant offers, agreements, options
and similar rights to subscribe for or
convert any security into shares in the
Company by the aggregate number of shares
bought back, which shall not exceed 10% of
the total number of issued shares of the
Company as at the date of passing of this
resolution.
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935148672
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: Robert A. Brown Mgmt For For
1C. Election of Director: James C. Collins, Jr. Mgmt For For
1D. Election of Director: Klaus A. Engel Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Lois D. Juliber Mgmt For For
1G. Election of Director: Rebecca B. Liebert Mgmt For For
1H. Election of Director: Marcos M. Lutz Mgmt For For
1I. Election of Director: Nayaki Nayyar Mgmt For For
1J. Election of Director: Gregory R. Page Mgmt For For
1K. Election of Director: Lee M. Thomas Mgmt For For
1L. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Advisory resolution on the frequency of the Mgmt 3 Years Against
stockholder vote on the compensation of the
Company's named executive officers.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2020.
5. Approval of Corteva, Inc. Global Omnibus Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 26-Feb-2020
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that Mgmt For For
courts located in Delaware will be the
exclusive forum for certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Mgmt For For
Incentive Plan
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2020
6. Shareholder Proposal - Adopt a Board Shr Against For
Ideology Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935147795
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Jeffrey M. Ettinger Mgmt For For
1E. Election of Director: Arthur J. Higgins Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: David W. MacLennan Mgmt For For
1H. Election of Director: Tracy B. McKibben Mgmt For For
1I. Election of Director: Lionel L. Nowell, III Mgmt For For
1J. Election of Director: Victoria J. Reich Mgmt For For
1K. Election of Director: Suzanne M. Vautrinot Mgmt For For
1L. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2020.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 935135423
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Annual
Meeting Date: 27-Mar-2020
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the Agenda. Mgmt For For
5. Approval of amendments to the Internal Mgmt For For
Regulation of the General Shareholders
Assembly of Ecopetrol S.A.
6. Appointment of the President presiding Mgmt For For
Shareholders Meeting.
7. Appointment of the Commission responsible Mgmt For For
of scrutinizing elections and polling.
8. Appointment of the Commission responsible Mgmt For For
of reviewing and approving the minute of
the meeting.
13. Approval of reports presented by Mgmt For For
management.
14. Approval of audited financial statements Mgmt For For
and consolidated financial statements.
15. Presentation and approval of proposal for Mgmt For For
dividend distribution.
16. Presentation and approval of amendments to Mgmt For For
the Bylaws.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935171417
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 20-May-2020
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Benjamin Kortlang Mgmt For For
Richard S. Mora Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
150,000,000 to 200,000,000.
4. A stockholder proposal requesting that the Shr Against For
Company issue a sustainability report
describing its environmental, social and
governance performance, if properly
presented at the meeting.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 712341508
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: MIX
Meeting Date: 07-May-2020
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 7 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 8 Mgmt For For
2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt For For
2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For
2.3 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt For For
2.5 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt For For
2.6 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For
2.7 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For
2.8 ELECTION OF DIRECTOR: JOANNE K. WARNER Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(CANADA) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 BE IT RESOLVED, ON AN ADVISORY BASIS, AND Mgmt For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
OF THE COMPANY, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020
5 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020, TO APPROVE AND RATIFY THE
SHAREHOLDER RIGHTS PLAN OF THE COMPANY AS
SET FORTH IN THE SHAREHOLDER RIGHTS PLAN
AGREEMENT BETWEEN THE COMPANY AND
COMPUTERSHARE INVESTOR SERVICES INC. DATED
AS OF JANUARY 6, 2020 AND SET OUT IN
SCHEDULE "A" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 11, 2020
6 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020, TO APPROVE THE AMENDMENT TO THE
ARTICLES OF THE COMPANY TO INCORPORATE THE
ADVANCE NOTICE PROVISIONS AS SET OUT IN
SCHEDULE "B" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 11, 2020
7 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
11, 2020, TO APPROVE THE AMENDMENT TO THE
ARTICLES OF THE COMPANY IN ACCORDANCE WITH
SCHEDULE "C" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 11, 2020
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935157746
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Sharon L. Allen Mgmt For For
1C. Election of Director: Richard D. Chapman Mgmt For For
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Molly E. Joseph Mgmt For For
1F. Election of Director: Craig Kennedy Mgmt For For
1G. Election of Director: William J. Post Mgmt For For
1H. Election of Director: Paul H. Stebbins Mgmt For For
1I. Election of Director: Michael Sweeney Mgmt For For
1J. Election of Director: Mark R. Widmar Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2020.
3. The approval of the adoption of the First Mgmt For For
Solar, Inc. 2020 Omnibus Incentive
Compensation Plan.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935145347
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 28-Apr-2020
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Mark
Douglas
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: C. Scott
Greer
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: K'Lynne
Johnson
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Dirk A.
Kempthorne
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Paul J.
Norris
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Margareth
Ovrum
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Robert C.
Pallash
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: William H.
Powell
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2021: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935192916
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 03-Jun-2020
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard C. Adkerson Mgmt For For
1.2 Election of Director: Gerald J. Ford Mgmt For For
1.3 Election of Director: Lydia H. Kennard Mgmt For For
1.4 Election of Director: Dustan E. McCoy Mgmt For For
1.5 Election of Director: John J. Stephens Mgmt For For
1.6 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2020.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 712136820
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 24-Mar-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0207/2020020700975.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0207/2020020700965.pdf
1 TO CONSIDER AND APPROVE CAPITAL INCREASE IN Mgmt For For
AUSTRIABASED RIM COMPANY AND RELATED PARTY
TRANSACTION
2 TO CONSIDER AND APPROVAL CAPITAL INCREASE Mgmt For For
OF THE WHOLLYOWNED SUBSIDIARY GFL
INTERNATIONAL IN ITS WHOLLYOWNED SUBSIDIARY
NETHERLANDS GANFENG
3 TO CONSIDER AND APPROVE SUBSCRIPTION OF Mgmt For For
CERTAIN EQUITY INVOLVING INVESTMENT IN
MINING RIGHTS AND CAPITAL INCREASE IN
ARGENTINA MINERA EXAR BY THE WHOLLY-OWNED
SUBSIDIARY OF GFL INTERNATIONAL NETHERLANDS
GANFENG AND RELATED PARTY TRANSACTION
4 TO CONSIDER AND APPROVE SUBSCRIPTION OF Mgmt For For
CERTAIN EQUITY IN EXAR CAPITAL AND
PROVISION OF FINANCIAL ASSISTANCE TO EXAR
CAPITAL BY THE WHOLLY-OWNED SUBSIDIARY GFL
INTERNATIONAL AND RELATED PARTY TRANSACTION
5.1 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF
NON-INDEPENDENT DIRECTOR: ELECTION OF MR.
LI LIANGBIN AS A DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
5.2 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF
NON-INDEPENDENT DIRECTOR: ELECTION OF MR.
WANG XIAOSHEN AS A DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
5.3 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF
NON-INDEPENDENT DIRECTOR: ELECTION OF MS.
DENG ZHAONAN AS A DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
5.4 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF
NON-INDEPENDENT DIRECTOR: ELECTION OF MR.
GE ZHIMIN AS A DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
5.5 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF
NON-INDEPENDENT DIRECTOR: ELECTION OF MR.
YU JIANGUO AS A DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
5.6 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF
NON-INDEPENDENT DIRECTOR: ELECTION OF MS.
YANG JUANJUAN AS A DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
6.1 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF INDEPENDENT
DIRECTOR: ELECTION OF MR. LIU JUN AS AN
INDEPENDENT DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
6.2 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF INDEPENDENT
DIRECTOR: ELECTION OF MS. WONG SZE WING AS
AN INDEPENDENT DIRECTOR OF THE FIFTH
SESSION OF THE BOARD
6.3 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF INDEPENDENT
DIRECTOR: ELECTION OF MS. XU YIXIN AS AN
INDEPENDENT DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
6.4 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF DIRECTOR - ELECTION OF INDEPENDENT
DIRECTOR: ELECTION OF MR. XU GUANGHUA AS AN
INDEPENDENT DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
7.1 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF SUPERVISOR: ELECTION OF MR. ZOU
JIAN AS A SUPERVISOR OF THE FIFTH SESSION
OF THE BOARD OF SUPERVISORS
7.2 TO CONSIDER AND APPROVE ELECTION OF THE Mgmt For For
BOARD OF SUPERVISOR: ELECTION OF MR. GUO
HUAPING AS A SUPERVISOR OF THE FIFTH
SESSION OF THE BOARD OF SUPERVISORS
8 TO CONSIDER AND APPROVE ESTABLISHMENT OF Mgmt For For
THE SUSTAINABILITY COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 712393177
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 26-May-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0409/2020040901347.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0409/2020040901359.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
TO THE VALIDITY PERIOD OF THE A SHARE
CONVERTIBLE BONDS ISSUANCE PLAN
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 712393189
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 26-May-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0409/2020040901353.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0409/2020040901363.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
TO THE VALIDITY PERIOD OF THE A SHARE
CONVERTIBLE BONDS ISSUANCE PLAN
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 712712719
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 24-Jun-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0526/2020052601143.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0526/2020052601149.pdf
O.1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF DIRECTORS FOR 2019
O.2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS FOR 2019
O.3 TO CONSIDER AND APPROVE THE 2019 ANNUAL Mgmt For For
REPORT, SUMMARY OF THE ANNUAL REPORT AND
ANNUAL RESULTS ANNOUNCEMENT
O.4 TO CONSIDER AND APPROVE THE 2019 FINANCIAL Mgmt For For
REPORT AS RESPECTIVELY AUDITED BY THE
DOMESTIC AND OVERSEAS AUDITORS
O.5 TO CONSIDER AND APPROVE ENGAGEMENT OF Mgmt For For
DOMESTIC AND OVERSEAS AUDITORS AND THE
INTERNAL CONTROL AUDITORS FOR 2020
O.6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO DETERMINATION OF DIRECTORS'
EMOLUMENTS
O.7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO DETERMINATION OF SUPERVISORS'
EMOLUMENTS
O.8 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL FOR 2019
O.9 TO CONSIDER AND APPROVE THE CONTINUING Mgmt For For
RELATED-PARTY TRANSACTIONS FOR 2020
S.1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO FOREIGN EXCHANGE HEDGING
BUSINESS BY THE COMPANY AND ITS
SUBSIDIARIES
S.2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO GRANT OF GENERAL MANDATE TO THE
BOARD OF THE COMPANY
S.3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO GENERAL MANDATE TO ISSUE
DOMESTIC AND OVERSEAS DEBT FINANCING
INSTRUMENTS
S.4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE INDUSTRIAL INVESTMENT
CONDUCTED BY HAVELOCK MINING, A CONTROLLED
SUBSIDIARY
S.5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE APPLICATION FOR BANK
FACILITIES AND PROVISION OF GUARANTEES BY
THE COMPANY AND ITS SUBSIDIARIES
--------------------------------------------------------------------------------------------------------------------------
GAZPROM PJSC Agenda Number: 712787386
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE OF PJSC GAZPROM ANNUAL REPORT FOR Mgmt No vote
2019
2 APPROVE OF PJSC GAZPROM ANNUAL ACCOUNTS Mgmt No vote
(FINANCIAL STATEMENTS) FOR 2019
3 APPROVE OF PJSC GAZPROM 2019 PROFIT Mgmt No vote
ALLOCATION
4 APPROVE OF THE AMOUNT, TIMING, AND FORM OF Mgmt No vote
PAYMENT OF THE ANNUAL DIVIDENDS ON THE
COMPANY'S SHARES AND THE DATE, AS OF WHICH
THE PERSONS ENTITLED TO THE DIVIDENDS ARE
DETERMINED, AS PROPOSED BY PJSC GAZPROM
BOARD OF DIRECTORS: TO PAY OUT ANNUAL
DIVIDENDS BASED ON THE COMPANY'S
PERFORMANCE IN 2019, IN THE MONETARY FORM,
IN THE AMOUNT OF RUB 15.24 PER PJSC GAZPROM
ORDINARY SHARE WITH THE PAR VALUE OF RUB 5;
TO ESTABLISH JULY 16, 2020, AS THE DATE AS
OF WHICH THE PERSONS ENTITLED TO THE
DIVIDENDS ARE DETERMINED; TO ESTABLISH JULY
30, 2020, AS THE END DATE FOR PAYMENT OF
DIVIDENDS TO NOMINAL HOLDERS AND TRUST
MANAGERS BEING PROFESSIONAL STOCK MARKET
PARTICIPANTS REGISTERED IN PJSC GAZPROM
SHAREHOLDERS' REGISTER; TO ESTABLISH AUGUST
20, 2020, AS THE END DATE FOR PAYMENT OF
DIVIDENDS TO OTHER PERSONS REGISTERED IN
PJSC GAZPROM SHAREHOLDERS' REGISTER
5 APPROVE OF THE FINANCIAL AND ACCOUNTING Mgmt No vote
ADVISORS LIMITED LIABILITY COMPANY AS PJSC
GAZPROM AUDITOR
CMMT REGARDING ITEM 6: MEMBERS OF THE BOARD OF Non-Voting
DIRECTORS ARE SDNS, THEREFORE ANY
INSTRUCTIONS RECEIVED FOR THE ITEM 6 WILL
NOT BE VOTED OR COUNTED
6 ON PAYMENT OF THE REMUNERATION FOR SERVING Non-Voting
ON THE BOARD OF DIRECTORS (THE SUPERVISORY
BOARD) TO THE BOARD OF DIRECTORS MEMBERS,
OTHER THAN CIVIL SERVANTS, IN THE AMOUNT
ESTABLISHED IN THE COMPANY'S INTERNAL
DOCUMENTS: PAY OUT REMUNERATIONS TO MEMBERS
OF THE BOARD OF DIRECTORS IN THE AMOUNTS
RECOMMENDED BY THE COMPANY'S BOARD OF
DIRECTORS
7 ON PAYMENT OF THE REMUNERATION FOR SERVING Mgmt No vote
ON THE AUDIT COMMISSION TO THE AUDIT
COMMISSION MEMBERS, OTHER THAN CIVIL
SERVANTS, IN THE AMOUNT ESTABLISHED IN THE
COMPANY'S INTERNAL DOCUMENTS: PAY OUT
REMUNERATIONS TO MEMBERS OF THE AUDIT
COMMISSION IN THE AMOUNTS RECOMMENDED BY
THE COMPANY'S BOARD OF DIRECTORS
8 APPROVE OF THE AMENDMENTS TO PJSC GAZPROM Mgmt No vote
ARTICLES OF ASSOCIATION (THE DRAFT IS
INCLUDED IN THE INFORMATION (MATERIALS)
PROVIDED TO SHAREHOLDERS IN PREPARATION FOR
THE ANNUAL GENERAL SHAREHOLDERS' MEETING)
9 APPROVE OF THE AMENDMENTS TO THE REGULATION Mgmt No vote
ON PJSC GAZPROM BOARD OF DIRECTORS (THE
DRAFT IS INCLUDED IN THE INFORMATION
(MATERIALS) PROVIDED TO SHAREHOLDERS IN
PREPARATION FOR THE ANNUAL GENERAL
SHAREHOLDERS' MEETING)
10 APPROVE OF THE NEW VERSION OF THE Mgmt No vote
REGULATION ON PJSC GAZPROM AUDIT COMMISSION
(THE DRAFT IS INCLUDED IN THE INFORMATION
(MATERIALS) PROVIDED TO SHAREHOLDERS IN
PREPARATION FOR THE ANNUAL GENERAL
SHAREHOLDERS' MEETING)
CMMT REGARDING ITEM 11: ANY INSTRUCTION BY A GDR Non-Voting
HOLDER THAT INCLUDES A VOTE IN FAVOR OF A
BOARD OF DIRECTOR THAT IS AN SDN (AS
DEFINED BELOW) OR SANCTIONED PERSON (ITEM
11.1 AND 11.8), ITEM 11 WILL BE CONSIDERED
NULL AND VOID AND DISREGARDED FOR ALL
DIRECTORS AND NO VOTING INSTRUCTIONS FOR
THAT ENTIRE RESOLUTION FROM SUCH GDR HOLDER
WILL BE VOTED OR COUNTED
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
11.1 ELECTION OF MEMBER OF THE COMPANY'S BOARD Non-Voting
OF DIRECTORS: MR. ANDREY IGOREVICH AKIMOV
11.2 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VIKTOR ALEKSEEVICH ZUBKOV
11.3 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. TIMUR KULIBAEV
11.4 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. DENIS VALENTINOVICH
MANTUROV
11.5 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VITALY ANATOLIEVICH
MARKELOV
11.6 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VIKTOR GEORGIEVICH
MARTYNOV
11.7 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VLADIMIR ALEXANDROVICH
MAU
11.8 ELECTION OF MEMBER OF THE COMPANY'S BOARD Non-Voting
OF DIRECTORS: MR. ALEXEY BORISOVICH MILLER
11.9 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. ALEXANDER VALENTINOVICH
NOVAK
11.10 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. DMITRY NIKOLAEVICH
PATRUSHEV
11.11 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. MIKHAIL LEONIDOVICH
SEREDA
12.1 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. VADIM KASYMOVICH BIKULOV
12.2 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. ALEXANDER ALEXEEVICH
GLADKOV
12.3 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. ILYA IGOREVICH KARPOV
12.4 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MS. MARGARITA IVANOVNA MIRONOVA
12.5 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. KAREN IOSIFOVICH OGANYAN
12.6 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. DMITRY ALEXANDROVICH
PASHKOVSKY
12.7 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. SERGEY REVAZOVICH PLATONOV
12.8 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MS. TATIANA VLADIMIROVNA
FISENKO
12.9 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION: MR. PAVEL GENNADIEVICH SHUMOV
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
GEBERIT AG Agenda Number: 712253892
--------------------------------------------------------------------------------------------------------------------------
Security: H2942E124
Meeting Type: OGM
Meeting Date: 01-Apr-2020
Ticker:
ISIN: CH0030170408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE BUSINESS AND FINANCIAL Mgmt For For
REVIEW, THE FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2019,
ACCEPTANCE OF THE AUDITORS' REPORTS
2.1 RESOLUTION ON THE ALLOCATION OF CAPITAL Mgmt For For
CONTRIBUTION RESERVES FROM THE LEGAL
RESERVES TO THE FREE RESERVES
2.2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For
AVAILABLE EARNINGS
3 FORMAL APPROVAL OF THE ACTIONS OF THE BOARD Mgmt For For
OF DIRECTORS
4.1.1 THE BOARD OF DIRECTORS PROPOSES THAT ALBERT Mgmt For For
M. BAEHNY BE RE-ELECTED AS A MEMBER OF THE
BOARD OF DIRECTORS AND THAT HE ALSO BE
RE-ELECTED AS CHAIRMAN OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.2 THE BOARD OF DIRECTORS PROPOSES THAT FELIX Mgmt For For
R. EHRAT BE RE-ELECTED AS A MEMBER OF THE
BOARD OF DIRECTORS UNTIL THE CLOSING OF THE
NEXT ORDINARY GENERAL MEETING
4.1.3 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt For For
BERNADETTE KOCH BE RE-ELECTED AS A MEMBER
OF THE BOARD OF DIRECTORS UNTIL THE CLOSING
OF THE NEXT ORDINARY GENERAL MEETING
4.1.4 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt For For
HARTMUT REUTER BE RE-ELECTED AS A MEMBER OF
THE BOARD OF DIRECTORS UNTIL THE CLOSING OF
THE NEXT ORDINARY GENERAL MEETING
4.1.5 THE BOARD OF DIRECTORS PROPOSES THAT EUNICE Mgmt For For
ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF
THE BOARD OF DIRECTORS UNTIL THE CLOSING OF
THE NEXT ORDINARY GENERAL MEETING
4.1.6 THE BOARD OF DIRECTORS PROPOSES THAT WERNER Mgmt For For
KARLEN BE ELECTED AS A MEMBER OF THE BOARD
OF DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.2.1 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt For For
HARTMUT REUTER BE RE-ELECTED AS A MEMBER OF
THE COMPENSATION COMMITTEE UNTIL THE
CLOSING OF THE NEXT ORDINARY GENERAL
MEETING
4.2.2 THE BOARD OF DIRECTORS PROPOSES THAT EUNICE Mgmt For For
ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF
THE COMPENSATION COMMITTEE UNTIL THE
CLOSING OF THE NEXT ORDINARY GENERAL
MEETING
4.2.3 THE BOARD OF DIRECTORS PROPOSES THAT WERNER Mgmt For For
KARLEN BE ELECTED AS A MEMBER OF THE
COMPENSATION COMMITTEE UNTIL THE CLOSING OF
THE NEXT ORDINARY GENERAL MEETING
5 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
LAWYER'S OFFICE HBA RECHTSANWALTE AG,
ZURICH, REPRESENTED BY ROGER MULLER,
LAWYER, BE RE-ELECTED AS THE INDEPENDENT
PROXY UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
6 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt For For
PRICEWATERHOUSECOOPERS AG BE RE-APPOINTED
AS AUDITORS FOR THE 2020 BUSINESS YEAR
7.1 CONSULTATIVE VOTE ON THE 2019 REMUNERATION Mgmt For For
REPORT
7.2 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION AMOUNT FOR THE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE
NEXT ORDINARY GENERAL MEETING
7.3 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION AMOUNT FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE BUSINESS YEAR
2021
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 712614040
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 02-Jun-2020
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2019 (2019
ANNUAL REPORT)
2 TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For
EXECUTIVE OFFICER) AS A DIRECTOR
4 TO RE-ELECT PETER COATES (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR
5 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
6 TO RE-ELECT MARTIN GILBERT (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
7 TO RE-ELECT JOHN MACK (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
8 TO RE-ELECT GILL MARCUS (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
9 TO RE-ELECT PATRICE MERRIN (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
10 TO ELECT KALIDAS MADHAVPEDDI (INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR) AS A DIRECTOR
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT IN PART A OF THE
DIRECTORS' REMUNERATION REPORT IN THE 2019
ANNUAL REPORT
12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT IN THE 2019 ANNUAL REPORT
13 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
14 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION (THE
'ARTICLES')
16 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 15, TO RENEW THE
AUTHORITY CONFERRED ON THE DIRECTORS
PURSUANT TO ARTICLE 10.2 OF THE ARTICLES TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR OR TO CONVERT ANY SECURITIES INTO
SHARES FOR AN ALLOTMENT PERIOD
17 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For
PASSING OF RESOLUTION 15, TO AUTHORISE THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR AN
ALLOTMENT PERIOD
18 THAT THE COMPANY BE AND HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED TO MAKE
MARKET PURCHASES OF ORDINARY SHARES AS PER
THE TERMS SET OUT IN THE NOTICE OF MEETING
--------------------------------------------------------------------------------------------------------------------------
GRIEG SEAFOOD ASA Agenda Number: 712230034
--------------------------------------------------------------------------------------------------------------------------
Security: R28594100
Meeting Type: EGM
Meeting Date: 25-Mar-2020
Ticker:
ISIN: NO0010365521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 ELECTION OF CHAIR AND ONE REPRESENTATIVE TO Mgmt For For
COSIGN THE MINUTES ALONG WITH THE CHAIR
2 APPROVAL OF THE NOTICE OF MEETING AND Mgmt For For
AGENDA
3 APPROVAL OF AGREEMENT PURSUANT TO SEC. 3 13 Mgmt For For
OF THE NORWEGIAN PUBLIC LIMITED LIABILITY
COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
GRIEG SEAFOOD ASA Agenda Number: 712489702
--------------------------------------------------------------------------------------------------------------------------
Security: R28594100
Meeting Type: AGM
Meeting Date: 14-May-2020
Ticker:
ISIN: NO0010365521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
OMISSION OF DIVIDENDS
4 AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS Mgmt For For
5 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
6 APPROVE REMUNERATION OF AUDITORS Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
8 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
9 APPROVE CREATION OF NOK 45.4 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PRE-EMPTIVE RIGHTS
10 APPROVE EQUITY PLAN FINANCING Mgmt For For
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
12 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
13.A ELECT MARIANNE ODEGAARD RIBE AS DIRECTOR Mgmt For For
13.B ELECT KATRINE TROVIK AS DIRECTOR Mgmt For For
13.C ELECT TORE HOLAND AS DIRECTOR Mgmt For For
13.D ELECT SOLVEIG M. R. NYGAARD AS DIRECTOR Mgmt For For
14.A ELECT ELISABETH GRIEG (CHAIR) AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
14.B APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
GUANGDONG INVESTMENT LTD Agenda Number: 712493357
--------------------------------------------------------------------------------------------------------------------------
Security: Y2929L100
Meeting Type: AGM
Meeting Date: 12-Jun-2020
Ticker:
ISIN: HK0270001396
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042401404.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0424/2020042401400.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS, THE
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2019
3.I TO RE-ELECT MR. HOU WAILIN AS DIRECTOR Mgmt For For
3.II TO RE-ELECT MR. LIN TIEJUN AS DIRECTOR Mgmt For For
3.III TO RE-ELECT MR. TSANG HON NAM AS DIRECTOR Mgmt For For
3.IV TO RE-ELECT MS. ZHAO CHUNXIAO AS DIRECTOR Mgmt For For
3.V TO RE-ELECT MR. FUNG DANIEL RICHARD AS Mgmt For For
DIRECTOR
3.VI TO RE-ELECT DR. CHENG MO CHI, MOSES AS Mgmt For For
DIRECTOR
3.VII TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS THE Mgmt For For
INDEPENDENT AUDITOR OF THE COMPANY AND TO
AUTHORIZE THE BOARD TO FIX ITS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE UP TO 10% OF THE ISSUED SHARES OF
THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE UP TO 10% OF THE ISSUED
SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935153433
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 07-May-2020
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW K. SILVERNAIL Mgmt For For
KATRINA L. HELMKAMP Mgmt For For
MARK A. BECK Mgmt For For
CARL R. CHRISTENSON Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2020.
4. To consider a stockholder proposal Shr Against For
regarding a report related to employee
representation on the Company's Board of
Directors, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda Number: 712493965
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446C100
Meeting Type: AGM
Meeting Date: 10-Jun-2020
Ticker:
ISIN: CNE1000003K3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042302314.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042302334.pdf
1 TO CONSIDER AND APPROVE THE ISSUE OF Mgmt For For
OVERSEAS USD DENOMINATED BONDS IN THE
AMOUNT NOT EXCEEDING USD 1 BILLION
("PROPOSED BONDS") IN ONE OR MULTIPLE
TRANCHE(S) ("PROPOSED ISSUANCE OF BONDS")
AND THE AUTHORIZATION TO ANY TWO OF THE
INTERNAL EXECUTIVE DIRECTORS OF THE COMPANY
(THE "DIRECTOR(S)") TO HANDLE RELEVANT
MATTERS OF THE PROPOSED ISSUANCE OF BONDS
AND THE LISTING OF PROPOSED BONDS
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY (THE "ARTICLES OF
ASSOCIATION") (DETAILS OF WHICH ARE SET OUT
IN THE CIRCULAR OF THE COMPANY DATED 24
APRIL 2020) AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO MAKE SUCH ADJUSTMENTS
OR OTHER AMENDMENTS TO THE ARTICLES OF
ASSOCIATION AS HE CONSIDERS NECESSARY OR
OTHERWISE APPROPRIATE IN CONNECTION WITH
THE PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OR AS MAY BE REQUIRED BY THE
RELEVANT REGULATORY AUTHORITIES AND TO DEAL
WITH ON BEHALF OF THE COMPANY THE RELEVANT
FILLING, AMENDMENTS AND REGISTRATION (WHERE
NECESSARY) PROCEDURES AND OTHER RELATED
ISSUES ARISING FROM THE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "BOARD") OF THE
COMPANY FOR THE YEAR OF 2019
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR OF
2019
5 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT AND THE ANNUAL REPORT OF THE COMPANY
FOR THE YEAR OF 2019
6 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF PROFIT OF THE COMPANY FOR
THE YEAR OF 2019
7 TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE Mgmt For For
THE PROPOSED PROVISION OF GUARANTEE OF A
TOTAL AMOUNT NOT EXCEEDING USD 1.8 BILLION
BY THE COMPANY TO ITS WHOLLY-OWNED
SUBSIDIARIES JIANGXI COPPER HONG KONG
COMPANY LIMITED ("JCHK"), AND JIANGXI
COPPER (HONG KONG) INVESTMENT COMPANY
LIMITED ("JCI"), OF WHICH USD 200 MILLION
WILL BE PROVIDED FOR JCHK AND USD 1.6
BILLION WILL BE PROVIDED FOR JCI, FOR THE
APPLICATION TO FINANCIAL INSTITUTIONS
(INCLUDING FINANCIAL INSTITUTIONS AND
FACTORING COMPANIES) FOR COMPREHENSIVE
CREDIT FACILITIES
8 TO APPOINT ERNST & YOUNG HUA MING LLP AS Mgmt For For
THE DOMESTIC AND INTERNAL CONTROL AUDITORS
AND ERNST & YOUNG AS THE OVERSEAS AUDITORS
OF THE COMPANY RESPECTIVELY FOR THE YEAR
2020, AND TO AUTHORIZE ANY ONE EXECUTIVE
DIRECTOR TO DETERMINE THEIR REMUNERATIONS
AT HIS DISCRETION IN ACCORDANCE WITH THEIR
AMOUNT OF WORK AND TO HANDLE AND ENTER INTO
THE SERVICE AGREEMENTS WITH ERNST & YOUNG
HUA MING LLP AND ERNST & YOUNG
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LIU FANGYUN AS AN EXECUTIVE DIRECTOR TO
HOLD OFFICE FROM THE DATE ON WHICH THIS
RESOLUTION IS PASSED UNTIL THE DATE OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2020 AND TO
AUTHORISE THE BOARD TO DETERMINE HIS
REMUNERATION AND ANY ONE EXECUTIVE DIRECTOR
TO ENTER INTO A SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH MR. LIU FANGYUN ON AND SUBJECT TO SUCH
TERMS AND CONDITIONS AS THE BOARD SHALL
THINK FIT AND TO DO ALL SUCH ACTS AND
THINGS TO GIVE EFFECT TO THE FOREGOING
10 TO APPROVE ANNUAL REMUNERATION SCHEME OF Mgmt For For
ALL THE DIRECTORS, SUPERVISOR(S)
("SUPERVISOR(S)") AND SENIOR MANAGEMENT OF
THE COMPANY FOR THE YEAR 2019
11 TO CONSIDER AND APPROVE MR. DONG JIAHUIS Mgmt For For
CESSATION TO ACT AS AN EXECUTIVE DIRECTOR
OF THE COMPANY WITH EFFECT FROM THE DATE ON
WHICH THIS RESOLUTION IS PASSED AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
SIGN ALL DOCUMENTS, AGREEMENTS AND TO DO
ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO
THE FOREGOING
12 TO CONSIDER AND APPROVE MR. HU QINGWENS Mgmt For For
RESIGNATION AS SUPERVISOR WITH EFFECT FROM
THE DATE ON WHICH THIS RESOLUTION IS PASSED
AND TO AUTHORISE ANY ONE EXECUTIVE DIRECTOR
TO SIGN ALL DOCUMENTS, AGREEMENTS AND TO DO
ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO
THE FOREGOING
13 TO CONSIDER AND APPROVE MR. LIAO SHENGSENS Mgmt For For
RESIGNATION AS SUPERVISOR WITH EFFECT FROM
THE DATE ON WHICH THIS RESOLUTION IS PASSED
AND TO AUTHORISE ANY ONE EXECUTIVE DIRECTOR
TO SIGN ALL DOCUMENTS, AGREEMENTS AND TO DO
ALL SUCH ACTS AND THINGS TO GIVE EFFECT TO
THE FOREGOING
14.I TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
RESOLUTION IN RELATION TO THE ELECTION OF
SUPERVISOR: TO CONSIDER AND APPROVE THE
ELECTION OF MR. WU DONGHUA AS A SUPERVISOR
TO HOLD OFFICE FROM THE DATE ON WHICH THIS
RESOLUTION IS PASSED UNTIL THE DATE OF THE
ANNUAL GENERAL MEETING OF THE COMPANY FOR
THE YEAR ENDING 31 DECEMBER 2020 AND TO
AUTHORISE THE BOARD TO DETERMINE HIS
REMUNERATION AND ANY ONE EXECUTIVE DIRECTOR
TO ENTER INTO THE SERVICE CONTRACT OR
LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH MR. WU DONGHUA ON AND SUBJECT
TO SUCH TERMS AND CONDITIONS AS THE BOARD
SHALL THINK FIT AND TO DO ALL SUCH ACTS AND
THINGS TO GIVE EFFECT TO THE FOREGOING
14.II TO CONSIDER AND APPROVE THE FOLLOWING Mgmt For For
RESOLUTION IN RELATION TO THE ELECTION OF
SUPERVISOR: TO CONSIDER AND APPROVE THE
ELECTION OF MR. GUAN YONGMIN AS A
SUPERVISOR TO HOLD OFFICE FROM THE DATE ON
WHICH THIS RESOLUTION IS PASSED UNTIL THE
DATE OF THE ANNUAL GENERAL MEETING OF THE
COMPANY FOR THE YEAR ENDING 31 DECEMBER
2020 AND TO AUTHORISE THE BOARD TO
DETERMINE HIS REMUNERATION AND ANY ONE
EXECUTIVE DIRECTOR TO ENTER INTO THE
SERVICE CONTRACT OR LETTER OF APPOINTMENT
ON BEHALF OF THE COMPANY WITH MR. GUAN
YONGMIN ON AND SUBJECT TO SUCH TERMS AND
CONDITIONS AS THE BOARD SHALL THINK FIT AND
TO DO ALL SUCH ACTS AND THINGS TO GIVE
EFFECT TO THE FOREGOING
CMMT 27 APR 2020: "PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 14.I THROUGH
14.II WILL BE PROCESSED AS TAKE NO ACTION
BY THE LOCAL CUSTODIAN BANKS. ONLY FOR
VOTES FOR THESE RESOLUTIONS WILL BE LODGED
IN THE MARKET."
CMMT 27 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda Number: 712490250
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446C100
Meeting Type: CLS
Meeting Date: 10-Jun-2020
Ticker:
ISIN: CNE1000003K3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042302348.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0423/2020042302326.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY (THE "ARTICLES OF
ASSOCIATION") (DETAILS OF WHICH ARE SET OUT
IN THE CIRCULAR OF THE COMPANY DATED 24
APRIL 2020) AND TO AUTHORISE ANY ONE
EXECUTIVE DIRECTOR TO MAKE SUCH ADJUSTMENTS
OR OTHER AMENDMENTS TO THE ARTICLES OF
ASSOCIATION AS HE CONSIDERS NECESSARY OR
OTHERWISE APPROPRIATE IN CONNECTION WITH
THE PROPOSED AMENDMENTS TO THE ARTICLES OF
ASSOCIATION OR AS MAY BE REQUIRED BY THE
RELEVANT REGULATORY AUTHORITIES AND TO DEAL
WITH ON BEHALF OF THE COMPANY THE RELEVANT
FILLING, AMENDMENTS AND REGISTRATION (WHERE
NECESSARY) PROCEDURES AND OTHER RELATED
ISSUES ARISING FROM THE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 712179147
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 19-Mar-2020
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt For For
1.2 Appoint a Director Kitao, Yuichi Mgmt For For
1.3 Appoint a Director Yoshikawa, Masato Mgmt For For
1.4 Appoint a Director Sasaki, Shinji Mgmt For For
1.5 Appoint a Director Kurosawa, Toshihiko Mgmt For For
1.6 Appoint a Director Watanabe, Dai Mgmt For For
1.7 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.8 Appoint a Director Ina, Koichi Mgmt For For
1.9 Appoint a Director Shintaku, Yutaro Mgmt For For
2 Appoint a Corporate Auditor Yamada, Yuichi Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
LEROY SEAFOOD GROUP ASA Agenda Number: 712573698
--------------------------------------------------------------------------------------------------------------------------
Security: R4279D108
Meeting Type: AGM
Meeting Date: 27-May-2020
Ticker:
ISIN: NO0003096208
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE MEETING BY THE CHAIRMAN OF Non-Voting
THE BOARD, HELGE SINGELSTAD, AND
REGISTRATION OF SHAREHOLDERS PRESENT
2 ELECTION OF CHAIRPERSON FOR THE MEETING AND Non-Voting
ONE PERSON TO CO-SIGN THE MINUTES
3 APPROVAL OF NOTICE AND PROPOSED AGENDA Mgmt For For
4 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
STATEMENT REGARDING SALARIES AND OTHER
REMUNERATION OF SENIOR EXECUTIVES
5.A APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS OF THE PARENT COMPANY AND THE
CONSOLIDATED REPORT AND FINANCIAL
STATEMENTS FOR 2019, INCLUDING DISTRIBUTION
OF DIVIDEND
5.B AUTHORISATION TO DISTRIBUTE DIVIDEND Mgmt For For
6.A REMUNERATION TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
6.B REMUNERATION TO THE NOMINATION COMMITTEE Mgmt For For
6.C REMUNERATION TO THE AUDIT COMMITTEE Mgmt For For
6.D REMUNERATION TO THE AUDIT COMPANY'S AUDITOR Mgmt For For
7 REPORT REGARDING CORPORATE GOVERNANCE Non-Voting
8.A ELECTION OF BOARD CHAIR HELGE SINGELSTAD Mgmt For For
8.B ELECTION OF BOARD MEMBER ARNE MOEGSTER Mgmt For For
8.C ELECTION OF BOARD MEMBER SIRI LILL MANNES Mgmt For For
8.D ELECTION OF NOMINATION COMMITTEE CHAIR Mgmt For For
HELGE MOEGSTER
8.E ELECTION OF NOMINATION COMMITTEE MEMBER Mgmt For For
BENEDICTE SCHILBRED FASMER
8.F ELECTION OF NOMINATION COMMITTEE MEMBER Mgmt For For
AKSEL LINCHAUSEN
9 THE BOARDS PROPOSAL REGARDING RENEWAL OF Mgmt For For
THE BOARDS MANDATE TO PURCHASE THE
COMPANY'S OWN SHARES
10 THE BOARDS PROPOSAL REGARDING RENEWAL OF Mgmt For For
THE BOARDS MANDATE TO INCREASE THE SHARE
CAPITAL BY ISSUING NEW SHARES THROUGH
PRIVATE PLACEMENTS DIRECTED AT EXTERNAL
INVESTORS, EMPLOYEES AND CERTAIN
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 712481693
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 13-May-2020
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 RATIFYING THE 2019 ANNUAL REPORT FROM PJSC Mgmt For For
MMC NORILSK NICKEL
2 RATIFYING THE 2019 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS FROM PJSC MMC
NORILSK NICKEL
3 APPROVAL OF THE 2019 PJSC MMC NORILSK Mgmt For For
NICKEL CONSOLIDATED FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For
NICKEL FOR 2019, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2019: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2019 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL,
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2019 IN CASH
IN THE AMOUNT OF RUB 557.20 PER ORDINARY
SHARE, SET MAY 25, 2020 AS THE RECORD DATE
FOR DETERMINING PERSONS ELIGIBLE TO RECEIVE
THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
NIKOLAI PAVLOVICH ABRAMOV
5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY VALENTINOVICH BARBASHEV
5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY LEONIDOVICH BATEKHIN
5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ALEXEY VLADIMIROVICH BASHKIROV
5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY BORISOVICH BRATUKHIN
5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY NIKOLAEVICH VOLK
5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
MARIANNA ALEXANDROVNA ZAKHAROVA
5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
LLEWELYN MUNNINGS
5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
GARETH PETER PENNY
5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
VLADIMIROVICH POLETAEV
5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
VYACHESLAV ALEXEEVICH SOLOMIN
5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
EVGENY ARKADIEVICH SCHWARTZ
5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ROBERT WILLEM JOHN EDWARDS
6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ALEXEY SERGEEVICH DZYBALOV
6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
VIKTOROVNA MASALOVA
6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
GEORGIY EDUARDOVICH SVANIDZE
6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
VLADIMIR NIKOLAEVICH SHILKOV
6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
2020
8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
MMC NORILSK NICKEL FOR 2020 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2020
9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt For For
EXPENSES INCURRED BY MEMBERS OF THE BOARD
OF DIRECTORS AT PJSC MMC NORILSK NICKEL
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER AT PJSC MMC NORILSK
NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE RUSSIAN
FEDERATION LEGISLATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt For For
FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
AND THE MANAGEMENT BOARD AT PJSC MMC
NORILSK NICKEL AND THAT CONCERNS
INDEMNIFICATION INSURANCE FOR MEMBERS OF
THE BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
OFFICIALS AT THE COMPANY ITSELF AND ITS
SUBSIDIARIES WHO ARE THE BENEFICIARIES
UNDER THE TRANSACTION, AND THAT IS PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF THE INDEMNIFICATION
INSURANCE IS ONE YEAR, AND THE TOTAL
LIABILITY LIMIT (INSURANCE AMOUNT), WITH
ALL THE COVERAGE AND EXTENSIONS, WITH THE
EXCEPTION OF THOSE CASES SPELLED OUT
DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
LESS THAN USD 150,000,000 (ONE HUNDRED
FIFTY MILLION), AND HAS AN INSURANCE
PREMIUM PAYMENT FOR THE COMPANY NOT TO
EXCEED USD 1,500,000 (ONE MILLION FIVE
HUNDRED THOUSAND). IF, BASED ON MARKET
CONDITIONS, THE INSURANCE AVAILABLE TO THE
COMPANY AT THE TIME THE TRANSACTION IS
ENTERED INTO CANNOT HAVE AN ESTABLISHED SUM
IN THE INSURANCE AGREEMENT OF USD
150,000,000 (ONE HUNDRED FIFTY MILLION),
THEN AN INSURANCE AGREEMENT WILL BE SIGNED
THAT HAS THE GREATEST POSSIBLE SCOPE OF
INSURANCE THAT IS AVAILABLE TO THE COMPANY
AT REASONABLE COMMERCIAL TERMS
--------------------------------------------------------------------------------------------------------------------------
MOWI ASA Agenda Number: 712661582
--------------------------------------------------------------------------------------------------------------------------
Security: R4S04H101
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: NO0003054108
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 415198 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ELECTION OF A CHAIRPERSON AND A PERSON TO Mgmt For For
COUNTERSIGN THE MINUTES TOGETHER WITH THE
CHAIRPERSON
2 APPROVAL OF THE NOTICE AND THE PROPOSED Mgmt For For
AGENDA
3 BRIEFING ON THE BUSINESS Non-Voting
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS' REPORT FOR 2019 FOR
MOWI ASA AND THE MOWI GROUP, INCLUDING
ALLOCATION OF THE RESULT OF THE YEAR
5 THE BOARD'S STATEMENT REGARDING CORPORATE Non-Voting
GOVERNANCE
6 THE BOARD'S STATEMENT REGARDING THE Mgmt For For
REMUNERATION OF SENIOR EXECUTIVES
7 APPROVAL OF THE GUIDELINES FOR ALLOCATION Mgmt For For
OF OPTIONS
8 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD MEMBERS
9 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE NOMINATION COMMITTEE
10 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
COMPANY'S AUDITOR FOR 2019
11.A ELECTION OF NEW BOARD MEMBER AND A NEW Mgmt For For
DEPUTY CHAIRPERSON: ALF-HELGE AARSKOG,
DEPUTY CHAIRPERSON
11.B ELECTION OF NEW BOARD MEMBER: BJARNE Mgmt For For
TELLMANN
11.C ELECTION OF NEW BOARD MEMBER: SOLVEIG Mgmt For For
STRAND
11.D ELECTION OF NEW BOARD MEMBER: CECILIE Mgmt For For
FREDRIKSEN
12 ELECTION OF A NEW MEMBER AND CHAIR OF THE Mgmt For For
NOMINATION COMMITTEE: ANNE LISE ELLINGSEN
GRYTE
13 AUTHORISATION TO THE BOARD TO DISTRIBUTE Mgmt For For
DIVIDENDS
14 AUTHORISATION TO THE BOARD TO PURCHASE THE Mgmt For For
COMPANY'S OWN SHARES
15.A AUTHORISATION TO THE BOARD TO ISSUE NEW Mgmt For For
SHARES
15.B AUTHORISATION TO THE BOARD TO ISSUE Mgmt For For
CONVERTIBLE LOANS
16 APPROVAL OF AN APPLICATION TO BE EXEMPT Mgmt For For
FROM THE OBLIGATION TO ESTABLISH A
CORPORATE ASSEMBLY
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD Agenda Number: 712341522
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: AGM
Meeting Date: 06-May-2020
Ticker:
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHRISTOPHER M. BURLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MAURA J. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID C. EVERITT Mgmt For For
1.4 ELECTION OF DIRECTOR: RUSSELL K. GIRLING Mgmt For For
1.5 ELECTION OF DIRECTOR: MIRANDA C. HUBBS Mgmt For For
1.6 ELECTION OF DIRECTOR: ALICE D. LABERGE Mgmt For For
1.7 ELECTION OF DIRECTOR: CONSUELO E. MADERE Mgmt For For
1.8 ELECTION OF DIRECTOR: CHARLES V. MAGRO Mgmt For For
1.9 ELECTION OF DIRECTOR: KEITH G. MARTELL Mgmt For For
1.10 ELECTION OF DIRECTOR: AARON W. REGENT Mgmt For For
1.11 ELECTION OF DIRECTOR: MAYO M. SCHMIDT Mgmt For For
2 THE RE-APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
3 A NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OCI N.V. Agenda Number: 712629712
--------------------------------------------------------------------------------------------------------------------------
Security: N6667A111
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: NL0010558797
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 OPEN MEETING Non-Voting
2 RECEIVE DIRECTORS REPORT Non-Voting
3 APPROVE REMUNERATION REPORT Mgmt For For
4 RECEIVE EXPLANATION ON COMPANY'S DIVIDEND Non-Voting
POLICY
5 ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
6 APPROVE DISCHARGE OF EXECUTIVE DIRECTORS Mgmt For For
7 APPROVE DISCHARGE OF NON EXECUTIVE Mgmt For For
DIRECTORS
8 APPROVE REMUNERATION POLICY Mgmt For For
9.A RECEIVE EXPLANATION ON REAPPOINTMENT AND Non-Voting
APPOINTMENT OF EXECUTIVE DIRECTORS
9.B REELECT NASSEF SAWIRIS AS EXECUTIVE Mgmt For For
DIRECTOR
9.C REELECT HASSAN BADRAWI AS EXECUTIVE Mgmt For For
DIRECTOR
9.D REELECT MAUD DE VRIES AS EXECUTIVE DIRECTOR Mgmt For For
9.E ELECT AHMED EL HOSHY AS EXECUTIVE DIRECTOR Mgmt For For
10.A RECEIVE EXPLANATION ON REAPPOINTMENT OF NON Non-Voting
EXECUTIVE DIRECTORS
10.B REELECT MICHAEL BENNETT AS NON EXECUTIVE Mgmt For For
DIRECTOR
10.C REELECT JEROME GUIRAUD AS NON EXECUTIVE Mgmt For For
DIRECTOR
10.D REELECT GREGORY HECKMAN AS NON EXECUTIVE Mgmt For For
DIRECTOR
10.E REELECT ROBERT JAN VAN DE KRAATS AS NON Mgmt For For
EXECUTIVE DIRECTOR
10.F REELECT ANJA MONTIJN GROENEWOUD AS NON Mgmt For For
EXECUTIVE DIRECTOR
10.G REELECT SIPKO SCHAT AS NON EXECUTIVE Mgmt For For
DIRECTOR
10.H REELECT DOD FRASER AS NON EXECUTIVE Mgmt For For
DIRECTOR
10.I REELECT DAVID WELCH AS NON EXECUTIVE Mgmt For For
DIRECTOR
11 GRANT BOARD AUTHORITY TO ISSUE SHARES Mgmt For For
12 AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES
13 AUTHORIZE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
14 RATIFY KPMG AS AUDITORS Mgmt For For
15 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 712751038
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 2019 ANNUAL REPORT OF PJSC Mgmt No vote
"LUKOIL", THE ANNUAL ACCOUNTING (FINANCIAL)
STATEMENTS. DISTRIBUTION OF PROFITS AND
ADOPTION OF A DECISION ON PAYMENT
(DECLARATION) OF DIVIDENDS BASED ON THE
2019 ANNUAL RESULTS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": ALEKPEROV, VAGIT YUSUFOVICH
2.2 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": BLAZHEEV, VICTOR VLADIMIROVICH
2.3 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": GATI, TOBY TRISTER
2.4 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": MAGANOV, RAVIL ULFATOVICH
2.5 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": MUNNINGS, ROGER
2.6 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": NIKOLAEV, NIKOLAI MIKHAILOVICH
2.7 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": TEPLUKHIN, PAVEL MIKHAILOVICH
2.8 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": FEDUN, LEONID ARNOLDOVICH
2.9 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": KHOBA, LYUBOV NIKOLAEVNA
2.10 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": SHATALOV, SERGEY DMITRIEVICH
2.11 TO ELECT THE BOARD OF DIRECTOR OF PJSC Mgmt No vote
"LUKOIL": SCHUSSEL, WOLFGANG
3.1 TO PAY REMUNERATION AND REIMBURSE EXPENSES Mgmt No vote
TO MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC "LUKOIL" PURSUANT TO APPENDIX NO.1
HERETO
3.2 TO ESTABLISH THE AMOUNTS OF REMUNERATION Mgmt No vote
FOR THE NEWLY ELECTED MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC "LUKOIL" PURSUANT TO
APPENDIX NO.2 HERETO. TO ESTABLISH THAT
DURING THEIR SERVICE THE NEWLY ELECTED
MEMBERS OF THE BOARD OF DIRECTORS SHALL BE
REIMBURSED FOR THE EXPENSES RELATED TO THE
PERFORMANCE OF THEIR FUNCTIONS AS MEMBERS
OF THE BOARD OF DIRECTORS, THE TYPES OF
WHICH WERE ESTABLISHED BY DECISION OF THE
ANNUAL GENERAL SHAREHOLDERS MEETING OF OAO
"LUKOIL" OF 24 JUNE 2004 (MINUTES NO.1), IN
THE AMOUNT OF ACTUALLY INCURRED AND
DOCUMENTED EXPENSES, UPON SUBMISSION BY
MEMBERS OF THE BOARD OF DIRECTORS OF
WRITTEN EXPENSE CLAIMS
4 APPROVAL OF THE AUDITOR OF PJSC "LUKOIL'': Mgmt No vote
KPMG
5 DECISION ON CONSENT TO PERFORM AN Mgmt No vote
INTERESTED-PARTY TRANSACTION
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
CMMT 14 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED Agenda Number: 935133277
--------------------------------------------------------------------------------------------------------------------------
Security: 71646E100
Meeting Type: Special
Meeting Date: 25-Mar-2020
Ticker: PTR
ISIN: US71646E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Mr. Dai Houliang as Director of Mgmt For For
the Company.
2. Election of Mr. Lv Bo as Director of the Mgmt For For
Company.
3. Election of Mr. Li Fanrong as director of Mgmt For For
the Company.
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED Agenda Number: 935220753
--------------------------------------------------------------------------------------------------------------------------
Security: 71646E100
Meeting Type: Annual
Meeting Date: 11-Jun-2020
Ticker: PTR
ISIN: US71646E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year 2019.
O2 To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year 2019.
O3 To consider and approve the financial Mgmt For For
report of the Company for the year 2019.
O4 To consider and approve the declaration and Mgmt For For
payment of the final dividends for the year
ended 31 December 2019 in the amount and in
the manner recommended by the Board.
O5 To consider and approve the authorisation Mgmt For For
of the Board to determine the distribution
of interim dividends for the year 2020.
O6 To consider and approve the appointment of Mgmt For For
KPMG Huazhen and KPMG, as the domestic and
international auditors of the Company,
respectively, for the year 2020 and to
authorise the Board to determine their
remuneration.
O7A Election of Director: Liu Yuezhen Mgmt For For
O7B Election of Director: Duan Liangwei Mgmt For For
O8A Election of independent non-executive Mgmt For For
Director: Elsie Leung Oi-sie
O8B Election of independent non-executive Mgmt For For
Director: Tokuchi Tatsuhito
O8C Election of independent non-executive Mgmt For For
Director: Simon Henry
O8D Election of independent non-executive Mgmt For For
Director: Cai Jinyong
O8E Election of independent non-executive Mgmt For For
Director: Jiang, Simon X.
O9A Election of Supervisor: Xu Wenrong Mgmt For For
O9B Election of Supervisor: Zhang Fengshan Mgmt For For
O9C Election of Supervisor: Jiang Lifu Mgmt For For
O9D Election of Supervisor: Lu Yaozhong Mgmt For For
O9E Election of Supervisor: Wang Liang Mgmt For For
O10 To consider and approve the guarantees to Mgmt For For
be provided to the subsidiaries and
affiliated companies of the Company and
relevant authorization to the Board.
S11 To consider and approve, by way of special Mgmt For For
resolution, to unconditionally grant a
general mandate to the Board to determine
and deal with the issue of debt financing
instruments of the Company with an
outstanding balance amount of up to RMB150
billion (the foreign currency equivalent
calculated by using the middle exchange
rate announced by the People's Bank of
China on the date of issue) and determine
the terms and conditions of such issue.
S12 To consider and approve, by way of special Mgmt For For
resolution, to grant a general mandate to
the Board to issue and deal with domestic
shares (A Shares) and/or overseas listed
foreign shares (H Shares) of the Company of
not more than 10% of each of its existing
domestic shares (A Shares) or overseas
listed foreign shares (H Shares) of the
Company in issue as at the date of passing
this resolution at the AGM and determine
the terms and conditions of such issue.
S13 To consider and approve the proposed Mgmt For For
amendments to the business scope of the
Company and the proposed amendments to the
articles of association of the Company.
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 711956764
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 24-Jan-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT: RUB 48 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 712523946
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: AGM
Meeting Date: 22-May-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY ANNUAL REPORT 2019 Mgmt For For
2 APPROVAL OF THE COMPANY ANNUAL FINANCIAL Mgmt For For
STATEMENTS 2019
3 DISTRIBUTION OF PROFITS, INCLUDING DIVIDEND Mgmt For For
PAYMENT (DECLARATION), AND LOSSES OF THE
COMPANY FOR 2019
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 17 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 10
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
4.1 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: ANTOSHIN IGOR
DMITRIEVICH
4.2 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: BOKOVA IRINA GEORGIEVA
4.3 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: GURYEV ANDREY
ANDREEVICH
4.4 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: GURYEV ANDREY
GRIGORYEVICH
4.5 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: OMBUDSTVEDT SVEN
4.6 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: OSIPOV ROMAN
VLADIMIROVICH
4.7 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: PASHKEVICH NATALIA
VLADIMIROVNA
4.8 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: PRONIN SERGEY
ALEKSANDROVICH
4.9 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: ROGERS JR JAMES BEELAND
4.10 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: RODIONOV IVAN IVANOVICH
4.11 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: ROLET XAVIER ROBERT
4.12 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: RHODES MARCUS JAMES
4.13 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: RYBNIKOV MIKHAIL
KONSTANTINOVICH
4.14 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: SEREDA SERGEY
VALERIEVICH
4.15 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: SIROTENKO ALEXEY
ALEKSANDROVICH
4.16 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: SHARABAIKA ALEKSANDR
FEDOROVICH
4.17 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS: SHARONOV ANDREY
VLADIMIROVICH
5 REMUNERATION AND COMPENSATION PAYABLE TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
6.1 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
REVIEW COMMITTEE: VIKTOROVA EKATERINA
VALERIYANOVNA
6.2 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
REVIEW COMMITTEE: KRYUCHKOVA ELENA YURYEVNA
6.3 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt For For
REVIEW COMMITTEE: LIZUNOVA OLGA YURYEVNA
7 APPROVAL OF THE COMPANY'S AUDITOR FOR 2020 Mgmt For For
8 APPROVAL OF THE INTERESTED-PARTY Mgmt For For
TRANSACTION
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 712775177
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 19-Jun-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A. Agenda Number: 712342055
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 07-May-2020
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 08 MAY 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
REPORT
3 ALLOCATION OF RESULTS Mgmt For For
4 APPROVAL OF THE CREATION OF THE VOLUNTARY Mgmt For For
RESERVES NOT ARISING FROM PROFITS ACCOUNT
BY RECOGNISING AND INITIAL CHARGE TO THE
SHARE PREMIUM ACCOUNT, AND TRANSFER OF THE
BALANCE OF THE RESERVES FOR THE TRANSITION
TO THE 2007 SPANISH GENERAL ACCOUNTS PLAN
ACCOUNT TO THE VOLUNTARY RESERVES ACCOUNT
5 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
6 INCREASE OF SHARE CAPITAL CHARGED TO Mgmt For For
RESERVES
7 SECOND CAPITAL INCREASE CHARGED TO RESERVES Mgmt For For
8 APPROVAL OF A REDUCTION OF SHARE CAPITAL Mgmt For For
9 APPROVAL OF THREE NEW ADDITIONAL CYCLES OF Mgmt For For
THE BENEFICIARIES SHARE PURCHASE PLAN OF
THE LONG TERM INCENTIVES PROGRAMMES
10 APPROVAL OF A NEW LONG TERM INCENTIVE Mgmt For For
PROGRAM
11 ADVISORY VOTE ON THE ANNUAL REMUNERATION Mgmt For For
REPORT OF THE BOARD OF DIRECTORS
12 DELEGATION OF POWERS TO INTERPRET, Mgmt For For
SUPPLEMENT, DEVELOP, EXECUTE, RECTIFY AND
FORMALIZE THE RESOLUTIONS ADOPTED BY THE
GENERAL
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935143571
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2020
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2019 Annual report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. Approval of potential termination benefits Mgmt For For
5. To elect Hinda Gharbi as a director Mgmt For For
6. To elect Jennifer Nason as a director Mgmt For For
7. To elect Ngaire Woods CBE as a director Mgmt For For
8. To re-elect Megan Clark AC as a director Mgmt For For
9. To re-elect David Constable as a director Mgmt For For
10. To re-elect Simon Henry as a director Mgmt For For
11. To re-elect Jean-Sebastien Jacques as a Mgmt For For
director
12. To re-elect Sam Laidlaw as a director Mgmt For For
13. To re-elect Michael L'Estrange AO as a Mgmt For For
director
14. To re-elect Simon McKeon AO as a director Mgmt For For
15. To re-elect Jakob Stausholm as a director Mgmt For For
16. To re-elect Simon Thompson as a director Mgmt For For
17. Appointment of auditors of Rio Tinto plc Mgmt For For
and Rio Tinto Limited
18. Remuneration of auditors Mgmt For For
19. Authority to make political donations Mgmt For For
20. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - general updates and changes
21. Amendments to Rio Tinto plc's articles of Mgmt For For
association and Rio Tinto Limited's
constitution - hybrid and contemporaneous
general meetings
22. General authority to allot shares Mgmt For For
23. Disapplication of pre-emption rights Mgmt For For
24. Authority to purchase Rio Tinto plc shares Mgmt For For
25. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY Agenda Number: 712666986
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: AGM
Meeting Date: 02-Jun-2020
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 413514 DUE TO CHANGE IN VOTING
STATUS OF RESOLUTION 7. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE COMPANY ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS
3 APPROVAL OF THE COMPANY PROFIT DISTRIBUTION Mgmt For For
BASED ON THE 2019 RESULTS
4 THE AMOUNT, TIMING AND FORM OF DIVIDEND Mgmt For For
PAYMENT BASED ON 2019 RESULTS: 18 RUBLES 07
KOPECKS PER ONE OUTSTANDING SHARE
5 ON REMUNERATION AND COMPENSATION OF Non-Voting
EXPENSES TO THE MEMBERS OF THE COMPANY
BOARD OF DIRECTORS
6 ON REMUNERATION AND COMPENSATION OF Mgmt For For
EXPENSES TO THE MEMBERS OF THE COMPANY
AUDIT COMMISSION
7 ELECTION OF THE MEMBERS OF THE COMPANY Non-Voting
BOARD OF DIRECTORS
8.1 ELECTION OF THE MEMBER OF THE COMPANY Mgmt For For
INTERNAL AUDIT COMMISSION: TO ELECT THE
FOLLOWING PERSON TO ROSNEFT AUDIT
COMMISSION: OLGA ANDRIANOVA
8.2 ELECTION OF THE MEMBER OF THE COMPANY Mgmt For For
INTERNAL AUDIT COMMISSION: TO ELECT THE
FOLLOWING PERSON TO ROSNEFT AUDIT
COMMISSION: TATYANA ZOBKOVA
8.3 ELECTION OF THE MEMBER OF THE COMPANY Mgmt For For
INTERNAL AUDIT COMMISSION: TO ELECT THE
FOLLOWING PERSON TO ROSNEFT AUDIT
COMMISSION: SERGEY POMA
8.4 ELECTION OF THE MEMBER OF THE COMPANY Mgmt For For
INTERNAL AUDIT COMMISSION: TO ELECT THE
FOLLOWING PERSON TO ROSNEFT AUDIT
COMMISSION: ZAKHAR SABANTSEV
8.5 ELECTION OF THE MEMBER OF THE COMPANY Mgmt For For
INTERNAL AUDIT COMMISSION: TO ELECT THE
FOLLOWING PERSON TO ROSNEFT AUDIT
COMMISSION: PAVEL SHUMOV
9 APPROVAL OF THE COMPANY AUDITOR: ERNST & Mgmt For For
YOUNG LLC
--------------------------------------------------------------------------------------------------------------------------
SALMAR ASA Agenda Number: 712645487
--------------------------------------------------------------------------------------------------------------------------
Security: R7445C102
Meeting Type: AGM
Meeting Date: 03-Jun-2020
Ticker:
ISIN: NO0010310956
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 ELECTION OF A PERSON TO CHAIR THE AGM AND Mgmt For For
SOMEONE TO COSIGN THE MINUTES ALONG WITH
THE AGM CHAIR
2 APPROVAL OF INVITATION TO ATTEND THE AGM Mgmt For For
AND THE PROPOSED AGENDA
3 PRESENTATION OF THE BUSINESS Non-Voting
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
ANNUAL REPORT FOR 2019 FOR SALMAR ASA AND
THE SALMAR GROUP
5 APPROVAL OF THE REMUNERATION PAYABLE TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS,
NOMINATION COMMITTEE AND AUDIT COMMITTEE
6 APPROVAL OF THE AUDITORS FEES Mgmt For For
7 THE BOARDS STATEMENT RELATING TO CORPORATE Mgmt For For
GOVERNANCE
8 SHARE BASED INCENTIVE SCHEME FOR EMPLOYEES Mgmt For For
9 CONSULTATIVE VOTE ON THE BOARDS GUIDELINES Mgmt For For
FOR REMUNERATION AND OTHER BENEFITS PAYABLE
TO SENIOR EXECUTIVES
10 APPROVAL OF THE BOARDS GUIDELINES FOR SHARE Mgmt For For
RELATED INCENTIVE SCHEMES FOR SENIOR
EXECUTIVES
11.1 ELECTION OF DIRECTOR: TONJE E. FOSS Mgmt For For
11.2 ELECTION OF DIRECTOR: LEIF INGE NORDHAMMER Mgmt For For
11.3 ELECTION OF DIRECTOR: LINDA L. AASE Mgmt For For
12.1 ELECTION OF NOMINATION COMMITTEE MEMBER: Mgmt For For
REELECTION OF ENDRE KOLBORNSEN
13 RESOLUTION AUTHORISING THE BOARD TO RAISE Mgmt For For
THE COMPANY'S SHARE CAPITAL
14 RESOLUTION AUTHORISING THE BOARD TO BUY Mgmt For For
BACK THE COMPANY'S OWN SHARES
15 RESOLUTION AUTHORISING THE BOARD TO TAKE Mgmt For For
OUT A CONVERTIBLE LOAN
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935181191
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 23-Apr-2020
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2019
2. Designation of the External Auditor Company Mgmt For For
3. Designation of the Credit Rating Agencies Mgmt For For
for 2020
4. Designation of the Account Inspectors for Mgmt For For
2020
5. Investment Policy Mgmt For For
6. Finance Policy Mgmt For For
7. Distribution of final dividend Mgmt For For
8. Structure of the Compensation of the Board Mgmt For For
of Directors and Board committees
9. Other corresponding matters in compliance Mgmt For For
with pertinent provisions
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935173170
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 18-May-2020
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tal Payne Mgmt For For
1B. Election of Director: Marcel Gani Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2020.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 712712074
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 26-Jun-2020
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
2.2 Appoint a Director Nozaki, Akira Mgmt For For
2.3 Appoint a Director Asahi, Hiroshi Mgmt For For
2.4 Appoint a Director Matsumoto, Nobuhiro Mgmt For For
2.5 Appoint a Director Higo, Toru Mgmt For For
2.6 Appoint a Director Nakano, Kazuhisa Mgmt For For
2.7 Appoint a Director Ishii, Taeko Mgmt For For
2.8 Appoint a Director Kinoshita, Manabu Mgmt For For
3.1 Appoint a Corporate Auditor Ino, Kazushi Mgmt For For
3.2 Appoint a Corporate Auditor Nakayama, Mgmt For For
Yasuyuki
3.3 Appoint a Corporate Auditor Yoshida, Wataru Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SURGUTNEFTEGAS PUBLIC JOINT STOCK COMPANY Agenda Number: 712788744
--------------------------------------------------------------------------------------------------------------------------
Security: 868861204
Meeting Type: AGM
Meeting Date: 30-Jun-2020
Ticker:
ISIN: US8688612048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO APPROVE THE ANNUAL REPORT OF Mgmt No vote
"SURGUTNEFTEGAS" PJSC FOR 2019
2 TO APPROVE THE ANNUAL ACCOUNTING Mgmt No vote
(FINANCIAL) STATEMENTS OF "SURGUTNEFTEGAS"
PJSC FOR 2019
3 TO APPROVE THE DISTRIBUTION OF PROFIT AND Mgmt No vote
LOSS OF "SURGUTNEFTEGAS" PJSC FOR 2019. TO
DECLARE DIVIDEND PAYMENT: RUB 0.97 PER
PREFERENCE SHARE OF "SURGUTNEFTEGAS" PJSC;
RUB 0.65 PER ORDINARY SHARE OF
"SURGUTNEFTEGAS" PJSC; DIVIDENDS SHALL BE
PAID IN ACCORDANCE WITH THE PROCEDURE
RECOMMENDED BY THE BOARD OF DIRECTORS. TO
SET 20 JULY 2020 AS THE DATE AS OF WHICH
THE PERSONS ENTITLED TO DIVIDENDS ARE
DETERMINED
4 TO PAY TO EACH MEMBER OF THE BOARD OF Non-Voting
DIRECTORS OF "SURGUTNEFTEGAS" PJSC WHO DOES
NOT ACT AS CHAIRPERSON OF THE BOARD OF
DIRECTORS OR DIRECTOR GENERAL OF THE
COMPANY AND IS NOT AN EMPLOYEE OF THE
COMPANY BASIC REMUNERATION FOR THE PERIOD
WHEN HE/SHE ACTED AS THE MEMBER OF THE
BOARD OF DIRECTORS IN THE AMOUNT DETERMINED
BY THE REGULATIONS ON THE BOARD OF
DIRECTORS OF "SURGUTNEFTEGAS" PJSC. TO PAY
TO THE MEMBER OF THE BOARD OF DIRECTORS WHO
ACTED AS CHAIRPERSON OF THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS ADDITIONAL
REMUNERATION IN THE AMOUNT DETERMINED BY
THE REGULATIONS ON THE BOARD OF DIRECTORS
OF "SURGUTNEFTEGAS" PJSC
5 TO PAY TO EACH MEMBER OF THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC
REMUNERATION IN THE AMOUNT DETERMINED BY
THE REGULATIONS ON THE AUDITING COMMITTEE
OF "SURGUTNEFTEGAS" PJSC
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 12 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 9
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND
WILL SUBMIT INSTRUCTION TO THE LOCAL AGENT
IN THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
6.1 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: AGARYOV
ALEXANDER VALENTINOVICH
6.2 TO ELECT THE PERSON TO THE BOARD OF Non-Voting
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
BOGDANOV VLADIMIR LEONIDOVICH
6.3 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: BULANOV
ALEXANDER NIKOLAEVICH
6.4 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
DINICHENKO IVAN KALISTRATOVICH
6.5 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: EGOROV
VALERY NIKOLAEVICH
6.6 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: EROKHIN
VLADIMIR PETROVICH
6.7 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
KONOVALOV VLADISLAV BORISOVICH
6.8 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
KRIVOSHEEV VIKTOR MIKHAILOVICH
6.9 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: MATVEEV
NIKOLAI IVANOVICH
6.10 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
MUKHAMADEEV GEORGY RASHITOVICH
6.11 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: USMANOV
ILDUS SHAGALIEVICH
6.12 TO ELECT THE PERSON TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
TCHASHCHIN VIKTOR AVTAMONOVICH
7.1 TO ELECT THE PERSON TO THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC:
MUSIKHINA VALENTINA VIKTOROVNA
7.2 TO ELECT THE PERSON TO THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC: OLEYNIK
TAMARA FEDOROVNA
7.3 TO ELECT THE PERSON TO THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC:
PRISHCHEPOVA LYUDMILA ARKADYEVNA
8 TO APPROVE "CROWE EXPERTIZA" LIMITED Mgmt No vote
LIABILITY COMPANY AS THE AUDITOR OF
"SURGUTNEFTEGAS" PJSC FOR 2020
--------------------------------------------------------------------------------------------------------------------------
TATNEFT PJSC Agenda Number: 712712947
--------------------------------------------------------------------------------------------------------------------------
Security: 876629205
Meeting Type: AGM
Meeting Date: 17-Jun-2020
Ticker:
ISIN: US8766292051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT OF PJSC Mgmt For For
TATNEFT FOR 2019
2 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC TATNEFT FOR
2019
3 TO APPROVE THE DISTRIBUTION OF PROFIT OF Mgmt For For
PJSC TATNEFT (INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS) FOR THE
REPORTING YEAR, IN PARTICULAR: - TO
DETERMINE THAT THE DIVIDENDS ON ORDINARY
SHARES FOR 2019 SHALL BE 0% OF THE NOMINAL
VALUE, WITHOUT TAKING INTO ACCOUNT THE
DIVIDENDS ALREADY PAID FOR THE SIX AND NINE
MONTHS OF 2019 AT 6447% OF THE NOMINAL
VALUE; - TO PAY THE DIVIDENDS ON PREFERRED
SHARES FOR 2019 AT 100% OF THE NOMINAL
VALUE, WITHOUT TAKING INTO ACCOUNT THE
DIVIDENDS ALREADY PAID FOR THE SIX AND NINE
MONTHS OF 2019 AT 6447% OF THE NOMINAL
VALUE; - TO CONSIDER THE NET INCOME
REMAINING AFTER THE DIVIDENDS PAYMENT AS
RETAINED EARNINGS. TO ESTABLISH JUNE 30,
2020 AS THE HOLDER-OF-RECORD DATE FOR
IDENTIFYING THE PERSONS ENTITLED TO RECEIVE
THE DIVIDENDS. TO HAVE DIVIDENDS PAID IN
CASH
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 14 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 14
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
4.1 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: AGLIULLIN FANIL ANVAROVICH
4.2 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: GAIZATULLIN RADIK RAUFOVICH
4.3 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: GERECS LASZLO
4.4 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: GLUKHOVA LARISA YURIEVNA
4.5 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: LEVINE YURI LVOVICH
4.6 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: MAGANOV NAYIL ULFATOVICH
4.7 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: NURMUKHAMETOV RAFAIL SAITOVICH
4.8 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: SABIROV RINAT KASIMOVICH
4.9 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: SOROKIN VALERIY YURIYEVICH
4.10 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: SYUBAYEV NURISLAM ZINATULLOVICH
4.11 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: TAKHAUTDINOV SHAFAGAT FAKHRAZOVICH
4.12 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: KHALIMOV RUSTAM KHAMISOVICH
4.13 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: KHISAMOV RAIS SALIKHOVICH
4.14 ELECTION OF THE BOARD OF DIRECTOR OF PJSC Mgmt For For
TATNEFT: STEINER RENE FREDERIC
5.1 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT:
BORZUNOVA KSENIA GENNADYEVNA
5.2 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT: GALEYEV
AZAT DAMIROVICH
5.3 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT:
GILFANOVA GUZEL RAFISOVNA
5.4 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT: ZALYAEV
SALAVAT GALIASKAROVICH
5.5 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT: KUZMINA
VENERA GIBADULLOVNA
5.6 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT:
RAKHIMZYANOVA LILIYA RAFAELOVNA
5.7 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT:
FARKHUTDINOVA NAZILYA RAFISOVNA
5.8 TO ELECT THE FOLLOWING PERSON TO THE Mgmt For For
REVISION COMMITTEE OF PJSC TATNEFT:
SHARIFULLIN RAVIL ANASOVICH
6 TO APPROVE AO PRICEWATERHOUSECOOPERS AUDIT Mgmt For For
FOR CONDUCTING STATUTORY AUDIT OF THE
FINANCIAL STATEMENTS OF PJSC TATNEFT FOR
2020 COMPILED IN ACCORDANCE WITH THE
RUSSIAN AND INTERNATIONAL ACCOUNTING
STANDARDS FOR A PERIOD OF ONE YEAR
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LTD Agenda Number: 712296917
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: MIX
Meeting Date: 21-Apr-2020
Ticker:
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 TO ELECT THE DIRECTOR: M.M. ASHAR Mgmt For For
1.2 TO ELECT THE DIRECTOR: T. HIGO Mgmt For For
1.3 TO ELECT THE DIRECTOR: T.L. MCVICAR Mgmt For For
1.4 TO ELECT THE DIRECTOR: Q. CHONG Mgmt For For
1.5 TO ELECT THE DIRECTOR: N.B. KEEVIL III Mgmt For For
1.6 TO ELECT THE DIRECTOR: K.W. PICKERING Mgmt For For
1.7 TO ELECT THE DIRECTOR: E.C. DOWLING Mgmt For For
1.8 TO ELECT THE DIRECTOR: D.R. LINDSAY Mgmt For For
1.9 TO ELECT THE DIRECTOR: U.M. POWER Mgmt For For
1.10 TO ELECT THE DIRECTOR: E. FUKUDA Mgmt For For
1.11 TO ELECT THE DIRECTOR: S.A. MURRAY Mgmt For For
1.12 TO ELECT THE DIRECTOR: T.R. SNIDER Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE CORPORATION AND TO AUTHORIZE
THE DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION
3 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
4 TO APPROVE THE RESOLUTIONS INCREASING THE Mgmt For For
NUMBER OF CLASS B SUBORDINATE VOTING SHARES
AVAILABLE FOR ISSUANCE UNDER THE 2010 PLAN
BY 18,000,000 AND RATIFYING THE GRANT OF
3,690,130 STOCK OPTIONS, AS MORE
PARTICULARLY DESCRIBED IN THE MANAGEMENT
PROXY CIRCULAR DATED FEBRUARY 28, 2020
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935174502
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 21-May-2020
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Gregory L. Ebel Mgmt For For
1E. Election of Director: Timothy S. Gitzel Mgmt For For
1F. Election of Director: Denise C. Johnson Mgmt For For
1G. Election of Director: Emery N. Koenig Mgmt For For
1H. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1I. Election of Director: David T. Seaton Mgmt For For
1J. Election of Director: Steven M. Seibert Mgmt For For
1K. Election of Director: Luciano Siani Pires Mgmt For For
1L. Election of Director: Gretchen H. Watkins Mgmt For For
1M. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2020.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr Against For
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 935127553
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 17-Mar-2020
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey M. Ettinger Mgmt For For
Katherine J. Harless Mgmt For For
D. Christian Koch Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2020.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TOTAL S.A. Agenda Number: 935211879
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 29-May-2020
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2019
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2019 - Option for the payment of the
final 2019 dividend in shares.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company's
shares
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
O6 Renewal of Ms. Patricia Barbizet's term as Mgmt For For
director
O7 Renewal of Ms. Marie-Christine Mgmt For For
Coisne-Roquette's term as director
O8 Renewal of Mr. Mark Cutifani's term as Mgmt For For
director
O9 Appointment of Mr. Jerome Contamine as a Mgmt For For
director
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non executive
directors ("mandataires sociaux") ...(due
to space limits, see proxy material for
full proposal).
O11 Setting of the amount of directors' Mgmt For For
aggregate annual compensation and approval
of the compensation policy applicable to
directors
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid ...(due to space limits, see proxy
material for full proposal).
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer
E14 Approval of the conversion of the Company's Mgmt For For
corporate form through adoption of the
European company corporate form and of
...(due to space limits, see proxy material
for full proposal).
E15 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E16 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
issuing, ...(due to space limits, see proxy
material for full proposal).
E18 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E19 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
increasing ...(due to space limits, see
proxy material for full proposal).
E20 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, ...(due to space limits, see
proxy material for full proposal).
E21 Authorization granted to the Board of Mgmt For For
Directors, for a period ...(due to space
limits, see proxy material for full
proposal).
A Presented in accordance with Article L. Mgmt For For
225-105 of the French Commercial Code (not
approved by the Board of Directors):
Amendment of Article 19 - Financial Year -
Financial Statements of the Articles of
Association.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935187143
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 30-Apr-2020
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution 1 Mgmt For For
2. Resolution 2 Mgmt For For
3. Resolution 3 Mgmt For For
4. Resolution 4 Mgmt For For
6. DIRECTOR
Jose Mauricio/Arthur Mgmt For For
Fernando/Johan Albino Mgmt For For
Oscar/Ken Yasuhara Mgmt For For
Jose Luciano/VACANT Mgmt For For
Eduardo/VACANT Mgmt For For
Marcel/Marcia Mgmt For For
Toshiya/Hugo Serrado Mgmt For For
Roger/Ivan Luiz Mgmt For For
Murilo/Joao Mgmt For For
Isabella/Adriano Mgmt For For
Sandra Maria/VACANT Mgmt For For
Marcelo/Nuno Maria Mgmt For For
7. Resolution 7 Mgmt For For
8. Resolution 8 Mgmt For For
9. Resolution 9 Mgmt For For
10. Resolution 10 Mgmt For For
E1. Resolution 1 Mgmt For For
E2. Resolution 2 Mgmt For For
E3. Resolution 3 Mgmt For For
E4. Resolution 4 Mgmt For For
E5. Resolution 5 Mgmt For For
E6. Resolution 6 Mgmt For For
E7. Resolution 7 Mgmt For For
E8. Resolution 8 Mgmt For For
E9. Resolution 9 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VEDANTA LTD Agenda Number: 935239005
--------------------------------------------------------------------------------------------------------------------------
Security: 92242Y100
Meeting Type: Special
Meeting Date: 24-Jun-2020
Ticker: VEDL
ISIN: US92242Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Special resolution: Approval for Voluntary Mgmt For
Delisting of the Equity Shares of the
Company from BSE Limited ("BSE") and
National Stock Exchange of India Limited
("NSE") and withdrawal of "Permitted to
Trade" status on the Metropolitan Stock
Exchange of India Limited ("MSE"), and
Voluntary Delisting of the Company's
American Depositary Shares from the New
York Stock Exchange and deregistration from
the Securities and Exchange Commission.
--------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA Agenda Number: 712336634
--------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 22-Apr-2020
Ticker:
ISIN: FR0000124141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 372641 DUE TO CHANGE IN TEXT OF
RESOLUTIONS O.4 AND O.12. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 06 APR 2020: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINKS:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202003162000559-33 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202004062000780-42; PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECIEPT OF
ADDITIONAL URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 383459, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2019
O.3 APPROVAL OF THE EXPENSES AND COSTS REFERRED Mgmt For For
TO IN ARTICLE 39.4 OF THE FRENCH GENERAL
TAX CODE
O.4 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2019 AND PAYMENT OF THE DIVIDEND: THE BOARD
PROPOSES TO SET THE DIVIDEND FOR THE 2019
FINANCIAL YEAR AT 0.50 EUROS INSTEAD OF 1
EURO
O.5 APPROVAL OF REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS
O.6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JACQUES ASCHENBROICH AS DIRECTOR
O.7 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
ISABELLE COURVILLE AS DIRECTOR
O.8 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
NATHALIE RACHOU AS DIRECTOR
O.9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
GUILLAUME TEXIER AS DIRECTOR
O.10 VOTE ON THE COMPENSATION PAID DURING THE Mgmt For For
FINANCIAL YEAR 2019 OR AWARDED FOR THE SAME
FINANCIAL YEAR TO MR. ANTOINE FREROT, IN
HIS CAPACITY AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
O.11 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
2019 COMPENSATION OF CORPORATE OFFICERS
(EXCLUDING EXECUTIVE CORPORATE OFFICERS)
REFERRED TO IN ARTICLE L. 225-37-3 I OF THE
FRENCH COMMERCIAL CODE
O.12 VOTE ON THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2020: EX-ANTE VOTE, THE
BOARD PROPOSES TO REVISE, ITS REPORT ON THE
RESOLUTIONS AS WELL AS THAT ON CORPORATE
GOVERNANCE CONCERNING THE ONLY 2020
VARIABLE COMPENSATION OF THE CHAIRMAN AND
CHIEF EXECUTIVE OFFICER
O.13 VOTE ON THE COMPENSATION POLICY FOR Mgmt For For
CORPORATE OFFICERS (EXCLUDING EXECUTIVE
CORPORATE OFFICERS) FOR THE FINANCIAL YEAR
2020
O.14 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE
FUTURE, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE
FUTURE, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING OTHER THAN THE PUBLIC OFFERINGS
MENTIONED IN ARTICLE L. 411-2 OF THE FRENCH
MONETARY AND FINANCIAL CODE
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE CAPITAL IMMEDIATELY OR IN THE
FUTURE, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC
OFFERING REFERRED TO IN 1DECREE OF ARTICLE
L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
E.18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO ISSUE, WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES
AND/OR TRANSFERABLE SECURITIES GRANTING
IMMEDIATE OR FUTURE ACCESS TO THE CAPITAL
AS COMPENSATION FOR CONTRIBUTIONS IN KIND
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED IN THE
CONTEXT OF A CAPITAL INCREASE WITH OR
WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL BY INCORPORATION
OF PREMIUMS, RESERVES, PROFITS OR ANY OTHER
AMOUNTS
E.21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL BY ISSUING
SHARES AND/OR TRANSFERABLE SECURITIES
GRANTING ACCESS TO THE CAPITAL RESERVED FOR
MEMBERS OF COMPANY SAVINGS PLANS WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER
E.22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE TO
INCREASE THE SHARE CAPITAL BY ISSUING
SHARES RESERVED FOR CATEGORIES OF PERSONS
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE
LATTER IN THE CONTEXT OF THE IMPLEMENTATION
OF EMPLOYEE SHAREHOLDING PLANS
E.23 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING SHARES OR SHARES TO BE ISSUED
FOR THE BENEFIT OF EMPLOYEES OF THE GROUP
AND CORPORATE OFFICERS OF THE COMPANY OR
SOME OF THEM, ENTAILING THE WAIVER IPSO
JURE BY THE SHAREHOLDERS OF THEIR
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.24 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLATION OF TREASURY SHARES
E.25 ALIGNMENT OF THE BY-LAWS WITH THE LEGAL AND Mgmt For For
REGULATORY PROVISIONS IN FORCE
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT THE FRENCH PROXY CARD IS Non-Voting
AVAILABLE AS A LINK UNDER THE 'MATERIAL
URL' DROPDOWN AT THE TOP OF THE BALLOT
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 712233713
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 07-Apr-2020
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "4.A TO 4.H AND 6".
THANK YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR: DKK 7.93 PER SHARE
4.A ELECTION OF MEMBER ANDERS RUNEVAD TO THE Mgmt For For
BOARD OF DIRECTORS
4.B RE-ELECTION OF MEMBER BERT NORDBERG TO THE Mgmt For For
BOARD OF DIRECTORS
4.C RE-ELECTION OF MEMBER BRUCE GRANT TO THE Mgmt For For
BOARD OF DIRECTORS
4.D RE-ELECTION OF MEMBER CARSTEN BJERG TO THE Mgmt For For
BOARD OF DIRECTORS
4.E RE-ELECTION OF MEMBER EVA MERETE SOFELDE Mgmt For For
BERNEKE TO THE BOARD OF DIRECTORS
4.F RE-ELECTION OF MEMBER HELLE Mgmt For For
THORNING-SCHMIDT TO THE BOARD OF DIRECTORS
4.G ELECTION OF MEMBER KARL-HENRIK SUNDSTROM TO Mgmt For For
THE BOARD OF DIRECTORS
4.H RE-ELECTION OF MEMBER LARS JOSEFSSON TO THE Mgmt For For
BOARD OF DIRECTORS
5.1 FINAL APPROVAL OF THE REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR 2019
5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS FOR 2020
6 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
UPDATE OF THE COMPANY'S REMUNERATION POLICY
- THE REMUNERATION POLICY HAS BEEN UPDATED
TO ENSURE COMPLIANCE WITH THE REVISED
SECTION 139 AND THE NEW SECTION 139A OF THE
DANISH COMPANIES ACT
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
UPDATE OF STANDARD AGENDA OF ANNUAL GENERAL
MEETINGS - AMENDMENT OF ARTICLE 5(2) OF THE
ARTICLES OF ASSOCIATION - THE STANDARD
AGENDA OF ANNUAL GENERAL MEETINGS HAS BEEN
AMENDED TO ENSURE COMPLIANCE WITH THE NEW
SECTION 139B IN THE DANISH COMPANIES ACT
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
REDUCTION OF THE COMPANY'S SHARE CAPITAL -
AMENDMENT OF ARTICLE 2(1) OF THE ARTICLES
OF ASSOCIATION - THE COMPANY'S SHARE
CAPITAL IS REDUCED FROM NOMINALLY DKK
198,901,963 TO NOMINALLY DKK 196,924,115
THROUGH CANCELLATION OF TREASURY SHARES
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES - AUTHORISATION TO ACQUIRE
TREASURY SHARES ON AN ONGOING BASIS UNTIL
31 DECEMBER 2021
8 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda Number: 712290434
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 30-Apr-2020
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 3 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR IAN MACFARLANE AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF MR LARRY ARCHIBALD AS A Mgmt For For
DIRECTOR
2.C ELECTION OF MS SWEE CHEN GOH AS A DIRECTOR Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION: SHAREHOLDERS REQUEST THAT THE
FOLLOWING NEW CLAUSE 43A BE INSERTED INTO
OUR COMPANY'S CONSTITUTION
CMMT PLEASE NOTE: RESOLUTIONS 4(B) TO 4(D) ARE Non-Voting
CONTINGENT ADVISORY RESOLUTIONS AND WILL
ONLY BE PUT TO A VOTE AT THE MEETING IF
RESOLUTION 4(A) IS FIRST PASSED BY SPECIAL
RESOLUTION. THANK YOU
4.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- PARIS GOALS AND TARGETS
4.C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- CLIMATE-RELATED LOBBYING
4.D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- 'REPUTATION ADVERTISING' ACTIVITIES
--------------------------------------------------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 712629798
--------------------------------------------------------------------------------------------------------------------------
Security: Y97237112
Meeting Type: AGM
Meeting Date: 23-Jun-2020
Ticker:
ISIN: CNE100000PP1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0508/2020050801072.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0508/2020050801066.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR OF 2019
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR OF
2019
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2019
4 TO CONSIDER AND APPROVE THE FINAL DIVIDEND Mgmt For For
DISTRIBUTION FOR THE YEAR ENDED 31 DECEMBER
2019
5 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR OF 2019
6 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
LETTER OF GUARANTEE BY THE COMPANY FOR THE
BENEFIT OF ITS SUBSIDIARIES WITH A TOTAL
AMOUNT OF NOT MORE THAN RMB8 BILLION DURING
THE PERIOD FROM THE DATE OF PASSING OF THIS
RESOLUTION UNTIL THE DAY OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN THE YEAR OF 2021
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PROVISION OF NEW GUARANTEES BY THE COMPANY
FOR ITS SUBSIDIARIES WITH A TOTAL AMOUNT OF
NOT MORE THAN RMB7 BILLION DURING THE
PERIOD FROM THE DATE OF PASSING OF THIS
RESOLUTION UNTIL THE DAY OF ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN THE
YEAR OF 2021, AND AUTHORISE THE CHAIRMAN OF
THE BOARD, MR. WU GANG, TO SIGN ANY
AGREEMENTS AND/OR DOCUMENTS ON BEHALF OF
THE COMPANY NECESSARY IN RELATION THERETO
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
OPERATION OF EXCHANGE RATE HEDGING BUSINESS
WITH A TOTAL AMOUNT OF NOT MORE THAN USD1
BILLION AND THE INTEREST RATE HEDGING
BUSINESS WITH A TOTAL AMOUNT OF NOT MORE
THAN USD1 BILLION DURING THE PERIOD FROM
THE DATE OF PASSING THIS RESOLUTION UNTIL
THE DAY OF ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN THE YEAR OF 2021
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE PRC AUDITORS OF THE
COMPANY AND DELOITTE TOUCHE TOHMATSU AS THE
INTERNATIONAL AUDITORS OF THE COMPANY TO
HOLD OFFICE FROM THE DATE OF PASSING OF
THIS RESOLUTION UNTIL THE DATE OF THE END
OF THE COMPANY'S 2020 AGM, AND AUTHORISE
THE BOARD TO DETERMINE THEIR REMUNERATION,
RESPECTIVELY
10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION OF THE BOARD OF DIRECTORS OF
GOLDWIND INVESTMENT HOLDING CO., LTD, A
WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO
DISPOSE OF SHARES IN JL MAG RAREEARTH CO.,
LTD. (AS SPECIFIED)
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 712415581
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 15-May-2020
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0414/2020041400776.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0414/2020041400786.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS OF THE COMPANY (THE
"DIRECTOR(S)") AND THE AUDITOR OF THE
COMPANY (THE "AUDITOR") FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2019
2 TO DECLARE A FINAL DIVIDEND OF 8.5 HK CENTS Mgmt For For
PER SHARE (WITH SCRIP OPTION) FOR THE YEAR
ENDED 31 DECEMBER 2019
3.A.I TO RE-ELECT DR. LEE YIN YEE, B.B.S. AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.AII TO RE-ELECT TAN SRI DATUK TUNG CHING SAI Mgmt For For
P.S.M, D.M.S.M AS A NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. LEE YAU CHING AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX ITS REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED: THAT CONDITIONAL UPON THE
PASSING OF RESOLUTIONS NOS. 5A AND 5B, THE
GENERAL MANDATE GRANTED TO THE DIRECTORS
PURSUANT TO RESOLUTION 5B BE AND IS HEREBY
EXTENDED BY THE ADDITION THERETO OF AN
AMOUNT REPRESENTING THE AGGREGATE NUMBER OF
SHARES REPURCHASED BY THE COMPANY UNDER THE
AUTHORITY GRANTED PURSUANT TO THE
RESOLUTION NO. 5A ABOVE, PROVIDED THAT SUCH
AMOUNT SHALL NOT EXCEED 10% OF THE TOTAL
NUMBER OF THE SHARES IN ISSUE AS OF THE
DATE OF PASSING THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935165123
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 13-May-2020
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Sten E. Jakobsson Mgmt For For
1G. Election of Director: Steven R. Loranger Mgmt For For
1H. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1I. Election of Director: Jerome A. Peribere Mgmt For For
1J. Election of Director: Markos I. Tambakeras Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2020.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Shareholder proposal to lower threshold for Shr Against For
shareholders to call special meetings from
25% to 15% of Company stock, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 712349299
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 07-May-2020
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE GENERAL MEETING, APPROVAL OF Mgmt For For
THE NOTICE AND THE AGENDA
2 ELECTION OF THE CHAIR OF THE MEETING AND A Mgmt For For
PERSON TO COSIGN THE MINUTES
3 APPROVAL OF THE ANNUAL ACCOUNTS AND REPORT Mgmt For For
OF THE BOARD OF DIRECTORS FOR 2019 FOR YARA
INTERNATIONAL ASA AND THE GROUP, INCLUDING
DISTRIBUTION OF DIVIDENDS
4.1 THE BOARD OF DIRECTORS DECLARATION ON Mgmt For For
STIPULATION OF SALARIES AND OTHER
REMUNERATION TO EXECUTIVE PERSONNEL
PURSUANT TO 6 16A OF THE NORWEGIAN PUBLIC
LIMITED COMPANIES ACT: ADVISORY VOTE ON THE
GUIDELINES FOR REMUNERATION TO MEMBERS OF
EXECUTIVE MANAGEMENT
4.2 THE BOARD OF DIRECTORS DECLARATION ON Mgmt For For
STIPULATION OF SALARIES AND OTHER
REMUNERATION TO EXECUTIVE PERSONNEL
PURSUANT TO 6 16A OF THE NORWEGIAN PUBLIC
LIMITED COMPANIES ACT: APPROVAL OF THE
PROPOSED GUIDELINES FOR SHARE BASED
COMPENSATION
5 REPORT ON CORPORATE GOVERNANCE ACCORDING TO Mgmt For For
THE NORWEGIAN ACCOUNTING ACT 3 3B
6 AUDITORS FEE FOR THE AUDIT OF YARA Mgmt For For
INTERNATIONAL ASA FOR THE FINANCIAL YEAR
2019
7 REMUNERATION TO MEMBERS AND DEPUTY MEMBERS Mgmt For For
OF THE BOARD, MEMBERS OF THE HR COMMITTEE
AND MEMBERS OF THE AUDIT COMMITTEE FOR THE
PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING
8 REMUNERATION TO MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE FOR THE PERIOD UNTIL THE NEXT
ANNUAL GENERAL MEETING
9 ELECT TROND BERGER, HAKON REISTAD FURE, Mgmt For For
KIMBERLY LEIN MATHISEN, ADELE BUGGE NORMAN
PRAN, JOHN THUESTAD AND BIRGITTE RINGSTAD
VARTDAL AS DIRECTORS
10 RE-ELECT OTTO SOBERG, THORUNN KATHRINE Mgmt For For
BAKKE, ANN KRISTIN BRAUTASET AND OTTAR
ERTZEID AS MEMBERS OF NOMINATING COMMITTEE
11 CAPITAL REDUCTION BY CANCELLATION OF OWN Mgmt For For
SHARES AND BY REDEMPTION AND CANCELLATION
OF SHARES HELD ON BEHALF OF THE NORWEGIAN
STATE BY THE MINISTRY OF TRADE, INDUSTRY
AND FISHERIES CHANGES TO THE ARTICLES OF
ASSOCIATION 4
12 POWER OF ATTORNEY TO THE BOARD REGARDING Mgmt For For
ACQUISITION OF OWN SHARES
CMMT 08 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIRECTOR AND
NOMINATION COMMITTEE NAMES. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President
Date 8/27/2020