UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22668
ETF Series Solutions
(Exact name of registrant as specified in charter)
615 East Michigan Street
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)
Kristina Nelson
ETF Series Solutions
615 E. Michigan Street
Milwaukee, WI 53202
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 765-6076
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 to June 30, 2020
Item 1. Proxy Voting Record
Fund Name: U.S. Global Jets ETF
________________________________________________________________________________
Aegean Airlines S.A.
Ticker Security ID: Meeting Date Meeting Status
AEGN CINS X18035109 12/20/2019 Voted
Meeting Type Country of Trade
Special Greece
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration Policy Mgmt For Against Against
2 Transaction of Other Mgmt For Against Against
Business;
Announcements
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air Canada
Ticker Security ID: Meeting Date Meeting Status
AC CINS 008911877 06/25/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Amee Chande Mgmt For For For
3 Elect Christie J.B. Mgmt For For For
Clark
4 Elect Gary A. Doer Mgmt For For For
5 Elect Rob Fyfe Mgmt For For For
6 Elect Michael M. Green Mgmt For For For
7 Elect Jean Marc Huot Mgmt For For For
8 Elect Madeleine Paquin Mgmt For For For
9 Elect Calin Rovinescu Mgmt For For For
10 Elect Vagn Sorensen Mgmt For For For
11 Elect Kathleen Taylor Mgmt For For For
12 Elect Annette Mgmt For For For
Verschuren
13 Elect Michael M. Wilson Mgmt For For For
14 Appointment of Auditor Mgmt For For For
15 Advisory Vote on Mgmt For For For
Executive
Compensation
16 Shareholder Rights Mgmt For For For
Plan
Renewal
17 Declaration of Mgmt N/A Abstain N/A
Canadian Residency
Status
18 Declaration of Mgmt N/A Against N/A
Ownership and
Control
19 Non-Voting Meeting Note N/A N/A N/A N/A
20 Non-Voting Meeting Note N/A N/A N/A N/A
21 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Air France - KLM
Ticker Security ID: Meeting Date Meeting Status
AF CINS F01699135 05/26/2020 Voted
Meeting Type Country of Trade
Mix France
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Accounts and Reports Mgmt For For For
6 Consolidated Accounts Mgmt For For For
and
Reports
7 Allocation of Losses Mgmt For For For
8 Special Auditors Mgmt For For For
Report on Regulated
Agreements
9 Elect Anne-Marie Mgmt For For For
Couderc
10 Elect Alexander R. Mgmt For For For
Wynaendts
11 Elect Dirk Jan van den Mgmt For For For
Berg
12 Ratification of the Mgmt For For For
Co-option of Jian
Wang
13 Reappointment of KPMG Mgmt For For For
as Statutory
Auditor
14 Appointment of Mgmt For For For
Salustro Reydel as
Alternate
Auditor
15 Remuneration Report Mgmt For For For
16 Remuneration of Mgmt For For For
Anne-Marie Couderc,
Chair
17 Remuneration of Mgmt For For For
Benjamin Smith,
CEO
18 Remuneration Policy Mgmt For For For
(Chair)
19 Remuneration Policy Mgmt For For For
(Board of
Directors)
20 Remuneration Policy Mgmt For For For
(CEO)
21 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
22 Authority to Issue Mgmt For For For
Shares and
Convertible Debt w/
Preemptive
Rights
23 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights; w/
Priority Subscription
Rights
24 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive
Rights
25 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement
26 Greenshoe Mgmt For Against Against
27 Authority to Increase Mgmt For For For
Capital in
Consideration for
Contributions In
Kind
28 Authority to Increase Mgmt For For For
Capital Through
Capitalisations
29 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/
Preemptive Rights
During a Public
Tender
Offer
30 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights; w/
Priority Subscription
Rights
31 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt w/o
Preemptive Rights
During a Public
Tender
Offer
32 Authority to Issue Mgmt For Against Against
Shares and
Convertible Debt
Through Private
Placement During a
Public Tender
Offer
33 Greenshoe During a Mgmt For Against Against
Public Tender
Offer
34 Authority to Increase Mgmt For Against Against
Capital in
Consideration for
Contributions In Kind
During a Public
Tender
Offer
35 Authority to Increase Mgmt For Against Against
Capital Through
Capitalisations
During a Public
Tender
Offer
36 Authority to Set Mgmt For Against Against
Offering Price of
Shares
37 Employee Stock Mgmt For For For
Purchase
Plan
38 Authorisation of Legal Mgmt For For For
Formalities
________________________________________________________________________________
Air New Zealand Ltd
Ticker Security ID: Meeting Date Meeting Status
AIR CINS Q0169V100 09/25/2019 Voted
Meeting Type Country of Trade
Annual New Zealand
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Janice (Jan) Mgmt For For For
Dawson
2 Re-elect Jonathan P. Mgmt For For For
Mason
3 Re-elect Therese Walsh Mgmt For For For
4 Approve Widebody Mgmt For For For
Aircraft
Transaction
5 Adopt New Constitution Mgmt For For For
________________________________________________________________________________
Air Transport Services Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATSG CUSIP 00922R105 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard M. Mgmt For For For
Baudouin
2 Elect Richard F. Mgmt For For For
Corrado
3 Elect Joseph C. Hete Mgmt For For For
4 Elect Raymond E. Johns Mgmt For For For
5 Elect Laura J. Peterson Mgmt For For For
6 Elect Randy D. Mgmt For For For
Rademacher
7 Elect J. Christopher Mgmt For For For
Teets
8 Elect Jeffrey Vorholt Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Airbus SE
Ticker Security ID: Meeting Date Meeting Status
AIR CINS N0280G100 04/16/2020 Voted
Meeting Type Country of Trade
Annual Netherlands
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Agenda Item N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Accounts and Reports Mgmt For For For
8 Ratification of Mgmt For Against Against
Non-Executive
Directors'
Acts
9 Ratification of Mgmt For Against Against
Executive Director's
Acts
10 Appointment of Auditor Mgmt For For For
11 Remuneration Policy Mgmt For For For
12 Remuneration Report Mgmt For Against Against
13 Elect Mark B. Mgmt For For For
Dunkerley to the
Board of
Directors
14 Elect Stephan Gemkov Mgmt For For For
to the Board of
Directors
15 Elect Ralph D. Crosby, Mgmt For For For
Jr. to the Board of
Directors
16 Elect Lord Paul Mgmt For Against Against
Drayson to the Board
of
Directors
17 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive Rights
(Equity
Plans)
18 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
19 Authority to Mgmt For For For
Repurchase
Shares
20 Cancellation of Shares Mgmt For For For
21 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Alaska Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALK CUSIP 011659109 05/07/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Patricia M. Mgmt For For For
Bedient
2 Elect James A. Beer Mgmt For For For
3 Elect Marion C. Blakey Mgmt For For For
4 Elect Raymond L. Conner Mgmt For For For
5 Elect Dhiren Fonseca Mgmt For For For
6 Elect Kathleen T. Hogan Mgmt For For For
7 Elect Susan J. Li Mgmt For For For
8 Elect Benito Minicucci Mgmt For For For
9 Elect Helvi K. Sandvik Mgmt For For For
10 Elect J. Kenneth Mgmt For For For
Thompson
11 Elect Bradley D. Tilden Mgmt For For For
12 Elect Eric K. Yeaman Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
American Airlines Group Inc.
Ticker Security ID: Meeting Date Meeting Status
AAL CUSIP 02376R102 06/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James F. Albaugh Mgmt For For For
2 Elect Jeffrey D. Mgmt For For For
Benjamin
3 Elect John T. Cahill Mgmt For For For
4 Elect Michael J. Embler Mgmt For For For
5 Elect Matthew J. Hart Mgmt For For For
6 Elect Susan D. Kronick Mgmt For For For
7 Elect Martin H. Nesbitt Mgmt For For For
8 Elect Denise M. O'Leary Mgmt For For For
9 Elect W. Douglas Parker Mgmt For For For
10 Elect Ray M. Robinson Mgmt For For For
11 Ratification of Auditor Mgmt For For For
12 Advisory Vote on Mgmt For Against Against
Executive
Compensation
13 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
________________________________________________________________________________
Azul S.A.
Ticker Security ID: Meeting Date Meeting Status
AZUL4 CUSIP 05501U106 03/02/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Sublease Agreement Mgmt For For For
(Breeze Aviation
Group)
________________________________________________________________________________
Azul S.A.
Ticker Security ID: Meeting Date Meeting Status
AZUL4 CUSIP 05501U106 04/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Remuneration policy Mgmt For Against Against
________________________________________________________________________________
Celebi Hava Servisi A.S
Ticker Security ID: Meeting Date Meeting Status
CLEBI CINS M2125D103 03/31/2020 Voted
Meeting Type Country of Trade
Ordinary Turkey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Opening; Election of Mgmt For For For
Presiding
Chair
5 Minutes Mgmt For For For
6 Directors' Report Mgmt For For For
7 Auditors' Report Mgmt For For For
8 Financial Statements Mgmt For For For
9 Allocation of Mgmt For For For
Profits/Dividends
10 Authority to Make Mgmt For For For
Advance Payments of
Dividends
11 Ratification of Mgmt For For For
Directors' and
Auditors'
Acts
12 Election of Directors; Mgmt For For For
Board Term Length;
Directors'
Fees
13 Amendments to Articles Mgmt For Against Against
14 Appointment of Auditor Mgmt For For For
15 Authority to Issue Mgmt For Against Against
Debt
Instruments
16 Presentation of Report Mgmt For For For
on
Guarantees
17 Presentation of Report Mgmt For For For
on Related Party
Transactions
18 Charitable Donations Mgmt For Against Against
19 Authority to Carry Out Mgmt For Against Against
Competing Activites
or Related Party
Transactions
20 Wishes and Closing Mgmt For For For
________________________________________________________________________________
Dart Group plc
Ticker Security ID: Meeting Date Meeting Status
DTG CINS G2657C132 09/05/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Final Dividend Mgmt For For For
3 Elect Richard Green Mgmt For Against Against
4 Elect Philip Meeson Mgmt For Against Against
5 Elect Stephen Heapy Mgmt For Against Against
6 Elect Mark Laurence Mgmt For For For
7 Appointment of Auditor Mgmt For For For
8 Authority to Set Mgmt For For For
Auditor's
Fees
9 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
10 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
11 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
12 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Delta Air Lines, Inc.
Ticker Security ID: Meeting Date Meeting Status
DAL CUSIP 247361702 06/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward H. Bastian Mgmt For For For
2 Elect Francis S. Blake Mgmt For For For
3 Elect Ashton B. Carter Mgmt For For For
4 Elect David G. DeWalt Mgmt For For For
5 Elect William H. Mgmt For For For
Easter
III
6 Elect Christopher A. Mgmt For For For
Hazleton
7 Elect Michael P. Huerta Mgmt For For For
8 Elect Jeanne P. Jackson Mgmt For For For
9 Elect George N. Mattson Mgmt For For For
10 Elect Sergio A. L. Rial Mgmt For For For
11 Elect David. S. Taylor Mgmt For For For
12 Elect Kathy N. Waller Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Political
Contributions and
Expenditures
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Report on
Measures Taken to
Prevent Sexual
Harassment
________________________________________________________________________________
Deutsche Lufthansa AG
Ticker Security ID: Meeting Date Meeting Status
LHA CINS D1908N106 05/05/2020 Voted
Meeting Type Country of Trade
Annual Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
4 Non-Voting Meeting Note N/A N/A N/A N/A
5 Non-Voting Meeting Note N/A N/A N/A N/A
6 Non-Voting Meeting Note N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Allocation of Mgmt For For For
Profits/Dividends
9 Ratification of Mgmt For For For
Management Board
Acts
10 Ratification of Mgmt For For For
Supervisory Board
Acts
11 Elect Stephan Sturm Mgmt For For For
12 Elect Erich Clementi Mgmt For For For
13 Elect Thomas Enders Mgmt For For For
14 Elect Harald Kruger Mgmt For For For
15 Elect Astrid Stange Mgmt For For For
16 Management Board Mgmt For For For
Remuneration
Policy
17 Authority to Issue Mgmt For For For
Convertible Debt
Instruments; Increase
in Conditional
Capital
18 Amendment to Mgmt For For For
Authorised
Capital
19 Appointment of Auditor Mgmt For For For
20 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Deutsche Lufthansa AG
Ticker Security ID: Meeting Date Meeting Status
LHA CINS D1908N106 06/25/2020 Take No Action
Meeting Type Country of Trade
Special Germany
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A TNA N/A
2 Non-Voting Meeting Note N/A N/A TNA N/A
3 Non-Voting Meeting Note N/A N/A TNA N/A
4 Non-Voting Meeting Note N/A N/A TNA N/A
5 Non-Voting Meeting Note N/A N/A TNA N/A
6 Authority to Issue Mgmt For TNA N/A
Shares and
Convertible Debt
Instruments w/o
Preemptive Rights
(Recapitalisation)
________________________________________________________________________________
Easyjet plc
Ticker Security ID: Meeting Date Meeting Status
EZJ CINS G3030S109 02/06/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Final Dividend Mgmt For For For
4 Elect John Barton Mgmt For For For
5 Elect Johan Lundgren Mgmt For For For
6 Elect Andrew Findlay Mgmt For For For
7 Elect Charles Gurassa Mgmt For For For
8 Elect Andreas Bierwirth Mgmt For For For
9 Elect Moya M. Greene Mgmt For For For
10 Elect Anastassia Mgmt For For For
Lauterbach
11 Elect Nicholas Leeder Mgmt For For For
12 Elect Andrew Martin Mgmt For For For
13 Elect Julie Southern Mgmt For For For
14 Elect Catherine Bradley Mgmt For For For
15 Appointment of Auditor Mgmt For For For
16 Authority to Set Mgmt For For For
Auditor's
Fees
17 Authorisation of Mgmt For For For
Political
Donations
18 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
19 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
20 Authority to Mgmt For For For
Repurchase
Shares
21 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
Enav S.p.A.
Ticker Security ID: Meeting Date Meeting Status
ENAV CINS T3R4KN103 05/21/2020 Voted
Meeting Type Country of Trade
Ordinary Italy
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Accounts and Reports Mgmt For For For
4 Allocation of Mgmt For For For
Profits/Dividends
5 Remuneration Policy Mgmt For For For
(Binding)
6 Remuneration Report Mgmt For For For
(Advisory)
7 2020-2022 Performance Mgmt For For For
Share
Plan
8 Board Size Mgmt For For For
9 Board Term Length Mgmt For For For
10 Non-Voting Agenda Item N/A N/A N/A N/A
11 List Presented by Mgmt For N/A N/A
Ministry of Economy
and
Finance
12 List Presented by Mgmt For For For
Group of
Institutional
Investors
Representing 5.1% of
Share
Capital
13 List Presented by Mgmt For N/A N/A
INARCASSA and
Fondazione
ENPAM
14 Elect Francesca Isgro Mgmt For For For
as
Chair
15 Directors' Fees Mgmt For Abstain Against
16 Authority to Mgmt For For For
Repurchase and
Reissue
Shares
17 Non-Voting Meeting Note N/A N/A N/A N/A
18 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Finnair Oyj
Ticker Security ID: Meeting Date Meeting Status
FIA1S CINS X24877106 05/29/2020 Voted
Meeting Type Country of Trade
Annual Finland
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Agenda Item N/A N/A N/A N/A
4 Non-Voting Agenda Item N/A N/A N/A N/A
5 Non-Voting Agenda Item N/A N/A N/A N/A
6 Non-Voting Agenda Item N/A N/A N/A N/A
7 Non-Voting Agenda Item N/A N/A N/A N/A
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Accounts and Reports Mgmt For For For
10 Allocation of Mgmt For For For
Profits/Dividends
11 Ratification of Board Mgmt For For For
and CEO
Acts
12 Remuneration Policy Mgmt For For For
13 Non-Voting Agenda Item N/A N/A N/A N/A
14 Directors' Fees Mgmt For For For
15 Board Size Mgmt For For For
16 Election of Directors Mgmt For For For
17 Authority to Set Mgmt For For For
Auditor's
Fees
18 Appointment of Auditor Mgmt For For For
19 Authority to Mgmt For For For
Repurchase
Shares
20 Authority to Issue Mgmt For For For
Shares w/ or w/o
Preemptive
Rights
21 Rights Issue Mgmt For For For
22 Amendments to Articles Mgmt For For For
Regarding Corporate
Purpose
23 Charitable Donations Mgmt For For For
24 Non-Voting Agenda Item N/A N/A N/A N/A
________________________________________________________________________________
Hawaiian Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
HA CUSIP 419879101 05/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donald J. Carty Mgmt For For For
1.2 Elect Earl E. Fry Mgmt For For For
1.3 Elect Lawrence S. Mgmt For For For
Hershfield
1.4 Elect Peter R. Ingram Mgmt For For For
1.5 Elect Randall L. Jenson Mgmt For For For
1.6 Elect Crystal K. Rose Mgmt For For For
1.7 Elect Richard N. Zwern Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Miscellaneous - Mgmt For For For
Resident
Status
5 Miscellaneous - Mgmt For Against Against
Resident
Status
________________________________________________________________________________
Japan Airlines Co., Ltd.
Ticker Security ID: Meeting Date Meeting Status
9201 CINS J25979121 06/19/2020 Voted
Meeting Type Country of Trade
Annual Japan
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Yoshiharu Ueki Mgmt For For For
3 Elect Tadashi Fujita Mgmt For For For
4 Elect Yuji Akasaka Mgmt For For For
5 Elect Shinichiro Mgmt For For For
Shimizu
6 Elect Hideki Kikuyama Mgmt For For For
7 Elect Ryuzo Toyoshima Mgmt For For For
8 Elect Yuichi Kitada Mgmt For For For
9 Elect Eizo Kobayashi Mgmt For For For
10 Elect Masatoshi Ito Mgmt For For For
11 Elect Sonoko Hatchoji Mgmt For For For
12 Elect Yasushi Suzuka Mgmt For For For
13 Elect Osamu Kamo Mgmt For For For
14 Elect Joji Okada Mgmt For For For
________________________________________________________________________________
JetBlue Airways Corporation
Ticker Security ID: Meeting Date Meeting Status
JBLU CUSIP 477143101 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect B. Ben Baldanza Mgmt For For For
2 Elect Peter Boneparth Mgmt For For For
3 Elect Virginia Gambale Mgmt For For For
4 Elect Robin Hayes Mgmt For For For
5 Elect Ellen Jewett Mgmt For For For
6 Elect Robert Ledluc Mgmt For For For
7 Elect Teri P. McClure Mgmt For For For
8 Elect Sarah Robb Mgmt For For For
O'Hagan
9 Elect Vivek Sharma Mgmt For For For
10 Elect Thomas Winkelmann Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Approval of the 2020 Mgmt For For For
Omnibus Equity
Incentive
Plan
13 Approval of the 2020 Mgmt For For For
Crewmember Stock
Purchase
Plan
14 Ratification of Auditor Mgmt For For For
15 Amend Shareholder Mgmt For For For
Right to Call Special
Meeting
16 Amend Shareholder Mgmt For For For
Right to Act by
Written
Consent
17 Shareholder Proposal ShrHoldr Against Against For
Regarding Shareholder
Approval of Bylaw
Amendments
________________________________________________________________________________
Mesa Air Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
MESA CUSIP 590479135 02/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jonathan G. Mgmt For For For
Ornstein
1.2 Elect Ellen N. Artist Mgmt For For For
1.3 Elect Mitchell I. Mgmt For For For
Gordon
1.4 Elect Dana J. Lockhart Mgmt For For For
1.5 Elect Spyridon Skiados Mgmt For For For
1.6 Elect Harvey W. Mgmt For For For
Schiller
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Qantas Airways Limited
Ticker Security ID: Meeting Date Meeting Status
QAN CINS Q77974550 10/25/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Re-elect Richard J. Mgmt For For For
Goyder
3 Re-elect Paul Rayner Mgmt For For For
4 Re-elect James (Todd) Mgmt For For For
Sampson
5 Re-elect Barbara K. Mgmt For For For
Ward
6 Equity Grant (MD/CEO Mgmt For For For
Alan
Joyce)
7 Remuneration Report Mgmt For For For
8 Shareholder Proposal ShrHoldr Against Against For
Regarding
Facilitating
Nonbinding
Proposals
9 Non-Voting Agenda Item N/A N/A N/A N/A
10 Shareholder Proposal ShrHoldr Against Against For
Regarding Reporting
on Company's
Compliance with
International Human
Rights
Standards
________________________________________________________________________________
Ryanair Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
RY4C CUSIP 783513203 09/19/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For Against Against
(Advisory)
3 Elect David Bonderman Mgmt For Against Against
4 Elect Roisin Brennan Mgmt For For For
5 Elect Michael E. Cawley Mgmt For For For
6 Elect Emer Daly Mgmt For For For
7 Elect Stan McCarthy Mgmt For For For
8 Elect Kyran McLaughlin Mgmt For Against Against
9 Elect Howard Millar Mgmt For For For
10 Elect Dick Milliken Mgmt For For For
11 Elect Michael O'Brien Mgmt For For For
12 Elect Michael O'Leary Mgmt For For For
13 Elect Julie O'Neill Mgmt For For For
14 Elect Louise Phelan Mgmt For Against Against
15 Authority to Set Mgmt For For For
Auditor's
Fees
16 Authority to Issue Mgmt For Against Against
Shares w/ Preemptive
Rights
17 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
18 Authority to Mgmt For For For
Repurchase
Shares
19 2019 Long-Term Mgmt For For For
Incentive
Plan
________________________________________________________________________________
SkyWest, Inc.
Ticker Security ID: Meeting Date Meeting Status
SKYW CUSIP 830879102 05/05/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry C. Atkin Mgmt For For For
1.2 Elect W. Steve Albrecht Mgmt For For For
1.3 Elect Russell A. Childs Mgmt For For For
1.4 Elect Henry J. Eyring Mgmt For For For
1.5 Elect Meredith S. Mgmt For For For
Madden
1.6 Elect Ronald J. Mgmt For For For
Mittelstaedt
1.7 Elect Andrew C. Roberts Mgmt For For For
1.8 Elect Keith E. Smith Mgmt For For For
1.9 Elect Steven F. Mgmt For For For
Udvar-Hazy
1.10 Elect James L. Welch Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Southwest Airlines Co.
Ticker Security ID: Meeting Date Meeting Status
LUV CUSIP 844741108 05/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David W. Biegler Mgmt For For For
2 Elect J. Veronica Mgmt For For For
Biggins
3 Elect Douglas H. Brooks Mgmt For For For
4 Elect William H. Mgmt For For For
Cunningham
5 Elect John G. Denison Mgmt For For For
6 Elect Thomas W. Mgmt For For For
Gilligan
7 Elect Gary C. Kelly Mgmt For For For
8 Elect Grace D. Lieblein Mgmt For For For
9 Elect Nancy B. Loeffler Mgmt For For For
10 Elect John T. Montford Mgmt For For For
11 Elect Ron Ricks Mgmt For For For
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Ratification of Auditor Mgmt For For For
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Independent
Chair
15 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
________________________________________________________________________________
Spirit Airlines, Inc.
Ticker Security ID: Meeting Date Meeting Status
SAVE CUSIP 848577102 06/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Edward M. Mgmt For For For
Christie
III
1.2 Elect Mark B. Dunkerley Mgmt For For For
1.3 Elect Christine P. Mgmt For For For
Richards
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
The Boeing Company
Ticker Security ID: Meeting Date Meeting Status
BA CUSIP 097023105 04/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert A. Bradway Mgmt For For For
2 Elect David L. Calhoun Mgmt For For For
3 Elect Arthur D. Mgmt For For For
Collins,
Jr.
4 Elect Edmund P. Mgmt For For For
Giambastiani,
Jr.
5 Elect Lynn J. Good Mgmt For For For
6 Elect Nikki R Haley Mgmt N/A Abstain N/A
7 Elect Akhil Johri Mgmt For For For
8 Elect Lawrence W. Mgmt For Against Against
Kellner
9 Elect Caroline B. Mgmt For For For
Kennedy
10 Elect Steven M. Mgmt For For For
Mollenkopf
11 Elect John M. Mgmt For For For
Richardson
12 Elect Susan C. Schwab Mgmt For For For
13 Elect Ronald A. Mgmt For For For
Williams
14 Advisory Vote on Mgmt For Against Against
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
16 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Board
Qualifications
17 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
18 Shareholder Proposal ShrHoldr Against Against For
Regarding Independent
Chair
19 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
20 Shareholder Proposal ShrHoldr Against Against For
Regarding Retention
of Shares Until
Normal Retirement
Age
21 Shareholder Proposal ShrHoldr Against Against For
Regarding Disclosure
of Adjustments to
Non-GAAP Metrics in
Executive
Compensation
________________________________________________________________________________
United Airlines Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
UAL CUSIP 910047109 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carolyn Corvi Mgmt For For For
2 Elect Barnaby "Barney" Mgmt For For For
M.
Harford
3 Elect Michele J. Hooper Mgmt For For For
4 Elect Walter Isaacson Mgmt For For For
5 Elect James A.C. Mgmt For For For
Kennedy
6 Elect J. Scott Kirby Mgmt For For For
7 Elect Oscar Munoz Mgmt For For For
8 Elect Edward M. Philip Mgmt For For For
9 Elect Edward L. Shapiro Mgmt For For For
10 Elect David J. Vitale Mgmt For For For
11 Elect James M. Mgmt For For For
Whitehurst
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Right to
Act by Written
Consent
15 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Report
16 Shareholder Proposal ShrHoldr Against For Against
Regarding Lobbying
Activity Alignment
with the Paris
Agreement
________________________________________________________________________________
Wizz Air Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
WIZZ CINS G96871101 07/24/2019 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect William A. Franke Mgmt For For For
4 Elect Jozsef Varadi Mgmt For For For
5 Elect Guido Demuynck Mgmt For For For
6 Elect Guido Demuynck Mgmt For For For
(Independent
Shareholders
Only)
7 Elect Simon Duffy Mgmt For For For
8 Elect Simon Duffy Mgmt For For For
(Independent
Shareholders
Only)
9 Elect Susan Hooper Mgmt For For For
10 Elect Susan Hooper Mgmt For For For
(Independent
Shareholders
Only)
11 Elect Stephen Johnson Mgmt For For For
12 Elect Barry Eccleston Mgmt For For For
13 Elect Barry Eccleston Mgmt For For For
(Independent
Shareholders
Only)
14 Elect Peter Agnefjall Mgmt For For For
15 Elect Peter Agnefjall Mgmt For For For
(Independent
Shareholders
Only)
16 Elect Maria Kyriacou Mgmt For For For
17 Elect Maria Kyriacou Mgmt For For For
(Independent
Shareholders
Only)
18 Elect Andrew Broderick Mgmt For For For
19 Appointment of Auditor Mgmt For For For
20 Authority to Set Mgmt For For For
Auditor's
Fees
21 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
22 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
23 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
________________________________________________________________________________
Wizz Air Holdings Plc
Ticker Security ID: Meeting Date Meeting Status
WIZZ CINS G96871101 10/30/2019 Voted
Meeting Type Country of Trade
Ordinary Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Approve Purchase of Mgmt For For For
Aircraft (NEO
Purchase
Agreement)
________________________________________________________________________________
Item 1: Proxy Voting Record
Fund Name: U.S. Global GO GOLD and Precious Metal Miners ETF
________________________________________________________________________________
Acacia Mining Plc
Ticker Security ID: Meeting Date Meeting Status
ACA CINS G0067D104 09/03/2019 Voted
Meeting Type Country of Trade
Court United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Scheme of Arrangement Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Acacia Mining Plc
Ticker Security ID: Meeting Date Meeting Status
ACA CINS G0067D104 09/03/2019 Voted
Meeting Type Country of Trade
Ordinary United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Barrick Offer Mgmt For For For
________________________________________________________________________________
African Rainbow Minerals Limited
Ticker Security ID: Meeting Date Meeting Status
ARI CINS S01680107 12/06/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Re-elect Frank Abbott Mgmt For Against Against
2 Re-elect Mike Arnold Mgmt For Against Against
3 Re-elect David Noko Mgmt For For For
4 Re-elect Jan Steenkamp Mgmt For Against Against
5 Appointment of Auditor Mgmt For For For
6 Elect Audit and Risk Mgmt For For For
Committee Member (Tom
Boardman)
7 Elect Audit and Risk Mgmt For Against Against
Committee Member
(Manana
Bakane-Tuoane)
8 Elect Audit and Risk Mgmt For Against Against
Committee Members
(Anton
Botha)
9 Elect Audit and Risk Mgmt For Against Against
Committee Members
(Alex
Maditsi)
10 Elect Audit and Risk Mgmt For Against Against
Committee Members
(Rejoice
Simelane)
11 Approve Remuneration Mgmt For For For
Policy
12 Approve Remuneration Mgmt For For For
Implementation
Report
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Issue Mgmt For For For
Shares for
Cash
15 Approve NEDs' Fees Mgmt For For For
(Annual
Retainer)
16 Approve NEDs' Fees Mgmt For For For
(Board
Meetings)
17 Approve NEDs' Fees Mgmt For For For
(Committee
Meetings)
18 Approve Financial Mgmt For For For
Assistance (Section
44)
19 Approve Financial Mgmt For For For
Assistance (Section
45)
20 Authority to Issue Mgmt For For For
Shares Pursuant to
Company's Share or
Employee Incentive
Schemes
21 Authority to Mgmt For For For
Repurchase
Shares
22 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Alamos Gold Inc.
Ticker Security ID: Meeting Date Meeting Status
AGI CUSIP 011532108 05/20/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elaine Ellingham Mgmt For For For
1.2 Elect David Fleck Mgmt For For For
1.3 Elect David Gower Mgmt For For For
1.4 Elect Claire M. Kennedy Mgmt For For For
1.5 Elect John A. McCluskey Mgmt For For For
1.6 Elect Monique Mercier Mgmt For For For
1.7 Elect Paul J. Murphy Mgmt For For For
1.8 Elect J. Robert S. Mgmt For For For
Prichard
1.9 Elect Ronald E. Smith Mgmt For For For
1.10 Elect Kenneth Stowe Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apple Inc.
Ticker Security ID: Meeting Date Meeting Status
AAPL CUSIP CUSIP 02/26/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
9 Elect Sue Wagner Mgmt For For For
________________________________________________________________________________
B2Gold Corp.
Ticker Security ID: Meeting Date Meeting Status
BTO CUSIP 11777Q209 06/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Kevin Bullock Mgmt For For For
2.2 Elect Robert Cross Mgmt For For For
2.3 Elect Robert Gayton Mgmt For For For
2.4 Elect Clive Johnson Mgmt For For For
2.5 Elect George Johnson Mgmt For For For
2.6 Elect Jerry R. Korpan Mgmt For For For
2.7 Elect Bongani Mtshisi Mgmt For For For
2.8 Elect Robin Weisman Mgmt For For For
2.9 Elect Liane Kelly Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amendment to Mgmt For For For
Restricted Share Unit
Plan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Centamin Plc
Ticker Security ID: Meeting Date Meeting Status
CEY CINS G2055Q105 06/29/2020 Voted
Meeting Type Country of Trade
Annual Jersey
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect James E. Mgmt For For For
Rutherford
4 Elect Martin Horgan Mgmt For For For
5 Elect Sally Eyre Mgmt For For For
6 Elect Catharine Farrow Mgmt For For For
7 Elect Marna Cloete Mgmt For For For
8 Elect Ross Jerrard Mgmt For For For
9 Elect Mark Bankes Mgmt For For For
10 Elect Ibrahim Fawzy Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Detour Gold Corporation
Ticker Security ID: Meeting Date Meeting Status
DGC CINS 250669108 01/28/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Acquisition by Mgmt For For For
Kirkland Lake
Gold
4 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Dundee Precious Metals Inc.
Ticker Security ID: Meeting Date Meeting Status
DPM CINS 265269209 05/07/2020 Voted
Meeting Type Country of Trade
Annual Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect R. Peter Gillin Mgmt For For For
3 Elect Jonathan C. Mgmt For For For
Goodman
4 Elect Jeremy Kinsman Mgmt For For For
5 Elect Juanita Montalvo Mgmt For For For
6 Elect Peter Nixon Mgmt For For For
7 Elect David Rae Mgmt For For For
8 Elect Marie-Anne Tawil Mgmt For For For
9 Elect Anthony P. Walsh Mgmt For For For
10 Elect Donald Young Mgmt For For For
11 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Franco-Nevada Corporation
Ticker Security ID: Meeting Date Meeting Status
FNV CUSIP 351858105 05/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David Harquail Mgmt For For For
1.2 Elect Paul Brink Mgmt For For For
1.3 Elect Tom Albanese Mgmt For For For
1.4 Elect Derek W. Evans Mgmt For For For
1.5 Elect Catharine Farrow Mgmt For For For
1.6 Elect Louis P. Gignac Mgmt For For For
1.7 Elect Maureen Jensen Mgmt For For For
1.8 Elect Jennifer Maki Mgmt For For For
1.9 Elect Randall Oliphant Mgmt For For For
1.10 Elect David R. Peterson Mgmt For For For
1.11 Elect Elliott Pew Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 06/11/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Authority to Issue Mgmt For For For
Shares for
Cash
2 General Authority to Mgmt For For For
Issue
Shares
3 Authorisation of Legal Mgmt For For For
Formalities
4 Authority to Issue Mgmt For For For
Shares Pursuant to
Scheme
________________________________________________________________________________
Harmony Gold Mining Company Limited
Ticker Security ID: Meeting Date Meeting Status
HAR CUSIP 413216300 11/22/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Given R. Sibiya Mgmt For For For
2 Elect Hlokammoni Mgmt For For For
(Grathel)
Motau
3 Re-elect Andries Mgmt For For For
(Andre) J.
Wilkens
4 Re-elect Vishnu P. Mgmt For For For
Pillay
5 Re-elect Karabo T. Mgmt For For For
Nondumo
6 Re-elect Simo Lushaba Mgmt For For For
7 Re-elect Kenneth (Ken) Mgmt For For For
V.
Dicks
8 Elect Audit and Risk Mgmt For For For
Committee Member
(Fikile De
Buck)
9 Elect Audit and Risk Mgmt For For For
Committee Member
(Karabo
Nondumo)
10 Elect Audit and Risk Mgmt For For For
Committee Member
(Simo
Lushaba)
11 Elect Audit and Risk Mgmt For For For
Committee Member
(John
Wetton)
12 Elect Audit and Risk Mgmt For For For
Committee Member
(Given
Sibiya)
13 Appointment of Auditor Mgmt For For For
14 Approve Remuneration Mgmt For For For
Policy
15 Approve Remuneration Mgmt For For For
Implementation
Report
16 Authority to Issue Mgmt For For For
Shares for
Cash
17 Approve Financial Mgmt For For For
Assistance
18 Approve NEDs' Fees Mgmt For For For
________________________________________________________________________________
Hochschild Mining Plc
Ticker Security ID: Meeting Date Meeting Status
HOC CINS G4611M107 05/21/2020 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Remuneration Report Mgmt For For For
(Advisory)
3 Elect Graham Birch Mgmt For For For
4 Elect Jorge Born Mgmt For For For
5 Elect Ignacio Mgmt For For For
Bustamante
6 Elect Eduardo Mgmt For Against Against
Hochschild
7 Elect Eileen A. Mgmt For For For
Kamerick
8 Elect Dionisio Romero Mgmt For Against Against
Paoletti
9 Elect Michael Rawlinson Mgmt For For For
10 Elect Sanjay Sarma Mgmt For For For
11 Appointment of Auditor Mgmt For For For
12 Authority to Set Mgmt For For For
Auditor's
Fees
13 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
14 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
15 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
16 Authority to Mgmt For For For
Repurchase
Shares
17 Authority to Set Mgmt For For For
General Meeting
Notice Period at 14
Days
________________________________________________________________________________
IAMGOLD Corporation
Ticker Security ID: Meeting Date Meeting Status
IMG CUSIP 450913108 05/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John E. Caldwell Mgmt For For For
1.2 Elect Donald K. Charter Mgmt For For For
1.3 Elect Richard J. Hall Mgmt For For For
1.4 Elect P. Gordon Mgmt For For For
Stothart
1.5 Elect Mahendra Naik Mgmt For For For
1.6 Elect Timothy R. Snider Mgmt For For For
1.7 Elect Sybil E. Veenman Mgmt For For For
1.8 Elect Ronald P. Gagel Mgmt For For For
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Impala Platinum Holdings Limited
Ticker Security ID: Meeting Date Meeting Status
IMP CINS S37840113 10/22/2019 Voted
Meeting Type Country of Trade
Annual South Africa
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Appointment of Auditor Mgmt For For For
2 Elect Peter W. Davey Mgmt For For For
3 Elect Boitumelo Koshane Mgmt For For For
4 Elect Alastair S. Mgmt For For For
Macfarlane
5 Elect Babalwa Ngonyama Mgmt For Against Against
6 Elect Mandla S.V. Mgmt For Against Against
Gantsho
7 Election of Audit Mgmt For For For
Committee Members
(Dawn
Earp)
8 Election of Audit Mgmt For For For
Committee Members
(Peter W.
Davey)
9 Election of Audit Mgmt For For For
Committee Members
(Preston E.
Speckmann)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Remuneration Mgmt For For For
Implementation
Report
12 Approve NEDs' Fees Mgmt For For For
(Board
Chair)
13 Approve NEDs' Fees Mgmt For For For
(Lead Independent
Director)
14 Approve NEDs' Fees Mgmt For For For
(Board
Member)
15 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Chair)
16 Approve NEDs' Fees Mgmt For For For
(Audit Committee
Member)
17 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Chair)
18 Approve NEDs' Fees Mgmt For For For
(Social,
Transformation and
Remuneration
Committee
Member)
19 Approve NEDs' Fees Mgmt For For For
(Nominations,
Governance and Ethics
Committee
Member)
20 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Chair)
21 Approve NEDs' Fees Mgmt For For For
(Health, Safety,
Environment and Risk
Committee
Member)
22 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Chair)
23 Approve NEDs' Fees Mgmt For For For
(Capital Allocation
and Investment
Committee
Member)
24 Approve NEDs' Fees (Ad Mgmt For For For
Hoc)
25 Approve NEDs' Fees Mgmt For For For
(Structural
Adjustment)
26 Authority to Mgmt For For For
Repurchase
Shares
27 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
North American Palladium Ltd.
Ticker Security ID: Meeting Date Meeting Status
PDL CINS 65704X109 12/04/2019 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Merger/Acquisition Mgmt For For For
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
OceanaGold Corporation
Ticker Security ID: Meeting Date Meeting Status
OGC CINS 675222103 06/19/2020 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Board Size Mgmt For For For
3 Elect Ian M. Reid Mgmt For For For
4 Elect Paul B. Sweeney Mgmt For For For
5 Elect Geoff W. Raby Mgmt For For For
6 Elect Craig J. Nelsen Mgmt For For For
7 Elect Catherine A. Mgmt For For For
Gignac
8 Elect Michael H L Mgmt For For For
Holmes
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Pan African Resources Plc
Ticker Security ID: Meeting Date Meeting Status
PAF CINS G6882W102 11/28/2019 Voted
Meeting Type Country of Trade
Annual United Kingdom
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Accounts and Reports Mgmt For For For
2 Allocation of Mgmt For For For
Profits/Dividends
3 Re-elect Hester H. Mgmt For For For
Hickey
4 Re-elect Thabo F. Mgmt For For For
Mosololi
5 Re-elect Charles Mgmt For For For
Needham
6 Re-elect Yvonne Themba Mgmt For For For
7 Election of Audit Mgmt For For For
Committee Member
(Hester
Hickey)
8 Election of Audit Mgmt For For For
Committee Member
(Charles
Needham)
9 Election of Audit Mgmt For For For
Committee Member
(Thabo
Mosololi)
10 Approve Remuneration Mgmt For For For
Policy
11 Approve Implementation Mgmt For For For
Report
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 General Authority to Mgmt For For For
Issue
Shares
14 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Perseus Mining Limited
Ticker Security ID: Meeting Date Meeting Status
PRU CINS Q74174105 11/29/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Sean Harvey Mgmt For For For
4 Re-elect Sally-Anne Mgmt For For For
Layman
5 Re-elect Daniel Lougher Mgmt For For For
6 Elect David Ransom Mgmt For For For
7 Equity Grant (MD/CEO Mgmt For For For
Jeffrey
Quartermaine)
________________________________________________________________________________
Ramelius Resources Limited
Ticker Security ID: Meeting Date Meeting Status
RMS CINS Q7982E108 11/22/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Michael A. Mgmt For For For
Bohm
4 Elect Natalia Mgmt For For For
Streltsova
5 Equity Grant (MD Mark Mgmt For For For
Zeptner)
6 Approve Increase in Mgmt For For For
NEDs' Fee
Cap
7 Approve Performance Mgmt For For For
Rights
Plan
8 Non-Voting Agenda Item N/A N/A N/A N/A
9 Renew Proportional Mgmt For For For
Takeover
Provisions
________________________________________________________________________________
Red 5 Limited
Ticker Security ID: Meeting Date Meeting Status
RED CINS Q80507256 05/07/2020 Voted
Meeting Type Country of Trade
Ordinary Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities (Tranche 1
Placement)
3 Approve Placement of Mgmt For For For
Securities (Tranche 2
Placement)
4 Approve Issue of Mgmt For For For
Securities (MD Mark
Williams)
5 Approve Issue of Mgmt For For For
Securities (NED Ian
Macpherson)
6 Approve Issue of Mgmt For For For
Securities (NED
Steven
Tombs)
7 Approve Issue of Mgmt For For For
Securities (NED Colin
Loosemore)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 02/27/2020 Voted
Meeting Type Country of Trade
Special Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Ratify Placement of Mgmt For For For
Securities (Tranche
1)
3 Approve Issue of Mgmt For Against Against
Securities - Tranche
2 (ICM
Limited)
4 Approve Issue of Mgmt For For For
Securities (Chairman
Martin
Botha)
5 Approve Issue of Mgmt For For For
Securities (MD/CEO
John
Welborn)
6 Approve Issue of Mgmt For For For
Securities (NED
Yasmin
Broughton)
7 Approve Issue of Mgmt For For For
Securities (NED
Sabina
Shugg)
8 Approve Issue of Mgmt For For For
Securities (Taurus
Mining Finance
Fund)
________________________________________________________________________________
Resolute Mining Limited
Ticker Security ID: Meeting Date Meeting Status
RSG CINS Q81068100 05/21/2020 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt N/A For N/A
3 Re-elect Mark Potts Mgmt For For For
4 Re-elect Sabina Shugg Mgmt For For For
5 Performance Rights Mgmt For For For
Grant (MD/CEO John
Welborn)
6 Renew Performance Mgmt For For For
Rights
Plan
7 Approve Termination Mgmt For For For
Benefits
8 Deeds of Indemnity, Mgmt For For For
Insurance and
Access
________________________________________________________________________________
Royal Gold, Inc.
Ticker Security ID: Meeting Date Meeting Status
RGLD CUSIP 780287108 11/20/2019 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William M. Hayes Mgmt For For For
2 Elect Ronald J. Vance Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Sandstorm Gold Ltd.
Ticker Security ID: Meeting Date Meeting Status
SSL CUSIP 80013R206 04/15/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Board Size Mgmt For For For
2.1 Elect Nolan Watson Mgmt For For For
2.2 Elect David Awram Mgmt For For For
2.3 Elect David De Witt Mgmt For For For
2.4 Elect Andrew T. Mgmt For For For
Swarthout
2.5 Elect John P.A. Mgmt For For For
Budreski
2.6 Elect Mary L. Little Mgmt For For For
2.7 Elect Vera Kobalia Mgmt For For For
3 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
4 Amend Exercise Price Mgmt For For For
of Yamana
Warrants
________________________________________________________________________________
SEMAFO Inc.
Ticker Security ID: Meeting Date Meeting Status
SMF CINS 816922108 05/28/2020 Voted
Meeting Type Country of Trade
Special Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Non-Voting Meeting Note N/A N/A N/A N/A
3 Non-Voting Meeting Note N/A N/A N/A N/A
________________________________________________________________________________
Silver Lake Resources Limited
Ticker Security ID: Meeting Date Meeting Status
SLR CINS Q85014100 11/22/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect Kelvin Flynn Mgmt For For For
4 Elect Peter Alexander Mgmt For For For
________________________________________________________________________________
St Barbara Limited
Ticker Security ID: Meeting Date Meeting Status
SBM CINS Q8744Q173 10/23/2019 Voted
Meeting Type Country of Trade
Annual Australia
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Remuneration Report Mgmt For For For
3 Re-elect David Moroney Mgmt For For For
4 Elect Stefanie Loader Mgmt For For For
5 Elect Steven G. Dean Mgmt For For For
6 Equity Grant (MD/CEO Mgmt For For For
Robert
Vassie)
________________________________________________________________________________
Torex Gold Resources Inc.
Ticker Security ID: Meeting Date Meeting Status
TXG CINS 891054603 06/17/2020 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Andrew B. Adams Mgmt For For For
3 Elect Franklin L. Davis Mgmt For For For
4 Elect David A. Fennell Mgmt For For For
5 Elect Michael D. Murphy Mgmt For For For
6 Elect Elizabeth A. Mgmt For For For
Wademan
7 Elect Frederick M. Mgmt For For For
Stanford
8 Elect Robin A. Mgmt For For For
Bienenstock
9 Elect Richard A. Howes Mgmt For For For
10 Elect Jody L.M Kuzenko Mgmt For For For
11 Elect Roy S. Slack Mgmt For For For
12 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
13 Amendment to By-Law Mgmt For For For
No.1 to Increase
Quorum
Requirements
14 Amendment to Advance Mgmt For For For
Notice
Provisions
15 Shareholder Rights Mgmt For For For
Plan
Renewal
16 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wesdome Gold Mines Ltd.
Ticker Security ID: Meeting Date Meeting Status
WDO CINS 95083R100 06/02/2020 Voted
Meeting Type Country of Trade
Mix Canada
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Non-Voting Meeting Note N/A N/A N/A N/A
2 Elect Charles Main Mgmt For For For
3 Elect Duncan Middlemiss Mgmt For For For
4 Elect Nadine Miller Mgmt For For For
5 Elect Warwick Mgmt For For For
Morley-Jepson
6 Elect Brian N. Mgmt For For For
Skanderbeg
7 Elect Edie Thome Mgmt For For For
8 Elect Bill Washington Mgmt For For For
9 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
10 Approval of the 2020 Mgmt For For For
Omnibus Equity
Incentive
Plan
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wheaton Precious Metals Corp.
Ticker Security ID: Meeting Date Meeting Status
WPM CUSIP 962879102 05/14/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect George L. Brack Mgmt For For For
1.2 Elect John A. Brough Mgmt For For For
1.3 Elect R. Peter Gillin Mgmt For For For
1.4 Elect Chantal Gosselin Mgmt For For For
1.5 Elect Douglas M. Holtby Mgmt For For For
1.6 Elect Glenn A. Ives Mgmt For For For
1.7 Elect Charles A. Mgmt For For For
Jeannes
1.8 Elect Eduardo Luna Mgmt For For For
1.9 Elect Marilyn Mgmt For For For
Schonberner
1.10 Elect Randy V.J. Mgmt For For For
Smallwood
2 Appointment of Auditor Mgmt For For For
and Authority to Set
Fees
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature and Title)* /s/ Kristina Nelson
Kristina Nelson, President (principal executive officer)
Date: 8/27/2020