UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23108 NAME OF REGISTRANT: Amplify ETF Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 310 South Hale Street Wheaton, IL 60187 NAME AND ADDRESS OF AGENT FOR SERVICE: Christian Magoon Amplify ETF Trust 310 South Hale Street Wheaton, IL 60187 REGISTRANT'S TELEPHONE NUMBER: 855-267-3837 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Amplify Advanced Battery Metals and Materials ETF -------------------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION Agenda Number: 935153469 -------------------------------------------------------------------------------------------------------------------------- Security: 012653101 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: ALB ISIN: US0126531013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the non-binding advisory Mgmt Against Against resolution approving the compensation of our named executive officers. 2A. Election of Director: Mary Lauren Brlas Mgmt For For 2B. Election of Director: Luther C. Kissam IV Mgmt Against Against 2C. Election of Director: J. Kent Masters Mgmt Against Against 2D. Election of Director: Glenda J. Minor Mgmt For For 2E. Election of Director: James J. O'Brien Mgmt For For 2F. Election of Director: Diarmuid B. O'Connell Mgmt Against Against 2G. Election of Director: Dean L. Seavers Mgmt For For 2H. Election of Director: Gerald A. Steiner Mgmt Against Against 2I. Election of Director: Holly A. Van Deursen Mgmt Against Against 2J. Election of Director: Amb. Alejandro Wolff Mgmt Against Against 3. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ALTURA MINING LTD Agenda Number: 711696659 -------------------------------------------------------------------------------------------------------------------------- Security: Q0268Q119 Meeting Type: AGM Meeting Date: 22-Nov-2019 Ticker: ISIN: AU000000AJM9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 4 TO 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF REMUNERATION REPORT Mgmt For For (NON-BINDING RESOLUTION) 2 RE-ELECTION OF MR DAN O'NEILL AS A DIRECTOR Mgmt Against Against 3 ELECTION OF MR XIAOYU DAI AS A DIRECTOR Mgmt For For 4 APPROVAL OF ADDITIONAL 10% PLACEMENT Mgmt For For FACILITY 5 RATIFICATION OF THE ISSUE OF SHARES UNDER Mgmt For For THE PLACEMENT WITH SHANSHAN 6 RATIFICATION OF THE ISSUE OF ADDITIONAL Mgmt For For SHARES AND LISTED OPTIONS UNDER THE SECURITIES PURCHASE PLAN -------------------------------------------------------------------------------------------------------------------------- AMG ADVANCED METALLURGICAL GROUP NV Agenda Number: 712300766 -------------------------------------------------------------------------------------------------------------------------- Security: N04897109 Meeting Type: AGM Meeting Date: 06-May-2020 Ticker: ISIN: NL0000888691 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 OPENING Non-Voting 2.A REPORT OF THE MANAGEMENT BOARD FOR THE 2019 Non-Voting FINANCIAL YEAR INCLUDING DISCUSSION ANNUAL REPORT 2019 2.B REMUNERATION REPORT OF THE SUPERVISORY Mgmt For For BOARD FOR THE 2019 FINANCIAL YEAR 2.C DISCUSSION OF DIVIDEND POLICY Non-Voting 3.A ADOPTION OF THE 2019 FINANCIAL STATEMENTS Mgmt For For 3.B PROPOSAL TO RESOLVE UPON (FINAL) DIVIDEND Mgmt For For DISTRIBUTION: EUR 0.50 PER ORDINARY SHARE 4 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For THE MANAGEMENT BOARD FOR THE 2019 FINANCIAL YEAR 5 DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For THE SUPERVISORY BOARD FOR THE 2019 FINANCIAL YEAR 6 RE-APPOINTMENT OF JACKSON DUNCKEL AS MEMBER Mgmt For For OF THE MANAGEMENT BOARD 7 ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt For For MANAGEMENT BOARD 8 ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt For For SUPERVISORY BOARD 9 RE-APPOINTMENT KPMG NV AS EXTERNAL AUDITOR Mgmt For For OF THE COMPANY FOR THE YEARS 2020 AND 2021 10.I PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD Mgmt For For FOR A PERIOD OF 18 MONTHS AS OF MAY 6, 2020, I.E., UP TO AND INCLUDING NOVEMBER 5, 2021, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE SHARES IN THE COMPANY'S SHARE CAPITAL AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES IN THE COMPANY'S SHARE CAPITAL UP TO A MAXIMUM OF 10% OF THE COMPANY'S ISSUED SHARE CAPITAL AS PER DECEMBER 31, 2019 10.II PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD Mgmt For For FOR A PERIOD OF 18 MONTHS AS OF MAY 6, 2020, I.E., UP TO AND INCLUDING NOVEMBER 5, 2021, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, TO RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS ACCRUING TO SHAREHOLDERS UPON AN ISSUANCE AS REFERRED TO UNDER ITEM 10.I 11 RENEWAL OF THE AUTHORIZATION TO ACQUIRE Mgmt For For SHARES: PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS AS OF MAY 6, 2020, I.E., UP TO AND INCLUDING NOVEMBER 5, 2021, TO ACQUIRE, SUBJECT TO THE APPROVAL OF THE SUPERVISORY BOARD, SHARES IN THE COMPANY'S SHARE CAPITAL UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL AT THE DATE OF ACQUISITION, AT THE STOCK EXCHANGE OR OTHERWISE, AT A PRICE BETWEEN PAR VALUE AND 110 PERCENT OF THE AVERAGE CLOSING PRICE OF THE COMPANY'S SHARES AT EURONEXT AMSTERDAM N.V. ON THE FIVE CONSECUTIVE TRADING DAYS IMMEDIATELY PRECEDING THE DAY OF PURCHASE BY OR FOR THE ACCOUNT OF THE COMPANY 12 CANCELLATION OF 2.000.000 ORDINARY SHARES Mgmt For For 13 ANY OTHER BUSINESS Non-Voting 14 CLOSING Non-Voting -------------------------------------------------------------------------------------------------------------------------- ASSORE LIMITED Agenda Number: 711727632 -------------------------------------------------------------------------------------------------------------------------- Security: S07525116 Meeting Type: AGM Meeting Date: 29-Nov-2019 Ticker: ISIN: ZAE000146932 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O.1 RE-ELECTION OF MR EM SOUTHEY AS A DIRECTOR Mgmt Against Against OF THE COMPANY O.2 RE-ELECTION OF MR WF URMSON AS A DIRECTOR Mgmt For For OF THE COMPANY O.3 RE-ELECTION OF MR EM SOUTHEY AS A MEMBER Mgmt Against Against AND CHAIRMAN OF THE AUDIT AND RISK COMMITTEE OF THE COMPANY O.4 RE-ELECTION OF MR WF URMSON AS A MEMBER OF Mgmt For For THE AUDIT AND RISK COMMITTEE OF THE COMPANY O.5 RE-ELECTION OF MR S MHLARHI AS A MEMBER OF Mgmt For For THE AUDIT AND RISK COMMITTEE OF THE COMPANY OT.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For POLICY OT.2 ADVISORY ENDORSEMENT OF THE IMPLEMENTATION Mgmt For For PLAN S.1 GENERAL AUTHORISATION TO ASSORE DIRECTORS Mgmt For For TO PROVIDE FINANCIAL ASSISTANCE TO SUBSIDIARY AND INTER-RELATED COMPANIES OF ASSORE CMMT 04 NOV 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ASSORE LIMITED Agenda Number: 712262411 -------------------------------------------------------------------------------------------------------------------------- Security: S07525116 Meeting Type: OGM Meeting Date: 16-Apr-2020 Ticker: ISIN: ZAE000146932 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management S.1 APPROVAL OF THE SCHEME RESOLUTION IN Mgmt For For ACCORDANCE WITH SECTIONS 48(8)(A), 48(8)(B), 114(1)(E) AND 115(2)(A) OF THE COMPANIES ACT S.2 APPROVAL OF THE REPURCHASE OF SHARES IN Mgmt For For TERMS OF SECTION 48(8) OF THE COMPANIES ACT S.3 APPROVAL OF THE SPECIFIC REPURCHASE OF Mgmt For For SHARES IN TERMS OF PARAGRAPH 5.69(B) OF THE LISTINGS REQUIREMENTS O.1 DELISTING OF SHARES FROM THE JSE IN TERMS Mgmt For For OF PARAGRAPHS 1.15 AND 1.16 OF THE LISTINGS REQUIREMENTS CMMT 31 MAR 2020: PLEASE NOTE THAT THIS MEETING Non-Voting MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS CMMT 31 MAR 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- BHP GROUP LTD Agenda Number: 935082127 -------------------------------------------------------------------------------------------------------------------------- Security: 088606108 Meeting Type: Annual Meeting Date: 07-Nov-2019 Ticker: BHP ISIN: US0886061086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the 2019 Financial Statements Mgmt For For and Reports for BHP 2. To appoint Ernst & Young as the auditor of Mgmt For For BHP Group Limited and Ernst & Young LLP as the auditor of BHP Group Plc 3. To authorise the Risk and Audit Committee Mgmt For For to agree the remuneration of the auditor of BHP Group Plc 4. To approve the general authority to issue Mgmt For For shares in BHP Group Plc 5. To approve the authority to allot equity Mgmt For For securities in BHP Group Plc for cash 6. To authorise the repurchase of shares in Mgmt For For BHP Group Plc 7. To approve the Directors' remuneration Mgmt For For policy 8. To approve the 2019 Remuneration Report Mgmt For For other than the part containing the Directors' remuneration policy 9. To approve the 2019 Remuneration Report Mgmt For For 10. To approve the grant to the Executive Mgmt For For Director 11. To elect Ian Cockerill as a Director of BHP Mgmt For For 12. To elect Susan Kilsby as a Director of BHP Mgmt For For 13. To re-elect Terry Bowen as a Director of Mgmt For For BHP 14. To re-elect Malcolm Broomhead as a Director Mgmt For For of BHP 15. To re-elect Anita Frew as a Director of BHP Mgmt For For 16. To re-elect Andrew Mackenzie as a Director Mgmt For For of BHP 17. To re-elect Lindsay Maxsted as a Director Mgmt For For of BHP 18. To re-elect John Mogford as a Director of Mgmt For For BHP 19. To re-elect Shriti Vadera as a Director of Mgmt For For BHP 20. To re-elect Ken MacKenzie as a Director of Mgmt For For BHP 21. To amend the constitution of BHP Group Mgmt Against For Limited 22. To suspend memberships of Industry Mgmt Against For Associations that are involved in lobbying inconsistent with the goals of the Paris Agreement -------------------------------------------------------------------------------------------------------------------------- BUSHVELD MINERALS LIMITED Agenda Number: 711278691 -------------------------------------------------------------------------------------------------------------------------- Security: G1340T106 Meeting Type: AGM Meeting Date: 02-Jul-2019 Ticker: ISIN: GG00B4TM3943 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE AND ADOPT THE ANNUAL FINANCIAL Mgmt For For STATEMENTS OF THE COMPANY AND THE DIRECTORS REPORT AND THE REPORT OF THE AUDITORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 2 TO APPROVE THE DIRECTORS FEES AS REFLECTED Mgmt For For IN REMUNERATION REPORT AND IN NOTE 35 OF THE ANNUAL FINANCIAL STATEMENTS 3 THAT MESSRS RSM UK AUDIT LLP BE Mgmt Against Against RE-APPOINTED AS AUDITORS TO THE COMPANY 4 THAT THE DIRECTORS BE AUTHORISED TO APPROVE Mgmt Against Against THE REMUNERATION OF THE COMPANY'S AUDITORS TO THE COMPANY 5 THAT MICHAEL KIRKWOOD SHALL BE RE-ELECTED Mgmt For For AS A DIRECTOR, HAVING RETIRED AND OFFERED HIMSELF FOR RE-ELECTION 6 THAT ANTHONY VILJOEN SHALL BE RE-ELECTED AS Mgmt For For A DIRECTOR, HAVING RETIRED BY ROTATION AND OFFERED HIMSELF FOR RE-ELECTION 7 THAT GEOFF SPROULE SHALL BE RE-ELECTED AS A Mgmt For For DIRECTOR, HAVING RETIRED BY ROTATION AND OFFERED HIMSELF FOR RE-ELECTION 8 THE COMPANY BE GENERALLY AND Mgmt For For UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF ARTICLES 50.3 OF THE ARTICLES TO MAKE ON MARKET ACQUISITIONS (AS DEFINED IN ARTICLE 50.5 OF THE ARTICLES) OF ORDINARY SHARES ON SUCH TERMS AND IN SUCH MANNER AS THE DIRECTORS DETERMINE PROVIDED THAT: (I) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 111,905,795 ORDINARY SHARES; (II) THE MINIMUM PRICE(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR EACH ORDINARY SHARE IS GBP 0.01; (III) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR ANY ORDINARY SHARE DOES NOT EXCEED 105 PER CENT OF THE AVERAGE CLOSING PRICE OF SUCH SHARES FOR THE 5 BUSINESS DAYS OF AIM PRIOR TO THE DATE OF PURCHASE; AND (IV) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO THAT TIME (EXCEPT IN RELATION THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY, IN WHICH CASE SUCH PURCHASE MAY BE CONCLUDED WHOLLY OR PARTLY AFTER SUCH EXPIRY) 9 THE DIRECTORS OF THE COMPANY BE AND ARE Mgmt For For HEREBY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ISSUE, GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITIES INTO, UP TO 373,019,317 SHARES (TOGETHER "EQUITY SECURITIES") IN THE CAPITAL OF THE COMPANY BEING APPROXIMATELY ONE THIRD OF THE ISSUED SHARE CAPITAL OF THE COMPANY (EXCLUDING TREASURY SHARES) IN ACCORDANCE WITH ARTICLE 8.3 OF THE ARTICLES OF INCORPORATION OF THE COMPANY SUCH AUTHORITY TO EXPIRE, UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY BY ORDINARY RESOLUTION, AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE FALLING 15 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION, BUT IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ISSUED OR GRANTED AFTER THE AUTHORITY GIVEN TO THE DIRECTORS OF THE COMPANY PURSUANT TO THIS RESOLUTION ENDS AND THE DIRECTORS OF THE COMPANY MAY ISSUE OR GRANT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY GIVEN TO THE DIRECTORS OF THE COMPANY PURSUANT TO THIS RESOLUTION HAD NOT ENDED. THIS RESOLUTION IS IN SUBSTITUTION FOR ALL UNEXERCISED AUTHORITIES PREVIOUSLY GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE OR GRANT EQUITY SECURITIES 10 IF RESOLUTION 9 IS PASSED, THE DIRECTORS OF Mgmt For For THE COMPANY BE AND THEY ARE HEREBY AUTHORISED TO EXERCISE ALL POWERS OF THE COMPANY TO ISSUE OR GRANT EQUITY SECURITIES IN THE CAPITAL OF THE COMPANY PURSUANT TO THE ISSUE OR GRANT REFERRED TO IN RESOLUTION 9 AS IF THE PRE-EMPTION RIGHTS CONTAINED IN ARTICLE 9.9 OF THE ARTICLES OF INCORPORATION OF THE COMPANY DID NOT APPLY TO SUCH ISSUE OR GRANT PROVIDED THAT: (A) THE MAXIMUM AGGREGATE NUMBER OF EQUITY SECURITIES THAT MAY BE ISSUED OR GRANTED UNDER THIS AUTHORITY IS 111,905,795 SHARES, BEING APPROXIMATELY 10.0 PER CENT OF THE ISSUED SHARE CAPITAL OF THE COMPANY (EXCLUDING TREASURY SHARES); AND (B) THE AUTHORITY HEREBY CONFERRED, UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY BY SPECIAL RESOLUTION, SHALL EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON THE DATE FALLING 15 MONTHS FROM THE DATE OF THE PASSING OF THIS RESOLUTION, SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ISSUED OR GRANTED AFTER SUCH EXPIRY AND THE DIRECTORS MAY ISSUE OR GRANT EQUITY SECURITIES IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED BY THE ABOVE RESOLUTION HAD NOT EXPIRED. THIS RESOLUTION IS IN SUBSTITUTION FOR ALL UNEXERCISED AUTHORITIES PREVIOUSLY GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE OR GRANT EQUITY SECURITIES IN THE CAPITAL OF THE COMPANY AS IF THE PRE-EMPTION RIGHTS CONTAINED IN ARTICLE 9.9 OF THE ARTICLES OF INCORPORATION OF THE COMPANY DID NOT APPLY TO SUCH ISSUE OR GRANT -------------------------------------------------------------------------------------------------------------------------- CHINA MOLYBDENUM CO LTD Agenda Number: 711882856 -------------------------------------------------------------------------------------------------------------------------- Security: Y1503Z105 Meeting Type: EGM Meeting Date: 27-Dec-2019 Ticker: ISIN: CNE100000114 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1210/2019121000715.pdf, 1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For PROVISION OF GUARANTEE BY THE COMPANY TO ITS JOINT-STOCK COMPANY HUAYUE NICKEL COBALT 2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For RELATING TO THE PROVISION OF FINANCING GUARANTEE AMONG DIRECT OR INDIRECT WHOLLY-OWNED SUBSIDIARIES OF THE COMPANY 3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For RELATING TO THE PROVISION OF SUPPLY CHAIN FINANCING GUARANTEE BY IXM, AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF THE COMPANY, TO ITS SUPPLIERS CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 313953 DUE TO RECEIPT OF ADDITIONAL RESOLUTIONS 2 AND 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU -------------------------------------------------------------------------------------------------------------------------- CHINA MOLYBDENUM CO LTD Agenda Number: 712490844 -------------------------------------------------------------------------------------------------------------------------- Security: Y1503Z105 Meeting Type: AGM Meeting Date: 12-Jun-2020 Ticker: ISIN: CNE100000114 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0423/2020042301671.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0423/2020042301718.pdf 1 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For FINANCIAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2019 2 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For BUDGET REPORT OF THE COMPANY FOR THE YEAR 2020 3 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2019 4 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2019 5 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 6 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2019 7 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For APPOINTMENT OF THE EXTERNAL AUDITORS FOR THE YEAR 2020 8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For PURCHASE OF STRUCTURED DEPOSIT WITH INTERNAL IDLE FUND 9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED WEALTH MANAGEMENT PRODUCTS WITH INTERNAL IDLE FUND 10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For PROVISION OF GUARANTEE TO WHOLLY-OWNED SUBSIDIARIES 11 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For EXTENSION FOR THE PROVISION OF FINANCING GUARANTEE TO A JOINT VENTURE OF THE COMPANY WITH NO MORE THAN RMB800 MILLION 12 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For PROPOSING TO THE ANNUAL GENERAL MEETING TO APPROVE AND AUTHORIZE THE BOARD OF DIRECTORS (THE "BOARD") OF THE COMPANY TO DECIDE ON THE ISSUANCE OF DEBT FINANCING INSTRUMENTS 13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For FORFEITURE OF UNCOLLECTED DIVIDEND OF H SHAREHOLDERS FOR THE YEAR 2012 14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION 15 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For AMENDMENTS TO THE RULES OF PROCEDURE FOR SHAREHOLDERS' GENERAL MEETINGS OF THE COMPANY 16 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For AUTHORIZATION TO THE BOARD TO DEAL WITH THE DISTRIBUTION OF INTERIM DIVIDEND AND QUARTERLY DIVIDEND FOR THE YEAR 2020 17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For PROPOSING TO THE SHAREHOLDERS' GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD FOR ADDITIONAL ISSUANCE OF A SHARES AND/OR H SHARES OF THE COMPANY 18 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For GRANT OF A GENERAL MANDATE TO THE BOARD OF THE COMPANY TO REPURCHASE H SHARES -------------------------------------------------------------------------------------------------------------------------- CHINA MOLYBDENUM CO LTD Agenda Number: 712490856 -------------------------------------------------------------------------------------------------------------------------- Security: Y1503Z105 Meeting Type: CLS Meeting Date: 12-Jun-2020 Ticker: ISIN: CNE100000114 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0423/2020042301690.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0423/2020042301724.pdf 1 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For AMENDMENTS TO THE ARTICLES OF ASSOCIATION 2 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For AMENDMENTS TO THE RULES OF PROCEDURE OF THE SHAREHOLDERS' GENERAL MEETINGS OF THE COMPANY 3 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For PROPOSING TO THE SHAREHOLDERS' GENERAL MEETING TO GRANT A GENERAL MANDATE TO THE BOARD FOR ADDITIONAL ISSUANCE OF A SHARES AND/OR H SHARES OF THE COMPANY 4 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For GRANT OF A GENERAL MANDATE TO THE BOARD OF THE COMPANY TO REPURCHASE H SHARES -------------------------------------------------------------------------------------------------------------------------- CLEAN TEQ HOLDINGS LTD Agenda Number: 711591621 -------------------------------------------------------------------------------------------------------------------------- Security: Q2509V105 Meeting Type: AGM Meeting Date: 31-Oct-2019 Ticker: ISIN: AU000000CLQ2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 5 TO 9 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF REMUNERATION REPORT Mgmt For For 2 ELECTION OF MR SHAWN WANG AS A DIRECTOR OF Mgmt For For THE COMPANY 3 RE-ELECTION OF MR MICHAEL SPREADBOROUGH AS Mgmt For For A DIRECTOR OF THE COMPANY 4 RE-ELECTION OF MS STEFANIE LOADER AS A Mgmt For For DIRECTOR OF THE COMPANY 5 APPROVAL TO ISSUE 348,742 PERFORMANCE Mgmt For For RIGHTS TO MR SAM RIGGALL 6 APPROVAL TO ISSUE 408,117 PERFORMANCE Mgmt For For RIGHTS TO MR SAM RIGGALL 7 APPROVAL TO GRANT OPTIONS TO MR SAM RIGGALL Mgmt For For (OR HIS NOMINEE) 8 APPROVAL OF 10% PLACEMENT FACILITY Mgmt For For CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting REPORT, THEN YOU SHOULD VOTE AGAINST THE SPILL RESOLUTION 9 HOLDING A SPILL MEETING: THAT, AS REQUIRED Mgmt Against For BY THE CORPORATIONS ACT: (A) A MEETING OF THE COMPANY'S MEMBERS BE HELD WITHIN 90 DAYS OF THE DATE OF THE 2019 ANNUAL GENERAL MEETING (THE SPILL MEETING); (B) ROBERT FRIEDLAND, JIANG ZHAOBAI, ERIC FINLAYSON, IAN KNIGHT, STEFANIE LOADER, MICHAEL SPREADBOROUGH, SHAWN WANG AND JUDITH DOWNES (BEING THE DIRECTORS OTHER THAN THE MANAGING DIRECTOR SAM RIGGALL WHO APPROVED THE LAST DIRECTORS' REPORT) CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT PERSONS TO OFFICES THAT WILL BE VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO THE VOTE AT THE SPILL MEETING -------------------------------------------------------------------------------------------------------------------------- COBALT 27 CAPITAL CORP Agenda Number: 711496922 -------------------------------------------------------------------------------------------------------------------------- Security: 19075M309 Meeting Type: MIX Meeting Date: 11-Oct-2019 Ticker: ISIN: CA19075M3093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1, 4 TO 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A TO 2.F AND 3. THANK YOU 1 TO SET THE NUMBER OF DIRECTORS AT 6 Mgmt For For 2.A ELECTION OF DIRECTOR: ANTHONY MILEWSKI Mgmt Against Against 2.B ELECTION OF DIRECTOR: JUSTIN COCHRANE Mgmt For For 2.C ELECTION OF DIRECTOR: NICK FRENCH Mgmt Against Against 2.D ELECTION OF DIRECTOR: FRANK ESTERGAARD Mgmt Against Against 2.E ELECTION OF DIRECTOR: CANDACE MACGIBBON Mgmt For For 2.F ELECTION OF DIRECTOR: PHILIP WILLIAMS Mgmt Against Against 3 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 4 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt Against Against PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION RATIFYING AND APPROVING THE COMPANY'S OMNIBUS LONG-TERM INCENTIVE PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR 5 TO CONSIDER, PURSUANT TO AN INTERIM ORDER Mgmt For For OF THE SUPREME COURT OF BRITISH COLUMBIA AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, TO APPROVE A STATUTORY PLAN OF ARRANGEMENT UNDER SECTION 288 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) WHEREBY, AMONG OTHER THINGS, 1212771 B.C. LTD., A WHOLLY-OWNED INDIRECT SUBSIDIARY OF PALA INVESTMENTS LIMITED ("PALA"), WILL ACQUIRE ALL OF THE ISSUED AND OUTSTANDING COMMON SHARES OF THE COMPANY, OTHER THAN THE COMPANY COMMON SHARES ALREADY HELD BY PALA, AND SHAREHOLDERS OF THE COMPANY (OTHER THAN PALA) WILL RECEIVE, IN RESPECT OF EACH COMMON SHARE THAT THEY HOLD, CAD 3.57 IN CASH AND 1 COMMON SHARE OF NICKEL 28 CAPITAL CORP., A NEWLY INCORPORATED COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR 6 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, TO APPROVE AN OMNIBUS LONG-TERM INCENTIVE PLAN FOR NICKEL 28 CAPITAL CORP, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR CMMT 15 AUG 2019: PLEASE NOTE THAT THIS MEETING Non-Voting MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS CMMT 02 OCT 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND POSTPONEMENT OF THE MEETING DATE FROM 12 SEP 2019 TO 23 SEP 2019 AND FURTHER POSTPONEMENT OF THE MEETING DATE FROM 23 SEP 2019 TO 10 OCT 2019 AND FURTHER POSTPONEMENT OF THE MEETING DATE FROM 10 OCT 2019 TO 11 OCT 2019 . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ERAMET SA Agenda Number: 712599375 -------------------------------------------------------------------------------------------------------------------------- Security: F3145H130 Meeting Type: MIX Meeting Date: 26-May-2020 Ticker: ISIN: FR0000131757 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 384220 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202004062000752-42 AND https://www.journal-officiel.gouv.fr/balo/d ocument/202005062001346-55 O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 O.3 REGULATED AGREEMENTS Mgmt For For O.4 ALLOCATION OF INCOME Mgmt For For O.5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For MIRIAM MAES AS DIRECTOR O.6 RENEWAL OF THE TERM OF OFFICE OF MRS. SONIA Mgmt For For SIKORAV AS DIRECTOR O.7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE MEMBERS OF THE BOARD OF DIRECTORS - SAY ON PAY EX ANTE O.8 APPROVAL OF THE COMPENSATION POLICY Mgmt Against Against APPLICABLE TO MRS. CHRISTEL BORIES, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER - SAY ON PAY EX ANTE O.9 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt Against Against SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE - SAY ON PAY EX POST O.10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MRS. CHRISTEL BORIES, CHAIRWOMAN AND CHIEF EXECUTIVE OFFICER - SAY ON PAY EX POST O.11 AUTHORIZATION TO TRADE IN THE SHARES OF THE Mgmt For For COMPANY O.12 APPOINTMENT OF MRS. SONIA BACKES AS Mgmt For For DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE GOMES E.13 AMENDMENT TO ARTICLE 11 OF THE BYLAWS Mgmt For For E.14 AMENDMENT TO ARTICLE 13 OF THE BYLAWS Mgmt For For E.15 AMENDMENT TO ARTICLE 10.8 OF THE BYLAWS Mgmt For For E.16 AMENDMENT TO ARTICLE 10.9 OF THE BYLAWS Mgmt For For E.17 AMENDMENT TO ARTICLE 21 OF THE BYLAWS Mgmt For For E.18 AMENDMENT TO ARTICLE 22 OF THE BYLAWS Mgmt For For O.19 POWERS TO CARRY OUT FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- FIRST QUANTUM MINERALS LTD Agenda Number: 712341508 -------------------------------------------------------------------------------------------------------------------------- Security: 335934105 Meeting Type: MIX Meeting Date: 07-May-2020 Ticker: ISIN: CA3359341052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1 AND 4 TO 7 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.8 AND 3. THANK YOU 1 TO SET THE NUMBER OF DIRECTORS AT 8 Mgmt For For 2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt Against Against 2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For 2.3 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt Against Against 2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt Against Against 2.5 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt Against Against 2.6 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For 2.7 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For 2.8 ELECTION OF DIRECTOR: JOANNE K. WARNER Mgmt Against Against 3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For (CANADA) AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 4 BE IT RESOLVED, ON AN ADVISORY BASIS, AND Mgmt Against Against NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF THE COMPANY, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020 5 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET OUT IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020, TO APPROVE AND RATIFY THE SHAREHOLDER RIGHTS PLAN OF THE COMPANY AS SET FORTH IN THE SHAREHOLDER RIGHTS PLAN AGREEMENT BETWEEN THE COMPANY AND COMPUTERSHARE INVESTOR SERVICES INC. DATED AS OF JANUARY 6, 2020 AND SET OUT IN SCHEDULE "A" OF THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020 6 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET OUT IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020, TO APPROVE THE AMENDMENT TO THE ARTICLES OF THE COMPANY TO INCORPORATE THE ADVANCE NOTICE PROVISIONS AS SET OUT IN SCHEDULE "B" OF THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020 7 THE SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET OUT IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020, TO APPROVE THE AMENDMENT TO THE ARTICLES OF THE COMPANY IN ACCORDANCE WITH SCHEDULE "C" OF THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DATED MARCH 11, 2020 -------------------------------------------------------------------------------------------------------------------------- GALAXY RESOURCES LTD Agenda Number: 712438654 -------------------------------------------------------------------------------------------------------------------------- Security: Q39596194 Meeting Type: AGM Meeting Date: 21-May-2020 Ticker: ISIN: AU000000GXY2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against 2 RE-ELECTION OF DIRECTOR - MR MARTIN ROWLEY Mgmt For For 3 RE-ELECTION OF DIRECTOR - MR ANTHONY TSE Mgmt For For 4 RE-ELECTION OF DIRECTOR - MR JOHN TURNER Mgmt For For 5 RE-ELECTION OF DIRECTOR - MR PETER BACCHUS Mgmt For For CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION -------------------------------------------------------------------------------------------------------------------------- GLENCORE PLC Agenda Number: 712614040 -------------------------------------------------------------------------------------------------------------------------- Security: G39420107 Meeting Type: AGM Meeting Date: 02-Jun-2020 Ticker: ISIN: JE00B4T3BW64 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 (2019 ANNUAL REPORT) 2 TO RE-ELECT ANTHONY HAYWARD (CHAIRMAN) AS A Mgmt For For DIRECTOR 3 TO RE-ELECT IVAN GLASENBERG (CHIEF Mgmt For For EXECUTIVE OFFICER) AS A DIRECTOR 4 TO RE-ELECT PETER COATES (NON-EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR 5 TO RE-ELECT LEONHARD FISCHER (INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR) AS A DIRECTOR 6 TO RE-ELECT MARTIN GILBERT (INDEPENDENT Mgmt Against Against NON-EXECUTIVE DIRECTOR) AS A DIRECTOR 7 TO RE-ELECT JOHN MACK (INDEPENDENT Mgmt Against Against NON-EXECUTIVE DIRECTOR) AS A DIRECTOR 8 TO RE-ELECT GILL MARCUS (INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR) AS A DIRECTOR 9 TO RE-ELECT PATRICE MERRIN (INDEPENDENT Mgmt For For NON-EXECUTIVE DIRECTOR) AS A DIRECTOR 10 TO ELECT KALIDAS MADHAVPEDDI (INDEPENDENT Mgmt Against Against NON-EXECUTIVE DIRECTOR) AS A DIRECTOR 11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT IN THE 2019 ANNUAL REPORT 12 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against REPORT IN THE 2019 ANNUAL REPORT 13 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt Against Against AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID 14 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt Against Against REMUNERATION OF THE AUDITORS 15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE 'ARTICLES') 16 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For PASSING OF RESOLUTION 15, TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE ARTICLES TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITIES INTO SHARES FOR AN ALLOTMENT PERIOD 17 SUBJECT TO AND CONDITIONALLY UPON THE Mgmt For For PASSING OF RESOLUTION 15, TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD 18 THAT THE COMPANY BE AND HEREBY GENERALLY Mgmt Against Against AND UNCONDITIONALLY AUTHORISED TO MAKE MARKET PURCHASES OF ORDINARY SHARES AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING -------------------------------------------------------------------------------------------------------------------------- INDEPENDENCE GROUP NL Agenda Number: 711646844 -------------------------------------------------------------------------------------------------------------------------- Security: Q48886107 Meeting Type: AGM Meeting Date: 20-Nov-2019 Ticker: ISIN: AU000000IGO4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3 TO 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 RE-ELECTION OF MR. PETER BUCK Mgmt For For 2 ELECTION OF MS. KATHLEEN BOZANIC Mgmt For For 3 REMUNERATION REPORT Mgmt For For 4 IGO EMPLOYEE INCENTIVE PLAN APPROVAL Mgmt For For 5 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For BRADFORD 6 ISSUE OF PERFORMANCE RIGHTS TO MR. PETER Mgmt For For BRADFORD 7 CHANGE OF COMPANY TYPE: "THAT, SUBJECT TO Mgmt For For THE PASSING OF RESOLUTION 9, FOR THE PURPOSES OF SECTIONS 162, 163 AND 164 OF THE CORPORATIONS ACT AND ALL OTHER PURPOSES, THE COMPANY BE CONVERTED FROM A PUBLIC NO LIABILITY COMPANY TO A PUBLIC COMPANY LIMITED BY SHARES." 8 CHANGE OF COMPANY NAME: "THAT, FOR THE Mgmt For For PURPOSES OF SECTION 157 OF THE CORPORATIONS ACT AND ALL OTHER PURPOSES, APPROVAL IS GIVEN TO CHANGE THE NAME OF THE COMPANY AS FOLLOWS: IF RESOLUTION 7 IS PASSED, FROM INDEPENDENCE GROUP NL TO IGO LIMITED, WITH EFFECT FROM THE CHANGE OF TYPE OF THE COMPANY FOR WHICH APPROVAL IS SOUGHT UNDER RESOLUTION 7; OR IF RESOLUTION 7 IS NOT PASSED, FROM INDEPENDENCE GROUP NL TO IGO NL" 9 REPLACEMENT OF CONSTITUTION Mgmt For For -------------------------------------------------------------------------------------------------------------------------- JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 711337368 -------------------------------------------------------------------------------------------------------------------------- Security: G5138B102 Meeting Type: EGM Meeting Date: 10-Jul-2019 Ticker: ISIN: KYG5138B1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/0621/ltn201906211249.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/0621/ltn201906211241.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND APPROVE THE 2019 CCT Mgmt For For AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER INCLUDING THE PROPOSED REVISED ANNUAL CAPS (AS RESPECTIVELY DEFINED IN THE CIRCULAR DATED 21 JUNE 2019) 2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For MR. WANG QIANGZHONG AS A NONEXECUTIVE DIRECTOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION -------------------------------------------------------------------------------------------------------------------------- JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 712554751 -------------------------------------------------------------------------------------------------------------------------- Security: G5138B102 Meeting Type: AGM Meeting Date: 18-Jun-2020 Ticker: ISIN: KYG5138B1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0429/2020042901207.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0429/2020042901251.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (THE "DIRECTOR(S)") AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2019 2.A TO RE-ELECT MR. GAO TIANPENG AS AN Mgmt Against Against EXECUTIVE DIRECTOR 2.B TO RE-ELECT MR. CHENG YONGHONG AS AN Mgmt For For EXECUTIVE DIRECTOR 2.C TO RE-ELECT MR. LIU JIAN AS A NON-EXECUTIVE Mgmt For For DIRECTOR 2.D TO RE-ELECT MR. WU CHI KEUNG AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.E TO RE-ELECT MR. POON CHIU KWOK AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.F TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For "BOARD") TO FIX THE REMUNERATION OF ALL DIRECTORS 3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For AUDITOR AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION 4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For OF HK0.1 CENT PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 5 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 5 Mgmt For For OF THE NOTICE OF ANNUAL GENERAL MEETING (TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE SHARES) 6 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 6 Mgmt For For OF THE NOTICE OF ANNUAL GENERAL MEETING (TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES) 7 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 7 Mgmt For For OF THE NOTICE OF ANNUAL GENERAL MEETING (TO GRANT AN EXTENSION OF THE GENERAL MANDATE TO ISSUE SHARES AS DESCRIBED IN RESOLUTION 5) 8 ORDINARY RESOLUTION AS SPECIFIED IN ITEM 8 Mgmt For For OF THE NOTICE OF ANNUAL GENERAL MEETING (TO GRANT A MANDATE TO THE BOARD TO ISSUE SHARES UNDER SHARE INCENTIVE SCHEME OF THE COMPANY) -------------------------------------------------------------------------------------------------------------------------- JOHNSON MATTHEY PLC Agenda Number: 711320591 -------------------------------------------------------------------------------------------------------------------------- Security: G51604166 Meeting Type: AGM Meeting Date: 17-Jul-2019 Ticker: ISIN: GB00BZ4BQC70 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For YEAR ENDED 31ST MARCH 2019 2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For REPORT OTHER THAN THE PART CONTAINING THE DIRECTORS REMUNERATION POLICY FOR THE YEAR ENDED 31ST MARCH 2019 3 TO DECLARE A FINAL DIVIDEND OF 62.25 PENCE Mgmt For For PER SHARE ON THE ORDINARY SHARES 4 TO ELECT MS X LIU AS A DIRECTOR OF THE Mgmt For For COMPANY 5 TO RE-ELECT MR AM FERGUSON AS A DIRECTOR OF Mgmt For For THE COMPANY 6 TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR Mgmt For For OF THE COMPANY 7 TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF Mgmt For For THE COMPANY 8 TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF Mgmt For For THE COMPANY 9 TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR Mgmt For For OF THE COMPANY 10 TO RE-ELECT MR J OHIGGINS AS A DIRECTOR OF Mgmt For For THE COMPANY 11 TO RE-ELECT MR P THOMAS AS A DIRECTOR OF Mgmt Against Against THE COMPANY 12 TO RE-ELECT MR JF WALKER AS A DIRECTOR OF Mgmt For For THE COMPANY 13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against AUDITOR FOR THE FORTHCOMING YEAR 14 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt Against Against BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR 15 TO AUTHORISE THE COMPANY AND ITS Mgmt For For SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN CERTAIN LIMITS 16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 17 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For RIGHTS ATTACHING TO SHARES 18 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For RIGHTS ATTACHING TO SHARES IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT 19 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For PURCHASES OF ITS OWN SHARES 20 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE 21 TO AMEND THE COMPANY'S ARTICLES OF Mgmt For For ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- JUPITER MINES LIMITED Agenda Number: 711334083 -------------------------------------------------------------------------------------------------------------------------- Security: Q5135L102 Meeting Type: AGM Meeting Date: 29-Jul-2019 Ticker: ISIN: AU0000005159 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1 AND 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against CMMT "IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting REPORT, THEN YOU SHOULD VOTE AGAINST THE SPILL RESOLUTION" 2 THAT, FOR THE PURPOSES OF SECTION 250V(1) Mgmt For Against OF THE CORPORATIONS ACT AND FOR ALL OTHER PURPOSES, APPROVAL IS GIVEN FOR: (A) ANOTHER MEETING (THE SPILL MEETING) OF SHAREHOLDERS TO BE HELD WITHIN 90 DAYS OF THIS MEETING; (B) ALL DIRECTORS WHO WERE DIRECTORS OF THE COMPANY WHEN THE RESOLUTION TO MAKE THE DIRECTORS' REPORT CONSIDERED AT THIS MEETING WAS PASSED, EXCEPT FOR THE MANAGING DIRECTOR, MR PRIYANK THAPLIYAL, CEASE TO HOLD OFFICE IMMEDIATELY BEFORE THE END OF THE SPILL MEETING; AND (C) RESOLUTIONS TO APPOINT DIRECTORS TO THE OFFICES VACATED IMMEDIATELY BEFORE THE END OF THE SPILL MEETING BE PUT TO A VOTE AT THE SPILL MEETING, ON THE TERMS AND CONDITIONS SET OUT IN THE EXPLANATORY STATEMENT 3 RE-ELECTION OF DIRECTOR - MR BRIAN Mgmt For For GILBERTSON 4 ELECTION OF DIRECTOR - MR YEONGJIN HEO Mgmt For For 5 ELECTION OF DIRECTOR - MS MELISSA NORTH Mgmt For For -------------------------------------------------------------------------------------------------------------------------- KIDMAN RESOURCES LTD Agenda Number: 711467969 -------------------------------------------------------------------------------------------------------------------------- Security: Q5287V106 Meeting Type: SCH Meeting Date: 05-Sep-2019 Ticker: ISIN: AU000000KDR0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THAT PURSUANT TO, AND IN ACCORDANCE WITH, Mgmt For For SECTION 411 OF THE CORPORATIONS ACT, THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN KIDMAN AND THE HOLDERS OF ITS FULLY PAID ORDINARY SHARES, THE TERMS OF WHICH ARE CONTAINED IN AND MORE PRECISELY DESCRIBED IN THE SCHEME BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART, IS APPROVED (WITH OR WITHOUT MODIFICATION OR CONDITIONS AS APPROVED BY THE FEDERAL COURT OF AUSTRALIA) AND, SUBJECT TO APPROVAL OF THE SCHEME OF ARRANGEMENT BY THE COURT, THE KIDMAN BOARD IS AUTHORISED TO IMPLEMENT THE SCHEME OF ARRANGEMENT WITH ANY SUCH ALTERATIONS OR CONDITIONS -------------------------------------------------------------------------------------------------------------------------- KIDMAN RESOURCES LTD Agenda Number: 711467971 -------------------------------------------------------------------------------------------------------------------------- Security: Q5287V106 Meeting Type: OGM Meeting Date: 05-Sep-2019 Ticker: ISIN: AU000000KDR0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For TO KIDMAN KEY MANAGEMENT PERSONNEL (KMP) -------------------------------------------------------------------------------------------------------------------------- LARGO RESOURCES LTD Agenda Number: 712637149 -------------------------------------------------------------------------------------------------------------------------- Security: 517103404 Meeting Type: MIX Meeting Date: 08-Jun-2020 Ticker: ISIN: CA5171034047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: ALBERTO ARIAS Mgmt Against Against 1.2 ELECTION OF DIRECTOR: DAVID BRACE Mgmt Against Against 1.3 ELECTION OF DIRECTOR: JONATHAN LEE Mgmt For For 1.4 ELECTION OF DIRECTOR: PAULO MISK Mgmt For For 1.5 ELECTION OF DIRECTOR: DANIEL TELLECHEA Mgmt Against Against 1.6 ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt Against Against 2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 3 APPROVING AN ORDINARY RESOLUTION, Mgmt Against Against SUBSTANTIALLY IN THE FORM SET OUT IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, TO: (I) APPROVE THE SHARE COMPENSATION PLAN, AND IN CONNECTION WITH THIS APPROVAL, TO CONSIDER AND APPROVE CERTAIN AMENDMENTS TO THE SHARE COMPENSATION PLAN AS FURTHER DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR; AND (II) TO APPROVE THE UNALLOCATED ENTITLEMENTS AVAILABLE THEREUNDER FOR THE ENSUING THREE (3) YEARS -------------------------------------------------------------------------------------------------------------------------- LITHIUM AMERICAS CORP Agenda Number: 712384130 -------------------------------------------------------------------------------------------------------------------------- Security: 53680Q207 Meeting Type: MIX Meeting Date: 07-May-2020 Ticker: ISIN: CA53680Q2071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.9 AND 3. THANK YOU 1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For 2.1 ELECTION OF DIRECTOR: GEORGE IRELAND Mgmt Against Against 2.2 ELECTION OF DIRECTOR: JOHN KANELLITSAS Mgmt For For 2.3 ELECTION OF DIRECTOR: JONATHAN EVANS Mgmt For For 2.4 ELECTION OF DIRECTOR: FRANCO MIGNACCO Mgmt For For 2.5 ELECTION OF DIRECTOR: GABRIEL RUBACHA Mgmt For For 2.6 ELECTION OF DIRECTOR: XIAOSHEN WANG Mgmt Against Against 2.7 ELECTION OF DIRECTOR: FABIANA CHUBBS Mgmt Against Against 2.8 ELECTION OF DIRECTOR: YUAN GAO Mgmt For For 2.9 ELECTION OF DIRECTOR: MICHAEL FISCHER Mgmt For For 3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 4 TO CONSIDER, AND IF THOUGHT FIT, PASS AN Mgmt Against Against ORDINARY RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN THE MANAGEMENT INFORMATION CIRCULAR, TO APPROVE THE NEW PLAN (AS DEFINED IN THE MANAGEMENT INFORMATION CIRCULAR) -------------------------------------------------------------------------------------------------------------------------- LIVENT CORPORATION Agenda Number: 935145323 -------------------------------------------------------------------------------------------------------------------------- Security: 53814L108 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: LTHM ISIN: US53814L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director for term Mgmt For For expiring in 2023: Paul W. Graves 1B. Election of Class II Director for term Mgmt For For expiring in 2023: Andrea E. Utecht 1C. Election of Class II Director for term Mgmt For For expiring in 2023: Christina Lampe-Onnerud 2. Ratification of the appointment of Mgmt For For independent registered public accounting firm. 3. Proposal to recommend by non-binding vote, Mgmt 1 Year For the frequency of stockholder advisory vote on executive compensation. 4. Amendments to the Company's Amended and Mgmt For For Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. 5. Amendment to the Company's Amended and Mgmt For For Restated Certificate of Incorporation to eliminate supermajority voting requirements. -------------------------------------------------------------------------------------------------------------------------- LUNDIN MINING CORP Agenda Number: 712411797 -------------------------------------------------------------------------------------------------------------------------- Security: 550372106 Meeting Type: AGM Meeting Date: 11-May-2020 Ticker: ISIN: CA5503721063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND 2. THANK YOU 1.1 ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Against Against 1.2 ELECTION OF DIRECTOR: JOHN H. CRAIG Mgmt For For 1.3 ELECTION OF DIRECTOR: C.ASHLEY HEPPENSTALL Mgmt For For 1.4 ELECTION OF DIRECTOR: MARIE INKSTER Mgmt For For 1.5 ELECTION OF DIRECTOR: PETER C. JONES Mgmt Against Against 1.6 ELECTION OF DIRECTOR: LUKAS H. LUNDIN Mgmt Against Against 1.7 ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against 1.8 ELECTION OF DIRECTOR: CATHERINE J. G. Mgmt For For STEFAN 2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Against Against CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION 3 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt Against Against PASSING AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR 4 CONSIDERING AND IF DEEMED APPROPRIATE, Mgmt Against Against PASSING WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION TO APPROVE AMENDMENTS TO THE AMENDED AND RESTATED INCENTIVE STOCK OPTION PLAN TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER BY 12,000,000 COMMON SHARES; RESULTING IN A TOTAL OF 19,967,925 COMMON SHARES AVAILABLE FOR FUTURE ISSUANCE UNDER THE STOCK OPTION PLAN (AND AN AGGREGATE TOTAL OF 42,000,000 COMMON SHARES ISSUABLE SINCE ADOPTION OF THE STOCK OPTION PLAN IN 2014), AND INCREASE THE MAXIMUM TERM OF THE OPTIONS GRANTED PURSUANT TO THE STOCK OPTION PLAN TO SEVEN YEARS -------------------------------------------------------------------------------------------------------------------------- MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 711563949 -------------------------------------------------------------------------------------------------------------------------- Security: 55315J102 Meeting Type: EGM Meeting Date: 26-Sep-2019 Ticker: ISIN: US55315J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 PAYMENT (DECLARATION) OF DIVIDENDS ON Mgmt For For SHARES OF PJSC MMC NORILSK NICKEL FOR THE FIRST HALF OF 2019. 1) PAY DIVIDENDS ON ORDINARY SHARES OF PJSC MMC NORILSK NICKEL FOR THE FIRST HALF OF 2019 IN CASH IN THE AMOUNT OF RUB 883,93 PER ORDINARY SHARE. 2) SET OCTOBER 7, 2019 AS THE RECORD DATE FOR DETERMINING PERSONS ELIGIBLE TO RECEIVE THE DIVIDENDS CMMT 10 SEP 2019: IN ACCORDANCE WITH NEW RUSSIAN Non-Voting FEDERATION LEGISLATION REGARDING FOREIGN OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED CMMT 10 SEP 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 711827684 -------------------------------------------------------------------------------------------------------------------------- Security: 55315J102 Meeting Type: EGM Meeting Date: 16-Dec-2019 Ticker: ISIN: US55315J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting LEGISLATION REGARDING FOREIGN OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED 1 PAYMENT (DECLARATION) OF DIVIDENDS ON Mgmt For For SHARES OF MMC NORILSK NICKEL PJSC FOR NINE MONTHS OF 2019. 1) PAY OUT DIVIDENDS ON ORDINARY NOMINAL SHARES OF MMC NORILSK NICKEL PJSC FOR THE NINE MONTHS OF 2019 IN CASH AT RUB 604,09 PER ORDINARY SHARE. 2) TO SET DECEMBER 27TH, 2019 AS THE DATE FOR DETERMINING WHICH PERSONS ARE ENTITLED TO RECEIVE THE DIVIDENDS -------------------------------------------------------------------------------------------------------------------------- MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 712481693 -------------------------------------------------------------------------------------------------------------------------- Security: 55315J102 Meeting Type: AGM Meeting Date: 13-May-2020 Ticker: ISIN: US55315J1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting LEGISLATION REGARDING FOREIGN OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED 1 RATIFYING THE 2019 ANNUAL REPORT FROM PJSC Mgmt For For MMC NORILSK NICKEL 2 RATIFYING THE 2019 ANNUAL ACCOUNTING Mgmt For For (FINANCIAL) STATEMENTS FROM PJSC MMC NORILSK NICKEL 3 APPROVAL OF THE 2019 PJSC MMC NORILSK Mgmt For For NICKEL CONSOLIDATED FINANCIAL STATEMENTS 4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For NICKEL FOR 2019, INCLUDING PAYMENT (DECLARATION) OF DIVIDENDS, BASED ON THE RESULTS OF 2019: 1. APPROVE THE DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK NICKEL IN 2019 IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL, INCLUDED IN THE REPORT OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL WITH THE MOTIVATED POSITION OF THE BOARD OF DIRECTORS OF PJSC MMC NORILSK NICKEL ON THE ITEMS OF THE AGENDA OF ANNUAL GENERAL MEETING OF SHAREHOLDERS OF PJSC MMC NORILSK NICKEL, PAY MONETARY DIVIDENDS ON ORDINARY SHARES OF PJSC MMC NORILSK NICKEL FOR 2019 IN CASH IN THE AMOUNT OF RUB 557.20 PER ORDINARY SHARE, SET MAY 25, 2020 AS THE RECORD DATE FOR DETERMINING PERSONS ELIGIBLE TO RECEIVE THE DIVIDENDS CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting THIS RESOLUTION REGARDING THE ELECTION OF DIRECTORS. OUT OF THE 13 DIRECTORS PRESENTED FOR ELECTION, A MAXIMUM OF 13 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: NIKOLAI PAVLOVICH ABRAMOV 5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: SERGEY VALENTINOVICH BARBASHEV 5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: SERGEY LEONIDOVICH BATEKHIN 5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against DIRECTORS OF PJSC MMC NORILSK NICKEL: ALEXEY VLADIMIROVICH BASHKIROV 5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against DIRECTORS OF PJSC MMC NORILSK NICKEL: SERGEY BORISOVICH BRATUKHIN 5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: SERGEY NIKOLAEVICH VOLK 5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: MARIANNA ALEXANDROVNA ZAKHAROVA 5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER LLEWELYN MUNNINGS 5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: GARETH PETER PENNY 5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM VLADIMIROVICH POLETAEV 5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: VYACHESLAV ALEXEEVICH SOLOMIN 5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For DIRECTORS OF PJSC MMC NORILSK NICKEL: EVGENY ARKADIEVICH SCHWARTZ 5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against DIRECTORS OF PJSC MMC NORILSK NICKEL: ROBERT WILLEM JOHN EDWARDS 6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For COMMISSION AT PJSC MMC NORILSK NICKEL: ALEXEY SERGEEVICH DZYBALOV 6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA VIKTOROVNA MASALOVA 6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For COMMISSION AT PJSC MMC NORILSK NICKEL: GEORGIY EDUARDOVICH SVANIDZE 6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For COMMISSION AT PJSC MMC NORILSK NICKEL: VLADIMIR NIKOLAEVICH SHILKOV 6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For COMMISSION AT PJSC MMC NORILSK NICKEL: ELENA ALEXANDROVNA YANEVICH 7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For RUSSIAN ACCOUNTING STANDARDS FINANCIAL STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR 2020 8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR 2020 AND INTERIM CONSOLIDATED FINANCIAL STATEMENTS FOR THE FIRST HALF OF 2020 9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt Against Against EXPENSES INCURRED BY MEMBERS OF THE BOARD OF DIRECTORS AT PJSC MMC NORILSK NICKEL 10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For COMMISSION MEMBER AT PJSC MMC NORILSK NICKEL WHO IS NOT EMPLOYED BY THE COMPANY AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN ACCORDANCE WITH APPLICABLE RUSSIAN FEDERATION LEGISLATION 11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt For For REPRESENT RELATED PARTY TRANSACTIONS FOR ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES THE OBLIGATION OF PJSC MMC NORILSK NICKEL TO INDEMNIFY THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD OF PJSC MMC NORILSK NICKEL FOR ANY AND ALL LOSSES WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR AS A RESULT OF THEIR ELECTION TO THE ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF NO MORE THAN USD 115,000,000 (ONE HUNDRED FIFTEEN MILLION) PER TRANSACTION 12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt For For FOR ALL MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD AT PJSC MMC NORILSK NICKEL AND THAT CONCERNS INDEMNIFICATION INSURANCE FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGEMENT BOARD AT PJSC MMC NORILSK NICKEL, AND FOR OFFICIALS AT THE COMPANY ITSELF AND ITS SUBSIDIARIES WHO ARE THE BENEFICIARIES UNDER THE TRANSACTION, AND THAT IS PROVIDED BY A RUSSIAN INSURANCE COMPANY; THE EFFECTIVE PERIOD OF THE INDEMNIFICATION INSURANCE IS ONE YEAR, AND THE TOTAL LIABILITY LIMIT (INSURANCE AMOUNT), WITH ALL THE COVERAGE AND EXTENSIONS, WITH THE EXCEPTION OF THOSE CASES SPELLED OUT DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT LESS THAN USD 150,000,000 (ONE HUNDRED FIFTY MILLION), AND HAS AN INSURANCE PREMIUM PAYMENT FOR THE COMPANY NOT TO EXCEED USD 1,500,000 (ONE MILLION FIVE HUNDRED THOUSAND). IF, BASED ON MARKET CONDITIONS, THE INSURANCE AVAILABLE TO THE COMPANY AT THE TIME THE TRANSACTION IS ENTERED INTO CANNOT HAVE AN ESTABLISHED SUM IN THE INSURANCE AGREEMENT OF USD 150,000,000 (ONE HUNDRED FIFTY MILLION), THEN AN INSURANCE AGREEMENT WILL BE SIGNED THAT HAS THE GREATEST POSSIBLE SCOPE OF INSURANCE THAT IS AVAILABLE TO THE COMPANY AT REASONABLE COMMERCIAL TERMS -------------------------------------------------------------------------------------------------------------------------- OROCOBRE LTD Agenda Number: 711695556 -------------------------------------------------------------------------------------------------------------------------- Security: Q7142R106 Meeting Type: AGM Meeting Date: 22-Nov-2019 Ticker: ISIN: AU000000ORE0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 5 TO 8 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 DIRECTORS' REMUNERATION REPORT Mgmt For For 2 ELECTION OF RICHARD SEVILLE AS A DIRECTOR Mgmt For For 3 RE-ELECTION OF LEANNE HEYWOOD AS A DIRECTOR Mgmt For For 4 RE-ELECTION OF FERNANDO ORIS DE ROA AS A Mgmt For For DIRECTOR 5 APPROVAL OF AMENDMENTS TO THE EMPLOYEE Mgmt For For PERFORMANCE RIGHTS AND OPTIONS PLAN 6 THE GRANT OF PERFORMANCE RIGHTS TO THE Mgmt For MANAGING DIRECTOR AND CEO, MR MARTIN PEREZ DE SOLAY 7 APPROVAL FOR THE GIVING OF RETIREMENT Mgmt For BENEFITS TO THE MANAGING DIRECTOR AND CEO, MR MARTIN PEREZ DE SOLAY 8 NON-EXECUTIVE DIRECTORS SHARE RIGHTS PLAN Mgmt For -------------------------------------------------------------------------------------------------------------------------- PANORAMIC RESOURCES LTD Agenda Number: 711643545 -------------------------------------------------------------------------------------------------------------------------- Security: Q7318E103 Meeting Type: AGM Meeting Date: 20-Nov-2019 Ticker: ISIN: AU000000PAN4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ELECTION OF MS GILLIAN SWABY AS A DIRECTOR Mgmt For For 2 ADOPTION OF REMUNERATION REPORT Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PANORAMIC RESOURCES LTD Agenda Number: 711884975 -------------------------------------------------------------------------------------------------------------------------- Security: Q7318E103 Meeting Type: OGM Meeting Date: 13-Jan-2020 Ticker: ISIN: AU000000PAN4 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting ALL PROPOSALS AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 PROPOSED ISSUE OF SHARES TO MORGANS Mgmt Split 95% For Split CORPORATE LIMITED (IN ITS CAPACITY AS CONDITIONAL UNDERWRITER TO THE ENTITLEMENT OFFER) AND/OR VARIOUS SUB-UNDERWRITERS IN CONNECTION WITH THE ENTITLEMENT OFFER 2 PROPOSED ISSUE OF SHARES TO CERTAIN Mgmt Split 95% For Split DIRECTORS ACTING AS SUB-UNDERWRITERS IN CONNECTION WITH THE ENTITLEMENT OFFER -------------------------------------------------------------------------------------------------------------------------- PILBARA MINERALS LTD Agenda Number: 711570475 -------------------------------------------------------------------------------------------------------------------------- Security: Q7539C100 Meeting Type: OGM Meeting Date: 16-Oct-2019 Ticker: ISIN: AU000000PLS0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting ALL PROPOSALS AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 RATIFICATION OF INSTITUTIONAL PLACEMENT Mgmt For For 2 APPROVAL OF TRANCHE 1 OF THE CATL PLACEMENT Mgmt For For 3 RATIFICATION OF TRANCHE 1 OF THE CATL Mgmt For For PLACEMENT 4 APPROVAL OF TRANCHE 2 OF THE CATL PLACEMENT Mgmt For For 5 APPROVAL FOR PLACEMENT OF SHORTFALL UNDER Mgmt For For THE SHARE PURCHASE PLAN -------------------------------------------------------------------------------------------------------------------------- PILBARA MINERALS LTD Agenda Number: 711644573 -------------------------------------------------------------------------------------------------------------------------- Security: Q7539C100 Meeting Type: AGM Meeting Date: 21-Nov-2019 Ticker: ISIN: AU000000PLS0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 1, 4 AND 5 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF MR ANTHONY KIERNAN AS Mgmt Against Against DIRECTOR 3 RE-ELECTION OF MR NICHOLAS CERNOTTA AS Mgmt For For DIRECTOR 4 ISSUE OF EMPLOYEE OPTIONS AND PERFORMANCE Mgmt For For RIGHTS TO MR KEN BRINSDEN UNDER EMPLOYEE AWARD PLAN 5 RE-APPROVAL OF EMPLOYEE AWARD PLAN Mgmt For -------------------------------------------------------------------------------------------------------------------------- PILBARA MINERALS LTD Agenda Number: 712118048 -------------------------------------------------------------------------------------------------------------------------- Security: Q7539C100 Meeting Type: OGM Meeting Date: 10-Mar-2020 Ticker: ISIN: AU000000PLS0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ISSUE OF RETENTION OPTIONS UNDER EMPLOYEE Mgmt For For AWARD PLAN -------------------------------------------------------------------------------------------------------------------------- PT ANEKA TAMBANG TBK. Agenda Number: 711831594 -------------------------------------------------------------------------------------------------------------------------- Security: Y7116R158 Meeting Type: EGM Meeting Date: 19-Dec-2019 Ticker: ISIN: ID1000106602 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 CHANGE ON MANAGEMENT STRUCTURE Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- PT ANEKA TAMBANG TBK. Agenda Number: 712694745 -------------------------------------------------------------------------------------------------------------------------- Security: Y7116R158 Meeting Type: AGM Meeting Date: 11-Jun-2020 Ticker: ISIN: ID1000106602 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL ON ANNUAL REPORT REGARDING THE Mgmt For For COMPANY'S CONDITION AND ACTIVITIES INCLUDING COMMISSIONERS REPORT AND RATIFICATION OF FINANCIAL REPORT AS WELL AS TO GIVE ACQUIT ET DE CHARGE TO THE COMPANY'S BOARD ALL FOR BOOK YEAR 2019 2 RATIFICATION OF THE PARTNERSHIP AND Mgmt For For COMMUNITY DEVELOPMENT PROGRAM ANNUAL REPORT AND TO GIVE ACQUIT ET DE CHARGE TO THE COMPANY'S BOARD ALL FOR BOOK YEAR 2019 3 APPROPRIATION OF THE COMPANY'S NET PROFIT Mgmt For For INCLUDING DIVIDEND DISTRIBUTION FOR BOOK YEAR 2019 4 DETERMINATION OF TANTIEM FOR THE COMPANY'S Mgmt For For BOARD FOR BOOK YEAR 2019 AND SALARY OR HONORARIUM ALONG WITH FACILITIES AND ALLOWANCES FOR BOOK YEAR 2020 5 APPROVAL ON THE APPOINTMENT OF PUBLIC Mgmt For For ACCOUNTANT FOR BOOK YEAR 2020 6 APPROVAL ON REALIZATION REPORT OF THE USED Mgmt Against Against OF FUNDS FROM PUBLIC OFFERING RESULTS 7 APPROVAL ON THE AMENDMENT IN THE COMPANY'S Mgmt Against Against ARTICLE OF ASSOCIATION 8 APPROVAL ON CHANGES TO THE COMPOSITION OF Mgmt Against Against THE COMPANY'S BOARD -------------------------------------------------------------------------------------------------------------------------- PT VALE INDONESIA TBK Agenda Number: 711457920 -------------------------------------------------------------------------------------------------------------------------- Security: Y7150Y101 Meeting Type: EGM Meeting Date: 16-Aug-2019 Ticker: ISIN: ID1000109309 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 AMENDMENT OF THE ARTICLE 3 OF THE ARTICLES Mgmt For For OF ASSOCIATION OF THE COMPANY IN ORDER TO COMPLY WITH THE INDONESIAN STANDARD CLASSIFICATION OF LINE OF BUSINESS 2017 AS REQUIRED FOR THE ONLINE SINGLE SUBMISSION (OSS) 2 TO APPOINT MEMBERS OF THE COMPANY'S BOARD Mgmt For For OF COMMISSIONERS AND BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935181191 -------------------------------------------------------------------------------------------------------------------------- Security: 833635105 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: SQM ISIN: US8336351056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. SQM's Financial Statements, Balance Sheet, Mgmt For For Annual report, Account Inspectors' Report and External Auditor's Report for the business year ended December 31, 2019 2. Designation of the External Auditor Company Mgmt For For 3. Designation of the Credit Rating Agencies Mgmt For For for 2020 4. Designation of the Account Inspectors for Mgmt For For 2020 5. Investment Policy Mgmt For For 6. Finance Policy Mgmt For For 7. Distribution of final dividend Mgmt For For 8. Structure of the Compensation of the Board Mgmt For For of Directors and Board committees 9. Other corresponding matters in compliance Mgmt Against Against with pertinent provisions -------------------------------------------------------------------------------------------------------------------------- SOUTH32 LTD Agenda Number: 711570855 -------------------------------------------------------------------------------------------------------------------------- Security: Q86668102 Meeting Type: AGM Meeting Date: 24-Oct-2019 Ticker: ISIN: AU000000S320 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2.A RE-ELECTION OF MR WAYNE OSBORN AS A Mgmt For For DIRECTOR 2.B RE-ELECTION OF MR KEITH RUMBLE AS A Mgmt For For DIRECTOR 3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For 4 GRANT OF AWARDS TO EXECUTIVE DIRECTOR: THAT Mgmt For For APPROVAL BE GIVEN FOR THE PURPOSES OF ASX LISTING RULE 10.14 AND FOR ALL OTHER PURPOSES, TO GRANT EQUITY AWARDS TO THE CHIEF EXECUTIVE OFFICER, MR GRAHAM KERR, UNDER SOUTH32'S SHORT-TERM AND LONG-TERM INCENTIVE PLANS AS SET OUT IN THE EXPLANATORY NOTES ACCOMPANYING THIS NOTICE OF MEETING -------------------------------------------------------------------------------------------------------------------------- SUMITOMO METAL MINING CO.,LTD. Agenda Number: 712712074 -------------------------------------------------------------------------------------------------------------------------- Security: J77712180 Meeting Type: AGM Meeting Date: 26-Jun-2020 Ticker: ISIN: JP3402600005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For 2.2 Appoint a Director Nozaki, Akira Mgmt For For 2.3 Appoint a Director Asahi, Hiroshi Mgmt For For 2.4 Appoint a Director Matsumoto, Nobuhiro Mgmt For For 2.5 Appoint a Director Higo, Toru Mgmt For For 2.6 Appoint a Director Nakano, Kazuhisa Mgmt For For 2.7 Appoint a Director Ishii, Taeko Mgmt For For 2.8 Appoint a Director Kinoshita, Manabu Mgmt For For 3.1 Appoint a Corporate Auditor Ino, Kazushi Mgmt For For 3.2 Appoint a Corporate Auditor Nakayama, Mgmt For For Yasuyuki 3.3 Appoint a Corporate Auditor Yoshida, Wataru Mgmt For For 4 Appoint a Substitute Corporate Auditor Mgmt For For Mishina, Kazuhiro 5 Approve Payment of Bonuses to Directors Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SYRAH RESOURCES LTD Agenda Number: 711349147 -------------------------------------------------------------------------------------------------------------------------- Security: Q8806E100 Meeting Type: OGM Meeting Date: 01-Aug-2019 Ticker: ISIN: AU000000SYR9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL TO ISSUE CONVERTIBLE NOTE TO Mgmt For For AUSTRALIANSUPER PTY LTD AS TRUSTEE FOR AUSTRALIANSUPER CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION -------------------------------------------------------------------------------------------------------------------------- UMICORE SA Agenda Number: 712329045 -------------------------------------------------------------------------------------------------------------------------- Security: B95505184 Meeting Type: MIX Meeting Date: 30-Apr-2020 Ticker: ISIN: BE0974320526 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM FOR EGM MEETING, THERE WILL BE A SECOND CALL ON 03 JUN 2020 AT 10:00 HRS. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU O.1 COMMUNICATION OF THE ANNUAL REPORT OF THE Non-Voting BOARD OF DIRECTORS AND REPORT OF THE STATUTORY AUDITOR ON THE STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2019 O.2 APPROVING THE REMUNERATION REPORT FOR THE Mgmt Against Against FINANCIAL YEAR ENDED ON 31 DECEMBER 2019 O.3 APPROVING THE REMUNERATION POLICY Mgmt Against Against O.4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2019 INCLUDING THE PROPOSED ALLOCATION OF THE RESULT: APPROVING THE PROPOSED APPROPRIATION OF THE RESULT INCLUDING THE PAYMENT OF A GROSS DIVIDEND OF EUR 0.375 PER SHARE. CONSIDERING THE GROSS INTERIM DIVIDEND OF EUR 0.375 PER SHARE PAID IN AUGUST 2019, NO BALANCE/FINAL DIVIDEND WILL BE PAID O.5 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2019 AS WELL AS THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND THE STATUTORY AUDITOR'S REPORT ON THOSE CONSOLIDATED ANNUAL ACCOUNTS O.6 GRANTING DISCHARGE TO THE DIRECTORS FOR THE Mgmt For For PERFORMANCE OF THEIR MANDATE DURING THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2019 O.7 GRANTING DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For FOR THE PERFORMANCE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2019 O.8.1 RE-ELECTING MRS INES KOLMSEE AS INDEPENDENT Mgmt For For DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING AT THE END OF THE 2023 ORDINARY SHAREHOLDERS' MEETING O.8.2 RE-ELECTING MRS LIAT BEN-ZUR AS INDEPENDENT Mgmt For For DIRECTOR FOR A PERIOD OF THREE YEARS EXPIRING AT THE END OF THE 2023 ORDINARY SHAREHOLDERS' MEETING O.8.3 APPOINTING MR MARIO ARMERO AS DIRECTOR FOR Mgmt For For A PERIOD OF THREE YEARS EXPIRING AT THE END OF THE 2023 ORDINARY SHAREHOLDERS' MEETING O.9 APPROVING THE BOARD MEMBERS' REMUNERATION Mgmt For For PROPOSED FOR THE FINANCIAL YEAR 2020 O.10 ON MOTION BY THE BOARD OF DIRECTORS, ACTING Mgmt For For UPON RECOMMENDATION OF THE AUDIT COMMITTEE AND UPON NOMINATION BY THE WORKS' COUNCIL, THE SHAREHOLDERS' MEETING RESOLVES TO RENEW THE MANDATE OF THE STATUTORY AUDITOR, PRICEWATERHOUSECOOPERS BEDRIJFSREVISOREN/REVISEURS D'ENTREPRISES BV/SRL, WITH REGISTERED OFFICE AT 1932 SINT-STEVENS-WOLUWE, WOLUWE GARDEN, WOLUWEDAL 18, WHICH EXPIRES TODAY, FOR A DURATION OF THREE YEARS, UP TO AND INCLUDING THE ORDINARY SHAREHOLDERS' MEETING OF 2023. THE STATUTORY AUDITOR WILL BE REPRESENTED BY MR KURT CAPPOEN AND IS ENTRUSTED WITH THE AUDIT OF THE STATUTORY AND THE CONSOLIDATED ANNUAL ACCOUNTS; THE SHAREHOLDERS' MEETING RESOLVES TO FIX THE ANNUAL REMUNERATION OF THE STATUTORY AUDITOR FOR THE FINANCIAL YEARS 2020 THROUGH 2022 AT EUR 476,029. THIS AMOUNT WILL BE INDEXED EACH YEAR BASED ON THE EVOLUTION OF THE CONSUMER PRICE INDEX (HEALTH INDEX) S.1 APPROVING, IN ACCORDANCE WITH ARTICLE 556 Mgmt For For OF THE OLD COMPANIES CODE (AS STILL APPLICABLE IN 2019), CLAUSE 8.10 OF THE NOTE PURCHASE AGREEMENT (US PRIVATE PLACEMENT) DATED 18 JUNE 2019 BETWEEN UMICORE (AS NOTES ISSUER) AND SEVERAL INVESTORS (AS NOTES PURCHASERS), WHICH ENTITLES ALL THE HOLDERS OF THE NOTES ISSUED UNDER THE NOTE PURCHASE AGREEMENT TO HAVE THE ENTIRE UNPAID PRINCIPAL AMOUNT OF THEIR NOTES PREPAID BY UMICORE AT PAR (AS THE CASE MAY BE (IN THE EVENT OF SWAPPED NOTES), WITH OR LESS THE NET LOSS RESPECTIVELY NET GAIN AS DEFINED UNDER THE ABOVE AGREEMENT), INCLUDING ACCRUED INTERESTS, IN THE EVENT THAT 1) ANY PERSON OR GROUP OF PERSONS ACTING IN CONCERT GAINS CONTROL OVER UMICORE AND 2) SPECIFIC RATING REQUIREMENTS FOR THE ISSUED NOTES ARE NOT MET E.1 AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For ORDER TO BRING THEM INTO LINE WITH THE PROVISIONS OF THE CODE OF COMPANIES AND ASSOCIATIONS AND TO MODERNISE THEM E.2 COMPOSITION OF THE SUPERVISORY BOARD Mgmt For For E.3 THE MEETING DECIDES TO CONFER ALL POWERS TO Mgmt For For MRS. STEPHANIE ERNAELSTEEN AND MRS. ANNE-CATHERINE GUIOT, ACTING SEPARATELY, WITH POWER OF SUB-DELEGATION, TO COORDINATE THE ARTICLES OF ASSOCIATION IN ACCORDANCE WITH THE DECISIONS TAKEN BY THE GENERAL MEETING OF SHAREHOLDERS, AS WELL AS TO CARRY OUT ALL THE FORMALITIES REQUIRED TO UPDATE THE COMPANY'S FILE WITH THE CROSSROADS BANK FOR ENTERPRISES AND TO MAKE ALL THE NECESSARY PUBLICATIONS FOLLOWING THE SAID DECISIONS -------------------------------------------------------------------------------------------------------------------------- WESTERN AREAS LTD Agenda Number: 711644636 -------------------------------------------------------------------------------------------------------------------------- Security: Q9618L100 Meeting Type: AGM Meeting Date: 21-Nov-2019 Ticker: ISIN: AU000000WSA9 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 2, 3, 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt Against Against DIRECTOR - MR IAN MACLIVER 2 ADOPTION OF REMUNERATION REPORT Mgmt Against Against 3 RE-APPROVAL OF THE WESTERN AREAS LTD Mgmt For For PERFORMANCE RIGHTS PLAN 4 GRANT OF PERFORMANCE RIGHTS TO DANIEL Mgmt For For LOUGHER Amplify BlackSwan Growth & Treasury Core ETF -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Amplify CWP Enhanced Dividend Income ETF -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 935138570 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 24-Apr-2020 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. Alpern Mgmt Withheld Against R.S. Austin Mgmt For For S.E. Blount Mgmt For For R.B. Ford Mgmt For For M.A. Kumbier Mgmt For For E.M. Liddy Mgmt Withheld Against D.W. McDew Mgmt For For N. McKinstry Mgmt For For P.N. Novakovic Mgmt For For W.A. Osborn Mgmt Withheld Against D.J. Starks Mgmt For For J.G. Stratton Mgmt For For G.F. Tilton Mgmt Withheld Against M.D. White Mgmt Withheld Against 2. Ratification of Ernst & Young LLP as Mgmt Against Against Auditors. 3. Say on Pay - An Advisory Vote to Approve Mgmt For For Executive Compensation. 4. Shareholder Proposal - Lobbying Disclosure. Shr Against For 5. Shareholder Proposal - Non-GAAP Financial Shr For Against Performance Metrics Disclosure. 6. Shareholder Proposal - Shareholder Voting Shr For Against on By-Law Amendments. 7. Shareholder Proposal - Simple Majority Shr For Against Vote. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935183979 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. M. Austin Mgmt For For 1B. Election of Director: J. B. Frank Mgmt For For 1C. Election of Director: A. P. Gast Mgmt For For 1D. Election of Director: E. Hernandez, Jr. Mgmt Against Against 1E. Election of Director: C. W. Moorman IV Mgmt For For 1F. Election of Director: D. F. Moyo Mgmt For For 1G. Election of Director: D. Reed-Klages Mgmt Against Against 1H. Election of Director: R. D. Sugar Mgmt Against Against 1I. Election of Director: D. J. Umpleby III Mgmt Against Against 1J. Election of Director: M. K. Wirth Mgmt For For 2. Ratification of Appointment of PwC as Mgmt Against Against Independent Registered Public Accounting Firm 3. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation 4. Report on Lobbying Shr Against For 5. Create a Board Committee on Climate Risk Shr For Against 6. Report on Climate Lobbying Shr Against For 7. Report on Petrochemical Risk Shr For Against 8. Report on Human Rights Practices Shr For Against 9. Set Special Meeting Threshold at 10% Shr Against For 10. Adopt Policy for an Independent Chairman Shr For Against -------------------------------------------------------------------------------------------------------------------------- DUKE ENERGY CORPORATION Agenda Number: 935148975 -------------------------------------------------------------------------------------------------------------------------- Security: 26441C204 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: DUK ISIN: US26441C2044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael G. Browning Mgmt Withheld Against Annette K. Clayton Mgmt For For Theodore F. Craver, Jr. Mgmt For For Robert M. Davis Mgmt For For Daniel R. DiMicco Mgmt Withheld Against Nicholas C. Fanandakis Mgmt For For Lynn J. Good Mgmt Withheld Against John T. Herron Mgmt For For William E. Kennard Mgmt For For E. Marie McKee Mgmt For For Marya M. Rose Mgmt For For Thomas E. Skains Mgmt For For William E. Webster, Jr. Mgmt For For 2. Ratification of Deloitte & Touche LLP as Mgmt Against Against Duke Energy's independent registered public accounting firm for 2020 3. Advisory vote to approve Duke Energy's Mgmt For For named executive officer compensation 4. Shareholder proposal regarding independent Shr For Against board chair 5. Shareholder proposal regarding elimination Shr For of supermajority voting provisions in Duke Energy's Certificate of Incorporation 6. Shareholder proposal regarding providing a Shr Against For semiannual report on Duke Energy's political contributions and expenditures 7. Shareholder proposal regarding providing an Shr Against For annual report on Duke Energy's lobbying payments -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Meeting Date: 15-May-2020 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For 1B. Election of Director: Charles R. Crisp Mgmt Against Against 1C. Election of Director: Duriya M. Farooqui Mgmt For For 1D. Election of Director: Jean-Marc Forneri Mgmt Against Against 1E. Election of Director: The Rt. Hon. the Lord Mgmt For For Hague of Richmond 1F. Election of Director: Hon. Frederick W. Mgmt Against Against Hatfield 1G. Election of Director: Thomas E. Noonan Mgmt For For 1H. Election of Director: Frederic V. Salerno Mgmt Against Against 1I. Election of Director: Jeffrey C. Sprecher Mgmt Against Against 1J. Election of Director: Judith A. Sprieser Mgmt For For 1K. Election of Director: Vincent Tese Mgmt Against Against 2. To approve, by non-binding vote, the Mgmt For For advisory resolution on executive compensation for named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935137934 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election Of Director: D. Scott Davis Mgmt Against Against 1C. Election of Director: Ian E. L. Davis Mgmt Against Against 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt Against Against 1F. Election of Director: Marillyn A. Hewson Mgmt Against Against 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt Against Against 1K. Election of Director: A. Eugene Washington Mgmt Against Against 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Ronald A. Williams Mgmt Against Against 2. Advisory Vote to Approve Named Executive Mgmt Against Against Officer Compensation. 3. Ratification of Appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. 4. Amendment to the Restated Certificate of Mgmt For For Incorporation to Permit Removal of Directors Without Cause. 5. Independent Board Chair Shr For Against 6. Report on Governance of Opioids-Related Shr For Against Risks -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935170833 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt Against Against 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Lee R. Raymond Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation 3. Ratification of independent registered Mgmt Against Against public accounting firm 4. Independent board chairman Shr For Against 5. Oil and gas company and project financing Shr Against For related to the Arctic and the Canadian oil sands 6. Climate change risk reporting Shr For Against 7. Amend shareholder written consent Shr For Against provisions 8. Charitable contributions disclosure Shr Against For 9. Gender/Racial pay equity Shr For Against -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 935171190 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For expiring in 2021: Lloyd Dean 1B. Election of Director for a one-year term Mgmt Against Against expiring in 2021: Robert Eckert 1C. Election of Director for a one-year term Mgmt For For expiring in 2021: Catherine Engelbert 1D. Election of Director for a one-year term Mgmt For For expiring in 2021: Margaret Georgiadis 1E. Election of Director for a one-year term Mgmt For For expiring in 2021: Enrique Hernandez, Jr. 1F. Election of Director for a one-year term Mgmt For For expiring in 2021: Christopher Kempczinski 1G. Election of Director for a one-year term Mgmt Against Against expiring in 2021: Richard Lenny 1H. Election of Director for a one-year term Mgmt For For expiring in 2021: John Mulligan 1I. Election of Director for a one-year term Mgmt For For expiring in 2021: Sheila Penrose 1J. Election of Director for a one-year term Mgmt For For expiring in 2021: John Rogers, Jr. 1K. Election of Director for a one-year term Mgmt For For expiring in 2021: Paul Walsh 1L. Election of Director for a one-year term Mgmt Against Against expiring in 2021: Miles White 2. Advisory vote to approve executive Mgmt For For compensation. 3. Advisory vote to approve the appointment of Mgmt Against Against Ernst & Young LLP as independent auditor for 2020. 4. Vote to approve the Company's Amended and Mgmt For For Restated 2012 Omnibus Stock Ownership Plan. 5. Advisory vote on a shareholder proposal Shr Against For requesting to change the thresholds to call special shareholder meetings, if properly presented. 6. Advisory vote on a shareholder proposal Shr Against For requesting the Board issue a report on sugar and public health, if properly presented. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935176431 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 26-May-2020 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Leslie A. Brun Mgmt For For 1B. Election of Director: Thomas R. Cech Mgmt Against Against 1C. Election of Director: Mary Ellen Coe Mgmt For For 1D. Election of Director: Pamela J. Craig Mgmt For For 1E. Election of Director: Kenneth C. Frazier Mgmt Against Against 1F. Election of Director: Thomas H. Glocer Mgmt Against Against 1G. Election of Director: Risa Lavizzo-Mourey Mgmt For For 1H. Election of Director: Paul B. Rothman Mgmt For For 1I. Election of Director: Patricia F. Russo Mgmt For For 1J. Election of Director: Christine E. Seidman Mgmt For For 1K. Election of Director: Inge G. Thulin Mgmt For For 1L. Election of Director: Kathy J. Warden Mgmt For For 1M. Election of Director: Peter C. Wendell Mgmt Against Against 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of the Mgmt Against Against Company's independent registered public accounting firm for 2020. 4. Shareholder proposal concerning shareholder Shr For Against right to act by written consent. 5. Shareholder proposal regarding allocation Shr Against For of corporate tax savings. -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 935158736 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lewis W.K. Booth Mgmt For For 1B. Election of Director: Charles E. Bunch Mgmt For For 1C. Election of Director: Debra A. Crew Mgmt For For 1D. Election of Director: Lois D. Juliber Mgmt For For 1E. Election of Director: Peter W. May Mgmt For For 1F. Election of Director: Jorge S. Mesquita Mgmt For For 1G. Election of Director: Fredric G. Reynolds Mgmt Against Against 1H Election of Director: Christiana S. Shi Mgmt For For 1I. Election of Director: Patrick T. Siewert Mgmt For For 1J. Election of Director: Michael A. Todman Mgmt For For 1K. Election of Director: Jean-Francois M. L. Mgmt For For van Boxmeer 1L. Election of Director: Dirk Van de Put Mgmt Against Against 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. 4. Consider Employee Pay in Setting Chief Shr Against For Executive Officer Pay. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 935087165 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 19-Nov-2019 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey S. Berg Mgmt Withheld Against Michael J. Boskin Mgmt Withheld Against Safra A. Catz Mgmt For For Bruce R. Chizen Mgmt Withheld Against George H. Conrades Mgmt Withheld Against Lawrence J. Ellison Mgmt Withheld Against Rona A. Fairhead Mgmt For For Hector Garcia-Molina Mgmt For For Jeffrey O. Henley Mgmt For For Mark V. Hurd Mgmt For For Renee J. James Mgmt For For Charles W. Moorman IV Mgmt For For Leon E. Panetta Mgmt For For William G. Parrett Mgmt For For Naomi O. Seligman Mgmt For For 2. Advisory Vote to Approve the Compensation Mgmt For For of the Named Executive Officers. 3. Ratification of the Selection of Ernst & Mgmt Against Against Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. 4. Stockholder Proposal Regarding Pay Equity Shr For Against Report. 5. Stockholder Proposal Regarding Independent Shr For Against Board Chair. -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 935148901 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Shona L. Brown Mgmt For For 1B. Election of Director: Cesar Conde Mgmt For For 1C. Election of Director: Ian Cook Mgmt Against Against 1D. Election of Director: Dina Dublon Mgmt For For 1E. Election of Director: Richard W. Fisher Mgmt For For 1F. Election of Director: Michelle Gass Mgmt For For 1G. Election of Director: Ramon L. Laguarta Mgmt For For 1H. Election of Director: David C. Page Mgmt For For 1I. Election of Director: Robert C. Pohlad Mgmt For For 1J. Election of Director: Daniel Vasella Mgmt For For 1K. Election of Director: Darren Walker Mgmt For For 1L. Election of Director: Alberto Weisser Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt Against Against as the Company's independent registered public accounting firm for fiscal year 2020. 3. Advisory approval of the Company's Mgmt For For executive compensation. 4. Shareholder Proposal - Reduce Ownership Shr Against For Threshold to Call Special Shareholder Meetings. 5. SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND Shr Against For PUBLIC HEALTH. -------------------------------------------------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Agenda Number: 935135132 -------------------------------------------------------------------------------------------------------------------------- Security: 693506107 Meeting Type: Annual Meeting Date: 16-Apr-2020 Ticker: PPG ISIN: US6935061076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For IN THE CLASS WHOSE TERM EXPIRES IN 2023: STEPHEN F. ANGEL 1B. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt Against Against IN THE CLASS WHOSE TERM EXPIRES IN 2023: HUGH GRANT 1C. APPROVE THE ELECTION OF DIRECTOR TO SERVE Mgmt For For IN THE CLASS WHOSE TERM EXPIRES IN 2023: MELANIE L. HEALEY 2A. APPROVE THE APPOINMENT OF A DIRECTOR TO Mgmt For For SERVE IN THE CLASS WHOSE TERM EXPIRES IN 2022: KATHLEEN A.LIGOCKI 3. APPROVE THE COMPENSATION OF THE COMPANY'S Mgmt For For NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS 4. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For COMPANY'S ARTICLES OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS 5. PROPOSAL TO APPROVE AN AMENDMENT OF THE Mgmt For For COMPANY'S ARTICLES OF INCORPORATION AND BYLAWS TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS 6. RATIFY THE APPOINTMENT OF Mgmt Against Against PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Meeting Date: 01-Apr-2020 Ticker: SLB ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick de La Mgmt For For Chevardiere 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: Olivier Le Peuch Mgmt For For 1D. Election of Director: Tatiana A. Mitrova Mgmt For For 1E. Election of Director: Lubna S. Olayan Mgmt For For 1F. Election of Director: Mark G. Papa Mgmt For For 1G. Election of Director: Leo Rafael Reif Mgmt Against Against 1H. Election of Director: Henri Seydoux Mgmt Against Against 1I. Election of Director: Jeff W. Sheets Mgmt Against Against 2. Approval of the advisory resolution to Mgmt Against Against approve our executive compensation. 3. Approval of our consolidated balance sheet Mgmt For For as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 935140575 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert A. Bradway Mgmt For For 1B. Election of Director: David L. Calhoun Mgmt For For 1C. Election of Director: Arthur D. Collins Jr. Mgmt Against Against 1D. Election of Director: Edmund P. Mgmt Against Against Giambastiani Jr. 1E. Election of Director: Lynn J. Good Mgmt For For 1F. Election of Director: Nikki R. Haley Mgmt For For 1G. Election of Director: Akhil Johri Mgmt For For 1H. Election of Director: Lawrence W. Kellner Mgmt For For 1I. Election of Director: Caroline B. Kennedy Mgmt For For 1J. Election of Director: Steven M. Mollenkopf Mgmt For For 1K. Election of Director: John M. Richardson Mgmt For For 1L. Election of Director: Susan C. Schwab Mgmt For For 1M. Election of Director: Ronald A. Williams Mgmt For For 2. Approve, on an Advisory Basis, Named Mgmt For For Executive Officer Compensation. 3. Ratify the Appointment of Deloitte & Touche Mgmt Against Against LLP as Independent Auditor for 2020. 4. Disclosure of Director Skills, Ideological Shr For Against Perspectives, and Experience and Minimum Director Qualifications. 5. Additional Report on Lobbying Activities. Shr Against For 6. Policy Requiring Independent Board Shr For Against Chairman. 7. Written Consent. Shr For Against 8. Mandatory Retention of Significant Stock by Shr For Against Executives. 9. Additional Disclosure of Compensation Shr For Against Adjustments. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt Against Against 1B. Election of Director: Drew G. Faust Mgmt Against Against 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt Against Against 1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against 1F. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: David A. Viniar Mgmt For For 1K. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation (Say on Pay). 3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against as our Independent Registered Public Accounting Firm for 2020. 4. Shareholder Proposal Regarding Right to Act Shr For Against by Written Consent. 5. Shareholder Proposal Regarding Board Shr Against For Oversight of the "Statement on the Purpose of a Corporation". -------------------------------------------------------------------------------------------------------------------------- THE HOME DEPOT, INC. Agenda Number: 935172130 -------------------------------------------------------------------------------------------------------------------------- Security: 437076102 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: HD ISIN: US4370761029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerard J. Arpey Mgmt For For 1B. Election of Director: Ari Bousbib Mgmt For For 1C. Election of Director: Jeffery H. Boyd Mgmt For For 1D. Election of Director: Gregory D. Brenneman Mgmt For For 1E. Election of Director: J. Frank Brown Mgmt For For 1F. Election of Director: Albert P. Carey Mgmt Against Against 1G. Election of Director: Helena B. Foulkes Mgmt For For 1H. Election of Director: Linda R. Gooden Mgmt For For 1I. Election of Director: Wayne M. Hewett Mgmt For For 1J. Election of Director: Manuel Kadre Mgmt For For 1K. Election of Director: Stephanie C. Linnartz Mgmt For For 1L. Election of Director: Craig A. Menear Mgmt For For 2. Ratification of the Appointment of KPMG LLP Mgmt Against Against 3. Advisory Vote to Approve Executive Mgmt For For Compensation ("Say-on-Pay") 4. Shareholder Proposal Regarding Amendment of Shr For Against Shareholder Written Consent Right 5. Shareholder Proposal Regarding EEO-1 Shr For Against Disclosure 6. Shareholder Proposal Regarding Executive Shr For Against Ownership Guidelines 7. Shareholder Proposal Regarding Shr Against For Electioneering Contributions Congruency Analysis -------------------------------------------------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Agenda Number: 935072998 -------------------------------------------------------------------------------------------------------------------------- Security: 742718109 Meeting Type: Annual Meeting Date: 08-Oct-2019 Ticker: PG ISIN: US7427181091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Francis S. Blake Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Amy L. Chang Mgmt For For 1D. Election of Director: Scott D. Cook Mgmt For For 1E. Election of Director: Joseph Jimenez Mgmt Against Against 1F. Election of Director: Terry J. Lundgren Mgmt Against Against 1G. Election of Director: Christine M. McCarthy Mgmt For For 1H. Election of Director: W. James McNerney, Mgmt Against Against Jr. 1I. Election of Director: Nelson Peltz Mgmt For For 1J. Election of Director: David S. Taylor Mgmt Against Against 1K. Election of Director: Margaret C. Whitman Mgmt For For 1L. Election of Director: Patricia A. Woertz Mgmt For For 2. Ratify Appointment of the Independent Mgmt Against Against Registered Public Accounting Firm 3. Advisory Vote to Approve the Company's Mgmt Against Against Executive Compensation (the "Say on Pay" vote) 4. Approval of The Procter & Gamble 2019 Stock Mgmt Against Against and Incentive Compensation Plan -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935125648 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 11-Mar-2020 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt Against Against 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Francis A. deSouza Mgmt For For 1E. Election of Director: Michael B.G. Froman Mgmt For For 1F. Election of Director: Robert A. Iger Mgmt For For 1G. Election of Director: Maria Elena Mgmt Against Against Lagomasino 1H. Election of Director: Mark G. Parker Mgmt Against Against 1I. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2020. 3. To approve the advisory resolution on Mgmt Against Against executive compensation. 4. To approve an amendment to the Company's Mgmt Against Against Amended and Restated 2011 Stock Incentive Plan. 5. Shareholder proposal requesting an annual Shr Against For report disclosing information regarding the Company's lobbying policies and activities. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: UTX ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd J. Austin III Mgmt For For 1B. Election of Director: Gregory J. Hayes Mgmt For For 1C. Election of Director: Marshall O. Larsen Mgmt For For 1D. Election of Director: Robert K. (Kelly) Mgmt For For Ortberg 1E. Election of Director: Margaret L. Mgmt For For O'Sullivan 1F. Election of Director: Denise L. Ramos Mgmt Against Against 1G. Election of Director: Fredric G. Reynolds Mgmt For For 1H. Election of Director: Brian C. Rogers Mgmt Against Against 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation. 3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt Against Against as Independent Auditor for 2020. 4. Shareowner Proposal regarding a Simple Shr For Majority Vote Requirement. 5. Shareowner Proposal to Create a Committee Shr Against For to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Meeting Date: 01-Jun-2020 Ticker: UNH ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt Against Against 1B. Election of Director: Timothy P. Flynn Mgmt Against Against 1C. Election of Director: Stephen J. Hemsley Mgmt Against Against 1D. Election of Director: Michele J. Hooper Mgmt For For 1E. Election of Director: F. William McNabb III Mgmt For For 1F. Election of Director: Valerie C. Montgomery Mgmt For For Rice, M.D. 1G. Election of Director: John H. Noseworthy, Mgmt For For M.D. 1H. Election of Director: Glenn M. Renwick Mgmt For For 1I. Election of Director: David S. Wichmann Mgmt For For 1J. Election of Director: Gail R. Wilensky, Mgmt Against Against Ph.D. 2. Advisory approval of the Company's Mgmt Against Against executive compensation. 3. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 4. Approval of the UnitedHealth Group 2020 Mgmt Against Against Stock Incentive Plan. 5. If properly presented at the 2020 Annual Shr For Against Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 935148406 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Shellye L. Archambeau Mgmt For For 1b. Election of Director: Mark T. Bertolini Mgmt For For 1c. Election of Director: Vittorio Colao Mgmt For For 1d. Election of Director: Melanie L. Healey Mgmt For For 1e. Election of Director: Clarence Otis, Jr. Mgmt For For 1f. Election of Director: Daniel H. Schulman Mgmt For For 1g. Election of Director: Rodney E. Slater Mgmt For For 1h. Election of Director: Hans E. Vestberg Mgmt Against Against 1i. Election of Director: Gregory G. Weaver Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation 3. Ratification of Appointment of Independent Mgmt Against Against Registered Public Accounting Firm 4. Nonqualified Savings Plan Earnings Shr Against For 5. Special Shareholder Meetings Shr Against For 6. Lobbying Activities Report Shr Against For 7. User Privacy Metric Shr For Against 8. Amend Severance Approval Policy Shr For Against -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935113807 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 28-Jan-2020 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd A. Carney Mgmt For For 1B. Election of Director: Mary B. Cranston Mgmt For For 1C. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1D. Election of Director: Alfred F. Kelly, Jr. Mgmt Against Against 1E. Election of Director: Ramon L. Laguarta Mgmt For For 1F. Election of Director: John F. Lundgren Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt Against Against 1H. Election of Director: Denise M. Morrison Mgmt For For 1I. Election of Director: Suzanne Nora Johnson Mgmt For For 1J. Election of Director: John A. C. Swainson Mgmt Against Against 1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of KPMG LLP Mgmt Against Against as our independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935114823 -------------------------------------------------------------------------------------------------------------------------- Security: 931427108 Meeting Type: Annual Meeting Date: 30-Jan-2020 Ticker: WBA ISIN: US9314271084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jose E. Almeida Mgmt Against Against 1B. Election of Director: Janice M. Babiak Mgmt For For 1C. Election of Director: David J. Brailer Mgmt For For 1D. Election of Director: William C. Foote Mgmt Against Against 1E. Election of Director: Ginger L. Graham Mgmt For For 1F. Election of Director: John A. Lederer Mgmt Against Against 1G. Election of Director: Dominic P. Murphy Mgmt For For 1H. Election of Director: Stefano Pessina Mgmt For For 1I. Election of Director: Nancy M. Schlichting Mgmt Against Against 1J. Election of Director: James A. Skinner Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as the independent registered public accounting firm for fiscal year 2020. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. 4. Stockholder proposal requesting an Shr For Against independent Board Chairman. 5. Proposal Withdrawn Shr Abstain 6. Stockholder proposal regarding the Shr Against For ownership threshold for calling special meetings of stockholders. -------------------------------------------------------------------------------------------------------------------------- WALMART INC. Agenda Number: 935192726 -------------------------------------------------------------------------------------------------------------------------- Security: 931142103 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: WMT ISIN: US9311421039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cesar Conde Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Sarah J. Friar Mgmt For For 1D. Election of Director: Carla A. Harris Mgmt For For 1E. Election of Director: Thomas W. Horton Mgmt For For 1F. Election of Director: Marissa A. Mayer Mgmt For For 1G. Election of Director: C. Douglas McMillon Mgmt For For 1H. Election of Director: Gregory B. Penner Mgmt Against Against 1I. Election of Director: Steven S Reinemund Mgmt Against Against 1J. Election of Director: S. Robson Walton Mgmt For For 1K. Election of Director: Steuart L. Walton Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Ratification of Ernst & Young LLP as Mgmt Against Against Independent Accountants 4. Approval of the Amendment to the ASDA Mgmt For For Sharesave Plan 2000 5. Report on Impacts of Single-Use Plastic Shr Against For Bags 6. Report on Supplier Antibiotics Use Shr Against For Standards 7. Policy to Include Hourly Associates as Shr Against For Director Candidates 8. Report on Strengthening Prevention of Shr For Against Workplace Sexual Harassment Amplify CrowdBureau Peer to Peer Lending and Crowdfunding ETF -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Mgmt For For Huttenlocher 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Mgmt For For Rubinstein 1H. Election of director: Thomas O. Ryder Mgmt Against Against 1I. Election of director: Patricia Q. Mgmt For For Stonesifer 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFECTS OF FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFORTS TO RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE REPORT ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CERTAIN COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against VIEWPOINT DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PROMOTION DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against SUPPLY CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- CHINA RAPID FINANCE LTD Agenda Number: 935115534 -------------------------------------------------------------------------------------------------------------------------- Security: 16953Q204 Meeting Type: Annual Meeting Date: 27-Dec-2019 Ticker: XRF ISIN: US16953Q2049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution, THAT Po Wang be Mgmt For For elected as a director of the Company, to hold office until such time as he is removed from office by an ordinary resolution of our shareholders, or his earlier death, bankruptcy, insanity, resignation or absence. 2. As an ordinary resolution, THAT Steven Foo Mgmt For For be elected as a director of the Company, to hold office until such time as he is removed from office by an ordinary resolution of our shareholders, or his earlier death, bankruptcy, insanity, resignation or absence. 3. As an ordinary resolution, THAT Edward Yan Mgmt For For be elected as a director of the Company, to hold office until such time as he is removed from office by an ordinary resolution of our shareholders, or his earlier death, bankruptcy, insanity, resignation or absence. 4. As an ordinary resolution, THAT the Mgmt For For appointment of the independent auditor Shandong Haoxin Certified Public Accountants Co., Ltd. for the fiscal year ended December 31, 2018 and for the fiscal year ending December 31, 2019 be ratified, confirmed, approved and adopted. -------------------------------------------------------------------------------------------------------------------------- CORELOGIC, INC. Agenda Number: 935144547 -------------------------------------------------------------------------------------------------------------------------- Security: 21871D103 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: CLGX ISIN: US21871D1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: J. David Chatham Mgmt Against Against 1B. Election of Director: Douglas C. Curling Mgmt For For 1C. Election of Director: John C. Dorman Mgmt For For 1D. Election of Director: Paul F. Folino Mgmt Against Against 1E. Election of Director: Frank D. Martell Mgmt For For 1F. Election of Director: Claudia Fan Munce Mgmt Against Against 1G. Election of Director: Thomas C. O'Brien Mgmt Against Against 1H. Election of Director: Vikrant Raina Mgmt For For 1I. Election of Director: J. Michael Shepherd Mgmt For For 1J. Election of Director: Jaynie Miller Mgmt Against Against Studenmund 1k. Election of Director: David F. Walker Mgmt Against Against 1L. Election of Director: Mary Lee Widener Mgmt For For 2. To approve, on an advisory basis, the Mgmt Against Against compensation of the Company's named executive officers. 3. To ratify the selection of Mgmt Against Against PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ELEVATE CREDIT, INC. Agenda Number: 935175364 -------------------------------------------------------------------------------------------------------------------------- Security: 28621V101 Meeting Type: Annual Meeting Date: 01-May-2020 Ticker: ELVT ISIN: US28621V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen J. Shaper Mgmt For For Saundra D. Schrock Mgmt Withheld Against Tyler W.K. Head Mgmt For For 2. Ratification of appointment of Grant Mgmt For For Thornton LLP as our independent registered public accounting firm for 2020 -------------------------------------------------------------------------------------------------------------------------- ENOVA INTERNATIONAL, INC. Agenda Number: 935158762 -------------------------------------------------------------------------------------------------------------------------- Security: 29357K103 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: ENVA ISIN: US29357K1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director (term expires 2021): Mgmt For For Ellen Carnahan 1B. Election of Director (term expires 2021): Mgmt Against Against Daniel R. Feehan 1C. Election of Director (term expires 2021): Mgmt Against Against David Fisher 1D. Election of Director (term expires 2021): Mgmt For For William M. Goodyear 1E. Election of Director (term expires 2021): Mgmt For For James A. Gray 1F. Election of Director (term expires 2021): Mgmt Against Against Gregg A. Kaplan 1G. Election of Director (term expires 2021): Mgmt For For Mark P. McGowan 1H. Election of Director (term expires 2021): Mgmt Against Against Mark A. Tebbe 2. A non-binding advisory vote to approve the Mgmt Against Against compensation paid to the Company's named executive officers. 3. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- EQUIFAX INC. Agenda Number: 935157001 -------------------------------------------------------------------------------------------------------------------------- Security: 294429105 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: EFX ISIN: US2944291051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark W. Begor Mgmt For For 1B. Election of Director: Mark L. Feidler Mgmt Against Against 1C. Election of Director: G. Thomas Hough Mgmt For For 1D. Election of Director: Robert D. Marcus Mgmt For For 1E. Election of Director: Siri S. Marshall Mgmt For For 1F. Election of Director: Scott A. McGregor Mgmt For For 1G. Election of Director: John A. McKinley Mgmt Against Against 1H. Election of Director: Robert W. Selander Mgmt For For 1I. Election of Director: Elane B. Stock Mgmt For For 1J. Election of Director: Heather H. Wilson Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as independent registered public accounting firm for 2020. 4. Approval of Employee Stock Purchase Plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935178221 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt Withheld Against Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt Withheld Against Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve the director compensation Mgmt For For policy. 4. A stockholder proposal regarding change in Shr For Against stockholder voting. 5. A stockholder proposal regarding an Shr For Against independent chair. 6. A stockholder proposal regarding majority Shr For Against voting for directors. 7. A stockholder proposal regarding political Shr For Against advertising. 8. A stockholder proposal regarding Shr For Against human/civil rights expert on board. 9. A stockholder proposal regarding report on Shr For Against civil and human rights risks. 10. A stockholder proposal regarding child Shr For Against exploitation. 11. A stockholder proposal regarding median Shr For Against gender/racial pay gap. -------------------------------------------------------------------------------------------------------------------------- FAIR ISAAC CORPORATION Agenda Number: 935126056 -------------------------------------------------------------------------------------------------------------------------- Security: 303250104 Meeting Type: Annual Meeting Date: 04-Mar-2020 Ticker: FICO ISIN: US3032501047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Braden R. Kelly Mgmt Against Against 1b. Election of Director: Fabiola R. Arredondo Mgmt For For 1c. Election of Director: A. George Battle Mgmt Against Against 1d. Election of Director: James D. Kirsner Mgmt Against Against 1e. Election of Director: William J. Lansing Mgmt For For 1f. Election of Director: Eva Manolis Mgmt Against Against 1g. Election of Director: Marc F. McMorris Mgmt For For 1h. Election of Director: Joanna Rees Mgmt Against Against 1i. Election of Director: David A. Rey Mgmt For For 2. To approve the amendment to the 2012 Mgmt Against Against Long-Term Incentive Plan. 3. To approve the advisory (non-binding) Mgmt For For resolution relating to the named executive officer compensation as disclosed in the proxy statement. 4. To ratify the appointment of Deloitte & Mgmt Against Against Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30,2020. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935171203 -------------------------------------------------------------------------------------------------------------------------- Security: 31620M106 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: FIS ISIN: US31620M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lee Adrean Mgmt For For 1B. Election of Director: Ellen R. Alemany Mgmt For For 1C. Election of Director: Lisa A. Hook Mgmt For For 1D. Election of Director: Keith W. Hughes Mgmt Against Against 1E. Election of Director: Gary L. Lauer Mgmt For For 1F. Election of Director: Gary A. Norcross Mgmt For For 1G. Election of Director: Louise M. Parent Mgmt For For 1H. Election of Director: Brian T. Shea Mgmt For For 1I. Election of Director: James B. Stallings, Mgmt For For Jr. 1J. Election of Director: Jeffrey E. Stiefler Mgmt For For 2. Advisory vote on Fidelity National Mgmt For For Information Services, Inc. executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt Against Against our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 935160464 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Bisignano Mgmt For For Alison Davis Mgmt For For Henrique de Castro Mgmt For For Harry F. DiSimone Mgmt For For Dennis F. Lynch Mgmt For For Heidi G. Miller Mgmt For For Scott C. Nuttall Mgmt For For Denis J. O'Leary Mgmt Withheld Against Doyle R. Simons Mgmt Withheld Against Jeffery W. Yabuki Mgmt Withheld Against 2. To approve, on an advisory basis, the Mgmt For For compensation of the named executive officers of Fiserv, Inc. 3. To ratify the appointment of Deloitte & Mgmt Against Against Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2020. 4. A shareholder proposal requesting the Shr Against For company provide political spending disclosure. -------------------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Agenda Number: 935066678 -------------------------------------------------------------------------------------------------------------------------- Security: 37940X102 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: GPN ISIN: US37940X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Agreement and Plan of Mgmt For For Merger, dated as of May 27, 2019, by and between Global Payments Inc. ("Global Payments") and Total System Services, Inc. (as amended from time to time) and the transactions contemplated thereby (the "Global Payments merger proposal"). 2. To approve an amendment to Global Payments' Mgmt For For articles of incorporation to increase the number of authorized shares of Global Payments common stock from two hundred million shares to four hundred million shares (the "Global Payments authorized share count proposal"). 3. To approve an amendment to Global Payments' Mgmt For For articles of incorporation to declassify the Global Payments board of directors and provide for annual elections of directors (the "Global Payments declassification proposal"). 4. To adjourn the Global Payments special Mgmt For For meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Global Payments merger proposal, the Global Payments authorized share count proposal or the Global Payments declassification proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Global Payments common stock. -------------------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Agenda Number: 935147214 -------------------------------------------------------------------------------------------------------------------------- Security: 37940X102 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: GPN ISIN: US37940X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: F. Thaddeus Arroyo Mgmt For For 1B. Election of Director: Robert H.B. Baldwin, Mgmt For For Jr. 1C. Election of Director: John G. Bruno Mgmt For For 1D. Election of Director: Kriss Cloninger III Mgmt For For 1E. Election of Director: William I Jacobs Mgmt Against Against 1F. Election of Director: Joia M. Johnson Mgmt For For 1G. Election of Director: Ruth Ann Marshall Mgmt For For 1H. Election of Director: Connie D. McDaniel Mgmt For For 1I. Election of Director: William B. Plummer Mgmt For For 1J. Election of Director: Jeffrey S. Sloan Mgmt For For 1K. Election of Director: John T. Turner Mgmt For For 1L. Election of Director: M. Troy Woods Mgmt Against Against 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers for 2019. 3. Approval of amendments to our articles of Mgmt For For incorporation to eliminate supermajority voting requirements. 4. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as our independent public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- GREEN DOT CORPORATION Agenda Number: 935206309 -------------------------------------------------------------------------------------------------------------------------- Security: 39304D102 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: GDOT ISIN: US39304D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kenneth C. Aldrich Mgmt Against Against 1B. Election of Director: J. Chris Brewster Mgmt For For 1C. Election of Director: Glinda Bridgforth Mgmt For For Hodges 1D. Election of Director: Rajeev V. Date Mgmt For For 1E. Election of Director: Saturnino Fanlo Mgmt Against Against 1F. Election of Director: William I Jacobs Mgmt Against Against 1G. Election of Director: Dan R. Henry Mgmt For For 1H. Election of Director: Jeffrey B. Osher Mgmt For For 1I. Election of Director: Ellen Richey Mgmt For For 1J. Election of Director: George T. Shaheen Mgmt Against Against 2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as Green Dot's independent registered public accounting firm for 2020. 3. Advisory approval of executive Mgmt Against Against compensation. 4. Amendment and restatement of Green Dot's Mgmt Against Against 2010 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- GREENSKY INC. Agenda Number: 935212112 -------------------------------------------------------------------------------------------------------------------------- Security: 39572G100 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: GSKY ISIN: US39572G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joel Babbit Mgmt For For Arthur Bacci Mgmt For For Robert Sheft Mgmt For For 2. Advisory vote to approve frequency of Mgmt 1 Year For future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- HEXINDAI INC. Agenda Number: 935102222 -------------------------------------------------------------------------------------------------------------------------- Security: 428295109 Meeting Type: Annual Meeting Date: 09-Dec-2019 Ticker: HX ISIN: US4282951098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. As an ordinary resolution, THAT the report Mgmt For For of Deloitte Touch Tohmatsu, the Company's independent registered public accounting firm, on the Company's consolidated financial statements for the fiscal year ended March 31, 2019 be approved and ratified. -------------------------------------------------------------------------------------------------------------------------- LENDINGCLUB CORPORATION Agenda Number: 935188789 -------------------------------------------------------------------------------------------------------------------------- Security: 52603A208 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: LC ISIN: US52603A2087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Scott Mgmt For For Sanborn 1.2 Election of Class III Director: Simon Mgmt For For Williams 1.3 Election of Class III Director: Michael Mgmt Against Against Zeisser 2. Approve, on a non-binding advisory basis, Mgmt Against Against the compensation of our named executive officers as disclosed in this Proxy Statement. 3. Ratify the appointment of Deloitte & Touche Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 4. Approval of an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation (the Declassification Amendment) that would phase in the declassification of our Board. -------------------------------------------------------------------------------------------------------------------------- LENDINGTREE INC Agenda Number: 935209230 -------------------------------------------------------------------------------------------------------------------------- Security: 52603B107 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: TREE ISIN: US52603B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Courtnee Chun Mgmt For For 1B. Election of Director: Gabriel Dalporto Mgmt For For 1C. Election of Director: Thomas Davidson Mgmt For For 1D. Election of Director: Robin Henderson Mgmt For For 1E. Election of Director: Douglas Lebda Mgmt For For 1F. Election of Director: Steven Ozonian Mgmt For For 1G. Election of Director: Saras Sarasvathy Mgmt For For 1H. Election of Director: G. Kennedy Thompson Mgmt For For 1I. Election of Director: Jennifer Witz Mgmt For For 2. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2020 fiscal year 3. To make an advisory vote to approve Mgmt For For LendingTree, Inc.'s executive compensation (say-on-pay) -------------------------------------------------------------------------------------------------------------------------- ON DECK CAPITAL, INC. Agenda Number: 935148444 -------------------------------------------------------------------------------------------------------------------------- Security: 682163100 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: ONDK ISIN: US6821631008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Noah Breslow Mgmt For For 1B Election of Director: Jane J. Thompson Mgmt For For 1C Election of Director: Ronald F. Verni Mgmt For For 2. Advisory approval of the company's 2019 Mgmt For For executive compensation 3. Advisory vote on the frequency of future Mgmt 1 Year For stockholder advisory votes on executive compensation 4. To ratify the selection of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ONEMAIN HOLDINGS, INC. Agenda Number: 935172700 -------------------------------------------------------------------------------------------------------------------------- Security: 68268W103 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: OMF ISIN: US68268W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jay N. Levine Mgmt For For Roy A. Guthrie Mgmt For For Peter B. Sinensky Mgmt For For 2. To approve, on an advisory basis, OneMain Mgmt For For Holdings, Inc.'s named executive officer compensation. 3. To approve, on an advisory basis, the Mgmt 1 Year Against frequency of the advisory vote to approve named executive officer compensation. 4. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year Holdings, Inc. for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 935170869 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: PYPL ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rodney C. Adkins Mgmt For For 1B. Election of Director: Jonathan Christodoro Mgmt For For 1C. Election of Director: John J. Donahoe Mgmt For For 1D. Election of Director: David W. Dorman Mgmt For For 1E. Election of Director: Belinda J. Johnson Mgmt For For 1F. Election of Director: Gail J. McGovern Mgmt For For 1G. Election of Director: Deborah M. Messemer Mgmt For For 1H. Election of Director: David M. Moffett Mgmt For For 1I. Election of Director: Ann M. Sarnoff Mgmt For For 1J. Election of Director: Daniel H. Schulman Mgmt For For 1K. Election of Director: Frank D. Yeary Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent auditor for 2020. 4. Stockholder Proposal - Stockholder right to Shr For Against act by written consent. 5. Stockholder Proposal - Human and indigenous Shr Against For peoples' rights. -------------------------------------------------------------------------------------------------------------------------- PPDAI GROUP INC. Agenda Number: 935089917 -------------------------------------------------------------------------------------------------------------------------- Security: 69354V108 Meeting Type: Annual Meeting Date: 05-Nov-2019 Ticker: PPDF ISIN: US69354V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. IT IS RESOLVED as a special resolution: Mgmt For For THAT the change of the Company's legal name from "PPDAI Group Inc." to "FinVolution Group" and the adoption of (see company proxy card) as the dual foreign name of the Company, which have been approved by the resolutions of the board of directors of the Company, be and hereby are, authorized and approved; and THAT each director or officer of the Company, be and hereby is, authorized to take any and every action that might be necessary, appropriate ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- SENMIAO TECHNOLOGY LIMITED Agenda Number: 935095097 -------------------------------------------------------------------------------------------------------------------------- Security: 817225105 Meeting Type: Annual Meeting Date: 12-Dec-2019 Ticker: AIHS ISIN: US8172251055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Xi Wen Mgmt For For Trent Davis Mgmt For For Xiaojuan Lin Mgmt For For Sichun Wang Mgmt For For Jie Gao Mgmt For For 2. To ratify the appointment of Friedman LLP Mgmt For For as the Company's registered public accounting firm for the fiscal year ending March 31, 2020. 3. To transact any other business which may Mgmt For For properly come before the meeting or any adjournment thereof. -------------------------------------------------------------------------------------------------------------------------- SQUARE, INC. Agenda Number: 935197396 -------------------------------------------------------------------------------------------------------------------------- Security: 852234103 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: SQ ISIN: US8522341036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roelof Botha Mgmt For For Amy Brooks Mgmt For For James McKelvey Mgmt For For 2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2020. 4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For AT THE MEETING, TO PREPARE A REPORT ON EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt Against Against 1B. Election of Director: Drew G. Faust Mgmt Against Against 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt Against Against 1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against 1F. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: David A. Viniar Mgmt For For 1K. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation (Say on Pay). 3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against as our Independent Registered Public Accounting Firm for 2020. 4. Shareholder Proposal Regarding Right to Act Shr For Against by Written Consent. 5. Shareholder Proposal Regarding Board Shr Against For Oversight of the "Statement on the Purpose of a Corporation". -------------------------------------------------------------------------------------------------------------------------- TRANSUNION Agenda Number: 935161163 -------------------------------------------------------------------------------------------------------------------------- Security: 89400J107 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: TRU ISIN: US89400J1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To amend and restate our Amended and Mgmt For For Restated Certificate of Incorporation (Charter) to declassify the Board of Directors over the next three years such that all directors will stand for election on an annual basis beginning with the 2022 Annual Meeting of Stockholders. 2A. To amend and restate our Charter to Mgmt For For eliminate the supermajority voting requirements relating to: Amendments to the Charter and Bylaws. 2B. To amend and restate our Charter to Mgmt For For eliminate the supermajority voting requirements relating to: Removal of directors. 3. To amend and restate our Charter to remove Mgmt For For the corporate opportunity waiver provisions of the Charter. 4. To amend and restate our Charter to remove Mgmt For For certain rights, privileges and protections included in the Charter relating to former significant stockholders of TransUnion that have expired by their terms and to make other technical revisions to the Charter. 5A. Election of Director: Suzanne P. Clark Mgmt For For 5B. Election of Director: Kermit R. Crawford Mgmt For For 5C. Election of Director: Thomas L. Monahan, Mgmt For For III 6. To amend and restate our 2015 Omnibus Mgmt For For Incentive Plan to, among other things, increase the number of shares authorized for issuance by 7 million shares and extend the term of our plan through the tenth anniversary of the date of such amendment and restatement. 7. Ratification of appointment of Mgmt Against Against PricewaterhouseCoopers LLP as TransUnion's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- WORLDPAY INC. Agenda Number: 935051982 -------------------------------------------------------------------------------------------------------------------------- Security: 981558109 Meeting Type: Special Meeting Date: 24-Jul-2019 Ticker: WP ISIN: US9815581098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt and approve the Agreement and Plan Mgmt For For of Merger (the "merger agreement"), dated March 17, 2019, by and among Worldpay, Inc. ("Worldpay"), Fidelity National Information Services, Inc. and Wrangler Merger Sub, Inc. 2. To approve, on a non-binding, advisory Mgmt Against Against basis, the compensation payments that will or may be made to Worldpay's named executive officers in connection with the transaction contemplated by the merger agreement. 3. To adjourn the Worldpay Special Meeting, if Mgmt For For necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the merger agreement. -------------------------------------------------------------------------------------------------------------------------- YIRENDAI LTD ADR Agenda Number: 935073116 -------------------------------------------------------------------------------------------------------------------------- Security: 98585L100 Meeting Type: Special Meeting Date: 30-Sep-2019 Ticker: YRD ISIN: US98585L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. It is resolved as a special resolution: Mgmt For THAT the change of the Company's legal name from "Yirendai Ltd." to "Yiren Digital Ltd.", which has been approved by the resolutions of the Company's board of directors, be and herby is, authorized and approved, and the Company's memorandum and articles of association, be and hereby is, amended to reflect the change of the Company's legal name; and THAT each director or officer of the Company, be and hereby is, authorized to ..(Due to space limits, see proxy material for full proposal). Amplify EASI Tactical Growth ETF -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935153700 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt Against Against 1B. Election of Director: Nora M. Denzel Mgmt Against Against 1C. Election of Director: Mark Durcan Mgmt Against Against 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Lisa T. Su Mgmt For For 1H. Election of Director: Abhi Y. Talwalkar Mgmt Against Against 2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt Against Against compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ARMSTRONG WORLD INDUSTRIES, INC. Agenda Number: 935037134 -------------------------------------------------------------------------------------------------------------------------- Security: 04247X102 Meeting Type: Annual Meeting Date: 11-Jul-2019 Ticker: AWI ISIN: US04247X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stan A. Askren Mgmt Withheld Against Victor D. Grizzle Mgmt For For Tao Huang Mgmt For For Barbara L. Loughran Mgmt For For Larry S. McWilliams Mgmt For For James C. Melville Mgmt For For John J. Roberts Mgmt Withheld Against Wayne R. Shurts Mgmt For For Roy W. Templin Mgmt For For Cherryl T. Thomas Mgmt For For 2. To ratify the selection of KPMG LLP as our Mgmt Against Against independent registered public accounting firm for 2019. 3. To approve, on an advisory basis, our Mgmt For For executive compensation program. -------------------------------------------------------------------------------------------------------------------------- BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935049850 -------------------------------------------------------------------------------------------------------------------------- Security: 099502106 Meeting Type: Annual Meeting Date: 25-Jul-2019 Ticker: BAH ISIN: US0995021062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Melody C. Barnes Mgmt For For 1b. Election of Director: Ellen Jewett Mgmt For For 1c. Election of Director: Arthur E. Johnson Mgmt For For 1d. Election of Director: Charles O. Rossotti Mgmt Against Against 2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the Company's registered independent public accountants for fiscal year 2020. 3. Advisory vote to approve the compensation Mgmt For For of the Company's named executive officers. 4. Approval of the adoption of the Fourth Mgmt For For Amended and Restated Certificate of Incorporation to eliminate the Company's Class B non-voting common stock, Class C restricted common stock, and Class E special voting common stock. -------------------------------------------------------------------------------------------------------------------------- BOYD GAMING CORPORATION Agenda Number: 935139976 -------------------------------------------------------------------------------------------------------------------------- Security: 103304101 Meeting Type: Annual Meeting Date: 09-Apr-2020 Ticker: BYD ISIN: US1033041013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John R. Bailey Mgmt For For Robert L. Boughner Mgmt For For William R. Boyd Mgmt For For William S. Boyd Mgmt For For Marianne Boyd Johnson Mgmt For For Keith E. Smith Mgmt For For Christine J. Spadafor Mgmt For For A. Randall Thoman Mgmt For For Peter M. Thomas Mgmt Withheld Against Paul W. Whetsell Mgmt Withheld Against Veronica J. Wilson Mgmt Withheld Against 2. To ratify the appointment of Deloitte & Mgmt Against Against Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory vote on executive compensation. Mgmt Against Against 4. Approval of the Boyd Gaming Corporation Mgmt Against Against 2020 Stock Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- BWX TECHNOLOGIES, INC. Agenda Number: 935145878 -------------------------------------------------------------------------------------------------------------------------- Security: 05605H100 Meeting Type: Annual Meeting Date: 01-May-2020 Ticker: BWXT ISIN: US05605H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rex D. Geveden Mgmt For For 1B. Election of Director: Leland D. Melvin Mgmt For For 1C. Election of Director: Robert L. Nardelli Mgmt For For 1D. Election of Director: Barbara A. Niland Mgmt Against Against 2. Advisory vote on compensation of our Named Mgmt Against Against Executive Officers. 3. Ratification of Appointment of Independent Mgmt Against Against Registered Public Accounting Firm for the year ending December 31, 2020. 4. Approval of the BWX Technologies, Inc. 2020 Mgmt Against Against Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- CIGNA CORPORATION Agenda Number: 935141755 -------------------------------------------------------------------------------------------------------------------------- Security: 125523100 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: CI ISIN: US1255231003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David M. Cordani Mgmt For For 1B. Election of Director: William J. DeLaney Mgmt For For 1C. Election of Director: Eric J. Foss Mgmt For For 1D. Election of Director: Elder Granger, MD, Mgmt For For MG, USA 1E. Election of Director: Isaiah Harris, Jr. Mgmt For For 1F. Election of Director: Roman Martinez IV Mgmt Against Against 1G. Election of Director: Kathleen M. Mgmt Against Against Mazzarella 1H. Election of Director: Mark B. McClellan, Mgmt Against Against MD, PhD 1I. Election of Director: John M. Partridge Mgmt Against Against 1J. Election of Director: William L. Roper, MD, Mgmt For For MPH 1K. Election of Director: Eric C. Wiseman Mgmt Against Against 1L. Election of Director: Donna F. Zarcone Mgmt For For 2. Advisory approval of Cigna's executive Mgmt Against Against compensation. 3. Ratification of appointment of Mgmt Against Against PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2020. 4. Shareholder proposal - Shareholder right to Shr Against For call a special meeting. 5. Shareholder proposal - Gender pay gap Shr For Against report. -------------------------------------------------------------------------------------------------------------------------- COMMERCIAL METALS COMPANY Agenda Number: 935108933 -------------------------------------------------------------------------------------------------------------------------- Security: 201723103 Meeting Type: Annual Meeting Date: 08-Jan-2020 Ticker: CMC ISIN: US2017231034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vicki L. Avril Mgmt Withheld Against Sarah E. Raiss Mgmt Withheld Against J. David Smith Mgmt Withheld Against 2. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2020. 3. Advisory vote on executive compensation. Mgmt Against Against 4. Approval of the Company's 2013 Long-Term Mgmt Against Against Equity Incentive Plan as amended and restated. -------------------------------------------------------------------------------------------------------------------------- COPART, INC. Agenda Number: 935099855 -------------------------------------------------------------------------------------------------------------------------- Security: 217204106 Meeting Type: Annual Meeting Date: 06-Dec-2019 Ticker: CPRT ISIN: US2172041061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Willis J. Johnson Mgmt Against Against 1.2 Election of Director: A. Jayson Adair Mgmt For For 1.3 Election of Director: Matt Blunt Mgmt Against Against 1.4 Election of Director: Steven D. Cohan Mgmt Against Against 1.5 Election of Director: Daniel J. Englander Mgmt Against Against 1.6 Election of Director: James E. Meeks Mgmt For For 1.7 Election of Director: Thomas N. Tryforos Mgmt For For 1.8 Election of Director: Diane M. Morefield Mgmt For For 1.9 Election of Director: Stephen Fisher Mgmt For For 2. Advisory (non-binding) stockholder vote on Mgmt For For executive compensation (say-on-pay vote). 3. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. -------------------------------------------------------------------------------------------------------------------------- CYBERARK SOFTWARE LTD Agenda Number: 935041525 -------------------------------------------------------------------------------------------------------------------------- Security: M2682V108 Meeting Type: Annual Meeting Date: 11-Jul-2019 Ticker: CYBR ISIN: IL0011334468 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. To re-elect of Gadi Tirosh for a term of Mgmt For For approximately three years as a Class II director of the Company, until the Company's annual general meeting of shareholders to be held in 2022 and until his respective successor is duly elected and qualified. 1b. To re-elect of Amnon Shoshani for a term of Mgmt Against Against approximately three years as a Class II director of the Company, until the Company's annual general meeting of shareholders to be held in 2022 and until his respective successor is duly elected and qualified. 2. To amend the compensation of the Company's Mgmt For For non-executive directors to provide for fixed annual director fees and predetermined values of initial and recurring annual equity grants of restricted share units (RSUs). 3. To approve a compensation policy for the Mgmt For For Company's executives and directors, in accordance with the requirements of the Companies Law. 3a. Are you a controlling shareholder of the Mgmt Against Company or do you have a personal interest in the approval of Proposal 3, as such terms are defined in the Proxy Statement? If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest, and should mark "No." (Please note: If you mark "Yes" or leave this question blank, your shares will not be voted for Proposal 3). Mark "For" = Yes or "Against" = No. 4. To approve, in accordance with the Mgmt For For requirements of the Companies Law, a grant for 2019 of options to purchase ordinary shares of the Company, RSUs and performance share units (PSUs), to the Company's Chairman of the Board and Chief Executive Officer, Ehud (Udi) Mokady. 5. To authorize, in accordance with the Mgmt For For requirements of the Companies Law, the Company's Chairman of the Board and Chief Executive Officer, Ehud (Udi) Mokady, to continue serving as the Chairman of the Board and the Chief Executive Officer, for the maximum period permitted under the Companies Law. 5a. Are you a controlling shareholder of the Mgmt Against Company or do you have a personal interest in the approval of Proposal 5, as such terms are defined in the Proxy Statement? If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest, and should mark "No." (Please note: If you mark "Yes" or leave this question blank, your shares will not be voted for Proposal 5). Mark "For" = Yes or "Against" = No. 6. To approve the re-appointment of Kost Forer Mgmt For For Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2019 and until the Company's 2020 annual general meeting of shareholders, and to authorize the Board to fix such accounting firm's annual compensation. -------------------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Agenda Number: 935066678 -------------------------------------------------------------------------------------------------------------------------- Security: 37940X102 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: GPN ISIN: US37940X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Agreement and Plan of Mgmt For For Merger, dated as of May 27, 2019, by and between Global Payments Inc. ("Global Payments") and Total System Services, Inc. (as amended from time to time) and the transactions contemplated thereby (the "Global Payments merger proposal"). 2. To approve an amendment to Global Payments' Mgmt For For articles of incorporation to increase the number of authorized shares of Global Payments common stock from two hundred million shares to four hundred million shares (the "Global Payments authorized share count proposal"). 3. To approve an amendment to Global Payments' Mgmt For For articles of incorporation to declassify the Global Payments board of directors and provide for annual elections of directors (the "Global Payments declassification proposal"). 4. To adjourn the Global Payments special Mgmt For For meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the Global Payments merger proposal, the Global Payments authorized share count proposal or the Global Payments declassification proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of Global Payments common stock. -------------------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Agenda Number: 935147214 -------------------------------------------------------------------------------------------------------------------------- Security: 37940X102 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: GPN ISIN: US37940X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: F. Thaddeus Arroyo Mgmt For For 1B. Election of Director: Robert H.B. Baldwin, Mgmt For For Jr. 1C. Election of Director: John G. Bruno Mgmt For For 1D. Election of Director: Kriss Cloninger III Mgmt For For 1E. Election of Director: William I Jacobs Mgmt Against Against 1F. Election of Director: Joia M. Johnson Mgmt For For 1G. Election of Director: Ruth Ann Marshall Mgmt For For 1H. Election of Director: Connie D. McDaniel Mgmt For For 1I. Election of Director: William B. Plummer Mgmt For For 1J. Election of Director: Jeffrey S. Sloan Mgmt For For 1K. Election of Director: John T. Turner Mgmt For For 1L. Election of Director: M. Troy Woods Mgmt Against Against 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers for 2019. 3. Approval of amendments to our articles of Mgmt For For incorporation to eliminate supermajority voting requirements. 4. Ratification of the appointment of Deloitte Mgmt Against Against & Touche LLP as our independent public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- IHS MARKIT LTD Agenda Number: 935134344 -------------------------------------------------------------------------------------------------------------------------- Security: G47567105 Meeting Type: Annual Meeting Date: 16-Apr-2020 Ticker: INFO ISIN: BMG475671050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lance Uggla Mgmt Against Against 1B. Election of Director: John Browne (The Lord Mgmt For For Browne of Madingley) 1C. Election of Director: Ruann F. Ernst Mgmt For For 1D. Election of Director: William E. Ford Mgmt Against Against 1E. Election of Director: Jean-Paul L. Montupet Mgmt For For 1F. Election of Director: Deborah K. Orida Mgmt For For 1G. Election of Director: James A. Rosenthal Mgmt For For 2. To approve, on an advisory, non-binding Mgmt For For basis, the compensation of the Company's named executive officers. 3. To approve the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants. -------------------------------------------------------------------------------------------------------------------------- JABIL INC. Agenda Number: 935114859 -------------------------------------------------------------------------------------------------------------------------- Security: 466313103 Meeting Type: Annual Meeting Date: 23-Jan-2020 Ticker: JBL ISIN: US4663131039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anousheh Ansari Mgmt For For Martha F. Brooks Mgmt For For Christopher S. Holland Mgmt For For Timothy L. Main Mgmt For For Mark T. Mondello Mgmt For For John C. Plant Mgmt For For Steven A. Raymund Mgmt Withheld Against Thomas A. Sansone Mgmt Withheld Against David M. Stout Mgmt Withheld Against Kathleen A. Walters Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as Jabil's independent registered public accounting firm for the fiscal year ending August 31, 2020. 3. To approve (on an advisory basis) Jabil's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- MERCURY SYSTEMS, INC. Agenda Number: 935079548 -------------------------------------------------------------------------------------------------------------------------- Security: 589378108 Meeting Type: Annual Meeting Date: 23-Oct-2019 Ticker: MRCY ISIN: US5893781089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR James K. Bass# Mgmt For For Michael A. Daniels# Mgmt For For Lisa S. Disbrow# Mgmt For For Barry R. Nearhos* Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. To ratify the appointment of KPMG LLP as Mgmt Against Against our independent registered public accounting firm for fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION Agenda Number: 935140563 -------------------------------------------------------------------------------------------------------------------------- Security: 615369105 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: MCO ISIN: US6153691059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Basil L. Anderson Mgmt Against Against 1B. Election of Director: Jorge A. Bermudez Mgmt For For 1C. Election of Director: Therese Esperdy Mgmt For For 1D. Election of Director: Vincent A. Forlenza Mgmt For For 1E. Election of Director: Kathryn M. Hill Mgmt For For 1F. Election of Director: Raymond W. McDaniel, Mgmt For For Jr. 1G. Election of Director: Henry A. McKinnell, Mgmt Against Against Jr., Ph.D. 1H. Election of Director: Leslie F. Seidman Mgmt For For 1I. Election of Director: Bruce Van Saun Mgmt For For 2A. Amendment to the Certificate of Mgmt For For Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. 2B. Amendment to the Certificate of Mgmt For For Incorporation to remove supermajority voting standard to remove directors. 2C. Amendment to the Certificate of Mgmt For For Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. 3. Ratification of the appointment of KPMG LLP Mgmt Against Against as independent registered public accounting firm of the Company for 2020. 4. Advisory resolution approving executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- PAYCOM SOFTWARE, INC. Agenda Number: 935159029 -------------------------------------------------------------------------------------------------------------------------- Security: 70432V102 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: PAYC ISIN: US70432V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Janet B. Haugen Mgmt For For J.C. Watts, Jr. Mgmt For For 2. To ratify the appointment of Grant Thornton Mgmt Against Against LLP as our independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory vote to approve compensation of Mgmt For For named executive officers. -------------------------------------------------------------------------------------------------------------------------- PERFORMANCE FOOD GROUP COMPANY Agenda Number: 935091594 -------------------------------------------------------------------------------------------------------------------------- Security: 71377A103 Meeting Type: Annual Meeting Date: 13-Nov-2019 Ticker: PFGC ISIN: US71377A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: George L. Mgmt For For Holm 1B. Election of Class I Director: Arthur B. Mgmt For For Winkleblack 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for fiscal 2020. 3. To approve, in a non-binding advisory vote, Mgmt For For the compensation paid to the named executive officers. 4. To approve the Share Increase Amendment Mgmt For For under our 2015 Omnibus Incentive Plan. 5. To approve the Performance Food Group Mgmt For For Company Employee Stock Purchase Plan. 6. To approve the Second Amended and Restated Mgmt For For Certificate of Incorporation to remove the supermajority voting requirement for amending the governing documents and removing directors. 7. To approve the Second Amended and Restated Mgmt For For Certificate of Incorporation to eliminate the prohibition against stockholders calling special meetings of stockholders. -------------------------------------------------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Agenda Number: 935161795 -------------------------------------------------------------------------------------------------------------------------- Security: 866796105 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: SLF ISIN: CA8667961053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR WILLIAM D. ANDERSON Mgmt For For DEAN A. CONNOR Mgmt For For STEPHANIE L. COYLES Mgmt For For MARTIN J. G. GLYNN Mgmt For For ASHOK K. GUPTA Mgmt For For M. MARIANNE HARRIS Mgmt For For SARA GROOTWASSINK LEWIS Mgmt For For JAMES M. PECK Mgmt For For SCOTT F. POWERS Mgmt For For HUGH D. SEGAL Mgmt Withheld Against BARBARA G. STYMIEST Mgmt For For 2 APPOINTMENT OF DELOITTE LLP AS AUDITOR. Mgmt Abstain Against 3 NON-BINDING ADVISORY VOTE ON APPROACH TO Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- SYNNEX CORPORATION Agenda Number: 935130411 -------------------------------------------------------------------------------------------------------------------------- Security: 87162W100 Meeting Type: Annual Meeting Date: 17-Mar-2020 Ticker: SNX ISIN: US87162W1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin Murai Mgmt Withheld Against Dwight Steffensen Mgmt Withheld Against Dennis Polk Mgmt For For Fred Breidenbach Mgmt Withheld Against Laurie Simon Hodrick Mgmt For For Hau Lee Mgmt For For Matthew Miau Mgmt For For Gregory Quesnel Mgmt Withheld Against Ann Vezina Mgmt For For Thomas Wurster Mgmt For For Duane Zitzner Mgmt Withheld Against Andrea Zulberti Mgmt For For 2. An advisory vote to approve our Executive Mgmt For For Compensation. 3. Approval of 2020 Stock Incentive Plan. Mgmt For For 4. Ratification of the appointment of KPMG LLP Mgmt Against Against as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- TEMPUR SEALY INTERNATIONAL, INC. Agenda Number: 935153748 -------------------------------------------------------------------------------------------------------------------------- Security: 88023U101 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: TPX ISIN: US88023U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Evelyn S. Dilsaver Mgmt For For 1B. Election of Director: Cathy R. Gates Mgmt For For 1C. Election of Director: John A. Heil Mgmt Against Against 1D. Election of Director: Jon L. Luther Mgmt For For 1E. Election of Director: Richard W. Neu Mgmt For For 1F. Election of Director: Arik W. Ruchim Mgmt For For 1G. Election of Director: Scott L. Thompson Mgmt For For 1H. Election of Director: Robert B. Trussell, Mgmt For For Jr. 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2020. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF NAMED EXECUTIVE OFFICERS. Amplify High Income ETF -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 935157683 -------------------------------------------------------------------------------------------------------------------------- Security: 00326L100 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: AOD ISIN: US00326L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Trustee to serve Mgmt Split 77% For 23% Abstain Split until the 2023 Annual Meeting of Shareholders: Nancy Yao Maasbach 1B. Election of Class III Trustee to serve Mgmt Split 96% For 4% Abstain Split until the 2023 Annual Meeting of Shareholders: Martin J. Gilbert -------------------------------------------------------------------------------------------------------------------------- ADAMS NATURAL RESOURCES FUND, INC. Agenda Number: 935132996 -------------------------------------------------------------------------------------------------------------------------- Security: 00548F105 Meeting Type: Annual Meeting Date: 09-Apr-2020 Ticker: PEO ISIN: US00548F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Enrique R. Arzac Mgmt Split 79% For 21% Withheld Split Kenneth J. Dale Mgmt Split 79% For 21% Withheld Split Frederic A. Escherich Mgmt Split 79% For 21% Withheld Split Roger W. Gale Mgmt Split 79% For 21% Withheld Split Lauriann C. Kloppenburg Mgmt Split 79% For 21% Withheld Split Kathleen T. McGahran Mgmt Split 79% For 21% Withheld Split Craig R. Smith Mgmt Split 79% For 21% Withheld Split Mark E. Stoeckle Mgmt Split 79% For 21% Withheld Split 2. Ratification of the selection of Mgmt Split 81% For 18% Against 1% AbstainSplit PricewaterhouseCoopers LLP as independent public auditors. -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935135067 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Annual Meeting Date: 30-Mar-2020 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert M. Keith Mgmt Split 97% For 3% Withheld Split Carol C. McMullen Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 935140753 -------------------------------------------------------------------------------------------------------------------------- Security: 09257R101 Meeting Type: Annual Meeting Date: 23-Apr-2020 Ticker: BGB ISIN: US09257R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3.1 Election of Trustee: Edward H. D'Alelio Mgmt Split 97% For 3% Abstain Split -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD REAL ASSETS INCOME FUND Agenda Number: 935118958 -------------------------------------------------------------------------------------------------------------------------- Security: 112830104 Meeting Type: Special Meeting Date: 07-Feb-2020 Ticker: RA ISIN: US1128301041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Issuance of Common Shares by Brookfield Mgmt Split 88% For 10% Against 2% AbstainSplit Real Assets Income Fund Inc. 2. Ratification of Selection of Independent Mgmt Split 95% For 3% Against 2% AbstainSplit Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935125179 -------------------------------------------------------------------------------------------------------------------------- Security: 258622109 Meeting Type: Annual Meeting Date: 21-Feb-2020 Ticker: DSL ISIN: US2586221093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: John C. Mgmt Split 97% For 3% Abstain Split Salter -------------------------------------------------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935126690 -------------------------------------------------------------------------------------------------------------------------- Security: 278279104 Meeting Type: Annual Meeting Date: 19-Mar-2020 Ticker: EFT ISIN: US2782791048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas E. Faust Jr. Mgmt Split 79% For 21% Withheld Split Cynthia E. Frost Mgmt Split 79% For 21% Withheld Split Scott E. Wennerholm Mgmt Split 79% For 21% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 935112211 -------------------------------------------------------------------------------------------------------------------------- Security: 27828H105 Meeting Type: Annual Meeting Date: 16-Jan-2020 Ticker: EVV ISIN: US27828H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR Thomas E. Faust Jr. Mgmt Split 78% For 22% Withheld Split Mark R. Fetting Mgmt Split 78% For 22% Withheld Split Keith Quinton Mgmt Split 78% For 22% Withheld Split 2. A non-binding shareholder proposal that the Shr Split 46% For 51% Against 3% AbstainSplit Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis. -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935122894 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 09-Mar-2020 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Robert F. Keith Mgmt Split 77% For 23% Withheld Split 2 If properly presented at the Meeting, a Shr Split 22% For 76% Against 2% AbstainSplit shareholder proposal to terminate all investment advisory and management agreements pertaining to the Fund. -------------------------------------------------------------------------------------------------------------------------- GABELLI DIVIDEND & INCOME TRUST Agenda Number: 935161276 -------------------------------------------------------------------------------------------------------------------------- Security: 36242H104 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: GDV ISIN: US36242H1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fahrenkopf, Jr Mgmt Split 94% For 6% Withheld Split Anthonie C. van Ekris Mgmt Split 94% For 6% Withheld Split Salvatore J. Zizza Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 935128620 -------------------------------------------------------------------------------------------------------------------------- Security: 95766K109 Meeting Type: Annual Meeting Date: 20-Mar-2020 Ticker: HIO ISIN: US95766K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Robert D. Mgmt Split 65% For 34% Against 1% AbstainSplit Agdern 1.2 Election of Class I Director: Carol L. Mgmt Split 65% For 34% Against 1% AbstainSplit Colman, CFA 1.3 Election of Class I Director: Daniel P. Mgmt Split 62% For 37% Against 1% AbstainSplit Cronin 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP ("PwC") as independent registered public accountants of the Fund for the fiscal year ended September 30, 2020. 3. A non-binding proposal put forth by Saba Shr Split 40% For 57% Against 3% AbstainSplit Capital Management, L.P. regarding a self-tender offer, if properly presented before the Meeting. -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME FUND Agenda Number: 935139394 -------------------------------------------------------------------------------------------------------------------------- Security: 67072T108 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: JFR ISIN: US67072T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR John K. Nelson Mgmt Split 97% For 3% Withheld Split Terence J. Toth Mgmt Split 92% For 8% Withheld Split Robert L. Young Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935139382 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR John K. Nelson Mgmt Split 89% For 11% Withheld Split Terence J. Toth Mgmt Split 91% For 9% Withheld Split Robert L. Young Mgmt Split 91% For 9% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935122616 -------------------------------------------------------------------------------------------------------------------------- Security: 69346H100 Meeting Type: Annual Meeting Date: 09-Mar-2020 Ticker: ISD ISIN: US69346H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin J. Bannon Mgmt Split 92% For 8% Withheld Split Keith F. Hartstein Mgmt Split 75% For 25% Withheld Split Grace C. Torres Mgmt Split 75% For 25% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935122628 -------------------------------------------------------------------------------------------------------------------------- Security: 69346J106 Meeting Type: Annual Meeting Date: 09-Mar-2020 Ticker: GHY ISIN: US69346J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin J. Bannon Mgmt Split 87% For 13% Withheld Split Keith F. Hartstein Mgmt Split 67% For 33% Withheld Split Grace C. Torres Mgmt Split 69% For 31% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO FUNDS Agenda Number: 935224802 -------------------------------------------------------------------------------------------------------------------------- Security: 69346N107 Meeting Type: Annual Meeting Date: 29-Jun-2020 Ticker: NRGX ISIN: US69346N1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sarah E. Cogan Mgmt Split 92% For 8% Withheld Split Joseph B. Kittredge, Jr Mgmt Split 92% For 8% Withheld Split John C. Maney Mgmt Split 95% For 5% Withheld Split William B. Ogden, IV Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TEMPLETON GLOBAL INCOME FUND Agenda Number: 935159093 -------------------------------------------------------------------------------------------------------------------------- Security: 880198106 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: GIM ISIN: US8801981064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edith E. Holiday Mgmt Split 95% For 5% Withheld Split J. Michael Luttig Mgmt Split 96% For 4% Withheld Split C.D. Tseretopoulos Mgmt Split 96% For 4% Withheld Split 2. The ratification of the selection of Mgmt Split 92% For 7% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935142694 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 17-Apr-2020 Ticker: EMD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt Split 98% For 1% Against 1% AbstainSplit until the 2023 Annual Meeting of Stockholders: Robert D. Agdern 1.2 Election of Class III Director to serve Mgmt Split 98% For 1% Against 1% AbstainSplit until the 2023 Annual Meeting of Stockholders: Eileen A. Kamerick 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2020. Amplify International Online Retail ETF -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Meeting Date: 15-Jul-2019 Ticker: BABA ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Effect an increase in the number of Mgmt For For authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. 2.1 Election of Director for a three year term: Mgmt For For DANIEL ZHANG 2.2 Election of Director for a three year term: Mgmt For For CHEE HWA TUNG 2.3 Election of Director for a three year term: Mgmt For For JERRY YANG 2.4 Election of Director for a three year term: Mgmt For For WAN LING MARTELLO 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers as the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- ASKUL CORPORATION Agenda Number: 711431065 -------------------------------------------------------------------------------------------------------------------------- Security: J03325107 Meeting Type: AGM Meeting Date: 02-Aug-2019 Ticker: ISIN: JP3119920001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Iwata, Shoichiro Mgmt Against Against 2.2 Appoint a Director Yoshida, Hitoshi Mgmt Against Against 2.3 Appoint a Director Yoshioka, Akira Mgmt Against Against 2.4 Appoint a Director Koshimizu, Hironori Mgmt Against Against 2.5 Appoint a Director Kimura, Miyoko Mgmt Against Against 2.6 Appoint a Director Toda, Kazuo Mgmt For For 2.7 Appoint a Director Imaizumi, Koji Mgmt For For 2.8 Appoint a Director Ozawa, Takao Mgmt For For 2.9 Appoint a Director Miyata, Hideaki Mgmt For For 2.10 Appoint a Director Saito, Atsushi Mgmt For For 3 Appoint a Corporate Auditor Watanabe, Rinji Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ASKUL CORPORATION Agenda Number: 712201627 -------------------------------------------------------------------------------------------------------------------------- Security: J03325107 Meeting Type: EGM Meeting Date: 13-Mar-2020 Ticker: ISIN: JP3119920001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Ichige, Yumiko Mgmt For For 1.2 Appoint a Director Goto, Genri Mgmt For For 1.3 Appoint a Director Taka, Iwao Mgmt For For 1.4 Appoint a Director Tsukahara, Kazuo Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Agenda Number: 711696483 -------------------------------------------------------------------------------------------------------------------------- Security: G2121R103 Meeting Type: EGM Meeting Date: 22-Nov-2019 Ticker: ISIN: KYG2121R1039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1023/2019102300421.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1023/2019102300411.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For REVISION OF ANNUAL CAPS UNDER 2019 IP COOPERATION FRAMEWORK AGREEMENT -------------------------------------------------------------------------------------------------------------------------- CHINA LITERATURE LIMITED Agenda Number: 712748548 -------------------------------------------------------------------------------------------------------------------------- Security: G2121R103 Meeting Type: AGM Meeting Date: 30-Jun-2020 Ticker: ISIN: KYG2121R1039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0529/2020052900681.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0529/2020052900709.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2019 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON 2.A TO RE-ELECT MR. CHENG WU AS AN EXECUTIVE Mgmt Against Against DIRECTOR 2.B TO RE-ELECT MR. HOU XIAONAN AS AN EXECUTIVE Mgmt For For DIRECTOR 2.C TO RE-ELECT MR. JAMES GORDON MITCHELL AS A Mgmt Against Against NON-EXECUTIVE DIRECTOR 2.D TO RE-ELECT MR. WU WENHUI AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.E TO RE-ELECT MR. CHENG YUN MING MATTHEW AS A Mgmt For For NON-EXECUTIVE DIRECTOR 2.F TO RE-ELECT MS. YU CHOR WOON CAROL AS AN Mgmt For For INDEPENDENT NON-EXECUTIVE DIRECTOR 2.G TO RE-ELECT MS. LEUNG SAU TING MIRANDA AS Mgmt For For AN INDEPENDENT NON-EXECUTIVE DIRECTOR 2.H TO AUTHORISE THE BOARD TO FIX THE Mgmt For For REMUNERATION OF THE DIRECTORS OF THE COMPANY ("DIRECTORS") 3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2020 4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY 4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT-BACK BY THE COMPANY 5 TO GRANT THE RSU MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE A MAXIMUM OF 45,710,177 SHARES UNDER THE RESTRICTED SHARE UNIT SCHEME OF THE COMPANY ADOPTED ON MAY 15, 2020 6 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SEVENTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL, LTD. Agenda Number: 935083496 -------------------------------------------------------------------------------------------------------------------------- Security: 22943F100 Meeting Type: Annual Meeting Date: 25-Oct-2019 Ticker: CTRP ISIN: US22943F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. It is resolved as a special resolution that Mgmt For For the name of the Company be changed from "Ctrip.com International, Ltd." to "Trip.com Group Limited." -------------------------------------------------------------------------------------------------------------------------- DEMAE-CAN CO.,LTD Agenda Number: 712741354 -------------------------------------------------------------------------------------------------------------------------- Security: J9843M103 Meeting Type: EGM Meeting Date: 12-Jun-2020 Ticker: ISIN: JP3952870008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Appoint a Director Fujii, Hideo Mgmt Against Against 1.2 Appoint a Director Fujiwara, Shoji Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- DESPEGAR.COM, CORP. Agenda Number: 935092522 -------------------------------------------------------------------------------------------------------------------------- Security: G27358103 Meeting Type: Annual Meeting Date: 08-Nov-2019 Ticker: DESP ISIN: VGG273581030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Re-Election of Class II Director: Martin Mgmt Against Against Rastellino 1.2 Re-Election of Class II Director: Mario Mgmt For For Eduardo Vazquez -------------------------------------------------------------------------------------------------------------------------- EVOLABLE ASIA CORP. Agenda Number: 711877526 -------------------------------------------------------------------------------------------------------------------------- Security: J1R968106 Meeting Type: AGM Meeting Date: 20-Dec-2019 Ticker: ISIN: JP3167240005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2 Amend Articles to: Change Official Company Mgmt For For Name to AirTrip Corp., Increase the Board of Directors Size to 15 3.1 Appoint a Director Yoshimura, Hideki Mgmt Against Against 3.2 Appoint a Director Oishi, Munenori Mgmt Against Against 3.3 Appoint a Director Shibata, Yusuke Mgmt Against Against 3.4 Appoint a Director Matsunami, Toru Mgmt Against Against 3.5 Appoint a Director Wang Shen Mgmt Against Against 3.6 Appoint a Director Niiya, Sho Mgmt Against Against 3.7 Appoint a Director Tamura, Satoshi Mgmt Against Against 3.8 Appoint a Director Sakai, Kazuma Mgmt Against Against 3.9 Appoint a Director Moribe, Yoshiki Mgmt Against Against 3.10 Appoint a Director Omata, Yasuaki Mgmt Against Against 4.1 Appoint a Corporate Auditor Wakabayashi, Mgmt Against Against Tsuguhiro 4.2 Appoint a Corporate Auditor Okada, Mgmt Against Against Masatoshi 4.3 Appoint a Corporate Auditor Takamichi, Mgmt Against Against Yoshiaki 4.4 Appoint a Corporate Auditor Morita, Mgmt Against Against Masayasu -------------------------------------------------------------------------------------------------------------------------- FORTUNET E-COMMERCE GROUP LTD Agenda Number: 711630764 -------------------------------------------------------------------------------------------------------------------------- Security: G3642E100 Meeting Type: EGM Meeting Date: 31-Oct-2019 Ticker: ISIN: KYG3642E1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1015/2019101500456.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2019/1015/2019101500462.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 "THAT: (A) THE FACILITY AGREEMENT DATED 3 Mgmt For For SEPTEMBER 2019 (THE "FACILITY AGREEMENT") AND ENTERED INTO BETWEEN THE COMPANY AND PCL (AS DEFINED IN THE CIRCULAR OF THE COMPANY DATED 15 OCTOBER 2019 (THE "CIRCULAR")), A COPY OF WHICH HAS BEEN PRODUCED TO THE EGM AND MARKED "A" AND INITIALED BY THE CHAIRMAN OF THE EGM FOR IDENTIFICATION PURPOSES, PURSUANT TO WHICH THE COMPANY HAS CONDITIONALLY AGREED TO ADVANCE AN UNSECURED REVOLVING LOAN FACILITY OF A PRINCIPAL AMOUNT NOT EXCEEDING HKD 100 MILLION TO PCL, THE PROPOSED ANNUAL CAPS (AS DEFINED IN THE CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, BE AND ARE HEREBY CONSIDERED, APPROVED, CONFIRMED AND RATIFIED; AND (B) ANY ONE DIRECTOR OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL SUCH FURTHER ACTS AND THINGS AND TO SIGN AND EXECUTE ALL SUCH DOCUMENTS AND TO TAKE ALL SUCH STEPS WHICH IN HIS/HER OPINION MAY BE NECESSARY, APPROPRIATE, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, IMPLEMENTING AND/OR GIVING EFFECT TO THE FACILITY AGREEMENT, THE PROPOSED ANNUAL CAPS AND THE TRANSACTIONS CONTEMPLATED THEREUNDER." -------------------------------------------------------------------------------------------------------------------------- INTERPARK CORP Agenda Number: 712255290 -------------------------------------------------------------------------------------------------------------------------- Security: Y41333108 Meeting Type: AGM Meeting Date: 26-Mar-2020 Ticker: ISIN: KR7108790007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 ELECTION OF INSIDE DIRECTOR: I GI HYEONG Mgmt Against Against 2.2 ELECTION OF OUTSIDE DIRECTOR: GIM DONG PIL Mgmt Against Against 3 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt Against Against AN OUTSIDE DIRECTOR: GIM DONG PIL 4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- ISTYLE INC. Agenda Number: 711554142 -------------------------------------------------------------------------------------------------------------------------- Security: J25587106 Meeting Type: AGM Meeting Date: 25-Sep-2019 Ticker: ISIN: JP3102320003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Yoshimatsu, Tetsuro Mgmt Against Against 1.2 Appoint a Director Sugawara, Kei Mgmt Against Against 1.3 Appoint a Director Yamada, Meyumi Mgmt Against Against 1.4 Appoint a Director Naka, Michimasa Mgmt For For 1.5 Appoint a Director Ishikawa, Yasuharu Mgmt For For 1.6 Appoint a Director Matsumoto, Yasukane Mgmt For For 2.1 Appoint a Corporate Auditor Hara, Hitoshi Mgmt For For 2.2 Appoint a Corporate Auditor Miyako, Kenji Mgmt For For 2.3 Appoint a Corporate Auditor Ito, Akiko Mgmt For For -------------------------------------------------------------------------------------------------------------------------- JUMIA TECHNOLOGIES AG Agenda Number: 935220765 -------------------------------------------------------------------------------------------------------------------------- Security: 48138M105 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: JMIA ISIN: US48138M1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the discharge of the members Mgmt For For of the Management Board for the financial year 2019 3. Resolution on the discharge of the members Mgmt For For of the Supervisory Board for the financial year 2019 4. Resolution on the appointment of the Mgmt For For auditor of the annual financial statements and the auditor of the consolidated financial statements, as well as any audit review of condensed interim financial statements and interim management reports as well as any audit review of additional interim financial information 5. Resolution on the remuneration of the Mgmt For For members of the Supervisory Board 6. Resolution on the election of a member of Mgmt For For the Supervisory Board: Ms. Aminata Ndiaye 7. Resolution on cancelling the existing Mgmt For For Authorized Capital 2019/I and creating an Authorized Capital 2020/I with the possibility to exclude subscription rights, and amendment to the Articles of Association 8. Resolution on cancelling the existing Mgmt For For authorization and granting a new authorization to issue convertible bonds, options, profit rights and/or profit bonds (or combinations of these instruments) with the possibility of excluding subscription rights, on cancelling the existing Conditional Capital 2019/II and creating a new Conditional Capital 2020/II, and amendments to the Articles of Association 9. Resolution on the authorization to issue Mgmt For For stock options to members of the Management Board and employees of the Company and members of the management and employees of companies affiliated with the Company (Stock Option Program 2020) and the creation of a new Conditional Capital 2020/I to settle stock options under the Stock Option Program 2020, and amendment to the Articles of Association 10. Resolution on the amendment of section Mgmt For For 15(3) of the Articles of Association (confirmation of the right to participate in the general meeting of shareholders) -------------------------------------------------------------------------------------------------------------------------- KITANOTATSUJIN CORPORATION Agenda Number: 712637353 -------------------------------------------------------------------------------------------------------------------------- Security: J34384107 Meeting Type: AGM Meeting Date: 28-May-2020 Ticker: ISIN: JP3240100002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Iimori, Maki Mgmt Against Against 2.2 Appoint a Director Kudo, Takahito Mgmt Against Against 2.3 Appoint a Director Shima, Koichi Mgmt Against Against 3 Appoint a Substitute Corporate Auditor Mgmt Against Against Nunota, Mitsuyu -------------------------------------------------------------------------------------------------------------------------- KOGAN.COM LTD Agenda Number: 711643141 -------------------------------------------------------------------------------------------------------------------------- Security: Q53502102 Meeting Type: AGM Meeting Date: 19-Nov-2019 Ticker: ISIN: AU000000KGN2 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 2 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2 ADOPTION OF REMUNERATION REPORT Mgmt For For 3.1 RE-ELECTION OF MR GREG RIDDER AS A DIRECTOR Mgmt For For 3.2 ELECTION OF MR MICHAEL HIRSCHOWITZ AS A Mgmt For For DIRECTOR -------------------------------------------------------------------------------------------------------------------------- MAKEMYTRIP LTD. Agenda Number: 935079930 -------------------------------------------------------------------------------------------------------------------------- Security: V5633W109 Meeting Type: Annual Meeting Date: 30-Sep-2019 Ticker: MMYT ISIN: MU0295S00016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To appoint KPMG (Mauritius) as the Mgmt For For independent auditor of the Company for the fiscal year ending March 31, 2020, and to authorize the Company's Board of Directors to fix such auditor's remuneration. 2. To adopt the Company's consolidated and Mgmt For For unconsolidated financial statements for the fiscal year ended March 31, 2019 audited by KPMG (Mauritius). 3. To re-elect Jane Jie Sun as a director on Mgmt For For the Board of Directors of the Company. 4. To re-elect Cindy Xiaofan Wang as a Mgmt For For director on the Board of Directors of the Company. 5. To re-elect Xing Xiong as a director on the Mgmt For For Board of Directors of the Company. 6. To re-elect Xiangrong Li as a director on Mgmt For For the Board of Directors of the Company. -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935191635 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Meeting Date: 08-Jun-2020 Ticker: MELI ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan Segal Mgmt For For Mario Eduardo Vazquez Mgmt For For Alejandro N. Aguzin Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of Deloitte Mgmt Against Against & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- MERCARI,INC. Agenda Number: 711567098 -------------------------------------------------------------------------------------------------------------------------- Security: J42305102 Meeting Type: AGM Meeting Date: 27-Sep-2019 Ticker: ISIN: JP3921290007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Yamada, Shintaro Mgmt Against Against 1.2 Appoint a Director Koizumi, Fumiaki Mgmt Against Against 1.3 Appoint a Director Hamada, Yuki Mgmt Against Against 1.4 Appoint a Director John Lagerling Mgmt Against Against 1.5 Appoint a Director Aoyagi, Naoki Mgmt For For 1.6 Appoint a Director Tamonoki, Hirohisa Mgmt Against Against 1.7 Appoint a Director Takayama, Ken Mgmt For For 1.8 Appoint a Director Namatame, Masashi Mgmt For For 2 Appoint a Corporate Auditor Tochinoki, Mgmt For For Mayumi -------------------------------------------------------------------------------------------------------------------------- MONOTARO CO.,LTD. Agenda Number: 712245465 -------------------------------------------------------------------------------------------------------------------------- Security: J46583100 Meeting Type: AGM Meeting Date: 26-Mar-2020 Ticker: ISIN: JP3922950005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Seto, Kinya Mgmt Against Against 2.2 Appoint a Director Suzuki, Masaya Mgmt For For 2.3 Appoint a Director Yamagata, Yasuo Mgmt Against Against 2.4 Appoint a Director Kitamura, Haruo Mgmt Against Against 2.5 Appoint a Director Kishida, Masahiro Mgmt For For 2.6 Appoint a Director Ise, Tomoko Mgmt For For 2.7 Appoint a Director Sagiya, Mari Mgmt For For 2.8 Appoint a Director Barry Greenhouse Mgmt For For -------------------------------------------------------------------------------------------------------------------------- OISIX RA DAICHI INC. Agenda Number: 712795751 -------------------------------------------------------------------------------------------------------------------------- Security: J60236106 Meeting Type: AGM Meeting Date: 25-Jun-2020 Ticker: ISIN: JP3174190003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Takashima, Kohei Mgmt Against Against 1.2 Appoint a Director Fujita, Kazuyoshi Mgmt Against Against 1.3 Appoint a Director Tsutsumi, Yusuke Mgmt Against Against 1.4 Appoint a Director Ozaki, Hiroyuki Mgmt Against Against 1.5 Appoint a Director Matsumoto, Kohei Mgmt Against Against 1.6 Appoint a Director Hanada, Mitsuyo Mgmt Against Against 1.7 Appoint a Director Tanaka, Hitoshi Mgmt Against Against 1.8 Appoint a Director Sakurai, Wakako Mgmt Against Against 1.9 Appoint a Director Sakai, Katsuaki Mgmt Against Against 1.10 Appoint a Director Watabe, Junko Mgmt Against Against 2.1 Appoint a Corporate Auditor Nakamura, Mgmt Against Against Makoto 2.2 Appoint a Corporate Auditor Moroe, Yukihiro Mgmt Against Against 2.3 Appoint a Corporate Auditor Kokubo, Takashi Mgmt Against Against 3 Appoint a Substitute Corporate Auditor Mgmt Against Against Kobayashi, Hiromitsu -------------------------------------------------------------------------------------------------------------------------- OPEN DOOR INC. Agenda Number: 712769338 -------------------------------------------------------------------------------------------------------------------------- Security: J3072J105 Meeting Type: AGM Meeting Date: 22-Jun-2020 Ticker: ISIN: JP3173560008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Appoint a Director Hayasaka, Taisuke Mgmt Against Against 2.1 Appoint a Substitute Corporate Auditor Mgmt Against Against Haga, Yuichiro 2.2 Appoint a Substitute Corporate Auditor Mgmt Against Against Miyamoto, Kohei 3 Approve Details of Compensation as Stock Mgmt Against Against Options for Directors 4 Approve Details of the Compensation to be Mgmt Against Against received by Corporate Auditors -------------------------------------------------------------------------------------------------------------------------- PCHOME ONLINE INC. Agenda Number: 712705904 -------------------------------------------------------------------------------------------------------------------------- Security: Y6801R101 Meeting Type: AGM Meeting Date: 24-Jun-2020 Ticker: ISIN: TW0008044009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 2019 BUSINESS REPORT AND FINANCIAL Mgmt For For STATEMENTS 2 2019 EARNINGS DISTRIBUTION PROPOSED CASH Mgmt For For DIVIDEND:TWD 0.7 PER SHARE. 3 AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt Against Against 4 AMENDMENTS TO THE RULES OF PROCEDURE FOR Mgmt Against Against SHAREHOLDERS MEETINGS 5 PROPOSAL FOR ISSUANCE OF NEW SHARES FOR Mgmt Against Against EMPLOYEE RESTRICTED STOCK AWARDS -------------------------------------------------------------------------------------------------------------------------- RAKUTEN,INC. Agenda Number: 712240821 -------------------------------------------------------------------------------------------------------------------------- Security: J64264104 Meeting Type: AGM Meeting Date: 27-Mar-2020 Ticker: ISIN: JP3967200001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Adopt Reduction of Mgmt For For Liability System for Non-Executive Directors and Corporate Auditors 2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against 2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against 2.3 Appoint a Director Charles B. Baxter Mgmt For For 2.4 Appoint a Director Kutaragi, Ken Mgmt For For 2.5 Appoint a Director Sarah J. M. Whitley Mgmt For For 2.6 Appoint a Director Mitachi, Takashi Mgmt For For 2.7 Appoint a Director Murai, Jun Mgmt For For 3.1 Appoint a Corporate Auditor Yamaguchi, Mgmt For For Katsuyuki 3.2 Appoint a Corporate Auditor Nishikawa, Mgmt Against Against Yoshiaki 4 Approve Issuance of Share Acquisition Mgmt For For Rights as Stock Options for Directors -------------------------------------------------------------------------------------------------------------------------- SHOPIFY INC. Agenda Number: 935204189 -------------------------------------------------------------------------------------------------------------------------- Security: 82509L107 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: SHOP ISIN: CA82509L1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Tobias Lutke Mgmt For For Robert Ashe Mgmt For For Gail Goodman Mgmt For For Colleen Johnston Mgmt For For Jeremy Levine Mgmt For For John Phillips Mgmt Withheld Against 2 Resolution approving the re-appointment of Mgmt Abstain Against PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. 3 Non-binding advisory resolution that the Mgmt For For shareholders accept the Company's approach to executive compensation as disclosed in the Management Information Circular for the Meeting. -------------------------------------------------------------------------------------------------------------------------- SYUPPIN CO.,LTD. Agenda Number: 712790446 -------------------------------------------------------------------------------------------------------------------------- Security: J78874112 Meeting Type: AGM Meeting Date: 25-Jun-2020 Ticker: ISIN: JP3359940008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Suzuki, Kei Mgmt Against Against 2.2 Appoint a Director Ono, Naohiko Mgmt Against Against 2.3 Appoint a Director Sawada, Tatsushi Mgmt Against Against 2.4 Appoint a Director Tsujimoto, Taku Mgmt Against Against 2.5 Appoint a Director Saito, Masashi Mgmt Against Against 2.6 Appoint a Director Murata, Shinichi Mgmt Against Against 2.7 Appoint a Director Takigasaki, Yuji Mgmt Against Against 2.8 Appoint a Director Kusajima, Chisaki Mgmt Against Against 3.1 Appoint a Corporate Auditor Hatao, Mgmt Against Against Kazushige 3.2 Appoint a Corporate Auditor Ashizawa, Koji Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD Agenda Number: 712379583 -------------------------------------------------------------------------------------------------------------------------- Security: G87572163 Meeting Type: AGM Meeting Date: 13-May-2020 Ticker: ISIN: KYG875721634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0407/2020040701452.pdf, CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For DIRECTOR 3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt Against Against DIRECTOR 3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For 3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS' REMUNERATION 4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE NEW SHARES 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES 7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED 8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- WEBJET LTD Agenda Number: 711643242 -------------------------------------------------------------------------------------------------------------------------- Security: Q9570B108 Meeting Type: AGM Meeting Date: 20-Nov-2019 Ticker: ISIN: AU000000WEB7 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 ADOPTION OF REMUNERATION REPORT Mgmt For For 2 RE-ELECTION OF MS SHELLEY ROBERTS AS A Mgmt For For DIRECTOR OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- YES24 CO LTD, SEOUL Agenda Number: 712181421 -------------------------------------------------------------------------------------------------------------------------- Security: Y9810A101 Meeting Type: AGM Meeting Date: 20-Mar-2020 Ticker: ISIN: KR7053280004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For 2 REVIEW OF SUGGESTION BY SHAREHOLDERS Mgmt Against Against 3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against 4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- YUME NO MACHI SOUZOU IINKAI CO.,LTD Agenda Number: 711766634 -------------------------------------------------------------------------------------------------------------------------- Security: J9843M103 Meeting Type: AGM Meeting Date: 28-Nov-2019 Ticker: ISIN: JP3952870008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approve Appropriation of Surplus Mgmt For For 2 Amend Articles to: Change Official Company Mgmt Against Against Name to DEMAE-CAN CO.,LTD, Increase Capital Shares to be issued to 150,000,000 shares 3.1 Appoint a Director Nakamura, Rie Mgmt Against Against 3.2 Appoint a Director Wada, Nahoko Mgmt Against Against 3.3 Appoint a Director Shigehiro, Reo Mgmt Against Against 3.4 Appoint a Director Masuda, Jun Mgmt Against Against 3.5 Appoint a Director Kamiyama, Hiroshi Mgmt Against Against 3.6 Appoint a Director Honda, Toshihiro Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- ZERO TO SEVEN INC. Agenda Number: 712260051 -------------------------------------------------------------------------------------------------------------------------- Security: Y988BT103 Meeting Type: AGM Meeting Date: 27-Mar-2020 Ticker: ISIN: KR7159580000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For 2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against 3.1 ELECTION OF INSIDE DIRECTOR CANDIDATE: KIM Mgmt Against Against JEONG MIN 3.2 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: Mgmt Against Against HWANG SEON JUL 3.3 ELECTION OF NON-PERMANENT DIRECTOR Mgmt Against Against CANDIDATE: CHO SEONG HYEONG 4 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt Against Against CANDIDATE: HWANG SEON JUL 5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- ZOZO,INC. Agenda Number: 711959746 -------------------------------------------------------------------------------------------------------------------------- Security: J9893A108 Meeting Type: EGM Meeting Date: 28-Jan-2020 Ticker: ISIN: JP3399310006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Appoint a Director Kawabe, Kentaro Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ZOZO,INC. Agenda Number: 712790092 -------------------------------------------------------------------------------------------------------------------------- Security: J9893A108 Meeting Type: AGM Meeting Date: 29-Jun-2020 Ticker: ISIN: JP3399310006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Ozawa, Takao Mgmt For For 2.2 Appoint a Director Saito, Taro Mgmt For For 3 Appoint a Corporate Auditor Utsunomiya, Mgmt For For Junko 4 Appoint Accounting Auditors Mgmt For For 5 Approve Details of the Performance-based Mgmt For For Restricted-Share Compensation to be received by Directors Amplify Online Retail ETF -------------------------------------------------------------------------------------------------------------------------- 1-800-FLOWERS.COM, INC. Agenda Number: 935095148 -------------------------------------------------------------------------------------------------------------------------- Security: 68243Q106 Meeting Type: Annual Meeting Date: 09-Dec-2019 Ticker: FLWS ISIN: US68243Q1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Geralyn R. Breig Mgmt For For Celia R. Brown Mgmt For For James A. Cannavino Mgmt Withheld Against Eugene F. DeMark Mgmt For For Leonard J. Elmore Mgmt Withheld Against Adam Hanft Mgmt For For Sean Hegarty Mgmt For For Christopher G. McCann Mgmt For For James F. McCann Mgmt Withheld Against Katherine Oliver Mgmt For For Larry Zarin Mgmt Withheld Against 2. To ratify the appointment of BDO USA, LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending June 28, 2020. -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Meeting Date: 15-Jul-2019 Ticker: BABA ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Effect an increase in the number of Mgmt For For authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. 2.1 Election of Director for a three year term: Mgmt For For DANIEL ZHANG 2.2 Election of Director for a three year term: Mgmt For For CHEE HWA TUNG 2.3 Election of Director for a three year term: Mgmt For For JERRY YANG 2.4 Election of Director for a three year term: Mgmt For For WAN LING MARTELLO 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers as the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Mgmt For For Huttenlocher 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Mgmt For For Rubinstein 1H. Election of director: Thomas O. Ryder Mgmt Against Against 1I. Election of director: Patricia Q. Mgmt For For Stonesifer 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. APPROVAL OF AMENDMENT TO RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFECTS OF FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CUSTOMER USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For EFFORTS TO RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE REPORT ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For CERTAIN COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against VIEWPOINT DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PROMOTION DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC Shr For Against SUPPLY CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For REPORTING ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Agenda Number: 935188929 -------------------------------------------------------------------------------------------------------------------------- Security: 09857L108 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: BKNG ISIN: US09857L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Timothy M. Armstrong Mgmt Withheld Against Jeffery H. Boyd Mgmt For For Glenn D. Fogel Mgmt For For Mirian M. Graddick-Weir Mgmt Withheld Against Wei Hopeman Mgmt For For Robert J. Mylod, Jr. Mgmt Withheld Against Charles H. Noski Mgmt For For Nicholas J. Read Mgmt For For Thomas E. Rothman Mgmt For For Bob van Dijk Mgmt For For Lynn M. Vojvodich Mgmt For For Vanessa A. Wittman Mgmt For For 2. Advisory vote to approve 2019 executive Mgmt Against Against compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt Against Against our independent registered public accounting firm for the fiscal year ending December 31, 2020. 4. Stockholder proposal requesting the right Shr For Against of stockholders to act by written consent. -------------------------------------------------------------------------------------------------------------------------- CARVANA CO. Agenda Number: 935138924 -------------------------------------------------------------------------------------------------------------------------- Security: 146869102 Meeting Type: Annual Meeting Date: 21-Apr-2020 Ticker: CVNA ISIN: US1468691027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Maroone Mgmt For For Neha Parikh Mgmt For For 2. Ratification of the appointment of Grant Mgmt For For Thornton LLP as Carvana's independent registered public accounting firm for the year ending December 31, 2020. 3. Approval, by an advisory vote, of Carvana's Mgmt For For executive compensation (i.e., "say-on-pay" proposal). -------------------------------------------------------------------------------------------------------------------------- CHEGG, INC. Agenda Number: 935178170 -------------------------------------------------------------------------------------------------------------------------- Security: 163092109 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: CHGG ISIN: US1630921096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Renee Budig Mgmt For For Dan Rosensweig Mgmt Withheld Against Ted Schlein Mgmt Withheld Against 2. To approve the non-binding advisory vote on Mgmt For For executive compensation for the year ended December 31, 2019. 3. To ratify the appointment of Deloitte & Mgmt Against Against Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- CIMPRESS N.V. Agenda Number: 935087494 -------------------------------------------------------------------------------------------------------------------------- Security: N20146101 Meeting Type: Special Meeting Date: 25-Oct-2019 Ticker: CMPR ISIN: NL0009272269 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adopt the resolution to amend our articles Mgmt For For of association. 2. Subject to the amendment of our articles of Mgmt For For association per proposal 1, adopt the resolution to enter into the Merger providing for Cimpress to change its jurisdiction of incorporation from The Netherlands to Ireland, through the Merger. 3. Approve, subject to the effectiveness of Mgmt For For the Merger, the creation of distributable profits of Cimpress plc under Irish law by reducing the entire share premium of Cimpress plc (or such lesser amount as may be approved by the board of directors of Cimpress plc) resulting from the allotment and issue of ordinary shares of Cimpress plc pursuant to the Merger. -------------------------------------------------------------------------------------------------------------------------- CIMPRESS N.V. Agenda Number: 935097902 -------------------------------------------------------------------------------------------------------------------------- Security: N20146101 Meeting Type: Annual Meeting Date: 22-Nov-2019 Ticker: CMPR ISIN: NL0009272269 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appoint Robert S. Keane as an executive Mgmt Against Against director to our Board of Directors to serve for a term of three years ending on the date of our annual general meeting of shareholders in 2022. 2. Appoint Scott J. Vassalluzzo as a Mgmt For For non-executive director to our Board of Directors to serve for a term of three years ending on the date of our annual general meeting of shareholders in 2022. 3. Vote on a non-binding "say on pay" proposal Mgmt For For regarding the compensation of our named executive officers. 4. Adopt our statutory annual accounts for the Mgmt For For fiscal year ended June 30, 2019. 5. Discharge the members of our Board of Mgmt For For Directors from liability with respect to the exercise of their duties during the year ended June 30, 2019. 6. Discharge the former members of our Mgmt For For Supervisory Board from liability with respect to the exercise of their duties during the year ended June 30, 2019. 7. Authorize the Board of Directors to Mgmt Against Against repurchase up to 5,500,000 of our issued and outstanding ordinary shares until May 22, 2021. 8. Appoint PricewaterhouseCoopers LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending June 30, 2020. -------------------------------------------------------------------------------------------------------------------------- COPART, INC. Agenda Number: 935099855 -------------------------------------------------------------------------------------------------------------------------- Security: 217204106 Meeting Type: Annual Meeting Date: 06-Dec-2019 Ticker: CPRT ISIN: US2172041061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Willis J. Johnson Mgmt Against Against 1.2 Election of Director: A. Jayson Adair Mgmt For For 1.3 Election of Director: Matt Blunt Mgmt Against Against 1.4 Election of Director: Steven D. Cohan Mgmt Against Against 1.5 Election of Director: Daniel J. Englander Mgmt Against Against 1.6 Election of Director: James E. Meeks Mgmt For For 1.7 Election of Director: Thomas N. Tryforos Mgmt For For 1.8 Election of Director: Diane M. Morefield Mgmt For For 1.9 Election of Director: Stephen Fisher Mgmt For For 2. Advisory (non-binding) stockholder vote on Mgmt For For executive compensation (say-on-pay vote). 3. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. -------------------------------------------------------------------------------------------------------------------------- CTRIP.COM INTERNATIONAL, LTD. Agenda Number: 935083496 -------------------------------------------------------------------------------------------------------------------------- Security: 22943F100 Meeting Type: Annual Meeting Date: 25-Oct-2019 Ticker: CTRP ISIN: US22943F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. It is resolved as a special resolution that Mgmt For For the name of the Company be changed from "Ctrip.com International, Ltd." to "Trip.com Group Limited." -------------------------------------------------------------------------------------------------------------------------- DELIVERY HERO SE Agenda Number: 712635866 -------------------------------------------------------------------------------------------------------------------------- Security: D1T0KZ103 Meeting Type: AGM Meeting Date: 18-Jun-2020 Ticker: ISIN: DE000A2E4K43 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2019 2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For OF DIVIDENDS 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL 2019 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MARTIN ENDERLE FOR FISCAL 2019 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HILARY GOSHER FOR FISCAL 2019 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER PATRICK KOLEK FOR FISCAL 2019 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER BJOERN LJUNGBERG FOR FISCAL 2019 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER VERA STACHOWIAK FOR FISCAL 2019 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER CHRISTIAN GRAF VON HARDENBERG FOR FISCAL 2019 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER SEMIH YALCIN FOR FISCAL 2019 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt For For 6.1 ELECT JEANETTE GORGAS TO THE SUPERVISORY Mgmt For For BOARD AS SHAREHOLDER REPRESENTATIVE 6.2 ELECT MARTIN ENDERLE TO THE SUPERVISORY Mgmt For For BOARD AS SHAREHOLDER REPRESENTATIVE 6.3 ELECT PATRICK KOLEK TO THE SUPERVISORY Mgmt For For BOARD AS SHAREHOLDER REPRESENTATIVE 6.4 ELECT NILS ENGVALL TO THE SUPERVISORY BOARD Mgmt For For AS EMPLOYEE REPRESENTATIVE 6.5 ELECT GABRIELLA ARDBO TO THE SUPERVISORY Mgmt For For BOARD AS EMPLOYEE REPRESENTATIVE 6.6 ELECT GERALD TAYLOR TO THE SUPERVISORY Mgmt For For BOARD AS EMPLOYEE REPRESENTATIVE 6.7 ELECT GABRIELA CHAVEZ AS ALTERNATE Mgmt For For SUPERVISORY BOARD MEMBER 6.8 ELECT VERA STACHOWIAK AS ALTERNATE Mgmt For For SUPERVISORY BOARD MEMBER 7 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For CAPITAL WITHOUT PREEMPTIVE RIGHTS 8 APPROVE CREATION OF EUR 18.7 MILLION POOL Mgmt For For OF CAPITAL WITHOUT PREEMPTIVE RIGHTS 9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION APPROVE CREATION OF EUR 20 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS 10 AMEND ARTICLES RE: SHAREHOLDER REGISTER Mgmt For For 11 AMEND ARTICLES RE: GENERAL MEETING CHAIRMAN Mgmt For For 12 AMEND ARTICLES RE: MAJORITY REQUIREMENT FOR Mgmt For For PASSING RESOLUTIONS AT GENERAL MEETINGS 13 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 14 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For REPURCHASING SHARES 15 APPROVE REMUNERATION OF THE SUPERVISORY Mgmt For For BOARD CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- EBAY INC. Agenda Number: 935220626 -------------------------------------------------------------------------------------------------------------------------- Security: 278642103 Meeting Type: Annual Meeting Date: 29-Jun-2020 Ticker: EBAY ISIN: US2786421030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Anthony J. Bates Mgmt Against Against 1B. Election of director: Adriane M. Brown Mgmt For For 1C. Election of director: Jesse A. Cohn Mgmt For For 1D. Election of director: Diana Farrell Mgmt For For 1E. Election of director: Logan D. Green Mgmt For For 1F. Election of director: Bonnie S. Hammer Mgmt Against Against 1G. Election of director: Jamie Iannone Mgmt For For 1H. Election of director: Kathleen C. Mitic Mgmt Against Against 1I. Election of director: Matthew J. Murphy Mgmt For For 1J. Election of director: Pierre M. Omidyar Mgmt For For 1K. Election of director: Paul S. Pressler Mgmt Against Against 1L. Election of director: Robert H. Swan Mgmt For For 1M. Election of director: Perry M. Traquina Mgmt For For 2. Ratification of appointment of independent Mgmt Against Against auditors. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. 4. Stockholder proposal regarding written Shr For Against consent, if properly presented. -------------------------------------------------------------------------------------------------------------------------- ETSY, INC. Agenda Number: 935190392 -------------------------------------------------------------------------------------------------------------------------- Security: 29786A106 Meeting Type: Annual Meeting Date: 02-Jun-2020 Ticker: ETSY ISIN: US29786A1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director to serve Mgmt For For until our 2023 Annual Meeting of Stockholders: M. Michele Burns 1B. Election of Class II Director to serve Mgmt For For until our 2023 Annual Meeting of Stockholders: Josh Silverman 1C. Election of Class II Director to serve Mgmt Abstain Against until our 2023 Annual Meeting of Stockholders: Fred Wilson 2. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory vote to approve executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Agenda Number: 935100088 -------------------------------------------------------------------------------------------------------------------------- Security: 30212P303 Meeting Type: Annual Meeting Date: 03-Dec-2019 Ticker: EXPE ISIN: US30212P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel Altman Mgmt For For 1B. Election of Director: Susan C. Athey Mgmt For For 1C. Election of Director: A. George "Skip" Mgmt Abstain Against Battle 1D. Election of Director: Chelsea Clinton Mgmt For For 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Craig A. Jacobson Mgmt Abstain Against 1G. Election of Director: Victor A. Kaufman Mgmt For For 1H. Election of Director: Peter M. Kern Mgmt For For 1I. Election of Director: Dara Khosrowshahi Mgmt For For 1J. Election of Director: Mark D. Okerstrom Mgmt For For 1K. Election of Director: Alexander von Mgmt For For Furstenberg 1L. Election of Director: Julie Whalen Mgmt For For 2A. Approval of amendments to the Certificate Mgmt For For of Incorporation to include restrictions and automatic conversion provisions in respect of Class B Common stock and removal of references to a former affiliate of Expedia Group which are no longer applicable. 2B. Approval of amendments to the Certificate Mgmt For For of Incorporation to limit Expedia Group's ability to participate in a future change of control transaction that provides for different consideration for Common Stock and Class B Common Stock. 3. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- EXPEDIA GROUP, INC. Agenda Number: 935221236 -------------------------------------------------------------------------------------------------------------------------- Security: 30212P303 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: EXPE ISIN: US30212P3038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel Altman Mgmt For For 1B. Election of Director: Susan C. Athey Mgmt For For 1C. Election of Director: A. George "Skip" Mgmt Abstain Against Battle (To be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class) 1D. Election of Director: Chelsea Clinton Mgmt Abstain Against 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Jon T. Gieselman (To Mgmt For For be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 1G. Election of Director: Craig A. Jacobson (To Mgmt Abstain Against be voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class) 1H. Election of Director: Peter M. Kern Mgmt For For 1I. Election of Director: Dara Khosrowshahi Mgmt For For 1J. Election of Director: Greg Mondre Mgmt For For 1K. Election of Director: David Sambur Mgmt For For 1L. Election of Director: Alexander von Mgmt For For Furstenberg 1M. Election of Director: Julie Whalen (To be Mgmt For For voted upon by the holders of Expedia Group, Inc.'s Common Stock voting as a separate class.) 2. Approval, on an advisory basis, of the Mgmt For For compensation of Expedia Group, Inc.'s named executive officers. 3. Approval of the Fifth Amended and Restated Mgmt Against Against Expedia Group, Inc. 2005 Stock and Annual Incentive Plan, including an amendment to increase the number of shares of Expedia Group, Inc.'s common stock authorized for issuance thereunder by 8,000,000. 4. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 5. Stockholder proposal regarding a report Shr Against For concerning political contributions and expenditures, if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- GRUBHUB INC. Agenda Number: 935171431 -------------------------------------------------------------------------------------------------------------------------- Security: 400110102 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: GRUB ISIN: US4001101025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd Frink Mgmt Withheld Against Girish Lakshman Mgmt For For Keith Richman Mgmt For For Arthur F. Starrs, III Mgmt For For 2. Ratification of the appointment of Crowe Mgmt Against Against LLP as Grubhub Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2020. 3. Advisory vote to approve named executive Mgmt Against Against officer compensation. 4. Approval of an Amendment to the Grubhub Mgmt Against Against Inc. 2015 Long-Term Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- IAC/INTERACTIVECORP Agenda Number: 935216300 -------------------------------------------------------------------------------------------------------------------------- Security: 44919P508 Meeting Type: Annual Meeting Date: 25-Jun-2020 Ticker: IAC ISIN: US44919P5089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve amendments to the IAC Mgmt For For certificate of incorporation that will effect the separation of businesses of Match Group, Inc. ("Match") from remaining businesses of IAC ("Separation") that will result in the pre-transaction stockholders of IAC owning shares in two, separate public companies-(1) IAC, which will be renamed "Match Group, Inc." ("New Match"), (2) IAC Holdings, Inc., and currently a direct wholly owned subsidiary of IAC ("New IAC"), which will be renamed "IAC/InterActiveCorp" and which will own IAC's other businesses 2. To approve amendments to the IAC Mgmt Against Against certificate of incorporation to provide, following the Separation, for (i) classification of the board of directors of New Match, (ii) removal of members of the board of directors of New Match from office by stockholders, (iii) exclusive right of the board of directors of New Match to fill director vacancies, (iv) no officer or director of New Match who is also an officer or director of New IAC having liability to New Match, (v) certain ministerial amendments to the IAC certificate of incorporation. 3. To approve amendments to the IAC Mgmt Against Against certificate of incorporation that will prohibit, following the Separation, action by written consent of stockholders of New Match in lieu of a stockholder meeting, subject to any rights of holders of preferred stock. 4. To approve certain other amendments to IAC Mgmt For For certificate of incorporation as further described in joint proxy statement/prospectus, including amendments to provide, for the renaming of New Match as "Match Group, Inc." and elimination of all classes and series of authorized capital stock of New Match as of immediately prior to the completion of the Separation other than New Match $0.001 par value common stock (at which time the IAC Class M common stock would be renamed New Match common stock) and New Match $0.01 par value preferred stock. 5. To approve the issuance of shares of IAC Mgmt For For Class M common stock in connection with the transactions contemplated by the Transaction Agreement, dated as of December 19, 2019, by and among IAC, New IAC, Valentine Merger Sub LLC and Match. 6. To approve the IAC/InterActiveCorp 2020 Mgmt Against Against Stock and Annual Incentive Plan (which will remain with New Match and be renamed the Match Group, Inc. 2020 Stock and Annual Incentive Plan). 7. To approve one or more adjournments or Mgmt For For postponements of the IAC annual meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals. 8A. Election of Director: Chelsea Clinton Mgmt For For 8B. Election of Director: Barry Diller Mgmt For For 8C. Election of Director: Michael D. Eisner Mgmt For For 8D. Election of Director: Bonnie S. Hammer Mgmt Abstain Against 8E. Election of Director: Victor A. Kaufman Mgmt For For 8F. Election of Director: Joseph Levin Mgmt For For 8G. Election of Director: Bryan Lourd (To be Mgmt Abstain Against voted upon by the holders of Common Stock voting as a separate class) 8H. Election of Director: David Rosenblatt Mgmt Abstain Against 8I. Election of Director: Alan G. Spoon (To be Mgmt Abstain Against voted upon by the holders of Common Stock voting as a separate class) 8J. Election of Director: Alexander von Mgmt For For Furstenberg 8K. Election of Director: Richard F. Zannino Mgmt Abstain Against (To be voted upon by the holders of Common Stock voting as a separate class) 9. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as IAC's independent registered public accounting firm for the 2020 fiscal year. 10. To hold an advisory vote on IAC's executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- JUMIA TECHNOLOGIES AG Agenda Number: 935220765 -------------------------------------------------------------------------------------------------------------------------- Security: 48138M105 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: JMIA ISIN: US48138M1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the discharge of the members Mgmt For For of the Management Board for the financial year 2019 3. Resolution on the discharge of the members Mgmt For For of the Supervisory Board for the financial year 2019 4. Resolution on the appointment of the Mgmt For For auditor of the annual financial statements and the auditor of the consolidated financial statements, as well as any audit review of condensed interim financial statements and interim management reports as well as any audit review of additional interim financial information 5. Resolution on the remuneration of the Mgmt For For members of the Supervisory Board 6. Resolution on the election of a member of Mgmt For For the Supervisory Board: Ms. Aminata Ndiaye 7. Resolution on cancelling the existing Mgmt For For Authorized Capital 2019/I and creating an Authorized Capital 2020/I with the possibility to exclude subscription rights, and amendment to the Articles of Association 8. Resolution on cancelling the existing Mgmt For For authorization and granting a new authorization to issue convertible bonds, options, profit rights and/or profit bonds (or combinations of these instruments) with the possibility of excluding subscription rights, on cancelling the existing Conditional Capital 2019/II and creating a new Conditional Capital 2020/II, and amendments to the Articles of Association 9. Resolution on the authorization to issue Mgmt For For stock options to members of the Management Board and employees of the Company and members of the management and employees of companies affiliated with the Company (Stock Option Program 2020) and the creation of a new Conditional Capital 2020/I to settle stock options under the Stock Option Program 2020, and amendment to the Articles of Association 10. Resolution on the amendment of section Mgmt For For 15(3) of the Articles of Association (confirmation of the right to participate in the general meeting of shareholders) -------------------------------------------------------------------------------------------------------------------------- JUST EAT TAKEAWAY.COM N.V. Agenda Number: 712367045 -------------------------------------------------------------------------------------------------------------------------- Security: N4753E105 Meeting Type: AGM Meeting Date: 14-May-2020 Ticker: ISIN: NL0012015705 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 384026 DUE TO CHANGE IN VOTING STATUS OF RESOLUTION 2.A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU 1 OPENING AND ANNOUNCEMENTS Non-Voting 2.A REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting FINANCIAL YEAR 2019 2.B REMUNERATION REPORT Mgmt Against Against 2.C ADOPTION OF THE ANNUAL ACCOUNTS 2019 Mgmt For For 3 AMENDMENT OF THE REMUNERATION POLICY OF THE Mgmt Against Against MANAGEMENT BOARD 4 ADOPTION OF THE REMUNERATION POLICY OF THE Mgmt For For SUPERVISORY BOARD 5.A DISCHARGE OF MEMBERS OF THE MANAGEMENT Mgmt For For BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2019 5.B DISCHARGE OF MEMBERS OF THE SUPERVISORY Mgmt For For BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2019 6.A REAPPOINTMENT OF MR. JITSE GROEN AS CHIEF Mgmt For For EXECUTIVE OFFICER AND MEMBER OF THE MANAGEMENT BOARD 6.B REAPPOINTMENT OF MR. BRENT WISSINK AS CHIEF Mgmt For For FINANCIAL OFFICER AND MEMBER OF THE MANAGEMENT BOARD 6.C REAPPOINTMENT OF MR. JORG GERBIG AS MEMBER Mgmt For For OF THE MANAGEMENT BOARD 7.A REAPPOINTMENT OF MR. ADRIAAN NUHN AS Mgmt Against Against CHAIRMAN OF THE SUPERVISORY BOARD 7.B REAPPOINTMENT OF MS. CORINNE VIGREUX AS Mgmt For For VICE-CHAIRMAN OF THE SUPERVISORY BOARD 7.C REAPPOINTMENT OF MR. RON TEERLINK AS MEMBER Mgmt For For OF THE SUPERVISORY BOARD 7.D REAPPOINTMENT OF MS. GWYN BURR AS MEMBER OF Mgmt For For THE SUPERVISORY BOARD 7.E REAPPOINTMENT OF MR. JAMBU PALANIAPPAN AS Mgmt For For MEMBER OF THE SUPERVISORY BOARD 8 AUTHORISATION OF MANAGEMENT BOARD TO ISSUE Mgmt For For SHARES 9.A DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT Mgmt For For PRE-EMPTIVE RIGHTS (GENERAL CORPORATE PURPOSES) 9.B DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT Mgmt For For PRE-EMPTIVE RIGHTS (MERGERS, ACQUISITIONS AND/OR STRATEGIC ALLIANCES) 10 AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt Against Against REPURCHASE SHARES 11 ANY OTHER BUSINESS Non-Voting 12 CLOSING OF THE MEETING Non-Voting -------------------------------------------------------------------------------------------------------------------------- LANDS' END, INC. Agenda Number: 935155677 -------------------------------------------------------------------------------------------------------------------------- Security: 51509F105 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: LE ISIN: US51509F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert Galvin Mgmt Withheld Against Jerome S. Griffith Mgmt Withheld Against Elizabeth Leykum Mgmt Withheld Against Josephine Linden Mgmt Withheld Against John T. McClain Mgmt For For Maureen Mullen Mgmt For For Jignesh Patel Mgmt For For Jonah Staw Mgmt For For 2. Advisory vote to approve the compensation Mgmt Against Against of our Named Executive Officers. 3. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- LYFT, INC. Agenda Number: 935198817 -------------------------------------------------------------------------------------------------------------------------- Security: 55087P104 Meeting Type: Annual Meeting Date: 19-Jun-2020 Ticker: LYFT ISIN: US55087P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Logan Green Mgmt For For Ann Miura-Ko Mgmt For For 2. To ratify the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve, on an advisory basis, the Mgmt 1 Year For frequency of future stockholder advisory votes on the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- MAKEMYTRIP LTD. Agenda Number: 935079930 -------------------------------------------------------------------------------------------------------------------------- Security: V5633W109 Meeting Type: Annual Meeting Date: 30-Sep-2019 Ticker: MMYT ISIN: MU0295S00016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To appoint KPMG (Mauritius) as the Mgmt For For independent auditor of the Company for the fiscal year ending March 31, 2020, and to authorize the Company's Board of Directors to fix such auditor's remuneration. 2. To adopt the Company's consolidated and Mgmt For For unconsolidated financial statements for the fiscal year ended March 31, 2019 audited by KPMG (Mauritius). 3. To re-elect Jane Jie Sun as a director on Mgmt For For the Board of Directors of the Company. 4. To re-elect Cindy Xiaofan Wang as a Mgmt For For director on the Board of Directors of the Company. 5. To re-elect Xing Xiong as a director on the Mgmt For For Board of Directors of the Company. 6. To re-elect Xiangrong Li as a director on Mgmt For For the Board of Directors of the Company. -------------------------------------------------------------------------------------------------------------------------- MERCADOLIBRE, INC. Agenda Number: 935191635 -------------------------------------------------------------------------------------------------------------------------- Security: 58733R102 Meeting Type: Annual Meeting Date: 08-Jun-2020 Ticker: MELI ISIN: US58733R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan Segal Mgmt For For Mario Eduardo Vazquez Mgmt For For Alejandro N. Aguzin Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 3. Ratification of the appointment of Deloitte Mgmt Against Against & Co. S.A. as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935188412 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: NFLX ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director: Reed Mgmt Abstain Against Hastings 1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against 1C. Election of Class III Director: Mathias Mgmt For For Dopfner 2. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory approval of the Company's Mgmt Against Against executive officer compensation. 4. Approval of the Netflix, Inc. 2020 Stock Mgmt Against Against Plan. 5. Stockholder proposal regarding political Shr Against For disclosures, if properly presented at the meeting. 6. Stockholder proposal for simple majority Shr For Against vote, if properly presented at the meeting. 7. Stockholder proposal for EEO policy risk Shr For Against report, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- OCADO GROUP PLC Agenda Number: 712153179 -------------------------------------------------------------------------------------------------------------------------- Security: G6718L106 Meeting Type: AGM Meeting Date: 06-May-2020 Ticker: ISIN: GB00B3MBS747 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT 3 TO RE-APPOINT LORD ROSE Mgmt Against Against 4 TO RE-APPOINT TIM STEINER Mgmt For For 5 TO RE-APPOINT DUNCAN TATTON-BROWN Mgmt For For 6 TO RE-APPOINT NEILL ABRAMS Mgmt For For 7 TO RE-APPOINT MARK RICHARDSON Mgmt For For 8 TO RE-APPOINT LUKE JENSEN Mgmt For For 9 TO RE-APPOINT JORN RAUSING Mgmt For For 10 TO RE-APPOINT ANDREW HARRISON Mgmt For For 11 TO RE-APPOINT EMMA LLOYD Mgmt For For 12 TO RE-APPOINT JULIE SOUTHERN Mgmt For For 13 TO APPOINT JOHN MARTIN Mgmt For For 14 TO APPOINT CLAUDIA ARNEY Mgmt For For 15 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt Against Against 16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt Against Against AUDITORS' REMUNERATION 17 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For POLITICAL EXPENDITURE 18 AMENDMENT TO THE OCADO 2019 EXECUTIVE SHARE Mgmt Against Against OPTION SCHEME 19 TO APPROVE THE OCADO EMPLOYEE SHARE Mgmt For For PURCHASE PLAN 20 TO APPROVE THE OCADO RESTRICTED SHARE PLAN Mgmt For For 21 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt For For OF ISSUED SHARE CAPITAL 22 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt For For WITH A RIGHTS ISSUE ONLY 23 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For RIGHTS 24 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS 25 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 26 AMENDMENT TO THE ARTICLES Mgmt For For 27 NOTICE OF GENERAL MEETINGS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Agenda Number: 935120244 -------------------------------------------------------------------------------------------------------------------------- Security: 690370101 Meeting Type: Special Meeting Date: 13-Feb-2020 Ticker: OSTK ISIN: US6903701018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal to approve and adopt the Mgmt For For amendments to the Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to: (i) increase the number of authorized shares of the Series A-1 Preferred Stock from 1,000,000 to 4,630,000, (ii) amend the provision requiring uncertificated shares and (iii) amend certain transfer and ownership restrictions applicable to the Series A-1 Preferred Stock, which proposal is conditioned on the adoption of Proposal 2 below. 2. A proposal to approve and adopt the Mgmt For For amendment to the Company's Certificate of Designation of Voting Series B Preferred Stock to decrease the number of authorized shares of the Series B Preferred Stock from 2,000,000 to 370,000. 3. Only in the event that Proposal 1 is not Mgmt For For adopted, and whether or not Proposal 2 is adopted, a proposal to approve & adopt the amendments to Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to: (i) increase number of authorized shares of Series A-1 Preferred Stock from 1,000,000 to 3,000,000, (ii) amend the provision requiring uncertificated shares and (iii) amend certain transfer & ownership restrictions applicable to the Series A-1 Preferred Stock. 4. A proposal to approve and adopt the Mgmt For For amendment to the Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to amend the voting rights of holders of the Series A-1 Preferred Stock. 5. A proposal to approve and adopt the Mgmt For For amendment to the Company's Certificate of Designation of Voting Series B Preferred Stock to amend the voting rights of holders of the Series B Preferred Stock. -------------------------------------------------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Agenda Number: 935162836 -------------------------------------------------------------------------------------------------------------------------- Security: 690370101 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: OSTK ISIN: US6903701018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Allison H. Abraham Mgmt For For 2. The ratification of the appointment of KPMG Mgmt Against Against LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. A non-binding advisory vote to approve the Mgmt For For compensation paid by the Company to its Named Executive Officers (the "Say on Pay Vote"). 4. To approve an amendment to our Amended and Mgmt For For Restated 2005 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance by 1,300,000 shares. -------------------------------------------------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Agenda Number: 935170869 -------------------------------------------------------------------------------------------------------------------------- Security: 70450Y103 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: PYPL ISIN: US70450Y1038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rodney C. Adkins Mgmt For For 1B. Election of Director: Jonathan Christodoro Mgmt For For 1C. Election of Director: John J. Donahoe Mgmt For For 1D. Election of Director: David W. Dorman Mgmt For For 1E. Election of Director: Belinda J. Johnson Mgmt For For 1F. Election of Director: Gail J. McGovern Mgmt For For 1G. Election of Director: Deborah M. Messemer Mgmt For For 1H. Election of Director: David M. Moffett Mgmt For For 1I. Election of Director: Ann M. Sarnoff Mgmt For For 1J. Election of Director: Daniel H. Schulman Mgmt For For 1K. Election of Director: Frank D. Yeary Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as our independent auditor for 2020. 4. Stockholder Proposal - Stockholder right to Shr For Against act by written consent. 5. Stockholder Proposal - Human and indigenous Shr Against For peoples' rights. -------------------------------------------------------------------------------------------------------------------------- PETMED EXPRESS, INC. Agenda Number: 935051211 -------------------------------------------------------------------------------------------------------------------------- Security: 716382106 Meeting Type: Annual Meeting Date: 26-Jul-2019 Ticker: PETS ISIN: US7163821066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Menderes Akdag Mgmt For For 1B Election of Director: Leslie C.G. Campbell Mgmt For For 1C Election of Director: Frank J. Formica Mgmt Against Against 1D Election of Director: Gian M. Fulgoni Mgmt Against Against 1E Election of Director: Ronald J. Korn Mgmt Against Against 1F Election of Director: Robert C. Schweitzer Mgmt Against Against 2. Approval of amendments to the Company's Mgmt Against Against existing First Amended and Restated Bylaws to make certain changes reflecting current practices in corporate governance. 3. An advisory (non-binding) vote on executive Mgmt For For compensation. 4. To ratify the appointment of RSM US LLP as Mgmt For For the independent registered public accounting firm for the Company to serve for the 2020 fiscal year. 5. A shareholder proposal regarding simple Shr For Against majority vote. -------------------------------------------------------------------------------------------------------------------------- QURATE RETAIL, INC. Agenda Number: 935190772 -------------------------------------------------------------------------------------------------------------------------- Security: 74915M100 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: QRTEA ISIN: US74915M1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Fiona P. Dias Mgmt For For Evan D. Malone Mgmt For For David E. Rapley Mgmt Withheld Against Larry E. Romrell Mgmt Withheld Against 2. A proposal to ratify the selection of KPMG Mgmt Against Against LLP as our independent auditors for the fiscal year ending December 31, 2020. 3. A proposal to adopt the Qurate Retail, Inc. Mgmt Against Against 2020 Omnibus Incentive Plan. 4. The say-on-pay proposal, to approve, on an Mgmt Against Against advisory basis, the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- RAKUTEN,INC. Agenda Number: 712240821 -------------------------------------------------------------------------------------------------------------------------- Security: J64264104 Meeting Type: AGM Meeting Date: 27-Mar-2020 Ticker: ISIN: JP3967200001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Adopt Reduction of Mgmt For For Liability System for Non-Executive Directors and Corporate Auditors 2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against 2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against 2.3 Appoint a Director Charles B. Baxter Mgmt For For 2.4 Appoint a Director Kutaragi, Ken Mgmt For For 2.5 Appoint a Director Sarah J. M. Whitley Mgmt For For 2.6 Appoint a Director Mitachi, Takashi Mgmt For For 2.7 Appoint a Director Murai, Jun Mgmt For For 3.1 Appoint a Corporate Auditor Yamaguchi, Mgmt For For Katsuyuki 3.2 Appoint a Corporate Auditor Nishikawa, Mgmt Against Against Yoshiaki 4 Approve Issuance of Share Acquisition Mgmt For For Rights as Stock Options for Directors -------------------------------------------------------------------------------------------------------------------------- REVOLVE GROUP, INC. Agenda Number: 935200876 -------------------------------------------------------------------------------------------------------------------------- Security: 76156B107 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: RVLV ISIN: US76156B1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Karanikolas Mgmt Withheld Against Michael Mente Mgmt Withheld Against Hadley Mullin Mgmt For For Jennifer Baxter Moser Mgmt For For Marc Stolzman Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 -------------------------------------------------------------------------------------------------------------------------- SHOPIFY INC. Agenda Number: 935204189 -------------------------------------------------------------------------------------------------------------------------- Security: 82509L107 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: SHOP ISIN: CA82509L1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Tobias Lutke Mgmt For For Robert Ashe Mgmt For For Gail Goodman Mgmt For For Colleen Johnston Mgmt For For Jeremy Levine Mgmt For For John Phillips Mgmt Withheld Against 2 Resolution approving the re-appointment of Mgmt Abstain Against PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. 3 Non-binding advisory resolution that the Mgmt For For shareholders accept the Company's approach to executive compensation as disclosed in the Management Information Circular for the Meeting. -------------------------------------------------------------------------------------------------------------------------- SHUTTERFLY, INC. Agenda Number: 935067973 -------------------------------------------------------------------------------------------------------------------------- Security: 82568P304 Meeting Type: Special Meeting Date: 28-Aug-2019 Ticker: SFLY ISIN: US82568P3047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adopt Agreement and Plan of Merger, among Mgmt For For Photo Holdings, LLC, a Delaware limited liability company ("Newco"), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation ("Shutterfly"), as such agreement may be amended from time to time. Upon the terms and subject to the conditions of the Merger Agreement, if the merger is completed, Merger Sub will merge with & into Shutterfly (the "Merger"), and Shutterfly will continue as surviving corporation. 2. To approve, on a non-binding advisory Mgmt Against Against basis, the compensation that may be paid or become payable to Shutterfly's named executive officers that is based on or otherwise relates to the Merger. 3. To approve the adjournment of the special Mgmt For For meeting to a later date or dates, if Shutterfly's board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, in each case, at the time of then-scheduled special meeting, or to give holders of Shutterfly's common stock additional time to evaluate new material information or disclosure. -------------------------------------------------------------------------------------------------------------------------- SHUTTERSTOCK, INC. Agenda Number: 935194148 -------------------------------------------------------------------------------------------------------------------------- Security: 825690100 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: SSTK ISIN: US8256901005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Deirdre Bigley Mgmt Withheld Against Jeffrey Epstein Mgmt For For 2. Proposal Two. To approve, on an advisory Mgmt Against Against basis, the compensation of our named executive officers, as disclosed in the accompanying proxy statement. 3. Proposal Three. To ratify the appointment Mgmt Against Against of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY S.A. Agenda Number: 935112285 -------------------------------------------------------------------------------------------------------------------------- Security: L8681T102 Meeting Type: Special Meeting Date: 08-Jan-2020 Ticker: SPOT ISIN: LU1778762911 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Elect Barry McCarthy as a member (B Mgmt For For Director) of the Board of Directors for the period ending at the general meeting approving the annual accounts for the financial year ending on December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- SPOTIFY TECHNOLOGY S.A. Agenda Number: 935139736 -------------------------------------------------------------------------------------------------------------------------- Security: L8681T102 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: SPOT ISIN: LU1778762911 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the Company's annual accounts for Mgmt For For the financial year ended December 31, 2019 and the Company's consolidated financial statements for the financial year ended December 31, 2019. 2. Approve allocation of the Company's annual Mgmt For For results for the financial year ended December 31, 2019. 3. Grant discharge of the liability of the Mgmt For For members of the Board of Directors for, and in connection with, the financial year ended December 31, 2019. 4A. Appoint a member of the Board of Directors: Mgmt Against Against Mr. Daniel Ek (A Director) 4B. Appoint a member of the Board of Directors: Mgmt Against Against Mr. Martin Lorentzon (A Director) 4C. Appoint a member of the Board of Directors: Mgmt For For Mr. Shishir Samir Mehrotra (A Director) 4D. Appoint a member of the Board of Directors: Mgmt For For Mr. Christopher Marshall (B Director) 4E. Appoint a member of the Board of Directors: Mgmt For For Mr. Barry McCarthy (B Director) 4F. Appoint a member of the Board of Directors: Mgmt For For Ms. Heidi O'Neill (B Director) 4G. Appoint a member of the Board of Directors: Mgmt For For Mr. Ted Sarandos (B Director) 4H. Appoint a member of the Board of Directors: Mgmt For For Mr. Thomas Owen Staggs (B Director) 4I. Appoint a member of the Board of Directors: Mgmt For For Ms. Cristina Mayville Stenbeck (B Director) 4J. Appoint a member of the Board of Directors: Mgmt For For Ms. Padmasree Warrior (B Director) 5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For the independent auditor for the period ending at the general meeting approving the annual accounts for the financial year ending on December 31, 2020. 6. Approve the directors' remuneration for the Mgmt For For year 2020. 7. Authorize and empower each of Mr. Guy Mgmt For For Harles and Mr. Alexandre Gobert to execute and deliver, under their sole signature, on behalf of the Company and with full power of substitution, any documents necessary or useful in connection with the annual filing and registration required by the Luxembourg laws. -------------------------------------------------------------------------------------------------------------------------- STAMPS.COM INC. Agenda Number: 935213760 -------------------------------------------------------------------------------------------------------------------------- Security: 852857200 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: STMP ISIN: US8528572006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth T. McBride Mgmt Withheld Against Theodore R. Samuels, II Mgmt For For 2. To approve, on a non-binding advisory Mgmt Against Against basis, the compensation of the Company's named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as independent auditors of the Company for 2020. -------------------------------------------------------------------------------------------------------------------------- STITCH FIX, INC. Agenda Number: 935100949 -------------------------------------------------------------------------------------------------------------------------- Security: 860897107 Meeting Type: Annual Meeting Date: 19-Dec-2019 Ticker: SFIX ISIN: US8608971078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Steven Anderson Mgmt Abstain Against 1B. Election of Director: Marka Hansen Mgmt Abstain Against 2. Advisory vote to approve executive Mgmt Against Against compensation. 3. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending August 1, 2020. -------------------------------------------------------------------------------------------------------------------------- THE REALREAL, INC. Agenda Number: 935207426 -------------------------------------------------------------------------------------------------------------------------- Security: 88339P101 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: REAL ISIN: US88339P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Kumin Mgmt Withheld Against 2. Ratify the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- TRIPADVISOR, INC. Agenda Number: 935200509 -------------------------------------------------------------------------------------------------------------------------- Security: 896945201 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: TRIP ISIN: US8969452015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory B. Maffei Mgmt Withheld Against Stephen Kaufer Mgmt For For Jay C. Hoag Mgmt For For Betsy L. Morgan Mgmt For For M. Greg O'Hara Mgmt For For Jeremy Philips Mgmt For For Albert E. Rosenthaler Mgmt For For Trynka Shineman Blake Mgmt For For Robert S. Wiesenthal Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt Against Against TripAdvisor, Inc.s independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- UBER TECHNOLOGIES INC Agenda Number: 935156869 -------------------------------------------------------------------------------------------------------------------------- Security: 90353T100 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: UBER ISIN: US90353T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald Sugar Mgmt Against Against 1B. Election of Director: Ursula Burns Mgmt For For 1C. Election of Director: Robert Eckert Mgmt Against Against 1D. Election of Director: Amanda Ginsberg Mgmt For For 1E. Election of Director: Dara Khosrowshahi Mgmt For For 1F. Election of Director: Wan Ling Martello Mgmt Against Against 1G. Election of Director: Yasir Al-Rumayyan Mgmt For For 1H. Election of Director: John Thain Mgmt For For 1I. Election of Director: David Trujillo Mgmt Against Against 2. Approval, by non-binding vote, of the 2019 Mgmt Against Against compensation paid to the Company's named executive officers. 3. Approval, by non-binding vote, of the Mgmt 1 Year For frequency of executive compensation votes. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- WAYFAIR INC Agenda Number: 935151465 -------------------------------------------------------------------------------------------------------------------------- Security: 94419L101 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: W ISIN: US94419L1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Niraj Shah Mgmt For For 1B. Election of Director: Steven Conine Mgmt For For 1C. Election of Director: Julie Bradley Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Michael Kumin Mgmt For For 1F. Election of Director: James Miller Mgmt For For 1G. Election of Director: Jeffrey Naylor Mgmt For For 1H. Election of Director: Anke Schaferkordt Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2020. 3. A non-binding advisory resolution to Mgmt For For approve executive compensation. -------------------------------------------------------------------------------------------------------------------------- ZALANDO SE Agenda Number: 712664134 -------------------------------------------------------------------------------------------------------------------------- Security: D98423102 Meeting Type: AGM Meeting Date: 23-Jun-2020 Ticker: ISIN: DE000ZAL1111 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE 1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting FINANCIAL STATEMENTS AND THE APPROVED CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2019 TOGETHER WITH THE COMBINED MANAGEMENT REPORT FOR ZALANDO SE AND THE ZALANDO GROUP, THE COMBINED NON-FINANCIAL REPORT FOR ZALANDO SE AND THE ZALANDO GROUP AND THE REPORT OF THE SUPERVISORY BOARD AS WELL AS THE EXPLANATORY REPORTS ON THE INFORMATION REQUIRED PURSUANT TO SECTIONS 289A (1), 315A (1) OF THE GERMAN COMMERCIAL CODE (HANDELSGESETZBUCH - HGB) 2 APPROPRIATION OF DISTRIBUTABLE PROFIT: THE Mgmt For For MANAGEMENT BOARD AND THE SUPERVISORY BOARD PROPOSE THAT THE DISTRIBUTABLE PROFIT OF ZALANDO SE FOR THE PAST FISCAL YEAR 2019 IN THE AMOUNT OF EUR 199,623,726.68 BE CARRIED FORWARD IN ITS FULL AMOUNT TO NEW ACCOUNT 3 DISCHARGE OF THE MANAGEMENT BOARD OF Mgmt For For ZALANDO SE FOR FISCAL YEAR 2019 4 DISCHARGE OF THE SUPERVISORY BOARD OF Mgmt For For ZALANDO SE FOR FISCAL YEAR 2019 5.A ELECTION OF THE AUDITOR FOR THE FINANCIAL Mgmt For For STATEMENTS AND THE AUDITOR FOR THE CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS THE AUDITOR FOR THE AUDIT REVIEW: FOR THE FISCAL YEAR 2020: ERNST & YOUNG GMBH, WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART 5.B ELECTION OF THE AUDITOR FOR THE FINANCIAL Mgmt For For STATEMENTS AND THE AUDITOR FOR THE CONSOLIDATED FINANCIAL STATEMENTS AS WELL AS THE AUDITOR FOR THE AUDIT REVIEW: IN THE FISCAL YEAR 2021 UNTIL THE NEXT GENERAL MEETING: ERNST & YOUNG GMBH, WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART 6.A ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: ELECTION TO REPLACE A SHAREHOLDER REPRESENTATIVE: JENNIFER HYMAN 6BAA1 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: APPOINTMENT OF EMPLOYEE REPRESENTATIVE: MATTI AHTIAINEN 6BAA2 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: APPOINTMENT OF EMPLOYEE REPRESENTATIVE: JADE BUDDENBERG 6BAA3 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: APPOINTMENT OF EMPLOYEE REPRESENTATIVE: ANIKA MANGELMANN 6BBB1 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: SUBSTITUTE MEMBERS FOR THE EMPLOYEE REPRESENTATIVE: ANTHONY BREW 6BBB2 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: SUBSTITUTE MEMBERS FOR THE EMPLOYEE REPRESENTATIVE: MARGOT COMON 6BBB3 ELECTION TO REPLACE AND NEW APPOINTMENT OF Mgmt For For SUPERVISORY BOARD MEMBERS AND APPOINTMENT OF SUBSTITUTE MEMBERS: SUBSTITUTE MEMBERS FOR THE EMPLOYEE REPRESENTATIVE: CHRISTINE LOOF 7 AMENDMENT OF SECTION 17(3) OF THE ARTICLES Mgmt For For OF ASSOCIATION 8 RESOLUTION ON THE AUTHORISATION FOR THE Mgmt For For COMPANY TO ACQUIRE TREASURY SHARES PURSUANT TO SECTION 71(1) NO. 8 AKTG AND ON THEIR UTILISATION AS WELL AS ON THE EXCLUSION OF SUBSCRIPTION AND TENDER RIGHTS 9 RESOLUTION ON THE AUTHORISATION TO USE Mgmt For For DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES PURSUANT TO SECTION 71(1) NO. 8 AKTG, AND TO EXCLUDE SHAREHOLDERS' SUBSCRIPTION AND TENDER RIGHTS 10 RESOLUTION ON THE CREATION OF A NEW Mgmt For For AUTHORISED CAPITAL (AUTHORISED CAPITAL 2020) WITH THE OPTION OF EXCLUDING SUBSCRIPTION RIGHTS, AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION 11 RESOLUTION ON CANCELLATION OF THE Mgmt For For CONDITIONAL CAPITAL 2015, GRANTING NEW AUTHORISATION TO ISSUE CONVERTIBLE BONDS AND/OR BONDS WITH WARRANTS, EXCLUSION OF SHAREHOLDERS' SUBSCRIPTION RIGHTS AND ON CREATION OF CONDITIONAL CAPITAL 2020 AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION 12 RESOLUTION ON REDUCTION OF THE CONDITIONAL Mgmt For For CAPITAL 2016 AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION 13 RESOLUTION ON THE AMENDMENT OF THE PERIODS Mgmt For For FOR THE EXERCISE OF OPTION RIGHTS UNDER THE AUTHORIZATIONS OF THE GENERAL MEETING TO GRANT SUBSCRIPTION RIGHTS UNDER THE STOCK OPTION PROGRAMS 2013 AND 2014, ADJUSTMENT OF THE CONDITIONAL CAPITAL 2013 AND OF THE CONDITIONAL CAPITAL 2014, AS WELL AS THE CORRESPONDING AMENDMENT OF SECTION 4(4) AND (5) OF THE ARTICLES OF ASSOCIATION -------------------------------------------------------------------------------------------------------------------------- ZOZO,INC. Agenda Number: 711959746 -------------------------------------------------------------------------------------------------------------------------- Security: J9893A108 Meeting Type: EGM Meeting Date: 28-Jan-2020 Ticker: ISIN: JP3399310006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Appoint a Director Kawabe, Kentaro Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ZOZO,INC. Agenda Number: 712790092 -------------------------------------------------------------------------------------------------------------------------- Security: J9893A108 Meeting Type: AGM Meeting Date: 29-Jun-2020 Ticker: ISIN: JP3399310006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Ozawa, Takao Mgmt For For 2.2 Appoint a Director Saito, Taro Mgmt For For 3 Appoint a Corporate Auditor Utsunomiya, Mgmt For For Junko 4 Appoint Accounting Auditors Mgmt For For 5 Approve Details of the Performance-based Mgmt For For Restricted-Share Compensation to be received by Directors Amplify Seymour Cannabis ETF -------------------------------------------------------------------------------------------------------------------------- 48NORTH CANNABIS CORP. Agenda Number: 935108743 -------------------------------------------------------------------------------------------------------------------------- Security: 34978F103 Meeting Type: Annual and Special Meeting Date: 17-Dec-2019 Ticker: NCNNF ISIN: CA34978F1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at seven Mgmt For For (7). 2 DIRECTOR William J. Assini Mgmt For For Martin Cauchon Mgmt For For Anne Darche Mgmt For For Alain Dubuc Mgmt For For Alan Gertner Mgmt For For James Gervais Mgmt For For Alison Gordon Mgmt For For 3 Appointment of MNP LLP as Auditors of the Mgmt For For Company for the ensuing year and authorizing the Directors to fix their remuneration. 4 To consider and, if deemed advisable, to Mgmt For For pass, with or without variation, (only disinterested Shareholders being entitled to vote) a resolution approving the reservation of an additional 4,549,557 common shares of the Company for issuance under the Company's Stock Option Plan and the Restricted Share Unit Plan. -------------------------------------------------------------------------------------------------------------------------- AKERNA CORP. Agenda Number: 935086404 -------------------------------------------------------------------------------------------------------------------------- Security: 00973W102 Meeting Type: Annual Meeting Date: 11-Nov-2019 Ticker: KERN ISIN: US00973W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Tahira Rehmatullah Mgmt For For Matthew R. Kane Mgmt For For 2. Ratification of appointment of Marcum LLP. Mgmt For For 3. Advisory vote on 2019 executive Mgmt For For compensation ("Say-on-Pay"). 4. Advisory vote on the frequency of future Mgmt 1 Year Against Say-on-Pay votes. -------------------------------------------------------------------------------------------------------------------------- AKERNA CORP. Agenda Number: 935239942 -------------------------------------------------------------------------------------------------------------------------- Security: 00973W102 Meeting Type: Special Meeting Date: 26-Jun-2020 Ticker: KERN ISIN: US00973W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the issuance of shares of Mgmt For For Akerna common stock upon the exchange of Exchangeable Shares, as further described in the proxy statement (the "Stock Issuance"). 2. Approval of the Arrangement. Mgmt For For 3. Approval of the Solo Option. Mgmt For For 4. Approval of the Incentive Plan Amendment. Mgmt For For 5. Approval to adjourn the Special Meeting, to Mgmt For For permit further solicitation, if there are not sufficient votes. -------------------------------------------------------------------------------------------------------------------------- APHRIA INC. Agenda Number: 935090314 -------------------------------------------------------------------------------------------------------------------------- Security: 03765K104 Meeting Type: Annual Meeting Date: 14-Nov-2019 Ticker: APHA ISIN: CA03765K1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Irwin D. Simon Mgmt Withheld Against John M. Herhalt Mgmt For For Jodi Butts Mgmt For For David Hopkinson Mgmt For For Tom Looney Mgmt For For Renah Persofsky Mgmt For For Walter Robb Mgmt For For 2 Appointment of PricewaterhouseCoopers LLP Mgmt For For as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Agenda Number: 935198805 -------------------------------------------------------------------------------------------------------------------------- Security: 040047607 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: ARNA ISIN: US0400476075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jayson Dallas, M.D. Mgmt Withheld Against Oliver Fetzer, Ph.D. Mgmt Withheld Against Kieran T. Gallahue Mgmt For For Jennifer Jarrett Mgmt For For Amit D. Munshi Mgmt For For Garry A. Neil, M.D. Mgmt For For Tina S. Nova, Ph.D. Mgmt For For Manmeet S. Soni Mgmt For For 2. To approve, on an advisory basis, the Mgmt Against Against compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. 3. To approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to effect an increase in the total number of authorized shares of our common stock. 4. To approve the Arena Pharmaceuticals, Inc. Mgmt Against Against 2020 Long-Term Incentive Plan. 5. To ratify the appointment of KPMG LLP, an Mgmt Against Against independent registered public accounting firm, as our independent auditors for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- AURORA CANNABIS INC. Agenda Number: 935084715 -------------------------------------------------------------------------------------------------------------------------- Security: 05156X108 Meeting Type: Annual Meeting Date: 08-Nov-2019 Ticker: ACB ISIN: CA05156X1087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To Set the Number of Directors at Eight Mgmt For For (8). 2 DIRECTOR Michael Singer Mgmt For For Terry Booth Mgmt For For Steve Dobler Mgmt For For Ron Funk Mgmt For For Dr. Jason Dyck Mgmt For For Norma Beauchamp Mgmt For For Margaret Shan Atkins Mgmt For For Adam Szweras Mgmt For For 3 Appointment of KPMG LLP as Auditors of the Mgmt Abstain Against Corporation for the ensuing year. 4 To consider and, if deemed appropriate, to Mgmt For For pass with or without variation, a non-binding advisory resolution on executive compensation, as more particularly described in the accompanying Information Circular. -------------------------------------------------------------------------------------------------------------------------- CANOPY GROWTH CORPORATION Agenda Number: 935071275 -------------------------------------------------------------------------------------------------------------------------- Security: 138035100 Meeting Type: Annual Meeting Date: 17-Sep-2019 Ticker: CGC ISIN: CA1380351009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR John K. Bell Mgmt For For Robert Hanson Mgmt For For David Klein Mgmt For For William Newlands Mgmt For For Judy A. Schmeling Mgmt For For Peter Stringham Mgmt For For Mark Zekulin Mgmt For For 2 Appointment of KPMG LLP as Auditors of the Mgmt For For Corporation for the ensuing year and authorizing the Directors to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- CANOPY RIVERS INC. (THE "COMPANY") Agenda Number: 935071213 -------------------------------------------------------------------------------------------------------------------------- Security: 138041108 Meeting Type: Annual and Special Meeting Date: 26-Sep-2019 Ticker: CNPOF ISIN: CA1380411084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of directors at five. Mgmt For For 2 DIRECTOR Narbe Alexandrian Mgmt For For John K. Bell Mgmt Withheld Against Asha Daniere Mgmt Withheld Against Richard Mavrinac Mgmt Withheld Against Joseph Mimran Mgmt For For 3 Appointment of KPMG LLP, Chartered Mgmt For For Professional Accountants, as Auditors of the Company for the ensuing year and authorizing the directors of the Company to fix their remuneration. 4 To consider, and if deemed advisable, to Mgmt Against Against pass, with or without variation, an ordinary resolution approving the adoption of the Company's amended and restated stock option plan, as more particularly described in the accompanying management information circular. 5 To consider, and if deemed advisable, to Mgmt Against Against pass, with or without variation, a special resolution authorizing the directors of the Company to determine the size of the Board of Directors of the Company, as more particularly described in the accompanying management information circular. -------------------------------------------------------------------------------------------------------------------------- CARA THERAPEUTICS, INC. Agenda Number: 935197029 -------------------------------------------------------------------------------------------------------------------------- Security: 140755109 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: CARA ISIN: US1407551092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Derek Chalmers PhD, DSc Mgmt For For Martin Vogelbaum Mgmt Withheld Against 2. Advisory vote to approve the compensation Mgmt Against Against of our named executive officers. 3. Advisory vote to approve the frequency of Mgmt 1 Year For future non-binding advisory votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- CRONOS GROUP INC. Agenda Number: 935227985 -------------------------------------------------------------------------------------------------------------------------- Security: 22717L101 Meeting Type: Annual and Special Meeting Date: 25-Jun-2020 Ticker: CRON ISIN: CA22717L1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Jason Adler Mgmt Withheld Against Jody Begley Mgmt Withheld Against Bronwen Evans Mgmt For For Murray Garnick Mgmt Withheld Against Michael Gorenstein Mgmt Withheld Against Heather Newman Mgmt Withheld Against James Rudyk Mgmt Withheld Against 2 Adoption of an advisory (non-binding) Mgmt Against Against resolution approving the compensation of the Company's named executive officers as disclosed in the accompanying proxy statement of the Company dated April 28, 2020 (the "Proxy Statement"). 3 Adoption of an advisory (non-binding) Mgmt 1 Year For resolution on the frequency of future "say on pay" votes as described in the accompanying Proxy Statement. 4 Adoption of an ordinary resolution to Mgmt Against Against approve the 2020 Omnibus Equity Incentive Plan of the Company, as described in the accompanying Proxy Statement. 5 Adoption of a special resolution Mgmt For For authorizing the Company to make an application for the continuance of the Company from the laws of the Province of Ontario to the laws of the Province of British Columbia and approving the notice of articles and articles of the continued company, as described in the accompanying Proxy Statement. 6 Appointment of KPMG LLP as Auditors of the Mgmt For For Company for the ensuing year and authorizing the board of directors of the Company to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- GROWGENERATION CORP. Agenda Number: 935163927 -------------------------------------------------------------------------------------------------------------------------- Security: 39986L109 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: GRWG ISIN: US39986L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael Salaman Mgmt For For Darren Lampert Mgmt For For Stephen Aiello Mgmt Withheld Against Sean Stiefel Mgmt For For Paul Ciasullo Mgmt For For 2. To approve and ratify the appointment of Mgmt For For Plante & Moran, PLLC as the Company's independent registered public accounting firm to audit the Company's financial statements as of December 31, 2020 and for the fiscal years then ending. 3. To approve and ratify the amendment and Mgmt Against Against restatement of the Company's 2018 Equity Incentive Plan to increase the number of shares issuable thereunder from 2,500,000 to 5,000,000. -------------------------------------------------------------------------------------------------------------------------- GW PHARMACEUTICALS PLC Agenda Number: 935177471 -------------------------------------------------------------------------------------------------------------------------- Security: 36197T103 Meeting Type: Annual Meeting Date: 26-May-2020 Ticker: GWPH ISIN: US36197T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Dr. Geoffrey W. Guy as a Mgmt For For Director 2. To re-elect Cabot Brown as a Director Mgmt Against Against 3. To approve the 2020 Long Term Incentive Mgmt Against Against Plan 4. To approve the Directors' Remuneration Mgmt Against Against Report 5. To approve the compensation of the Mgmt Against Against Company's named executive officers 6. To ratify the appointment of Deloitte and Mgmt Against Against Touche LLP as the Company's US public accounting firm 7. To re-appoint Deloitte LLP as the UK Mgmt Against Against Auditor 8. To authorise the Directors to determine the Mgmt Against Against Auditors' remuneration 9. To receive, consider and adopt the Mgmt For For Directors' and Auditors' Reports and Statement of Accounts for the 12-month period ended 31 December 2019 and note that the Directors do not recommend the payment of a dividend 10. To authorise the Directors to allot shares Mgmt For For pursuant to Section 551 of the Companies Act 2006 (the "2006 Act") such authority to be valid up to 26 May 2021 11. Subject to the passing of Resolution 10, to Mgmt For For authorise the Directors to allot equity securities, under Section 570 of the 2006 Act as if Section 561(1) of the 2006 Act did not apply to such allotment -------------------------------------------------------------------------------------------------------------------------- HEXO CORP. Agenda Number: 935114912 -------------------------------------------------------------------------------------------------------------------------- Security: 428304109 Meeting Type: Annual Meeting Date: 15-Jan-2020 Ticker: HEXO ISIN: CA4283041099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Nathalie Bourque Mgmt Withheld Against Vincent Chiara Mgmt Withheld Against Jason Ewart Mgmt For For Adam Miron Mgmt For For Dr. Michael Munzar Mgmt Withheld Against Sebastien St-Louis Mgmt For For 2 Appointment of MNP LLP as Auditors of the Mgmt For For Corporation for the ensuing year and authorizing the Directors to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935186292 -------------------------------------------------------------------------------------------------------------------------- Security: 45781V101 Meeting Type: Annual Meeting Date: 02-Jun-2020 Ticker: IIPR ISIN: US45781V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alan Gold Mgmt For For Gary Kreitzer Mgmt Withheld Against Mary Curran Mgmt For For Scott Shoemaker Mgmt For For Paul Smithers Mgmt For For David Stecher Mgmt For For 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Approval of an amendment to the Company's Mgmt For For charter to provide stockholders the ability to alter, amend or repeal the Company's bylaws and adopt new bylaws. 4. Approval on a non-binding advisory basis of Mgmt For For the compensation of the Company's named executive officers. 5. To recommend, by non-binding advisory vote, Mgmt 1 Year Against the frequency of stockholder non-binding advisory votes relating to the Company's executive compensation. -------------------------------------------------------------------------------------------------------------------------- ORGANIGRAM HOLDINGS INC. Agenda Number: 935128012 -------------------------------------------------------------------------------------------------------------------------- Security: 68620P101 Meeting Type: Annual and Special Meeting Date: 25-Feb-2020 Ticker: OGI ISIN: CA68620P1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Peter Amirault Mgmt For For Greg Engel Mgmt For For Dexter John Mgmt Withheld Against Geoffrey Machum Mgmt For For Ken Manget Mgmt For For Sherry Porter Mgmt Withheld Against Stephen A. Smith Mgmt For For Derrick West Mgmt For For 2 Appointment of Deloitte LLP as Auditors of Mgmt For For the Company for the ensuing year and authorizing the Directors to fix their remuneration. 3 To approve a special resolution approving Mgmt For For the articles of amendment of the Company as more fully described in the Company's 2020 management information circular. 4 To approve an ordinary resolution Mgmt For For confirming the Amended and Restated By-Law No. 1 of the Company as more fully described in the Company's 2020 management information circular. 5 To approve an ordinary resolution ratifying Mgmt Against Against the adoption of a new omnibus equity incentive plan for the Company as more fully described in the Company's 2020 management information circular. -------------------------------------------------------------------------------------------------------------------------- PERKINELMER, INC. Agenda Number: 935142808 -------------------------------------------------------------------------------------------------------------------------- Security: 714046109 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: PKI ISIN: US7140461093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter Barrett Mgmt Against Against 1B. Election of Director: Samuel R. Chapin Mgmt For For 1C. Election of Director: Sylvie Gregoire, Mgmt Against Against PharmD 1D. Election of Director: Alexis P. Michas Mgmt For For 1E. Election of Director: Prahlad R. Singh, PhD Mgmt For For 1F. Election of Director: Michel Vounatsos Mgmt For For 1G. Election of Director: Frank Witney, PhD Mgmt Against Against 1H. Election of Director: Pascale Witz Mgmt For For 2. To ratify the selection of Deloitte & Mgmt Against Against Touche LLP as PerkinElmer's independent registered public accounting firm for the current fiscal year. 3. To approve, by non-binding advisory vote, Mgmt Against Against our executive compensation. -------------------------------------------------------------------------------------------------------------------------- TILRAY INC. Agenda Number: 935109101 -------------------------------------------------------------------------------------------------------------------------- Security: 88688T100 Meeting Type: Special Meeting Date: 06-Dec-2019 Ticker: TLRY ISIN: US88688T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote upon a proposal to Mgmt For For approve and adopt the Agreement and Plan of Merger and Reorganization, dated as of September 9, 2019 ("Merger Agreement") by and among Company, Privateer Holdings, Inc. ("Privateer"), and Down River Merger Sub, LLC, a copy of which is attached as Annex A to the proxy statement/prospectus/information statement, and the transactions contemplated thereby, including the merger, the issuance of shares of Company's Class 1 common stock & Class 2 common stock to Privateer's stockholders and option holders. 2. To approve the amended and restated Mgmt For For certificate of incorporation of the Company in the form attached as Annex B to the proxy statement/prospectus/information statement. 3. To consider and, if necessary, vote upon an Mgmt For For adjournment of the Company's Special Meeting of Stockholders to solicit additional proxies if there are not sufficient votes in favor of Proposal Nos. 1 and 2. -------------------------------------------------------------------------------------------------------------------------- TILRAY INC. Agenda Number: 935215839 -------------------------------------------------------------------------------------------------------------------------- Security: 88688T100 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: TLRY ISIN: US88688T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Maryscott Greenwood Mgmt Withheld Against Christine St. Clare Mgmt For For 2. To approve the issuance of securities for Mgmt For For purposes of Nasdaq Listing Rule 5635(d). 3. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Deloitte LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. 4. To approve a non-binding advisory Mgmt 1 Year Against resolution on the frequency of future advisory votes on the compensation of named executive officers. -------------------------------------------------------------------------------------------------------------------------- VILLAGE FARMS INTERNATIONAL, INC. Agenda Number: 935228216 -------------------------------------------------------------------------------------------------------------------------- Security: 92707Y108 Meeting Type: Annual and Special Meeting Date: 25-Jun-2020 Ticker: VFF ISIN: CA92707Y1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Michael A. DeGiglio Mgmt For For John P. Henry Mgmt For For David Holwinski Mgmt For For John R. McLernon Mgmt Withheld Against Stephen C. Ruffini Mgmt For For Christopher C. Woodward Mgmt Withheld Against 2 Appointment of PricewaterhouseCoopers LLP Mgmt Abstain Against as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. 3 Ratify amendments to By-Law of the Company Mgmt For For to increase the quorum for any meeting of shareholders of the Company to two persons present at the opening of the meeting who are entitled to vote and who hold or represent not less than 33 1/3% of the outstanding shares entitled to vote. -------------------------------------------------------------------------------------------------------------------------- WEEDMD INC. Agenda Number: 935122705 -------------------------------------------------------------------------------------------------------------------------- Security: 948525100 Meeting Type: Special Meeting Date: 04-Feb-2020 Ticker: WDDMF ISIN: CA9485251008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To approve an ordinary resolution to Mgmt For For approve the issuance and sale by the Corporation of 23,079,763 common shares to 2437653 Ontario Inc. (the "LiUNA Shareholder"), a company controlled by the LiUNA Pension Fund of Central and Eastern Canada, to be issued pursuant to the automatic exercise of subscription receipts (the "Subscription Receipts") held by the LiUNA Shareholder, for aggregate gross proceeds to the Corporation of $25,000,000, and, in connection therewith, specifically approve the creation of the LiUNA Shareholder as a "Control Person" of the Corporation, in accordance with the applicable policies of the TSX Venture Exchange. 2 To approve, in connection with the exercise Mgmt For For of the Subscription Receipts into common shares of the Corporation, an ordinary resolution to approve certain board nomination rights and voting covenants pursuant to a nomination rights and voting agreement with certain shareholders of the Corporation. -------------------------------------------------------------------------------------------------------------------------- ZYNERBA PHARMACEUTICALS, INC. Agenda Number: 935190986 -------------------------------------------------------------------------------------------------------------------------- Security: 98986X109 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: ZYNE ISIN: US98986X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Armando Anido Mgmt Withheld Against John P. Butler Mgmt For For Dr. Warren D. Cooper Mgmt For For William J. Federici Mgmt For For Daniel L. Kisner, M.D. Mgmt For For Kenneth I. Moch Mgmt For For Pamela Stephenson Mgmt For For 2. Ratification of appointment of KPMG LLP as Mgmt For For Independent Registered Public Accounting Firm for the 2020 Fiscal Year. Amplify Transformational Data Sharing ETF -------------------------------------------------------------------------------------------------------------------------- ACCENTURE PLC Agenda Number: 935116118 -------------------------------------------------------------------------------------------------------------------------- Security: G1151C101 Meeting Type: Annual Meeting Date: 30-Jan-2020 Ticker: ACN ISIN: IE00B4BNMY34 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Re-appointment of Director: Jaime Ardila Mgmt For For 1B. Re-appointment of Director: Herbert Hainer Mgmt For For 1C. Re-appointment of Director: Nancy McKinstry Mgmt For For 1D. Re-appointment of Director: Gilles C. Mgmt For For Pelisson 1E. Re-appointment of Director: Paula A. Price Mgmt For For 1F. Re-appointment of Director: Venkata Mgmt For For (Murthy) Renduchintala 1G. Re-appointment of Director: David Rowland Mgmt For For 1H. Re-appointment of Director: Arun Sarin Mgmt For For 1I. Re-appointment of Director: Julie Sweet Mgmt For For 1J. Re-appointment of Director: Frank K. Tang Mgmt For For 1K. Re-appointment of Director: Tracey T. Mgmt For For Travis 2. To approve, in a non-binding vote, the Mgmt For For compensation of our named executive officers. 3. To approve the Amended and Restated Mgmt For For Accenture plc 2010 Share Incentive Plan. 4. To ratify, in a non-binding vote, the Mgmt Against Against appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. 5. To grant the Board of Directors the Mgmt For For authority to issue shares under Irish law. 6. To grant the Board of Directors the Mgmt For For authority to opt-out of pre-emption rights under Irish law. 7. To determine the price range at which Mgmt For For Accenture can re-allot shares that it acquires as treasury shares under Irish law. -------------------------------------------------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Agenda Number: 935153700 -------------------------------------------------------------------------------------------------------------------------- Security: 007903107 Meeting Type: Annual Meeting Date: 07-May-2020 Ticker: AMD ISIN: US0079031078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John E. Caldwell Mgmt Against Against 1B. Election of Director: Nora M. Denzel Mgmt Against Against 1C. Election of Director: Mark Durcan Mgmt Against Against 1D. Election of Director: Michael P. Gregoire Mgmt For For 1E. Election of Director: Joseph A. Householder Mgmt For For 1F. Election of Director: John W. Marren Mgmt For For 1G. Election of Director: Lisa T. Su Mgmt For For 1H. Election of Director: Abhi Y. Talwalkar Mgmt Against Against 2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against as our independent registered public accounting firm for the current fiscal year. 3. Advisory vote to approve the executive Mgmt Against Against compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Agenda Number: 935172469 -------------------------------------------------------------------------------------------------------------------------- Security: 00971T101 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: AKAM ISIN: US00971T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Tom Killalea Mgmt For For Tom Leighton Mgmt For For Jonathan Miller Mgmt For For Monte Ford Mgmt For For Madhu Ranganathan Mgmt For For Fred Salerno Mgmt Withheld Against Ben Verwaayen Mgmt For For 2. To approve, on an advisory basis, our named Mgmt For For executive officer compensation 3. To ratify the selection of Mgmt Against Against PricewaterhouseCoopers LLP as our independent auditors for the fiscal year ending December 31, 2020 -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Meeting Date: 15-Jul-2019 Ticker: BABA ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Effect an increase in the number of Mgmt For For authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. 2.1 Election of Director for a three year term: Mgmt For For DANIEL ZHANG 2.2 Election of Director for a three year term: Mgmt For For CHEE HWA TUNG 2.3 Election of Director for a three year term: Mgmt For For JERRY YANG 2.4 Election of Director for a three year term: Mgmt For For WAN LING MARTELLO 3. Ratify the appointment of Mgmt For For PricewaterhouseCoopers as the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- ALPHABET INC. Agenda Number: 935196762 -------------------------------------------------------------------------------------------------------------------------- Security: 02079K305 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: GOOGL ISIN: US02079K3059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Larry Page Mgmt For For Sergey Brin Mgmt For For Sundar Pichai Mgmt For For John L. Hennessy Mgmt Withheld Against Frances H. Arnold Mgmt For For L. John Doerr Mgmt Withheld Against Roger W. Ferguson, Jr. Mgmt For For Ann Mather Mgmt For For Alan R. Mulally Mgmt For For K. Ram Shriram Mgmt Withheld Against Robin L. Washington Mgmt Withheld Against 2. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. An amendment to Alphabet's Amended and Mgmt Against Against Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. 4. Advisory vote to approve named executive Mgmt Against Against officer compensation. 5. A stockholder proposal regarding equal Shr For Against shareholder voting, if properly presented at the meeting. 6. A stockholder proposal regarding a report Shr Against For on arbitration of employment-related claims, if properly presented at the meeting. 7. A stockholder proposal regarding the Shr For Against establishment of a human rights risk oversight committee, if properly presented at the meeting. 8. A stockholder proposal regarding Shr For Against non-binding vote on amendment of bylaws, if properly presented at the meeting. 9. A stockholder proposal regarding a report Shr For Against on sustainability metrics, if properly presented at the meeting. 10. A stockholder proposal regarding a report Shr For Against on takedown requests, if properly presented at the meeting. 11. A stockholder proposal regarding majority Shr For Against vote for election of directors, if properly presented at the meeting. 12. A stockholder proposal regarding a report Shr For Against on gender/racial pay equity, if properly presented at the meeting. 13. A stockholder proposal regarding the Shr For Against nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. 14. A stockholder proposal regarding a report Shr For Against on whistleblower policies and practices, if properly presented at the meeting -------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Agenda Number: 935151439 -------------------------------------------------------------------------------------------------------------------------- Security: 025816109 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: AXP ISIN: US0258161092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of one Mgmt For For year: Charlene Barshefsky 1B. Election of Director for a term of one Mgmt For For year: John J. Brennan 1C. Election of Director for a term of one Mgmt Against Against year: Peter Chernin 1D. Election of Director for a term of one Mgmt For For year: Ralph de la Vega 1E. Election of Director for a term of one Mgmt For For year: Anne Lauvergeon 1F. Election of Director for a term of one Mgmt For For year: Michael O. Leavitt 1G. Election of Director for a term of one Mgmt Against Against year: Theodore J. Leonsis 1H. Election of Director for a term of one Mgmt For For year: Karen L. Parkhill 1I. Election of Director for a term of one Mgmt For For year: Lynn A. Pike 1J. Election of Director for a term of one Mgmt For For year: Stephen J. Squeri 1K. Election of Director for a term of one Mgmt For For year: Daniel L. Vasella 1L. Election of Director for a term of one Mgmt For For year: Ronald A. Williams 1M. Election of Director for a term of one Mgmt For For year: Christopher D. Young 2. Ratification of appointment of Mgmt Against Against PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. 3. Approval, on an advisory basis, of the Mgmt For For Company's executive compensation. 4. Approval of Amended and Restated Incentive Mgmt For For Compensation Plan. 5. Shareholder proposal relating to action by Shr For Against written consent. 6. Shareholder proposal relating to Shr For Against gender/racial pay equity. -------------------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 935134053 -------------------------------------------------------------------------------------------------------------------------- Security: 05946K101 Meeting Type: Annual Meeting Date: 13-Mar-2020 Ticker: BBVA ISIN: US05946K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Approval of the annual financial statements Mgmt For For and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2019. 1.2 Approval of the non-financial information Mgmt For For report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2019. 1.3 Approval of the allocation of profit for Mgmt For For the 2019 financial year. 1.4 Approval of corporate management during the Mgmt For For 2019 financial year. 2.1 Re-election of Ms Lourdes Maiz Carro as Mgmt Against Against member of the Board of Director. 2.2 Re-election of Ms Susana Rodriguez Vidarte Mgmt For For as member of the Board of Director. 2.3 Appointment of Mr Raul Catarino Galamba de Mgmt For For Oliveira as member of the Board of Director. 2.4 Appointment of Ms Ana Leonor Revenga Mgmt For For Shanklin as member of the Board of Director. 2.5 Appointment of Mr Carlos Vicente Salazar Mgmt For For Lomelin as member of the Board of Director. 3. Approval of a maximum level of variable Mgmt Against Against remuneration of up to 200% of the fixed component of total remuneration for a group of employees whose professional activities have significant impact on the Group's risk profile. 4. Re-appointment of the statutory auditors of Mgmt For For Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the 2020 financial year. 5. Delegation of powers on the Board of Mgmt For For Directors, with the power of substitution, to formalise, rectify, interpret and execute the resolutions adopted by the Annual General Meeting. 6. Consultative vote on the Annual Report on Mgmt Against Against the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. -------------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER, S.A. Agenda Number: 935055891 -------------------------------------------------------------------------------------------------------------------------- Security: 05964H105 Meeting Type: Special Meeting Date: 23-Jul-2019 Ticker: SAN ISIN: US05964H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Increases in share capital to be used to Mgmt For For acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer 2 Authorization to the board of directors to Mgmt For For implement the resolutions approved by the shareholders at the meeting -------------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER, S.A. Agenda Number: 935137415 -------------------------------------------------------------------------------------------------------------------------- Security: 05964H105 Meeting Type: Annual Meeting Date: 03-Apr-2020 Ticker: SAN ISIN: US05964H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Resolution 1A Mgmt For For 1B Resolution 1B Mgmt For For 1C Resolution 1C Mgmt For For 2 Resolution 2 Mgmt For For 3A Resolution 3A Mgmt For For 3B Resolution 3B Mgmt For For 3C Resolution 3C Mgmt For For 3D Resolution 3D Mgmt For For 3E Resolution 3E Mgmt For For 3F Resolution 3F Mgmt For For 3G Resolution 3G Mgmt For For 3H Resolution 3H Mgmt Against Against 4 Resolution 4 Mgmt For For 5 Resolution 5 Mgmt For For 6 Resolution 6 Mgmt For For 7A Resolution 7A Mgmt For For 7B Resolution 7B Mgmt For For 8 Resolution 8 Mgmt For For 9 Resolution 9 Mgmt Against Against 10 Resolution 10 Mgmt Against Against 11 Resolution 11 Mgmt Against Against 12A Resolution 12A Mgmt Against Against 12B Resolution 12B Mgmt Against Against 12C Resolution 12C Mgmt Against Against 12D Resolution 12D Mgmt Against Against 12E Resolution 12E Mgmt For For 13 Resolution 13 Mgmt For For 14 Resolution 14 Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- BANK OF CHINA LTD Agenda Number: 712764871 -------------------------------------------------------------------------------------------------------------------------- Security: Y0698A107 Meeting Type: AGM Meeting Date: 30-Jun-2020 Ticker: ISIN: CNE1000001Z5 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 379774 DUE TO ADDITION OF RESOLUTION 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0514/2020051401055.pdf, 1 TO CONSIDER AND APPROVE THE 2019 WORK Mgmt For For REPORT OF THE BOARD OF DIRECTORS 2 TO CONSIDER AND APPROVE THE 2019 WORK Mgmt For For REPORT OF THE BOARD OF SUPERVISORS 3 TO CONSIDER AND APPROVE THE 2019 ANNUAL Mgmt For For FINANCIAL REPORT 4 TO CONSIDER AND APPROVE THE 2019 PROFIT Mgmt For For DISTRIBUTION PLAN 5 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For BUDGET FOR FIXED ASSETS INVESTMENT 6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For THE BANK'S EXTERNAL AUDITOR FOR 2020: Ernst Young Hua Ming LLP 7.1 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For ZHAO JIE TO BE RE-APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK 7.2 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For XIAO LIHONG TO BE RE-APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK 7.3 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For WANG XIAOYA TO BE RE-APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK 8 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For CHEN JIANBO TO BE APPOINTED AS NON-EXECUTIVE DIRECTOR OF THE BANK 9 TO CONSIDER AND APPROVE THE 2019 ANNUAL Mgmt For For REMUNERATION DISTRIBUTION PLAN FOR EXTERNAL SUPERVISORS 10 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For PROVISIONAL AUTHORIZATION OF OUTBOUND DONATIONS 11 TO CONSIDER AND APPROVE THE BOND ISSUANCE Mgmt For For PLAN 12 TO CONSIDER AND APPROVE THE ISSUANCE OF Mgmt For For WRITE-DOWN UNDATED CAPITAL BONDS 13 TO CONSIDER AND APPROVE THE ISSUANCE OF Mgmt For For QUALIFIED WRITE-DOWN TIER 2 CAPITAL INSTRUMENTS 14 TO CONSIDER AND APPROVE THE ELECTION OF MR. Mgmt For For WANG WEI AS EXECUTIVE DIRECTOR OF BANK OF CHINA LIMITED -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 935094920 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 10-Dec-2019 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Wesley G. Bush Mgmt For For 1C. Election of Director: Michael D. Capellas Mgmt Against Against 1D. Election of Director: Mark Garrett Mgmt For For 1E. Election of Director: Dr. Kristina M. Mgmt For For Johnson 1F. Election of Director: Roderick C. McGeary Mgmt Against Against 1G. Election of Director: Charles H. Robbins Mgmt For For 1H. Election of Director: Arun Sarin Mgmt For For 1I. Election of Director: Brenton L. Saunders Mgmt For For 1J. Election of Director: Carol B. Tome Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For executive compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against as Cisco's independent registered public accounting firm for fiscal 2020. 4. Approval to have Cisco's Board adopt a Shr For Against policy to have an independent Board chairman. -------------------------------------------------------------------------------------------------------------------------- CME GROUP INC. Agenda Number: 935153407 -------------------------------------------------------------------------------------------------------------------------- Security: 12572Q105 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: CME ISIN: US12572Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Equity Director: Terrence A. Mgmt Against Against Duffy 1B. Election of Equity Director: Timothy S. Mgmt Against Against Bitsberger 1C. Election of Equity Director: Charles P. Mgmt Against Against Carey 1D. Election of Equity Director: Dennis H. Mgmt Against Against Chookaszian 1E. Election of Equity Director: Bryan T. Mgmt For For Durkin 1F. Election of Equity Director: Ana Dutra Mgmt For For 1G. Election of Equity Director: Martin J. Mgmt Against Against Gepsman 1H. Election of Equity Director: Larry G. Mgmt Against Against Gerdes 1I. Election of Equity Director: Daniel R. Mgmt Against Against Glickman 1J. Election of Equity Director: Daniel G. Kaye Mgmt For For 1K. Election of Equity Director: Phyllis M. Mgmt For For Lockett 1L. Election of Equity Director: Deborah J. Mgmt For For Lucas 1M. Election of Equity Director: Terry L. Mgmt For For Savage 1N. Election of Equity Director: Rahael Seifu Mgmt For For 1O. Election of Equity Director: William R. Mgmt For For Shepard 1P. Election of Equity Director: Howard J. Mgmt For For Siegel 1Q. Election of Equity Director: Dennis A. Mgmt Against Against Suskind 2. Ratification of the appointment of Ernst & Mgmt Against Against Young as our independent registered public accounting firm for 2020. 3. Advisory vote on the compensation of our Mgmt For For named executive officers. -------------------------------------------------------------------------------------------------------------------------- DIGITAL GARAGE,INC. Agenda Number: 712759755 -------------------------------------------------------------------------------------------------------------------------- Security: J1229F109 Meeting Type: AGM Meeting Date: 23-Jun-2020 Ticker: ISIN: JP3549070005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2 Amend Articles to: Amend Business Lines Mgmt For For 3.1 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Hayashi, Kaoru 3.2 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Soda, Makoto 3.3 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Odori, Keizo 3.4 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Tanaka, Masashi 3.5 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Okuma, Masahito 3.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ito, Joichi 3.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Fujiwara, Kenji 3.8 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Omura, Emi 3.9 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Shino, Hiroshi 4.1 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Rokuyata, Yasuyuki 4.2 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Sakai, Makoto 4.3 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Inoue, Junji 4.4 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Makino, Koji 4.5 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Ono, Minoru -------------------------------------------------------------------------------------------------------------------------- DOCUSIGN, INC. Agenda Number: 935186153 -------------------------------------------------------------------------------------------------------------------------- Security: 256163106 Meeting Type: Annual Meeting Date: 29-May-2020 Ticker: DOCU ISIN: US2561631068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CYNTHIA GAYLOR Mgmt For For S. STEVEN SINGH Mgmt For For 2. Approval, on an advisory basis, of Mgmt 1 Year For frequency of future non- binding votes on our named executive officers' compensation. 3. Ratification of selection of Mgmt Against Against PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year ending January 31, 2021. -------------------------------------------------------------------------------------------------------------------------- GAIN CAPITAL HOLDINGS, INC. Agenda Number: 935039556 -------------------------------------------------------------------------------------------------------------------------- Security: 36268W100 Meeting Type: Annual Meeting Date: 11-Jul-2019 Ticker: GCAP ISIN: US36268W1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph Schenk Mgmt Against Against 1b. Election of Director: Christopher W. Mgmt For For Calhoun 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for the year ending December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- GALAXY DIGITAL HOLDINGS LTD Agenda Number: 712748550 -------------------------------------------------------------------------------------------------------------------------- Security: G37092106 Meeting Type: AGM Meeting Date: 25-Jun-2020 Ticker: ISIN: KYG370921069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A TO 1.E AND 2. THANK YOU 1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For 1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt For For 1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt For For 1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For 1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For 2 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE COMPANY'S AUDITOR CMMT PLEASE NOTE THAT YES MEANS "FOR" & NO MEANS Non-Voting "AGAINST" FOR RESOLUTION 3(I) THANK YOU 3.I FOR THE PURPOSE OF DETERMINING THE Mgmt Against AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: IT IS NOT A U.S. RESIDENT 3.II FOR THE PURPOSE OF DETERMINING THE Mgmt Against AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO CAST, THE UNDERSIGNED CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS NOT A U.S. RESIDENT CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, PLEASE ALSO CHECK THE "YES" BOX IN 3(II) ABOVE CMMT IF YOU DO NOT COMPLETE THIS DECLARATION OF Non-Voting NON-U.S. STATUS OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THIS DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS A U.S. RESIDENT. IF YOU CHECKED THE "NO" BOX IN 3(II) ABOVE INDICATING THAT YOU HOLD SHARES OF THE COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY OTHER PERSON THAT IS A U.S. RESIDENT, IT IS IMPORTANT THAT YOU ALSO COMPLETE, SIGN AND MAIL (USING THE RETURN ENVELOPE PROVIDED TO YOU) THE ADDITIONAL PAPER FORM OF DECLARATION OF BENEFICIAL OWNERSHIP (THE "BENEFICIAL OWNERSHIP DECLARATION") THAT HAS BEEN SENT TO YOU WITH THE MEETING MATERIALS. IF YOU DO NOT COMPLETE, SIGN AND MAIL THE BENEFICIAL OWNERSHIP DECLARATION, OR IF IT IS DETERMINED BY THE DIRECTORS OF THE COMPANY, IN THEIR ABSOLUTE DISCRETION, THAT YOU INCORRECTLY COMPLETED THE BENEFICIAL OWNERSHIP DECLARATION (THROUGH INADVERTENCE OR OTHERWISE), IT WILL BE DEEMED THAT ALL SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT OR BENEFIT OF A PERSON THAT IS A U.S. RESIDENT. IF YOU CHECKED THE "YES" BOX IN 3(II) ABOVE, YOU DO NOT NEED TO COMPLETE BENEFICIAL OWNERSHIP DECLARATION -------------------------------------------------------------------------------------------------------------------------- GMO INTERNET INC Agenda Number: 712240845 -------------------------------------------------------------------------------------------------------------------------- Security: J1822R104 Meeting Type: AGM Meeting Date: 30-Mar-2020 Ticker: ISIN: JP3152750000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Increase the Directors Mgmt For For who are not Audit and Supervisory Committee Members Size to 7 2.1 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Kumagai, Masatoshi 2.2 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Yasuda, Masashi 2.3 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Nishiyama, Hiroyuki 2.4 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Ainoura, Issei 2.5 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Ito, Tadashi 2.6 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Yamashita, Hirofumi 2.7 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Arisawa, Katsumi 2.8 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Horiuchi, Toshiaki 2.9 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Arai, Teruhiro 2.10 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Hayashi, Yasuo 2.11 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Kodama, Kimihiro 2.12 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Chujo, Ichiro 2.13 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Hashiguchi, Makoto 2.14 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Fukui, Atsuko 2.15 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Kaneko, Takehito 2.16 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Inagaki, Noriko 3.1 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Tachibana, Koichi 3.2 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Ogura, Keigo 3.3 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Gunjikake, Takashi 3.4 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member Matsuda, Kaname 4 Approve Details of the Compensation to be Mgmt For For received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) -------------------------------------------------------------------------------------------------------------------------- IG GROUP HOLDINGS PLC Agenda Number: 711501393 -------------------------------------------------------------------------------------------------------------------------- Security: G4753Q106 Meeting Type: AGM Meeting Date: 19-Sep-2019 Ticker: ISIN: GB00B06QFB75 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MAY 2019 2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For REPORT FOR THE YEAR ENDED 31 MAY 2019 3 TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Mgmt For For SHARES OF THE COMPANY FOR THE YEAR ENDED 31 MAY 2019 OF 30.24 PENCE PER ORDINARY SHARE 4 TO RE-ELECT JUNE FELIX (EXECUTIVE DIRECTOR) Mgmt For For AS A DIRECTOR OF THE COMPANY 5 TO RE-ELECT STEPHEN HILL (NON-EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 6 TO RE-ELECT MALCOLM LE MAY (NON-EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 7 TO RE-ELECT PAUL MAINWARING (EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 8 TO RE-ELECT BRIDGET MESSER (EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 9 TO RE-ELECT JIM NEWMAN (NON-EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 10 TO RE-ELECT JON NOBLE (EXECUTIVE DIRECTOR) Mgmt For For AS A DIRECTOR OF THE COMPANY 11 TO ELECT SALLY-ANN HIBBERD (NON-EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 12 TO ELECT JONATHAN MOULDS (NON-EXECUTIVE Mgmt For For DIRECTOR) AS A DIRECTOR OF THE COMPANY 13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against THE AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID 14 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt Against Against BOARD TO DETERMINE THE AUDITORS' REMUNERATION 15 THAT THE DIRECTORS BE AND ARE GENERALLY AND Mgmt For For UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE '2006 ACT') TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES: (I) UP TO A NOMINAL AMOUNT OF GBP 6,000; AND (II) COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) UP TO A FURTHER NOMINAL AMOUNT OF GBP 6,000 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE; SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE 2006 ACT AND TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OR ON 5 DECEMBER 2020, WHICHEVER IS EARLIER BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS. FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' MEANS AN OFFER TO: (I) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY 16 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For 15 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH: (I) PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH (I) OF RESOLUTION 15 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(2)(B) OF THE 2006 ACT IN EACH CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND (II) OTHERWISE THAN IN CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 900; AND (III) PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH (II) OF RESOLUTION 15 ABOVE IN CONNECTION WITH A RIGHTS ISSUE, AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 5 DECEMBER 2020, WHICHEVER IS EARLIER PROVIDED THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE EXPIRY OF SUCH AUTHORITY WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE DIRECTORS SHALL BE ENTITLED TO ALLOT EQUITY SECURITIES OR SELL TREASURY SHARES PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION: (I) 'RIGHTS ISSUE' HAS THE SAME MEANING AS IN RESOLUTION 15 ABOVE; (II) 'PRE-EMPTIVE OFFER' MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO HOLDERS (OTHER THAN THE COMPANY) ON THE REGISTER ON A RECORD DATE FIXED BY THE DIRECTORS OF ORDINARY SHARES IN PROPORTION TO THEIR RESPECTIVE HOLDINGS BUT SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY; (III) REFERENCES TO AN ALLOTMENT OF EQUITY SECURITIES SHALL INCLUDE A SALE OF TREASURY SHARES; AND (IV) THE NOMINAL AMOUNT OF ANY SECURITIES SHALL BE TAKEN TO BE, IN THE CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITIES INTO SHARES OF THE COMPANY, THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS 17 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For 15 ABOVE, AND IN ADDITION TO ANY AUTHORITY GRANTED BY RESOLUTION 16 ABOVE, THE DIRECTORS BE AUTHORISED PURSUANT TO SECTION 570 AND SECTION 573 OF THE 2006 ACT TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560(1) OF THE 2006 ACT) FOR CASH UNDER THE AUTHORITY CONFERRED BY RESOLUTION 16 ABOVE AND/OR TO SELL TREASURY SHARES FOR CASH AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, PROVIDED THAT THIS AUTHORITY SHALL BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 900; AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 5 DECEMBER 2020, WHICHEVER IS EARLIER PROVIDED THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE EXPIRY OF SUCH AUTHORITY WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER SUCH EXPIRY AND THE DIRECTORS SHALL BE ENTITLED TO ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED 18 THAT THE COMPANY BE AND IS HEREBY Mgmt For For UNCONDITIONALLY AND GENERALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE 2006 ACT) OF ORDINARY SHARES OF 0.005 PENCE EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: (I) THE MAXIMUM NUMBER OF SHARES WHICH MAY BE PURCHASED IS 36,943,945 (REPRESENTING AN AMOUNT EQUAL TO 10 PER CENT. OF THE COMPANY'S TOTAL ISSUED ORDINARY SHARE CAPITAL AS AT 5 AUGUST 2019); (II) THE MINIMUM PRICE WHICH MAY BE PAID FOR EACH SHARE IS 0.005 PENCE; (III) THE MAXIMUM PRICE WHICH MAY BE PAID FOR A SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF: (I) 105 PER CENT OF THE AVERAGE OF THE CLOSING PRICE OF THE COMPANY'S ORDINARY SHARES AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE 5 BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH SHARE IS CONTRACTED TO BE PURCHASED; OR (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID AS STIPULATED BY COMMISSION-ADOPTED REGULATORY TECHNICAL STANDARDS PURSUANT TO ARTICLE 5(6) OF THE MARKET ABUSE REGULATION; AND (IV) THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR ON 5 DECEMBER 2020, WHICHEVER IS EARLIER (EXCEPT IN RELATION TO THE PURCHASE OF SHARES, THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME 19 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- ING GROEP N.V. Agenda Number: 935170287 -------------------------------------------------------------------------------------------------------------------------- Security: 456837103 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: ING ISIN: US4568371037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2D. Remuneration report (advisory voting item). Mgmt Against Against (If you vote "in favour", you will cast a positive advisory vote on the Remuneration Report 2019. If you vote "against", you will cast a negative advisory vote on the Remuneration Report 2019. The result of the vote counts as a non-binding advisory vote.) 2E. Annual Accounts for 2019 (voting item). Mgmt For For 4A. Discharge of the members and former members Mgmt For For of the Executive Board in respect of their duties performed during the year 2019 (voting item). 4B. Discharge of the members and former members Mgmt For For of the Supervisory Board in respect of their duties performed during the year 2019 (voting item). 5. Remuneration policy of the Executive Board Mgmt Against Against (voting item). 6. Remuneration policy of the Supervisory Mgmt For For Board (voting item). 7. Amendment to the Articles of Association Mgmt For For (voting item). 8A. Composition of the Supervisory Board: Mgmt For For Appointment of Juan Colombas (voting item). 8B. Composition of the Supervisory Board: Mgmt For For Appointment of Herman Hulst (voting item). 8C. Composition of the Supervisory Board: Mgmt For For Appointment of Harold Naus (voting item). 9A. Authorisation to issue ordinary shares Mgmt For For (voting item). 9B. Authorisation to issue ordinary shares, Mgmt For For with or without pre- emptive rights of existing shareholders (voting item). 10. Authorisation to acquire ordinary shares in Mgmt Against Against the Company's own capital (voting item). -------------------------------------------------------------------------------------------------------------------------- INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935159447 -------------------------------------------------------------------------------------------------------------------------- Security: 45866F104 Meeting Type: Annual Meeting Date: 15-May-2020 Ticker: ICE ISIN: US45866F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Hon. Sharon Y. Bowen Mgmt For For 1B. Election of Director: Charles R. Crisp Mgmt Against Against 1C. Election of Director: Duriya M. Farooqui Mgmt For For 1D. Election of Director: Jean-Marc Forneri Mgmt Against Against 1E. Election of Director: The Rt. Hon. the Lord Mgmt For For Hague of Richmond 1F. Election of Director: Hon. Frederick W. Mgmt Against Against Hatfield 1G. Election of Director: Thomas E. Noonan Mgmt For For 1H. Election of Director: Frederic V. Salerno Mgmt Against Against 1I. Election of Director: Jeffrey C. Sprecher Mgmt Against Against 1J. Election of Director: Judith A. Sprieser Mgmt For For 1K. Election of Director: Vincent Tese Mgmt Against Against 2. To approve, by non-binding vote, the Mgmt For For advisory resolution on executive compensation for named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt Against Against LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 28-Apr-2020 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas Buberl Mgmt For For 1B. Election of Director: Michael L. Eskew Mgmt Against Against 1C. Election of Director: David N. Farr Mgmt For For 1D. Election of Director: Alex Gorsky Mgmt Against Against 1E. Election of Director: Michelle J. Howard Mgmt For For 1F. Election of Director: Arvind Krishna Mgmt For For 1G. Election of Director: Andrew N. Liveris Mgmt Against Against 1H. Election of Director: F. William McNabb III Mgmt For For 1I. Election of Director: Martha E. Pollack Mgmt Against Against 1J. Election of Director: Virginia M. Rometty Mgmt Against Against 1K. Election of Director: Joseph R. Swedish Mgmt Against Against 1L. Election of Director: Sidney Taurel Mgmt Against Against 1M. Election of Director: Peter R. Voser Mgmt For For 1N. Election of Director: Frederick H. Waddell Mgmt For For 2. Ratification of Appointment of Independent Mgmt Against Against Registered Public Accounting Firm. 3. Advisory Vote on Executive Compensation. Mgmt Against Against 4. Stockholder Proposal on Shareholder Right Shr For Against to Remove Directors. 5. Stockholder Proposal on the Right to Act by Shr For Against Written Consent. 6. Stockholder Proposal to Have an Independent Shr For Against Board Chairman. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 935170833 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda B. Bammann Mgmt For For 1B. Election of Director: Stephen B. Burke Mgmt Against Against 1C. Election of Director: Todd A. Combs Mgmt For For 1D. Election of Director: James S. Crown Mgmt For For 1E. Election of Director: James Dimon Mgmt For For 1F. Election of Director: Timothy P. Flynn Mgmt For For 1G. Election of Director: Mellody Hobson Mgmt For For 1H. Election of Director: Michael A. Neal Mgmt For For 1I. Election of Director: Lee R. Raymond Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 2. Advisory resolution to approve executive Mgmt For For compensation 3. Ratification of independent registered Mgmt Against Against public accounting firm 4. Independent board chairman Shr For Against 5. Oil and gas company and project financing Shr Against For related to the Arctic and the Canadian oil sands 6. Climate change risk reporting Shr For Against 7. Amend shareholder written consent Shr For Against provisions 8. Charitable contributions disclosure Shr Against For 9. Gender/Racial pay equity Shr For Against -------------------------------------------------------------------------------------------------------------------------- KAKAO CORP. Agenda Number: 712202035 -------------------------------------------------------------------------------------------------------------------------- Security: Y4519H119 Meeting Type: AGM Meeting Date: 25-Mar-2020 Ticker: ISIN: KR7035720002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 ARTICLE 2(PURPOSE), AMENDMENT OF BUSINESS Mgmt Against Against PURPOSE ACCORDING TO NEW BUSINESS 2.2 ARTICLE 10(STOCK OPTION),ADJUSTING PHRASE Mgmt Against Against ACCORDING TO AUDIT COMMITTEE POLICY 2.3 ARTICLE 26(CEO AND OTHER Mgmt Against Against DIRECTORS)STATEMENT OF PHRASE FOR PROXY DUTY 2.4 ARTICLE 27(AUDIT COMMITTEE), AMENDMENT OF Mgmt Against Against DELEGATION AUTHORITY FOR OUTSIDE DIRECTORS ACCORDING TO AMENDED ARTICLE 10 THE ACT ON EXTERNAL AUDIT 2.5 ARTICLE 30(CALLING BOARD OF Mgmt Against Against DIRECTORS)REDUCTION OF PERIOD FOR CALLING BOARD OF DIRECTORS 3.1 ELECTION OF INSIDE DIRECTOR: GIM BEOM SOO Mgmt Against Against 3.2 ELECTION OF INSIDE DIRECTOR: YEO MIN SOO Mgmt Against Against 3.3 ELECTION OF INSIDE DIRECTOR: JO SOO YONG Mgmt Against Against 3.4 ELECTION OF OUTSIDE DIRECTOR: JO GYU JIN Mgmt Against Against 3.5 ELECTION OF OUTSIDE DIRECTOR: YOON SEOK Mgmt Against Against 3.6 ELECTION OF OUTSIDE DIRECTOR: CHOE SAE Mgmt Against Against JEONG 3.7 ELECTION OF OUTSIDE DIRECTOR: BAK SAE ROM Mgmt Against Against 4.1 ELECTION OF AUDIT COMMITTEE MEMBER: JO GYU Mgmt Against Against JIN 4.2 ELECTION OF AUDIT COMMITTEE MEMBER: YOON Mgmt Against Against SEOK 4.3 ELECTION OF AUDIT COMMITTEE MEMBER: CHOE Mgmt Against Against SAE JEONG 5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against 6 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- LINE CORPORATION Agenda Number: 935138544 -------------------------------------------------------------------------------------------------------------------------- Security: 53567X101 Meeting Type: Annual Meeting Date: 26-Mar-2020 Ticker: LN ISIN: US53567X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Determination of Amounts and Details of Mgmt For For Stock Options (Warrants) to Be Paid as Compensation, etc. to Directors (Excluding Outside Directors). 2. Determination of Amounts and Details of Mgmt For For Stock Options (Warrants) to Be Paid as Compensation, etc. to Outside Directors. -------------------------------------------------------------------------------------------------------------------------- MASTERCARD INCORPORATED Agenda Number: 935196332 -------------------------------------------------------------------------------------------------------------------------- Security: 57636Q104 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: MA ISIN: US57636Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard Mgmt Against Against Haythornthwaite 1B. Election of Director: Ajay Banga Mgmt For For 1C. Election of Director: Richard K. Davis Mgmt For For 1D. Election of Director: Steven J. Freiberg Mgmt Against Against 1E. Election of Director: Julius Genachowski Mgmt For For 1F. Election of Director: Choon Phong Goh Mgmt For For 1G. Election of Director: Merit E. Janow Mgmt For For 1H. Election of Director: Oki Matsumoto Mgmt For For 1I. Election of Director: Youngme Moon Mgmt For For 1J. Election of Director: Rima Qureshi Mgmt For For 1K. Election of Director: Jose Octavio Reyes Mgmt For For Lagunes 1L. Election of Director: Gabrielle Sulzberger Mgmt For For 1M. Election of Director: Jackson Tai Mgmt For For 1N. Election of Director: Lance Uggla Mgmt For For 2. Advisory approval of Mastercard's executive Mgmt For For compensation 3. Ratification of the appointment of Mgmt Against Against PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935092849 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 04-Dec-2019 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William H. Gates III Mgmt For For 1B. Election of Director: Reid G. Hoffman Mgmt For For 1C. Election of Director: Hugh F. Johnston Mgmt For For 1D. Election of Director: Teri L. List-Stoll Mgmt For For 1E. Election of Director: Satya Nadella Mgmt For For 1F. Election of Director: Sandra E. Peterson Mgmt For For 1G. Election of Director: Penny S. Pritzker Mgmt For For 1H. Election of Director: Charles W. Scharf Mgmt For For 1I. Election of Director: Arne M. Sorenson Mgmt For For 1J. Election of Director: John W. Stanton Mgmt For For 1K. Election of Director: John W. Thompson Mgmt For For 1L. Election of Director: Emma Walmsley Mgmt For For 1M. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation 3. Ratification of Deloitte & Touche LLP as Mgmt Against Against our independent auditor for fiscal year 2020 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors 5. Shareholder Proposal - Report on Gender Pay Shr For Against Gap -------------------------------------------------------------------------------------------------------------------------- MONEYGRAM INTERNATIONAL, INC. Agenda Number: 935151364 -------------------------------------------------------------------------------------------------------------------------- Security: 60935Y208 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: MGI ISIN: US60935Y2081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: J. Coley Clark Mgmt Against Against 1B. Election of Director: Victor W. Dahir Mgmt Against Against 1C. Election of Director: Antonio O. Garza Mgmt Against Against 1D. Election of Director: W. Alexander Holmes Mgmt Against Against 1E. Election of Director: Michael P. Rafferty Mgmt For For 1F. Election of Director: W. Bruce Turner Mgmt Against Against 1G. Election of Director: Peggy Vaughan Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for 2020. 3. Approval of an advisory vote on executive Mgmt Against Against compensation. 4. Approval of an Amendment and Restatement of Mgmt Against Against the MoneyGram International, Inc. 2005 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- NASDAQ, INC. Agenda Number: 935165135 -------------------------------------------------------------------------------------------------------------------------- Security: 631103108 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: NDAQ ISIN: US6311031081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Melissa M. Arnoldi Mgmt For For 1B. Election of Director: Charlene T. Begley Mgmt For For 1C. Election of Director: Steven D. Black Mgmt For For 1D. Election of Director: Adena T. Friedman Mgmt For For 1E. Election of Director: Essa Kazim Mgmt For For 1F. Election of Director: Thomas A. Kloet Mgmt For For 1G. Election of Director: John D. Rainey Mgmt For For 1H. Election of Director: Michael R. Splinter Mgmt Against Against 1I. Election of Director: Jacob Wallenberg Mgmt For For 1J. Election of Director: Alfred W. Zollar Mgmt For For 2. Advisory vote to approve the company's Mgmt For For executive compensation as presented in the proxy statement 3. Approval of the Employee Stock Purchase Mgmt For For Plan, as amended and restated 4. Ratification of the appointment of Ernst & Mgmt Against Against Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 5. A Shareholder Proposal entitled "Adopt a Shr For Against New Shareholder Right- Written Consent" -------------------------------------------------------------------------------------------------------------------------- NAVER CORP Agenda Number: 711458530 -------------------------------------------------------------------------------------------------------------------------- Security: Y62579100 Meeting Type: EGM Meeting Date: 20-Sep-2019 Ticker: ISIN: KR7035420009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF SPLIT-OFF Mgmt Against Against CMMT 29 JUL 2019: THIS EGM IS RELATED TO THE Non-Voting CORPORATE EVENT OF PHYSICAL SPLIT-OFF CMMT 29 JUL 2019: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- NAVER CORP Agenda Number: 712209560 -------------------------------------------------------------------------------------------------------------------------- Security: Y62579100 Meeting Type: AGM Meeting Date: 27-Mar-2020 Ticker: ISIN: KR7035420009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For 2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against OF INCORPORATION 3 ELECTION OF INSIDE DIRECTOR: HAN SUNG SOOK Mgmt Against Against 4 ELECTION OF NON-EXECUTIVE DIRECTOR: BYUN Mgmt Against Against DAE GYU 5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against DIRECTORS 6 APPROVAL OF STOCK OPTION PRE-GRANTED BY Mgmt Against Against BOARD OF DIRECTOR 7 APPROVAL OF GRANT OF STOCK OPTION FOR STAFF Mgmt Against Against CMMT 28 FEB 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 3 AND 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935196445 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt Against Against 1B. Election of Director: Tench Coxe Mgmt Against Against 1C. Election of Director: Persis S. Drell Mgmt Against Against 1D. Election of Director: Jen-Hsun Huang Mgmt For For 1E. Election of Director: Dawn Hudson Mgmt For For 1F. Election of Director: Harvey C. Jones Mgmt Against Against 1G. Election of Director: Michael G. McCaffery Mgmt For For 1H. Election of Director: Stephen C. Neal Mgmt For For 1I. Election of Director: Mark L. Perry Mgmt Against Against 1J. Election of Director: A. Brooke Seawell Mgmt Against Against 1K. Election of Director: Mark A. Stevens Mgmt Against Against 2. Approval of our executive compensation. Mgmt Against Against 3. Ratification of the selection of Mgmt Against Against PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. 4. Approval of an amendment and restatement of Mgmt Against Against our Amended and Restated 2007 Equity Incentive Plan. 5. Approval of an amendment and restatement of Mgmt For For our Amended and Restated 2012 Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 935087165 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 19-Nov-2019 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey S. Berg Mgmt Withheld Against Michael J. Boskin Mgmt Withheld Against Safra A. Catz Mgmt For For Bruce R. Chizen Mgmt Withheld Against George H. Conrades Mgmt Withheld Against Lawrence J. Ellison Mgmt Withheld Against Rona A. Fairhead Mgmt For For Hector Garcia-Molina Mgmt For For Jeffrey O. Henley Mgmt For For Mark V. Hurd Mgmt For For Renee J. James Mgmt For For Charles W. Moorman IV Mgmt For For Leon E. Panetta Mgmt For For William G. Parrett Mgmt For For Naomi O. Seligman Mgmt For For 2. Advisory Vote to Approve the Compensation Mgmt For For of the Named Executive Officers. 3. Ratification of the Selection of Ernst & Mgmt Against Against Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. 4. Stockholder Proposal Regarding Pay Equity Shr For Against Report. 5. Stockholder Proposal Regarding Independent Shr For Against Board Chair. -------------------------------------------------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Agenda Number: 935120244 -------------------------------------------------------------------------------------------------------------------------- Security: 690370101 Meeting Type: Special Meeting Date: 13-Feb-2020 Ticker: OSTK ISIN: US6903701018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. A proposal to approve and adopt the Mgmt For For amendments to the Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to: (i) increase the number of authorized shares of the Series A-1 Preferred Stock from 1,000,000 to 4,630,000, (ii) amend the provision requiring uncertificated shares and (iii) amend certain transfer and ownership restrictions applicable to the Series A-1 Preferred Stock, which proposal is conditioned on the adoption of Proposal 2 below. 2. A proposal to approve and adopt the Mgmt For For amendment to the Company's Certificate of Designation of Voting Series B Preferred Stock to decrease the number of authorized shares of the Series B Preferred Stock from 2,000,000 to 370,000. 3. Only in the event that Proposal 1 is not Mgmt For For adopted, and whether or not Proposal 2 is adopted, a proposal to approve & adopt the amendments to Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to: (i) increase number of authorized shares of Series A-1 Preferred Stock from 1,000,000 to 3,000,000, (ii) amend the provision requiring uncertificated shares and (iii) amend certain transfer & ownership restrictions applicable to the Series A-1 Preferred Stock. 4. A proposal to approve and adopt the Mgmt For For amendment to the Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to amend the voting rights of holders of the Series A-1 Preferred Stock. 5. A proposal to approve and adopt the Mgmt For For amendment to the Company's Certificate of Designation of Voting Series B Preferred Stock to amend the voting rights of holders of the Series B Preferred Stock. -------------------------------------------------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Agenda Number: 935162836 -------------------------------------------------------------------------------------------------------------------------- Security: 690370101 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: OSTK ISIN: US6903701018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Allison H. Abraham Mgmt For For 2. The ratification of the appointment of KPMG Mgmt Against Against LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. A non-binding advisory vote to approve the Mgmt For For compensation paid by the Company to its Named Executive Officers (the "Say on Pay Vote"). 4. To approve an amendment to our Amended and Mgmt For For Restated 2005 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance by 1,300,000 shares. -------------------------------------------------------------------------------------------------------------------------- PLUS500 LTD Agenda Number: 711991643 -------------------------------------------------------------------------------------------------------------------------- Security: M7S2CK109 Meeting Type: EGM Meeting Date: 20-Feb-2020 Ticker: ISIN: IL0011284465 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES. SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY 1 AS REQUIRED BY ISRAELI LAW AND IN Mgmt For For ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ASAF ELIMELECH, THE CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: A.TO APPROVE THE SERVICE CONTRACT FEE PAYABLE TO MR ELIMELECH FOR HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR OF NIS 1,700,000 (APPROX. USD 485,000), UNCHANGED FROM 2019. B.THE PAYMENT TO MR ELIMELECH OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2020, WITH AN AGGREGATE VALUE OF UP TO 400 PER CENT. OF THE SERVICE FEE (NIS 6,800,000 (APPROX. USD 1,940,000)), AS SET FORTH IN THE EXPLANATORY NOTES. C.THE GRANT TO MR ELIMELECH OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 150 PER CENT. OF THE SERVICE FEE (NIS 2,550,000 (APPROX. USD 729,000)), AS SET FORTH IN THE EXPLANATORY NOTES. D.THE GRANT TO MR ELIMELECH OF A SHARE APPRECIATION RIGHT IN THE AMOUNT OF NIS 2,750,000 (APPROX. USD 786,000) VESTING AFTER THREE YEARS FROM THE DATE OF GRANT, WITH A MAXIMUM PAYOUT AMOUNT OF NIS 11,000,000 (APPROX. USD 3,144,000). SUBJECT TO THE APPROVAL OF THIS RESOLUTION BY THE COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, THE EFFECTIVE GRANT DATE OF THE SHARE APPRECIATION RIGHT SHALL BE 31 DECEMBER 2019 2 AS REQUIRED BY ISRAELI LAW AND IN Mgmt For For ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ELAD EVEN-CHEN, THE CHIEF FINANCIAL OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: A.TO APPROVE THE SERVICE CONTRACT FEE PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR OF NIS 1,700,000 (APPROX. USD 485,000), UNCHANGED FROM 2019. B.THE PAYMENT TO MR EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2020, WITH AN AGGREGATE VALUE OF UP TO 400 PER CENT. OF THE SERVICE FEE (NIS 6,800,000 (APPROX. USD 1,940,000)), AS SET FORTH IN THE EXPLANATORY NOTES. C.THE GRANT TO MR EVEN-CHEN OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 150 PER CENT. OF THE SERVICE FEE (NIS 2,550,000 (APPROX. USD 729,000)), AS SET FORTH IN THE EXPLANATORY NOTES. D.THE GRANT TO MR EVEN-CHEN OF A SHARE APPRECIATION RIGHT IN THE AMOUNT OF NIS 2,750,000 (APPROX. USD 786,000) VESTING AFTER THREE YEARS FROM THE DATE OF GRANT, WITH A MAXIMUM PAYOUT AMOUNT OF NIS 11,000,000 (APPROX. USD 3,144,000). SUBJECT TO THE APPROVAL OF THIS RESOLUTION BY THE COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, THE EFFECTIVE GRANT DATE OF THE SHARE APPRECIATION RIGHT SHALL BE 31 DECEMBER 2019 -------------------------------------------------------------------------------------------------------------------------- RAKUTEN,INC. Agenda Number: 712240821 -------------------------------------------------------------------------------------------------------------------------- Security: J64264104 Meeting Type: AGM Meeting Date: 27-Mar-2020 Ticker: ISIN: JP3967200001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Adopt Reduction of Mgmt For For Liability System for Non-Executive Directors and Corporate Auditors 2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against 2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against 2.3 Appoint a Director Charles B. Baxter Mgmt For For 2.4 Appoint a Director Kutaragi, Ken Mgmt For For 2.5 Appoint a Director Sarah J. M. Whitley Mgmt For For 2.6 Appoint a Director Mitachi, Takashi Mgmt For For 2.7 Appoint a Director Murai, Jun Mgmt For For 3.1 Appoint a Corporate Auditor Yamaguchi, Mgmt For For Katsuyuki 3.2 Appoint a Corporate Auditor Nishikawa, Mgmt Against Against Yoshiaki 4 Approve Issuance of Share Acquisition Mgmt For For Rights as Stock Options for Directors -------------------------------------------------------------------------------------------------------------------------- RECRUIT HOLDINGS CO.,LTD. Agenda Number: 712790206 -------------------------------------------------------------------------------------------------------------------------- Security: J6433A101 Meeting Type: AGM Meeting Date: 30-Jun-2020 Ticker: ISIN: JP3970300004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Minegishi, Masumi Mgmt Against Against 1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For 1.3 Appoint a Director Senaha, Ayano Mgmt For For 1.4 Appoint a Director Rony Kahan Mgmt For For 1.5 Appoint a Director Izumiya, Naoki Mgmt For For 1.6 Appoint a Director Totoki, Hiroki Mgmt For For 2.1 Appoint a Corporate Auditor Nagashima, Mgmt For For Yukiko 2.2 Appoint a Corporate Auditor Ogawa, Yoichiro Mgmt For For 2.3 Appoint a Corporate Auditor Natori, Katsuya Mgmt For For 2.4 Appoint a Substitute Corporate Auditor Mgmt For For Tanaka, Miho -------------------------------------------------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO LTD Agenda Number: 712181786 -------------------------------------------------------------------------------------------------------------------------- Security: Y74718100 Meeting Type: AGM Meeting Date: 18-Mar-2020 Ticker: ISIN: KR7005930003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For 2.1 ELECTION OF INSIDE DIRECTOR: HAN JONG HEE Mgmt For For 2.2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt For For 3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SAP SE Agenda Number: 935198350 -------------------------------------------------------------------------------------------------------------------------- Security: 803054204 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: SAP ISIN: US8030542042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Resolution on the appropriation of the Mgmt For retained earnings of fiscal year 2019 3. Resolution on the formal approval of the Mgmt For acts of the Executive Board in fiscal year 2019 4. Resolution on the formal approval of the Mgmt For acts of the Supervisory Board in fiscal year 2019 5. Appointment of the auditors of the annual Mgmt Against financial statements and group annual financial statements for fiscal year 2020 6A. Resolution on the creation of new Mgmt For Authorized Capital I for the issuance of shares against contributions in cash, with the option to exclude the shareholders' subscription rights (in respect of fractional shares only), and on the corresponding amendment of Section 4 (5) of the Articles of Incorporation 6B. Resolution on the creation of new Mgmt For Authorized Capital II for the issuance of shares against contributions in cash or in kind, with the option to exclude the shareholders' subscription rights, and on the corresponding amendment of Section 4 (6) of the Articles of Incorporation 7. Resolution on the approval of the Mgmt Against compensation system for the Executive Board members 8. Resolution on the confirmation of the Mgmt For compensation of the Supervisory Board members -------------------------------------------------------------------------------------------------------------------------- SBI HOLDINGS,INC. Agenda Number: 712773248 -------------------------------------------------------------------------------------------------------------------------- Security: J6991H100 Meeting Type: AGM Meeting Date: 26-Jun-2020 Ticker: ISIN: JP3436120004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against 1.2 Appoint a Director Kawashima, Katsuya Mgmt Against Against 1.3 Appoint a Director Nakagawa, Takashi Mgmt Against Against 1.4 Appoint a Director Takamura, Masato Mgmt Against Against 1.5 Appoint a Director Morita, Shumpei Mgmt Against Against 1.6 Appoint a Director Yamada, Masayuki Mgmt For For 1.7 Appoint a Director Kusakabe, Satoe Mgmt For For 1.8 Appoint a Director Yoshida, Masaki Mgmt For For 1.9 Appoint a Director Sato, Teruhide Mgmt For For 1.10 Appoint a Director Takenaka, Heizo Mgmt For For 1.11 Appoint a Director Suzuki, Yasuhiro Mgmt For For 1.12 Appoint a Director Ito, Hiroshi Mgmt For For 1.13 Appoint a Director Takeuchi, Kanae Mgmt For For 2 Appoint a Substitute Corporate Auditor Mgmt Against Against Wakatsuki, Tetsutaro -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 935138506 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G104 Meeting Type: Annual Meeting Date: 22-Apr-2020 Ticker: SBNY ISIN: US82669G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joseph J. DePaolo Mgmt For For 1B. Election of Director: Barney Frank Mgmt For For 1C. Election of Director: Scott A. Shay Mgmt For For 2. To ratify the appointment of KPMG LLP, an Mgmt Against Against independent registered public accounting firm, as the independent auditors for the year ending December 31, 2020. 3. Advisory vote on executive compensation. Mgmt For For 4. Approval of the Bank's share repurchase Mgmt For For plan. -------------------------------------------------------------------------------------------------------------------------- SILVERGATE CAPITAL CORPORATION Agenda Number: 935181886 -------------------------------------------------------------------------------------------------------------------------- Security: 82837P408 Meeting Type: Annual Meeting Date: 29-May-2020 Ticker: SI ISIN: US82837P4081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Karen F. Brassfield Mgmt For For Michel T. Lempres Mgmt For For Scott A. Reed Mgmt For For 2. The appointment of Crowe LLP as the Mgmt For For company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- SOFTBANK GROUP CORP. Agenda Number: 712759375 -------------------------------------------------------------------------------------------------------------------------- Security: J75963108 Meeting Type: AGM Meeting Date: 25-Jun-2020 Ticker: ISIN: JP3436100006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Son, Masayoshi Mgmt Against Against 2.2 Appoint a Director Ronald D. Fisher Mgmt For For 2.3 Appoint a Director Marcelo Claure Mgmt Against Against 2.4 Appoint a Director Sago, Katsunori Mgmt Against Against 2.5 Appoint a Director Rajeev Misra Mgmt Against Against 2.6 Appoint a Director Goto, Yoshimitsu Mgmt For For 2.7 Appoint a Director Miyauchi, Ken Mgmt For For 2.8 Appoint a Director Simon Segars Mgmt For For 2.9 Appoint a Director Yasir O. Al-Rumayyan Mgmt For For 2.10 Appoint a Director Iijima, Masami Mgmt For For 2.11 Appoint a Director Matsuo, Yutaka Mgmt For For 2.12 Appoint a Director Lip-Bu Tan Mgmt For For 2.13 Appoint a Director Kawamoto, Yuko Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SQUARE, INC. Agenda Number: 935197396 -------------------------------------------------------------------------------------------------------------------------- Security: 852234103 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: SQ ISIN: US8522341036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roelof Botha Mgmt For For Amy Brooks Mgmt For For James McKelvey Mgmt For For 2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2020. 4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For AT THE MEETING, TO PREPARE A REPORT ON EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935218683 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: TSM ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2019 Business Report and Mgmt For For Financial Statements 2) To revise the Procedures for Lending Funds Mgmt For For to Other Parties 3) DIRECTOR Yancey Hai Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD Agenda Number: 712379583 -------------------------------------------------------------------------------------------------------------------------- Security: G87572163 Meeting Type: AGM Meeting Date: 13-May-2020 Ticker: ISIN: KYG875721634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2020/0407/2020040701452.pdf, CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For DIRECTOR 3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt Against Against DIRECTOR 3.C TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR Mgmt For For 3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS' REMUNERATION 4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For BOARD OF DIRECTORS TO FIX THEIR REMUNERATION 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO ISSUE NEW SHARES 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES 7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED 8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: GS ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt Against Against 1B. Election of Director: Drew G. Faust Mgmt Against Against 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt Against Against 1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against 1F. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: David A. Viniar Mgmt For For 1K. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Mgmt Against Against Compensation (Say on Pay). 3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against as our Independent Registered Public Accounting Firm for 2020. 4. Shareholder Proposal Regarding Right to Act Shr For Against by Written Consent. 5. Shareholder Proposal Regarding Board Shr Against For Oversight of the "Statement on the Purpose of a Corporation". -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935113807 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 28-Jan-2020 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd A. Carney Mgmt For For 1B. Election of Director: Mary B. Cranston Mgmt For For 1C. Election of Director: Francisco Javier Mgmt For For Fernandez-Carbajal 1D. Election of Director: Alfred F. Kelly, Jr. Mgmt Against Against 1E. Election of Director: Ramon L. Laguarta Mgmt For For 1F. Election of Director: John F. Lundgren Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt Against Against 1H. Election of Director: Denise M. Morrison Mgmt For For 1I. Election of Director: Suzanne Nora Johnson Mgmt For For 1J. Election of Director: John A. C. Swainson Mgmt Against Against 1K. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of KPMG LLP Mgmt Against Against as our independent registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- VONTOBEL HOLDING AG Agenda Number: 712240299 -------------------------------------------------------------------------------------------------------------------------- Security: H92070210 Meeting Type: AGM Meeting Date: 30-Mar-2020 Ticker: ISIN: CH0012335540 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. 1 ANNUAL REPORT: ANNUAL FINANCIAL STATEMENTS Mgmt For For AND CONSOLIDATED FINANCIAL STATEMENTS 2019, REPORT OF THE STATUTORY AUDITORS 2 GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE EXECUTIVE BOARD FOR THE YEAR 2019 3 APPROPRIATION OF RETAINED EARNINGS Mgmt For For 4.1 RE-ELECTION OF HERBERT J. SCHEIDT AS A Mgmt For For MEMBER AND AS CHAIRMAN OF THE BOARD OF DIRECTORS 4.2 RE-ELECTION OF BRUNO BASLER AS A MEMBER OF Mgmt Against Against THE BOARD OF DIRECTORS AND AS A MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE 4.3 RE-ELECTION OF DR. MAJA BAUMANN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.4 RE-ELECTION OF DR. ELISABETH BOURQUI AS A Mgmt Against Against MEMBER OF THE BOARD OF DIRECTORS AND AS A MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE 4.5 RE-ELECTION OF DAVID COLE AS A MEMBER OF Mgmt Against Against THE BOARD OF DIRECTORS 4.6 RE-ELECTION OF STEFAN LOACKER AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 4.7 RE-ELECTION OF DR. FRANK SCHNEWLIN AS A Mgmt Against Against MEMBER OF THE BOARD OF DIRECTORS 4.8 RE-ELECTION OF CLARA C. STREIT AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS AND AS A MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE 4.9 RE-ELECTION OF BJOERN WETTERGREN AS A Mgmt For For MEMBER OF THE BOARD DIRECTORS AND AS A MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE 5 ELECTION OF THE INDEPENDENT PROXY: VISCHER Mgmt For For AG 6 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For AND YOUNG AG, ZURICH 7.1 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For REPORT 7.2 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt For For AMOUNT OF THE FIXED COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FORTHCOMING TERM OF OFFICE 7.3 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt For For AMOUNT OF THE FIXED COMPENSATION OF THE EXECUTIVE BOARD FOR THE PERIOD FROM JULY 1, 2020, TO JUNE 30, 2021 7.4 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt For For AMOUNT OF THE PERFORMANCE-RELATED COMPENSATION OF THE EXECUTIVE BOARD FOR THE PRIOR FINANCIAL YEAR 2019 THAT HAS ENDED 7.5 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt For For AMOUNT FOR THE PERFORMANCE SHARES OF THE EXECUTIVE BOARD PURSUANT TO ART. 31 PARA. 1 LET. E OF THE ARTICLES OF ASSOCIATION 7.6 CONSULTATIVE VOTE ON ADDITIONAL AMOUNT FOR Mgmt For For THE PERFORMANCE SHARES OF THE EXECUTIVE BOARD PURSUANT TO ART. 31 PARA. 1 LET. E OF THE ARTICLES OF ASSOCIATION CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE -------------------------------------------------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Agenda Number: 935205232 -------------------------------------------------------------------------------------------------------------------------- Security: 97717P104 Meeting Type: Annual Meeting Date: 18-Jun-2020 Ticker: WETF ISIN: US97717P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Frank Salerno Mgmt Against Against 1B. Election of Director: Jonathan Steinberg Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory vote on the compensation of the Mgmt Against Against Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- YAHOO JAPAN CORPORATION Agenda Number: 712172369 -------------------------------------------------------------------------------------------------------------------------- Security: J95402103 Meeting Type: EGM Meeting Date: 17-Mar-2020 Ticker: ISIN: JP3933800009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Stock-for-stock Exchange Agreement Mgmt For For 2 Amend Articles to: Increase the Board of Mgmt For For Directors Size to 10, Revise Directors with Title -------------------------------------------------------------------------------------------------------------------------- Z HOLDINGS CORPORATION Agenda Number: 712759399 -------------------------------------------------------------------------------------------------------------------------- Security: J9894K105 Meeting Type: AGM Meeting Date: 23-Jun-2020 Ticker: ISIN: JP3933800009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Kawabe, Kentaro 1.2 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Ozawa, Takao 1.3 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Oketani, Taku 1.4 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Son, Masayoshi 1.5 Appoint a Director who is not Audit and Mgmt Against Against Supervisory Committee Member Miyauchi, Ken 1.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Fujihara, Kazuhiko 2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member associated with Merger Idezawa, Takeshi 2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member associated with Merger Jungho Shin 2.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member associated with Merger Masuda, Jun 3.1 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member associated with Merger Hasumi, Maiko 3.2 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member associated with Merger Kunihiro, Tadashi 3.3 Appoint a Director who is Audit and Mgmt For For Supervisory Committee Member associated with Merger Hatoyama, Rehito 4 Appoint a Substitute Director who is Audit Mgmt For For and Supervisory Committee Member Tobita, Hiroshi * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Amplify ETF Trust By (Signature) /s/ Christian Magoon Name Christian Magoon Title President Date 08/26/2020