UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22492
NAME OF REGISTRANT: MainGate Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 6075 Poplar Ave., Suite 720
Memphis, TN 38119
NAME AND ADDRESS OF AGENT FOR SERVICE: Geoffrey Mavar
MainGate Trust
6075 Poplar Ave., Suite 720
Memphis, TN 38119
REGISTRANT'S TELEPHONE NUMBER: (901) 537-1866
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Chickasaw MLP Partners, LLC
--------------------------------------------------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION Agenda Number: 935422915
--------------------------------------------------------------------------------------------------------------------------
Security: 03676B102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: AM
ISIN: US03676B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael N. Kennedy Mgmt For For
Brooks J. Klimley Mgmt For For
John C. Mollenkopf Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 935360571
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Pamela L. Carter Mgmt For For
Marcel R. Coutu Mgmt For For
Susan M. Cunningham Mgmt For For
Gregory L. Ebel Mgmt For For
J. Herb England Mgmt For For
Gregory J. Goff Mgmt For For
V. Maureen K. Darkes Mgmt For For
Teresa S. Madden Mgmt For For
Al Monaco Mgmt For For
Stephen S. Poloz Mgmt For For
Dan C. Tutcher Mgmt For For
2 Appoint the auditors Appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
Enbridge and authorize the directors to set
their remuneration
3 Advisory vote on executive compensation Mgmt For For
Accept Enbridge's approach to executive
compensation, as disclosed in the
Management Information Circular
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935339057
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Croyle Mgmt For For
Stacy P. Methvin Mgmt For For
Barry R. Pearl Mgmt For For
2. Amendment of Long-Term Incentive Plan. Mgmt For For
3. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 935398417
--------------------------------------------------------------------------------------------------------------------------
Security: 726503105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PAA
ISIN: US7265031051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg L. Armstrong Mgmt For For
John T. Raymond Mgmt For For
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our named executive officer
compensation.
4. The approval of the Plains All American Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P. Agenda Number: 935398429
--------------------------------------------------------------------------------------------------------------------------
Security: 72651A207
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PAGP
ISIN: US72651A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg L. Armstrong Mgmt For For
John T. Raymond Mgmt For For
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our named executive officer
compensation.
4. The approval of the Plains All American Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 935388656
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Beth A.
Bowman
1.2 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Lindsey M.
Cooksen
1.3 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Robert B.
Evans
1.4 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Joe Bob
Perkins
1.5 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Ershel C.
Redd Jr.
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended December 31, 2020.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance to 450,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935366054
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Stephan Cretier Mgmt For For
Michael R. Culbert Mgmt For For
Susan C. Jones Mgmt For For
Randy Limbacher Mgmt For For
John E. Lowe Mgmt For For
David MacNaughton Mgmt For For
Francois L. Poirier Mgmt For For
Una Power Mgmt For For
Mary Pat Salomone Mgmt For For
Indira V. Samarasekera Mgmt For For
D. Michael G. Stewart Mgmt For For
Siim A. Vanaselja Mgmt For For
Thierry Vandal Mgmt For For
02 Resolution to appoint KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors and
authorize the directors to fix their
remuneration.
03 Resolution to accept TC Energy's approach Mgmt For For
to executive compensation, as described in
the Management information circular.
4 Resolution to approve amendments to TC Mgmt For For
Energy's By-law Number 1, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
MainGate MLP Fund
--------------------------------------------------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION Agenda Number: 935422915
--------------------------------------------------------------------------------------------------------------------------
Security: 03676B102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: AM
ISIN: US03676B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael N. Kennedy Mgmt For For
Brooks J. Klimley Mgmt For For
John C. Mollenkopf Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 935360571
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Pamela L. Carter Mgmt For For
Marcel R. Coutu Mgmt For For
Susan M. Cunningham Mgmt For For
Gregory L. Ebel Mgmt For For
J. Herb England Mgmt For For
Gregory J. Goff Mgmt For For
V. Maureen K. Darkes Mgmt For For
Teresa S. Madden Mgmt For For
Al Monaco Mgmt For For
Stephen S. Poloz Mgmt For For
Dan C. Tutcher Mgmt For For
2 Appoint the auditors Appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
Enbridge and authorize the directors to set
their remuneration
3 Advisory vote on executive compensation Mgmt For For
Accept Enbridge's approach to executive
compensation, as disclosed in the
Management Information Circular
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935365420
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring in 2022: Richard D. Kinder
1B. Election of Director for a one year term Mgmt For For
expiring in 2022: Steven J. Kean
1C. Election of Director for a one year term Mgmt For For
expiring in 2022: Kimberly A. Dang
1D. Election of Director for a one year term Mgmt For For
expiring in 2022: Ted A. Gardner
1E. Election of Director for a one year term Mgmt For For
expiring in 2022: Anthony W. Hall, Jr.
1F. Election of Director for a one year term Mgmt For For
expiring in 2022: Gary L. Hultquist
1G. Election of Director for a one year term Mgmt For For
expiring in 2022: Ronald L. Kuehn, Jr.
1H. Election of Director for a one year term Mgmt For For
expiring in 2022: Deborah A. Macdonald
1I. Election of Director for a one year term Mgmt For For
expiring in 2022: Michael C. Morgan
1J. Election of Director for a one year term Mgmt For For
expiring in 2022: Arthur C. Reichstetter
1K. Election of Director for a one year term Mgmt For For
expiring in 2022: C. Park Shaper
1L. Election of Director for a one year term Mgmt For For
expiring in 2022: William A. Smith
1M. Election of Director for a one year term Mgmt For For
expiring in 2022: Joel V. Staff
1N. Election of Director for a one year term Mgmt For For
expiring in 2022: Robert F. Vagt
1O. Election of Director for a one year term Mgmt For For
expiring in 2022: Perry M. Waughtal
2. Approval of the Kinder Morgan, Inc. 2021 Mgmt For For
Amended and Restated Stock Incentive Plan.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS,L.P. Agenda Number: 935339057
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Croyle Mgmt For For
Stacy P. Methvin Mgmt For For
Barry R. Pearl Mgmt For For
2. Amendment of Long-Term Incentive Plan. Mgmt For For
3. Advisory Resolution to Approve Executive Mgmt For For
Compensation.
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PLAINS ALL AMERICAN PIPELINE, L.P. Agenda Number: 935398417
--------------------------------------------------------------------------------------------------------------------------
Security: 726503105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PAA
ISIN: US7265031051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg L. Armstrong Mgmt For For
John T. Raymond Mgmt For For
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our named executive officer
compensation.
4. The approval of the Plains All American Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PLAINS GP HOLDINGS, L.P. Agenda Number: 935398429
--------------------------------------------------------------------------------------------------------------------------
Security: 72651A207
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PAGP
ISIN: US72651A2078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg L. Armstrong Mgmt For For
John T. Raymond Mgmt For For
Bobby S. Shackouls Mgmt For For
Christopher M. Temple Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. The approval, on a non-binding advisory Mgmt For For
basis, of our named executive officer
compensation.
4. The approval of the Plains All American Mgmt For For
2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TARGA RESOURCES CORP. Agenda Number: 935388656
--------------------------------------------------------------------------------------------------------------------------
Security: 87612G101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TRGP
ISIN: US87612G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Beth A.
Bowman
1.2 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Lindsey M.
Cooksen
1.3 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Robert B.
Evans
1.4 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Joe Bob
Perkins
1.5 Election of Class II Director to serve Mgmt For For
until the 2024 annual meeting: Ershel C.
Redd Jr.
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditors for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended December 31, 2020.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance to 450,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935366054
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Stephan Cretier Mgmt For For
Michael R. Culbert Mgmt For For
Susan C. Jones Mgmt For For
Randy Limbacher Mgmt For For
John E. Lowe Mgmt For For
David MacNaughton Mgmt For For
Francois L. Poirier Mgmt For For
Una Power Mgmt For For
Mary Pat Salomone Mgmt For For
Indira V. Samarasekera Mgmt For For
D. Michael G. Stewart Mgmt For For
Siim A. Vanaselja Mgmt For For
Thierry Vandal Mgmt For For
02 Resolution to appoint KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors and
authorize the directors to fix their
remuneration.
03 Resolution to accept TC Energy's approach Mgmt For For
to executive compensation, as described in
the Management information circular.
4 Resolution to approve amendments to TC Mgmt For For
Energy's By-law Number 1, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935351572
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Armstrong Mgmt For For
1B. Election of Director: Stephen W. Bergstrom Mgmt For For
1C. Election of Director: Nancy K. Buese Mgmt For For
1D. Election of Director: Stephen I. Chazen Mgmt For For
1E. Election of Director: Charles I. Cogut Mgmt For For
1F. Election of Director: Michael A. Creel Mgmt For For
1G. Election of Director: Stacey H. Dore Mgmt For For
1H. Election of Director: Vicki L. Fuller Mgmt For For
1I. Election of Director: Peter A. Ragauss Mgmt For For
1J. Election of Director: Rose M. Robeson Mgmt For For
1K. Election of Director: Scott D. Sheffield Mgmt For For
1L. Election of Director: Murray D. Smith Mgmt For For
1M. Election of Director: William H. Spence Mgmt For For
2. Approval, by nonbinding advisory vote, of Mgmt For For
the Company's executive compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
independent auditors for 2021.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) MainGate Trust
By (Signature) /s/ Matthew G Mead
Name Matthew G Mead
Title President
Date 08/09/2021