UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                              WASHINGTON, D.C. 20549

                                   FORM N-PX

    ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
                                     COMPANY

 INVESTMENT COMPANY ACT FILE NUMBER:     811-10401

 NAME OF REGISTRANT:                     Trust for Professional Managers



 ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
                                         Milwaukee, WI 53202

 NAME AND ADDRESS OF AGENT FOR SERVICE:  Jay Fitton
                                         615 East Michigan Street
                                         Milwaukee, WI 53202

 REGISTRANT'S TELEPHONE NUMBER:          513-629-8104

 DATE OF FISCAL YEAR END:                12/31

 DATE OF REPORTING PERIOD:               07/01/2020 - 06/30/2021





                                                                                                  

Marketfield Fund
--------------------------------------------------------------------------------------------------------------------------
 BARRICK GOLD CORPORATION                                                                    Agenda Number:  935373148
--------------------------------------------------------------------------------------------------------------------------
        Security:  067901108
    Meeting Type:  Annual and Special
    Meeting Date:  04-May-2021
          Ticker:  GOLD
            ISIN:  CA0679011084
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1      DIRECTOR
       D. M. Bristow                                             Mgmt          For                            For
       G. A. Cisneros                                            Mgmt          For                            For
       C. L. Coleman                                             Mgmt          For                            For
       J. M. Evans                                               Mgmt          For                            For
       B. L. Greenspun                                           Mgmt          For                            For
       J. B. Harvey                                              Mgmt          For                            For
       A. N. Kabagambe                                           Mgmt          For                            For
       A. J. Quinn                                               Mgmt          For                            For
       M. L. Silva                                               Mgmt          For                            For
       J. L. Thornton                                            Mgmt          For                            For

2      Resolution approving the appointment of                   Mgmt          For                            For
       PricewaterhouseCoopers LLP as the auditor
       of Barrick and authorizing the directors to
       fix its remuneration

3      Advisory resolution on approach to                        Mgmt          For                            For
       executive compensation

4      Special resolution approving the capital                  Mgmt          For                            For
       reduction in order to enable the Return of
       Capital




--------------------------------------------------------------------------------------------------------------------------
 CATERPILLAR INC.                                                                            Agenda Number:  935415617
--------------------------------------------------------------------------------------------------------------------------
        Security:  149123101
    Meeting Type:  Annual
    Meeting Date:  09-Jun-2021
          Ticker:  CAT
            ISIN:  US1491231015
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Kelly A. Ayotte                     Mgmt          For                            For

1B.    Election of Director: David L. Calhoun                    Mgmt          For                            For

1C.    Election of Director: Daniel M. Dickinson                 Mgmt          For                            For

1D.    Election of Director: Gerald Johnson                      Mgmt          For                            For

1E.    Election of Director: David W. MacLennan                  Mgmt          For                            For

1F.    Election of Director: Debra L. Reed-Klages                Mgmt          For                            For

1G.    Election of Director: Edward B. Rust, Jr.                 Mgmt          For                            For

1H.    Election of Director: Susan C. Schwab                     Mgmt          For                            For

1I.    Election of Director: D. James Umpleby III                Mgmt          For                            For

1J.    Election of Director: Miles D. White                      Mgmt          For                            For

1K.    Election of Director: Rayford Wilkins, Jr.                Mgmt          For                            For

2.     Ratification of our Independent Registered                Mgmt          For                            For
       Public Accounting Firm.

3.     Advisory Vote to Approve Executive                        Mgmt          For                            For
       Compensation.

4.     Shareholder Proposal - Report on Climate                  Shr           For                            Against
       Policy.

5.     Shareholder Proposal - Report on Diversity                Shr           For                            Against
       and Inclusion.

6.     Shareholder Proposal - Transition to a                    Shr           For                            Against
       Public Benefit Corporation.

7.     Shareholder Proposal - Shareholder Action                 Shr           For                            Against
       by Written Consent.




--------------------------------------------------------------------------------------------------------------------------
 CIENA CORPORATION                                                                           Agenda Number:  935335352
--------------------------------------------------------------------------------------------------------------------------
        Security:  171779309
    Meeting Type:  Annual
    Meeting Date:  01-Apr-2021
          Ticker:  CIEN
            ISIN:  US1717793095
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Class III Director: Hassan M.                 Mgmt          For                            For
       Ahmed, Ph.D.

1B.    Election of Class III Director: Bruce L.                  Mgmt          For                            For
       Claflin

1C.    Election of Class III Director: T. Michael                Mgmt          For                            For
       Nevens

1D.    Election of Class III Director: Patrick T.                Mgmt          For                            For
       Gallagher

2.     Approval of the amendment and restatement                 Mgmt          For                            For
       of our Employee Stock Purchase Plan to (a)
       extend the term thereof to April 1, 2031,
       (b) increase the number of shares available
       for issuance thereunder by 8.7 million
       shares, (c) eliminate the evergreen
       mechanism thereunder, and (d) make such
       other changes described in the proxy
       materials.

3.     Ratification of the appointment of                        Mgmt          For                            For
       PricewaterhouseCoopers LLP as our
       independent registered public accounting
       firm for fiscal 2021.

4.     Advisory vote on our named executive                      Mgmt          For                            For
       officer compensation, as described in the
       proxy materials.




--------------------------------------------------------------------------------------------------------------------------
 COMPANIA DE MINAS BUENAVENTURA S.A.A                                                        Agenda Number:  935245806
--------------------------------------------------------------------------------------------------------------------------
        Security:  204448104
    Meeting Type:  Annual
    Meeting Date:  15-Jul-2020
          Ticker:  BVN
            ISIN:  US2044481040
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Approval of the 2019 Annual Report.                       Mgmt          For

2.     Approval of the Financial Statements for                  Mgmt          For
       the year ended on December 31, 2019.

3.     Compensation for the Board of Directors -                 Mgmt          For
       2019.

4.     Amendment to the Bylaws.                                  Mgmt          For

5.     Amendment to the Policy on Compensation for               Mgmt          For
       the Board of Directors.

6.     Appointment of Independent Auditors for                   Mgmt          For
       Year 2020.

7.1    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: Roque
       Benavides

7.2    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: Felipe
       Ortiz de Zevallos

7.3    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: Nicole
       Bernex

7.4    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: William
       Champion

7.5    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: Diego de
       La Torre

7.6    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: Jose
       Miguel Morales

7.7    Appointment of the member of the Board of                 Mgmt          For
       Directors for the 2020-2022 term: Marco
       Antonio Zaldivar

--------------------------------------------------------------------------------------------------------------------------
 COMPANIA DE MINAS BUENAVENTURA S.A.A                                                        Agenda Number:  935324169
--------------------------------------------------------------------------------------------------------------------------
        Security:  204448104
    Meeting Type:  Annual
    Meeting Date:  29-Jan-2021
          Ticker:  BVN
            ISIN:  US2044481040
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Approval of "Syndicated Guarantee Letter of               Mgmt          For                            For
       Payment" Transaction and Granting of
       Guarantees.




--------------------------------------------------------------------------------------------------------------------------
 COMPANIA DE MINAS BUENAVENTURA S.A.A                                                        Agenda Number:  935349072
--------------------------------------------------------------------------------------------------------------------------
        Security:  204448104
    Meeting Type:  Annual
    Meeting Date:  30-Mar-2021
          Ticker:  BVN
            ISIN:  US2044481040
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Approval of the 2020 Annual Report.                       Mgmt          For

2.     Approval of the Financial Statements for                  Mgmt          For
       the year ended on December 31, 2020.

3.     Compensation for the Board of Directors -                 Mgmt          For
       2020.

4.     Amendment to the Policy on Compensation for               Mgmt          For
       the Board of Directors.

5.     Appointment of Independent Auditors for                   Mgmt          For
       Year 2021.




--------------------------------------------------------------------------------------------------------------------------
 COMPANIA DE MINAS BUENAVENTURA S.A.A                                                        Agenda Number:  935434554
--------------------------------------------------------------------------------------------------------------------------
        Security:  204448104
    Meeting Type:  Annual
    Meeting Date:  21-May-2021
          Ticker:  BVN
            ISIN:  US2044481040
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Issuance of negotiable obligations in an                  Mgmt          For
       aggregate amount of up to US$550,000,000
       (Five hundred and fifty million United
       States Dollars) and delegation of authority
       in favor of the Company's board of
       directors for it to adopt any agreements as
       may be necessary or convenient in order to
       determine the terms, conditions,
       characteristics and timing of the Company's
       program governing such negotiable
       obligations.




--------------------------------------------------------------------------------------------------------------------------
 CONTINENTAL AG                                                                              Agenda Number:  712789342
--------------------------------------------------------------------------------------------------------------------------
        Security:  D16212140
    Meeting Type:  AGM
    Meeting Date:  14-Jul-2020
          Ticker:
            ISIN:  DE0005439004
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE                  Non-Voting
       ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
       ONLY. IF YOU WISH TO SEE THE AGENDA IN
       GERMAN, THIS WILL BE MADE AVAILABLE AS A
       LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
       THE TOP OF THE BALLOT. THE GERMAN AGENDAS
       FOR ANY EXISTING OR PAST MEETINGS WILL
       REMAIN IN PLACE. FOR FURTHER INFORMATION,
       PLEASE CONTACT YOUR CLIENT SERVICE
       REPRESENTATIVE

CMMT   ACCORDING TO GERMAN LAW, IN CASE OF                       Non-Voting
       SPECIFIC CONFLICTS OF INTEREST IN
       CONNECTION WITH SPECIFIC ITEMS OF THE
       AGENDA FOR THE GENERAL MEETING YOU ARE NOT
       ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
       FURTHER, YOUR VOTING RIGHT MIGHT BE
       EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
       HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
       NOT COMPLIED WITH ANY OF YOUR MANDATORY
       VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
       GERMAN SECURITIES TRADING ACT (WPHG). FOR
       QUESTIONS IN THIS REGARD PLEASE CONTACT
       YOUR CLIENT SERVICE REPRESENTATIVE FOR
       CLARIFICATION. IF YOU DO NOT HAVE ANY
       INDICATION REGARDING SUCH CONFLICT OF
       INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
       PLEASE SUBMIT YOUR VOTE AS USUAL

CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE                   Non-Voting
       FOUND DIRECTLY ON THE ISSUER'S WEBSITE
       (PLEASE REFER TO THE MATERIAL URL SECTION
       OF THE APPLICATION). IF YOU WISH TO ACT ON
       THESE ITEMS, YOU WILL NEED TO REQUEST A
       MEETING ATTEND AND VOTE YOUR SHARES
       DIRECTLY AT THE COMPANY'S MEETING. COUNTER
       PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
       ON PROXYEDGE

1      RECEIVE FINANCIAL STATEMENTS AND STATUTORY                Non-Voting
       REPORTS FOR FISCAL 2019

2      APPROVE ALLOCATION OF INCOME AND DIVIDENDS                Mgmt          For                            For
       OF EUR 3.00 PER SHARE

3.1    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER ELMAR DEGENHART FOR FISCAL 2019

3.2    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER HANS JUERGEN DUENSING FOR FISCAL
       2019

3.3    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER FRANK JOURDAN FOR FISCAL 2019

3.4    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER CHRISTIAN KOETZ FOR FISCAL 2019

3.5    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER HELMUT MATSCHI FOR FISCAL 2019

3.6    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER ARIANE REINHART FOR FISCAL 2019

3.7    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER WOLFGANG SCHAEFER FOR FISCAL 2019

3.8    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER NIKOLAI SETZER FOR FISCAL 2019

4.1    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER WOLFGANG REITZLE FOR FISCAL 2019

4.2    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER HASAN ALLAK FOR FISCAL 2019

4.3    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER CHRISTIANE BENNER FOR FISCAL 2019

4.4    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER GUNTER DUNKEL FOR FISCAL 2019

4.5    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER FRANCESCO GRIOLI FOR FISCAL 2019

4.6    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER PETER GUTZMER FOR FISCAL 2019

4.7    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MICHAEL IGLHAUT FOR FISCAL 2019

4.8    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER SATISH KHATU FOR FISCAL 2019

4.9    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ISABEL KNAUF FOR FISCAL 2019

4.10   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER KLAUS MANGOLD FOR FISCAL 2019

4.11   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER SABINE NEUSS FOR FISCAL 2019

4.12   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ROLF NONNENMACHER FOR FISCAL 2019

4.13   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER DIRK NORDMANN FOR FISCAL 2019

4.14   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER LORENZ PFAU FOR FISCAL 2019

4.15   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER KLAUS ROSENFELD FOR FISCAL 2019

4.16   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER GEORG SCHAEFFLER FOR FISCAL 2019

4.17   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MARIA ELISABETH SCHAEFFLER-THUMANN
       FOR FISCAL 2019

4.18   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER JOERG SCHOENFELDER FOR FISCAL 2019

4.19   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER STEFAN SCHOLZ FOR FISCAL 2019

4.20   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER GUDRUN VALTEN FOR FISCAL 2019

4.21   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER KIRSTEN VOERKEL FOR FISCAL 2019

4.22   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ELKE VOLKMANN FOR FISCAL 2019

4.23   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ERWIN WOERLE FOR FISCAL 2019

4.24   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER SIEGFRIED WOLF FOR FISCAL 2019

5      RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020                Mgmt          For                            For

6      APPROVE REMUNERATION POLICY                               Mgmt          For                            For

7      APPROVE REMUNERATION OF SUPERVISORY BOARD                 Mgmt          For                            For




--------------------------------------------------------------------------------------------------------------------------
 CONTINENTAL AG                                                                              Agenda Number:  713721543
--------------------------------------------------------------------------------------------------------------------------
        Security:  D16212140
    Meeting Type:  AGM
    Meeting Date:  29-Apr-2021
          Ticker:
            ISIN:  DE0005439004
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE                  Non-Voting
       REQUIRED TO VOTE AT THIS MEETING. IF NO
       SHAREHOLDER DETAILS ARE PROVIDED, YOUR
       INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
       BEING REJECTED. THANK YOU

CMMT   ACCORDING TO GERMAN LAW, IN CASE OF                       Non-Voting
       SPECIFIC CONFLICTS OF INTEREST IN
       CONNECTION WITH SPECIFIC ITEMS OF THE
       AGENDA FOR THE GENERAL MEETING YOU ARE NOT
       ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
       FURTHER, YOUR VOTING RIGHT MIGHT BE
       EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
       HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
       NOT COMPLIED WITH ANY OF YOUR MANDATORY
       VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
       GERMAN SECURITIES TRADING ACT (WPHG). FOR
       QUESTIONS IN THIS REGARD PLEASE CONTACT
       YOUR CLIENT SERVICE REPRESENTATIVE FOR
       CLARIFICATION. IF YOU DO NOT HAVE ANY
       INDICATION REGARDING SUCH CONFLICT OF
       INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
       PLEASE SUBMIT YOUR VOTE AS USUAL.

CMMT   INFORMATION ON COUNTER PROPOSALS CAN BE                   Non-Voting
       FOUND DIRECTLY ON THE ISSUER'S WEBSITE
       (PLEASE REFER TO THE MATERIAL URL SECTION
       OF THE APPLICATION). IF YOU WISH TO ACT ON
       THESE ITEMS, YOU WILL NEED TO REQUEST A
       MEETING ATTEND AND VOTE YOUR SHARES
       DIRECTLY AT THE COMPANY'S MEETING. COUNTER
       PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
       ON PROXYEDGE.

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE                  Non-Voting
       ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
       ONLY. IF YOU WISH TO SEE THE AGENDA IN
       GERMAN, THIS WILL BE MADE AVAILABLE AS A
       LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
       THE TOP OF THE BALLOT. THE GERMAN AGENDAS
       FOR ANY EXISTING OR PAST MEETINGS WILL
       REMAIN IN PLACE. FOR FURTHER INFORMATION,
       PLEASE CONTACT YOUR CLIENT SERVICE
       REPRESENTATIVE.

1      RECEIVE FINANCIAL STATEMENTS AND STATUTORY                Non-Voting
       REPORTS FOR FISCAL YEAR 2020

2      APPROVE ALLOCATION OF INCOME AND OMISSION                 Mgmt          For                            For
       OF DIVIDENDS

3.1    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER NIKOLAI SETZER FOR FISCAL YEAR 2020

3.2    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER ELMAR DEGENHART FOR FISCAL YEAR 2020

3.3    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER HANS-JUERGEN DUENSING FOR FISCAL
       YEAR 2020

3.4    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER FRANK JOURDAN FOR FISCAL YEAR 2020

3.5    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER CHRISTIAN KOETZ FOR FISCAL YEAR 2020

3.6    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER HELMUT MATSCHI FOR FISCAL YEAR 2020

3.7    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER ARIANE REINHART FOR FISCAL YEAR 2020

3.8    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER WOLFGANG SCHAEFER FOR FISCAL YEAR
       2020

3.9    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER ANDREAS WOLF FOR FISCAL YEAR 2020

4.1    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER WOLFGANG REITZLE FOR FISCAL YEAR
       2020

4.2    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER HASAN ALLAK FOR FISCAL YEAR 2020

4.3    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER CHRISTIANE BENNER FOR FISCAL YEAR
       2020

4.4    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER GUNTER DUNKEL FOR FISCAL YEAR 2020

4.5    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER FRANCESCO GRIOLI FOR FISCAL YEAR
       2020

4.6    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MICHAEL IGLHAUT FOR FISCAL YEAR 2020

4.7    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER SATISH KHATU FOR FISCAL YEAR 2020

4.8    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ISABEL KNAUF FOR FISCAL YEAR 2020

4.9    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER SABINE NEUSS FOR FISCAL YEAR 2020

4.10   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ROLF NONNENMACHER FOR FISCAL YEAR
       2020

4.11   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER DIRK NORDMANN FOR FISCAL YEAR 2020

4.12   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER LORENZ PFAU FOR FISCAL YEAR 2020

4.13   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER KLAUS ROSENFELD FOR FISCAL YEAR 2020

4.14   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER GEORG SCHAEFFLER FOR FISCAL YEAR
       2020

4.15   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MARIA-ELISABETH SCHAEFFLER-THUMANN
       FOR FISCAL YEAR 2020

4.16   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER JOERG SCHOENFELDER FOR FISCAL YEAR
       2020

4.17   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER STEFAN SCHOLZ FOR FISCAL YEAR 2020

4.18   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER KIRSTEN VOERKELFOR FISCAL YEAR 2020

4.19   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ELKE VOLKMANN FOR FISCAL YEAR 2020

4.20   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER SIEGFRIED WOLF FOR FISCAL YEAR 2020

5      RATIFY PRICEWATERHOUSECOOPERS GMBH AS                     Mgmt          For                            For
       AUDITORS FOR FISCAL YEAR 2021

6      AMEND ARTICLES OF ASSOCIATION                             Mgmt          For                            For

7      APPROVE SPIN-OFF AND TAKEOVER AGREEMENT                   Mgmt          For                            For
       WITH VITESCO TECHNOLOGIES GROUP
       AKTIENGESELLSCHAFT

CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE                   Non-Voting
       THAT IF YOU ARE CLASSIFIED AS AN
       INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
       RIGHTS DIRECTIVE II, YOU SHOULD BE
       PROVIDING THE UNDERLYING SHAREHOLDER
       INFORMATION AT THE VOTE INSTRUCTION LEVEL.
       IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
       LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
       PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
       CLIENT SERVICE REPRESENTATIVE FOR
       ASSISTANCE




--------------------------------------------------------------------------------------------------------------------------
 COSTCO WHOLESALE CORPORATION                                                                Agenda Number:  935312796
--------------------------------------------------------------------------------------------------------------------------
        Security:  22160K105
    Meeting Type:  Annual
    Meeting Date:  21-Jan-2021
          Ticker:  COST
            ISIN:  US22160K1051
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     DIRECTOR
       Susan L. Decker                                           Mgmt          For                            For
       Kenneth D. Denman                                         Mgmt          For                            For
       Richard A. Galanti                                        Mgmt          For                            For
       W. Craig Jelinek                                          Mgmt          For                            For
       Sally Jewell                                              Mgmt          For                            For
       Charles T. Munger                                         Mgmt          For                            For
       Jeffrey S. Raikes                                         Mgmt          For                            For

2.     Ratification of selection of independent                  Mgmt          For                            For
       auditors.

3.     Approval, on an advisory basis, of                        Mgmt          For                            For
       executive compensation.




--------------------------------------------------------------------------------------------------------------------------
 CUMMINS INC.                                                                                Agenda Number:  935361662
--------------------------------------------------------------------------------------------------------------------------
        Security:  231021106
    Meeting Type:  Annual
    Meeting Date:  11-May-2021
          Ticker:  CMI
            ISIN:  US2310211063
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1)     Election of Director: N. Thomas Linebarger                Mgmt          For                            For

2)     Election of Director: Robert J. Bernhard                  Mgmt          For                            For

3)     Election of Director: Dr. Franklin R. Chang               Mgmt          For                            For
       Diaz

4)     Election of Director: Bruno V. Di Leo Allen               Mgmt          For                            For

5)     Election of Director: Stephen B. Dobbs                    Mgmt          For                            For

6)     Election of Director: Carla A. Harris                     Mgmt          For                            For

7)     Election of Director: Robert K. Herdman                   Mgmt          For                            For

8)     Election of Director: Alexis M. Herman                    Mgmt          For                            For

9)     Election of Director: Thomas J. Lynch                     Mgmt          For                            For

10)    Election of Director: William I. Miller                   Mgmt          For                            For

11)    Election of Director: Georgia R. Nelson                   Mgmt          For                            For

12)    Election of Director: Kimberly A. Nelson                  Mgmt          For                            For

13)    Election of Director: Karen H. Quintos                    Mgmt          For                            For

14)    Advisory vote to approve the compensation                 Mgmt          For                            For
       of our named executive officers as
       disclosed in the proxy statement.

15)    Proposal to ratify the appointment of                     Mgmt          For                            For
       PricewaterhouseCoopers LLP as our auditors
       for 2021.

16)    The shareholder proposal regarding                        Shr           For                            Against
       professional services allowance for our
       named executive officers.




--------------------------------------------------------------------------------------------------------------------------
 D.R. HORTON, INC.                                                                           Agenda Number:  935320870
--------------------------------------------------------------------------------------------------------------------------
        Security:  23331A109
    Meeting Type:  Annual
    Meeting Date:  20-Jan-2021
          Ticker:  DHI
            ISIN:  US23331A1097
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of director: Donald R. Horton                    Mgmt          For                            For

1B.    Election of director: Barbara K. Allen                    Mgmt          For                            For

1C.    Election of director: Brad S. Anderson                    Mgmt          For                            For

1D.    Election of director: Michael R. Buchanan                 Mgmt          For                            For

1E.    Election of director: Michael W. Hewatt                   Mgmt          For                            For

1F.    Election of director: Maribess L. Miller                  Mgmt          For                            For

2.     Approval of the advisory resolution on                    Mgmt          For                            For
       executive compensation.

3.     Ratify the appointment of Ernst & Young LLP               Mgmt          For                            For
       as our independent registered public
       accounting firm.




--------------------------------------------------------------------------------------------------------------------------
 DALATA HOTEL GROUP PLC                                                                      Agenda Number:  713495908
--------------------------------------------------------------------------------------------------------------------------
        Security:  G2630L100
    Meeting Type:  EGM
    Meeting Date:  29-Jan-2021
          Ticker:
            ISIN:  IE00BJMZDW83
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE                  Non-Voting
       REQUIRED TO VOTE AT THIS MEETING. IF NO
       SHAREHOLDER DETAILS ARE PROVIDED, YOUR
       INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
       BEING REJECTED. THANK YOU

1      APPROVAL FOR COMPANY TO GIVE CONSENT TO                   Mgmt          For                            For
       MIGRATION OF THE MIGRATING SHARES TO
       EUROCLEAR BANK'S CENTRAL SECURITIES
       DEPOSITORY

2      APPROVAL TO THE PROPOSED CHANGES ASSOCIATED               Mgmt          For                            For
       WITH MIGRATION IN THE COMPANY'S ARTICLES OF
       ASSOCIATION

3      APPROVAL FOR THE COMPANY TO TAKE ALL OTHER                Mgmt          For                            For
       ACTIONS TO IMPLEMENT MIGRATION INCLUDING
       THE APPOINTMENT OF ATTORNEYS OR AGENTS




--------------------------------------------------------------------------------------------------------------------------
 DALATA HOTEL GROUP PLC                                                                      Agenda Number:  713755936
--------------------------------------------------------------------------------------------------------------------------
        Security:  G2630L100
    Meeting Type:  AGM
    Meeting Date:  29-Apr-2021
          Ticker:
            ISIN:  IE00BJMZDW83
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE                  Non-Voting
       REQUIRED TO VOTE AT THIS MEETING. IF NO
       SHAREHOLDER DETAILS ARE PROVIDED, YOUR
       INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
       BEING REJECTED. THANK YOU

1      TO RECEIVE AND CONSIDER THE ANNUAL REPORT                 Mgmt          For                            For
       AND FINANCIAL STATEMENTS OF THE COMPANY FOR
       THE YEAR ENDED 31 DECEMBER 2020 TOGETHER
       WITH THE DIRECTORS AND AUDITORS REPORTS AND
       A REVIEW OF THE AFFAIRS OF THE COMPANY

2      TO RECEIVE AND CONSIDER THE DIRECTORS'                    Mgmt          For                            For
       REPORT ON REMUNERATION FOR THE YEAR ENDED
       31 DECEMBER 2020

3.A    TO RE-APPOINT THE FOLLOWING DIRECTOR: JOHN                Mgmt          For                            For
       HENNESSY

3.B    TO RE-APPOINT THE FOLLOWING DIRECTOR:                     Mgmt          For                            For
       PATRICK MCCANN

3.C    TO RE-APPOINT THE FOLLOWING DIRECTOR:                     Mgmt          For                            For
       STEPHEN MCNALLY

3.D    TO RE-APPOINT THE FOLLOWING DIRECTOR:                     Mgmt          For                            For
       DERMOT CROWLEY

3.E    TO RE-APPOINT THE FOLLOWING DIRECTOR:                     Mgmt          For                            For
       ROBERT DIX

3.F    TO RE-APPOINT THE FOLLOWING DIRECTOR: ALF                 Mgmt          For                            For
       SMIDDY

3.G    TO RE-APPOINT THE FOLLOWING DIRECTOR:                     Mgmt          For                            For
       MARGARET SWEENEY

3.H    TO RE-APPOINT THE FOLLOWING DIRECTOR:                     Mgmt          For                            For
       ELIZABETH MCMEIKAN

3.I    TO RE-APPOINT THE FOLLOWING DIRECTOR: SHANE               Mgmt          For                            For
       CASSERLY

4      TO AUTHORISE THE DIRECTORS TO DETERMINE THE               Mgmt          For                            For
       REMUNERATION OF THE AUDITORS

5      AUTHORITY TO ALLOT RELEVANT SECURITIES UP                 Mgmt          For                            For
       TO CUSTOMARY LIMITS

6      DISAPPLICATION OF STATUTORY PRE-EMPTION                   Mgmt          For                            For
       RIGHTS IN SPECIFIED CIRCUMSTANCES

7      DISAPPLICATION OF STATUTORY PRE-EMPTION                   Mgmt          For                            For
       RIGHTS IN ADDITIONAL CIRCUMSTANCES FOR
       FINANCING AN ACQUISITION OR CAPITAL
       INVESTMENT BY THE COMPANY

8      AUTHORISATION OF MARKET PURCHASES OF THE                  Mgmt          For                            For
       COMPANY'S SHARES

9      AUTHORISATION FOR THE RE-ALLOTMENT OF                     Mgmt          For                            For
       TREASURY SHARES

10     TO AUTHORISE THE DIRECTORS TO HOLD CERTAIN                Mgmt          For                            For
       GENERAL MEETINGS ON 14 DAYS NOTICE

CMMT   2 APR 2021: INTERMEDIARY CLIENTS ONLY -                   Non-Voting
       PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
       AN INTERMEDIARY CLIENT UNDER THE
       SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
       BE PROVIDING THE UNDERLYING SHAREHOLDER
       INFORMATION AT THE VOTE INSTRUCTION LEVEL.
       IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
       LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
       PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
       CLIENT SERVICE REPRESENTATIVE FOR
       ASSISTANCE

CMMT   2 APR 2021: PLEASE NOTE THAT THIS IS A                    Non-Voting
       REVISION DUE TO ADDITIONAL OF COMMENT. IF
       YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
       DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
       AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
       YOU.




--------------------------------------------------------------------------------------------------------------------------
 DEERE & COMPANY                                                                             Agenda Number:  935323143
--------------------------------------------------------------------------------------------------------------------------
        Security:  244199105
    Meeting Type:  Annual
    Meeting Date:  24-Feb-2021
          Ticker:  DE
            ISIN:  US2441991054
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Tamra A. Erwin                      Mgmt          For                            For

1B.    Election of Director: Alan C. Heuberger                   Mgmt          For                            For

1C.    Election of Director: Charles O. Holliday,                Mgmt          For                            For
       Jr.

1D.    Election of Director: Dipak C. Jain                       Mgmt          For                            For

1E.    Election of Director: Michael O. Johanns                  Mgmt          For                            For

1F.    Election of Director: Clayton M. Jones                    Mgmt          For                            For

1G.    Election of Director: John C. May                         Mgmt          For                            For

1H.    Election of Director: Gregory R. Page                     Mgmt          For                            For

1I.    Election of Director: Sherry M. Smith                     Mgmt          For                            For

1J.    Election of Director: Dmitri L. Stockton                  Mgmt          For                            For

1K.    Election of Director: Sheila G. Talton                    Mgmt          For                            For

2.     Advisory vote on executive compensation.                  Mgmt          For                            For

3.     Ratification of the appointment of Deloitte               Mgmt          For                            For
       & Touche LLP as Deere's independent
       registered public accounting firm for
       fiscal 2021.




--------------------------------------------------------------------------------------------------------------------------
 DEVON ENERGY CORPORATION                                                                    Agenda Number:  935311302
--------------------------------------------------------------------------------------------------------------------------
        Security:  25179M103
    Meeting Type:  Special
    Meeting Date:  30-Dec-2020
          Ticker:  DVN
            ISIN:  US25179M1036
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Approve the issuance of shares of Devon                   Mgmt          For                            For
       Energy Corporation common stock to WPX
       Energy Inc. stockholders in connection with
       the merger, as contemplated by the Merger
       Agreement (the "Stock Issuance Proposal").

2.     Approve the adjournment of the Devon Energy               Mgmt          For                            For
       Corporation special meeting, if necessary
       or appropriate, for the purpose of
       soliciting additional votes for the
       approval of the Stock Issuance Proposal.




--------------------------------------------------------------------------------------------------------------------------
 DEVON ENERGY CORPORATION                                                                    Agenda Number:  935408446
--------------------------------------------------------------------------------------------------------------------------
        Security:  25179M103
    Meeting Type:  Annual
    Meeting Date:  09-Jun-2021
          Ticker:  DVN
            ISIN:  US25179M1036
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     DIRECTOR
       Barbara M. Baumann                                        Mgmt          For                            For
       John E. Bethancourt                                       Mgmt          For                            For
       Ann G. Fox                                                Mgmt          For                            For
       David A. Hager                                            Mgmt          For                            For
       Kelt Kindick                                              Mgmt          For                            For
       John Krenicki Jr.                                         Mgmt          For                            For
       Karl F. Kurz                                              Mgmt          For                            For
       Robert A. Mosbacher Jr.                                   Mgmt          For                            For
       Richard E. Muncrief                                       Mgmt          For                            For
       Duane C. Radtke                                           Mgmt          For                            For
       Valerie M. Williams                                       Mgmt          For                            For

2.     Ratify the appointment of the Company's                   Mgmt          For                            For
       Independent Auditors for 2021.

3.     Advisory Vote to Approve Executive                        Mgmt          For                            For
       Compensation.




--------------------------------------------------------------------------------------------------------------------------
 EATON CORPORATION PLC                                                                       Agenda Number:  935349692
--------------------------------------------------------------------------------------------------------------------------
        Security:  G29183103
    Meeting Type:  Annual
    Meeting Date:  28-Apr-2021
          Ticker:  ETN
            ISIN:  IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Craig Arnold                        Mgmt          For                            For

1B.    Election of Director: Christopher M. Connor               Mgmt          For                            For

1C.    Election of Director: Olivier Leonetti                    Mgmt          For                            For

1D.    Election of Director: Deborah L. McCoy                    Mgmt          For                            For

1E.    Election of Director: Silvio Napoli                       Mgmt          For                            For

1F.    Election of Director: Gregory R. Page                     Mgmt          For                            For

1G.    Election of Director: Sandra Pianalto                     Mgmt          For                            For

1H.    Election of Director: Lori J. Ryerkerk                    Mgmt          For                            For

1I.    Election of Director: Gerald B. Smith                     Mgmt          For                            For

1J.    Election of Director: Dorothy C. Thompson                 Mgmt          For                            For

2.     Approving the appointment of Ernst & Young                Mgmt          For                            For
       as independent auditor for 2021 and
       authorizing the Audit Committee of the
       Board of Directors to set its remuneration.

3.     Advisory approval of the Company's                        Mgmt          For                            For
       executive compensation.

4.     Approving a proposal to grant the Board                   Mgmt          For                            For
       authority to issue shares.

5.     Approving a proposal to grant the Board                   Mgmt          For                            For
       authority to opt out of pre-emption rights.

6.     Authorizing the Company and any subsidiary                Mgmt          For                            For
       of the Company to make overseas market
       purchases of Company shares.




--------------------------------------------------------------------------------------------------------------------------
 GOLAR LNG LIMITED                                                                           Agenda Number:  935258788
--------------------------------------------------------------------------------------------------------------------------
        Security:  G9456A100
    Meeting Type:  Annual
    Meeting Date:  24-Sep-2020
          Ticker:  GLNG
            ISIN:  BMG9456A1009
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     To re-elect Tor Olav Troim as a Director of               Mgmt          For                            For
       the Company.

2.     To re-elect Daniel Rabun as a Director of                 Mgmt          For                            For
       the Company.

3.     To re-elect Thorleif Egeli as a Director of               Mgmt          For                            For
       the Company.

4.     To re-elect Carl Steen as a Director of the               Mgmt          For                            For
       Company.

5.     To re-elect Niels G. Stolt-Nielsen as a                   Mgmt          For                            For
       Director of the Company.

6.     To re-elect Lori Wheeler Naess as a                       Mgmt          For                            For
       Director of the Company.

7.     To re-elect Georgina Sousa as a Director of               Mgmt          For                            For
       the Company.

8.     PROPOSAL to amend and re-state the                        Mgmt          For                            For
       Company's Bye-Law 58 relating to the quorum
       necessary for the transaction of Company
       business at a General Meeting.

9.     PROPOSAL to re-appoint Ernst & Young LLP of               Mgmt          For                            For
       London, England as auditors and to
       authorise the Directors to determine their
       remuneration.

10.    PROPOSAL to approve remuneration of the                   Mgmt          For                            For
       Company's Board of Directors of a total
       amount of fees not to exceed US$1,750,000
       for the year ended December 31, 2020.




--------------------------------------------------------------------------------------------------------------------------
 HONEYWELL INTERNATIONAL INC.                                                                Agenda Number:  935374861
--------------------------------------------------------------------------------------------------------------------------
        Security:  438516106
    Meeting Type:  Annual
    Meeting Date:  21-May-2021
          Ticker:  HON
            ISIN:  US4385161066
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Darius Adamczyk                     Mgmt          For                            For

1B.    Election of Director: Duncan B. Angove                    Mgmt          For                            For

1C.    Election of Director: William S. Ayer                     Mgmt          For                            For

1D.    Election of Director: Kevin Burke                         Mgmt          For                            For

1E.    Election of Director: D. Scott Davis                      Mgmt          For                            For

1F.    Election of Director: Deborah Flint                       Mgmt          For                            For

1G.    Election of Director: Judd Gregg                          Mgmt          For                            For

1H.    Election of Director: Grace D. Lieblein                   Mgmt          For                            For

1I.    Election of Director: Raymond T. Odierno                  Mgmt          For                            For

1J.    Election of Director: George Paz                          Mgmt          For                            For

1K.    Election of Director: Robin L. Washington                 Mgmt          For                            For

2.     Advisory Vote to Approve Executive                        Mgmt          For                            For
       Compensation.

3.     Approval of Independent Accountants.                      Mgmt          For                            For

4.     Shareholder Right To Act By Written                       Shr           For                            Against
       Consent.




--------------------------------------------------------------------------------------------------------------------------
 INTEL CORPORATION                                                                           Agenda Number:  935369012
--------------------------------------------------------------------------------------------------------------------------
        Security:  458140100
    Meeting Type:  Annual
    Meeting Date:  13-May-2021
          Ticker:  INTC
            ISIN:  US4581401001
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Patrick P. Gelsinger                Mgmt          For                            For

1B.    Election of Director: James J. Goetz                      Mgmt          For                            For

1C.    Election of Director: Alyssa Henry                        Mgmt          For                            For

1D.    Election of Director: Omar Ishrak                         Mgmt          For                            For

1E.    Election of Director: Risa Lavizzo-Mourey                 Mgmt          For                            For

1F.    Election of Director: Tsu-Jae King Liu                    Mgmt          For                            For

1G.    Election of Director: Gregory D. Smith                    Mgmt          For                            For

1H.    Election of Director: Dion J. Weisler                     Mgmt          For                            For

1I.    Election of Director: Frank D. Yeary                      Mgmt          For                            For

2.     Ratification of selection of Ernst & Young                Mgmt          For                            For
       LLP as our independent registered public
       accounting firm for 2021.

3.     Advisory vote to approve executive                        Mgmt          For                            For
       compensation of our listed officers.

4.     Stockholder proposal on whether to allow                  Shr           For                            Against
       stockholders to act by written consent, if
       properly presented at the meeting.

5.     Stockholder proposal requesting a report on               Shr           For                            Against
       median pay gaps across race and gender, if
       properly presented at the meeting.

6.     Stockholder proposal requesting a report on               Shr           For                            Against
       whether written policies or unwritten norms
       at the company reinforce racism in company
       culture, if properly presented at the
       meeting.




--------------------------------------------------------------------------------------------------------------------------
 INTUITIVE SURGICAL, INC.                                                                    Agenda Number:  935347460
--------------------------------------------------------------------------------------------------------------------------
        Security:  46120E602
    Meeting Type:  Annual
    Meeting Date:  22-Apr-2021
          Ticker:  ISRG
            ISIN:  US46120E6023
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Craig H. Barratt,                   Mgmt          For                            For
       Ph.D.

1B.    Election of Director: Joseph C. Beery                     Mgmt          For                            For

1C.    Election of Director: Gary S. Guthart,                    Mgmt          For                            For
       Ph.D.

1D.    Election of Director: Amal M. Johnson                     Mgmt          For                            For

1E.    Election of Director: Don R. Kania, Ph.D.                 Mgmt          For                            For

1F.    Election of Director: Amy L. Ladd, M.D.                   Mgmt          For                            For

1G.    Election of Director: Keith R. Leonard, Jr.               Mgmt          For                            For

1H.    Election of Director: Alan J. Levy, Ph.D.                 Mgmt          For                            For

1I.    Election of Director: Jami Dover Nachtsheim               Mgmt          For                            For

1J.    Election of Director: Monica P. Reed, M.D.                Mgmt          For                            For

1K.    Election of Director: Mark J. Rubash                      Mgmt          For                            For

2.     To approve, by advisory vote, the                         Mgmt          For                            For
       compensation of the Company's Named
       Executive Officers.

3.     The ratification of appointment of                        Mgmt          For                            For
       PricewaterhouseCoopers LLP as the Company's
       independent registered public accounting
       firm for the fiscal year ending December
       31, 2021.

4.     To approve the Company's Amended and                      Mgmt          For                            For
       Restated 2010 Incentive Award Plan.




--------------------------------------------------------------------------------------------------------------------------
 KEYENCE CORPORATION                                                                         Agenda Number:  714203142
--------------------------------------------------------------------------------------------------------------------------
        Security:  J32491102
    Meeting Type:  AGM
    Meeting Date:  11-Jun-2021
          Ticker:
            ISIN:  JP3236200006
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

       Please reference meeting materials.                       Non-Voting

1      Approve Appropriation of Surplus                          Mgmt          For                            For

2.1    Appoint a Director Takizaki, Takemitsu                    Mgmt          For                            For

2.2    Appoint a Director Nakata, Yu                             Mgmt          For                            For

2.3    Appoint a Director Yamaguchi, Akiji                       Mgmt          For                            For

2.4    Appoint a Director Miki, Masayuki                         Mgmt          For                            For

2.5    Appoint a Director Yamamoto, Hiroaki                      Mgmt          For                            For

2.6    Appoint a Director Yamamoto, Akinori                      Mgmt          For                            For

2.7    Appoint a Director Taniguchi, Seiichi                     Mgmt          For                            For

2.8    Appoint a Director Suenaga, Kumiko                        Mgmt          For                            For

3      Appoint a Substitute Corporate Auditor                    Mgmt          For                            For
       Yamamoto, Masaharu




--------------------------------------------------------------------------------------------------------------------------
 LENNAR CORPORATION                                                                          Agenda Number:  935339300
--------------------------------------------------------------------------------------------------------------------------
        Security:  526057104
    Meeting Type:  Annual
    Meeting Date:  07-Apr-2021
          Ticker:  LEN
            ISIN:  US5260571048
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Amy Banse

1B.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Rick Beckwitt

1C.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Steven L. Gerard

1D.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Tig Gilliam

1E.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Sherrill W. Hudson

1F.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Jonathan M. Jaffe

1G.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Sidney Lapidus

1H.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Teri P. McClure

1I.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Stuart Miller

1J.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Armando Olivera

1K.    Election of Director to serve until the                   Mgmt          For                            For
       2022 Annual Meeting: Jeffrey Sonnenfeld

2.     Approval, on an advisory basis, of the                    Mgmt          For                            For
       compensation of our named executive
       officers.

3.     Ratification of the appointment of Deloitte               Mgmt          For                            For
       & Touche LLP as our independent registered
       public accounting firm for our fiscal year
       ending November 30, 2021.

4.     Approval of a stockholder proposal                        Shr           For                            Against
       regarding our common stock voting
       structure.




--------------------------------------------------------------------------------------------------------------------------
 MICROSOFT CORPORATION                                                                       Agenda Number:  935284478
--------------------------------------------------------------------------------------------------------------------------
        Security:  594918104
    Meeting Type:  Annual
    Meeting Date:  02-Dec-2020
          Ticker:  MSFT
            ISIN:  US5949181045
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Reid G. Hoffman                     Mgmt          For                            For

1B.    Election of Director: Hugh F. Johnston                    Mgmt          For                            For

1C.    Election of Director: Teri L. List-Stoll                  Mgmt          For                            For

1D.    Election of Director: Satya Nadella                       Mgmt          For                            For

1E.    Election of Director: Sandra E. Peterson                  Mgmt          For                            For

1F.    Election of Director: Penny S. Pritzker                   Mgmt          For                            For

1G.    Election of Director: Charles W. Scharf                   Mgmt          For                            For

1H.    Election of Director: Arne M. Sorenson                    Mgmt          For                            For

1I.    Election of Director: John W. Stanton                     Mgmt          For                            For

1J.    Election of Director: John W. Thompson                    Mgmt          For                            For

1K.    Election of Director: Emma N. Walmsley                    Mgmt          For                            For

1L.    Election of Director: Padmasree Warrior                   Mgmt          For                            For

2.     Advisory vote to approve named executive                  Mgmt          For                            For
       officer compensation.

3.     Ratification of Deloitte & Touche LLP as                  Mgmt          For                            For
       our independent auditor for fiscal year
       2021.

4.     Shareholder Proposal - Report on Employee                 Shr           For                            Against
       Representation on Board of Directors.




--------------------------------------------------------------------------------------------------------------------------
 MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ                                          Agenda Number:  713402030
--------------------------------------------------------------------------------------------------------------------------
        Security:  55315J102
    Meeting Type:  EGM
    Meeting Date:  10-Dec-2020
          Ticker:
            ISIN:  US55315J1025
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   IN ACCORDANCE WITH NEW RUSSIAN FEDERATION                 Non-Voting
       LEGISLATION REGARDING FOREIGN OWNERSHIP
       DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
       ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
       THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
       OWNER COMPANY REGISTRATION NUMBER AND DATE
       OF COMPANY REGISTRATION. BROADRIDGE WILL
       INTEGRATE THE RELEVANT DISCLOSURE
       INFORMATION WITH THE VOTE INSTRUCTION WHEN
       IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
       THE DISCLOSURE INFORMATION HAS BEEN
       PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
       INFORMATION HAS NOT BEEN PROVIDED BY YOUR
       GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
       REJECTED

1      PAYMENT (DECLARATION) OF DIVIDENDS ON THE                 Mgmt          For                            For
       SHARES OF PJSC MMC NORILSK NICKEL FOR NINE
       MONTHS OF 2020.  1. PAY OUT DIVIDENDS ON
       ORDINARY NOMINAL SHARES OF PJSC MMC NORILSK
       NICKEL FOR THE NINE MONTHS OF 2020 IN CASH
       AT RUB 623,35 PER ORDINARY SHARE.  2. TO
       SET DECEMBER 24TH, 2020 AS THE DATE FOR
       DETERMINING WHICH PERSONS ARE ENTITLED TO
       RECEIVE THE DIVIDENDS




--------------------------------------------------------------------------------------------------------------------------
 MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ                                          Agenda Number:  713989032
--------------------------------------------------------------------------------------------------------------------------
        Security:  55315J102
    Meeting Type:  AGM
    Meeting Date:  19-May-2021
          Ticker:
            ISIN:  US55315J1025
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   IN ACCORDANCE WITH NEW RUSSIAN FEDERATION                 Non-Voting
       LEGISLATION REGARDING FOREIGN OWNERSHIP
       DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
       ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
       THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
       OWNER COMPANY REGISTRATION NUMBER AND DATE
       OF COMPANY REGISTRATION. BROADRIDGE WILL
       INTEGRATE THE RELEVANT DISCLOSURE
       INFORMATION WITH THE VOTE INSTRUCTION WHEN
       IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
       THE DISCLOSURE INFORMATION HAS BEEN
       PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
       INFORMATION HAS NOT BEEN PROVIDED BY YOUR
       GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
       REJECTED

1      TO RATIFY THE 2020 REPORT FROM PJSC MMC                   Mgmt          For                            For
       NORILSK NICKEL

2      TO RATIFY THE 2020 ANNUAL ACCOUNTING                      Mgmt          For                            For
       (FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
       NICKEL

3      TO APPROVE 2020 PJSC MMC NORILSK NICKEL                   Mgmt          For                            For
       CONSOLIDATE FINANCIAL STATEMENTS

4      DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK                Mgmt          For                            For
       NICKEL FOR 2020, INCLUDING PAYMENT
       (DECLARATION) OF DIVIDENDS, BASED ON THE
       RESULTS OF 2020: 1. APPROVE THE
       DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
       NICKEL IN 2020 IN ACCORDANCE WITH THE
       RECOMMENDATION OF THE BOARD OF DIRECTORS OF
       PJSC MMC NORILSK NICKEL, INCLUDED IN THE
       REPORT OF THE BOARD OF DIRECTORS OF PJSC
       MMC NORILSK NICKEL WITH THE MOTIVATED
       POSITION OF THE BOARD OF DIRECTORS OF PJSC
       MMC NORILSK NICKEL ON THE ITEMS OF THE
       AGENDA OF ANNUAL GENERAL MEETING OF
       SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
       PAY MONETARY DIVIDENDS ON ORDINARY SHARES
       OF PJSC MMC NORILSK NICKEL FOR 2020 IN CASH
       IN THE AMOUNT OF RUB 1 021,22 PER ORDINARY
       SHARE. 3. SET JUNE 1, 2021 AS THE RECORD
       DATE FOR DETERMINING PERSONS ELIGIBLE TO
       RECEIVE THE DIVIDENDS

CMMT   PLEASE NOTE CUMULATIVE VOTING APPLIES TO                  Non-Voting
       THIS RESOLUTION REGARDING THE ELECTION OF
       DIRECTORS. OUT OF THE 13 DIRECTORS
       PRESENTED FOR ELECTION, A MAXIMUM OF 13
       DIRECTORS ARE TO BE ELECTED. THE LOCAL
       AGENT IN THE MARKET WILL APPLY CUMULATIVE
       VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
       YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
       APPLIED UNEVENLY AMONG DIRECTORS VIA
       PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
       PLEASE CONTACT YOUR CLIENT SERVICE
       REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
       BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
       FURTHER QUESTIONS PLEASE CONTACT YOUR
       CLIENT SERVICE REPRESENTATIVE

5.1    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       SERGEY VALENTINOVICH BARBASHEV

5.2    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       SERGEY LEONIDOVICH BATEKHIN

5.3    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       ALEXEY VLADIMIROVICH BASHKIROV

5.4    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       SERGEY BORISOVICH BRATUKHIN

5.5    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       SERGEY NIKOLAEVICH VOLK

5.6    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       MARIANNA ALEXANDROVNA ZAKHAROVA

5.7    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       LUCHITSKY STANISLAV LVOVICH

5.8    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
       LLEWELYN MUNNINGS

5.9    ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       GARETH PETER PENNY

5.10   ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
       VLADIMIROVICH POLETAEV

5.11   ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       VYACHESLAV ALEXEEVICH SOLOMIN

5.12   ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       EVGENY ARKADIEVICH SCHWARTZ

5.13   ELECTION OF MEMBER OF THE BOARD OF                        Mgmt          For                            For
       DIRECTORS OF PJSC MMC NORILSK NICKEL:
       ROBERT WILLEM JOHN EDWARDS

6.1    ELECTING MEMBER TO THE INTERNAL AUDIT                     Mgmt          For                            For
       COMMISSION AT PJSC MMC NORILSK NICKEL:
       ALEXEY SERGEEVICH DZYBALOV

6.2    ELECTING MEMBER TO THE INTERNAL AUDIT                     Mgmt          For                            For
       COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
       VIKTOROVNA MASALOVA

6.3    ELECTING MEMBER TO THE INTERNAL AUDIT                     Mgmt          For                            For
       COMMISSION AT PJSC MMC NORILSK NICKEL:
       GEORGIY EDUARDOVICH SVANIDZE

6.4    ELECTING MEMBER TO THE INTERNAL AUDIT                     Mgmt          For                            For
       COMMISSION AT PJSC MMC NORILSK NICKEL:
       VLADIMIR NIKOLAEVICH SHILKOV

6.5    ELECTING MEMBER TO THE INTERNAL AUDIT                     Mgmt          For                            For
       COMMISSION AT PJSC MMC NORILSK NICKEL:
       ELENA ALEXANDROVNA YANEVICH

7      TO APPROVE JSC KPMG AS THE AUDITOR OF                     Mgmt          For                            For
       RUSSIAN ACCOUNTING STANDARDS FINANCIAL
       STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
       2021

8      TO APPROVE JSC KPMG AS THE AUDITOR OF                     Mgmt          For                            For
       CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
       MMC NORILSK NICKEL FOR 2021 AND INTERIM
       CONSOLIDATED FINANCIAL STATEMENTS FOR THE
       FIRST HALF OF 2021

9      REMUNERATION FOR AND REIMBURSEMENT OF                     Mgmt          For                            For
       EXPENSES INCURRED BY MEMBERS OF THE BOARD
       OF DIRECTORS AT PJSC MMC NORILSK NICKEL: 1.
       TO ESTABLISH THAT THE MEMBERS OF THE BOARD
       OF DIRECTORS OF PJSC MMC NORILSK NICKEL
       SHALL RECEIVE REMUNERATION AND
       REIMBURSEMENT OF EXPENSES RELATED TO
       PERFORMANCE OF THEIR DUTIES IN ACCORDANCE
       WITH THE POLICY ON REMUNERATION OF MEMBERS
       OF THE BOARD OF DIRECTORS OF PJSC MMC
       NORILSK NICKEL APPROVED BY THE AGM
       RESOLUTION ON MAY 13, 2020. 2. THE CHAIRMAN
       OF THE BOARD OF DIRECTORS OF PJSC MMC
       NORILSK NICKEL ELECTED AS THE CHAIRMAN OF
       THE BOARD OF DIRECTORS AT THE FIRST MEETING
       OF THE BOARD OF DIRECTORS HELD AFTER THIS
       MEETING SHALL RECEIVE REMUNERATION,
       REIMBURSEMENT OF EXPENSES RELATED TO
       PERFORMANCE OF HIS/HER DUTIES AND CASUALTY
       INSURANCE IN THE FOLLOWING AMOUNTS AND
       PROCEDURE: 2.1. REMUNERATION IN THE AMOUNT
       OF USD 1,000,000 (ONE MILLION) PER YEAR
       SHALL BE PAID OUT ON A QUARTERLY BASIS IN
       EQUAL INSTALLMENTS IN RUBLES AT THE
       EXCHANGE RATE SET BY THE CENTRAL BANK OF
       THE RUSSIAN FEDERATION ON THE LAST BUSINESS
       DAY OF THE REPORTING QUARTER. THE
       REMUNERATION AMOUNT IS INDICATED AFTER
       DEDUCTING TAXES UNDER THE APPLICABLE
       RUSSIAN LAWS. THE ABOVE REMUNERATION SHALL
       BE ESTABLISHED FOR THE PERIOD FROM THE DATE
       WHEN A DIRECTOR IS ELECTED AS THE CHAIRMAN
       OF THE BOARD OF DIRECTORS TO THE END OF
       HIS/HER TERM AS THE CHAIRMAN OF THE BOARD
       OF DIRECTORS; 2.2. IN CASE A PERSON ELECTED
       AS THE CHAIRMAN OF THE BOARD OF DIRECTORS
       AT THE FIRST MEETING OF THE BOARD OF
       DIRECTORS HELD AFTER THIS MEETING IS NOT
       ELECTED AS A MEMBER OF THE BOARD OF
       DIRECTORS AT THE ANNUAL GENERAL MEETING OF
       THE SHAREHOLDERS 2021 AND AS THE CHAIRMAN
       OF THE NEWLY ELECTED BOARD OF DIRECTORS, OR
       IN CASE HIS/HER POWERS AS THE CHAIRMAN OF
       THE BOARD OF DIRECTORS ARE TERMINATED
       EARLIER THAN THE ANNUAL GENERAL MEETING OF
       THE SHAREHOLDERS 2021, S/HE SHALL RECEIVE
       ADDITIONAL REMUNERATION IN THE AMOUNT OF
       USD 1,000,000.00 LESS THE REMUNERATION PAID
       TO HIM/HER FOR HIS/HER DUTIES AS THE
       CHAIRMAN OF THE BOARD OF DIRECTORS FROM THE
       DATE S/HE HAS BEEN ELECTED AS SUCH AT THE
       FIRST MEETING OF THE BOARD OF DIRECTORS
       HELD AFTER THIS MEETING. THE
       ABOVE-MENTIONED ADDITIONAL REMUNERATION
       SHALL BE PAID OUT ON A QUARTERLY BASIS IN
       EQUAL INSTALLMENTS TILL JUNE 10, 2022 IN
       RUBLES AT THE EXCHANGE RATE SET BY THE
       CENTRAL BANK OF THE RUSSIAN FEDERATION ON
       THE LAST BUSINESS DAY OF THE REPORTING
       QUARTER. THE ADDITIONAL REMUNERATION AMOUNT
       IS INDICATED AFTER DEDUCTING TAXES UNDER
       THE APPLICABLE RUSSIAN LAWS. IF S/HE IS
       AGAIN ELECTED AS THE CHAIRMAN OF THE BOARD
       OF DIRECTORS BEFORE THE ANNUAL GENERAL
       MEETING OF THE SHAREHOLDERS 2021, NO
       REMUNERATION FOR PERFORMANCE OF HIS/HER
       DUTIES AS THE CHAIRMAN OF THE BOARD OF
       DIRECTORS PROVIDED FOR IN SUBPAR. 2.1 OF
       THIS PARAGRAPH SHALL BE PAID TO HIM/HER;
       2.3. THE CHAIRMAN OF THE BOARD OF DIRECTORS
       SHALL BE COMPENSATED THE EXPENSES CONFIRMED
       BY DOCUMENTS RELATED TO PERFORMANCE OF
       HIS/HER DUTIES IN ACCORDANCE WITH THE
       POLICY ON REMUNERATION OF MEMBERS OF THE
       BOARD OF DIRECTORS OF PJSC MMC NORILSK
       NICKEL APPROVED BY THE AGM RESOLUTION ON
       MAY 13, 2020; 2.4. PJSC MMC NORILSK NICKEL
       SHALL AT ITS OWN EXPENSE PROVIDE LIFE
       INSURANCE FOR THE CHAIRMAN OF THE BOARD OF
       DIRECTORS AGAINST THE FOLLOWING RISK IN THE
       PERFORMANCE OF OFFICIAL DUTIES: -
       "ACCIDENTAL DEATH" AND "SERIOUS BODILY
       INJURY IN AN ACCIDENT" (OR DISABILITY
       RESULTING FROM AN ACCIDENT) PER RISK AND IN
       AGGREGATE THROUGH THE TERM OF INSURANCE
       WITH A COVERAGE IN THE AMOUNT OF AT LEAST
       USD 3,000,000 (THREE MILLION); - "INJURY IN
       AN ACCIDENT (OR TEMPORARY DISABILITY
       RESULTING FROM AN ACCIDENT) WITH THE
       COVERAGE IN AMOUNT OF AT LEAST USD 100,000
       (ONE HUNDRED THOUSAND)."

10     TO SET THE REMUNERATION FOR ANY AUDIT                     Mgmt          For                            For
       COMMISSION MEMBER AT PJSC MMC NORILSK
       NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
       AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
       EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
       TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
       YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
       ACCORDANCE WITH APPLICABLE RUSSIAN
       FEDERATION LEGISLATION

11     TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT                 Mgmt          For                            For
       REPRESENT RELATED PARTY TRANSACTIONS FOR
       ALL MEMBERS OF THE BOARD OF DIRECTORS AND
       THE MANAGEMENT BOARD OF PJSC MMC NORILSK
       NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
       THE OBLIGATION OF PJSC MMC NORILSK NICKEL
       TO INDEMNIFY THE MEMBERS OF THE BOARD OF
       DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
       MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
       WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
       AS A RESULT OF THEIR ELECTION TO THE
       ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
       NO MORE THAN USD 115,000,000 (ONE HUNDRED
       FIFTEEN MILLION) PER TRANSACTION

12     TO APPROVE AN INTERESTED PARTY TRANSACTION                Mgmt          For                            For
       FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
       AND THE MANAGEMENT BOARD AT PJSC MMC
       NORILSK NICKEL AND THAT CONCERNS
       INDEMNIFICATION INSURANCE FOR MEMBERS OF
       THE BOARD OF DIRECTORS AND THE MANAGEMENT
       BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
       OFFICIALS AT THE COMPANY ITSELF AND ITS
       SUBSIDIARIES WHO ARE THE BENEFICIARIES
       UNDER THE TRANSACTION, AND THAT IS PROVIDED
       BY A RUSSIAN INSURANCE COMPANY; THE
       EFFECTIVE PERIOD OF THE INDEMNIFICATION
       INSURANCE IS ONE YEAR, AND THE TOTAL
       LIABILITY LIMIT (INSURANCE AMOUNT), WITH
       ALL THE COVERAGE AND EXTENSIONS, WITH THE
       EXCEPTION OF THOSE CASES SPELLED OUT
       DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
       LESS THAN USD 150,000,000 (ONE HUNDRED
       FIFTY MILLION), AND HAS AN INSURANCE
       PREMIUM PAYMENT FOR THE COMPANY NOT TO
       EXCEED USD 5,000,000 (FIVE MILLION). IF,
       BASED ON MARKET CONDITIONS, THE INSURANCE
       AVAILABLE TO THE COMPANY AT THE TIME THE
       TRANSACTION IS ENTERED INTO CANNOT HAVE AN
       ESTABLISHED SUM IN THE INSURANCE AGREEMENT
       OF USD 150,000,000 (ONE HUNDRED FIFTY
       MILLION), THEN AN INSURANCE AGREEMENT WILL
       BE SIGNED THAT HAS THE GREATEST POSSIBLE
       SCOPE OF INSURANCE THAT IS AVAILABLE TO THE
       COMPANY AT REASONABLE COMMERCIAL TERMS




--------------------------------------------------------------------------------------------------------------------------
 NEWMONT CORPORATION                                                                         Agenda Number:  935348183
--------------------------------------------------------------------------------------------------------------------------
        Security:  651639106
    Meeting Type:  Annual
    Meeting Date:  28-Apr-2021
          Ticker:  NEM
            ISIN:  US6516391066
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Patrick Awuah.                      Mgmt          For                            For
       (Please note that an Against vote is
       treated as a Withhold)

1B.    Election of Director: Gregory Boyce.                      Mgmt          For                            For
       (Please note that an Against vote is
       treated as a Withhold)

1C.    Election of Director: Bruce Brook. (Please                Mgmt          For                            For
       note that an Against vote is treated as a
       Withhold)

1D.    Election of Director: Maura Clark. (Please                Mgmt          For                            For
       note that an Against vote is treated as a
       Withhold)

1E.    Election of Director: Matthew Coon Come.                  Mgmt          For                            For
       (Please note that an Against vote is
       treated as a Withhold)

1F.    Election of Director: Jose Manuel Madero.                 Mgmt          For                            For
       (Please note that an Against vote is
       treated as a Withhold)

1G.    Election of Director: Rene Medori. (Please                Mgmt          For                            For
       note that an Against vote is treated as a
       Withhold)

1H.    Election of Director: Jane Nelson. (Please                Mgmt          For                            For
       note that an Against vote is treated as a
       Withhold)

1I.    Election of Director: Thomas Palmer.                      Mgmt          For                            For
       (Please note that an Against vote is
       treated as a Withhold)

1J.    Election of Director: Julio Quintana.                     Mgmt          For                            For
       (Please note that an Against vote is
       treated as a Withhold)

1K.    Election of Director: Susan Story. (Please                Mgmt          For                            For
       note that an Against vote is treated as a
       Withhold)

2.     Approve, on an Advisory Basis, Named                      Mgmt          For                            For
       Executive Officer Compensation.

3.     Ratify Appointment of Independent                         Mgmt          For                            For
       Registered Public Accounting Firm for 2021.




--------------------------------------------------------------------------------------------------------------------------
 NORFOLK SOUTHERN CORPORATION                                                                Agenda Number:  935363046
--------------------------------------------------------------------------------------------------------------------------
        Security:  655844108
    Meeting Type:  Annual
    Meeting Date:  13-May-2021
          Ticker:  NSC
            ISIN:  US6558441084
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1a.    Election of Director: Thomas D. Bell, Jr.                 Mgmt          For                            For

1b.    Election of Director: Mitchell E. Daniels,                Mgmt          For                            For
       Jr.

1c.    Election of Director: Marcela E. Donadio                  Mgmt          For                            For

1d.    Election of Director: John C. Huffard, Jr.                Mgmt          For                            For

1e.    Election of Director: Christopher T. Jones                Mgmt          For                            For

1f.    Election of Director: Thomas C. Kelleher                  Mgmt          For                            For

1g.    Election of Director: Steven F. Leer                      Mgmt          For                            For

1h.    Election of Director: Michael D. Lockhart                 Mgmt          For                            For

1i.    Election of Director: Amy E. Miles                        Mgmt          For                            For

1j.    Election of Director: Claude Mongeau                      Mgmt          For                            For

1k.    Election of Director: Jennifer F. Scanlon                 Mgmt          For                            For

1l.    Election of Director: James A. Squires                    Mgmt          For                            For

1m.    Election of Director: John R. Thompson                    Mgmt          For                            For

2.     Ratification of the appointment of KPMG                   Mgmt          For                            For
       LLP, independent registered public
       accounting firm, as Norfolk Southern's
       independent auditors for the year ending
       December 31, 2021.

3.     Approval of the advisory resolution on                    Mgmt          For                            For
       executive compensation, as disclosed in the
       proxy statement for the 2021 Annual Meeting
       of Shareholders.

4.     Proposal regarding revisions to ownership                 Shr           For                            Against
       requirements for proxy access.

5.     Proposal regarding a report on lobbying                   Shr           For                            Against
       activity alignment with Paris Climate
       Agreement.




--------------------------------------------------------------------------------------------------------------------------
 PULTEGROUP, INC.                                                                            Agenda Number:  935365646
--------------------------------------------------------------------------------------------------------------------------
        Security:  745867101
    Meeting Type:  Annual
    Meeting Date:  12-May-2021
          Ticker:  PHM
            ISIN:  US7458671010
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Brian P. Anderson                   Mgmt          For                            For

1B.    Election of Director: Bryce Blair                         Mgmt          For                            For

1C.    Election of Director: Richard W. Dreiling                 Mgmt          For                            For

1D.    Election of Director: Thomas J. Folliard                  Mgmt          For                            For

1E.    Election of Director: Cheryl W. Grise                     Mgmt          For                            For

1F.    Election of Director: Andre J. Hawaux                     Mgmt          For                            For

1G.    Election of Director: J. Phillip Holloman                 Mgmt          For                            For

1H.    Election of Director: Ryan R. Marshall                    Mgmt          For                            For

1I.    Election of Director: John R. Peshkin                     Mgmt          For                            For

1J.    Election of Director: Scott F. Powers                     Mgmt          For                            For

1K.    Election of Director: Lila Snyder                         Mgmt          For                            For

2.     Ratification of appointment of Ernst &                    Mgmt          For                            For
       Young LLP as our independent registered
       public accounting firm for 2021.

3.     Say-on-pay: Advisory vote to approve                      Mgmt          For                            For
       executive compensation.




--------------------------------------------------------------------------------------------------------------------------
 RIO TINTO PLC                                                                               Agenda Number:  935347636
--------------------------------------------------------------------------------------------------------------------------
        Security:  767204100
    Meeting Type:  Annual
    Meeting Date:  09-Apr-2021
          Ticker:  RIO
            ISIN:  US7672041008
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Receipt of the 2020 Annual Report                         Mgmt          For                            For

2.     Approval of the Remuneration Policy                       Mgmt          For                            For

3.     Approval of the Directors' Remuneration                   Mgmt          For                            For
       Report: Implementation Report

4.     Approval of the Directors' Remuneration                   Mgmt          For                            For
       Report

5.     To re-elect Megan Clark AC as a director                  Mgmt          For                            For

6.     To re-elect Hinda Gharbi as a director                    Mgmt          For                            For

7.     To re-elect Simon Henry as a director                     Mgmt          For                            For

8.     To re-elect Sam Laidlaw as a director                     Mgmt          For                            For

9.     To re-elect Simon McKeon AO as a director                 Mgmt          For                            For

10.    To re-elect Jennifer Nason as a director                  Mgmt          For                            For

11.    To re-elect Jakob Stausholm as a director                 Mgmt          For                            For

12.    To re-elect Simon Thompson as a director                  Mgmt          For                            For

13.    To re-elect Ngaire Woods CBE as a director                Mgmt          For                            For

14.    Re- appointment of auditors                               Mgmt          For                            For

15.    Remuneration of auditors                                  Mgmt          For                            For

16.    Authority to make political donations                     Mgmt          For                            For

17.    Renewal of and amendment to the Rio Tinto                 Mgmt          For                            For
       Global Employee Share Plan

18.    Renewal of and amendment to the Rio Tinto                 Mgmt          For                            For
       UK Share Plan

19.    General authority to allot shares                         Mgmt          For                            For

20.    Disapplication of pre-emption rights                      Mgmt          For                            For

21.    Authority to purchase Rio Tinto plc shares                Mgmt          For                            For

22.    Notice period for general meetings other                  Mgmt          For                            For
       than annual general meetings




--------------------------------------------------------------------------------------------------------------------------
 ROCKWELL AUTOMATION, INC.                                                                   Agenda Number:  935318534
--------------------------------------------------------------------------------------------------------------------------
        Security:  773903109
    Meeting Type:  Annual
    Meeting Date:  02-Feb-2021
          Ticker:  ROK
            ISIN:  US7739031091
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

A.     DIRECTOR
       William P. Gipson                                         Mgmt          For                            For
       J. Phillip Holloman                                       Mgmt          For                            For
       Steven R. Kalmanson                                       Mgmt          For                            For
       Lawrence D. Kingsley                                      Mgmt          For                            For
       Lisa A. Payne                                             Mgmt          For                            For

B.     To approve, on an advisory basis, the                     Mgmt          For                            For
       compensation of the Corporation's named
       executive officers.

C.     To approve the selection of Deloitte &                    Mgmt          For                            For
       Touche LLP as the Corporation's independent
       registered public accounting firm.




--------------------------------------------------------------------------------------------------------------------------
 ROSS STORES, INC.                                                                           Agenda Number:  935372778
--------------------------------------------------------------------------------------------------------------------------
        Security:  778296103
    Meeting Type:  Annual
    Meeting Date:  19-May-2021
          Ticker:  ROST
            ISIN:  US7782961038
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: K. Gunnar Bjorklund                 Mgmt          For                            For

1B.    Election of Director: Michael J. Bush                     Mgmt          For                            For

1C.    Election of Director: Sharon D. Garrett                   Mgmt          For                            For

1D.    Election of Director: Michael J. Hartshorn                Mgmt          For                            For

1E.    Election of Director: Stephen D. Milligan                 Mgmt          For                            For

1F.    Election of Director: Patricia H. Mueller                 Mgmt          For                            For

1G.    Election of Director: George P. Orban                     Mgmt          For                            For

1H.    Election of Director: Gregory L. Quesnel                  Mgmt          For                            For

1I.    Election of Director: Larree M. Renda                     Mgmt          For                            For

1J.    Election of Director: Barbara Rentler                     Mgmt          For                            For

1K.    Election of Director: Doniel N. Sutton                    Mgmt          For                            For

2.     Advisory vote to approve the resolution on                Mgmt          For                            For
       the compensation of the named executive
       officers.

3.     To ratify the appointment of Deloitte &                   Mgmt          For                            For
       Touche LLP as the Company's independent
       registered public accounting firm for the
       fiscal year ending January 29, 2022.

4.     To vote on a stockholder proposal regarding               Shr           For                            Against
       executive share retention, if properly
       presented at the Annual Meeting.




--------------------------------------------------------------------------------------------------------------------------
 SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)                                                    Agenda Number:  935338170
--------------------------------------------------------------------------------------------------------------------------
        Security:  806857108
    Meeting Type:  Annual
    Meeting Date:  07-Apr-2021
          Ticker:  SLB
            ISIN:  AN8068571086
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.1    Election of Director: Patrick de La                       Mgmt          For                            For
       Chevardiere

1.2    Election of Director: Miguel M. Galuccio                  Mgmt          For                            For

1.3    Election of Director: Olivier Le Peuch                    Mgmt          For                            For

1.4    Election of Director: Tatiana A. Mitrova                  Mgmt          For                            For

1.5    Election of Director: Maria M. Hanssen                    Mgmt          For                            For

1.6    Election of Director: Mark G. Papa                        Mgmt          For                            For

1.7    Election of Director: Henri Seydoux                       Mgmt          For                            For

1.8    Election of Director: Jeff W. Sheets                      Mgmt          For                            For

2.     Approval of the advisory resolution to                    Mgmt          For                            For
       approve our executive compensation.

3.     Approval of our consolidated balance sheet                Mgmt          For                            For
       as of December 31, 2020; our consolidated
       statement of income for the year ended
       December 31, 2020; and our Board of
       Directors' declarations of dividends in
       2020, as reflected in our 2020 Annual
       Report to Stockholders.

4.     Ratification of the appointment of                        Mgmt          For                            For
       PricewaterhouseCoopers LLP as our
       independent auditors for 2021.

5.     Approval of an amendment and restatement of               Mgmt          For                            For
       the 2017 Schlumberger Omnibus Stock
       Incentive Plan.

6.     Approval of an amendment and restatement of               Mgmt          For                            For
       the Schlumberger Discounted Stock Purchase
       Plan.

7.     Approval of an amendment and restatement of               Mgmt          For                            For
       the 2004 Stock and Deferral Plan for
       Non-Employee Directors.




--------------------------------------------------------------------------------------------------------------------------
 SIEMENS AG                                                                                  Agenda Number:  712718228
--------------------------------------------------------------------------------------------------------------------------
        Security:  D69671218
    Meeting Type:  EGM
    Meeting Date:  09-Jul-2020
          Ticker:
            ISIN:  DE0007236101
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE                  Non-Voting
       ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
       ONLY. IF YOU WISH TO SEE THE AGENDA IN
       GERMAN, THIS WILL BE MADE AVAILABLE AS A
       LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
       THE TOP OF THE BALLOT. THE GERMAN AGENDAS
       FOR ANY EXISTING OR PAST MEETINGS WILL
       REMAIN IN PLACE. FOR FURTHER INFORMATION,
       PLEASE CONTACT YOUR CLIENT SERVICE
       REPRESENTATIVE

CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO               Non-Voting
       PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
       9TH JULY 2015 AND THE OVER-RULING OF THE
       DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
       JUNE 2012 THE VOTING PROCESS HAS NOW
       CHANGED WITH REGARD TO THE GERMAN
       REGISTERED SHARES. AS A RESULT, IT IS NOW
       THE RESPONSIBILITY OF THE END-INVESTOR
       (I.E. FINAL BENEFICIARY) AND NOT THE
       INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
       BENEFICIARY VOTING RIGHTS THEREFORE THE
       CUSTODIAN BANK / AGENT IN THE MARKET WILL
       BE SENDING THE VOTING DIRECTLY TO MARKET
       AND IT IS THE END INVESTORS RESPONSIBILITY
       TO ENSURE THE REGISTRATION ELEMENT IS
       COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
       THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
       CAPITAL

CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED               Non-Voting
       ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
       BE UPDATED AS SOON AS BROADRIDGE RECEIVES
       CONFIRMATION FROM THE SUB CUSTODIANS
       REGARDING THEIR INSTRUCTION DEADLINE. FOR
       ANY QUERIES PLEASE CONTACT YOUR CLIENT
       SERVICES REPRESENTATIVE

CMMT   ACCORDING TO GERMAN LAW, IN CASE OF                       Non-Voting
       SPECIFIC CONFLICTS OF INTEREST IN
       CONNECTION WITH SPECIFIC ITEMS OF THE
       AGENDA FOR THE GENERAL MEETING YOU ARE NOT
       ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
       FURTHER, YOUR VOTING RIGHT MIGHT BE
       EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
       HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
       NOT COMPLIED WITH ANY OF YOUR MANDATORY
       VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
       GERMAN SECURITIES TRADING ACT (WPHG). FOR
       QUESTIONS IN THIS REGARD PLEASE CONTACT
       YOUR CLIENT SERVICE REPRESENTATIVE FOR
       CLARIFICATION. IF YOU DO NOT HAVE ANY
       INDICATION REGARDING SUCH CONFLICT OF
       INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
       PLEASE SUBMIT YOUR VOTE AS USUAL

CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS                  Non-Voting
       CAN BE FOUND DIRECTLY ON THE ISSUER'S
       WEBSITE (PLEASE REFER TO THE MATERIAL URL
       SECTION OF THE APPLICATION). IF YOU WISH TO
       ACT ON THESE ITEMS, YOU WILL NEED TO
       REQUEST A MEETING ATTEND AND VOTE YOUR
       SHARES DIRECTLY AT THE COMPANY'S MEETING.
       COUNTER PROPOSALS CANNOT BE REFLECTED IN
       THE BALLOT ON PROXYEDGE

1      TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF                Mgmt          For                            For
       AND TRANSFER AGREEMENT BETWEEN SIEMENS AG
       AND SIEMENS ENERGY AG, MUNICH, DATED MAY
       22, 2020




--------------------------------------------------------------------------------------------------------------------------
 SIEMENS AG                                                                                  Agenda Number:  713501131
--------------------------------------------------------------------------------------------------------------------------
        Security:  D69671218
    Meeting Type:  AGM
    Meeting Date:  03-Feb-2021
          Ticker:
            ISIN:  DE0007236101
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE                  Non-Voting
       REQUIRED TO VOTE AT THIS MEETING. IF NO
       SHAREHOLDER DETAILS ARE PROVIDED, YOUR
       INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
       BEING REJECTED. THANK YOU

CMMT   PLEASE NOTE THAT THIS IS AN AMENDMENT TO                  Non-Voting
       MEETING ID 502455 DUE TO ADDITION OF
       RESOLUTION 10. ALL VOTES RECEIVED ON THE
       PREVIOUS MEETING WILL BE DISREGARDED IF
       VOTE DEADLINE EXTENSIONS ARE GRANTED.
       THEREFORE PLEASE REINSTRUCT ON THIS MEETING
       NOTICE ON THE NEW JOB. IF HOWEVER VOTE
       DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
       MARKET, THIS MEETING WILL BE CLOSED AND
       YOUR VOTE INTENTIONS ON THE ORIGINAL
       MEETING WILL BE APPLICABLE. PLEASE ENSURE
       VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
       ORIGINAL MEETING, AND AS SOON AS POSSIBLE
       ON THIS NEW AMENDED MEETING. THANK YOU

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE                  Non-Voting
       ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
       ONLY. IF YOU WISH TO SEE THE AGENDA IN
       GERMAN, THIS WILL BE MADE AVAILABLE AS A
       LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
       THE TOP OF THE BALLOT. THE GERMAN AGENDAS
       FOR ANY EXISTING OR PAST MEETINGS WILL
       REMAIN IN PLACE. FOR FURTHER INFORMATION,
       PLEASE CONTACT YOUR CLIENT SERVICE
       REPRESENTATIVE

CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO               Non-Voting
       PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
       9TH JULY 2015 AND THE OVER-RULING OF THE
       DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
       JUNE 2012 THE VOTING PROCESS HAS NOW
       CHANGED WITH REGARD TO THE GERMAN
       REGISTERED SHARES. AS A RESULT, IT IS NOW
       THE RESPONSIBILITY OF THE END-INVESTOR
       (I.E. FINAL BENEFICIARY) AND NOT THE
       INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
       BENEFICIARY VOTING RIGHTS THEREFORE THE
       CUSTODIAN BANK / AGENT IN THE MARKET WILL
       BE SENDING THE VOTING DIRECTLY TO MARKET
       AND IT IS THE END INVESTORS RESPONSIBILITY
       TO ENSURE THE REGISTRATION ELEMENT IS
       COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
       THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
       CAPITAL

CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED               Non-Voting
       ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
       BE UPDATED AS SOON AS BROADRIDGE RECEIVES
       CONFIRMATION FROM THE SUB CUSTODIANS
       REGARDING THEIR INSTRUCTION DEADLINE. FOR
       ANY QUERIES PLEASE CONTACT YOUR CLIENT
       SERVICES REPRESENTATIVE

CMMT   ACCORDING TO GERMAN LAW, IN CASE OF                       Non-Voting
       SPECIFIC CONFLICTS OF INTEREST IN
       CONNECTION WITH SPECIFIC ITEMS OF THE
       AGENDA FOR THE GENERAL MEETING YOU ARE NOT
       ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
       FURTHER, YOUR VOTING RIGHT MIGHT BE
       EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
       HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
       NOT COMPLIED WITH ANY OF YOUR MANDATORY
       VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
       GERMAN SECURITIES TRADING ACT (WPHG). FOR
       QUESTIONS IN THIS REGARD PLEASE CONTACT
       YOUR CLIENT SERVICE REPRESENTATIVE FOR
       CLARIFICATION. IF YOU DO NOT HAVE ANY
       INDICATION REGARDING SUCH CONFLICT OF
       INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
       PLEASE SUBMIT YOUR VOTE AS USUAL

CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS                  Non-Voting
       CAN BE FOUND DIRECTLY ON THE ISSUER'S
       WEBSITE (PLEASE REFER TO THE MATERIAL URL
       SECTION OF THE APPLICATION). IF YOU WISH TO
       ACT ON THESE ITEMS, YOU WILL NEED TO
       REQUEST A MEETING ATTEND AND VOTE YOUR
       SHARES DIRECTLY AT THE COMPANY'S MEETING.
       COUNTER PROPOSALS CANNOT BE REFLECTED IN
       THE BALLOT ON PROXYEDGE

CMMT   PLEASE NOTE THAT IF YOU HOLD CREST                        Non-Voting
       DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
       AT THIS MEETING, YOU (OR YOUR CREST
       SPONSORED MEMBER/CUSTODIAN) WILL BE
       REQUIRED TO INSTRUCT A TRANSFER OF THE
       RELEVANT CDIS TO THE ESCROW ACCOUNT
       SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
       IN THE CREST SYSTEM. THIS TRANSFER WILL
       NEED TO BE COMPLETED BY THE SPECIFIED CREST
       SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
       SETTLED, THE CDIS WILL BE BLOCKED IN THE
       CREST SYSTEM. THE CDIS WILL BE RELEASED
       FROM ESCROW AS SOON AS PRACTICABLE ON THE
       BUSINESS DAY PRIOR TO MEETING DATE UNLESS
       OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
       BE ACCEPTED, THE VOTED POSITION MUST BE
       BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
       THE CREST SYSTEM. BY VOTING ON THIS
       MEETING, YOUR CREST SPONSORED
       MEMBER/CUSTODIAN MAY USE YOUR VOTE
       INSTRUCTION AS THE AUTHORIZATION TO TAKE
       THE NECESSARY ACTION WHICH WILL INCLUDE
       TRANSFERRING YOUR INSTRUCTED POSITION TO
       ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
       MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
       INFORMATION ON THE CUSTODY PROCESS AND
       WHETHER OR NOT THEY REQUIRE SEPARATE
       INSTRUCTIONS FROM YOU

CMMT   INTERMEDIARY CLIENTS ONLY - PLEASE NOTE                   Non-Voting
       THAT IF YOU ARE CLASSIFIED AS AN
       INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
       RIGHTS DIRECTIVE II, YOU SHOULD BE
       PROVIDING THE UNDERLYING SHAREHOLDER
       INFORMATION AT THE VOTE INSTRUCTION LEVEL.
       IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
       LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
       PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
       CLIENT SERVICE REPRESENTATIVE FOR
       ASSISTANCE. THANK YOU

1      RECEIVE FINANCIAL STATEMENTS AND STATUTORY                Non-Voting
       REPORTS FOR FISCAL 2019/20

2      APPROVE ALLOCATION OF INCOME AND DIVIDENDS                Mgmt          For                            For
       OF EUR 3.50 PER SHARE

3.1    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER JOE KAESER FOR FISCAL 2019/20

3.2    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER ROLAND BUSCH FOR FISCAL 2019/20

3.3    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
       FISCAL 2019/20

3.4    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER KLAUS HELMRICH FOR FISCAL 2019/20

3.5    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
       FOR FISCAL 2019/20

3.6    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER CEDRIK NEIKE FOR FISCAL 2019/20

3.7    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
       FOR FISCAL 2019/20

3.8    APPROVE DISCHARGE OF MANAGEMENT BOARD                     Mgmt          For                            For
       MEMBER RALF THOMAS FOR FISCAL 2019/20

4.1    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER JIM SNABE FOR FISCAL 2019/20

4.2    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20

4.3    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER WERNER WENNING FOR FISCAL 2019/20

4.4    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER WERNER BRANDT FOR FISCAL 2019/20

4.5    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20

4.6    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20

4.7    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER BETTINA HALLER FOR FISCAL 2019/20

4.8    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
       2020) FOR FISCAL 2019/20

4.9    APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER HARALD KERN FOR FISCAL 2019/20

4.10   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER JUERGEN KERNER FOR FISCAL 2019/20

4.11   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
       FISCAL 2019/20

4.12   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER BENOIT POTIER FOR FISCAL 2019/20

4.13   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER HAGEN REIMER FOR FISCAL 2019/20

4.14   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER NORBERT REITHOFER FOR FISCAL 2019/20

4.15   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER NEMAT SHAFIK FOR FISCAL 2019/20

4.16   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER NATHALIE VON SIEMENS FOR FISCAL
       2019/20

4.17   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20

4.18   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER DOROTHEA SIMON FOR FISCAL 2019/20

4.19   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20

4.20   APPROVE DISCHARGE OF SUPERVISORY BOARD                    Mgmt          For                            For
       MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20

5      RATIFY ERNST YOUNG GMBH AS AUDITORS FOR                   Mgmt          For                            For
       FISCAL 2020/21

6.1    ELECT GRAZIA VITTADINI TO THE SUPERVISORY                 Mgmt          For                            For
       BOARD

6.2    ELECT KASPER RORSTED TO THE SUPERVISORY                   Mgmt          For                            For
       BOARD

6.3    REELECT JIM SNABE TO THE SUPERVISORY BOARD                Mgmt          For                            For

7      APPROVE REMUNERATION OF SUPERVISORY BOARD                 Mgmt          For                            For

8      APPROVE CREATION OF EUR 90 MILLION POOL OF                Mgmt          For                            For
       CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN

9      AMEND AFFILIATION AGREEMENT WITH SIEMENS                  Mgmt          For                            For
       BANK GMBH

10     PLEASE NOTE THAT THIS RESOLUTION IS A                     Shr           For                            Against
       SHAREHOLDER PROPOSAL: AMENDMENT TO THE
       ARTICLES OF ASSOCIATION OF SIEMENS AG




--------------------------------------------------------------------------------------------------------------------------
 SIEMENS ENERGY AG                                                                           Agenda Number:  713453809
--------------------------------------------------------------------------------------------------------------------------
        Security:  D6T47E106
    Meeting Type:  AGM
    Meeting Date:  10-Feb-2021
          Ticker:
            ISIN:  DE000ENER6Y0
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

CMMT   PLEASE NOTE THAT SHAREHOLDER DETAILS ARE                  Non-Voting
       REQUIRED TO VOTE AT THIS MEETING. IF NO
       SHAREHOLDER DETAILS ARE PROVIDED, YOUR
       INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
       BEING REJECTED. THANK YOU

CMMT   FROM 10TH FEBRUARY, BROADRIDGE WILL CODE                  Non-Voting
       ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
       ONLY. IF YOU WISH TO SEE THE AGENDA IN
       GERMAN, THIS WILL BE MADE AVAILABLE AS A
       LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
       THE TOP OF THE BALLOT. THE GERMAN AGENDAS
       FOR ANY EXISTING OR PAST MEETINGS WILL
       REMAIN IN PLACE. FOR FURTHER INFORMATION,
       PLEASE CONTACT YOUR CLIENT SERVICE
       REPRESENTATIVE

CMMT   PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO               Non-Voting
       PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
       9TH JULY 2015 AND THE OVER-RULING OF THE
       DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
       JUNE 2012 THE VOTING PROCESS HAS NOW
       CHANGED WITH REGARD TO THE GERMAN
       REGISTERED SHARES. AS A RESULT, IT IS NOW
       THE RESPONSIBILITY OF THE END-INVESTOR
       (I.E. FINAL BENEFICIARY) AND NOT THE
       INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
       BENEFICIARY VOTING RIGHTS THEREFORE THE
       CUSTODIAN BANK / AGENT IN THE MARKET WILL
       BE SENDING THE VOTING DIRECTLY TO MARKET
       AND IT IS THE END INVESTORS RESPONSIBILITY
       TO ENSURE THE REGISTRATION ELEMENT IS
       COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
       THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
       CAPITAL

CMMT   THE VOTE/REGISTRATION DEADLINE AS DISPLAYED               Non-Voting
       ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
       BE UPDATED AS SOON AS BROADRIDGE RECEIVES
       CONFIRMATION FROM THE SUB CUSTODIANS
       REGARDING THEIR INSTRUCTION DEADLINE. FOR
       ANY QUERIES PLEASE CONTACT YOUR CLIENT
       SERVICES REPRESENTATIVE

CMMT   ACCORDING TO GERMAN LAW, IN CASE OF                       Non-Voting
       SPECIFIC CONFLICTS OF INTEREST IN
       CONNECTION WITH SPECIFIC ITEMS OF THE
       AGENDA FOR THE GENERAL MEETING YOU ARE NOT
       ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
       FURTHER, YOUR VOTING RIGHT MIGHT BE
       EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
       HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
       NOT COMPLIED WITH ANY OF YOUR MANDATORY
       VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
       GERMAN SECURITIES TRADING ACT (WPHG). FOR
       QUESTIONS IN THIS REGARD PLEASE CONTACT
       YOUR CLIENT SERVICE REPRESENTATIVE FOR
       CLARIFICATION. IF YOU DO NOT HAVE ANY
       INDICATION REGARDING SUCH CONFLICT OF
       INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
       PLEASE SUBMIT YOUR VOTE AS USUAL

CMMT   FURTHER INFORMATION ON COUNTER PROPOSALS                  Non-Voting
       CAN BE FOUND DIRECTLY ON THE ISSUER'S
       WEBSITE (PLEASE REFER TO THE MATERIAL URL
       SECTION OF THE APPLICATION). IF YOU WISH TO
       ACT ON THESE ITEMS, YOU WILL NEED TO
       REQUEST A MEETING ATTEND AND VOTE YOUR
       SHARES DIRECTLY AT THE COMPANY'S MEETING.
       COUNTER PROPOSALS CANNOT BE REFLECTED IN
       THE BALLOT ON PROXYEDGE

1      RECEIVE FINANCIAL STATEMENTS AND STATUTORY                Non-Voting
       REPORTS FOR FISCAL 2019/20

2      APPROVE DISCHARGE OF MANAGEMENT BOARD FOR                 Mgmt          For                            For
       FISCAL 2019/20

3      APPROVE DISCHARGE OF SUPERVISORY BOARD FOR                Mgmt          For                            For
       FISCAL 2019/20

4      RATIFY ERNST YOUNG GMBH AS AUDITORS FOR                   Mgmt          For                            For
       FISCAL 2020/21

5.1    ELECT CHRISTINE BORTENLAENGER TO THE                      Mgmt          For                            For
       SUPERVISORY BOARD

5.2    ELECT SIGMAR GABRIEL TO THE SUPERVISORY                   Mgmt          For                            For
       BOARD

5.3    ELECT JOE KAESER TO THE SUPERVISORY BOARD                 Mgmt          For                            For

5.4    ELECT HUBERT LIENHARD TO THE SUPERVISORY                  Mgmt          For                            For
       BOARD

5.5    ELECT HILDEGARD MUELLER TO THE SUPERVISORY                Mgmt          For                            For
       BOARD

5.6    ELECT LAURENCE MULLIEZ TO THE SUPERVISORY                 Mgmt          For                            For
       BOARD

5.7    ELECT MATTHIAS REBELLIUS TO THE SUPERVISORY               Mgmt          For                            For
       BOARD

5.8    ELECT RALF THOMAS TO THE SUPERVISORY BOARD                Mgmt          For                            For

5.9    ELECT GEISHA WILLIAMS TO THE SUPERVISORY                  Mgmt          For                            For
       BOARD

5.10   ELECT RANDY ZWIRN TO THE SUPERVISORY BOARD                Mgmt          For                            For

6      APPROVE REMUNERATION POLICY FOR THE                       Mgmt          For                            For
       MANAGEMENT BOARD

7      APPROVE REMUNERATION POLICY FOR THE                       Mgmt          For                            For
       SUPERVISORY BOARD

CMMT   16 DEC 2020: INTERMEDIARY CLIENTS ONLY -                  Non-Voting
       PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
       AN INTERMEDIARY CLIENT UNDER THE
       SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
       BE PROVIDING THE UNDERLYING SHAREHOLDER
       INFORMATION AT THE VOTE INSTRUCTION LEVEL.
       IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
       LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
       PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
       CLIENT SERVICE REPRESENTATIVE FOR
       ASSISTANCE. THANK YOU

CMMT   21 DEC 2020: PLEASE NOTE THAT THIS IS A                   Non-Voting
       REVISION DUE TO ADDITION OF COMMENT. IF YOU
       HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
       NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
       YOUR ORIGINAL INSTRUCTIONS. THANK YOU

CMMT   21 DEC 2020: PLEASE NOTE THAT IF YOU HOLD                 Non-Voting
       CREST DEPOSITORY INTERESTS (CDIS) AND
       PARTICIPATE AT THIS MEETING, YOU (OR YOUR
       CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
       REQUIRED TO INSTRUCT A TRANSFER OF THE
       RELEVANT CDIS TO THE ESCROW ACCOUNT
       SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
       IN THE CREST SYSTEM. THIS TRANSFER WILL
       NEED TO BE COMPLETED BY THE SPECIFIED CREST
       SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
       SETTLED, THE CDIS WILL BE BLOCKED IN THE
       CREST SYSTEM. THE CDIS WILL BE RELEASED
       FROM ESCROW AS SOON AS PRACTICABLE ON THE
       BUSINESS DAY PRIOR TO MEETING DATE UNLESS
       OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
       BE ACCEPTED, THE VOTED POSITION MUST BE
       BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
       THE CREST SYSTEM. BY VOTING ON THIS
       MEETING, YOUR CREST SPONSORED
       MEMBER/CUSTODIAN MAY USE YOUR VOTE
       INSTRUCTION AS THE AUTHORIZATION TO TAKE
       THE NECESSARY ACTION WHICH WILL INCLUDE
       TRANSFERRING YOUR INSTRUCTED POSITION TO
       ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
       MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
       INFORMATION ON THE CUSTODY PROCESS AND
       WHETHER OR NOT THEY REQUIRE SEPARATE
       INSTRUCTIONS FROM YOU




--------------------------------------------------------------------------------------------------------------------------
 SONY GROUP CORPORATION                                                                      Agenda Number:  935442234
--------------------------------------------------------------------------------------------------------------------------
        Security:  835699307
    Meeting Type:  Annual
    Meeting Date:  22-Jun-2021
          Ticker:  SONY
            ISIN:  US8356993076
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Kenichiro Yoshida                   Mgmt          For                            For

1B.    Election of Director: Hiroki Totoki                       Mgmt          For                            For

1C.    Election of Director: Shuzo Sumi                          Mgmt          For                            For

1D.    Election of Director: Tim Schaaff                         Mgmt          For                            For

1E.    Election of Director: Toshiko Oka                         Mgmt          For                            For

1F.    Election of Director: Sakie Akiyama                       Mgmt          For                            For

1G.    Election of Director: Wendy Becker                        Mgmt          For                            For

1H.    Election of Director: Yoshihiko Hatanaka                  Mgmt          For                            For

1I.    Election of Director: Adam Crozier                        Mgmt          For                            For

1J.    Election of Director: Keiko Kishigami                     Mgmt          For                            For

1K.    Election of Director: Joseph A. Kraft, Jr.                Mgmt          For                            For

2.     To issue Stock Acquisition Rights for the                 Mgmt          For                            For
       purpose of granting stock options.




--------------------------------------------------------------------------------------------------------------------------
 THE SHERWIN-WILLIAMS COMPANY                                                                Agenda Number:  935342585
--------------------------------------------------------------------------------------------------------------------------
        Security:  824348106
    Meeting Type:  Annual
    Meeting Date:  21-Apr-2021
          Ticker:  SHW
            ISIN:  US8243481061
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Kerrii B. Anderson                  Mgmt          For                            For

1B.    Election of Director: Arthur F. Anton                     Mgmt          For                            For

1C.    Election of Director: Jeff M. Fettig                      Mgmt          For                            For

1D.    Election of Director: Richard J. Kramer                   Mgmt          For                            For

1E.    Election of Director: John G. Morikis                     Mgmt          For                            For

1F.    Election of Director: Christine A. Poon                   Mgmt          For                            For

1G.    Election of Director: Aaron M. Powell                     Mgmt          For                            For

1H.    Election of Director: Michael H. Thaman                   Mgmt          For                            For

1I.    Election of Director: Matthew Thornton III                Mgmt          For                            For

1J.    Election of Director: Steven H. Wunning                   Mgmt          For                            For

2.     Advisory approval of the compensation of                  Mgmt          For                            For
       the named executives.

3.     Ratification of the appointment of Ernst &                Mgmt          For                            For
       Young LLP as our independent registered
       public accounting firm.




--------------------------------------------------------------------------------------------------------------------------
 THE ST. JOE COMPANY                                                                         Agenda Number:  935382705
--------------------------------------------------------------------------------------------------------------------------
        Security:  790148100
    Meeting Type:  Annual
    Meeting Date:  18-May-2021
          Ticker:  JOE
            ISIN:  US7901481009
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director for a one-year term of               Mgmt          For                            For
       expiring at the 2022 Annual Meeting: Cesar
       L. Alvarez

1B.    Election of Director for a one-year term of               Mgmt          For                            For
       expiring at the 2022 Annual Meeting: Bruce
       R. Berkowitz

1C.    Election of Director for a one-year term of               Mgmt          For                            For
       expiring at the 2022 Annual Meeting: Howard
       S. Frank

1D.    Election of Director for a one-year term of               Mgmt          For                            For
       expiring at the 2022 Annual Meeting: Jorge
       L. Gonzalez

1E.    Election of Director for a one-year term of               Mgmt          For                            For
       expiring at the 2022 Annual Meeting: Thomas
       P. Murphy, Jr.

2.     Ratification of the appointment of Grant                  Mgmt          For                            For
       Thornton LLP as our independent registered
       public accounting firm for our fiscal year
       ending December 31, 2021.

3.     Approval, on an advisory basis, of the                    Mgmt          For                            For
       compensation of our named executive
       officers.




--------------------------------------------------------------------------------------------------------------------------
 TOTO LTD.                                                                                   Agenda Number:  714242423
--------------------------------------------------------------------------------------------------------------------------
        Security:  J90268103
    Meeting Type:  AGM
    Meeting Date:  25-Jun-2021
          Ticker:
            ISIN:  JP3596200000
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

       Please reference meeting materials.                       Non-Voting

1.1    Appoint a Director Kitamura, Madoka                       Mgmt          For                            For

1.2    Appoint a Director Kiyota, Noriaki                        Mgmt          For                            For

1.3    Appoint a Director Shirakawa, Satoshi                     Mgmt          For                            For

1.4    Appoint a Director Hayashi, Ryosuke                       Mgmt          For                            For

1.5    Appoint a Director Taguchi, Tomoyuki                      Mgmt          For                            For

1.6    Appoint a Director Tamura, Shinya                         Mgmt          For                            For

1.7    Appoint a Director Kuga, Toshiya                          Mgmt          For                            For

1.8    Appoint a Director Shimizu, Takayuki                      Mgmt          For                            For

1.9    Appoint a Director Taketomi, Yojiro                       Mgmt          For                            For

1.10   Appoint a Director Shimono, Masatsugu                     Mgmt          For                            For

1.11   Appoint a Director Tsuda, Junji                           Mgmt          For                            For

1.12   Appoint a Director Yamauchi, Shigenori                    Mgmt          For                            For

2      Approve Details of the Restricted-Share                   Mgmt          For                            For
       Compensation to be received by Directors




--------------------------------------------------------------------------------------------------------------------------
 UNION PACIFIC CORPORATION                                                                   Agenda Number:  935364947
--------------------------------------------------------------------------------------------------------------------------
        Security:  907818108
    Meeting Type:  Annual
    Meeting Date:  13-May-2021
          Ticker:  UNP
            ISIN:  US9078181081
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1A.    Election of Director: Andrew H. Card Jr.                  Mgmt          For                            For

1B.    Election of Director: William J. DeLaney                  Mgmt          For                            For

1C.    Election of Director: David B. Dillon                     Mgmt          For                            For

1D.    Election of Director: Lance M. Fritz                      Mgmt          For                            For

1E.    Election of Director: Deborah C. Hopkins                  Mgmt          For                            For

1F.    Election of Director: Jane H. Lute                        Mgmt          For                            For

1G.    Election of Director: Michael R. McCarthy                 Mgmt          For                            For

1H.    Election of Director: Thomas F. McLarty III               Mgmt          For                            For

1I.    Election of Director: Jose H. Villarreal                  Mgmt          For                            For

1J.    Election of Director: Christopher J.                      Mgmt          For                            For
       Williams

2.     Ratification of the appointment of Deloitte               Mgmt          For                            For
       & Touche LLP as the independent registered
       public accounting firm of the Company for
       2021.

3.     An advisory vote to approve executive                     Mgmt          For                            For
       compensation ("Say on Pay").

4.     Adoption of the Union Pacific Corporation                 Mgmt          For                            For
       2021 Stock Incentive Plan.

5.     Adoption of the Union Pacific Corporation                 Mgmt          For                            For
       2021 Employee Stock Purchase Plan.

6.     Shareholder proposal requesting an EEO-1                  Shr           For                            Against
       Report Disclosure, if properly presented at
       the Annual Meeting.

7.     Shareholder proposal requesting an Annual                 Shr           For                            Against
       Diversity and Inclusion Efforts Report, if
       properly presented at the Annual Meeting.

8.     Shareholder proposal requesting an Annual                 Shr           For                            Against
       Emissions Reduction Plan & annual advisory
       vote on Emissions Reduction Plan, if
       properly presented at the Annual Meeting.




--------------------------------------------------------------------------------------------------------------------------
 VALE S.A.                                                                                   Agenda Number:  935337089
--------------------------------------------------------------------------------------------------------------------------
        Security:  91912E105
    Meeting Type:  Special
    Meeting Date:  12-Mar-2021
          Ticker:  VALE
            ISIN:  US91912E1055
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1.     Amendments of wording: 1a. Amendment to the               Mgmt          For                            For
       wording in Article 1, head paragraph, to
       include the definition of Vale as "Company"
       and consequent amendment in subsequent
       provisions (Article 2, head paragraph;
       Article 3; Article 4; Article 5, paragraph
       6; Article 6, head paragraph and paragraph
       3; Article 7, IV to VI; Article 8,
       paragraph 2; Article 9, head paragraph;
       Article 10, head paragraph; Article 11,
       paragraphs 2 and 12; Article 12, Sole
       Paragraph; Article 14, I, V to IX,XI, XIII,
       ...(due to space limits, see proxy
       statement for full proposal).

2.     Change in the positions of alternate member               Mgmt          For                            For
       and new rule for replacing directors: 2a.
       Elimination of the position of alternate
       member of the Board of Directors, except
       for the member and his or her alternate
       elected, in a separate vote, by the
       employees, according to the Management
       Proposal (Article 9, paragraph 1, Article
       11, paragraph 2, and new, paragraphs 8, 9,
       and 12 of Article 11). 2b. New rule for
       replacement of Directors in the event of
       impediment/temporary absence or vacancy,
       ...(due to space limits, see proxy
       statement for full proposal).

3.     Bringing flexibility in terms of the number               Mgmt          For                            For
       of members of the Board of Directors, which
       may be comprised of at least 11 and at most
       13 members, according to the Management
       Proposal (head paragraph of Article 11).

4.     Amendments of items referring to the                      Mgmt          For                            For
       independence structure: 4a. Increasing the
       minimum number of independent members of
       the Board of Directors, according to the
       Management Proposal (Article 11, paragraph
       3). 4b. According to the Management
       Proposal, including a new provision to
       define the concept of independent
       directors, in line with the best
       international practices in the market (new
       paragraph 4 of Article 11).

5.     Provisions for the Chairman and                           Mgmt          For                            For
       Vice-Chairman: 5a. Provision that the
       Chairman and Vice-Chairman of the Board of
       Directors be individually elected by the
       Shareholders' Meeting. 5b. Consolidation of
       former paragraphs 5 and 6 of Article 11
       into the new paragraph 8 of Article 11 to
       address cases of vacancy of the positions
       of Chairman and Vice-Chairman of the Board.
       5c. Provision that the Board of Directors
       shall be represented externally by its
       Chairman or by a director appointed by the
       latter (new paragraph 7 of Article 11).

6.     Inclusion of the appointment, by the                      Mgmt          For                            For
       elected independent members, of a lead
       independent member, and provision of the
       respective duties, according to the
       Management Proposal (new paragraph 6 of
       Article 11).

7.     Inclusion of the procedure for submission                 Mgmt          For                            For
       of a voting list, individually, by
       candidate, for the election of members of
       the Board of Directors, according to the
       Management Proposal (new paragraph 10,
       items I, II, III, IV and VII, of Article
       11).

8.     Provision that, for the election of members               Mgmt          For                            For
       of the Board of Directors, those candidates
       who receive the highest number of votes in
       favor are considered elected, and those
       candidates who have more votes against than
       in favor are excluded, subject to the
       number of vacancies to be filled, according
       to the Management Proposal (new paragraph
       10, items V and VI, of Article 11).

9.     Renumbering and adjustment to the wording                 Mgmt          For                            For
       in new paragraphs 11 and 12 of Article 11,
       according to the Management Proposal.

10.    Amendment to the head paragraph of Article                Mgmt          For                            For
       12 to reduce the number of ordinary
       meetings and amend the minimum number of
       members to call a meeting of the Board of
       Directors, according to the Management
       Proposal.

11.    Amendments on the responsibilities of the                 Mgmt          For                            For
       Board of Directors and the Executive Board:
       11a. Inclusion in Article 14, item VI, of
       the safety of people as a factor to be
       considered when establishing the purpose,
       guidelines and strategic plan of the
       Company, according to the Management
       Proposal. 11b. Inclusion to expressly state
       practices already adopted by Management,
       for approval of the Company's purposes,
       according to the Management Proposal
       (Article 14, item VII and Article 29, IV).
       ...(due to space limits, see proxy
       statement for full proposal).

12.    Provisions about the Committees and the                   Mgmt          For                            For
       committees' coordinators coordinators: 12a.
       Amendment in Article 15, head paragraph, of
       the number of permanent advisory
       committees, inclusion of the Compensation
       scope for the Personnel and Governance
       Committee and inclusion of the Nomination
       and Innovation Committees, according to the
       Management Proposal. 12b. According to the
       Management Proposal, inclusion in Article
       15, paragraph 3, to regulate how to choose
       the advisory committees' coordinators.

13.    Amendment of Article 23, paragraph 3, to                  Mgmt          For                            For
       increase the term of office of the members
       of the Executive Board, according to the
       Management Proposal.

14.    Restatement of the By-Laws to reflect the                 Mgmt          For                            For
       changes approved at the Shareholders'
       Meeting.




--------------------------------------------------------------------------------------------------------------------------
 VALE S.A.                                                                                   Agenda Number:  935403472
--------------------------------------------------------------------------------------------------------------------------
        Security:  91912E105
    Meeting Type:  Annual
    Meeting Date:  30-Apr-2021
          Ticker:  VALE
            ISIN:  US91912E1055
--------------------------------------------------------------------------------------------------------------------------

Prop.# Proposal                                                  Proposal      Proposal Vote                  For/Against
                                                                 Type                                         Management

1      Resolution 1                                              Mgmt          For                            For

2      Resolution 2                                              Mgmt          For                            For

3      Resolution 3                                              Mgmt          For                            For

4      Resolution 4                                              Mgmt          For                            Against

5A     Election of Director: Jose Luciano Duarte                 Mgmt          For                            For
       Penido (Vale Nominee). (You may only vote
       "FOR" in up to 12 of the 16 Directors in
       proposals 5A-5P. Your vote will be deemed
       invalid for proposal 5A-5P if you vote in
       favor of more than 12 directors)

5B     Election of Director: Fernando Jorge Buso                 Mgmt          For                            For
       Gomes (Vale Nominee). (You may only vote
       "FOR" in up to 12 of the 16 Directors in
       proposals 5A-5P. Your vote will be deemed
       invalid for proposal 5A-5P if you vote in
       favor of more than 12 directors)

5C     Election of Director: Clinton James Dines                 Mgmt          For                            For
       (Vale Nominee). (You may only vote "FOR" in
       up to 12 of the 16 Directors in proposals
       5A-5P. Your vote will be deemed invalid for
       proposal 5A-5P if you vote in favor of more
       than 12 directors)

5D     Election of Director: Eduardo de Oliveira                 Mgmt          For                            For
       Rodrigues Filho (Vale Nominee). (You may
       only vote "FOR" in up to 12 of the 16
       Directors in proposals 5A-5P. Your vote
       will be deemed invalid for proposal 5A-5P
       if you vote in favor of more than 12
       directors)

5E     Election of Director: Elaine Dorward-King                 Mgmt          For                            For
       (Vale Nominee). (You may only vote "FOR" in
       up to 12 of the 16 Directors in proposals
       5A-5P. Your vote will be deemed invalid for
       proposal 5A-5P if you vote in favor of more
       than 12 directors)

5F     Election of Director: Jose Mauricio Pereira               Mgmt          For                            For
       Coelho (Vale Nominee). (You may only vote
       "FOR" in up to 12 of the 16 Directors in
       proposals 5A-5P. Your vote will be deemed
       invalid for proposal 5A-5P if you vote in
       favor of more than 12 directors)

5G     Election of Director: Ken Yasuhara (Vale                  Mgmt          For                            For
       Nominee). (You may only vote "FOR" in up to
       12 of the 16 Directors in proposals 5A-5P.
       Your vote will be deemed invalid for
       proposal 5A 5P. Your vote will be deemed
       invalid for proposal 5A-5P if you vote in
       favor of more than 12 directors)

5H     Election of Director: Manuel Lino Silva de                Mgmt          For                            For
       Sousa Oliveira (Ollie Oliveira) (Vale
       Nominee). (You may only vote "FOR" in up to
       12 of the 16 Directors in proposals 5A-5P.
       Your vote will be deemed invalid for
       proposal 5A-5P if you vote in favor of more
       than 12 directors)

5I     Election of Director: Maria Fernanda dos                  Mgmt          For                            For
       Santos Teixeira (Vale Nominee). (You may
       only vote "FOR" in up to 12 of the 16
       Directors in proposals 5A-5P. Your vote
       will be deemed invalid for proposal 5A-5P
       if you vote in favor of more than 12
       directors)

5J     Election of Director: Murilo Cesar Lemos                  Mgmt          For                            For
       dos Santos Passos (Vale Nominee). (You may
       only vote "FOR" in up to 12 of the 16
       Directors in proposals 5A-5P. Your vote
       will be deemed invalid for proposal 5A-5P
       if you vote in favor of more than 12
       directors)

5K     Election of Director: Roger Allan Downey                  Mgmt          For                            For
       (Vale Nominee). (You may only vote "FOR" in
       up to 12 of the 16 Directors in proposals
       5A-5P. Your vote will be deemed invalid for
       proposal 5A-5P if you vote in favor of more
       than 12 directors)

5L     Election of Director: Sandra Maria Guerra                 Mgmt          For                            For
       de Azevedo (Vale Nominee). (You may only
       vote "FOR" in up to 12 of the 16 Directors
       in proposals 5A-5P. Your vote will be
       deemed invalid for proposal 5A-5P if you
       vote in favor of more than 12 directors)

5M     Election of Director: Marcelo Gasparino da                Mgmt          For                            For
       Silva (Other Nominee). (You may only vote
       "FOR" in up to 12 of the 16 Directors in
       proposals 5A-5P. Your vote will be deemed
       invalid for proposal 5A-5P if you vote in
       favor of more than 12 directors)

5N     Election of Director: Mauro Gentile                       Mgmt          For                            For
       Rodrigues Cunha (Other Nominee). (You may
       only vote "FOR" in up to 12 of the 16
       Directors in proposals 5A-5P. Your vote
       will be deemed invalid for proposal 5A-5P
       if you vote in favor of more than 12
       directors)

5O     Election of Director: Rachel de Oliveira                  Mgmt          For                            For
       Maia (Other Nominee). (You may only vote
       "FOR" in up to 12 of the 16 Directors in
       proposals 5A-5P. Your vote will be deemed
       invalid for proposal 5A-5P if you vote in
       favor of more than 12 directors)

5P     Election of Director: Roberto da Cunha                    Mgmt          For                            For
       Castello Branco (Other Nominee). (You may
       only vote "FOR" in up to 12 of the 16
       Directors in proposals 5A-5P. Your vote
       will be deemed invalid for proposal 5A-5P
       if you vote in favor of more than 12
       directors)

6      Resolution 6. (You may only vote "FOR"                    Mgmt          For                            For
       proposal 6 or you may vote in 7A-7P.  Your
       vote for these proposals will be deemed
       invalid if you vote in favor of both
       groups)

7A     Election of Director: Jose Luciano Duarte                 Mgmt          For                            For
       Penido (Vale Nominee). (You may only vote
       "FOR" proposal 6 or you may vote in 7A-7P.
       Your vote for these proposals will be
       deemed invalid if you vote in favor of both
       groups)

7B     Election of Director: Fernando Jorge Buso                 Mgmt          For                            For
       Gomes (Vale Nominee). (You may only vote
       "FOR" proposal 6 or you may vote in 7A-7P.
       Your vote for these proposals will be
       deemed invalid if you vote in favor of both
       groups)

7C     Election of Director: Clinton James Dines                 Mgmt          For                            For
       (Vale Nominee). (You may only vote "FOR"
       proposal 6 or you may vote in 7A-7P.  Your
       vote for these proposals will be deemed
       invalid if you vote in favor of both
       groups)

7D     Election of Director: Eduardo de Oliveira                 Mgmt          For                            For
       Rodrigues Filho (Vale Nominee). (You may
       only vote "FOR" proposal 6 or you may vote
       in 7A-7P.  Your vote for these proposals
       will be deemed invalid if you vote in favor
       of both groups)

7E     Election of Director: Elaine Dorward-King                 Mgmt          For                            For
       (Vale Nominee). (You may only vote "FOR"
       proposal 6 or you may vote in 7A-7P.  Your
       vote for these proposals will be deemed
       invalid if you vote in favor of both
       groups)

7F     Election of Director: Jose Mauricio Pereira               Mgmt          For                            For
       Coelho (Vale Nominee). (You may only vote
       "FOR" proposal 6 or you may vote in 7A-7P.
       Your vote for these proposals will be
       deemed invalid if you vote in favor of both
       groups)

7G     Election of Director: Ken Yasuhara (Vale                  Mgmt          For                            For
       Nominee). (You may only vote "FOR" proposal
       6 or you may vote in 7A-7P.  Your vote for
       these proposals will be deemed invalid if
       you vote in favor of both groups)

7H     Election of Director: Manuel Lino Silva de                Mgmt          For                            For
       Sousa Oliveira (Ollie Oliveira) (Vale
       Nominee). (You may only vote "FOR" proposal
       6 or you may vote in 7A-7P.  Your vote for
       these proposals will be deemed invalid if
       you vote in favor of both groups)

7I     Election of Director: Maria Fernanda dos                  Mgmt          For                            For
       Santos Teixeira (Vale Nominee). (You may
       only vote "FOR" proposal 6 or you may vote
       in 7A-7P.  Your vote for these proposals
       will be deemed invalid if you vote in favor
       of both groups)

7J     Election of Director: Murilo Cesar Lemos                  Mgmt          For                            For
       dos Santos Passos (Vale Nominee). (You may
       only vote "FOR" proposal 6 or you may vote
       in 7A-7P.  Your vote for these proposals
       will be deemed invalid if you vote in favor
       of both groups)

7K     Election of Director: Roger Allan Downey                  Mgmt          For                            For
       (Vale Nominee). (You may only vote "FOR"
       proposal 6 or you may vote in 7A-7P.  Your
       vote for these proposals will be deemed
       invalid if you vote in favor of both
       groups)

7L     Election of Director: Sandra Maria Guerra                 Mgmt          For                            For
       de Azevedo (Vale Nominee). (You may only
       vote "FOR" proposal 6 or you may vote in
       7A-7P.  Your vote for these proposals will
       be deemed invalid if you vote in favor of
       both groups)

7M     Election of Director: Marcelo Gasparino da                Mgmt          For                            For
       Silva (Other Nominee). (You may only vote
       "FOR" proposal 6 or you may vote in 7A-7P.
       Your vote for these proposals will be
       deemed invalid if you vote in favor of both
       groups)

7N     Election of Director: Mauro Gentile                       Mgmt          For                            For
       Rodrigues Cunha (Other Nominee). (You may
       only vote "FOR" proposal 6 or you may vote
       in 7A-7P.  Your vote for these proposals
       will be deemed invalid if you vote in favor
       of both groups)

7O     Election of Director: Rachel de Oliveira                  Mgmt          For                            For
       Maia (Other Nominee). (You may only vote
       "FOR" proposal 6 or you may vote in 7A-7P.
       Your vote for these proposals will be
       deemed invalid if you vote in favor of both
       groups)

7P     Election of Director: Roberto da Cunha                    Mgmt          For                            For
       Castello Branco (Other Nominee). (You may
       only vote "FOR" proposal 6 or you may vote
       in 7A-7P.  Your vote for these proposals
       will be deemed invalid if you vote in favor
       of both groups)

8      Election of Chairman of the Board of                      Mgmt          For                            For
       Director: Jose Luciano Penido (An ADS
       holder may only vote "FOR" in Resolution 8
       or Resolution 9)

9      Election of Chairman of the Board of                      Mgmt          For
       Director: Roberto Castello Branco (An ADS
       holder may only vote "FOR" in Resolution 8
       or Resolution 9)

10     Election of Vice-Chairman of the Board:                   Mgmt          For                            For
       Fernando Jorge Buso Gomes (An ADS holder
       may only vote "FOR" in Resolution 10 or
       Resolution 11)

11     Election of Vice-Chairman of the Board:                   Mgmt          For
       Mauro Gentile Rodrigues Cunha (An ADS
       holder may only vote "FOR" in Resolution 10
       or Resolution 11)

12A    Election of the Fiscal Council by                         Mgmt          For
       Candidate: Cristina Fontes Doherty / Nelson
       de Menezes Filho

12B    Election of the Fiscal Council by                         Mgmt          For
       Candidate: Marcus Vinicius Dias Severini /
       Vera Elias

12C    Election of the Fiscal Council by                         Mgmt          For
       Candidate: Marcelo Moraes/Vacant

12D    Election of the Fiscal Council by                         Mgmt          For
       Candidate: Raphael Manhaes Martins /
       Adriana de Andrade Sole

13     Resolution 13                                             Mgmt          For                            For

E1     Resolution 1                                              Mgmt          For                            For

E2     Resolution 2                                              Mgmt          For                            For

E3     Resolution 3                                              Mgmt          For                            For

E4     Resolution 4                                              Mgmt          For                            For

E5     Resolution 5                                              Mgmt          For                            For

E6     Resolution 6                                              Mgmt          For                            For

E7     Resolution 7                                              Mgmt          For                            For

E8     Resolution 8                                              Mgmt          For                            For

E9     Resolution 9                                              Mgmt          For                            For



* Management position unknown





SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.

(Registrant)         Trust for Professional Managers
By (Signature)       /s/ John Buckel
Name                 John Buckel
Title                President
Date                 08/09/2021