UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
CrossingBridge Low Duration High Yield Fund
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EUROPEAN LINGERIE GROUP AS Agenda Number: 713957011
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Security: W3R39XAA0
Meeting Type: OTH
Meeting Date: 11-May-2021
Ticker:
ISIN: SE0010831792
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS A WRITTEN CONSENT, Non-Voting
A PHYSICAL MEETING IS NOT BEING HELD FOR
THIS COMPANY. THEREFORE, IF YOU WISH TO
VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY
THE INDICATED CUTOFF DATE. THANK YOU
1 THE BONDHOLDERS ARE HEREBY REQUESTED TO Mgmt For For
APPROVE THE REQUESTS SET FORTH IN SECTIONS
4.1 (APPROVAL OF THE REQUEST), 4.2 (WAIVER
OF EVENTS OF DEFAULTS) AND 4.3
(AUTHORISATION OF THE AGENT AND THE
BONDHOLDER COMMITTEE) BELOW (THE
"REQUEST"). 4.1 APPROVAL OF THE REQUEST THE
BONDHOLDERS ARE HEREBY REQUESTED TO APPROVE
THAT THE RESTRUCTURING (AS DESCRIBED IN
SECTION 2 (THE RESTRUCTURING) ABOVE), AND
ALL ACTIONS NECESSARY IN CONNECTION
THEREWITH, IS CARRIED OUT AND COMPLETED,
ESSENTIALLY AS DESCRIBED IN THIS NOTICE,
INCLUDING, BUT NOT LIMITED TO, THE TRANSFER
OF 30.00 PER CENT. OF THE SHARES IN SIA ELG
TO THE BUYER, THE REGISTRATION OF SECOND
RANKING (OR FIRST RANKING, WHERE THE
SECURITY IS NOT ALREADY PLEDGED TO THE
AGENT FOR AND ON BEHALF OF THE BONDHOLDERS)
PLEDGES IN FAVOUR OF THE BANK OVER THE
RELEVANT BANK SECURITY, THE RELEASE OF
TRANSACTION SECURITY, INCLUDING THE ISSUER
SHARE PLEDGE AND THE SIA ELG SHARE PLEDGE,
THE BOND REPAYMENT AND THE WRITE DOWN. FOR
THE AVOIDANCE OF DOUBT, THIS ALSO INCLUDES
THAT THE BONDHOLDERS ARE REQUESTED TO WAIVE
ANY BREACH OF THE TERMS AND CONDITIONS FOR
THE BONDS, OCCURRING DURING THE LOCK-UP
PERIOD AS A RESULT OF THE RESTRUCTURING.
4.2 WAIVER OF EVENTS OF DEFAULT THE
BONDHOLDERS' APPROVAL OF THE REQUEST SHALL
CONSTITUTE A REQUIRED WAIVER IN RELATION TO
ANY AND ALL EVENTS OF DEFAULT OR ANY BREACH
OF THE ISSUER'S OBLIGATIONS UNDER THE TERMS
AND CONDITIONS, WHICH HAVE OCCURRED IN THE
PAST AND ARE CONTINUING, INCLUDING BUT NOT
LIMITED TO THE NON-PAYMENT OF INTEREST AND
BREACH OF FINANCIAL COVENANTS SET OUT IN
THE STANDSTILL LETTER, OR WHICH COULD
OTHERWISE OCCUR UP TO OR DUE TO THE
IMPLEMENTATION OF THE REQUEST AND/OR THE
RESTRUCTURING. THE BONDHOLDERS' APPROVAL OF
THE REQUEST SHALL ALSO CONSTITUTE A
REQUIRED WAIVER IN RELATION TO THE
REQUIREMENT IN CLAUSE 11.1(A)(I) OF THE
TERMS AND CONDITIONS TO MAKE THE ANNUAL
AUDITED CONSOLIDATED FINANCIAL STATEMENTS
AVAILABLE ON THE WEBSITE OF THE GROUP
WITHIN 4 MONTHS AFTER THE END OF THE
FINANCIAL YEAR 2020. 4.3 AUTHORISATION OF
THE AGENT AND THE BONDHOLDER COMMITTEE THE
BONDHOLDERS ARE HEREBY REQUESTED TO
APPROVE: (1) THAT THE AGENT IS IRREVOCABLY,
UNCONDITIONALLY AND EXCLUSIVELY FULLY
AUTHORISED ON BEHALF OF THE BONDHOLDERS (AS
APPLICABLE): A. TO AGREE TO THE RELEASE OF
TRANSACTION SECURITY, INCLUDING THE ISSUER
SHARE PLEDGE AND THE SIA ELG SHARE PLEDGE,
IN ACCORDANCE WITH THIS NOTICE OR OTHERWISE
AS REQUIRED TO THE COMPLETE THE
RESTRUCTURING; B. TO AGREE TO THE TRANSFER
OF 30.00 PER CENT. OF THE SHARES IN SIA ELG
TO THE BUYER; C. TO AGREE TO THE
REGISTRATION OF SECOND RANKING (OR FIRST
RANKING, WHERE THE SECURITY IS NOT ALREADY
PLEDGED TO THE AGENT FOR AND ON BEHALF OF
THE BONDHOLDERS) PLEDGES IN FAVOUR OF THE
BANK OVER THE RELEVANT BANK SECURITY; D. TO
AGREE TO WRITE DOWN THE CLAIMS UNDER THE
BONDS AGAINST THE ISSUER IN AN AMOUNT EQUAL
TO THE REMAINING OUTSTANDING NOMINAL AMOUNT
OF THE BONDS OF EUR 19,000,000 AFTER THE
BOND REPAYMENT AND ANY ACCRUED AND UNPAID
INTEREST UNDER THE BONDS AND ENTER INTO A
VOLUNTARY COMPOSITION AGREEMENT (ON BEHALF
OF THE BONDHOLDERS) REGARDING THE WRITE
DOWN; E. TO TAKE ANY ACTION WITH RESPECT TO
THE BONDHOLDERS' OR THEIR NOMINEES'
ACCOUNTS WITH THE CSD TO EXECUTE THE
RESTRUCTURING, INCLUDING BUT NOT LIMITED TO
GIVING INSTRUCTIONS TO WRITE DOWN AND/OR
REDUCE THE NOMINAL AMOUNT OF THE BONDS IN
ACCORDANCE WITH THIS NOTICE (AS
APPLICABLE); F. TO TAKE ANY FURTHER ACTIONS
THAT ARE DEEMED NECESSARY AND RELEVANT IN
RELATION TO THE ABOVE OR TO COMPLETE THE
RESTRUCTURING OR THE ALTERED RESTRUCTURING
(AS DEFINED BELOW), AS THE CASE MAY BE (IN
THE SOLE DISCRETION OF THE AGENT),
INCLUDING BUT NOT LIMITED TO ENTERING INTO
ALL DOCUMENTS (INCLUDING, BUT NOT LIMITED
TO, AGREEMENTS, UNDERTAKING LETTERS AND
RELEASE LETTERS) RELATED TO THE BONDS AND
ANY OTHER DOCUMENTS RELEVANT FOR THE
RESTRUCTURING OR THE ALTERED RESTRUCTURING
FOR AND ON BEHALF OF THE BONDHOLDERS,
INCLUDING TO ISSUE ANY CONSENT (ON BEHALF
OF THE BONDHOLDERS) REQUIRED TO BE ISSUED
TO THE BANK OR THE BUYER UNDER THE
RESTRUCTURING AGREEMENTS; AND G. TO ISSUE
THE RELEVANT WRITTEN CONFIRMATIONS TO THE
BANK IN ACCORDANCE WITH THE RESTRUCTURING
AGREEMENTS (INCLUDING, BUT NOT LIMITED TO,
A CONFIRMATION THAT THE APPROVAL OF THE
REQUEST AS SET OUT IN THIS WRITTEN
PROCEDURE HAS BEEN OBTAINED). (2) THAT THE
AGENT, UNTIL THE EXPIRY OF THE LOCK-UP
PERIOD IS IRREVOCABLY, IS UNCONDITIONALLY
AND EXCLUSIVELY FULLY AUTHORISED ON BEHALF
OF THE BONDHOLDERS, UPON THE WRITTEN
INSTRUCTION OF THE BONDHOLDER COMMITTEE: A.
TO ALTER THE RESTRUCTURING, INCLUDING BUT
NOT LIMITED TO CHANGING THE TERMS AND
CONDITIONS OF, OR THE STRUCTURE FOR, THE
RESTRUCTURING, AS LONG AS THE RESULTS OF
SUCH ALTERED RESTRUCTURING IS MAINLY THE
SAME AS THE RESULT OF THE CONTEMPLATED
RESTRUCTURING AS DESCRIBED IN THIS NOTICE
(THE "ALTERED RESTRUCTURING"); AND B. TO
TAKE ANY AND ALL OTHER DECISIONS AND/OR
ACTIONS, WITH BINDING EFFECT ON ALL OF THE
BONDHOLDERS, THAT ARE DEEMED NECESSARY AND
RELEVANT IN ORDER TO COMPLETE THE
RESTRUCTURING OR THE ALTERED RESTRUCTURING,
AS THE CASE MAY BE; (3) THAT THE TERMS AND
THE CONDITIONS OF THE MTA AS DESCRIBED IN
THIS NOTICE IS APPROVED AND RATIFIED AND
THAT THE BONDHOLDER COMMITTEE IS DULY
AUTHORISED TO REPRESENT EACH BONDHOLDER IN
CONNECTION WITH THE MTA; (4) THAT THE AGENT
AND EACH MEMBER OF THE BONDHOLDER
COMMITTEE, (I) WITH RESPECT TO THE ACTIONS
TAKEN PRIOR TO THIS NOTICE WITH RESPECT TO
THE RESTRUCTURING AS SET OUT IN THIS NOTICE
AND (II) WHEN ACTING IN ACCORDANCE WITH THE
AUTHORISATION INSTRUCTIONS SET OUT IN THIS
NOTICE, ARE FULLY DISCHARGED FROM ANY
LIABILITY WHATSOEVER, PROVIDED THAT THE
AGENT OR THE MEMBERS OF THE BONDHOLDER
COMMITTEE, AS THE CASE MAY BE, HAVE NOT
ACTED WITH GROSS NEGLIGENCE OR WILFUL
MISCONDUCT, AND THAT THE AGENT AND THE
BONDHOLDER COMMITTEE SHALL NEVER BE
RESPONSIBLE FOR INDIRECT LOSS
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INTERNAP HOLDING LLC
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Security: LX188387
Meeting Type: Special
Meeting Date: 28-Aug-2020
Ticker:
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the Compensation Mgmt For For
Arrangements, Including the EIP
2 To approve the LLC Agreement Amendments Mgmt For For
3 To approve the appointment of Mgmt For For
CohnReznick LLP as the Company's
independent auditor
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INTERNAP HOLDING LLC
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Security: LX188387
Meeting Type: Special
Meeting Date: 13-Nov-2020
Ticker:
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve the appointment of Odus Mgmt For For
Wittenburg to the INAP Board of
Directors
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MPC CONTAINER SHIPS INVEST B.V. Agenda Number: 712857020
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Security: R4S03TAA4
Meeting Type: BOND
Meeting Date: 03-Jul-2020
Ticker:
ISIN: NO0010805872
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THERE IS A MINIMUM TO Non-Voting
VOTE: 200000 AND MULTIPLE: 100000
1 APPROVAL OF THE SUMMONS Mgmt Against Against
2 APPROVAL OF THE AGENDA Mgmt Against Against
3 ELECTION OF TWO PERSONS TO CO-SIGN THE Mgmt Against Against
MINUTES TOGETHER WITH THE CHAIRMAN
4 REQUEST FOR ADOPTION OF THE PROPOSAL Mgmt Against Against
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/13/2021