UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23108
NAME OF REGISTRANT: Amplify ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 310 South Hale Street
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Christian Magoon
Amplify ETF Trust
310 South Hale Street
Wheaton, IL 60187
REGISTRANT'S TELEPHONE NUMBER: 855-267-3837
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Amplify BlackSwan Growth & Treasury Core ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify BlackSwan ISWN ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify Cleaner Living ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify CWP Enhanced Dividend Income ETF
--------------------------------------------------------------------------------------------------------------------------
3M COMPANY Agenda Number: 935359085
--------------------------------------------------------------------------------------------------------------------------
Security: 88579Y101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MMM
ISIN: US88579Y1010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Thomas "Tony" K.
Brown
1B. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Pamela J. Craig
1C. Elect the member to the Board of Directors Mgmt For For
for a term of one year: David B. Dillon
1D. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Michael L. Eskew
1E. Elect the member to the Board of Directors Mgmt For For
for a term of one year: James R. Fitterling
1F. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Herbert L. Henkel
1G. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Amy E. Hood
1H. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Muhtar Kent
1I. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Dambisa F. Moyo
1J. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Gregory R. Page
1K. Elect the member to the Board of Directors Mgmt For For
for a term of one year: Michael F. Roman
1L. Elect the member to the Board of Directors Mgmt Against Against
for a term of one year: Patricia A. Woertz
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as 3M's
independent registered public accounting
firm.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. To approve the amendment and restatement of Mgmt Against Against
3M Company 2016 Long-Term Incentive Plan.
5. Shareholder proposal on setting target Shr For Against
amounts for CEO compensation.
6. Shareholder proposal on transitioning the Shr Against For
Company to a public benefit corporation.
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AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt Against Against
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt Against Against
compensation.
3. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
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APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt Against Against
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt Against Against
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt Against Against
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt Against Against
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt Against Against
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt Against Against
1K. Election of Director: D. James Umpleby III Mgmt Against Against
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr For Against
5. Report on Impacts of Net Zero 2050 Shr For Against
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr For Against
9. Special Meetings. Shr Against For
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CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt Against Against
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt Against Against
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt Against Against
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt Against Against
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt Against Against
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt Against Against
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt Against Against
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt Against Against
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DUKE ENERGY CORPORATION Agenda Number: 935359263
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: DUK
ISIN: US26441C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Browning Mgmt Withheld Against
Annette K. Clayton Mgmt For For
Theodore F. Craver, Jr. Mgmt For For
Robert M. Davis Mgmt Withheld Against
Caroline Dorsa Mgmt For For
W. Roy Dunbar Mgmt For For
Nicholas C. Fanandakis Mgmt For For
Lynn J. Good Mgmt For For
John T. Herron Mgmt For For
E. Marie McKee Mgmt Withheld Against
Michael J. Pacilio Mgmt For For
Thomas E. Skains Mgmt For For
William E. Webster, Jr. Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
Duke Energy's independent registered public
accounting firm for 2021
3. Advisory vote to approve Duke Energy's Mgmt Against Against
named executive officer compensation
4. Amendment to the Amended and Restated Mgmt For For
Certificate of Incorporation of Duke Energy
Corporation to eliminate supermajority
requirements
5. Shareholder proposal regarding independent Shr For Against
board chair
6. Shareholder proposal regarding providing a Shr Against For
semiannual report on Duke Energy's
political contributions and expenditures
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt Against Against
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt Against Against
1E. Election of Director: D. Scott Davis Mgmt Against Against
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt Against Against
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt Against Against
4. Shareholder Right To Act By Written Shr For Against
Consent.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt Against Against
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt Against Against
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr For Against
6. Civil Rights Audit. Shr For Against
7. Executive Compensation Bonus Deferral. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt Against Against
1B. Election of Director: Stephen B. Burke Mgmt Against Against
1C. Election of Director: Todd A. Combs Mgmt Against Against
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt Against Against
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Approval of Amended and Restated Long-Term Mgmt Against Against
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt Against Against
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr For Against
8. Political and electioneering expenditure Shr Against For
congruency report.
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MCDONALD'S CORPORATION Agenda Number: 935380395
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lloyd Dean
1B. Election of Director for a one-year term Mgmt Against Against
expiring in 2022: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt Against Against
expiring in 2022: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2022: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2022: Paul Walsh
1L. Election of Director for a one-year term Mgmt Against Against
expiring in 2022: Miles White
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as independent auditor
for 2021.
4. Advisory vote on a shareholder proposal Shr Against For
requesting a report on sugar and public
health, if properly presented.
5. Advisory vote on a shareholder proposal Shr For Against
requesting a report on antibiotics and
public health costs, if properly presented.
6. Advisory vote on a shareholder proposal Shr For Against
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr For Against
Representation on Board of Directors.
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NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt Against Against
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 935256378
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 17-Sep-2020
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Alan B. Graf, Mgmt Abstain Against
Jr.
1b. Election of Class B Director: Peter B. Mgmt For For
Henry
1c. Election of Class B Director: Michelle A. Mgmt For For
Peluso
2. To approve executive compensation by an Mgmt Against Against
advisory vote.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. To approve the Nike, Inc. Stock Incentive Mgmt Against Against
Plan, as amended and restated.
5. To consider a shareholder proposal Shr Against For
regarding political contributions
disclosure.
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PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt Against Against
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt Against Against
1E. Election of Director: Barry Diller Mgmt Against Against
1F. Election of Director: Helene D. Gayle Mgmt Against Against
1G. Election of Director: Alexis M. Herman Mgmt Against Against
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt Against Against
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt Against Against
1B. Election of Director: Drew G. Faust Mgmt Against Against
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt Against Against
1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1F. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt Against Against
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr Against For
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr For Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt Against Against
1F. Election of Director: Albert P. Carey Mgmt Against Against
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt Against Against
2. Ratification of the Appointment of KPMG Mgmt Against Against
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr For Against
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt Against Against
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt Against Against
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt Against Against
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt Against Against
1d. Election of Director: Melanie L. Healey Mgmt Against Against
1e. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1f. Election of Director: Daniel H. Schulman Mgmt Against Against
1g. Election of Director: Rodney E. Slater Mgmt Against Against
1h. Election of Director: Hans E. Vestberg Mgmt Against Against
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt Against Against
Compensation
3 Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr For Against
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr For Against
Awards
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt Against Against
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt Against Against
1G. Election of Director: Robert W. Matschullat Mgmt Against Against
1H. Election of Director: Denise M. Morrison Mgmt Against Against
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt Against Against
1L. Election of Director: Maynard G. Webb, Jr. Mgmt Against Against
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt Against Against
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt Against Against
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr For Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Against For
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt Against Against
1I. Election of Director: Steven S Reinemund Mgmt Against Against
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants.
4. Report on Refrigerants Released from Shr For Against
Operations.
5. Report on Lobbying Disclosures. Shr For Against
6. Report on Alignment of Racial Justice Goals Shr For Against
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
Amplify CrowdBureau Online Lending and Digital Banking ETF
--------------------------------------------------------------------------------------------------------------------------
360 FINANCE INC Agenda Number: 935263854
--------------------------------------------------------------------------------------------------------------------------
Security: 88557W101
Meeting Type: Special
Meeting Date: 15-Sep-2020
Ticker: QFIN
ISIN: US88557W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED as a special resolution: Mgmt For For
THAT the name of the Company be and is
hereby changed from "360 Finance, Inc." to
"360 DigiTech, Inc.," effective
immediately, and that any one director or
officer of the Company be and is hereby
authorized to take any and every action
that might be necessary, appropriate or
desirable to give effect to the foregoing
resolution as such director or officer, in
his/her absolute discretion, thinks fit,
including but not limited to, attendance
...(due to space limits, see proxy material
for full proposal).
--------------------------------------------------------------------------------------------------------------------------
ALLY FINANCIAL INC. Agenda Number: 935348070
--------------------------------------------------------------------------------------------------------------------------
Security: 02005N100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALLY
ISIN: US02005N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Franklin W. Hobbs Mgmt Against Against
1B. Election of Director: Kenneth J. Bacon Mgmt For For
1C. Election of Director: Katryn (Trynka) Mgmt For For
Shineman Blake
1D. Election of Director: Maureen A. Mgmt For For
Breakiron-Evans
1E. Election of Director: William H. Cary Mgmt For For
1F. Election of Director: Mayree C. Clark Mgmt For For
1G. Election of Director: Kim S. Fennebresque Mgmt Against Against
1H. Election of Director: Marjorie Magner Mgmt Against Against
1I. Election of Director: Brian H. Sharples Mgmt For For
1J. Election of Director: John J. Stack Mgmt Against Against
1K. Election of Director: Michael F. Steib Mgmt For For
1L. Election of Director: Jeffrey J. Brown Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Advisory vote on the frequency of the Mgmt 1 Year For
stockholder advisory vote on executive
compensation.
4. Approval of the Ally Financial Inc. Mgmt Against Against
Incentive Compensation Plan, amended and
restated effective as of May 4, 2021.
5. Approval of the Ally Financial Inc. Mgmt For For
Non-Employee Directors Equity Compensation
Plan, amended and restated effective as of
May 4, 2021.
6. Approval of the Ally Financial Inc. Mgmt For For
Employee Stock Purchase Plan, amended and
restated effective as of May 4, 2021.
7. Ratification of the Audit Committee's Mgmt Against Against
engagement of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt Against Against
1D. Election of Director: Pierre J.P. de Weck Mgmt Against Against
1E. Election of Director: Arnold W. Donald Mgmt Against Against
1F. Election of Director: Linda P. Hudson Mgmt Against Against
1G. Election of Director: Monica C. Lozano Mgmt Against Against
1H. Election of Director: Thomas J. May Mgmt Against Against
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt Against Against
1L. Election of Director: Clayton S. Rose Mgmt Against Against
1M. Election of Director: Michael D. White Mgmt Against Against
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt Against Against
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt Against Against
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt Against Against
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt Against Against
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr For Against
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr For Against
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr For Against
equity audit.
--------------------------------------------------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt Against Against
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt Against Against
1D. Election of Director: Peter Thomas Killalea Mgmt Against Against
1E. Election of Director: Cornelis "Eli" Mgmt Against Against
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt Against Against
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt Against Against
1J. Election of Director: Bradford H. Warner Mgmt Against Against
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt Against Against
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt Against Against
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CHINA RAPID FINANCE LTD Agenda Number: 935243333
--------------------------------------------------------------------------------------------------------------------------
Security: 16953Q204
Meeting Type: Annual
Meeting Date: 17-Jul-2020
Ticker: XRF
ISIN: US16953Q2049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution, that Yandai Wang Mgmt For For
be re-elected as director of the Company,
to hold office for a one-year term subject
to renewal at the Company's next annual
general meeting.
2. As an ordinary resolution, that Hao (Kevin) Mgmt For For
Chen be re-elected as director of the
Company, to hold office for a one-year term
subject to renewal at the Company's next
annual general meeting.
3. As an ordinary resolution, that Russell Mgmt For For
Krauss be re-elected as director of the
Company, to hold office for a one-year term
subject to renewal at the Company's next
annual general meeting.
4. As an ordinary resolution, that Douglas L. Mgmt For For
Brown be re-elected as director of the
Company, to hold office for a one-year term
subject to renewal at the Company's next
annual general meeting.
5. As an ordinary resolution, that Ronggang Mgmt For For
(Jonathan) Zhang be re-elected as director
of the Company, to hold office for a
one-year term subject to renewal at the
Company's next annual general meeting.
6. As an ordinary resolution, that Wenbin Wu Mgmt For For
be re-elected as director of the Company,
to hold office for a one-year term subject
to renewal at the Company's next annual
general meeting.
7. As an ordinary resolution, that Po Wang be Mgmt For For
re-elected as director of the Company, to
hold office for a one-year term subject to
renewal at the Company's next annual
general meeting.
8. As an ordinary resolution, to approve and Mgmt For For
adopt an amendment and restatement of the
Company's Fourth Amendment to the
Memorandum and Articles of association,
including the removal of certain
restrictions on share rights and the change
of the Company's name from "China Rapid
Finance Limited" to "SOS Limited" (the
"Charter Amendment").
9. As an ordinary resolution, to approve and Mgmt Against Against
adopt the Company's 2020 equity incentive
plan.
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt Against Against
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt Against Against
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt Against Against
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt Against Against
1L. Election of Director: Diana L. Taylor Mgmt Against Against
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt Against Against
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt Against Against
Executive Compensation.
4. Approval of additional authorized shares Mgmt Against Against
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr For Against
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr For Against
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr For Against
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 935277409
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Special
Meeting Date: 17-Nov-2020
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Remove J. David Chatham as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1B. To Remove Douglas C. Curling as director of Mgmt Abstain *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1C. To Remove John C. Dorman as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1D. To Remove Paul F. Folino as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1E. To Remove Thomas C. O'Brien as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
1F. To Remove Pamela H. Patenaude as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1G. To Remove Vikrant Raina as director of the Mgmt Abstain *
Company (For = remove director,
Abstain/withhold = do not remove director)
1H. To Remove J. Michael Shepherd as director Mgmt Abstain *
of the Company (For = remove director,
Abstain/withhold = do not remove director)
1I. To Remove David F. Walker as director of Mgmt For *
the Company (For = remove director,
Abstain/withhold = do not remove director)
2A. To Nominate W. Steve Albrecht for Mgmt For *
appointment to the Board
2B. To Nominate Martina Lewis Bradford for Mgmt Against *
appointment to the Board
2C. To Nominate Gail Landis for appointment to Mgmt Against *
the Board
2D. To Nominate Wendy Lane for appointment to Mgmt For *
the Board
2E. To Nominate Ryan McKendrick for appointment Mgmt Against *
to the Board
2F. To Nominate Katherine "KT" Rabin for Mgmt Against *
appointment to the Board
2G. To Nominate Sreekanth Ravi for appointment Mgmt Against *
to the Board
2H. To Nominate Lisa Wardell for appointment to Mgmt Against *
the Board
2I. To Nominate Henry W. "Jay" Winship for Mgmt For *
appointment to the Board
3. To Repeal Any Bylaw Amendment to the Mgmt For *
Version Filed on July 6, 2020 (other than
any amendments to the Bylaws set forth in
these Proposals)
4. To Amend Article II, Section 2.2 of the Mgmt For *
Bylaws to provide mechanics for calling a
special meeting if no or less than a
majority of directors are then in office
--------------------------------------------------------------------------------------------------------------------------
CORELOGIC, INC. Agenda Number: 935382046
--------------------------------------------------------------------------------------------------------------------------
Security: 21871D103
Meeting Type: Special
Meeting Date: 28-Apr-2021
Ticker: CLGX
ISIN: US21871D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Agreement and Plan of Mgmt For For
Merger, dated as of February 4, 2021 (as it
may be amended from time to time, the
"Merger Agreement"), by and among
Celestial-Saturn Parent Inc.,
Celestial-Saturn Merger Sub Inc., and
CoreLogic, Inc.
2. Non-binding, advisory proposal to approve Mgmt Against Against
compensation that will or may become
payable by CoreLogic, Inc. to its named
executive officers in connection with the
merger contemplated by the Merger
Agreement.
--------------------------------------------------------------------------------------------------------------------------
DUN & BRADSTREET HOLDINGS, INC. Agenda Number: 935421189
--------------------------------------------------------------------------------------------------------------------------
Security: 26484T106
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DNB
ISIN: US26484T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony M. Jabbour Mgmt For For
Douglas K. Ammerman Mgmt For For
Keith J. Jackson Mgmt For For
2. Approval of a non-binding advisory Mgmt Against Against
resolution on the compensation paid to our
named executive officers.
3. Selection, on a non-binding advisory basis, Mgmt 1 Year For
of the frequency (annual or "1 Year",
biennial or "2 Years", triennial or "3
Years") with which we solicit future
non-binding advisory votes on the
compensation paid to our named executive
officers.
4. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ELEVATE CREDIT, INC. Agenda Number: 935400298
--------------------------------------------------------------------------------------------------------------------------
Security: 28621V101
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ELVT
ISIN: US28621V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen B. Galasso Mgmt For For
2. Ratification of appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EQUIFAX INC. Agenda Number: 935362171
--------------------------------------------------------------------------------------------------------------------------
Security: 294429105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EFX
ISIN: US2944291051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Mark L. Feidler Mgmt Against Against
1C. Election of Director: G. Thomas Hough Mgmt For For
1D. Election of Director: Robert D. Marcus Mgmt For For
1E. Election of Director: Scott A. McGregor Mgmt For For
1F. Election of Director: John A. McKinley Mgmt Against Against
1G. Election of Director: Robert W. Selander Mgmt For For
1H. Election of Director: Melissa D. Smith Mgmt For For
1I. Election of Director: Audrey Boone Tillman Mgmt For For
1J. Election of Director: Heather H. Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr For Against
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FAIR ISAAC CORPORATION Agenda Number: 935328888
--------------------------------------------------------------------------------------------------------------------------
Security: 303250104
Meeting Type: Annual
Meeting Date: 03-Mar-2021
Ticker: FICO
ISIN: US3032501047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Braden R. Kelly Mgmt Against Against
1b. Election of Director: Fabiola R. Arredondo Mgmt For For
1c. Election of Director: James D. Kirsner Mgmt Against Against
1d. Election of Director: William J. Lansing Mgmt For For
1e. Election of Director: Eva Manolis Mgmt Against Against
1f. Election of Director: Marc F. McMorris Mgmt For For
1g. Election of Director: Joanna Rees Mgmt Against Against
1h. Election of Director: David A. Rey Mgmt Against Against
2. To approve the 2021 Long-Term Incentive Mgmt Against Against
Plan.
3. To approve the advisory (non-binding) Mgmt For For
resolution relating to the named executive
officer compensation as disclosed in the
proxy statement.
4. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt Against Against
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt Against Against
1E. Election of Director: Gary L. Lauer Mgmt Against Against
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt Against Against
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt Against Against
2. Advisory vote on Fidelity National Mgmt Against Against
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FISERV, INC. Agenda Number: 935377893
--------------------------------------------------------------------------------------------------------------------------
Security: 337738108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FISV
ISIN: US3377381088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Bisignano Mgmt For For
Alison Davis Mgmt Withheld Against
Henrique de Castro Mgmt For For
Harry F. DiSimone Mgmt Withheld Against
Dennis F. Lynch Mgmt For For
Heidi G. Miller Mgmt For For
Scott C. Nuttall Mgmt Withheld Against
Denis J. O'Leary Mgmt For For
Doyle R. Simons Mgmt Withheld Against
Kevin M. Warren Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the named executive
officers of Fiserv, Inc.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the independent registered
public accounting firm of Fiserv, Inc. for
2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL PAYMENTS INC. Agenda Number: 935351584
--------------------------------------------------------------------------------------------------------------------------
Security: 37940X102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GPN
ISIN: US37940X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: F. Thaddeus Arroyo Mgmt For For
1B. Election of Director: Robert H.B. Baldwin, Mgmt For For
Jr.
1C. Election of Director: John G. Bruno Mgmt For For
1D. Election of Director: Kriss Cloninger III Mgmt For For
1E. Election of Director: William I Jacobs Mgmt Against Against
1F. Election of Director: Joia M. Johnson Mgmt For For
1G. Election of Director: Ruth Ann Marshall Mgmt For For
1H. Election of Director: Connie D. McDaniel Mgmt For For
1I. Election of Director: William B. Plummer Mgmt For For
1J. Election of Director: Jeffrey S. Sloan Mgmt For For
1K. Election of Director: John T. Turner Mgmt For For
1L. Election of Director: M. Troy Woods Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers for 2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Advisory vote on shareholder proposal Shr For Against
regarding shareholder right to act by
written consent.
--------------------------------------------------------------------------------------------------------------------------
GREEN DOT CORPORATION Agenda Number: 935396374
--------------------------------------------------------------------------------------------------------------------------
Security: 39304D102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: GDOT
ISIN: US39304D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. Chris Brewster Mgmt For For
1.2 Election of Director: Glinda Bridgforth Mgmt For For
Hodges
1.3 Election of Director: Rajeev V. Date Mgmt For For
1.4 Election of Director: Saturnino Fanlo Mgmt Against Against
1.5 Election of Director: William I Jacobs Mgmt Against Against
1.6 Election of Director: Dan R. Henry Mgmt For For
1.7 Election of Director: Jeffrey B. Osher Mgmt For For
1.8 Election of Director: Ellen Richey Mgmt For For
1.9 Election of Director: George T. Shaheen Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Green Dot's independent
registered public accounting firm for 2021.
3. Advisory approval of executive Mgmt Against Against
compensation.
4. Amendment and restatement of Green Dot's Mgmt For For
2010 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GREENSKY INC. Agenda Number: 935430176
--------------------------------------------------------------------------------------------------------------------------
Security: 39572G100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: GSKY
ISIN: US39572G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel Babbit Mgmt Withheld Against
Gerald Benjamin Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation ("Say-on-Pay").
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HEXINDAI INC. Agenda Number: 935304028
--------------------------------------------------------------------------------------------------------------------------
Security: 428295208
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: HX
ISIN: US4282952088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I As a special resolution: THAT the change of Mgmt For For
the Company's name from "Hexindai Inc." to
"Xiaobai Maimai Inc.", be and hereby is,
authorized and approved; and THAT each
director or officer of the Company, be and
hereby is, authorized to take any and every
action that might be necessary, appropriate
or desirable to effect the foregoing
resolution as such director or officer, in
his or her absolute discretion, thinks fit.
II THAT the appointment of Wei, Wei & Co., LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ended March 31, 2020 be ratified.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt Against Against
1B. Election of Director: Stephen B. Burke Mgmt Against Against
1C. Election of Director: Todd A. Combs Mgmt Against Against
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt Against Against
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Approval of Amended and Restated Long-Term Mgmt Against Against
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt Against Against
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr For Against
7. Independent board chairman. Shr For Against
8. Political and electioneering expenditure Shr Against For
congruency report.
--------------------------------------------------------------------------------------------------------------------------
LENDINGCLUB CORPORATION Agenda Number: 935410035
--------------------------------------------------------------------------------------------------------------------------
Security: 52603A208
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: LC
ISIN: US52603A2087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Allan Landon Mgmt For For
1B. Election of Class I Director: Timothy Mgmt For For
Mayopoulos
1C. Election of Class I Director: Patricia Mgmt Against Against
McCord
2. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation (the
Declassification Amendment) that would
phase in the declassification of our Board.
5. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation that
would add a federal forum selection
provision.
6. Recommend, by a non-binding advisory vote, Mgmt 1 Year For
the frequency of future advisory votes on
named executive compensation.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935415629
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Robin Henderson Mgmt For For
1D. Election of Director: Douglas Lebda Mgmt Against Against
1E. Election of Director: Steven Ozonian Mgmt Against Against
1F. Election of Director: Saras Sarasvathy Mgmt For For
1G. Election of Director: G. Kennedy Thompson Mgmt Against Against
1H. Election of Director: Jennifer Witz Mgmt Against Against
2. To approve our Employee Stock Purchase Mgmt For For
Plan.
3. To approve an Amendment and Restatement to Mgmt Against Against
our Sixth Amended and Restated 2008 Stock
and Annual Incentive Plan.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ON DECK CAPITAL, INC. Agenda Number: 935271899
--------------------------------------------------------------------------------------------------------------------------
Security: 682163100
Meeting Type: Special
Meeting Date: 07-Oct-2020
Ticker: ONDK
ISIN: US6821631008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal: To adopt the Agreement and Mgmt For For
Plan of Merger, dated as of July 28, 2020,
by and among Enova International, Inc., a
Delaware corporation, Energy Merger Sub,
Inc., an indirect wholly owned subsidiary
of Enova, and On Deck Capital, Inc.
2. Merger-Related Compensation Proposal: To Mgmt For For
approve on an advisory (nonbinding) basis
the compensation that may be paid or become
payable to OnDeck's named executive
officers that is based on or otherwise
related to the merger
3. Adjournment Proposal: To approve the Mgmt For For
adjournment of the OnDeck special meeting
from time to time to a later date or time
if necessary or appropriate, including to
solicit additional proxies in favor of the
Merger Proposal if there are insufficient
votes at the time of the OnDeck special
meeting to approve the Merger Proposal.
--------------------------------------------------------------------------------------------------------------------------
ONEMAIN HOLDINGS, INC. Agenda Number: 935386412
--------------------------------------------------------------------------------------------------------------------------
Security: 68268W103
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: OMF
ISIN: US68268W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lisa Green Hall Mgmt For For
Matthew R. Michelini Mgmt Withheld Against
Douglas H. Shulman Mgmt For For
2. To approve the OneMain Holdings, Inc. Mgmt For For
Employee Stock Purchase Plan.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for OneMain Holdings, Inc. for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL, LTD-CIA Agenda Number: 935243701
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: PAGS
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the consolidated Mgmt For For
financial statements for the year ended
December 31, 2019 together with the
auditor's report, as filed with the U.S.
Securities and Exchange Commission in the
Company's annual report on Form 20-F on
April 22, 2020
2.1 Re-election of Director: Luis Frias Mgmt Against Against
2.2 Re-election of Director: Maria Judith de Mgmt For For
Brito
2.3 Re-election of Director: Eduardo Alcaro Mgmt Against Against
2.4 Re-election of Director: Noemia Mayumi Mgmt For For
Fukugauti Gushiken
2.5 Re-election of Director: Cleveland Prates Mgmt For For
Teixeira
2.6 Re-election of Director: Marcia Nogueira de Mgmt For For
Mello
2.7 Re-election of Director: Ricardo Dutra da Mgmt Against Against
Silva
3. To sanction the ratification of a Long-Term Mgmt Against Against
Incentive Plan (the "LTIP Goals") in the
form approved by the directors and as filed
with the U.S. Securities and Exchange
Commission in the Company's annual report
on Form 20-F on April 22, 2020, subject to
the number of Shares granted under the LTIP
Goals in any financial year not exceeding
one percent of the total issued and
outstanding Shares of the Company in any
such year.
4. To ratify and confirm all actions taken by Mgmt For For
the directors and officers of the Company
in relation to the business of the Company
during the financial year ended December
31, 2019 and up to the date of the Annual
General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL, LTD-CIA Agenda Number: 935425567
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: PAGS
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: Luis Frias Mgmt Against Against
1B. Re-election of Director: Maria Judith de Mgmt For For
Brito
1C. Re-election of Director: Eduardo Alcaro Mgmt Against Against
1D. Re-election of Director: Noemia Mayumi Mgmt For For
Fukugauti Gushiken
1E. Re-election of Director: Cleveland Prates Mgmt For For
Teixeira
1F. Re-election of Director: Marcia Nogueira de Mgmt For For
Mello
1G. Re-election of Director: Ricardo Dutra da Mgmt Against Against
Silva
2. To receive and adopt the consolidated Mgmt For For
financial statements for the year ended
December 31, 2020 together with the
auditor's report, as filed with the U.S.
Securities and Exchange Commission in the
Company's annual report on Form 20-F on or
around April 26, 2021.
3. To sanction the ratification of a Long-Term Mgmt Against Against
Incentive Plan (the "LTIP Goals") in the
form approved by the directors and as filed
with the U.S. Securities and Exchange
Commission in the Company's annual report
on Form 20-F on or around April 26, 2021,
subject to the number of Shares granted
under the LTIP Goals in any financial year
not exceeding one percent of the total
issued and outstanding Shares of the
Company in any such year.
4. To ratify and confirm all actions taken by Mgmt For For
the directors and officers of the Company
in relation to the business of the Company
during the financial year ended December
31, 2020 and up to the date of the Annual
General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr For Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
SENMIAO TECHNOLOGY LIMITED Agenda Number: 935282210
--------------------------------------------------------------------------------------------------------------------------
Security: 817225105
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: AIHS
ISIN: US8172251055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Xi Wen Mgmt For For
Trent Davis Mgmt For For
Xiaojuan Lin Mgmt For For
Sichun Wang Mgmt For For
Jie Gao Mgmt For For
2. To ratify the appointment of Friedman LLP Mgmt For For
as the Company's registered public
accounting firm for the fiscal year ending
March 31, 2021.
3. To authorize the Board of Directors to Mgmt For For
effect a reverse stock split of the
Company's outstanding shares of common
stock in a ratio of between one-for-five
and one-for-ten, in its sole discretion,
without further stockholder approval, by
amending the Company's Articles of
Incorporation, as amended, at any time
prior to the 2021 annual meeting of
stockholders
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935349351
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt Against Against
1B. Election of Director: Drew G. Faust Mgmt Against Against
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt Against Against
1E. Election of Director: Lakshmi N. Mittal Mgmt Against Against
1F. Election of Director: Adebayo O. Ogunlesi Mgmt Against Against
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: Jessica R. Uhl Mgmt For For
1K. Election of Director: David A. Viniar Mgmt For For
1L. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay).
3. Approval of The Goldman Sachs Amended and Mgmt Against Against
Restated Stock Incentive Plan (2021).
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2021.
5. Shareholder Proposal Regarding Shareholder Shr For Against
Right to Act by Written Consent.
6. Shareholder Proposal Regarding a Report on Shr Against For
the Effects of the Use of Mandatory
Arbitration.
7. Shareholder Proposal Regarding Conversion Shr Against For
to a Public Benefit Corporation.
8. Shareholder Proposal Regarding a Racial Shr For Against
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt Against Against
1C. Election of Director: Debra A. Cafaro Mgmt Against Against
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt Against Against
1F. Election of Director: William S. Demchak Mgmt Against Against
1G. Election of Director: Andrew T. Feldstein Mgmt Against Against
1H. Election of Director: Richard J. Harshman Mgmt Against Against
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt Against Against
2. Ratification of the Audit Committee's Mgmt Against Against
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Shareholder proposal regarding report on Shr Against For
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THE TORONTO-DOMINION BANK Agenda Number: 935340442
--------------------------------------------------------------------------------------------------------------------------
Security: 891160509
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: TD
ISIN: CA8911605092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
Amy W. Brinkley Mgmt For For
Brian C. Ferguson Mgmt For For
Colleen A. Goggins Mgmt For For
Jean-Rene Halde Mgmt For For
David E. Kepler Mgmt For For
Brian M. Levitt Mgmt Withheld Against
Alan N. MacGibbon Mgmt For For
Karen E. Maidment Mgmt For For
Bharat B. Masrani Mgmt For For
Irene R. Miller Mgmt For For
Nadir H. Mohamed Mgmt For For
Claude Mongeau Mgmt For For
Joe Natale Mgmt For For
S. Jane Rowe Mgmt For For
B Appointment of auditor named in the Mgmt Abstain Against
management proxy circular
C Approach to executive compensation Mgmt For For
disclosed in the report of the Human
Resources Committee and approach to
executive compensation sections of the
management proxy circular *Advisory Vote*
D Shareholder Proposal 1 Shr Against For
E Shareholder Proposal 2 Shr For Against
--------------------------------------------------------------------------------------------------------------------------
TRANSUNION Agenda Number: 935359667
--------------------------------------------------------------------------------------------------------------------------
Security: 89400J107
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TRU
ISIN: US89400J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William P. (Billy) Mgmt For For
Bosworth
1B. Election of Director: Suzanne P. Clark Mgmt For For
1C. Election of Director: Kermit R. Crawford Mgmt For For
1D. Election of Director: Russell P. Fradin Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt Against Against
1F. Election of Director: Thomas L. Monahan, Mgmt For For
III
2. Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as TransUnion's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935345288
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Jennifer S. Banner
1B. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: K. David Boyer, Jr.
1C. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Agnes Bundy Scanlan
1D. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Anna R. Cablik
1E. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dallas S. Clement
1F. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Paul D. Donahue
1G. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Paul R. Garcia
1H. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Patrick C. Graney III
1I. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Linnie M. Haynesworth
1J. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kelly S. King
1K. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Easter A. Maynard
1L. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Donna S. Morea
1M. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Charles A. Patton
1N. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Nido R. Qubein
1O. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: David M. Ratcliffe
1P. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: William H. Rogers, Jr.
1Q. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Frank P. Scruggs, Jr.
1R. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christine Sears
1S. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Thomas E. Skains
1T. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Bruce L. Tanner
1U. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Thomas N. Thompson
1V. Election of Director for a one-year term Mgmt Against Against
expiring at the 2022 Annual Meeting of
Shareholders: Steven C. Voorhees
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2021.
3. Advisory vote to approve Truist's executive Mgmt Against Against
compensation program.
--------------------------------------------------------------------------------------------------------------------------
UPSTART HOLDINGS, INC. Agenda Number: 935388151
--------------------------------------------------------------------------------------------------------------------------
Security: 91680M107
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UPST
ISIN: US91680M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Girouard Mgmt For For
Hilliard C. Terry, III Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 935349363
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Steven D. Black Mgmt For For
1B. Election of Director: Mark A. Chancy Mgmt For For
1C. Election of Director: Celeste A. Clark Mgmt For For
1D. Election of Director: Theodore F. Craver, Mgmt For For
Jr.
1E. Election of Director: Wayne M. Hewett Mgmt Against Against
1F. Election of Director: Maria R. Morris Mgmt Against Against
1G. Election of Director: Charles H. Noski Mgmt Against Against
1H. Election of Director: Richard B. Payne, Jr. Mgmt For For
1I. Election of Director: Juan A. Pujadas Mgmt For For
1J. Election of Director: Ronald L. Sargent Mgmt Against Against
1K. Election of Director: Charles W. Scharf Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive Mgmt Against Against
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for 2021.
4. Shareholder Proposal - Make Shareholder Shr For Against
Proxy Access More Accessible.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to Become a Delaware Public
Benefit Corporation.
6. Shareholder Proposal - Report on Shr For Against
Incentive-Based Compensation and Risks of
Material Losses.
7. Shareholder Proposal - Conduct a Racial Shr For Against
Equity Audit.
Amplify EASI Tactical Growth ETF
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 935235007
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 31-Jul-2020
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Carter Mgmt Withheld Against
Alexander M. Davern Mgmt For For
Timothy R. Dehne Mgmt Withheld Against
Deirdre R. Hanford Mgmt For For
Catherine P. Lego Mgmt For For
Jason P. Rhode Mgmt For For
Alan R. Schuele Mgmt For For
David J. Tupman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 27, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the first amendment to the 2018 Mgmt For For
Long Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CUE BIOPHARMA, INC. Agenda Number: 935229612
--------------------------------------------------------------------------------------------------------------------------
Security: 22978P106
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: CUE
ISIN: US22978P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel Passeri Mgmt For For
Peter Kiener Mgmt For For
Aaron Fletcher Mgmt For For
Cameron Gray Mgmt For For
Barry Simon Mgmt For For
Frederick Driscoll Mgmt For For
Frank Morich Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of Common
Stock to 100,000,000.
3. To ratify the selection of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for its fiscal year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935241707
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leonard S. Coleman Mgmt Against Against
1b. Election of Director: Jay C. Hoag Mgmt Against Against
1c. Election of Director: Jeffrey T. Huber Mgmt Against Against
1d. Election of Director: Lawrence F. Probst Mgmt For For
III
1e. Election of Director: Talbott Roche Mgmt For For
1f. Election of Director: Richard A. Simonson Mgmt Against Against
1g. Election of Director: Luis A. Ubinas Mgmt Against Against
1h. Election of Director: Heidi J. Ueberroth Mgmt Against Against
1i. Election of Director: Andrew Wilson Mgmt For For
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021.
4. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, on whether to allow
stockholders to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC. Agenda Number: 935238130
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: Special
Meeting Date: 10-Jul-2020
Ticker: SSRM
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution (the "SSR Share
Resolution") to approve the issuance of
common shares in the capital of the Company
in connection with a plan of arrangement
pursuant to section 195 of the Business
Corporations Act (Yukon) involving the
Company, Alacer Gold Corp. ("Alacer") and
the shareholders of Alacer. The full text
of the SSR Share Resolution is set forth in
Appendix A to the joint management
information circular dated June 2, 2020
(the "Circular").
2 To set the number of directors at ten, Mgmt For For
conditional on the completion of the
Arrangement (as defined in the Circular).
Amplify High Income ETF
--------------------------------------------------------------------------------------------------------------------------
ADAMS DIVERSIFIED EQUITY FUND, INC. Agenda Number: 935338194
--------------------------------------------------------------------------------------------------------------------------
Security: 006212104
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: ADX
ISIN: US0062121043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique R. Arzac Mgmt Split 90% For 10% Withheld Split
Kenneth J. Dale Mgmt Split 90% For 10% Withheld Split
Frederic A. Escherich Mgmt Split 90% For 10% Withheld Split
Roger W. Gale Mgmt Split 89% For 11% Withheld Split
Mary C. Jammet Mgmt Split 95% For 5% Withheld Split
Lauriann C. Kloppenburg Mgmt Split 95% For 5% Withheld Split
Kathleen T. McGahran Mgmt Split 90% For 10% Withheld Split
Mark E. Stoeckle Mgmt Split 90% For 10% Withheld Split
2. Ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as independent
public auditors.
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935340606
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 25-Mar-2021
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marshall C. Turner, Jr. Mgmt Split 88% For 12% Withheld Split
Garry L. Moody Mgmt Split 88% For 12% Withheld Split
Jeanette W. Loeb Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935237330
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 91% For 9% Withheld Split
Michael J. Castellano Mgmt Split 91% For 9% Withheld Split
Catherine A. Lynch Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 935237823
--------------------------------------------------------------------------------------------------------------------------
Security: 092508100
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: BTZ
ISIN: US0925081004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 89% For 11% Withheld Split
R. Glenn Hubbard Mgmt Split 95% For 5% Withheld Split
John M. Perlowski Mgmt Split 96% For 4% Withheld Split
W. Carl Kester Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935237330
--------------------------------------------------------------------------------------------------------------------------
Security: 09255R202
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: DSU
ISIN: US09255R2022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 92% For 8% Withheld Split
Michael J. Castellano Mgmt Split 78% For 22% Withheld Split
Catherine A. Lynch Mgmt Split 77% For 23% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 935237330
--------------------------------------------------------------------------------------------------------------------------
Security: 09255X100
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: FRA
ISIN: US09255X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 69% For 31% Withheld Split
Michael J. Castellano Mgmt Split 66% For 34% Withheld Split
Catherine A. Lynch Mgmt Split 69% For 31% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK LTD DURATION INCOME TR Agenda Number: 935237823
--------------------------------------------------------------------------------------------------------------------------
Security: 09249W101
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: BLW
ISIN: US09249W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Castellano Mgmt Split 94% For 6% Withheld Split
R. Glenn Hubbard Mgmt Split 91% For 9% Withheld Split
John M. Perlowski Mgmt Split 94% For 6% Withheld Split
W. Carl Kester Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 935352649
--------------------------------------------------------------------------------------------------------------------------
Security: 09257R101
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: BGB
ISIN: US09257R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3A. Election of Nominee for Trustee: Gary S. Mgmt Split 96% For 4% Abstain Split
Schpero
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS QUALITY INC RLTY, FD INC. Agenda Number: 935356522
--------------------------------------------------------------------------------------------------------------------------
Security: 19247L106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: RQI
ISIN: US19247L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George Grossman Mgmt Split 92% For 8% Withheld Split
Jane F. Magpiong Mgmt Split 92% For 8% Withheld Split
Robert H. Steers Mgmt Split 92% For 8% Withheld Split
C. Edward Ward, Jr. Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS REIT & PFD INCOME FUND Agenda Number: 935356522
--------------------------------------------------------------------------------------------------------------------------
Security: 19247X100
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: RNP
ISIN: US19247X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George Grossman Mgmt Split 97% For 3% Withheld Split
Jane F. Magpiong Mgmt Split 97% For 3% Withheld Split
Robert H. Steers Mgmt Split 96% For 4% Withheld Split
C. Edward Ward, Jr. Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935327608
--------------------------------------------------------------------------------------------------------------------------
Security: 258622109
Meeting Type: Annual
Meeting Date: 17-Feb-2021
Ticker: DSL
ISIN: US2586221093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond B. Woolson Mgmt Split 96% For 4% Withheld Split
Ronald R. Redell Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 935311869
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Special
Meeting Date: 16-Apr-2021
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Approval of a new investment advisory Mgmt For For
agreement with Eaton Vance Management to
continue to serve as the Fund's investment
adviser.
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 935319473
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) DIRECTOR
Helen Frame Peters Mgmt Split 62% For 38% Withheld Split
Marcus L. Smith Mgmt Split 62% For 38% Withheld Split
Susan J. Sutherland Mgmt Split 62% For 38% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 935312556
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Special
Meeting Date: 23-Feb-2021
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Approval of a new investment advisory Mgmt Split 77% For 21% Against 2% AbstainSplit
agreement with Eaton Vance Management to
continue to serve as the Fund's investment
adviser.
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 935243496
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 13-Aug-2020
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 76% For 24% Withheld Split
Mark R Fetting Mgmt Split 76% For 24% Withheld Split
William H. Park Mgmt Split 71% For 29% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 935311883
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Special
Meeting Date: 12-May-2021
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2a. Approval of a new investment advisory Mgmt For For
agreement with Eaton Vance Management to
continue to serve as the Fund's investment
adviser.
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935248319
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 07-Aug-2020
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
Beth Ann Brown Mgmt Split 98% For 2% Withheld Split
Anthony J. LaCava, Jr. Mgmt Split 95% For 5% Withheld Split
Joel W. Motley Mgmt Split 98% For 2% Withheld Split
Teresa M. Ressel Mgmt Split 95% For 5% Withheld Split
Christopher L. Wilson Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 935248319
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 07-Aug-2020
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A DIRECTOR
Beth Ann Brown Mgmt Split 99% For 1% Withheld Split
Anthony J. LaCava, Jr. Mgmt Split 95% For 5% Withheld Split
Joel W. Motley Mgmt Split 99% For 1% Withheld Split
Teresa M. Ressel Mgmt Split 95% For 5% Withheld Split
Christopher L. Wilson Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 935246632
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 06-Oct-2020
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a new Portfolio Management Mgmt Split 92% For 4% Against 4% AbstainSplit
Agreement among the Fund, ALPS Advisors,
Inc. and Fiduciary Management, Inc.
2. DIRECTOR
Thomas W. Brock Mgmt Split 92% For 8% Withheld Split
George R. Gaspari Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935242836
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 14-Jul-2020
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dr. Bob Froehlich Mgmt Split 83% For 17% Withheld Split
Edward Constantino Mgmt Split 84% For 16% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935250388
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Special
Meeting Date: 28-Aug-2020
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a change in the Fund's business Mgmt Split 90% For 6% Against 4% AbstainSplit
from a registered investment company that
invests primarily in debt and equity
securities to a diversified REIT and to
amend the Fund's fundamental investment
restrictions to permit the Fund to engage
in its new business (the "Business Change
Proposal").
2. To approve the amendment and restatement of Mgmt Split 89% For 7% Against 4% AbstainSplit
the Fund's Agreement and Declaration of
Trust (the "Amendment Proposal").
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT FUNDS Agenda Number: 935432459
--------------------------------------------------------------------------------------------------------------------------
Security: 65340G205
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: NHF
ISIN: US65340G2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Trustee to serve for Mgmt For For
a three year term expiring at the 2024
Annual Meeting: John Honis
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 935346141
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Jack B. Evans Mgmt Split 34% For 66% Withheld Split
Matthew Thornton III Mgmt Split 67% For 33% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935346139
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Jack B. Evans Mgmt Split 71% For 29% Withheld Split
Albin F. Moschner Mgmt Split 71% For 29% Withheld Split
Matthew Thornton III Mgmt Split 90% For 10% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935329664
--------------------------------------------------------------------------------------------------------------------------
Security: 69346H100
Meeting Type: Annual
Meeting Date: 16-Apr-2021
Ticker: ISD
ISIN: US69346H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott E. Benjamin Mgmt Split 83% For 17% Withheld Split
Linda W. Bynoe Mgmt Split 42% For 58% Withheld Split
Laurie Simon Hodrick Mgmt Split 66% For 34% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935329676
--------------------------------------------------------------------------------------------------------------------------
Security: 69346J106
Meeting Type: Annual
Meeting Date: 16-Apr-2021
Ticker: GHY
ISIN: US69346J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott E. Benjamin Mgmt Split 68% For 32% Withheld Split
Linda W. Bynoe Mgmt Split 27% For 73% Withheld Split
Laurie Simon Hodrick Mgmt Split 48% For 52% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 935365064
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David N. Fisher Mgmt Split 97% For 3% Withheld Split
Joseph B. Kittredge, Jr Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VOYA PRIME RATE TRUST Agenda Number: 935217869
--------------------------------------------------------------------------------------------------------------------------
Security: 92913A100
Meeting Type: Annual
Meeting Date: 09-Jul-2020
Ticker: PPR
ISIN: US92913A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Colleen D. Baldwin Mgmt No vote
John V. Boyer Mgmt No vote
Patricia W. Chadwick Mgmt No vote
Martin J. Gavin Mgmt No vote
Joseph E. Obermeyer Mgmt No vote
Sheryl K. Pressler Mgmt No vote
Dina Santoro Mgmt No vote
Christopher P. Sullivan Mgmt No vote
2. If properly presented at the Annual Shr No vote
Meeting, to vote on a shareholder's
precatory proposal relating to a tender
offer.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935246036
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105
Meeting Type: Annual
Meeting Date: 10-Aug-2020
Ticker: EAD
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Isaiah Harris, Jr. Mgmt Split 72% For 28% Withheld Split
David F. Larcker Mgmt Split 72% For 28% Withheld Split
Olivia S. Mitchell Mgmt Split 72% For 28% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935194768
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Special
Meeting Date: 06-Jul-2020
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a New Management Agreement with Mgmt For *
Legg Mason Partners Fund Advisor, LLC.
2C. To approve a New Subadvisory Agreement Mgmt For *
with: Western Asset Management Company,
LLC.
2D. To approve a New Subadvisory Agreement Mgmt For *
with: Western Asset Management Company
Limited.
2F. To approve a New Subadvisory Agreement Mgmt For *
with: Western Asset Management Company Pte.
Ltd.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935276180
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 23-Oct-2020
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt Split 77% For 22% Against 1% AbstainSplit
until the 2023 Annual Meeting of
Stockholders: Robert D. Agdern
1.2 Election of Class III Director to serve Mgmt Split 77% For 22% Against 1% AbstainSplit
until the 2023 Annual Meeting of
Stockholders: Eileen A. Kamerick
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935196130
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Special
Meeting Date: 06-Jul-2020
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a New Management Agreement with Mgmt For For
Legg Mason Partners Fund Advisor, LLC.
2C. To approve a New Subadvisory Agreement Mgmt For For
with: Western Asset Management Company,
LLC.
2D. To approve a New Subadvisory Agreement Mgmt For For
with: Western Asset Management Company
Limited.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935342078
--------------------------------------------------------------------------------------------------------------------------
Security: 95766K109
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: HIO
ISIN: US95766K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 60% For 39% Against 1% AbstainSplit
until the 2024 Annual Meeting of
Stockholders: Paolo M. Cucchi
1.2 Election of Class II Director to serve Mgmt Split 66% For 33% Against 1% AbstainSplit
until the 2024 Annual Meeting of
Stockholders: Eileen A. Kamerick
1.3 Election of Class II Director to serve Mgmt Split 91% For 8% Against 1% AbstainSplit
until the 2024 Annual Meeting of
Stockholders: Jane Trust
2. To ratify the selection of Mgmt Split 97% For 2% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending September 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 935196154
--------------------------------------------------------------------------------------------------------------------------
Security: 95766J102
Meeting Type: Special
Meeting Date: 06-Jul-2020
Ticker: HIX
ISIN: US95766J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a New Management Agreement with Mgmt For For
Legg Mason Partners Fund Advisor, LLC.
2C. To approve a New Subadvisory Agreement Mgmt For For
with: Western Asset Management Company,
LLC.
2D. To approve a New Subadvisory Agreement Mgmt For For
with: Western Asset Management Company
Limited.
2F. To approve a New Subadvisory Agreement Mgmt For For
with: Western Asset Management Company Pte.
Ltd.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET HIGH INCOME FUND II INC Agenda Number: 935275013
--------------------------------------------------------------------------------------------------------------------------
Security: 95766J102
Meeting Type: Annual
Meeting Date: 23-Oct-2020
Ticker: HIX
ISIN: US95766J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve until Mgmt Split 74% For 25% Against 1% AbstainSplit
2023 Annual Meeting of Stockholders: Robert
D. Agdern
1.2 Election of Class I Director to serve until Mgmt Split 73% For 26% Against 1% AbstainSplit
2023 Annual Meeting of Stockholders: Daniel
P. Cronin
1.3 Election of Class I Director to serve until Mgmt Split 74% For 25% Against 1% AbstainSplit
2023 Annual Meeting of Stockholders: Eileen
A. Kamerick
1.4 Election of Class II Director to serve Mgmt Split 73% For 26% Against 1% AbstainSplit
until 2021 Annual Meeting of Stockholders:
Paolo M. Cucchi
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending April 30, 2021.
Amplify International Online Retail ETF
--------------------------------------------------------------------------------------------------------------------------
58.COM (WUBA) Agenda Number: 935261002
--------------------------------------------------------------------------------------------------------------------------
Security: 31680Q104
Meeting Type: Special
Meeting Date: 07-Sep-2020
Ticker: WUBA
ISIN: US31680Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. IT IS RESOLVED, as a Special Resolution, Mgmt For For
THAT: the execution, delivery and
performance of the agreement and plan of
merger, dated as of June 15, 2020 (the
"Merger Agreement"), among Quantum Bloom
Group Ltd, an exempted company with limited
liability incorporated under the laws of
the Cayman Islands ("Parent"), Quantum
Bloom Company Ltd, an exempted company with
limited liability incorporated under the
laws of the Cayman Islands and a
wholly-owned subsidiary of Parent ("Merger
Sub"), ...(due to space limits, see proxy
material for full proposal).
S2. IT IS RESOLVED, as a Special Resolution, Mgmt For For
THAT: each of directors and officers of the
Company be and are hereby authorized to do
all things necessary to give effect to the
Merger Agreement, the Plan of Merger and
the consummation of the Transactions,
including the Merger, the Variation of
Capital and the Amendment of the M&A.
O3. IT IS RESOLVED, as an Ordinary Resolution, Mgmt For For
THAT: the extraordinary general meeting be
adjourned in order to allow the Company to
solicit additional proxies in the event
that there are insufficient proxies
received at the time of the extraordinary
general meeting to pass the special
resolutions to be proposed at the
extraordinary general meeting.
--------------------------------------------------------------------------------------------------------------------------
AIRTRIP CORP. Agenda Number: 713449230
--------------------------------------------------------------------------------------------------------------------------
Security: J0065P106
Meeting Type: AGM
Meeting Date: 25-Dec-2020
Ticker:
ISIN: JP3167240005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Reduction of Stated Capital and Mgmt Against Against
Capital Reserve, and Appropriation of
Surplus
2 Approve Appropriation of Surplus Mgmt Against Against
3 Amend Articles to: Reduce Term of Office of Mgmt Against Against
Directors to One Year, Allow the Board of
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares
4.1 Appoint a Director Shibata, Yusuke Mgmt Against Against
4.2 Appoint a Director Oishi, Munenori Mgmt Against Against
4.3 Appoint a Director Yoshimura, Hideki Mgmt Against Against
4.4 Appoint a Director Wang Shen Mgmt Against Against
4.5 Appoint a Director Niiya, Sho Mgmt Against Against
4.6 Appoint a Director Akiyama, Masahide Mgmt Against Against
4.7 Appoint a Director Masuda, Takeshi Mgmt Against Against
4.8 Appoint a Director Tamura, Satoshi Mgmt Against Against
4.9 Appoint a Director Sakai, Kazuma Mgmt Against Against
4.10 Appoint a Director Moribe, Yoshiki Mgmt Against Against
4.11 Appoint a Director Omori, Yasuhito Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASKUL CORPORATION Agenda Number: 712982657
--------------------------------------------------------------------------------------------------------------------------
Security: J03325107
Meeting Type: AGM
Meeting Date: 13-Aug-2020
Ticker:
ISIN: JP3119920001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt Against Against
Directors Size
3.1 Appoint a Director Yoshioka, Akira Mgmt Against Against
3.2 Appoint a Director Yoshida, Hitoshi Mgmt Against Against
3.3 Appoint a Director Koshimizu, Hironori Mgmt Against Against
3.4 Appoint a Director Kimura, Miyoko Mgmt Against Against
3.5 Appoint a Director Tamai, Tsuguhiro Mgmt Against Against
3.6 Appoint a Director Ozawa, Takao Mgmt Against Against
3.7 Appoint a Director Ichige, Yumiko Mgmt Against Against
3.8 Appoint a Director Goto, Genri Mgmt Against Against
3.9 Appoint a Director Taka, Iwao Mgmt Against Against
3.10 Appoint a Director Tsukahara, Kazuo Mgmt Against Against
3.11 Appoint a Director Imaizumi, Tadahisa Mgmt Against Against
4 Appoint a Corporate Auditor Asaeda, Mgmt Against Against
Yoshitaka
--------------------------------------------------------------------------------------------------------------------------
BAOZUN INC. Agenda Number: 935405527
--------------------------------------------------------------------------------------------------------------------------
Security: 06684L103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: BZUN
ISIN: US06684L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SPECIAL RESOLUTION: That the Fourth Amended Mgmt For For
and Restated Memorandum and Articles of
Association currently in effect be amended
and restated by the deletion in their
entirety and the substitution in their
place of the Fifth Amended and Restated
Memorandum and Articles of Association of
the Company in the form attached as Annex A
to the proxy statement, and reflecting the
updates as detailed in the proxy statement.
2. ORDINARY RESOLUTION: That the appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants LLP and Deloitte Touche
Tohmatsu as the Company's independent
registered public accounting firm to audit
the Company's consolidated financial
statements filed with the U.S. Securities
and Exchange Commission and The Stock
Exchange of Hong Kong Limited,
respectively, for the year ended December
31, 2020 and the authorization for the
directors of the Company to determine the
...(due to space limits, see proxy
statement for full proposal).
3. ORDINARY RESOLUTION: That the appointment Mgmt For For
of Deloitte Touche Tohmatsu Certified
Public Accountants LLP and Deloitte Touche
Tohmatsu as the Company's independent
registered public accounting firm to audit
the Company's consolidated financial
statements to be filed with the U.S.
Securities and Exchange Commission and The
Stock Exchange of Hong Kong Limited,
respectively, for the year ending December
31, 2021 and the authorization for the
directors of the Company to determine the
...(due to space limits, see proxy
statement for full proposal).
4. ORDINARY RESOLUTION: That Ms. Jessica Mgmt For For
Xiuyun Liu be re-elected as a director of
the Company.
5. ORDINARY RESOLUTION: That subject to the Mgmt For For
approval of resolutions 1 - 4 above, each
director or officer of the Company be
authorized to take any and every action
that might be necessary, appropriate or
desirable to effect resolutions 1 - 4 as
such director or officer, in his or her
absolute discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
CHINA LITERATURE LIMITED Agenda Number: 713355279
--------------------------------------------------------------------------------------------------------------------------
Security: G2121R103
Meeting Type: EGM
Meeting Date: 09-Dec-2020
Ticker:
ISIN: KYG2121R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1110/2020111000606.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1110/2020111000600.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 "THAT: (A) THE TRANSACTION DOCUMENTS AND Mgmt For For
THE TRANSACTIONS CONTEMPLATED THEREUNDER,
DETAILS OF WHICH ARE MORE PARTICULARLY
DESCRIBED IN THE CIRCULAR, BE AND IS HEREBY
APPROVED, RATIFIED AND CONFIRMED; (B) ANY
ONE EXECUTIVE DIRECTOR (IF EXECUTION UNDER
THE COMMON SEAL OF THE COMPANY OR BY DEED
IS REQUIRED, TWO EXECUTIVE DIRECTORS OR ONE
EXECUTIVE DIRECTOR AND THE SECRETARY OF THE
COMPANY) BE AND ARE HEREBY AUTHORIZED FOR
AND ON BEHALF OF THE COMPANY TO EXECUTE,
AND WHERE REQUIRED, TO AFFIX THE COMMON
SEAL OF THE COMPANY TO, ANY DOCUMENTS,
INSTRUMENTS OR AGREEMENTS, AND TO DO ANY
ACTS AND THINGS DEEMED BY HIM OR HER TO BE
NECESSARY, EXPEDIENT OR APPROPRIATE IN
ORDER TO GIVE EFFECT TO AND IMPLEMENT THE
TRANSACTIONS CONTEMPLATED UNDER THE
TRANSACTION DOCUMENTS; AND (C) CONDITIONAL
UPON THE LISTING COMMITTEE OF THE STOCK
EXCHANGE OF HONG KONG LIMITED GRANTING THE
LISTING OF, AND PERMISSION TO DEAL IN
15,119,815 SHARES OF THE COMPANY
("CONSIDERATION SHARES") AT THE ISSUE PRICE
OF HKD 80.00 PER CONSIDERATION SHARE (THE
"ISSUE PRICE"), THE DIRECTORS OF THE
COMPANY BE AND ARE HEREBY GRANTED A
SPECIFIC MANDATE (AS DEFINED IN THE
CIRCULAR) TO ALLOT AND ISSUE THE
CONSIDERATION SHARES AT THE ISSUE PRICE
PURSUANT TO THE TERMS AND CONDITIONS OF THE
REVISED NCM SHARE PURCHASE AGREEMENT AND
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
PROVIDED THAT THIS SPECIFIC MANDATE SHALL
BE IN ADDITION TO, AND SHALL NOT PREJUDICE
OR REVOKE ANY EXISTING OR SUCH OTHER
GENERAL OR SPECIAL MANDATES WHICH MAY FROM
TIME TO TIME BE GRANTED TO THE DIRECTORS OF
THE COMPANY PRIOR TO THE PASSING OF THIS
RESOLUTION."
2 "THAT: (A) THE 2021 DISTRIBUTION FRAMEWORK Mgmt For For
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER, DETAILS OF WHICH ARE MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR OF
THE COMPANY DATED NOVEMBER 10, 2020 (THE
"CIRCULAR"), BE AND IS HEREBY APPROVED,
RATIFIED AND CONFIRMED; (B) THE PROPOSED
ANNUAL CAPS FOR THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED UNDER THE 2021
DISTRIBUTION FRAMEWORK AGREEMENT FOR THE
THREE YEARS ENDING DECEMBER 31, 2023 AS SET
OUT IN THE CIRCULAR BE AND ARE HEREBY
APPROVED, RATIFIED AND CONFIRMED; AND (C)
ANY ONE EXECUTIVE DIRECTOR BE AND IS HEREBY
AUTHORIZED FOR AND ON BEHALF OF THE COMPANY
TO EXECUTE, AND WHERE REQUIRED, TO AFFIX
THE COMMON SEAL OF THE COMPANY TO, ANY
DOCUMENTS, INSTRUMENTS OR AGREEMENTS, AND
TO DO ANY ACTS AND THINGS DEEMED BY HIM OR
HER TO BE NECESSARY, EXPEDIENT OR
APPROPRIATE IN ORDER TO GIVE EFFECT TO AND
IMPLEMENT THE TRANSACTIONS CONTEMPLATED
UNDER THE 2021 DISTRIBUTION FRAMEWORK
AGREEMENT (INCLUDING THE PROPOSED ANNUAL
CAPS THEREUNDER FOR THE THREE YEARS ENDING
DECEMBER 31, 2023)."
--------------------------------------------------------------------------------------------------------------------------
CHINA LITERATURE LIMITED Agenda Number: 713954027
--------------------------------------------------------------------------------------------------------------------------
Security: G2121R103
Meeting Type: AGM
Meeting Date: 24-May-2021
Ticker:
ISIN: KYG2121R1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000738.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000703.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020 AND THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON
2.A TO RE-ELECT MR. HOU XIAONAN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT MR. CAO HUAYI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. LIU JUNMIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS OF THE
COMPANY ("DIRECTORS")
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION FOR THE YEAR ENDING DECEMBER
31, 2021
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES BY THE NUMBER OF SHARES BOUGHT-BACK
BY THE COMPANY
5 TO GRANT THE RSU MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE A MAXIMUM OF 45,710,177 SHARES
UNDER THE RESTRICTED SHARE UNIT SCHEME OF
THE COMPANY ADOPTED ON MAY 15, 2020
6 TO ADOPT THE SHARE OPTION PLAN OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS PLC Agenda Number: 935279605
--------------------------------------------------------------------------------------------------------------------------
Security: G2143T103
Meeting Type: Annual
Meeting Date: 25-Nov-2020
Ticker: CMPR
ISIN: IE00BKYC3F77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Reappoint Sophie A. Gasperment to our Board Mgmt Against Against
of Directors to serve for a term of three
years.
2) Approve, on a non-binding, advisory basis, Mgmt Against Against
the compensation of our named executive
officers, as described in our proxy
statement.
3) Approve our proposed 2020 Equity Incentive Mgmt Against Against
Plan.
4) Set the minimum and maximum prices at which Mgmt For For
we may reissue our treasury shares, as
described in our proxy statement.
5) Reappoint PricewaterhouseCoopers Ireland as Mgmt For For
our statutory auditor under Irish law.
6) Authorize our Board of Directors or Audit Mgmt For For
Committee to determine the remuneration of
PricewaterhouseCoopers Ireland.
--------------------------------------------------------------------------------------------------------------------------
COGOBUY GROUP Agenda Number: 714039915
--------------------------------------------------------------------------------------------------------------------------
Security: G22537107
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: KYG225371072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802462.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802490.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITOR OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
2.A TO RE-ELECT MR. KANG JINGWEI JEFFREY AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. HAO CHUNYI CHARLIE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE REMUNERATION
OF THE DIRECTORS OF THE COMPANY
4 TO RE-APPOINT SHINEWING (HK) CPA LIMITED AS Mgmt For For
THE COMPANY'S AUDITOR TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS OF THE COMPANY TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES OF
THE COMPANY UNDER RESOLUTION NUMBER 6 TO
INCLUDE THE AGGREGATE NUMBER OF THE SHARES
REPURCHASED BY THE COMPANY PURSUANT TO THE
GENERAL MANDATE TO REPURCHASE SHARES UNDER
RESOLUTION NUMBER 5
8 TO GIVE A SPECIFIC MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ISSUE, ALLOT, PROCURE THE
TRANSFER OF AND OTHERWISE DEAL WITH NOT
MORE THAN 3% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION IN CONNECTION
WITH THE RESTRICTED SHARE UNIT SCHEME OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
DEMAE-CAN CO.,LTD Agenda Number: 713360547
--------------------------------------------------------------------------------------------------------------------------
Security: J9843M103
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: JP3952870008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Reduction of Capital Reserve Mgmt Against Against
2 Approve Appropriation of Surplus Mgmt For For
3 Amend Articles to: Change Company Location, Mgmt Against Against
Amend Business Lines
4.1 Appoint a Director Fujii, Hideo Mgmt Against Against
4.2 Appoint a Director Fujiwara, Shoji Mgmt Against Against
4.3 Appoint a Director Suzuki, Takatomo Mgmt Against Against
4.4 Appoint a Director Kiyomura, Yoko Mgmt Against Against
4.5 Appoint a Director Masuda, Jun Mgmt Against Against
4.6 Appoint a Director Mori, Issei Mgmt Against Against
4.7 Appoint a Director Tomiyama, Hiroki Mgmt Against Against
5.1 Appoint a Corporate Auditor Suzuki, Mgmt Against Against
Takamitsu
5.2 Appoint a Corporate Auditor Akatsuka, Mgmt Against Against
Hiroshi
5.3 Appoint a Corporate Auditor Tsuji, Tetsuya Mgmt Against Against
5.4 Appoint a Corporate Auditor Ki Kokan Mgmt Against Against
6 Approve Provision of Retirement Allowance Mgmt Against Against
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
DESPEGAR.COM, CORP. Agenda Number: 935298984
--------------------------------------------------------------------------------------------------------------------------
Security: G27358103
Meeting Type: Annual
Meeting Date: 01-Dec-2020
Ticker: DESP
ISIN: VGG273581030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-Election of Class III Director: Nilesh Mgmt For For
Lakhani
1.2 Re-Election of Class III Director: Damian Mgmt For For
Scokin
--------------------------------------------------------------------------------------------------------------------------
FARFETCH LIMITED Agenda Number: 935267852
--------------------------------------------------------------------------------------------------------------------------
Security: 30744W107
Meeting Type: Annual
Meeting Date: 02-Oct-2020
Ticker: FTCH
ISIN: KY30744W1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Important Information: Save the information Mgmt For
that is printed in the box marked by the
arrow, this is your unique control number
to enter the Virtual Meeting. Please find
enclosed Notice of AGM for FARFETCH LIMITED
and additional details on how to attend.
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935252940
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 20-Aug-2020
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I Director: Philippe Mgmt For For
Botteri
1B. Re-election of Class I Director: Jonathan Mgmt For For
Kolber
2. To adopt the 2020 Employee Share Purchase Mgmt For For
Plan and approve the participation of the
chief executive officer.
3. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2020 and until the next Annual
General Meeting of Shareholders, and to
authorize the Company's board of directors
(with power of delegation to its audit
committee) to set the fees to be paid to
such auditors.
--------------------------------------------------------------------------------------------------------------------------
ISTYLE INC. Agenda Number: 713084680
--------------------------------------------------------------------------------------------------------------------------
Security: J25587106
Meeting Type: AGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: JP3102320003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Yoshimatsu, Tetsuro Mgmt Against Against
2.2 Appoint a Director Sugawara, Kei Mgmt Against Against
2.3 Appoint a Director Yamada, Meyumi Mgmt Against Against
2.4 Appoint a Director Naka, Michimasa Mgmt For For
2.5 Appoint a Director Matsumoto, Yasukane Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG Agenda Number: 935339641
--------------------------------------------------------------------------------------------------------------------------
Security: 48138M105
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: JMIA
ISIN: US48138M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution on cancelling the existing Mgmt For For
Authorized Capital 2020/I and creating an
Authorized Capital 2021/I with the
possibility to exclude subscription rights,
as well as on the associated amendment to
the Articles of Association.
2. Resolution on cancelling the existing Mgmt For For
authorization and granting a new
authorization to issue convertible bonds,
options, profit rights and/or profit bonds
(or combinations of these instruments) with
the possibility of excluding subscription
rights, on cancelling the existing
Conditional Capital 2020/II and creating a
new Conditional Capital 2021/I, as well as
on the corresponding amendments to the
Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG Agenda Number: 935439528
--------------------------------------------------------------------------------------------------------------------------
Security: 48138M105
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: JMIA
ISIN: US48138M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the ratification of the acts Mgmt For For
of the members of the management board for
the financial year 2020.
3. Resolution on the ratification of the acts Mgmt For For
of the members of the supervisory board for
the financial year 2020.
4. Resolution on the appointment of the Mgmt For For
auditor of the annual financial statements
and the auditor of the consolidated
financial statements, as well as any audit
review of condensed interim financial
statements and interim management reports
as well as any audit review of additional
interim financial information.
5. Resolution on the approval of the Mgmt For For
remuneration system of the members of the
management board.
6. Resolution on the remuneration of the Mgmt For For
members of the supervisory board.
7. Resolution on the election of a member of Mgmt For For
the supervisory board: Ms. Anne Eriksson
8. Resolution on cancelling the existing Mgmt For For
Authorized Capital 2021/I and creating an
Authorized Capital 2021/II with the
possibility to exclude subscription rights,
as well as on the related amendments to the
Articles of Association.
9. Resolution on cancelling the existing Mgmt For For
authorization and granting a new
authorization to issue convertible bonds,
options, profit rights and/or profit bonds
(or combinations of these instruments) with
the possibility of excluding subscription
rights, on cancelling the existing
Conditional Capital 2021/I and creating a
new Conditional Capital 2021/II, as well as
on the corresponding amendments to the
Articles of Association.
10. Resolution on the authorization to issue Mgmt For For
stock options to members of the management
board and employees of the Company and
members of the management and employees of
companies affiliated with the Company
(Stock Option Program 2021) and the
creation of a new Conditional Capital
2021/III to settle stock options under the
Stock Option Program 2021, as well as the
corresponding amendments to section 4(3) of
the Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
KITANOTATSUJIN CORPORATION Agenda Number: 714031921
--------------------------------------------------------------------------------------------------------------------------
Security: J34384107
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: JP3240100002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Increase the Board of Directors Size,
Transition to a Company with Supervisory
Committee, Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kinoshita,
Katsuhisa
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Horikawa,
Asako
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iimori, Maki
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kudo, Takahito
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shima, Koichi
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Taoka, Kei
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sada, Noboru
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Jinno, Shogo
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kobayashi,
Ryuichi
5 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Okabe,
Seiichi
6 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
7 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
8 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
KOGAN.COM LTD Agenda Number: 713239540
--------------------------------------------------------------------------------------------------------------------------
Security: Q53502102
Meeting Type: AGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: AU000000KGN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 5.1, 5.2, 6 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF BOARD ENDORSED MR HARRY Mgmt For For
DEBNEY
4 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ELECTION OF NON-BOARD
ENDORSED DIRECTOR
5.1 APPROVAL OF GRANT OF OPTIONS TO MR RUSLAN Mgmt For For
KOGAN
5.2 APPROVAL OF GRANT OF OPTIONS TO MR DAVID Mgmt For For
SHAFER
6 RATIFICATION OF PRIOR ISSUE OF SHARES UNDER Mgmt For For
THE PLACEMENT
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935272409
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the Mgmt For For
independent auditor of the Company for the
fiscal year ending March 31, 2021, and to
authorize the Company's Board of Directors
to fix such auditor's remuneration.
2. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2020, audited
by KPMG (Mauritius).
3. To re-elect Deep Kalra as a director on the Mgmt Against Against
Board of Directors of the Company.
4. To re-elect Rajesh Magow as a director on Mgmt Against Against
the Board of Directors of the Company.
5. To re-elect James Jianzhang Liang as a Mgmt For For
director on the Board of Directors of the
Company.
6. To re-elect Hyder Aboobakar as a director Mgmt For For
on the Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MERCARI,INC. Agenda Number: 713091837
--------------------------------------------------------------------------------------------------------------------------
Security: J42305102
Meeting Type: AGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: JP3921290007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director Yamada, Shintaro Mgmt Against Against
2.2 Appoint a Director Koizumi, Fumiaki Mgmt Against Against
2.3 Appoint a Director Takayama, Ken Mgmt For For
2.4 Appoint a Director Namatame, Masashi Mgmt For For
2.5 Appoint a Director Shinoda, Makiko Mgmt For For
3 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
MONOTARO CO.,LTD. Agenda Number: 713658625
--------------------------------------------------------------------------------------------------------------------------
Security: J46583100
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3922950005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Seto, Kinya Mgmt Against Against
2.2 Appoint a Director Suzuki, Masaya Mgmt For For
2.3 Appoint a Director Kitamura, Haruo Mgmt Against Against
2.4 Appoint a Director Kishida, Masahiro Mgmt For For
2.5 Appoint a Director Ise, Tomoko Mgmt For For
2.6 Appoint a Director Sagiya, Mari Mgmt For For
2.7 Appoint a Director Barry Greenhouse Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MYT NETHERLANDS Agenda Number: 935448591
--------------------------------------------------------------------------------------------------------------------------
Security: 55406W103
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: MYTE
ISIN: US55406W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the Dutch statutory accounts Mgmt For For
for FY 2020.
6.1 Discharge the members of the Management Mgmt For For
Board from liability in respect of their
duties performed during FY 2020.
6.2 Discharge the members of the Supervisory Mgmt For For
Board from liability for their duties
performed during FY 2020.
7. Appointment of KPMG as external auditor for Mgmt Against Against
the Dutch statutory accounts for FY 2020
and FY 2021.
8.1 Appointment of Ms. Nora Aufreiter as member Mgmt For For
of the Supervisory Board.
8.2 Remuneration for Ms. Nora Aufreiter as Mgmt For For
member and chairperson of the Supervisory
Board.
8.3 Remuneration for Mr. Dennis Gies effective Mgmt For For
1 July 2021.
--------------------------------------------------------------------------------------------------------------------------
OISIX RA DAICHI INC. Agenda Number: 714257385
--------------------------------------------------------------------------------------------------------------------------
Security: J60236106
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3174190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Efficacy of Mgmt For For
Appointment of Substitute Corporate
Auditor, Approve Minor Revisions
2.1 Appoint a Director Takashima, Kohei Mgmt Against Against
2.2 Appoint a Director Fujita, Kazuyoshi Mgmt For For
2.3 Appoint a Director Tsutsumi, Yusuke Mgmt For For
2.4 Appoint a Director Ozaki, Hiroyuki Mgmt Against Against
2.5 Appoint a Director Matsumoto, Kohei Mgmt Against Against
2.6 Appoint a Director Hanada, Mitsuyo Mgmt For For
2.7 Appoint a Director Tanaka, Hitoshi Mgmt For For
2.8 Appoint a Director Watabe, Junko Mgmt For For
2.9 Appoint a Director Sakurai, Wakako Mgmt For For
2.10 Appoint a Director Kowaki, Misato Mgmt For For
3 Appoint a Corporate Auditor Otobe, Chika Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OPEN DOOR INC. Agenda Number: 714252361
--------------------------------------------------------------------------------------------------------------------------
Security: J3072J105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3173560008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Amend Business Lines Mgmt Against Against
2.1 Appoint a Director Sekine, Daisuke Mgmt Against Against
2.2 Appoint a Director Suzuki, Hideaki Mgmt Against Against
2.3 Appoint a Director Nakano, Masaharu Mgmt Against Against
2.4 Appoint a Director Shimizu, Junko Mgmt Against Against
2.5 Appoint a Director Koide, Ichiro Mgmt Against Against
3.1 Appoint a Substitute Corporate Auditor Mgmt Against Against
Haga, Yuichiro
3.2 Appoint a Substitute Corporate Auditor Mgmt Against Against
Miyamoto, Kohei
--------------------------------------------------------------------------------------------------------------------------
PCHOME ONLINE INC Agenda Number: 714163944
--------------------------------------------------------------------------------------------------------------------------
Security: Y6801R101
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0008044009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 2020 EARNINGS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND: TWD 1.3 PER SHARE.
3 TO ISSUE COMMON SHARES FOR CASH CAPITAL Mgmt For For
INCREASE THROUGH PRIVATE PLACEMENT AND OR
PUBLIC ISSUANCE.
4.1 THE ELECTION OF THE DIRECTOR.:HUNG-TZE Mgmt Against Against
JAN,SHAREHOLDER NO.1
4.2 THE ELECTION OF THE DIRECTOR.:KEVIN Mgmt Against Against
TSAI,SHAREHOLDER NO.823
4.3 THE ELECTION OF THE DIRECTOR.:BRUCE Mgmt Against Against
CHOU,SHAREHOLDER NO.F125445XXX
4.4 THE ELECTION OF THE DIRECTOR.:SITE Mgmt Against Against
INC,SHAREHOLDER NO.618,VICKY TSENG AS
REPRESENTATIVE
4.5 THE ELECTION OF THE DIRECTOR.:SITE Mgmt Against Against
INC,SHAREHOLDER NO.618,JOHNSON FONG AS
REPRESENTATIVE
4.6 THE ELECTION OF THE DIRECTOR.:SITE Mgmt Against Against
INC,SHAREHOLDER NO.618,HAN KUN JU AS
REPRESENTATIVE
4.7 THE ELECTION OF THE INDEPENDENT DIRECTOR.:T Mgmt Against Against
H TUNG,SHAREHOLDER NO.U120682XXX
4.8 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:HOCHEN TAN,SHAREHOLDER
NO.D101161XXX
4.9 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:MARGARET HUANG,SHAREHOLDER
NO.H220052XXX
5 WAIVER OF NON-COMPETITION CLAUSES FOR NEWLY Mgmt Against Against
ELECTED DIRECTORS AND THEIR
REPRESENTATIVES.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935246959
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Zheng Mgmt For
Huang be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Haifeng Mgmt For
Lin be re-elected as a director of the
Company.
3. As an ordinary resolution: THAT Mr. Nanpeng Mgmt For
Shen be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. George Mgmt For
Yong-Boon Yeo be re-elected as a director
of the Company.
6. As an ordinary resolution: THAT Mr. Anthony Mgmt For
Kam Ping Leung be re-elected as a director
of the Company.
7. As an ordinary resolution: THAT Mr. Lei Mgmt For
Chen be elected as a director of the
Company.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 713662484
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt For For
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt Abstain Against
1C Election of Director: Gail Goodman Mgmt Abstain Against
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt Abstain Against
1F Election of Director: John Phillips Mgmt Abstain Against
02 Appointment of the Auditors Resolution Mgmt Abstain Against
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt Against Against
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SYUPPIN CO.,LTD. Agenda Number: 714264772
--------------------------------------------------------------------------------------------------------------------------
Security: J78874112
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3359940008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Appoint a Corporate Auditor Yoneda, Mgmt For For
Yasuhiro
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt For For
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Special
Meeting Date: 18-Mar-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of Mgmt For
the 175,000,000 issued and unissued
ordinary shares of a nominal or par value
of US$0.01 each in the capital of the
Company be and is hereby subdivided into
eight ordinary shares of a nominal or par
value of US$0.00125 each in the capital of
the Company (the "Subdivision"), such that,
following the Subdivision, the authorised
share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000
ordinary shares of a nominal or par value
of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
TRIVAGO N.V. Agenda Number: 935455104
--------------------------------------------------------------------------------------------------------------------------
Security: 89686D105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: TRVG
ISIN: US89686D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the annual accounts over the Mgmt For
financial year 2020
5. Appointment of the external auditor for the Mgmt For
financial year 2021
6. Release of the managing directors from Mgmt For
liability for the exercise of their duties
during the financial year 2020
7. Release of the supervisory directors from Mgmt For
liability for the exercise of their duties
during the financial year 2020
8. Re-appointment of R. Dzielak as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2024
9. Appointment of E. Hart as supervisory Mgmt For
director for a period expiring at the end
of the annual general meeting to be held in
the year 2024
10. Appointment of J. Breidenbach as Mgmt For
supervisory director for a period expiring
at the end of the annual general meeting to
be held in the year 2024
11. Authorization of the management board to Mgmt For
acquire shares in the Company's capital
12. Authorization of the management board to Mgmt For
(i) issue and/or grant rights to subscribe
for shares in the Company's capital and
(ii) limit or exclude pre-emption rights in
relation to an issuance of, or a granting
of rights to subscribe for, such shares
--------------------------------------------------------------------------------------------------------------------------
WEBJET LTD Agenda Number: 713136112
--------------------------------------------------------------------------------------------------------------------------
Security: Q9570B108
Meeting Type: AGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: AU000000WEB7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6, 7 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt Split 70% Against Split
2 RE-ELECTION OF DIRECTOR - MR DON CLARKE Mgmt Split 70% Against Split
3 RE-ELECTION OF DIRECTOR - MR BRAD HOLMAN Mgmt Split 70% Against Split
4 RATIFICATION OF ISSUE OF SHARES UNDER Mgmt Split 70% For Split
INSTITUTIONAL PLACEMENT
5 APPROVAL FOR THE ISSUE OF EQUITY SETTLED Mgmt Split 70% For Split
NOTES TO REPLACE THE EXISTING CASH SETTLED
NOTES
6 APPROVAL OF WEBJET LONG TERM INCENTIVE PLAN Mgmt Split 70% Against Split
7 APPROVAL OF MANAGING DIRECTOR PARTICIPATION Mgmt Split 70% Against Split
IN LONG TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
YES24 CO LTD, SEOUL Agenda Number: 713669577
--------------------------------------------------------------------------------------------------------------------------
Security: Y9810A101
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7053280004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522838 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: GIM DONG Mgmt Against Against
NYEONG
2.2 ELECTION OF INSIDE DIRECTOR: GIM SEOK HWAN Mgmt Against Against
2.3 ELECTION OF OUTSIDE DIRECTOR: HONG EUN JU Mgmt Against Against
2.4 ELECTION OF OUTSIDE DIRECTOR: JU JI WON Mgmt Against Against
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER: GWON TAE U
4.1 ELECTION OF AUDIT COMMITTEE MEMBER: HONG Mgmt Against Against
EUN JU
4.2 ELECTION OF AUDIT COMMITTEE MEMBER: JU JI Mgmt Against Against
WON
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
YIXIN GROUP LIMITED (DOING BUSINESS AS YIXIN AU Agenda Number: 713717811
--------------------------------------------------------------------------------------------------------------------------
Security: G9T43R102
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: KYG9T43R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0322/2021032200387.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0322/2021032200379.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO APPROVE THE INCREASE IN SCHEME LIMIT, Mgmt For For
THAT IS, TO INCREASE THE EXISTING SCHEME
LIMIT OF THE FIRST SHARE AWARD SCHEME BY
191,298,011 SHARES TO THE NEW SCHEME LIMIT
OF 285,250,982 SHARES, BY WAY OF AMENDING
PARAGRAPH 15.1 AND DELETING PARAGRAPH 15.3
OF THE SCHEME RULES OF THE FIRST SHARE
AWARD SCHEME
1.B SUBJECT TO RESOLUTION 1. (A) BEING PASSED, Mgmt For For
TO GRANT THE SCHEME MANDATE, THAT IS, A
MANDATE TO THE DIRECTORS OF THE COMPANY TO
ISSUE, ALLOT, PROCURE THE TRANSFER OF AND
OTHERWISE DEAL WITH 191,298,011 SHARES THAT
MAY BE AWARDED PURSUANT TO THE FIRST SHARE
AWARD SCHEME UPON THE INCREASE IN SCHEME
LIMIT IN EXCESS OF THOSE SHARES UNDER THE
EXISTING SCHEME LIMIT PREVIOUSLY APPROVED
BY THE SHAREHOLDERS
1.C TO AUTHORIZE ANY ONE DIRECTOR OF THE Mgmt For For
COMPANY TO DO ALL SUCH FURTHER ACTS AND
THINGS AND TO SIGN AND EXECUTE ALL SUCH
OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL
SUCH STEPS AS HE/SHE MAY CONSIDER
NECESSARY, DESIRABLE, APPROPRIATE OR
EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO OR OTHERWISE IN CONNECTION WITH THE
INCREASE IN SCHEME LIMIT AND THE INCIDENTAL
AMENDMENT OF THE SCHEME RULES, THE SCHEME
MANDATE AND THE TRANSACTIONS RESPECTIVELY
CONTEMPLATED THEREUNDER OR IN CONNECTION
THEREWITH
--------------------------------------------------------------------------------------------------------------------------
YIXIN GROUP LIMITED (DOING BUSINESS AS YIXIN AU Agenda Number: 713795219
--------------------------------------------------------------------------------------------------------------------------
Security: G9T43R102
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: KYG9T43R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040103794.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0401/2021040103806.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS (THE "DIRECTORS")
AND INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2020
2.A TO RE-ELECT MR. CHENKAI LING AS DIRECTOR Mgmt For For
2.B TO RE-ELECT MR. TIN FAN YUEN AS DIRECTOR Mgmt For For
2.C TO RE-ELECT MR. CHESTER TUN HO KWOK AS Mgmt For For
DIRECTOR
2.D TO RE-ELECT MS. LILY LI DONG AS DIRECTOR Mgmt For For
2.E TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THE AUDITOR'S REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH NEW SHARES OF
THE COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
NEW SHARES OF THE COMPANY BY THE AGGREGATE
NUMBER OF THE SHARES BOUGHT BACK BY THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
ZERO TO SEVEN INC. Agenda Number: 713680684
--------------------------------------------------------------------------------------------------------------------------
Security: Y988BT103
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7159580000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR: I CHUNG HA Mgmt Against Against
2.2 ELECTION OF OUTSIDE DIRECTOR: RYU IN CHEON Mgmt Against Against
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER: IM DONG JUN
4 ELECTION OF AUDIT COMMITTEE MEMBER: RYU IN Mgmt Against Against
CHEON
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 714295777
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Kotaro Mgmt Against Against
2.2 Appoint a Director Yanagisawa, Koji Mgmt Against Against
2.3 Appoint a Director Hirose, Fuminori Mgmt Against Against
2.4 Appoint a Director Kawabe, Kentaro Mgmt Against Against
2.5 Appoint a Director Ozawa, Takao Mgmt Against Against
2.6 Appoint a Director Ono, Koji Mgmt For For
2.7 Appoint a Director Hotta, Kazunori Mgmt For For
2.8 Appoint a Director Saito, Taro Mgmt For For
3 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
Amplify Lithium & Battery Technology ETF
--------------------------------------------------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LIMITED Agenda Number: 713288202
--------------------------------------------------------------------------------------------------------------------------
Security: S01680107
Meeting Type: AGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: ZAE000054045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 RE-ELECTION OF MR TA BOARDMAN Mgmt For For
2.O.2 RE-ELECTION OF MR AD BOTHA Mgmt Against Against
3.O.3 RE-ELECTION OF MR JA CHISSANO Mgmt Against Against
4.O.4 RE-ELECTION OF DR RV SIMELANE Mgmt For For
5.O.5 ELECTION OF MS P MNISI Mgmt For For
6.O.6 ELECTION OF MS TTA MHLANGA Mgmt For For
7.O.7 ELECTION OF MS J MAGAGULA Mgmt For For
8.O.8 RE-APPOINTMENT OF EXTERNAL AUDITOR AND MR Mgmt Against Against
PD GROBBELAAR AS THE DESIGNATED AUDITOR:
RESOLVED THAT THE RE-APPOINTMENT OF ERNST &
YOUNG INC. AS THE EXTERNAL AUDITOR OF THE
COMPANY BE AND IS HEREBY APPROVED AND THAT
MR PD GROBBELAAR BE AND IS HEREBY
RE-APPOINTED AS THE PERSON DESIGNATED TO
ACT ON BEHALF OF THE EXTERNAL AUDITOR FOR
THE FINANCIAL YEAR ENDING 30 JUNE 2021, TO
REMAIN IN OFFICE UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING
9O9.1 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR TA BOARDMAN
9O9.2 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR AD BOTHA
9O9.3 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt Against Against
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MR AK MADITSI
9O9.4 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: DR RV SIMELANE
9O9.5 TO ELECT THE INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR AS MEMBER OF THE AUDIT AND RISK
COMMITTEE: MS P MNISI
NB.10 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt For For
REMUNERATION POLICY
NB.11 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt For For
REMUNERATION IMPLEMENTATION REPORT
12O12 PLACING CONTROL OF AUTHORISED BUT UNISSUED Mgmt For For
COMPANY SHARES IN THE HANDS OF THE BOARD
13O13 GENERAL AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
FOR CASH
141S1 TO AUTHORISE THE COMPANY TO PAY THE Mgmt For For
REMUNERATION TO NON-EXECUTIVE DIRECTORS
WITH EFFECT FROM 1 JULY 2020: ANNUAL
RETAINER FEES AS OUTLINED IN THE NOTICE OF
ANNUAL GENERAL MEETING
141S2 TO AUTHORISE THE COMPANY TO PAY THE Mgmt For For
REMUNERATION TO NON-EXECUTIVE DIRECTORS
WITH EFFECT FROM 1 JULY 2020: FEES FOR
ATTENDING BOARD MEETINGS AS OUTLINED THE
NOTICE OF ANNUAL GENERAL MEETING
15.S2 COMMITTEE MEETING ATTENDANCE FEES WITH Mgmt For For
EFFECT FROM 1 JULY 2020 AS OUTLINED THE
NOTICE OF ANNUAL GENERAL MEETING
16.S3 FINANCIAL ASSISTANCE FOR SUBSCRIPTION FOR Mgmt For For
SECURITIES
17.S4 FINANCIAL ASSISTANCE FOR RELATED OR Mgmt For For
INTER-RELATED COMPANIES
18.S5 ISSUE OF SHARES TO PERSONS LISTED IN Mgmt For For
SECTION 41(1) OF THE COMPANIES ACT IN
CONNECTION WITH THE COMPANY'S SHARE OR
EMPLOYEE INCENTIVE SCHEMES
19.S6 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 9O9.1 TO 9O9.5. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AKASOL AG Agenda Number: 714206934
--------------------------------------------------------------------------------------------------------------------------
Security: D0R5FN109
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: DE000A2JNWZ9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5 APPROVE INCREASE IN SIZE OF BOARD TO FIVE Mgmt For For
MEMBERS
6.1 ELECT GERD MERKEL TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ANTHONY HENSEL TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT WOLFGANG SCHNEIDER TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935355936
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Elect nominee to the Board of Director: Mgmt For For
Mary Lauren Brlas
2B. Elect nominee to the Board of Director: J. Mgmt For For
Kent Masters, Jr.
2C. Elect nominee to the Board of Director: Mgmt For For
Glenda J. Minor
2D. Elect nominee to the Board of Director: Mgmt For For
James J. O'Brien
2E. Elect nominee to the Board of Director: Mgmt For For
Diarmuid B. O'Connell
2F. Elect nominee to the Board of Director: Mgmt For For
Dean L. Seavers
2G. Elect nominee to the Board of Director: Mgmt For For
Gerald A. Steiner
2H. Elect nominee to the Board of Director: Mgmt For For
Holly A. Van Deursen
2I. Elect nominee to the Board of Director: Mgmt For For
Alejandro D. Wolff
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMG ADVANCED METALLURGICAL GROUP NV Agenda Number: 713746456
--------------------------------------------------------------------------------------------------------------------------
Security: N04897109
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NL0000888691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 537618 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1. OPENING Non-Voting
2.a. REPORT OF THE MANAGEMENT BOARD FOR THE 2020 Non-Voting
FINANCIAL YEAR INCLUDING DISCUSSION OF THE
ANNUAL REPORT 2020
2.b. REMUNERATION REPORT OF THE SUPERVISORY Mgmt Against Against
BOARD FOR THE 2020 FINANCIAL YEAR (ADVISORY
VOTING ITEM)
2.c. DISCUSSION OF THE DIVIDEND POLICY Non-Voting
3.a. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
3.b. PROPOSAL TO RESOLVE UPON (FINAL) DIVIDEND Mgmt For For
DISTRIBUTION
4. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD FOR THE 2020 FINANCIAL
YEAR
5. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FOR THE 2020
FINANCIAL YEAR
6. COMPOSITION OF THE MANAGEMENT BOARD Non-Voting
6.a. REAPPOINTMENT OF DR. HEINZ SCHIMMELBUSCH AS Mgmt Against Against
CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE
MANAGEMENT BOARD
6.b. REAPPOINTMENT OF MR. ERIC JACKSON AS CHIEF Mgmt For For
OPERATING OFFICER AND MEMBER OF THE
MANAGEMENT BOARD
7. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
7.a. REAPPOINTMENT OF MR. WILLEM VAN HASSEL AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
7.b. REAPPOINTMENT OF MR. HERB DEPP AS MEMBER OF Mgmt Against Against
THE SUPERVISORY BOARD
7.c. APPOINTMENT OF MR. WARMOLT PRINS AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
8. ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt Against Against
MANAGEMENT BOARD
9. RENEWAL OF THE AUTHORIZATION TO (I) ISSUE Non-Voting
SHARES AND/OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) TO RESTRICT OR EXCLUDE THE
PREEMPTIVE RIGHTS FOR GENERAL CORPORATE
PURPOSES AND/OR FOR THE PURPOSE OF MERGERS
AND ACQUISITIONS, AND/OR FOR STRATEGIC
ALLIANCES AND/OR FINANCIAL SUPPORT
ARRANGEMENTS
9.a. RENEWAL OF THE AUTHORIZATION TO ISSUE Mgmt For For
SHARES AND/OR GRANT RIGHTS TO ACQUIRE
SHARES FOR GENERAL CORPORATE PURPOSES,
AND/OR FOR THE PURPOSE OF MERGERS AND
ACQUISITIONS, AND/OR FOR STRATEGIC
ALLIANCES AND/OR FOR FINANCIAL SUPPORT
ARRANGEMENTS
9.b. RENEWAL OF THE AUTHORIZATION TO RESTRICT OR Mgmt For For
EXCLUDE THE PREEMPTIVE RIGHTS OF
SHAREHOLDERS FOR THE PURPOSE OF THE
OBJECTIVES DESCRIBED UNDER 9.A. ABOVE
10. RENEWAL OF THE AUTHORIZATION TO ACQUIRE Mgmt For For
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
11. ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
ARCIMOTO, INC. Agenda Number: 935408535
--------------------------------------------------------------------------------------------------------------------------
Security: 039587100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: FUV
ISIN: US0395871009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Frohnmayer Mgmt For For
Terry L. Becker Mgmt For For
Nancy E. Calderon Mgmt For For
Joshua S. Scherer Mgmt For For
Jesse G. Eisler Mgmt For For
Galileo A. Russell Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
2018 Omnibus Stock Incentive Plan to
increase the number of shares reserved for
issuance thereunder by 2,000,000 shares.
3. To approve a proposed amendment to the Mgmt For For
Company's Second Amended and Restated
Articles of Incorporation to increase the
number of authorized shares of Arcimoto,
Inc. common stock from 60,000,000 to
100,000,000.
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 713673487
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: EGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 518882 DUE TO RECEIPT OF 1.12,
1.13, 1.14 AND 1.15 AS ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020401693.pdf,
1.1 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. JIANG DEYI AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.2 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. LIAO ZHENBO AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.3 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. CHEN HONGLIANG AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.4 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HU HANJUN AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.5 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HUANG WENBING AS
EXECUTIVE DIRECTOR OF THE COMPANY
1.6 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. YE QIAN AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.7 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. GE SONGLIN AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.8 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MS. YIN YUANPING AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.9 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. XU XIANGYANG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.10 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. TANGJUN AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.11 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. EDMUND SIT AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.12 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HUBERTUS TROSKA AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.13 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HARALD EMIL WILHELM AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.14 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. JIN WEI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.15 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. SUN LI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
2 REMUNERATION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTORS
3.1 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MR. SUN ZHIHUA AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
3.2 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MR. ZHOU XUEHUI AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
3.3 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MS. QIAO YUFEI AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
4 PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES FOR THE SHAREHOLDERS' GENERAL
MEETINGS
5 PROPOSED PROVISION OF FACILITY GUARANTEE TO Mgmt For For
BAIC HK
6 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 714179618
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700943.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700919.pdf
1 REPORT OF THE BOARD OF DIRECTORS FOR 2020 Mgmt For For
2 REPORT OF THE BOARD OF SUPERVISORS FOR 2020 Mgmt For For
3 FINANCIAL REPORT FOR 2020 Mgmt For For
4 PROFITS DISTRIBUTION AND DIVIDENDS Mgmt For For
DISTRIBUTION PLAN FOR 2020
5 RE-APPOINTMENT OF THE INTERNATIONAL AUDITOR Mgmt For For
AND DOMESTIC AUDITOR FOR 2021
6 PROPOSED APPOINTMENT OF NON-EXECUTIVE Mgmt For For
DIRECTOR
7 GENERAL MANDATE FOR THE ISSUANCE OF DEBT Mgmt For For
FINANCING INSTRUMENTS
8 GENERAL MANDATE FOR THE ISSUANCE OF SHARES Mgmt For For
9 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt Against Against
SHARES
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 714179620
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: CLS
Meeting Date: 18-Jun-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700939.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0517/2021051700949.pdf
1 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt Against Against
SHARES
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935274213
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2020 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt For For
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt Against Against
BHP Group Plc.
7. To approve the 2020 Remuneration Report Mgmt Against Against
other than the part containing the
Directors' remuneration policy.
8. To approve the 2020 Remuneration Report. Mgmt Against Against
9. To approve the grant to the Executive Mgmt Against Against
Director.
10. To approve leaving entitlements. Mgmt For For
11. To elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
12. To elect Gary Goldberg as a Director of Mgmt Against Against
BHP.
13. To elect Mike Henry as a Director of BHP. Mgmt For For
14. To elect Christine O'Reilly as a Director Mgmt For For
of BHP.
15. To elect Dion Weisler as a Director of BHP. Mgmt Against Against
16. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
17. To re-elect Malcolm Broomhead as a Director Mgmt Against Against
of BHP.
18. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
19. To re-elect Anita Frew as a Director of Mgmt Against Against
BHP.
20. To re-elect Susan Kilsby as a Director of Mgmt Against Against
BHP.
21. To re-elect John Mogford as a Director of Mgmt For For
BHP.
22. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
23. To amend the constitution of BHP Group Mgmt For Against
Limited.
24. To adopt interim cultural heritage Mgmt Against For
protection measures.
25. To suspend memberships of Industry Mgmt For Against
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals.
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935427624
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt For For
Jack Levine Mgmt For For
Kenneth R. Marks Mgmt For For
R. J.M. van Montfrans Mgmt For For
Carmen M. Perez-Carlton Mgmt For For
2. Ratify the appointment of Marcum LLP as our Mgmt Against Against
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BUSHVELD MINERALS LIMITED Agenda Number: 712875977
--------------------------------------------------------------------------------------------------------------------------
Security: G1340T106
Meeting Type: AGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: GG00B4TM3943
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE DIRECTORS' FEES Mgmt For For
3 RATIFY RSM UK AUDIT LLP AS AUDITORS Mgmt Against Against
4 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt Against Against
AUDITORS
5 RE-ELECT FORTUNE MOJAPELO AS DIRECTOR Mgmt Against Against
6 RE-ELECT IAN WATSON AS DIRECTOR Mgmt For For
7 RE-ELECT JEREMY FRIEDLANDER AS DIRECTOR Mgmt For For
8 ELECT TANYA CHIKANZA AS DIRECTOR Mgmt For For
9 ELECT DOLLY MOKGATLE AS DIRECTOR Mgmt For For
10 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
11 AUTHORISE ISSUE OF EQUITY Mgmt For For
12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713402915
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900417.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900462.pdf
1 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713926802
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401151.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY ("THE
BOARD") FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
6 TO APPOINT PRC AUDITOR, PRC INTERNAL Mgmt For For
CONTROL AUDIT INSTITUTION AND AUDITOR
OUTSIDE THE PRC FOR THE FINANCIAL YEAR OF
2021 AND TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORISE
THE BOARD TO DETERMINE THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEE BY THE GROUP
8 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2021
9 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt For For
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED ("THE LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
10 TO CONSIDER AND APPROVE A GENERAL AND Mgmt For For
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PERCENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
11 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt For For
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
12 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714249453
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100647.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100682.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH THE
REQUIREMENTS UNDER RELEVANT LAWS AND
REGULATIONS
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PLAN ON THE SPIN-OFF AND
LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSAL OF THE SPIN-OFF
AND LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH "SEVERAL
PROVISIONS ON THE PILOT PROGRAM OF LISTED
COMPANIES' SPIN-OFF OF SUBSIDIARIES FOR
DOMESTIC LISTING" ("AS SPECIFIED")
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD WHICH BENEFITS THE
SAFEGUARDING OF LEGAL RIGHTS AND INTERESTS
OF SHAREHOLDERS AND CREDITORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ABILITY TO MAINTAIN
INDEPENDENCE AND SUSTAINABLE OPERATION OF
THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AFFIRMATION OF CAPABILITY
OF BYD SEMICONDUCTOR COMPANY LIMITED TO
IMPLEMENT REGULATED OPERATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE EXPLANATION OF THE
COMPLETENESS OF AND COMPLIANCE WITH
STATUTORY PROCEDURES OF THE SPIN-OFF AND
THE VALIDITY OF LEGAL DOCUMENTS SUBMITTED
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ANALYSIS ON THE OBJECTIVES,
COMMERCIAL REASONABLENESS, NECESSITY AND
FEASIBILITY OF THE SPIN-OFF
10 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUTHORISATION BY THE
GENERAL MEETING TO THE BOARD OF DIRECTORS
AND ITS AUTHORISED PERSONS TO DEAL WITH
MATTERS RELATING TO THE SPIN-OFF AND
LISTING
11 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED SHARE OPTION
SCHEME OF BYD SEMICONDUCTOR COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
CANOO INC. Agenda Number: 935429010
--------------------------------------------------------------------------------------------------------------------------
Security: 13803R102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: GOEV
ISIN: US13803R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Debra von Storch Mgmt For For
Foster Chiang Mgmt For For
Greg Ethridge Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CBAK ENERGY TECHNOLOGY, INC. Agenda Number: 935360975
--------------------------------------------------------------------------------------------------------------------------
Security: 14986C102
Meeting Type: Special
Meeting Date: 10-May-2021
Ticker: CBAT
ISIN: US14986C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, for purposes of complying with Mgmt For For
Nasdaq Listing Rule 5635(d), any future
adjustments of exercise prices of the
Warrants below their floor prices in
accordance with the terms of such warrants.
2. Approve one or more adjournments of the Mgmt For For
Special Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of the foregoing
proposal.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 714067433
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000749.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563346 DUE TO RECEIPT OF
ADDITION OF RESOLUTIONS 23, 24 AND 25. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
BUDGET REPORT OF THE COMPANY FOR THE YEAR
2021
2 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
FINANCIAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REAPPOINTMENT OF THE EXTERNAL AUDITORS FOR
THE YEAR 2021
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
5 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2020
6 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2020
7 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
2020
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED
WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES
11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF SUPPLY CHAIN FINANCING
GUARANTEE BY IXM (A WHOLLY OWNED SUBSIDIARY
OF THE COMPANY) TO SUPPLIERS
12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF FINANCING GUARANTEE TO A JOINT
VENTURE OF THE COMPANY WITH NO MORE THAN
RMB1 BILLION
13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO APPROVE
AND AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") TO DECIDE ON THE
ISSUANCE OF DEBT FINANCING INSTRUMENTS
14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASING LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
15.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
ELECT MR. SUN RUIWEN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt Against Against
RE-ELECT MR. LI CHAOCHUN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.C TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. YUAN HONGLIN AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.D TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. GUO YIMIN AS A NON-EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.E TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. CHENG YUNLEI AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.F TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. WANG GERRY YOUGUI AS AN
INDEPENDENT NONEXECUTIVE DIRECTOR OF THE
SIXTH SESSION OF THE BOARD
15.G TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MS. YAN YE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.H TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI SHUHUA AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
16.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MR. ZHANG ZHENHAO AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
16.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MS. KOU YOUMIN AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
PROPOSING TO THE GENERAL MEETING TO
AUTHORIZE THE BOARD TO DETERMINE THE
REMUNERATION OF THE MEMBERS OF SIXTH
SESSION OF THE BOARD AND THE SUPERVISORY
COMMITTEE OF THE COMPANY
18 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND OTHER INTERNAL MANAGEMENT SYSTEMS
19 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
2013
20 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH THE
DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2021
21 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO GRANT A
GENERAL MANDATE TO THE BOARD FOR ISSUANCE
OF ADDITIONAL A SHARES AND/OR H SHARES OF
THE COMPANY
22 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD OF
THE COMPANY TO REPURCHASE H SHARES
23 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY (DRAFT) AND ITS SUMMARY
24 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE ADMINISTRATIVE MEASURES FOR
THE 2021 FIRST PHASE OF THE EMPLOYEE SHARE
OWNERSHIP PLAN OF THE COMPANY
25 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE AUTHORIZATION FROM GENERAL
MEETING FOR THE BOARD TO HANDLE MATTERS IN
RELATION TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
DYNAPACK INTERNATIONAL TECHNOLOGY CORP Agenda Number: 714114458
--------------------------------------------------------------------------------------------------------------------------
Security: Y2185V107
Meeting Type: AGM
Meeting Date: 07-Jun-2021
Ticker:
ISIN: TW0003211009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGMENT FOR 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS
2 ACKNOWLEDGMENT FOR 2020 EARNINGS Mgmt For For
DISTRIBUTION, PROPOSED CASH DIVIDEND: TWD
6.5 PER SHARE
3 DISCUSSION ON THE AMENDMENT TO THE ARTICLES Mgmt Against Against
OF INCORPORATION
--------------------------------------------------------------------------------------------------------------------------
EOS ENERGY ENTERPRISES INC Agenda Number: 935423296
--------------------------------------------------------------------------------------------------------------------------
Security: 29415C101
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EOSE
ISIN: US29415C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marian "Mimi" Walters Mgmt For For
Audrey Zibelman Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ERAMET SA Agenda Number: 713836849
--------------------------------------------------------------------------------------------------------------------------
Security: F3145H130
Meeting Type: MIX
Meeting Date: 28-May-2021
Ticker:
ISIN: FR0000131757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENTS
REFERRED TO THEREIN
4 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
RECORD THE LOSS FOR THE YEAR OF EUR
(907,356,153.69) AS A DEFICIT IN RETAINED
EARNINGS, WHICH PREVIOUSLY AMOUNTED TO EUR
292,590,841.80 FOLLOWING THIS ALLOCATION,
THE RETAINED EARNINGS ACCOUNT WILL SHOW A
NEW BALANCE OF EUR (614,765,311.89). AS
REQUIRED BY LAW, IT IS REMINDED THAT, FOR
THE LAST THREE FINANCIAL YEARS, THE
DIVIDENDS WERE PAID FOLLOWS: EUR 2.30 PER
SHARE FOR FISCAL YEAR 2017 EUR 0.60 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.00 PER
SHARE FOR FISCAL YEAR 2019
5 THE SHAREHOLDERS' MEETING DECIDES TO Mgmt For For
APPOINT MR JEAN-PHILIPPE VOLLMER AS A
DIRECTOR TO REPLACE MRS SONIA BACKES, WHO
RESIGNED, FOR THE REMAINDER OF MRS BACKES'S
TERM OF OFFICE, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
2023
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS CHRISTINE COIGNARD AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS CATHERINE RONGE AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
DIRECTOR, MR ALILAT ANTSELEVE-OYIMA TO
REPLACE MR MICHEL ANTSELEVE FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS CHRISTEL BORIES, CEO, AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MEMBERS OF THE BOARD OF DIRECTORS
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE MRS
CHRISTEL BORIES, CEO
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION MENTIONED IN ARTICLE L.22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS CHRISTEL BORIES, CEO, FOR
THE 2020 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE 11.5 OF THE BYLAWS PERTAINING TO
THE APPOINTMENT OF A LEAD DIRECTOR
15 THE SHAREHOLDERS' MEETING APPOINTS THE Mgmt For For
CABINET KPMG SA AS STATUTORY AUDITOR TO
REPLACE CABINET KPMG AND SALUSTRO REYDEL
COMPANY, RESPECTIVELY STATUTORY AUDITOR AND
ALTERNATE AUDITOR, FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR
16 THE SHAREHOLDERS' MEETING APPOINTS THE Mgmt For For
CABINET GRANT THORTON TO REPLACE CABINET
ERNST AND YOUNG AND AUDITEX COMPANY,
RESPECTIVELY STATUTORY AUDITOR AND
ALTERNATE AUDITOR, FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR
17 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO TRADE THE COMPANY'S
SHARES, SUBJECT TO THE CONDITIONS DESCRIBED
BELOW: MAXIMUM PURCHASE PRICE: EUR 200.00,
MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10
PERCENT OF THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
532,720,100.00. THIS AUTHORIZATION IS GIVEN
UNTIL THE END OF THE 2021 FISCAL YEAR. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE
EXISTING SHARES, IN FAVOR OF THE EMPLOYEES
OR THE CORPORATE OFFICERS OF THE COMPANY
AND RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 700,000 SHARES. THE
ALLOCATIONS MADE BY VIRTUE OF THIS
AUTHORIZATION MAY BENEFIT ELIGIBLE
CORPORATE OFFICERS OF THE COMPANY, PROVIDED
THAT THEIR NUMBER DOES NOT REPRESENT MORE
THAN 20 PERCENT OF THE LIMIT ABOVE. THE
PRESENT DELEGATION IS GIVEN FOR A 38-MONTH
PERIOD
19 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE 3 OF THE BYLAWS, PERTAINING TO THE
PURPOSE OF THE COMPANY
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104072100798-42 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101378-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 713739831
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 9 Mgmt For For
2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt Against Against
2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For
2.3 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt Against Against
2.5 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt Against Against
2.6 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For
2.7 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For
2.8 ELECTION OF DIRECTOR: DR. JOANNE K. WARNER Mgmt For For
2.9 ELECTION OF DIRECTOR: C. KEVIN MCARTHUR Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
(CANADA) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 BE IT RESOLVED, ON AN ADVISORY BASIS, AND Mgmt For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
OF THE COMPANY, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
15, 2021
--------------------------------------------------------------------------------------------------------------------------
FISKER INC. Agenda Number: 935412116
--------------------------------------------------------------------------------------------------------------------------
Security: 33813J106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FSR
ISIN: US33813J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wendy J. Greuel Mgmt For For
Roderick K. Randall Mgmt For For
Mitchell S. Zuklie Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Fisker Inc. for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935337318
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. England Mgmt Against Against
1B. Election of Director: Jason Few Mgmt For For
1C. Election of Director: Chris Groobey Mgmt For For
1D. Election of Director: Matthew F. Hilzinger Mgmt For For
1E. Election of Director: Natica von Althann Mgmt For For
2. To ratify the selection of KPMG LLP as Mgmt Against Against
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the proxy statement.
4. To approve the amendment of the FuelCell Mgmt For For
Energy, Inc. Certificate of Incorporation,
as amended, to increase the number of
authorized shares of common stock of
FuelCell Energy, Inc. from 337,500,000
shares to 500,000,000 shares.
5. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. 2018 Omnibus
Incentive Plan, as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
GALAXY RESOURCES LTD Agenda Number: 713910114
--------------------------------------------------------------------------------------------------------------------------
Security: Q39596194
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: AU000000GXY2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 3 TO 9 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - FLORENCIA HEREDIA Mgmt For For
3 RATIFICATION OF PRIOR ISSUE OF SHARES - Mgmt For For
PLACEMENT SHARES
4 ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
NON-EXECUTIVE DIRECTOR - MARTIN ROWLEY
5 ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
NON-EXECUTIVE DIRECTOR - JOHN TURNER
6 ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
NON-EXECUTIVE DIRECTOR - PETER BACCHUS
7 ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
NON-EXECUTIVE DIRECTOR - ALAN FITZPATRICK
8 ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
NON-EXECUTIVE DIRECTOR - FLORENCIA HEREDIA
9 ISSUE OF PERFORMANCE RIGHTS TO EXECUTIVE Mgmt For For
DIRECTOR - ANTHONY TSE
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713183096
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900837.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900809.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT IN WEALTH MANAGEMENT PRODUCTS
WITH SELF-OWNED FUNDS
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CONSTRUCTION PROJECT OF RESEARCH AND
DEVELOPMENT AND PRODUCTION BASE OF HIGH-END
POLYMER LITHIUM BATTERIES BY HUIZHOU
GANFENG LITHIUM BATTERY TECHNOLOGY CO., LTD
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE APPLICATION FOR BANK
FACILITIES AND PROVISION OF GUARANTEES BY
THE COMPANY AND ITS WHOLLY-OWNED
SUBSIDIARIES
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PROVISION OF FINANCIAL ASSISTANCE TO
AUSTRALIA-BASED RIM COMPANY BY GFL
INTERNATIONAL, A WHOLLY-OWNED SUBSIDIARY
AND RELATED PARTY TRANSACTION
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
BY-ELECTION OF A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713393368
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1113/2020111301506.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1113/2020111301500.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE IMPLEMENTATION OF CAPITAL
INCREASE AND SHARE EXPANSION AND THE
INTRODUCTION OF AN EMPLOYEE SHAREHOLDING
PLATFORM BY GANFENG LITHIUM BATTERY, A
WHOLLY-OWNED SUBSIDIARY AND RELATED PARTY
TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713631960
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500781.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500763.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TYPE AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD AND TIMING OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TARGET SUBSCRIBERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: NUMBER TO BE ISSUED
1.5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD OF PRICING
1.6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: ACCUMULATED PROFITS BEFORE THE
ISSUANCE
1.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: USE OF PROCEEDS
1.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: VALIDITY PERIOD OF THE RESOLUTION
1.9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: APPLICATION FOR LISTING
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF SPECIFIC MANDATE
3 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
BANK FACILITIES AND PROVISION OF GUARANTEES
BY THE COMPANY AND ITS SUBSIDIARIES
4 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEES TO THE CONTROLLED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713631972
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 17-Mar-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500793.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500774.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TYPE AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD AND TIMING OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TARGET SUBSCRIBERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: NUMBER TO BE ISSUED
1.5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD OF PRICING
1.6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: ACCUMULATED PROFITS BEFORE THE
ISSUANCE
1.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: USE OF PROCEEDS
1.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: VALIDITY PERIOD OF THE RESOLUTION
1.9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: APPLICATION FOR LISTING
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF SPECIFIC MANDATE
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713895540
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041201102.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041201084.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE IN ITS WHOLLY-SUBSIDIARY
SHANGHAI GANFENG
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714024231
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802986.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042803006.pdf
1 TO CONSIDER AND APPROVE PROPOSED ADOPTION Mgmt Against Against
OF THE 2021 SHARE OPTION INCENTIVE SCHEME
2 TO CONSIDER AND APPROVE REGARDING THE Mgmt For For
ASSESSMENT MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF THE 2021 SHARE OPINION
INCENTIVE SCHEME
3 TO CONSIDER AND APPROVE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH
RELEVANT MATTERS IN RELATION TO THE 2021
SHARE OPTION INCENTIVE SCHEME
CMMT 05 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NOTICE LINK. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714047998
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802994.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802982.pdf
O.1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF DIRECTORS FOR 2020
O.2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS FOR 2020
O.3 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For
REPORT, SUMMARY OF THE ANNUAL REPORT AND
ANNUAL RESULTS ANNOUNCEMENT
O.4 TO CONSIDER AND APPROVE THE 2020 FINANCIAL Mgmt For For
REPORT AS RESPECTIVELY AUDITED BY THE
DOMESTIC AND OVERSEAS AUDITORS
O.5 TO CONSIDER AND APPROVE ENGAGEMENT OF Mgmt For For
DOMESTIC AND OVERSEAS AUDITORS AND THE
INTERNAL CONTROL AUDITORS FOR 2021
O.6 TO CONSIDER AND APPROVE DETERMINATION OF Mgmt For For
DIRECTORS' EMOLUMENTS
O.7 TO CONSIDER AND APPROVE DETERMINATION OF Mgmt For For
SUPERVISORS' EMOLUMENTS
O.8 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL FOR 2021
O.9 TO CONSIDER AND APPROVE CAPITAL INCREASE IN Mgmt Against Against
ITS WHOLLYOWNED SUBSIDIARY
S.1 TO CONSIDER AND APPROVE GRANT OF GENERAL Mgmt For For
MANDATE TO THE BOARD OF THE COMPANY
S.2 TO CONSIDER AND APPROVE GENERAL MANDATE TO Mgmt For For
ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING
INSTRUMENTS
S.3 TO CONSIDER AND APPROVE ENGAGEMENT IN Mgmt For For
FOREIGN EXCHANGE HEDGING BUSINESS BY THE
COMPANY AND ITS SUBSIDIARIES
S.4 TO CONSIDER AND APPROVE THE CONTINUING Mgmt For For
RELATED-PARTY TRANSACTIONS FOR 2021
S.5 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEES TO THE CONTROLLED SUBSIDIARY
S.6 TO CONSIDER AND APPROVE PROPOSED ADOPTION Mgmt Against Against
OF THE 2021 SHARE OPTION INCENTIVE SCHEME
S.7 TO CONSIDER AND APPROVE REGARDING THE Mgmt For For
ASSESSMENT MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF THE 2021 SHARE OPINION
INCENTIVE SCHEME
S.8 TO CONSIDER AND APPROVE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH
RELEVANT MATTERS IN RELATION TO THE 2021
SHARE OPTION INCENTIVE SCHEME
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714306760
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700991.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060701007.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE IN CONTINUING RELATED-PARTY
TRANSACTIONS FORECAST FOR 2021
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
POSSIBLE OFFER FOR BACANORA BY SHANGHAI
GANFENG, A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, INVOLVING MINING RIGHTS INVESTMENT
AND RELATED-PARTY TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 713733740
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD AS A DIRECTOR Mgmt For For
4 TO RE-ELECT IVAN GLASENBERG AS A DIRECTOR, Mgmt For For
FOR A TERM EXPIRING ON 30 JUNE 2021
5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt Against Against
DIRECTOR
10 TO ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt Against Against
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR A DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt Against Against
REMUNERATION OF THE AUDITORS
13 TO APPROVE RULES OF THE GLENCORE PLC Mgmt Against Against
INCENTIVE PLAN
14 TO APPROVE COMPANY'S CLIMATE ACTION Mgmt For For
TRANSITION PLAN DATED 4TH DECEMBER 2020
15 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY AS SET OUT IN THE 2020 ANNUAL REPORT
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT AS SET OUT IN THE 2020 ANNUAL REPORT
17 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
18 SUBJECT TO THE PASSING OF RESOLUTION 17, TO Mgmt For For
RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
19 SUBJECT TO THE PASSING OF RESOLUTION 17, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 18, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt Against Against
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
GS YUASA CORPORATION Agenda Number: 714265077
--------------------------------------------------------------------------------------------------------------------------
Security: J1770L109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3385820000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Murao, Osamu Mgmt Against Against
2.2 Appoint a Director Nakagawa, Toshiyuki Mgmt Against Against
2.3 Appoint a Director Shibutani, Masahiro Mgmt For For
2.4 Appoint a Director Fukuoka, Kazuhiro Mgmt For For
2.5 Appoint a Director Otani, Ikuo Mgmt For For
2.6 Appoint a Director Matsunaga, Takayoshi Mgmt For For
2.7 Appoint a Director Nonogaki, Yoshiko Mgmt For For
3.1 Appoint a Corporate Auditor Murakami, Mgmt For For
Masayuki
3.2 Appoint a Corporate Auditor Furukawa, Akio Mgmt For For
3.3 Appoint a Corporate Auditor Fujii, Tsukasa Mgmt For For
3.4 Appoint a Corporate Auditor Tsujiuchi, Mgmt For For
Akira
4 Appoint a Substitute Corporate Auditor Mgmt For For
Nakakubo, Mitsuaki
5 Approve Payment of Bonuses to Directors Mgmt For For
6 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
HYLIION HOLDINGS CORP. Agenda Number: 935417786
--------------------------------------------------------------------------------------------------------------------------
Security: 449109107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: HYLN
ISIN: US4491091074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent T. Cubbage Mgmt For For
Thomas Healy Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the 2021 fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
IGO NL Agenda Number: 713299370
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875H108
Meeting Type: AGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: AU000000IGO4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 460826 DUE TO DELETION OF
RESOLUTION 2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF MS. DEBRA BAKKER Mgmt For For
2 RE-ELECTION OF MR. NEIL WARBURTON Non-Voting
3 REMUNERATION REPORT Mgmt For For
4 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
5 ISSUE OF PERFORMANCE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
--------------------------------------------------------------------------------------------------------------------------
ILJIN MATERIALS CO LTD, IKSAN Agenda Number: 713677081
--------------------------------------------------------------------------------------------------------------------------
Security: Y3884M109
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: KR7020150009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3.1 ELECTION OF INSIDE DIRECTOR: HEO JAE MYEONG Mgmt Against Against
3.2 ELECTION OF INSIDE DIRECTOR: YANG JEOM SIK Mgmt Against Against
3.3 ELECTION OF INSIDE DIRECTOR: JEONG BYEONG Mgmt Against Against
GUK
3.4 ELECTION OF OUTSIDE DIRECTOR: BAK HYEON SIK Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
5 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO. LTD. Agenda Number: 714024421
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802075.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802110.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTOR(S)") AND AUDITOR FOR THE
YEAR ENDED 31 DECEMBER 2020
2.A TO RE-ELECT MR. ZHANG YOUDA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. WANG QIANGZHONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. YEN YUEN HO, TONY AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF ALL
DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF HK0.1 CENT PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2020
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO GRANT AN EXTENSION OF THE GENERAL Mgmt For For
MANDATE TO ISSUE SHARES AS DESCRIBED IN
RESOLUTION 5
8 TO GRANT A MANDATE TO THE BOARD TO ISSUE Mgmt Against Against
SHARES UNDER SHARE INCENTIVE SCHEME OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC Agenda Number: 712858058
--------------------------------------------------------------------------------------------------------------------------
Security: G51604166
Meeting Type: AGM
Meeting Date: 23-Jul-2020
Ticker:
ISIN: GB00BZ4BQC70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31ST MARCH 2020
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31ST MARCH 2020
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
POLICY
4 TO AMEND THE COMPANY'S PERFORMANCE SHARE Mgmt For For
PLAN RULES
5 TO DECLARE A FINAL DIVIDEND OF 31.25 PENCE Mgmt For For
PER SHARE ON THE ORDINARY SHARES
6 TO ELECT MR DR WEBB AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
7 TO RE-ELECT DR JV GRIFFITHS AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
8 TO RE-ELECT MS X LIU AS A DIRECTOR OF THE Mgmt Against Against
COMPANY
9 TO RE-ELECT MR RJ MACLEOD AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT MRS AO MANZ AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT MR CJ MOTTERSHEAD AS A DIRECTOR Mgmt Against Against
OF THE COMPANY
12 TO RE-ELECT MR J O HIGGINS AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
13 TO RE-ELECT MR P THOMAS AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR FOR THE FORTHCOMING YEAR
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITOR
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN
CERTAIN LIMITS
17 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES
19 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES IN CONNECTION
WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt Against Against
PURCHASES OF ITS OWN SHARES
21 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
ON NOT LESS THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
JUPITER MINES LIMITED Agenda Number: 712776333
--------------------------------------------------------------------------------------------------------------------------
Security: Q5135L102
Meeting Type: AGM
Meeting Date: 08-Jul-2020
Ticker:
ISIN: AU0000005159
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF DIRECTOR - MR HANS MENDE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L & F CO LTD Agenda Number: 713619522
--------------------------------------------------------------------------------------------------------------------------
Security: Y52747105
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7066970005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3.1 ELECTION OF INSIDE DIRECTOR: HEO JE HONG Mgmt Against Against
3.2 ELECTION OF INSIDE DIRECTOR: HEO JE HYEON Mgmt Against Against
3.3 ELECTION OF INSIDE DIRECTOR: CHOE SU AN Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER: GIM JEOM SU
5 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LARGO RESOURCES LTD Agenda Number: 714227534
--------------------------------------------------------------------------------------------------------------------------
Security: 517103602
Meeting Type: MIX
Meeting Date: 17-Jun-2021
Ticker:
ISIN: CA5171036026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.G AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: ALBERTO ARIAS Mgmt Against Against
1.B ELECTION OF DIRECTOR: DAVID BRACE Mgmt For For
1.C ELECTION OF DIRECTOR: JONATHAN LEE Mgmt For For
1.D ELECTION OF DIRECTOR: PAULO MISK Mgmt For For
1.E ELECTION OF DIRECTOR: IAN ROBERTSON Mgmt For For
1.F ELECTION OF DIRECTOR: DANIEL TELLECHEA Mgmt For For
1.G ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 A SPECIAL RESOLUTION TO AUTHORIZE AND Mgmt For For
APPROVE THE AMENDMENT OF LARGO'S ARTICLES
TO CHANGE LARGO'S NAME FROM "LARGO
RESOURCES LTD." TO "LARGO INC.", AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 713659019
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 ELECTION OF INSIDE DIRECTOR: CHA DONG SEOK Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt Against Against
AUDIT COMMITTEE MEMBER: GIM MUN SU
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LITHIUM AMERICAS CORP Agenda Number: 714064716
--------------------------------------------------------------------------------------------------------------------------
Security: 53680Q207
Meeting Type: MIX
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA53680Q2071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.9 AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE (9) Mgmt For For
2.1 ELECTION OF DIRECTOR: GEORGE IRELAND Mgmt Against Against
2.2 ELECTION OF DIRECTOR: JONATHAN EVANS Mgmt For For
2.3 ELECTION OF DIRECTOR: JOHN KANELLITSAS Mgmt For For
2.4 ELECTION OF DIRECTOR: FRANCO MIGNACCO Mgmt For For
2.5 ELECTION OF DIRECTOR: XIAOSHEN WANG Mgmt For For
2.6 ELECTION OF DIRECTOR: FABIANA CHUBBS Mgmt For For
2.7 ELECTION OF DIRECTOR: DR. YUAN GAO Mgmt For For
2.8 ELECTION OF DIRECTOR: KELVIN DUSHNISKY Mgmt For For
2.9 ELECTION OF DIRECTOR: JINHEE MAGIE Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSE COOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935349414
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to the term Mgmt For For
expiring in 2024: Pierre Brondeau
1B. Election of Class III Director to the term Mgmt For For
expiring in 2024: G. Peter D'Aloia
1C. Election of Class III Director to the term Mgmt For For
expiring in 2024: Robert C. Pallash
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Advisory (non-binding) vote on named Mgmt For For
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORP Agenda Number: 713794611
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Against Against
1.2 ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL Mgmt For For
1.3 ELECTION OF DIRECTOR: MARIE INKSTER Mgmt For For
1.4 ELECTION OF DIRECTOR: PETER C. JONES Mgmt For For
1.5 ELECTION OF DIRECTOR: JACK O. LUNDIN Mgmt For For
1.6 ELECTION OF DIRECTOR: LUKAS H. LUNDIN Mgmt Against Against
1.7 ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against
1.8 ELECTION OF DIRECTOR: KAREN P. PONIACHIK Mgmt For For
1.9 ELECTION OF DIRECTOR: CATHERINE J. G. Mgmt For For
STEFAN
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Against Against
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX
THE REMUNERATION PAID TO THE AUDITORS
3 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt For For
PASSING, WITH OR WITHOUT VARIATION, AN
ORDINARY, NON-BINDING RESOLUTION, ON AN
ADVISORY BASIS AND NOT TO DIMINISH THE ROLE
AND RESPONSIBILITIES OF THE BOARD, TO
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE CORPORATION'S
MANAGEMENT INFORMATION CIRCULAR
4 CONFIRM AMENDED AND RESTATED BY-LAW NO. 1 Mgmt For For
OF THE CORPORATION IN THE FORM OF
RESOLUTION PRESENTED IN THE CORPORATION'S
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MINERAL RESOURCES LTD Agenda Number: 713240113
--------------------------------------------------------------------------------------------------------------------------
Security: Q60976109
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000MIN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR PETER WADE Mgmt For For
3 RE-ELECTION OF DIRECTOR - MR JAMES Mgmt For For
MCCLEMENTS
4 ELECTION OF DIRECTOR - MS SUSAN (SUSIE) Mgmt For For
CORLETT
5 INCREASE IN AGGREGATE FEE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713402030
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
SHARES OF PJSC MMC NORILSK NICKEL FOR NINE
MONTHS OF 2020. 1. PAY OUT DIVIDENDS ON
ORDINARY NOMINAL SHARES OF PJSC MMC NORILSK
NICKEL FOR THE NINE MONTHS OF 2020 IN CASH
AT RUB 623,35 PER ORDINARY SHARE. 2. TO
SET DECEMBER 24TH, 2020 AS THE DATE FOR
DETERMINING WHICH PERSONS ARE ENTITLED TO
RECEIVE THE DIVIDENDS
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713989032
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO RATIFY THE 2020 REPORT FROM PJSC MMC Mgmt For For
NORILSK NICKEL
2 TO RATIFY THE 2020 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE 2020 PJSC MMC NORILSK NICKEL Mgmt For For
CONSOLIDATE FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For
NICKEL FOR 2020, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2020: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2020 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2020 IN CASH
IN THE AMOUNT OF RUB 1 021,22 PER ORDINARY
SHARE. 3. SET JUNE 1, 2021 AS THE RECORD
DATE FOR DETERMINING PERSONS ELIGIBLE TO
RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY VALENTINOVICH BARBASHEV
5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY LEONIDOVICH BATEKHIN
5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ALEXEY VLADIMIROVICH BASHKIROV
5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY BORISOVICH BRATUKHIN
5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY NIKOLAEVICH VOLK
5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
MARIANNA ALEXANDROVNA ZAKHAROVA
5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
LUCHITSKY STANISLAV LVOVICH
5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
LLEWELYN MUNNINGS
5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
GARETH PETER PENNY
5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
VLADIMIROVICH POLETAEV
5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
VYACHESLAV ALEXEEVICH SOLOMIN
5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
EVGENY ARKADIEVICH SCHWARTZ
5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ROBERT WILLEM JOHN EDWARDS
6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ALEXEY SERGEEVICH DZYBALOV
6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
VIKTOROVNA MASALOVA
6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
GEORGIY EDUARDOVICH SVANIDZE
6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
VLADIMIR NIKOLAEVICH SHILKOV
6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt Against Against
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
2021
8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt Against Against
CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
MMC NORILSK NICKEL FOR 2021 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2021
9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt For For
EXPENSES INCURRED BY MEMBERS OF THE BOARD
OF DIRECTORS AT PJSC MMC NORILSK NICKEL: 1.
TO ESTABLISH THAT THE MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC MMC NORILSK NICKEL
SHALL RECEIVE REMUNERATION AND
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF THEIR DUTIES IN ACCORDANCE
WITH THE POLICY ON REMUNERATION OF MEMBERS
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL APPROVED BY THE AGM
RESOLUTION ON MAY 13, 2020. 2. THE CHAIRMAN
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL ELECTED AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS AT THE FIRST MEETING
OF THE BOARD OF DIRECTORS HELD AFTER THIS
MEETING SHALL RECEIVE REMUNERATION,
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF HIS/HER DUTIES AND CASUALTY
INSURANCE IN THE FOLLOWING AMOUNTS AND
PROCEDURE: 2.1. REMUNERATION IN THE AMOUNT
OF USD 1,000,000 (ONE MILLION) PER YEAR
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS IN RUBLES AT THE
EXCHANGE RATE SET BY THE CENTRAL BANK OF
THE RUSSIAN FEDERATION ON THE LAST BUSINESS
DAY OF THE REPORTING QUARTER. THE
REMUNERATION AMOUNT IS INDICATED AFTER
DEDUCTING TAXES UNDER THE APPLICABLE
RUSSIAN LAWS. THE ABOVE REMUNERATION SHALL
BE ESTABLISHED FOR THE PERIOD FROM THE DATE
WHEN A DIRECTOR IS ELECTED AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS TO THE END OF
HIS/HER TERM AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS; 2.2. IN CASE A PERSON ELECTED
AS THE CHAIRMAN OF THE BOARD OF DIRECTORS
AT THE FIRST MEETING OF THE BOARD OF
DIRECTORS HELD AFTER THIS MEETING IS NOT
ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS AT THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021 AND AS THE CHAIRMAN
OF THE NEWLY ELECTED BOARD OF DIRECTORS, OR
IN CASE HIS/HER POWERS AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS ARE TERMINATED
EARLIER THAN THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021, S/HE SHALL RECEIVE
ADDITIONAL REMUNERATION IN THE AMOUNT OF
USD 1,000,000.00 LESS THE REMUNERATION PAID
TO HIM/HER FOR HIS/HER DUTIES AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS FROM THE
DATE S/HE HAS BEEN ELECTED AS SUCH AT THE
FIRST MEETING OF THE BOARD OF DIRECTORS
HELD AFTER THIS MEETING. THE
ABOVE-MENTIONED ADDITIONAL REMUNERATION
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS TILL JUNE 10, 2022 IN
RUBLES AT THE EXCHANGE RATE SET BY THE
CENTRAL BANK OF THE RUSSIAN FEDERATION ON
THE LAST BUSINESS DAY OF THE REPORTING
QUARTER. THE ADDITIONAL REMUNERATION AMOUNT
IS INDICATED AFTER DEDUCTING TAXES UNDER
THE APPLICABLE RUSSIAN LAWS. IF S/HE IS
AGAIN ELECTED AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS BEFORE THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS 2021, NO
REMUNERATION FOR PERFORMANCE OF HIS/HER
DUTIES AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS PROVIDED FOR IN SUBPAR. 2.1 OF
THIS PARAGRAPH SHALL BE PAID TO HIM/HER;
2.3. THE CHAIRMAN OF THE BOARD OF DIRECTORS
SHALL BE COMPENSATED THE EXPENSES CONFIRMED
BY DOCUMENTS RELATED TO PERFORMANCE OF
HIS/HER DUTIES IN ACCORDANCE WITH THE
POLICY ON REMUNERATION OF MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL APPROVED BY THE AGM RESOLUTION ON
MAY 13, 2020; 2.4. PJSC MMC NORILSK NICKEL
SHALL AT ITS OWN EXPENSE PROVIDE LIFE
INSURANCE FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS AGAINST THE FOLLOWING RISK IN THE
PERFORMANCE OF OFFICIAL DUTIES: -
"ACCIDENTAL DEATH" AND "SERIOUS BODILY
INJURY IN AN ACCIDENT" (OR DISABILITY
RESULTING FROM AN ACCIDENT) PER RISK AND IN
AGGREGATE THROUGH THE TERM OF INSURANCE
WITH A COVERAGE IN THE AMOUNT OF AT LEAST
USD 3,000,000 (THREE MILLION); - "INJURY IN
AN ACCIDENT (OR TEMPORARY DISABILITY
RESULTING FROM AN ACCIDENT) WITH THE
COVERAGE IN AMOUNT OF AT LEAST USD 100,000
(ONE HUNDRED THOUSAND)."
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER AT PJSC MMC NORILSK
NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE RUSSIAN
FEDERATION LEGISLATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt For For
FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
AND THE MANAGEMENT BOARD AT PJSC MMC
NORILSK NICKEL AND THAT CONCERNS
INDEMNIFICATION INSURANCE FOR MEMBERS OF
THE BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
OFFICIALS AT THE COMPANY ITSELF AND ITS
SUBSIDIARIES WHO ARE THE BENEFICIARIES
UNDER THE TRANSACTION, AND THAT IS PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF THE INDEMNIFICATION
INSURANCE IS ONE YEAR, AND THE TOTAL
LIABILITY LIMIT (INSURANCE AMOUNT), WITH
ALL THE COVERAGE AND EXTENSIONS, WITH THE
EXCEPTION OF THOSE CASES SPELLED OUT
DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
LESS THAN USD 150,000,000 (ONE HUNDRED
FIFTY MILLION), AND HAS AN INSURANCE
PREMIUM PAYMENT FOR THE COMPANY NOT TO
EXCEED USD 5,000,000 (FIVE MILLION). IF,
BASED ON MARKET CONDITIONS, THE INSURANCE
AVAILABLE TO THE COMPANY AT THE TIME THE
TRANSACTION IS ENTERED INTO CANNOT HAVE AN
ESTABLISHED SUM IN THE INSURANCE AGREEMENT
OF USD 150,000,000 (ONE HUNDRED FIFTY
MILLION), THEN AN INSURANCE AGREEMENT WILL
BE SIGNED THAT HAS THE GREATEST POSSIBLE
SCOPE OF INSURANCE THAT IS AVAILABLE TO THE
COMPANY AT REASONABLE COMMERCIAL TERMS
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 714218256
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Endo, Nobuhiro Mgmt Against Against
1.2 Appoint a Director Niino, Takashi Mgmt For For
1.3 Appoint a Director Morita, Takayuki Mgmt For For
1.4 Appoint a Director Ishiguro, Norihiko Mgmt For For
1.5 Appoint a Director Matsukura, Hajime Mgmt For For
1.6 Appoint a Director Nishihara, Motoo Mgmt For For
1.7 Appoint a Director Seto, Kaoru Mgmt For For
1.8 Appoint a Director Iki, Noriko Mgmt For For
1.9 Appoint a Director Ito, Masatoshi Mgmt For For
1.10 Appoint a Director Nakamura, Kuniharu Mgmt For For
1.11 Appoint a Director Ota, Jun Mgmt For For
1.12 Appoint a Director Christina Ahmadjian Mgmt For For
2 Appoint a Corporate Auditor Odake, Nobuhiro Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEO LITHIUM CORP Agenda Number: 714258628
--------------------------------------------------------------------------------------------------------------------------
Security: 64047A108
Meeting Type: MIX
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CA64047A1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A
TO 1.F AND 2. THANK YOU
1.A ELECTION OF DIRECTOR: DR. WALDO PEREZ Mgmt Against Against
1.B ELECTION OF DIRECTOR: C. KARAYANNOPOULOS Mgmt For For
1.C ELECTION OF DIRECTOR: THOMAS PLADSEN Mgmt For For
1.D ELECTION OF DIRECTOR: GABRIEL PINDAR Mgmt Against Against
1.E ELECTION OF DIRECTOR: ESTANISLAO AURIEMMA Mgmt For For
1.F ELECTION OF DIRECTOR: TANG HONGHUI Mgmt For For
2 APPOINTMENT OF MNP LLP AS AUDITOR OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 A RESOLUTION SUBSTANTIALLY IN THE FORM Mgmt For For
DESCRIBED IN THE CIRCULAR TO APPROVE THE
CORPORATION'S ROLLING 10% STOCK OPTION PLAN
4 A SPECIAL RESOLUTION SUBSTANTIALLY IN THE Mgmt For For
FORM DESCRIBED IN THE CIRCULAR AUTHORIZING
THE BOARD TO AMEND THE ARTICLES OF THE
CORPORATION, THE FILING AND IMPLEMENTATION
OF WHICH ARTICLES OF AMENDMENT SHALL BE
ENTIRELY AT THE DISCRETION OF THE BOARD,
THE EFFECT OF WHICH AMENDMENT WOULD BE TO
CONSOLIDATE THE CORPORATION'S ISSUED AND
OUTSTANDING COMMON SHARES ON THE BASIS OF
ONE NEW COMMON SHARE FOR UP TO EVERY TWO
PRE-CONSOLIDATION COMMON SHARES, OR SUCH
LOWER CONSOLIDATION RATIO AS THE BOARD MAY
IN THE FUTURE DETERMINE AND AS MAY BE
ACCEPTED BY THE TSX VENTURE EXCHANGE
--------------------------------------------------------------------------------------------------------------------------
NIKOLA CORPORATION Agenda Number: 935438386
--------------------------------------------------------------------------------------------------------------------------
Security: 654110105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: NKLA
ISIN: US6541101050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Russell Mgmt For For
Stephen J. Girsky Mgmt For For
Sooyean (Sophia) Jin Mgmt For For
Michael L. Mansuetti Mgmt For For
Gerrit A. Marx Mgmt Withheld Against
Mary L. Petrovich Mgmt For For
Steven M. Shindler Mgmt For For
Bruce L. Smith Mgmt Withheld Against
DeWitt C. Thompson, V Mgmt Withheld Against
Jeffrey W. Ubben Mgmt For For
2. The approval, on a non-binding advisory Mgmt Against Against
basis, of the compensation paid to the
Company's named executive officers.
3. The selection, on a non-binding advisory Mgmt 1 Year For
basis, of the frequency of holding a
non-binding advisory vote on executive
compensation.
4. The approval of an amendment to the Nikola Mgmt For For
Corporation 2020 Employee Stock Purchase
Plan to eliminate the annual evergreen and
impose a fixed limit on the number of
authorized shares.
5. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 935436736
--------------------------------------------------------------------------------------------------------------------------
Security: 62914V106
Meeting Type: Special
Meeting Date: 03-Jun-2021
Ticker: NIO
ISIN: US62914V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, THAT the Company's Mgmt For
Eleventh Amended and Restated Memorandum
and Articles of Association (the "Current
M&AA") be amended and restated by the
deletion in their entirety and by the
substitution in their place of the Twelfth
Amended and Restated Memorandum and
Articles of Association, substantially in
the form attached hereto as Exhibit A (the
"Amended and Restated M&AA").
--------------------------------------------------------------------------------------------------------------------------
NOUVEAU MONDE GRAPHITE INC Agenda Number: 714245633
--------------------------------------------------------------------------------------------------------------------------
Security: 66979W842
Meeting Type: MIX
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CA66979W8429
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: YANNICK BEAULIEU Mgmt For For
1.2 ELECTION OF DIRECTOR: DANIEL BURON Mgmt For For
1.3 ELECTION OF DIRECTOR: ERIC DESAULNIERS Mgmt For For
1.4 ELECTION OF DIRECTOR: ARNE H. FRANDSEN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: NATHALIE JODOIN Mgmt Against Against
1.6 ELECTION OF DIRECTOR: JURGEN KOHLER Mgmt For For
1.7 ELECTION OF DIRECTOR: NATHALIE PILON Mgmt For For
1.8 ELECTION OF DIRECTOR: JAMES SCARLETT Mgmt For For
1.9 ELECTION OF DIRECTOR: ANDREW WILLIS Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE EXTERNAL AUDITOR OF THE CORPORATION AND
TO AUTHORIZE THE DIRECTORS TO SET THE
AUDITOR'S COMPENSATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, ADOPT Mgmt For For
A RESOLUTION (WHICH IS SET OUT IN SCHEDULE
"A" OF THE MANAGEMENT PROXY CIRCULAR)
CONCERNING THE RATIFICATION AND
CONFIRMATION OF THE STOCK OPTION PLAN OF
THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
OROCOBRE LTD Agenda Number: 713181129
--------------------------------------------------------------------------------------------------------------------------
Security: Q7142R106
Meeting Type: AGM
Meeting Date: 13-Nov-2020
Ticker:
ISIN: AU000000ORE0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4.A, 4.B, 5.A, 5.B AND 6 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
3.A RE-ELECTION OF DIRECTOR - ROBERT HUBBARD Mgmt For For
3.B RE-ELECTION OF DIRECTOR - MASAHARU KATAYAMA Mgmt For For
4.A GRANT OF STI PERFORMANCE RIGHT SHARES TO Mgmt Against Against
CEO
4.B GRANT OF LTI PERFORMANCE RIGHTS TO THE CEO Mgmt Against Against
5.A RATIFY THE ISSUE OF 15,114,749 SHARES Mgmt For For
ISSUED IN ACCORDANCE WITH ASX LISTING RULE
7.1 ON 17 APRIL 2020
5.B RATIFY THE ISSUE OF 24,105,199 SHARES Mgmt For For
ISSUED IN ACCORDANCE WITH ASX LISTING RULE
7.1 ON 3 SEPTEMBER 2020
6 REMUNERATION REPORT Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 714257703
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Absorption-Type Company Split Mgmt For For
Agreement
2 Amend Articles to: Change Official Company Mgmt For For
Name, Amend Business Lines, Approve Minor
Revisions
3.1 Appoint a Director Tsuga, Kazuhiro Mgmt Against Against
3.2 Appoint a Director Sato, Mototsugu Mgmt For For
3.3 Appoint a Director Higuchi, Yasuyuki Mgmt For For
3.4 Appoint a Director Homma, Tetsuro Mgmt For For
3.5 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
3.6 Appoint a Director Ota, Hiroko Mgmt For For
3.7 Appoint a Director Toyama, Kazuhiko Mgmt For For
3.8 Appoint a Director Noji, Kunio Mgmt For For
3.9 Appoint a Director Sawada, Michitaka Mgmt For For
3.10 Appoint a Director Umeda, Hirokazu Mgmt For For
3.11 Appoint a Director Laurence W. Bates Mgmt For For
3.12 Appoint a Director Kusumi, Yuki Mgmt For For
3.13 Appoint a Director Matsui, Shinobu Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
PIEDMONT LITHIUM LTD Agenda Number: 935347698
--------------------------------------------------------------------------------------------------------------------------
Security: 720162106
Meeting Type: Special
Meeting Date: 29-Apr-2021
Ticker: PLL
ISIN: US7201621064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution - Approval of the scheme: To Mgmt Against Against
consider and, if thought fit, to pass with
or without amendment, the following
resolution in accordance with section
411(4)(a)(ii) of the Corporations Act:
"That, pursuant to and in accordance with
section 411 of the Corporations Act, the
scheme of arrangement proposed between
Piedmont and the holders of its ordinary
shares as contained in and more
particularly described in the Scheme
Booklet of which the Notice forms part, is
approved, and the directors ...Due to space
limits, see proxy material for full
proposal.
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 713240000
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: AGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4, 5, 6, 7, 8, 9, 10, 11, 12
AND 13 AND VOTES CAST BY ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING
OF THE PROPOSAL/S WILL BE DISREGARDED BY
THE COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF MS SALLY-ANNE LAYMAN AS Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR STEPHEN SCUDAMORE AS Mgmt For For
DIRECTOR
4 APPROVAL OF EMPLOYEE AWARD PLAN AND Mgmt Against Against
AMENDMENTS TO EXISTING SECURITIES UNDER
THAT PLAN
5 ISSUE OF EMPLOYEE OPTIONS AND EMPLOYEE Mgmt Against Against
PERFORMANCE RIGHTS TO MR KEN BRINSDEN
6 ISSUE OF SHARE RIGHTS TO MR KEN BRINSDEN Mgmt Against Against
7 ISSUE OF STI SHARES TO MR KEN BRINSDEN Mgmt Against Against
8 ISSUE OF SHARE RIGHTS TO MR ANTHONY KIERNAN Mgmt For For
9 ISSUE OF SHARE RIGHTS TO MR STEPHEN Mgmt For For
SCUDAMORE
10 ISSUE OF SHARE RIGHTS TO MR NICHOLAS Mgmt For For
CERNOTTA
11 ISSUE OF SHARE RIGHTS TO MS SALLY-ANNE Mgmt For For
LAYMAN
12 APPROVAL OF TERMINATION BENEFITS Mgmt For For
13 SECTION 195 APPROVAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
POWER LOGICS CO LTD Agenda Number: 713676344
--------------------------------------------------------------------------------------------------------------------------
Security: Y7083X105
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7047310008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: KIM WON NAM Mgmt Against Against
3.2 ELECTION OF INSIDE DIRECTOR: SEO MYUNGSIK Mgmt Against Against
3.3 ELECTION OF INSIDE DIRECTOR: JANG DONG HOON Mgmt Against Against
3.4 ELECTION OF OUTSIDE DIRECTOR: OH SUNG YEOL Mgmt Against Against
3.5 ELECTION OF OUTSIDE DIRECTOR: PARK SUNHWAN Mgmt Against Against
4.1 ELECTION OF AUDIT COMMITTEE MEMBER: OH SUNG Mgmt Against Against
YEOL
4.2 ELECTION OF AUDIT COMMITTEE MEMBER: PARK Mgmt Against Against
SUN HWAN
5 ELECTION OF AUDIT COMMITTEE MEMBER AS Mgmt Against Against
OUTSIDE DIRECTOR: CHOI HWANG TAEK
6 GRANT OF STOCK OPTION Mgmt Against Against
7 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK. Agenda Number: 713690154
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT ABOUT COMPANY Mgmt For For
ACTIVITY AND CONDITION REPORT FOR BOOK YEAR
2020, INCLUDING BOARD OF COMMISSIONER
SUPERVISORY REPORT FOR BOOK YEAR 2020 AND
RATIFICATION OF FINANCIAL REPORT FOR BOOK
YEAR 2020 AS WELL AS TO GRANT ACQUIT ET DE
CHARGE TO BOARD OF DIRECTORS AND
COMMISSIONERS FOR MANAGEMENT ACTION AND
SUPERVISORY THAT HAVE BEEN PERFORMED FOR
BOOK YEAR 2020
2 RATIFICATION OF FINANCIAL REPORT INCLUDING Mgmt For For
FINANCIAL REPORT OF PARTNERSHIP AND
ENVIRONMENTAL PROGRAM FOR BOOK YEAR 2020 AS
WELL AS TO GRANT ACQUIT ET DE CHARGE TO
BOARD OF DIRECTORS AND COMMISSIONERS FOR
MANAGEMENT ACTION AND SUPERVISORY OF
PARTNERSHIP AND ENVIRONMENTAL PROGRAM FOR
BOOK YEAR 2020
3 DETERMINE THE UTILIZATION OF COMPANY PROFIT Mgmt For For
FOR BOOK YEAR 2020
4 DETERMINE TANTIEM FOR BOARD OF DIRECTORS Mgmt Against Against
AND COMMISSIONERS FOR BOOK YEAR 2020 AND
SALARY OR HONORARIUM, ALSO FACILITY AND
ALLOWANCE FOR BOOK YEAR 2021
5 APPROVAL ON THE APPOINTMENT OF PUBLIC Mgmt Against Against
ACCOUNTANT TO AUDIT FINANCIAL REPORT AND
PARTNERSHIP AND ENVIRONMENTAL PROGRAM
FINANCIAL REPORT FOR BOOK YEAR 2021
6 RATIFICATION OF REALIZATION REPORT ON FUND Mgmt For For
UTILIZATION RESULTING FROM PUBLIC OFFERING
7 APPROVAL ON THE AMENDMENT OF ARTICLE OF Mgmt Against Against
ASSOCIATION
8 APPROVAL ON CHANGE OF COMPANY'S MANAGEMENT Mgmt Against Against
STRUCTURE AND THE NOMENCLATURE
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 712904235
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: AGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTORS ANNUAL REPORT Mgmt For For
2 COMMISSIONERS REPORT Mgmt For For
3 APPROVAL AND RATIFICATION OF FINANCIAL Mgmt For For
REPORT FOR BOOK YEAR 2019
4 APPROPRIATION OF THE COMPANY'S PROFIT AND Mgmt For For
DIVIDEND CONSIDERATION FOR BOOK YEAR 2019
5 AMENDMENT AND RESTATEMENT OF ARTICLE OF Mgmt Against Against
ASSOCIATION
6 CHANGES AND APPOINTMENT OF THE BOARD OF Mgmt For For
DIRECTORS MEMBERS
7 CHANGES AND APPOINTMENT OF THE BOARD OF Mgmt For For
COMMISSIONERS MEMBERS
8 APPROVAL OF REMUNERATION FOR THE BOARD OF Mgmt For For
COMMISSIONERS
9 APPROVAL ON AUTHORIZATION TO THE BOARD OF Mgmt For For
COMMISSIONERS TO DETERMINE SALARY AND
REMUNERATION FOR THE BOARD OF DIRECTORS
10 APPOINTMENT OF PUBLIC ACCOUNTANT FOR BOOK Mgmt For For
YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 713028721
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: EGM
Meeting Date: 07-Sep-2020
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT AND APPOINTMENT OF MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
2 AMENDMENT AND APPOINTMENT OF MEMBERS OF THE Mgmt For For
BOARD OF COMMISSIONERS
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 713820567
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535507 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 REPORT OF THE BOARD OF DIRECTORS Mgmt For For
2 REPORT OF THE BOARD OF COMMISSIONERS Mgmt For For
3 APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED DECEMBER 31ST, 2020
4 ALLOCATION OF THE COMPANY'S NET PROFIT AND Mgmt For For
CONSIDERATION OF DIVIDEND FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2020
5 AMENDMENT AND APPOINTMENT OF MEMBERS OF THE Mgmt Against Against
BOARD OF DIRECTORS
6 AMENDMENT AND APPOINTMENT OF MEMBERS OF THE Mgmt Against Against
BOARD OF COMMISSIONERS
7 APPROVAL OF REMUNERATION FOR MEMBERS OF THE Mgmt Against Against
BOARD OF COMMISSIONERS
8 APPROVAL OF DELEGATION OF AUTHORITY BY Mgmt Against Against
SHAREHOLDERS TO THE BOARD OF COMMISSIONERS
TO DETERMINE THE AMOUNT OF THE BOARD OF
DIRECTORS SALARIES AND OTHERS REMUNERATION
9 DETERMINATION OF EXTERNAL AUDITORS TO AUDIT Mgmt For For
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR ENDED DECEMBER 31ST, 2021
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 713618897
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: JANG HYEOK Mgmt For For
2.2 ELECTION OF INSIDE DIRECTOR: GIM JONG SEONG Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOWA DENKO K.K. Agenda Number: 713648244
--------------------------------------------------------------------------------------------------------------------------
Security: J75046136
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3368000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Morikawa, Kohei Mgmt Against Against
2.2 Appoint a Director Takahashi, Hidehito Mgmt Against Against
2.3 Appoint a Director Takeuchi, Motohiro Mgmt Against Against
2.4 Appoint a Director Ichikawa, Hideo Mgmt Against Against
2.5 Appoint a Director Maruyama, Hisashi Mgmt Against Against
2.6 Appoint a Director Sakai, Hiroshi Mgmt Against Against
2.7 Appoint a Director Oshima, Masaharu Mgmt Against Against
2.8 Appoint a Director Nishioka, Kiyoshi Mgmt Against Against
2.9 Appoint a Director Isshiki, Kozo Mgmt Against Against
2.10 Appoint a Director Morikawa, Noriko Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO LTD Agenda Number: 714177171
--------------------------------------------------------------------------------------------------------------------------
Security: Y7987E104
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: TW0006121007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE PROPOSAL FOR DISTRIBUTION OF 2020 Mgmt For For
EARNINGS.PROPOSED CASH DIVIDEND :TWD 19.1
PER SHARE.
3 AMENDMENTS TO PARTS OF THE PROCEDURES OF Mgmt Against Against
THE ELECTIONS FOR THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935271952
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 29-Sep-2020
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Distribution and payment of a special Mgmt For
dividend (dividendo eventual) in the amount
of US$0.37994 per share.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935324450
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 22-Jan-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Agree to a capital increase of up to Mgmt For
US$1,100,000,000 through the issuance of up
to 22,442,580 series B, which may not
exceed three years. The issued shares will
be offered preferentially and under equal
conditions to all series B shareholders.
2. Empower the Board of Directors of the Mgmt For
Company to freely determine, fix and agree
to the price, form, time, procedure and
other conditions for the placement of said
shares, including, but not limited to, the
registration of the new shares in the
shareholder registry with the Commission
for the Financial Market (Comision para el
Mercado Financiero) in the local stock
exchanges, the registration of the new
shares and the new American Depositary
Shares before the Securities and ...(due to
space limits, see proxy statement for full
proposal).
3. Amend the Company's by-laws to adjust them Mgmt For
to the resolutions adopted in this regard
at the ESM.
4. Adopt all the necessary or convenient Mgmt For
agreements to carry out the decisions and
amendments to the Company's by-laws that
the shareholders adopt in the ESM.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935381804
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2020.
2. Designation of the External Auditor Mgmt For
Company.
3. Designation of the Credit Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of final dividend. Mgmt For
8. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees.
9. Other corresponding matters in compliance Mgmt Against
with pertinent provisions.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt Against Against
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt Against Against
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 713154033
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETED Non-Voting
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR FRANK COOPER AS A Mgmt Against Against
DIRECTOR
2.B RE-ELECTION OF DR XIAOLING LIU AS A Mgmt For For
DIRECTOR
2.C RE-ELECTION OF DR NTOMBIFUTHI (FUTHI) MTOBA Mgmt For For
AS A DIRECTOR
2.D RE-ELECTION OF MS KAREN WOOD AS A DIRECTOR Mgmt Against Against
3 ELECTION OF MR GUY LANSDOWN AS A DIRECTOR Mgmt For For
4 ADOPTION OF THE REMUNERATION REPORT Mgmt Against Against
5 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 714218179
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Counselors and/or Advisors,
Approve Minor Revisions
3.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
3.2 Appoint a Director Nozaki, Akira Mgmt For For
3.3 Appoint a Director Matsumoto, Nobuhiro Mgmt For For
3.4 Appoint a Director Higo, Toru Mgmt For For
3.5 Appoint a Director Kanayama, Takahiro Mgmt For For
3.6 Appoint a Director Nakano, Kazuhisa Mgmt For For
3.7 Appoint a Director Ishii, Taeko Mgmt For For
3.8 Appoint a Director Kinoshita, Manabu Mgmt For For
4.1 Appoint a Corporate Auditor Imai, Koji Mgmt For For
4.2 Appoint a Corporate Auditor Wakamatsu, Mgmt For For
Shoji
5 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNNY OPTICAL TECHNOLOGY (GROUP) CO LTD Agenda Number: 713870916
--------------------------------------------------------------------------------------------------------------------------
Security: G8586D109
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG8586D1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200253.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200243.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
DIRECTORS (THE "DIRECTORS") AND AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. SUN YANG AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. FENG HUA JUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MR. SHAO YANG DONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt Against Against
THE COMPANY'S EXTERNAL AUDITORS AND TO
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
5 THAT A GENERAL AND UNCONDITIONAL MANDATE BE Mgmt For For
GRANTED TO THE DIRECTORS TO EXERCISE ALL
THE POWER TO ALLOT, ISSUE AND OTHERWISE
DEAL WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE AGGREGATE NOMINAL
AMOUNT OF THE SHARE CAPITAL OF THE COMPANY
IN ISSUE AS AT THE DATE OF THE PASSING OF
THE RELEVANT RESOLUTION
6 THAT A GENERAL AND UNCONDITIONAL MANDATE BE Mgmt For For
GRANTED TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY ON THE STOCK EXCHANGE
OF HONG KONG LIMITED OF UP TO 10% OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE PASSING OF THE RELEVANT
RESOLUTION
7 THAT SUBJECT TO THE PASSING OF RESOLUTIONS Mgmt For For
NUMBERED 5 AND 6, THE NUMBER OF SHARES TO
BE ALLOTTED, ISSUED AND OTHERWISE DEALT
WITH BY THE DIRECTORS PURSUANT TO
RESOLUTION NUMBERED 5 BE INCREASED BY THE
AGGREGATE AMOUNT OF SHARE CAPITAL OF THE
COMPANY WHICH ARE TO BE REPURCHASED BY THE
COMPANY PURSUANT TO THE AUTHORITY GRANTED
TO THE DIRECTORS UNDER RESOLUTION NUMBERED
6
--------------------------------------------------------------------------------------------------------------------------
TALON METALS CORP Agenda Number: 714255987
--------------------------------------------------------------------------------------------------------------------------
Security: G86659102
Meeting Type: MIX
Meeting Date: 23-Jun-2021
Ticker:
ISIN: VGG866591024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 02 JUNE 2021: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
ONLY FOR RESOLUTION 1 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 APPOINTMENT OF MNP LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
2.1 ELECTION OF DIRECTOR: DAVID L. DEISLEY Mgmt For For
2.2 ELECTION OF DIRECTOR: JOHN D. KAPLAN Mgmt For For
2.3 ELECTION OF DIRECTOR: GREGORY S. KINROSS Mgmt For For
2.4 ELECTION OF DIRECTOR: WARREN E. NEWFIELD Mgmt For For
2.5 ELECTION OF DIRECTOR: DAVID E. SINGER Mgmt For For
2.6 ELECTION OF DIRECTOR: HENRI VAN ROOYEN Mgmt For For
3 RESOLVED THAT THE CONSOLIDATION RESOLUTION Mgmt For For
AS DEFINED AND SET OUT IN THE MANAGEMENT
INFORMATION CIRCULAR OF THE COMPANY DATED
MAY 27, 2021 IS HEREBY APPROVED
CMMT 02 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TIANNENG POWER INTERNATIONAL LTD Agenda Number: 713954293
--------------------------------------------------------------------------------------------------------------------------
Security: G8655K109
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG8655K1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000373.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000367.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MR. ZHANG KAIHONG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3.B TO RE-ELECT MR. SHI BORONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3.C TO RE-ELECT MR. ZHANG YONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
5 TO RE-APPOINT ZHONGHUI ANDA CPA LIMITED AS Mgmt For For
AUDITORS AND AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
6.A "THAT (A) SUBJECT TO PARAGRAPH (C) OF THIS Mgmt For For
RESOLUTION, THE EXERCISE BY THE DIRECTORS
OF THE COMPANY (THE "DIRECTOR(S)") DURING
THE RELEVANT PERIOD (AS DEFINED BELOW) OF
ALL POWERS TO ALLOT, ISSUE AND DEAL WITH
THE ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY, AND TO MAKE OR GRANT OFFERS,
AGREEMENTS, OPTIONS AND WARRANTS WHICH
WOULD OR MIGHT REQUIRE THE EXERCISE OF SUCH
POWERS, BE AND IS HEREBY GENERALLY AND
UNCONDITIONALLY APPROVED; (B) THE APPROVAL
IN PARAGRAPH (A) OF THIS RESOLUTION SHALL
AUTHORISE THE DIRECTORS DURING THE RELEVANT
PERIOD TO MAKE OR GRANT OFFERS, AGREEMENTS,
OPTIONS AND WARRANTS WHICH MIGHT REQUIRE
THE EXERCISE OF SUCH POWERS AFTER THE END
OF THE RELEVANT PERIOD; (C) THE AGGREGATE
NUMBER OF SHARES ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED (WHETHER PURSUANT TO AN OPTION OR
OTHERWISE) BY THE DIRECTORS PURSUANT TO THE
APPROVAL IN PARAGRAPH (A) OF THIS
RESOLUTION, OTHERWISE THAN PURSUANT TO (I)
A RIGHTS ISSUE (AS DEFINED BELOW); (II) ANY
OPTION SCHEME OR SIMILAR ARRANGEMENT FOR
THE TIME BEING ADOPTED FOR THE GRANT OR
ISSUE TO OFFICERS AND/OR EMPLOYEES OF THE
COMPANY AND/OR ANY OF ITS SUBSIDIARIES OF
SHARES OR RIGHTS TO ACQUIRE SHARES OF THE
COMPANY; OR (III) ANY SCRIP DIVIDEND OR
SIMILAR ARRANGEMENT PROVIDING FOR THE
ALLOTMENT OF SHARES IN LIEU OF THE WHOLE OR
PART OF THE CASH PAYMENT FOR A DIVIDEND ON
SHARES OF THE COMPANY IN ACCORDANCE WITH
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
SHALL NOT EXCEED 20% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AS AT THE DATE
OF PASSING THIS RESOLUTION AND THE SAID
APPROVAL SHALL BE LIMITED ACCORDINGLY; (D)
FOR THE PURPOSE OF THIS RESOLUTION:-
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY THE
ARTICLES OF ASSOCIATION OF THE COMPANY OR
ANY APPLICABLE LAW TO BE HELD; AND (III)
THE REVOCATION OR VARIATION OF THE
AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
THE COMPANY IN GENERAL MEETING. "RIGHTS
ISSUE" MEANS AN OFFER OF SHARES OR OTHER
SECURITIES OF THE COMPANY OPEN FOR A PERIOD
FIXED BY THE DIRECTORS TO HOLDERS OF SHARES
OF THE COMPANY OR ANY CLASS THEREOF ON THE
REGISTER ON A FIXED RECORD DATE IN
PROPORTION TO THEIR THEN HOLDINGS OF SUCH
SHARES OR CLASS THEREOF (SUBJECT TO SUCH
EXCLUSION OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO FRACTIONAL ENTITLEMENTS OR
HAVING REGARD TO ANY RESTRICTIONS OR
OBLIGATIONS UNDER THE LAWS OF, OR THE
REQUIREMENTS OF ANY RECOGNISED REGULATORY
BODY OR ANY STOCK EXCHANGE IN, ANY
TERRITORY OUTSIDE THE HONG KONG SPECIAL
ADMINISTRATIVE REGION OF THE PEOPLE'S
REPUBLIC OF CHINA)."
6.B "THAT (A) SUBJECT TO PARAGRAPH (B) OF THIS Mgmt For For
RESOLUTION, THE EXERCISE BY THE DIRECTORS
DURING THE RELEVANT PERIOD (AS DEFINED
BELOW) OF ALL THE POWERS OF THE COMPANY TO
REPURCHASE ITS OWN SHARES ON THE STOCK
EXCHANGE OF HONG KONG LIMITED ("STOCK
EXCHANGE"), SUBJECT TO AND IN ACCORDANCE
WITH ALL APPLICABLE LAWS AND THE
REQUIREMENTS OF THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OR OF ANY OTHER STOCK EXCHANGE, BE AND IS
HEREBY GENERALLY AND UNCONDITIONALLY
APPROVED AND AUTHORISED; (B) THE AGGREGATE
NUMBER OF THE SHARES OF THE COMPANY TO BE
REPURCHASED BY THE COMPANY PURSUANT TO THE
APPROVAL IN PARAGRAPH (A) OF THIS
RESOLUTION DURING THE RELEVANT PERIOD SHALL
NOT EXCEED 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION AND THE SAID
APPROVAL SHALL BE LIMITED ACCORDINGLY; AND
(C) FOR THE PURPOSE OF THIS RESOLUTION,
"RELEVANT PERIOD" MEANS THE PERIOD FROM THE
PASSING OF THIS RESOLUTION UNTIL WHICHEVER
IS THE EARLIEST OF: (I) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; (II) THE EXPIRATION OF THE PERIOD
WITHIN WHICH THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY IS REQUIRED BY THE
ARTICLES OF ASSOCIATION OF THE COMPANY OR
ANY APPLICABLE LAW TO BE HELD; AND (III)
THE REVOCATION OR VARIATION OF THE
AUTHORITY GIVEN UNDER THIS RESOLUTION BY AN
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
THE COMPANY IN GENERAL MEETING."
7 "THAT CONDITIONAL UPON RESOLUTIONS NOS. 6A Mgmt For For
AND 6B BEING PASSED, THE AGGREGATE NUMBER
OF SHARES OF THE COMPANY WHICH ARE
REPURCHASED BY THE COMPANY UNDER THE
AUTHORITY GRANTED TO THE DIRECTORS AS
MENTIONED IN RESOLUTION NO. 6B SHALL BE
ADDED TO THE AGGREGATE NUMBER OF SHARES
THAT MAY BE ALLOTTED OR AGREED
CONDITIONALLY OR UNCONDITIONALLY TO BE
ALLOTTED BY THE DIRECTORS PURSUANT TO
RESOLUTION NO. 6A ABOVE."
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 713736392
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
A.1 ANNUAL REPORT OF THE SUPERVISORY BOARD AND Non-Voting
REPORT OF THE STATUTORY AUDITOR ON THE
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2020
A.2 APPROVAL OF THE REMUNERATION REPORT Mgmt Against Against
A.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2020 INCLUDING THE PROPOSED ALLOCATION OF
THE RESULT
A.4 APPROVAL OF THE GRANT OF AN IDENTICAL Mgmt For For
PROFIT PREMIUM TO UMICORE EMPLOYEES IN
BELGIUM
A.5 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020 AS WELL AS THE ANNUAL REPORT
OF THE SUPERVISORY BOARD AND THE STATUTORY
AUDITOR'S REPORT ON THOSE CONSOLIDATED
ANNUAL ACCOUNTS
A.6 DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
A.7 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
A.8.1 RE-ELECTING MR THOMAS LEYSEN AS MEMBER OF Mgmt Against Against
THE SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2024
ORDINARY SHAREHOLDERS' MEETING
A.8.2 RE-ELECTING MR KOENRAAD DEBACKERE AS Mgmt For For
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS'
MEETING
A.8.3 RE-ELECTING MR MARK GARRETT AS INDEPENDENT Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.4 RE-ELECTING MR ERIC MEURICE AS INDEPENDENT Mgmt For For
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.5 ELECTING MRS BIRGIT BEHRENDT AS NEW, Mgmt For For
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS
MEETING
A.9 REMUNERATION OF THE SUPERVISORY BOARD Mgmt For For
A.101 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: ON MOTION BY THE SUPERVISORY
BOARD, ACTING UPON RECOMMENDATION OF THE
AUDIT COMMITTEE AND UPON NOMINATION BY THE
WORKS' COUNCIL, THE SHAREHOLDERS' MEETING
RESOLVES TO APPOINT A NEW STATUTORY
AUDITOR, EY BEDRIJFSREVISOREN BV / EY
REVISEURS D'ENTREPRISES SRL, WITH
REGISTERED OFFICE AT 1831 DIEGEM, DE
KLEETLAAN 2, FOR A DURATION OF THREE YEARS,
UP TO AND INCLUDING THE ORDINARY
SHAREHOLDERS' MEETING OF 2024. THE
STATUTORY AUDITOR SHALL BE ENTRUSTED WITH
THE AUDIT OF THE STATUTORY AND THE
CONSOLIDATED ANNUAL ACCOUNTS. FOR THE
INFORMATION OF THE SHAREHOLDERS' MEETING,
IT IS SPECIFIED THAT EY BEDRIJFSREVISOREN
BV / EY REVISEURS D'ENTREPRISES SRL HAS
APPOINTED MARNIX VAN DOOREN & CDECREE
BV/SRL, REPRESENTED BY MR MARNIX VAN
DOOREN, AND EEF NAESSENS BV/SRL,
REPRESENTED BY MRS EEF NAESSENS, AS ITS
PERMANENT REPRESENTATIVES
A.102 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2021 THROUGH 2023 AT EUR 490,000.
THIS AMOUNT WILL BE ANNUALLY ADJUSTED BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
B.1.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ARTICLE 4.3.A(3) OF THE FINANCE CONTRACT
DATED 10 JUNE 2020 BETWEEN UMICORE (AS
BORROWER) AND THE EUROPEAN INVESTMENT BANK
(AS LENDER), WHICH ENTITLES THE LATTER TO
CANCEL THE UNDISBURSED PORTION OF THE
CREDIT AND DEMAND PREPAYMENT OF THE LOAN
OUTSTANDING, TOGETHER WITH ACCRUED INTEREST
AND ALL OTHER AMOUNTS ACCRUED AND
OUTSTANDING UNDER THE FINANCE CONTRACT, IN
THE EVENT THAT A CHANGE-OF-CONTROL EVENT
OCCURS OR IS LIKELY TO OCCUR IN RESPECT OF
UMICORE
B.1.2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
CLAUSE 7.2 OF THE REVOLVING FACILITY
AGREEMENT DATED 11 JUNE 2020 BETWEEN
UMICORE (AS BORROWER) AND J.P. MORGAN AG
(AS LENDER), WHICH EXEMPTS THE LENDER FROM
FURTHER FUNDING (EXCEPT FOR A ROLLOVER
LOAN) AND ALSO, UNDER CERTAIN CONDITIONS,
ENTITLES IT TO CANCEL THE REVOLVING
FACILITY AND TO DECLARE ALL OUTSTANDING
LOANS, TOGETHER WITH ACCRUED INTEREST AND
ALL OTHER AMOUNTS ACCRUED, UNDER THE
REVOLVING CREDIT FACILITY IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT GAINS
CONTROL OVER UMICORE
B.1.3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ALL CLAUSES IN THE TERMS AND CONDITIONS
(THE "CONDITIONS") OF THE CONVERTIBLE
BONDS, ISSUED BY THE COMPANY ON 15 JUNE
2020, MATURING ON 23 JUNE 2025 (ISIN
BE6322623669), WHICH COME INTO EFFECT AT
THE MOMENT A CHANGE OF CONTROL OVER UMICORE
OCCURS, INCLUDING, BUT NOT LIMITED TO,
CONDITIONS 5(B)(X) AND 6(D) AND WHICH
PROVIDE THAT, IF A CHANGE OF CONTROL OVER
THE COMPANY OCCURS, THE CONVERSION PRICE OF
THE CONVERTIBLE BONDS WILL BE ADJUSTED IN
PROPORTION TO THE ALREADY ELAPSED TIME
SINCE THE CLOSING DATE (I.E. 23 JUNE 2020)
AND THE BONDHOLDERS MAY REQUEST THE EARLY
REDEMPTION OF THEIR CONVERTIBLE BONDS AT
THEIR PRINCIPAL AMOUNT, TOGETHER WITH THE
ACCRUED AND UNPAID INTERESTS
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 16 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
VARTA AG Agenda Number: 714093008
--------------------------------------------------------------------------------------------------------------------------
Security: D85802110
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: DE000A0TGJ55
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.48 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7.1 ELECT MICHAEL TOJNER TO THE SUPERVISORY Mgmt Against Against
BOARD
7.2 ELECT HARALD SOMMERER TO THE SUPERVISORY Mgmt For For
BOARD
7.3 ELECT SVEN QUANDT TO THE SUPERVISORY BOARD Mgmt For For
7.4 ELECT MARTIN OHNEBERG TO THE SUPERVISORY Mgmt For For
BOARD
7.5 ELECT WERNER TILLMETZ TO THE SUPERVISORY Mgmt For For
BOARD
7.6 ELECT MICHAEL PISTAUER TO THE SUPERVISORY Mgmt For For
BOARD
8 APPROVE AFFILIATION AGREEMENT WITH VARTA Mgmt For For
MICRO PRODUCTION GMBH
--------------------------------------------------------------------------------------------------------------------------
VITZROCELL CO.,LTD. Agenda Number: 713684947
--------------------------------------------------------------------------------------------------------------------------
Security: Y9385M100
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: KR7082920000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: LEE JUNGDO Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: CHOI WOONSUN Mgmt Against Against
4 ELECTION OF AUDIT COMMITTEE MEMBER: CHOI Mgmt Against Against
WOONSUN
5 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: KIM JUNGHWAN
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
W-SCOPE CORPORATION Agenda Number: 713683995
--------------------------------------------------------------------------------------------------------------------------
Security: J9521Q103
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3505970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase Capital Shares Mgmt For For
to be issued
2.1 Appoint a Director Choi Won-kun Mgmt Against Against
2.2 Appoint a Director Ouchi, Hideo Mgmt For For
2.3 Appoint a Director Cho Nam-Sung Mgmt For For
2.4 Appoint a Director Masuno, Katsuyuki Mgmt For For
2.5 Appoint a Director Ota, Kiyohisa Mgmt For For
3 Appoint a Corporate Auditor Kobayashi, Mgmt For For
Fujio
--------------------------------------------------------------------------------------------------------------------------
WESTERN AREAS LTD Agenda Number: 713247244
--------------------------------------------------------------------------------------------------------------------------
Security: Q9618L100
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000WSA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR - MS YASMIN BROUGHTON
2 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR - DR NATALIA STRELTSOVA
3 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR - MR TIMOTHY NETSCHER
4 ADOPTION OF REMUNERATION REPORT Mgmt For For
5 GRANT OF PERFORMANCE RIGHTS TO MR DANIEL Mgmt For For
LOUGHER
--------------------------------------------------------------------------------------------------------------------------
XL FLEET CORP. Agenda Number: 935398291
--------------------------------------------------------------------------------------------------------------------------
Security: 9837FR100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XL
ISIN: US9837FR1002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Debora M. Frodl Mgmt For For
Declan P. Flanagan Mgmt For For
Sarah Sclarsic Mgmt For For
2. Ratification of Marcum LLP as the Company's Mgmt For For
independent public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD Agenda Number: 713994273
--------------------------------------------------------------------------------------------------------------------------
Security: G9830F106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG9830F1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701095.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701085.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 19.0 HK Mgmt For For
CENTS PER SHARE OF THE COMPANY FOR THE YEAR
ENDED 31DECEMBER 2020
3.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. LI ZONGWEI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. WU BIGUANG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. YAO NAISHENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY (THE
"ISSUE MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt For For
OF SHARES REPURCHASED BY THE COMPANY
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
Amplify Online Retail ETF
--------------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda Number: 935288565
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Geralyn R. Breig Mgmt For For
Celia R. Brown Mgmt For For
James A. Cannavino Mgmt Withheld Against
Eugene F. DeMark Mgmt For For
Leonard J. Elmore Mgmt Withheld Against
Adam Hanft Mgmt For For
Stephanie R. Hofmann Mgmt For For
Christopher G. McCann Mgmt For For
James F. McCann Mgmt Withheld Against
Katherine Oliver Mgmt For For
Larry Zarin Mgmt Withheld Against
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
June 27, 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To approve the 2003 Long Term Incentive and Mgmt For For
Share Award Plan, as Amended and Restated
October 15, 2020.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
ASOS PLC Agenda Number: 713259390
--------------------------------------------------------------------------------------------------------------------------
Security: G0536Q108
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: GB0030927254
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR ENDED
31 AUGUST 2020 TOGETHER WITH THE DIRECTORS'
REPORT, STRATEGIC REPORT AND AUDITORS'
REPORT ON THOSE ACCOUNTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
AUGUST 2020
3 TO RE-ELECT ADAM CROZIER AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
4 TO RE-ELECT NICK BEIGHTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT MAT DUNN AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT IAN DYSON AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT MAI FYFIELD AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT KAREN GEARY AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT LUKE JENSEN AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT NICK ROBERTSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO ELECT EUGENIA ULASEWICZ AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
13 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AMOUNT OF THE AUDITORS' REMUNERATION
14 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
15 DIRECTORS' AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
16 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES
17 ADOPTION OF NEW ARTICLES OF ASSOCIATION Mgmt For For
18 POLITICAL DONATIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935367436
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent Bellm Mgmt Withheld Against
Lawrence Bohn Mgmt Withheld Against
Jeff Richards Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the independent registered
public accounting firm of the Company for
2021.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt Withheld Against
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr For Against
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr For Against
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
CARVANA CO. Agenda Number: 935356104
--------------------------------------------------------------------------------------------------------------------------
Security: 146869102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: CVNA
ISIN: US1468691027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest Garcia III Mgmt For For
Ira Platt Mgmt For For
2. Approval of the Carvana Co. Employee Stock Mgmt For For
Purchase Plan.
3. Ratification of the appointment of Grant Mgmt Against Against
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Approval, by an advisory vote, of Carvana's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHEWY, INC. Agenda Number: 935228090
--------------------------------------------------------------------------------------------------------------------------
Security: 16679L109
Meeting Type: Annual
Meeting Date: 14-Jul-2020
Ticker: CHWY
ISIN: US16679L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond Svider Mgmt Withheld Against
Sharon McCollam Mgmt For For
J.K. Symancyk Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 31, 2021.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
4. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future votes on
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CIMPRESS PLC Agenda Number: 935279605
--------------------------------------------------------------------------------------------------------------------------
Security: G2143T103
Meeting Type: Annual
Meeting Date: 25-Nov-2020
Ticker: CMPR
ISIN: IE00BKYC3F77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Reappoint Sophie A. Gasperment to our Board Mgmt Against Against
of Directors to serve for a term of three
years.
2) Approve, on a non-binding, advisory basis, Mgmt Against Against
the compensation of our named executive
officers, as described in our proxy
statement.
3) Approve our proposed 2020 Equity Incentive Mgmt Against Against
Plan.
4) Set the minimum and maximum prices at which Mgmt For For
we may reissue our treasury shares, as
described in our proxy statement.
5) Reappoint PricewaterhouseCoopers Ireland as Mgmt For For
our statutory auditor under Irish law.
6) Authorize our Board of Directors or Audit Mgmt For For
Committee to determine the remuneration of
PricewaterhouseCoopers Ireland.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935296512
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 04-Dec-2020
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Willis J. Johnson Mgmt Against Against
1.2 Election of Director: A. Jayson Adair Mgmt For For
1.3 Election of Director: Matt Blunt Mgmt Against Against
1.4 Election of Director: Steven D. Cohan Mgmt Against Against
1.5 Election of Director: Daniel J. Englander Mgmt Against Against
1.6 Election of Director: James E. Meeks Mgmt For For
1.7 Election of Director: Thomas N. Tryforos Mgmt For For
1.8 Election of Director: Diane M. Morefield Mgmt For For
1.9 Election of Director: Stephen Fisher Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers (say-on-pay vote).
3. To approve an amendment to our Amended and Mgmt For For
Restated 2007 Equity Incentive Plan to
increase the number of shares reserved
under the plan from 32,000,000 shares to
36,000,000 shares.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 714130729
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HILARY GOSHER FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PATRICK KOLEK FOR FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BJOERN LJUNGBERG FOR FISCAL YEAR
2020
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER VERA STACHOWIAK FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CHRISTIAN GRAF VON HARDENBERG FOR
FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NILS ENGVALL FOR FISCAL YEAR 2020
3.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2020
3.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALD TAYLOR FOR FISCAL YEAR 2020
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5 APPROVE REMUNERATION POLICY Mgmt Against Against
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 APPROVE CREATION OF EUR 13.7 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 3 BILLION; APPROVE CREATION
OF EUR 14 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS; AMEND 2019
RESOLUTION
9 APPROVE CREATION OF EUR 6.9 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
10 APPROVE STOCK OPTION PLAN FOR KEY Mgmt Against Against
EMPLOYEES; APPROVE CREATION OF EUR 5
MILLION POOL OF CONDITIONAL CAPITAL TO
GUARANTEE CONVERSION RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Against Against
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
12 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt Against Against
REPURCHASING SHARES
CMMT 17 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 17 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF CDI COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt Against Against
1B. Election of Director: Adriane M. Brown Mgmt Against Against
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt Against Against
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt Against Against
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt Against Against
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Executive Compensation, if properly Shr For Against
presented.
5. Right to Act by Written Consent, if Shr For Against
properly presented.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935416645
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel Altman Mgmt For For
1B. Election of Director: Beverly Anderson (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1C. Election of Director: Susan Athey Mgmt For For
1D. Election of Director: Chelsea Clinton Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Director Withdrawn Mgmt For For
1G. Election of Director: Craig Jacobson (To be Mgmt Abstain Against
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1H. Election of Director: Peter Kern Mgmt For For
1I. Election of Director: Dara Khosrowshahi Mgmt For For
1J. Election of Director: Patricia Mgmt For For
Menendez-Cambo (To be voted upon by the
holders of Expedia Group, Inc.'s Common
Stock voting as a separate class.)
1K. Election of Director: Greg Mondre Mgmt For For
1L. Director Withdrawn Mgmt For For
1M. Election of Director: Alexander von Mgmt For For
Furstenberg
1N. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
3. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2021.
4. Stockholder proposal on political Shr Against For
contributions and expenditures, if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
FARFETCH LIMITED Agenda Number: 935267852
--------------------------------------------------------------------------------------------------------------------------
Security: 30744W107
Meeting Type: Annual
Meeting Date: 02-Oct-2020
Ticker: FTCH
ISIN: KY30744W1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Important Information: Save the information Mgmt For
that is printed in the box marked by the
arrow, this is your unique control number
to enter the Virtual Meeting. Please find
enclosed Notice of AGM for FARFETCH LIMITED
and additional details on how to attend.
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935252940
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 20-Aug-2020
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I Director: Philippe Mgmt For For
Botteri
1B. Re-election of Class I Director: Jonathan Mgmt For For
Kolber
2. To adopt the 2020 Employee Share Purchase Mgmt For For
Plan and approve the participation of the
chief executive officer.
3. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2020 and until the next Annual
General Meeting of Shareholders, and to
authorize the Company's board of directors
(with power of delegation to its audit
committee) to set the fees to be paid to
such auditors.
--------------------------------------------------------------------------------------------------------------------------
GROUPON, INC. Agenda Number: 935422650
--------------------------------------------------------------------------------------------------------------------------
Security: 399473206
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: GRPN
ISIN: US3994732069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Angelakis Mgmt For For
Peter Barris Mgmt Withheld Against
Robert Bass Mgmt Withheld Against
Eric Lefkofsky Mgmt For For
Theodore Leonsis Mgmt Withheld Against
Valerie Mosley Mgmt For For
Helen Vaid Mgmt Withheld Against
Deborah Wahl Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal year
2021.
3. To conduct an advisory vote to approve our Mgmt Against Against
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GRUBHUB INC. Agenda Number: 935439580
--------------------------------------------------------------------------------------------------------------------------
Security: 400110102
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: GRUB
ISIN: US4001101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of 10 June 2020, as amended by the
First Amendment to the Agreement and Plan
of Merger, dated as of 4 September 2020, as
further amended by the Second Amendment to
the Agreement and Plan of Merger, dated as
of 12 March 2021, and as it may be further
amended from time to time (the "Merger
Agreement"), by and among Grubhub Inc.
("Grubhub"), Just Eat Takeaway.com N.V.,
Checkers Merger Sub I, Inc. and Checkers
Merger Sub II, Inc. (such proposal, the
"Merger Agreement Proposal").
2. To approve, by a non-binding, advisory Mgmt Against Against
vote, certain compensation that may be paid
or become payable to named executive
officers of Grubhub in connection with the
transactions contemplated by the Merger
Agreement.
3. To adjourn the Special Meeting of the Mgmt For For
Stockholders of Grubhub (the "Grubhub
Stockholder Meeting") from time to time, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the
Grubhub Stockholder Meeting to approve the
Merger Agreement Proposal.
--------------------------------------------------------------------------------------------------------------------------
GRUBHUB INC. Agenda Number: 935421076
--------------------------------------------------------------------------------------------------------------------------
Security: 400110102
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: GRUB
ISIN: US4001101025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Katrina Lake Mgmt For For
Matthew Maloney Mgmt For For
Brian McAndrews Mgmt Withheld Against
2. Ratification of the appointment of Crowe Mgmt Against Against
LLP as Grubhub Inc.'s independent
registered accounting firm for the fiscal
year ending December 31, 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HELLOFRESH SE Agenda Number: 713956576
--------------------------------------------------------------------------------------------------------------------------
Security: D3R2MA100
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: DE000A161408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 RE-ELECT JOHN RITTENHOUSE TO THE Mgmt For For
SUPERVISORY BOARD
6.2 RE-ELECT URSULA RADEKE-PIETSCH TO THE Mgmt For For
SUPERVISORY BOARD
6.3 RE-ELECT DEREK ZISSMAN TO THE SUPERVISORY Mgmt For For
BOARD
6.4 RE-ELECT SUSANNE SCHROETER CROSSAN TO THE Mgmt For For
SUPERVISORY BOARD
6.5 RE-ELECT STEFAN SMALLA TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND CORPORATE PURPOSE Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE CREATION OF EUR 13.6 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION APPROVE CREATION OF
EUR 17.4 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
IAC/INTERACTIVECORP Agenda Number: 935399495
--------------------------------------------------------------------------------------------------------------------------
Security: 44891N109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: IAC
ISIN: US44891N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve amendments to the IAC restated Mgmt For For
certificate of incorporation that will
effect the separation of IAC's Vimeo
business from the remaining businesses of
IAC through a series of transaction
(referred to as the "Spin-off") by:
Reclassifying each share of IAC par value
$0.001 common stock into (i) one share of
IAC par value $0.0001 common stock and (ii)
1/100th of a share of IAC par value $0.01
Series 1 mandatorily exchangeable preferred
stock that will automatically exchange into
a number of shares.
2. To approve amendments to the IAC restated Mgmt For For
certificate of incorporation pursuant to
which, following the Spin-off, IAC would
renounce any interest or expectancy in
certain corporate opportunities, which
generally would have the effect that no
officer or director of IAC who is also an
officer or director of SpinCo will be
liable to IAC or its stockholders for
breach of any fiduciary duty by reason of
the fact that any such individual directs a
corporate opportunity to SpinCo instead of
IAC.
3. To approve one or more adjournments or Mgmt For For
postponements of the annual meeting, if
necessary or appropriate, including to
solicit additional proxies if there are not
sufficient votes to approve the foregoing
proposals.
4a. Election of Director: Chelsea Clinton Mgmt For For
4b. Election of Director: Barry Diller Mgmt Abstain Against
4c. Election of Director: Michael D. Eisner Mgmt Abstain Against
4d. Election of Director: Bonnie S. Hammer Mgmt Abstain Against
4e. Election of Director: Victor A. Kaufman Mgmt For For
4f. Election of Director: Joseph Levin Mgmt Abstain Against
4g. Election of Director: Bryan Lourd (To be Mgmt Abstain Against
voted upon by the holders of Common Stock
voting as a separate class)
4h. Election of Director: Westley Moore Mgmt For For
4i. Election of Director: David Rosenblatt Mgmt Abstain Against
4j. Election of Director: Alan G. Spoon (To be Mgmt Abstain Against
voted upon by the holders of Common Stock
voting as a separate class)
4k. Election of Director: Alexander von Mgmt For For
Furstenberg
4l. Election of Director: Richard F. Zannino Mgmt Abstain Against
(To be voted upon by the holders of Common
Stock voting as a separate class)
5. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as IAC's independent registered public
accounting firm for the 2021 fiscal year.
6. To hold a non-binding advisory vote on Mgmt Against Against
IAC's executive compensation.
7. To hold a non-binding advisory vote on the Mgmt 1 Year Against
frequency of holding the advisory vote on
executive compensation in the future.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG Agenda Number: 935339641
--------------------------------------------------------------------------------------------------------------------------
Security: 48138M105
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: JMIA
ISIN: US48138M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution on cancelling the existing Mgmt For For
Authorized Capital 2020/I and creating an
Authorized Capital 2021/I with the
possibility to exclude subscription rights,
as well as on the associated amendment to
the Articles of Association.
2. Resolution on cancelling the existing Mgmt For For
authorization and granting a new
authorization to issue convertible bonds,
options, profit rights and/or profit bonds
(or combinations of these instruments) with
the possibility of excluding subscription
rights, on cancelling the existing
Conditional Capital 2020/II and creating a
new Conditional Capital 2021/I, as well as
on the corresponding amendments to the
Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG Agenda Number: 935439528
--------------------------------------------------------------------------------------------------------------------------
Security: 48138M105
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: JMIA
ISIN: US48138M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the ratification of the acts Mgmt For For
of the members of the management board for
the financial year 2020.
3. Resolution on the ratification of the acts Mgmt For For
of the members of the supervisory board for
the financial year 2020.
4. Resolution on the appointment of the Mgmt For For
auditor of the annual financial statements
and the auditor of the consolidated
financial statements, as well as any audit
review of condensed interim financial
statements and interim management reports
as well as any audit review of additional
interim financial information.
5. Resolution on the approval of the Mgmt For For
remuneration system of the members of the
management board.
6. Resolution on the remuneration of the Mgmt For For
members of the supervisory board.
7. Resolution on the election of a member of Mgmt For For
the supervisory board: Ms. Anne Eriksson
8. Resolution on cancelling the existing Mgmt For For
Authorized Capital 2021/I and creating an
Authorized Capital 2021/II with the
possibility to exclude subscription rights,
as well as on the related amendments to the
Articles of Association.
9. Resolution on cancelling the existing Mgmt For For
authorization and granting a new
authorization to issue convertible bonds,
options, profit rights and/or profit bonds
(or combinations of these instruments) with
the possibility of excluding subscription
rights, on cancelling the existing
Conditional Capital 2021/I and creating a
new Conditional Capital 2021/II, as well as
on the corresponding amendments to the
Articles of Association.
10. Resolution on the authorization to issue Mgmt For For
stock options to members of the management
board and employees of the Company and
members of the management and employees of
companies affiliated with the Company
(Stock Option Program 2021) and the
creation of a new Conditional Capital
2021/III to settle stock options under the
Stock Option Program 2021, as well as the
corresponding amendments to section 4(3) of
the Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM N.V. Agenda Number: 713058344
--------------------------------------------------------------------------------------------------------------------------
Security: N4753E105
Meeting Type: EGM
Meeting Date: 07-Oct-2020
Ticker:
ISIN: NL0012015705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
2.A APPROVAL OF THE TRANSACTION Mgmt For For
2.B DELEGATION TO THE MANAGEMENT BOARD OF THE Mgmt For For
RIGHT TO ISSUE SHARES AND/OR TO GRANT
RIGHTS TO ACQUIRE SHARES IN CONNECTION WITH
THE TRANSACTION
2.C DELEGATION TO THE MANAGEMENT BOARD OF THE Mgmt For For
RIGHT TO EXCLUDE OR LIMIT PRE-EMPTIVE
RIGHTS IN CONNECTION WITH THE TRANSACTION
2.D APPOINTMENT OF MATTHEW MALONEY AS A MEMBER Mgmt For For
OF THE MANAGEMENT BOARD
2.E APPOINTMENT OF LLOYD FRINK AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
2.F APPOINTMENT OF DAVID FISHER AS A MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
2.G APPROVAL OF A SUPPLEMENT TO THE Mgmt Against Against
REMUNERATION POLICY OF THE MANAGEMENT BOARD
IN RESPECT OF MATTHEW MALONEY
--------------------------------------------------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM N.V. Agenda Number: 713832118
--------------------------------------------------------------------------------------------------------------------------
Security: N4753E105
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: NL0012015705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 540518 DUE TO RECEIPT OF
ADDITIONAL NON-VOTING RESOLUTIONS 2, 3, 4,
5. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. MANAGEMENT REPORT; REMUNERATION REPORT; Non-Voting
ANNUAL ACCOUNTS
2a. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2020
2b. REMUNERATION REPORT Mgmt For For
2c ADOPTION OF THE ANNUAL ACCOUNTS 2020 Mgmt For For
3. DISCHARGE Non-Voting
3a. DISCHARGE OF MEMBERS OF THE MANAGEMENT Mgmt For For
BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
3b. DISCHARGE OF MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
4. REAPPOINTMENT OF MEMBERS OF THE MANAGEMENT Non-Voting
BOARD
4a. REAPPOINTMENT OF MR. JITSE GROEN AS CHIEF Mgmt For For
EXECUTIVE OFFICER AND MEMBER OF THE
MANAGEMENT BOARD
4b. REAPPOINTMENT OF MR. BRENT WISSINK AS CHIEF Mgmt For For
FINANCIAL OFFICER AND MEMBER OF THE
MANAGEMENT BOARD
4c. REAPPOINTMENT OF MR. JORG GERBIG AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD
4d. REAPPOINTMENT OF MR. MATTHEW MALONEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD
5. REAPPOINTMENT OF MEMBERS OF THE SUPERVISORY Non-Voting
BOARD
5a. REAPPOINTMENT OF MR. ADRIAAN NUHN AS Mgmt For For
CHAIRMAN OF THE SUPERVISORY BOARD
5b. REAPPOINTMENT OF MS. CORINNE VIGREUX AS Mgmt For For
VICE-CHAIRMAN OF THE SUPERVISORY BOARD
5c. REAPPOINTMENT OF MR. RON TEERLINK AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
5d. REAPPOINTMENT OF MS. GWYN BURR AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
5e. REAPPOINTMENT OF MR. JAMBU PALANIAPPAN AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5f. REAPPOINTMENT OF MR. LLOYD FRINK AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
5g. REAPPOINTMENT OF MR. DAVID FISHER AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
6. REAPPOINTMENT EXTERNAL AUDITOR FOR THE Mgmt Against Against
FINANCIAL YEARS 2021 THROUGH 2023: DELOITTE
ACCOUNTANTS B.V.
7. AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
ISSUE SHARES
8. DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT Mgmt For For
PRE-EMPTIVE RIGHTS
9. AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
REPURCHASE SHARES
10. ANY OTHER BUSINESS Non-Voting
11. CLOSING OF THE MEETING Non-Voting
CMMT 05 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6 DUE TO CHANGE IN NUMBERING FOR
RESOLUTION 2c. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 548838. PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LANDS' END, INC. Agenda Number: 935367400
--------------------------------------------------------------------------------------------------------------------------
Security: 51509F105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: LE
ISIN: US51509F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Galvin Mgmt Withheld Against
Jerome Griffith Mgmt Withheld Against
Elizabeth Leykum Mgmt Withheld Against
Josephine Linden Mgmt Withheld Against
John T. McClain Mgmt For For
Maureen Mullen Murphy Mgmt For For
Jignesh Patel Mgmt For For
Jonah Staw Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our Named Executive Officers.
3. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935416518
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Zimmer Mgmt For For
Valerie Jarrett Mgmt For For
David Lawee Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. A stockholder proposal regarding a report Shr Against For
disclosing certain lobbying expenditures
and activities, if properly presented at
the meeting.
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935272409
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint KPMG (Mauritius) as the Mgmt For For
independent auditor of the Company for the
fiscal year ending March 31, 2021, and to
authorize the Company's Board of Directors
to fix such auditor's remuneration.
2. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2020, audited
by KPMG (Mauritius).
3. To re-elect Deep Kalra as a director on the Mgmt Against Against
Board of Directors of the Company.
4. To re-elect Rajesh Magow as a director on Mgmt Against Against
the Board of Directors of the Company.
5. To re-elect James Jianzhang Liang as a Mgmt For For
director on the Board of Directors of the
Company.
6. To re-elect Hyder Aboobakar as a director Mgmt For For
on the Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr For Against
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 713609533
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-APPOINT TIM STEINER Mgmt For For
4 TO RE-APPOINT NEILL ABRAMS Mgmt For For
5 TO RE-APPOINT MARK RICHARDSON Mgmt For For
6 TO RE-APPOINT LUKE JENSEN Mgmt For For
7 TO RE-APPOINT JORN RAUSING Mgmt Against Against
8 TO RE-APPOINT ANDREW HARRISON Mgmt For For
9 TO RE-APPOINT EMMA LLOYD Mgmt For For
10 TO RE-APPOINT JULIE SOUTHERN Mgmt For For
11 TO RE-APPOINT JOHN MARTIN Mgmt For For
12 TO APPOINT MICHAEL SHERMAN Mgmt For For
13 TO APPOINT RICHARD HAYTHORNTHWAITE Mgmt For For
14 TO APPOINT STEPHEN DAINTITH Mgmt For For
15 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt Against Against
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt Against Against
AUDITORS' REMUNERATION
17 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
18 AMENDMENT TO THE OCADO EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN
19 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt For For
OF ISSUED SHARE CAPITAL
20 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt For For
WITH A RIGHTS ISSUE ONLY
21 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
22 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
23 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
24 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935365470
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barclay F. Corbus Mgmt Withheld Against
Jonathan E. Johnson III Mgmt For For
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. The approval of the Overstock.com, Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr For Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935285381
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Blachford Mgmt For For
Howard Draft Mgmt For For
Pamela Thomas-Graham Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
3. Approval, on a non-binding advisory basis, Mgmt 1 Year Against
of the frequency of future votes on the
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 935237695
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 31-Jul-2020
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Menderes Akdag Mgmt For For
1B. Election of Director: Leslie C.G. Campbell Mgmt For For
1C. Election of Director: Frank J. Formica Mgmt Against Against
1D. Election of Director: Gian M. Fulgoni Mgmt Against Against
1E. Election of Director: Ronald J. Korn Mgmt Against Against
1F. Election of Director: Robert C. Schweitzer Mgmt Against Against
2. An advisory (non-binding) vote on executive Mgmt For For
compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for the Company to serve
for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935246959
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Zheng Mgmt For
Huang be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Haifeng Mgmt For
Lin be re-elected as a director of the
Company.
3. As an ordinary resolution: THAT Mr. Nanpeng Mgmt For
Shen be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. George Mgmt For
Yong-Boon Yeo be re-elected as a director
of the Company.
6. As an ordinary resolution: THAT Mr. Anthony Mgmt For
Kam Ping Leung be re-elected as a director
of the Company.
7. As an ordinary resolution: THAT Mr. Lei Mgmt For
Chen be elected as a director of the
Company.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 935395245
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard N. Barton Mgmt For For
Michael A. George Mgmt For For
Gregory B. Maffei Mgmt Withheld Against
2. The auditors ratification proposal, to Mgmt Against Against
ratify the selection of KPMG LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 713662484
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt For For
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REVOLVE GROUP, INC. Agenda Number: 935416900
--------------------------------------------------------------------------------------------------------------------------
Security: 76156B107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: RVLV
ISIN: US76156B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mike Karanikolas Mgmt Withheld Against
Michael Mente Mgmt Withheld Against
Melanie Cox Mgmt For For
Hadley Mullin Mgmt For For
Marc Stolzman Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt Abstain Against
1C Election of Director: Gail Goodman Mgmt Abstain Against
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt Abstain Against
1F Election of Director: John Phillips Mgmt Abstain Against
02 Appointment of the Auditors Resolution Mgmt Abstain Against
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt For For
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt Against Against
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERSTOCK, INC. Agenda Number: 935407038
--------------------------------------------------------------------------------------------------------------------------
Security: 825690100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: SSTK
ISIN: US8256901005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas R. Evans Mgmt For For
Paul J. Hennessy Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the accompanying
proxy statement.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt Against Against
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt Against Against
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt Against Against
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 935433641
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Bradford Jones Mgmt Withheld Against
Kate Ann May Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the fiscal year 2020 compensation of
the Company's named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent auditors of the Company
for 2021.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 935289442
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 16-Dec-2020
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. William Gurley Mgmt For For
1b. Election of Director: Kirsten Lynch Mgmt For For
1c. Election of Director: Mikkel Svane Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE REALREAL, INC. Agenda Number: 935418574
--------------------------------------------------------------------------------------------------------------------------
Security: 88339P101
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: REAL
ISIN: US88339P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Krolik Mgmt For For
Niki Leondakis Mgmt For For
Emma Grede Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the advisory vote to
approve the compensation of the Company's
named executive officers should be held.
--------------------------------------------------------------------------------------------------------------------------
THG PLC Agenda Number: 714200184
--------------------------------------------------------------------------------------------------------------------------
Security: G47093102
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: GB00BMTV7393
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt Against Against
3 APPROVE REMUNERATION POLICY Mgmt Against Against
4 ELECT MATTHEW MOULDING AS DIRECTOR Mgmt For For
5 ELECT JOHN GALLEMORE AS DIRECTOR Mgmt For For
6 ELECT ZILLAH BYNG-THORNE AS DIRECTOR Mgmt Against Against
7 ELECT DOMINIC MURPHY AS DIRECTOR Mgmt Against Against
8 ELECT EDWARD KOOPMAN AS DIRECTOR Mgmt For For
9 ELECT IAIN MCDONALD AS DIRECTOR Mgmt Against Against
10 ELECT DAMIAN SANDERS AS DIRECTOR Mgmt Against Against
11 ELECT TIFFANY HALL AS DIRECTOR Mgmt Against Against
12 APPOINT ERNST YOUNG LLP AS AUDITORS Mgmt For For
13 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
14 AUTHORISE ISSUE OF EQUITY Mgmt For For
15 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
18 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt Against Against
SHARES
19 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
TRIP.COM GROUP LIMITED Agenda Number: 935338675
--------------------------------------------------------------------------------------------------------------------------
Security: 89677Q107
Meeting Type: Special
Meeting Date: 18-Mar-2021
Ticker: TCOM
ISIN: US89677Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. "THAT BY AN ORDINARY RESOLUTION, each of Mgmt For
the 175,000,000 issued and unissued
ordinary shares of a nominal or par value
of US$0.01 each in the capital of the
Company be and is hereby subdivided into
eight ordinary shares of a nominal or par
value of US$0.00125 each in the capital of
the Company (the "Subdivision"), such that,
following the Subdivision, the authorised
share capital of the Company shall be
US$1,750,000 divided into 1,400,000,000
ordinary shares of a nominal or par value
of US$0.00125 each".
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935418144
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt Withheld Against
Stephen Kaufer Mgmt Withheld Against
Jay C. Hoag Mgmt Withheld Against
Betsy L. Morgan Mgmt Withheld Against
M. Greg O'Hara Mgmt For For
Jeremy Philips Mgmt Withheld Against
Albert E. Rosenthaler Mgmt For For
Jane Sun Mgmt For For
Trynka Shineman Blake Mgmt For For
Robert S. Wiesenthal Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
TripAdvisor, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of Amendment to TripAdvisor, Inc. Mgmt Against Against
2018 Stock and Annual Incentive Plan.
4. Advisory Vote on Compensation of Named Mgmt Against Against
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935369341
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt Against Against
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2020 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to remove
supermajority voting requirements.
5. Stockholder proposal to prepare an annual Shr Against For
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
VROOM, INC. Agenda Number: 935431433
--------------------------------------------------------------------------------------------------------------------------
Security: 92918V109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: VRM
ISIN: US92918V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Mylod Mgmt Withheld Against
Scott A. Dahnke Mgmt For For
Michael J. Farello Mgmt Withheld Against
Paul J. Hennessy Mgmt For For
Laura W. Lang Mgmt Withheld Against
Laura G. O'Shaughnessy Mgmt For For
Paula B. Pretlow Mgmt For For
Frederick O. Terrell Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for the year ending December 31, 2021.
3. To approve on an advisory (non-binding) Mgmt 1 Year For
basis the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935361763
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Niraj Shah Mgmt For For
1B. Election of Director: Steven Conine Mgmt For For
1C. Election of Director: Michael Choe Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Michael Kumin Mgmt Abstain Against
1F. Election of Director: Jeffrey Naylor Mgmt For For
1G. Election of Director: Anke Schaferkordt Mgmt For For
1H. Election of Director: Michael E. Sneed Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE Agenda Number: 713856841
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
5.2 RATIFY ERNST & YOUNG GMBH AS AUDITORS UNTIL Mgmt For For
THE 2022 AGM
6.1 ELECT KELLY BENNETT TO THE SUPERVISORY Mgmt For For
BOARD AS SHAREHOLDER REPRESENTATIVE
6.2 ELECT JENNIFER HYMAN TO THE SUPERVISORY Mgmt For For
BOARD AS SHAREHOLDER REPRESENTATIVE
6.3 ELECT NIKLAS OESTBERG TO THE SUPERVISORY Mgmt For For
BOARD AS SHAREHOLDER REPRESENTATIVE
6.4 ELECT ANDERS HOLCH POVLSEN TO THE Mgmt For For
SUPERVISORY BOARD AS SHAREHOLDER
REPRESENTATIVE
6.5 ELECT MARIELLA ROEHM-KOTTMANN TO THE Mgmt For For
SUPERVISORY BOARD AS SHAREHOLDER
REPRESENTATIVE
6.6 ELECT CRISTINA STENBECK TO THE SUPERVISORY Mgmt For For
BOARD AS SHAREHOLDER REPRESENTATIVE
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZOOPLUS AG Agenda Number: 713869672
--------------------------------------------------------------------------------------------------------------------------
Security: D9866J108
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE0005111702
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt Against Against
AUDITORS FOR FISCAL YEAR 2021
6.1 REELECT MORITZ GREVE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT NORBERT STOECK TO THE SUPERVISORY Mgmt Against Against
BOARD
6.3 ELECT KARL-HEINZ HOLLAND TO THE SUPERVISORY Mgmt For For
BOARD
6.4 ELECT DAVID SHRIVER TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
9 APPROVE STOCK OPTION PLAN FOR KEY Mgmt For For
EMPLOYEES; APPROVE CREATION OF EUR 200,000
POOL OF CONDITIONAL CAPITAL TO GUARANTEE
CONVERSION RIGHTS
10 APPROVE CANCELLATION OF CONDITIONAL CAPITAL Mgmt For For
2012/I
11 APPROVE EUR 175,000 REDUCTION IN Mgmt For For
CONDITIONAL SHARE CAPITAL
12 APPROVE CREATION OF EUR 1.4 MILLION POOL OF Mgmt For For
CAPITAL WITH PREEMPTIVE RIGHTS
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 714295777
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Kotaro Mgmt Against Against
2.2 Appoint a Director Yanagisawa, Koji Mgmt Against Against
2.3 Appoint a Director Hirose, Fuminori Mgmt Against Against
2.4 Appoint a Director Kawabe, Kentaro Mgmt Against Against
2.5 Appoint a Director Ozawa, Takao Mgmt Against Against
2.6 Appoint a Director Ono, Koji Mgmt For For
2.7 Appoint a Director Hotta, Kazunori Mgmt For For
2.8 Appoint a Director Saito, Taro Mgmt For For
3 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
Amplify Pure Junior Gold Miners ETF
--------------------------------------------------------------------------------------------------------------------------
ALAMOS GOLD INC Agenda Number: 713910455
--------------------------------------------------------------------------------------------------------------------------
Security: 011532108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: CA0115321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: ELAINE ELLINGHAM Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID FLECK Mgmt For For
1.3 ELECTION OF DIRECTOR: DAVID GOWER Mgmt For For
1.4 ELECTION OF DIRECTOR: CLAIRE M. KENNEDY Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN A. MCCLUSKEY Mgmt For For
1.6 ELECTION OF DIRECTOR: MONIQUE MERCIER Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL J. MURPHY Mgmt For For
1.8 ELECTION OF DIRECTOR: J. ROBERT S. PRICHARD Mgmt For For
1.9 ELECTION OF DIRECTOR: KENNETH STOWE Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS Mgmt For For
A RESOLUTION TO APPROVE AN ADVISORY
RESOLUTION ON THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ARGONAUT GOLD INC Agenda Number: 713894790
--------------------------------------------------------------------------------------------------------------------------
Security: 04016A101
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: CA04016A1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO SET THE NUMBER OF DIRECTORS AT EIGHT Mgmt For For
(8), OR SUCH NUMBER AS THE DIRECTORS MAY
HEREAFTER DETERMINE BY RESOLUTION, SUBJECT
TO THE LIMITATIONS IN THE ARTICLES OF THE
CORPORATION
2.1 ELECTION OF DIRECTOR: JAMES E. KOFMAN Mgmt Against Against
2.2 ELECTION OF DIRECTOR: PETER C. DOUGHERTY Mgmt For For
2.3 ELECTION OF DIRECTOR: IAN ATKINSON Mgmt For For
2.4 ELECTION OF DIRECTOR: STEPHEN LANG Mgmt For For
2.5 ELECTION OF DIRECTOR: PETER MORDAUNT Mgmt Against Against
2.6 ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against
2.7 ELECTION OF DIRECTOR: PAULA ROGERS Mgmt For For
2.8 ELECTION OF DIRECTOR: AUDRA B. WALSH Mgmt For For
3 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt For For
PASS A NON-BINDING ADVISORY RESOLUTION ON
THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 4 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.8 AND
3. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
B2GOLD CORP Agenda Number: 714131226
--------------------------------------------------------------------------------------------------------------------------
Security: 11777Q209
Meeting Type: MIX
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CA11777Q2099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4, 5 AND 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT NINE Mgmt For For
2.1 ELECTION OF DIRECTOR: MR. KEVIN BULLOCK Mgmt For For
2.2 ELECTION OF DIRECTOR: MR. ROBERT CROSS Mgmt For For
2.3 ELECTION OF DIRECTOR: MR. ROBERT GAYTON Mgmt For For
2.4 ELECTION OF DIRECTOR: MR. CLIVE JOHNSON Mgmt Against Against
2.5 ELECTION OF DIRECTOR: MR. GEORGE JOHNSON Mgmt For For
2.6 ELECTION OF DIRECTOR: MS. LIANE KELLY Mgmt For For
2.7 ELECTION OF DIRECTOR: MR. JERRY KORPAN Mgmt For For
2.8 ELECTION OF DIRECTOR: MR. BONGANI MTSHISI Mgmt For For
2.9 ELECTION OF DIRECTOR: MS. ROBIN WEISMAN Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO APPROVE THE AMENDED ADVANCE NOTICE Mgmt For For
POLICY AS DEFINED AND MORE PARTICULARLY
DESCRIBED IN THE MANAGEMENT INFORMATION
CIRCULAR
5 TO APPROVE CERTAIN MATTERS RELATING TO THE Mgmt For For
COMPANY'S 2018 STOCK OPTION PLAN AS DEFINED
AND MORE PARTICULARLY DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR
6 TO APPROVE A NON-BINDING ADVISORY Mgmt For For
RESOLUTION ACCEPTING THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION, AS DESCRIBED IN
THE MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
CALIBRE MINING CORP Agenda Number: 714184013
--------------------------------------------------------------------------------------------------------------------------
Security: 13000C205
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: CA13000C2058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: DARREN HALL Mgmt For For
1.2 ELECTION OF DIRECTOR: BLAYNE JOHNSON Mgmt Against Against
1.3 ELECTION OF DIRECTOR: DOUGLAS FORSTER Mgmt Against Against
1.4 ELECTION OF DIRECTOR: EDWARD FARRAUTO Mgmt Against Against
1.5 ELECTION OF DIRECTOR: RAYMOND THRELKELD Mgmt For For
1.6 ELECTION OF DIRECTOR: DOUGLAS HURST Mgmt For For
1.7 ELECTION OF DIRECTOR: AUDRA B. WALSH Mgmt For For
1.8 ELECTION OF DIRECTOR: MIKE VINT Mgmt For For
1.9 ELECTION OF DIRECTOR: RANDALL CHATWIN Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
CENTAMIN PLC Agenda Number: 713756700
--------------------------------------------------------------------------------------------------------------------------
Security: G2055Q105
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: JE00B5TT1872
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TOGETHER WITH THE STRATEGIC
AND GOVERNANCE REPORTS AND THE AUDITOR'S
REPORT ON THOSE ACCOUNTS
2 TO DECLARE A FINAL DIVIDEND OF 3 US CENTS Mgmt For For
(USD 0.03) PER ORDINARY SHARE AS
RECOMMENDED BY THE DIRECTORS IN RESPECT OF
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020,
TO HOLDERS OF ORDINARY SHARES ON THE
REGISTER OF MEMBERS ON THE RECORD DATE OF
21 MAY 2021
3 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt Against Against
REMUNERATION REPORT (OTHER THAN THE
DIRECTORS' REMUNERATION POLICY) FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 AS
DETAILED IN THE ANNUAL REPORT
4.1 TO RE-ELECT JAMES RUTHERFORD, WHO RETIRES Mgmt Against Against
IN ACCORDANCE WITH ARTICLE 33 OF THE
COMPANY'S ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION AS A
DIRECTOR
4.2 TO RE-ELECT MARTIN HORGAN, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
4.3 TO RE-ELECT ROSS JERRARD, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
4.4 TO RE-ELECT DR SALLY EYRE, WHO RETIRES IN Mgmt Against Against
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HERSELF FOR RE-ELECTION AS A DIRECTOR
4.5 TO RE-ELECT MARK BANKES, WHO RETIRES IN Mgmt Against Against
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HIMSELF FOR RE-ELECTION AS A DIRECTOR
4.6 TO RE-ELECT DR IBRAHIM FAWZY, WHO RETIRES Mgmt For For
IN ACCORDANCE WITH ARTICLE 33 OF THE
COMPANY'S ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION AS A
DIRECTOR
4.7 TO RE-ELECT MARNA CLOETE, WHO RETIRES IN Mgmt Against Against
ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE, OFFERS
HERSELF FOR RE-ELECTION AS A DIRECTOR
4.8 TO RE-ELECT DR CATHARINE FARROW, WHO Mgmt For For
RETIRES IN ACCORDANCE WITH ARTICLE 33 OF
THE COMPANY'S ARTICLES AND, BEING ELIGIBLE,
OFFERS HERSELF FOR RE-ELECTION AS A
DIRECTOR
4.9 TO ELECT HENDRIK FAUL, WHO RETIRES IN Mgmt For For
ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S
ARTICLES AND BEING ELIGIBLE, OFFERS HIMSELF
FOR ELECTION AS A DIRECTOR
5.1 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR TO HOLD OFFICE FROM
THE CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING AT WHICH THE ACCOUNTS ARE LAID
BEFORE THE MEETING
5.2 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
REMUNERATION OF THE AUDITOR
6 ALLOTMENT OF RELEVANT SECURITIES Mgmt For For
7.1 THAT SUBJECT TO THE PASSING OF RESOLUTION 6 Mgmt For For
ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED
TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS
DEFINED IN THE COMPANY'S ARTICLES OF
ASSOCIATION ("ARTICLES") PURSUANT TO THE
AUTHORITY CONFERRED BY RESOLUTION 6
7.2 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
6 ABOVE, THE DIRECTORS BE GENERALLY
EMPOWERED IN ADDITION TO 7.1, TO ALLOT
EQUITY SECURITIES (AS SUCH TERM IS DEFINED
IN THE COMPANY'S ARTICLES OF ASSOCIATION
("ARTICLES")) PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 6
8 MARKET PURCHASES OF ORDINARY SHARES Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
CENTERRA GOLD INC Agenda Number: 713855697
--------------------------------------------------------------------------------------------------------------------------
Security: 152006102
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CA1520061021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: TENGIZ A.U. BOLTURUK Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD W. CONNOR Mgmt For For
1.3 ELECTION OF DIRECTOR: DUSHENALY KASENOV Mgmt For For
1.4 ELECTION OF DIRECTOR: NURLAN KYSHTOBAEV Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL S. PARRETT Mgmt For For
1.6 ELECTION OF DIRECTOR: JACQUES PERRON Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT G. PERRY Mgmt For For
1.8 ELECTION OF DIRECTOR: SHERYL K. PRESSLER Mgmt For For
1.9 ELECTION OF DIRECTOR: BRUCE V. WALTER Mgmt For For
1.10 ELECTION OF DIRECTOR: PAUL N. WRIGHT Mgmt For For
1.11 ELECTION OF DIRECTOR: SUSAN L. YURKOVICH Mgmt For For
2 TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE CORPORATION TO FIX THE REMUNERATION
TO BE PAID TO THE AUDITORS
3 TO VOTE AT THE DISCRETION OF THE Mgmt For Against
PROXYHOLDER ON ANY AMENDMENTS OR VARIATIONS
TO THE FOREGOING AND ON ANY OTHER MATTERS
--------------------------------------------------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC Agenda Number: 713833158
--------------------------------------------------------------------------------------------------------------------------
Security: 265269209
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA2652692096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JAIMIE DONOVAN Mgmt For For
1.2 ELECTION OF DIRECTOR: R. PETER GILLIN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: JONATHAN GOODMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: JEREMY KINSMAN Mgmt Against Against
1.5 ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI Mgmt For For
1.6 ELECTION OF DIRECTOR: JUANITA MONTALVO Mgmt For For
1.7 ELECTION OF DIRECTOR: DAVID RAE Mgmt Against Against
1.8 ELECTION OF DIRECTOR: MARIE-ANNE TAWIL Mgmt For For
1.9 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO SET THE
AUDITOR'S REMUNERATION
3 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO Mgmt For For
PASS A NON-BINDING, ADVISORY RESOLUTION
ACCEPTING THE COMPANY'S APPROACH TO
EXECUTIVE COMPENSATION, AS MORE
PARTICULARLY DESCRIBED IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORP Agenda Number: 714064425
--------------------------------------------------------------------------------------------------------------------------
Security: 284902509
Meeting Type: MIX
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA2849025093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.8 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: GEORGE ALBINO Mgmt For For
1.2 ELECTION OF DIRECTOR: GEORGE BURNS Mgmt For For
1.3 ELECTION OF DIRECTOR: TERESA CONWAY Mgmt For For
1.4 ELECTION OF DIRECTOR: CATHARINE FARROW Mgmt For For
1.5 ELECTION OF DIRECTOR: PAMELA GIBSON Mgmt For For
1.6 ELECTION OF DIRECTOR: JUDITH MOSELY Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVEN REID Mgmt Against Against
1.8 ELECTION OF DIRECTOR: JOHN WEBSTER Mgmt For For
2 APPOINTMENT OF KPMG AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR
3 AUTHORIZE THE DIRECTORS TO FIX THE Mgmt For For
AUDITOR'S PAY
4 APPROVE AN ORDINARY RESOLUTION AS SET OUT Mgmt For For
IN THE MANAGEMENT PROXY CIRCULAR SUPPORTING
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION ON AN ADVISORY BASIS
5 APPROVE AN ORDINARY RESOLUTION APPROVING Mgmt For For
AMENDMENTS TO THE PERFORMANCE SHARE UNIT
PLAN AND THE ADOPTION OF THE AMENDED AND
RESTATED PERFORMANCE SHARE UNIT PLAN
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION Agenda Number: 714013606
--------------------------------------------------------------------------------------------------------------------------
Security: G3040R158
Meeting Type: SCH
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG3040R1589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 THAT THE DIRECTORS OF THE COMPANY (OR A Mgmt For For
DULY AUTHORISED COMMITTEE THEREOF) BE
AUTHORISED TO TAKE ALL SUCH ACTION AS THEY
MAY CONSIDER NECESSARY OR APPROPRIATE FOR
CARRYING THE SCHEME INTO EFFECT
2 THAT THE FUTURE REDUCTION OF CAPITAL OF Mgmt For For
ENDEAVOUR MINING PLC ("NEW EDV") THROUGH
THE CANCELLATION OF ITS SHARE PREMIUM
ACCOUNT THAT WILL BE ESTABLISHED ON THE
SCHEME BECOMING EFFECTIVE AND THE
CANCELLATION OF THE DEFERRED SHARES IN THE
CAPITAL OF NEW EDV IN ISSUE AT SUCH TIME,
WHICH THE BOARD OF DIRECTORS OF THE COMPANY
EXPECTS NEW EDV WILL UNDERTAKE SHORTLY
AFTER THE DATE ON WHICH THE SCHEME BECOMES
EFFECTIVE AND WHICH WILL TAKE EFFECT
SUBJECT TO THE CONFIRMATION OF THE ENGLISH
COURT, AS MORE PARTICULARLY DESCRIBED IN
THE ACCOMPANYING CIRCULAR PUBLISHED BY THE
COMPANY (THE "CIRCULAR"), BE APPROVED
3 THAT WITH EFFECT FROM THE PASSING OF THIS Mgmt For For
RESOLUTION THE ARTICLES OF ASSOCIATION OF
THE COMPANY BE HEREBY AMENDED BY THE
ADOPTION AND INCLUSION OF A NEW ARTICLE,
THE TEXT OF WHICH IS SET OUT IN FULL IN
ANNEX 1 TO THIS NOTICE OF SCHEME GENERAL
MEETING
4 THAT THE RULES OF THE ENDEAVOUR MINING PLC Mgmt Against Against
EMPLOYEE PSU PLAN ON THE TERMS SET OUT IN
ANNEX 2 TO THIS NOTICE OF SCHEME GENERAL
MEETING BE APPROVED AND THE DIRECTORS BE
AUTHORISED TO ADOPT THE PLAN AND DO ALL
ACTS AND THINGS NECESSARY OR DESIRABLE TO
OPERATE THE PLAN
5 THAT THE RULES OF THE ENDEAVOUR MINING PLC Mgmt Against Against
EXECUTIVE PSU PLAN FOR NON-UK PARTICIPANTS
ON THE TERMS SET OUT IN ANNEX 3 TO THIS
NOTICE OF SCHEME GENERAL MEETING BE
APPROVED AND THE DIRECTORS BE AUTHORISED TO
ADOPT THE PLAN AND DO ALL ACTS AND THINGS
NECESSARY OR DESIRABLE TO OPERATE THE PLAN
6 THAT THE RULES OF THE ENDEAVOUR MINING PLC Mgmt Against Against
EXECUTIVE PERFORMANCE SHARE PLAN ON THE
TERMS SET OUT IN ANNEX 4 TO THIS NOTICE OF
SCHEME GENERAL MEETING BE APPROVED AND THE
DIRECTORS BE AUTHORISED TO ADOPT THE PLAN
AND DO ALL ACTS AND THINGS NECESSARY OR
DESIRABLE TO OPERATE THE PLAN
7 THAT THE RULES OF THE ENDEAVOUR MINING PLC Mgmt For For
DEFERRED SHARE UNIT PLAN ON THE TERMS SET
OUT IN ANNEX 5 TO THIS NOTICE OF SCHEME
GENERAL MEETING BE APPROVED AND THE
DIRECTORS BE AUTHORISED TO ADOPT THE PLAN
AND DO ALL ACTS AND THINGS NECESSARY OR
DESIRABLE TO OPERATE THE PLAN
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION Agenda Number: 714013593
--------------------------------------------------------------------------------------------------------------------------
Security: G3040R158
Meeting Type: CRT
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG3040R1589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE SCHEME, A PRINT OF WHICH HAS BEEN Mgmt For For
SUBMITTED TO THIS COURT MEETING AND, FOR
THE PURPOSES OF IDENTIFICATION, SIGNED BY
THE CHAIRMAN OF THIS COURT MEETING, BE
APPROVED SUBJECT TO ANY MODIFICATION,
ADDITION OR CONDITION WHICH THE GRAND COURT
OF THE CAYMAN ISLANDS MAY THINK FIT TO
APPROVE OR IMPOSE AS MAY BE JOINTLY AGREED
BY THE COMPANY AND ENDEAVOUR MINING PLC
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION Agenda Number: 714024596
--------------------------------------------------------------------------------------------------------------------------
Security: G3040R158
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG3040R1589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: MICHAEL BECKETT Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES ASKEW Mgmt For For
1.3 ELECTION OF DIRECTOR: ALISON BAKER Mgmt For For
1.4 ELECTION OF DIRECTOR: SOFIA BIANCHI Mgmt For For
1.5 ELECTION OF DIRECTOR: LIVIA MAHLER Mgmt For For
1.6 ELECTION OF DIRECTOR: DAVID MIMRAN Mgmt For For
1.7 ELECTION OF DIRECTOR: NAGUIB SAWIRIS Mgmt For For
1.8 ELECTION OF DIRECTOR: TERTIOUS ZONGO Mgmt For For
1.9 ELECTION OF DIRECTOR: SEBASTIEN DE Mgmt For For
MONTESSUS
2 APPOINTMENT OF BDO LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER, AND IF DEEMED ADVISABLE, PASS, Mgmt For For
WITH OR WITHOUT VARIATION, A NON-BINDING
ADVISORY RESOLUTION ACCEPTING THE
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 552025 DUE TO RECEIVED
ADDITIONAL OF RESOLUTION 1.9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EQUINOX GOLD CORP Agenda Number: 713725503
--------------------------------------------------------------------------------------------------------------------------
Security: 29446Y502
Meeting Type: MIX
Meeting Date: 05-May-2021
Ticker:
ISIN: CA29446Y5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.9 AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS OF EQUINOX Mgmt For For
GOLD AT NINE
2.1 ELECTION OF DIRECTOR: ROSS BEATY Mgmt For For
2.2 ELECTION OF DIRECTOR: LENARD BOGGIO Mgmt For For
2.3 ELECTION OF DIRECTOR: MARYSE BELANGER Mgmt For For
2.4 ELECTION OF DIRECTOR: TIMOTHY BREEN Mgmt For For
2.5 ELECTION OF DIRECTOR: GORDON CAMPBELL Mgmt For For
2.6 ELECTION OF DIRECTOR: WESLEY CLARK Mgmt For For
2.7 ELECTION OF DIRECTOR: DR. SALLY EYRE Mgmt For For
2.8 ELECTION OF DIRECTOR: MARSHALL KOVAL Mgmt For For
2.9 ELECTION OF DIRECTOR: CHRISTIAN MILAU Mgmt Against Against
3 APPOINTMENT OF KMPG LLP AS EQUINOX GOLD'S Mgmt For For
INDEPENDENT AUDITOR TO SERVE FOR THE
ENSUING YEAR AND AUTHORIZING THE BOARD TO
SET THE AUDITOR'S REMUNERATION
4 RESOLVED THAT: 1. THE EXISTING ARTICLES OF Mgmt For For
THE COMPANY BE AMENDED AS SET OUT IN
SCHEDULE "A" OF THE COMPANY'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 12, 2021;
2. THESE RESOLUTIONS SHALL BE EFFECTIVE ON
THE DATE AND TIME THAT THIS RESOLUTION HAS
BEEN DEPOSITED AT THE COMPANY'S RECORDS
OFFICE; AND 3. ANY ONE DIRECTOR OR OFFICER
OF THE COMPANY IS AUTHORIZED AND DIRECTED
FOR AND IN THE NAME OF AND ON BEHALF OF THE
COMPANY TO EXECUTE OR CAUSE TO BE EXECUTED,
AND TO DELIVER OR CAUSE TO BE DELIVERED ALL
SUCH DOCUMENTS, AND TO DO OR CAUSE TO BE
DONE ALL SUCH ACTS AND THINGS, AS IN THE
OPINION OF SUCH DIRECTOR OR OFFICER MAY BE
NECESSARY OR DESIRABLE IN ORDER TO CARRY
OUT THE TERMS OF THESE RESOLUTIONS, SUCH
DETERMINATION TO BE CONCLUSIVELY EVIDENCED
BY THE EXECUTION AND DELIVERY OF SUCH
DOCUMENTS OR THE DOING OF ANY SUCH ACT OR
THING
5 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD, THAT THE SHAREHOLDERS ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN EQUINOX GOLD'S MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 12, 2021,
DELIVERED IN ADVANCE OF THE COMPANY'S
ANNUAL & SPECIAL MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 935373376
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 05-May-2021
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Harquail Mgmt For For
Paul Brink Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt Withheld Against
Catharine Farrow Mgmt For For
Louis Gignac Mgmt Withheld Against
Maureen Jensen Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt Withheld Against
Elliott Pew Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt Abstain Against
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GOLD ROAD RESOURCES LTD Agenda Number: 713976023
--------------------------------------------------------------------------------------------------------------------------
Security: Q4202N117
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: AU000000GOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 5 TO 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt Against Against
3 RE-ELECTION OF DIRECTOR - MR TIM NETSCHER Mgmt Against Against
4 ELECTION OF DIRECTOR - MS MAREE ARNASON Mgmt For For
5 APPROVAL OF GRANT OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2023
LTI PROGRAM
6 APPROVAL OF GRANT OF SHORT-TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2021
STI PROGRAM
7 APPROVAL OF GRANT OF LONG-TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR JUSTIN OSBORNE -
2023 LTI PROGRAM
8 APPROVAL OF GRANT OF SHORT-TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR JUSTIN OSBORNE -
2021 STI PROGRAM
--------------------------------------------------------------------------------------------------------------------------
GOLD STANDARD VENTURES CORP. Agenda Number: 935428741
--------------------------------------------------------------------------------------------------------------------------
Security: 380738104
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: GSV
ISIN: CA3807381049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
Jason Attew Mgmt For For
D. Bruce McLeod Mgmt For For
Lisa Wade Mgmt For For
Cassandra Joseph Mgmt For For
William E. Threlkeld Mgmt For For
Alex Morrison Mgmt Withheld Against
Zara Boldt Mgmt For For
Ron Clayton Mgmt Withheld Against
John Armstrong Mgmt For For
3 To appoint Davidson & Company LLP, Mgmt For For
Chartered Professional Accountants, as the
auditor of the Company for the ensuing year
and to authorize the directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN STAR RESOURCES LTD. Agenda Number: 935379520
--------------------------------------------------------------------------------------------------------------------------
Security: 38119T807
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GSS
ISIN: CA38119T8077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Timothy C. Baker Mgmt For For
Karen Akiwumi-Tanoh Mgmt For For
Gilmour Clausen Mgmt For For
Gerard De Hert Mgmt For For
Anu Dhir Mgmt For For
Ani A. Markova Mgmt For For
Karim M. Nasr Mgmt For For
Craig J. Nelsen Mgmt Withheld Against
Mona H. Quartey Mgmt Withheld Against
Andrew M. Wray Mgmt For For
2 To re-appoint PricewaterhouseCoopers LLP as Mgmt Abstain Against
the auditor of the Corporation and to
authorize the Audit Committee to fix the
auditor's remuneration
3 To pass with or without variation, a Mgmt Against Against
non-binding advisory resolution on the
Corporation's approach to executive
compensation
--------------------------------------------------------------------------------------------------------------------------
GRAN COLOMBIA GOLD CORP Agenda Number: 713988600
--------------------------------------------------------------------------------------------------------------------------
Security: 38501D808
Meeting Type: MIX
Meeting Date: 27-May-2021
Ticker:
ISIN: CA38501D8089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.F AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 6 Mgmt For For
2.A ELECTION OF DIRECTOR: SERAFINO IACONO Mgmt Against Against
2.B ELECTION OF DIRECTOR: MIGUEL DE LA CAMPA Mgmt For For
2.C ELECTION OF DIRECTOR: DE LYLE BLOOMQUIST Mgmt For For
2.D ELECTION OF DIRECTOR: H.J.J. MARTINEZ Mgmt For For
TORRES
2.E ELECTION OF DIRECTOR: ROBERT METCALFE Mgmt For For
2.F ELECTION OF DIRECTOR: JAIME PEREZ BRANGER Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO PASS A SPECIAL RESOLUTION ALTERING THE Mgmt For For
CORPORATION'S NOTICE OF ARTICLES AND
ARTICLES, AS APPLICABLE, TO INCREASE THE
QUORUM REQUIREMENTS FOR SHAREHOLDER AND
DIRECTOR MEETINGS AND RESTRICT THE ISSUANCE
OF PREFERRED SHARES AS MORE PARTICULARLY
SET OUT IN THE MANAGEMENT INFORMATION
CIRCULAR
5 TO PASS AN ORDINARY RESOLUTION AUTHORIZING Mgmt For For
THE ISSUANCE OF UP TO 43,641,774 COMMON
SHARES OF THE CORPORATION IN CONNECTION
WITH THE PROPOSED ACQUISITION BY THE
CORPORATION OF ALL OF THE ISSUED AND
OUTSTANDING COMMON SHARES OF GOLD X MINING
CORP. BY WAY OF PLAN OF ARRANGEMENT OF GOLD
X MINING CORP. UNDER THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA) AS MORE
PARTICULARLY SET OUT IN THE MANAGEMENT
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
GREAT BEAR RESOURCES LTD Agenda Number: 714265813
--------------------------------------------------------------------------------------------------------------------------
Security: 390143709
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CA3901437093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: GILBERT LAWSON Mgmt For For
2.2 ELECTION OF DIRECTOR: MICHAEL KENYON Mgmt For For
2.3 ELECTION OF DIRECTOR: DOUGLAS RAMSHAW Mgmt For For
2.4 ELECTION OF DIRECTOR: PAULA ROGERS Mgmt For For
2.5 ELECTION OF DIRECTOR: DAVID TERRY Mgmt For For
2.6 ELECTION OF DIRECTOR: CHRISTOPHER TAYLOR Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
EXISTING SHARE OPTION PLAN DATED FOR
REFERENCE SEPTEMBER 30, 2010, AS AMENDED
AUGUST 16, 2011, APRIL 30, 2012, OCTOBER
23, 2015 AND MAY 26, 2021, AS MORE
PARTICULARLY SET OUT IN THE ACCOMPANYING
INFORMATION CIRCULAR
5 TO APPROVE THE AMENDMENTS TO THE COMPANY'S Mgmt For For
RESTRICTED SHARE UNIT AND DEFERRED SHARE
UNIT COMPENSATION PLAN DATED FOR REFERENCE
NOVEMBER 10, 2020 AND AS AMENDED MAY 26,
2021, AS MORE PARTICULARLY SET OUT IN THE
ACCOMPANYING INFORMATION CIRCULAR
CMMT PLEASE NOTE THAT RESOLUTION 5 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GREAT PANTHER MINING LIMITED Agenda Number: 935434023
--------------------------------------------------------------------------------------------------------------------------
Security: 39115V101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: GPL
ISIN: CA39115V1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
David Garofalo Mgmt Withheld Against
Trudy M. Curran Mgmt For For
Joseph Gallucci Mgmt For For
Alan Hair Mgmt For For
Robert Henderson Mgmt For For
John Jennings Mgmt For For
Elise Rees Mgmt For For
Kevin J. Ross Mgmt For For
Dana Williams Mgmt For For
3 To reappoint KPMG LLP as the Company's Mgmt For For
auditor to serve until the close of the
next annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
GREATLAND GOLD PLC Agenda Number: 713742078
--------------------------------------------------------------------------------------------------------------------------
Security: G41575104
Meeting Type: OGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: GB00B15XDH89
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
2 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORP Agenda Number: 713838968
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.7 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Against Against
1.2 ELECTION OF DIRECTOR: P. GORDON STOTHART Mgmt For For
1.3 ELECTION OF DIRECTOR: RONALD P. GAGEL Mgmt Against Against
1.4 ELECTION OF DIRECTOR: RICHARD J. HALL Mgmt Against Against
1.5 ELECTION OF DIRECTOR: TIMOTHY R. SNIDER Mgmt Against Against
1.6 ELECTION OF DIRECTOR: DEBORAH J. STARKMAN Mgmt For For
1.7 ELECTION OF DIRECTOR: ANNE MARIE TOUTANT Mgmt For For
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO Mgmt Against Against
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2021 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS
4 RESOLVED, THAT THE SHAREHOLDERS APPROVE THE Mgmt Against Against
AMENDMENTS TO THE SHARE INCENTIVE PLAN OF
THE CORPORATION, AND THE AMENDED AND
RESTATED SHARE INCENTIVE PLAN OF THE
CORPORATION, AS DISCLOSED IN THE
CORPORATION'S INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2021 ANNUAL AND
SPECIAL MEETING OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
JAGUAR MINING INC Agenda Number: 714039167
--------------------------------------------------------------------------------------------------------------------------
Security: 47009M889
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CA47009M8896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: WILLIAM J. KENNEDY Mgmt For For
1.2 ELECTION OF DIRECTOR: BENJAMIN GUENTHER Mgmt Against Against
1.3 ELECTION OF DIRECTOR: LUIS RICARDO MIRAGLIA Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS WENG Mgmt For For
1.5 ELECTION OF DIRECTOR: JOHN ELLIS Mgmt For For
1.6 ELECTION OF DIRECTOR: SHASTRI RAMNATH Mgmt For For
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITOR OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
KARORA RESOURCES INC Agenda Number: 714173476
--------------------------------------------------------------------------------------------------------------------------
Security: 48575L206
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CA48575L2066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: PETER GOUDIE Mgmt Against Against
1.2 ELECTION OF DIRECTOR: SCOTT M. HAND Mgmt For For
1.3 ELECTION OF DIRECTOR: PAUL HUET Mgmt For For
1.4 ELECTION OF DIRECTOR: WENDY KEI Mgmt Against Against
1.5 ELECTION OF DIRECTOR: WARWICK MORLEY-JEPSON Mgmt Against Against
1.6 ELECTION OF DIRECTOR: CHAD WILLIAMS Mgmt Against Against
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
--------------------------------------------------------------------------------------------------------------------------
KIRKLAND LAKE GOLD LTD Agenda Number: 713931803
--------------------------------------------------------------------------------------------------------------------------
Security: 49741E100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA49741E1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.H AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: JONATHAN GILL Mgmt Against Against
1.B ELECTION OF DIRECTOR: PETER GROSSKOPF Mgmt Against Against
1.C ELECTION OF DIRECTOR: INGRID HIBBARD Mgmt Against Against
1.D ELECTION OF DIRECTOR: ARNOLD KLASSEN Mgmt Against Against
1.E ELECTION OF DIRECTOR: ELIZABETH LEWIS-GRAY Mgmt For For
1.F ELECTION OF DIRECTOR: ANTHONY MAKUCH Mgmt For For
1.G ELECTION OF DIRECTOR: BARRY OLSON Mgmt For For
1.H ELECTION OF DIRECTOR: JEFF PARR Mgmt For For
2 TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL Mgmt Against Against
ACCOUNTANTS AS AUDITOR OF THE COMPANY AND
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, A
NON-BINDING ADVISORY RESOLUTION ON THE
COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LUNDIN GOLD INC Agenda Number: 714184188
--------------------------------------------------------------------------------------------------------------------------
Security: 550371108
Meeting Type: MIX
Meeting Date: 24-Jun-2021
Ticker:
ISIN: CA5503711080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: CARMEL DANIELE Mgmt For For
1.2 ELECTION OF DIRECTOR: GILLIAN DAVIDSON Mgmt For For
1.3 ELECTION OF DIRECTOR: IAN W. GIBBS Mgmt Against Against
1.4 ELECTION OF DIRECTOR: CHANTAL GOSSELIN Mgmt For For
1.5 ELECTION OF DIRECTOR: ASHLEY HEPPENSTALL Mgmt For For
1.6 ELECTION OF DIRECTOR: RON F. HOCHSTEIN Mgmt Against Against
1.7 ELECTION OF DIRECTOR: CRAIG JONES Mgmt For For
1.8 ELECTION OF DIRECTOR: LUKAS H. LUNDIN Mgmt Against Against
1.9 ELECTION OF DIRECTOR: PAUL MCRAE Mgmt For For
1.10 ELECTION OF DIRECTOR: BOB THIELE Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 TO AUTHORIZE AND APPROVE IN A NON-BINDING, Mgmt For For
ADVISORY MANNER THE SAY ON PAY RESOLUTION
AS PRESENTED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR DATED MAY 12, 2021
4 TO PASS AN ORDINARY RESOLUTION, THE FULL Mgmt For For
TEXT OF WHICH IS SET OUT IN ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR DATED MAY
12, 2021, CONFIRMING BY-LAW NO. 1A, WHICH
GOVERNS THE AFFAIRS OF THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 935433968
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P107
Meeting Type: Annual
Meeting Date: 28-Jun-2021
Ticker: MUX
ISIN: US58039P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT R. MCEWEN Mgmt Withheld Against
ALLEN V. AMBROSE Mgmt Withheld Against
MICHELE L. ASHBY Mgmt Withheld Against
RICHARD W. BRISSENDEN Mgmt For For
ROBIN E. DUNBAR Mgmt For For
GREGORY P. FAUQUIER Mgmt Withheld Against
DONALD R.M. QUICK Mgmt For For
MICHAEL L. STEIN Mgmt For For
2. To adopt an amendment to the Company's Mgmt For For
Second Amended and Restated Articles of
Incorporation to increase the number of
shares of common stock authorized to be
issued from 500,000,000 to 675,000,000.
3. To adopt an amendment to the Company's Mgmt Against Against
Amended and Restated Equity Incentive Plan
to increase the number of shares authorized
to be issued under the Plan from 17,500,000
to 30,000,000 and to extend the expiration
date of the Plan to April 15, 2031.
4 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NOVAGOLD RESOURCES INC Agenda Number: 713729044
--------------------------------------------------------------------------------------------------------------------------
Security: 66987E206
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: CA66987E2069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.J AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: DR. ELAINE Mgmt Against Against
DORWARD-KING
1.B ELECTION OF DIRECTOR: SHARON DOWDALL Mgmt Against Against
1.C ELECTION OF DIRECTOR: DR. DIANE GARRETT Mgmt For For
1.D ELECTION OF DIRECTOR: DR. THOMAS KAPLAN Mgmt For For
1.E ELECTION OF DIRECTOR: GREGORY LANG Mgmt For For
1.F ELECTION OF DIRECTOR: IGOR LEVENTAL Mgmt Against Against
1.G ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI Mgmt Against Against
1.H ELECTION OF DIRECTOR: CLYNTON NAUMAN Mgmt Against Against
1.I ELECTION OF DIRECTOR: ETHAN SCHUTT Mgmt For For
1.J ELECTION OF DIRECTOR: ANTHONY WALSH Mgmt Against Against
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt Against Against
AS THE AUDITORS OF THE COMPANY FOR THE
FISCAL YEAR ENDING NOVEMBER 30, 2021 AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION. SEE DISCLOSURE UNDER THE
HEADING "APPOINTMENT OF AUDITOR" AS SET OUT
IN THE COMPANY'S MANAGEMENT INFORMATION
CIRCULAR DATED MARCH 25, 2021
3 APPROVAL OF CERTAIN AMENDMENTS TO THE Mgmt For For
COMPANY'S ARTICLES. SEE DISCLOSURE UNDER
THE HEADING "ADDITIONAL MATTERS TO BE ACTED
UPON" AS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
25, 2021
4 APPROVAL OF A NON-BINDING RESOLUTION Mgmt Against Against
APPROVING THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS. SEE DISCLOSURE
UNDER THE HEADING "ADDITIONAL MATTERS TO BE
ACTED UPON" AS SET OUT IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
25, 2021
--------------------------------------------------------------------------------------------------------------------------
NOVO RESOURCES CORP Agenda Number: 714250937
--------------------------------------------------------------------------------------------------------------------------
Security: 67010B102
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: CA67010B1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.F AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING AT SIX
2.A ELECTION OF DIRECTOR: MICHAEL BARRETT Mgmt Against Against
2.B ELECTION OF DIRECTOR: ROSS HAMILTON Mgmt Against Against
2.C ELECTION OF DIRECTOR: QUINTON HENNIGH Mgmt Against Against
2.D ELECTION OF DIRECTOR: ROBERT HUMPHRYSON Mgmt For For
2.E ELECTION OF DIRECTOR: MICHAEL SPREADBOROUGH Mgmt Against Against
2.F ELECTION OF DIRECTOR: AMY JO STEFONICK Mgmt For For
3 APPOINTMENT OF ERNST & YOUNG AS AUDITOR OF Mgmt Against Against
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX ITS
REMUNERATION
4 TO APPROVE THE COMPANY'S STOCK OPTION AND Mgmt Against Against
STOCK BONUS PLAN (THE "PLAN") AND ALL
UNALLOCATED OPTIONS, RIGHTS AND OTHER
ENTITLEMENTS UNDER THE PLAN, AS DESCRIBED
IN THE COMPANY'S INFORMATION CIRCULAR DATED
MAY 7, 2021
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING AND ANY
ADJOURNMENTS THEREOF
--------------------------------------------------------------------------------------------------------------------------
OCEANAGOLD CORP Agenda Number: 714245784
--------------------------------------------------------------------------------------------------------------------------
Security: 675222103
Meeting Type: MIX
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CA6752221037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.7 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: IAN M REID Mgmt Against Against
1.2 ELECTION OF DIRECTOR: CRAIG J NELSEN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: CATHERINE A GIGNAC Mgmt For For
1.4 ELECTION OF DIRECTOR: SANDRA M DODDS Mgmt For For
1.5 ELECTION OF DIRECTOR: PAUL BENSON Mgmt For For
1.6 ELECTION OF DIRECTOR: MICK J MCMULLEN Mgmt For For
1.7 ELECTION OF DIRECTOR: MICHAEL H L HOLMES Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS AS Mgmt For For
THE AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE NEXT ANNUAL MEETING OF
SHAREHOLDERS AND AUTHORISING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 APPROVE, CONFIRM AND ENDORSE THE COMPANY'S Mgmt For For
ADVANCE NOTICE POLICY DISCLOSED IN THE
COMPANY'S ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
4 APPROVE THE AMENDED AND RESTATED Mgmt Against Against
PERFORMANCE SHARE RIGHTS PLAN FOR
DESIGNATED PARTICIPANTS OF OCEANAGOLD
CORPORATION AND ITS AFFILIATES
5 APPROVAL OF A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ACCEPTING THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
COMPANY'S ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
OSISKO GOLD ROYALTIES LTD Agenda Number: 713855661
--------------------------------------------------------------------------------------------------------------------------
Security: 68827L101
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CA68827L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: THE HONORABLE JOHN R. Mgmt For For
BAIRD
1.2 ELECTION OF DIRECTOR: CHRISTOPHER C. Mgmt For For
CURFMAN
1.3 ELECTION OF DIRECTOR: JOANNE FERSTMAN Mgmt For For
1.4 ELECTION OF DIRECTOR: WILLIAM MURRAY JOHN Mgmt For For
1.5 ELECTION OF DIRECTOR: PIERRE LABBE Mgmt For For
1.6 ELECTION OF DIRECTOR: CANDACE MACGIBBON Mgmt For For
1.7 ELECTION OF DIRECTOR: CHARLES E. PAGE Mgmt For For
1.8 ELECTION OF DIRECTOR: SEAN ROOSEN Mgmt For For
1.9 ELECTION OF DIRECTOR: SANDEEP SINGH Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE CORPORATION'S INDEPENDENT AUDITOR FOR
THE ENSUING YEAR AND TO AUTHORIZE THE
DIRECTORS TO FIX ITS REMUNERATION
3 ORDINARY RESOLUTION TO APPROVE THE Mgmt For For
UNALLOCATED RIGHTS AND ENTITLEMENTS UNDER
THE EMPLOYEE SHARE PURCHASE PLAN, AS MORE
FULLY DESCRIBED IN THE ACCOMPANYING
CIRCULAR
4 ORDINARY RESOLUTION TO APPROVE AMENDMENTS Mgmt For For
TO THE RESTRICTED SHARE UNIT PLAN AND
APPROVE THE UNALLOCATED RIGHTS END
ENTITLEMENTS UNDER THE PLAN, AS MORE FULLY
DESCRIBED IN THE ACCOMPANYING CIRCULAR
5 ADVISORY RESOLUTION SUPPORTING OSISKO'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION, THE
FULL TEXT OF WHICH IS REPRODUCED IN THE
ACCOMPANYING CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING INC Agenda Number: 714012212
--------------------------------------------------------------------------------------------------------------------------
Security: 688281104
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: CA6882811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.J AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI Mgmt For For
1.B ELECTION OF DIRECTOR: MR. JOSE VIZQUERRA Mgmt For For
BENAVIDES
1.C ELECTION OF DIRECTOR: MR. SEAN ROOSEN Mgmt For For
1.D ELECTION OF DIRECTOR: MR. PATRICK F. N. Mgmt For For
ANDERSON
1.E ELECTION OF DIRECTOR: MR. KEITH MCKAY Mgmt Against Against
1.F ELECTION OF DIRECTOR: MS. AMY SATOV Mgmt Against Against
1.G ELECTION OF DIRECTOR: MR. BERNARDO ALVAREZ Mgmt Against Against
CALDERON
1.H ELECTION OF DIRECTOR: MR. ROBERT WARES Mgmt For For
1.I ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN Mgmt For For
1.J ELECTION OF DIRECTOR: MS. CATHY SINGER Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
PETROPAVLOVSK PLC Agenda Number: 714247043
--------------------------------------------------------------------------------------------------------------------------
Security: G7053A101
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: GB0031544546
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE CHANGES TO THE LONG-TERM INCENTIVE Mgmt Against Against
PLAN
5 APPROVE GRANT OF BESPOKE OPTIONS TO THE CEO Mgmt For For
6 APPOINT MACINTYRE HUDSON LLP AS AUDITORS Mgmt Against Against
7 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt Against Against
REMUNERATION OF AUDITORS
8 ELECT MALAY MUKHERJEE AS DIRECTOR Mgmt For For
9 ELECT DENIS ALEXANDROV AS DIRECTOR Mgmt For For
10 ELECT MIKHAIL IRZHEVSKY AS DIRECTOR Mgmt For For
11 RE-ELECT JAMES CAMERON JR AS DIRECTOR Mgmt For For
12 RE-ELECT CHARLOTTE PHILIPPS AS DIRECTOR Mgmt For For
13 RE-ELECT MAXIM KHARIN AS DIRECTOR Mgmt For For
14 AUTHORISE ISSUE OF EQUITY Mgmt For For
15 AUTHORISE ISSUE OF EQUITY (ADDITIONAL Mgmt For For
AUTHORITY)
16 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
18 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
19 CONSIDER MEASURES TO ADDRESS THE DECLINE IN Mgmt For Against
THE COMPANY'S NET ASSET VALUE RELATIVE TO
ITS CAPITAL
--------------------------------------------------------------------------------------------------------------------------
PREMIER GOLD MINES LIMITED Agenda Number: 713580137
--------------------------------------------------------------------------------------------------------------------------
Security: 74051D104
Meeting Type: SGM
Meeting Date: 23-Feb-2021
Ticker:
ISIN: CA74051D1042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT RESOLUTION 4 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
1 TO CONSIDER, PURSUANT TO AN INTERIM ORDER Mgmt For For
OF THE ONTARIO SUPERIOR COURT OF JUSTICE,
AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR
WITHOUT AMENDMENT, A SPECIAL RESOLUTION,
THE FULL TEXT OF WHICH IS SET FORTH IN
APPENDIX "B" TO THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, TO APPROVE A
STATUTORY PLAN OF ARRANGEMENT UNDER SECTION
182 OF THE BUSINESS CORPORATIONS ACT
(ONTARIO) (THE "ARRANGEMENT"), SUBJECT TO
THE TERMS AND CONDITIONS OF AN ARRANGEMENT
AGREEMENT DATED DECEMBER 16, 2020 ENTERED
INTO AMONG PREMIER, EQUINOX GOLD CORP. AND
I-80 GOLD CORP
2 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION OF THE SHAREHOLDERS OF
PREMIER ("PREMIER SHAREHOLDERS"), THE FULL
TEXT OF WHICH IS SET FORTH IN APPENDIX "C"
TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, APPROVING CERTAIN AMENDMENTS TO
THE AMENDED AND RESTATED SHARE INCENTIVE
PLAN OF PREMIER DATED MAY 23, 2019, ALL AS
MORE PARTICULARLY SET FORTH IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, PROVIDED THAT SUCH RESOLUTION
SHALL NOT BECOME EFFECTIVE UNLESS THE
ARRANGEMENT BECOMES EFFECTIVE
3 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION OF THE PREMIER
SHAREHOLDERS, THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "D" TO THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR, APPROVING
AN OMNIBUS SHARE INCENTIVE PLAN FOR SPINCO,
ALL AS MORE PARTICULARLY SET FORTH IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, PROVIDED THAT SUCH RESOLUTION
SHALL NOT BECOME EFFECTIVE UNLESS THE
ARRANGEMENT BECOMES EFFECTIVE
4 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION OF THE DISINTERESTED
SHAREHOLDERS (AS SUCH TERM IS DEFINED IN
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR), THE FULL TEXT OF WHICH IS SET
FORTH IN APPENDIX "E" OF THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR, APPROVING
THE PRIVATE PLACEMENT OF SUBSCRIPTION
RECEIPTS OF SPINCO (THE "SPINCO
SUBSCRIPTION RECEIPTS") EXCHANGEABLE FOR
COMMON SHARES OF SPINCO AT A PRICE OF AT
LEAST CAD2.50 PER SPINCO SUBSCRIPTION
RECEIPT (THE FINAL SUBSCRIPTION PRICE FOR
EACH SPINCO SUBSCRIPTION RECEIPT BEING THE
"OFFERING PRICE") FOR GROSS PROCEEDS OF UP
TO USD 75 MILLION, ALL AS MORE PARTICULARLY
SET FORTH IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, PROVIDED THAT SUCH
RESOLUTION SHALL NOT BECOME EFFECTIVE
UNLESS THE ARRANGEMENT BECOMES EFFECTIVE
5 TO CONSIDER AND, IF THOUGHT ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT AMENDMENT, AN
ORDINARY RESOLUTION, THE FULL TEXT OF WHICH
IS SET FORTH IN APPENDIX "Y" TO THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, APPROVING THE EXERCISE PRICE OF
COMMON SHARE PURCHASE WARRANTS OF SPINCO
ISSUABLE TO AFFILIATES OF WATERTON GLOBAL
RESOURCE MANAGEMENT, INC. ("WATERTON") IN
CONNECTION WITH THE ACQUISITION OF THE
GETCHELL GOLD PROJECT FROM WATERTON, AT A
PRICE EQUAL TO THE OFFERING PRICE
MULTIPLIED BY 1.4, ALL AS MORE PARTICULARLY
SET FORTH IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, PROVIDED THAT SUCH
RESOLUTION SHALL NOT BECOME EFFECTIVE
UNLESS THE SPINCO FINANCING RESOLUTION
BECOMES EFFECTIVE
--------------------------------------------------------------------------------------------------------------------------
PRETIUM RESOURCES INC Agenda Number: 713833350
--------------------------------------------------------------------------------------------------------------------------
Security: 74139C102
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: CA74139C1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT EIGHT (8) Mgmt For For
2.1 ELECTION OF DIRECTOR: RICHARD O'BRIEN Mgmt Against Against
2.2 ELECTION OF DIRECTOR: JACQUES PERRON Mgmt For For
2.3 ELECTION OF DIRECTOR: GEORGE PASPALAS Mgmt Against Against
2.4 ELECTION OF DIRECTOR: DAVID SMITH Mgmt Against Against
2.5 ELECTION OF DIRECTOR: FAHEEM TEJANI Mgmt For For
2.6 ELECTION OF DIRECTOR: JEANE HULL Mgmt For For
2.7 ELECTION OF DIRECTOR: THOMAS PEREGOODOFF Mgmt For For
2.8 ELECTION OF DIRECTOR: MARYSE SAINT-LAURENT Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO CONSIDER, AND IF DEEMED APPROPRIATE, Mgmt For For
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION RATIFYING, CONFIRMING
AND APPROVING THE AMENDMENTS TO THE
COMPANY'S ADVANCE NOTICE POLICY, WHICH SETS
OUT THE ADVANCE NOTICE REQUIREMENTS FOR
DIRECTOR NOMINATIONS
5 TO AUTHORIZE AND APPROVE A NON-BINDING Mgmt Against Against
ADVISORY RESOLUTION ACCEPTING THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK. Agenda Number: 713690154
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: AGM
Meeting Date: 07-Apr-2021
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF ANNUAL REPORT ABOUT COMPANY Mgmt For For
ACTIVITY AND CONDITION REPORT FOR BOOK YEAR
2020, INCLUDING BOARD OF COMMISSIONER
SUPERVISORY REPORT FOR BOOK YEAR 2020 AND
RATIFICATION OF FINANCIAL REPORT FOR BOOK
YEAR 2020 AS WELL AS TO GRANT ACQUIT ET DE
CHARGE TO BOARD OF DIRECTORS AND
COMMISSIONERS FOR MANAGEMENT ACTION AND
SUPERVISORY THAT HAVE BEEN PERFORMED FOR
BOOK YEAR 2020
2 RATIFICATION OF FINANCIAL REPORT INCLUDING Mgmt For For
FINANCIAL REPORT OF PARTNERSHIP AND
ENVIRONMENTAL PROGRAM FOR BOOK YEAR 2020 AS
WELL AS TO GRANT ACQUIT ET DE CHARGE TO
BOARD OF DIRECTORS AND COMMISSIONERS FOR
MANAGEMENT ACTION AND SUPERVISORY OF
PARTNERSHIP AND ENVIRONMENTAL PROGRAM FOR
BOOK YEAR 2020
3 DETERMINE THE UTILIZATION OF COMPANY PROFIT Mgmt For For
FOR BOOK YEAR 2020
4 DETERMINE TANTIEM FOR BOARD OF DIRECTORS Mgmt Against Against
AND COMMISSIONERS FOR BOOK YEAR 2020 AND
SALARY OR HONORARIUM, ALSO FACILITY AND
ALLOWANCE FOR BOOK YEAR 2021
5 APPROVAL ON THE APPOINTMENT OF PUBLIC Mgmt Against Against
ACCOUNTANT TO AUDIT FINANCIAL REPORT AND
PARTNERSHIP AND ENVIRONMENTAL PROGRAM
FINANCIAL REPORT FOR BOOK YEAR 2021
6 RATIFICATION OF REALIZATION REPORT ON FUND Mgmt For For
UTILIZATION RESULTING FROM PUBLIC OFFERING
7 APPROVAL ON THE AMENDMENT OF ARTICLE OF Mgmt Against Against
ASSOCIATION
8 APPROVAL ON CHANGE OF COMPANY'S MANAGEMENT Mgmt Against Against
STRUCTURE AND THE NOMENCLATURE
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE MINING LTD Agenda Number: 713988953
--------------------------------------------------------------------------------------------------------------------------
Security: Q81068100
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: AU000000RSG6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt Against Against
2 RE-ELECTION OF MS YASMIN BROUGHTON AS A Mgmt Against Against
DIRECTOR
3 AMENDMENT TO THE CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROXGOLD INC Agenda Number: 714251410
--------------------------------------------------------------------------------------------------------------------------
Security: 779899202
Meeting Type: SGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CA7798992029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 TO CONSIDER AND, IF DEEMEND ADVISABLE, TO Mgmt For For
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX A TO THE MANAGEMENT
INFORMATION CIRCULAR (THE "CIRCULAR") OF
THE CORPORATION TO APPROVE A PLAN OF
ARRANGEMENT UNDER SECTION 288 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA), INVOLVING, AMONG OTHERS, THE
CORPORATION AND FORTUNA SILVER MINES INC.,
ALL AS MORE PARTICULARLY SET FORTH IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ROXGOLD INC Agenda Number: 714269037
--------------------------------------------------------------------------------------------------------------------------
Security: 779899202
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CA7798992029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 572908 DUE TO RECEIVED CHANGE IN
SEQUENCE OF DIRECTOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1.1 ELECTION OF DIRECTOR: RICHARD COLTERJOHN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JOHN DORWARD Mgmt For For
1.3 ELECTION OF DIRECTOR: KATE HARCOURT Mgmt For For
1.4 ELECTION OF DIRECTOR: JOHN L. KNOWLES Mgmt For For
1.5 ELECTION OF DIRECTOR: OLIVER LENNOX-KING Mgmt Against Against
1.6 ELECTION OF DIRECTOR: DAWN MOSS Mgmt For For
1.7 ELECTION OF DIRECTOR: NORMAN PITCHER Mgmt Against Against
2 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP Agenda Number: 714020005
--------------------------------------------------------------------------------------------------------------------------
Security: 785246109
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: CA7852461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt For For
EIGHT (8)
2.1 ELECTION OF DIRECTOR: DAVID A. FENNELL Mgmt Against Against
2.2 ELECTION OF DIRECTOR: DAVID RAE Mgmt For For
2.3 ELECTION OF DIRECTOR: ANNA TUDELA Mgmt For For
2.4 ELECTION OF DIRECTOR: D. BRUCE MCLEOD Mgmt For For
2.5 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt Against Against
2.6 ELECTION OF DIRECTOR: LEO ZHAO Mgmt For For
2.7 ELECTION OF DIRECTOR: WALTER SEGSWORTH Mgmt Against Against
2.8 ELECTION OF DIRECTOR: ANNA EL-ERIAN Mgmt For For
3 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt Against Against
AS AUDITOR OF THE COMPANY
4 TO TRANSACT SUCH FURTHER OR OTHER BUSINESS Mgmt For For
AS MAY PROPERLY COME BEFORE THE MEETING AND
ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF
--------------------------------------------------------------------------------------------------------------------------
SANDSTORM GOLD LTD Agenda Number: 714052052
--------------------------------------------------------------------------------------------------------------------------
Security: 80013R206
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CA80013R2063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.7 AND
3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) Mgmt For For
2.1 ELECTION OF DIRECTOR: NOLAN WATSON Mgmt For For
2.2 ELECTION OF DIRECTOR: DAVID AWRAM Mgmt For For
2.3 ELECTION OF DIRECTOR: DAVID E. DE WITT Mgmt Against Against
2.4 ELECTION OF DIRECTOR: ANDREW T. SWARTHOUT Mgmt Against Against
2.5 ELECTION OF DIRECTOR: JOHN P.A. BUDRESKI Mgmt Against Against
2.6 ELECTION OF DIRECTOR: MARY L. LITTLE Mgmt Against Against
2.7 ELECTION OF DIRECTOR: VERA KOBALIA Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
SARACEN MINERAL HOLDINGS LIMITED Agenda Number: 713447692
--------------------------------------------------------------------------------------------------------------------------
Security: Q8309T109
Meeting Type: SCH
Meeting Date: 15-Jan-2021
Ticker:
ISIN: AU000000SAR9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, PURSUANT TO AND IN ACCORDANCE WITH Mgmt For For
SECTION 411 OF THE CORPORATIONS ACT, THE
SCHEME OF ARRANGEMENT PROPOSED BETWEEN
SARACEN AND THE HOLDERS OF ITS ORDINARY
SHARES AS CONTAINED IN AND MORE
PARTICULARLY DESCRIBED IN THE SCHEME
BOOKLET OF WHICH THE NOTICE OF SCHEME
MEETING FORMS PART, IS AGREED TO (WITH OR
WITHOUT ALTERATIONS OR CONDITIONS AS
APPROVED BY THE COURT TO WHICH SARACEN AND
NORTHERN STAR AGREE), AND SARACEN IS
AUTHORISED, SUBJECT TO THE TERMS OF THE
MERGER IMPLEMENTATION DEED, TO AGREE TO ANY
SUCH ALTERATIONS OR CONDITIONS AND, SUBJECT
TO APPROVAL BY THE COURT, TO IMPLEMENT THE
SCHEME WITH ANY SUCH ALTERATIONS OR
CONDITIONS
--------------------------------------------------------------------------------------------------------------------------
SEABRIDGE GOLD INC. Agenda Number: 935443628
--------------------------------------------------------------------------------------------------------------------------
Security: 811916105
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: SA
ISIN: CA8119161054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Trace Arlaud Mgmt For For
Rudi P. Fronk Mgmt For For
Eliseo Gonzalez-Urien Mgmt For For
Richard C. Kraus Mgmt For For
Jay S. Layman Mgmt For For
Melanie R. Miller Mgmt For For
Clement A. Pelletier Mgmt For For
John W. Sabine Mgmt For For
Gary A. Sugar Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt Abstain Against
Accountants, as Auditors of the Corporation
for the ensuing year.
3 To authorize the Directors to fix the Mgmt Against Against
remuneration to be paid to the auditors.
4 To transact such other business as may Mgmt For For
properly come before the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SILVERCREST METALS INC. Agenda Number: 935433196
--------------------------------------------------------------------------------------------------------------------------
Security: 828363101
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SILV
ISIN: CA8283631015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of Directors at seven. Mgmt For For
2 DIRECTOR
N. Eric Fier Mgmt For For
Laura Diaz Mgmt For For
Ross O. Glanville Mgmt For For
Ani Markova Mgmt For For
Hannes P. Portmann Mgmt For For
Graham C. Thody Mgmt Withheld Against
John H. Wright Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditor of the Company for the ensuing
year.
4 To approve the adoption of a new Equity Mgmt For For
Share Unit Plan.
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC Agenda Number: 713964092
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: MIX
Meeting Date: 21-May-2021
Ticker:
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.10 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: A.E. MICHAEL ANGLIN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: ROD ANTAL Mgmt For For
1.3 ELECTION OF DIRECTOR: THOMAS R. BATES, JR Mgmt Against Against
1.4 ELECTION OF DIRECTOR: BRIAN R. BOOTH Mgmt For For
1.5 ELECTION OF DIRECTOR: EDWARD C. DOWLING, JR Mgmt Against Against
1.6 ELECTION OF DIRECTOR: SIMON A. FISH Mgmt Against Against
1.7 ELECTION OF DIRECTOR: ALAN P. KRUSI Mgmt For For
1.8 ELECTION OF DIRECTOR: BEVERLEE F. PARK Mgmt For For
1.9 ELECTION OF DIRECTOR: GRACE KAY PRIESTLY Mgmt For For
1.10 ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN Mgmt Against Against
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP, AS Mgmt Against Against
THE COMPANY'S AUDITOR FOR THE ENSUING YEAR
AND AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY TO SET THE AUDITOR'S REMUNERATION
3 TO CONSIDER A NON-BINDING ADVISORY Mgmt Against Against
RESOLUTION ACCEPTING THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION
4 TO CONSIDER, AND, IF DEEMED ADVISABLE, Mgmt Against Against
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION, APPROVING THE
COMPANY'S 2021 SHARE COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC Agenda Number: 714219169
--------------------------------------------------------------------------------------------------------------------------
Security: 891054603
Meeting Type: MIX
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CA8910546032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: RICHARD A. HOWES Mgmt Against Against
1.2 ELECTION OF DIRECTOR: JODY L.M. KUZENKO Mgmt For For
1.3 ELECTION OF DIRECTOR: FRANKLIN L. DAVIS Mgmt Against Against
1.4 ELECTION OF DIRECTOR: TONY S. GIARDINI Mgmt For For
1.5 ELECTION OF DIRECTOR: JENNIFER J. HOOPER Mgmt For For
1.6 ELECTION OF DIRECTOR: JAY C. KELLERMAN Mgmt For For
1.7 ELECTION OF DIRECTOR: ROSALIE C. MOORE Mgmt For For
1.8 ELECTION OF DIRECTOR: ROY S. SLACK Mgmt For For
1.9 ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN Mgmt Against Against
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, A
NON-BINDING ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
WESDOME GOLD MINES LTD Agenda Number: 714019937
--------------------------------------------------------------------------------------------------------------------------
Security: 95083R100
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CA95083R1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHARLES MAIN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: DUNCAN MIDDLEMISS Mgmt For For
1.3 ELECTION OF DIRECTOR: NADINE MILLER Mgmt For For
1.4 ELECTION OF DIRECTOR: WARWICK MORLEY-JEPSON Mgmt Against Against
1.5 ELECTION OF DIRECTOR: BRIAN SKANDERBEG Mgmt Against Against
1.6 ELECTION OF DIRECTOR: EDIE THOME Mgmt For For
1.7 ELECTION OF DIRECTOR: BILL WASHINGTON Mgmt Against Against
2 TO APPOINT GRANT THORNTON LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS Mgmt Against Against
AN ADVISORY NON-BINDING RESOLUTION
ACCEPTING THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE MANAGEMENT
INFORMATION CIRCULAR OF THE CORPORATION
DATED APRIL 19, 2021
--------------------------------------------------------------------------------------------------------------------------
WEST AFRICAN RESOURCES LTD Agenda Number: 713393659
--------------------------------------------------------------------------------------------------------------------------
Security: Q9594D106
Meeting Type: OGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: AU000000WAF6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
ALL PROPOSALS AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 GRANT OF PERFORMANCE RIGHTS TO RICHARD HYDE Mgmt No vote
2 GRANT OF PERFORMANCE RIGHTS TO LYNDON Mgmt No vote
HOPKINS
3 GRANT OF PERFORMANCE RIGHTS TO ELIZABETH Mgmt No vote
MOUNSEY IN LIEU OF DIRECTOR'S FEES
4 GRANT OF PERFORMANCE RIGHTS TO STEWART Mgmt No vote
FINDLAY IN LIEU OF DIRECTOR'S FEES
--------------------------------------------------------------------------------------------------------------------------
WEST AFRICAN RESOURCES LTD Agenda Number: 713901242
--------------------------------------------------------------------------------------------------------------------------
Security: Q9594D106
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: AU000000WAF6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5, 6 AND 7 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 NON BINDING RESOLUTION TO ADOPT Mgmt For For
REMUNERATION REPORT
2 ELECTION OF MS ELIZABETH MOUNSEY AS A Mgmt For For
DIRECTOR
3 ELECTION OF MR STEWART FINDLAY AS A Mgmt For For
DIRECTOR
4 RE-ELECTION OF MR RICHARD HYDE AS A Mgmt For For
DIRECTOR
5 RE-APPROVAL OF INCENTIVE OPTIONS AND Mgmt For For
PERFORMANCE RIGHTS PLAN
6 GRANT OF PERFORMANCE RIGHTS TO MR RICHARD Mgmt For For
HYDE OR HIS NOMINEE(S)
7 GRANT OF PERFORMANCE RIGHTS TO MR LYNDON Mgmt For For
HOPKINS OR HIS NOMINEE(S)
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC Agenda Number: 713833057
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN BEGEMAN Mgmt Against Against
1.2 ELECTION OF DIRECTOR: CHRISTIANE BERGEVIN Mgmt For For
1.3 ELECTION OF DIRECTOR: ALEXANDER DAVIDSON Mgmt For For
1.4 ELECTION OF DIRECTOR: RICHARD GRAFF Mgmt Against Against
1.5 ELECTION OF DIRECTOR: KIMBERLY KEATING Mgmt For For
1.6 ELECTION OF DIRECTOR: PETER MARRONE Mgmt Against Against
1.7 ELECTION OF DIRECTOR: DANIEL RACINE Mgmt For For
1.8 ELECTION OF DIRECTOR: JANE SADOWSKY Mgmt For For
1.9 ELECTION OF DIRECTOR: DINO TITARO Mgmt Against Against
2 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt Against Against
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF OUR BOARD,
YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2021
MANAGEMENT INFORMATION CIRCULAR
Amplify Seymour Cannabis ETF
--------------------------------------------------------------------------------------------------------------------------
AKERNA CORP. Agenda Number: 935299861
--------------------------------------------------------------------------------------------------------------------------
Security: 00973W102
Meeting Type: Annual
Meeting Date: 14-Dec-2020
Ticker: KERN
ISIN: US00973W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Ratification of appointment of Marcum LLP. Mgmt For For
2. Approval of Nasdaq 20% Cap Removal Mgmt For For
Proposal.
3. Approval of the Incentive Plan Amendment Mgmt For For
Proposal.
--------------------------------------------------------------------------------------------------------------------------
AKERNA CORP. Agenda Number: 935413574
--------------------------------------------------------------------------------------------------------------------------
Security: 00973W102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: KERN
ISIN: US00973W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jessica Billingsley Mgmt Withheld Against
Scott Sozio Mgmt For For
Barry Fishman Mgmt For For
2. Ratification of appointment of Marcum LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
APHRIA INC. Agenda Number: 935284492
--------------------------------------------------------------------------------------------------------------------------
Security: 03765K104
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: APHA
ISIN: CA03765K1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Irwin D. Simon Mgmt No vote
Renah Persofsky Mgmt No vote
Jodi Butts Mgmt No vote
John M. Herhalt Mgmt No vote
David Hopkinson Mgmt No vote
Tom Looney Mgmt No vote
Walter Robb Mgmt No vote
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
APHRIA INC. Agenda Number: 935356750
--------------------------------------------------------------------------------------------------------------------------
Security: 03765K104
Meeting Type: Special
Meeting Date: 14-Apr-2021
Ticker: APHA
ISIN: CA03765K1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if thought advisable, to Mgmt For For
pass a special resolution, the full text of
which is set forth in Appendix "C" to the
accompanying joint proxy
statement/management information circular
(the "Circular"), approving an arrangement
pursuant to Section 182 of the Business
Corporations Act (Ontario) involving, among
other things, the acquisition by Tilray,
Inc. of all of the outstanding shares of
Aphria Inc., all as more particularly
described in the Circular.
--------------------------------------------------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC. Agenda Number: 935418497
--------------------------------------------------------------------------------------------------------------------------
Security: 040047607
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ARNA
ISIN: US0400476075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jayson Dallas, M.D. Mgmt For For
Oliver Fetzer, Ph.D. Mgmt For For
Kieran T. Gallahue Mgmt For For
Jennifer Jarrett Mgmt For For
Katharine Knobil, M.D. Mgmt For For
Amit D. Munshi Mgmt For For
Garry A. Neil, M.D. Mgmt For For
Tina S. Nova, Ph.D. Mgmt For For
Nawal Ouzren Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement accompanying this notice.
3. To approve the Arena Pharmaceuticals, Inc. Mgmt For For
2021 Long-Term Incentive Plan.
4. To ratify the appointment of KPMG LLP, an Mgmt Against Against
independent registered public accounting
firm, as our independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CANACCORD GENUITY GROUP INC. Agenda Number: 935243244
--------------------------------------------------------------------------------------------------------------------------
Security: 134801109
Meeting Type: Annual
Meeting Date: 06-Aug-2020
Ticker: CCORF
ISIN: CA1348011091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors at ten. Mgmt For For
2 DIRECTOR
Charles N. Bralver Mgmt Withheld Against
Daniel J. Daviau Mgmt For For
Gillian H. Denham Mgmt For For
Michael D. Harris Mgmt Withheld Against
Merri L. Jones Mgmt For For
David J. Kassie Mgmt For For
Terrence A. Lyons Mgmt Withheld Against
Eric S. Rosenfeld Mgmt For For
Dipesh J. Shah Mgmt For For
Sally J. Tennant Mgmt Withheld Against
3 Appointment of Ernst & Young LLP, Chartered Mgmt For For
Accountants as auditors of the Company for
the ensuing year and authorizing the
directors to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935259083
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual and Special
Meeting Date: 21-Sep-2020
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Judy A. Schmeling Mgmt Abstain Against
1B Election of Director: David Klein Mgmt For For
1C Election of Director: Robert Hanson Mgmt Abstain Against
1D Election of Director: David Lazzarato Mgmt Abstain Against
1E Election of Director: William Newlands Mgmt For For
1F Election of Director: Jim Sabia Mgmt For For
1G Election of Director: Theresa Yanofsky Mgmt Abstain Against
02 The re-appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as the Company's
independent registered public accounting
firm for fiscal year 2021 and to authorize
the Board of Directors of the Company to
fix their remuneration.
03 To approve certain amendments to the Mgmt Against Against
Company's Amended and Restated Omnibus
Incentive Plan and all unallocated awards
issuable under the Amended and Restated
Omnibus Incentive Plan, as described in the
proxy statement.
04 To approve certain amendments to the Mgmt For For
Company's 2017 Employee Stock Purchase
Plan, as described in the proxy statement.
05 To adopt, on an advisory (non-binding) Mgmt Against Against
basis, a resolution approving the
compensation of the Company's named
executive officers, as described in the
proxy statement.
06 To adopt, on an advisory (non-binding) Mgmt 1 Year For
basis, a resolution on the frequency of
future "say-on-pay" votes as described in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CANOPY RIVERS INC. Agenda Number: 935261329
--------------------------------------------------------------------------------------------------------------------------
Security: 138041108
Meeting Type: Annual and Special
Meeting Date: 24-Sep-2020
Ticker: CNPOF
ISIN: CA1380411084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Narbe Alexandrian Mgmt For For
Asha Daniere Mgmt For For
Garth Hankinson Mgmt For For
Mike Lee Mgmt For For
Richard Mavrinac Mgmt For For
Joseph Mimran Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors of the
Company for the ensuing year and
authorizing the directors to fix their
remuneration.
3 To consider and, if deemed advisable, to Mgmt For For
pass, an ordinary resolution approving the
Company's non-employee director share unit
plan, including any previous grants of
restricted share units and all unallocated
restricted share units issuable thereunder,
as more particularly described in the
accompanying management information
circular.
4 To consider and, if deemed advisable, to Mgmt For For
pass, an ordinary resolution approving the
Company's long-term incentive plan,
including any previous grants of
performance share units and all unallocated
awards issuable thereunder, as more
particularly described in the accompanying
management information circular.
--------------------------------------------------------------------------------------------------------------------------
CARA THERAPEUTICS, INC. Agenda Number: 935407557
--------------------------------------------------------------------------------------------------------------------------
Security: 140755109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: CARA
ISIN: US1407551092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harrison Bains, Jr. Mgmt For For
Susan Shiff, Ph.D. Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHARLOTTE'S WEB HOLDINGS, INC. Agenda Number: 935255910
--------------------------------------------------------------------------------------------------------------------------
Security: 16106R109
Meeting Type: Annual
Meeting Date: 03-Sep-2020
Ticker: CWBHF
ISIN: CA16106R1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors to be Mgmt For For
elected at the Meeting at eight.
2 DIRECTOR
Joel Stanley Mgmt For For
Adrienne Elsner Mgmt For For
Jared Stanley Mgmt Withheld Against
John Held Mgmt For For
Shane Hoyne Mgmt For For
Jacques Tortoroli Mgmt For For
Jean Birch Mgmt For For
Susan Vogt Mgmt For For
3 To appoint Ernst & Young LLP as auditors Mgmt For For
for the ensuing year and to authorize the
directors to fix the remuneration to be
paid to the auditors.
--------------------------------------------------------------------------------------------------------------------------
CHARLOTTE'S WEB HOLDINGS, INC. Agenda Number: 935432168
--------------------------------------------------------------------------------------------------------------------------
Security: 16106R109
Meeting Type: Annual and Special
Meeting Date: 09-Jun-2021
Ticker: CWBHF
ISIN: CA16106R1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors to be Mgmt For For
elected at the Meeting at five (5).
2 DIRECTOR
Adrienne Elsner Mgmt For For
John Held Mgmt Withheld Against
Jacques Tortoroli Mgmt Withheld Against
Jean Birch Mgmt Withheld Against
Susan Vogt Mgmt For For
3 To appoint Ernst & Young LLP as auditors Mgmt For For
for the ensuing year and to authorize the
directors to fix the remuneration to be
paid to the auditors.
4 To consider and, if deemed appropriate, Mgmt Against Against
pass, with or without variation, an
ordinary resolution, the full text of which
is set forth in Appendix A to the
management information circular dated April
30, 2021 (the "Information Circular"), to
approve the amended long term incentive
plan of the Company, as more fully
described in the Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CLEVER LEAVES HOLDINGS INC. Agenda Number: 935438324
--------------------------------------------------------------------------------------------------------------------------
Security: 186760104
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: CLVR
ISIN: CA1867601041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kyle Detwiler Mgmt For For
Andres Fajardo Mgmt For For
Etienne Deffarges Mgmt Withheld Against
Elisabeth DeMarse Mgmt Withheld Against
Gary M. Julien Mgmt Withheld Against
2. The appointment of BDO Canada LLP as the Mgmt For For
Company's independent registered public
accounting firm to serve as independent
auditor for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
CRONOS GROUP INC. Agenda Number: 935429440
--------------------------------------------------------------------------------------------------------------------------
Security: 22717L101
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: CRON
ISIN: CA22717L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason Adler Mgmt Withheld Against
Kendrick Ashton, Jr. Mgmt For For
Jody Begley Mgmt Withheld Against
Murray Garnick Mgmt Withheld Against
Michael Gorenstein Mgmt Withheld Against
Heather Newman Mgmt Withheld Against
James Rudyk Mgmt Withheld Against
2. Adoption of an advisory (non-binding) Mgmt Against Against
resolution approving the compensation of
the Company's named executive officers as
disclosed in the proxy statement of the
Company dated April 27, 2021.
3. Appointment of KPMG LLP to serve as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2021 and to
authorize the board of directors of the
Company to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
GW PHARMACEUTICALS PLC Agenda Number: 935358374
--------------------------------------------------------------------------------------------------------------------------
Security: 36197T103
Meeting Type: Special
Meeting Date: 23-Apr-2021
Ticker: GWPH
ISIN: US36197T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1 To approve (with or without modification) a Mgmt For For
scheme of arrangement pursuant to Part 26
of the UK Companies Act 2006 (the
"Scheme").
S1 Special Resolution: To authorize the Board Mgmt For For
of Directors of GW Pharmaceuticals plc (the
"Company") to take all such action to give
effect to the Scheme, including the
amendments to the Articles of Association
of the Company.
O1 Ordinary Resolution: To approve (on a Mgmt Against Against
non-binding, advisory basis) certain
compensation arrangements that may be paid
or become payable to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
HYDROFARM HOLDINGS GROUP, INC. Agenda Number: 935417798
--------------------------------------------------------------------------------------------------------------------------
Security: 44888K209
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: HYFM
ISIN: US44888K2096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve for a Mgmt For For
three-year term expiring in 2024: William
Toler
1B. Election of Class I Director to serve for a Mgmt For For
three-year term expiring in 2024: Patrick
Chung
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021;
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935408624
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gold Mgmt For For
Gary Kreitzer Mgmt Withheld Against
Mary Curran Mgmt For For
Scott Shoemaker Mgmt For For
Paul Smithers Mgmt For For
David Stecher Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MEDIPHARM LABS CORP. Agenda Number: 935245731
--------------------------------------------------------------------------------------------------------------------------
Security: 58504D100
Meeting Type: Annual and Special
Meeting Date: 05-Aug-2020
Ticker: MEDIF
ISIN: CA58504D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patrick McCutcheon Mgmt For For
Christopher Hobbs Mgmt For For
Shelley Martin Mgmt For For
Miriam McDonald Mgmt For For
Marufur Raza Mgmt For For
Keith Strachan Mgmt For For
Dr. Paul Tam Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, a
resolution authorizing and approving the
2020 Equity Incentive Plan, as more
particularly described in the Management
Information Circular dated June 29, 2020.
4 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, a
resolution authorizing and approving
matters related to a private placement, as
more particularly described in the
Management Information Circular dated June
29, 2020.
--------------------------------------------------------------------------------------------------------------------------
MEDIPHARM LABS CORP. Agenda Number: 935435227
--------------------------------------------------------------------------------------------------------------------------
Security: 58504D100
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: MEDIF
ISIN: CA58504D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Patrick McCutcheon Mgmt For For
Keith Strachan Mgmt For For
Chris Taves Mgmt For For
Chris Halyk Mgmt For For
Dr. Paul Tam Mgmt Withheld Against
Miriam McDonald Mgmt Withheld Against
Shelley Martin Mgmt For For
Warren Everitt Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
NEPTUNE WELLNESS SOLUTIONS INC. Agenda Number: 935253295
--------------------------------------------------------------------------------------------------------------------------
Security: 64079L105
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: NEPT
ISIN: CA64079L1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
John M. Moretz Mgmt For For
Michael Cammarata Mgmt For For
Richard P. Schottenfeld Mgmt Withheld Against
Dr. Ronald Denis Mgmt Withheld Against
Joseph Buaron Mgmt Withheld Against
Michael de Geus Mgmt For For
Jane Pemberton Mgmt For For
Frank Rochon Mgmt For For
2 The appointment of Ernst & Young LLP as Mgmt Abstain Against
auditor of the Corporation for the ensuing
year and authorizing the Directors to fix
its remuneration.
--------------------------------------------------------------------------------------------------------------------------
ORGANIGRAM HOLDINGS INC. Agenda Number: 935331847
--------------------------------------------------------------------------------------------------------------------------
Security: 68620P101
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: OGI
ISIN: CA68620P1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Peter Amirault Mgmt For For
Greg Engel Mgmt For For
Dexter John Mgmt For For
Geoffrey Machum Mgmt Withheld Against
Ken Manget Mgmt Withheld Against
Sherry Porter Mgmt Withheld Against
Stephen Smith Mgmt For For
Marni Wieshofer Mgmt For For
2 Appointment of KPMG LLP as Auditor of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
PERKINELMER, INC. Agenda Number: 935345505
--------------------------------------------------------------------------------------------------------------------------
Security: 714046109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PKI
ISIN: US7140461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Peter Barrett, PhD
1B. Election of Director for one year term: Mgmt For For
Samuel R. Chapin
1C. Election of Director for one year term: Mgmt For For
Sylvie Gregoire, PharmD
1D. Election of Director for one year term: Mgmt Against Against
Alexis P. Michas
1E. Election of Director for one year term: Mgmt For For
Prahlad R. Singh, PhD
1F. Election of Director for one year term: Mgmt For For
Michel Vounatsos
1G. Election of Director for one year term: Mgmt For For
Frank Witney, PhD
1H. Election of Director for one year term: Mgmt For For
Pascale Witz
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as PerkinElmer's independent
registered public accounting firm for the
current fiscal year.
3. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SILVER SPIKE ACQUISITION CORP. Agenda Number: 935320755
--------------------------------------------------------------------------------------------------------------------------
Security: G8136L106
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: SSPK
ISIN: KYG8136L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension of Corporate Life Amend the Mgmt For For
Company's amended and restated memorandum
and articles of association to extend the
date that the Company has to consummate a
business combination from February 12, 2021
to July 10, 2021.
3. Adjournment Adjourn the Extraordinary Mgmt For For
General Meeting to a later date or dates,
if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes
for, or otherwise in connection with, the
approval of Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
SILVER SPIKE ACQUISITION CORP. Agenda Number: 935450293
--------------------------------------------------------------------------------------------------------------------------
Security: G8136L106
Meeting Type: Special
Meeting Date: 10-Jun-2021
Ticker: SSPK
ISIN: KYG8136L1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal: To Mgmt For For
approve by ordinary resolution the
transactions contemplated by the Agreement
and Plan of Merger (the "merger
agreement"), dated as of December 10, 2020,
by and among Silver Spike, Silver Spike
Merger Sub LLC, a Delaware limited
liability company and a wholly owned direct
subsidiary of Silver Spike ("Merger Sub"),
WM Holding Company, LLC, a Delaware limited
liability company ("WMH"), and Ghost Media
Group, LLC, a Nevada limited liability
company, ... (due to space limits, see
proxy statement for full proposal).
2. The Nasdaq Proposal: To approve by ordinary Mgmt For For
resolution, for purposes of complying with
the Nasdaq Stock Market Listing Rules
5635(a), (b) and (d), the issuance by
Silver Spike of an aggregate of (i)
32,500,000 shares of Class A common stock,
par value $0.0001 per share, to investors
pursuant to the subscription agreements
(the "subscription investors"), dated as of
December 10, 2020, by and among Silver
Spike and such subscription investors,
pursuant to which the subscription ... (due
to space limits, see proxy statement for
full proposal).
3. The Domestication Proposal: To approve by Mgmt For For
special resolution the change of Silver
Spike's jurisdiction of incorporation from
the Cayman Islands to the State of Delaware
by deregistering as an exempted company in
the Cayman Islands and domesticating and
continuing as a corporation incorporated
under the laws of the State of Delaware
(the "domestication").
4. The Organizational Documents Proposal: to Mgmt For For
approve (i) the change of our name from
"Silver Spike Acquisition Corp." to "WM
Technology, Inc." ("New WMH"), (ii)
adopting Delaware as the exclusive forum
for certain stockholder litigation, (iii)
upon the closing of the business
combination (the "closing"), making New
WMH's corporate existence perpetual, (iv)
upon the closing, providing for the
ineffectiveness of certain provisions
related to our status as a blank check
company that will no longer be ...(due to
space limits, see proxy statement for full
proposal).
5. The Organizational Documents Proposal: to Mgmt Against Against
approve provisions providing that Silver
Spike's board of directors will be divided
into three classes following the business
combination, with each class generally
serving for a term of three years and with
only one class of directors being elected
in each year.
6. The Organizational Documents Proposal: to Mgmt Against Against
approve provisions providing that the
directors of Silver Spike, except for
preferred stock directors (as defined in
the proposed organizational documents), may
only be removed for cause (as defined in
the proposed organizational documents).
7. The Organizational Documents Proposal: to Mgmt Against Against
approve provisions removing the ability of
shareholders to call a special meeting of
shareholders.
8. The Organizational Documents Proposal: to Mgmt Against Against
approve provisions removing the ability of
shareholders to act by written consent in
lieu of a meeting.
9. The Organizational Documents Proposal: to Mgmt For For
authorize the change in the authorized
capital stock of Silver Spike from (i)
200,000,000 Class A ordinary shares, par
value $0.0001 per share, 20,000,000 Class B
ordinary shares, par value $0.0001 per
share, and 1,000,000 preferred shares, par
value $0.0001 per share, to (ii)
1,500,000,000 shares of Class A common
stock, par value $0.0001 per share,
500,000,000 shares of Class V common stock,
par value $0.0001 per share, and 75,000,000
shares of preferred stock, par value
$0.0001 per share.
10. The Equity Incentive Plan Proposal: To Mgmt For For
approve by ordinary resolution the New WMH
2021 Equity Incentive Plan.
11. The Employee Stock Purchase Plan Proposal: Mgmt For For
To approve by ordinary resolution the New
WMH 2021 Employee Stock Purchase Plan.
12. The Adjournment Proposal: To approve by Mgmt For For
ordinary resolution the adjournment of the
general meeting to a later date or dates,
if necessary or appropriate, to permit
further solicitation and vote of proxies in
the event, based on the tabulated votes,
that there are insufficient votes at the
time of the general meeting to approve one
or more proposals at the general meeting.
--------------------------------------------------------------------------------------------------------------------------
TILRAY INC. Agenda Number: 935354883
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Special
Meeting Date: 30-Apr-2021
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Tilray Charter Amendment Mgmt For For
Proposal. To approve an amendment to the
Tilray Second Amended and Restated
Certificate of Incorporation to increase
the authorized capital stock of Tilray from
743,333,333 shares to 900,000,000 shares of
capital stock, consisting of 890,000,000
shares of Class 2 common stock and
10,000,000 shares of preferred stock.
2. Approval of the Tilray Share Issuance Mgmt For For
Proposal. To approve the issuance of Tilray
Class 2 common stock to Aphria shareholders
pursuant to the arrangement agreement dated
December 15, 2020, as amended on February
19, 2021, between Aphria Inc. and Tilray,
Inc. (the "Arrangement Agreement").
3. Approval of the Tilray Advisory Mgmt For For
Compensation Proposal. To approve, on an
advisory (non-binding) basis, the
compensation that may be paid to Tilray's
named executive officers that is based on
or otherwise relates to the transactions
contemplated by the Arrangement Agreement.
4. Approval of the Tilray Adjournment Mgmt For For
Proposal. To approve the adjournment of the
Tilray special meeting to a later date or
dates, if necessary or appropriate, to
solicit additional proxies in the event
there are not sufficient votes at the time
of the Tilray special meeting to approve
the Tilray Charter Amendment Proposal and
the Tilray Share Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
VILLAGE FARMS INTERNATIONAL, INC. Agenda Number: 935436166
--------------------------------------------------------------------------------------------------------------------------
Security: 92707Y108
Meeting Type: Annual and Special
Meeting Date: 10-Jun-2021
Ticker: VFF
ISIN: CA92707Y1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael A. DeGiglio Mgmt For For
John P. Henry Mgmt Withheld Against
David Holewinski Mgmt Withheld Against
John R. McLernon Mgmt For For
Stephen C. Ruffini Mgmt For For
Christopher C. Woodward Mgmt Withheld Against
2 Appointment of PricewaterhouseCoopers LLP Mgmt Abstain Against
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 An ordinary resolution, in the form Mgmt Against Against
attached as Appendix B to the Proxy
Statement, to approve unallocated awards
under the Company's Amended and Restated
Equity Plan, and the Company's ability to
continue granting awards under the Amended
and Restated Equity Plan until June 10,
2024.
4 An ordinary resolution, in the form Mgmt Against Against
attached as Appendix C to the Proxy
Statement, to approve certain amendments to
the Company's Amended and Restated Equity
Plan.
Amplify Transformational Data Sharing ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935345810
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of AMD to
the stockholders of Xilinx, Inc. ("Xilinx")
in connection with the merger contemplated
by the Agreement and Plan of Merger, dated
October 26, 2020, as it may be amended from
time to time, by and among AMD, Thrones
Merger Sub, Inc., a wholly owned subsidiary
of AMD, and Xilinx (the "AMD share issuance
proposal").
2. Approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the AMD share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to the stockholders of AMD.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935366523
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt Against Against
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Lisa T. Su Mgmt For For
1H. Election of Director: Abhi Y. Talwalkar Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt For For
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt Against Against
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt Against Against
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt Against Against
1K. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt Against Against
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr For Against
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr For Against
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr For Against
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt Against Against
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr For Against
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
ARGO BLOCKCHAIN PLC Agenda Number: 713612744
--------------------------------------------------------------------------------------------------------------------------
Security: G053A3104
Meeting Type: OGM
Meeting Date: 05-Mar-2021
Ticker:
ISIN: GB00BZ15CS02
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AUTHORISE ISSUE OF EQUITY Mgmt For For
2 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
ARGO BLOCKCHAIN PLC Agenda Number: 714261156
--------------------------------------------------------------------------------------------------------------------------
Security: G053A3104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: GB00BZ15CS02
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND AUDITED ACCOUNTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-APPOINT MARCO D'ATTANSIO AS DIRECTOR Mgmt For For
OF THE COMPANY
4 TO RE-APPOINT PKF LITTLEJOHN LLP AS AUDITOR Mgmt For For
5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
AUDITORS' REMUNERATION
6 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
7 TO DIS-APPLY PRE-EMPTION RIGHTS Mgmt For For
8 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BALLY'S CORPORATION Agenda Number: 935456916
--------------------------------------------------------------------------------------------------------------------------
Security: 05875B106
Meeting Type: Special
Meeting Date: 30-Jun-2021
Ticker: BALY
ISIN: US05875B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the potential issuance of more Mgmt For For
than 19.9% of Bally's common stock in
connection with the Acquisition of Gamesys.
2. To approve and adopt the Bally's Employee Mgmt For For
Stock Purchase Plan.
3. To adjourn the special meeting to a later Mgmt For For
date or time, if necessary.
--------------------------------------------------------------------------------------------------------------------------
BANK OF CHINA LTD Agenda Number: 713436360
--------------------------------------------------------------------------------------------------------------------------
Security: Y0698A107
Meeting Type: EGM
Meeting Date: 18-Jan-2021
Ticker:
ISIN: CNE1000001Z5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1203/2020120301224.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1203/2020120301308.pdf
1 TO CONSIDER AND APPROVE THE ELECTION OF MS. Mgmt For For
ZHANG KEQIU TO BE APPOINTED AS SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE BANK
2 TO CONSIDER AND APPROVE THE 2019 Mgmt For For
REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN
OF THE BOARD OF DIRECTORS AND EXECUTIVE
DIRECTORS
3 TO CONSIDER AND APPROVE THE 2019 Mgmt For For
REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN
OF THE BOARD OF SUPERVISORS AND SHAREHOLDER
REPRESENTATIVE SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
BITFARMS LTD Agenda Number: 714270458
--------------------------------------------------------------------------------------------------------------------------
Security: 09173B107
Meeting Type: MIX
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CA09173B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4, 5 AND 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.5 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: EMILIANO JOEL GRODZKI Mgmt Against Against
1.2 ELECTION OF DIRECTOR: NICOLAS BONTA Mgmt For For
1.3 ELECTION OF DIRECTOR: BRIAN HOWLETT Mgmt For For
1.4 ELECTION OF DIRECTOR: PIERRE SECCARECCIA Mgmt For For
1.5 ELECTION OF DIRECTOR: ANDRES FINKIELSZTAIN Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 AT THE MEETING, SHAREHOLDERS WILL BE ASKED Mgmt For For
TO CONSIDER, AND IF DEEMED ADVISABLE, TO
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO RATIFY, CONFIRM AND
APPROVE THE BY-LAW NO. 3, IN RESPECT OF THE
ADVANCE NOTICE REQUIREMENTS FOR NOMINATIONS
OF DIRECTORS BY SHAREHOLDERS IN CERTAIN
CIRCUMSTANCES
4 AT THE MEETING, SHAREHOLDERS WILL BE ASKED Mgmt For For
TO CONSIDER AND, IF DEEMED ADVISABLE, TO
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO RATIFY, CONFIRM AND
APPROVE THE BY-LAW NO. 4, IN RESPECT OF THE
FORUM FOR COMPLAINTS ASSERTING A CAUSE OF
ACTION UNDER THE U.S. SECURITIES ACT OF
1933
5 AT THE MEETING, SHAREHOLDERS WILL BE ASKED Mgmt For For
TO CONSIDER AND, IF DEEMED ADVISABLE, TO
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO APPROVE THE
CORPORATION'S 10% ROLLING LONG TERM
INCENTIVE PLAN FOR THE ENSUING YEAR
6 AT THE MEETING, SHAREHOLDERS WILL BE ASKED Mgmt For For
TO CONSIDER, AND IF THOUGHT ADVISABLE,
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION AUTHORIZING THE CORPORATION TO
MAKE AN APPLICATION FOR THE CONTINUANCE OF
THE CORPORATION UNDER THE BUSINESS
CORPORATIONS ACT (ONTARIO)
--------------------------------------------------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION Agenda Number: 713592740
--------------------------------------------------------------------------------------------------------------------------
Security: Y1397N101
Meeting Type: EGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: CNE1000002H1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0208/2021020800452.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0208/2021020800466.pdf
1 ELECTION OF MR. WANG JIANG AS EXECUTIVE Mgmt For For
DIRECTOR OF THE BANK
2 CONFIRMING THE DONATIONS OF ANTI-PANDEMIC Mgmt For For
MATERIALS MADE IN 2020
3 ADDITIONAL LIMIT ON POVERTY ALLEVIATION Mgmt For For
DONATIONS
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935359340
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1B. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1C. Election of Equity Director: Charles P. Mgmt Against Against
Carey
1D. Election of Equity Director: Dennis H. Mgmt Against Against
Chookaszian
1E. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1F. Election of Equity Director: Ana Dutra Mgmt Against Against
1G. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1H. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1I. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1J. Election of Equity Director: Daniel G. Kaye Mgmt Against Against
1K. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1L. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1M. Election of Equity Director: Terry L. Mgmt Against Against
Savage
1N. Election of Equity Director: Rahael Seifu Mgmt For For
1O. Election of Equity Director: William R. Mgmt For For
Shepard
1P. Election of Equity Director: Howard J. Mgmt For For
Siegel
1Q. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young as our independent registered public
accounting firm for 2021.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL GARAGE,INC. Agenda Number: 714257486
--------------------------------------------------------------------------------------------------------------------------
Security: J1229F109
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3549070005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayashi, Kaoru
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Soda, Makoto
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Odori, Keizo
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Masashi
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Okuma,
Masahito
2.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shino, Hiroshi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Joichi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omura, Emi
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 714251092
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A
TO 1.E AND 2. THANK YOU
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For
1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt Against Against
1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt Against Against
1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For
1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For
2 APPOINTMENT OF DAVIDSON & COMPANY LLP AS Mgmt For For
AUDITORS OF THE COMPANY FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THE REMUNERATION TO BE PAID TO THE
COMPANY'S AUDITOR
3 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt Against Against
(THE "LTI PLAN") AS SET OUT IN SCHEDULE C
TO THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR (THE "INFORMATION CIRCULAR"), AS
MORE PARTICULARLY DESCRIBED THEREIN
4 APPROVAL OF CERTAIN GRANTS PREVIOUSLY Mgmt For For
ISSUED UNDER THE LTI PLAN, AS MORE
PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR
CMMT 08 JUNE 2021: REGARDING RESOLUTION 5.I, Non-Voting
NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL
BE TREATED AS NOT MARKED. REGARDING
RESOLUTION 5.II, NOTE: FOR = YES, ABSTAIN =
NO, AGAINST WILL BE TREATED AS NOT MARKED.
THANK YOU
5.I FOR THE PURPOSE OF DETERMINING THE Mgmt Against
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: IT IS NOT A U.S. RESIDENT
5.II FOR THE PURPOSE OF DETERMINING THE Mgmt Against
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
NOT A U.S. RESIDENT
CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting
FOR THE ACCOUNT OR BENEFIT OF ANY OTHER
PERSON, PLEASE ALSO CHECK THE "YES" BOX IN
5(II) ABOVE
CMMT IF YOU DO NOT COMPLETE THIS DECLARATION OF Non-Voting
NON-U.S. STATUS OR IF IT IS DETERMINED BY
THE DIRECTORS OF THE COMPANY, IN THEIR
ABSOLUTE DISCRETION, THAT YOU INCORRECTLY
COMPLETED THIS DECLARATION (THROUGH
INADVERTENCE OR OTHERWISE), IT WILL BE
DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR
(B) TO THE EXTENT THAT YOU HOLD SHARES OF
THE COMPANY FOR THE ACCOUNT OR BENEFIT OF
ANY OTHER PERSON, SUCH PERSON IS A U.S.
RESIDENT. IF YOU CHECKED THE "NO" BOX IN
5(II) ABOVE INDICATING THAT YOU HOLD SHARES
OF THE COMPANY FOR THE ACCOUNT OR BENEFIT
OF ANY OTHER PERSON THAT IS A U.S.
RESIDENT, IT IS IMPORTANT THAT YOU ALSO
COMPLETE, SIGN AND MAIL (USING THE RETURN
ENVELOPE PROVIDED TO YOU) THE ADDITIONAL
PAPER FORM OF DECLARATION OF BENEFICIAL
OWNERSHIP (THE "BENEFICIAL OWNERSHIP
DECLARATION") THAT HAS BEEN SENT TO YOU
WITH THE MEETING MATERIALS. IF YOU DO NOT
COMPLETE, SIGN AND MAIL THE BENEFICIAL
OWNERSHIP DECLARATION, OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THE BENEFICIAL
OWNERSHIP DECLARATION (THROUGH INADVERTENCE
OR OTHERWISE), IT WILL BE DEEMED THAT ALL
SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT
OR BENEFIT OF A PERSON THAT IS A U.S.
RESIDENT. IF YOU CHECKED THE "YES" BOX IN
5(II) ABOVE, YOU DO NOT NEED TO COMPLETE
BENEFICIAL OWNERSHIP DECLARATION
CMMT 08 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GMO INTERNET INC. Agenda Number: 713654336
--------------------------------------------------------------------------------------------------------------------------
Security: J1822R104
Meeting Type: AGM
Meeting Date: 20-Mar-2021
Ticker:
ISIN: JP3152750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kumagai,
Masatoshi
1.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yasuda,
Masashi
1.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nishiyama,
Hiroyuki
1.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ainoura, Issei
1.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ito, Tadashi
1.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yamashita,
Hirofumi
1.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Arisawa,
Katsumi
1.8 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Horiuchi,
Toshiaki
1.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Arai, Teruhiro
1.10 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayashi, Yasuo
1.11 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kodama,
Kimihiro
1.12 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Chujo, Ichiro
1.13 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hashiguchi,
Makoto
1.14 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Fukui, Atsuko
1.15 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kaneko,
Takehito
1.16 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inagaki,
Noriko
1.17 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kawasaki, Yuki
--------------------------------------------------------------------------------------------------------------------------
HIVE BLOCKCHAIN TECHNOLOGIES LTD Agenda Number: 713419516
--------------------------------------------------------------------------------------------------------------------------
Security: 43366H100
Meeting Type: AGM
Meeting Date: 22-Dec-2020
Ticker:
ISIN: CA43366H1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.5 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT FIVE (5) Mgmt For For
2.1 ELECTION OF DIRECTOR: FRANK HOLMES Mgmt Against Against
2.2 ELECTION OF DIRECTOR: TOBIAS EBEL Mgmt For For
2.3 ELECTION OF DIRECTOR: MARCUS NEW Mgmt For For
2.4 ELECTION OF DIRECTOR: DAVE PERRILL Mgmt For For
2.5 ELECTION OF DIRECTOR: IAN MANN Mgmt For For
3 RE-APPOINTMENT OF DAVIDSON & COMPANY LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO RE-APPROVE THE CORPORATION'S STOCK Mgmt For For
OPTION PLAN
5 TO RE-APPROVE THE CORPORATION'S RESTRICTED Mgmt For For
SHARE UNIT PLAN
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt Against Against
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt Against Against
1E. Election of Director: D. Scott Davis Mgmt Against Against
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt Against Against
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt Against Against
4. Shareholder Right To Act By Written Shr For Against
Consent.
--------------------------------------------------------------------------------------------------------------------------
HUT 8 MINING CORP Agenda Number: 713432920
--------------------------------------------------------------------------------------------------------------------------
Security: 44812T102
Meeting Type: MIX
Meeting Date: 30-Dec-2020
Ticker:
ISIN: CA44812T1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: BILL TAI Mgmt For For
2.2 ELECTION OF DIRECTOR: JEREMY SEWELL Mgmt For For
2.3 ELECTION OF DIRECTOR: JOSEPH FLINN Mgmt For For
2.4 ELECTION OF DIRECTOR: SANJIV SAMANT Mgmt For For
2.5 ELECTION OF DIRECTOR: CHRIS ELDREDGE Mgmt For For
2.6 ELECTION OF DIRECTOR: JAIME LEVERTON Mgmt For For
3 APPOINTMENT OF DMCL LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 APPROVAL OF AN ORDINARY RESOLUTION Mgmt For For
APPROVING A SECURITIES FOR SERVICES PLAN
WITH INDUNA ENERGY INC. WHICH INCLUDES A
ONE-TIME SECURITIES ISSUANCE OF380,000
COMMON SHARES FOR SERVICES RENDERED IN
2020, AND THE ISSUANCE OF UP TO 600,000
COMMON SHARES IN 2021 AT THE DISCRETION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUT 8 MINING CORP Agenda Number: 714233018
--------------------------------------------------------------------------------------------------------------------------
Security: 44812T102
Meeting Type: MIX
Meeting Date: 23-Jun-2021
Ticker:
ISIN: CA44812T1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.5 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: BILL TAI Mgmt For For
1.2 ELECTION OF DIRECTOR: JOSEPH FLINN Mgmt For For
1.3 ELECTION OF DIRECTOR: JEREMY SEWELL Mgmt For For
1.4 ELECTION OF DIRECTOR: JAIME LEVERTON Mgmt For For
1.5 ELECTION OF DIRECTOR: ALEXIA HEFTI Mgmt For For
2 APPOINTMENT OF DALE MATHESON CARR-HILTON Mgmt For For
LABONTE LLP, CHARTERED PROFESSIONAL
ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS AN ORDINARY RESOLUTION APPROVING
CERTAIN AMENDMENTS TO THE COMPANY'S OMNIBUS
LONG-TERM INCENTIVE PLAN, AS FURTHER
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR
4 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt For For
PASS AN ORDINARY RESOLUTION APPROVING THE
IMPLEMENTATION OF A NEW EMPLOYEE SHARE
PURCHASE PLAN, AS FURTHER DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATIONAL
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC Agenda Number: 713022565
--------------------------------------------------------------------------------------------------------------------------
Security: G4753Q106
Meeting Type: AGM
Meeting Date: 17-Sep-2020
Ticker:
ISIN: GB00B06QFB75
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YEAR ENDED 31 MAY 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MAY 2020
4 TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Mgmt For For
SHARES OF THE COMPANY FOR THE YEAR ENDED 31
MAY 2020 OF 30.24 PENCE PER ORDINARY SHARE
5 TO RE-ELECT JUNE FELIX (EXECUTIVE DIRECTOR) Mgmt For For
AS A DIRECTOR OF THE COMPANY
6 TO RE-ELECT SALLY-ANN HIBBERD Mgmt For For
(NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF
THE COMPANY
7 TO RE-ELECT MALCOLM LE MAY (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
8 TO RE-ELECT BRIDGET MESSER (EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
9 TO RE-ELECT JONATHAN MOULDS (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
10 TO RE-ELECT JIM NEWMAN (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
11 TO RE-ELECT JON NOBLE (EXECUTIVE DIRECTOR) Mgmt For For
AS A DIRECTOR OF THE COMPANY
12 TO ELECT ANDREW DIDHAM (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
13 TO ELECT MIKE MCTIGHE (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
14 TO ELECT HELEN STEVENSON (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
15 TO ELECT CHARLIE ROZES (EXECUTIVE DIRECTOR) Mgmt For For
AS A DIRECTOR OF THE COMPANY
16 TO ELECT RAKESH BHASIN (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
17 TO RE-APPOINT PRICEWATERHOUSECOOPERS LL P Mgmt Against Against
AS THE AUDITORS OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID
18 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt Against Against
BOARD TO DETERMINE THE AUDITORS
REMUNERATION
19 THAT THE DIRECTORS BE AND ARE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO AND
IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 (THE '2006 ACT') TO
EXERCISE ALL THE POWERS OF THE COMPANY TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR OR TO CONVERT ANY SECURITY INTO SHARES:
I. UP TO A NOMINAL AMOUNT OF GBP 6,000; AND
II. COMPRISING EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) OF THE 2006 ACT)
UP TO A FURTHER NOMINAL AMOUNT OF GBP 6,000
IN CONNECTION WITH AN OFFER BY WAY OF A
RIGHTS ISSUE; SUCH AUTHORITIES TO APPLY IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 551 OF THE 2006 ACT AND
TO EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OR ON 7 DECEMBER 2021,
WHICHEVER IS EARLIER BUT, IN EACH CASE, SO
THAT THE COMPANY MAY MAKE OFFERS AND ENTER
INTO AGREEMENTS DURING THE RELEVANT PERIOD
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS. FOR THE
PURPOSES OF THIS RESOLUTION, RIGHTS ISSUE
MEANS AN OFFER TO: (I) ORDINARY
SHAREHOLDERS IN PROPORTION (AS NEARLY AS
MAY BE PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS
OF OTHER EQUITY SECURITIES IF THIS IS
REQUIRED BY THE RIGHTS OF THOSE SECURITIES
OR, IF THE DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, TO SUBSCRIBE FOR FURTHER
SECURITIES BY MEANS OF THE ISSUE OF A
RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE
DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD
BEFORE PAYMENT FOR THE SECURITIES IS DUE,
BUT SUBJECT IN BOTH CASES TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY
20 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
19 ABOVE, THE DIRECTORS BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR
CASH: (I) PURSUANT TO THE AUTHORITY GIVEN
BY PARAGRAPH (I) OF RESOLUTION 19 ABOVE OR
WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 560(2)(B) OF THE 2006 ACT IN EACH
CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE
OFFER; AND (II) OTHERWISE THAN IN
CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 900; AND
(II) PURSUANT TO THE AUTHORITY GIVEN BY
PARAGRAPH (II) OF RESOLUTION 19 ABOVE IN
CONNECTION WITH A RIGHTS ISSUE, AS IF
SECTION 561(1) OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY
TO EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR AT THE
CLOSE OF BUSINESS ON 7 DECEMBER 2021,
WHICHEVER IS EARLIER PROVIDED THAT THE
COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE EXPIRY OF SUCH
AUTHORITY WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES OR SELL TREASURY
SHARES PURSUANT TO ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. FOR THE PURPOSES OF THIS
RESOLUTION: (I) 'RIGHTS ISSUE' HAS THE SAME
MEANING AS IN RESOLUTION 19 ABOVE; (II)
'PRE-EMPTIVE OFFER' MEANS AN OFFER OF
EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A
PERIOD FIXED BY THE DIRECTORS TO HOLDERS
(OTHER THAN THE COMPANY) ON THE REGISTER ON
A RECORD DATE FIXED BY THE DIRECTORS OF
ORDINARY SHARES IN PROPORTION TO THEIR
RESPECTIVE HOLDINGS BUT SUBJECT TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY; (III)
REFERENCES TO AN ALLOTMENT OF EQUITY
SECURITIES SHALL INCLUDE A SALE OF TREASURY
SHARES; AND (IV) THE NOMINAL AMOUNT OF ANY
SECURITIES SHALL BE TAKEN TO BE, IN THE
CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITIES INTO SHARES OF THE COMPANY,
THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY
BE ALLOTTED PURSUANT TO SUCH RIGHTS
21 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
19 ABOVE, AND IN ADDITION TO ANY AUTHORITY
GRANTED BY RESOLUTION 20 ABOVE, THE
DIRECTORS BE AUTHORISED PURSUANT TO SECTION
570 AND SECTION 573 OF THE 2006 ACT TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560(1) OF THE 2006 ACT) FOR CASH
UNDER THE AUTHORITY CONFERRED BY RESOLUTION
20 ABOVE AND/OR TO SELL TREASURY SHARES FOR
CASH AS IF SECTION 561(1) OF THE 2006 ACT
DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, PROVIDED THAT THIS AUTHORITY SHALL
BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 900; AND
(II) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE; SUCH AUTHORITY TO EXPIRE AT THE END
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY OR AT THE CLOSE OF BUSINESS ON 7
DECEMBER 2021, WHICHEVER IS EARLIER
PROVIDED THAT THE COMPANY MAY MAKE OFFERS
AND ENTER INTO AGREEMENTS BEFORE THE EXPIRY
OF SUCH AUTHORITY WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AND TREASURY SHARES TO BE SOLD AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES PURSUANT TO ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
22 THAT THE COMPANY BE AND IS HEREBY Mgmt For For
UNCONDITIONALLY AND GENERALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE 2006
ACT TO MAKE MARKET PURCHASES (AS DEFINED IN
SECTION 693 OF THE 2006 ACT) OF ORDINARY
SHARES OF 0.005 PENCE EACH IN THE CAPITAL
OF THE COMPANY PROVIDED THAT: (I) THE
MAXIMUM NUMBER OF SHARES WHICH MAY BE
PURCHASED IS 37,029,945 (REPRESENTING AN
AMOUNT EQUAL TO 10 PER CENT OF THE
COMPANY'S TOTAL ISSUED ORDINARY SHARE
CAPITAL AS AT 7 AUGUST 2020); (II) THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
SHARE IS 0.005 PENCE; (III) THE MAXIMUM
PRICE WHICH MAY BE PAID FOR A SHARE IS AN
AMOUNT EQUAL TO THE HIGHER OF: (I) 105 PER
CENT OF THE AVERAGE OF THE CLOSING PRICE OF
THE COMPANY'S ORDINARY SHARES AS DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE 5 BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH
SHARE IS CONTRACTED TO BE PURCHASED; OR
(II) THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
BID AS STIPULATED BY COMMISSION-ADOPTED
REGULATORY TECHNICAL STANDARDS PURSUANT TO
ARTICLE 5(6) OF THE MARKET ABUSE
REGULATION; AND (IV) THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR ON 7
DECEMBER 2021, WHICHEVER IS EARLIER (EXCEPT
IN RELATION TO THE PURCHASE OF SHARES, THE
CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE
EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED
PRIOR TO SUCH TIME
23 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
24 THAT IN RELATION TO CERTAIN HISTORICAL Mgmt For For
DIVIDENDS PAID BY THE COMPANY, BEING THE
INTERIM DIVIDEND FOR THE YEAR ENDED 31 MAY
2010 PAID TO SHAREHOLDERS OF THE COMPANY ON
2 MARCH 2010, THE FINAL DIVIDEND FOR THE
YEAR ENDED 31 MAY 2017 PAID TO SHAREHOLDERS
OF THE COMPANY ON 27 OCTOBER 2017 AND THE
INTERIM DIVIDEND FOR THE YEAR ENDED 31 MAY
2018 PAID TO SHAREHOLDERS OF THE COMPANY ON
2 MARCH 2018: (I) A) THE APPROPRIATION OF
DISTRIBUTABLE PROFITS OF THE COMPANY (AS
SHOWN IN THE AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31 MAY
2010) TO THE PAYMENT OF THE INTERIM
DIVIDEND, FOR YEAR ENDED 31 MAY 2010, OF
5.0 PENCE PER ORDINARY SHARE OF 0.005 PENCE
EACH IN THE SHARE CAPITAL OF THE COMPANY
PAID ON 2 MARCH 2010 (THE "2010 DIVIDEND"),
BE AND IS HEREBY AUTHORISED AND CONFIRMED
BY REFERENCE TO THE SAME RECORD DATE AS THE
ORIGINAL ACCOUNTING ENTRIES FOR SUCH
DIVIDEND; B) THE APPROPRIATION OF
DISTRIBUTABLE PROFITS OF THE COMPANY (AS
SHOWN IN THE AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31 MAY
2017) TO THE PAYMENT OF THE FINAL DIVIDEND,
FOR THE YEAR ENDED 31 MAY 2017, OF 22.88
PENCE PER ORDINARY SHARE OF 0.005 PENCE
EACH IN THE SHARE CAPITAL OF THE COMPANY
PAID ON 27 OCTOBER 2017 (THE "2017
DIVIDEND"), BE AND IS HEREBY AUTHORISED AND
CONFIRMED BY REFERENCE TO THE SAME RECORD
DATE AS THE ORIGINAL ACCOUNTING ENTRIES FOR
SUCH DIVIDEND; C) THE APPROPRIATION OF
DISTRIBUTABLE PROFITS OF THE COMPANY (AS
SHOWN IN THE AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED 31 MAY
2018) TO THE PAYMENT OF THE INTERIM
DIVIDEND, FOR THE YEAR ENDED 31 MAY 2018,
OF 9.69 PENCE PER ORDINARY SHARE OF 0.005
PENCE EACH IN THE SHARE CAPITAL OF THE
COMPANY PAID ON 2 MARCH 2018 (THE "2018
DIVIDEND", TOGETHER WITH THE 2010 DIVIDEND
AND 2017 DIVIDEND, THE "DIVIDENDS"), BE AND
IS HEREBY AUTHORISED AND CONFIRMED BY
REFERENCE TO THE SAME RECORD DATE AS THE
ORIGINAL ACCOUNTING ENTRIES FOR SUCH
DIVIDEND; AND (II) ANY AND ALL CLAIMS WHICH
THE COMPANY HAS OR MAY HAVE ARISING OUT OF
OR IN CONNECTION WITH THE PAYMENT OF THE
DIVIDENDS AGAINST THOSE SHAREHOLDERS WHO
APPEARED ON THE REGISTER OF MEMBERS ON THE
RECORD DATE FOR THE DIVIDENDS BE WAIVED AND
RELEASED, AND THAT A DEED OF RELEASE IN
FAVOUR OF SUCH SHAREHOLDERS BE ENTERED INTO
BY THE COMPANY IN THE FORM PRODUCED TO THE
ANNUAL GENERAL MEETING AND INITIALLED BY
THE CHAIRMAN FOR THE PURPOSES OF
IDENTIFICATION AND ANY DIRECTOR IN THE
PRESENCE OF A WITNESS OR ANY TWO DIRECTORS
OR ANY DIRECTOR AND THE COMPANY SECRETARY
BE AUTHORISED TO EXECUTE THE DEED OF
RELEASE AS A DEED POLL FOR AND ON BEHALF OF
THE COMPANY; AND (III) ANY DISTRIBUTION
INVOLVED IN THE GIVING OF THE RELEASE
(REFERRED TO IN PARAGRAPH (II) ABOVE) IN
RELATION TO THE DIVIDENDS BE MADE OUT OF
THE RELEVANT DISTRIBUTABLE PROFITS OF THE
COMPANY APPROPRIATED TO THE DIVIDENDS BY
REFERENCE TO A RECORD DATE IDENTICAL TO THE
RECORD DATE FOR THE DIVIDENDS; AND (IV) ANY
AND ALL CLAIMS WHICH THE COMPANY HAS OR MAY
HAVE AGAINST EACH OF ITS DIRECTORS (WHETHER
PAST OR PRESENT) ARISING OUT OF OR IN
CONNECTION WITH THE APPROVAL, DECLARATION
OR PAYMENT OF THE DIVIDENDS BE WAIVED AND
RELEASED AND A DEED OF RELEASE IN FAVOUR OF
SUCH PERSONS BE ENTERED INTO BY THE COMPANY
IN THE FORM PRODUCED TO THE ANNUAL GENERAL
MEETING AND INITIALLED BY THE CHAIRMAN FOR
THE PURPOSES OF IDENTIFICATION AND ANY
DIRECTOR IN THE PRESENCE OF A WITNESS OR
ANY TWO DIRECTORS OR ANY DIRECTOR AND THE
COMPANY SECRETARY BE AUTHORISED TO EXECUTE
THE SAME AS A DEED POLL FOR AND ON BEHALF
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 935367397
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Hon. Sharon Y. Bowen
1B. Election of Director for term expiring in Mgmt For For
2022: Shantella E. Cooper
1C. Election of Director for term expiring in Mgmt Against Against
2022: Charles R. Crisp
1D. Election of Director for term expiring in Mgmt For For
2022: Duriya M. Farooqui
1E. Election of Director for term expiring in Mgmt For For
2022: The Rt. Hon. the Lord Hague of
Richmond
1F. Election of Director for term expiring in Mgmt For For
2022: Mark F. Mulhern
1G. Election of Director for term expiring in Mgmt For For
2022: Thomas E. Noonan
1H. Election of Director for term expiring in Mgmt Against Against
2022: Frederic V. Salerno
1I. Election of Director for term expiring in Mgmt For For
2022: Caroline L. Silver
1J. Election of Director for term expiring in Mgmt Against Against
2022: Jeffrey C. Sprecher
1K. Election of Director for term expiring in Mgmt For For
2022: Judith A. Sprieser
1L. Election of Director for term expiring in Mgmt Against Against
2022: Vincent Tese
2. To approve, by non-binding vote, the Mgmt For For
advisory resolution on executive
compensation for named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. A stockholder proposal regarding adoption Shr For Against
of a simple majority voting standard, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935346949
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Thomas Buberl
1B. Election of Director for one year term: Mgmt Against Against
Michael L. Eskew
1C. Election of Director for one year term: Mgmt For For
David N. Farr
1D. Election of Director for one year term: Mgmt Against Against
Alex Gorsky
1E. Election of Director for one year term: Mgmt For For
Michelle J. Howard
1F. Election of Director for one year term: Mgmt Against Against
Arvind Krishna
1G. Election of Director for one year term: Mgmt Against Against
Andrew N. Liveris
1H. Election of Director for one year term: F. Mgmt For For
William McNabb III
1I. Election of Director for one year term: Mgmt Against Against
Martha E. Pollack
1J. Election of Director for one year term: Mgmt Against Against
Joseph R. Swedish
1K. Election of Director for one year term: Mgmt For For
Peter R. Voser
1L. Election of Director for one year term: Mgmt For For
Frederick H. Waddell
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman.
5. Stockholder Proposal on the Right to Act by Shr For Against
Written Consent.
6. Stockholder Proposal Requesting the Company Shr For For
Publish Annually a Report Assessing its
Diversity, Equity and Inclusion Efforts.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
KAKAO CORP. Agenda Number: 713687880
--------------------------------------------------------------------------------------------------------------------------
Security: Y4519H119
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: KR7035720002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524199 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
2.2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
2.3 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
2.4 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
2.5 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3.1 ELECTION OF OUTSIDE DIRECTOR: CHOI SEI JUNG Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: CHO KYUJIN Mgmt Against Against
3.3 ELECTION OF OUTSIDE DIRECTOR: PARK SAEROM Mgmt Against Against
4 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: YOON SEOK
5.1 ELECTION OF AUDIT COMMITTEE MEMBER: CHO Mgmt Against Against
KYUJIN
5.2 ELECTION OF AUDIT COMMITTEE MEMBER: CHOI Mgmt Against Against
SEIJUNG
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
7 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
8 APPROVAL OF DIVISION PLAN Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LINE CORPORATION Agenda Number: 935311299
--------------------------------------------------------------------------------------------------------------------------
Security: 53567X101
Meeting Type: Special
Meeting Date: 15-Dec-2020
Ticker: LN
ISIN: US53567X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Share Consolidation Mgmt For For
2. Partial Amendments to the Articles of Mgmt For For
Incorporation
--------------------------------------------------------------------------------------------------------------------------
MARATHON PATENT GROUP, INC. Agenda Number: 935298035
--------------------------------------------------------------------------------------------------------------------------
Security: 56585W401
Meeting Type: Annual
Meeting Date: 15-Jan-2021
Ticker: MARA
ISIN: US56585W4015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an increase in the number of Mgmt Against Against
shares available in the Company's 2018
Equity Incentive Plan by 5,000,000 shares.
2. DIRECTOR
Merrick Okamoto* Mgmt For For
Peter Benz# Mgmt For For
3. The ratification of the appointment of Mgmt For For
RBSM, LLP, as the Company's independent
registered certified public accountant for
the fiscal year ended December 31, 2020.
4. The approval, on an advisory basis, of the Mgmt For For
2019 compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr For Against
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935395411
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt Withheld Against
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt Withheld Against
Leslie J. Rechan Mgmt For For
Carl J. Rickertsen Mgmt Withheld Against
2. Approve Amendment No. 5 to the Mgmt For For
MicroStrategy Incorporated 2013 Stock
Incentive Plan to increase the number of
shares of class A common stock authorized
for issuance under such plan from 2,300,000
to 2,750,000;
3. Approve the MicroStrategy Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan; and
4. Ratify the selection of KPMG LLP as Mgmt For For
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MOGO INC. Agenda Number: 935456675
--------------------------------------------------------------------------------------------------------------------------
Security: 60800C109
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MOGO
ISIN: CA60800C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Feller Mgmt For For
Gregory Feller Mgmt For For
Michael Wekerle Mgmt For For
Christopher Payne Mgmt For For
Liam Cheung Mgmt For For
Wendy Rudd Mgmt For For
2 Appointment of KPMG LLP as Auditors of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 935416520
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa M. Arnoldi Mgmt Against Against
1B. Election of Director: Charlene T. Begley Mgmt Against Against
1C. Election of Director: Steven D. Black Mgmt Against Against
1D. Election of Director: Adena T. Friedman Mgmt For For
1E. Election of Director: Essa Kazim Mgmt For For
1F. Election of Director: Thomas A. Kloet Mgmt For For
1G. Election of Director: John D. Rainey Mgmt For For
1H. Election of Director: Michael R. Splinter Mgmt Against Against
1I. Election of Director: Jacob Wallenberg Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote to approve the company's Mgmt Against Against
executive compensation as presented in the
proxy statement.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. A Shareholder Proposal entitled "Adopt a Shr For Against
Mainstream Shareholder Right-Written
Consent".
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP Agenda Number: 713622670
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
CHANGE OF HEAD OFFICE ADDRESS
2.2 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
AMENDMENT ON TASK OF TRANSFER AGENT
2.3 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
ADDITION OF PROVIDING LIST OF SHAREHOLDERS
2.4 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
DELETE OF SHAREHOLDER LIST CLOSURE
PROCEDURE
2.5 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
AMENDMENT OF TERM OF DIRECTOR
3 APPOINTMENT OF INSIDE DIRECTOR: CHOI IN Mgmt Against Against
HYUK
4 APPOINTMENT OF OUTSIDE DIRCTOR WHO IS Mgmt Against Against
AUDITOR: LEE IN MOO
5 APPOINTMENT OF OUTSIDE DIRECTOR: LEE GUN Mgmt Against Against
HYUK
6 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt Against Against
LEE GUN HYUK
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
8 APPROVAL OF GRANT OF STOCK OPTION APPROVED Mgmt Against Against
BY BOD
9 GRANT OF STOCK OPTION Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935269452
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 25-Sep-2020
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director: William Lei Ding Mgmt For For
1B. Re-election of Director: Alice Yu-Fen Cheng Mgmt For For
1C. Re-election of Director: Denny Ting Bun Lee Mgmt For For
1D. Re-election of Director: Joseph Tze Kay Mgmt Against Against
Tong
1E. Re-election of Director: Lun Feng Mgmt For For
1F. Re-election of Director: Michael Man Kit Mgmt Against Against
Leung
1G. Re-election of Director: Michael Sui Bau Mgmt For For
Tong
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as auditors of
NetEase, Inc. for the fiscal year ending
December 31, 2020 for U.S. financial
reporting and Hong Kong financial reporting
purposes, respectively.
--------------------------------------------------------------------------------------------------------------------------
NORTHERN DATA AG Agenda Number: 713247737
--------------------------------------------------------------------------------------------------------------------------
Security: D5S1LG112
Meeting Type: AGM
Meeting Date: 10-Nov-2020
Ticker:
ISIN: DE000A0SMU87
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 Mgmt Against Against
5.1 ELECT TOM SCHORLING TO THE SUPERVISORY Mgmt Against Against
BOARD
5.2 ELECT HERMANN-JOSEF LAMBERTI TO THE Mgmt Against Against
SUPERVISORY BOARD
6 APPROVE CREATION OF EUR 7.3 MILLION POOL OF Mgmt Against Against
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
7 AMEND STOCK OPTION PLAN Mgmt Against Against
8.1 AMEND ARTICLES RE SUPERVISORY BOARD Mgmt Against Against
MEETINGS
8.2 AMEND ARTICLES RE ANNULMENT OF THE Mgmt Against Against
TRANSACTIONS REQUIRING APPROVAL CLAUSE
8.3 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt Against Against
8.4 AMEND ARTICLES RE PROOF OF ENTITLEMENT Mgmt Against Against
8.5 AMEND ARTICLES RE MAJORITY REQUIREMENT FOR Mgmt Against Against
PASSING RESOLUTIONS AT GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
NORTHERN DATA AG Agenda Number: 713839706
--------------------------------------------------------------------------------------------------------------------------
Security: D5S1LG112
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: DE000A0SMU87
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 APPROVE CREATION OF EUR 7.9 MILLION POOL OF Mgmt Against Against
CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
2 APPROVE STOCK OPTION PLAN FOR KEY Mgmt Against Against
EMPLOYEES; AMEND CONDITIONAL CAPITAL
2020/II
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt Against Against
1B. Election of Director: Tench Coxe Mgmt Against Against
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt Against Against
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt Against Against
1K. Election of Director: A. Brooke Seawell Mgmt Against Against
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt Against Against
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935274554
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers.
3. Approve the Oracle Corporation 2020 Equity Mgmt Against Against
Incentive Plan.
4. Ratification of Selection of Independent Mgmt Against Against
Registered Public Accounting Firm.
5. Stockholder Proposal Regarding Pay Equity Shr For Against
Report.
6. Stockholder Proposal Regarding Independent Shr For Against
Board Chair.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935365470
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barclay F. Corbus Mgmt Withheld Against
Jonathan E. Johnson III Mgmt For For
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. The approval of the Overstock.com, Inc. Mgmt For For
2021 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr For Against
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713023430
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 16-Sep-2020
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO RE-ELECT PENELOPE JUDD, WHO RETIRES BY Mgmt Against Against
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR (IF
RE-ELECTED, MS. JUDD SHALL CONTINUE TO
SERVE AS CHAIRMAN OF THE COMPANY'S BOARD OF
DIRECTORS FOLLOWING THE ANNUAL GENERAL
MEETING)
2 TO RE-ELECT GAL HABER, WHO RETIRES BY Mgmt Against Against
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
3 TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
4 TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
5 TO RE-ELECT STEVEN BALDWIN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO ELECT ANNE GRIM AS AN EXTERNAL DIRECTOR Mgmt For For
AND INDEPENDENT NONEXECUTIVE DIRECTOR OF
THE COMPANY FOR A THREE YEAR TERM IN
ACCORDANCE WITH ISRAELI LAW REQUIREMENTS
7 TO RE-APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER FIRM OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR FOR 2020
8 TO AUTHORISE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS (OR, THE AUDIT COMMITTEE, IF
AUTHORISED BY THE BOARD OF DIRECTORS) TO
FIX THE REMUNERATION OF THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR
9 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,298,958 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT
10 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,298,958 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH
AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES, TO BE USED ONLY FOR THE PURPOSES
OF: (I) FINANCING (OR REFINANCING, IF THE
AUTHORITY IS TO BE USED WITHIN SIX MONTHS
AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF THE COMPANY
DETERMINES TO BE AN ACQUISITION OR OTHER
CAPITAL INVESTMENT OF A KIND CONTEMPLATED
BY THE STATEMENT OF PRINCIPLES ON
DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE; OR (II)
REDUCING ANY DEBT SERVICE COSTS THE COMPANY
MAY INCUR IN THE FUTURE
11 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For
OF UP TO 10,597,917 ORDINARY SHARES
(REPRESENTING JUST UNDER 10 PER CENT. OF
THE COMPANY'S ISSUED SHARE CAPITAL
(EXCLUDING SHARES HELD IN TREASURY)) FOR
CASH
12 TO AMEND ARTICLE 41 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO INCREASE THE
MAXIMUM SIZE OF THE COMPANY'S BOARD OF
DIRECTORS FROM SEVEN DIRECTORS TO EIGHT
DIRECTORS
13 AS REQUIRED BY ISRAELI LAW, TO AMEND THE Mgmt For For
COMPANY'S REMUNERATION POLICY FOR DIRECTORS
AND EXECUTIVES TO INCORPORATE CLAWBACK AND
MALUS PROVISIONS
14 TO APPROVE THE FEES PAYABLE TO ANNE GRIM Mgmt For For
FOR HER SERVICES AS A NON-EXECUTIVE
DIRECTOR OF GBP 65,000 GROSS PER ANNUM
(WHICH AMOUNT SHALL INCREASE IN THE FUTURE
TO GBP 75,000 GROSS PER ANNUM IN THE EVENT
SHE IS APPOINTED AT A LATER DATE TO CHAIR A
COMMITTEE OF THE BOARD)
15 TO APPROVE AN INCREASE TO THE FEES PAYABLE Mgmt For For
TO STEVEN BALDWIN FOR HIS SERVICES AS A
NON-EXECUTIVE DIRECTOR FROM GBP 65,000
GROSS PER ANNUM TO GBP 75,000 GROSS PER
ANNUM EFFECTIVE 1 SEPTEMBER 2020
16 TO APPROVE AN INCREASE TO THE FEES PAYABLE Mgmt For For
TO DANIEL KING FOR HIS SERVICES AS A
NON-EXECUTIVE DIRECTOR FROM GBP 65,000
GROSS PER ANNUM TO GBP 75,000 GROSS PER
ANNUM EFFECTIVE 1 SEPTEMBER 2020
17 TO APPROVE A SPECIAL BONUS PAYMENT OF NIS Mgmt For For
4,250,000 (APPROX. USD 1,227,000) TO ELAD
EVEN-CHEN, THE COMPANY'S EXECUTIVE DIRECTOR
AND CHIEF FINANCIAL OFFICER, FOR HIS
EXTRAORDINARY CONTRIBUTION AND COMMITMENT
IN OBTAINING IN JULY 2020 A HIGHLY
BENEFICIAL APPROVAL FROM THE ISRAEL TAX
AUTHORITY (ITA) AND THE ISRAEL INNOVATION
AUTHORITY (IIA), AS SET FORTH IN THE
EXPLANATORY NOTES
18 TO APPROVE AN INCREASE TO THE ANNUAL SALARY Mgmt For For
OF DAVID ZRUIA, THE COMPANY'S NEW EXECUTIVE
DIRECTOR AND CHIEF EXECUTIVE OFFICER, FROM
NIS 1,100,000 (APPROX. USD 318,000) PER
ANNUM TO NIS 1,520,000 (APPROX. USD
439,000) PER ANNUM, EFFECTIVE 20 APRIL 2020
19 TO APPROVE THE GRANT TO DAVID ZRUIA, THE Mgmt For For
COMPANY'S NEW EXECUTIVE DIRECTOR AND CHIEF
EXECUTIVE OFFICER OF A RESTRICTED SHARE
UNIT (RSU) AWARD UNDER AN ISRAELI COMPLIANT
INCENTIVE PROGRAM IN LIEU OF A SIMILAR LTIP
AWARD PREVIOUSLY GRANTED TO MR ZRUIA IN HIS
PRIOR ROLE AS CHIEF OPERATING OFFICER, WITH
AN AGGREGATE VALUE OF UP TO NIS 800,000
(APPROX. USD 231,000), SUBJECT TO THE TERMS
SET FORTH IN THE EXPLANATORY NOTES
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713600105
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: EGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO ELECT TAMI GOTTLIEB AS AN EXTERNAL Mgmt For For
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY FOR A THREE YEAR
TERM
2 TO APPROVE THE FEES PAYABLE TO TAMI Mgmt For For
GOTTLIEB FOR HER SERVICES AS AN EXTERNAL
DIRECTOR AND INDEPENDENT NON-EXECUTIVE
DIRECTOR OF 75,000 GBP
3 TO APPROVE AN INCREASE IN THE FEES PAYABLE Mgmt For For
TO ANNE GRIM FOR HER SERVICES AS AN
EXTERNAL DIRECTOR AND INDEPENDENT
NON-EXECUTIVE DIRECTOR
4 TO APPROVE THE FEES PAYABLE TO SIGALIA Mgmt For For
HEIFETZ FOR HER SERVICES AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF 75,000 GBP GROSS
PER ANNUM
5 TO AMEND ARTICLE 41 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO INCREASE THE
MAXIMUM SIZE OF THE COMPANY'S BOARD OF
DIRECTORS FROM EIGHT DIRECTORS TO NINE
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 713728698
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE THAT YOU DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE CONFIRMING
THE ANSWER FOR A, B AND C TO BE NO AND THE
ANSWER FOR D TO BE YES. SHOULD THIS NOT BE
THE CASE, IN ADDITION TO SUBMITTING YOUR
VOTE INSTRUCTION(S) VIA PROXYEDGE, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
PROVIDING THEM WITH THE SPECIFIC DISCLOSURE
DETAILS INDICATING YOUR ACCOUNT INFORMATION
AND WHERE YOUR PERSONAL INTEREST LIES.
1 TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
2 TO RE-ELECT ELAD EVEN-CHEN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS A
DIRECTOR
3 TO RE-ELECT STEVE BALDWIN, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT SIGALIA HEIFETZ, WHO RETIRES BY Mgmt For For
ROTATION PURSUANT TO ARTICLE 42 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
5 TO ELECT PROF JACOB A. FRENKEL PURSUANT TO Mgmt For For
ARTICLE 42 OF THE COMPANY'S ARTICLES OF
ASSOCIATION, AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR (IF ELECTED, PROF
FRENKEL SHALL SERVE AS CHAIR OF THE
COMPANY'S BOARD OF DIRECTORS FOLLOWING THE
ANNUAL GENERAL MEETING)
6 TO RE-APPOINT KESSELMAN & KESSELMAN, A Mgmt For For
MEMBER FIRM OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LIMITED, AS THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR FOR 2021
7 TO AUTHORISE THE COMPANY'S BOARD OF Mgmt For For
DIRECTORS (OR, THE AUDIT COMMITTEE, IF
AUTHORISED BY THE BOARD OF DIRECTORS) TO
FIX THE REMUNERATION OF THE COMPANY'S
INDEPENDENT EXTERNAL AUDITOR
8 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION ("ARTICLES") TO ALLOT AND ISSUE
UP TO 5,099,475 ORDINARY SHARES
(REPRESENTING JUST UNDER 5 PER CENT. OF THE
COMPANY'S ISSUED SHARE CAPITAL (EXCLUDING
SHARES HELD IN TREASURY)) FOR CASH AS IF
ARTICLE 10(B) OF THE ARTICLES OF
ASSOCIATION DID NOT APPLY TO SUCH
ALLOTMENT. -THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL EXPIRE AT THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2022 OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022,
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THIS TIME. UNDER THE AUTHORITY CONFERRED BY
THIS RESOLUTION, THE DIRECTORS MAY BEFORE
SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
(AS THE CASE MAY BE) IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE RELEVANT
AUTHORITY CONFERRED IN THIS RESOLUTION HAD
NOT EXPIRED
9 TO AUTHORISE THE DIRECTORS PURSUANT TO Mgmt For For
ARTICLE 10(C) OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT AND ISSUE UP TO
5,099,475 ORDINARY SHARES (REPRESENTING
JUST UNDER 5 PER CENT. OF THE COMPANY'S
ISSUED SHARE CAPITAL (EXCLUDING SHARES HELD
IN TREASURY)) FOR CASH AS IF ARTICLE 10(B)
OF THE ARTICLES OF ASSOCIATION DID NOT
APPLY TO SUCH ALLOTMENT AND ISSUE, SUCH
AUTHORITY TO BE LIMITED TO THE ALLOTMENT OF
EQUITY SECURITIES OR SALE OF TREASURY
SHARES, TO BE USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE BOARD OF THE COMPANY DETERMINES TO BE
AN ACQUISITION OR OTHER CAPITAL INVESTMENT
OF A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE. - THE AUTHORITY CONFERRED BY THIS
RESOLUTION SHALL EXPIRE AT THE CONCLUSION
OF THE ANNUAL GENERAL MEETING OF THE
COMPANY TO BE HELD IN 2022 OR, IF EARLIER,
AT THE CLOSE OF BUSINESS ON 4 AUGUST 2022,
UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO
THIS TIME. UNDER THE AUTHORITY CONFERRED BY
THIS RESOLUTION THE DIRECTORS MAY BEFORE
SUCH EXPIRY MAKE AN OFFER OR ENTER INTO AN
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO
SUBSCRIBE FOR, OR CONVERT ANY SECURITY
INTO, SHARES TO BE GRANTED AFTER THE
AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR CONVERT ANY SECURITY INTO, SHARES
(AS THE CASE MAY BE) IN PURSUANCE OF SUCH
AN OFFER OR AGREEMENT AS IF THE RELEVANT
AUTHORITY CONFERRED IN THIS RESOLUTION HAD
NOT EXPIRED
10 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For
OF UP TO 10,198,950 ORDINARY SHARES
(REPRESENTING JUST UNDER 10 PER CENT. OF
THE COMPANY'S ISSUED SHARE CAPITAL
(EXCLUDING SHARES HELD IN TREASURY)) FOR
CASH, PROVIDED THAT: A. THE MINIMUM PRICE
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
NIS 0.01, SUCH MINIMUM PRICE BEING
EXCLUSIVE OF ANY EXPENSES; B. THE MAXIMUM
PRICE WHICH MAY BE PAID FOR AN ORDINARY
SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL
TO 105 PER CENT. OF THE AVERAGE OF THE
MARKET VALUE FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE PLC
DAILY OFFICIAL LIST FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
THAT ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) AN AMOUNT EQUAL TO THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT
TRADE OF AN ORDINARY SHARE AND THE HIGHEST
CURRENT INDEPENDENT BID FOR AN ORDINARY
SHARE ON THE LONDON STOCK EXCHANGE AT THE
TIME THE PURCHASE IS CARRIED OUT, SUCH
MAXIMUM PRICE BEING EXCLUSIVE OF ANY
EXPENSES; AND C. THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN 2022 OR, IF EARLIER, AT THE CLOSE OF
BUSINESS ON 4 AUGUST 2022, UNLESS SUCH
AUTHORITY IS RENEWED PRIOR TO THIS TIME. -
UNDER THE AUTHORITY CONFERRED BY THIS
RESOLUTION, THE COMPANY MAY BEFORE THE
AUTHORITY EXPIRES MAKE AN OFFER OR ENTER
INTO AN AGREEMENT TO PURCHASE ORDINARY
SHARES UNDER THIS AUTHORITY WHICH WOULD OR
MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, AND THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
CONFERRED IN THIS RESOLUTION HAD NOT
EXPIRED
11 AS REQUIRED BY THE ISRAELI COMPANIES LAW, Mgmt For For
5759-1999 ("COMPANIES LAW"), TO RENEW THE
COMPANY'S REMUNERATION POLICY FOR DIRECTORS
AND EXECUTIVES, IN THE FORM ATTACHED HERETO
AS ANNEX A
12 TO APPROVE THE FEES PAYABLE TO PROF JACOB Mgmt For For
FRENKEL FOR HIS SERVICES AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF NIS 1,605,000
(APPROX. GBP 350,000) (PLUS VAT) GROSS PER
ANNUM, EFFECTIVE AS OF THE DATE OF THE AGM,
WHICH SHALL BE PAID TO PROF FRENKEL AS
FOLLOWS: (A) NIS 1,260,000 (APPROX. GBP
275,000) AND VAT IN CASH, AND (B) NIS
345,000 (APPROX. GBP 75,000) BY THE
ALLOTMENT OF ORDINARY SHARES OF THE COMPANY
13 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR DAVID ZRUIA, THE
CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE
DIRECTOR OF THE COMPANY: (A) AN INCREASE IN
THE FEES PAYABLE TO MR ZRUIA, AS AN
AMENDMENT TO HIS EMPLOYMENT CONTRACT, FOR
HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND
EXECUTIVE DIRECTOR FROM NIS 1,520,000
(APPROX. GBP 343,000) TO NIS 2,060,000
(APPROX. GBP 450,000) GROSS PER ANNUM,
EFFECTIVE 1 JANUARY 2021. (B) THE PAYMENT
TO MR ZRUIA OF AN ANNUAL BONUS FOR THE YEAR
ENDING 31 DECEMBER 2021, WITH AN AGGREGATE
VALUE OF UP TO 250 PER CENT. OF THE SERVICE
FEE (NIS 5,150,000 (APPROX. GBP
1,125,000)), AS SET FORTH IN THE
EXPLANATORY NOTES. (C) THE GRANT TO MR
ZRUIA OF AN LTIP AWARD WITH AN AGGREGATE
VALUE OF UP TO 250 PER CENT. OF THE SERVICE
FEE (NIS 5,150,000 (APPROX. GBP
1,125,000)), THE EFFECTIVE GRANT DATE OF
WHICH SHALL BE 1 JANUARY 2021, AS SET FORTH
IN THE EXPLANATORY NOTES
14 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE THE FOLLOWING
REMUNERATION TERMS FOR MR ELAD EVEN-CHEN,
THE CHIEF FINANCIAL OFFICER AND AN
EXECUTIVE DIRECTOR OF THE COMPANY: (A) AN
INCREASE IN THE SERVICE CONTRACT FEE
PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS
CHIEF FINANCIAL OFFICER AND EXECUTIVE
DIRECTOR FROM NIS 1,700,000 (APPROX. GBP
384,000) TO NIS 2,060,000 (APPROX. GBP
450,000) (PLUS VAT) PER ANNUM, EFFECTIVE 1
JANUARY 2021. (B) THE PAYMENT TO EVEN-CHEN
OF AN ANNUAL BONUS FOR THE YEAR ENDING 31
DECEMBER 2021, WITH AN AGGREGATE VALUE OF
UP TO 250 PER CENT. OF THE SERVICE CONTRACT
FEE (NIS 5,150,000 (APPROX. GBP 1,125,000)
(PLUS VAT)), ALL AS SET FORTH IN THE
EXPLANATORY NOTES. (C) THE GRANT TO
EVEN-CHEN OF AN LTIP AWARD WITH AN
AGGREGATE VALUE OF UP TO 250 PER CENT. OF
THE SERVICE CONTRACT FEE (NIS 5,150,000
(APPROX. GBP 1,125,000) (PLUS VAT)), THE
EFFECTIVE GRANT DATE OF WHICH SHALL BE 1
JANUARY 2021, AS SET FORTH IN THE
EXPLANATORY NOTES
15 AS REQUIRED BY THE COMPANIES LAW AND IN Mgmt For For
ACCORDANCE WITH THE RECOMMENDATION OF THE
REMUNERATION COMMITTEE AND THE BOARD OF
DIRECTORS, TO APPROVE A TAX BONUS PAYMENT
OF NIS 4,250,000 (PLUS VAT) (APPROX. GBP
927,000), WHICH SHALL BE PAID TO EVEN-CHEN
BY THE ALLOTMENT OF ORDINARY SHARES OF THE
COMPANY FOR THE EXTRAORDINARY CONTRIBUTION
AND COMMITMENT IN OBTAINING A HIGHLY
BENEFICIAL APPROVAL FROM THE ISRAEL TAX
AUTHORITY (ITA) AND THE ISRAEL INNOVATION
AUTHORITY (IIA), THE EFFECTIVE PAYMENT DATE
OF WHICH SHALL BE 1 JANUARY 2021, TO BE
HELD BY EVEN-CHEN FOR A MINIMUM PERIOD OF
TWO YEARS, AS SET FORTH IN THE EXPLANATORY
NOTES
16 AS AN ADVISORY VOTE, TO APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT, IN THE FORM
SET OUT ON PAGES 67 TO 75 OF THE COMPANY'S
ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
RAKUTEN,INC. Agenda Number: 713662484
--------------------------------------------------------------------------------------------------------------------------
Security: J64264104
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3967200001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name
2.1 Appoint a Director Mikitani, Hiroshi Mgmt Against Against
2.2 Appoint a Director Hosaka, Masayuki Mgmt Against Against
2.3 Appoint a Director Charles B. Baxter Mgmt For For
2.4 Appoint a Director Hyakuno, Kentaro Mgmt For For
2.5 Appoint a Director Kutaragi, Ken Mgmt For For
2.6 Appoint a Director Sarah J. M. Whitley Mgmt For For
2.7 Appoint a Director Mitachi, Takashi Mgmt For For
2.8 Appoint a Director Murai, Jun Mgmt For For
2.9 Appoint a Director John V. Roos Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
RIOT BLOCKCHAIN, INC. Agenda Number: 935284668
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Remo Mancini, Chairman Mgmt Withheld Against
Jason Les, Director Mgmt Withheld Against
Benjamin Yi, Director Mgmt Withheld Against
2. Ratification of the appointment of Marcum, Mgmt For For
LLP as the independent registered public
accounting firm.
3. To approve, by non-binding advisory vote, Mgmt For For
the Company's executive compensation.
4. Approval of the First Amendment to the Riot Mgmt Against Against
Blockchain, Inc. 2019 Equity Plan.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 713609038
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG Mgmt For For
GUK
2.1.2 ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN Mgmt For For
2.2.1 ELECTION OF INSIDE DIRECTOR: GIM GI NAM Mgmt For For
2.2.2 ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK Mgmt For For
2.2.3 ELECTION OF INSIDE DIRECTOR: GO DONG JIN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: KIM SUNWOOK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 17 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS,INC. Agenda Number: 714296224
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against
1.2 Appoint a Director Kawashima, Katsuya Mgmt Against Against
1.3 Appoint a Director Nakagawa, Takashi Mgmt Against Against
1.4 Appoint a Director Takamura, Masato Mgmt Against Against
1.5 Appoint a Director Morita, Shumpei Mgmt Against Against
1.6 Appoint a Director Yamada, Masayuki Mgmt For For
1.7 Appoint a Director Kusakabe, Satoe Mgmt For For
1.8 Appoint a Director Yoshida, Masaki Mgmt For For
1.9 Appoint a Director Sato, Teruhide Mgmt For For
1.10 Appoint a Director Takenaka, Heizo Mgmt For For
1.11 Appoint a Director Suzuki, Yasuhiro Mgmt For For
1.12 Appoint a Director Ito, Hiroshi Mgmt For For
1.13 Appoint a Director Takeuchi, Kanae Mgmt For For
1.14 Appoint a Director Fukuda, Junichi Mgmt For For
1.15 Appoint a Director Suematsu, Hiroyuki Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Wakatsuki, Tetsutaro
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt Against Against
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK GROUP CORP. Agenda Number: 714242904
--------------------------------------------------------------------------------------------------------------------------
Security: J7596P109
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Reduce the Board of Directors Size,
Eliminate the Articles Related to
Counselors and/or Advisors, Establish the
Articles Related to Shareholders Meeting
held without specifying a venue, Approve
Minor Revisions
3.1 Appoint a Director Son, Masayoshi Mgmt Against Against
3.2 Appoint a Director Goto, Yoshimitsu Mgmt For For
3.3 Appoint a Director Miyauchi, Ken Mgmt For For
3.4 Appoint a Director Kawabe, Kentaro Mgmt For For
3.5 Appoint a Director Iijima, Masami Mgmt For For
3.6 Appoint a Director Matsuo, Yutaka Mgmt For For
3.7 Appoint a Director Lip-Bu Tan Mgmt For For
3.8 Appoint a Director Erikawa, Keiko Mgmt For For
3.9 Appoint a Director Kenneth A.Siegel Mgmt For For
4.1 Appoint a Corporate Auditor Nakata, Yuji Mgmt For For
4.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt For For
4.3 Appoint a Corporate Auditor Otsuka, Keiichi Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt Withheld Against
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt Withheld Against
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 713856310
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR 'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS AS
AUDITOR
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 714010410
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 20-May-2021
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042302014.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt For For
LITERATURE LIMITED
--------------------------------------------------------------------------------------------------------------------------
VONTOBEL HOLDING AG Agenda Number: 713731114
--------------------------------------------------------------------------------------------------------------------------
Security: H92070210
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: CH0012335540
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT: ANNUAL FINANCIAL STATEMENTS Mgmt For For
AND CONSOLIDATED FINANCIAL STATEMENTS 2020,
REPORT OF THE STATUTORY AUDITORS
2 GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE BOARD
FOR THE YEAR 2020
3 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
4.1 ELECTION OF HERBERT J. SCHEIDT AS A MEMBER Mgmt For For
AND AS CHAIRMAN OF THE BOARD OF DIRECTORS
4.2 ELECTION OF BRUNO BASLER AS A MEMBER OF THE Mgmt Against Against
BOARD OF DIRECTORS AND AS A MEMBER OF THE
NOMINATION AND COMPENSATION COMMITTEE
4.3 ELECTION OF DR. MAJA BAUMANN AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.4 ELECTION OF DR. ELISABETH BOURQUI AS A Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND AS A
MEMBER OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.5 ELECTION OF DAVID COLE AS A MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.6 ELECTION OF STEFAN LOACKER AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.7 ELECTION OF CLARA C. STREIT AS A MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS AND AS A MEMBER OF
THE NOMINATION AND COMPENSATION COMMITTEE
4.8 ELECTION OF BJOERN WETTERGREN AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS AND AS A MEMBER
OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.9 ELECTION OF ANDREAS UTERMANN AS A NEW Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
4.10 ELECTION OF DR. MICHAEL HALBHERR AS A NEW Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS AND AS A
NEW MEMBER OF THE NOMINATION AND
COMPENSATION COMMITTEE
5 ELECTION OF THE INDEPENDENT PROXY: VISCHER Mgmt For For
AG
6 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
ERNST AND YOUNG AG, ZURICH
7.1 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
REPORT
7.2 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF THE FIXED COMPENSATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
FORTHCOMING TERM OF OFFICE
7.3 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt Against Against
AMOUNT OF THE FIXED COMPENSATION OF THE
EXECUTIVE BOARD FOR THE PERIOD FROM JULY 1,
2021, TO JUNE 30, 2022
7.4 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt Against Against
AMOUNT OF THE PERFORMANCE-RELATED
COMPENSATION OF THE EXECUTIVE BOARD FOR THE
PRIOR FINANCIAL YEAR 2020 THAT HAS ENDED
7.5 CONSULTATIVE VOTE ON MAXIMUM AGGREGATE Mgmt Against Against
AMOUNT FOR THE PERFORMANCE SHARES OF THE
EXECUTIVE BOARD PURSUANT TO ART. 31 PARA. 1
LET. E OF THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC. Agenda Number: 935424539
--------------------------------------------------------------------------------------------------------------------------
Security: 97717P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: WETF
ISIN: US97717P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Bossone Mgmt Against Against
1B. Election of Director: Smita Conjeevaram Mgmt For For
1C. Election of Director: Bruce Lavine Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Advisory vote on the compensation of the Mgmt Against Against
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 714218143
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawabe,
Kentaro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Idezawa,
Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jungho Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masuda, Jun
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Usumi, Yoshio
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Amplify ETF Trust
By (Signature) /s/ Christian Magoon
Name Christian Magoon
Title President
Date 08/17/2021