UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
Trust for Professional Managers
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Dearborn Partners Rising Dividend Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Against For
6. Shareholder Proposal - Report on Racial Shr Against For
Justice.
7. Shareholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935270392
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935326252
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ray Stata Mgmt For For
1B. Election of Director: Vincent Roche Mgmt For For
1C. Election of Director: James A. Champy Mgmt For For
1D. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1E. Election of Director: Bruce R. Evans Mgmt For For
1F. Election of Director: Edward H. Frank Mgmt For For
1G. Election of Director: Laurie H. Glimcher Mgmt For For
1H. Election of Director: Karen M. Golz Mgmt For For
1I. Election of Director: Mark M. Little Mgmt For For
1J. Election of Director: Kenton J. Sicchitano Mgmt For For
1K. Election of Director: Susie Wee Mgmt For For
2. Advisory resolution to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of Ernst & Young LLP as our Mgmt For For
independent registered public accounting
firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935359631
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andreas C. Kramvis Mgmt For For
1B. Election of Director: Maritza Gomez Montiel Mgmt For For
1C. Election of Director: Jesse Wu Mgmt For For
1D. Election of Director: Ralf K. Wunderlich Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ARTHUR J. GALLAGHER & CO. Agenda Number: 935365305
--------------------------------------------------------------------------------------------------------------------------
Security: 363576109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AJG
ISIN: US3635761097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: William L. Bax Mgmt For For
1C. Election of Director: D. John Coldman Mgmt For For
1D. Election of Director: J. Patrick Gallagher, Mgmt For For
Jr.
1E. Election of Director: David S. Johnson Mgmt For For
1F. Election of Director: Kay W. McCurdy Mgmt For For
1G. Election of Director: Christopher C. Miskel Mgmt For For
1H. Election of Director: Ralph J. Nicoletti Mgmt For For
1I. Election of Director: Norman L. Rosenthal Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as our Independent Auditor for
the fiscal year ending December 31, 2021.
3. Approval, on an Advisory Basis, of the Mgmt For For
Compensation of our Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935347179
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William E. Kennard Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Mgmt For For
Jr.
1C. Election of Director: Scott T. Ford Mgmt For For
1D. Election of Director: Glenn H. Hutchins Mgmt For For
1E. Election of Director: Debra L. Lee Mgmt For For
1F. Election of Director: Stephen J. Luczo Mgmt For For
1G. Election of Director: Michael B. Mgmt For For
McCallister
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Matthew K. Rose Mgmt For For
1J. Election of Director: John T. Stankey Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Stockholder Right to Act by Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC. Agenda Number: 935276130
--------------------------------------------------------------------------------------------------------------------------
Security: 053015103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: ADP
ISIN: US0530151036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter Bisson Mgmt For For
1B. Election of Director: Richard T. Clark Mgmt For For
1C. Election of Director: Linnie M. Haynesworth Mgmt For For
1D. Election of Director: John P. Jones Mgmt For For
1E. Election of Director: Francine S. Katsoudas Mgmt For For
1F. Election of Director: Nazzic S. Keene Mgmt For For
1G. Election of Director: Thomas J. Lynch Mgmt For For
1H. Election of Director: Scott F. Powers Mgmt For For
1I. Election of Director: William J. Ready Mgmt For For
1J. Election of Director: Carlos A. Rodriguez Mgmt For For
1K. Election of Director: Sandra S. Wijnberg Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Mgmt For For
Auditors.
4. Stockholder proposal, if properly presented Shr For Against
at the meeting, to prepare a Report on
Employee Representation on the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal seeking to lower the Shr Against For
ownership threshold required to call a
special shareholders meeting, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CASEY'S GENERAL STORES, INC. Agenda Number: 935251289
--------------------------------------------------------------------------------------------------------------------------
Security: 147528103
Meeting Type: Annual
Meeting Date: 02-Sep-2020
Ticker: CASY
ISIN: US1475281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: H. Lynn Horak Mgmt For For
1b. Election of Director: Diane C. Bridgewater Mgmt For For
1c. Election of Director: David K. Lenhardt Mgmt For For
1d. Election of Director: Darren M. Rebelez Mgmt For For
1e. Election of Director: Larree M. Renda Mgmt For For
1f. Election of Director: Judy A. Schmeling Mgmt For For
1g. Election of Director: Allison M. Wing Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of the Company for the
fiscal year ending April 30, 2021.
3. To hold an advisory vote on our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935407393
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Laurence A. Chapman Mgmt For For
1B. Election of Director: Alexis Black Bjorlin Mgmt For For
1C. Election of Director: VeraLinn Jamieson Mgmt For For
1D. Election of Director: Kevin J. Kennedy Mgmt For For
1E. Election of Director: William G. LaPerch Mgmt For For
1F. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1G. Election of Director: Afshin Mohebbi Mgmt For For
1H. Election of Director: Mark R. Patterson Mgmt For For
1I. Election of Director: Mary Hogan Preusse Mgmt For For
1J. Election of Director: Dennis E. Singleton Mgmt For For
1K. Election of Director: A. William Stein Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (say on pay).
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935378338
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt No vote
Susan K. Avery Mgmt No vote
Angela F. Braly Mgmt No vote
Ursula M. Burns Mgmt No vote
Kenneth C. Frazier Mgmt No vote
Joseph L. Hooley Mgmt No vote
Steven A. Kandarian Mgmt No vote
Douglas R. Oberhelman Mgmt No vote
Samuel J. Palmisano Mgmt No vote
Jeffrey W. Ubben Mgmt No vote
Darren W. Woods Mgmt No vote
Wan Zulkiflee Mgmt No vote
2. Ratification of Independent Auditors. Mgmt No vote
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation.
4. Independent Chairman. Shr No vote
5. Special Shareholder Meetings. Shr No vote
6. Report on Scenario Analysis. Shr No vote
7. Report on Environmental Expenditures. Shr No vote
8. Report on Political Contributions. Shr No vote
9. Report on Lobbying. Shr No vote
10. Report on Climate Lobbying. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
FASTENAL COMPANY Agenda Number: 935342270
--------------------------------------------------------------------------------------------------------------------------
Security: 311900104
Meeting Type: Annual
Meeting Date: 24-Apr-2021
Ticker: FAST
ISIN: US3119001044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott A. Satterlee Mgmt For For
1B. Election of Director: Michael J. Ancius Mgmt For For
1C. Election of Director: Stephen L. Eastman Mgmt For For
1D. Election of Director: Daniel L. Florness Mgmt For For
1E. Election of Director: Rita J. Heise Mgmt For For
1F. Election of Director: Hsenghung Sam Hsu Mgmt For For
1G. Election of Director: Daniel L. Johnson Mgmt For For
1H. Election of Director: Nicholas J. Lundquist Mgmt For For
1I. Election of Director: Reyne K. Wisecup Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as independent registered public accounting
firm for the 2021 fiscal year.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935354011
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GBCI
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Robert A. Cashell, Jr. Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Kristen L. Heck Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
George R. Sutton Mgmt For For
2. To approve an amendment to the amended and Mgmt For For
restated articles of incorporation of
Glacier Bancorp, Inc. (the "Company") to
provide for indemnification of directors
and officers of the Company.
3. To vote on an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers.
4. To ratify the appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ILLINOIS TOOL WORKS INC. Agenda Number: 935361509
--------------------------------------------------------------------------------------------------------------------------
Security: 452308109
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ITW
ISIN: US4523081093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel J. Brutto Mgmt For For
1B. Election of Director: Susan Crown Mgmt For For
1C. Election of Director: Darrell L. Ford Mgmt For For
1D. Election of Director: James W. Griffith Mgmt For For
1E. Election of Director: Jay L. Henderson Mgmt For For
1F. Election of Director: Richard H. Lenny Mgmt For For
1G. Election of Director: E. Scott Santi Mgmt For For
1H. Election of Director: David B. Smith, Jr. Mgmt For For
1I. Election of Director: Pamela B. Strobel Mgmt For For
1J. Election of Director: Anre D. Williams Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as ITW's independent
registered public accounting firm for 2021.
3. Advisory vote to approve compensation of Mgmt For For
ITW's named executive officers.
4. A non-binding stockholder proposal, if Shr Against For
properly presented at the meeting, to
permit stockholders to act by written
consent.
--------------------------------------------------------------------------------------------------------------------------
INTUIT INC. Agenda Number: 935313217
--------------------------------------------------------------------------------------------------------------------------
Security: 461202103
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: INTU
ISIN: US4612021034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Eve Burton Mgmt For For
1b. Election of Director: Scott D. Cook Mgmt For For
1c. Election of Director: Richard L. Dalzell Mgmt For For
1d. Election of Director: Sasan K. Goodarzi Mgmt For For
1e. Election of Director: Deborah Liu Mgmt For For
1f. Election of Director: Tekedra Mawakana Mgmt For For
1g. Election of Director: Suzanne Nora Johnson Mgmt For For
1h. Election of Director: Dennis D. Powell Mgmt For For
1i. Election of Director: Brad D. Smith Mgmt For For
1j. Election of Director: Thomas Szkutak Mgmt For For
1k. Election of Director: Raul Vazquez Mgmt For For
1l. Election of Director: Jeff Weiner Mgmt For For
2. Advisory vote to approve Intuit's executive Mgmt For For
compensation (say-on-pay).
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Intuit's independent
registered public accounting firm for the
fiscal year ending July 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
JACK HENRY & ASSOCIATES, INC. Agenda Number: 935282006
--------------------------------------------------------------------------------------------------------------------------
Security: 426281101
Meeting Type: Annual
Meeting Date: 17-Nov-2020
Ticker: JKHY
ISIN: US4262811015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Flanigan Mgmt For For
J. Prim Mgmt For For
T. Wilson Mgmt For For
J. Fiegel Mgmt For For
T. Wimsett Mgmt For For
L. Kelly Mgmt For For
S. Miyashiro Mgmt For For
W. Brown Mgmt For For
D. Foss Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to our certificate Mgmt For For
of incorporation to remove a supermajority
voting standard for stockholder approval of
an acquisition of the company by another
person or entity.
4. To ratify the selection of the Company's Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
JOHN B. SANFILIPPO & SON, INC. Agenda Number: 935272283
--------------------------------------------------------------------------------------------------------------------------
Security: 800422107
Meeting Type: Annual
Meeting Date: 28-Oct-2020
Ticker: JBSS
ISIN: US8004221078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Governor Jim Edgar Mgmt For For
Pamela Forbes Lieberman Mgmt For For
Ellen C. Taaffe Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our Independent Registered Public
Accounting Firm for the 2021 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 935343272
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: KMB
ISIN: US4943681035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John W. Culver Mgmt For For
1B. Election of Director: Robert W. Decherd Mgmt For For
1C. Election of Director: Michael D. Hsu Mgmt For For
1D. Election of Director: Mae C. Jemison, M.D. Mgmt For For
1E. Election of Director: S. Todd Maclin Mgmt For For
1F. Election of Director: Sherilyn S. McCoy Mgmt For For
1G. Election of Director: Christa S. Quarles Mgmt For For
1H. Election of Director: Ian C. Read Mgmt For For
1I. Election of Director: Dunia A. Shive Mgmt For For
1J. Election of Director: Mark T. Smucker Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
2. Ratification of Auditor. Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Approval of 2021 Equity Participation Plan. Mgmt For For
5. Approval of 2021 Outside Directors' Mgmt For For
Compensation Plan.
6. Reduce Ownership Threshold required to call Mgmt For For
a Special Meeting of Stockholders.
7. Stockholder Proposal Regarding Right to Act Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
LANCASTER COLONY CORPORATION Agenda Number: 935284101
--------------------------------------------------------------------------------------------------------------------------
Security: 513847103
Meeting Type: Annual
Meeting Date: 11-Nov-2020
Ticker: LANC
ISIN: US5138471033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Fox Mgmt For For
John B. Gerlach, Jr. Mgmt For For
Robert P. Ostryniec Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of the Corporation's named
executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche, LLP as the Corporation's
independent registered public accounting
firm for the year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MCCORMICK & COMPANY, INCORPORATED Agenda Number: 935333586
--------------------------------------------------------------------------------------------------------------------------
Security: 579780206
Meeting Type: Annual
Meeting Date: 31-Mar-2021
Ticker: MKC
ISIN: US5797802064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. YOU ARE CORDIALLY INVITED TO ATTEND THE Mgmt For
ANNUAL MEETING OF STOCKHOLDERS OF McCORMICK
& COMPANY, INCORPORATED (THE "COMPANY") TO
BE HELD VIA A VIRTUAL SHAREHOLDER MEETING
ON WEDNESDAY, MARCH 31, 2021 AT 10:00 AM
EDT. PLEASE USE THE FOLLOWING URL TO ACCESS
THE MEETING
(WWW.VIRTUALSHAREHOLDERMEETING.COM/MKC2021)
.
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 935380395
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring in 2022: Lloyd Dean
1B. Election of Director for a one-year term Mgmt For For
expiring in 2022: Robert Eckert
1C. Election of Director for a one-year term Mgmt For For
expiring in 2022: Catherine Engelbert
1D. Election of Director for a one-year term Mgmt For For
expiring in 2022: Margaret Georgiadis
1E. Election of Director for a one-year term Mgmt For For
expiring in 2022: Enrique Hernandez, Jr.
1F. Election of Director for a one-year term Mgmt For For
expiring in 2022: Christopher Kempczinski
1G. Election of Director for a one-year term Mgmt For For
expiring in 2022: Richard Lenny
1H. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Mulligan
1I. Election of Director for a one-year term Mgmt For For
expiring in 2022: Sheila Penrose
1J. Election of Director for a one-year term Mgmt For For
expiring in 2022: John Rogers, Jr.
1K. Election of Director for a one-year term Mgmt For For
expiring in 2022: Paul Walsh
1L. Election of Director for a one-year term Mgmt For For
expiring in 2022: Miles White
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Advisory vote to ratify the appointment of Mgmt For For
Ernst & Young LLP as independent auditor
for 2021.
4. Advisory vote on a shareholder proposal Shr Against For
requesting a report on sugar and public
health, if properly presented.
5. Advisory vote on a shareholder proposal Shr Against For
requesting a report on antibiotics and
public health costs, if properly presented.
6. Advisory vote on a shareholder proposal Shr Against For
requesting the ability for shareholders to
act by written consent, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 935416520
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Melissa M. Arnoldi Mgmt For For
1B. Election of Director: Charlene T. Begley Mgmt For For
1C. Election of Director: Steven D. Black Mgmt For For
1D. Election of Director: Adena T. Friedman Mgmt For For
1E. Election of Director: Essa Kazim Mgmt For For
1F. Election of Director: Thomas A. Kloet Mgmt For For
1G. Election of Director: John D. Rainey Mgmt For For
1H. Election of Director: Michael R. Splinter Mgmt For For
1I. Election of Director: Jacob Wallenberg Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote to approve the company's Mgmt For For
executive compensation as presented in the
proxy statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. A Shareholder Proposal entitled "Adopt a Shr Against For
Mainstream Shareholder Right-Written
Consent".
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC. Agenda Number: 935357942
--------------------------------------------------------------------------------------------------------------------------
Security: 743606105
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PB
ISIN: US7436061052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James A. Bouligny Mgmt For For
W.R. Collier Mgmt For For
Bruce W. Hunt Mgmt For For
Robert Steelhammer Mgmt For For
H.E. Timanus, Jr. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
the year ending December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers
("Say-On-Pay").
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935327569
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sylvia Acevedo Mgmt For For
1B. Election of Director: Mark Fields Mgmt For For
1C. Election of Director: Jeffrey W. Henderson Mgmt For For
1D. Election of Director: Gregory N. Johnson Mgmt For For
1E. Election of Director: Ann M. Livermore Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Mark D. McLaughlin Mgmt For For
1H. Election of Director: Jamie S. Miller Mgmt For For
1I. Election of Director: Steve Mollenkopf Mgmt For For
1J. Election of Director: Clark T. Randt, Jr. Mgmt For For
1K. Election of Director: Irene B. Rosenfeld Mgmt For For
1L. Election of Director: Kornelis "Neil" Smit Mgmt For For
1M. Election of Director: Jean-Pascal Tricoire Mgmt Against Against
1N. Election of Director: Anthony J. Mgmt For For
Vinciquerra
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 26, 2021.
3. To approve, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935362929
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Kathleen R. Allen
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: A. Larry Chapman
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Reginald H. Gilyard
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Priya Cherian Huskins
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gerardo I. Lopez
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael D. McKee
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gregory T. McLaughlin
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald L. Merriman
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
4. The approval of the Realty Income Mgmt For For
Corporation 2021 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
REPUBLIC SERVICES, INC. Agenda Number: 935380775
--------------------------------------------------------------------------------------------------------------------------
Security: 760759100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RSG
ISIN: US7607591002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Manuel Kadre Mgmt For For
1B. Election of Director: Tomago Collins Mgmt For For
1C. Election of Director: Michael A. Duffy Mgmt For For
1D. Election of Director: Thomas W. Handley Mgmt For For
1E. Election of Director: Jennifer M. Kirk Mgmt For For
1F. Election of Director: Michael Larson Mgmt For For
1G. Election of Director: Kim S. Pegula Mgmt For For
1H. Election of Director: James P. Snee Mgmt For For
1I. Election of Director: Brian S. Tyler Mgmt For For
1J. Election of Director: Sandra M. Volpe Mgmt For For
1K. Election of Director: Katharine B. Weymouth Mgmt For For
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
4. Shareholder Proposal to incorporate ESG Shr Against For
metrics into executive compensation.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SNAP-ON INCORPORATED Agenda Number: 935351332
--------------------------------------------------------------------------------------------------------------------------
Security: 833034101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SNA
ISIN: US8330341012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David C. Adams Mgmt For For
1B. Election of Director: Karen L. Daniel Mgmt For For
1C. Election of Director: Ruth Ann M. Gillis Mgmt For For
1D. Election of Director: James P. Holden Mgmt For For
1E. Election of Director: Nathan J. Jones Mgmt For For
1F. Election of Director: Henry W. Knueppel Mgmt For For
1G. Election of Director: W. Dudley Lehman Mgmt For For
1H. Election of Director: Nicholas T. Pinchuk Mgmt For For
1I. Election of Director: Gregg M. Sherrill Mgmt For For
1J. Election of Director: Donald J. Stebbins Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as Snap-on
Incorporated's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Snap-on Incorporated's named executive
officers, as disclosed in "Compensation
Discussion and Analysis" and "Executive
Compensation Information" in the Proxy
Statement.
4. Proposal to amend and restate the Snap-on Mgmt For For
Incorporated 2011 Incentive Stock and
Awards Plan.
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935236768
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt For For
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Mgmt For For
Steeves
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2021.
3. To appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2020.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 935342547
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Marc Bolland Mgmt For For
1C. Election of Director: Ana Botin Mgmt For For
1D. Election of Director: Christopher C. Davis Mgmt For For
1E. Election of Director: Barry Diller Mgmt For For
1F. Election of Director: Helene D. Gayle Mgmt For For
1G. Election of Director: Alexis M. Herman Mgmt For For
1H. Election of Director: Robert A. Kotick Mgmt For For
1I. Election of Director: Maria Elena Mgmt For For
Lagomasino
1J. Election of Director: James Quincey Mgmt For For
1K. Election of Director: Caroline J. Tsay Mgmt For For
1L. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors.
4. Shareowner proposal on sugar and public Shr Against For
health.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY Agenda Number: 935342585
--------------------------------------------------------------------------------------------------------------------------
Security: 824348106
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SHW
ISIN: US8243481061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Arthur F. Anton Mgmt For For
1C. Election of Director: Jeff M. Fettig Mgmt For For
1D. Election of Director: Richard J. Kramer Mgmt For For
1E. Election of Director: John G. Morikis Mgmt For For
1F. Election of Director: Christine A. Poon Mgmt For For
1G. Election of Director: Aaron M. Powell Mgmt For For
1H. Election of Director: Michael H. Thaman Mgmt For For
1I. Election of Director: Matthew Thornton III Mgmt For For
1J. Election of Director: Steven H. Wunning Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the named executives.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935363731
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia T. Jamison Mgmt For For
Joy Brown Mgmt For For
Ricardo Cardenas Mgmt For For
Denise L. Jackson Mgmt For For
Thomas A. Kingsbury Mgmt For For
Ramkumar Krishnan Mgmt For For
Edna K. Morris Mgmt For For
Mark J. Weikel Mgmt For For
Harry A. Lawton III Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
3. Say on Pay - An advisory vote to approve Mgmt For For
executive compensation.
4. Stockholder Proposal titled "Transition to Shr Against For
Public Benefit Corporation".
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt Against Against
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 935235831
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: VFC
ISIN: US9182041080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard T. Carucci Mgmt For For
Juliana L. Chugg Mgmt For For
Benno Dorer Mgmt For For
Mark S. Hoplamazian Mgmt For For
Laura W. Lang Mgmt For For
W. Alan McCollough Mgmt For For
W. Rodney McMullen Mgmt For For
Clarence Otis, Jr. Mgmt For For
Steven E. Rendle Mgmt For For
Carol L. Roberts Mgmt For For
Matthew J. Shattock Mgmt For For
Veronica B. Wu Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as VF's
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda Number: 935424729
--------------------------------------------------------------------------------------------------------------------------
Security: 942622200
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: WSO
ISIN: US9426222009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George P. Sape Mgmt For For
2. To approve the Watsco, Inc. 2021 Incentive Mgmt For For
Compensation Plan.
3. To approve the advisory resolution Mgmt For For
regarding the compensation of our named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WEC ENERGY GROUP, INC. Agenda Number: 935346420
--------------------------------------------------------------------------------------------------------------------------
Security: 92939U106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: WEC
ISIN: US92939U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Curt S. Culver Mgmt For For
1B. Election of Director: Danny L. Cunningham Mgmt For For
1C. Election of Director: William M. Farrow Mgmt For For
III
1D. Election of Director: J. Kevin Fletcher Mgmt For For
1E. Election of Director: Cristina A. Mgmt For For
Garcia-Thomas
1F. Election of Director: Maria C. Green Mgmt For For
1G. Election of Director: Gale E. Klappa Mgmt For For
1H. Election of Director: Thomas K. Lane Mgmt For For
1I. Election of Director: Ulice Payne, Jr. Mgmt For For
1J. Election of Director: Mary Ellen Stanek Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
Independent Auditors for 2021.
3. Approval of the Amendment and Restatement Mgmt For For
of the WEC Energy Group Omnibus Stock
Incentive Plan.
4. Advisory Vote to Approve Executive Mgmt For For
Compensation of the Named Executive
Officers.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
XILINX, INC. Agenda Number: 935240527
--------------------------------------------------------------------------------------------------------------------------
Security: 983919101
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: XLNX
ISIN: US9839191015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis Segers Mgmt For For
1.2 Election of Director: Raman K. Chitkara Mgmt For For
1.3 Election of Director: Saar Gillai Mgmt For For
1.4 Election of Director: Ronald S. Jankov Mgmt For For
1.5 Election of Director: Mary Louise Krakauer Mgmt For For
1.6 Election of Director: Thomas H. Lee Mgmt For For
1.7 Election of Director: Jon A. Olson Mgmt For For
1.8 Election of Director: Victor Peng Mgmt For For
1.9 Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
3. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered accounting firm for fiscal 2021.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 08/18/2021