UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09114
NAME OF REGISTRANT: The Needham Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 250 Park Avenue, 10th Floor
New York, NY 10177-1099
NAME AND ADDRESS OF AGENT FOR SERVICE: Mr. George A. Needham
250 Park Avenue, 10th Floor
New York, NY 10177-1099
REGISTRANT'S TELEPHONE NUMBER: 800-625-7071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Needham Aggressive Growth Fund
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ABSOLUTE SOFTWARE CORPORATION Agenda Number: 935298744
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Security: 00386B109
Meeting Type: Annual
Meeting Date: 09-Dec-2020
Ticker: ABST
ISIN: CA00386B1094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of fixing the number of directors Mgmt For For
at six
2 DIRECTOR
Daniel Ryan Mgmt For For
Lynn Atchison Mgmt For For
Gregory Monahan Mgmt For For
Salvatore Visca Mgmt For For
Gerhard Watzinger Mgmt For For
Christy Wyatt Mgmt For For
3 Appointment of Deloitte LLP as External Mgmt For For
Auditors
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ADTRAN, INC Agenda Number: 935365254
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Security: 00738A106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ADTN
ISIN: US00738A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas R. Stanton Mgmt For For
1B. Election of Director: H. Fenwick Huss Mgmt For For
1C. Election of Director: Gregory J. McCray Mgmt For For
1D. Election of Director: Balan Nair Mgmt For For
1E. Election of Director: Jacqueline H. Rice Mgmt For For
1F. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt For For
ADTRAN'S named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ADTRAN for the fiscal year ending
December 31, 2021.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
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ALPHA PRO TECH, LTD. Agenda Number: 935417596
--------------------------------------------------------------------------------------------------------------------------
Security: 020772109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: APT
ISIN: US0207721095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd Hoffman Mgmt For For
Donna Millar Mgmt For For
John Ritota Mgmt For For
Russell Manock Mgmt For For
Danny Montgomery Mgmt For For
David R. Garcia Mgmt For For
James Buchan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Tanner LLC as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Company's named executive officers.
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ALTAIR ENGINEERING INC Agenda Number: 935377994
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Security: 021369103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ALTR
ISIN: US0213691035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Mary Boyce
2. Vote to approve the Company's 2021 Employee Mgmt For For
Stock Purchase Plan.
3. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
1B. Election of Class I Director to serve until Mgmt No vote
the 2024 Annual Meeting of Stockholders:
Jim F. Anderson
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AMERICAN TOWER CORPORATION Agenda Number: 935387755
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Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
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APPIAN CORPORATION Agenda Number: 935416974
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: APPN
ISIN: US03782L1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Calkins Mgmt For For
Robert C. Kramer Mgmt For For
A.G.W. Jack Biddle, III Mgmt For For
Prashanth PV Boccassam Mgmt For For
Michael G. Devine Mgmt For For
Barbara Bobbie Kilberg Mgmt For For
Michael J. Mulligan Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To approve the Appian Corporation Employee Mgmt For For
Stock Purchase Plan.
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APPLE INC. Agenda Number: 935323167
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Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Abstain Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Abstain Against
"Shareholder Proposal to Improve Executive
Compensation Program".
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ARLO TECHNOLOGIES, INC. Agenda Number: 935422737
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Security: 04206A101
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: ARLO
ISIN: US04206A1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew McRae Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
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ASPEN AEROGELS, INC. Agenda Number: 935400527
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Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: ASPN
ISIN: US04523Y1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca B. Blalock Mgmt For For
Robert M. Gervis Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of the compensation of our named Mgmt For For
executive officers, as disclosed in our
Proxy Statement for the 2021 Annual
Meeting.
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AXT, INC. Agenda Number: 935386741
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Security: 00246W103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AXTI
ISIN: US00246W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jesse Chen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to the 2015 Equity Mgmt For For
Incentive Plan to increase the number of
shares reserved for issuance thereunder by
3,600,000.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
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BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935367436
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Security: 08975P108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BIGC
ISIN: US08975P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent Bellm Mgmt For For
Lawrence Bohn Mgmt For For
Jeff Richards Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
2021.
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BRUKER CORPORATION Agenda Number: 935403004
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Security: 116794108
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: BRKR
ISIN: US1167941087
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William A. Linton Ph.D. Mgmt For For
Adelene Q. Perkins Mgmt For For
Robert Rosenthal, Ph.D. Mgmt For For
2. Approval on an advisory basis of the 2020 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
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CAMBIUM NETWORKS CORPORATION Agenda Number: 935410427
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Security: G17766109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CMBM
ISIN: KYG177661090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Amen Mgmt For For
Vikram Verma Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for the fiscal year ending
December 31, 2021.
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CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: KMX
ISIN: US1431301027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
1B. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
1C. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
1D. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
1E. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
1F. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
1G. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
1H. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
1I. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
1J. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
1K. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
1L. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
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CHANNELADVISOR CORPORATION Agenda Number: 935357764
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Security: 159179100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ECOM
ISIN: US1591791009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Buckley Mgmt For For
Joseph L. Cowan Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
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CLEAN HARBORS, INC. Agenda Number: 935404703
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Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt For For
exclusive forum amendment to the Company's
By-Laws.
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CRA INTERNATIONAL, INC. Agenda Number: 935223139
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Security: 12618T105
Meeting Type: Annual
Meeting Date: 08-Jul-2020
Ticker: CRAI
ISIN: US12618T1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Booth Mgmt For For
William F. Concannon Mgmt For For
Christine R. Detrick Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to CRA's named executive
officers, as disclosed in the proxy
statement for the 2020 meeting of its
shareholders.
3. To ratify the appointment by our audit Mgmt For For
committee of Grant Thornton LLP as our
independent registered public accountants
for our fiscal year ending January 2, 2021.
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CRYOPORT, INC. Agenda Number: 935348703
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: CYRX
ISIN: US2290503075
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Linda Baddour Mgmt For For
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Robert Hariri, M.D, PhD Mgmt For For
Ram M. Jagannath Mgmt For For
Ramkumar Mandalam, Ph.D Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company and its
subsidiaries for the year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in this Proxy
Statement.
4. To approve an amendment to the Company's Mgmt For For
2018 Omnibus Equity Incentive Plan to
increase the number of authorized shares
under the plan.
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DIGIMARC CORPORATION Agenda Number: 935290267
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Security: 25381B101
Meeting Type: Special
Meeting Date: 10-Dec-2020
Ticker: DMRC
ISIN: US25381B1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve, for purposes of complying with Mgmt For For
Nasdaq Listing Rules 5635(b) and 5635(d),
the issuance of shares of Digimarc
Corporation's common stock issuable in
connection with the conversion of the
shares of Series B Convertible Preferred
Stock issued to TCM Strategic Partners L.P.
in connection with a private placement on
October 1, 2020.
2. To approve the adjournment or postponement Mgmt For For
of the Special Meeting, if necessary, to
solicit additional proxies.
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DIGIMARC CORPORATION Agenda Number: 935365278
--------------------------------------------------------------------------------------------------------------------------
Security: 25381B101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DMRC
ISIN: US25381B1017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce Davis Mgmt For For
Sandeep Dadlani Mgmt For For
Riley McCormack Mgmt For For
James T. Richardson Mgmt For For
Alicia Syrett Mgmt For For
Andrew J. Walter Mgmt For For
Sheela Zemlin Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of Digimarc Corporation for
the year ending December 31, 2021.
3. To approve, by non-binding vote, the Mgmt For For
compensation paid to our executive
officers.
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DUCK CREEK TECHNOLOGIES, INC. Agenda Number: 935330124
--------------------------------------------------------------------------------------------------------------------------
Security: 264120106
Meeting Type: Annual
Meeting Date: 12-Mar-2021
Ticker: DCT
ISIN: US2641201064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Moran Mgmt No vote
Stuart Nicoll Mgmt No vote
Jason Wright Mgmt No vote
2. Ratification of the appointment of KPMG LLP Mgmt No vote
as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
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ENTEGRIS, INC. Agenda Number: 935357930
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ENTG
ISIN: US29362U1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: R. Nicholas Burns Mgmt For For
1C. Election of Director: Rodney Clark Mgmt For For
1D. Election of Director: James F. Gentilcore Mgmt For For
1E. Election of Director: Yvette Kanouff Mgmt For For
1F. Election of Director: James P. Lederer Mgmt For For
1G. Election of Director: Bertrand Loy Mgmt For For
1H. Election of Director: Paul L. H. Olson Mgmt For For
1I. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1J. Election of Director: Brian F. Sullivan Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Firm for 2021.
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EQUINIX, INC. Agenda Number: 935390550
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr Against For
consent of stockholders.
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EVERBRIDGE, INC. Agenda Number: 935386056
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alison Dean Mgmt For For
Kent Mathy Mgmt For For
Simon Paris Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") to declassify our board of
directors after the Annual Meeting of
Stockholders.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate, the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
EXACTEARTH LTD Agenda Number: 713756293
--------------------------------------------------------------------------------------------------------------------------
Security: 30064C103
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CA30064C1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: PETER MABSON Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC ZAHLER Mgmt For For
1.3 ELECTION OF DIRECTOR: MIGUEL ANGEL PANDURO Mgmt For For
PANADERO
1.4 ELECTION OF DIRECTOR: MIGUEL ANGEL GARCIA Mgmt For For
PRIMO
1.5 ELECTION OF DIRECTOR: HARVEY REIN Mgmt For For
1.6 ELECTION OF DIRECTOR: LEE MATHESON Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO APPROVE THE SHARE UNIT PLAN AND STOCK Mgmt For For
OPTION PLAN RESOLUTION (AS DEFINED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR) FOR THE MEETING (THE "CIRCULAR").
APPROVING THE AMENDMENTS TO EACH OF THE
AMENDED AND RESTATED STOCK OPTION PLAN AND
AMENDED AND RESTATED SHARE UNIT PLAN (AS
EACH IS DEFINED IN THE CIRCULAR) AND ALL
UNALLOCATED OPTIONS AND SHARE UNITS (AS
EACH IS DEFINED IN THE CIRCULAR) UNDER EACH
OF THE STOCK OPTION PLAN AND SHARE UNIT
PLAN RESPECTIVELY
--------------------------------------------------------------------------------------------------------------------------
FLUIDIGM CORPORATION Agenda Number: 935399039
--------------------------------------------------------------------------------------------------------------------------
Security: 34385P108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FLDM
ISIN: US34385P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerhard F. Burbach Mgmt For For
Carlos Paya M.D PhD Mgmt For For
Ana K.S M.D, Ph.D, MSPH Mgmt For For
2. To approve our executive compensation Mgmt For For
program for the year ended December 31,
2020, on an advisory (non-binding) basis.
3. To approve the amendment of our 2011 Equity Mgmt For For
Incentive Plan to increase the number of
shares reserved thereunder and to make
certain other changes.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 935369923
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebeca Mgmt For For
Obregon-Jimenez
1B. Election of Director: Kelley Steven-Waiss Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
FUBO TV INC. Agenda Number: 935309939
--------------------------------------------------------------------------------------------------------------------------
Security: 35953D104
Meeting Type: Annual
Meeting Date: 14-Dec-2020
Ticker: FUBO
ISIN: US35953D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Gandler Mgmt For For
Edgar Bronfman, Jr. Mgmt For For
Par-Jorgen Parson Mgmt For For
Daniel Leff Mgmt For For
Henry Ahn Mgmt For For
Ignacio Figueras Mgmt For For
Laura Onopchenko Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2019.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future shareholder advisory
votes on the compensation of our named
executive officers.
4. To approve the ability of the Company to Mgmt For For
grant incentive stock options under the
2020 Equity Incentive Plan, or the 2020
Plan, and an amendment to the 2020 Plan to
increase its share reserve increase
(collectively referred to as the 2020 Plan
Proposal).
5. To ratify a form of indemnification Mgmt For For
agreement for use with our directors and
officers.
6. To ratify the approval of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the Company for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
G1 THERAPEUTICS, INC. Agenda Number: 935421521
--------------------------------------------------------------------------------------------------------------------------
Security: 3621LQ109
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GTHX
ISIN: US3621LQ1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John E. Bailey, Jr. Mgmt For For
Willie A. Deese Mgmt For For
Cynthia L. Schwalm Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as G1
Therapeutics, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 935250249
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 31-Aug-2020
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Corey, Jr. Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment by the audit Mgmt For For
committee of Dixon Hughes Goodman LLP, an
independent registered public accounting
firm, as the Company's independent
registered public accountants for the
current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 935423575
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Suresh Sundaram, Mgmt For For
Ph.D.
2. A non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP, an independent registered
public accounting firm, as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 935398493
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David S. Dury Mgmt For For
1.2 Election of Director: Wendell T. Blonigan Mgmt For For
1.3 Election of Director: Kevin D. Barber Mgmt For For
1.4 Election of Director: Dorothy D. Hayes Mgmt For For
1.5 Election of Director: Stephen A. Jamison Mgmt For For
1.6 Election of Director: Michele F. Klein Mgmt For For
1.7 Election of Director: Mark P. Popovich Mgmt For For
1.8 Election of Director: Thomas M. Rohrs Mgmt For For
2. Proposal to approve an amendment to Mgmt For For
increase the maximum number of shares of
Common Stock authorized for issuance under
the Company's 2003 Employee Stock Purchase
Plan by 500,000 shares.
3. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending January
1, 2022.
4. Proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the, executive compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935389014
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1.2 Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1.3 Election of Director: Michael C. Child Mgmt For For
1.4 Election of Director: Jeanmarie F. Desmond Mgmt For For
1.5 Election of Director: Gregory P. Dougherty Mgmt For For
1.6 Election of Director: Eric Meurice Mgmt For For
1.7 Election of Director: Natalia Pavlova Mgmt Against Against
1.8 Election of Director: John R. Peeler Mgmt For For
1.9 Election of Director: Thomas J. Seifert Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JEWETT-CAMERON TRADING COMPANY LTD. Agenda Number: 935326581
--------------------------------------------------------------------------------------------------------------------------
Security: 47733C207
Meeting Type: Annual
Meeting Date: 12-Feb-2021
Ticker: JCTCF
ISIN: CA47733C2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at six. Mgmt For For
2 DIRECTOR
Charles E. Hopewell Mgmt For For
Frank G. Magdlen Mgmt For For
Sarah Johnson Mgmt For For
Michael C. Nasser Mgmt For For
Geoff Guilfoy Mgmt For For
Chris Karlin Mgmt For For
3 Appointment of Davidson & Company LLP, Mgmt For For
Chartered Accountants as Auditors of the
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 To confirm, ratify and approve all actions Mgmt For For
of the Directors and Officers carried out
on behalf of the Company during the
preceding year.
5 To approve, on an advisory basis, on the Mgmt For For
compensation of the Company's Named
Executive Officers.
6 To vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the Company should
conduct future shareholder advisory votes
on the compensation of the Company's Named
Executive Officers. (The option of "one
year", "two years" or "three years" that
receives the highest number of votes cast
by shareholders will be the frequency of
the advisory vote on executive compensation
that has been selected by shareholders.)
7 To consider any permitted amendments to or Mgmt For For
variations of any matter identified in the
Notice of the Meeting.
8 To transact such further or other business Mgmt For For
as may properly come before the Meeting and
any adjournment or postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935438920
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cielo Hernandez Mgmt For For
Cathy-A Martine-Dolecki Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr Against For
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 935242204
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bridget A. Ross Mgmt For For
John A. Roush Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for 2020.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 935416227
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lawrence J. Jasinski Mgmt For For
John J. O'Connor Mgmt For For
Joseph P. Pellegrino Jr Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt For For
Elizabeth Nabel, M.D. Mgmt For For
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935404513
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Abbe Mgmt For For
Bandel L. Carano Mgmt For For
Michael J. Sophie Mgmt For For
2. Approval of Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
3 Ratification of the selection by our Audit Mgmt For For
Committee of BDO USA, LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 935445141
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Dr.
Michael Brunstein
1B. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Eitan
Oppenhaim
1C. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Avi
Cohen
1D. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Raanan
Cohen
1E. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Dafna
Gruber
1F. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Zehava
Simon
2. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.2,
if Proposal No. 3 is not approved). (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal No. 2, if Proposal No. 3
is not approved). Mark "for" = yes or
"against" = no.
3. Approval of amendments to the Company's Mgmt For For
compensation policy for directors and
officers.
3A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.
3). (Please note: If you mark "Yes" or
leave this question blank, your shares will
not be voted for Proposal No. 3). Mark
"for" = yes or "against" = no.
4. Approval of amendments to the memorandum Mgmt For For
and articles of association of the Company.
5. Approval of an amendment to the Mgmt For For
indemnification agreements for directors
and executive officers.
6. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 935288301
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 08-Dec-2020
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ellen-Blair Chube Mgmt For For
Paul M. Hindsley Mgmt For For
Daniel S. Jaffee Mgmt For For
Michael A. Nemeroff Mgmt For For
George C. Roeth Mgmt For For
Allan H. Selig Mgmt For For
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2021.
3. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935395776
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randall A. Lipps Mgmt For For
Vance B. Moore Mgmt For For
Mark W. Parrish Mgmt For For
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to among other
items, add an additional 1,100,000 shares
of common stock to the number of shares
authorized for issuance under the plan.
4. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935343284
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark K. Holdsworth Mgmt For For
Steven F. Leer Mgmt For For
M. Christian Mitchell Mgmt For For
David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
fiscal year 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935419475
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Kimon W. Michaels, Mgmt For For
PhD
1B Election of Director: Gerald Z. Yin, PhD Mgmt For For
1C Election of Director: Shuo Zhang Mgmt For For
2. To ratify the appointment BPM LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the Company's 2021 Employee Mgmt For For
Stock Purchase Plan.
4. To approve, by a non-binding advisory vote, Mgmt For For
the 2020 compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935337926
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 935436039
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Lynn Atchison Mgmt For For
Jeffrey T. Diehl Mgmt For For
Matthew P. Flake Mgmt For For
Stephen C. Hooley Mgmt For For
Margaret L. Taylor Mgmt For For
Lynn Antipas Tyson Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Wright L. Lassiter Mgmt For For
III
1.3 Election of Director: Timothy L. Main Mgmt For For
1.4 Election of Director: Denise M. Morrison Mgmt For For
1.5 Election of Director: Gary M. Pfeiffer Mgmt For For
1.6 Election of Director: Timothy M. Ring Mgmt For For
1.7 Election of Director: Stephen H. Rusckowski Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2021 proxy statement.
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Stockholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935403143
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward H. Frank Mgmt For For
Christine A. Heckart Mgmt For For
Tom D. Yiu Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as SiTime's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SMITH-MIDLAND CORPORATION Agenda Number: 935442537
--------------------------------------------------------------------------------------------------------------------------
Security: 832156103
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: SMID
ISIN: US8321561032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney I. Smith Mgmt For For
Ashley B. Smith Mgmt For For
Wesley A. Taylor Mgmt For For
James Russell Bruner Mgmt For For
Richard Gerhardt Mgmt For For
2. Proposal to ratify and approve the Mgmt For For
selection of BDO USA, LLP as the
independent auditors for the Company for
the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935418067
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until 2023 annual meeting: Sara Liu
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935390663
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt For For
Bernard C. Bailey Mgmt For For
David Borland Mgmt For For
Maj. Gen John W. Maluda Mgmt For For
Bonnie L. Carroll Mgmt For For
Fredrick D. Schaufeld Mgmt For For
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of BDO USA,
LLP to serve as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRANSCAT, INC. Agenda Number: 935252229
--------------------------------------------------------------------------------------------------------------------------
Security: 893529107
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: TRNS
ISIN: US8935291075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Harrison Mgmt For For
Gary J. Haseley Mgmt For For
John T. Smith Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Freed Maxick Mgmt For For
CPAs, P.C. as our independent registered
public accounting firm for the fiscal year
ending March 27, 2021.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 935360317
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. D'Amore Mgmt For For
Keith D. Jackson Mgmt For For
Mary Jane Raymond Mgmt For For
2. To approve an amendment to Veeco's 2016 Mgmt For For
Employee Stock Purchase Plan to increase
the authorized shares of Veeco's common
stock thereunder by 750,000 shares.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935432005
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
M. Michael Ansour Mgmt For For
Jason L. Carlson Mgmt For For
Philip D. Davies Mgmt For For
Andrew T. D'Amico Mgmt For For
Estia J. Eichten Mgmt For For
Michael S. McNamara Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIEWRAY, INC. Agenda Number: 935412813
--------------------------------------------------------------------------------------------------------------------------
Security: 92672L107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: VRAY
ISIN: US92672L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caley Castelein, M.D. Mgmt For For
Brian K. Roberts Mgmt For For
Karen N. Prange Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
phase out the classified structure of our
board of directors.
3. To ratify the selection, by the audit Mgmt For For
committee of our board of directors, of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Advisory vote to approve ViewRay's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935390485
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt For For
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VITAL FARMS, INC. Agenda Number: 935415047
--------------------------------------------------------------------------------------------------------------------------
Security: 92847W103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: VITL
ISIN: US92847W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kofi Amoo-Gottfried Mgmt For For
Brent Drever Mgmt For For
Karl Khoury Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 26, 2021.
--------------------------------------------------------------------------------------------------------------------------
WANDISCO PLC Agenda Number: 713678526
--------------------------------------------------------------------------------------------------------------------------
Security: G9381R103
Meeting Type: OGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: JE00B6Y3DV84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
ORDINARY SHARES
2 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES FOR CASH AND TO DISAPPLY
STATUTORY PRE-EMPTION RIGHTS ON THE
ALLOTMENT OF ORDINARY SHARES IN THE CAPITAL
OF THE COMPANY
CMMT 12 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WANDISCO PLC Agenda Number: 714169249
--------------------------------------------------------------------------------------------------------------------------
Security: G9381R103
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JE00B6Y3DV84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S FINANCIAL STATEMENTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2020, THE
STRATEGIC REPORT AND THE REPORTS OF THE
DIRECTORS AND AUDITOR THEREON BE RECEIVED
AND CONSIDERED
2 THAT KARL MONAGHAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
3 THAT BOB COREY BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 THAT BDO LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY
5 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES BUT WITHOUT PREJUDICE TO ANY
ALLOTMENT, OFFER OR AGREEMENT ALREADY MADE
PURSUANT THERETO, THE DIRECTORS BE AND ARE
HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORISED PURSUANT TO ARTICLE 2.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION ("THE
ARTICLES") TO EXERCISE ALL POWERS OF THE
COMPANY TO ALLOT, GRANT OPTIONS OVER OR
OTHERWISE DISPOSE OF RELEVANT SECURITIES
(AS THAT TERM IS DEFINED IN THE ARTICLES)
IN RESPECT OF UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 1,983,287, PROVIDED THAT
(UNLESS PREVIOUSLY REVOKED, VARIED OR
RENEWED) THIS AUTHORITY SHALL EXPIRE ON THE
EARLIER OF THE DATE WHICH IS 15 MONTHS
AFTER THE DATE THE RESOLUTION WAS PASSED
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE RELEVANT SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
HAD NOT EXPIRED
7 THAT, PURSUANT TO ARTICLE 58A(1)(B) OF THE Mgmt For For
COMPANIES (JERSEY) LAW 1991 ("THE LAW") AND
ARTICLE 13 OF THE ARTICLES, AN ORDINARY
SHARE PURCHASED PURSUANT TO RESOLUTION 9
BELOW MAY BE HELD BY THE COMPANY AS
TREASURY SHARES IN ACCORDANCE WITH ARTICLES
58A AND 58B OF THE LAW
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
6 AND PURSUANT TO ARTICLE 2.10 OF THE
ARTICLES, THE DIRECTORS BE AND ARE HEREBY
GENERALLY EMPOWERED TO ALLOT, GRANT OPTIONS
OVER OR OTHERWISE DISPOSE OF EQUITY
SECURITIES (WITHIN THE MEANING OF THE
ARTICLES) WHOLLY FOR CASH, PURSUANT TO THE
GENERAL AUTHORITY DESCRIBED IN RESOLUTION 6
ABOVE, AS IF PRE-EMPTION RIGHTS DID NOT
APPLY TO ANY SUCH ALLOTMENT, SUCH POWER
BEING LIMITED TO: 8.1 THE ALLOTMENT OF
EQUITY SECURITIES IN CONNECTION WITH A
RIGHTS ISSUE, OPEN OFFER OR PRE-EMPTIVE
OFFER TO HOLDERS ON THE REGISTER OF THE
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("ORDINARY SHARES") ON A DATE FIXED
BY THE DIRECTORS WHERE THE EQUITY
SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE
INTERESTS OF ALL THOSE SHAREHOLDERS ARE
PROPORTIONATE (AS NEARLY AS PRACTICABLE) TO
THEIR RESPECTIVE HOLDINGS ON THAT DATE
SUBJECT TO ANY EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER
NECESSARY OR EXPEDIENT IN RELATION TO
FRACTIONAL ENTITLEMENTS, LEGAL OR PRACTICAL
PROBLEMS UNDER THE LAW OF ANY TERRITORY OR
THE REGULATIONS OR REQUIREMENTS OF ANY
RELEVANT REGULATORY AUTHORITY OR STOCK
EXCHANGE IN ANY TERRITORY; AND 8.2 THE
ALLOTMENT (OTHER THAN PURSUANT TO
RESOLUTION 8.1 ABOVE) WHOLLY FOR CASH OF
ORDINARY SHARES UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 594,986, PROVIDED THAT
(UNLESS PREVIOUSLY REVOKED, VARIED OR
RENEWED), SUCH AUTHORITIES SHALL EXPIRE ON
THE EARLIER OF THE DATE WHICH IS 15 MONTHS
AFTER THE DATE THE RESOLUTION WAS PASSED
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
HAD NOT EXPIRED
9 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
AUTHORISED PURSUANT TO ARTICLE 13 OF THE
ARTICLES AND ARTICLE 57 OF THE LAW AS
AMENDED TO MAKE MARKET PURCHASES OF
ORDINARY SHARES, SUBJECT TO THE FOLLOWING
CONDITIONS: 9.1 THE MAXIMUM NUMBER OF
ORDINARY SHARES AUTHORISED TO BE PURCHASED
MAY NOT BE MORE THAN 15% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF THIS NOTICE; 9.2 THE MINIMUM PRICE
(EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID
FOR AN ORDINARY SHARE IS GBP 0.001; AND 9.3
THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE
SHALL NOT EXCEED: 9.3.1 AN AMOUNT EQUAL TO
105% OF THE AVERAGE MIDDLE MARKET QUOTATION
FOR ORDINARY SHARES TAKEN FROM THE LONDON
STOCK EXCHANGE PLC DAILY OFFICIAL LIST FOR
THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DATE ON WHICH SUCH SHARES ARE
TO BE CONTRACTED TO BE PURCHASED; AND 9.3.2
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK
EXCHANGE PLC DAILY OFFICIAL LIST AT THE
TIME, SUCH AUTHORITY TO EXPIRE ON THE
EARLIER OF THE DATE WHICH IS 15 MONTHS
AFTER THE DATE THE RESOLUTION WAS PASSED
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, UNLESS SUCH
AUTHORITY IS VARIED, REVOKED OR RENEWED
PRIOR TO SUCH DATE
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935373516
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linda Harty Mgmt For For
Brian Hehir Mgmt For For
Michael Howell Mgmt For For
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2020
named executive officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935139623
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 16-Jul-2020
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt Against Against
Compensation.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935395803
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Nick Khan Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Steve Koonin Mgmt For For
Erika Nardini Mgmt For For
Laureen Ong Mgmt For For
Steve Pamon Mgmt For For
Frank A. Riddick, III Mgmt For For
Connor Schell Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
Needham Growth Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935242785
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100
Meeting Type: Annual
Meeting Date: 10-Aug-2020
Ticker: EGHT
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan R. Martin Mgmt For For
Vikram Verma Mgmt For For
Eric Salzman Mgmt For For
Jaswinder Pal Singh Mgmt For For
Vladimir Jacimovic Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
3. To approve proposed amendments to the 8x8, Mgmt For For
Inc. Amended and Restated 1996 Employee
Stock Purchase Plan, including the
reservation of 3,000,000 additional shares
thereunder.
4. To vote, on an advisory and non-binding Mgmt For For
basis, on the compensation of the Company's
named executive officers (as set forth in
the proxy statement).
--------------------------------------------------------------------------------------------------------------------------
ADTRAN, INC Agenda Number: 935365254
--------------------------------------------------------------------------------------------------------------------------
Security: 00738A106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ADTN
ISIN: US00738A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas R. Stanton Mgmt For For
1B. Election of Director: H. Fenwick Huss Mgmt For For
1C. Election of Director: Gregory J. McCray Mgmt For For
1D. Election of Director: Balan Nair Mgmt For For
1E. Election of Director: Jacqueline H. Rice Mgmt For For
1F. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt For For
ADTRAN'S named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ADTRAN for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 935360305
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Matthew J. Hart
1B. Election of Director to serve for a Mgmt For For
one-year term: Cheryl Gordon Krongard
1C. Election of Director to serve for a Mgmt For For
one-year term: Marshall O. Larsen
1D. Election of Director to serve for a Mgmt For For
one-year term: Susan McCaw
1E. Election of Director to serve for a Mgmt For For
one-year term: Robert A. Milton
1F. Election of Director to serve for a Mgmt For For
one-year term: John L. Plueger
1G. Election of Director to serve for a Mgmt For For
one-year term: Ian M. Saines
1H. Election of Director to serve for a Mgmt For For
one-year term: Steven F. Udvar-Hazy
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935407420
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt For For
1B. Election of Director: Marianne Brown Mgmt For For
1C. Election of Director: Monte Ford Mgmt For For
1D. Election of Director: Jill Greenthal Mgmt For For
1E. Election of Director: Dan Hesse Mgmt For For
1F. Election of Director: Tom Killalea Mgmt For For
1G. Election of Director: Tom Leighton Mgmt For For
1H. Election of Director: Jonathan Miller Mgmt For For
1I. Election of Director: Madhu Ranganathan Mgmt For For
1J. Election of Director: Ben Verwaayen Mgmt For For
1K. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Akamai Technologies, Inc. 2013 Stock
Incentive Plan.
3. To approve, on an advisory basis, our Mgmt For For
executive officer compensation.
4. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALPHA PRO TECH, LTD. Agenda Number: 935417596
--------------------------------------------------------------------------------------------------------------------------
Security: 020772109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: APT
ISIN: US0207721095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lloyd Hoffman Mgmt For For
Donna Millar Mgmt For For
John Ritota Mgmt For For
Russell Manock Mgmt For For
Danny Montgomery Mgmt For For
David R. Garcia Mgmt For For
James Buchan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Tanner LLC as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr Against For
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr Against For
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr Against For
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935363084
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anjali Joshi Mgmt For For
Timothy I. Maudlin Mgmt For For
Eileen M. Schloss Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 935416974
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Calkins Mgmt For For
Robert C. Kramer Mgmt For For
A.G.W. Jack Biddle, III Mgmt For For
Prashanth PV Boccassam Mgmt For For
Michael G. Devine Mgmt For For
Barbara Bobbie Kilberg Mgmt For For
Michael J. Mulligan Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To approve the Appian Corporation Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Abstain Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Abstain Against
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935329373
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2020.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2021.
4. Approval of the amended and restated Mgmt For For
Employee Stock Incentive Plan.
5. Approval of the Omnibus Employees' Stock Mgmt For For
Purchase Plan.
6. Shareholder proposal to adopt a policy, and Shr Against For
amend our governing documents as necessary,
to require the Chairman of the Board to be
independent whenever possible including the
next Chairman of the Board transition.
7. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include CEO pay ratio and other factors.
--------------------------------------------------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC. Agenda Number: 935422737
--------------------------------------------------------------------------------------------------------------------------
Security: 04206A101
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: ARLO
ISIN: US04206A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew McRae Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 935400527
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca B. Blalock Mgmt For For
Robert M. Gervis Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of the compensation of our named Mgmt For For
executive officers, as disclosed in our
Proxy Statement for the 2021 Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935386741
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jesse Chen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to the 2015 Equity Mgmt For For
Incentive Plan to increase the number of
shares reserved for issuance thereunder by
3,600,000.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935316845
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Catherine M. Burzik Mgmt For For
1B. Election of Director: R. Andrew Eckert Mgmt For For
1C. Election of Director: Vincent A. Forlenza Mgmt For For
1D. Election of Director: Claire M. Fraser Mgmt For For
1E. Election of Director: Jeffrey W. Henderson Mgmt For For
1F. Election of Director: Christopher Jones Mgmt For For
1G. Election of Director: Marshall O. Larsen Mgmt For For
1H. Election of Director: David F. Melcher Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Claire Pomeroy Mgmt For For
1K. Election of Director: Rebecca W. Rimel Mgmt For For
1L. Election of Director: Timothy M. Ring Mgmt For For
1M. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal seeking to lower the Shr Against For
ownership threshold required to call a
special shareholders meeting, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935367436
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent Bellm Mgmt For For
Lawrence Bohn Mgmt For For
Jeff Richards Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
2021.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 935403004
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William A. Linton Ph.D. Mgmt For For
Adelene Q. Perkins Mgmt For For
Robert Rosenthal, Ph.D. Mgmt For For
2. Approval on an advisory basis of the 2020 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION Agenda Number: 935410427
--------------------------------------------------------------------------------------------------------------------------
Security: G17766109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CMBM
ISIN: KYG177661090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Amen Mgmt For For
Vikram Verma Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935430188
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
1B. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
1C. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
1D. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
1E. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
1F. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
1G. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
1H. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
1I. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
1J. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
1K. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
1L. Election of Director for a one year term Mgmt For For
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To vote on an advisory resolution to Mgmt For For
approve the compensation of our named
executive officers.
4. To vote on a shareholder proposal regarding Shr Against For
a report on political contributions, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 935357764
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Buckley Mgmt For For
Joseph L. Cowan Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr Against For
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt For For
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 935346975
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald W. Blair Mgmt For For
1B. Election of Director: Leslie A. Brun Mgmt For For
1C. Election of Director: Stephanie A. Burns Mgmt For For
1D. Election of Director: Richard T. Clark Mgmt For For
1E. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1F. Election of Director: Roger W. Ferguson, Mgmt For For
Jr.
1G. Election of Director: Deborah A. Henretta Mgmt For For
1H. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1I. Election of Director: Kurt M. Landgraf Mgmt For For
1J. Election of Director: Kevin J. Martin Mgmt For For
1K. Election of Director: Deborah D. Rieman Mgmt For For
1L. Election of Director: Hansel E. Tookes, II Mgmt For For
1M. Election of Director: Wendell P. Weeks Mgmt For For
1N. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Approval of our 2021 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 935391639
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Siboni Mgmt For For
Tayloe Stansbury Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Advisory (non-binding) vote to approve Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
CRYOLIFE, INC. Agenda Number: 935372677
--------------------------------------------------------------------------------------------------------------------------
Security: 228903100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRY
ISIN: US2289031005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Ackerman Mgmt For For
Daniel J. Bevevino Mgmt For For
Marna P. Borgstrom Mgmt For For
James W. Bullock Mgmt For For
Jeffrey H. Burbank Mgmt For For
J. Patrick Mackin Mgmt For For
Ronald D. McCall Mgmt For For
Harvey Morgan Mgmt For For
Jon W. Salveson Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation paid to CryoLife's named
executive officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables, and narrative
discussion.
3. To ratify the approval of Ernst & Young LLP Mgmt For For
as the independent registered public
accounting firm for the company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 935348703
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Linda Baddour Mgmt For For
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Robert Hariri, M.D, PhD Mgmt For For
Ram M. Jagannath Mgmt For For
Ramkumar Mandalam, Ph.D Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company and its
subsidiaries for the year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in this Proxy
Statement.
4. To approve an amendment to the Company's Mgmt For For
2018 Omnibus Equity Incentive Plan to
increase the number of authorized shares
under the plan.
--------------------------------------------------------------------------------------------------------------------------
DATADOG, INC. Agenda Number: 935406644
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024: Alexis
Le-Quoc
1B. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024:
Michael Callahan
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote to recommend the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of our named executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DUCK CREEK TECHNOLOGIES, INC. Agenda Number: 935330124
--------------------------------------------------------------------------------------------------------------------------
Security: 264120106
Meeting Type: Annual
Meeting Date: 12-Mar-2021
Ticker: DCT
ISIN: US2641201064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Moran Mgmt For For
Stuart Nicoll Mgmt For For
Jason Wright Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935357930
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: R. Nicholas Burns Mgmt For For
1C. Election of Director: Rodney Clark Mgmt For For
1D. Election of Director: James F. Gentilcore Mgmt For For
1E. Election of Director: Yvette Kanouff Mgmt For For
1F. Election of Director: James P. Lederer Mgmt For For
1G. Election of Director: Bertrand Loy Mgmt For For
1H. Election of Director: Paul L. H. Olson Mgmt For For
1I. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1J. Election of Director: Brian F. Sullivan Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935386056
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alison Dean Mgmt For For
Kent Mathy Mgmt For For
Simon Paris Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") to declassify our board of
directors after the Annual Meeting of
Stockholders.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate, the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
FARO TECHNOLOGIES, INC. Agenda Number: 935395473
--------------------------------------------------------------------------------------------------------------------------
Security: 311642102
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: FARO
ISIN: US3116421021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Brubaker Mgmt For For
Jeroen van Rotterdam Mgmt For For
2. The ratification of Grant Thornton LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
3. Non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FLUIDIGM CORPORATION Agenda Number: 935399039
--------------------------------------------------------------------------------------------------------------------------
Security: 34385P108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FLDM
ISIN: US34385P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerhard F. Burbach Mgmt For For
Carlos Paya M.D PhD Mgmt For For
Ana K.S M.D, Ph.D, MSPH Mgmt For For
2. To approve our executive compensation Mgmt For For
program for the year ended December 31,
2020, on an advisory (non-binding) basis.
3. To approve the amendment of our 2011 Equity Mgmt For For
Incentive Plan to increase the number of
shares reserved thereunder and to make
certain other changes.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 935369923
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rebeca Mgmt For For
Obregon-Jimenez
1B. Election of Director: Kelley Steven-Waiss Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 935268727
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 07-Oct-2020
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Brolin Mgmt For For
Richard Schwartz Mgmt For For
Dr. Stanton D. Sloane Mgmt For For
Russell Sarachek Mgmt For For
Lance Lord Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2021.
3. Approval of the non-binding vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
G1 THERAPEUTICS, INC. Agenda Number: 935421521
--------------------------------------------------------------------------------------------------------------------------
Security: 3621LQ109
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GTHX
ISIN: US3621LQ1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John E. Bailey, Jr. Mgmt For For
Willie A. Deese Mgmt For For
Cynthia L. Schwalm Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation.
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as G1
Therapeutics, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 935250249
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 31-Aug-2020
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William S. Corey, Jr. Mgmt For For
2. A non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment by the audit Mgmt For For
committee of Dixon Hughes Goodman LLP, an
independent registered public accounting
firm, as the Company's independent
registered public accountants for the
current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 935423575
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Suresh Sundaram, Mgmt For For
Ph.D.
2. A non-binding resolution to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP, an independent registered
public accounting firm, as the Company's
independent registered public accountants
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935374861
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Judd Gregg Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Raymond T. Odierno Mgmt For For
1J. Election of Director: George Paz Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Approval of Independent Accountants. Mgmt For For
4. Shareholder Right To Act By Written Shr Against For
Consent.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935278095
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023: Joseph
J. Corasanti
1B. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023:
Patricia Hatter
1C. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023: Marc
Y. E. Pelaez
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers for fiscal year 2020.
3. Approval of the Amendment and Restatement Mgmt For For
of the 2018 Omnibus Incentive Plan to add
shares.
4. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 24-Jun-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from time
to time, by and among II-VI Incorporated, a
Pennsylvania corporation, Watson Merger Sub
Inc., a Delaware corporation and a wholly
owned subsidiary of II-VI Incorporated, and
Coherent, Inc., a Delaware corporation, in
the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, including to
solicit additional proxies in the event
there are not sufficient votes at the time
of II-VI Incorporated's special meeting to
approve the share issuance proposal
described above.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 935398493
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David S. Dury Mgmt For For
1.2 Election of Director: Wendell T. Blonigan Mgmt For For
1.3 Election of Director: Kevin D. Barber Mgmt For For
1.4 Election of Director: Dorothy D. Hayes Mgmt For For
1.5 Election of Director: Stephen A. Jamison Mgmt For For
1.6 Election of Director: Michele F. Klein Mgmt For For
1.7 Election of Director: Mark P. Popovich Mgmt For For
1.8 Election of Director: Thomas M. Rohrs Mgmt For For
2. Proposal to approve an amendment to Mgmt For For
increase the maximum number of shares of
Common Stock authorized for issuance under
the Company's 2003 Employee Stock Purchase
Plan by 500,000 shares.
3. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending January
1, 2022.
4. Proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the, executive compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
IPG PHOTONICS CORPORATION Agenda Number: 935389014
--------------------------------------------------------------------------------------------------------------------------
Security: 44980X109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: IPGP
ISIN: US44980X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Valentin P. Mgmt For For
Gapontsev, Ph.D.
1.2 Election of Director: Eugene A. Scherbakov, Mgmt For For
Ph.D.
1.3 Election of Director: Michael C. Child Mgmt For For
1.4 Election of Director: Jeanmarie F. Desmond Mgmt For For
1.5 Election of Director: Gregory P. Dougherty Mgmt For For
1.6 Election of Director: Eric Meurice Mgmt For For
1.7 Election of Director: Natalia Pavlova Mgmt Against Against
1.8 Election of Director: John R. Peeler Mgmt For For
1.9 Election of Director: Thomas J. Seifert Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935438920
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cielo Hernandez Mgmt For For
Cathy-A Martine-Dolecki Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr Against For
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935347206
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Robert Langer, Sc.D. Mgmt For For
Elizabeth Nabel, M.D. Mgmt For For
Elizabeth Tallett Mgmt For For
2. To cast a non-binding, advisory vote to Mgmt For For
approve the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 935286597
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J Butters Mgmt For For
Dr. Henry Deans Mgmt For For
Dr. Heiko Fischer Mgmt For For
David Kenwright Mgmt For For
Harold Malone Mgmt For For
Alexander Oetker Mgmt For For
Florian Weidinger Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935404513
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Abbe Mgmt For For
Bandel L. Carano Mgmt For For
Michael J. Sophie Mgmt For For
2. Approval of Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
3 Ratification of the selection by our Audit Mgmt For For
Committee of BDO USA, LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NOVA MEASURING INSTRUMENTS LTD. Agenda Number: 935445141
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Dr.
Michael Brunstein
1B. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Eitan
Oppenhaim
1C. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Avi
Cohen
1D. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Raanan
Cohen
1E. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Dafna
Gruber
1F. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Zehava
Simon
2. Approval of amendments to the employment Mgmt For For
terms of Mr. Eitan Oppenhaim, the President
and Chief Executive Officer of the Company.
2A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.2,
if Proposal No. 3 is not approved). (Please
note: If you mark "Yes" or leave this
question blank, your shares will not be
voted for Proposal No. 2, if Proposal No. 3
is not approved). Mark "for" = yes or
"against" = no.
3. Approval of amendments to the Company's Mgmt For For
compensation policy for directors and
officers.
3A. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? (Please note: If
you do not mark either Yes or No, your
shares will not be voted for Proposal No.
3). (Please note: If you mark "Yes" or
leave this question blank, your shares will
not be voted for Proposal No. 3). Mark
"for" = yes or "against" = no.
4. Approval of amendments to the memorandum Mgmt For For
and articles of association of the Company.
5. Approval of an amendment to the Mgmt For For
indemnification agreements for directors
and executive officers.
6. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 935288301
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 08-Dec-2020
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ellen-Blair Chube Mgmt For For
Paul M. Hindsley Mgmt For For
Daniel S. Jaffee Mgmt For For
Michael A. Nemeroff Mgmt For For
George C. Roeth Mgmt For For
Allan H. Selig Mgmt For For
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2021.
3. Approval on an advisory basis of the Mgmt For For
compensation of the named executive
officers disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935343284
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark K. Holdsworth Mgmt For For
Steven F. Leer Mgmt For For
M. Christian Mitchell Mgmt For For
David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
fiscal year 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935419475
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Kimon W. Michaels, Mgmt For For
PhD
1B Election of Director: Gerald Z. Yin, PhD Mgmt For For
1C Election of Director: Shuo Zhang Mgmt For For
2. To ratify the appointment BPM LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the Company's 2021 Employee Mgmt For For
Stock Purchase Plan.
4. To approve, by a non-binding advisory vote, Mgmt For For
the 2020 compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935337926
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
Q2 HOLDINGS INC Agenda Number: 935436039
--------------------------------------------------------------------------------------------------------------------------
Security: 74736L109
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: QTWO
ISIN: US74736L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Lynn Atchison Mgmt For For
Jeffrey T. Diehl Mgmt For For
Matthew P. Flake Mgmt For For
Stephen C. Hooley Mgmt For For
Margaret L. Taylor Mgmt For For
Lynn Antipas Tyson Mgmt For For
2. To ratify the appointment of Ernst & Young, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Wright L. Lassiter Mgmt For For
III
1.3 Election of Director: Timothy L. Main Mgmt For For
1.4 Election of Director: Denise M. Morrison Mgmt For For
1.5 Election of Director: Gary M. Pfeiffer Mgmt For For
1.6 Election of Director: Timothy M. Ring Mgmt For For
1.7 Election of Director: Stephen H. Rusckowski Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2021 proxy statement.
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Stockholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935403143
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward H. Frank Mgmt For For
Christine A. Heckart Mgmt For For
Tom D. Yiu Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as SiTime's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935418067
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until 2023 annual meeting: Sara Liu
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935390663
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt For For
Bernard C. Bailey Mgmt For For
David Borland Mgmt For For
Maj. Gen John W. Maluda Mgmt For For
Bonnie L. Carroll Mgmt For For
Fredrick D. Schaufeld Mgmt For For
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of BDO USA,
LLP to serve as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr Against For
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 935356077
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John G. Mayer Mgmt For For
Rex D. Geveden Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
January 3, 2022.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 935360317
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. D'Amore Mgmt For For
Keith D. Jackson Mgmt For For
Mary Jane Raymond Mgmt For For
2. To approve an amendment to Veeco's 2016 Mgmt For For
Employee Stock Purchase Plan to increase
the authorized shares of Veeco's common
stock thereunder by 750,000 shares.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 935253219
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 03-Sep-2020
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Dankberg Mgmt For For
1B. Election of Director: Varsha Rao Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viasat's
Independent Registered Public Accounting
Firm for fiscal year 2021.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Amendment and Restatement of the 1996 Mgmt For For
Equity Participation Plan.
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935432005
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
M. Michael Ansour Mgmt For For
Jason L. Carlson Mgmt For For
Philip D. Davies Mgmt For For
Andrew T. D'Amico Mgmt For For
Estia J. Eichten Mgmt For For
Michael S. McNamara Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIEWRAY, INC. Agenda Number: 935412813
--------------------------------------------------------------------------------------------------------------------------
Security: 92672L107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: VRAY
ISIN: US92672L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caley Castelein, M.D. Mgmt For For
Brian K. Roberts Mgmt For For
Karen N. Prange Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
phase out the classified structure of our
board of directors.
3. To ratify the selection, by the audit Mgmt For For
committee of our board of directors, of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Advisory vote to approve ViewRay's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 935377742
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Ruta Zandman Mgmt For For
Ziv Shoshani Mgmt For For
Jeffrey H. Vanneste Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935390485
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt For For
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WANDISCO PLC Agenda Number: 713678526
--------------------------------------------------------------------------------------------------------------------------
Security: G9381R103
Meeting Type: OGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: JE00B6Y3DV84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
ORDINARY SHARES
2 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
SECURITIES FOR CASH AND TO DISAPPLY
STATUTORY PRE-EMPTION RIGHTS ON THE
ALLOTMENT OF ORDINARY SHARES IN THE CAPITAL
OF THE COMPANY
CMMT 12 MAR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WANDISCO PLC Agenda Number: 714169249
--------------------------------------------------------------------------------------------------------------------------
Security: G9381R103
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JE00B6Y3DV84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S FINANCIAL STATEMENTS FOR Mgmt For For
THE YEAR ENDED 31 DECEMBER 2020, THE
STRATEGIC REPORT AND THE REPORTS OF THE
DIRECTORS AND AUDITOR THEREON BE RECEIVED
AND CONSIDERED
2 THAT KARL MONAGHAN BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
3 THAT BOB COREY BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
4 THAT BDO LLP BE RE-APPOINTED AS AUDITOR OF Mgmt For For
THE COMPANY
5 THAT THE DIRECTORS BE AUTHORISED TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES BUT WITHOUT PREJUDICE TO ANY
ALLOTMENT, OFFER OR AGREEMENT ALREADY MADE
PURSUANT THERETO, THE DIRECTORS BE AND ARE
HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORISED PURSUANT TO ARTICLE 2.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION ("THE
ARTICLES") TO EXERCISE ALL POWERS OF THE
COMPANY TO ALLOT, GRANT OPTIONS OVER OR
OTHERWISE DISPOSE OF RELEVANT SECURITIES
(AS THAT TERM IS DEFINED IN THE ARTICLES)
IN RESPECT OF UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 1,983,287, PROVIDED THAT
(UNLESS PREVIOUSLY REVOKED, VARIED OR
RENEWED) THIS AUTHORITY SHALL EXPIRE ON THE
EARLIER OF THE DATE WHICH IS 15 MONTHS
AFTER THE DATE THE RESOLUTION WAS PASSED
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE RELEVANT SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
HAD NOT EXPIRED
7 THAT, PURSUANT TO ARTICLE 58A(1)(B) OF THE Mgmt For For
COMPANIES (JERSEY) LAW 1991 ("THE LAW") AND
ARTICLE 13 OF THE ARTICLES, AN ORDINARY
SHARE PURCHASED PURSUANT TO RESOLUTION 9
BELOW MAY BE HELD BY THE COMPANY AS
TREASURY SHARES IN ACCORDANCE WITH ARTICLES
58A AND 58B OF THE LAW
8 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
6 AND PURSUANT TO ARTICLE 2.10 OF THE
ARTICLES, THE DIRECTORS BE AND ARE HEREBY
GENERALLY EMPOWERED TO ALLOT, GRANT OPTIONS
OVER OR OTHERWISE DISPOSE OF EQUITY
SECURITIES (WITHIN THE MEANING OF THE
ARTICLES) WHOLLY FOR CASH, PURSUANT TO THE
GENERAL AUTHORITY DESCRIBED IN RESOLUTION 6
ABOVE, AS IF PRE-EMPTION RIGHTS DID NOT
APPLY TO ANY SUCH ALLOTMENT, SUCH POWER
BEING LIMITED TO: 8.1 THE ALLOTMENT OF
EQUITY SECURITIES IN CONNECTION WITH A
RIGHTS ISSUE, OPEN OFFER OR PRE-EMPTIVE
OFFER TO HOLDERS ON THE REGISTER OF THE
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY ("ORDINARY SHARES") ON A DATE FIXED
BY THE DIRECTORS WHERE THE EQUITY
SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE
INTERESTS OF ALL THOSE SHAREHOLDERS ARE
PROPORTIONATE (AS NEARLY AS PRACTICABLE) TO
THEIR RESPECTIVE HOLDINGS ON THAT DATE
SUBJECT TO ANY EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY CONSIDER
NECESSARY OR EXPEDIENT IN RELATION TO
FRACTIONAL ENTITLEMENTS, LEGAL OR PRACTICAL
PROBLEMS UNDER THE LAW OF ANY TERRITORY OR
THE REGULATIONS OR REQUIREMENTS OF ANY
RELEVANT REGULATORY AUTHORITY OR STOCK
EXCHANGE IN ANY TERRITORY; AND 8.2 THE
ALLOTMENT (OTHER THAN PURSUANT TO
RESOLUTION 8.1 ABOVE) WHOLLY FOR CASH OF
ORDINARY SHARES UP TO AN AGGREGATE NOMINAL
AMOUNT OF GBP 594,986, PROVIDED THAT
(UNLESS PREVIOUSLY REVOKED, VARIED OR
RENEWED), SUCH AUTHORITIES SHALL EXPIRE ON
THE EARLIER OF THE DATE WHICH IS 15 MONTHS
AFTER THE DATE THE RESOLUTION WAS PASSED
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, SAVE THAT
THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN
OFFER OR AGREEMENT WHICH WOULD OR MIGHT
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AFTER SUCH EXPIRY AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
SUCH AN OFFER OR AGREEMENT AS IF THE POWER
HAD NOT EXPIRED
9 THAT THE DIRECTORS BE AND ARE HEREBY Mgmt For For
AUTHORISED PURSUANT TO ARTICLE 13 OF THE
ARTICLES AND ARTICLE 57 OF THE LAW AS
AMENDED TO MAKE MARKET PURCHASES OF
ORDINARY SHARES, SUBJECT TO THE FOLLOWING
CONDITIONS: 9.1 THE MAXIMUM NUMBER OF
ORDINARY SHARES AUTHORISED TO BE PURCHASED
MAY NOT BE MORE THAN 15% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF THIS NOTICE; 9.2 THE MINIMUM PRICE
(EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID
FOR AN ORDINARY SHARE IS GBP 0.001; AND 9.3
THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE
SHALL NOT EXCEED: 9.3.1 AN AMOUNT EQUAL TO
105% OF THE AVERAGE MIDDLE MARKET QUOTATION
FOR ORDINARY SHARES TAKEN FROM THE LONDON
STOCK EXCHANGE PLC DAILY OFFICIAL LIST FOR
THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DATE ON WHICH SUCH SHARES ARE
TO BE CONTRACTED TO BE PURCHASED; AND 9.3.2
THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
INDEPENDENT BID ON THE LONDON STOCK
EXCHANGE PLC DAILY OFFICIAL LIST AT THE
TIME, SUCH AUTHORITY TO EXPIRE ON THE
EARLIER OF THE DATE WHICH IS 15 MONTHS
AFTER THE DATE THE RESOLUTION WAS PASSED
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, UNLESS SUCH
AUTHORITY IS VARIED, REVOKED OR RENEWED
PRIOR TO SUCH DATE
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 935281321
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director: Kimberly E. Alexy Mgmt For For
1B. Election Of Director: Martin I. Cole Mgmt For For
1C. Election Of Director: Kathleen A. Cote Mgmt For For
1D. Election Of Director: Tunc Doluca Mgmt For For
1E. Election Of Director: David V. Goeckeler Mgmt For For
1F. Election Of Director: Matthew E. Massengill Mgmt For For
1G. Election Of Director: Paula A. Price Mgmt For For
1H. Election Of Director: Stephanie A. Streeter Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan to
increase by 9.8 million the number of
shares of our common stock available for
issuance under that plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935139623
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 16-Jul-2020
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Stuart U. Goldfarb Mgmt For For
Laureen Ong Mgmt For For
Robyn W. Peterson Mgmt For For
Frank A. Riddick, III Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt Against Against
Compensation.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935395803
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Nick Khan Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Steve Koonin Mgmt For For
Erika Nardini Mgmt For For
Laureen Ong Mgmt For For
Steve Pamon Mgmt For For
Frank A. Riddick, III Mgmt For For
Connor Schell Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
Needham Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935242785
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100
Meeting Type: Annual
Meeting Date: 10-Aug-2020
Ticker: EGHT
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan R. Martin Mgmt For For
Vikram Verma Mgmt For For
Eric Salzman Mgmt For For
Jaswinder Pal Singh Mgmt For For
Vladimir Jacimovic Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
3. To approve proposed amendments to the 8x8, Mgmt For For
Inc. Amended and Restated 1996 Employee
Stock Purchase Plan, including the
reservation of 3,000,000 additional shares
thereunder.
4. To vote, on an advisory and non-binding Mgmt For For
basis, on the compensation of the Company's
named executive officers (as set forth in
the proxy statement).
--------------------------------------------------------------------------------------------------------------------------
A10 NETWORKS, INC. Agenda Number: 935349969
--------------------------------------------------------------------------------------------------------------------------
Security: 002121101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ATEN
ISIN: US0021211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Tor R.
Braham. (Abstain vote is treated as a
Withhold)
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Peter
Y. Chung. (Abstain vote is treated as a
Withhold)
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Mary
Dotz. (Abstain vote is treated as a
Withhold)
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Eric
Singer. (Abstain vote is treated as a
Withhold)
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting of stockholder: Dhrupad
Trivedi. (Abstain vote is treated as a
Withhold)
2. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Armanino LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ADTRAN, INC Agenda Number: 935365254
--------------------------------------------------------------------------------------------------------------------------
Security: 00738A106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: ADTN
ISIN: US00738A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas R. Stanton Mgmt For For
1B. Election of Director: H. Fenwick Huss Mgmt For For
1C. Election of Director: Gregory J. McCray Mgmt For For
1D. Election of Director: Balan Nair Mgmt For For
1E. Election of Director: Jacqueline H. Rice Mgmt For For
1F. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt For For
ADTRAN'S named executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ADTRAN for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AGILE THERAPEUTICS INC Agenda Number: 935409246
--------------------------------------------------------------------------------------------------------------------------
Security: 00847L100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: AGRX
ISIN: US00847L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Al Altomari Mgmt For For
John Hubbard, Ph.D FCP Mgmt For For
James P. Tursi, M.D. Mgmt For For
2. The approval, on a non-binding, advisory Mgmt For For
basis, of the 2020 compensation of our
named executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AKOUSTIS TECHNOLOGIES, INC. Agenda Number: 935271724
--------------------------------------------------------------------------------------------------------------------------
Security: 00973N102
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: AKTS
ISIN: US00973N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven P. DenBaars Mgmt For For
Arthur E. Geiss Mgmt For For
J. Michael McGuire Mgmt For For
Jeffrey K. McMahon Mgmt For For
Jerry D. Neal Mgmt For For
Suzanne B. Rudy Mgmt For For
Jeffrey B. Shealy Mgmt For For
2. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the compensation paid to
the Company's named executive officers.
3. Proposal to ratify the appointment of Mgmt For For
Marcum LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935363084
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anjali Joshi Mgmt For For
Timothy I. Maudlin Mgmt For For
Eileen M. Schloss Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ARLO TECHNOLOGIES, INC. Agenda Number: 935422737
--------------------------------------------------------------------------------------------------------------------------
Security: 04206A101
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: ARLO
ISIN: US04206A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew McRae Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 935400527
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rebecca B. Blalock Mgmt For For
Robert M. Gervis Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of the compensation of our named Mgmt For For
executive officers, as disclosed in our
Proxy Statement for the 2021 Annual
Meeting.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935386741
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jesse Chen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve an amendment to the 2015 Equity Mgmt For For
Incentive Plan to increase the number of
shares reserved for issuance thereunder by
3,600,000.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BENEFITFOCUS, INC. Agenda Number: 935442284
--------------------------------------------------------------------------------------------------------------------------
Security: 08180D106
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: BNFT
ISIN: US08180D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Company's proposal to approve an Mgmt For For
amendment to its Restated Certificate of
Incorporation, as amended (the "Charter")
to provide for the declassification of the
Company's board of directors.
2A. DIRECTOR
Coretha M. Rushing Mgmt For For
3. The Company's proposal to approve an Mgmt For For
amendment to its Charter to increase the
number of authorized shares of common stock
of the Company.
4. The Company's proposal to approve, as Mgmt For For
required by Nasdaq Listing Rule 5635(b),
the issuance of common stock of the Company
to the holders of its Series A Convertible
Preferred Stock upon conversion.
5. The Company's proposal to approve, on an Mgmt For For
advisory (nonbinding) basis, its named
executive officers' compensation.
6. The Company's proposal to ratify, on an Mgmt For For
advisory (nonbinding) basis, the selection
of Ernst & Young LLP as its independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935367436
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent Bellm Mgmt For For
Lawrence Bohn Mgmt For For
Jeff Richards Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
2021.
--------------------------------------------------------------------------------------------------------------------------
CASA SYSTEMS, INC. Agenda Number: 935365367
--------------------------------------------------------------------------------------------------------------------------
Security: 14713L102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CASA
ISIN: US14713L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry Guo Mgmt For For
Daniel S. Mead Mgmt For For
2. To ratify the appointment of Ernst and Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC. Agenda Number: 935410910
--------------------------------------------------------------------------------------------------------------------------
Security: 21925Y103
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: CSOD
ISIN: US21925Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy Altobello Mgmt For For
Felicia Alvaro Mgmt For For
Robert Cavanaugh Mgmt For For
Dean Carter Mgmt For For
Richard Haddrill Mgmt For For
Adam L. Miller Mgmt For For
Joseph Osnoss Mgmt For For
Philip S. Saunders Mgmt For For
Steffan C. Tomlinson Mgmt For For
Sara Martinez Tucker Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Cornerstone
OnDemand, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CRYOLIFE, INC. Agenda Number: 935372677
--------------------------------------------------------------------------------------------------------------------------
Security: 228903100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CRY
ISIN: US2289031005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas F. Ackerman Mgmt For For
Daniel J. Bevevino Mgmt For For
Marna P. Borgstrom Mgmt For For
James W. Bullock Mgmt For For
Jeffrey H. Burbank Mgmt For For
J. Patrick Mackin Mgmt For For
Ronald D. McCall Mgmt For For
Harvey Morgan Mgmt For For
Jon W. Salveson Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation paid to CryoLife's named
executive officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables, and narrative
discussion.
3. To ratify the approval of Ernst & Young LLP Mgmt For For
as the independent registered public
accounting firm for the company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DATADOG, INC. Agenda Number: 935406644
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024: Alexis
Le-Quoc
1B. Election of Class II Director to hold Mgmt For For
office until Annual Meeting in 2024:
Michael Callahan
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote to recommend the frequency of Mgmt 1 Year For
future advisory votes on the compensation
of our named executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DUCK CREEK TECHNOLOGIES, INC. Agenda Number: 935330124
--------------------------------------------------------------------------------------------------------------------------
Security: 264120106
Meeting Type: Annual
Meeting Date: 12-Mar-2021
Ticker: DCT
ISIN: US2641201064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Moran Mgmt For For
Stuart Nicoll Mgmt For For
Jason Wright Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EMCORE CORPORATION Agenda Number: 935329385
--------------------------------------------------------------------------------------------------------------------------
Security: 290846203
Meeting Type: Annual
Meeting Date: 19-Mar-2021
Ticker: EMKR
ISIN: US2908462037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen L. Domenik Mgmt For For
Bruce E. Grooms Mgmt For For
Noel Heiks Mgmt For For
Rex S. Jackson Mgmt For For
Jeffrey Rittichier Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
EMCORE's independent registered public
accounting firm for the fiscal year ending
September 30, 2021.
3. To approve the Amended and Restated EMCORE Mgmt Against Against
Corporation 2019 Equity Incentive Plan (the
"Equity Plan") to increase the number of
shares of common stock available for
issuance under the Equity Plan by 2,138,000
shares.
4 To approve, on an advisory basis, the Mgmt Against Against
executive compensation of EMCORE's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
EMCORE CORPORATION Agenda Number: 935405591
--------------------------------------------------------------------------------------------------------------------------
Security: 290846203
Meeting Type: Special
Meeting Date: 12-May-2021
Ticker: EMKR
ISIN: US2908462037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the EMCORE Mgmt For For
Corporation Restated Certificate of
Incorporation, as amended (the "Certificate
of Incorporation"), to authorize an
additional 50 million shares of common
stock.
2. To approve the adjournments or Mgmt For For
postponements of the Special Meeting, if
necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the
Special Meeting to approve the proposal
above.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935386056
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alison Dean Mgmt For For
Kent Mathy Mgmt For For
Simon Paris Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") to declassify our board of
directors after the Annual Meeting of
Stockholders.
5. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate, the
supermajority voting requirement for (i)
amendments to the Certificate of
Incorporation and (ii) stockholder
amendments to our Amended and Restated
Bylaws.
--------------------------------------------------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC. Agenda Number: 935403383
--------------------------------------------------------------------------------------------------------------------------
Security: 343389102
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FTK
ISIN: US3433891021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Harsha V. Agadi Mgmt For For
1B. Election of Director: Ted D. Brown Mgmt For For
1C. Election of Director: Michael Fucci Mgmt For For
1D. Election of Director: John W. Gibson, Jr. Mgmt For For
1E. Election of Director: Paul W. Hobby Mgmt For For
1F. Election of Director: David Nierenberg Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of Amendment to 2018 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FLUIDIGM CORPORATION Agenda Number: 935399039
--------------------------------------------------------------------------------------------------------------------------
Security: 34385P108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FLDM
ISIN: US34385P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerhard F. Burbach Mgmt For For
Carlos Paya M.D PhD Mgmt For For
Ana K.S M.D, Ph.D, MSPH Mgmt For For
2. To approve our executive compensation Mgmt For For
program for the year ended December 31,
2020, on an advisory (non-binding) basis.
3. To approve the amendment of our 2011 Equity Mgmt For For
Incentive Plan to increase the number of
shares reserved thereunder and to make
certain other changes.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 935268727
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 07-Oct-2020
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Brolin Mgmt For For
Richard Schwartz Mgmt For For
Dr. Stanton D. Sloane Mgmt For For
Russell Sarachek Mgmt For For
Lance Lord Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2021.
3. Approval of the non-binding vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935278095
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023: Joseph
J. Corasanti
1B. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023:
Patricia Hatter
1C. Election of Class Three Director for a Mgmt For For
three-year term to expire at the annual
meeting of the shareholders in 2023: Marc
Y. E. Pelaez
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers for fiscal year 2020.
3. Approval of the Amendment and Restatement Mgmt For For
of the 2018 Omnibus Incentive Plan to add
shares.
4. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 24-Jun-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from time
to time, by and among II-VI Incorporated, a
Pennsylvania corporation, Watson Merger Sub
Inc., a Delaware corporation and a wholly
owned subsidiary of II-VI Incorporated, and
Coherent, Inc., a Delaware corporation, in
the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, including to
solicit additional proxies in the event
there are not sufficient votes at the time
of II-VI Incorporated's special meeting to
approve the share issuance proposal
described above.
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 935388997
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: Gregory P. Dougherty
1B. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: David W. Heard
1C. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: Paul J. Milbury
1D. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting of
Stockholders: David F. Welch, Ph.D.
2. To approve an amendment to the Infinera Mgmt For For
Corporation 2016 Equity Incentive Plan to
(i) increase the number of shares
authorized for issuance thereunder by
4,350,000 shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Infinera's named executive
officers, as described in the Proxy
Statement.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Infinera's independent registered
public accounting firm for the fiscal year
ending December 25, 2021.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 935398493
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David S. Dury Mgmt For For
1.2 Election of Director: Wendell T. Blonigan Mgmt For For
1.3 Election of Director: Kevin D. Barber Mgmt For For
1.4 Election of Director: Dorothy D. Hayes Mgmt For For
1.5 Election of Director: Stephen A. Jamison Mgmt For For
1.6 Election of Director: Michele F. Klein Mgmt For For
1.7 Election of Director: Mark P. Popovich Mgmt For For
1.8 Election of Director: Thomas M. Rohrs Mgmt For For
2. Proposal to approve an amendment to Mgmt For For
increase the maximum number of shares of
Common Stock authorized for issuance under
the Company's 2003 Employee Stock Purchase
Plan by 500,000 shares.
3. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending January
1, 2022.
4. Proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the, executive compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935438920
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cielo Hernandez Mgmt For For
Cathy-A Martine-Dolecki Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935415629
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gabriel Dalporto Mgmt For For
1B. Election of Director: Thomas Davidson Mgmt For For
1C. Election of Director: Robin Henderson Mgmt For For
1D. Election of Director: Douglas Lebda Mgmt For For
1E. Election of Director: Steven Ozonian Mgmt For For
1F. Election of Director: Saras Sarasvathy Mgmt For For
1G. Election of Director: G. Kennedy Thompson Mgmt For For
1H. Election of Director: Jennifer Witz Mgmt For For
2. To approve our Employee Stock Purchase Mgmt For For
Plan.
3. To approve an Amendment and Restatement to Mgmt For For
our Sixth Amended and Restated 2008 Stock
and Annual Incentive Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LIMELIGHT NETWORKS, INC. Agenda Number: 935402468
--------------------------------------------------------------------------------------------------------------------------
Security: 53261M104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: LLNW
ISIN: US53261M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Doug Bewsher Mgmt For For
1B. Election of Director: Marc DeBevoise Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935281333
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Christopher FitzGerald as a Mgmt For For
Class II director of the Company.
2. To re-elect Neil Murray as a Class II Mgmt For For
director of the Company.
3. To re-elect Robert P. Schechter as a Class Mgmt For For
II director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
Kingdom as the Company's independent
auditor.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2020, together with
the directors' report and the independent
auditor's report on those accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
8. To approve the reauthorization of the Board Mgmt For For
of Directors to repurchase, and hold as
treasury shares, the ordinary shares of the
Company.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 935286597
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 12-Nov-2020
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J Butters Mgmt For For
Dr. Henry Deans Mgmt For For
Dr. Heiko Fischer Mgmt For For
David Kenwright Mgmt For For
Harold Malone Mgmt For For
Alexander Oetker Mgmt For For
Florian Weidinger Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION Agenda Number: 935404513
--------------------------------------------------------------------------------------------------------------------------
Security: 64051T100
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: NPTN
ISIN: US64051T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Abbe Mgmt For For
Bandel L. Carano Mgmt For For
Michael J. Sophie Mgmt For For
2. Approval of Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
3 Ratification of the selection by our Audit Mgmt For For
Committee of BDO USA, LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935412712
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Carlisle Mgmt For For
Bill Gossman Mgmt For For
Gary Locke Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on an advisory, non-binding Mgmt 1 Year For
basis, the frequency of future stockholder
advisory non-binding votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935343284
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark K. Holdsworth Mgmt For For
Steven F. Leer Mgmt For For
M. Christian Mitchell Mgmt For For
David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
fiscal year 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935419475
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Kimon W. Michaels, Mgmt For For
PhD
1B Election of Director: Gerald Z. Yin, PhD Mgmt For For
1C Election of Director: Shuo Zhang Mgmt For For
2. To ratify the appointment BPM LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the Company's 2021 Employee Mgmt For For
Stock Purchase Plan.
4. To approve, by a non-binding advisory vote, Mgmt For For
the 2020 compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935337926
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUALTRICS INTERNATIONAL INC. Agenda Number: 935375964
--------------------------------------------------------------------------------------------------------------------------
Security: 747601201
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XM
ISIN: US7476012015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Egon Durban Mgmt For For
1B. Election of Director: Sindhu Gangadharan Mgmt For For
1C. Election of Director: Paula Hansen Mgmt For For
1D. Election of Director: Christian Klein Mgmt For For
1E. Election of Director: Luka Mucic Mgmt For For
1F. Election of Director: Donald Paoni Mgmt For For
1G. Election of Director: Zig Serafin Mgmt For For
1H. Election of Director: Ryan Smith Mgmt For For
1I. Election of Director: Kelly Steckelberg Mgmt For For
2. Ratify appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Mgmt No vote
Chevardiere
1.2 Election of Director: Miguel M. Galuccio Mgmt No vote
1.3 Election of Director: Olivier Le Peuch Mgmt No vote
1.4 Election of Director: Tatiana A. Mitrova Mgmt No vote
1.5 Election of Director: Maria M. Hanssen Mgmt No vote
1.6 Election of Director: Mark G. Papa Mgmt No vote
1.7 Election of Director: Henri Seydoux Mgmt No vote
1.8 Election of Director: Jeff W. Sheets Mgmt No vote
2. Approval of the advisory resolution to Mgmt No vote
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt No vote
as of December 31, 2020; our consolidated
statement of income for the year ended
December 31, 2020; and our Board of
Directors' declarations of dividends in
2020, as reflected in our 2020 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
5. Approval of an amendment and restatement of Mgmt No vote
the 2017 Schlumberger Omnibus Stock
Incentive Plan.
6. Approval of an amendment and restatement of Mgmt No vote
the Schlumberger Discounted Stock Purchase
Plan.
7. Approval of an amendment and restatement of Mgmt No vote
the 2004 Stock and Deferral Plan for
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
SIENTRA, INC. Agenda Number: 935419829
--------------------------------------------------------------------------------------------------------------------------
Security: 82621J105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: SIEN
ISIN: US82621J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald Menezes Mgmt For For
Philippe A. Schaison Mgmt For For
Keith J. Sullivan Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting firm of Sientra, Inc. for its
fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, of the compensation of our Named
Executive Officers as disclosed in the
Proxy Statement ("Say-On-Pay Vote").
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935390663
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt For For
Bernard C. Bailey Mgmt For For
David Borland Mgmt For For
Maj. Gen John W. Maluda Mgmt For For
Bonnie L. Carroll Mgmt For For
Fredrick D. Schaufeld Mgmt For For
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of BDO USA,
LLP to serve as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 935356077
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John G. Mayer Mgmt For For
Rex D. Geveden Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of KPMG Mgmt For For
LLP as independent registered public
accounting firm for the fiscal year ending
January 3, 2022.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 935360317
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard A. D'Amore Mgmt For For
Keith D. Jackson Mgmt For For
Mary Jane Raymond Mgmt For For
2. To approve an amendment to Veeco's 2016 Mgmt For For
Employee Stock Purchase Plan to increase
the authorized shares of Veeco's common
stock thereunder by 750,000 shares.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 935253219
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 03-Sep-2020
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Dankberg Mgmt For For
1B. Election of Director: Varsha Rao Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viasat's
Independent Registered Public Accounting
Firm for fiscal year 2021.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. Amendment and Restatement of the 1996 Mgmt For For
Equity Participation Plan.
--------------------------------------------------------------------------------------------------------------------------
VIEWRAY, INC. Agenda Number: 935412813
--------------------------------------------------------------------------------------------------------------------------
Security: 92672L107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: VRAY
ISIN: US92672L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caley Castelein, M.D. Mgmt For For
Brian K. Roberts Mgmt For For
Karen N. Prange Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
phase out the classified structure of our
board of directors.
3. To ratify the selection, by the audit Mgmt For For
committee of our board of directors, of
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. Advisory vote to approve ViewRay's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 935377742
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Ruta Zandman Mgmt For For
Ziv Shoshani Mgmt For For
Jeffrey H. Vanneste Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Company's executive officers.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP,INC. Agenda Number: 935390485
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc Zandman Mgmt For For
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt For For
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
Global Network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
--------------------------------------------------------------------------------------------------------------------------
VONAGE HOLDINGS CORP. Agenda Number: 935409210
--------------------------------------------------------------------------------------------------------------------------
Security: 92886T201
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VG
ISIN: US92886T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid Akhavan Mgmt For For
1B. Election of Director: Jeffrey Citron Mgmt For For
1C. Election of Director: Stephen Fisher Mgmt For For
1D. Election of Director: Jan Hauser Mgmt For For
1E. Election of Director: Priscilla Hung Mgmt For For
1F. Election of Director: Carolyn Katz Mgmt For For
1G. Election of Director: Michael McConnell Mgmt For For
1H. Election of Director: Rory Read Mgmt For For
1I. Election of Director: John Roberts Mgmt For For
1J. Election of Director: Tien Tzuo Mgmt Take No Action
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve our named executive officers' Mgmt For For
compensation in an advisory vote.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 935281321
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director: Kimberly E. Alexy Mgmt For For
1B. Election Of Director: Martin I. Cole Mgmt For For
1C. Election Of Director: Kathleen A. Cote Mgmt For For
1D. Election Of Director: Tunc Doluca Mgmt For For
1E. Election Of Director: David V. Goeckeler Mgmt For For
1F. Election Of Director: Matthew E. Massengill Mgmt For For
1G. Election Of Director: Paula A. Price Mgmt For For
1H. Election Of Director: Stephanie A. Streeter Mgmt For For
2. To approve on an advisory basis the named Mgmt For For
executive officer compensation disclosed in
the Proxy Statement.
3. To approve an amendment and restatement of Mgmt For For
our 2017 Performance Incentive Plan to
increase by 9.8 million the number of
shares of our common stock available for
issuance under that plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935395803
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Nick Khan Mgmt For For
Stephanie M. Levesque Mgmt For For
Paul Levesque Mgmt For For
Steve Koonin Mgmt For For
Erika Nardini Mgmt For For
Laureen Ong Mgmt For For
Steve Pamon Mgmt For For
Frank A. Riddick, III Mgmt For For
Connor Schell Mgmt For For
Man Jit Singh Mgmt For For
Jeffrey R. Speed Mgmt For For
Alan M. Wexler Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
YEXT, INC. Agenda Number: 935415124
--------------------------------------------------------------------------------------------------------------------------
Security: 98585N106
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: YEXT
ISIN: US98585N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Howard Lerman Mgmt For For
Brian Distelburger Mgmt For For
Julie Richardson Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Yext, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. Approve, on an advisory basis, the Mgmt For For
compensation of Yext, Inc.'s named
executive officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Needham Funds, Inc.
By (Signature) /s/ George A Needham
Name George A Needham
Title President
Date 08/05/2021