UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21897
NAME OF REGISTRANT: Manager Directed Portfolios
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Scott M. Ostrowski, President
Manager Directed Portfolios,
c/o U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Avenue,
5th Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4339
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Hood River Small-Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
DMY TECHNOLOGY GROUP, INC. Agenda Number: 935317974
--------------------------------------------------------------------------------------------------------------------------
Security: 233253103
Meeting Type: Special
Meeting Date: 29-Dec-2020
Ticker: DMYT
ISIN: US2332531035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal: To Mgmt For For
approve and adopt the Business Combination
Agreement by and among dMY, Rush Street
Interactive, LP, a Delaware limited
partnership, the sellers set forth on the
signature pages thereto, the Sponsor and
Rush Street Interactive GP, LLC, a Delaware
limited liability company.
2. The Charter Amendment Proposal: To approve Mgmt For For
and adopt, assuming the Business
Combination Proposal is approved and
adopted, the Proposed Charter.
3A. Advisory Charter Proposal A: to change the Mgmt For For
total number of shares and classes of stock
that dMY is authorized to issue to
951,000,000 shares, consisting of (i)
1,000,000 shares of preferred stock, (ii)
750,000,000 shares of Class A Common Stock,
and (iii) 200,000,000 shares of Class V
Voting Stock;
3B Advisory Charter Proposal B: to change the Mgmt Against Against
stockholder vote required for approval to
the affirmative vote of the holders of at
least 66 2/3% of the total voting power of
all the then outstanding shares of stock of
dMY entitled to vote generally in the
election of directors voting together as a
single class.
3C. Advisory Charter Proposal C: to absolve any Mgmt For For
Seller, the Sponsor, Non-Employee Directors
or any of their affiliates or affiliated
entities (collectively, the "Identified
Persons") from the duty to refrain from
directly or indirectly (1) engaging in and
possessing interests in other business
ventures of every type and description or
(2) competing with dMY or any of its
subsidiaries, on its own account, or in
partnership with, or as an employee,
officer, director or shareholder of any
other person.
3D. Advisory Charter Proposal D: to require any Mgmt For For
stockholder or an affiliate thereof that
fails to comply with applicable gaming laws
to be subject to mandatory sale and
transfer, subject to the terms and
conditions set forth therein, in such
number and class(es)/series of equity
interests as determined by the Board in
good faith (following consultation with
reputable outside and independent gaming
regulatory counsel) pursuant to a
resolution adopted by a majority of the
directors of the Board;
3E. Advisory Charter Proposal E: to elect not Mgmt For For
to be governed by Section 203 of the DGCL.
3F. Advisory Charter Proposal F: to require Mgmt Against Against
that the proposed bylaws of dMY may be
amended, altered, changed, added to or
repealed by (x) the Board or (y) (i) the
affirmative vote of the holders of at least
a majority of the total voting power of
dMY's capital stock entitled to vote
generally in the election of directors,
voting as a single class and (ii) the
affirmative vote of the holders of at least
66 2/3% of the total voting power of dMY's
capital stock.
3G. Advisory Charter Proposal G: to provide Mgmt For For
that any director may be removed from the
board upon a good faith finding by the
Board that such director is an Unsuitable
Person.
3H. Advisory Charter Proposal H: to provide Mgmt Against Against
that any action required or permitted to be
taken by dMY's stockholders may be taken by
written consent at any time that the
Sellers and their Permitted Transferees
beneficially own, in the aggregate, 40% or
more of the voting power of dMY's
outstanding capital stock.
3I. Advisory Charter Proposal I: to provide Mgmt Against Against
that if the Delaware Court of Chancery
lacks subject matter jurisdiction over a
claim brought against or on behalf of dMY
or any of its directors, officers,
employees or stockholders, then the sole
and exclusive forum for such action shall
be another state or federal court located
within the state of Delaware, unless the
Court of Chancery (or such other state or
federal court located within the state of
Delaware, as applicable) has dismissed a
prior action.
3J. Advisory Charter Proposal J: to provide for Mgmt For For
certain additional changes, including,
among other things, (i) changing the post-
business combination company's corporate
name from "dMY Technology Group, Inc." to
"Rush Street Interactive, Inc." and (ii)
removing certain provisions related to our
status as a blank check company that will
no longer apply upon consummation of the
business combination, all of which our
Board believes are necessary to adequately
address the needs of the post-business
combination company.
4. The NYSE Proposal: To approve, assuming the Mgmt For For
Business Combination Proposal and the
Charter Amendment Proposal are approved and
adopted, for the purposes of complying with
the applicable listing rules of the NYSE,
the issuance of more than 20% of our issued
and outstanding common stock.
5. The Incentive Plan Proposal: To approve and Mgmt For For
adopt, assuming the Business Combination
Proposal, the Charter Amendment Proposal
and the NYSE Proposal are approved and
adopted, the Rush Street Interactive, Inc.
2020 Omnibus Equity Incentive Plan
(collectively with the Business Combination
Proposal, the Charter Amendment Proposal
and the NYSE Proposal, the "Condition
Precedent Proposals").
6. DIRECTOR
Judith Gold Mgmt For For
Paul Wierbicki Mgmt For For
Harry You Mgmt For For
Leslie Bluhm Mgmt For For
James Gordon Mgmt For For
Sheli Rosenberg Mgmt For For
Neil Bluhm Mgmt For For
Greg Carlin Mgmt Withheld Against
Niccolo de Massi Mgmt For For
7. The Adjournment Proposal: To approve the Mgmt For For
adjournment of the special meeting to a
later date or dates, if necessary or
appropriate, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes for, or otherwise in
connection with, the approval of any of the
condition precedent proposals or the
incentive plan proposal.
--------------------------------------------------------------------------------------------------------------------------
ACCELERON PHARMA INC. Agenda Number: 935421127
--------------------------------------------------------------------------------------------------------------------------
Security: 00434H108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: XLRN
ISIN: US00434H1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Habib J. Mgmt For For
Dable
1B. Election of Class II Director: Terrence C. Mgmt For For
Kearney
1C. Election of Class II Director: Karen L. Mgmt For For
Smith, M.D., Ph.D.
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers as described in the
proxy statement.
3. To recommend, by an advisory, non-binding Mgmt 1 Year For
vote, the frequency of future advisory
votes to approve the compensation paid to
the Company's named executive officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935336330
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Special
Meeting Date: 25-Mar-2021
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the proposed sale of the Mgmt For For
oncology portfolio of Agios
Pharmaceuticals, Inc. ("Agios") to Servier
Pharmaceuticals, LLC ("Servier") pursuant
to the terms of the Purchase and Sale
Agreement, dated as of December 20, 2020,
by and among Agios, Servier and Servier
S.A.S.
--------------------------------------------------------------------------------------------------------------------------
AGIOS PHARMACEUTICALS, INC. Agenda Number: 935386498
--------------------------------------------------------------------------------------------------------------------------
Security: 00847X104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AGIO
ISIN: US00847X1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kaye Foster Mgmt For For
Maykin Ho Mgmt For For
John Maraganore Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
named executive officer compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
AMICUS THERAPEUTICS, INC. Agenda Number: 935410679
--------------------------------------------------------------------------------------------------------------------------
Security: 03152W109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: FOLD
ISIN: US03152W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Wheeler Mgmt For For
Burke W. Whitman Mgmt For For
2. Approval of the Amended and Restated 2007 Mgmt For For
Equity Incentive Plan to add 7,000,000
shares to the equity pool.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval, on an advisory basis, the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
API GROUP CORPORATION Agenda Number: 935244664
--------------------------------------------------------------------------------------------------------------------------
Security: 00187Y100
Meeting Type: Annual
Meeting Date: 13-Aug-2020
Ticker: APG
ISIN: US00187Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sir Martin E. Mgmt For For
Franklin
1.2 Election of Director: James E. Lillie Mgmt For For
1.3 Election of Director: Ian G. H. Ashken Mgmt For For
1.4 Election of Director: Russell A. Becker Mgmt For For
1.5 Election of Director: Anthony E. Malkin Mgmt For For
1.6 Election of Director: Thomas V. Milroy Mgmt For For
1.7 Election of Director: Lord Paul Myners Mgmt For For
1.8 Election of Director: Cyrus D. Walker Mgmt For For
1.9 Election of Director: Carrie A. Wheeler Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2020 fiscal year.
3. Approval of our 2020 Employee Stock Mgmt For For
Purchase Plan.
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
5. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ARROWHEAD PHARMACEUTICALS, INC. Agenda Number: 935332255
--------------------------------------------------------------------------------------------------------------------------
Security: 04280A100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: ARWR
ISIN: US04280A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Anzalone Mgmt For For
Marianne De Backer Mgmt For For
Mauro Ferrari Mgmt For For
Douglass Given Mgmt For For
Oye Olukotun Mgmt For For
Michael S. Perry Mgmt For For
William Waddill Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt Against Against
vote, the compensation paid to the
Company's named executive officers, as
disclosed pursuant to Item 402 of
Regulation S-K, including the compensation
tables and narrative discussion.
3. To approve the Arrowhead Pharmaceuticals, Mgmt Against Against
Inc. 2021 Incentive Plan.
4. To ratify the selection of Rose, Snyder & Mgmt For For
Jacobs LLP as independent auditors of the
Company for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
AXON ENTERPRISE, INC. Agenda Number: 935389925
--------------------------------------------------------------------------------------------------------------------------
Security: 05464C101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: AXON
ISIN: US05464C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Carmona Mgmt Withheld Against
Julie Cullivan Mgmt For For
Caitlin Kalinowski Mgmt For For
2. Proposal No. 2 requests that shareholders Mgmt For For
vote to approve, on an advisory basis, the
compensation of the Company's named
executive officers.
3. Proposal No. 3 requests that shareholders Mgmt For For
vote to ratify the appointment of Grant
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
4. Proposal No. 4 requests that shareholders Mgmt For For
vote to approve an amendment to the
Company's Certificate of Incorporation to
increase the maximum size of the Board of
Directors from 9 to 11 directors.
5. Proposal No. 5 is a shareholder proposal Shr For Against
recommending the Company move from a
plurality voting standard to a majority
voting standard.
--------------------------------------------------------------------------------------------------------------------------
AXONICS, INC. Agenda Number: 935433374
--------------------------------------------------------------------------------------------------------------------------
Security: 05465P101
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: AXNX
ISIN: US05465P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Raymond W. Cohen Mgmt For For
1B. Election of Director: Robert E. McNamara Mgmt For For
1C. Election of Director: Michael H. Carrel Mgmt For For
1D. Election of Director: Nancy Snyderman, M.D. Mgmt For For
1E. Election of Director: Jane E. Kiernan Mgmt For For
1F. Election of Director: David M. Demski Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers of Axonics, Inc.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the named executive
officers of Axonics, Inc.
--------------------------------------------------------------------------------------------------------------------------
AZUL S.A. Agenda Number: 935384317
--------------------------------------------------------------------------------------------------------------------------
Security: 05501U106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: AZUL
ISIN: US05501U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. To set the global annual compensation of Mgmt Against Against
the managers of the Company for fiscal year
2021. For further details on the global
annual compensation proposal, please visit
https://ri.voeazul.com.br/en/ and select
Corporate Governance / Shareholders
Meeting.
--------------------------------------------------------------------------------------------------------------------------
B. RILEY FINANCIAL, INC. Agenda Number: 935411506
--------------------------------------------------------------------------------------------------------------------------
Security: 05580M108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: RILY
ISIN: US05580M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bryant R. Riley Mgmt For For
1.2 Election of Director: Thomas J. Kelleher Mgmt For For
1.3 Election of Director: Robert L. Antin Mgmt Against Against
1.4 Election of Director: Robert D'Agostino Mgmt For For
1.5 Election of Director: Randall E. Paulson Mgmt For For
1.6 Election of Director: Michael J. Sheldon Mgmt For For
1.7 Election of Director: Mimi K. Walters Mgmt For For
1.8 Election of Director: Mikel H. Williams Mgmt For For
2. To ratify the selection of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve the B. Riley Financial, Inc. Mgmt For For
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BABCOCK & WILCOX ENTERPRISES, INC. Agenda Number: 935376334
--------------------------------------------------------------------------------------------------------------------------
Security: 05614L209
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BW
ISIN: US05614L2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of amendment to Certificate of Mgmt For For
Incorporation to declassify Board of
Directors and provide for annual elections
of all directors beginning in 2023.
2A. If proposal 1 is approved, the election of Mgmt For For
the nominee listed as Class I director for
a term of two years: Henry E. Bartoli
2B. If proposal 1 is approved, the election of Mgmt For For
the nominee listed as Class I director for
a term of two years: Philip D. Moeller
3A. If proposal 1 is not approved, the election Mgmt For For
of the nominee listed as Class III director
for a term of three years: Henry E. Bartoli
3B. If proposal 1 is not approved, the election Mgmt For For
of the nominee listed as Class III director
for a term of three years: Philip D.
Moeller
4. Approval of amendment to Certificate of Mgmt For For
Incorporation to remove provisions
requiring affirmative vote of at least 80%
of voting power for certain amendments to
the Company's Certificate of Incorporation
and Bylaws.
5. Ratification of Appointment of Deloitte & Mgmt For For
Touche LLP as Independent Registered Public
Accounting Firm for the year ending
December 31, 2021.
6. Approval, on a non-binding advisory basis, Mgmt For For
of executive compensation.
7. Approval of the 2021 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HLDG CO LTD Agenda Number: 935362006
--------------------------------------------------------------------------------------------------------------------------
Security: G11196105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BHVN
ISIN: VGG111961055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring at Mgmt For For
the 2024 Annual Meeting: Julia P. Gregory
1B. Election of Director for a term expiring at Mgmt For For
the 2024 Annual Meeting: Michael T.
Heffernan
1C. Election of Director for a term expiring at Mgmt For For
the 2024 Annual Meeting: Robert J. Hugin
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent auditors for
fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC. Agenda Number: 935247759
--------------------------------------------------------------------------------------------------------------------------
Security: 099406100
Meeting Type: Annual
Meeting Date: 26-Aug-2020
Ticker: BOOT
ISIN: US0994061002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Starrett Mgmt For For
Greg Bettinelli Mgmt For For
James G. Conroy Mgmt For For
Lisa G. Laube Mgmt For For
Anne MacDonald Mgmt For For
Brenda I. Morris Mgmt For For
Brad Weston Mgmt For For
2. To vote on a non-binding advisory Mgmt For For
resolution to approve the compensation paid
to named executive officers for fiscal 2020
("say-on-pay").
3. Approval of the Boot Barn Holdings, Inc. Mgmt For For
2020 Equity Incentive Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent auditor for the fiscal year
ended March 27, 2021.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935286131
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: EPAY
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keneth J. D'Amato Mgmt For For
Robert A. Eberle Mgmt For For
Jeffrey C. Leathe Mgmt For For
2. Non-binding advisory vote to approve Mgmt For For
executive compensation.
3. Approval of the amendment to the Company's Mgmt For For
2019 Stock Incentive Plan to increase the
number of shares of common stock authorized
for issuance thereunder by 2,200,000.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's registered
public accounting firm for the current
fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda Number: 935424438
--------------------------------------------------------------------------------------------------------------------------
Security: 12769G100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CZR
ISIN: US12769G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Carano Mgmt For For
Bonnie S. Biumi Mgmt For For
Jan Jones Blackhurst Mgmt For For
Frank J. Fahrenkopf Mgmt For For
Don R. Kornstein Mgmt For For
Courtney R. Mather Mgmt For For
Michael E. Pegram Mgmt For For
Thomas R. Reeg Mgmt For For
David P. Tomick Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFY THE SELECTION OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2021.
5. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO INCREASE THE AUTHORIZED
NUMBER OF SHARES OF COMMON STOCK TO
500,000,000.
6. TO APPROVE AND ADOPT AN AMENDMENT TO THE Mgmt For For
COMPANY'S AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION TO AUTHORIZE THE ISSUANCE
OF 150,000,000 SHARES OF PREFERRED STOCK.
--------------------------------------------------------------------------------------------------------------------------
CALIX, INC. Agenda Number: 935366941
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CALX
ISIN: US13100M5094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Don Listwin Mgmt For For
Kevin Peters Mgmt For For
J. Daniel Plants Mgmt For For
2. Approval of the Amended and Restated 2019 Mgmt For For
Equity Incentive Award Plan.
3. Approval of the Amended and Restated Mgmt For For
Employee Stock Purchase Plan.
4. Approval of the Amended and Restated 2017 Mgmt For For
Nonqualified Employee Stock Purchase Plan.
5. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Calix's named
executive officers.
6. Ratification of the selection of KPMG LLP Mgmt For For
as Calix's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CERUS CORPORATION Agenda Number: 935404032
--------------------------------------------------------------------------------------------------------------------------
Security: 157085101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CERS
ISIN: US1570851014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel N. Swisher, Jr. Mgmt For For
Frank Witney, Ph.D. Mgmt For For
Eric Bjerkholt Mgmt Withheld Against
2. The approval of a certificate of amendment Mgmt For For
of the Company's Amended and Restated
Certificate of Incorporation, as amended,
to increase the total number of authorized
shares of common stock from 225,000,000
shares to 400,000,000 shares.
3. The approval of an amendment and Mgmt Against Against
restatement of the Company's Amended and
Restated 2008 Equity Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance
thereunder by 7,600,000 shares and to make
certain other changes thereto as described
further in the accompanying Proxy
Statement.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
5. The ratification of the selection by the Mgmt Against Against
Audit Committee of the Board of Directors
of Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 935370469
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carey Chen Mgmt For For
Jillian C. Evanko Mgmt For For
Steven W. Krablin Mgmt For For
Singleton B. McAllister Mgmt For For
Michael L. Molinini Mgmt For For
David M. Sagehorn Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2021.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935404703
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan S. McKim Mgmt For For
John T. Preston Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To approve the Company's Amended and Mgmt For For
Restated Management Incentive Plan.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
5. To ratify, on an advisory basis, an Mgmt Against Against
exclusive forum amendment to the Company's
By-Laws.
--------------------------------------------------------------------------------------------------------------------------
COLFAX CORPORATION Agenda Number: 935371144
--------------------------------------------------------------------------------------------------------------------------
Security: 194014106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: CFX
ISIN: US1940141062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mitchell P. Rales Mgmt For For
1B. Election of Director: Matthew L. Trerotola Mgmt For For
1C. Election of Director: Patrick W. Allender Mgmt For For
1D. Election of Director: Thomas S. Gayner Mgmt For For
1E. Election of Director: Rhonda L. Jordan Mgmt For For
1F. Election of Director: Liam J. Kelly Mgmt For For
1G. Election of Director: Philip A. Okala Mgmt For For
1H. Election of Director: A. Clayton Perfall Mgmt For For
1I. Election of Director: Didier Teirlinck Mgmt For For
1J. Election of Director: Rajiv Vinnakota Mgmt For For
1K. Election of Director: Sharon Wienbar Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve on an advisory basis the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CONMED CORPORATION Agenda Number: 935384002
--------------------------------------------------------------------------------------------------------------------------
Security: 207410101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CNMD
ISIN: US2074101013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Bronson Mgmt For For
Brian P. Concannon Mgmt For For
LaVerne Council Mgmt For For
Charles M. Farkas Mgmt For For
Martha Goldberg Aronson Mgmt For For
Curt R. Hartman Mgmt For For
Jerome J. Lande Mgmt For For
B.J. Schwarzentraub Mgmt For For
Mark E. Tryniski Mgmt For For
Dr. John L. Workman Mgmt For For
2. Ratification of appointment of Mgmt For For
Pricewaterhouse Coopers, LLP as the
Company's Independent registered accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory Vote on Named Executive Officer Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
CURIOSITYSTREAM INC. Agenda Number: 935417952
--------------------------------------------------------------------------------------------------------------------------
Security: 23130Q107
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: CURI
ISIN: US23130Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Hendricks Mgmt For For
Elizabeth Hendricks Mgmt For For
Patrick Keeley Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered
accounting firm of CuriosityStream Inc. for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DECIPHERA PHARMACEUTICALS, INC. Agenda Number: 935424414
--------------------------------------------------------------------------------------------------------------------------
Security: 24344T101
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: DCPH
ISIN: US24344T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James A. Bristol, Ph.D. Mgmt For For
Frank S. Friedman Mgmt For For
Ron Squarer Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers, as disclosed in the
proxy statement accompanying this notice.
3. To recommend, on a non-binding, advisory Mgmt 1 Year For
basis, the preferred frequency of future
advisory votes on compensation of our named
executive officers.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Deciphera
Pharmaceuticals, Inc.'s independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EAGLE MATERIALS INC Agenda Number: 935241719
--------------------------------------------------------------------------------------------------------------------------
Security: 26969P108
Meeting Type: Annual
Meeting Date: 05-Aug-2020
Ticker: EXP
ISIN: US26969P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margot L. Carter Mgmt For For
1B. Election of Director: Michael R. Nicolais Mgmt For For
1C. Election of Director: Mary P. Ricciardello Mgmt For For
1D. Election of Director: Richard R. Stewart Mgmt For For
2. Advisory resolution regarding the Mgmt For For
compensation of our named executive
officers.
3. To approve the expected appointment of Mgmt For For
Ernst & Young LLP as independent auditors
for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
ELASTIC N.V. Agenda Number: 935278982
--------------------------------------------------------------------------------------------------------------------------
Security: N14506104
Meeting Type: Annual
Meeting Date: 21-Oct-2020
Ticker: ESTC
ISIN: NL0013056914
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of non-executive Director: Mgmt For For
Jonathan Chadwick
1B. Election of non-executive Director: Mgmt For For
Michelangelo Volpi
2. Adoption of Dutch Statutory Annual Accounts Mgmt For For
for fiscal year 2020.
3. Grant of full discharge of the Company's Mgmt For For
executive director from liability with
respect to the performance of his duties
during fiscal year 2020.
4. Grant of full discharge of the Company's Mgmt For For
non-executive directors from liability with
respect to the performance of their duties
during fiscal year 2020.
5. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
6. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the capital of the
Company.
7. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future non-binding advisory votes on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EURONET WORLDWIDE, INC. Agenda Number: 935381866
--------------------------------------------------------------------------------------------------------------------------
Security: 298736109
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: EEFT
ISIN: US2987361092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul S. Althasen Mgmt For For
Thomas A. McDonnell Mgmt For For
Michael N. Frumkin Mgmt For For
2. Approval of amendments to the amended 2006 Mgmt For For
Stock Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Euronet's independent registered public
accounting firm for the year ending
December 31, 2021.
4. Advisory vote on executive compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FABRINET Agenda Number: 935288399
--------------------------------------------------------------------------------------------------------------------------
Security: G3323L100
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: FN
ISIN: KYG3323L1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seamus Grady Mgmt For For
Thomas F. Kelly Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers ABAS Ltd. as
Fabrinet's independent registered public
accounting firm for the fiscal year ending
June 25, 2021.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation paid to Fabrinet's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
FORTRESS TRANSPORTATION & INFRA INV LLC Agenda Number: 935411087
--------------------------------------------------------------------------------------------------------------------------
Security: 34960P101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FTAI
ISIN: US34960P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. Andrew Levison Mgmt For For
Kenneth J. Nicholson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Fortress Transportation
and Infrastructure Investors LLC for fiscal
year 2021.
--------------------------------------------------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP. Agenda Number: 935354364
--------------------------------------------------------------------------------------------------------------------------
Security: 35138V102
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: FOXF
ISIN: US35138V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Dennison Mgmt For For
Sidney Johnson Mgmt For For
Ted Waitman Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent public accountants
for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt For For
resolution approving the compensation of
Fox Factory Holding Corp.'s named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FRANCHISE GROUP INC Agenda Number: 935385775
--------------------------------------------------------------------------------------------------------------------------
Security: 35180X105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: FRG
ISIN: US35180X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Avril Mgmt For For
Patrick A. Cozza Mgmt For For
Cynthia Dubin Mgmt For For
Lisa M. Fairfax Mgmt For For
Megan Foster Starr Mgmt For For
Thomas Herskovits Mgmt For For
Brian R. Kahn Mgmt For For
2. Approval, in an advisory and non-binding Mgmt For For
vote, of the compensation of the Company's
named executive officers as disclosed in
the Proxy Statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 25, 2021.
--------------------------------------------------------------------------------------------------------------------------
FRESHPET, INC. Agenda Number: 935259398
--------------------------------------------------------------------------------------------------------------------------
Security: 358039105
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: FRPT
ISIN: US3580391056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles A. Norris Mgmt For For
Leta D. Priest Mgmt For For
Olu Beck Mgmt For For
William B. Cyr Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve an amendment of our Third Mgmt For For
Amended and Restated Certificate of
Incorporation (as amended) to eliminate all
of its supermajority voting requirements.
5. To approve our Second Amended and Restated Mgmt For For
2014 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GAN LIMITED Agenda Number: 935327367
--------------------------------------------------------------------------------------------------------------------------
Security: G3728V109
Meeting Type: Consent
Meeting Date: 15-Mar-2021
Ticker: GAN
ISIN: BMG3728V1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF 2020 EMPLOYEE STOCK PURCHASE Mgmt Against Against
PLAN: IT IS NOTED that the Board of
Directors had proposed to adopt the GAN
Limited 2020 Employee Stock Purchase Plan,
subject to the approval of the shareholders
of the Company; and IT IS RESOLVED that the
adoption and implementation of the GAN
Limited 2020 Employee Stock Purchase Plan
is hereby ratified, confirmed and approved
in all respects.
--------------------------------------------------------------------------------------------------------------------------
GORES METROPOULOS INC Agenda Number: 935294265
--------------------------------------------------------------------------------------------------------------------------
Security: 382872109
Meeting Type: Special
Meeting Date: 01-Dec-2020
Ticker: GMHI
ISIN: US3828721098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Transaction Proposal - To consider and vote Mgmt For For
upon a proposal to approve the Agreement
and Plan of Merger, dated as of August 24,
2020 (as it may be amended from time to
time, the "Merger Agreement")
2. Issuance Proposal - To consider and vote Mgmt For For
upon a proposal to approve, for purposes of
complying with applicable Nasdaq listing
rules, the issuance of more than 20% of the
Company's issued and outstanding shares of
Class A common stock, par value $0.0001 per
share, of the Company (the "Class A Stock")
and Class F common stock, par value $0.0001
per share, of the Company in connection
with the Business Combination.
3. Amendment Proposal - To consider and act Mgmt For For
upon a proposal to adopt the proposed
Second Amended and Restated Certificate of
Incorporation of the Company (the "Second
Amended and Restated Certificate of
Incorporation").
4a. Change in Authorized Shares - To amend the Mgmt Against Against
Second Amended and Restated Certificate of
Incorporation to increase the total number
of authorized shares of all classes of
Common Stock of the Company following the
Business Combination (the "Post-Combination
Company") from 220,000,000 shares to
836,000,000 shares.
4b. Dual-Class Stock - To amend the Second Mgmt Against Against
Amended and Restated Certificate of
Incorporation to provide for a dual class
common stock structure pursuant to which
holders of Class B Stock will be entitled
to 10 votes per share, thus having the
ability to control outcome of matters
requiring stockholder approval (even if
they own significantly less than a majority
of the shares of outstanding Class A
Stock), including the election of directors
and significant corporate transactions
(such as a merger or other sale of the
Post-Combination Company or its asset).
4c. Removal of Directors - To amend the Second Mgmt Against Against
Amended and Restated Certificate of
Incorporation to provide for an increase
following the closing of the Business
Combination in the required vote to remove
a director of the Post-Combination
Company's board of directors.
4d. Special Meetings - To amend the Second Mgmt Against Against
Amended and Restated Certificate of
Incorporation to add a provision in the
Second Amended and Restated Certificate of
Incorporation providing that special
meetings of the Post-Combination Company's
stockholders may be called only by the
Chairman of the Post- Combination Company's
board of directors, the Chief Executive
Officer or the Post-Combination Company's
board of directors acting.
4e. Selection of the Court of Chancery of the Mgmt Against Against
State of Delaware as Exclusive Forum - To
amend the Second Amended and Restated
Certificate of Incorporation to provide,
unless the Post-Combination Company
consents in writing to the selection of an
alternative forum, that a stockholder
bringing a claim. Combination Company
consents in writing to the selection of an
alternative forum, that a stockholder
bringing a claim.
4f. Required Stockholder Vote to Amend the Mgmt Against Against
Certificate of Incorporation of the Company
- To amend the Second Amended and Restated
Certificate of Incorporation to require the
approval by affirmative vote of the holders
of at least two-thirds of the voting power
of all of the then-outstanding shares of
the capital stock of the Post-Combination
Company to make any amendment to certain
provisions of the Second Amended and
Restated Certificate of Incorporation.
4g. Required Stockholder Vote to Amend the Mgmt Against Against
Bylaws of the Company - To amend the Second
Amended and Restated Certificate of
Incorporation to add a provision in the
Second Amended and Restated Certificate of
Incorporation increasing the required vote
to adopt, amend or repeal any provision of
the proposed Amended and Restated Bylaws of
the Post-Combination Company (the "Amended
and Restated Bylaws").
5. Management Longer Term Equity Incentive Mgmt Against Against
Plan Proposal - To consider and vote upon a
proposal to approve the Management Longer
Term Equity Incentive Plan (the "Management
Longer Term Equity Incentive Plan"),
including the authorization of the initial
share reserve under the Management Longer
Term Equity Incentive Plan.
6. Omnibus Incentive Plan Proposal - To Mgmt For For
consider and vote upon a proposal to
approve the 2020 Equity Incentive Plan (the
"Omnibus Incentive Plan"), including the
authorization of the initial share reserve
under the Omnibus Incentive Plan.
7. Employee Stock Purchase Plan Proposal - To Mgmt For For
consider and vote upon a proposal to
approve the 2020 Employee Stock Purchase
Plan (the "Employee Stock Purchase Plan"),
including the authorization of the initial
share reserve under the Employee Stock
Purchase Plan.
8. DIRECTOR
Mr. Austin Russell Mgmt For For
Mr. Alec Gores Mgmt Withheld Against
Mr. M.J. Simoncini Mgmt For For
Mr. Scott A. McGregor Mgmt For For
Mr. B.J. Kortlang Mgmt For For
9. The Adjournment Proposal - To consider and Mgmt For For
vote upon a proposal to allow the chairman
of the Special Meeting to adjourn the
Special Meeting to a later date or dates,
if necessary, to permit further
solicitation and vote of proxies in the
event that there are insufficient votes.
--------------------------------------------------------------------------------------------------------------------------
GRAF INDUSTRIAL CORP. Agenda Number: 935274338
--------------------------------------------------------------------------------------------------------------------------
Security: 384278107
Meeting Type: Special
Meeting Date: 29-Sep-2020
Ticker: GRAF
ISIN: US3842781078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Business Combination Proposal - To Mgmt For For
approve and adopt the Agreement and Plan of
Merger, ("Merger Agreement") by and among
the Company, its wholly owned subsidiary VL
Merger Sub Inc. ("Merger Sub"), and
Velodyne Lidar, Inc. ("Velodyne"), and
approve the transactions contemplated
thereby ("Business Combination"), including
the merger of Merger Sub with and into
Velodyne, with Velodyne surviving the
merger as a wholly owned subsidiary of
Company, and the issuance of common stock
to Velodyne equity holders.
2. The Nasdaq Stock Issuance Proposal - To Mgmt For For
approve, for purposes of complying with
applicable listing rules of the Nasdaq
Stock Market ("Nasdaq"), the issuance of
more than 20% of Company's outstanding
common stock in connection with the
Business Combination & Subscription
Agreements, including up to 15,000,000
shares of our common stock to PIPE
Investors, which includes Graf Acquisition
LLC (our "Sponsor") that subscribed for
950,000 shares of common stock, and up to
150,453,811 shares to Velodyne equity
holders.
3. The Charter Approval Proposal: To adopt the Mgmt For For
proposed Amended and Restated Certificate
of Incorporation of the Company (the
"Amended and Restated Certificate of
Incorporation") in the form attached hereto
as Annex B.
4A. Change the Stockholder Vote Required to Mgmt For For
Amend the Certificate of Incorporation - To
amend the Amended and Restated Certificate
of Incorporation to require the approval by
affirmative vote of the holders of at least
two-thirds of the common stock of the
post-combination company to make any
amendment to certain provisions of the
post-combination company certificate of
incorporation.
4B. Election Not to be Governed by Section 203 Mgmt For For
of the DGCL: To amend the Amended and
Restated Certificate of Incorporation to
cause the post-combination company to not
be governed by Section 203 of the DGCL and,
instead, include a provision in the Amended
and Restated Certificate of Incorporation
that is substantially similar to Section
203 of the DGCL, but excludes David S. Hall
and his respective successors, affiliates
and associates from the definition of
"interested stockholder".
4C Change in Authorized Shares: To amend the Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the total number
of authorized shares of common stock to
2,250,000,000 shares and increase the total
number of authorized shares of preferred
stock to 25,000,000 shares.
4D. Corporate Opportunity - To amend the Mgmt For For
Amended and Restated Certificate of
Incorporation to provide that we renounce
any interest or expectancy in, or in being
offered an opportunity to participate in,
any matter, transaction or interest that is
presented to, or acquired, created or
developed by, or which otherwise comes into
the possession of, any director of the
Company who is not an employee of the
Company or any of its subsidiaries
("Covered Persons") a Covered Person
expressly and solely in such Covered
Person's capacity as director of company
5. Incentive Plan Proposal: To approve the Mgmt For For
Velodyne Lidar, Inc. 2020 Equity Incentive
Plan (the "Incentive Plan"), including the
authorization of the initial share reserve
under the Incentive Plan.
6. ESPP Proposal: To approve the Velodyne Mgmt For For
Lidar, Inc. 2020 Employee Stock Purchase
Plan (the "ESPP"), including the
authorization of the initial share reserve
under the ESPP
7. Adjournment Proposal - To approve, if Mgmt For For
necessary, the adjournment of the Special
Meeting to a later date or dates to permit
further solicitation and votes of proxies
in the event that there are insufficient
votes for, or otherwise in connection with,
approval of the Business Combination
Proposal, the Nasdaq Stock Issuance
Proposal, the Charter Approval Proposal,
the Incentive Plan Proposal or the ESPP
Proposal. This proposal will only be
presented at the Special Meeting if there
are not sufficient votes to approve above
proposals.
--------------------------------------------------------------------------------------------------------------------------
GRAND CANYON EDUCATION, INC. Agenda Number: 935423323
--------------------------------------------------------------------------------------------------------------------------
Security: 38526M106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: LOPE
ISIN: US38526M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian E. Mueller Mgmt For For
1.2 Election of Director: Sara R. Dial Mgmt For For
1.3 Election of Director: Jack A. Henry Mgmt For For
1.4 Election of Director: Lisa Graham Keegan Mgmt For For
1.5 Election of Director: Chevy Humphrey Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935400363
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt For For
Michael T. Eckhart Mgmt For For
Nancy C. Floyd Mgmt For For
Simone F. Lagomarsino Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HEALTHEQUITY, INC. Agenda Number: 935431421
--------------------------------------------------------------------------------------------------------------------------
Security: 42226A107
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: HQY
ISIN: US42226A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert Selander
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Jon Kessler
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stephen Neeleman,
M.D.
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Frank Corvino
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Adrian Dillon
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Evelyn Dilsaver
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Debra McCowan
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Stuart Parker
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Ian Sacks
1J. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Gayle Wellborn
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the fiscal 2021 compensation paid to
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
I3 VERTICALS, INC. Agenda Number: 935329309
--------------------------------------------------------------------------------------------------------------------------
Security: 46571Y107
Meeting Type: Annual
Meeting Date: 26-Feb-2021
Ticker: IIIV
ISIN: US46571Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory Daily Mgmt For For
Clay Whitson Mgmt Withheld Against
Elizabeth S. Courtney Mgmt For For
John Harrison Mgmt For For
Burton Harvey Mgmt For For
Timothy McKenna Mgmt For For
David Morgan Mgmt For For
David Wilds Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ICHOR HOLDINGS LTD Agenda Number: 935401579
--------------------------------------------------------------------------------------------------------------------------
Security: G4740B105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ICHR
ISIN: KYG4740B1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey Andreson Mgmt For For
1B. Election of Director: John Kispert Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935408624
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gold Mgmt For For
Gary Kreitzer Mgmt For For
Mary Curran Mgmt For For
Scott Shoemaker Mgmt For For
Paul Smithers Mgmt For For
David Stecher Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
INSMED INCORPORATED Agenda Number: 935366751
--------------------------------------------------------------------------------------------------------------------------
Security: 457669307
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: INSM
ISIN: US4576693075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Brennan Mgmt For For
Leo Lee Mgmt For For
Carol A. Schafer Mgmt For For
Melvin Sharoky, M.D. Mgmt For For
2. An advisory vote on the 2020 compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Approval of an amendment to the Insmed Mgmt For For
Incorporated 2019 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION Agenda Number: 935384139
--------------------------------------------------------------------------------------------------------------------------
Security: 45826H109
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ITGR
ISIN: US45826H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sheila Antrum Mgmt For For
Pamela G. Bailey Mgmt For For
Cheryl C. Capps Mgmt For For
Joseph W. Dziedzic Mgmt For For
James F. Hinrichs Mgmt For For
Jean Hobby Mgmt For For
Tyrone Jeffers Mgmt For For
M. Craig Maxwell Mgmt For For
Filippo Passerini Mgmt For For
Bill R. Sanford Mgmt For For
Donald J. Spence Mgmt For For
William B. Summers, Jr. Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for Integer Holdings
Corporation for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the adoption of the Integer Mgmt For For
Holdings Corporation 2021 Omnibus Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935393013
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: IART
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt For For
1D. Election of Director: Shaundra D. Clay Mgmt For For
1E. Election of Director: Stuart M. Essig Mgmt For For
1F. Election of Director: Barbara B. Hill Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt For For
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year 2021.
3. The proposal to approve the Fifth Amended Mgmt For For
and Restated 2003 Equity Incentive Plan.
4. A non-binding resolution to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt Withheld Against
Athena Countouriotis MD Mgmt Withheld Against
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt Withheld Against
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
K12 INC. Agenda Number: 935288933
--------------------------------------------------------------------------------------------------------------------------
Security: 48273U102
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: LRN
ISIN: US48273U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Aida M. Alvarez
1B. Election of Director to serve for a Mgmt For For
one-year term: Craig R. Barrett
1C. Election of Director to serve for a Mgmt For For
one-year term: Guillermo Bron
1D. Election of Director to serve for a Mgmt For For
one-year term: Robert L. Cohen
1E. Election of Director to serve for a Mgmt For For
one-year term: Nathaniel A. Davis
1F. Election of Director to serve for a Mgmt For For
one-year term: John M. Engler
1G. Election of Director to serve for a Mgmt For For
one-year term: Steven B. Fink
1H. Election of Director to serve for a Mgmt For For
one-year term: Victoria D. Harker
1I. Election of Director to serve for a Mgmt For For
one-year term: Robert E. Knowling, Jr.
1J. Election of Director to serve for a Mgmt For For
one-year term: Liza McFadden
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the named executive
officers of the Company.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP, as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
KARUNA THERAPEUTICS, INC. Agenda Number: 935414829
--------------------------------------------------------------------------------------------------------------------------
Security: 48576A100
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: KRTX
ISIN: US48576A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher Coughlin Mgmt For For
1B. Election of Director: James Healy, M.D., Mgmt For For
Ph.D.
1C. Election of Director: Jeffrey Jonas, M.D. Mgmt For For
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC. Agenda Number: 935375433
--------------------------------------------------------------------------------------------------------------------------
Security: 48576U106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: KPTI
ISIN: US48576U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deepika R. Pakianathan Mgmt For For
Richard Paulson Mgmt For For
Chen Schor Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Karyopharm's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Karyopharm's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC. Agenda Number: 935385193
--------------------------------------------------------------------------------------------------------------------------
Security: 49714P108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: KNSL
ISIN: US49714P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael P. Kehoe Mgmt For For
1B. Election of Director: Steven J. Bensinger Mgmt For For
1C. Election of Director: Teresa P. Chia Mgmt For For
1D. Election of Director: Robert V. Hatcher, Mgmt For For
III
1E. Election of Director: Anne C. Kronenberg Mgmt For For
1F. Election of Director: Robert Lippincott, Mgmt For For
III
1G. Election of Director: James J. Ritchie Mgmt For For
1H. Election of Director: Frederick L. Russell, Mgmt For For
Jr.
1I. Election of Director: Gregory M. Share Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Independent Registered Public Accounting
Firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
KIRBY CORPORATION Agenda Number: 935360064
--------------------------------------------------------------------------------------------------------------------------
Security: 497266106
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: KEX
ISIN: US4972661064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Tanya S. Mgmt For For
Beder
1B. Election of Class II Director: Barry E. Mgmt For For
Davis
1C. Election of Class II Director: Joseph H. Mgmt For For
Pyne
2. Ratification of the selection of KPMG LLP Mgmt For For
as Kirby's independent independent
registered public accounting firm for 2021.
3. Advisory vote on the approval of the Mgmt For For
compensation of Kirby's named executive
officers.
4. Approval of amendment of the 2005 Stock and Mgmt For For
Incentive Plan.
5. Approval of amendment of the 2000 Mgmt For For
Nonemployee Director Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
KORNIT DIGITAL LTD. Agenda Number: 935247444
--------------------------------------------------------------------------------------------------------------------------
Security: M6372Q113
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: KRNT
ISIN: IL0011216723
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a To re-elect Mr. Ofer Ben Zur for a Mgmt For For
three-year term as a Class II director of
the Company, until the Company's annual
general meeting of shareholders in 2023 and
until his successor is duly elected and
qualified.
1b To re-elect Ms. Lauri Hanover for a Mgmt For For
three-year term as a Class II director of
the Company, until the Company's annual
general meeting of shareholders in 2023 and
until her successor is duly elected and
qualified.
1c To re-elect Mr. Gabi Seligsohn for a Mgmt For For
three-year term as a Class II director of
the Company, until the Company's annual
general meeting of shareholders in 2023 and
until his successor is duly elected and
qualified.
2. To re-elect Mr. Yehoshua (Shuki) Nir for a Mgmt For For
two-year term as a Class I director of the
Company, until the Company's annual general
meeting of shareholders in 2022 and until
his successor is duly elected and
qualified.
3. Re-appointment of Kost Forer Gabbay & Mgmt For For
Kasierer, registered public accounting
firm, a member firm of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the
Company's board of directors (or the audit
committee thereof) to fix such accounting
firm's annual compensation.
4. Re-adoption and amendment of the Mgmt For For
compensation policy for the Company's
office holders (as defined in the Israeli
Companies Law, 5759-1999 (the "Companies
Law")).
4a By checking the box marked "FOR", the Mgmt For
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a "personal interest" (i.e.,
a conflict of interest) in the approval of
Proposal 4 (in each case as defined in the
Companies Law and described in the Proxy
Statement). If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST".[MUST
COMPLETE ITEM 4A]
5 Approval of an amended compensation package Mgmt For For
for Mr. Ronen Samuel, the Company's chief
executive officer.
5a By checking the box marked "FOR", the Mgmt For
undersigned hereby confirms that he, she or
it is not a "controlling shareholder" and
does not have a "personal interest" (i.e.,
a conflict of interest) in the approval of
Proposal 5 (in each case as defined in the
Companies Law and described in the Proxy
Statement). If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST". [MUST
COMPLETE ITEM 5A]
6. Approval of the terms of an updated annual Mgmt For For
compensation package for all current and
future non-employee directors of the
Company, including cash compensation,
grants of restricted share units and other
customary compensation elements.
--------------------------------------------------------------------------------------------------------------------------
KRATOS DEFENSE & SEC SOLUTIONS, INC. Agenda Number: 935395067
--------------------------------------------------------------------------------------------------------------------------
Security: 50077B207
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: KTOS
ISIN: US50077B2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Anderson Mgmt For For
Eric DeMarco Mgmt For For
William Hoglund Mgmt For For
Scot Jarvis Mgmt For For
Jane Judd Mgmt For For
Samuel Liberatore Mgmt For For
Amy Zegart Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers, as presented in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
KRYSTAL BIOTECH, INC. Agenda Number: 935378580
--------------------------------------------------------------------------------------------------------------------------
Security: 501147102
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: KRYS
ISIN: US5011471027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Suma M. Krishnan Mgmt For For
Julian S. Gangolli Mgmt For For
2. To ratify the appointment of Mayer Hoffman Mgmt For For
McCann P.C. as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
KULICKE & SOFFA INDUSTRIES, INC. Agenda Number: 935323927
--------------------------------------------------------------------------------------------------------------------------
Security: 501242101
Meeting Type: Annual
Meeting Date: 04-Mar-2021
Ticker: KLIC
ISIN: US5012421013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Of Director : Mr. Chin Hu Lim Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending October 2,
2021.
3. To approve the Company's 2021 Omnibus Mgmt Against Against
Incentive Plan.
4. To approve, on a non-binding basis, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION Agenda Number: 935360646
--------------------------------------------------------------------------------------------------------------------------
Security: 518415104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: LSCC
ISIN: US5184151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Anderson Mgmt For For
Robin A. Abrams Mgmt For For
Mark E. Jensen Mgmt For For
Anjali Joshi Mgmt For For
James P. Lederer Mgmt For For
Krishna Rangasayee Mgmt For For
D. Jeffrey Richardson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
3. To approve, as an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LHC GROUP, INC. Agenda Number: 935408547
--------------------------------------------------------------------------------------------------------------------------
Security: 50187A107
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LHCG
ISIN: US50187A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith G. Myers Mgmt For For
Ronald T. Nixon Mgmt For For
W. Earl Reed III Mgmt For For
2. To adopt, on an advisory basis, a Mgmt For For
resolution approving the compensation of
our named executive officers.
3. The ratification of the selection of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC. Agenda Number: 935276875
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Julia S. Johnson Mgmt For For
1D. Election of Director: Brian J. Lillie Mgmt For For
1E. Election of Director: Alan S. Lowe Mgmt For For
1F. Election of Director: Ian S. Small Mgmt For For
1G. Election of Director: Janet S. Wong Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 3, 2021.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 935380989
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jose R. Mas Mgmt For For
Javier Palomarez Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
our named executive officers.
4. Approval of the MasTec, Inc. Amended and Mgmt For For
Restated 2013 Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
MEDALLIA, INC. Agenda Number: 935387779
--------------------------------------------------------------------------------------------------------------------------
Security: 584021109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: MDLA
ISIN: US5840211099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Leslie Mgmt For For
Kilgore
1B. Election of Class II Director: Stanley Mgmt For For
Meresman
1C. Election of Class II Director: Steven Mgmt For For
Walske
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NATERA, INC. Agenda Number: 935394926
--------------------------------------------------------------------------------------------------------------------------
Security: 632307104
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NTRA
ISIN: US6323071042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Steve Chapman Mgmt For For
Todd Cozzens Mgmt For For
Matthew Rabinowitz Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Natera, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Natera, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935263195
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Mgmt For For
Board of the Company: David Kostman
1B. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Yehoshua (Shuki)
Ehrlich
1D. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Leo Apotheker
1E. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Joe Cowan
2. To approve and ratify current D&O insurance Mgmt For For
and terms for future D&O insurance.
2A. Regarding proposal 2, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no.
3. To approve the extension of the CEO Bonus Mgmt For For
Plan.
3A. Regarding proposal 3, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no.
4. To re-appoint the Company's independent Mgmt For For
auditors and to authorize the Board to set
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NICE LTD. Agenda Number: 935389418
--------------------------------------------------------------------------------------------------------------------------
Security: 653656108
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NICE
ISIN: US6536561086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To Elect Non-executive Director to the Mgmt For For
Board of the Company: David Kostman
1B. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Rimon Ben-Shaoul
1C. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Yehoshua (Shuki)
Ehrlich
1D. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Leo Apotheker
1E. To Elect Non-executive Director to the Mgmt For For
Board of the Company: Joe Cowan
2. To Elect an outside Director to the Board Mgmt For For
of the Company: Zehava Simon
2B. Regarding proposal 2, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
3. To reapprove the Company's Compensation Mgmt Against Against
Policy.
3A. Regarding proposal 3, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
4. To approve CEO Equity Plan. Mgmt For For
4A. Regarding proposal 4, indicate whether you Mgmt Against
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
5. To re-appoint the Company's independent Mgmt For For
auditors and to authorize the Board to set
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935412712
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Carlisle Mgmt For For
Bill Gossman Mgmt For For
Gary Locke Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory, non-binding Mgmt Against Against
basis, the compensation of our named
executive officers.
4. To approve, on an advisory, non-binding Mgmt 1 Year For
basis, the frequency of future stockholder
advisory non-binding votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NOVAVAX, INC. Agenda Number: 935426761
--------------------------------------------------------------------------------------------------------------------------
Security: 670002401
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: NVAX
ISIN: US6700024010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Richard H. Douglas, Ph.D.
1B. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Margaret G. McGlynn, R. Ph.
1C. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: David M. Mott
2. The approval, on an advisory basis, of the Mgmt Against Against
compensation paid to our Named Executive
Officers.
3. Amendment and restatement of the Amended Mgmt For For
and Restated Novavax, Inc. 2015 Stock Plan
to increase the number of shares of Common
Stock available for issuance thereunder by
1,500,000 shares.
4. Ratification of certain April 2020 equity Mgmt Against Against
awards.
5. Ratification of certain June 2020 equity Mgmt Against Against
awards.
6. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935253966
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105
Meeting Type: Special
Meeting Date: 10-Sep-2020
Ticker: NUVA
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
increase the number of shares of our common
stock authorized for issuance from
120,000,000 shares to 150,000,000 shares
2. To approve the adjournment of the Special Mgmt For For
Meeting to a later date or dates, if
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Atsushi Abe
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Alan Campbell
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Susan K. Carter
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Thomas L. Deitrich
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gilles Delfassy
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Hassane S. El-Khoury
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Bruce E. Kiddoo
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Paul A. Mascarenas
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gregory L. Waters
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Christine Y. Yan
2. Advisory (non-binding) resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. Approval of an amendment to the ON Mgmt For For
Semiconductor Corporation 2000 Employee
Stock Purchase Plan.
5. Approval of amendments to the ON Mgmt For For
Semiconductor Corporation Amended and
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935362513
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ONTO
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leo Berlinghieri Mgmt For For
1.2 Election of Director: Edward J. Brown, Jr. Mgmt For For
1.3 Election of Director: David B. Miller Mgmt For For
1.4 Election of Director: Michael P. Plisinski Mgmt For For
1.5 Election of Director: Bruce C. Rhine Mgmt For For
1.6 Election of Director: Christopher A. Seams Mgmt For For
1.7 Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
OPEN LENDING CORPORATION Agenda Number: 935391780
--------------------------------------------------------------------------------------------------------------------------
Security: 68373J104
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: LPRO
ISIN: US68373J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric A. Feldstein Mgmt For For
Gene Yoon Mgmt For For
Brandon Van Buren Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935428169
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alec Gallimore Mgmt For For
Rathi Murthy Mgmt For For
Alex Solomon Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of the Company for
its fiscal year ending January 31, 2022.
3. To conduct an advisory, non-binding vote to Mgmt For For
approve the compensation of our named
executive officers.
4. To conduct an advisory, non-binding vote on Mgmt 1 Year For
the frequency of future advisory,
non-binding votes to approve the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PALOMAR HOLDINGS, INC. Agenda Number: 935388783
--------------------------------------------------------------------------------------------------------------------------
Security: 69753M105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PLMR
ISIN: US69753M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard H. Taketa Mgmt For For
Catriona M. Fallon Mgmt For For
2. To hold an advisory vote to approve Mgmt For For
executive compensation (the "Say-on-Pay"
vote).
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of holding an advisory vote to approve
executive compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PLANET FITNESS, INC. Agenda Number: 935355568
--------------------------------------------------------------------------------------------------------------------------
Security: 72703H101
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PLNT
ISIN: US72703H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Rondeau Mgmt For For
Frances Rathke Mgmt For For
Bernard Acoca Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PLAYA HOTELS & RESORTS N V Agenda Number: 935411025
--------------------------------------------------------------------------------------------------------------------------
Security: N70544106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: PLYA
ISIN: NL0012170237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce D. Wardinski Mgmt For For
1B. Election of Director: Charles Floyd Mgmt For For
1C. Election of Director: Richard B. Fried Mgmt For For
1D. Election of Director: Hal Stanley Jones Mgmt For For
1E. Election of Director: Mahmood Khimji Mgmt For For
1F. Election of Director: Elizabeth Lieberman Mgmt For For
1G. Election of Director: Maria Miller Mgmt For For
1H. Election of Director: Leticia Navarro Mgmt For For
1I. Election of Director: Karl Peterson Mgmt For For
2. Adoption of the Company's Dutch Statutory Mgmt For For
Annual Accounts for the fiscal year ended
December 31, 2020.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
4. Instruction to Deloitte Accountants B.V. Mgmt For For
for the audit of the Company's Dutch
Statutory Annual Accounts for the fiscal
year ending December 31, 2021.
5. A non-binding, advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers ("Say-on-Pay").
6. Discharge of the Company's directors from Mgmt For For
liability with respect to the performance
of their duties during the fiscal year
ended December 31, 2020.
7. Authorization of the Board to acquire Mgmt For For
shares (and depository receipts for shares)
in the capital of the Company.
8A. Delegation to the Board of the authority to Mgmt For For
issue shares and grant rights to subscribe
for shares in the capital of the Company
and to limit or exclude pre-emptive rights
for 10% of the Company's issued share
capital.
8B. Delegation to the Board of the authority to Mgmt For For
issue shares and grant rights to subscribe
for shares in the capital of the Company
and to limit or exclude pre-emptive rights
for an additional 10% of the Company's
issued share capital.
9. A non-binding, advisory vote to consider Mgmt 1 Year For
the frequency of the shareholders'
non-binding, advisory vote to approve the
compensation of the Company's named
executive officers ("Say-on-Frequency").
--------------------------------------------------------------------------------------------------------------------------
PLAYA HOTELS & RESORTS N V Agenda Number: 935456663
--------------------------------------------------------------------------------------------------------------------------
Security: N70544106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: PLYA
ISIN: NL0012170237
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce D. Wardinski Mgmt For For
1B. Election of Director: Charles Floyd Mgmt For For
1C. Election of Director: Richard B. Fried Mgmt For For
1D. Election of Director: Hal Stanley Jones Mgmt For For
1E. Election of Director: Mahmood Khimji Mgmt For For
1F. Election of Director: Elizabeth Lieberman Mgmt For For
1G. Election of Director: Maria Miller Mgmt For For
1H. Election of Director: Leticia Navarro Mgmt For For
1I. Election of Director: Karl Peterson Mgmt For For
2. Adoption of the Company's Dutch Statutory Mgmt For For
Annual Accounts for the fiscal year ended
December 31, 2020.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered accounting firm for the fiscal
year ending December 31, 2021.
4. Instruction to Deloitte Accountants B.V. Mgmt For For
for the audit of the Company's Dutch
Statutory Annual Accounts for the fiscal
year ending December 31, 2021.
5. A non-binding, advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers ("Say-on-Pay").
6. Discharge of the Company's directors from Mgmt For For
liability with respect to the performance
of their duties during the fiscal year
ended December 31, 2020.
7. Authorization of the Board to acquire Mgmt For For
shares (and depository receipts for shares)
in the capital of the Company.
8A. Delegation to the Board of the authority to Mgmt For For
issue shares and grant rights to subscribe
for shares in the capital of the Company
and to limit or exclude pre-emptive rights
for 10% of the Company's issued share
capital.
8B. Delegation to the Board of the authority to Mgmt For For
issue shares and grant rights to subscribe
for shares in the capital of the Company
and to limit or exclude pre-emptive rights
for an additional 10% of the Company's
issued share capital.
9. A non-binding, advisory vote to consider Mgmt 1 Year For
the frequency of the shareholders'
non-binding, advisory vote to approve the
compensation of the Company's named
executive officers ("Say-on- Frequency").
--------------------------------------------------------------------------------------------------------------------------
PURPLE INNOVATION, INC. Agenda Number: 935382969
--------------------------------------------------------------------------------------------------------------------------
Security: 74640Y106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: PRPL
ISIN: US74640Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Pano Anthos Mgmt For For
1.2 Election of Director: Gary DiCamillo Mgmt For For
1.3 Election of Director: Adam Gray Mgmt For For
1.4 Election of Director: Claudia Hollingsworth Mgmt For For
1.5 Election of Director: Gary Kiedaisch Mgmt For For
1.6 Election of Director: Joseph B. Megibow Mgmt For For
1.7 Election of Director: Paul Zepf Mgmt For For
1.8 Election of Director: Dawn Zier Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as set forth in our
Proxy Statement.
3. Advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes on our executive
compensation.
4. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm to audit our financial
statements for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
REATA PHARMACEUTICALS, INC. Agenda Number: 935416657
--------------------------------------------------------------------------------------------------------------------------
Security: 75615P103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: RETA
ISIN: US75615P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. McClellan Jr Mgmt For For
William E. Rose Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 935414615
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class III Director: Glenn Mgmt For For
Marino
1B. Election of Class III Director: B.C. Silver Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, by non-binding vote, Mgmt For For
compensation of the named executive
officers for the year ended December 31,
2020.
4. To approve the Rent-A-Center, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
5. To approve amendments to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
RH Agenda Number: 935230689
--------------------------------------------------------------------------------------------------------------------------
Security: 74967X103
Meeting Type: Annual
Meeting Date: 22-Jul-2020
Ticker: RH
ISIN: US74967X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilary Krane Mgmt For For
Katie Mitic Mgmt For For
Ali Rowghani Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Advisory vote on frequency of advisory vote Mgmt 1 Year For
on executive compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
RUSH STREET INTERACTIVE, INC. Agenda Number: 935417813
--------------------------------------------------------------------------------------------------------------------------
Security: 782011100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: RSI
ISIN: US7820111000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Judith Gold Mgmt For For
Paul Wierbicki Mgmt For For
Harry You Mgmt For For
2. Ratification of the appointment of Mgmt For For
WithumSmith+Brown, PC as our independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
SEAWORLD ENTERTAINMENT, INC. Agenda Number: 935415085
--------------------------------------------------------------------------------------------------------------------------
Security: 81282V100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SEAS
ISIN: US81282V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Bension Mgmt For For
1B. Election of Director: James Chambers Mgmt Against Against
1C. Election of Director: William Gray Mgmt For For
1D. Election of Director: Timothy Hartnett Mgmt For For
1E. Election of Director: Charles Koppelman Mgmt For For
1F. Election of Director: Yoshikazu Maruyama Mgmt For For
1G. Election of Director: Thomas E. Moloney Mgmt For For
1H. Election of Director: Neha Jogani Narang Mgmt For For
1I. Election of Director: Scott Ross Mgmt Against Against
1J. Election of Director: Kimberly Schaefer Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt Against Against
of the compensation paid to the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION Agenda Number: 935345163
--------------------------------------------------------------------------------------------------------------------------
Security: 81619Q105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SEM
ISIN: US81619Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director for a three Mgmt For For
year term: James S. Ely III
1.2 Election of Class III Director for a three Mgmt For For
year term: Rocco A. Ortenzio
1.3 Election of Class III Director for a three Mgmt For For
year term: Thomas A. Scully
2. Non-binding advisory vote to approve Mgmt For For
executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935390031
--------------------------------------------------------------------------------------------------------------------------
Security: G8060N102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ST
ISIN: GB00BFMBMT84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew C. Teich Mgmt For For
1B. Election of Director: Jeffrey J. Cote Mgmt For For
1C. Election of Director: John P. Absmeier Mgmt For For
1D. Election of Director: Daniel L. Black Mgmt For For
1E. Election of Director: Lorraine A. Bolsinger Mgmt For For
1F. Election of Director: James E. Heppelmann Mgmt For For
1G. Election of Director: Charles W. Peffer Mgmt For For
1H. Election of Director: Constance E. Skidmore Mgmt For For
1I. Election of Director: Steven A. Sonnenberg Mgmt For For
1J. Election of Director: Martha N. Sullivan Mgmt For For
1K. Election of Director: Stephen M. Zide Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Ordinary resolution to approve the Mgmt For For
Company's 2021 Equity Incentive Plan.
4. Ordinary resolution to ratify the Mgmt For For
appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm.
5. Advisory resolution on Director Mgmt For For
Compensation Report.
6. Ordinary resolution to reappoint Ernst & Mgmt For For
Young LLP as the Company's U.K. statutory
auditor.
7. Ordinary resolution to authorize the Audit Mgmt For For
Committee, for and on behalf of the Board,
to determine the Company's U.K. statutory
auditor's reimbursement.
8. Ordinary resolution to receive the Mgmt For For
Company's 2020 Annual Report and Accounts.
9. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities.
10. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
without pre-emptive rights.
11. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans.
12. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans without
pre- emptive rights.
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935403143
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward H. Frank Mgmt For For
Christine A. Heckart Mgmt For For
Tom D. Yiu Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as SiTime's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935380369
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORA MEAD BROWNELL Mgmt For For
MARK LONGSTRETH Mgmt For For
C. PARK SHAPER Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SURGERY PARTNERS INC. Agenda Number: 935399178
--------------------------------------------------------------------------------------------------------------------------
Security: 86881A100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SGRY
ISIN: US86881A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Clifford G. Adlerz Mgmt For For
J. Eric Evans Mgmt For For
Andrew T. Kaplan Mgmt Withheld Against
Blair E. Hendrix Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid by the Company to its
named executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of an amendment to the Company's Mgmt For For
2015 Omnibus Incentive Plan, as amended and
restated effective January 1, 2020.
--------------------------------------------------------------------------------------------------------------------------
TATTOOED CHEF, INC. Agenda Number: 935401783
--------------------------------------------------------------------------------------------------------------------------
Security: 87663X102
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TTCF
ISIN: US87663X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ryan Olohan Mgmt For For
David Boris Mgmt For For
Marie Quintero-Johnson Mgmt For For
2. Ratification of BDO USA, LLP as independent Mgmt For For
registered public accounting firm.
3. Approval of an amendment to Tattooed Chef, Mgmt For For
Inc.'s 2020 Incentive Award Plan (the
"Plan") to increase the maximum annual
amount of shares that may be granted under
the Plan to any non- employee director who
serves as chairperson of a duly formed and
authorized committee of the Board, when
taken together with any cash fees paid to
that director, by $25,000 to $125,000.
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935390663
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt For For
Bernard C. Bailey Mgmt For For
David Borland Mgmt For For
Maj. Gen John W. Maluda Mgmt For For
Bonnie L. Carroll Mgmt For For
Fredrick D. Schaufeld Mgmt For For
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of BDO USA,
LLP to serve as the Company's independent
registered public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 935358071
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Crawford Mgmt For For
Gregory N. Moore Mgmt For For
Curtis A. Warfield Mgmt For For
Kathleen M. Widmer Mgmt For For
James R. Zarley Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as Texas Roadhouse's independent
auditors for 2021.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Proposal to approve the Texas Roadhouse, Mgmt Against Against
Inc. 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
TFI INTERNATIONAL INC. Agenda Number: 935362424
--------------------------------------------------------------------------------------------------------------------------
Security: 87241L109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFII
ISIN: CA87241L1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Leslie Abi-Karam Mgmt For For
Alain Bedard Mgmt For For
Andre Berard Mgmt For For
Lucien Bouchard Mgmt For For
William T. England Mgmt For For
Diane Giard Mgmt For For
Richard Guay Mgmt For For
Debra Kelly-Ennis Mgmt For For
Neil D. Manning Mgmt For For
Joey Saputo Mgmt For For
Rosemary Turner Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as Auditor of the
Corporation for the ensuing year and
authorizing the Directors to fix its
remuneration.
--------------------------------------------------------------------------------------------------------------------------
TG THERAPEUTICS, INC. Agenda Number: 935428739
--------------------------------------------------------------------------------------------------------------------------
Security: 88322Q108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TGTX
ISIN: US88322Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laurence Charney Mgmt For For
Yann Echelard Mgmt For For
William J. Kennedy Mgmt For For
Kenneth Hoberman Mgmt For For
Daniel Hume Mgmt For For
Sagar Lonial, MD Mgmt For For
Michael S. Weiss Mgmt For For
2. To approve an amendment to our Certificate Mgmt For For
of Incorporation to increase the number of
authorized shares of common stock from
150,000,000 to 175,000,000.
3. To ratify the appointment of KPMG, LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE LOVESAC COMPANY Agenda Number: 935414792
--------------------------------------------------------------------------------------------------------------------------
Security: 54738L109
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: LOVE
ISIN: US54738L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Fox Mgmt For For
John Grafer Mgmt Withheld Against
Andrew Heyer Mgmt For For
Sharon Leite Mgmt For For
Walter McLallen Mgmt For For
Shawn Nelson Mgmt For For
Shirley Romig Mgmt For For
2. Approval of the amendment to our Amended Mgmt For For
and Restated Certificate of Incorporation
to increase the maximum size of the Board
of Directors to nine (9) directors.
3. Ratification of the appointment of Marcum Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
THUNDER BRIDGE ACQUISITION II, LTD Agenda Number: 935439756
--------------------------------------------------------------------------------------------------------------------------
Security: G8857S116
Meeting Type: Special
Meeting Date: 09-Jun-2021
Ticker: THBR
ISIN: KYG8857S1167
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) RESOLVED, as special resolution that Mgmt For For
Thunder Bridge Acquisition II, Ltd. be
de-registered in the Cayman Islands
pursuant to Article 47 of the Amended and
Restated Articles of Association of Thunder
Bridge Acquisition II, Ltd. and be
registered by way of continuation as a
corporation in the State of Delaware and
conditional upon, and with effect from, the
registration of Thunder Bridge Acquisition
II, Ltd. in the State of Delaware as a
corporation, governed by the certificate of
incorporation attached as Annex A.
2) RESOLVED, as an ordinary resolution, that Mgmt For For
Thunder Bridge II's entry into the Master
Transactions Agreement dated effective as
of December 14, 2020 (as amended or
supplemented from time to time, the "MTA")
by and among Thunder Bridge II, Surviving
Pubco, Merger Subs, indie, the ADK Blocker
Group, ADK Service Provider Holdco and,
solely in its capacity as the indie
Securityholder Representative thereunder,
Donald McClymont, the consummation of the
transactions contemplated by the MTA,
including the issuance of the merger
consideration thereunder.
3) RESOLVED, as an ordinary resolution, that Mgmt For For
the indie Semiconductor, Inc. 2021 Omnibus
Equity Incentive Plan (a copy of the 2021
Equity Incentive Plan is attached to the
proxy statement/prospectus as Annex C) be
adopted and approved in all respects.
4) DIRECTOR
Sonalee Parekh Mgmt For For
Ichiro Aoki Mgmt For For
Jeffrey Owens Mgmt For For
William Woodward Mgmt For For
Karl-Thomas Neumann Mgmt For For
Diane Brink Mgmt For For
Donald McClymont Mgmt For For
Peter Kight Mgmt For For
David Aldrich Mgmt For For
5) RESOLVED, as an ordinary resolution, that Mgmt For For
the issuance of an aggregate of 90,000,000
Merger Consideration shares, up to an
aggregate of 10,000,000 Earn-Out Shares,
and 15,000,000 Class A ordinary shares in
the PIPE Financing be approved and adopted
in all respects.
6A) Advisory Charter Proposal A - to provide Mgmt Against Against
that the total number of shares of all
classes of capital stock which the Company
will have authority to issue is 300,000,000
shares, consisting of (i) 250,000,000
shares of Class A common stock, par value
$0.0001 per share, (ii) 40,000,000 shares
of Class V common stock, no par value, and
(iii) 10,000,000 shares of preferred stock,
par value $0.0001 per share.
6B) Advisory Charter Proposal B - to provide Mgmt Against Against
that special meetings of stockholders of
the Company may be called only (i) by the
chairman of the board of directors, (ii) by
the chief executive officer, or (iii) by
the secretary acting at the request of a
majority of the total number of directors
that the Company would have if there were
no vacancies.
6C) Advisory Charter Proposal C - to provide Mgmt For For
that any action of the stockholders of the
Company may be taken without a meeting,
without prior notice and without a vote, if
a consent in writing, setting forth the
action so taken, is signed by the holders
of outstanding stock having not less than
the minimum number of votes that would be
necessary to authorize or take such action
at a meeting at which all shares entitled
to vote thereon were present and voted.
6D) Advisory Charter Proposal D - to provide Mgmt Against Against
that the Company's board of directors will
be divided into three classes designated as
Class I, Class II and Class III.
6E) Advisory Charter Proposal E - to provide Mgmt Against Against
that directors may be elected by the
stockholders only at an annual meeting of
stockholders by a plurality of the votes
cast.
6F) Advisory Charter Proposal F - to provide Mgmt Against Against
that any director may be removed from
office at any time, but only for cause, by
the affirmative vote of the holders of at
least 662/3% of the voting power of the
outstanding voting capital stock of the
Company, voting together as a single class.
6G) Advisory Charter Proposal G - to provide Mgmt Against Against
that the affirmative vote of the holders of
at least 662/3% of the voting power of the
outstanding voting capital stock of the
Company, voting together as a single class,
will be required to amend or repeal, or
adopt any provision inconsistent with,
provisions relating to calling special
meetings of stockholders and stockholder
action by written consent.
6H) Advisory Charter Proposal H - to provide Mgmt Against Against
that the Court of Chancery of the State of
Delaware or, if such court does not have
subject matter jurisdiction thereof, any
federal court located within the State of
Delaware, shall be the exclusive forum for
certain actions and claims.
6I) Advisory Charter Proposal I - to provide Mgmt For For
that the Company will not be subject to
provisions Section 203 of the DGCL, which
generally prohibits "interested
stockholders" (stockholders holding 15% or
more of the outstanding stock) from
engaging in business combinations with the
Company for a period of time unless certain
conditions are met.
7) RESOLVED, as an ordinary resolution, that Mgmt For For
the adjournment of the Shareholders Meeting
to a later date or dates, if necessary to
permit further solicitation and vote of
proxies if it is determined by Thunder
Bridge II that more time is necessary or
appropriate to approve one or more
Shareholder Proposals at the Shareholders
Meeting be approved and adopted in all
respects.
--------------------------------------------------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935311782
--------------------------------------------------------------------------------------------------------------------------
Security: 89678F100
Meeting Type: Special
Meeting Date: 30-Dec-2020
Ticker: TSC
ISIN: US89678F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL, FOR PURPOSES OF NASDAQ RULE Mgmt For For
5635(D), OF THE POTENTIAL ISSUANCE OF
GREATER THAN 19.99% OF THE COMPANY'S
OUTSTANDING COMMON STOCK UPON CONVERSION OF
SERIES C PREFERRED STOCK.
2. APPROVAL OF ONE OR MORE ADJOURNMENTS OF THE Mgmt For For
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE INSUFFICIENT VOTES TO APPROVE
PROPOSAL 1 AT THE TIME OF THE SPECIAL
MEETING OR IN THE ABSENCE OF A QUORUM.
--------------------------------------------------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC. Agenda Number: 935397415
--------------------------------------------------------------------------------------------------------------------------
Security: 89678F100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TSC
ISIN: US89678F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David L. Bonvenuto Mgmt For For
James J. Dolan Mgmt For For
Audrey P. Dunning Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
FOR FISCAL YEAR 2021
4. AMEND OMNIBUS INCENTIVE PLAN TO INCREASE Mgmt For For
THE NUMBER OF COMMON SHARES AUTHORIZED AND
CLARIFY ELIGIBILITY FOR PARTICIPATION UNDER
THE OMNIBUS INCENTIVE PLAN
5A. AUTHORIZE THE INCREASE IN AUTHORIZED SHARES Mgmt For For
OF COMMON STOCK
5B. CREATE NON-VOTING CLASS OF COMMON STOCK Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935432005
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel J. Anderson Mgmt For For
M. Michael Ansour Mgmt For For
Jason L. Carlson Mgmt For For
Philip D. Davies Mgmt For For
Andrew T. D'Amico Mgmt For For
Estia J. Eichten Mgmt For For
Michael S. McNamara Mgmt For For
Claudio Tuozzolo Mgmt For For
Patrizio Vinciarelli Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VIVINT SMART HOME INC. Agenda Number: 935404107
--------------------------------------------------------------------------------------------------------------------------
Security: 928542109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: VVNT
ISIN: US9285421098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter F. Wallace Mgmt Abstain Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VOCERA COMMUNICATIONS,INC. Agenda Number: 935397958
--------------------------------------------------------------------------------------------------------------------------
Security: 92857F107
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: VCRA
ISIN: US92857F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John N. McMullen Mgmt For For
1.2 Election of Director: Sharon L. O'Keefe Mgmt For For
1.3 Election of Director: Ronald A. Paulus Mgmt For For
2. Proposal to ratify appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Non-binding advisory vote on compensation Mgmt For For
of our named executive officers.
4. Proposal to approve Vocera's 2021 Equity Mgmt For For
Incentive Plan.
5. Proposal to approve Vocera's Amended and Mgmt For For
Restated 2012 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WAL
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: Michael Patriarca Mgmt For For
1I. Election of Director: Robert Sarver Mgmt For For
1J. Election of Director: Bryan Segedi Mgmt For For
1K. Election of Director: Donald Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
--------------------------------------------------------------------------------------------------------------------------
XPO LOGISTICS, INC. Agenda Number: 935409400
--------------------------------------------------------------------------------------------------------------------------
Security: 983793100
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: XPO
ISIN: US9837931008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brad Jacobs Mgmt For For
1.2 Election of Director: Gena Ashe Mgmt For For
1.3 Election of Director: Marlene Colucci Mgmt For For
1.4 Election of Director: AnnaMaria DeSalva Mgmt For For
1.5 Election of Director: Michael Jesselson Mgmt For For
1.6 Election of Director: Adrian Kingshott Mgmt For For
1.7 Election of Director: Jason Papastavrou Mgmt For For
1.8 Election of Director: Oren Shaffer Mgmt For For
2. Ratification of independent auditors for Mgmt For For
fiscal year 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Stockholder proposal regarding additional Shr Against For
disclosure of the company's political
activities.
5. Stockholder proposal regarding appointment Shr For Against
of independent chairman of the board.
6. Stockholder proposal regarding acceleration Shr For Against
of executive equity awards in the case of a
change of control.
--------------------------------------------------------------------------------------------------------------------------
ZOGENIX, INC. Agenda Number: 935393253
--------------------------------------------------------------------------------------------------------------------------
Security: 98978L204
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ZGNX
ISIN: US98978L2043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James B. Breitmeyer, Mgmt For For
M.D., Ph.D.
1B. Election of Director: Stephen J. Farr, Mgmt For For
Ph.D.
1C. Election of Director: Mary E. Stutts Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
3. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
proxy statement pursuant to the
compensation disclosure rules of the
Securities and Exchange Commission.
4. Approval of an amendment and restatement to Mgmt For For
our 2010 Equity Incentive Plan.
5. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the authorized number of shares of
common stock from 100,000,000 to
200,000,000.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Manager Directed Portfolios
By (Signature) /s/ Scott M Ostrowski
Name Scott M Ostrowski
Title President
Date 08/18/2021