UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23084
NAME OF REGISTRANT: Series Portfolios Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Ryan Roell, President
Series Portfolios Trust c/o
U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Ave, 5th
Fl
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6839
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Heitman U.S. Real Estate Securities Fund
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ACADIA REALTY TRUST Agenda Number: 935360418
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Security: 004239109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: AKR
ISIN: US0042391096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Trustee: Kenneth F. Bernstein Mgmt For For
1b. Election of Trustee: Douglas Crocker II Mgmt Against Against
1c. Election of Trustee: Lorrence T. Kellar Mgmt For For
1d. Election of Trustee: Wendy Luscombe Mgmt Against Against
1e. Election of Trustee: Kenneth A. McIntyre Mgmt For For
1f. Election of Trustee: William T. Spitz Mgmt For For
1g. Election of Trustee: Lynn C. Thurber Mgmt For For
1h. Election of Trustee: Lee S. Wielansky Mgmt For For
1i. Election of Trustee: C. David Zoba Mgmt Against Against
2. THE RATIFICATION OF THE APPOINTMENT OF BDO Mgmt For For
USA, LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2021.
3. THE APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE COMPANY'S 2021 PROXY
STATEMENT IN ACCORDANCE WITH COMPENSATION
RULES OF THE SECURITIES AND EXCHANGE
COMMISSION.
4. THE APPROVAL OF THE COMPANY'S 2021 EMPLOYEE Mgmt For For
SHARE PURCHASE PLAN.
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AGREE REALTY CORPORATION Agenda Number: 935361876
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Security: 008492100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ADC
ISIN: US0084921008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Agree Mgmt For For
Karen Dearing Mgmt For For
Michael Hollman Mgmt For For
John Rakolta, Jr. Mgmt For For
Jerome Rossi Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. To approve an amendment to our Articles of Mgmt For For
Incorporation, as amended and supplemented,
to increase the number of authorized shares
of our common stock.
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AMERICAN ASSETS TRUST, INC. Agenda Number: 935395055
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Security: 024013104
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: AAT
ISIN: US0240131047
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest S. Rady Mgmt For For
Dr. Robert S. Sullivan Mgmt Withheld Against
Thomas S. Olinger Mgmt For For
Joy L. Schaefer Mgmt Withheld Against
Nina A. Tran Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. An advisory resolution to approve our Mgmt For For
executive compensation for the fiscal year
ended December 31, 2020.
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AVALONBAY COMMUNITIES, INC. Agenda Number: 935383048
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Security: 053484101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AVB
ISIN: US0534841012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Glyn F. Aeppel
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Terry S. Brown
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Alan B. Buckelew
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Ronald L. Havner, Jr.
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Stephen P. Hills
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christopher B. Howard
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Richard J. Lieb
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Nnenna Lynch
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Timothy J. Naughton
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Benjamin W. Schall
1K. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Susan Swanezy
1L. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: W. Edward Walter
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the year ending December 31, 2021.
3. To adopt a resolution approving, on a Mgmt For For
non-binding advisory basis, the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
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CAMDEN PROPERTY TRUST Agenda Number: 935366662
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Security: 133131102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CPT
ISIN: US1331311027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt For For
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
William F. Paulsen Mgmt For For
F. A. Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm.
3. Approval, by an advisory vote, of executive Mgmt For For
compensation.
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CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935373338
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Security: 22002T108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: OFC
ISIN: US22002T1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Trustee: Thomas F. Brady Mgmt For For
1B) Election of Trustee: Stephen E. Budorick Mgmt For For
1C) Election of Trustee: Robert L. Denton, Sr. Mgmt For For
1D) Election of Trustee: Philip L. Hawkins Mgmt For For
1E) Election of Trustee: David M. Jacobstein Mgmt For For
1F) Election of Trustee: Steven D. Kesler Mgmt For For
1G) Election of Trustee: Letitia A. Long Mgmt For For
1H) Election of Trustee: Raymond L. Owens Mgmt For For
1I) Election of Trustee: C. Taylor Pickett Mgmt For For
1J) Election of Trustee: Lisa G. Trimberger Mgmt For For
2) Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
3) Approval, on an Advisory Basis, of Named Mgmt For For
Executive Officer Compensation.
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CYRUSONE INC. Agenda Number: 935383454
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Security: 23283R100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CONE
ISIN: US23283R1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Duncan Mgmt For For
David H. Ferdman Mgmt For For
John W. Gamble, Jr. Mgmt For For
T. Tod Nielsen Mgmt For For
Denise Olsen Mgmt For For
Alex Shumate Mgmt For For
William E. Sullivan Mgmt For For
Lynn A. Wentworth Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Recommendation, by advisory (non-binding) Mgmt 1 Year For
vote, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
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DUKE REALTY CORPORATION Agenda Number: 935339095
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Security: 264411505
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DRE
ISIN: US2644115055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: John P. Case
1B. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: James B. Connor
1C. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Tamara D. Fischer
1D. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Norman K. Jenkins
1E. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Kelly T. Killingsworth
1F. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Melanie R. Sabelhaus
1G. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Peter M. Scott, III
1H. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: David P. Stockert
1I. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Chris T. Sultemeier
1J. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Michael E. Szymanczyk
1K. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Warren M. Thompson
1L. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2021.
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EPR PROPERTIES Agenda Number: 935395144
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Security: 26884U109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: EPR
ISIN: US26884U1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bloch Mgmt For For
Barrett Brady Mgmt For For
Peter C. Brown Mgmt For For
James B. Connor Mgmt For For
Robert J. Druten Mgmt For For
Jack A. Newman, Jr. Mgmt For For
Virginia E. Shanks Mgmt For For
Gregory K. Silvers Mgmt For For
Robin P. Sterneck Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
these proxy materials.
3. To approve amendments to the Company's 2016 Mgmt For For
Equity Incentive Plan, including an
increase to the number of authorized shares
issuable under the plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
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EQUINIX, INC. Agenda Number: 935390550
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Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr For Against
consent of stockholders.
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EXTRA SPACE STORAGE INC. Agenda Number: 935378441
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Security: 30225T102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EXR
ISIN: US30225T1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth M. Woolley Mgmt For For
1B. Election of Director: Joseph D. Margolis Mgmt For For
1C. Election of Director: Roger B. Porter Mgmt For For
1D. Election of Director: Joseph J. Bonner Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt For For
1F. Election of Director: Spencer F. Kirk Mgmt For For
1G. Election of Director: Dennis J. Letham Mgmt For For
1H. Election of Director: Diane Olmstead Mgmt For For
1I. Election of Director: Julia Vander Ploeg Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
4. Advisory vote on frequency of stockholder Mgmt 1 Year For
vote on executive compensation.
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FEDERAL REALTY INVESTMENT TRUST Agenda Number: 935358211
--------------------------------------------------------------------------------------------------------------------------
Security: 313747206
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FRT
ISIN: US3137472060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: David W. Faeder Mgmt For For
1.2 Election of Trustee: Elizabeth I. Holland Mgmt For For
1.3 Election of Trustee: Nicole Y. Lamb-Hale Mgmt For For
1.4 Election of Trustee: Anthony P. Nader, III Mgmt For For
1.5 Election of Trustee: Mark S. Ordan Mgmt For For
1.6 Election of Trustee: Gail P. Steinel Mgmt For For
1.7 Election of Trustee: Donald C. Wood Mgmt For For
2. To hold an advisory vote approving the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
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FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935388024
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Security: 32054K103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: FR
ISIN: US32054K1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director term expires in 2022: Mgmt For For
Peter E. Baccile
1.2 Election of Director term expires in 2022: Mgmt For For
Teresa B. Bazemore
1.3 Election of Director term expires in 2022: Mgmt For For
Matthew S. Dominski
1.4 Election of Director term expires in 2022: Mgmt For For
H. Patrick Hackett, Jr.
1.5 Election of Director term expires in 2022: Mgmt For For
Denise A. Olsen
1.6 Election of Director term expires in 2022: Mgmt For For
John E. Rau
1.7 Election of Director term expires in 2022: Mgmt For For
Marcus L. Smith
2. To approve, on an advisory (i.e. Mgmt For For
non-binding) basis, the compensation of the
Company's named executive officers as
disclosed in the Proxy Statement for the
2021 Annual Meeting.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
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HEALTHPEAK PROPERTIES, INC Agenda Number: 935346280
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Security: 42250P103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: PEAK
ISIN: US42250P1030
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian G. Cartwright Mgmt For For
1B. Election of Director: Christine N. Garvey Mgmt For For
1C. Election of Director: R. Kent Griffin, Jr. Mgmt For For
1D. Election of Director: David B. Henry Mgmt For For
1E. Election of Director: Thomas M. Herzog Mgmt For For
1F. Election of Director: Lydia H. Kennard Mgmt For For
1G. Election of Director: Sara G. Lewis Mgmt For For
1H. Election of Director: Katherine M. Mgmt For For
Sandstrom
2. Approval of 2020 executive compensation on Mgmt For For
an advisory basis.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Healthpeak Properties,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2021.
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HUDSON PACIFIC PROPERTIES, INC. Agenda Number: 935383923
--------------------------------------------------------------------------------------------------------------------------
Security: 444097109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HPP
ISIN: US4440971095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Victor J. Coleman Mgmt For For
1B. Election of Director: Theodore R. Antenucci Mgmt For For
1C. Election of Director: Karen Brodkin Mgmt For For
1D. Election of Director: Richard B. Fried Mgmt For For
1E. Election of Director: Jonathan M. Glaser Mgmt For For
1F. Election of Director: Robert L. Harris Mgmt For For
1G. Election of Director: Christy Haubegger Mgmt For For
1H. Election of Director: Mark D. Linehan Mgmt For For
1I. Election of Director: Barry A. Porter Mgmt Against Against
1J. Election of Director: Andrea Wong Mgmt Against Against
2. The approval of the Second Amended and Mgmt Against Against
Restated Hudson Pacific Properties, Inc.
and Hudson Pacific Properties, L.P. 2010
Incentive Award Plan.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. The advisory approval of the Company's Mgmt For For
executive compensation for the fiscal year
ended December 31, 2020, as more fully
disclosed in the accompanying Proxy
Statement.
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INVITATION HOMES INC. Agenda Number: 935374950
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Security: 46187W107
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: INVH
ISIN: US46187W1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Fascitelli Mgmt For For
Dallas B. Tanner Mgmt For For
Jana Cohen Barbe Mgmt For For
Richard D. Bronson Mgmt For For
Jeffrey E. Kelter Mgmt For For
Joseph D. Margolis Mgmt For For
John B. Rhea Mgmt For For
J. Heidi Roizen Mgmt For For
Janice L. Sears Mgmt For For
William J. Stein Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
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KIMCO REALTY CORPORATION Agenda Number: 935348044
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: KIM
ISIN: US49446R1095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Milton Cooper Mgmt For For
1B. Election of Director: Philip E. Coviello Mgmt For For
1C. Election of Director: Conor C. Flynn Mgmt For For
1D. Election of Director: Frank Lourenso Mgmt For For
1E. Election of Director: Henry Moniz Mgmt For For
1F. Election of Director: Mary Hogan Preusse Mgmt For For
1G. Election of Director: Valerie Richardson Mgmt For For
1H. Election of Director: Richard B. Saltzman Mgmt For For
2. THE ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2021
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
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NEW SENIOR INVESTMENT GROUP INC. Agenda Number: 935387678
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Security: 648691103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: SNR
ISIN: US6486911034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Norman K. Jenkins Mgmt For For
1B. Election of Director: Cassia van der Hoof Mgmt For For
Holstein
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the company's independent
registered public accounting firm for
fiscal year 2021.
3. Approval of an advisory vote on the Mgmt For For
compensation of the company's named
executive officers.
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PEBBLEBROOK HOTEL TRUST Agenda Number: 935375801
--------------------------------------------------------------------------------------------------------------------------
Security: 70509V100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: PEB
ISIN: US70509V1008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Jon E. Bortz Mgmt For For
1B. Election of Trustee: Cydney C. Donnell Mgmt For For
1C. Election of Trustee: Ron E. Jackson Mgmt For For
1D. Election of Trustee: Phillip M. Miller Mgmt For For
1E. Election of Trustee: Michael J. Schall Mgmt For For
1F. Election of Trustee: Bonny W. Simi Mgmt For For
1G. Election of Trustee: Earl E. Webb Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
to serve as our independent registered
public accountants for the year ending
December 31, 2021.
3. Advisory vote approving the compensation of Mgmt For For
our named executive officers
("Say-On-Pay").
4. Approval of an amendment to the 2009 Equity Mgmt For For
Incentive Plan.
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PHYSICIANS REALTY TRUST Agenda Number: 935348525
--------------------------------------------------------------------------------------------------------------------------
Security: 71943U104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: DOC
ISIN: US71943U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John T. Thomas Mgmt For For
Tommy G. Thompson Mgmt For For
Stanton D. Anderson Mgmt For For
Mark A. Baumgartner Mgmt For For
Albert C. Black, Jr. Mgmt For For
William A. Ebinger, M.D Mgmt For For
Pamela J. Kessler Mgmt For For
Richard A. Weiss Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
accompanying proxy statement.
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PIEDMONT OFFICE REALTY TRUST, INC Agenda Number: 935354415
--------------------------------------------------------------------------------------------------------------------------
Security: 720190206
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: PDM
ISIN: US7201902068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Frank C. McDowell Mgmt For For
1B Election of Director: Kelly H. Barrett Mgmt For For
1C Election of Director: Wesley E. Cantrell Mgmt For For
1D Election of Director: Glenn G. Cohen Mgmt For For
1E Election of Director: Barbara B. Lang Mgmt For For
1F Election of Director: C. Brent Smith Mgmt For For
1G Election of Director: Jeffrey L. Swope Mgmt For For
1H Election of Director: Dale H. Taysom Mgmt For For
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2021.
3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF OUR SECOND AMENDED AND RESTATED Mgmt For For
2007 OMNIBUS INCENTIVE PLAN.
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POSTAL REALTY TRUST INC Agenda Number: 935437081
--------------------------------------------------------------------------------------------------------------------------
Security: 73757R102
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: PSTL
ISIN: US73757R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick R. Donahoe Mgmt For For
Barry Lefkowitz Mgmt Withheld Against
Jane Gural-Senders Mgmt Withheld Against
Anton Feingold Mgmt Withheld Against
Andrew Spodek Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approve an amendment to the Company's 2019 Mgmt Against Against
Incentive Plan.
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PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt Against Against
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of the 2021 Equity and Mgmt For For
Performance-Based Incentive Compensation
Plan.
5. Approval of the amendment to the Mgmt Against Against
Declaration of Trust to eliminate
cumulative voting.
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QTS REALTY TRUST, INC. Agenda Number: 935360141
--------------------------------------------------------------------------------------------------------------------------
Security: 74736A103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: QTS
ISIN: US74736A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Chad L. Williams Mgmt For For
John W. Barter Mgmt For For
Joan A. Dempsey Mgmt For For
Catherine R. Kinney Mgmt For For
Peter A. Marino Mgmt For For
Scott D. Miller Mgmt For For
Mazen Rawashdeh Mgmt For For
Wayne M. Rehberger Mgmt For For
Philip P. Trahanas Mgmt For For
Stephen E. Westhead Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
3. To approve an amendment and restatement of Mgmt Against Against
the QTS Realty Trust, Inc. 2013 Equity
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
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REALTY INCOME CORPORATION Agenda Number: 935362929
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Kathleen R. Allen
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: A. Larry Chapman
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Reginald H. Gilyard
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Priya Cherian Huskins
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gerardo I. Lopez
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael D. McKee
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gregory T. McLaughlin
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald L. Merriman
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
4. The approval of the Realty Income Mgmt For For
Corporation 2021 Incentive Award Plan.
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REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935424894
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert L. Antin Mgmt For For
1B. Election of Director: Michael S. Frankel Mgmt For For
1C. Election of Director: Diana J. Ingram Mgmt For For
1D. Election of Director: Debra L. Morris Mgmt For For
1E. Election of Director: Tyler H. Rose Mgmt For For
1F. Election of Director: Peter E. Schwab Mgmt For For
1G. Election of Director: Howard Schwimmer Mgmt For For
1H. Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation for the fiscal year ended
December 31, 2020, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The approval of the Second Amended and Mgmt For For
Restated Rexford Industrial Realty, Inc.
and Rexford Industrial Realty, L.P. 2013
Incentive Award Plan.
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SITE CENTERS CORP Agenda Number: 935372350
--------------------------------------------------------------------------------------------------------------------------
Security: 82981J109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: SITC
ISIN: US82981J1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Linda B. Abraham Mgmt For For
1.2 Election of Director: Terrance R. Ahern Mgmt For For
1.3 Election of Director: Jane E. DeFlorio Mgmt For For
1.4 Election of Director: Thomas Finne Mgmt For For
1.5 Election of Director: David R. Lukes Mgmt For For
1.6 Election of Director: Victor B. MacFarlane Mgmt For For
1.7 Election of Director: Alexander Otto Mgmt For For
1.8 Election of Director: Dawn M. Sweeney Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935379049
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gary A. Shiffman
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Tonya Allen
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Meghan G. Baivier
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Stephanie W. Bergeron
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Brian M. Hermelin
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Ronald A. Klein
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Clunet R. Lewis
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Arthur A. Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNSTONE HOTEL INVESTORS, INC. Agenda Number: 935347408
--------------------------------------------------------------------------------------------------------------------------
Security: 867892101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: SHO
ISIN: US8678921011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Arabia Mgmt For For
1B. Election of Director: W. Blake Baird Mgmt For For
1C. Election of Director: Andrew Batinovich Mgmt For For
1D. Election of Director: Monica S. Digilio Mgmt For For
1E. Election of Director: Kristina M. Leslie Mgmt For For
1F. Election of Director: Murray J. McCabe Mgmt For For
1G. Election of Director: Verett Mims Mgmt For For
1H. Election of Director: Douglas M. Pasquale Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP to act as
the independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of Sunstone's named executive officers, as
set forth in Sunstone's Proxy Statement for
the 2021 Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
VICI PROPERTIES INC. Agenda Number: 935348032
--------------------------------------------------------------------------------------------------------------------------
Security: 925652109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VICI
ISIN: US9256521090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Abrahamson Mgmt For For
1B. Election of Director: Diana F. Cantor Mgmt For For
1C. Election of Director: Monica H. Douglas Mgmt For For
1D. Election of Director: Elizabeth I. Holland Mgmt For For
1E. Election of Director: Craig Macnab Mgmt For For
1F. Election of Director: Edward B. Pitoniak Mgmt For For
1G. Election of Director: Michael D. Rumbolz Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve (on a non-binding, advisory Mgmt For For
basis) the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
WEINGARTEN REALTY INVESTORS Agenda Number: 935346064
--------------------------------------------------------------------------------------------------------------------------
Security: 948741103
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: WRI
ISIN: US9487411038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trust Manager: Andrew M. Mgmt For For
Alexander
1B. Election of Trust Manager: Stanford J. Mgmt For For
Alexander
1C. Election of Trust Manager: Shelaghmichael Mgmt For For
C. Brown
1D. Election of Trust Manager: Stephen A. Mgmt For For
Lasher
1E. Election of Trust Manager: Thomas L. Ryan Mgmt For For
1F. Election of Trust Manager: Douglas W. Mgmt For For
Schnitzer
1G. Election of Trust Manager: C. Park Shaper Mgmt For For
1H. Election of Trust Manager: Marc J. Shapiro Mgmt For For
2. To adopt the Second Amendment to the Mgmt For For
Weingarten Realty Investors Amended and
Restated 2010 Long-Term Incentive Plan.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 935401997
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth J. Bacon Mgmt For For
1B. Election of Director: Karen B. DeSalvo Mgmt For For
1C. Election of Director: Jeffrey H. Donahue Mgmt For For
1D. Election of Director: Philip L. Hawkins Mgmt For For
1E. Election of Director: Dennis G. Lopez Mgmt For For
1F. Election of Director: Shankh Mitra Mgmt For For
1G. Election of Director: Ade J. Patton Mgmt For For
1H. Election of Director: Diana W. Reid Mgmt For For
1I. Election of Director: Sergio D. Rivera Mgmt For For
1J. Election of Director: Johnese M. Spisso Mgmt For For
1K. Election of Director: Kathryn M. Sullivan Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the fiscal year
2021.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2021 Proxy
Statement.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Series Portfolios Trust
By (Signature) /s/ Ryan Roell
Name Ryan Roell
Title President
Date 08/23/2021