UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23084
NAME OF REGISTRANT: Series Portfolios Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Ryan Roell, President
Series Portfolios Trust c/o
U.S. Bancorp Fund Services,
LLC
777 East Wisconsin Ave, 5th
Fl
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6839
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Kayne Anderson Renewable Infrastructure Fund
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ACCIONA SA Agenda Number: 713697069
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: EGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE SALE OF SHARES OF CORPORACION Mgmt For For
ACCIONA ENERGIA RENOVABLES SA
CMMT 22 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ACCIONA SA Agenda Number: 714240568
--------------------------------------------------------------------------------------------------------------------------
Security: E0008Z109
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: ES0125220311
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
FINANCIAL STATEMENTS
1.2 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For
MANAGEMENT REPORTS
1.3 APPROVE DISCHARGE OF BOARD Mgmt For For
1.4 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For
1.5 APPROVE SUSTAINABILITY REPORT Mgmt For For
1.6 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
1.7 RENEW APPOINTMENT OF KPMG AUDITORES AS Mgmt For For
AUDITOR
2.1 REELECT JOSE MANUEL ENTRECANALES DOMECQ AS Mgmt For For
DIRECTOR
2.2 REELECT JUAN IGNACIO ENTRECANALES FRANCO AS Mgmt For For
DIRECTOR
2.3 REELECT DANIEL ENTRECANALES DOMECQ AS Mgmt For For
DIRECTOR
2.4 REELECT JAVIER ENTRECANALES FRANCO AS Mgmt For For
DIRECTOR
2.5 REELECT JAVIER SENDAGORTA GOMEZ DEL Mgmt For For
CAMPILLO AS DIRECTOR
2.6 REELECT JOSE MARIA PACHECO GUARDIOLA AS Mgmt For For
DIRECTOR
2.7 REELECT ANA SAIZ DE VICUNA BEMBERG AS Mgmt For For
DIRECTOR
2.8 ELECT MARIA DOLORES DANCAUSA TREVINO AS Mgmt For For
DIRECTOR
3.1 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
3.2 AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS' Mgmt For For
NOTICE
4.1 AMEND ARTICLES RE: CORPORATE PURPOSE AND Mgmt For For
REPRESENTATION OF SHARES
4.2 AMEND ARTICLE 18 RE: ALLOW SHAREHOLDER Mgmt For For
MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT
4.3 AMEND ARTICLES RE: COMPETENCES, PROXIES, Mgmt For For
ADOPTION OF RESOLUTION, MINUTES OF MEETINGS
AND CERTIFICATIONS
4.4 AMEND ARTICLE 31 RE: BOARD TERM AND Mgmt For For
REMUNERATION
4.5 AMEND ARTICLES RE: BOARD OF DIRECTORS AND Mgmt For For
BOARD COMMITTEES
4.6 AMEND ARTICLES RE: ANNUAL ACCOUNTS Mgmt For For
5.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: INTERPRETATION,
COMPETENCES, INFORMATION AVAILABLE FOR
SHAREHOLDERS, INFORMATION SUBJECT TO
REQUEST BY SHAREHOLDERS, MEETING LOCATION
AND REQUEST FOR INFORMATION
5.2 AMEND ARTICLES OF GENERAL MEETING Mgmt For For
REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS
TO BE HELD IN VIRTUAL-ONLY FORMAT
6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against
7 RECEIVE AMENDMENTS TO BOARD OF DIRECTORS Non-Voting
REGULATIONS
8 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
CMMT 31 MAY 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 30 JUN 2021.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
CMMT 10 JUN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 10 JUN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AKER HORIZONS AS Agenda Number: 713736431
--------------------------------------------------------------------------------------------------------------------------
Security: R0166C104
Meeting Type: EGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NO0010921232
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING; DESIGNATE Non-Voting
INSPECTOR(S) OF MINUTES OF MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 CHANGE COMPANY FORM TO A PUBLIC LIMITED Mgmt For For
LIABILITY COMPANY
4 ELECT LISE KINGO, LONE FONSS SCHRODER, AUKE Mgmt For For
LONT AS NEW DIRECTORS; ELECT LENE LANDOY AS
NEW DEPUTY DIRECTOR
5 ELECT SVEIN OSKAR STOKNES (CHAIRMAN) AND Mgmt For For
INGEBRET HISDAL AS MEMBERS OF NOMINATING
COMMITTEE
6 APPROVE INSTRUCTIONS FOR NOMINATING Mgmt For For
COMMITTEE
7 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKER OFFSHORE WIND HOLDING AS Agenda Number: 713086610
--------------------------------------------------------------------------------------------------------------------------
Security: R0183R118
Meeting Type: EGM
Meeting Date: 23-Sep-2020
Ticker:
ISIN: NO0010890312
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF A PERSON TO CHAIR THE MEETING, Mgmt For For
AND A PERSON TO SIGN THE MINUTES OF MEETING
TOGETHER WITH THE CHAIRMAN
3 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt For For
THE AGENDA
4 ELECT KJELL INGE ROKKE, NINA JENSEN AND Mgmt For For
ANDREW GARRAD AS NEW DIRECTORS ELECT OYVIND
ERIKSEN AS NEW DEPUTY DIRECTOR
5 AUTHORISATION TO ACQUIRE OWN SHARES IN Mgmt For For
CONNECTION WITH ACQUISITIONS, MERGERS,
DE-MERGERS OR OTHER TRANSACTIONS
6 AUTHORISATION TO ACQUIRE OWN SHARES IN Mgmt For For
CONNECTION WITH ANY FUTURE SHARE PROGRAM
FOR EMPLOYEES
7 AUTHORISATION TO ACQUIRE OWN SHARES FOR THE Mgmt For For
PURPOSE OF INVESTMENT OR SUBSEQUENT SALE OR
DELETION OF SHARES
8 AMENDMENT OF THE ARTICLES OF ASSOCIATION, Mgmt For For
NEW COMPANY NAME: AKER OFFSHORE WIND AS
CMMT 11 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 4 AND 8. AND ADDITION OF
COMMENTIF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
CMMT 11 SEP 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CDI SHARES AND PARTICIPATE AT THIS MEETING,
YOUR GLOBAL CUSTODIAN WILL BE REQUIRED TO
TRANSFER YOUR SHARES TO AN ESCROW ACCOUNT.
SHARES MAY BE BLOCKED DURING THIS TIME. IF
THE VOTED POSITION IS NOT TRANSFERRED TO
THE REQUIRED ESCROW ACCOUNT IN CREST, THE
SUBMITTED VOTE TO BROADRIDGE WILL BE
REJECTED BY THE REGISTRAR. BY VOTING ON
THIS MEETING YOUR CUSTODIAN MAY USE YOUR
VOTE INSTRUCTION AS THE AUTHORIZATION TO
TAKE THE NECESSARY ACTION WHICH WILL
INCLUDE TRANSFERRING YOUR INSTRUCTED
POSITION TO ESCROW. HOWEVER, THIS MAY
DIFFER FROM CUSTODIAN TO CUSTODIAN. FOR
FULL UNDERSTANDING OF THE CUSTODY PROCESS
AND WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU, PLEASE CONTACT YOUR
CUSTODIAN DIRECTLY
--------------------------------------------------------------------------------------------------------------------------
ALBIOMA Agenda Number: 713954849
--------------------------------------------------------------------------------------------------------------------------
Security: F0190K109
Meeting Type: MIX
Meeting Date: 25-May-2021
Ticker:
ISIN: FR0000060402
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 21 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104192101004-47 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105072101542-55 PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF
THE COMMENT AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING EARNINGS
AMOUNTING TO EUR 23,392,000.00. THE
SHAREHOLDERS' MEETING ACKNOWLEDGES THAT NO
EXPENSES AND CHARGES THAT ARE NOT
TAX-DEDUCTIBLE WERE RECORDED FOR SAID
FINANCIAL YEAR
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR, AS PRESENTED TO THE MEETING,
SHOWING NET INCOME AMOUNTING TO EUR
55,314,000.00 (GROUP SHARE)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS FOR
THE YEAR AS FOLLOWS: ORIGIN EARNINGS: EUR
23,391,512.48 RETAINED EARNINGS: EUR
115,827,955.57 DISTRIBUTABLE INCOME: EUR
139,219,468.05 ALLOCATION LEGAL RESERVE:
EUR 1,237.30 DIVIDENDS: EUR 24,970,772.80
RETAINED EARNINGS: EUR 114,247,457.95
TOTAL: EUR 139,219,468.05 THIS AMOUNTS ARE
CALCULATED ON THE BASIS OF THE NUMBER OF
SHARES COMPOSING THE SHARE CAPITAL AND THE
NUMBER OF SHARES HELD BY THE COMPANY ON
DECEMBER 31ST 2020. THE SHAREHOLDERS WILL
BE GRANTED A NET DIVIDEND OF EUR 0.80 PER
SHARE THAT WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON JULY 9TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS
FOLLOWS: EUR 0.60 PER SHARE FOR FISCAL YEAR
2017, EUR 0.65 PER SHARE FOR FISCAL YEAR
2018, EUR 0.70 PER SHARE FOR FISCAL YEAR
2019
4 THE SHAREHOLDERS' MEETING RESOLVES TO AWARD Mgmt For For
TO EACH SHAREHOLDER, OF UP TO 50 PERCENT OF
THE DISTRIBUTED DIVIDEND OF EUR 0.80 PER
SHARE, I.E. AN AMOUNT OF EUR 0.40 PER
SHARE, AN OPTION BETWEEN A PAYMENT IN CASH
AND IN NEW SHARES, THE OTHER 50 PERCENT
BEING PAID IN CASH. THE OPTION SHOULD BE
EXERCISED ONLY FOR THE TOTALITY OF THE
DIVIDEND FRACTION, I.E. 50 PERCENT, TO
WHICH IT RELATES AND WILL BE EFFECTIVE FROM
JUNE 14TH 2021 TO JULY 5TH 2021
(INCLUSIVE). THE SHAREHOLDERS WHO HAVE NOT
OPTED FOR THE PAYMENT OF 50 PERCENT OF
THEIR DIVIDEND IN NEW SHARES AT THE END OF
THIS PERIOD, WILL BE PAID IN CASH. IF THE
AMOUNT OF THE DIVIDENDS FOR WHICH THE
OPTION IS EXERCISED DOES NOT CORRESPOND TO
A WHOLE NUMBER OF SECURITIES, THE
SHAREHOLDER WILL RECEIVE THE NUMBER OF
SHARES IMMEDIATELY LOWER PLUS AN AMOUNT IN
CASH. THE DIVIDEND PAYMENT WILL BE CARRIED
OUT IN CASH OR IN SHARES ON JULY 9TH 2021.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS
5 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS FOR
SAID FISCAL YEAR PRESENTED IN THE REPORT ON
CORPORATE GOVERNANCE REFERRED TO IN ARTICLE
L.225-37 OF THE FRENCH COMMERCIAL CODE
6 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPONENTS OF THE COMPENSATION DUE OR
AWARDED TO THE CHIEF EXECUTIVE OFFICER, MR.
FREDERIC MOYNE, FOR SAID FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CORPORATE OFFICERS AS OF JANUARY 1ST 2021
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS AND
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, DULY RECORDS
THAT NO AGREEMENT NO YET APPROVED BY THE
SHAREHOLDERS' MEETING HAS BEEN AUTHORISED
BY THE BOARD OF DIRECTORS DURING SAID
FISCAL YEAR
9 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. FREDERIC MOYNE AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
10 SUBJECT TO THE CONDITION PRECEDENT OF THE Mgmt For For
ADOPTION OF RESOLUTION NUMBER 22, THE
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF MR. JEAN-CARLOS ANGULO AS
DIRECTOR FOR A 2-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2022
FISCAL YEAR, OR FOR A 4-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR IN THE ABSENCE OF THE
IMPLEMENTATION OF SAID CONDITION PRECEDENT
11 SUBJECT TO THE CONDITION PRECEDENT OF THE Mgmt For For
ADOPTION OF RESOLUTION NUMBER 22, THE
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF BPIFRANCE INVESTISSEMENT
COMPANY AS DIRECTOR FOR A 3-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2023 FISCAL YEAR, OR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR IN THE ABSENCE OF THE
IMPLEMENTATION OF SAID CONDITION PRECEDENT
12 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR. FRANK LACROIX AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
13 SUBJECT TO THE CONDITION PRECEDENT OF THE Mgmt For For
ADOPTION OF RESOLUTION NUMBER 22, THE
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF MRS. ULRIKE STEINHORST AS
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR, OR FOR A 4-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR IN THE ABSENCE OF THE
IMPLEMENTATION OF SAID CONDITION PRECEDENT
14 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 60.00 MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 35,000,000.00. THE NUMBER OF
SHARES ACQUIRED BY THE COMPANY WITH A VIEW
TO RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL. THE NUMBER OF TREASURY SHARES TO
BE HELD BY THE COMPANY SHALL NOT EXCEED 10
PERCENT OF THE SHARES COMPOSING THE SHARE
CAPITAL. THIS AUTHORISATION, GIVEN FOR AN
18-MONTH PERIOD, SUPERSEDES THE
AUTHORISATION GIVEN BY THE SHAREHOLDERS'
MEETING OF MAY 29TH 2020 IN RESOLUTION NR,
11 AND CANNOT BE USED IN THE CONTEXT OF A
PUBLIC OFFER. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS
15 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS, BY
CANCELLING ALL OR PART OF THE SHARES HELD
BY THE COMPANY IN CONNECTION WITH ANY
AUTHORISED STOCK REPURCHASE PLAN, UP TO A
MAXIMUM OF 10 PERCENT OF THE SHARE CAPITAL
OVER A 24-MONTH PERIOD. THIS AUTHORISATION
IS GIVEN FOR AN 18-MONTH PERIOD AND
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE CAPITAL
UP TO 30 PERCENT OF THE CAPITAL, BY
ISSUANCE OF SHARES, SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED OF
THE COMPANY OR ITS SUBSIDIARIES, EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES (PREFERENCE
SHARES AND SECURITIES GIVING ACCESS TO
PREFERENCE SHARES EXCLUDED), WITH
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED. THIS AMOUNT CONSTITUTES AN
OVERALL VALUE ON WHICH ALL CAPITAL
INCREASES CARRIED OUT UNDER RESOLUTIONS NR,
17 (IF THIS ONE IS CARRIED OUT UNDER THIS
RESOLUTION), 18 TO 20 SHALL COUNT AGAINST.
MAXIMUM NOMINAL AMOUNT OF DEBT SECURITIES:
EUR 200,000,000.00. THIS AMOUNT CONSTITUTES
AN OVERALL VALUE ON WHICH ALL ISSUES OF
DEBT SECURITIES CARRIED OUT UNDER
RESOLUTION NR, 18 SHALL COUNT AGAINST. THIS
AUTHORISATION, GRANTED FOR 26 MONTHS,
SUPERSEDES ANY EARLIER DELEGATIONS TO THE
SAME EFFECT AND CANNOT BE USED IN THE
CONTEXT OF A PUBLIC OFFER
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SHARES OR SECURITIES TO BE ISSUED IN THE
EVENT THOSE GRANTED UNDER RESOLUTIONS 16
HEREIN EXCEED THE INITIAL NUMBER OF
SECURITIES TO BE ISSUED (OVERSUBSCRIPTION),
WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION
RIGHT OF SHAREHOLDERS, WITHIN 30 DAYS OF
THE CLOSING OF THE SUBSCRIPTION PERIOD, UP
TO A MAXIMUM OF 15 PERCENT OF THE NUMBER OF
SHARES OR SECURITIES PROPOSED IN THE
CONTEXT OF THE INITIAL ISSUE AND AT THE
SAME PRICE. THE NOMINAL AMOUNT OF THE
ISSUES DECIDED UNDER THIS RESOLUTION SHALL
COUNT AGAINST THE AMOUNT OF THE CEILING
REFERRED TO IN RESOLUTION UNDER WHICH THE
INITIAL ISSUE IS CARRIED OUT. THIS
DELEGATION IS GIVEN FOR A 26-PERIOD AND
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE ON ONE OR MORE OCCASIONS, IN
FRANCE OR ABROAD, THE SHARE CAPITAL UP TO A
MAXIMUM NOMINAL AMOUNT OF 10 PERCENT OF THE
SHARE CAPITAL, BY ISSUANCE BY WAY OF AN
OFFER GOVERNED BY ARTICLE L.411-2-I OF THE
MONETARY AND FINANCIAL CODE, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, OF DEBT SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OF THE
COMPANY AND-OR ITS SUBSIDIARIES (PREFERENCE
SHARES AND SECURITIES GIVING ACCESS TO
PREFERENCE SHARES EXCLUDED). THE MAXIMUM
NOMINAL AMOUNT OF DEBT SECURITIES WHICH MAY
BE ISSUED SHALL NOT EXCEED EUR
200,000,000.00. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD AND SUPERSEDES
ANY AND ALL EARLIER DELEGATIONS TO THE SAME
EFFECT. HOWEVER, IT CANNOT BE USED IN THE
CONTEXT OF A PUBLIC OFFER. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, UP TO 10
PERCENT OF THE SHARE CAPITAL, BY ISSUING
ORDINARY SHARES OF THE COMPANY AND-OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL OF THE COMPANY AND-OR ITS
SUBSIDIARIES, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES. THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION NUMBER 16 AND THE OVERALL
SUB-CEILING SET FORTH IN RESOLUTION NUMBER
18 OR IN RESOLUTIONS OF THE SAME KIND WHICH
COULD POSSIBLY REPLACE SAID RESOLUTIONS
DURING THIS DELEGATION'S VALIDITY. THIS
AUTHORISATION, GRANTED FOR A 26-MONTH
PERIOD, SUPERSEDES ANY EARLIER DELEGATIONS
TO THE SAME EFFECT AND CANNOT BE USED IN
THE CONTEXT OF A PUBLIC OFFER. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS
SOLE DISCRETION, UP TO A MAXIMUM NOMINAL
AMOUNT OF 1.5 PERCENT OF THE SHARE CAPITAL,
IN FAVOUR OF MEMBERS OF A COMPANY OR GROUP
SAVINGS PLAN JOINTLY ESTABLISHED BETWEEN
THE COMPANY AND RELATED COMPANIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES AND-OR
SECURITIES GIVING ACCESS TO THE SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
THE OVERALL VALUE SET FORTH IN RESOLUTION
NUMBER 16 AND THE OVERALL SUB-CEILING SET
FORTH IN RESOLUTION NUMBER 18 OR IN
RESOLUTIONS OF THE SAME KIND WHICH COULD
POSSIBLY REPLACE SAID RESOLUTIONS DURING
THIS DELEGATION'S VALIDITY. THIS DELEGATION
IS GIVEN FOR A 26-MONTH PERIOD AND CANNOT
BE USED IN THE CONTEXT OF A PUBLIC OFFER.
THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, IN ONE OR MORE
OCCASIONS AND AT ITS SOLE DISCRETION, BY
WAY OF CAPITALIZING RESERVES, PROFITS,
PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH
CAPITALIZATION IS ALLOWED BY LAW AND UNDER
THE BYLAWS, BY ISSUING BONUS SHARES AND-OR
RAISING THE PAR VALUE OF EXISTING SHARES.
THE MAXIMAL NOMINAL AMOUNT OF CAPITAL
INCREASES TO BE CARRIED OUT UNDER THIS
DELEGATION OF AUTHORITY SHALL NOT EXCEED
THE AMOUNT OF THE SUMS THAT COULD BE
CAPITALIZING AS AT THE DAY OF THE DECISION
BY THE BOARD OF DIRECTORS. THIS
AUTHORISATION IS GIVEN FOR A 26-MONTH
PERIOD AND SUPERSEDES THE AUTHORISATION
GIVEN BY THE SHAREHOLDERS' MEETING OF MAY
27TH 2019 IN RESOLUTION NR, 18. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER. THE SHAREHOLDERS' MEETING DELEGATES
ALL POWERS TO THE BOARD OF DIRECTORS TO
TAKE ALL NECESSARY MEASURES AND ACCOMPLISH
ALL NECESSARY FORMALITIES
22 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLE NUMBER 19 OF THE BYLAWS, PERTAINING
TO THE COMPOSITION OF THE BOARD OF
DIRECTORS, THE APPOINTMENT OF THE MEMBERS
AND THE DURATION OF THEIR TERM-OF-OFFICE
23 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935426747
--------------------------------------------------------------------------------------------------------------------------
Security: 015857105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AQN
ISIN: CA0158571053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The appointment of Ernst & Young LLP, Mgmt For For
Chartered Accountants, as auditors of the
Corporation for the ensuing year;
2 DIRECTOR
Christopher Ball Mgmt For For
Arun Banskota Mgmt For For
Melissa S. Barnes Mgmt For For
Christopher Huskilson Mgmt For For
D. Randy Laney Mgmt For For
Carol Leaman Mgmt For For
Kenneth Moore Mgmt For For
Masheed Saidi Mgmt For For
Dilek Samil Mgmt For For
3 The advisory resolution set forth in Mgmt For For
Schedule "A" of the Circular to accept the
approach to executive compensation as
disclosed in the Circular;
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935363921
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2020.
2. To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2020.
3. To approve the directors' remuneration Mgmt For For
policy.
4. Election of Michael Woollcombe as director Mgmt For For
of the Company.
5. Election of Michael Forsayeth as director Mgmt For For
of the Company.
6. Election of William Aziz as director of the Mgmt For For
Company.
7. Election of Brenda Eprile as director of Mgmt For For
the Company.
8. Election of Debora Del Favero as director Mgmt For For
of the Company.
9. Election of Arun Banskota as director of Mgmt For For
the Company.
10. Election of George Trisic as director of Mgmt For For
the Company.
11. Re-election of Santiago Seage as director Mgmt For For
of the Company.
12. To re-appoint Ernst & Young LLP and Ernst & Mgmt For For
Young S.L. as auditors of the Company to
hold office until December 31, 2022.
13. To authorize the Company's audit committee Mgmt For For
to determine the remuneration of the
auditors.
14. Authorization to issue shares. Mgmt For For
15. Disapplication of pre-emptive rights. Mgmt For For
16. Disapplication of pre-emptive rights. Mgmt For For
17. Redemption of the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935402355
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt For For
John Baldacci Mgmt For For
Daniel Alcain LopEz Mgmt For For
Dennis V. Arriola Mgmt For For
Pedro Azagra Blazquez Mgmt For For
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt For For
JosE a. Marra Rodriguez Mgmt For For
Santiago M. Garrido Mgmt For For
JosE Sainz Armada Mgmt For For
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE AVANGRID, Mgmt For For
INC. AMENDED AND RESTATED OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD RENEWABLE CORPORATION Agenda Number: 935439275
--------------------------------------------------------------------------------------------------------------------------
Security: 11284V105
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: BEPC
ISIN: CA11284V1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jeffrey Blidner Mgmt For For
Scott Cutler Mgmt For For
E. de Carvalho Filho Mgmt For For
Nancy Dorn Mgmt For For
David Mann Mgmt For For
Lou Maroun Mgmt For For
Sachin Shah Mgmt For For
Stephen Westwell Mgmt For For
Patricia Zuccotti Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INFRASTRUCTURE FUND,INC. Agenda Number: 713690039
--------------------------------------------------------------------------------------------------------------------------
Security: J05254107
Meeting Type: EGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3048590008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Expand Investment Lines Mgmt For For
2 Appoint an Executive Director Nakamura, Mgmt For For
Tetsuya
3 Appoint a Substitute Executive Director Mgmt For For
Yanagisawa, Hiroshi
4.1 Appoint a Supervisory Director Handa, Mgmt For For
Takashi
4.2 Appoint a Supervisory Director Ishii, Eriko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS Agenda Number: 712999892
--------------------------------------------------------------------------------------------------------------------------
Security: P22854122
Meeting Type: EGM
Meeting Date: 02-Sep-2020
Ticker:
ISIN: BRELETACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO APPROVE THE SALE OF 78 PERCENT OF THE Mgmt For For
EQUITY INTEREST IN THE SPECIAL PURPOSE
COMPANY SANTA VITORIA DO PALMAR S A, FOR
THE AMOUNT OF BRL 434,460,000.00, FOR OMEGA
GERACAO S.A, UNDER THE TERMS OF THE DRAFT
PURCHASE AND SALE AGREEMENT FOR SHARES AND
OTHER COVENANTS LOT, ANNEX 09 OF THE
MANAGEMENT PROPOSAL
2 TO APPROVE THE SALE OF THE SALE OF 99.99 Mgmt For For
PERCENT OF EQUITY INTEREST IN SPECIAL
PURPOSE ENTITIES HERMENEGILDO I S A,
HERMENEGIDO II S A, HERMENEGILDO III S A
AND CHUI IX S A, BY VALUE OF BRL
134,000,000.00, FOR OMEGA GERACAO S.A,
UNDER THE TERMS OF THE DRAFT PURCHASE AND
SALE AGREEMENT FOR SHARES AND OTHER
COVENANTS LOT 2, ANNEX 10 OF THE MANAGEMENT
PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS SA-ELETROBRAS Agenda Number: 713464484
--------------------------------------------------------------------------------------------------------------------------
Security: P22854122
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: BRELETACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE ABOUT THE REFORM OF THE Mgmt For For
ELETROBRAS BYLAWS ACCORDING TO NOTICE TO
SHAREHOLDERS AND MANAGEMENT PROPOSAL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 713063941
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0828/2020082800263.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0828/2020082800297.pdf
1 TO APPROVE THE GENERAL MANDATE TO APPLY FOR Mgmt For For
REGISTRATION AND ISSUANCE OF DEBT FINANCING
INSTRUMENTS OVERSEAS
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 713449379
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 30-Dec-2020
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1214/2020121400508.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1214/2020121400482.pdf
1 THE EXECUTION OF THE FRAMEWORK AGREEMENT Mgmt For For
FOR PURCHASE AND SALE OF COMPREHENSIVE
PRODUCTS AND SERVICES ENTERING INTO BETWEEN
THE COMPANY AND CHINA ENERGY INVESTMENT
CORPORATION LIMITED AND THE PROPOSED ANNUAL
CAPS OF 2021, 2022 AND 2023 BE AND IS
HEREBY APPROVED, RATIFIED AND CONFIRMED
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 713902080
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300482.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300568.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. TIAN SHAOLIN AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO FILL THE VACANCY
LEFT BY RESIGNATION OF MR. ZHANG XIAOLIANG
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. SHAO JUNJIE AS A SUPERVISOR OF THE
COMPANY TO FILL THE VACANCY LEFT BY
RESIGNATION OF MR. YU YONGPING
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 713994413
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700179.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700167.pdf
1 TO APPROVE THE REPORT OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR 2020
2 TO APPROVE THE REPORT OF THE SUPERVISORY Mgmt For For
BOARD OF THE COMPANY FOR THE YEAR 2020
3 TO APPROVE THE INDEPENDENT AUDITOR'S REPORT Mgmt For For
OF THE COMPANY AND THE COMPANY'S AUDITED
FINANCIAL STATEMENTS FOR THE YEAR 2020
4 TO APPROVE THE FINAL FINANCIAL ACCOUNTS Mgmt For For
REPORT OF THE COMPANY FOR THE YEAR 2020
5 TO APPROVE THE PROFIT DISTRIBUTION PLAN OF Mgmt For For
THE COMPANY FOR THE YEAR 2020
6 TO APPROVE THE FINANCIAL BUDGET PLAN OF THE Mgmt For For
COMPANY FOR THE YEAR 2021
7 TO APPROVE THE APPOINTMENT OF MR. TANG JIAN Mgmt For For
AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO
FILL THE VACANCY LEFT BY RESIGNATION OF MR.
SUN JINBIAO
8 TO APPROVE THE DIRECTORS' AND SUPERVISORS' Mgmt For For
REMUNERATION PLAN OF THE COMPANY FOR THE
YEAR 2021
9 TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
INTERNATIONAL AUDITOR FOR THE YEAR 2021 AND
GRANT OF AUTHORITY TO THE AUDIT COMMITTEE
OF THE BOARD TO DETERMINE ITS REMUNERATION
10 TO APPROVE THE GRANTING OF A GENERAL Mgmt For For
MANDATE TO APPLY FOR REGISTRATION AND
ISSUANCE OF DEBT FINANCING INSTRUMENTS IN
THE PRC
11 TO APPROVE THE GRANTING OF A GENERAL Mgmt For For
MANDATE TO APPLY FOR REGISTRATION AND
ISSUANCE OF DEBT FINANCING INSTRUMENTS
OVERSEAS
12 TO APPROVE THE GRANTING OF A GENERAL Mgmt For For
MANDATE TO CARRY OUT FINANCIAL DERIVATIVE
BUSINESS
13 TO APPROVE THE GRANTING OF A GENERAL Mgmt For For
MANDATE TO ISSUE SHARES
--------------------------------------------------------------------------------------------------------------------------
CHINA LONGYUAN POWER GROUP CORPORATION LTD Agenda Number: 714318789
--------------------------------------------------------------------------------------------------------------------------
Security: Y1501T101
Meeting Type: EGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CNE100000HD4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0610/2021061000438.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0610/2021061000334.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LI ZHONGJUN AS AN EXECUTIVE DIRECTOR OF
THE COMPANY TO FILL THE VACANCY LEFT BY
RESIGNATION OF MR. JIA YANBING
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. TANG CHAOXIONG AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO FILL THE VACANCY
LEFT BY RESIGNATION OF MR. YANG XIANGBIN
--------------------------------------------------------------------------------------------------------------------------
CLEARWAY ENERGY, INC. Agenda Number: 935350998
--------------------------------------------------------------------------------------------------------------------------
Security: 18539C105
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CWENA
ISIN: US18539C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Bram Mgmt For For
Nathaniel Anschuetz Mgmt For For
Brian R. Ford Mgmt For For
Bruce MacLennan Mgmt For For
Ferrell P. McClean Mgmt For For
Daniel B. More Mgmt For For
E. Stanley O'Neal Mgmt For For
Christopher S. Sotos Mgmt For For
Scott Stanley Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, Clearway Energy, Inc.'s executive
compensation.
3. To approve the amendment and restatement of Mgmt For For
the Amended and Restated 2013 Equity
Incentive Plan to increase the number of
shares of common stock available for
issuance under the plan and to make certain
additional changes.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Clearway Energy, Inc.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CLEARWAY ENERGY, INC. Agenda Number: 935350998
--------------------------------------------------------------------------------------------------------------------------
Security: 18539C204
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CWEN
ISIN: US18539C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Bram Mgmt For For
Nathaniel Anschuetz Mgmt For For
Brian R. Ford Mgmt For For
Bruce MacLennan Mgmt For For
Ferrell P. McClean Mgmt For For
Daniel B. More Mgmt For For
E. Stanley O'Neal Mgmt For For
Christopher S. Sotos Mgmt For For
Scott Stanley Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, Clearway Energy, Inc.'s executive
compensation.
3. To approve the amendment and restatement of Mgmt For For
the Amended and Restated 2013 Equity
Incentive Plan to increase the number of
shares of common stock available for
issuance under the plan and to make certain
additional changes.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Clearway Energy, Inc.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713565781
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: EGM
Meeting Date: 22-Feb-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 01 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1A BOARD OF DIRECTORS: RATIFICATION OF Mgmt Take No Action
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS EXECUTIVE DIRECTOR OF MR.
MIGUEL STILWELL DE ANDRADE
1B BOARD OF DIRECTORS: RATIFICATION OF Mgmt Take No Action
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS DOMINICAL DIRECTOR MRS. ANA
PAULA GARRIDO PINA MARQUES
1C BOARD OF DIRECTORS: RATIFICATION OF Mgmt Take No Action
APPOINTMENTS OF DIRECTORS BY CO-OPTATION.
RATIFICATION OF THE APPOINTMENT BY
CO-OPTION AS INDEPENDENT DIRECTOR OF MRS.
JOAN AVALYN DEMPSEY
2A BOARD OF DIRECTORS: DISMISSAL (SEPARACION) Mgmt Take No Action
OF DIRECTORS. DISMISS (SEPARAR) MR. ANTONIO
LUIS GUERRA NUNES MEXIA OF HIS POSITION AS
DOMINICAL DIRECTOR
2B BOARD OF DIRECTORS: DISMISSAL (SEPARACION) Mgmt Take No Action
OF DIRECTORS. DISMISS (SEPARAR) MR. JOAO
MANUEL MANSO NETO OF HIS POSITION AS
EXECUTIVE DIRECTOR
3 ADJUSTMENT OF THE NUMBER OF MEMBERS OF THE Mgmt Take No Action
BOARD IN TWELVE (12)
4 AMENDMENT OF ARTICLES 12 (NOTICE OF GENERAL Mgmt Take No Action
MEETINGS) AND 16 (CHAIRMAN OF THE GENERAL
MEETINGS) OF ARTICLES OF ASSOCIATION
5 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt Take No Action
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE EXTRAORDINARY GENERAL
SHAREHOLDERS' MEETING, FOR THE EXECUTION OF
ANY RELEVANT PUBLIC DEED AND FOR ITS
INTERPRETATION, CORRECTION, ADDITION OR
DEVELOPMENT IN ORDER TO OBTAIN THE
APPROPRIATE REGISTRATIONS
CMMT 25 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 25 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713684517
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: OGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP
RENOVAVEIS, S.A., AS WELL AS THOSE
CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE PROPOSED APPLICATION OF RESULTS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020,
AS WELL AS THE DISTRIBUTION OF DIVIDENDS
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE INDIVIDUAL MANAGEMENT REPORT OF EDP
RENOVAVEIS, S.A., THE CONSOLIDATED
MANAGEMENT REPORT WITH ITS SUBSIDIARIES,
AND ITS CORPORATE GOVERNANCE REPORT, FOR
THE FISCAL YEAR ENDED ON DECEMBER 31ST ,
2020
4 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE NON - FINANCIAL STATEMENT OF THE
CONSOLIDATED GROUP OF EDP RENOVAVEIS, S.A.,
FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST,
2020
5 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE MANAGEMENT AND PERFORMANCE BY THE BOARD
OF DIRECTORS AND ITS EXECUTIVE COMMITTEE
DURING THE FISCAL YEAR ENDED ON DECEMBER
31ST, 2020
6A BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MIGUEL STILWELL DE ANDRADE AS EXECUTIVE
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6B BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR. RUI
MANUEL RODRIGUES LOPES TEIXEIRA AS
EXECUTIVE DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6C BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. VERA
DE MORAIS PINTO PEREIRA CARNEIRO AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6D BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. ANA
PAULA GARRIDO DE PINA MARQUES AS DOMINICAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6E BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MANUEL MENENDEZ MENENDEZ AS EXTERNAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6F BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
ACACIO LIBERADO MOTA PILOTO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6G BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR. D.
ALLAN J. KATZ AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6H BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. JOAN
AVALYN DEMPSEY AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6I BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. D.
ANTONIO SARMENTO GOMES MOTA AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6J BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. MIGUEL
NUNO SIMOES NUNES FERREIRA SETAS AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6K BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MRS. ROSA
MARIA GARCIA GARCIA AS INDEPENDENT DIRECTOR
FOR THE TERM OF THREE (3) YEARS AS SET IN
THE ARTICLES OF ASSOCIATION
6L BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. JOSE
MANUEL FELIX MORGADO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
7 APPROVAL OF THE REMUNERATION POLICY OF THE Mgmt For For
MANAGEMENT OF EDP RENOVAVEIS, S.A
8 REELECTION, AS EXTERNAL AUDITOR OF EDP Mgmt For For
RENOVAVEIS S.A., OF PRICEWATERHOUSECOOPERS
AUDITORES, S.L., REGISTERED AT THE OFFICIAL
REGISTER OF AUDITORS UNDER NUMBER S0242 AND
WITH TAX IDENTIFICATION NUMBER B79031290,
FOR THE YEARS 2021, 2022 AND 2023
9 SHARE CAPITAL INCREASE BY MEANS OF CASH Mgmt For For
CONTRIBUTIONS AND EXCLUSION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR AN
AMOUNT OF 441,250,000(EUR) BY ISSUING AND
LISTING 88,250,000 NEW ORDINARY SHARES OF
5(EUR) OF NOMINAL VALUE PER SHARE AND A
SHARE PREMIUM OF 12(EUR) PER SHARE.
PREVISION OF INCOMPLETE SUBSCRIPTION.
DELEGATION OF AUTHORITIES FOR THE EXECUTION
OF THE SHARE CAPITAL INCREASE, THE
AMENDMENT OF THE COMPANY'S BY-LAWS AND THE
APPLICATION FOR THE LISTING OF THE NEW
SHARES ON EURONEXT LISBON
10 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
A COMPLEMENTARY DISTRIBUTION IN FAVOUR OF
THE SHAREHOLDERS WITH A CHARGE TO
UNRESTRICTED RESERVES
11 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt For For
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE GENERAL SHAREHOLDERS'
MEETING, FOR THE EXECUTION OF ANY RELEVANT
PUBLIC DEED AND FOR ITS INTERPRETATION,
CORRECTION, ADDITION OR DEVELOPMENT IN
ORDER TO OBTAIN THE APPROPRIATE
REGISTRATIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 01 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 528329,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713459445
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: EGM
Meeting Date: 19-Jan-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RESOLVE ON THE TRANSITIONAL EXTENSION OF Mgmt For For
THE CURRENT REMUNERATION POLICY OF THE
EXECUTIVE BOARD OF DIRECTORS TO BE APPLIED
TO THE MEMBERS OF THIS BOARD TO BE ELECTED
FOR THE 2021-2023 TERM OF OFFICE, TO BE IN
EFFECT UNTIL THE 2021 ANNUAL GENERAL
SHAREHOLDERS' MEETING IS HELD
2 RESOLVE ON THE ELECTION OF THE MEMBERS OF Mgmt For For
THE EXECUTIVE BOARD OF DIRECTORS FOR THE
2021-2023 TRIENNIUM MANDATE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 23 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
12 JAN 2021 TO 11 JAN 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EDP-ENERGIAS DE PORTUGAL SA Agenda Number: 713725274
--------------------------------------------------------------------------------------------------------------------------
Security: X67925119
Meeting Type: AGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: PTEDP0AM0009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT VOTING IN PORTUGUESE Non-Voting
MEETINGS REQUIRES THE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION, THROUGH
DECLARATIONS OF PARTICIPATION AND VOTING.
BROADRIDGE WILL DISCLOSE THE BENEFICIAL
OWNER INFORMATION FOR YOUR VOTED ACCOUNTS.
ADDITIONALLY, PORTUGUESE LAW DOES NOT
PERMIT BENEFICIAL OWNERS TO VOTE
INCONSISTENTLY ACROSS THEIR HOLDINGS.
OPPOSING VOTES MAY BE REJECTED BY THE
COMPANY HOLDING THIS MEETING. PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
FOR FURTHER DETAILS.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 507950 DUE TO SPLITTING OF
RESOLUTIONS 3 AND 11. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 APPROVE INDIVIDUAL AND CONSOLIDATED Mgmt No vote
FINANCIAL STATEMENTS AND STATUTORY REPORTS
2 APPROVE ALLOCATION OF INCOME Mgmt No vote
3.1 APPRAISE MANAGEMENT OF COMPANY AND APPROVE Mgmt No vote
VOTE OF CONFIDENCE TO MANAGEMENT BOARD
3.2 APPRAISE SUPERVISION OF COMPANY AND APPROVE Mgmt No vote
VOTE OF CONFIDENCE TO SUPERVISORY BOARD
3.3 APPRAISE WORK PERFORMED BY STATUTORY Mgmt No vote
AUDITOR AND APPROVE VOTE OF CONFIDENCE TO
STATUTORY AUDITOR
4 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt No vote
SHARES
5 AUTHORIZE REPURCHASE AND REISSUANCE OF Mgmt No vote
REPURCHASED DEBT INSTRUMENTS
6 AUTHORIZE INCREASE IN CAPITAL UP TO 10 Mgmt No vote
PERCENT VIA ISSUANCE OF EQUITY OR
EQUITY-LINKED SECURITIES WITH PREEMPTIVE
RIGHTS
7 AMEND ARTICLES: RESOLVE ON THE PARTIAL Mgmt No vote
AMENDMENT OF THE ARTICLES OF ASSOCIATION OF
EDP BY THE ADDITION OF A NUMBER 4 AND A
NUMBER 5 TO ARTICLE 4 AND THE MODIFICATION
OF PARAGRAPH D) OF NUMBER 2 OF ARTICLE 11,
OF NUMBER 2 OF ARTICLE 27 AND OF NUMBER 3
OF ARTICLE 23
8 ELIMINATE PREEMPTIVE RIGHTS Mgmt No vote
9 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt No vote
APPLICABLE TO EXECUTIVE BOARD
10 APPROVE STATEMENT ON REMUNERATION POLICY Mgmt No vote
APPLICABLE TO OTHER CORPORATE BODIES
11.1 ELECT CORPORATE BODIES FOR 2021-2023 TERM Mgmt No vote
11.2 APPOINT PRICEWATERHOUSECOOPERS ASSOCIADOS - Mgmt No vote
SOCIEDADE DE REVISORES DE CONTAS, LDA. AS
AUDITOR AND AURELIO ADRIANO RANGEL AMADO AS
ALTERNATE FOR 2021-2023 TERM
11.3 ELECT GENERAL MEETING BOARD FOR 2021-2023 Mgmt No vote
TERM
11.4 ELECT REMUNERATION COMMITTEE FOR 2021-2023 Mgmt No vote
TERM
11.5 APPROVE REMUNERATION OF REMUNERATION Mgmt No vote
COMMITTEE MEMBERS
11.6 ELECT ENVIRONMENT AND SUSTAINABILITY BOARD Mgmt No vote
FOR 2021-2023 TERM
--------------------------------------------------------------------------------------------------------------------------
ENEL CHILE S.A. Agenda Number: 935391867
--------------------------------------------------------------------------------------------------------------------------
Security: 29278D105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: ENIC
ISIN: US29278D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, Balance Mgmt For
Sheet, Financial Statements and Reports of
the External Auditors and Account
Inspectors for the year ended December 31,
2020.
2. Distribution of profits for the year and Mgmt For
payment of dividends.
3. DIRECTOR
H. Chadwick Pinera(1) Mgmt For For
Isabella Alessio(1) Mgmt For For
Salvatore Bernabei(1) Mgmt For For
Monica Girardi(1) Mgmt For For
F. Gazmuri Plaza(1)(2) Mgmt For For
P. Cabrera Gaete(1)(2) Mgmt For For
4. Setting of the directors' compensation. Mgmt For
5. Setting of the compensation of the members Mgmt For
of the Directors Committee and
determination of the committee's budget for
the year 2021.
7. Appointment of an external audit firm Mgmt For
regulated by Title XXVIII of Law No.
18,045.
8. Appointment of two Account Inspectors and Mgmt For
two alternates and determination of their
compensation.
9. Designation of Risk Rating Agencies. Mgmt For
10. Approval of the Investment and Financing Mgmt For
Policy.
14. Other relevant matters that are of interest Mgmt Against
to and the competence of the Ordinary
Shareholders' Meeting.
15. Adoption of all other approvals necessary Mgmt For
for the proper implementation of the
adopted resolutions.
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ERG SPA Agenda Number: 713816734
--------------------------------------------------------------------------------------------------------------------------
Security: T3707Z101
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: IT0001157020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 531699 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
O.1 BALANCE SHEET AS OF 31 DECEMBER 2021 AND Mgmt For For
MANAGEMENT REPORT; RESOLUTIONS RELATED
THERETO. TO PRESENT THE CONSOLIDATED
BALANCE SHEET AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION AS OF 31 DECEMBER
2020
O.2 PROFIT ALLOCATION; RESOLUTIONS RELATED Mgmt For For
THERETO
O.3.1 TO STATE THE NUMBER OF DIRECTORS Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS BOARD OF DIRECTORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
O.321 PLEASE NOTE THAT THIS RESOLUTION IS A Shr No vote
SHAREHOLDER PROPOSAL: TO APPOINT DIRECTORS.
LIST PRESENTED BY SAN QUIRICO S.P.A.,
REPRESENTING THE 55.628PCT OF THE STOCK
CAPITAL: - EDOARDO GARRONE - ALESSANDRO
GARRONE - GIOVANNI MONDINI - PAOLO LUIGI
MERLI - LUCA BETTONTE - MARCO COSTAGUTA -
ELISABETTA OLIVERI - MARA ANNA RITA CAVERNI
- FEDERICA LOLLI - EMANUELA BONADIMAN -
ELENA GRIFONI WINTERS - PAOLO FRANCESCO
LANZONI
O.322 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: TO APPOINT DIRECTORS.
LIST PRESENTED BY ANIMA SGR S.P.A.; ARCA
FONDI SGR S.P.A.; BANCOPOSTA FONDI S.P.A.
SGR; ETICA SGR S.P.A.; EURIZON CAPITAL
S.A.; EURIZON CAPITAL SGR S.P.A; FIDEURAM
ASSET MANAGEMENT IRELAND ; FIDEURAM INTESA
SANPAOLO PRIVATE BANKING ASSET MANAGEMENT
SGR S.P.A.; GENERALI INVESTMENTS LUXEMBOURG
S.A.; KAIROS PARTNERS SGR S.P.A.;
MEDIOLANUM INTERNATIONAL FUNDS LIMITED -
CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY;
MEDIOLANUM GESTIONE FONDI SGR S.P.A.;
PRAMERICA SGR S.P.A., REPRESENTING THE
2.95961PCT OF THE STOCK CAPITAL: - MARIO
PATERLINI
O.3.3 TO APPOINT BOARD OF DIRECTORS' CHAIRMAN Mgmt Against Against
O.3.4 TO STATE DIRECTORS' EMOLUMENT FOR FINANCIAL Mgmt For For
YEAR 2021
O.3.5 TO STATE CONTROL AND RISK COMMITTEE Mgmt For For
MEMBERS' EMOLUMENT FOR FINANCIAL YEAR 2021
O.3.6 TO STATE NOMINATIONS AND EMOLUMENT Mgmt For For
COMMITTEE MEMBERS' EMOLUMENT FOR FINANCIAL
YEAR 2021
O.4 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE PREVIOUS
AUTHORISATION APPROVED BY THE SHAREHOLDERS'
MEETING ON 21 APRIL 2020
O.5 LONG TERM INCENTIVE PLAN (2021-2023 LTI Mgmt Against Against
SYSTEM)
O.6.1 REWARDING POLICY AND EMOLUMENT PAID REPORT Mgmt For For
AS PER ART. 123-TER OF THE LEGISLATIVE
DECREE NO. 58 OF 24 FEBRUARY 1998 - SECTION
I: REWARDING POLICY 2021
O.6.2 REWARDING POLICY AND EMOLUMENT PAID REPORT Mgmt Against Against
AS PER ART. 123-TER OF THE LEGISLATIVE
DECREE NO. 58 OF 24 FEBRUARY 1998 - SECTION
II: EMOLUMENT 2020
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 27 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EVERSOURCE ENERGY Agenda Number: 935351774
--------------------------------------------------------------------------------------------------------------------------
Security: 30040W108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ES
ISIN: US30040W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Cotton M. Cleveland Mgmt For For
1B. Election of Trustee: James S. DiStasio Mgmt For For
1C. Election of Trustee: Francis A. Doyle Mgmt For For
1D. Election of Trustee: Linda Dorcena Forry Mgmt For For
1E. Election of Trustee: Gregory M. Jones Mgmt For For
1F. Election of Trustee: James J. Judge Mgmt For For
1G. Election of Trustee: John Y. Kim Mgmt For For
1H. Election of Trustee: Kenneth R. Leibler Mgmt For For
1I. Election of Trustee: David H. Long Mgmt For For
1J. Election of Trustee: William C. Van Faasen Mgmt For For
1K. Election of Trustee: Frederica M. Williams Mgmt For For
2. Consider an advisory proposal approving the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EVN AG Agenda Number: 713496506
--------------------------------------------------------------------------------------------------------------------------
Security: A19833101
Meeting Type: AGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: AT0000741053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 507140 DUE TO UPDATED AGENDA.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED. THEREFORE PLEASE
REINSTRUCT ON THIS MEETING NOTICE ON THE
NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.."
2 RESOLUTION ON THE DISTRIBUTION OF NET Mgmt For For
PROFIT FOR THE YEAR AS REPORTED IN THE
ANNUAL FINANCIAL STATEMENTS AS OF 30
SEPTEMBER 2020
3 RESOLUTION CONCERNING THE RELEASE OF THE Mgmt For For
MEMBERS OF THE EXECUTIVE BOARD FOR THE
2019/20 FINANCIAL YEAR
4 RESOLUTION CONCERNING THE RELEASE OF THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2019/20 FINANCIAL YEAR
5 APPOINTMENT OF THE AUDITOR FOR THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF EVN AG AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
EVN GROUP FOR THE 2020/21 FINANCIAL YEAR
6 ADOPTION OF A RESOLUTION ON THE Mgmt For For
REMUNERATION REPORT ON THE COMPENSATION FOR
THE MEMBERS OF THE EXECUTIVE BOARD AND
SUPERVISORY BOARD OF EVN AG FOR THE 2019/20
FINANCIAL YEAR
7 AMENDMENTS TO THE FOLLOWING SECTIONS OF THE Mgmt For For
ARTICLES OF INCORPORATION: 3, 5 (3), 8 (1),
11 (1) AND (2), 14 (1), (3) TO (6) AND 16
(3)
8.1 ELECTION TO THE SUPERVISORY BOARD: BETTINA Mgmt For For
GLATZ-KREMSNER
8.2 ELECTION TO THE SUPERVISORY BOARD: NORBERT Mgmt For For
GRIESMAYR
8.3 ELECTION TO THE SUPERVISORY BOARD: WILLI Mgmt For For
STIOWICEK
8.4 ELECTION TO THE SUPERVISORY BOARD: PHILIPP Mgmt For For
GRUBER
8.5 ELECTION TO THE SUPERVISORY BOARD: ANGELA Mgmt For For
STRANSKY
8.6 ELECTION TO THE SUPERVISORY BOARD: Mgmt For For
FRIEDRICH ZIBUSCHKA
8.7 ELECTION TO THE SUPERVISORY BOARD: MARIA Mgmt For For
PATEK
8.8 ELECTION TO THE SUPERVISORY BOARD: GUSTAV Mgmt For For
DRESSLER
8.9 ELECTION TO THE SUPERVISORY BOARD: GEORG Mgmt For For
BARTMANN
8.10 ELECTION TO THE SUPERVISORY BOARD: PETER Mgmt For For
WEINELT
9.1 FROM THE ADMINISTRATIVE MANAGEMENT Mgmt For For
(EXECUTIVE BOARD AND/OR SUPERVISORY BOARD)
9.2 FROM SHAREHOLDERS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
FALCK RENEWABLES S.P.A Agenda Number: 713245973
--------------------------------------------------------------------------------------------------------------------------
Security: T3947T105
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: IT0003198790
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 NOV 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
E.1 TO AUTHORIZE THE CONVERTIBILITY, AS PER Mgmt For For
ART. 2420-BIS, ITEM 1 OF THE ITALIAN CIVIL
CODE, OF THE EQUITY-LINKED BOND LOAN,
APPROVED BY THE BOARD OF DIRECTORS ON 15
SEPTEMBER 2020, RESERVED TO INSTITUTIONAL
INVESTORS AND WITH A NOMINAL VALUE OF EUR
200,000,000. RELATED INCREASE OF THE STOCK
CAPITAL AS PER ART. 2420-BIS, ITEM 2 OF THE
ITALIAN CIVIL CODE, IN ONE OR MORE
INSTALMENTS, WITH THE EXCLUSION OF THE
OPTION RIGHT, AS PER ART. 2441, ITEM 5 OF
THE ITALIAN CIVIL CODE, TO SERVE THE
CONVERSION OF THE AFOREMENTIONED
CONVERTIBLE BOND LOAN. TO AMEND ARTICLE 6
(STOCK CAPITAL) OF THE BYLAWS. RESOLUTIONS
RELATED THERETO
E.2 TO AMEND ARTICLES 6 (STOCK CAPITAL), 7 Mgmt For For
(INCREASE OF STOCK CAPITAL) AND 9 (SHARES'
FEATURES) OF THE BYLAWS. RESOLUTIONS
RELATED THERETO
E.3 TO AMEND ARTICLES 13 (MEETINGS' CALL), 14 Mgmt For For
(INTERVENTION AND REPRESENTATION IN
MEETINGS), 16 (MEETINGS' RESOLUTIONS) OF
THE BYLAWS. RESOLUTIONS RELATED THERETO
E.4 TO AMEND ARTICLES 17 (COMPOSITION AND Mgmt For For
APPOINTMENT - EXECUTIVE COMMITTEE - CEO)
AND 19 (BOARD OF DIRECTORS' CONVOCATION AND
MEETINGS) OF THE BYLAWS. RESOLUTIONS
RELATED THERETO
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO Non-Voting
CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
FALCK RENEWABLES S.P.A Agenda Number: 713743690
--------------------------------------------------------------------------------------------------------------------------
Security: T3947T105
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: IT0003198790
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020 TOGETHER WITH THE BOARD OF
DIRECTORS' REPORT ON MANAGEMENT, THE
INTERNAL AND EXTERNAL AUDITORS' REPORTS.
RESOLUTIONS RELATED THERETO; TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020
O.1.2 PROPOSAL OF NET INCOME ALLOCATION AND Mgmt For For
DISTRIBUTION OF A DIVIDEND TO THE
SHAREHOLDERS: RESOLUTIONS RELATED THERETO
O.2.1 REWARDING POLICY AND EMOLUMENTS PAID ANNUAL Mgmt For For
REPORT: TO APPROVE THE 'REWARDING POLICY
FOR THE YEAR 2021', SECTION I, ACCORDING TO
THE ART. 123-TER, ITEM 3-BIS, OF THE
LEGISLATIVE DECREE NO. 58/98
O.2.2 REWARDING POLICY AND EMOLUMENTS PAID ANNUAL Mgmt For For
REPORT: CONSULTATIVE VOTE ON THE
'EMOLUMENTS PAID FOR THE YEAR 2020',
SECTION II, ACCORDING TO THE ART. 123-TER,
ITEM 6, OF THE LEGISLATIVE DECREE
O.3 EXTERNAL AUDITORS', PRICEWATERHOUSECOOPERS Mgmt For For
S.P.A., REWARDING ADJUSTMENT PROPOSAL FOR
THE YEAR 2020-2028; RESOLUTIONS RELATED
THERETO
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 30 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 02 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IGNITIS GRUPE AB Agenda Number: 713298544
--------------------------------------------------------------------------------------------------------------------------
Security: 66981G108
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: US66981G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
THE MEMBER OF THE SUPERVISORY BOARD. OUT OF
THE 2 MEMBERS PRESENTED FOR ELECTION, A
MAXIMUM OF 2 MEMBERS ARE TO BE ELECTED.
BROADRIDGE WILL APPLY CUMULATIVE VOTING
EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU
VOTE 'FOR,' AND WILL SUBMIT INSTRUCTION TO
THE LOCAL AGENT IN THIS MANNER. CUMULATIVE
VOTES CANNOT BE APPLIED UNEVENLY AMONG
DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU
WISH TO DO SO, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE. STANDING
INSTRUCTIONS HAVE BEEN REMOVED FOR THIS
MEETING. IF YOU HAVE FURTHER QUESTIONS
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1.1 TO ELECT THE INDEPENDENT MEMBER OF THE Mgmt For For
SUPERVISORY BOARD OF AB IGNITIS GRUPE UNTIL
THE END OF THE TERM OF OFFICE OF THE
CURRENT SUPERVISORY BOARD: JUDITH BUSS
1.2 TO ELECT THE INDEPENDENT MEMBER OF THE Mgmt For For
SUPERVISORY BOARD OF AB IGNITIS GRUPE UNTIL
THE END OF THE TERM OF OFFICE OF THE
CURRENT SUPERVISORY BOARD: BENT CHRISTENSEN
2 TO ESTABLISH THAT THE ELECTED MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD OF AB IGNITIS GRUPE
SHALL START THEIR ACTIVITIES UPON THE END
OF THE GENERAL MEETING OF SHAREHOLDERS THAT
ELECTED THEM
3 TO APPROVE THE TERMS AND CONDITIONS OF THE Mgmt For For
AGREEMENT FOR THE PROTECTION OF
CONFIDENTIAL INFORMATION CONCLUDED WITH THE
MEMBERS OF THE SUPERVISORY BOARD (APPENDIX
2)
4 TO APPROVE THE TERMS AND CONDITIONS OF THE Mgmt For For
AGREEMENT REGARDING THE ACTIVITIES OF THE
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
(APPENDIX 3)
5 TO SET THE HOURLY REMUNERATION OF EUR 75 Mgmt For For
(BEFORE TAXES) OF THE NEWLY ELECTED
INDEPENDENT MEMBERS OF THE SUPERVISORY
BOARD OF AB IGNITIS GRUPE FOR ACTIVITIES IN
THE SUPERVISORY BOARD OF AB IGNITIS GRUPE,
BUT NOT MORE THAN 1/4 (ONE QUARTER) OF THE
MONTHLY SALARY PAID TO THE CHIEF EXECUTIVE
OFFICER OF AB IGNITIS GRUPE (MAIN PART OF
REMUNERATION BEFORE TAXES)
6 TO AUTHORIZE CHIEF EXECUTIVE OFFICER OF AB Mgmt For For
IGNITIS GRUPE (WITH THE RIGHT TO
RE-AUTHORIZE) TO SIGN THE AGREEMENTS FOR
THE PROTECTION OF CONFIDENTIAL INFORMATION
AND REGARDING THE ACTIVITIES OF THE
INDEPENDENT MEMBER OF SUPERVISORY BOARD
WITH A NEWLY ELECTED INDEPENDENT MEMBERS OF
THE SUPERVISORY BOARD
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR THIS
RESOLUTION, YES MEANS FAVOR AND NO MEANS
AGAINST. THANK YOU
7 AS A BENEFICIAL OWNER I HEREBY CERTIFY Mgmt For For
THAT: I. THE INFORMATION ON THE BENEFICIAL
OWNER AND THE INFORMATION ON THE GDRS
BENEFICIALLY HELD BY THE BENEFICIAL OWNER
SET OUT IN THE VOTING INSTRUCTIONS IS
CORRECT; II. THE BENEFICIAL OWNER IS THE
ULTIMATE BENEFICIAL OWNER OF THE GDRS
REFERRED TO IN THE VOTING INSTRUCTIONS AND
DOES NOT HOLD SUCH GDRS FOR THE ACCOUNT OF
ANY OTHER PERSON; III. THE BENEFICIAL OWNER
DOES NOT HOLD IN THE AGGREGATE, DIRECTLY,
INDIRECTLY AND/OR AS A CONCERTED PARTY AN
INTEREST IN THE VOTING SHARE CAPITAL OF THE
COMPANY WHICH REPRESENTS (A) A "QUALIFIED
HOLDING" (PURSUANT TO THE LAW ON THE
PROTECTION OF THE OBJECTS OF NATIONAL
SECURITY IMPORTANCE OF THE REPUBLIC OF
LITHUANIA OR OTHER LEGISLATION OR
REGULATION APPLICABLE TO THE COMPANY AND
ITS SUBSIDIARIES FROM TIME TO TIME) OR (B)
WHICH CARRIES 25% OR MORE OF VOTES AT THE
GENERAL MEETING OF SHAREHOLDERS OF THE
COMPANY (OR SUCH OTHER LIMIT AS MAY BE
IMPOSED UNDER THE LAW ON THE PROTECTION OF
THE OBJECTS OF NATIONAL SECURITY IMPORTANCE
OF THE REPUBLIC OF LITHUANIA FROM TIME TO
TIME, AND NOTIFIED TO THE GDR DEPOSITARY BY
THE COMPANY IN WRITING) AND FOR WHICH SUCH
BENEFICIAL OWNER(S) HAS NOT RECEIVED THE
APPROVAL OF THE NATIONAL SECURITY
COMMISSION (OR OTHER SIMILAR REGULATOR OR
AUTHORITY WITH JURISDICTION OVER THE
COMPANY, ITS SUBSIDIARIES, AND/OR THEIR
ASSETS); OR (C) WHICH EXCEEDS THE TAKEOVER
THRESHOLD PURSUANT TO LITHUANIAN LAW (BEING
MORE THAN ONE-THIRD OF VOTES AT THE GENERAL
MEETING OR SUCH OTHER LIMIT AS MAY BE
IMPOSED UNDER THE LAW ON SECURITIES OF THE
REPUBLIC OF LITHUANIA FROM TIME TO TIME AND
NOTIFIED TO THE GDR DEPOSITARY BY THE
COMPANY IN WRITING). IV. BY GIVING THESE
VOTING INSTRUCTIONS THE BENEFICIAL OWNER
WAIVES THE RIGHT TO CANCEL, AND UNDERTAKES
NOT TO INSTRUCT ANY OTHER PERSON TO CANCEL,
THE GDRS HELD BY OR ON BEHALF OF THE
BENEFICIAL OWNER IN EXCHANGE FOR THE
COMPANY'S ORDINARY SHARES DURING THE PERIOD
BETWEEN THE RECORD DATE AND THE DATE OF THE
EXTRAORDINARY GENERAL MEETING. IF THESE
VOTING INSTRUCTIONS ARE GIVEN ON BEHALF OF
THE BENEFICIAL OWNER BY A PERSON ACTING ON
BEHALF OF THE BENEFICIAL OWNER (THE
"INTERMEDIARY"), THE INTERMEDIARY HEREBY
CERTIFIES THAT THE BENEFICIAL OWNER HAS
DULY AUTHORISED THE INTERMEDIARY TO GIVE
THE INSTRUCTIONS AND STATEMENTS CONTAINED
HEREIN IN THE NAME AND ON BEHALF OF THE
BENEFICIAL OWNER, AND UNDERTAKES, FOR THE
BENEFIT OF THE DEPOSITARY AND THE COMPANY,
TO OBTAIN AND KEEP EVIDENCE OF SUCH
AUTHORISATION AND TO PROVIDE IT TO THE
COMPANY AND/OR THE DEPOSITARY UPON THEIR
REQUEST
--------------------------------------------------------------------------------------------------------------------------
IGNITIS GRUPE AB Agenda Number: 713649018
--------------------------------------------------------------------------------------------------------------------------
Security: 66981G108
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: US66981G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ASSENT TO THE AB "IGNITIS GRUPE" Mgmt For For
CONSOLIDATED ANNUAL REPORT FOR THE YEAR
2020, EXCEPT FOR THE PART OF THE
REMUNERATION REPORT
2 TO ASSENT TO THE REMUNERATION REPORT OF AB Mgmt For For
"IGNITIS GRUPE", AS A PART OF THE
CONSOLIDATED ANNUAL REPORT OF AB "IGNITIS
GRUPE" FOR THE YEAR 2020
3 TO APPROVE THE SET OF AUDITED ANNUAL Mgmt For For
FINANCIAL STATEMENTS OF AB "IGNITIS GRUPE"
AND CONSOLIDATED FINANCIAL STATEMENTS OF AB
"IGNITIS GRUPE" GROUP OF COMPANIES FOR THE
YEAR 2020
4 TO APPROVE THE FORMATION OF RESERVE OF EUR Mgmt For For
23 000 000 (TWENTY THREE MILLION EUROS) FOR
ACQUISITION OF OWN SHARES
5 TO APPROVE THE ALLOCATION OF PROFIT (LOSS) Mgmt For For
OF AB "IGNITIS GRUPE" FOR THE YEAR 2020
6 TO APPROVE THE UPDATED REMUNERATION POLICY Mgmt For For
OF AB "IGNITIS GRUPE" GROUP OF COMPANIES
7 TO APPROVE THE UPDATED SHARE ALLOCATION Mgmt For For
RULES OF AB "IGNITIS GRUPE"
--------------------------------------------------------------------------------------------------------------------------
INNERGEX RENEWABLE ENERGY INC Agenda Number: 713833526
--------------------------------------------------------------------------------------------------------------------------
Security: 45790B104
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CA45790B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: DANIEL LAFRANCE
1.2 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: ROSS J. BEATY
1.3 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: PIERRE G. BRODEUR
1.4 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: NATHALIE FRANCISCI
1.5 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: RICHARD GAGNON
1.6 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: MICHEL LETELLIER
1.7 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: DALTON MCGUINTY
1.8 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: MONIQUE MERCIER
1.9 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: OUMA SANANIKONE
1.10 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: LOUIS VECI
2 THE APPOINTMENT OF KPMG LLP, AS AUDITOR OF Mgmt For For
THE CORPORATION AND AUTHORIZING THE
DIRECTORS OF THE CORPORATION TO FIX ITS
REMUNERATION
3 TO ADOPT AN ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEOEN SPA Agenda Number: 713935421
--------------------------------------------------------------------------------------------------------------------------
Security: F6517R107
Meeting Type: MIX
Meeting Date: 25-May-2021
Ticker:
ISIN: FR0011675362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 19 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 AMY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104162100968-46 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105052101428-54 PLEASE NOTE THAT
THIS IS A REVISION DUE TO MODIFICATION OF
THE COMMENT AND ALL RESOLUTIONS AND DUE TO
RECEIPT OF UPDATED BALO LINK. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE 2020 COMPANY FINANCIAL Mgmt For For
STATEMENTS AND APPROVAL OF EXPENSES AND
CHARGES THAT ARE NOT DEDUCTIBLE FOR TAX
PURPOSES
2 APPROVAL OF THE 2020 CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF NET INCOME Mgmt For For
4 APPROVAL OF INFORMATION REFERRED TO IN Mgmt For For
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE INCLUDED IN THE CORPORATE
GOVERNANCE REPORT (OVERALL EX-POST "SAY ON
PAY")
5 APPROVAL OF THE FIXED, VARIABLE, AND Mgmt For For
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN FISCAL YEAR 2020 OR GRANTED IN RESPECT
OF FISCAL YEAR 2020 TO XAVIER BARBARO,
CHAIRMAN AND CEO
6 APPROVAL OF THE FIXED, VARIABLE, AND Mgmt For For
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN FISCAL YEAR 2020 OR GRANTED IN RESPECT
OF FISCAL YEAR 2020 TO ROMAIN DESROUSSEAUX,
DEPUTY CEO
7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO MEMBERS OF THE BOARD OF
DIRECTORS
8 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN AND CEO
9 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE DEPUTY CEO
10 RENEWAL OF BPIFRANCE INVESTISSEMENT'S Mgmt For For
DIRECTORSHIP
11 RENEWAL OF HELEN LEE BOUYGUES'S Mgmt For For
DIRECTORSHIP
12 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
IN ACCORDANCE WITH THE PROCEDURES SET FORTH
IN ARTICLE L. 22-10-62 OF THE FRENCH
COMMERCIAL CODE, DURATION OF THE
AUTHORIZATION, PURPOSES, PROCEDURES, CAP
13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT, RESERVED
FOR GROUP EMPLOYEES OUTSIDE FRANCE,
DURATION OF THE DELEGATION, MAXIMUM NOMINAL
AMOUNT OF THE CAPITAL INCREASE, ISSUANCE
PRICE, RIGHT TO LIMIT TO THE AMOUNT OF
SUBSCRIPTIONS OR TO DISTRIBUTE UNSUBSCRIBED
SECURITIES
14 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN A CAPITAL INCREASE, WITH OR
WITHOUT CANCELLATION OF THE PREFERENTIAL
SUBSCRIPTION RIGHT
15 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT, RESERVED
FOR PARTICIPANTS IN COMPANY SAVINGS PLANS
PURSUANT TO ARTICLES L. 3332-18 ET SEQ. OF
THE FRENCH LABOR CODE, DURATION OF THE
DELEGATION, MAXIMUM NOMINAL AMOUNT OF THE
CAPITAL INCREASE, ISSUANCE PRICE, RIGHT TO
GRANT FREE SHARES PURSUANT TO ARTICLE L.
3332-21 OF THE FRENCH LABOR CODE
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CARRY OUT FREE GRANTS OF EXISTING SHARES OR
FUTURE SHARES TO EMPLOYEES AND OFFICERS OF
THE GROUP, OR TO CERTAIN OF THEM
17 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935341622
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: James L. Robo Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of NextEra Energy
Partners' named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NORTHLAND POWER INC Agenda Number: 713953974
--------------------------------------------------------------------------------------------------------------------------
Security: 666511100
Meeting Type: MIX
Meeting Date: 19-May-2021
Ticker:
ISIN: CA6665111002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 11 AND 12 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 TO
10. THANK YOU
1 ELECTING JOHN W. BRACE AS A DIRECTOR OF THE Mgmt For For
CORPORATION
2 ELECTING LINDA L. BERTOLDI AS A DIRECTOR OF Mgmt For For
THE CORPORATION
3 ELECTING MARIE BOUNTROGIANNI AS A DIRECTOR Mgmt For For
OF THE CORPORATION
4 ELECTING LISA COLNETT AS A DIRECTOR OF THE Mgmt For For
CORPORATION
5 ELECTING KEVIN GLASS AS A DIRECTOR OF THE Mgmt For For
CORPORATION
6 ELECTING RUSSELL GOODMAN AS A DIRECTOR OF Mgmt For For
THE CORPORATION
7 ELECTING KEITH HALBERT AS A DIRECTOR OF THE Mgmt For For
CORPORATION
8 ELECTING HELEN MALLOVY HICKS AS A DIRECTOR Mgmt For For
OF THE CORPORATION
9 ELECTING IAN PEARCE AS A DIRECTOR OF THE Mgmt For For
CORPORATION
10 THE REAPPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION AND
AUTHORIZATION OF THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION
11 THE RESOLUTION TO AMEND THE CORPORATION'S Mgmt For For
ARTICLES TO INCREASE THE PERMITTED SIZE OF
THE BOARD FROM THE CURRENT RANGE OF THREE
TO NINE DIRECTORS TO A RANGE OF THREE TO
TWELVE DIRECTORS, AND TO PERMIT THE REMOVAL
OF ALL REFERENCES TO THE CLASS A SHARES AND
CLASS B AND C CONVERTIBLE SHARES
12 THE RESOLUTION TO ACCEPT NORTHLAND'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SCATEC ASA Agenda Number: 713734805
--------------------------------------------------------------------------------------------------------------------------
Security: R7562P100
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NO0010715139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 ELECT CHAIRMAN OF MEETING: DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
4 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
5 RECEIVE INFORMATION ON THE BUSINESS Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
8 APPROVE DISTRIBUTION OF DIVIDENDS Mgmt For For
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
11.1 ELECT GISELE MARCHAND AS DIRECTOR Mgmt For For
11.2 ELECT JORGEN KILDAHL AS DIRECTOR Mgmt For For
12 APPROVE REMUNERATION OF MEMBERS OF Mgmt For For
NOMINATING COMMITTEE
13 AMEND ARTICLES Mgmt For For
14 ELECT MEMBERS OF NOMINATING COMMITTEE Mgmt For For
15 APPROVE REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES IN
CONNECTION WITH ACQUISITIONS, MERGERS,
DEMERGERS OR SIMILAR
17 APPROVE EQUITY PLAN FINANCING THROUGH SHARE Mgmt For For
REPURCHASE PROGRAM
18 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
19 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
20 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
ISSUANCE OF SHARES
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCATEC SOLAR ASA Agenda Number: 713257334
--------------------------------------------------------------------------------------------------------------------------
Security: R7562N105
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: NO0010715139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
4 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
5 APPROVE ISSUANCE OF SHARES FOR PRIVATE Mgmt For For
PLACEMENT
6 APPROVE CREATION OF POOL OF CAPITAL WITH Mgmt For For
PREEMPTIVE RIGHTS (REPAIR ISSUE)
7 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
8 CHANGE COMPANY NAME Mgmt For For
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
--------------------------------------------------------------------------------------------------------------------------
SSE PLC Agenda Number: 712927928
--------------------------------------------------------------------------------------------------------------------------
Security: G8842P102
Meeting Type: AGM
Meeting Date: 12-Aug-2020
Ticker:
ISIN: GB0007908733
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVE THE REPORT AND ACCOUNTS Mgmt For For
2 APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
3 DECLARE A FINAL DIVIDEND Mgmt For For
4 RE-APPOINT GREGOR ALEXANDER Mgmt For For
5 RE-APPOINT SUE BRUCE Mgmt For For
6 RE-APPOINT TONY COCKER Mgmt For For
7 RE-APPOINT CRAWFORD GILLIES Mgmt For For
8 RE-APPOINT RICHARD GILLINGWATER Mgmt For For
9 RE-APPOINT PETER LYNAS Mgmt For For
10 RE-APPOINT HELEN MAHY Mgmt For For
11 RE-APPOINT ALISTAIR PHILLIPS-DAVIES Mgmt For For
12 RE-APPOINT MARTIN PIBWORTH Mgmt For For
13 RE-APPOINT MELANIE SMITH Mgmt For For
14 APPOINT ANGELA STRANK Mgmt For For
15 RE-APPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For
16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
17 AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
19 TO EMPOWER THE COMPANY TO PURCHASE ITS OWN Mgmt For For
ORDINARY SHARES
20 TO APPROVE 14 DAYS' NOTICE OF GENERAL Mgmt For For
MEETINGS
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935406846
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt Withheld Against
Gerald Risk Mgmt Withheld Against
Sonita Lontoh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr Against For
report on the use of mandatory arbitration.
--------------------------------------------------------------------------------------------------------------------------
TERNA ENERGY SA Agenda Number: 713022921
--------------------------------------------------------------------------------------------------------------------------
Security: X8979G108
Meeting Type: EGM
Meeting Date: 01-Sep-2020
Ticker:
ISIN: GRS496003005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. INCREASE OF THE SHARE CAPITAL OF THE Mgmt For For
COMPANY BY THE AMOUNT OF EUR1,367,027.10
WITH CASH PAYMENT, WITH THE ISSUE OF
4,556,757 COMMON SHARES WITH A NOMINAL
VALUE OF EUR 0.30 EACH, AND WITH A SELLING
PRICE OF AT LEAST EUR 11 EACH THROUGH A
PRIVATE PLACEMENT WITH ABOLITION OF THE
PRE-EMPTIVE RIGHT OF THE OLD SHAREHOLDERS.
PROVISION OF RELEVANT AUTHORIZATIONS TO THE
BOARD OF DIRECTORS OF THE COMPANY FOR THE
DETERMINATION OF THE FINAL SALE PRICE AND
THE OTHER ELEMENTS OF THE INCREASE
2. AMENDMENT OF NO. 5 PAR. 1 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION
CMMT 12 AUG 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 07 SEP 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 12 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF QUORUM DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TERNA ENERGY SA Agenda Number: 713161406
--------------------------------------------------------------------------------------------------------------------------
Security: X8979G108
Meeting Type: EGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: GRS496003005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE DECISION OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY DATED 10.08.2020,
WHICH DECIDED THE CESSATION OF SHARE
BUYBACKS PURSUANT TO THE BUYBACK PROGRAMME
APPROVED BY THE ORDINARY GENERAL ASSEMBLY
OF 29.04.2020. CANCELLATION OF ALL TREASURY
SHARES OWNED BY THE COMPANY AND DECREASE OF
ITS SHARE CAPITAL BY THE AMOUNT OF EUR
1,287,980.40. AMENDMENT OF ART. 5 PAR. 1 OF
THE COMPANY'S ARTICLES OF ASSOCIATION
2. APPROVAL OF A NEW SHARE BUYBACK PROGRAMME Mgmt For For
IN ACCORDANCE WITH ARTICLE 49 OF LAW
4548/2018
3. AMENDMENT OF ART. 10 PAR. 1 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE AN A
REPETITIVE MEETING ON 27 OCT 2020. ALSO,
YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TERNA ENERGY SA Agenda Number: 713421054
--------------------------------------------------------------------------------------------------------------------------
Security: X8979G108
Meeting Type: EGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: GRS496003005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. DISTRIBUTION OF PROFITS AND PROVISIONAL Mgmt For For
RESERVES OF THE COMPANY OF THE FINANCIAL
YEARS UP TO 31.12.2019, IN ACCORDANCE WITH
ARTICLE 162 PAR. 3 OF LAW 4548/2018, OF A
TOTAL NET AMOUNT OF EUR 19,695,365.30, I.E.
AN AMOUNT OF EUR 0.17 PER SHARE. GRANTING
OF AUTHORIZATION TO THE BOARD OF DIRECTORS
TO DETERMINE THE DETAILS FOR THE
IMPLEMENTATION OF THE SAID DECISION AND
WITHIN ITS LIMITS, AND MORE SPECIFICALLY TO
DETERMINE THE BENEFICIARIES OF THIS CASH
DISTRIBUTION, THE EX-DIVIDEND DATE, THE
PAYMENT DATE AS WELL AS ANY OTHER RELEVANT
MATTER
2. GRANTING OF SHARES OF THE COMPANY TO Mgmt For For
EXECUTIVE MEMBERS OF THE BOARD OF DIRECTORS
AND SENIOR EXECUTIVES OF THE COMPANY IN
ACCORDANCE WITH THE PROVISIONS OF ARTICLE
114 OF LAW 4548/2018. PROPOSITION TO GRANT
UP TO TWO MILLION FIVE HUNDRED THOUSAND
(2,500,000) FREE NEW SHARES TO BE ISSUED
THROUGH CAPITALIZATION OF SHARE PREMIUM
RESERVES TO EXECUTIVE MEMBERS OF THE BOARD
AND SENIOR EXECUTIVES OF THE COMPANY FOR
THEIR CONTRIBUTION IN ACHIEVING THE
FINANCIAL GOALS, IN IMPLEMENTING NEW
PROJECTS AND IN INCREASING THE PROFITS OF
THE COMPANY DURING THE TERM 01.01.2021-
31.12.2023 AND GRANTING OF AUTHORIZATION TO
THE BOARD OF DIRECTORS TO UNDERTAKE ALL
NECESSARY ACTIONS FOR THE IMPLEMENTATION OF
SUCH DECISION AND THE DETERMINATION OF THE
DISTRIBUTION TERMS
CMMT 27 NOV 2020: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE AN A REPETITIVE MEETING ON 23 DEC 2020.
ALSO, YOUR VOTING INSTRUCTIONS WILL NOT BE
CARRIED OVER TO THE SECOND CALL. ALL VOTES
RECEIVED ON THIS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THE REPETITIVE MEETING. THANK YOU
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TERNA ENERGY SA Agenda Number: 714342021
--------------------------------------------------------------------------------------------------------------------------
Security: X8979G108
Meeting Type: OGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: GRS496003005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 596941 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1. SUBMISSION AND APPROVAL OF THE ANNUAL Mgmt For For
FINANCIAL STATEMENTS (COMPANY AND
CONSOLIDATED) FOR THE YEAR 2020, AND THE
RELEVANT REPORT OF THE BOARD OF DIRECTORS
AND THE CERTIFIED AUDITORS
2.1. APPROVAL OF THE BOD PROPOSITION CONCERNING Mgmt For For
THE DISTRIBUTION OF EARNINGS, THE PAYMENT
OF DIVIDENDS FOR THE YEAR 2020
2.2. APPROVAL OF THE BOD PROPOSITION CONCERNING Mgmt For For
THE REMUNERATION TO THE MEMBERS OF THE
BOARD FOR THE YEAR 2020
3. APPROVAL OF THE OVERALL MANAGEMENT FOR 2020 Mgmt For For
4. DISCHARGE OF THE CHARTERED AUDITOR FROM ANY Mgmt For For
RELEVANT LIABILITY OR COMPENSATION DERIVING
FROM THE EXERCISE OF THEIR DUTIES DURING
2020
5. DISCUSSION AND VOTING ON THE REMUNERATIONS Mgmt For For
REPORT IN ACCORDANCE WITH ARTICLE 112 OF
LAW 4548/2018 FOR THE YEAR 2020
6. SUBMISSION AND APPROVAL BY THE GENERAL Mgmt For For
ASSEMBLY OF THE REPORT ON THE AUDIT
COMMITTEES ACTIVITIES DURING THE TERM
01.01.2020-31.12.2020 IN ACCORDANCE WITH
ARTICLE 44 OF LAW 4449/2017, AS IN FORCE
7. ELECTION OF ONE REGULAR AND ONE DEPUTY Mgmt For For
CERTIFIED AUDITOR, MEMBERS OF THE BODY OF
CHARTERED AUDITORS ACCOUNTANTS, FOR
AUDITING FISCAL YEAR 2021 AND DETERMINATION
OF THEIR FEES
8.1. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-GEORGE PERISTERIS, CHAIRMAN
8.2. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-EMMANOUIL MARAGOUDAKIS
8.3. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-GEORGE SPYROU
8.4. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-ARISTOTELIS SPILIOTIS
8.5. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-MICHAEL GOURZIS
8.6. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-NIKOLAOS VOUTICHTIS
8.7. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-GEORGE MERGOS, INDEPENDENT
NON-EXECUTIVE MEMBER
8.8. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-MARINA SARKISIAN OCHANESOGLOU,
INDEPENDENT NON-EXECUTIVE MEMBER
8.9. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-ANDREAS TAPRATZIS, INDEPENDENT
NON-EXECUTIVE MEMBER
8.10. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-SOFIA KOUNENAKI-EFRAIMOGLOU,
INDEPENDENT NON-EXECUTIVE MEMBER
8.11. ELECTION OF NEW MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS-TATIANA KARAPANAGIOTI,
INDEPENDENT NON-EXECUTIVE MEMBER
9. ELECTION OF MEMBERS OF THE AUDIT COMMITTEE Mgmt For For
AS SET FORTH IN ARTICLE 44 OF LAW 4449/2017
10. HARMONIZATION OF THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY WITH THE
PROVISIONS OF THE NEW LAW
4706/2020/AMENDMENT OF ARTICLE 10
11. AMENDMENT/RENEWAL OF THE REMUNERATION Mgmt For For
POLICY FOR COMPLIANCE WITH THE NEW LAW
4706/2020
12. APPROVAL OF THE SUITABILITY POLICY OF THE Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
IN ACCORDANCE WITH ARTICLE 3 OF LAW
4706/2020
13. VARIOUS ANNOUNCEMENTS, APPROVALS AND Non-Voting
DISCUSSION ON TOPICS OF GENERAL INTEREST
--------------------------------------------------------------------------------------------------------------------------
THE AES CORPORATION Agenda Number: 935343397
--------------------------------------------------------------------------------------------------------------------------
Security: 00130H105
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AES
ISIN: US00130H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Janet G. Davidson Mgmt For For
1B. Election of Director: AndrEs R. Gluski Mgmt For For
1C. Election of Director: Tarun Khanna Mgmt For For
1D. Election of Director: Holly K. Koeppel Mgmt For For
1E. Election of Director: Julia M. Laulis Mgmt For For
1F. Election of Director: James H. Miller Mgmt For For
1G. Election of Director: Alain MoniE Mgmt For For
1H. Election of Director: John B. Morse, Jr. Mgmt For For
1I. Election of Director: MoisEs Naim Mgmt For For
1J. Election of Director: Teresa M. Sebastian Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent auditor of the
Company for fiscal year 2021.
4. To vote on a non-binding Stockholder Shr Against For
proposal seeking to adopt a by-law to
subject any by-law or charter amendments to
a Stockholder vote.
--------------------------------------------------------------------------------------------------------------------------
TRANSALTA CORP Agenda Number: 713740137
--------------------------------------------------------------------------------------------------------------------------
Security: 89346D107
Meeting Type: MIX
Meeting Date: 04-May-2021
Ticker:
ISIN: CA89346D1078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 TO 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: RONA H. AMBROSE Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN P. DIELWART Mgmt For For
1.3 ELECTION OF DIRECTOR: ALAN J. FOHRER Mgmt For For
1.4 ELECTION OF DIRECTOR: LAURA W. FOLSE Mgmt For For
1.5 ELECTION OF DIRECTOR: HARRY GOLDGUT Mgmt For For
1.6 ELECTION OF DIRECTOR: JOHN H. KOUSINIORIS Mgmt For For
1.7 ELECTION OF DIRECTOR: THOMAS M. O'FLYNN Mgmt For For
1.8 ELECTION OF DIRECTOR: BEVERLEE F. PARK Mgmt For For
1.9 ELECTION OF DIRECTOR: BRYAN D. PINNEY Mgmt For For
1.10 ELECTION OF DIRECTOR: JAMES REID Mgmt For For
1.11 ELECTION OF DIRECTOR: SANDRA R. SHARMAN Mgmt For For
1.12 ELECTION OF DIRECTOR: SARAH A. SLUSSER Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS AT A REMUNERATION TO BE FIXED BY
THE BOARD OF DIRECTORS. DIRECTORS AND
MANAGEMENT RECOMMEND SHAREHOLDERS VOTE FOR
THE APPOINTMENT OF ERNST & YOUNG LLP
3 SAY-ON-PAY: ADVISORY VOTE TO ACCEPT THE Mgmt For For
COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR
4 2021 SHARE UNIT PLAN: ORDINARY RESOLUTION Mgmt For For
CONFIRMING AND APPROVING THE 2021 SHARE
UNIT PLAN, AS DESCRIBED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR
5 OPTION PLAN: ORDINARY RESOLUTION CONFIRMING Mgmt For For
AND APPROVING THE AMENDMENT OF THE
COMPANY'S STOCK OPTION PLAN, AS DESCRIBED
IN THE ACCOMPANYING MANAGEMENT PROXY
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
XINYI ENERGY HOLDINGS LIMITED Agenda Number: 713573271
--------------------------------------------------------------------------------------------------------------------------
Security: G9833A104
Meeting Type: EGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: VGG9833A1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0127/2021012700029.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0127/2021012700007.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 (A) THE EXERCISE OF THE CALL OPTION (GROUP Mgmt For For
2A) (AS DEFINED IN THE CIRCULAR OF THE
COMPANY DATED 27 JANUARY 2021 (THE
"CIRCULAR")) FOR THE ACQUISITION OF THE
CALL RIGHT ASSETS (GROUP 2A) (AS DEFINED IN
THE CIRCULAR) PURSUANT TO THE TERMS AND
CONDITIONS OF THE SOLAR FARM AGREEMENT (AS
DEFINED IN THE CIRCULAR), THE CALL NOTICE
(GROUP 2A) (AS DEFINED IN THE CIRCULAR),
AND THE SOLAR FARM (GROUP 2A) AGREEMENT (AS
DEFINED IN THE CIRCULAR) AND THE ENTERING
INTO OF THE SOLAR FARM (GROUP 2A) AGREEMENT
BE AND ARE HEREBY APPROVED, RATIFIED AND
CONFIRMED; AND (B) AUTHORISATION BE GRANTED
TO ANY DIRECTOR OF THE COMPANY TO COMPLETE
AND DO ALL SUCH ACTS OR THINGS (INCLUDING
EXECUTING ALL SUCH DOCUMENTS, INSTRUMENTS
AND AGREEMENTS AS MAY BE REQUIRED) AS ARE
IN HIS OR HER OPINION MAY CONSIDER
NECESSARY, APPROPRIATE, DESIRABLE OR
EXPEDIENT OR IN THE INTEREST OF THE COMPANY
TO IMPLEMENT AND/OR GIVE EFFECT TO THE
EXERCISE OF THE CALL OPTION (GROUP 2A) (AS
DEFINED IN THE CIRCULAR) AND/OR THE SOLAR
FARM (GROUP 2A) AGREEMENT AND ALL OTHER
MATTERS INCIDENTAL THERETO OR IN CONNECTION
THEREWITH
2 (A) THE EXERCISE OF THE CALL OPTION (GROUP Mgmt For For
2B) (AS DEFINED IN THE CIRCULAR) FOR THE
ACQUISITION OF THE CALL RIGHT ASSETS (GROUP
2B) (AS DEFINED IN THE CIRCULAR) PURSUANT
TO THE TERMS AND CONDITIONS OF THE SOLAR
FARM AGREEMENT (AS DEFINED IN THE
CIRCULAR), THE CALL NOTICE (GROUP 2B) (AS
DEFINED IN THE CIRCULAR), AND THE SOLAR
FARM (GROUP 2B) AGREEMENT (AS DEFINED IN
THE CIRCULAR) AND THE ENTERING INTO OF THE
SOLAR FARM (GROUP 2B) AGREEMENT BE AND ARE
HEREBY APPROVED, RATIFIED AND CONFIRMED;
AND (B) AUTHORISATION BE GRANTED TO ANY
DIRECTOR OF THE COMPANY TO COMPLETE AND DO
ALL SUCH ACTS OR THINGS (INCLUDING
EXECUTING ALL SUCH DOCUMENTS, INSTRUMENTS
AND AGREEMENTS AS MAY BE REQUIRED) AS ARE
IN HIS OR HER OPINION MAY CONSIDER
NECESSARY, APPROPRIATE, DESIRABLE OR
EXPEDIENT OR IN THE INTEREST OF THE COMPANY
TO IMPLEMENT AND/OR GIVE EFFECT TO THE
EXERCISE OF THE CALL OPTION (GROUP 2B) (AS
DEFINED IN THE CIRCULAR) AND/OR THE SOLAR
FARM (GROUP 2B) AGREEMENT AND ALL OTHER
MATTERS INCIDENTAL THERETO OR IN CONNECTION
THEREWITH
CMMT 03 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
XINYI ENERGY HOLDINGS LIMITED Agenda Number: 713993752
--------------------------------------------------------------------------------------------------------------------------
Security: G9833A104
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: VGG9833A1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201121.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201043.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORT OF THE
DIRECTORS (THE "DIRECTOR(S)") OF THE
COMPANY AND THE AUDITORS OF THE COMPANY
(THE "AUDITORS") FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 8.5 HK CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.A.I TO RE-ELECT MR. LEE SHING PUT, B.B.S. AS AN Mgmt For For
EXECUTIVE DIRECTOR
3.AII TO RE-ELECT MR. TUNG FONG NGAI AS AN Mgmt For For
EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MS. CHENG SHU E AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.AIV TO RE-ELECT MR. LEUNG TING YUK AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX THEIR REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Series Portfolios Trust
By (Signature) /s/ Ryan Roell
Name Ryan Roell
Title President
Date 08/23/2021