UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22961
NAME OF REGISTRANT: Alpha Architect ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 213 Foxcroft Road
Broomall, PA 19008
NAME AND ADDRESS OF AGENT FOR SERVICE: Wesley R. Gray
213 Foxcroft Road
Broomall, PA 19008
REGISTRANT'S TELEPHONE NUMBER: 215-882-9983
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Alpha Architect International Quantitative ETF
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S Agenda Number: 713626313
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
A REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting
DURING THE PAST FINANCIAL YEAR
B SUBMISSION OF THE AUDITED ANNUAL REPORT FOR Non-Voting
ADOPTION
C RESOLUTION TO GRANT DISCHARGE TO DIRECTORS Non-Voting
D RESOLUTION ON APPROPRIATION OF PROFIT, Non-Voting
INCLUDING THE AMOUNT OF DIVIDENDS, OR
COVERING OF LOSS IN ACCORDANCE WITH THE
ADOPTED ANNUAL REPORT: THE BOARD PROPOSES
PAYMENT OF A DIVIDEND OF DKK 330 PER SHARE
OF DKK 1,000
E SUBMISSION OF THE REMUNERATION REPORT FOR Non-Voting
ADOPTION
F THE BOARD PROPOSES THAT THE GENERAL MEETING Non-Voting
AUTHORISES THE BOARD TO ALLOW THE COMPANY
TO ACQUIRE OWN SHARES ON AN ONGOING BASIS
TO THE EXTENT THAT THE NOMINAL VALUE OF THE
COMPANY'S TOTAL HOLDING OF OWN SHARES AT NO
TIME EXCEEDS 15% OF THE COMPANY'S SHARE
CAPITAL. THE PURCHASE PRICE MUST NOT
DEVIATE BY MORE THAN 10% FROM THE PRICE
QUOTED ON NASDAQ COPENHAGEN ON THE DATE OF
THE ACQUISITION. THIS AUTHORISATION SHALL
BE IN FORCE UNTIL 30 APRIL 2023
G.I RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: BERNARD L. BOT
G.II RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: MARC ENGEL
G.III RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: ARNE KARLSSON
G.IV ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: AMPARO MORALEDA
H THE BOARD PROPOSES RE-ELECTION OF: Non-Voting
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
I.1 THE BOARD PROPOSES THAT THE COMPANY'S BOARD Non-Voting
BE AUTHORISED TO DECLARE EXTRAORDINARY
DIVIDEND
I.2 THE BOARD PROPOSES THAT THE COMPANY'S SHARE Non-Voting
CAPITAL BE DECREASED IN ACCORDANCE WITH THE
COMPANY'S SHARE BUY-BACK PROGRAMME
I.3.I THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION:
SIMPLIFICATION OF ART. 1 AND AMENDMENT OF
THE OBJECTS CLAUSE
I.3II THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: REQUIREMENT
FOR DIRECTORS TO HOLD SHARES TO BE DELETED
(ART. 3)
I3III THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: THE DANISH
WORD "AFGORELSER" TO BE CHANGED TO
"BESLUTNINGER" [IN ENGLISH "DECISIONS"]
(ART. 6)
I.3IV THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: DELETION OF
ART. 15.1
I.4 THE BOARD PROPOSES THAT THE BOARD OF Non-Voting
DIRECTORS BE AUTHORIZED TO DECIDE THAT A
GENERAL MEETING CAN BE HELD COMPLETELY
ELECTRONICALLY
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AMADA CO.,LTD. Agenda Number: 714264962
--------------------------------------------------------------------------------------------------------------------------
Security: J01218106
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3122800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isobe, Tsutomu Mgmt For For
2.2 Appoint a Director Kurihara, Toshinori Mgmt For For
2.3 Appoint a Director Miwa, Kazuhiko Mgmt For For
2.4 Appoint a Director Yamanashi, Takaaki Mgmt For For
2.5 Appoint a Director Okamoto, Mitsuo Mgmt For For
2.6 Appoint a Director Mazuka, Michiyoshi Mgmt For For
2.7 Appoint a Director Chino, Toshitake Mgmt For For
2.8 Appoint a Director Miyoshi, Hidekazu Mgmt For For
3 Appoint a Corporate Auditor Nishiura, Seiji Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Murata, Makoto
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ANDRITZ AG Agenda Number: 713621882
--------------------------------------------------------------------------------------------------------------------------
Security: A11123105
Meeting Type: OGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: AT0000730007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME Mgmt For For
3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY AUDITORS FOR FISCAL YEAR 2021: KPMG Mgmt For For
AUSTRIA GMBH
7.1 ELECT JUERGEN FECHTER AS SUPERVISORY BOARD Mgmt For For
MEMBER
7.2 ELECT ALEXANDER ISOLA AS SUPERVISORY BOARD Mgmt For For
MEMBER
8 APPROVE REMUNERATION REPORT Mgmt For For
9 APPROVE REMUNERATION POLICY Mgmt For For
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
CMMT 09 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 09 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ANRITSU CORPORATION Agenda Number: 714243817
--------------------------------------------------------------------------------------------------------------------------
Security: J01554104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3128800004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hamada,
Hirokazu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kubota,
Akifumi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Niimi, Masumi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shima, Takeshi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Aoki,
Kazuyoshi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masamura,
Tatsuro
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Igarashi,
Norio
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ueda, Nozomi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Aoyagi,
Junichi
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wakinaga, Toru
4 Approve Payment of Bonuses to Directors Mgmt For For
(Excluding Directors who are Audit and
Supervisory Committee Members)
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ASAHI KASEI CORPORATION Agenda Number: 714218078
--------------------------------------------------------------------------------------------------------------------------
Security: J0242P110
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3111200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kobori, Hideki Mgmt For For
1.2 Appoint a Director Takayama, Shigeki Mgmt For For
1.3 Appoint a Director Yoshida, Hiroshi Mgmt For For
1.4 Appoint a Director Sakamoto, Shuichi Mgmt For For
1.5 Appoint a Director Kawabata, Fumitoshi Mgmt For For
1.6 Appoint a Director Kudo, Koshiro Mgmt For For
1.7 Appoint a Director Tatsuoka, Tsuneyoshi Mgmt For For
1.8 Appoint a Director Okamoto, Tsuyoshi Mgmt For For
1.9 Appoint a Director Maeda, Yuko Mgmt For For
2.1 Appoint a Corporate Auditor Shibata, Yutaka Mgmt For For
2.2 Appoint a Corporate Auditor Mochizuki, Mgmt For For
Akemi
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AURUBIS AG Agenda Number: 713487418
--------------------------------------------------------------------------------------------------------------------------
Security: D10004105
Meeting Type: AGM
Meeting Date: 11-Feb-2021
Ticker:
ISIN: DE0006766504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.30 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER: ROLAND HARINGS FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER: HEIKO ARNOLD FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER: THOMAS BUENGER FOR FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER: RAINER VERHOEVEN FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: FRITZ VAHRENHOLT FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: STEFAN SCHMIDT FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: DENIZ ACAR FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: ANDREA BAUER FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: CHRISTIAN EHRENTRAUT FOR FISCAL
2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: HEINZ FUHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: KARL JAKOB FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: JAN KOLTZE FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: STEPHAN KRUEMMER FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: ELKE LOSSIN FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: SANDRA REICH FOR FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER: MELF SINGER FOR FISCAL 2019/20
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt For For
2020/21
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 57.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 713126565
--------------------------------------------------------------------------------------------------------------------------
Security: Q1498M100
Meeting Type: AGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: AU000000BHP4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE 2020 FINANCIAL STATEMENTS Mgmt For For
AND REPORTS FOR BHP
2 TO REAPPOINT ERNST & YOUNG LLP AS THE Mgmt For For
AUDITOR OF BHP GROUP PLC
3 TO AUTHORISE THE RISK AND AUDIT COMMITTEE Mgmt For For
TO AGREE THE REMUNERATION OF THE AUDITOR OF
BHP GROUP PLC
4 TO APPROVE THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES IN BHP GROUP PLC
5 TO APPROVE THE AUTHORITY TO ALLOT EQUITY Mgmt For For
SECURITIES IN BHP GROUP PLC FOR CASH
6 TO AUTHORISE THE REPURCHASE OF SHARES IN Mgmt For For
BHP GROUP PLC
7 TO APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY
8 TO APPROVE THE 2020 REMUNERATION REPORT Mgmt For For
9 TO APPROVE THE GRANT TO THE EXECUTIVE Mgmt For For
DIRECTOR
10 TO APPROVE LEAVING ENTITLEMENTS Mgmt For For
11 TO ELECT XIAOQUN CLEVER AS A DIRECTOR OF Mgmt For For
BHP
12 TO ELECT GARY GOLDBERG AS A DIRECTOR OF BHP Mgmt For For
13 TO ELECT MIKE HENRY AS A DIRECTOR OF BHP Mgmt For For
14 TO ELECT CHRISTINE O'REILLY AS A DIRECTOR Mgmt For For
OF BHP
15 TO ELECT DION WEISLER AS A DIRECTOR OF BHP Mgmt For For
16 TO RE-ELECT TERRY BOWEN AS A DIRECTOR OF Mgmt For For
BHP
17 TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR Mgmt For For
OF BHP
18 TO RE-ELECT IAN COCKERILL AS A DIRECTOR OF Mgmt For For
BHP
19 TO RE-ELECT ANITA FREW AS A DIRECTOR OF BHP Mgmt For For
20 TO RE-ELECT SUSAN KILSBY AS A DIRECTOR OF Mgmt For For
BHP
21 TO RE-ELECT JOHN MOGFORD AS A DIRECTOR OF Mgmt For For
BHP
22 TO RE-ELECT KEN MACKENZIE AS A DIRECTOR OF Mgmt For For
BHP
23 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO AMEND THE
CONSTITUTION OF BHP GROUP LIMITED
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO ADOPT INTERIM
CULTURAL HERITAGE PROTECTION MEASURES
25 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: TO SUSPEND
MEMBERSHIPS OF INDUSTRY ASSOCIATIONS WHERE
COVID-19 RELATED ADVOCACY IS INCONSISTENT
WITH PARIS AGREEMENT GOALS
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 7, 8, 9 AND 10 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
BOLIDEN AB Agenda Number: 713721997
--------------------------------------------------------------------------------------------------------------------------
Security: W17218152
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0012455673
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF THE CHAIRMAN OF THE MEETING: Non-Voting
ANDERS ULLBERG
2.1 ELECTION OF PERSON TO VERIFY THE MINUTES Non-Voting
TOGETHER WITH THE CHAIRMAN: JAN ANDERSSON,
SWEDBANK ROBUR FONDER
2.2 ELECTION OF PERSON TO VERIFY THE MINUTES Non-Voting
TOGETHER WITH THE CHAIRMAN: ANDERS
OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITOR'S REPORT FOR THE GROUP (INCLUDING
THE AUDITOR'S STATEMENT REGARDING THE
GUIDELINES FOR REMUNERATION TO THE GROUP
MANAGEMENT IN EFFECT SINCE THE PREVIOUS
ANNUAL GENERAL MEETING)
7 RESOLUTIONS ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
THE RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND: SEK 8.25 (7) PER SHARE
9.1 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: HELENE BISTROM (BOARD
MEMBER)
9.2 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: TOM ERIXON (BOARD MEMBER)
9.3 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MICHAEL G:SON LOW (BOARD
MEMBER)
9.4 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: PERTTU LOUHILUOTO (BOARD
MEMBER)
9.5 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: ELISABETH NILSSON (BOARD
MEMBER)
9.6 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: PIA RUDENGREN (BOARD MEMBER)
9.7 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: ANDERS ULLBERG (CHAIRMAN OF
THE BOARD)
9.8 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MIKAEL STAFFAS (PRESIDENT)
9.9 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MARIE BERGLUND (BOARD
MEMBER)
9.10 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MARIE HOLMBERG (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
9.11 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: KENNETH STAHL (BOARD MEMBER,
EMPLOYEE REPRESENTATIVE)
9.12 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: CATHRIN ODERYD (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
10.1 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: NUMBER OF BOARD MEMBERS:
EIGHT
10.2 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: NUMBER OF AUDITORS: ONE
REGISTERED ACCOUNTING FIRM
11 RESOLUTION ON FEES FOR THE BOARD OF Mgmt For For
DIRECTORS
12.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELENE BISTROM (RE-ELECTION)
12.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL G:SON LOW (RE-ELECTION)
12.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PER LINDBERG (NEW ELECTION)
12.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PERTTU LOUHILUOTO (RE-ELECTION)
12.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ELISABETH NILSSON (RE-ELECTION)
12.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PIA RUDENGREN (RE-ELECTION)
12.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KARL-HENRIK SUNDSTROM (NEW
ELECTION)
12.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDERS ULLBERG (RE-ELECTION)
12.I ELECTION OF THE CHAIRMAN OF THE BOARD - Mgmt For For
ANDERS ULLBERG (RE-ELECTION)
13 RESOLUTION ON FEES FOR THE AUDITOR Mgmt For For
14 ELECTION OF AUDITOR - DELOITTE AB Mgmt For For
(RE-ELECTION)
15 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
16.1 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: JAN ANDERSSON (SWEDBANK ROBUR
FONDER)
16.2 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: LARS-ERIK FORSGARDH
16.3 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: OLA PETER GJESSING (NORGES BANK
INVESTMENT MANAGEMENT)
16.4 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: LILIAN FOSSUM BINER
(HANDELSBANKENS FONDER)
16.5 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: ANDERS ULLBERG (CHAIRMAN OF THE
BOARD)
17 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
18 RESOLUTION REGARDING AUTOMATIC SHARE Mgmt For For
REDEMPTION PROCEDURE INCLUDING A. SHARE
SPLIT 2:1 B. REDUCTION OF THE SHARE CAPITAL
THROUGH REDEMPTION OF SHARES C. INCREASE OF
THE SHARE CAPITAL THROUGH A BONUS ISSUE
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC Agenda Number: 713831320
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532482 DUE TO RECEIPT OF
DELETION FOR RESOLUTION NUMBER 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 RECEIPT OF THE 2020 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2020 DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
4 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
5 RE-ELECTION OF LUC JOBIN AS A DIRECTOR (A, Mgmt For For
N)
6 RE-ELECTION OF JACK BOWLES AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF TADEU MARROCO AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF SUE FARR AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF JEREMY FOWDEN AS A DIRECTOR Non-Voting
(A, N)
10 RE-ELECTION OF DR MARION HELMES AS A Mgmt For For
DIRECTOR (N, R)
11 RE-ELECTION OF HOLLY KELLER KOEPPEL AS A Mgmt For For
DIRECTOR (A, N)
12 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR (N, Mgmt For For
R)
13 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR (N, R)
14 ELECTION OF KAREN GUERRA AS A DIRECTOR (N, Mgmt For For
R) WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
15 ELECTION OF DARRELL THOMAS AS A DIRECTOR Mgmt For For
(A, N), WHO HAS BEEN APPOINTED SINCE THE
LAST ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BROTHER INDUSTRIES,LTD. Agenda Number: 714203976
--------------------------------------------------------------------------------------------------------------------------
Security: 114813108
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3830000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Koike, Toshikazu Mgmt For For
1.2 Appoint a Director Sasaki, Ichiro Mgmt For For
1.3 Appoint a Director Ishiguro, Tadashi Mgmt For For
1.4 Appoint a Director Tada, Yuichi Mgmt For For
1.5 Appoint a Director Ikeda, Kazufumi Mgmt For For
1.6 Appoint a Director Kuwabara, Satoru Mgmt For For
1.7 Appoint a Director Takeuchi, Keisuke Mgmt For For
1.8 Appoint a Director Shirai, Aya Mgmt For For
1.9 Appoint a Director Uchida, Kazunari Mgmt For For
1.10 Appoint a Director Hidaka, Naoki Mgmt For For
1.11 Appoint a Director Miyaki, Masahiko Mgmt For For
2 Approve Details of the Performance-based Mgmt For For
Compensation to be received by Directors
3 Approve Details of Compensation as Mgmt For For
Stock-Linked Compensation Type Stock
Options for Directors
--------------------------------------------------------------------------------------------------------------------------
BUZZI UNICEM SPA Agenda Number: 713183286
--------------------------------------------------------------------------------------------------------------------------
Security: T2320M109
Meeting Type: MIX
Meeting Date: 19-Nov-2020
Ticker:
ISIN: IT0001347308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
E.1 MANDATORY CONVERSION OF SAVINGS SHARES INTO Mgmt For For
ORDINARY SHARES AND CONTEXTUAL REMOVAL OF
THE INDICATION OF THE UNIT PAR VALUE OF THE
SHARES OF BUZZI UNICEM SPA FROM THE BYLAWS.
TO REMOVE ARTICLE 6 -SAVING SHARES AND
COMMON REPRESENTATIVE- (WITH CONSEQUENT
RENUMBERING OF THE SUBSEQUENT ARTICLES OF
THE BYLAWS AND RELATED REFERENCES IN THE
CURRENT ARTICLES 11, 23 AND 31) AND TO
AMEND THE CURRENT ARTICLES 5 (SHARE
CAPITAL), 7 (CAPITAL INCREASES - BONDS -
POWERS DELEGATED TO THE BOARD OF
DIRECTORS), 8 (GENERAL MEETINGS OF
SHAREHOLDERS) , 25 (DISTRIBUTION OF PROFITS
) AND 28 (WINDING-UP, RIGHT OF PRE-EMPTION
AND DISTRIBUTION OF RESERVES ) OF THE
BYLAWS. RESOLUTIONS RELATED THERE TO
O.1 TO DISTRIBUTE AN EXTRAORDINARY DIVIDEND Mgmt For For
SUBJECT TO THE EXECUTION OF THE MANDATORY
CONVERSION OF SAVINGS SHARES INTO ORDINARY
SHARES REFERRED TO IN THE EXTRAORDINARY
SESSION. RESOLUTIONS RELATED THERETO
CMMT 15 OCT 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO MIX. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BUZZI UNICEM SPA Agenda Number: 713744173
--------------------------------------------------------------------------------------------------------------------------
Security: T2320M109
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: IT0001347308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020; MANAGEMENT'S AND INTERNAL
AUDITORS REPORTS ON FINANCIAL YEAR 2020;
RESOLUTIONS RELATED
O.2 PROFIT ALLOCATION; RESOLUTIONS RELATED Mgmt For For
THERETO
O.3 RESOLUTIONS RELATED TO THE PURCHASE AND Mgmt For For
DISPOSAL OF ITS OWN SHARES AS PER ART. 2357
AND 2357 TER OF THE ITALIAN CIVIL LAW
O.4.1 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
BINDING RESOLUTION ON THE 'FIRST SECTION'
OF THE REWARDING POLICY AS PER ART.
123-TER, ITEM 6, OF THE LEGISLATIVE DECREE
NO. 58/98
O.4.2 REWARDING POLICY AND EMOLUMENT PAID REPORT: Mgmt For For
NON-BINDING RESOLUTION ON THE 'SECOND
SECTION' OF THE REWARDING POLICY AS PER
ART. 123-TER, ITEM 6, OF THE LEGISLATIVE
DECREE NO. 58/9
CMMT 01 ARP 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 01 ARP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EBARA CORPORATION Agenda Number: 713633736
--------------------------------------------------------------------------------------------------------------------------
Security: J12600128
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3166000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Maeda, Toichi Mgmt No vote
2.2 Appoint a Director Asami, Masao Mgmt No vote
2.3 Appoint a Director Uda, Sakon Mgmt No vote
2.4 Appoint a Director Sawabe, Hajime Mgmt No vote
2.5 Appoint a Director Oeda, Hiroshi Mgmt No vote
2.6 Appoint a Director Hashimoto, Masahiro Mgmt No vote
2.7 Appoint a Director Nishiyama, Junko Mgmt No vote
2.8 Appoint a Director Fujimoto, Mie Mgmt No vote
2.9 Appoint a Director Kitayama, Hisae Mgmt No vote
2.10 Appoint a Director Nagamine, Akihiko Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
ELECTROLUX AB Agenda Number: 713606498
--------------------------------------------------------------------------------------------------------------------------
Security: W24713120
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: SE0000103814
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF CHAIRMAN OF THE MEETING: BJORN Non-Voting
KRISTIANSSON
2 ELECTION OF TWO MINUTES-CHECKERS: THE BOARD Non-Voting
OF DIRECTORS PROPOSES RAMSAY BRUFER,
ALECTA, AND ANDERS OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDIT REPORT AS WELL AS THE CONSOLIDATED
ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP
7 RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND THE BALANCE SHEET AS WELL AS
THE CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
8.1 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: STAFFAN BOHMAN
8.2 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: PETRA HEDENGRAN
8.3 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: HENRIK HENRIKSSON
8.4 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULLA LITZEN
8.5 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: KARIN OVERBECK
8.6 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: FREDRIK PERSSON
8.7 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: DAVID PORTER
8.8 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: JONAS SAMUELSON
8.9 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: KAI WARN
8.10 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: HASSE JOHANSSON
8.11 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULRIKA SAXON
8.12 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: MINA BILLING
8.13 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: VIVECA
BRINKENFELDT-LEVER
8.14 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: PETER FERM
8.15 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULF CARLSSON
8.16 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: ULRIK DANESTAD
8.17 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: RICHARD DELLNER
8.18 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: WILSON QUISPE
8.19 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE DIRECTOR FOR 2020: JOACHIM NORD
8.20 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE PRESIDENT FOR 2020: JONAS SAMUELSON
9 RESOLUTION ON DISPOSITIONS IN RESPECT OF Mgmt For For
THE COMPANY'S PROFIT PURSUANT TO THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
RECORD DATES FOR DIVIDEND: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND FOR THE
FISCAL YEAR 2020 OF SEK 8.00 PER SHARE. THE
DIVIDEND IS PROPOSED TO BE PAID IN TWO
EQUAL INSTALLMENTS OF SEK 4.00 PER
INSTALLMENT AND SHARE, THE FIRST WITH THE
RECORD DATE MONDAY, MARCH 29, 2021, AND THE
SECOND WITH THE RECORD DATE WEDNESDAY,
SEPTEMBER 29, 2021. SUBJECT TO RESOLUTION
BY THE GENERAL MEETING IN ACCORDANCE WITH
THIS PROPOSAL, THE FIRST INSTALLMENT OF
DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY
EUROCLEAR SWEDEN AB ON THURSDAY, APRIL 1,
2021 AND THE SECOND INSTALLMENT ON MONDAY,
OCTOBER 4, 2021
CMMT PLEASE NOTE THAT RESOLUTIONS 10 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATIONS ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
10 DETERMINATION OF THE NUMBER OF DIRECTORS Mgmt For
AND DEPUTY DIRECTORS: EIGHT DIRECTORS AND
NO DEPUTY DIRECTORS
11.1 DETERMINATION OF FEES TO THE MEMBERS OF THE Mgmt For
BOARD
11.2 DETERMINATION OF FEES TO THE AUDITOR Mgmt For
12.A RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
STAFFAN BOHMAN
12.B RE-ELECTION OF THE BOARD OF DIRECTOR: PETRA Mgmt For
HEDENGRAN
12.C RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
HENRIK HENRIKSSON
12.D RE-ELECTION OF THE BOARD OF DIRECTOR: ULLA Mgmt For
LITZEN
12.E RE-ELECTION OF THE BOARD OF DIRECTOR: KARIN Mgmt For
OVERBECK
12.F RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For
FREDRIK PERSSON
12.G RE-ELECTION OF THE BOARD OF DIRECTOR: DAVID Mgmt For
PORTER
12.H RE-ELECTION OF THE BOARD OF DIRECTOR: JONAS Mgmt For
SAMUELSON
12.I RE-ELECTION OF STAFFAN BOHMAN AS THE Mgmt For
CHAIRMAN OF THE BOARD
13 ELECTION OF AUDITOR: THE NOMINATION Mgmt For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
RECOMMENDATION BY THE AUDIT COMMITTEE,
RE-ELECTION OF THE AUDIT FIRM DELOITTE AB
AS THE COMPANY'S AUDITOR FOR THE PERIOD
UNTIL THE END OF THE 2022 ANNUAL GENERAL
MEETING
14 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
15 RESOLUTION ON IMPLEMENTATION OF A Mgmt For For
PERFORMANCE BASED, LONG-TERM SHARE PROGRAM
FOR 2021
16.1 RESOLUTION ON ACQUISITION OF OWN SHARES Mgmt For For
16.2 RESOLUTION ON TRANSFER OF OWN SHARES ON Mgmt For For
ACCOUNT OF COMPANY ACQUISITIONS
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 16 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD Agenda Number: 713181016
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DR ANDREW FORREST AO Mgmt For For
3 RE-ELECTION OF MR MARK BARNABA AM Mgmt For For
4 RE-ELECTION OF MS PENNY BINGHAM-HALL Mgmt For For
5 RE-ELECTION OF MS JENNIFER MORRIS OAM Mgmt For For
6 PARTICIPATION IN THE FORTESCUE METALS GROUP Mgmt For For
LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH
GAINES
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA Agenda Number: 713838348
--------------------------------------------------------------------------------------------------------------------------
Security: D2734Z107
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: DE0005785802
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.34 PER SHARE
3 APPROVE DISCHARGE OF PERSONALLY LIABLE Mgmt For For
PARTNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6.1 ELECT DIETER SCHENK TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.2 ELECT ROLF CLASSON TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
6.3 ELECT GREGORY SORENSEN TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.4 ELECT DOROTHEA WENZEL TO THE SUPERVISORY Mgmt For For
BOARD AND TO THE JOINT COMMITTEE
6.5 ELECT PASCALE WITZ TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
6.6 ELECT GREGOR ZUEND TO THE SUPERVISORY BOARD Mgmt For For
AND TO THE JOINT COMMITTEE
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
FUJITSU LIMITED Agenda Number: 714250406
--------------------------------------------------------------------------------------------------------------------------
Security: J15708159
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: JP3818000006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokita, Takahito Mgmt For For
1.2 Appoint a Director Furuta, Hidenori Mgmt For For
1.3 Appoint a Director Isobe, Takeshi Mgmt For For
1.4 Appoint a Director Yamamoto, Masami Mgmt For For
1.5 Appoint a Director Mukai, Chiaki Mgmt For For
1.6 Appoint a Director Abe, Atsushi Mgmt For For
1.7 Appoint a Director Kojo, Yoshiko Mgmt For For
1.8 Appoint a Director Scott Callon Mgmt For For
1.9 Appoint a Director Sasae, Kenichiro Mgmt For For
2 Appoint a Corporate Auditor Hirose, Yoichi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Namba, Koichi
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
5 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC Agenda Number: 713744488
--------------------------------------------------------------------------------------------------------------------------
Security: G3910J112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB0009252882
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE 2020 ANNUAL REPORT Mgmt For For
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
3 TO RE-ELECT SIR JONATHAN SYMONDS AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT EMMA WALMSLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT VINDI BANGA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT DR HAL BARRON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT DR VIVIENNE COX AS A DIRECTOR Mgmt For For
9 TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DR LAURIE GLIMCHER AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR Mgmt For For
12 TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT URS ROHNER AS A DIRECTOR Mgmt For For
14 TO RE-APPOINT THE AUDITOR: DELOITTE LLP Mgmt For For
15 TO DETERMINE REMUNERATION OF THE AUDITOR Mgmt For For
16 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL
ORGANISATIONS AND INCUR POLITICAL
EXPENDITURE
17 TO AUTHORISE ALLOTMENT OF SHARES Mgmt For For
18 TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL Mgmt For For
POWER
19 TO DISAPPLY PRE-EMPTION RIGHTS - IN Mgmt For For
CONNECTION WITH AN ACQUISITION OR SPECIFIED
CAPITAL INVESTMENT
20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
21 TO AUTHORISE EXEMPTION FROM STATEMENT OF Mgmt Against Against
NAME OF SENIOR STATUTORY AUDITOR
22 TO AUTHORISE REDUCED NOTICE OF A GENERAL Mgmt Against Against
MEETING OTHER THAN AN AGM
--------------------------------------------------------------------------------------------------------------------------
IGO NL Agenda Number: 713299370
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875H108
Meeting Type: AGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: AU000000IGO4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 460826 DUE TO DELETION OF
RESOLUTION 2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF MS. DEBRA BAKKER Mgmt For For
2 RE-ELECTION OF MR. NEIL WARBURTON Non-Voting
3 REMUNERATION REPORT Mgmt For For
4 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
5 ISSUE OF PERFORMANCE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
--------------------------------------------------------------------------------------------------------------------------
IIDA GROUP HOLDINGS CO.,LTD. Agenda Number: 714266334
--------------------------------------------------------------------------------------------------------------------------
Security: J23426109
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3131090007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
3.1 Appoint a Director Mori, Kazuhiko Mgmt For For
3.2 Appoint a Director Nishikawa, Yoichi Mgmt For For
3.3 Appoint a Director Kanei, Masashi Mgmt For For
3.4 Appoint a Director Nishino, Hiroshi Mgmt For For
3.5 Appoint a Director Horiguchi, Tadayoshi Mgmt For For
3.6 Appoint a Director Yamamoto, Shigeo Mgmt For For
3.7 Appoint a Director Hisabayashi, Yoshinari Mgmt For For
3.8 Appoint a Director Matsubayashi, Shigeyuki Mgmt For For
3.9 Appoint a Director Kodera, Kazuhiro Mgmt For For
3.10 Appoint a Director Chiba, Yujiro Mgmt For For
3.11 Appoint a Director Sasaki, Toshihiko Mgmt For For
3.12 Appoint a Director Hasegawa, Eiichi Mgmt For For
4.1 Appoint a Corporate Auditor Ishimaru, Ikuko Mgmt For For
4.2 Appoint a Corporate Auditor Tanaka, Chikara Mgmt For For
4.3 Appoint a Corporate Auditor Fujita, Koji Mgmt For For
4.4 Appoint a Corporate Auditor Shimazaki, Mgmt For For
Makoto
5 Appoint a Substitute Corporate Auditor Mgmt For For
Sasaki, Shinichi
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL BRANDS PLC Agenda Number: 713464888
--------------------------------------------------------------------------------------------------------------------------
Security: G4720C107
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020 BE
RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THE DIRECTORS' REMUNERATION
POLICY) SET OUT ON PAGES 96 TO 123 OF THE
ANNUAL REPORT AND ACCOUNTS FOR THE
FINANCIAL YEAR ENDED 30 SEPTEMBER 2020, BE
APPROVED
3 THAT THE DIRECTORS' REMUNERATION POLICY, Mgmt For For
THE FULL TEXT OF WHICH IS SET OUT ON PAGES
100 TO 109 OF THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30
SEPTEMBER 2020, BE APPROVED
4 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
INTERNATIONAL SHARESAVE PLAN 2021 (THE 'NEW
SHARESAVE'), A COPY OF THE DRAFT RULES OF
WHICH HAS BEEN PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
I OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW SHARESAVE AS THEY
MAY CONSIDER APPROPRIATE TO TAKE ACCOUNT OF
THE REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW SHARESAVE AS SO MODIFIED AND TO DO ALL
SUCH OTHER ACTS AND THINGS AS THEY MAY
CONSIDER NECESSARY AND EXPEDIENT TO GIVE
EFFECT TO THE NEW SHARESAVE; AND (B)
ESTABLISH FURTHER PLANS BASED ON THE NEW
SHARESAVE BUT MODIFIED TO TAKE ACCOUNT OF
LOCAL TAX, EXCHANGE CONTROL OR SECURITIES
LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT
SUCH FURTHER PLANS ARE MATERIALLY SIMILAR
TO THE NEW SHARESAVE AND THAT ANY SHARES
MADE AVAILABLE UNDER SUCH FURTHER PLANS ARE
TREATED AS COUNTING AGAINST THE LIMITS ON
INDIVIDUAL OR OVERALL PARTICIPATION IN THE
NEW SHARESAVE
5 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
LONG TERM INCENTIVE PLAN 2021 (THE 'NEW
LTIP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
II OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE NEW LTIP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
NEW LTIP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE NEW LTIP; AND (B) ESTABLISH FURTHER
PLANS BASED ON THE NEW LTIP BUT MODIFIED TO
TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL
OR SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE NEW LTIP AND THAT
ANY SHARES MADE AVAILABLE UNDER SUCH
FURTHER PLANS ARE TREATED AS COUNTING
AGAINST THE LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE NEW LTIP
6 THAT THE RULES OF THE IMPERIAL BRANDS PLC Mgmt For For
DEFERRED SHARE BONUS PLAN 2021 (THE
'DSBP'), A COPY OF THE DRAFT RULES OF WHICH
HAS BEEN PRODUCED TO THE AGM AND INITIALLED
BY THE CHAIR (FOR THE PURPOSE OF
IDENTIFICATION ONLY) AND A SUMMARY OF THE
MAIN PROVISIONS OF WHICH IS SET OUT IN PART
III OF APPENDIX II TO THE NOTICE OF AGM, BE
AND ARE HEREBY APPROVED AND THE DIRECTORS
BE AUTHORISED TO: (A) MAKE SUCH
MODIFICATIONS TO THE DSBP AS THEY MAY
CONSIDER APPROPRIATE TO TAKE ACCOUNT OF THE
REQUIREMENTS OF BEST PRACTICE AND
APPLICABLE LEGISLATION, AND TO ADOPT THE
DSBP AS SO MODIFIED AND TO DO ALL SUCH
OTHER ACTS AND THINGS AS THEY MAY CONSIDER
NECESSARY AND EXPEDIENT TO GIVE EFFECT TO
THE DSBP; AND (B) ESTABLISH FURTHER PLANS
BASED ON THE DSBP BUT MODIFIED TO TAKE
ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR
SECURITIES LAWS IN OVERSEAS TERRITORIES,
PROVIDED THAT SUCH FURTHER PLANS ARE
MATERIALLY SIMILAR TO THE DSBP AND THAT ANY
SHARES MADE AVAILABLE UNDER SUCH FURTHER
PLANS ARE TREATED AS COUNTING AGAINST THE
LIMITS ON INDIVIDUAL OR OVERALL
PARTICIPATION IN THE DSBP
7 THAT A FINAL DIVIDEND FOR THE FINANCIAL Mgmt For For
YEAR ENDED 30 SEPTEMBER 2020 OF 48.01 PENCE
PER ORDINARY SHARE OF 10 PENCE PAYABLE ON
31 MARCH 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 19
FEBRUARY 2021 BE DECLARED
8 THAT STEFAN BOMHARD BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 THAT SUSAN CLARK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 THAT THERESE ESPERDY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 THAT ALAN JOHNSON BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 THAT ROBERT KUNZE-CONCEWITZ BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
13 THAT SIMON LANGELIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 THAT PIERRE-JEAN SIVIGNON BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
15 THAT STEVEN STANBROOK BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
16 THAT JONATHAN STANTON BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
17 THAT OLIVER TANT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY
18 THAT ERNST & YOUNG LLP ('EY') BE Mgmt For For
RE-APPOINTED AS AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
19 THAT THE AUDIT COMMITTEE (FOR AND ON BEHALF Mgmt For For
OF THE BOARD) BE AUTHORISED TO SET THE
REMUNERATION OF THE AUDITOR
20 THAT IN ACCORDANCE WITH SECTION 366 OF THE Mgmt For For
COMPANIES ACT 2006 THE COMPANY AND ALL
COMPANIES THAT ARE SUBSIDIARIES OF THE
COMPANY AT ANY TIME DURING THE PERIOD FOR
WHICH THIS RESOLUTION HAS EFFECT ARE
AUTHORISED TO: (A) MAKE POLITICAL DONATIONS
TO POLITICAL PARTIES OR INDEPENDENT
ELECTION CANDIDATES, NOT EXCEEDING GBP
100,000 IN TOTAL; (B) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES, NOT EXCEEDING GBP
100,000 IN TOTAL; AND (C) INCUR POLITICAL
EXPENDITURE NOT EXCEEDING GBP 100,000 IN
TOTAL, PROVIDED THAT THE AGGREGATE AMOUNT
OF ANY SUCH DONATIONS AND EXPENDITURE SHALL
NOT EXCEED GBP 100,000, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022. FOR THE
PURPOSE OF THIS RESOLUTION THE TERMS
"POLITICAL DONATIONS", "POLITICAL PARTIES",
"INDEPENDENT ELECTION CANDIDATES",
"POLITICAL ORGANISATIONS" AND "POLITICAL
EXPENDITURE" HAVE THE MEANINGS SET OUT IN
SECTIONS 363 TO 365 OF THE COMPANIES ACT
2006
21 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') OR GRANT RIGHTS TO SUBSCRIBE FOR,
OR CONVERT ANY SECURITY INTO, ORDINARY
SHARES IN ACCORDANCE WITH ARTICLE 7 OF THE
COMPANY'S ARTICLES OF ASSOCIATION, UP TO A
MAXIMUM NOMINAL AMOUNT OF GBP 14,150,000
THIS AUTHORITY SHALL EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022; AND ALL
PREVIOUS UNUTILISED AUTHORITIES UNDER
SECTION 551 OF THE COMPANIES ACT 2006 (THE
'ACT') SHALL CEASE TO HAVE EFFECT (SAVE TO
THE EXTENT THAT A PREVIOUS AUTHORITY IS
EXERCISABLE PURSUANT TO SECTION 551(7) OF
THE ACT BY REASON OF ANY OFFER OR AGREEMENT
MADE PRIOR TO THE DATE OF THIS RESOLUTION
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED ON OR AFTER THAT DATE)
22 THAT, IN ACCORDANCE WITH ARTICLE 8 OF THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION, IF
RESOLUTION 21 IS PASSED, THE BOARD BE
AUTHORISED TO ALLOT EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) THE COMPANIES ACT
2006 (THE 'ACT')) FOR CASH UNDER THE
AUTHORITY GIVEN BY RESOLUTION 21 AND/OR TO
SELL ORDINARY SHARES OF 10 PENCE EACH IN
THE CAPITAL OF THE COMPANY (THE 'ORDINARY
SHARES') HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH AS IF SECTION 561 OF THE
ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, SUCH AUTHORITY TO BE LIMITED TO: I.
THE ALLOTMENT OF EQUITY SECURITIES AND SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF, OR INVITATION TO APPLY
FOR, EQUITY SECURITIES FOR A PERIOD FIXED
BY THE BOARD: A. TO OR IN FAVOUR OF HOLDERS
OF ORDINARY SHARES IN PROPORTION (OR AS
CLOSELY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND B. TO HOLDERS OF
OTHER EQUITY SECURITIES AS REQUIRED BY THE
RIGHTS ATTACHED TO THOSE SECURITIES OR AS
THE DIRECTORS OTHERWISE CONSIDER NECESSARY,
AND SO THAT THE DIRECTORS MAY IMPOSE ANY
LIMITS OR RESTRICTIONS AND MAKE ANY
ARRANGEMENTS AS THE DIRECTORS DEEM
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, ANY LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY, OR ANY OTHER MATTER; AND
II. TO THE ALLOTMENT OF EQUITY SECURITIES
OR SALE OF TREASURY SHARES (OTHERWISE THAN
UNDER PARAGRAPH (I) ABOVE) UP TO A NOMINAL
AMOUNT OF GBP 4,730,000, SUCH AUTHORITY TO
EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY (OR, IF
EARLIER, AT THE CLOSE OF BUSINESS ON 31
MARCH 2022) BUT, IN EACH CASE, PRIOR TO ITS
EXPIRY THE COMPANY MAY MAKE OFFERS, AND
ENTER INTO AGREEMENTS, WHICH WOULD, OR
MIGHT, REQUIRE EQUITY SECURITIES TO BE
ALLOTTED (AND TREASURY SHARES TO BE SOLD)
AFTER THE AUTHORITY EXPIRES AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES (AND
SELL TREASURY SHARES) UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
23 THAT IN ACCORDANCE WITH THE COMPANIES ACT Mgmt For For
2006 (THE 'ACT'), THE COMPANY IS HEREBY
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSES OF SECTION 701 OF THE ACT
TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE ACT) OF
ORDINARY SHARES OF 10 PENCE EACH IN THE
CAPITAL OF THE COMPANY (ORDINARY SHARES) ON
SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS MAY FROM TIME TO TIME DETERMINE,
PROVIDED THAT: I. THE MAXIMUM NUMBER OF
ORDINARY SHARES THAT MAY BE PURCHASED UNDER
THIS AUTHORITY IS 94,600,000; II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 10 PENCE (EXCLUSIVE OF
ALL EXPENSES); III. THE MAXIMUM PRICE WHICH
MAY BE PAID FOR EACH ORDINARY SHARE
(EXCLUSIVE OF ALL EXPENSES) SHALL NOT BE
MORE THAN THE HIGHER OF: A. AN AMOUNT EQUAL
TO 105 PER CENT OF THE AVERAGE OF THE
MIDDLE MARKET PRICES SHOWN IN THE
QUOTATIONS FOR THE ORDINARY SHARES IN THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THAT ORDINARY
SHARE IS PURCHASED; AND B. AN AMOUNT EQUAL
TO THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE OF AN ORDINARY SHARE AND
THE HIGHEST CURRENT INDEPENDENT BID FOR AN
ORDINARY SHARE ON THE TRADING VENUE WHERE
THE PURCHASE IS CARRIED OUT; AND IV. THE
AUTHORITY HEREBY CONFERRED SHALL, UNLESS
PREVIOUSLY REVOKED OR VARIED, EXPIRE AT THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AFTER THE PASSING OF
THIS RESOLUTION OR, IF EARLIER, AT THE
CLOSE OF BUSINESS ON 31 MARCH 2022 SAVE IN
RELATION TO PURCHASES OF ORDINARY SHARES
THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE
THE EXPIRY OF THIS AUTHORITY AND WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
SUCH EXPIRY, WHERE THE COMPANY MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT OR CONTRACTS. ALL
PREVIOUS UNUTILISED AUTHORITIES FOR THE
COMPANY TO MAKE MARKET PURCHASES OF
ORDINARY SHARES ARE REVOKED, EXCEPT IN
RELATION TO THE PURCHASE OF ORDINARY SHARES
UNDER A CONTRACT OR CONTRACTS CONCLUDED
BEFORE THE DATE OF THIS RESOLUTION AND
WHERE SUCH PURCHASE HAS NOT YET BEEN
EXECUTED
24 THAT A GENERAL MEETING OF THE COMPANY OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING OF THE
COMPANY MAY BE CALLED ON NOT LESS THAN 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
JAPAN TOBACCO INC. Agenda Number: 713633560
--------------------------------------------------------------------------------------------------------------------------
Security: J27869106
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: JP3726800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Appoint a Director Kitera, Masato Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
K S HOLDINGS CORPORATION Agenda Number: 714296197
--------------------------------------------------------------------------------------------------------------------------
Security: J3672R101
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3277150003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hiramoto,
Tadashi
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Suzuki,
Kazuyoshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Osaka, Naoto
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizuno,
Keiichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshihara,
Yuji
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizutani, Taro
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tokuda, Wakako
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hori, Nobuya
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Hisako
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Bundo,
Hiroyuki
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Hagiwara,
Shinji
--------------------------------------------------------------------------------------------------------------------------
KINDRED GROUP PLC Agenda Number: 713869280
--------------------------------------------------------------------------------------------------------------------------
Security: X4S1CH103
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: SE0007871645
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE THE REGISTER OF Non-Voting
SHAREHOLDERS ENTITLED TO VOTE
4 APPROVE AGENDA Non-Voting
5 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting
REPRESENTATIVE(S) OF MINUTES OF MEETING
6 DETERMINE WHETHER THE MEETING HAS BEEN DULY Non-Voting
CONVENED
7 STATEMENT BY CEO Non-Voting
8 APPROVE DIVIDENDS Mgmt For For
9 ACCEPT CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
10 APPROVE REMUNERATION REPORT Mgmt For For
11 FIX NUMBER OF DIRECTORS Mgmt For For
12 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
13 RE-ELECT PETER BOGGS AS DIRECTOR Mgmt For For
14 RE-ELECT GUNNEL DUVEBLAD AS DIRECTOR Mgmt For For
15 RE-ELECT ERIK FORSBERG AS DIRECTOR Mgmt For For
16 RE-ELECT CARL-MAGNUS MANSSON AS DIRECTOR Mgmt For For
17 ELECT EVERT CARLSSON AS DIRECTOR Mgmt For For
18 ELECT FREDRIK PEYRON AS DIRECTOR Mgmt For For
19 ELECT HEIDI SKOGSTER AS DIRECTOR Mgmt For For
20 APPOINT EVERT CARLSSON AS BOARD CHAIR Mgmt For For
21 APPROVE PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
22 APPROVE GUIDELINES ON ELECTING NOMINATION Mgmt For For
COMMITTEE
23 APPROVE REMUNERATION POLICY Mgmt For For
24 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
25 APPROVE REDUCTION IN SHARE CAPITAL VIA Mgmt For For
SHARE CANCELLATION
26 CLOSE MEETING Non-Voting
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KINDRED GROUP PLC Agenda Number: 714170886
--------------------------------------------------------------------------------------------------------------------------
Security: X4S1CH103
Meeting Type: EGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: SE0007871645
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 DRAWING UP AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSON(S) TO APPROVE Non-Voting
THE MINUTES
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt For For
OF ORDINARY SHARES/SDRS OF GBP 0.00625 EACH
IN ITS CAPITAL, SUBJECT TO THE FOLLOWING:
(A) THE MAXIMUM NUMBER OF SHARES/SDR'S THAT
MAY BE SO ACQUIRED IS 23,012,620; (B) THE
MINIMUM PRICE THAT MAY BE PAID FOR THE
SHARES/SDR IS 1 SEK PER SHARE/SDR EXCLUSIVE
OF TAX; (C) THE MAXIMUM PRICE THAT MAY BE
PAID FOR THE SHARES/SDR'S BE 300 SEK PER
SHARE/SDR EXCLUSIVE OF TAX; (D) THE
PURCHASES MAY TAKE PLACE ON MULTIPLE
OCCASIONS AND WILL BE BASED ON ACTUAL
MARKET PRICE AND TERMS, AND (E) THE
AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL EXPIRE ON THE DATE OF THE 2022 ANNUAL
GENERAL MEETING BUT NOT SO AS TO PREJUDICE
THE COMPLETION OF A PURCHASE CONTRACTED
BEFORE THAT DATE
8 TO AUTHORISE THE COMPANY (I) THAT THE Mgmt For For
ISSUED SHARE CAPITAL OF THE COMPANY BE
REDUCED BY MEANS OF A CANCELLATION OF ANY
SHARES/SDRS ACQUIRED PURSUANT TO THE
COMPANY'S SHARE BUY-BACK PROGRAM UP TO A
MAXIMUM AMOUNT OF GBP 14,382.8875,
REPRESENTING A MAXIMUM OF 23,012,620
SHARES/SDRS; (II) THAT THE BOARD OF
DIRECTORS OF THE COMPANY BE AUTHORISED TO
CARRY OUT ALL ACTS NECESSARY FOR THE
PURPOSES OF GIVING EFFECT TO SUCH
CANCELLATION OF SHARES/SDRS, AT SUCH
INTERVALS AS IT DEEMS APPROPRIATE; (III)
THAT IN ACCORDANCE WITH ARTICLE 83(1) OF
THE COMPANIES ACT, CHAPTER 386 OF THE LAWS
OF MALTA, THE COMPANY SHALL BE AUTHORISED
TO GIVE EFFECT TO THE REDUCTION OF ISSUED
SHARE CAPITAL AND CONSEQUENT CANCELLATION
OF SHARES/SDRS ONLY FOLLOWING THE LAPSE OF
THREE MONTHS FROM THE DATE OF THE
PUBLICATION OF THE STATEMENT REFERRED TO IN
ARTICLE 401(1)(E) OF THE SAID ACT; (IV)
THAT UPON THE LAPSE OF THE PERIOD REFERRED
TO IN PARAGRAPH (III) ABOVE, THE BOARD OF
DIRECTORS OF THE COMPANY BE AUTHORISED TO
SUBMIT ONE OR MORE REVISED AND UPDATED
MEMORANDUM OF ASSOCIATION OF THE COMPANY SO
AS TO INTER ALIA REFLECT THE CHANGE IN
ISSUED SHARE CAPITAL FOLLOWING SUCH
REDUCTION/S
9 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
KINGFISHER PLC Agenda Number: 713867503
--------------------------------------------------------------------------------------------------------------------------
Security: G5256E441
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: GB0033195214
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 JANUARY 2021
TOGETHER WITH THE STRATEGIC REPORT, THE
DIRECTORS' REPORT, AND INDEPENDENT
AUDITOR'S REPORT ON THOSE ACCOUNTS (THE
'ANNUAL REPORT AND ACCOUNTS') BE RECEIVED
2 THAT THE DIRECTORS' REMUNERATION REPORT Mgmt For For
(EXCLUDING THAT PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) (THE 'DRR')
SET OUT ON PAGES 82 TO 107 OF THE ANNUAL
REPORT AND ACCOUNTS BE RECEIVED AND
APPROVED
3 THAT A FINAL DIVIDEND OF 5.50 PENCE PER Mgmt For For
ORDINARY SHARE BE DECLARED FOR PAYMENT ON 5
JULY 2021 TO THOSE SHAREHOLDERS ON THE
REGISTER AT THE CLOSE OF BUSINESS ON 4 JUNE
2021
4 THAT CATHERINE BRADLEY BE ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
5 THAT TONY BUFFIN BE ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
6 THAT CLAUDIA ARNEY BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
7 THAT BERNARD BOT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
8 THAT JEFF CARR BE RE-ELECTED AS A DIRECTOR Mgmt For For
OF THE COMPANY WITH EFFECT FROM THE END OF
THE MEETING
9 THAT ANDREW COSSLETT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
10 THAT THIERRY GARNIER BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
11 THAT SOPHIE GASPERMENT BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
12 THAT RAKHI GOSS-CUSTARD BE RE-ELECTED AS A Mgmt For For
DIRECTOR OF THE COMPANY WITH EFFECT FROM
THE END OF THE MEETING
13 THAT DELOITTE LLP BE RE-ELECTED AS AUDITOR Mgmt For For
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY
14 THAT THE AUDIT COMMITTEE BE AUTHORISED TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
15 THAT THE COMPANY BE AUTHORISED TO MAKE Mgmt For For
POLITICAL DONATIONS
16 THAT THE COMPANY BE AUTHORISED TO ALLOT NEW Mgmt For For
SHARES
17 THAT THE COMPANY BE AUTHORISED TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
18 THAT THE COMPANY BE AUTHORISED TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS FOR AN ADDITIONAL FIVE
PERCENT
19 THAT THE COMPANY BE AUTHORISED TO PURCHASE Mgmt For For
ITS OWN SHARES
20 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
LIFE CORPORATION Agenda Number: 714064348
--------------------------------------------------------------------------------------------------------------------------
Security: J38828109
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3966600003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Shimizu, Nobutsugu Mgmt For For
2.2 Appoint a Director Iwasaki, Takaharu Mgmt For For
2.3 Appoint a Director Namiki, Toshiaki Mgmt For For
2.4 Appoint a Director Morishita, Tomehisa Mgmt For For
2.5 Appoint a Director Sumino, Takashi Mgmt For For
2.6 Appoint a Director Kawai, Nobuyuki Mgmt For For
2.7 Appoint a Director Narita, Koichi Mgmt For For
2.8 Appoint a Director Tsutsumi, Hayuru Mgmt For For
2.9 Appoint a Director Yahagi, Haruhiko Mgmt For For
2.10 Appoint a Director Kono, Hiroko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LOOMIS AB Agenda Number: 713356904
--------------------------------------------------------------------------------------------------------------------------
Security: W5S50Y116
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: SE0014504817
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE DIVIDENDS OF SEK 5.50 PER SHARE Mgmt For For
8 CLOSE MEETING Non-Voting
CMMT 11 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
MAKITA CORPORATION Agenda Number: 714257652
--------------------------------------------------------------------------------------------------------------------------
Security: J39584107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3862400003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Increase the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Supervisory Committee,
Allow the Board of Directors to Authorize
Appropriation of Surplus and Purchase Own
Shares, Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goto, Masahiko
3.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Goto,
Munetoshi
3.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tomita,
Shinichiro
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kaneko,
Tetsuhisa
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ota, Tomoyuki
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuchiya,
Takashi
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Masaki
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omote, Takashi
3.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Otsu, Yukihiro
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sugino,
Masahiro
3.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Iwase,
Takahiro
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Wakayama,
Mitsuhiko
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kodama, Akira
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Inoue, Shoji
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishikawa,
Koji
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
7 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
8 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
--------------------------------------------------------------------------------------------------------------------------
MINERAL RESOURCES LTD Agenda Number: 713240113
--------------------------------------------------------------------------------------------------------------------------
Security: Q60976109
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000MIN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR PETER WADE Mgmt For For
3 RE-ELECTION OF DIRECTOR - MR JAMES Mgmt For For
MCCLEMENTS
4 ELECTION OF DIRECTOR - MS SUSAN (SUSIE) Mgmt For For
CORLETT
5 INCREASE IN AGGREGATE FEE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
NEC NETWORKS & SYSTEM INTEGRATION CORPORATION Agenda Number: 714250773
--------------------------------------------------------------------------------------------------------------------------
Security: J4884R103
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3733800001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Ushijima, Yushi Mgmt For For
1.2 Appoint a Director Noda, Osamu Mgmt For For
1.3 Appoint a Director Sekizawa, Hiroyuki Mgmt For For
1.4 Appoint a Director Takeuchi, Kazuhiko Mgmt For For
1.5 Appoint a Director Ashizawa, Michiko Mgmt For For
1.6 Appoint a Director Muramatsu, Kuniko Mgmt For For
1.7 Appoint a Director Yoshida, Mamoru Mgmt For For
1.8 Appoint a Director Ashida, Junji Mgmt For For
1.9 Appoint a Director Kawakubo, Toru Mgmt For For
2 Appoint a Substitute Corporate Auditor Ryu, Mgmt For For
Hirohisa
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
NITTO DENKO CORPORATION Agenda Number: 714204005
--------------------------------------------------------------------------------------------------------------------------
Security: J58472119
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3684000007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Payment of Bonuses to Directors Mgmt For For
3.1 Appoint a Director Takasaki, Hideo Mgmt For For
3.2 Appoint a Director Todokoro, Nobuhiro Mgmt For For
3.3 Appoint a Director Miki, Yosuke Mgmt For For
3.4 Appoint a Director Iseyama, Yasuhiro Mgmt For For
3.5 Appoint a Director Furuse, Yoichiro Mgmt For For
3.6 Appoint a Director Hatchoji, Takashi Mgmt For For
3.7 Appoint a Director Fukuda, Tamio Mgmt For For
3.8 Appoint a Director WONG Lai Yong Mgmt For For
3.9 Appoint a Director Sawada, Michitaka Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Officers
--------------------------------------------------------------------------------------------------------------------------
NORSK HYDRO ASA Agenda Number: 713907294
--------------------------------------------------------------------------------------------------------------------------
Security: R61115102
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0005052605
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 1.25 PER SHARE
4 APPROVE REMUNERATION OF AUDITORS Mgmt For For
5 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
6 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
7.1 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
7.2 APPROVE REMUNERATION OF NOMINATION Mgmt For For
COMMITTEE
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA Agenda Number: 713953455
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524608 DUE TO RECEIVED
ADDITIONAL RESOLUTION A. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING EARNINGS AMOUNTING TO
EUR 2,387,482,026.44. APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING.
CONSOLIDATED FINANCIAL STATEMENTS
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
TO ALLOCATE THE EARNINGS AS FOLLOWS:
ORIGIN: EARNINGS FOR THE FINANCIAL YEAR:
EUR 2,387,482,026.44 RETAINED EARNINGS: EUR
9,107,533,866.28 DISTRIBUTABLE INCOME: EUR
11,495,015,892.72 ALLOCATION: DIVIDENDS:
EUR 0.90 PER SHARES (INCLUDING EUR 0.20
PAID ON AN ON-OFF BASIS) RETAINED EARNINGS:
THE BALANCE THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.90 PER
SHARE INCLUDING THE DEPOSIT DIVIDEND OF EUR
0.40 PAID ON DECEMBER 9TH 2020, WHICH WILL
BE ELIGIBLE FOR THE 40 PER CENT DEDUCTION
PROVIDED BY THE FRENCH GENERAL TAX CODE.
THIS DIVIDEND BALANCE OF EUR 0.50 WILL BE
PAID ON JUNE 17TH 2021. IT IS REMINDED
THAT, FOR THE LAST THREE FINANCIAL YEARS,
THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65
PER SHARE FOR FISCAL YEAR 2017 EUR 0.70 PER
SHARE FOR FISCAL YEAR 2018 EUR 0.50 PER
SHARE FOR FISCAL YEAR 2019 THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS. RESULTS
APPROPRIATION
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE, AND
NOTES THAT NO SUCH AGREEMENT WAS ENTERED
INTO DURING SAID FISCAL YEAR. SPECIAL
REPORT
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY BPIFRANCE
PARTICIPATIONS AS DIRECTOR FOR A 4-YEAR
PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR.
RENEWAL OF A TERM OF OFFICE
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY KPMG S.A. AS
STATUTORY AUDITOR FOR A 6-YEAR PERIOD, I.E.
UNTIL THE SHAREHOLDERS' MEETING CALLED TO
RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF THE COMPANY SALUSTRO REYDEL
AS ALTERNATE AUDITOR FOR A 6-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2026 FISCAL YEAR. RENEWAL OF A TERM OF
OFFICE
8 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
STATUTORY AUDITOR, THE COMPANY DELOITTE FOR
A 6-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2026 FISCAL
YEAR, TO REPLACE THE COMPANY ERNST AND
YOUNG AUDIT AFTER THE END OF ITS TERM.
APPOINTMENT
9 THE SHAREHOLDERS' MEETING APPOINTS AS Mgmt For For
ALTERNATE AUDITOR, THE COMPANY BEAS FOR A
6-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2026 FISCAL YEAR, TO
REPLACE THE COMPANY AUDITEX AFTER THE END
OF ITS TERM. APPOINTMENT
10 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
TRANSFER THE HEAD OFFICE OF THE COMPANY TO
111 QUAI DU PRESIDENT ROOSEVELT, 92130
ISSY-LES-MOULINEAUX, FRANCE, AS DECIDED
DURING THE SHAREHOLDERS' MEETING ON
FEBRUARY 17TH 2021. NEW REGISTERED OFFICE
11 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L. 22-10-34
I. OF THE FRENCH COMMERCIAL CODE, APPROVES
SECTIONS 5.4.1.2, 5.4.2.1 AND 5.4.2.3 OF
THE UNIVERSAL REGISTRATION DOCUMENT OF THE
COMPANY FOR THE 2020 FISCAL YEAR. SPECIAL
REPORT
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
STEPHANE RICHARD AS CEO FOR THE 2020
FINANCIAL YEAR. COMPENSATION
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
RAMON FERNANDEZ AS DEPUTY MANAGING DIRECTOR
FOR THE 2020 FINANCIAL YEAR. COMPENSATION
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO MR
GERVAIS PELLISSIER AS DEPUTY MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR.
COMPENSATION
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE CHIEF
EXECUTIVE OFFICER, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
16 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
DEPUTY MANAGING DIRECTORS, FOR THE 2020
FISCAL YEAR. APPROVAL OF THE COMPENSATION
POLICY
17 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
NON-MANAGERS DIRECTORS, FOR THE 2020 FISCAL
YEAR. APPROVAL OF THE COMPENSATION POLICY
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES ON THE OPEN MARKET,
SUBJECT TO THE CONDITIONS DESCRIBED BELOW:
MAXIMUM PURCHASE PRICE: EUR 24.00, MAXIMUM
NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT
OF THE SHARES COMPOSING THE SHARE CAPITAL,
MAXIMUM FUNDS INVESTED IN THE SHARE
BUYBACKS: EUR 6,384,135,837.60. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 16. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AUTHORIZATION TO BUY BACK SHARES
19 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE UP TO EUR 2,000,000,000.00, BY
ISSUANCE, WITH THE SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
MAINTAINED, OF: -SHARES; -EQUITY SECURITIES
GIVING ACCESS TO OTHER EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF THE COMPANY -SECURITIES
GIVING ACCESS TO EQUITY SECURITIES TO BE
ISSUED OR TO BE ISSUED BY A SUBSIDIARY
-EQUITIES GIVING ACCESS TO EXISTING EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF A COMPANY
OF WHICH THE COMPANY HOLDS RIGHTS IN THE
SHARE CAPITAL HOWEVER, IT CANNOT BE USED IN
THE CONTEXT OF A PUBLIC OFFER, UNLESS
AUTHORIZED IN APPLICATION OF RESOLUTION 20
SUBMITTED TO THIS MEETING. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 16. CAPITAL INCREASE THROUGH
ISSUANCE, WITH PREFERRED SUBSCRIPTION
RIGHTS MAINTAINED, OF SHARES AND/OR
SECURITIES
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 19 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
21 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL UP TO EUR
1,000,000,000.00, BY WAY OF A PUBLIC
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 22 SUBMITTED TO
THIS MEETING. THE PRESENT DELEGATION IS
GIVEN FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 18. CAPITAL INCREASE BY
ISSUING SHARES WITHOUT PREFERRED
SUBSCRIPTION RIGHT BY OFFERS
22 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 21 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
23 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL UP TO EUR 1,000,000,000.00 (OR 20
PERCENT OF THE SHARE CAPITAL) COUNTING
AGAINST RESOLUTION 21, BY WAY OF A PRIVATE
OFFERING, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS, OF: - SHARES; - EQUITY
SECURITIES GIVING ACCESS TO OTHER EQUITY
SECURITIES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES OF THE
COMPANY - SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED OR TO BE
ISSUED BY A SUBSIDIARY - EQUITIES GIVING
ACCESS TO EXISTING EQUITY SECURITIES OR
GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES OF A COMPANY OF WHICH THE
COMPANY HOLDS RIGHTS IN THE SHARE CAPITAL
HOWEVER, IT CANNOT BE USED IN THE CONTEXT
OF A PUBLIC OFFER, UNLESS AUTHORIZED IN
APPLICATION OF RESOLUTION 24 SUBMITTED TO
THIS MEETING. THIS AUTHORIZATION SUPERSEDES
THE FRACTION UNUSED OF THE AUTHORIZATION
GIVEN BY THE SHAREHOLDERS' MEETING ON MAY
21TH 2019 IN RESOLUTION NR 20. CAPITAL
INCREASE BY ISSUING SHARES WITHOUT
PREFERRED SUBSCRIPTION RIGHT BY OFFERS
24 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 23 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
25 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE GRANTED
UNDER RESOLUTIONS 19 TO 24 HEREIN EXCEED
THE INITIAL NUMBER OF SECURITIES TO BE
ISSUED (OVERSUBSCRIPTION), UP TO 15
PERCENT. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD. AUTHORIZATION TO INCREASE
THE NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION)
26 THE SHAREHOLDERS' MEETING GIVES ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO ISSUE SHARES,
EQUITY SECURITIES GIVING ACCESS TO EXISTING
SHARES OR GIVING RIGHT TO THE ALLOCATION OF
DEBT SECURITIES AND SECURITIES GIVING
RIGHTS TO SHARES TO BE ISSUED, IN
CONSIDERATION FOR SECURITIES TENDERED AS A
PART OF A PUBLIC EXCHANGE OFFER INITIATED
BY THE COMPANY CONCERNING THE SHARES OF
ANOTHER COMPANY. THE AMOUNT OF SHARES TO BE
ISSUED SHALL NOT EXCEED EUR
1,000,000,000.00 AND COUNT AGAINST
RESOLUTION 21 OF THIS MEETING. HOWEVER, IT
CANNOT BE USED IN THE CONTEXT OF A PUBLIC
OFFER, UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 27 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION IS GRANTED FOR A
26-MONTH PERIOD. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 21TH 2019 IN RESOLUTION NR
23. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. ISSUE OF EQUITY
SECURITIES AND SECURITIES IN THE EVENT OF A
PUBLIC EXCHANGE OFFER
27 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 26 (SUBJECT TO
ITS APPROVAL BY THIS MEETING)AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
28 THE SHAREHOLDERS' MEETING DELEGATES ALL Mgmt For For
POWERS TO THE BOARD OF DIRECTORS, FOR A
26-MONTH PERIOD, TO INCREASE THE SHARE
CAPITAL, UP TO EUR 1,000,000,000.00 (OR 10
PERCENT OF THE SHARE CAPITAL), BY ISSUING
SHARES, EQUITY SECURITIES GIVING ACCESS TO
EXISTING SHARES OR GIVING RIGHT TO THE
ALLOCATION OF DEBT SECURITIES AND
SECURITIES GIVING ACCESS TO SHARES TO BE
ISSUED, IN CONSIDERATION FOR THE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPOSED OF CAPITAL SECURITIES
OR SECURITIES GIVING ACCESS TO SHARE
CAPITAL. THIS AMOUNT SHALL COUNT AGAINST
RESOLUTION NUMBER 21. HOWEVER, IT CANNOT BE
USED IN THE CONTEXT OF A PUBLIC OFFER,
UNLESS AUTHORIZED IN APPLICATION OF
RESOLUTION 29 SUBMITTED TO THIS MEETING.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 25. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND
29 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO USE THE DELEGATION OF
AUTHORITY UNDER RESOLUTION 28 (SUBJECT TO
ITS APPROVAL BY THIS MEETING) AT ANY TIME,
INCLUDING, IN THE EVENT OF FILING BY A
THIRD PARTY OF A PROPOSED PUBLIC OFFER FOR
THE COMPANY'S SECURITIES. AUTHORIZATION TO
USE THE DELEGATION DURING A PUBLIC OFFER
PERIOD
30 THE SHAREHOLDERS' MEETING SETS THE MAXIMUM Mgmt For For
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY VIRTUE OF DELEGATIONS AND
AUTHORIZATIONS GRANTED TO THE BOARD OF
DIRECTORS BY RESOLUTIONS 19 TO 29 TO EUR
3,000,000,000.00. DETERMINATION OF OVERALL
VALUE OF THE CAPITAL INCREASE
31 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO ALLOCATE, FREE OF
CHARGE, EXISTING OR TO BE ISSUED COMPANY
SHARES, IN FAVOR OF MANAGING CORPORATE
OFFICERS AND SOME EMPLOYEES OF THE COMPANY
OR A RELATED COMPANY, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, THIS
DELEGATION IS GIVEN FOR A 12-MONTH PERIOD
AND FOR A NOMINAL AMOUNT THAT SHALL NOT
EXCEED 0.07 PERCENT OF THE SHARE CAPITAL,
NOTED THAT THE SHARES GIVEN TO THE MANAGING
CORPORATE OFFICERS CANNOT EXCEED 100,000
SHARES THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 19. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
SHARE CAPITAL INCREASE RESERVED FOR
EMPLOYEES
32 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, IN FAVOR OF EMPLOYEES AND
CORPORATE OFFICERS OF THE COMPANY WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY ISSUANCE OF SHARES, EQUITY
SECURITIES GIVING ACCESS TO EXISTING SHARES
OR GIVING RIGHT TO THE ALLOCATION OF DEBT
SECURITIES AND SECURITIES GIVING ACCESS TO
SHARES TO BE ISSUED. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
200,000,000.00. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON MAY 19TH 2020 IN RESOLUTION NR
20. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS TO TAKE
ALL NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES. SHARE CAPITAL
INCREASE RESERVED FOR EMPLOYEES
33 THE SHAREHOLDERS' MEETING DELEGATES TO THE Mgmt For For
BOARD OF DIRECTORS ALL POWERS IN ORDER TO
INCREASE THE SHARE CAPITAL, UP TO EUR
2,000,000,000.00, BY ISSUING BONUS SHARES
OR RAISING THE PAR VALUE OF EXISTING
SHARES, OR BY A COMBINATION OF BOTH
METHODS, BY WAY OF CAPITALIZING RESERVES,
PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED
THAT SUCH CAPITALIZATION IS ALLOWED BY LAW
AND UNDER THE BYLAWS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON MAY 21TH 2019 IN
RESOLUTION NR 30. SHARE CAPITAL INCREASE BY
CAPITALIZING RESERVES, PROFITS OR PREMIUMS
34 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL BY CANCELLING ALL OR PART OF
THE SHARES HELD BY THE COMPANY IN
CONNECTION WITH THE STOCK REPURCHASE PLAN
UNDER RESOLUTION 18, UP TO 10 PERCENT OF
THE SHARE CAPITAL OVER A 24-MONTH PERIOD.
THE SHAREHOLDERS' MEETING DECIDES TO CHARGE
THE EXCESS OF THE PURCHASE PRICE OVER THE
SHARE'S NOMINAL VALUE ON THE ISSUANCE
PREMIUM ACCOUNT, OR ANY OTHER AVAILABLE
RESERVE ACCOUNT, WITHIN THE LIMIT OF 10
PERCENT OF THE CAPITAL REDUCTION. THIS
AUTHORIZATION IS GIVEN FOR AN 18-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON MAY 19TH
2020 IN RESOLUTION NR 21. AUTHORIZATION TO
REDUCE THE CAPITAL THROUGH THE CANCELLATION
OF SHARES
35 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW. POWERS
TO ACCOMPLISH FORMALITIES
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING, SUBJECT TO THE ADOPTION OF
RESOLUTION 31, AUTHORIZES THE BOARD OF
DIRECTORS TO GRANT, FOR FREE EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.4 PERCENT OF THE SHARE
CAPITAL. THE PRESENT DELEGATION IS GIVEN
FOR A 12-MONTH PERIOD. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES.
AMENDMENT TO THE RESOLUTION 31 - SHARE
CAPITAL INCREASE RESERVED FOR EMPLOYEES
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING DECIDES TO AMEND ARTICLE 13 OF THE
BYLAWS, IN ORDER TO SET A MAXIMUM NUMBER OF
TERMS OF OFFICE THAT THE DIRECTORS OF THE
COMPANY CAN ACCEPT TO EXERCISE THE
FUNCTIONS OF DIRECTOR OF THE COMPANY.
AMENDMENT TO ARTICLES OF THE BYLAWS
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL
LINK:https://www.journal-officiel.gouv.fr/b
alo/document/202104192101016-47
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU AND PLEASE NOTE
THAT IF YOU HOLD CREST DEPOSITORY INTERESTS
(CDIs) AND PARTICIPATE AT THIS MEETING, YOU
(OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND INTERMEDIARY
CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE
CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER
THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU
SHOULD BE PROVIDING THE UNDERLYING
SHAREHOLDER INFORMATION AT THE VOTE
INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW
TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE
OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR
DEDICATED CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 714257703
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Absorption-Type Company Split Mgmt For For
Agreement
2 Amend Articles to: Change Official Company Mgmt For For
Name, Amend Business Lines, Approve Minor
Revisions
3.1 Appoint a Director Tsuga, Kazuhiro Mgmt For For
3.2 Appoint a Director Sato, Mototsugu Mgmt For For
3.3 Appoint a Director Higuchi, Yasuyuki Mgmt For For
3.4 Appoint a Director Homma, Tetsuro Mgmt For For
3.5 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
3.6 Appoint a Director Ota, Hiroko Mgmt For For
3.7 Appoint a Director Toyama, Kazuhiko Mgmt For For
3.8 Appoint a Director Noji, Kunio Mgmt For For
3.9 Appoint a Director Sawada, Michitaka Mgmt For For
3.10 Appoint a Director Umeda, Hirokazu Mgmt For For
3.11 Appoint a Director Laurence W. Bates Mgmt For For
3.12 Appoint a Director Kusumi, Yuki Mgmt For For
3.13 Appoint a Director Matsui, Shinobu Mgmt For For
4 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
REDROW PLC Agenda Number: 713180646
--------------------------------------------------------------------------------------------------------------------------
Security: G7455X147
Meeting Type: AGM
Meeting Date: 06-Nov-2020
Ticker:
ISIN: GB00BG11K365
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND THE FINANCIAL STATEMENTS FOR THE 52
WEEKS ENDED 28 JUNE 2020, TOGETHER WITH THE
AUDITORS' REPORT
2 TO RE-APPOINT JOHN TUTTE AS A DIRECTOR Mgmt For For
3 TO RE-APPOINT MATTHEW PRATT AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT BARBARA RICHMOND AS A Mgmt For For
DIRECTOR
5 TO RE-APPOINT NICK HEWSON AS A DIRECTOR Mgmt For For
6 TO RE-APPOINT SIR MICHAEL LYONS AS A Mgmt For For
DIRECTOR
7 TO APPOINT NICKY DULIEU AS A DIRECTOR Mgmt For For
8 TO RE-APPOINT KPMG LLP AS AUDITORS Mgmt For For
9 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
10 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE REMUNERATION POLICY)
FOR THE 52 WEEKS ENDED 28 JUNE 2020, SET
OUT ON PAGES 78 TO 100 OF THE ANNUAL REPORT
AND ACCOUNTS OF THE COMPANY FOR THE 52
WEEKS ENDED 28 JUNE 2020 (THE "ANNUAL
REPORT")
11 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT IN THE ANNUAL REPORT
12 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
IN CONNECTION WITH SECTION 551 OF THE
COMPANIES ACT 2006
13 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
STATUTORY PREEMPTION RIGHTS IN RESPECT OF
5% OF THE COMPANY'S ISSUED SHARE CAPITAL
14 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For
STATUTORY PREEMPTION RIGHTS IN RESPECT OF
AN ADDITIONAL 5% OF THE COMPANY'S ISSUED
SHARE CAPITAL FOR THE PURPOSE OF FINANCING
SPECIFIC TRANSACTIONS
15 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
16 THAT A GENERAL MEETING OF THE COMPANY, Mgmt For For
OTHER THAN AN ANNUAL GENERAL MEETING, MAY
BE CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 713665341
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 09-Apr-2021
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT FOR UK LAW Mgmt For For
PURPOSES
4 APPROVE REMUNERATION REPORT FOR AUSTRALIAN Mgmt For For
LAW PURPOSES
5 RE-ELECT MEGAN CLARK AS DIRECTOR Mgmt For For
6 RE-ELECT HINDA GHARBI AS DIRECTOR Mgmt For For
7 RE-ELECT SIMON HENRY AS DIRECTOR Mgmt For For
8 RE-ELECT SAM LAIDLAW AS DIRECTOR Mgmt For For
9 RE-ELECT SIMON MCKEON AS DIRECTOR Mgmt For For
10 RE-ELECT JENNIFER NASON AS DIRECTOR Mgmt For For
11 RE-ELECT JAKOB STAUSHOLM AS DIRECTOR Mgmt For For
12 RE-ELECT SIMON THOMPSON AS DIRECTOR Mgmt For For
13 RE-ELECT NGAIRE WOODS AS DIRECTOR Mgmt For For
14 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
15 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
16 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 APPROVE GLOBAL EMPLOYEE SHARE PLAN Mgmt For For
18 APPROVE UK SHARE PLAN Mgmt For For
19 AUTHORISE ISSUE OF EQUITY Mgmt For For
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 713987569
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt For For
2.2 Appoint a Director Goto, Katsuhiro Mgmt For For
2.3 Appoint a Director Ito, Junro Mgmt For For
2.4 Appoint a Director Yamaguchi, Kimiyoshi Mgmt For For
2.5 Appoint a Director Maruyama, Yoshimichi Mgmt For For
2.6 Appoint a Director Nagamatsu, Fumihiko Mgmt For For
2.7 Appoint a Director Kimura, Shigeki Mgmt For For
2.8 Appoint a Director Joseph Michael DePinto Mgmt For For
2.9 Appoint a Director Tsukio, Yoshio Mgmt For For
2.10 Appoint a Director Ito, Kunio Mgmt For For
2.11 Appoint a Director Yonemura, Toshiro Mgmt For For
2.12 Appoint a Director Higashi, Tetsuro Mgmt For For
2.13 Appoint a Director Kazuko Rudy Mgmt For For
3 Appoint a Corporate Auditor Habano, Mgmt For For
Noriyuki
--------------------------------------------------------------------------------------------------------------------------
SHIMAMURA CO.,LTD. Agenda Number: 713987533
--------------------------------------------------------------------------------------------------------------------------
Security: J72208101
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: JP3358200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Suzuki, Makoto Mgmt For For
2.2 Appoint a Director Saito, Tsuyoki Mgmt For For
2.3 Appoint a Director Takahashi, Iichiro Mgmt For For
2.4 Appoint a Director Fujiwara, Hidejiro Mgmt For For
2.5 Appoint a Director Matsui, Tamae Mgmt For For
2.6 Appoint a Director Suzuki, Yutaka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK CORP. Agenda Number: 714250696
--------------------------------------------------------------------------------------------------------------------------
Security: J75963132
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3732000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting held
without specifying a venue
2.1 Appoint a Director Miyauchi, Ken Mgmt For For
2.2 Appoint a Director Miyakawa, Junichi Mgmt For For
2.3 Appoint a Director Shimba, Jun Mgmt For For
2.4 Appoint a Director Imai, Yasuyuki Mgmt For For
2.5 Appoint a Director Fujihara, Kazuhiko Mgmt For For
2.6 Appoint a Director Son, Masayoshi Mgmt For For
2.7 Appoint a Director Kawabe, Kentaro Mgmt For For
2.8 Appoint a Director Horiba, Atsushi Mgmt For For
2.9 Appoint a Director Kamigama, Takehiro Mgmt For For
2.10 Appoint a Director Oki, Kazuaki Mgmt For For
2.11 Appoint a Director Uemura, Kyoko Mgmt For For
2.12 Appoint a Director Hishiyama, Reiko Mgmt For For
2.13 Appoint a Director Koshi, Naomi Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK GROUP CORP. Agenda Number: 714242904
--------------------------------------------------------------------------------------------------------------------------
Security: J7596P109
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines, Mgmt For For
Reduce the Board of Directors Size,
Eliminate the Articles Related to
Counselors and/or Advisors, Establish the
Articles Related to Shareholders Meeting
held without specifying a venue, Approve
Minor Revisions
3.1 Appoint a Director Son, Masayoshi Mgmt For For
3.2 Appoint a Director Goto, Yoshimitsu Mgmt For For
3.3 Appoint a Director Miyauchi, Ken Mgmt For For
3.4 Appoint a Director Kawabe, Kentaro Mgmt For For
3.5 Appoint a Director Iijima, Masami Mgmt For For
3.6 Appoint a Director Matsuo, Yutaka Mgmt For For
3.7 Appoint a Director Lip-Bu Tan Mgmt For For
3.8 Appoint a Director Erikawa, Keiko Mgmt For For
3.9 Appoint a Director Kenneth A.Siegel Mgmt For For
4.1 Appoint a Corporate Auditor Nakata, Yuji Mgmt For For
4.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt For For
4.3 Appoint a Corporate Auditor Otsuka, Keiichi Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
SONY CORPORATION Agenda Number: 714196462
--------------------------------------------------------------------------------------------------------------------------
Security: J76379106
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3435000009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Yoshida, Kenichiro Mgmt For For
1.2 Appoint a Director Totoki, Hiroki Mgmt For For
1.3 Appoint a Director Sumi, Shuzo Mgmt For For
1.4 Appoint a Director Tim Schaaff Mgmt For For
1.5 Appoint a Director Oka, Toshiko Mgmt For For
1.6 Appoint a Director Akiyama, Sakie Mgmt For For
1.7 Appoint a Director Wendy Becker Mgmt For For
1.8 Appoint a Director Hatanaka, Yoshihiko Mgmt For For
1.9 Appoint a Director Adam Crozier Mgmt For For
1.10 Appoint a Director Kishigami, Keiko Mgmt For For
1.11 Appoint a Director Joseph A. Kraft Jr. Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO CHEMICAL COMPANY,LIMITED Agenda Number: 714203673
--------------------------------------------------------------------------------------------------------------------------
Security: J77153120
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3401400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tokura, Masakazu Mgmt For For
1.2 Appoint a Director Iwata, Keiichi Mgmt For For
1.3 Appoint a Director Takeshita, Noriaki Mgmt For For
1.4 Appoint a Director Matsui, Masaki Mgmt For For
1.5 Appoint a Director Akahori, Kingo Mgmt For For
1.6 Appoint a Director Mito, Nobuaki Mgmt For For
1.7 Appoint a Director Ueda, Hiroshi Mgmt For For
1.8 Appoint a Director Niinuma, Hiroshi Mgmt For For
1.9 Appoint a Director Ikeda, Koichi Mgmt For For
1.10 Appoint a Director Tomono, Hiroshi Mgmt For For
1.11 Appoint a Director Ito, Motoshige Mgmt For For
1.12 Appoint a Director Muraki, Atsuko Mgmt For For
2 Appoint a Corporate Auditor Aso, Mitsuhiro Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TELEFON AB L.M.ERICSSON Agenda Number: 713629410
--------------------------------------------------------------------------------------------------------------------------
Security: W26049119
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0000108656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 521711 DUE TO SPLITTING OF
RESOLUTION 7.3. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
1 ELECTION OF THE CHAIR OF THE ANNUAL GENERAL Non-Voting
MEETING: THE NOMINATION COMMITTEE,
APPOINTED IN ACCORDANCE WITH THE
INSTRUCTION FOR THE NOMINATION COMMITTEE
RESOLVED BY THE ANNUAL GENERAL MEETING
2012, IS COMPOSED OF THE CHAIR OF THE
COMMITTEE JOHAN FORSSELL (INVESTOR AB),
KARL ABERG (AB INDUSTRIVARDEN AND SVENSKA
HANDELSBANKENS PENSIONSSTIFTELSE), JONAS
SYNNERGREN (CEVIAN CAPITAL PARTNERS
LIMITED), ANDERS OSCARSSON (AMF FORSAKRING
OCH FONDER) AND RONNIE LETEN (CHAIR OF THE
BOARD OF DIRECTORS). THE NOMINATION
COMMITTEE PROPOSES THAT ADVOKAT EVA HAGG BE
ELECTED CHAIR OF THE ANNUAL GENERAL MEETING
OF SHAREHOLDERS 2021, OR, IF SHE IS
PREVENTED FROM PARTICIPATING, THE PERSON
INSTEAD APPOINTED BY THE CHAIR OF THE BOARD
OF DIRECTORS
2 ELECTION OF TWO PERSONS APPROVING THE Non-Voting
MINUTES: MARIANNE NILSSON, SWEDBANK ROBUR
FONDER AND ANDERS OSCARSSON, AMF FORSAKRING
OCH FONDER, OR IF ONE OR BOTH OF THEM ARE
PREVENTED FROM PARTICIPATING, THE PERSON OR
PERSONS INSTEAD APPOINTED BY THE CHAIR OF
THE BOARD PF DIRECTORS, ARE PROPOSED BY THE
BOARD OF DIRECTORS TO BE ELECTED TO APPROVE
THE MINUTES OF THE ANNUAL GENERAL MEETING.
THE TASK OF APPROVING THE MINUTES OF THE
ANNUAL GENERAL MEETING ALSO INCLUDES
VERIFYING THE VOTING LIST AND THAT THE
POSTAL VOTES RECEIVED ARE CORRECTLY STATED
IN THE MINUTES OF THE ANNUAL GENERAL
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA OF THE ANNUAL Non-Voting
GENERAL MEETING
5 DETERMINATION WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN PROPERLY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED
ACCOUNTS, THE AUDITOR'S REPORT ON THE
CONSOLIDATED ACCOUNTS AND THE AUDITOR'S
REPORT WHETHER THE GUIDELINES FOR
REMUNERATION TO GROUP MANAGEMENT HAVE BEEN
COMPLIED WITH
7.1 ADOPTION OF THE INCOME STATEMENT AND THE Mgmt For For
BALANCE SHEET, THE CONSOLIDATED INCOME
STATEMENT AND THE CONSOLIDATED BALANCE
SHEET
7.2 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
7.3.A APPROVE DISCHARGE OF BOARD CHAIRMAN: RONNIE Mgmt For For
LETEN
7.3.B APPROVE DISCHARGE OF BOARD MEMBER: HELENA Mgmt For For
STJERNHOLM
7.3.C APPROVE DISCHARGE OF BOARD MEMBER: JACOB Mgmt For For
WALLENBERG
7.3.D APPROVE DISCHARGE OF BOARD MEMBER: JON Mgmt For For
FREDRIK BAKSAAS
7.3.E APPROVE DISCHARGE OF BOARD MEMBER: JAN Mgmt For For
CARLSON
7.3.F APPROVE DISCHARGE OF BOARD MEMBER: NORA Mgmt For For
DENZEL
7.3.G APPROVE DISCHARGE OF BOARD MEMBER: BORJE Mgmt For For
EKHOLM
7.3.H APPROVE DISCHARGE OF BOARD MEMBER: ERIC A. Mgmt For For
ELZVIK
7.3.I APPROVE DISCHARGE OF BOARD MEMBER: KURT Mgmt For For
JOFS
7.3.J APPROVE DISCHARGE OF BOARD MEMBER: KRISTIN Mgmt For For
S. RINNE
7.3.K APPROVE DISCHARGE OF EMPLOYEE Mgmt For For
REPRESENTATIVE: TORBJORN NYMAN
7.3.L APPROVE DISCHARGE OF EMPLOYEE Mgmt For For
REPRESENTATIVE: KJELL-AKE SOTING
7.3.M APPROVE DISCHARGE OF EMPLOYEE Mgmt For For
REPRESENTATIVE: ROGER SVENSSON
7.3.N APPROVE DISCHARGE OF DEPUTY EMPLOYEE Mgmt For For
REPRESENTATIVE: PER HOLMBERG
7.3.O APPROVE DISCHARGE OF DEPUTY EMPLOYEE Mgmt For For
REPRESENTATIVE: ANDERS RIPA
7.3.P APPROVE DISCHARGE OF DEPUTY EMPLOYEE Mgmt For For
REPRESENTATIVE: LOREDANA ROSLUND
7.3.Q APPROVE DISCHARGE OF PRESIDENT: BORJE Mgmt For For
EKHOLM
7.4 THE APPROPRIATION OF THE RESULTS IN Mgmt For For
ACCORDANCE WITH THE APPROVED BALANCE SHEET
AND DETERMINATION OF THE RECORD DATES FOR
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A
DIVIDEND TO THE SHAREHOLDERS OF SEK 2.00
PER SHARE. THE DIVIDEND IS PROPOSED TO BE
PAID IN TWO EQUAL INSTALLMENTS, SEK 1.00
PER SHARE WITH THE RECORD DATE THURSDAY,
APRIL 1, 2021, AND SEK 1.00 PER SHARE WITH
THE RECORD DATE FRIDAY, OCTOBER 1, 2021.
ASSUMING THESE DATES WILL BE THE RECORD
DATES, EUROCLEAR SWEDEN AB IS EXPECTED TO
DISBURSE SEK 1.00 PER SHARE ON THURSDAY,
APRIL 8, 2021, AND SEK 1.00 PER SHARE ON
WEDNESDAY, OCTOBER 6, 2021
8 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTIES OF THE BOARD OF
DIRECTORS TO BE ELECTED BY THE ANNUAL
GENERAL MEETING
CMMT PLEASE NOTE THAT RESOLUTIONS 9 TO 14 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSAL. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
9 DETERMINATION OF THE FEES PAYABLE TO Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS ELECTED
BY THE ANNUAL GENERAL MEETING AND MEMBERS
OF THE COMMITTEES OF THE BOARD OF DIRECTORS
ELECTED BY THE ANNUAL GENERAL MEETING
10.1 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: JON FREDRIK BAKSAAS
10.2 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: JAN CARLSON
10.3 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: NORA DENZEL
10.4 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: BORJE EKHOLM
10.5 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: ERIC A. ELZVIK
10.6 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: KURT JOFS
10.7 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: RONNIE LETEN
10.8 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: KRISTIN S. RINNE
10.9 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: HELENA STJERNHOLM
10.10 ELECTION OF THE MEMBER AND DEPUTIES OF THE Mgmt For
BOARD OF DIRECTORS: JACOB WALLENBERG
11 ELECTION OF THE CHAIR OF THE BOARD OF Mgmt For
DIRECTORS: THE NOMINATION COMMITTEE
PROPOSES THAT RONNIE LETEN BE RE-ELECTED
CHAIR OF THE BOARD OF DIRECTORS
12 DETERMINATION OF THE NUMBER OF AUDITORS: Mgmt For
ACCORDING TO THE ARTICLES OF ASSOCIATION,
THE COMPANY SHALL HAVE NO LESS THAN ONE AND
NO MORE THAN THREE REGISTERED PUBLIC
ACCOUNTING FIRMS AS AUDITOR. THE NOMINATION
COMMITTEE PROPOSES THAT THE COMPANY SHOULD
HAVE ONE REGISTERED PUBLIC ACCOUNTING FIRM
AS AUDITOR
13 DETERMINATION OF THE FEES PAYABLE TO THE Mgmt For
AUDITORS
14 ELECTION OF AUDITOR: IN ACCORDANCE WITH THE Mgmt For
RECOMMENDATION BY THE AUDIT AND COMPLIANCE
COMMITTEE, THE NOMINATION COMMITTEE
PROPOSES THAT DELOITTE AB BE APPOINTED
AUDITOR FOR THE PERIOD FROM THE END OF THE
ANNUAL GENERAL MEETING 2021 UNTIL THE END
OF THE ANNUAL GENERAL MEETING 2022
(RE-ELECTION)
15 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
16.1 LONG TERM VARIABLE COMPENSATION PROGRAM Mgmt For For
2021 ("LTV 2021"): RESOLUTION ON
IMPLEMENTATION OF LTV 2021
16.2 LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt For For
2021 ("LTV 2021"): RESOLUTION ON TRANSFER
OF TREASURY STOCK, DIRECTED SHARE ISSUE AND
ACQUISITION OFFER FOR THE LTV 2021
16.3 LONG-TERM VARIABLE COMPENSATION PROGRAM Mgmt For For
2021 ("LTV 2021"): RESOLUTION ON EQUITY
SWAP AGREEMENT WITH THIRD PARTY IN RELATION
TO THE LTV 2021
17 RESOLUTION ON TRANSFER OF TREASURY STOCK TO Mgmt For For
EMPLOYEES AND ON AN EXCHANGE IN RELATION TO
THE EARLIER RESOLUTION ON THE LONG-TERM
VARIABLE COMPENSATION PROGRAM 2020
18 RESOLUTION ON TRANSFER OF TREASURY STOCK IN Mgmt For For
RELATION TO THE RESOLUTIONS ON THE ONGOING
LONG-TERM VARIABLE COMPENSATION PROGRAMS
2018 AND 2019
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
TELENOR ASA Agenda Number: 714103049
--------------------------------------------------------------------------------------------------------------------------
Security: R21882106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: NO0010063308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 RECEIVE CHAIRMAN'S REPORT Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 9 PER SHARE
7 APPROVE REMUNERATION OF AUDITORS Mgmt For For
8 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE EQUITY PLAN FINANCING Mgmt For For
11.1 ELECT BJORN ERIK NAESS AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.2 ELECT JOHN GORDON BERNANDER AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.3 ELECT HEIDI FINSKAS AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.4 ELECT WIDAR SALBUVIK AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.5 ELECT SILVIJA SERES AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.6 ELECT LISBETH KARIN NAERO AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.7 ELECT TRINE SAETHER ROMULD AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.8 ELECT MARIANNE BERGMANN ROREN AS MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.9 ELECT MAALFRID BRATH AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.10 ELECT KJETIL HOUG AS MEMBER OF CORPORATE Mgmt For For
ASSEMBLY
11.11 ELECT ELIN MYRMEL-JOHANSEN AS DEPUTY MEMBER Mgmt For For
OF CORPORATE ASSEMBLY
11.12 ELECT RANDI MARJAMAA AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
11.13 ELECT LARS TRONSGAARD AS DEPUTY MEMBER OF Mgmt For For
CORPORATE ASSEMBLY
12.1 ELECT JAN TORE FOSUND AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 APPROVE REMUNERATION OF CORPORATE ASSEMBLY Mgmt For For
AND NOMINATING COMMITTEE
14 CLOSE MEETING Non-Voting
CMMT 10 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC Agenda Number: 713002602
--------------------------------------------------------------------------------------------------------------------------
Security: G1191G120
Meeting Type: AGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: GB00B02L3W35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS FOR THE YEAR ENDED Mgmt For For
30 APRIL 2020, TOGETHER WITH THE REPORTS OF
THE DIRECTORS AND AUDITOR THEREON
2 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION FOR THE FINANCIAL YEAR ENDED
30 APRIL 2020
3 TO RE-ELECT G BARKER AS A DIRECTOR OF THE Mgmt For For
COMPANY
4 TO RE-ELECT R C PERRINS AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT R J STEARN AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT K WHITEMAN AS A DIRECTOR OF THE Mgmt For For
COMPANY
7 TO RE-ELECT S ELLIS AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO RE-ELECT SIR J ARMITT AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT DAME A NIMMO, DBE AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT V WADLEY, CBE AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT A LI AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT A MYERS AS A DIRECTOR OF THE Mgmt For For
COMPANY
13 TO RE-ELECT D BRIGHTMORE-ARMOUR AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 TO RE-ELECT J TIBALDI AS A DIRECTOR OF THE Mgmt For For
COMPANY
15 TO RE-ELECT P VALLONE AS A DIRECTOR OF THE Mgmt For For
COMPANY
16 TO RE-ELECT P VERNON AS A DIRECTOR OF THE Mgmt For For
COMPANY
17 TO RE-ELECT R DOWNEY AS A DIRECTOR OF THE Mgmt For For
COMPANY
18 TO RE-APPOINT KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
20 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
21 TO DIS-APPLY PRE-EMPTION RIGHTS UP TO 5 Mgmt For For
PERCENT
22 TO DIS-APPLY PRE-EMPTION RIGHTS FOR A Mgmt For For
FURTHER 5 PERCENT FOR THE PURPOSES OF
ACQUISITIONS OR CAPITAL INVESTMENTS
23 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
24 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
25 TO PERMIT EXTRAORDINARY GENERAL MEETINGS TO Mgmt For For
BE CALLED BY NOTICE OF NOT LESS THAN 14
DAYS
--------------------------------------------------------------------------------------------------------------------------
UNITED INTERNET AG Agenda Number: 713931358
--------------------------------------------------------------------------------------------------------------------------
Security: D8542B125
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0005089031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALPH DOMMERMUTH FOR FISCAL YEAR
2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER FRANK KRAUSE FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MARTIN MILDNER FOR FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6.1 ELECT STEFAN RASCH TO THE SUPERVISORY BOARD Mgmt For For
6.2 ELECT ANDREAS SOEFFING TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
CMMT 20 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 20 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 713067420
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMAN.VOTING@BROADRIDGE.COM TO REQUEST THE
NECESSARY FORMS. WHEN REQUESTING FORMS,
PLEASE STATE YOUR PROXYEDGE INSTITUTION ID
TO MAKE SURE YOU RECEIVE THE CORRECT
DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU
ONLY WANT TO VOTE A SUBSET OF YOUR
ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE
VOTED IN ADDITION TO YOUR PROXYEDGE ID.
VOTES INPUT INTO PROXYEDGE WILL BE RECORDED
FOR RECORD KEEPING PURPOSES BUT WILL NOT BE
PROCESSED. PLEASE NOTE THAT THE ORIGINAL
COMPLETED PROXY FORM MUST BE RETURNED TO
THE RESPECTIVE SUB CUSTODIAN BY THE
DEADLINE AS INDICATED ON THE PROXY FORM.
PLEASE NOTE THAT THE VOTE ENTITLEMENT IS
DETERMINED BY THE RECORD DATE. PLEASE NOTE
THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE TO
ENABLE YOU TO LIST ONLY THE VOTE ENTITLED
SHARE AMOUNT ON THE PROXY FORM
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019
2 RESOLUTION ON THE APPROPRIATION OF THE NET Mgmt For For
PROFIT OF VOLKSWAGEN AKTIENGESELLSCHAFT:
EUR 4.80 PER ORDINARY SHARE AND EUR 4.86
PER PREFERRED SHARE
3.1 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: H. DIESS
3.2 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: O. BLUME
3.3 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: J. HEIZMANN
(UNTIL 10.01.2019)
3.4 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: G. KILIAN
3.5 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: A. RENSCHLER
3.6 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: A. SCHOT
3.7 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: S. SOMMER
3.8 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: H.D. WERNER
3.9 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE BOARD OF MANAGEMENT WHO HELD
OFFICE IN FISCAL YEAR 2019: F. WITTER
4.1 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.D. POTSCH
4.2 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: J. HOFMANN
4.3 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.A. AL ABDULLA
4.4 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H. S. AL JABER
4.5 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. ALTHUSMANN
4.6 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. DIETZE
(UNTIL 31.05.19)
4.7 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.-P. FISCHER
4.8 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: M. HEIB
4.9 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: U. HUCK (UNTIL
08.02.19)
4.10 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: J. JARVKLO
4.11 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: U. JAKOB
4.12 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: L. KIESLING
4.13 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: P. MOSCH
4.14 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. MURKOVIC
4.15 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: B. OSTERLOH
4.16 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: H.M. PIECH
4.17 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: F.O. PORSCHE
4.18 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: W. PORSCHE
4.19 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: C. SCHONHARDT
(AS OF 21.06.19)
4.20 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: A. STIMONIARIS
4.21 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: S. WEIL
4.22 RESOLUTION ON THE FORMAL APPROVAL FOR Mgmt For For
FISCAL YEAR 2019 OF THE ACTIONS OF THE
MEMBER OF THE SUPERVISORY BOARD WHO HELD
OFFICE IN FISCAL YEAR 2019: W. WERESCH (AS
OF 21.02.19)
5.1 ELECTION OF A MEMBER OF THE SUPERVISORY Mgmt For For
BOARD: H.A. AL ABDULLA
6 RESOLUTION ON THE AMENDMENT OF ARTICLE Mgmt For For
21(2) SENTENCE 2 OF THE ARTICLES OF
ASSOCIATION (ADAPTATION TO THE AKTIENGESETZ
(AKTG - GERMAN STOCK CORPORATION ACT) AS
AMENDED BY THE SHAREHOLDER RIGHTS DIRECTIVE
II IMPLEMENTATION ACT)
7.1 THE ELECTION OF ERNST & YOUNG GMBH Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER,
AS THE ANNUAL AUDITORS AND GROUP ANNUAL
AUDITORS FOR FISCAL YEAR 2020
7.2 THE ELECTION OF ERNST & YOUNG GMBH Mgmt For For
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, HANOVER,
AS THE AUDITORS TO REVIEW THE CONDENSED
INTERIM CONSOLIDATED FINANCIAL STATEMENTS
AND INTERIM MANAGEMENT REPORT FOR THE
VOLKSWAGEN GROUP FOR THE PERIOD FROM
JANUARY 1 TO SEPTEMBER 30, 2020 AND FOR THE
FIRST THREE MONTHS OF 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458403 DUE TO RECEIPT OF UPDATED
AGENDA WITH SPLITTING OF RESOLUTIONS 3, 4
AND 7. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YANGZIJIANG SHIPBUILDING (HOLDINGS) LTD Agenda Number: 713824945
--------------------------------------------------------------------------------------------------------------------------
Security: Y9728A102
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: SG1U76934819
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020 TOGETHER WITH THE DIRECTORS'
STATEMENT AND AUDITORS' REPORT THEREON
2 TO DECLARE A TAX EXEMPT (ONE-TIER) FINAL Mgmt For For
DIVIDEND OF SGD 0.045 PER ORDINARY SHARES
IN RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF SGD 182,000 FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2020
4 TO RE-ELECT MR REN LETIAN AS DIRECTOR Mgmt For For
5 TO RE-ELECT MR SONG SHUMING AS DIRECTOR Mgmt For For
6 TO RE-ELECT MR TOE TEOW HENG AS DIRECTOR Mgmt For For
7 TO RE-ELECT MR CHEN TIMOTHY TECK-LENG @ Mgmt For For
CHEN TECK LENG AS DIRECTOR
8 TO APPROVE THE CONTINUED APPOINTMENT OF MR Mgmt For For
TEO YI-DAR (ZHANG YIDA) AS AN INDEPENDENT
DIRECTOR, FOR PURPOSES OF RULE
210(5)(D)(III)(A) OF THE SGX-ST (WHICH WILL
TAKE EFFECT FROM 1 JANUARY 2022)
9 TO APPROVE THE CONTINUED APPOINTMENT OF MR Mgmt For For
TEO YI-DAR (ZHANG YIDA) AS AN INDEPENDENT
DIRECTOR, FOR PURPOSES OF RULE
210(5)(D)(III)(B) OF THE LISTING MANUAL OF
THE SGX-ST (WHICH WILL TAKE EFFECT FROM 1
JANUARY 2022)
10 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITORS AND TO AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
11 TO AUTHORISE DIRECTORS TO ALLOT AND ISSUE Mgmt For For
SHARES
12 TO RENEW THE SHARE PURCHASE MANDATE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713888684
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING APPROVE NOTICE OF MEETING AND Mgmt For For
AGENDA
2 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20.00 PER SHARE
4 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
5 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
6 APPROVE REMUNERATION OF AUDITORS Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 690 ,000 FOR THE CHAIRMAN,
NOK 412,000 FOR THE VICE CHAIRMAN, AND NOK
363 ,000 FOR THE OTHER DIRECTORS APPROVE
COMMITTEE FEES
8 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
9 APPROVE NOK 22.8 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION AND
REDEMPTION
10 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
11 AMEND ARTICLES RE: ELECTRONIC GENERAL Mgmt For For
MEETINGS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
Alpha Architect International Quantitative Momentum ETF
--------------------------------------------------------------------------------------------------------------------------
A.P. MOELLER - MAERSK A/S Agenda Number: 713626313
--------------------------------------------------------------------------------------------------------------------------
Security: K0514G101
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: DK0010244508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
A REPORT ON THE ACTIVITIES OF THE COMPANY Non-Voting
DURING THE PAST FINANCIAL YEAR
B SUBMISSION OF THE AUDITED ANNUAL REPORT FOR Non-Voting
ADOPTION
C RESOLUTION TO GRANT DISCHARGE TO DIRECTORS Non-Voting
D RESOLUTION ON APPROPRIATION OF PROFIT, Non-Voting
INCLUDING THE AMOUNT OF DIVIDENDS, OR
COVERING OF LOSS IN ACCORDANCE WITH THE
ADOPTED ANNUAL REPORT: THE BOARD PROPOSES
PAYMENT OF A DIVIDEND OF DKK 330 PER SHARE
OF DKK 1,000
E SUBMISSION OF THE REMUNERATION REPORT FOR Non-Voting
ADOPTION
F THE BOARD PROPOSES THAT THE GENERAL MEETING Non-Voting
AUTHORISES THE BOARD TO ALLOW THE COMPANY
TO ACQUIRE OWN SHARES ON AN ONGOING BASIS
TO THE EXTENT THAT THE NOMINAL VALUE OF THE
COMPANY'S TOTAL HOLDING OF OWN SHARES AT NO
TIME EXCEEDS 15% OF THE COMPANY'S SHARE
CAPITAL. THE PURCHASE PRICE MUST NOT
DEVIATE BY MORE THAN 10% FROM THE PRICE
QUOTED ON NASDAQ COPENHAGEN ON THE DATE OF
THE ACQUISITION. THIS AUTHORISATION SHALL
BE IN FORCE UNTIL 30 APRIL 2023
G.I RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: BERNARD L. BOT
G.II RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: MARC ENGEL
G.III RE-ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: ARNE KARLSSON
G.IV ELECTION OF MEMBER FOR THE BOARD OF Non-Voting
DIRECTOR: AMPARO MORALEDA
H THE BOARD PROPOSES RE-ELECTION OF: Non-Voting
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
I.1 THE BOARD PROPOSES THAT THE COMPANY'S BOARD Non-Voting
BE AUTHORISED TO DECLARE EXTRAORDINARY
DIVIDEND
I.2 THE BOARD PROPOSES THAT THE COMPANY'S SHARE Non-Voting
CAPITAL BE DECREASED IN ACCORDANCE WITH THE
COMPANY'S SHARE BUY-BACK PROGRAMME
I.3.I THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION:
SIMPLIFICATION OF ART. 1 AND AMENDMENT OF
THE OBJECTS CLAUSE
I.3II THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: REQUIREMENT
FOR DIRECTORS TO HOLD SHARES TO BE DELETED
(ART. 3)
I3III THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: THE DANISH
WORD "AFGORELSER" TO BE CHANGED TO
"BESLUTNINGER" [IN ENGLISH "DECISIONS"]
(ART. 6)
I.3IV THE BOARD PROPOSES THE FOLLOWING AMENDMENTS Non-Voting
TO THE ARTICLES OF ASSOCIATION: DELETION OF
ART. 15.1
I.4 THE BOARD PROPOSES THAT THE BOARD OF Non-Voting
DIRECTORS BE AUTHORIZED TO DECIDE THAT A
GENERAL MEETING CAN BE HELD COMPLETELY
ELECTRONICALLY
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713974219
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ANNUAL REPORT; MANAGEMENT BOARD Non-Voting
REMUNERATION; SUPERVISORY BOARD
REMUNERATION; ADOPTION OF THE ANNUAL
ACCOUNTS; DIVIDEND POLICY; DETERMINATION OF
DIVIDEND
2.a. DISCUSSION OF THE MANAGEMENT BOARD'S REPORT Non-Voting
AND THE SUPERVISORY BOARD'S REPORT FOR THE
PAST FINANCIAL YEAR. THE MANAGEMENT BOARD
WILL GIVE A PRESENTATION ON THE PERFORMANCE
OF THE COMPANY IN 2020. FURTHERMORE, THE
SUPERVISORY BOARD'S REPORT AND ACCOUNTANT
STATEMENTS WILL BE DISCUSSED
2.b. DISCUSSION OF THE REMUNERATION REPORT OVER Mgmt For For
THE YEAR 2020 INCLUDING THE MANAGEMENT
BOARD AND SUPERVISORY BOARD'S REMUNERATION
FOR THE PAST FINANCIAL YEAR. PLEASE REFER
TO THE REMUNERATION REPORT FOR THE
FINANCIAL YEAR 2020 (IN ACCORDANCE WITH THE
COMPANY'S EXISTING REMUNERATION POLICY AS
APPROVED BY THE GENERAL MEETING OF
SHAREHOLDERS WHICH WAS HELD ON 26 MAY 2020)
INCLUDED IN OUR ANNUAL REPORT ON PAGE 88,
AS PUBLISHED ON OUR WEBSITE
2.c. IT IS PROPOSED TO ADOPT THE ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR 2020 AS DRAWN UP BY
THE MANAGEMENT BOARD AND SIGNED BY THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD.
PRICEWATERHOUSECOOPERS N.V. (PWC) HAS
AUDITED THE ANNUAL ACCOUNTS AND HAS ISSUED
AN UNQUALIFIED AUDITOR'S REPORT
2.d. DISCUSSION OF THE POLICY ON DIVIDEND, Non-Voting
RESERVATIONS AND DISTRIBUTIONS. PLEASE
REFER TO THE DIVIDEND POLICY PUBLISHED ON
THE COMPANY'S WEBSITE, AS FURTHER REFERRED
TO ON PAGE 128 OF THE ANNUAL REPORT FOR THE
FINANCIAL YEAR 2020. IN ACCORDANCE WITH THE
ARTICLES OF ASSOCIATION OF THE COMPANY, THE
MANAGEMENT BOARD, WITH THE APPROVAL OF THE
SUPERVISORY BOARD, DECIDED TO ALLOCATE THE
PROFITS FOR THE FINANCIAL YEAR 2020 TO THE
RESERVES OF THE COMPANY
3. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD (IN 2020 BEING PIETER
VAN DER DOES (CEO), ARNOUT SCHUIJFF (CTO),
INGO UYTDEHAAGE (CFO), ROELANT PRINS (CCO),
MARITTE SWART (CLCO) AND KAMRAN ZAKI (COO))
FROM LIABILITY IN RESPECT OF THE
PERFORMANCE OF THEIR MANAGEMENT DUTIES TO
THE EXTENT THAT SUCH PERFORMANCE IS
APPARENT FROM THE ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR 2020 OR HAS BEEN OTHERWISE
DISCLOSED TO THE GENERAL MEETING BEFORE THE
RESOLUTION IS ADOPTED. IT IS FURTHERMORE
PROPOSED TO DISCHARGE THE MEMBERS OF THE
MANAGEMENT BOARD WHO RESIGNED IN THE COURSE
OF 2020 (BEING JOOP WIJN (FORMER CSRO) AND
SAM HALSE (FORMER COO)) FROM LIABILITY FOR
MANAGEMENT DUTIES PERFORMED IN THE
FINANCIAL YEAR 2020 UNTIL THEIR EFFECTIVE
DATE OF RESIGNATION
4. IT IS PROPOSED TO DISCHARGE THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD (IN 2020 BEING PIERO
OVERMARS, DELFIN RUEDA, JOEP VAN BEURDEN
AND PAMELA JOSEPH) FROM LIABILITY IN
RESPECT OF THE PERFORMANCE OF THEIR
SUPERVISORY DUTIES TO THE EXTENT THAT SUCH
PERFORMANCE IS APPARENT FROM THE ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR 2020 OR HAS
BEEN OTHERWISE DISCLOSED TO THE GENERAL
MEETING BEFORE THE RESOLUTION IS ADOPTED
5. PROPOSAL REAPPOINTMENT INGO JEROEN Mgmt For For
UYTDEHAAGE AS MEMBER OF THE MANAGEMENT
BOARD WITH THE TITLE CHIEF FINANCIAL
OFFICER
6. PROPOSAL REAPPOINTMENT DELFIN RUEDA ARROYO Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
7. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD S APPROVAL, TO ISSUE
ORDINARY SHARES OR TO GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES FOR A PERIOD
OF 18 MONTHS FROM THE DATE OF THIS GENERAL
MEETING UP TO 10% OF THE TOTAL NUMBER OF
SHARES ISSUED AT THE TIME OF THE GENERAL
MEETING FOR ANY PURPOSES. ONCE THIS
AUTHORIZATION IS APPROVED, THIS WILL
REPLACE THE CURRENT AUTHORIZATIONS. ONCE
APPROVED, THE AUTHORIZATION CANNOT BE
REVOKED
8. IT IS PROPOSED TO RENEW THE AUTHORITY OF Mgmt For For
THE MANAGEMENT BOARD, SUBJECT TO THE
SUPERVISORY BOARD'S APPROVAL, TO RESTRICT
OR EXCLUDE APPLICABLE PRE-EMPTIVE RIGHTS
WHEN ISSUING ORDINARY SHARES OR GRANTING
RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS
SET OUT IN ITEM 7 ABOVE FOR A PERIOD OF 18
MONTHS FROM THE DATE OF THIS GENERAL
MEETING. ONCE THIS AUTHORIZATION IS
APPROVED, THIS WILL REPLACE THE CURRENT
AUTHORIZATIONS. ONCE APPROVED, THE
AUTHORIZATION CANNOT BE REVOKED
9. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
10. IN ACCORDANCE WITH THE RECOMMENDATIONS OF Mgmt For For
THE AUDIT COMMITTEE, THE SUPERVISORY BOARD
PROPOSES TO REAPPOINT PWC AS EXTERNAL
AUDITOR OF THE COMPANY FOR THE CURRENT
FINANCIAL YEAR
11. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 713842121
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT JEAN-PAUL LUKSIC AS DIRECTOR Mgmt For For
5 RE-ELECT OLLIE OLIVEIRA AS DIRECTOR Mgmt For For
6 RE-ELECT RAMON JARA AS DIRECTOR Mgmt For For
7 RE-ELECT JUAN CLARO AS DIRECTOR Mgmt For For
8 RE-ELECT ANDRONICO LUKSIC AS DIRECTOR Mgmt For For
9 RE-ELECT VIVIANNE BLANLOT AS DIRECTOR Mgmt For For
10 RE-ELECT JORGE BANDE AS DIRECTOR Mgmt For For
11 RE-ELECT FRANCISCA CASTRO AS DIRECTOR Mgmt For For
12 RE-ELECT MICHAEL ANGLIN AS DIRECTOR Mgmt For For
13 RE-ELECT TONY JENSEN AS DIRECTOR Mgmt For For
14 ELECT DIRECTOR APPOINTED BETWEEN 24 MARCH Mgmt For For
2021 AND 12 MAY 2021
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
16 AUTHORISE THE AUDIT AND RISK COMMITTEE TO Mgmt For For
FIX REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 713850661
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: CLS
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, THIS SEPARATE MEETING OF THE HOLDERS Mgmt For For
OF THE ORDINARY SHARES OF 5P EACH IN THE
CAPITAL OF THE COMPANY (THE "ORDINARY
SHARES") HEREBY SANCTIONS AND CONSENTS TO
THE PASSING AND IMPLEMENTATION OF
RESOLUTION 22 SET OUT IN THE NOTICE DATED
24 MARCH 2021 CONVENING THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR 12 MAY 2021 ,
AND SANCTIONS AND CONSENTS TO ANY VARIATION
OR ABROGATION OF THE RIGHTS ATTACHING TO
THE ORDINARY SHARES WHICH IS OR MAY BE
EFFECTED BY OR INVOLVED IN THE PASSING OR
IMPLEMENTATION OF THE SAID RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 713687234
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING Non-Voting
2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND Non-Voting
3.a ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2020
3.b PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2020,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.c CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
3.d PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For
THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE
4 DISCHARGE Non-Voting
4.a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2020
4.b PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2020
5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
7. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR THE SUPERVISORY
BOARD
8. COMPOSITION OF THE BOARD OF MANAGEMENT Non-Voting
9. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting
9.a PROPOSAL TO APPOINT MS. B. CONIX AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
9.b COMPOSITION OF THE SUPERVISORY BOARD IN Non-Voting
2022
10. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2022: KPMG Accountants N.V.
11. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS
11.a AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% FOR GENERAL PURPOSES
11.b AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 A)
11.c AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES UP TO 5% IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES
11.d AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN
CONNECTION WITH AGENDA ITEM 11 C)
12. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting
MANAGEMENT TO REPURCHASE ORDINARY SHARES UP
TO 20% OF THE ISSUED SHARE CAPITAL
12.a AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For
UP TO 10% OF THE ISSUED SHARE CAPITAL
12.b AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
13. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
14. ANY OTHER BUSINESS Non-Voting
15. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING
OF ALL RESOLUTIONS.. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAr 2021: Deletion of comment Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AVANZA BANK HOLDING AB Agenda Number: 713621995
--------------------------------------------------------------------------------------------------------------------------
Security: W1R78Z269
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: SE0012454072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPOINTMENT OF THE CHAIRMAN FOR THE Non-Voting
MEETING: THE NOMINATION COMMITTEE,
COMPRISING THE CHAIRMAN OF THE BOARD, SVEN
HAGSTROMER REPRESENTING THE HAGSTROMER
FAMILY WITH COMPANIES, ERIK TORNBERG
REPRESENTING CREADES AB, MORITZ SITTE
REPRESENTING BAILLIE GIFFORD & CO AND SEAN
BARRETT REPRESENTING HMI CAPITAL
MANAGEMENT, L.P., PROPOSES THAT SVEN
HAGSTROMER IS APPOINTED CHAIRMAN OF THE
GENERAL MEETING
2 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO ATTEST Non-Voting
THE MINUTES: THE BOARD OF DIRECTORS
PROPOSES THAT THE GENERAL MEETING ELECTS
PER COLLEEN, REPRESENTING THE FOURTH
SWEDISH NATIONAL PENSION FUND (FJARDE
AP-FONDEN), AND PETER GUVE, REPRESENTING
AMF, TO ATTEST THE MINUTES, OR IF THESE
PERSONS ARE UNAVAILABLE, ONE OR TWO
PERSONS, WHO ARE NOT BOARD MEMBERS OR
EMPLOYEES OF THE COMPANY, PROPOSED BY THE
CHAIRMAN
5 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT, THE Non-Voting
AUDITOR'S REPORT, THE CONSOLIDATED ACCOUNTS
AND AUDITOR'S REPORT FOR THE FINANCIAL YEAR
OF 2020
7.A RESOLUTION ON ADOPTING THE PROFIT AND LOSS Mgmt For For
STATEMENT AND THE BALANCE SHEET AND THE
CONSOLIDATED PROFIT AND LOSS STATEMENT AND
BALANCE SHEET
7.B RESOLUTION ON ALLOCATION OF THE COMPANY'S Mgmt For For
PROFIT OR LOSS ACCORDING TO THE ADOPTED
BALANCE SHEET: THE BOARD OF DIRECTORS AND
THE MANAGING DIRECTOR PROPOSE THAT THE
GENERAL MEETING RESOLVES UPON A DIVIDEND OF
SEK 0.85 PER SHARE TO THE COMPANY'S
SHAREHOLDERS
7.C.1 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: MAGNUS DYBECK
7.C.2 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: CATHARINA EKLOF
7.C.3 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: VIKTOR FRITZEN
7.C.4 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: JONAS HAGSTROMER
7.C.5 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: SVEN HAGSTROMER
7.C.6 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: BIRGITTA KLASEN
7.C.7 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: MATTIAS MIKSCHE
7.C.8 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: JOHAN ROOS
7.C.9 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: HANS TOLL
7.C10 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: JACQUELINE WINBERG
7.C11 RESOLUTION ON DISCHARGE FROM LIABILITY FOR Mgmt For For
THE DIRECTOR OF THE BOARD AND THE MANAGING
DIRECTOR: RIKARD JOSEFSON (MANAGING
DIRECTOR)
8 RESOLUTION ON THE NUMBER OF DIRECTORS OF Mgmt For For
THE BOARD TO BE APPOINTED: THE NOMINATION
COMMITTEE PROPOSES THAT THE GENERAL MEETING
RESOLVES THAT THE BOARD OF DIRECTORS, FOR
THE PERIOD UNTIL THE NEXT ANNUAL GENERAL
MEETING SHALL CONSIST OF NINE BOARD MEMBERS
WITHOUT DEPUTY BOARD MEMBERS
9.1 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: THE
NOMINATION COMMITTEE'S PROPOSAL THAT
REMUNERATION OF SEK 460,000 SHALL BE PAID
TO EACH OF THE BOARD MEMBERS EXCEPT SVEN
HAGSTROMER (CHAIRMAN), JONAS HAGSTROMER AND
MAGNUS DYBECK
9.2 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: THE
NOMINATION COMMITTEE'S PROPOSAL THAT
REMUNERATION OF SEK 368,000 SHALL BE PAID
TO EACH OF THE BOARD MEMBERS SVEN
HAGSTROMER (CHAIRMAN), JONAS HAGSTROMER AND
MAGNUS DYBECK
9.3 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: FOR WORK IN
THE AUDIT, RISK AND CAPITAL COMMITTEE,
REMUNERATION OF SEK 225,000 SHALL BE PAID
TO THE COMMITTEE'S CHAIRMAN IN ADDITION TO
THE BOARD REMUNERATION
9.4 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: FOR WORK IN
THE AUDIT, RISK AND CAPITAL COMMITTEE,
REMUNERATION OF SEK 100,000 SHALL BE PAID
TO EACH OF THE MEMBERS IN THE COMMITTEE IN
ADDITION TO THE BOARD REMUNERATION
9.5 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: FOR WORK IN
THE CREDIT COMMITTEE, REMUNERATION OF SEK
54,500 SHALL BE PAID TO EACH OF THE MEMBERS
IN THE COMMITTEE IN ADDITION TO THE BOARD
REMUNERATION
9.6 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: FOR WORK IN
THE REMUNERATION COMMITTEE, REMUNERATION OF
SEK 44,000 SHALL BE PAID TO EACH OF THE
MEMBERS IN THE COMMITTEE IN ADDITION TO THE
BOARD REMUNERATION
9.7 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE DIRECTOR OF THE BOARD: FOR WORK IN
THE IT COMMITTEE, REMUNERATION OF SEK
44,000 SHALL BE PAID TO EACH OF THE MEMBERS
IN THE COMMITTEE IN ADDITION TO THE BOARD
REMUNERATION
10 RESOLUTION TO ESTABLISH THE REMUNERATION Mgmt For For
FOR THE AUDITOR
11.1 APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MAGNUS DYBECK (RE-ELECTION)
11.2 APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
CATHARINA EKLOF (RE-ELECTION)
11.3 APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
VIKTOR FRITZEN (RE-ELECTION)
11.4 APPOINTMENT OF THE BOARD OF DIRECTOR: JONAS Mgmt For For
HAGSTROMER (RE-ELECTION)
11.5 APPOINTMENT OF THE BOARD OF DIRECTOR: SVEN Mgmt For For
HAGSTROMER (RE-ELECTION)
11.6 APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
MATTIAS MIKSCHE (RE-ELECTION)
11.7 APPOINTMENT OF THE BOARD OF DIRECTOR: JOHAN Mgmt For For
ROOS (RE-ELECTION)
11.8 APPOINTMENT OF THE BOARD OF DIRECTOR: HANS Mgmt For For
TOLL (RE-ELECTION)
11.9 APPOINTMENT OF THE BOARD OF DIRECTOR: Mgmt For For
LEEMON WU (NEW ELECTION)
12 APPOINTMENT OF SVEN HAGSTROMER AS CHAIRMAN Mgmt For For
OF THE BOARD OF DIRECTORS (REELECTION)
13 APPOINTMENT OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES THAT THE GENERAL MEETING
RE-ELECTS KPMG AS THE COMPANY'S AUDITOR FOR
THE PERIOD UNTIL THE CONCLUSION OF THE 2022
ANNUAL GENERAL MEETING
14 RESOLUTION TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION
15.A RESOLUTION ON ISSUANCE OF WARRANTS INTENDED Mgmt For For
FOR THE INCENTIVE PROGRAM FOR EMPLOYEES,
SERIES 2021/2024
15.B RESOLUTION ON ISSUANCE OF WARRANTS INTENDED Mgmt For For
FOR THE INCENTIVE PROGRAM FOR EMPLOYEES,
SERIES 2022/2025
15.C RESOLUTION ON ISSUANCE OF WARRANTS INTENDED Mgmt For For
FOR THE INCENTIVE PROGRAM FOR EMPLOYEES,
SERIES 2023/2026
16 RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ACQUIRE THE COMPANY'S OWN
SHARES
17 APPROVAL OF REMUNERATION REPORT Mgmt For For
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
BAYCURRENT CONSULTING,INC. Agenda Number: 714130779
--------------------------------------------------------------------------------------------------------------------------
Security: J0433F103
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: JP3835250006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Abe, Yoshiyuki Mgmt For For
2.2 Appoint a Director Ikehira, Kentaro Mgmt For For
2.3 Appoint a Director Nakamura, Kosuke Mgmt For For
2.4 Appoint a Director Sekiguchi, Satoshi Mgmt For For
2.5 Appoint a Director Shoji, Toshimune Mgmt For For
2.6 Appoint a Director Sato, Shintaro Mgmt For For
3 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
--------------------------------------------------------------------------------------------------------------------------
CAPCOM CO.,LTD. Agenda Number: 714183439
--------------------------------------------------------------------------------------------------------------------------
Security: J05187109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3218900003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Kenzo
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsujimoto,
Haruhiro
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Miyazaki,
Satoshi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Egawa, Yoichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nomura,
Kenkichi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Muranaka, Toru
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mizukoshi,
Yutaka
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kotani, Wataru
--------------------------------------------------------------------------------------------------------------------------
CERES POWER HOLDINGS PLC Agenda Number: 714200386
--------------------------------------------------------------------------------------------------------------------------
Security: G2091U128
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: GB00BG5KQW09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 REAPPOINT BDO LLP AS AUDITORS AND AUTHORISE Mgmt For For
THEIR REMUNERATION
3 ELECT WILLIAM BROWN AS DIRECTOR Mgmt For For
4 RE-ELECT PHILIP CALDWELL AS DIRECTOR Mgmt For For
5 RE-ELECT STEPHEN CALLAGHAN AS DIRECTOR Mgmt For For
6 RE-ELECT AIDAN HUGHES AS DIRECTOR Mgmt For For
7 AUTHORISE ISSUE OF EQUITY Mgmt For For
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
--------------------------------------------------------------------------------------------------------------------------
CHANGE INC. Agenda Number: 713436865
--------------------------------------------------------------------------------------------------------------------------
Security: J0625Q107
Meeting Type: AGM
Meeting Date: 25-Dec-2020
Ticker:
ISIN: JP3507750002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Details of the Compensation to be Mgmt For For
received by Directors
2 Approve Reduction of Capital Reserve Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DAIFUKU CO.,LTD. Agenda Number: 714295979
--------------------------------------------------------------------------------------------------------------------------
Security: J08988107
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3497400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Geshiro, Hiroshi Mgmt For For
1.2 Appoint a Director Honda, Shuichi Mgmt For For
1.3 Appoint a Director Sato, Seiji Mgmt For For
1.4 Appoint a Director Hayashi, Toshiaki Mgmt For For
1.5 Appoint a Director Nobuta, Hiroshi Mgmt For For
1.6 Appoint a Director Ozawa, Yoshiaki Mgmt For For
1.7 Appoint a Director Sakai, Mineo Mgmt For For
1.8 Appoint a Director Kato, Kaku Mgmt For For
1.9 Appoint a Director Kaneko, Keiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DOMINO'S PIZZA ENTERPRISES LTD Agenda Number: 713161773
--------------------------------------------------------------------------------------------------------------------------
Security: Q32503106
Meeting Type: AGM
Meeting Date: 04-Nov-2020
Ticker:
ISIN: AU000000DMP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For
2 ELECTION OF DOREEN HUBER AS NON-EXECUTIVE Mgmt For For
DIRECTOR
3 RE-ELECTION OF GRANT BOURKE AS Mgmt For For
NON-EXECUTIVE DIRECTOR
4 APPROVAL FOR GRANT OF DEFERRED EQUITY Mgmt For For
COMPONENT OF STI TO MANAGING DIRECTOR
5 APPROVAL FOR GRANT OF LONG TERM INCENTIVE Mgmt For For
OPTIONS TO MANAGING DIRECTOR
6 AMENDMENT OF CONSTITUTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENCAVIS AG Agenda Number: 713956588
--------------------------------------------------------------------------------------------------------------------------
Security: D2R4PT120
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0006095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.28 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED KRUEPER FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ALEXANDER STUHLMANN FOR FISCAL YEAR
2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CORNELIUS LIEDTKE FOR FISCAL YEAR
2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ALBERT BUELL FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRITZ VAHRENHOLT FOR FISCAL YEAR
2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CHRISTINE SCHEEL FOR FISCAL YEAR
2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER HEIDECKER FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HENNING KREKE FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARCUS SCHENCK FOR FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT CHRISTINE SCHEEL TO THE SUPERVISORY Mgmt For For
BOARD
8.2 ELECT ROLF SCHMITZ TO THE SUPERVISORY BOARD Mgmt For For
9 APPROVE CANCELLATION OF CONDITIONAL CAPITAL Mgmt For For
III
10 APPROVE CREATION OF EUR 27.7 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
12 APPROVE AFFILIATION AGREEMENT WITH ENCAVIS Mgmt For For
GMBH
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713039318
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: EGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF
NEW SHARES
8 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713495819
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: EGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 PREPARATION AND APPROVAL OF VOTING REGISTER Non-Voting
4 APPROVAL OF AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE MEETING
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7 RESOLUTION ON AN INCENTIVE PROGRAMME BY WAY Mgmt For For
OF A DIRECTED ISSUE OF WARRANTS WITH A
SUBSEQUENT TRANSFER TO THE PARTICIPANTS
8 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
EVOLUTION GAMING GROUP AB Agenda Number: 713746420
--------------------------------------------------------------------------------------------------------------------------
Security: W3287P115
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: SE0012673267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING: Non-Voting
FREDRIK PALM
3.A ELECTION OF ONE PERSON TO VERIFY THE Non-Voting
MINUTES OF THE MEETING: OSSIAN EKDAHL
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF AGENDA Non-Voting
6 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON THE DISPOSITION OF THE Mgmt For For
COMPANY'S PROFIT OR LOSS AS SHOWN IN THE
ADOPTED BALANCE SHEET: THE BOARD OF
DIRECTORS PROPOSES A DIVIDEND OF EUR 0.68
PER SHARE AND THAT TUESDAY 20 APRIL 2021 IS
THE RECORD DATE FOR RECEIVING THE DIVIDEND
7CI RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: JENS VON BAHR
7CII RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: JOEL CITRON
7CIII RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: JONAS ENGWALL
7CIV RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: CECILIA LAGER
7CV RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: IAN LIVINGSTONE
7CVI RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: FREDRIK OSTERBERG
7CVII RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
MEMBER OF THE BOARD AND THE MANAGING
DIRECTOR: MARTIN CARLESUND
8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD OF DIRECTORS TO BE ELECTED: FIVE
BOARD MEMBERS BE ELECTED
9 DETERMINATION OF THE FEES TO BE PAID TO THE Mgmt For For
BOARD OF DIRECTORS
10.A1 ELECTION OF THE BOARD OF DIRECTOR: JENS VON Mgmt For For
BAHR
10.A2 ELECTION OF THE BOARD OF DIRECTOR: JOEL Mgmt For For
CITRON
10.A3 ELECTION OF THE BOARD OF DIRECTOR: JONAS Mgmt For For
ENGWALL
10.A4 ELECTION OF THE BOARD OF DIRECTOR: IAN Mgmt For For
LIVINGSTONE
10.A5 ELECTION OF THE BOARD OF DIRECTOR: FREDRIK Mgmt For For
OSTERBERG
10.B ELECTION OF JENS VON BAHR AS CHAIRMAN OF Mgmt For For
THE BOARD OF DIRECTORS
11 DETERMINATION OF FEES TO BE PAID TO THE Mgmt For For
AUDITOR
12 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For
COMMITTEE PROPOSES, IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, THAT THE
REGISTERED ACCOUNTING FIRM OHRLINGS
PRICEWATERHOUSECOOPERS AB BE RE-ELECTED AS
AUDITOR FOR THE PERIOD UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING 2022. OHRLINGS
PRICEWATERHOUSECOOPERS AB HAS INFORMED THE
NOMINATION COMMITTEE THAT THE AUTHORISED
PUBLIC ACCOUNTANT JOHAN ENGSTAM WILL BE
APPOINTED AS AUDITOR-IN-CHARGE IF OHRLINGS
PRICEWATERHOUSECOOPERS AB IS RE-ELECTED AS
AUDITOR
13 RESOLUTION ON THE INSTRUCTION TO THE Mgmt For For
NOMINATION COMMITTEE
14 RESOLUTION ON THE REMUNERATION REPORT Mgmt For For
15 RESOLUTION ON AMENDMENTS TO SECTION 1 OF Mgmt For For
THE ARTICLES OF ASSOCIATION
16.A RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ACQUIRE OWN SHARES
16.B RESOLUTION ON AUTHORIZATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO TRANSFER OWN SHARES
17 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO ISSUE SHARES, WARRANTS AND
CONVERTIBLE DEBT
18 RESOLUTION ON AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO RE-PURCHASE WARRANTS
19 CLOSING OF THE MEETING Non-Voting
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 532298 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
EVRAZ PLC Agenda Number: 714170141
--------------------------------------------------------------------------------------------------------------------------
Security: G33090104
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: GB00B71N6K86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS' REPORT AND THE Mgmt For For
ACCOUNTS FOR THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO APPROVE THE ANNUAL REMUNERATION REPORT Mgmt For For
SET OUT ON PAGES 127 - 139 OF THE 2020
ANNUAL REPORT AND ACCOUNTS
3 TO RE-ELECT ALEXANDER ABRAMOV AS A Mgmt For For
NON-INDEPENDENT DIRECTOR
4 TO RE-ELECT ALEXANDER FROLOV AS A Mgmt For For
NON-INDEPENDENT DIRECTOR
5 TO RE-ELECT EUGENE SHVIDLER AS A Mgmt For For
NON-INDEPENDENT DIRECTOR
6 TO RE-ELECT EUGENE TENENBAUM AS A Mgmt For For
NON-INDEPENDENT DIRECTOR
7 TO RE-ELECT KARL GRUBER AS A INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT DEBORAH GUDGEON AS A Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
9 TO RE-ELECT ALEXANDER IZOSIMOV AS A Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
10 TO RE-ELECT SIR MICHAEL PEAT AS A Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
11 TO ELECT STEPHEN ODELL AS A INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO ELECT JAMES RUTHERFORD AS A INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO ELECT SANDRA STASH AS A INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
14 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
OF THE COMPANY TO HOLD OFFICE FROM THE
CONCLUSION OF THIS AGM UNTIL THE CONCLUSION
OF THE NEXT AGM AT WHICH ACCOUNTS ARE LAID
BEFORE THE COMPANY
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
AUDITORS
16 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
SHARE ISSUES WHOLLY FOR CASH
18 DISAPPLICATION OF PRE-EMPTION RIGHTS FOR Mgmt For For
SHARE ISSUES WHOLLY FOR CASH AND USED ONLY
FOR FINANCING ACQUISITIONS OR CAPITAL
INVESTMENTS
19 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
20 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD Agenda Number: 713181016
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt No vote
2 RE-ELECTION OF DR ANDREW FORREST AO Mgmt No vote
3 RE-ELECTION OF MR MARK BARNABA AM Mgmt No vote
4 RE-ELECTION OF MS PENNY BINGHAM-HALL Mgmt No vote
5 RE-ELECTION OF MS JENNIFER MORRIS OAM Mgmt No vote
6 PARTICIPATION IN THE FORTESCUE METALS GROUP Mgmt No vote
LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH
GAINES
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt No vote
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
HELLOFRESH SE Agenda Number: 713956576
--------------------------------------------------------------------------------------------------------------------------
Security: D3R2MA100
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: DE000A161408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 RE-ELECT JOHN RITTENHOUSE TO THE Mgmt For For
SUPERVISORY BOARD
6.2 RE-ELECT URSULA RADEKE-PIETSCH TO THE Mgmt For For
SUPERVISORY BOARD
6.3 RE-ELECT DEREK ZISSMAN TO THE SUPERVISORY Mgmt For For
BOARD
6.4 RE-ELECT SUSANNE SCHROETER CROSSAN TO THE Mgmt For For
SUPERVISORY BOARD
6.5 RE-ELECT STEFAN SMALLA TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND CORPORATE PURPOSE Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt For For
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE CREATION OF EUR 13.6 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION APPROVE CREATION OF
EUR 17.4 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
INDUTRADE AB Agenda Number: 713356841
--------------------------------------------------------------------------------------------------------------------------
Security: W4939U106
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: SE0001515552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 468785 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 7. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF A CHAIR TO PRESIDE OVER THE Non-Voting
MEETING
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF PERSONS TO VERIFY THE MINUTES Non-Voting
6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
7.A RESOLUTION ON THE BOARDS PROPOSALS Mgmt For For
REGARDING: AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
7.B RESOLUTION ON THE BOARDS PROPOSALS Mgmt For For
REGARDING: BONUS ISSUE
8 CLOSING OF THE EXTRAORDINARY GENERAL Non-Voting
MEETING
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
KINDRED GROUP PLC Agenda Number: 713869280
--------------------------------------------------------------------------------------------------------------------------
Security: X4S1CH103
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: SE0007871645
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE THE REGISTER OF Non-Voting
SHAREHOLDERS ENTITLED TO VOTE
4 APPROVE AGENDA Non-Voting
5 DESIGNATE INSPECTOR OR SHAREHOLDER Non-Voting
REPRESENTATIVE(S) OF MINUTES OF MEETING
6 DETERMINE WHETHER THE MEETING HAS BEEN DULY Non-Voting
CONVENED
7 STATEMENT BY CEO Non-Voting
8 APPROVE DIVIDENDS Mgmt For For
9 ACCEPT CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
10 APPROVE REMUNERATION REPORT Mgmt For For
11 FIX NUMBER OF DIRECTORS Mgmt For For
12 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
13 RE-ELECT PETER BOGGS AS DIRECTOR Mgmt For For
14 RE-ELECT GUNNEL DUVEBLAD AS DIRECTOR Mgmt For For
15 RE-ELECT ERIK FORSBERG AS DIRECTOR Mgmt For For
16 RE-ELECT CARL-MAGNUS MANSSON AS DIRECTOR Mgmt For For
17 ELECT EVERT CARLSSON AS DIRECTOR Mgmt For For
18 ELECT FREDRIK PEYRON AS DIRECTOR Mgmt For For
19 ELECT HEIDI SKOGSTER AS DIRECTOR Mgmt For For
20 APPOINT EVERT CARLSSON AS BOARD CHAIR Mgmt For For
21 APPROVE PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION
22 APPROVE GUIDELINES ON ELECTING NOMINATION Mgmt For For
COMMITTEE
23 APPROVE REMUNERATION POLICY Mgmt For For
24 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
25 APPROVE REDUCTION IN SHARE CAPITAL VIA Mgmt For For
SHARE CANCELLATION
26 CLOSE MEETING Non-Voting
CMMT 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A
TRANSFER OF THE RELEVANT CDIS TO THE ESCROW
ACCOUNT SPECIFIED IN THE ASSOCIATED
CORPORATE EVENT IN THE CREST SYSTEM. THIS
TRANSFER WILL NEED TO BE COMPLETED BY THE
SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS
TRANSFER HAS SETTLED, THE CDIS WILL BE
BLOCKED IN THE CREST SYSTEM. THE CDIS WILL
BE RELEASED FROM ESCROW AS SOON AS
PRACTICABLE ON THE BUSINESS DAY PRIOR TO
MEETING DATE UNLESS OTHERWISE SPECIFIED. IN
ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED
POSITION MUST BE BLOCKED IN THE REQUIRED
ESCROW ACCOUNT IN THE CREST SYSTEM. BY
VOTING ON THIS MEETING, YOUR CUSTODIAN MAY
USE YOUR VOTE INSTRUCTION AS THE
AUTHORIZATION TO TAKE THE NECESSARY ACTION
WHICH WILL INCLUDE TRANSFERRING YOUR
INSTRUCTED POSITION TO ESCROW. PLEASE
CONTACT YOUR CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KINDRED GROUP PLC Agenda Number: 714170886
--------------------------------------------------------------------------------------------------------------------------
Security: X4S1CH103
Meeting Type: EGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: SE0007871645
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN OF THE MEETING Non-Voting
3 DRAWING UP AND APPROVAL OF THE VOTING LIST Non-Voting
4 APPROVAL OF THE AGENDA Non-Voting
5 ELECTION OF ONE OR TWO PERSON(S) TO APPROVE Non-Voting
THE MINUTES
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 TO AUTHORISE THE COMPANY TO MAKE PURCHASES Mgmt No vote
OF ORDINARY SHARES/SDRS OF GBP 0.00625 EACH
IN ITS CAPITAL, SUBJECT TO THE FOLLOWING:
(A) THE MAXIMUM NUMBER OF SHARES/SDR'S THAT
MAY BE SO ACQUIRED IS 23,012,620; (B) THE
MINIMUM PRICE THAT MAY BE PAID FOR THE
SHARES/SDR IS 1 SEK PER SHARE/SDR EXCLUSIVE
OF TAX; (C) THE MAXIMUM PRICE THAT MAY BE
PAID FOR THE SHARES/SDR'S BE 300 SEK PER
SHARE/SDR EXCLUSIVE OF TAX; (D) THE
PURCHASES MAY TAKE PLACE ON MULTIPLE
OCCASIONS AND WILL BE BASED ON ACTUAL
MARKET PRICE AND TERMS, AND (E) THE
AUTHORITY CONFERRED BY THIS RESOLUTION
SHALL EXPIRE ON THE DATE OF THE 2022 ANNUAL
GENERAL MEETING BUT NOT SO AS TO PREJUDICE
THE COMPLETION OF A PURCHASE CONTRACTED
BEFORE THAT DATE
8 TO AUTHORISE THE COMPANY (I) THAT THE Mgmt No vote
ISSUED SHARE CAPITAL OF THE COMPANY BE
REDUCED BY MEANS OF A CANCELLATION OF ANY
SHARES/SDRS ACQUIRED PURSUANT TO THE
COMPANY'S SHARE BUY-BACK PROGRAM UP TO A
MAXIMUM AMOUNT OF GBP 14,382.8875,
REPRESENTING A MAXIMUM OF 23,012,620
SHARES/SDRS; (II) THAT THE BOARD OF
DIRECTORS OF THE COMPANY BE AUTHORISED TO
CARRY OUT ALL ACTS NECESSARY FOR THE
PURPOSES OF GIVING EFFECT TO SUCH
CANCELLATION OF SHARES/SDRS, AT SUCH
INTERVALS AS IT DEEMS APPROPRIATE; (III)
THAT IN ACCORDANCE WITH ARTICLE 83(1) OF
THE COMPANIES ACT, CHAPTER 386 OF THE LAWS
OF MALTA, THE COMPANY SHALL BE AUTHORISED
TO GIVE EFFECT TO THE REDUCTION OF ISSUED
SHARE CAPITAL AND CONSEQUENT CANCELLATION
OF SHARES/SDRS ONLY FOLLOWING THE LAPSE OF
THREE MONTHS FROM THE DATE OF THE
PUBLICATION OF THE STATEMENT REFERRED TO IN
ARTICLE 401(1)(E) OF THE SAID ACT; (IV)
THAT UPON THE LAPSE OF THE PERIOD REFERRED
TO IN PARAGRAPH (III) ABOVE, THE BOARD OF
DIRECTORS OF THE COMPANY BE AUTHORISED TO
SUBMIT ONE OR MORE REVISED AND UPDATED
MEMORANDUM OF ASSOCIATION OF THE COMPANY SO
AS TO INTER ALIA REFLECT THE CHANGE IN
ISSUED SHARE CAPITAL FOLLOWING SUCH
REDUCTION/S
9 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
KINNEVIK AB Agenda Number: 713794039
--------------------------------------------------------------------------------------------------------------------------
Security: W5139V596
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: SE0014684528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 540141 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting
MEETING: WILHELM LUNING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF ONE OR TWO PERSONS TO CHECK AND Non-Voting
VERIFY THE MINUTES: RAMSAY BRUFER,
REPRESENTING ALECTA, AND JOHN HERNANDER,
REPRESENTING NORDEA FONDER
5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting
MEETING HAS BEEN DULY CONVENED
6 PRESENTATION OF THE PARENT COMPANY'S ANNUAL Non-Voting
REPORT AND THE AUDITOR'S REPORT AS WELL AS
OF THE GROUP ANNUAL REPORT AND THE GROUP
AUDITOR'S REPORT
7 RESOLUTION ON THE ADOPTION OF THE PROFIT Mgmt For For
AND LOSS STATEMENT AND THE BALANCE SHEET AS
WELL AS OF THE GROUP PROFIT AND LOSS
STATEMENT AND THE GROUP BALANCE SHEET
8 RESOLUTION ON THE PROPOSED TREATMENT OF Mgmt For For
KINNEVIK'S EARNINGS AS STATED IN THE
ADOPTED BALANCE SHEET: IN LINE WITH
KINNEVIK'S SHAREHOLDER REMUNERATION POLICY,
THE BOARD OF KINNEVIK DOES NOT PROPOSE AN
ORDINARY DIVIDEND FOR THE FINANCIAL YEAR
2020
9.A RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: SUSANNA CAMPBELL
9.B RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: DAME AMELIA FAWCETT
9.C RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: WILHELM KLINGSPOR
9.D RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: BRIAN MCBRIDE
9.E RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: HENRIK POULSEN
9.F RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: CECILIA QVIST
9.G RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: CHARLOTTE STROMBERG
9.H RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE MEMBER OF THE BOARD AND THE CHIEF
EXECUTIVE OFFICER: GEORGI GANEV
10 PRESENTATION AND RESOLUTION ON THE ADOPTION Mgmt For For
OF THE REMUNERATION REPORT
11 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For
THE BOARD: THE NOMINATION COMMITTEE
PROPOSES THAT THE BOARD SHALL CONSIST OF
SIX (6) MEMBERS
12.A DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND THE AUDITOR:
REMUNERATION TO THE BOARD
12.B DETERMINATION OF THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD AND THE AUDITOR:
REMUNERATION TO THE AUDITOR
13.A ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.B ELECTION OF BOARD MEMBER: BRIAN MCBRIDE Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.C ELECTION OF BOARD MEMBER: CECILIA QVIST Mgmt For For
(RE-ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.D ELECTION OF BOARD MEMBER: CHARLOTTE Mgmt For For
STROMBERG (RE-ELECTION, PROPOSED BY THE
NOMINATION COMMITTEE)
13.E ELECTION OF BOARD MEMBER: JAMES ANDERSON Mgmt For For
(NEW ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
13.F ELECTION OF BOARD MEMBER: HARALD MIX (NEW Mgmt For For
ELECTION, PROPOSED BY THE NOMINATION
COMMITTEE)
14 ELECTION OF THE CHAIRMAN OF THE BOARD: THE Mgmt For For
NOMINATION COMMITTEE PROPOSES THAT JAMES
ANDERSON SHALL BE ELECTED AS THE NEW
CHAIRMAN OF THE BOARD
15.A RESOLUTION ON: AMENDMENTS TO THE ARTICLES Mgmt For For
OF ASSOCIATION: SECTION 9
15.B RESOLUTION ON: DETERMINATION OF THE NUMBER Mgmt For For
OF AUDITORS AND ELECTION OF AUDITOR: IN
ACCORDANCE WITH THE AUDIT COMMITTEE'S
RECOMMENDATION, THE NOMINATION COMMITTEE
PROPOSES THAT KINNEVIK SHALL HAVE ONE
REGISTERED ACCOUNTING FIRM AS AUDITOR, AND
THAT THE REGISTERED ACCOUNTING FIRM KPMG AB
SHALL BE ELECTED AS NEW AUDITOR UNTIL THE
END OF THE 2022 ANNUAL GENERAL MEETING.
KPMG AB HAS INFORMED KINNEVIK THAT THE
AUTHORISED PUBLIC ACCOUNTANT MARTEN ASPLUND
WILL BE APPOINTED AUDITOR-IN-CHARGE IF KPMG
AB IS ELECTED AS NEW AUDITOR
16.A RESOLUTION ON: APPROVAL OF INSTRUCTION FOR Mgmt For For
THE NOMINATION COMMITTEE
16.B RESOLUTION ON: ELECTION OF MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE: THE NOMINATION
COMMITTEE PROPOSES THAT, FOR THE PERIOD
UNTIL A SUBSEQUENT GENERAL MEETING HAS
RESOLVED OTHERWISE, THE NOMINATION
COMMITTEE SHALL CONSIST OF FIVE (5)
MEMBERS, INCLUDING THE CHAIRMAN OF THE
BOARD. THE NOMINATION COMMITTEE PROPOSES
THAT, FOR THE PERIOD UNTIL A NEW NOMINATION
COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT
GENERAL MEETING ANDERS OSCARSSON, NOMINATED
BY AMF, HUGO STENBECK, NOMINATED BY ALCES
MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE
BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL
BE ELECTED AS MEMBERS OF THE NOMINATION
COMMITTEE. THE NOMINATION COMMITTEE
PROPOSES THAT ANDERS OSCARSSON SHALL BE
ELECTED CHAIRMAN OF THE NOMINATION
COMMITTEE
17.A RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: AMENDMENTS TO THE
ARTICLES OF ASSOCIATION IN ORDER TO
FACILITATE THE SHARE SPLIT 2:1
17.B RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: SHARE SPLIT 2:1
17.C RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: AMENDMENTS TO THE
ARTICLES OF ASSOCIATION IN ORDER TO
FACILITATE A REDUCTION OF THE SHARE CAPITAL
THROUGH REDEMPTION OF SHARES
17.D RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: REDUCTION OF THE
SHARE CAPITAL THROUGH REDEMPTION OF SHARES
17.E RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: INCREASE OF THE SHARE
CAPITAL THROUGH A BONUS ISSUE WITHOUT
ISSUANCE OF NEW SHARES
17.F RESOLUTION REGARDING DISTRIBUTION OF Mgmt For For
KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH
A SHARE REDEMPTION PLAN, INCLUDING
RESOLUTION REGARDING: REDUCTION OF THE
SHARE CAPITAL WITHOUT CANCELLATION OF
SHARES
18 RESOLUTION REGARDING DIVIDEND AS Mgmt For For
COMPENSATION TO PARTICIPANTS IN KINNEVIK'S
LONG-TERM INCENTIVE PLAN 2018 FOR PAID
DIVIDENDS AND OTHER VALUE TRANSFERS SINCE
2018
19 RESOLUTION REGARDING TRANSFER OF OWN CLASS Mgmt For For
B SHARES TO COVER COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS AND TO
EFFECTIVELY REALISE THE VALUE OF CLASS B
SHARES HELD IN TREASURY
20.A RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER Mgmt For For
TO COVER FUTURE COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS, INCLUDING
RESOLUTION REGARDING: AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
20.B RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER Mgmt For For
TO COVER FUTURE COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS, INCLUDING
RESOLUTION REGARDING: AUTHORISATION FOR THE
BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X
SHARES
20.C RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER Mgmt For For
TO COVER FUTURE COSTS FOR OUTSTANDING
LONG-TERM INCENTIVE PLANS, INCLUDING
RESOLUTION REGARDING: AUTHORISATION FOR THE
BOARD TO RESOLVE TO REPURCHASE CLASS X
SHARES
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
KOBE BUSSAN CO.,LTD. Agenda Number: 713502943
--------------------------------------------------------------------------------------------------------------------------
Security: J3478K102
Meeting Type: AGM
Meeting Date: 28-Jan-2021
Ticker:
ISIN: JP3291200008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Change Company Location Mgmt For For
3.1 Appoint a Director Numata, Hirokazu Mgmt For For
3.2 Appoint a Director Asami, Kazuo Mgmt For For
3.3 Appoint a Director Nishida, Satoshi Mgmt For For
3.4 Appoint a Director Kobayashi, Takumi Mgmt For For
4 Approve Reduction of Capital Surplus and Mgmt For For
Increase of Stated Capital
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors
(Excluding Outside Directors), Employees of
the Company and Directors and Employees of
the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
LASERTEC CORPORATION Agenda Number: 713042733
--------------------------------------------------------------------------------------------------------------------------
Security: J38702106
Meeting Type: AGM
Meeting Date: 28-Sep-2020
Ticker:
ISIN: JP3979200007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Okabayashi, Osamu Mgmt For For
2.2 Appoint a Director Kusunose, Haruhiko Mgmt For For
2.3 Appoint a Director Uchiyama, Shu Mgmt For For
2.4 Appoint a Director Moriizumi, Koichi Mgmt For For
2.5 Appoint a Director Seki, Hirokazu Mgmt For For
2.6 Appoint a Director Ebihara, Minoru Mgmt For For
2.7 Appoint a Director Shimoyama, Takayuki Mgmt For For
2.8 Appoint a Director Mihara, Koji Mgmt For For
3.1 Appoint a Corporate Auditor Tsukasaki, Mgmt For For
Takeaki
3.2 Appoint a Corporate Auditor Asami, Koichi Mgmt For For
3.3 Appoint a Corporate Auditor Ishiguro, Mgmt For For
Miyuki
3.4 Appoint a Corporate Auditor Izumo, Eiichi Mgmt For For
4 Appoint a Substitute Corporate Auditor Mgmt For For
Saito, Yuji
5 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
M3,INC. Agenda Number: 714272642
--------------------------------------------------------------------------------------------------------------------------
Security: J4697J108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3435750009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanimura,
Itaru
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tomaru,
Akihiko
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tsuchiya, Eiji
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Izumiya,
Kazuyuki
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Urae, Akinori
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yoshida,
Kenichiro
2 Approve Details of Compensation as Stock Mgmt For For
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
MINERAL RESOURCES LTD Agenda Number: 713240113
--------------------------------------------------------------------------------------------------------------------------
Security: Q60976109
Meeting Type: AGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: AU000000MIN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR PETER WADE Mgmt For For
3 RE-ELECTION OF DIRECTOR - MR JAMES Mgmt For For
MCCLEMENTS
4 ELECTION OF DIRECTOR - MS SUSAN (SUSIE) Mgmt For For
CORLETT
5 INCREASE IN AGGREGATE FEE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
MONEX GROUP,INC. Agenda Number: 714258135
--------------------------------------------------------------------------------------------------------------------------
Security: J4656U102
Meeting Type: AGM
Meeting Date: 26-Jun-2021
Ticker:
ISIN: JP3869970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt For For
Directors Size
2.1 Appoint a Director Matsumoto, Oki Mgmt For For
2.2 Appoint a Director Seimei, Yuko Mgmt For For
2.3 Appoint a Director Kuwashima, Shoji Mgmt For For
2.4 Appoint a Director Oyagi, Takashi Mgmt For For
2.5 Appoint a Director Makihara, Jun Mgmt For For
2.6 Appoint a Director Idei, Nobuyuki Mgmt For For
2.7 Appoint a Director Ishiguro, Fujiyo Mgmt For For
2.8 Appoint a Director Domae, Nobuo Mgmt For For
2.9 Appoint a Director Koizumi, Masaaki Mgmt For For
2.10 Appoint a Director Konno, Shiho Mgmt For For
2.11 Appoint a Director Yamada, Naofumi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONOTARO CO.,LTD. Agenda Number: 713658625
--------------------------------------------------------------------------------------------------------------------------
Security: J46583100
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3922950005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Seto, Kinya Mgmt For For
2.2 Appoint a Director Suzuki, Masaya Mgmt For For
2.3 Appoint a Director Kitamura, Haruo Mgmt For For
2.4 Appoint a Director Kishida, Masahiro Mgmt For For
2.5 Appoint a Director Ise, Tomoko Mgmt For For
2.6 Appoint a Director Sagiya, Mari Mgmt For For
2.7 Appoint a Director Barry Greenhouse Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEL ASA Agenda Number: 713730326
--------------------------------------------------------------------------------------------------------------------------
Security: R4S21L127
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NO0010081235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING AND REGISTRATION OF Non-Voting
PARTICIPATING SHAREHOLDERS
2 ELECTION OF CHAIR OF THE MEETING AND A Mgmt For For
PERSON TO COSIGN THE MINUTES
3 APPROVAL OF NOTICE AND AGENDA Mgmt For For
4 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt For For
BOARDS REPORT FOR THE FINANCIAL YEAR 2020
5 THE BOARD'S REPORT ON CORPORATE GOVERNANCE Non-Voting
6 REMUNERATION FOR THE MEMBERS OF THE BOARD Mgmt For For
7 REMUNERATION FOR THE MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDIT
COMMITTEE
8 AUDITORS REMUNERATION Mgmt For For
9 GUIDELINES REGARDING DETERMINATION OF Mgmt For For
SALARY AND OTHER COMPENSATION TO EXECUTIVE
MANAGEMENT
10.1 AUTHORIZATION TO ISSUE SHARES IN CONNECTION Mgmt For For
WITH INCENTIVE PLANS FOR EMPLOYEES
10.2 AUTHORIZATION TO ISSUE SHARES FOR GENERAL Mgmt For For
CORPORATE PURPOSES
11.1 AUTHORIZATION TO ACQUIRE TREASURY SHARES IN Mgmt For For
CONNECTION WITH INCENTIVE PLANS FOR
EMPLOYEES
11.2 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
FOR GENERAL CORPORATE PURPOSES
12.1 ELECTION OF MEMBER TO THE BOARD: OLE ENGER Mgmt For For
(CHAIR)
12.2 ELECTION OF MEMBER TO THE BOARD: HANNE Mgmt For For
BLUME
12.3 ELECTION OF MEMBER TO THE BOARD: CHARLOTTA Mgmt For For
FALVIN
12.4 ELECTION OF MEMBER TO THE BOARD: FINN Mgmt For For
JEBSEN
12.5 ELECTION OF MEMBER TO THE BOARD: BEATRIZ Mgmt For For
MALO DE MOLINA
12.6 ELECTION OF MEMBER TO THE BOARD: TOM ROTJER Mgmt For For
13.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: FREDRIK THORESEN (CHAIR)
13.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: LEIF ERIKSROD
13.3 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: EIVIND SARS VEDDENG
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NIBE INDUSTRIER AB Agenda Number: 713408765
--------------------------------------------------------------------------------------------------------------------------
Security: W57113149
Meeting Type: EGM
Meeting Date: 16-Dec-2020
Ticker:
ISIN: SE0008321293
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE DIVIDENDS OF SEK 1.40 PER SHARE Mgmt For For
8 CLOSE MEETING Non-Voting
CMMT 25 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
NIBE INDUSTRIER AB Agenda Number: 713870081
--------------------------------------------------------------------------------------------------------------------------
Security: W57113149
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: SE0008321293
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 ELECTION OF CHAIRMAN AT THE MEETING Non-Voting
3 ESTABLISHMENT AND APPROVAL OF THE BALLOT Non-Voting
PAPER
4 APPROVAL OF THE BOARDS PROPOSED AGENDA Non-Voting
5 SELECTION OF ONE OR TWO ADJUSTERS Non-Voting
6 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 PRESENTATION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS REPORT, THE CONSOLIDATED ACCOUNTS
AND THE CONSOLIDATED AUDITORS REPORT AS
WELL AS THE AUDITORS OPINION REGARDING THE
APPLICATION OF GUIDELINES DECIDED AT THE
2020 ANNUAL GENERAL MEETING FOR
REMUNERATION TO SENIOR EXECUTIVES
8.A DECIDE ON THE ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8.B DECIDE ON DISPOSITIONS REGARDING THE Mgmt For For
COMPANY'S PROFIT ACCORDING TO THE APPROVED
BALANCE SHEET
8.C DECIDE ON DISCHARGE OF LIABILITY FOR BOARD Mgmt For For
MEMBERS AND THE CEO
9 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS AND DEPUTY BOARD MEMBERS TO BE
ELECTED BY THE MEETING: DETERMINE NUMBER OF
MEMBERS (6) AND DEPUTY MEMBERS (0) OF BOARD
10 DETERMINATION OF THE NUMBER OF AUDITORS AND Mgmt For For
DEPUTY AUDITORS, ALTERNATIVELY REGISTERED
AUDITING COMPANIES
11 DETERMINATION OF FEES TO THE MEMBERS OF THE Mgmt For For
BOARD AND THE AUDITORS
12 ELECTION OF BOARD MEMBERS, CHAIRMAN OF THE Mgmt For For
BOARD AND ANY DEPUTY BOARD MEMBERS: REELECT
GEORG BRUNSTAM, GERTERIC LINDQUIST, HANS
LINNARSON (CHAIR), ANDERS PALSSON, JENNY
SJODAHL AND JENNY LARSSON AS DIRECTORS
13 ELECTION OF AUDITORS AND ANY DEPUTY Mgmt For For
AUDITORS OR REGISTERED AUDITING COMPANIES:
RATIFY KPMG AS AUDITORS
14 RESOLUTION ON APPROVAL OF THE BOARDS Mgmt For For
REMUNERATION REPORT
15 RESOLUTION REGARDING THE BOARDS PROPOSAL TO Mgmt For For
AMEND THE ARTICLES OF ASSOCIATION AND
DIVISION OF SHARES (SHARE SPLIT)
16 RESOLUTION REGARDING THE BOARDS PROPOSAL TO Mgmt For For
AUTHORIZE THE BOARD TO DECIDE ON A NEW
ISSUE OF SHARES IN CONNECTION WITH COMPANY
ACQUISITIONS
17 RESOLUTION ON GUIDELINES FOR REMUNERATION Mgmt For For
AND OTHER TERMS OF EMPLOYMENT FOR SENIOR
EXECUTIVES
18 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 19 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NORDEX SE Agenda Number: 713944052
--------------------------------------------------------------------------------------------------------------------------
Security: D5736K135
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE000A0D6554
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538448 DUE TO RECEIVED
RESOLUTION 10 IS SINGLE VOTING ITEM. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 ELECT CONNIE HEDEGAARD TO THE SUPERVISORY Mgmt For For
BOARD
5.2 ELECT JAN KLATTEN TO THE SUPERVISORY BOARD Mgmt For For
5.3 ELECT JUAN GIROD TO THE SUPERVISORY BOARD Mgmt For For
5.4 ELECT RAFAEL ALCALA TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT MARTIN REY TO THE SUPERVISORY BOARD Mgmt For For
5.6 ELECT WOLFGANG ZIEBART TO THE SUPERVISORY Mgmt For For
BOARD
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE CREATION OF EUR 23.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE CREATION OF EUR 3.5 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN;
RENAME AUTHORIZED CAPITAL III
10 APPROVE INCREASE IN THE MAXIMUM LIMIT FOR Mgmt For For
THE ISSUANCE OF NEW SHARES FROM AUTHORIZED
CAPITAL II AND CONDITIONAL CAPITAL I
11 APPROVE STOCK OPTION PLAN FOR KEY Mgmt For For
EMPLOYEES; APPROVE CREATION OF EUR 3.5
MILLION POOL OF CONDITIONAL CAPITAL TO
GUARANTEE CONVERSION RIGHTS
12 APPROVE AFFILIATION AGREEMENT WITH NORDEX Mgmt For For
ENERGY B.V
13 APPROVE AFFILIATION AGREEMENT WITH NORDEX Mgmt For For
ENERGY SE & CO. KG
14 AMEND ARTICLES RE: MEETING CONVOCATION; Mgmt For For
SUPERVISORY BOARD MEETINGS AND RESOLUTIONS;
PROOF OF ENTITLEMENT
15 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
--------------------------------------------------------------------------------------------------------------------------
NORDIC SEMICONDUCTOR ASA Agenda Number: 713792819
--------------------------------------------------------------------------------------------------------------------------
Security: R4988P103
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NO0003055501
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538107 DUE TO SPITTING OF RES 6
& 12 . ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 OPENING OF THE SHAREHOLDER MEETING Non-Voting
2 ELECTION OF MEETING CHAIR AND INDIVIDUAL TO Mgmt For For
SIGN THE MINUTES
3 APPROVAL OF INVITATION AND THE AGENDA Mgmt For For
4 APPROVAL OF ANNUAL FINANCIAL STATEMENTS AND Mgmt For For
THE BOARDS REPORT, INCLUDING CONSOLIDATED
ACCOUNTS AND YEAREND ALLOCATIONS, FOR 2020
5 CONSIDERATION OF THE BOARD OF DIRECTORS Non-Voting
REPORT ON CORPORATE GOVERNANCE
6.1 APPROVAL OF COMPENSATION TO THE BOARD, THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDITOR:
APPROVAL OF COMPENSATION TO THE BOARD
6.2 APPROVAL OF COMPENSATION TO THE BOARD, THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDITOR:
APPROVAL OF COMPENSATION TO THE NOMINATION
COMMITTEE
6.3 APPROVAL OF COMPENSATION TO THE BOARD, THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDITOR:
APPROVAL OF COMPENSATION TO THE AUDITOR
7 POWER OF ATTORNEY FOR PURCHASE OF THE Mgmt For For
COMPANY'S OWN SHARES
8 POWER OF ATTORNEY TO INCREASE THE SHARE Mgmt For For
CAPITAL
9.A ELECTION OF MEMBER TO CHAIR : BIRGER Mgmt For For
KRISTIAN STEEN (REELECTION)
9.B ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: JAN FRYKHAMMAR (RE-ELECTION)
9.C ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: INGER BERG ORSTAVIK (RE-ELECTION)
9.D ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: ANITA HUUN (RE-ELECTION)
9.E ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: OYVIND BIRKENES (R-EELECTION)
9.F ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: ENDRE HOLEN (RE-ELECTION)
9.G ELECTION OF MEMBER TO SERVE ON THE BOARD OF Mgmt For For
DIRECTOR: ANNASTIINA HINTSA (RE-ELECTION)
10.A ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: CHAIR: JOHN HARALD
HENRIKSEN (RE-ELECTION)
10.B ELECTION OF MEMBERTO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: VIGGO LEISNER
(RE-ELECTION)
10.C ELECTION OF MEMBER TO SERVE ON THE Mgmt For For
NOMINATION COMMITTEE: EIVIND LOTSBERG
(RE-ELECTION)
11 AMENDMENT OF THE COMPANYS ARTICLES OF Mgmt For For
ASSOCIATION
12 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
GUIDELINES ON SALARIES AND OTHER
REMUNERATION OF EXECUTIVE PERSONNEL
12.1 APPROVAL OF THE LONGTERM EUITY LINKED Mgmt For For
INCENTIVE PLAN FOR EXECUTIVE MANAGEMENT
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 713609533
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3 TO RE-APPOINT TIM STEINER Mgmt For For
4 TO RE-APPOINT NEILL ABRAMS Mgmt For For
5 TO RE-APPOINT MARK RICHARDSON Mgmt For For
6 TO RE-APPOINT LUKE JENSEN Mgmt For For
7 TO RE-APPOINT JORN RAUSING Mgmt For For
8 TO RE-APPOINT ANDREW HARRISON Mgmt For For
9 TO RE-APPOINT EMMA LLOYD Mgmt For For
10 TO RE-APPOINT JULIE SOUTHERN Mgmt For For
11 TO RE-APPOINT JOHN MARTIN Mgmt For For
12 TO APPOINT MICHAEL SHERMAN Mgmt For For
13 TO APPOINT RICHARD HAYTHORNTHWAITE Mgmt For For
14 TO APPOINT STEPHEN DAINTITH Mgmt For For
15 TO RE-APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS' REMUNERATION
17 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
18 AMENDMENT TO THE OCADO EMPLOYEE SHARE Mgmt For For
PURCHASE PLAN
19 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt For For
OF ISSUED SHARE CAPITAL
20 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt For For
WITH A RIGHTS ISSUE ONLY
21 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
22 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
23 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
24 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt For For
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OZ MINERALS LTD Agenda Number: 713632518
--------------------------------------------------------------------------------------------------------------------------
Security: Q7161P122
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: AU000000OZL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 TO 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECTION OF MR PETER WASOW Mgmt For For
3 ADOPT REMUNERATION REPORT (NON-BINDING Mgmt For For
RESOLUTION)
4 LONG TERM INCENTIVE GRANT OF PERFORMANCE Mgmt For For
RIGHTS TO MR ANDREW COLE
5 SHORT TERM INCENTIVE GRANT OF PERFORMANCE Mgmt For For
RIGHTS TO MR ANDREW COLE
--------------------------------------------------------------------------------------------------------------------------
PHARMA MAR SA Agenda Number: 713641694
--------------------------------------------------------------------------------------------------------------------------
Security: E8075H159
Meeting Type: OGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: ES0169501022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1.1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
1.2 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For
REPORT
1.3 ALLOCATION OF RESULTS Mgmt For For
1.4 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt For For
2 REELECTION OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS
3 AMENDMENT OF THE ARTICLES 13 AND 41 OF THE Mgmt For For
BYLAWS
4 AMENDMENT OF THE REGULATION OF THE GENERAL Mgmt For For
MEETING
5 APPOINTMENT OF MR EDUARDO SERRA REXACH AS Mgmt For For
DIRECTOR
6 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE DERIVATIVE ACQUISITION OF THE OWN
SHARES
7.1 APPROVAL OF THE PLAN FOR YEAR 2022 TO Mgmt For For
DELIVER SHARES TO EMPLOYEES AND DIRECTORS
7.2 APPROVAL OF THE LONG-TERM INCENTIVE PLAN Mgmt For For
8 AMENDMENT OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS
9 AUTHORIZATION TO THE BOARD OF DIRECTORS FOR Mgmt For For
THE ESTABLISHMENT OF A FOUNDATION
10 CONSULTATIVE VOTE REGARDING THE ANNUAL Mgmt For For
REMUNERATION REPORT OF THE BOARD OF
DIRECTORS
11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
IMPLEMENT AGREEMENTS ADOPTED BY
SHAREHOLDERS AT THE GENERAL MEETING
12 INFORMATION ABOUT THE AMENDMENTS OF THE Non-Voting
REGULATION OF THE BOARD OF DIRECTORS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 APR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 24 MAR 2021: SHAREHOLDERS HOLDING LESS THAN Non-Voting
100 SHARES (MINIMUM AMOUNT TO ATTEND THE
MEETING) MAY GRANT A PROXY TO ANOTHER
SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR
GROUP THEM TO REACH AT LEAST THAT NUMBER,
GIVING REPRESENTATION TO A SHAREHOLDER OF
THE GROUPED OR OTHER PERSONAL SHAREHOLDER
ENTITLED TO ATTEND THE MEETING.
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF TEXT OF RESOLUTION 2. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
POSTNL N.V. Agenda Number: 713669325
--------------------------------------------------------------------------------------------------------------------------
Security: N7203C108
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NL0009739416
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2.a. DISCUSSION OF THE DEVELOPMENTS IN THE Non-Voting
FINANCIAL YEAR 2020
2.b. BOARD REPORT 2020 Non-Voting
3.a. ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE FINANCIAL YEAR 2020
4. ADOPTION OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
5.a. DIVIDEND POLICY Non-Voting
5.b. ADOPTION OF APPROPRIATION OF PROFIT Mgmt For For
6.a. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE BOARD OF MANAGEMENT
6.b. RELEASE FROM LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD
7.a. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT OF THREE VACANCIES IN THE
SUPERVISORY BOARD
7.b. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
OPPORTUNITY FOR THE GENERAL MEETING TO MAKE
RECOMMENDATIONS FOR THE APPOINTMENT OF
MEMBERS OF THE SUPERVISORY BOARD
7.c. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT BY THE SUPERVISORY BOARD OF
THE PERSONS NOMINATED FOR APPOINTMENT
7.d. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REAPPOINT AGNES JONGERIUS AS
MEMBER OF THE SUPERVISORY BOARD
7.e. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT KOOS TIMMERMANS AS
MEMBER OF THE SUPERVISORY BOARD
7.f. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT NIENKE MEIJER AS MEMBER
OF THE SUPERVISORY BOARD
7.g. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT OF VACANCIES IN THE
SUPERVISORY BOARD AS PER THE CLOSE OF THE
ANNUAL GENERAL MEETING OF SHAREHOLDERS IN
2022
8.a. PROPOSAL TO REAPPOINT ERNST & YOUNG Mgmt For For
ACCOUNTANTS LLP AS AUDITOR OF THE COMPANY
FOR THE YEAR 2021
8.b. PROPOSAL TO APPOINT KPMG ACCOUNTANTS NV AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE YEARS 2022,
2023 AND 2024
9.a. DESIGNATION OF THE BOARD OF MANAGEMENT AS Mgmt For For
AUTHORISED BODY TO ISSUE ORDINARY SHARES
9.b. DESIGNATION OF THE BOARD OF MANAGEMENT AS Mgmt For For
AUTHORISED BODY TO LIMIT OR EXCLUDE THE
PRE-EMPTIVE RIGHT UPON THE ISSUE OF
ORDINARY SHARES
9.c. AUTHORISATION OF THE BOARD OF MANAGEMENT TO Mgmt For For
HAVE THE COMPANY ACQUIRE ITS OWN SHARES
10. QUESTIONS Non-Voting
11. CLOSE Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RENOVA,INC. Agenda Number: 714204574
--------------------------------------------------------------------------------------------------------------------------
Security: J64384100
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3981200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Semmoto, Sachio Mgmt For For
1.2 Appoint a Director Kiminami, Yosuke Mgmt For For
1.3 Appoint a Director Suyama, Isamu Mgmt For For
1.4 Appoint a Director Yamaguchi, Kazushi Mgmt For For
1.5 Appoint a Director Minamikawa, Hideki Mgmt For For
1.6 Appoint a Director Kawana, Koichi Mgmt For For
1.7 Appoint a Director Zeniya, Miyuki Mgmt For For
1.8 Appoint a Director Shimada, Naoki Mgmt For For
1.9 Appoint a Director Yamazaki, Mayuka Mgmt For For
2.1 Appoint a Corporate Auditor Sada, Toshiki Mgmt For For
2.2 Appoint a Corporate Auditor Wakamatsu, Mgmt For For
Hiroyuki
3 Appoint a Substitute Corporate Auditor Mgmt For For
Ando, Junichiro
4 Approve Details of the Stock Compensation Mgmt For For
to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
SARTORIUS AG Agenda Number: 713616564
--------------------------------------------------------------------------------------------------------------------------
Security: D6705R119
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: DE0007165631
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Non-Voting
OF EUR 0.70 PER ORDINARY SHARE AND EUR 0.71
PER PREFERRED SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Non-Voting
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Non-Voting
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Non-Voting
2021
6 APPROVE REMUNERATION POLICY Non-Voting
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SCATEC ASA Agenda Number: 713734805
--------------------------------------------------------------------------------------------------------------------------
Security: R7562P100
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NO0010715139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 ELECT CHAIRMAN OF MEETING: DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
4 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
5 RECEIVE INFORMATION ON THE BUSINESS Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
8 APPROVE DISTRIBUTION OF DIVIDENDS Mgmt For For
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
11.1 ELECT GISELE MARCHAND AS DIRECTOR Mgmt For For
11.2 ELECT JORGEN KILDAHL AS DIRECTOR Mgmt For For
12 APPROVE REMUNERATION OF MEMBERS OF Mgmt For For
NOMINATING COMMITTEE
13 AMEND ARTICLES Mgmt For For
14 ELECT MEMBERS OF NOMINATING COMMITTEE Mgmt For For
15 APPROVE REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES IN
CONNECTION WITH ACQUISITIONS, MERGERS,
DEMERGERS OR SIMILAR
17 APPROVE EQUITY PLAN FINANCING THROUGH SHARE Mgmt For For
REPURCHASE PROGRAM
18 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
19 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
20 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
ISSUANCE OF SHARES
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SHOP APOTHEKE EUROPE NV Agenda Number: 713677699
--------------------------------------------------------------------------------------------------------------------------
Security: N7975Z103
Meeting Type: AGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: NL0012044747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2.a RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
2.b DISCUSSION ON COMPANY'S CORPORATE Non-Voting
GOVERNANCE STRUCTURE
3.a APPROVE REMUNERATION REPORT Mgmt For For
3.b RECEIVE REPORT OF AUDITORS Non-Voting
3.c ADOPT FINANCIAL STATEMENTS Mgmt For For
3.d RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
3.e APPROVE ALLOCATION OF INCOME Mgmt For For
4.a APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
4.b APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
5 RATIFY MAZARS ACCOUNTANTS N.V. AS AUDITORS Mgmt For For
6.a RECEIVE INFORMATION ON THE RESIGNATION OF Non-Voting
JAN PYTTEL AS MEMBER OF SUPERVISORY BOARD
6.b APPROVE DISCHARGE OF JAN PYTTEL FROM Mgmt For For
SUPERVISORY BOARD
6.c ELECT HENRIETTE PEUCKER TO SUPERVISORY Mgmt For For
BOARD
6.d APPROVE INCREASE IN THE FIXED ANNUAL BASE Mgmt For For
FEES OF SUPERVISORY BOARD
6.e AMEND REMUNERATION POLICY FOR SUPERVISORY Mgmt For For
BOARD
7.a REVOKE BOARD AUTHORITY TO ISSUE SHARES FROM Mgmt For For
LAST MEETING ON APRIL 30, 2020
7.b REVOKE BOARD TO EXCLUDE PREEMPTIVE RIGHTS Mgmt For For
FROM SHARE ISSUANCES UNDER ITEM 9.A
7.c GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
20 PERCENT OF ISSUED CAPITAL
7.d AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE Mgmt For For
RIGHTS FROM SHARE ISSUANCES UNDER ITEM 7.C
7.e GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
2 PERCENT OF ISSUED CAPITAL IN CONNECTION
WITH THE 2019 ESOP
8 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
9 AMEND ARTICLES OF ASSOCIATION Mgmt For For
10 ALLOW QUESTIONS Non-Voting
11 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA Agenda Number: 713602058
--------------------------------------------------------------------------------------------------------------------------
Security: E8T87A100
Meeting Type: OGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: ES0143416115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN SHAREHOLDERS EQUITY,
STATEMENT OF CASH FLOWS AND NOTES OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA, AS WELL AS OF THE CONSOLIDATED
ANNUAL ACCOUNTS OF THE COMPANY AND ITS
SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS
ACCOUNT, STATEMENT OF CHANGES IN
SHAREHOLDERS EQUITY, STATEMENT OF CASH
FLOWS AND NOTES, FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
2 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL MANAGEMENT REPORT OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA AND OF THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FINANCIAL YEAR ENDED ON 30
SEPTEMBER 2020
3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CONSOLIDATED STATEMENT OF NON
FINANCIAL INFORMATION OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE
FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020
4 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CORPORATE MANAGEMENT AND THE
ACTIVITIES OF THE BOARD OF DIRECTORS DURING
THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER
2020
5 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE PROPOSED ALLOCATION OF PROFITS
LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY,
SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
6 RATIFICATION OF THE APPOINTMENT BY CO Mgmt For For
OPTION AND RE ELECTION OF MR TIM DAWIDOWSKY
AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
7 RE ELECTION OF MS MARIEL VON SCHUMANN AS A Mgmt For For
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
8 RE ELECTION OF MR KLAUS ROSENFELD AS A Mgmt For For
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF INDEPENDENT NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
9 RE ELECTION OF ERNST AND YOUNG, SOCIEDAD Mgmt For For
LIMITADA AS STATUTORY AUDITOR OF SIEMENS
GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA
AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL
YEAR 2021
10 APPROVAL OF A NEW POLICY OF REMUNERATION OF Mgmt For For
DIRECTORS OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL
YEARS 2022, 2023 AND 2024
11 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF A LONG TERM INCENTIVE PLAN FOR THE
PERIOD FROM FISCAL YEAR 2021 THROUGH 2023,
INVOLVING THE DELIVERY OF SHARES OF THE
COMPANY AND TIED TO THE ACHIEVEMENT OF
CERTAIN STRATEGIC OBJECTIVES, ADDRESSED TO
THE CEO, TOP MANAGEMENT, CERTAIN SENIOR
MANAGERS AND EMPLOYEES OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA AND, IF
APPROPRIATE, OF THE SUBSIDIARIES, AND
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS, WITH EXPRESS POWER OF
SUBSTITUTION, TO IMPLEMENT, ELABORATE ON,
FORMALISE AND CARRY OUT SUCH REMUNERATION
SYSTEM
12 DELEGATION OF POWERS FOR THE FORMALISATION Mgmt For For
AND IMPLEMENTATION OF ALL THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE GENERAL
MEETING OF SHAREHOLDERS, FOR THE CONVERSION
THEREOF INTO A PUBLIC INSTRUMENT AND FOR
THE INTERPRETATION, CORRECTION,
SUPPLEMENTATION OR FURTHER DEVELOPMENT
THEREOF UNTIL ALL REQUIRED REGISTRATIONS
ARE ACCOMPLISHED
13 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
REMUNERATION OF DIRECTORS OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR
FINANCIAL YEAR 2020
CMMT 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713288098
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF CHAIRMAN OF THE MEETING: THE Non-Voting
CHAIRMAN OF THE BOARD ERIK FROBERG, OR, IN
HIS ABSENCE, THE PERSON DESIGNATED BY THE
BOARD OF DIRECTORS, IS PROPOSED AS CHAIRMAN
OF THE GENERAL MEETING
3 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 RESOLUTION ON INCENTIVE PROGRAM II 2020 AND Mgmt For For
ISSUE OF WARRANTS AND EMPLOYEE STOCK
OPTIONS
8 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713931536
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF ERIK FROBERG Mgmt For For
8.C2 APPROVE DISCHARGE OF BRIDGET COSGRAVE Mgmt For For
8.C3 APPROVE DISCHARGE OF RENEE ROBINSON Mgmt For For
STROMBERG
8.C4 APPROVE DISCHARGE OF JOHAN STUART Mgmt For For
8.C5 APPROVE DISCHARGE OF BJORN ZETHRAEUS Mgmt For For
8.C6 APPROVE DISCHARGE OF OSCAR WERNER Mgmt For For
8.C7 APPROVE DISCHARGE OF ROBERT GERSTMANN Mgmt For For
9.1 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
9.2 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 1.5 MILLION FOR CHAIRMAN AND
SEK 700 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK APPROVE
REMUNERATION OF AUDITORS
111.1 REELECT ERIK FROBERG AS DIRECTOR Mgmt For For
111.2 REELECT BRIDGET COSGRAVE AS DIRECTOR Mgmt For For
111.3 REELECT RENEE ROBINSON STROMBERG AS Mgmt For For
DIRECTOR
111.4 REELECT JOHAN STUART AS DIRECTOR Mgmt For For
111.5 REELECT BJORN ZETHRAEUS AS DIRECTOR Mgmt For For
111.6 ELECT LUCIANA CARVALHO AS NEW DIRECTOR Mgmt For For
11.2 REELECT ERIK FROBERG AS BOARD CHAIRMAN Mgmt For For
11.3 RATIFY DELOITTE AS AUDITORS Mgmt For For
12 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF FOUR OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
13 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
14 APPROVE REMUNERATION REPORT Mgmt For For
15 APPROVE ISSUANCE OF UP TO 20 PERCENT OF Mgmt For For
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
16 APPROVE 10:1 STOCK SPLIT AMEND ARTICLES Mgmt For For
ACCORDINGLY
17 APPROVE STOCK OPTION PLAN LTI 2021 FOR KEY Mgmt For For
EMPLOYEES
18 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 713402941
--------------------------------------------------------------------------------------------------------------------------
Security: W87819103
Meeting Type: EGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: SE0007704788
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 APPROVE AGENDA OF MEETING Non-Voting
5 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE STOCK OPTION PLAN LTIP 2020/2024 II Mgmt For For
FOR KEY EMPLOYEES
8 APPROVE 101 STOCK SPLIT AMEND ARTICLES Mgmt For For
ACCORDINGLY
9 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
10 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 713936536
--------------------------------------------------------------------------------------------------------------------------
Security: W87819145
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: SE0015346135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF BOARD CHAIRMAN JAN Mgmt For For
SAMUELSON
8.C2 APPROVE DISCHARGE OF ERIK FORSBERG Mgmt For For
8.C3 APPROVE DISCHARGE OF KATARINA G. BONDE Mgmt For For
8.C4 APPROVE DISCHARGE OF BIRGITTA HENRIKSSON Mgmt For For
8.C5 APPROVE DISCHARGE OF ULRIKA VIKLUND Mgmt For For
8.C6 APPROVE DISCHARGE OF KAI WAWRZINEK Mgmt For For
8.C7 APPROVE DISCHARGE OF CEO JORGEN LARSSON Mgmt For For
9 APPROVE REMUNERATION REPORT Mgmt For For
10 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
11.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 730,000 FOR CHAIRMAN
11.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 260,000 FOR OTHER DIRECTORS
11.3 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.4 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.5 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.6 APPROVE REMUNERATION FOR COMMITTEE WORK Mgmt For For
11.7 APPROVE REMUNERATION OF AUDITORS Mgmt For For
12.1 RE-ELECT JAN SAMUELSON AS DIRECTOR Mgmt For For
12.2 RE-ELECT ERIK FORSBERG AS DIRECTOR Mgmt For For
12.3 RE-ELECT KATARINA G. BONDE AS DIRECTOR Mgmt For For
12.4 RE-ELECT BIRGITTA HENRIKSSON AS DIRECTOR Mgmt For For
12.5 RE-ELECT ULRIKA VIKLUND AS DIRECTOR Mgmt For For
12.6 RE-ELECT KAI WAWRZINEK AS DIRECTOR Mgmt For For
13 RE-ELECT JAN SAMUELSON AS BOARD CHAIRMAN Mgmt For For
14 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
15 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
16 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
17 APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES Mgmt For For
(LTIP 2021/2025)
18 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt For For
ISSUANCE OF WARRANTS AND THEIR TRANSFER TO
PARTICIPANTS
19 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS
20 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF IMPERIA ONLINE
JSC
21 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF PLAYA GAMES
GMBH
22 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF STORM8, INC
23 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt For For
PLACEMENT FOR THE SELLERS OF CANDYWRITER
LLC
24 AMEND ARTICLES RE EDITORIAL CHANGES Mgmt For For
CORPORATE PURPOSE POSTAL VOTING
25 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SWECO AB Agenda Number: 713143078
--------------------------------------------------------------------------------------------------------------------------
Security: W9421X112
Meeting Type: EGM
Meeting Date: 22-Oct-2020
Ticker:
ISIN: SE0000489098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 ELECTION OF CHAIRMAN FOR THE GENERAL Non-Voting
MEETING
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 ELECTION OF TWO SCRUTINISERS OF THE MINUTES Non-Voting
OF THE MEETING
5 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
6 RESOLUTION ON EXTRAORDINARY DIVIDEND: SEK Mgmt For For
3.10 PER SHARE
7 RESOLUTION ON AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION
8 RESOLUTION ON A SPLIT OF THE COMPANY'S Mgmt For For
SHARES (3:1 SHARE SPLIT)
9 CONCLUSION OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TOKYO ELECTRON LIMITED Agenda Number: 714204118
--------------------------------------------------------------------------------------------------------------------------
Security: J86957115
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: JP3571400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
1.2 Appoint a Director Kawai, Toshiki Mgmt For For
1.3 Appoint a Director Sasaki, Sadao Mgmt For For
1.4 Appoint a Director Nunokawa, Yoshikazu Mgmt For For
1.5 Appoint a Director Nagakubo, Tatsuya Mgmt For For
1.6 Appoint a Director Sunohara, Kiyoshi Mgmt For For
1.7 Appoint a Director Ikeda, Seisu Mgmt For For
1.8 Appoint a Director Mitano, Yoshinobu Mgmt For For
1.9 Appoint a Director Charles Ditmars Lake II Mgmt For For
1.10 Appoint a Director Sasaki, Michio Mgmt For For
1.11 Appoint a Director Eda, Makiko Mgmt For For
1.12 Appoint a Director Ichikawa, Sachiko Mgmt For For
2 Appoint a Corporate Auditor Wagai, Kyosuke Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Directors
5 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock-Linked Compensation Type
Stock Options for Corporate Officers of the
Company and the Company's Subsidiaries
6 Approve Details of the Compensation to be Mgmt For For
received by Outside Directors
--------------------------------------------------------------------------------------------------------------------------
TOKYO OHKA KOGYO CO.,LTD. Agenda Number: 713633596
--------------------------------------------------------------------------------------------------------------------------
Security: J87430104
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3571800006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Taneichi, Noriaki Mgmt No vote
2.2 Appoint a Director Sato, Harutoshi Mgmt No vote
2.3 Appoint a Director Shibamura, Yoichi Mgmt No vote
2.4 Appoint a Director Mizuki, Kunio Mgmt No vote
2.5 Appoint a Director Murakami, Yuichi Mgmt No vote
2.6 Appoint a Director Kurimoto, Hiroshi Mgmt No vote
2.7 Appoint a Director Sekiguchi, Noriko Mgmt No vote
2.8 Appoint a Director Ichiyanagi, Kazuo Mgmt No vote
2.9 Appoint a Director Narumi, Yusuke Mgmt No vote
3.1 Appoint a Corporate Auditor Uehara, Mgmt No vote
Tadaharu
3.2 Appoint a Corporate Auditor Umezaki, Teruki Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VARTA AG Agenda Number: 714093008
--------------------------------------------------------------------------------------------------------------------------
Security: D85802110
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: DE000A0TGJ55
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.48 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7.1 ELECT MICHAEL TOJNER TO THE SUPERVISORY Mgmt For For
BOARD
7.2 ELECT HARALD SOMMERER TO THE SUPERVISORY Mgmt For For
BOARD
7.3 ELECT SVEN QUANDT TO THE SUPERVISORY BOARD Mgmt For For
7.4 ELECT MARTIN OHNEBERG TO THE SUPERVISORY Mgmt For For
BOARD
7.5 ELECT WERNER TILLMETZ TO THE SUPERVISORY Mgmt For For
BOARD
7.6 ELECT MICHAEL PISTAUER TO THE SUPERVISORY Mgmt For For
BOARD
8 APPROVE AFFILIATION AGREEMENT WITH VARTA Mgmt For For
MICRO PRODUCTION GMBH
--------------------------------------------------------------------------------------------------------------------------
VAT GROUP AG Agenda Number: 713995958
--------------------------------------------------------------------------------------------------------------------------
Security: H90508104
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: CH0311864901
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE 2020 ANNUAL REPORT Mgmt For For
2.1 APPROPRIATION OF RESULTS Mgmt For For
2.2 DIVIDEND DISTRIBUTION Mgmt For For
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE GROUP EXECUTIVE COMMITTEE
4.1.1 RE-ELECTION OF MARTIN KOMISCHKE AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS AND AS CHAIRMAN
OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF URS LEINHAEUSER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.3 RE-ELECTION OF KARL SCHLEGEL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.4 RE-ELECTION OF HERMANN GERLINGER AS MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.1.5 RE-ELECTION OF HEINZ KUNDERT AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
4.1.6 RE-ELECTION OF LIBO ZHANG AS MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
4.1.7 ELECTION OF DANIEL LIPPUNER AS NEW MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
4.2.1 RE-ELECTION OF MARTIN KOMISCHKE AS MEMBER Mgmt For For
OF THE NOMINATION AND COMPENSATION
COMMITTEE
4.2.2 RE-ELECTION OF KARL SCHLEGEL AS MEMBER OF Mgmt For For
THE NOMINATION AND COMPENSATION COMMITTEE
4.2.3 RE-ELECTION OF HEINZ KUNDERT AS MEMBER OF Mgmt For For
THE NOMINATION AND COMPENSATION COMMITTEE
5 RE-ELECTION OF ROGER FOEHN, Mgmt For For
ATTORNEY-AT-LAW, ZURICH, AS INDEPENDENT
PROXY
6 RE-ELECTION OF KPMG AG, ST. GALLEN, AS THE Mgmt For For
STATUTORY AUDITORS
7.1 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR 2020
7.2 APPROVAL OF ACTUAL SHORT-TERM VARIABLE Mgmt For For
COMPENSATION (STI) OF THE GROUP EXECUTIVE
COMMITTEE (GEC) FOR THE FINANCIAL YEAR 2020
7.3 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
FIXED COMPENSATION OF THE GEC FOR THE
FINANCIAL YEAR 2022
7.4 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
LONG-TERM INCENTIVE (LTI) COMPENSATION OF
THE GEC FOR THE FINANCIAL YEAR 2022
7.5 APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF Mgmt For For
COMPENSATION OF THE BOARD OF DIRECTORS FROM
THE ANNUAL GENERAL MEETING OF 2021 TO THE
ANNUAL GENERAL MEETING OF 2022
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 714295777
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sawada, Kotaro Mgmt For For
2.2 Appoint a Director Yanagisawa, Koji Mgmt For For
2.3 Appoint a Director Hirose, Fuminori Mgmt For For
2.4 Appoint a Director Kawabe, Kentaro Mgmt For For
2.5 Appoint a Director Ozawa, Takao Mgmt For For
2.6 Appoint a Director Ono, Koji Mgmt For For
2.7 Appoint a Director Hotta, Kazunori Mgmt For For
2.8 Appoint a Director Saito, Taro Mgmt For For
3 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors
--------------------------------------------------------------------------------------------------------------------------
ZUR ROSE GROUP AG Agenda Number: 713841004
--------------------------------------------------------------------------------------------------------------------------
Security: H9875C108
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CH0042615283
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
4 APPROVE CREATION OF CHF 31.6 MILLION POOL Mgmt For For
OF AUTHORIZED CAPITAL WITH PARTIAL
EXCLUSION OF PREEMPTIVE RIGHTS
5 APPROVE CREATION OF CHF 31.6 MILLION POOL Mgmt For For
OF CONDITIONAL CAPITAL FOR BONDS OR SIMILAR
DEBT INSTRUMENTS
6 AMEND ARTICLES RE DESIGNATION OF THE Mgmt For For
COMPENSATION COMMITTEE
7.1 REELECT STEFAN FEUERSTEIN AS DIRECTOR AND Mgmt For For
BOARD CHAIRMAN
7.2 REELECT VOLKER AMELUNG AS DIRECTOR Mgmt For For
7.3 REELECT CHRISTIAN MIELSCH AS DIRECTOR Mgmt For For
7.4 REELECT WALTER OBERHAENSLI AS DIRECTOR Mgmt For For
7.5 REELECT THOMAS SCHNEIDER AS DIRECTOR Mgmt For For
7.6 REELECT FLORIAN SEUBERT AS DIRECTOR Mgmt For For
7.7 ELECT ANDREA BELLIGER AS DIRECTOR Mgmt For For
8.1 REAPPOINT STEFAN FEUERSTEIN AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE
8.2 REAPPOINT THOMAS SCHNEIDER AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
8.3 REAPPOINT FLORIAN SEUBERT AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
9 DESIGNATE FUERER PARTNER ADVOCATEN KLG AS Mgmt For For
INDEPENDENT PROXY
10 RATIFY ERNST YOUNG AG AS AUDITORS Mgmt For For
11.1 APPROVE REMUNERATION REPORT Mgmt For For
11.2 APPROVE FIXED REMUNERATION OF DIRECTORS IN Mgmt For For
THE AMOUNT OF CHF 1 MILLION
11.3 APPROVE SHORT-TERM AND LONG-TERM VARIABLE Mgmt For For
REMUNERATION OF EXECUTIVE COMMITTEE IN THE
AMOUNT OF CHF 2.5 MILLION
11.4 APPROVE FIXED REMUNERATION OF EXECUTIVE Mgmt For For
COMMITTEE IN THE AMOUNT OF CHF 3.9 MILLION
Alpha Architect US Quantitative Momentum ETF
--------------------------------------------------------------------------------------------------------------------------
APPIAN CORPORATION Agenda Number: 935416974
--------------------------------------------------------------------------------------------------------------------------
Security: 03782L101
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: APPN
ISIN: US03782L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Calkins Mgmt For For
Robert C. Kramer Mgmt For For
A.G.W. Jack Biddle, III Mgmt For For
Prashanth PV Boccassam Mgmt For For
Michael G. Devine Mgmt For For
Barbara Bobbie Kilberg Mgmt For For
Michael J. Mulligan Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of BDO
USA, LLP as independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
accompanying Proxy Statement.
4. To approve the Appian Corporation Employee Mgmt For For
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
BEAM THERAPEUTICS INC. Agenda Number: 935402278
--------------------------------------------------------------------------------------------------------------------------
Security: 07373V105
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: BEAM
ISIN: US07373V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: Kristina Mgmt For For
Burow
1B. Election of Class I Director: Graham Cooper Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: CARR
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt For For
1B. Election of Director: Jean-Pierre Garnier Mgmt For For
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Mgmt For For
Jr.
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt For For
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareowner Votes to Approve Named Executive
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935389848
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marne Levine Mgmt For For
Richard Sarnoff Mgmt For For
Paul LeBlanc Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 935235007
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 31-Jul-2020
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Carter Mgmt For For
Alexander M. Davern Mgmt For For
Timothy R. Dehne Mgmt For For
Deirdre R. Hanford Mgmt For For
Catherine P. Lego Mgmt For For
Jason P. Rhode Mgmt For For
Alan R. Schuele Mgmt For For
David J. Tupman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 27, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the first amendment to the 2018 Mgmt For For
Long Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935406062
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Maria Eitel Mgmt For For
Matthew Prince Mgmt For For
Katrin Suder Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt For For
Sameer K. Gandhi Mgmt For For
Gerhard Watzinger Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 3 Years For
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt For For
2019 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DARLING INGREDIENTS INC. Agenda Number: 935355708
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall C. Stuewe Mgmt For For
1B. Election of Director: Charles Adair Mgmt For For
1C. Election of Director: Beth Albright Mgmt For For
1D. Election of Director: Linda Goodspeed Mgmt For For
1E. Election of Director: Dirk Kloosterboer Mgmt For For
1F. Election of Director: Mary R. Korby Mgmt For For
1G. Election of Director: Gary W. Mize Mgmt For For
1H. Election of Director: Michael E. Rescoe Mgmt For For
1I. Election of Director: Nicole M. Ringenberg Mgmt For For
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
DOCUSIGN, INC. Agenda Number: 935397453
--------------------------------------------------------------------------------------------------------------------------
Security: 256163106
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: DOCU
ISIN: US2561631068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique Salem Mgmt For For
Peter Solvik Mgmt For For
Inhi Cho Suh Mgmt For For
Mary Agnes Wilderotter Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending January 31,
2022.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt No vote
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt No vote
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt No vote
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt No vote
compensation.
--------------------------------------------------------------------------------------------------------------------------
EXP WORLD HOLDINGS, INC. Agenda Number: 935375596
--------------------------------------------------------------------------------------------------------------------------
Security: 30212W100
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EXPI
ISIN: US30212W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glenn Sanford Mgmt For For
1B. Election of Director: Jason Gesing Mgmt For For
1C. Election of Director: Randall Miles Mgmt For For
1D. Election of Director: Dan Cahir Mgmt For For
1E. Election of Director: Darren Jacklin Mgmt For For
1F. Election of Director: Eugene Frederick Mgmt For For
1G. Election of Director: Felicia Gentry Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for 2021.
3. Approve, by a non-binding, advisory vote, Mgmt For For
the 2020 compensation of our named
executive officers.
4. Approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
our common stock, $0.00001 par value per
share, from 220,000,000 to 900,000,000.
--------------------------------------------------------------------------------------------------------------------------
FIVE9, INC. Agenda Number: 935372603
--------------------------------------------------------------------------------------------------------------------------
Security: 338307101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FIVN
ISIN: US3383071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Burdiek Mgmt For For
David DeWalt Mgmt For For
Susan Barsamian Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FRESHPET, INC. Agenda Number: 935259398
--------------------------------------------------------------------------------------------------------------------------
Security: 358039105
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: FRPT
ISIN: US3580391056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles A. Norris Mgmt For For
Leta D. Priest Mgmt For For
Olu Beck Mgmt For For
William B. Cyr Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm for 2020.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. To approve an amendment of our Third Mgmt For For
Amended and Restated Certificate of
Incorporation (as amended) to eliminate all
of its supermajority voting requirements.
5. To approve our Second Amended and Restated Mgmt For For
2014 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GENERAC HOLDINGS INC. Agenda Number: 935423222
--------------------------------------------------------------------------------------------------------------------------
Security: 368736104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: GNRC
ISIN: US3687361044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert D. Dixon Mgmt For For
David A. Ramon Mgmt For For
William D. Jenkins, Jr. Mgmt For For
Kathryn V. Roedel Mgmt For For
2. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
3. Advisory vote on the non-binding Mgmt For For
"say-on-pay" resolution to approve the
compensation of our executive officers.
--------------------------------------------------------------------------------------------------------------------------
GROWGENERATION CORP. Agenda Number: 935428828
--------------------------------------------------------------------------------------------------------------------------
Security: 39986L109
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: GRWG
ISIN: US39986L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Salaman Mgmt For For
Darren Lampert Mgmt For For
Stephen Aiello Mgmt For For
Sean Stiefel Mgmt For For
Paul Ciasullo Mgmt For For
2. To approve and ratify the appointment of Mgmt For For
Plante & Moran, PLLC as the Company's
independent registered public accounting
firm to audit the Company's financial
statements as of December 31, 2021 and for
the fiscal years then ending.
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935347282
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William F. Mgmt For For
Daniel
1B. Election of Class I Director: H. Thomas Mgmt For For
Watkins
1C. Election of Class I Director: Pascale Witz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935442993
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Special
Meeting Date: 24-Jun-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from time
to time, by and among II-VI Incorporated, a
Pennsylvania corporation, Watson Merger Sub
Inc., a Delaware corporation and a wholly
owned subsidiary of II-VI Incorporated, and
Coherent, Inc., a Delaware corporation, in
the amounts necessary to complete the
merger contemplated thereby.
2. Proposal to adjourn II-VI Incorporated's Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, including to
solicit additional proxies in the event
there are not sufficient votes at the time
of II-VI Incorporated's special meeting to
approve the share issuance proposal
described above.
--------------------------------------------------------------------------------------------------------------------------
INARI MEDICAL, INC. Agenda Number: 935388771
--------------------------------------------------------------------------------------------------------------------------
Security: 45332Y109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NARI
ISIN: US45332Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Hoffman Mgmt For For
Donald Milder Mgmt For For
Geoff Pardo Mgmt For For
2. To ratify the selection of BDO USA LLP as Mgmt For For
the independent registered public
accounting firm for Inari Medical, Inc. for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC. Agenda Number: 935352461
--------------------------------------------------------------------------------------------------------------------------
Security: 457730109
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: INSP
ISIN: US4577301090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marilyn Carlson Nelson Mgmt For For
Jerry C. Griffin, M.D. Mgmt For For
Casey M. Tansey Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935424705
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred Cohen, M.D D.Phil Mgmt For For
J. Francois Formela, MD Mgmt For For
Frank Verwiel, M.D. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
KODIAK SCIENCES INC. Agenda Number: 935415326
--------------------------------------------------------------------------------------------------------------------------
Security: 50015M109
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: KOD
ISIN: US50015M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker, Ph.D. Mgmt For For
Victor Perloth, M.D. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
3. To approve, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935395411
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt For For
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt For For
Leslie J. Rechan Mgmt For For
Carl J. Rickertsen Mgmt For For
2. Approve Amendment No. 5 to the Mgmt For For
MicroStrategy Incorporated 2013 Stock
Incentive Plan to increase the number of
shares of class A common stock authorized
for issuance under such plan from 2,300,000
to 2,750,000;
3. Approve the MicroStrategy Incorporated 2021 Mgmt For For
Employee Stock Purchase Plan; and
4. Ratify the selection of KPMG LLP as Mgmt For For
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935437853
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Dev Ittycheria Mgmt For For
John McMahon Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC. Agenda Number: 935418966
--------------------------------------------------------------------------------------------------------------------------
Security: 609839105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: MPWR
ISIN: US6098391054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugen Elmiger Mgmt For For
Jeff Zhou Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Approve, on an advisory basis, the 2020 Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NATERA, INC. Agenda Number: 935394926
--------------------------------------------------------------------------------------------------------------------------
Security: 632307104
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: NTRA
ISIN: US6323071042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roelof Botha Mgmt For For
Steve Chapman Mgmt For For
Todd Cozzens Mgmt For For
Matthew Rabinowitz Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Natera, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Natera, Inc.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NOVAVAX, INC. Agenda Number: 935426761
--------------------------------------------------------------------------------------------------------------------------
Security: 670002401
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: NVAX
ISIN: US6700024010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Richard H. Douglas, Ph.D.
1B. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: Margaret G. McGlynn, R. Ph.
1C. Election of Class II Director to serve for Mgmt For For
a three-year term expiring at the 2024
Annual Meeting: David M. Mott
2. The approval, on an advisory basis, of the Mgmt For For
compensation paid to our Named Executive
Officers.
3. Amendment and restatement of the Amended Mgmt For For
and Restated Novavax, Inc. 2015 Stock Plan
to increase the number of shares of Common
Stock available for issuance thereunder by
1,500,000 shares.
4. Ratification of certain April 2020 equity Mgmt For For
awards.
5. Ratification of certain June 2020 equity Mgmt For For
awards.
6. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. Agenda Number: 935421533
--------------------------------------------------------------------------------------------------------------------------
Security: 69404D108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: PACB
ISIN: US69404D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Randy Mgmt For For
Livingston
1.2 Election of Class II Director: Marshall Mgmt For For
Mohr
1.3 Election of Class II Director: Hannah Mgmt For For
Valantine, MD
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PURPLE INNOVATION, INC. Agenda Number: 935382969
--------------------------------------------------------------------------------------------------------------------------
Security: 74640Y106
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: PRPL
ISIN: US74640Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Pano Anthos Mgmt For For
1.2 Election of Director: Gary DiCamillo Mgmt For For
1.3 Election of Director: Adam Gray Mgmt For For
1.4 Election of Director: Claudia Hollingsworth Mgmt For For
1.5 Election of Director: Gary Kiedaisch Mgmt For For
1.6 Election of Director: Joseph B. Megibow Mgmt For For
1.7 Election of Director: Paul Zepf Mgmt For For
1.8 Election of Director: Dawn Zier Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as set forth in our
Proxy Statement.
3. Advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes on our executive
compensation.
4. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm to audit our financial
statements for the year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt For For
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHOCKWAVE MEDICAL, INC. Agenda Number: 935426456
--------------------------------------------------------------------------------------------------------------------------
Security: 82489T104
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: SWAV
ISIN: US82489T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Antoine Papiernik Mgmt For For
Sara Toyloy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Shockwave Medical, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers.
4. To approve, on an advisory basis, whether Mgmt 1 Year For
the advisory vote on the compensation of
the Company's Named Executive Officers
should take place every one year, every two
years or every three years.
--------------------------------------------------------------------------------------------------------------------------
SILVERGATE CAPITAL CORPORATION Agenda Number: 935402420
--------------------------------------------------------------------------------------------------------------------------
Security: 82837P408
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: SI
ISIN: US82837P4081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for the term Mgmt For For
until 2024: Paul D. Colucci
1B. Election of Class III Director for the term Mgmt For For
until 2024: Thomas C. Dircks
1C. Election of Class III Director for the term Mgmt For For
until 2024: Colleen Sullivan
2. Ratify the appointment of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt For For
Mary Meeker Mgmt For For
Lawrence Summers Mgmt For For
Darren Walker Mgmt For For
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr Against For
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
STAAR SURGICAL COMPANY Agenda Number: 935426444
--------------------------------------------------------------------------------------------------------------------------
Security: 852312305
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: STAA
ISIN: US8523123052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen C. Farrell Mgmt For For
Thomas G. Frinzi Mgmt For For
Gilbert H. Kliman, MD Mgmt For For
Caren Mason Mgmt For For
Louis E. Silverman Mgmt For For
Elizabeth Yeu, MD Mgmt For For
K. Peony Yu, MD Mgmt For For
2. Ratification of BDO USA, LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve STAAR's Mgmt For For
compensation of its named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935380369
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORA MEAD BROWNELL Mgmt For For
MARK LONGSTRETH Mgmt For For
C. PARK SHAPER Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935372754
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Francois Badoual Mgmt For For
Denis Toulouse Mgmt For For
Patrick Wood III Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935269541
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Special
Meeting Date: 01-Oct-2020
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Sunrun Share Issuance: To Mgmt For For
approve the issuance of shares of Sunrun
common stock, par value $0.0001 per share,
to Vivint Solar stockholders in connection
with the merger contemplated by the
Agreement and Plan of Merger, dated as of
July 6, 2020 (as it may be amended from
time to time, the "merger agreement"), by
and among Sunrun Inc. ("Sunrun"), Viking
Merger Sub, Inc. and Vivint Solar, Inc.
(the "Sunrun share issuance proposal").
2. Adjournment of the Sunrun Virtual Special Mgmt For For
Meeting: To approve the adjournment of the
Sunrun virtual special meeting to a later
date or dates, if necessary or appropriate,
to solicit additional proxies in the event
there are not sufficient votes at the time
of the Sunrun virtual special meeting to
approve the Sunrun share issuance proposal
(the "Sunrun adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935406846
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt For For
Gerald Risk Mgmt For For
Sonita Lontoh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr Against For
report on the use of mandatory arbitration.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935259514
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 22-Sep-2020
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve for a Mgmt For For
term of three years: Elon Musk
1.2 Election of Class I Director to serve for a Mgmt For For
term of three years: Robyn Denholm
1.3 Election of Class I Director to serve for a Mgmt For For
term of three years: Hiromichi Mizuno
2. Tesla proposal to approve executive Mgmt For For
compensation on a non-binding advisory
basis.
3. Tesla proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Tesla's
independent registered public accounting
firm for the fiscal year ending December
31, 2020.
4. Stockholder proposal regarding paid Shr Against For
advertising.
5. Stockholder proposal regarding simple Shr Against For
majority voting provisions in our governing
documents.
6. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
7. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935289745
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Special
Meeting Date: 22-Dec-2020
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The amendment of our certificate of Mgmt For For
incorporation to change the events upon
which all of our shares of Class B common
stock will automatically convert into Class
A common stock.
2. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders to act
by written consent beginning on the first
date on which the outstanding shares of
Class B common stock represent less than
50% of the Company's outstanding voting
power.
3. The amendment of our certificate of Mgmt For For
incorporation to permit stockholders owning
at least 20% of our outstanding shares of
common stock continuously for one year to
request special stockholder meetings.
4. The amendment of our certificate of Mgmt For For
incorporation to provide that the holders
of our Class A common stock, voting as a
single class, will be entitled to elect one
director if the total number of directors
is eight or fewer or two directors if the
total number of directors is nine or
greater.
5. The adoption of the Amended and Restated Mgmt For For
Bylaws of the Company.
6. The approval of one or more adjournments of Mgmt For For
the Special Meeting, if necessary, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve any of the
proposals to be considered at the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TPI COMPOSITES, INC. Agenda Number: 935369430
--------------------------------------------------------------------------------------------------------------------------
Security: 87266J104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: TPIC
ISIN: US87266J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul G. Giovacchini Mgmt For For
Jayshree S. Desai Mgmt For For
Linda P. Hudson Mgmt For For
Bavan M. Holloway Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To consider and act upon a non-binding Mgmt For For
advisory vote on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRUPANION, INC. Agenda Number: 935418601
--------------------------------------------------------------------------------------------------------------------------
Security: 898202106
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TRUP
ISIN: US8982021060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacqueline Davidson Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Trupanion, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers for the year ended December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt For For
Byron Deeter Mgmt For For
Jeffrey Epstein Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TWIST BIOSCIENCE CORPORATION Agenda Number: 935325402
--------------------------------------------------------------------------------------------------------------------------
Security: 90184D100
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: TWST
ISIN: US90184D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Emily M. Leproust, Ph.D Mgmt For For
William Banyai, Ph.D. Mgmt For For
Robert Chess Mgmt For For
2. TO ADOPT, ON AN ADVISORY BASIS, A Mgmt For For
RESOLUTION APPROVING THE COMPENSATION OF
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
DESCRIBED IN THE PROXY STATEMENT UNDER
"EXECUTIVE COMPENSATION."
3. TO SELECT, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE
ON THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending September
30, 2021.
--------------------------------------------------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL INC. Agenda Number: 935428272
--------------------------------------------------------------------------------------------------------------------------
Security: 90400D108
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: RARE
ISIN: US90400D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Deborah Dunsire, M.D. Mgmt For For
1B. Election of Director: Michael Narachi Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
UPWORK INC. Agenda Number: 935394940
--------------------------------------------------------------------------------------------------------------------------
Security: 91688F104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: UPWK
ISIN: US91688F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hayden Brown Mgmt For For
Gregory C. Gretsch Mgmt For For
Anilu Vazquez-Ubarri Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935412926
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Chadwick Mgmt For For
Kimberly L. Hammonds Mgmt For For
Dan Scheinman Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
4. To approve, on an advisory non-binding Mgmt 1 Year For
basis, the frequency of future advisory
non-binding votes on the compensation of
our named executive officers.
Alpha Architect US Quantitative Value ETF
--------------------------------------------------------------------------------------------------------------------------
ACUITY BRANDS, INC. Agenda Number: 935304410
--------------------------------------------------------------------------------------------------------------------------
Security: 00508Y102
Meeting Type: Annual
Meeting Date: 06-Jan-2021
Ticker: AYI
ISIN: US00508Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Neil M. Ashe Mgmt For For
1b. Election of Director: W. Patrick Battle Mgmt For For
1c. Election of Director: Peter C. Browning Mgmt For For
1d. Election of Director: G. Douglas Dillard, Mgmt For For
Jr.
1e. Election of Director: James H. Hance, Jr. Mgmt For For
1f. Election of Director: Maya Leibman Mgmt For For
1g. Election of Director: Laura G. Mgmt For For
O'Shaughnessy
1h. Election of Director: Dominic J. Pileggi Mgmt For For
1i. Election of Director: Ray M. Robinson Mgmt For For
1j. Election of Director: Mary A. Winston Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm.
3a. Approval of an amendment to the Company's Mgmt For For
Amended & Restated Certificate of
Incorporation to eliminate supermajority
voting provisions to amend the Amended and
Restated Certificate of Incorporation and
the Amended and Restated Bylaws.
3b. Approval of an amendment to the Company's Mgmt For For
Amended & Restated Certificate of
Incorporation to eliminate supermajority
voting provisions to remove directors.
4. Approval of an amendment to the Company's Mgmt For For
Amended & Restated Certificate of
Incorporation to grant stockholders the
ability to call special meetings of
stockholders.
5. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935333966
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Special
Meeting Date: 09-Mar-2021
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Merger Agreement and the Mgmt For For
transactions contemplated thereby.
2. Adjournment of the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement and the transactions contemplated
thereby at the time of the Special Meeting.
3. Adoption of a non-binding, advisory Mgmt For For
proposal to approve certain compensation
payable to Aerojet Rocketdyne's named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
AEROJET ROCKETDYNE HOLDINGS, INC. Agenda Number: 935353780
--------------------------------------------------------------------------------------------------------------------------
Security: 007800105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: AJRD
ISIN: US0078001056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Gen Kevin P. Chilton Mgmt For For
Thomas A. Corcoran Mgmt For For
Eileen P. Drake Mgmt For For
James R. Henderson Mgmt For For
Warren G. Lichtenstein Mgmt For For
Gen Lance W. Lord Mgmt For For
Audrey A. McNiff Mgmt For For
Martin Turchin Mgmt For For
2. Advisory vote to approve Aerojet Mgmt For For
Rocketdyne's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an independent
registered public accounting firm, as
independent auditors of the Company for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANTHEM, INC. Agenda Number: 935387488
--------------------------------------------------------------------------------------------------------------------------
Security: 036752103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ANTM
ISIN: US0367521038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lewis Hay, III Mgmt For For
1.2 Election of Director: Antonio F. Neri Mgmt For For
1.3 Election of Director: Ramiro G. Peru Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC. Agenda Number: 935329979
--------------------------------------------------------------------------------------------------------------------------
Security: 08579W103
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: BERY
ISIN: US08579W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Evan Bayh Mgmt For For
1B. Election of Director: Jonathan F. Foster Mgmt For For
1C. Election of Director: Idalene F. Kesner Mgmt For For
1D. Election of Director: Jill A. Rahman Mgmt For For
1E. Election of Director: Carl J. Rickertsen Mgmt For For
1F. Election of Director: Thomas E. Salmon Mgmt For For
1G. Election of Director: Paula A. Sneed Mgmt For For
1H. Election of Director: Robert A. Steele Mgmt For For
1I. Election of Director: Stephen E. Sterrett Mgmt For For
1J. Election of Director: Scott B. Ullem Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as Berry's independent registered
public accountants for the fiscal year
ending October 2, 2021.
3. To approve, on an advisory, non-binding Mgmt For For
basis, our executive compensation.
4. To approve an amendment to Berry's Mgmt For For
Certificate of Incorporation to reduce the
ownership threshold required for
stockholders to call a special meeting from
25% to 15%.
5. To approve the Amended and Restated Berry Mgmt For For
Global Group, Inc. 2015 Long-Term Incentive
Plan to, among other things, increase the
number of shares of common stock reserved
for issuance by 8,250,000.
--------------------------------------------------------------------------------------------------------------------------
BIG LOTS, INC. Agenda Number: 935395156
--------------------------------------------------------------------------------------------------------------------------
Security: 089302103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BIG
ISIN: US0893021032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra Campos Mgmt For For
James R. Chambers Mgmt For For
Sebastian J. DiGrande Mgmt For For
Marla C. Gottschalk Mgmt For For
Cynthia T. Jamison Mgmt For For
Thomas A. Kingsbury Mgmt For For
Christopher J McCormick Mgmt For For
Kimberley A. Newton Mgmt For For
Nancy A. Reardon Mgmt For For
Wendy L. Schoppert Mgmt For For
Bruce K. Thorn Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2021.
--------------------------------------------------------------------------------------------------------------------------
BJ'S WHOLESALE CLUB HOLDINGS, INC. Agenda Number: 935426367
--------------------------------------------------------------------------------------------------------------------------
Security: 05550J101
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: BJ
ISIN: US05550J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher J. Baldwin Mgmt For For
Ken Parent Mgmt For For
Robert Steele Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as BJ's
Wholesale Club Holdings, Inc.'s independent
registered public accounting firm for the
fiscal year ending January 29, 2022.
3. Approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the named
executive officers of BJ's Wholesale Club
Holdings, Inc.
--------------------------------------------------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION Agenda Number: 935409397
--------------------------------------------------------------------------------------------------------------------------
Security: 09627Y109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BPMC
ISIN: US09627Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George D. Demetri Mgmt For For
Lynn Seely Mgmt For For
2. To approve an advisory vote on named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRUNSWICK CORPORATION Agenda Number: 935350722
--------------------------------------------------------------------------------------------------------------------------
Security: 117043109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BC
ISIN: US1170431092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nancy E. Cooper Mgmt For For
1B. Election of Director: David C. Everitt Mgmt For For
1C. Election of Director: Reginald Fils-Aime Mgmt For For
1D. Election of Director: Lauren P. Flaherty Mgmt For For
1E. Election of Director: David M. Foulkes Mgmt For For
1F. Election of Director: Joseph W. McClanathan Mgmt For For
1G. Election of Director: David V. Singer Mgmt For For
1H. Election of Director: Jane L. Warner Mgmt For For
1I. Election of Director: J. Steven Whisler Mgmt For For
1J. Election of Director: Roger J. Wood Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our Named Executive Officers.
3. The ratification of the Audit and Finance Mgmt For For
Committee's appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935335352
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 01-Apr-2021
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Hassan M. Mgmt For For
Ahmed, Ph.D.
1B. Election of Class III Director: Bruce L. Mgmt For For
Claflin
1C. Election of Class III Director: T. Michael Mgmt For For
Nevens
1D. Election of Class III Director: Patrick T. Mgmt For For
Gallagher
2. Approval of the amendment and restatement Mgmt For For
of our Employee Stock Purchase Plan to (a)
extend the term thereof to April 1, 2031,
(b) increase the number of shares available
for issuance thereunder by 8.7 million
shares, (c) eliminate the evergreen
mechanism thereunder, and (d) make such
other changes described in the proxy
materials.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2021.
4. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935287498
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 10-Dec-2020
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1f. Election of Director: Roderick C. McGeary Mgmt For For
1g. Election of Director: Charles H. Robbins Mgmt For For
1h. Election of Director: Arun Sarin Mgmt For For
1i. Election of Director: Brenton L. Saunders Mgmt For For
1j. Election of Director: Dr. Lisa T. Su Mgmt For For
2. Approval of the reincorporation of Cisco Mgmt For For
from California to Delaware.
3. Approval of amendment and restatement of Mgmt For For
the 2005 Stock Incentive Plan.
4. Approval, on an advisory basis, of Mgmt For For
executive compensation.
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2021.
6. Approval to have Cisco's Board adopt a Shr Against For
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------------------------------------------------
CVS HEALTH CORPORATION Agenda Number: 935366927
--------------------------------------------------------------------------------------------------------------------------
Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr Against For
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr Against For
independent Board Chair.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935320870
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 20-Jan-2021
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Donald R. Horton Mgmt For For
1B. Election of director: Barbara K. Allen Mgmt For For
1C. Election of director: Brad S. Anderson Mgmt For For
1D. Election of director: Michael R. Buchanan Mgmt For For
1E. Election of director: Michael W. Hewatt Mgmt For For
1F. Election of director: Maribess L. Miller Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DAVITA INC. Agenda Number: 935415148
--------------------------------------------------------------------------------------------------------------------------
Security: 23918K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: DVA
ISIN: US23918K1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Pamela M. Arway Mgmt For For
1B. Election of Director: Charles G. Berg Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: Paul J. Diaz Mgmt For For
1E. Election of Director: Shawn M. Guertin Mgmt For For
1F. Election of Director: John M. Nehra Mgmt For For
1G. Election of Director: Paula A. Price Mgmt For For
1H. Election of Director: Javier J. Rodriguez Mgmt For For
1I. Election of Director: Phyllis R. Yale Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Stockholder proposal regarding political Shr Against For
contributions disclosure, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC. Agenda Number: 935412887
--------------------------------------------------------------------------------------------------------------------------
Security: 253393102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DKS
ISIN: US2533931026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: William J. Colombo
1B. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Sandeep Mathrani
1C. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Desiree Ralls-Morrison
1D. Election of Director for a term that Mgmt For For
expires either in 2022, if Item 2 is
approved by the stockholders, or in 2024,
if Item 2 is not approved by the
stockholders: Larry D. Stone
2. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to provide for the annual election
of directors and eliminate the classified
Board structure.
3. An amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation, as
amended, to increase the maximum number of
directors to 13.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2021.
5. Non-binding advisory vote to approve Mgmt For For
compensation of named executive officers,
as disclosed in the Company's 2021 proxy
statement.
6. An amendment and restatement of the Mgmt For For
Company's 2012 Stock and Incentive Plan (as
Amended and Restated) to increase the
number of authorized shares reserved for
issuance under the plan and eliminate
certain provisions related to
performance-based compensation.
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 935354605
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Q. Abernathy Mgmt For For
George R. Brokaw Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Afshin Mohebbi Mgmt For For
Tom A. Ortolf Mgmt For For
Joseph T. Proietti Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To amend and restate our 2001 Nonemployee Mgmt For For
Director Stock Option Plan.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935418790
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony J. Bates Mgmt For For
1B. Election of Director: Adriane M. Brown Mgmt For For
1C. Election of Director: Diana Farrell Mgmt For For
1D. Election of Director: Logan D. Green Mgmt For For
1E. Election of Director: Bonnie S. Hammer Mgmt For For
1F. Election of Director: E. Carol Hayles Mgmt For For
1G. Election of Director: Jamie Iannone Mgmt For For
1H. Election of Director: Kathleen C. Mitic Mgmt For For
1I. Election of Director: Matthew J. Murphy Mgmt For For
1J. Election of Director: Paul S. Pressler Mgmt For For
1K. Election of Director: Mohak Shroff Mgmt For For
1L. Election of Director: Robert H. Swan Mgmt For For
1M. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt For For
auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Executive Compensation, if properly Shr For Against
presented.
5. Right to Act by Written Consent, if Shr Against For
properly presented.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935382779
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Jerome Hauer, Ph.D.
1B. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Robert Kramer
1C. Election of Class III Director to hold Mgmt For For
office for a term expiring at our 2024
Annual Meeting: Marvin White
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. To approve an amendment to our stock Mgmt For For
incentive plan.
--------------------------------------------------------------------------------------------------------------------------
HERBALIFE NUTRITION LTD. Agenda Number: 935351560
--------------------------------------------------------------------------------------------------------------------------
Security: G4412G101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: HLF
ISIN: KYG4412G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John Agwunobi Mgmt For For
1.2 Election of Director: Richard H. Carmona Mgmt For For
1.3 Election of Director: Kevin M. Jones Mgmt For For
1.4 Election of Director: Sophie L'Helias Mgmt For For
1.5 Election of Director: Alan LeFevre Mgmt For For
1.6 Election of Director: Juan Miguel Mendoza Mgmt For For
1.7 Election of Director: Donal Mulligan Mgmt For For
1.8 Election of Director: Maria Otero Mgmt For For
1.9 Election of Director: John Tartol Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Approve an amendment and restatement of the Mgmt For For
Company's 2014 Stock Incentive Plan to
increase the number of Common Shares
available for issuance under such plan.
4. Ratify the appointment of the Company's Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
HUMANA INC. Agenda Number: 935341331
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Kurt J. Hilzinger Mgmt For For
1B) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1C) Election of Director: Bruce D. Broussard Mgmt For For
1D) Election of Director: Frank A. D'Amelio Mgmt For For
1E) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: David A. Jones, Jr. Mgmt For For
1H) Election of Director: Karen W. Katz Mgmt For For
1I) Election of Director: Marcy S. Klevorn Mgmt For For
1J) Election of Director: William J. McDonald Mgmt For For
1K) Election of Director: Jorge S. Mesquita Mgmt For For
1L) Election of Director: James J. O'Brien Mgmt For For
1M) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2021 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr Against For
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
KB HOME Agenda Number: 935334641
--------------------------------------------------------------------------------------------------------------------------
Security: 48666K109
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: KBH
ISIN: US48666K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arthur R. Collins Mgmt For For
1B. Election of Director: Dorene C. Dominguez Mgmt For For
1C. Election of Director: Kevin P. Eltife Mgmt For For
1D. Election of Director: Timothy W. Finchem Mgmt For For
1E. Election of Director: Dr. Stuart A. Gabriel Mgmt For For
1F. Election of Director: Dr. Thomas W. Mgmt For For
Gilligan
1G. Election of Director: Jodeen A. Kozlak Mgmt For For
1H. Election of Director: Robert L. Johnson Mgmt For For
1I. Election of Director: Melissa Lora Mgmt For For
1J. Election of Director: Jeffrey T. Mezger Mgmt For For
1K. Election of Director: James C. Weaver Mgmt For For
1L. Election of Director: Michael M. Wood Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify Ernst & Young LLP's appointment as Mgmt For For
KB Home's independent registered public
accounting firm for the fiscal year ending
November 30, 2021.
4. Approve the Amended Rights Agreement. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KORN FERRY Agenda Number: 935258891
--------------------------------------------------------------------------------------------------------------------------
Security: 500643200
Meeting Type: Annual
Meeting Date: 23-Sep-2020
Ticker: KFY
ISIN: US5006432000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Doyle N. Beneby Mgmt For For
1B. Election of Director: Gary D. Burnison Mgmt For For
1C. Election of Director: Christina A. Gold Mgmt For For
1D. Election of Director: Jerry P. Leamon Mgmt For For
1E. Election of Director: Angel R. Martinez Mgmt For For
1F. Election of Director: Debra J. Perry Mgmt For For
1G. Election of Director: Lori J. Robinson Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt For For
2. Advisory (non-binding) resolution to Mgmt For For
approve the Company's executive
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
Company's 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935373059
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kerrii B. Anderson Mgmt For For
1B. Election of Director: Jean-Luc Belingard Mgmt For For
1C. Election of Director: Jeffrey A. Davis Mgmt For For
1D. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1E. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1F. Election of Director: Peter M. Neupert Mgmt For For
1G. Election of Director: Richelle P. Parham Mgmt For For
1H. Election of Director: Adam H. Schechter Mgmt For For
1I. Election of Director: Kathryn E. Wengel Mgmt For For
1J. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder proposal seeking an amendment Shr For Against
to our proxy access by-law to remove the
aggregation limit.
--------------------------------------------------------------------------------------------------------------------------
LGI HOMES, INC. Agenda Number: 935350102
--------------------------------------------------------------------------------------------------------------------------
Security: 50187T106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: LGIH
ISIN: US50187T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ryan Edone Mgmt For For
Duncan Gage Mgmt For For
Eric Lipar Mgmt For For
Laura Miller Mgmt For For
Bryan Sansbury Mgmt For For
Steven Smith Mgmt For For
Robert Vahradian Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr Against For
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr Against For
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 935387729
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marvin R. Ellison Mgmt For For
Daniel J. Heinrich Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Mary Beth West Mgmt For For
2. Advisory vote to approve Lowe's named Mgmt For For
executive officer compensation in fiscal
2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2021.
4. Shareholder proposal regarding amending the Shr Against For
Company's proxy access bylaw to remove
shareholder aggregation limits.
--------------------------------------------------------------------------------------------------------------------------
MASCO CORPORATION Agenda Number: 935383101
--------------------------------------------------------------------------------------------------------------------------
Security: 574599106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: MAS
ISIN: US5745991068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark R. Alexander Mgmt For For
1B. Election of Director: Marie A. Ffolkes Mgmt For For
1C. Election of Director: John C. Plant Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers, as disclosed
pursuant to the compensation disclosure
rules of the SEC, including the
Compensation Discussion and Analysis, the
compensation tables and the related
materials disclosed in the Proxy Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditors for the Company for 2021.
--------------------------------------------------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION Agenda Number: 935385131
--------------------------------------------------------------------------------------------------------------------------
Security: 59001A102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MTH
ISIN: US59001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Peter L. Ax Mgmt For For
1b. Election of Class II Director: Gerald Mgmt For For
Haddock
1c. Election of Class II Director: Joseph Mgmt For For
Keough
1d. Election of Class II Director: Michael R. Mgmt For For
Odell
1e. Election of Class II Director: Phillippe Mgmt For For
Lord
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2021 fiscal year.
3. Advisory vote to approve compensation of Mgmt For For
our Named Executive Officers ("Say on
Pay").
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935349452
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Daniel Cooperman
(Class I)
1B. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Stephen H.
Lockhart (Class I)
1C. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Richard M.
Schapiro (Class I)
1D. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Ronna E. Romney
(Class III)
1E. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Dale B. Wolf
(Class III)
1F. Election of Director to hold office until Mgmt For For
the 2022 Annual Meeting: Joseph M.
Zubretsky (Class III)
2. To consider and approve, on a non-binding, Mgmt For For
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
MURPHY USA INC. Agenda Number: 935347511
--------------------------------------------------------------------------------------------------------------------------
Security: 626755102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MUSA
ISIN: US6267551025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred L. Holliger Mgmt For For
James W. Keyes Mgmt For For
Diane N. Landen Mgmt For For
2. Approval of Executive Compensation on an Mgmt For For
Advisory, Non-Binding Basis.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for
Fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
NETAPP, INC Agenda Number: 935253877
--------------------------------------------------------------------------------------------------------------------------
Security: 64110D104
Meeting Type: Annual
Meeting Date: 10-Sep-2020
Ticker: NTAP
ISIN: US64110D1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Deepak Ahuja Mgmt For For
1C. Election of Director: Gerald Held Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: Deborah L. Kerr Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Scott F. Schenkel Mgmt For For
1H. Election of Director: George T. Shaheen Mgmt For For
2. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 30, 2021.
4. To approve a stockholder proposal for Shr Abstain Against
stockholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC. Agenda Number: 935397869
--------------------------------------------------------------------------------------------------------------------------
Security: 67018T105
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: NUS
ISIN: US67018T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Emma S. Battle Mgmt For For
1B. Election of Director: Daniel W. Campbell Mgmt For For
1C. Election of Director: Andrew D. Lipman Mgmt For For
1D. Election of Director: Steven J. Lund Mgmt For For
1E. Election of Director: Laura Nathanson Mgmt For For
1F. Election of Director: Ryan S. Napierski Mgmt For For
1G. Election of Director: Thomas R. Pisano Mgmt For For
1H. Election of Director: Zheqing (Simon) Shen Mgmt For For
1I. Election of Director: Edwina D. Woodbury Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935365646
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Anderson Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: Richard W. Dreiling Mgmt For For
1D. Election of Director: Thomas J. Folliard Mgmt For For
1E. Election of Director: Cheryl W. Grise Mgmt For For
1F. Election of Director: Andre J. Hawaux Mgmt For For
1G. Election of Director: J. Phillip Holloman Mgmt For For
1H. Election of Director: Ryan R. Marshall Mgmt For For
1I. Election of Director: John R. Peshkin Mgmt For For
1J. Election of Director: Scott F. Powers Mgmt For For
1K. Election of Director: Lila Snyder Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Say-on-pay: Advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935378819
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Vicky B. Gregg Mgmt For For
1.2 Election of Director: Wright L. Lassiter Mgmt For For
III
1.3 Election of Director: Timothy L. Main Mgmt For For
1.4 Election of Director: Denise M. Morrison Mgmt For For
1.5 Election of Director: Gary M. Pfeiffer Mgmt For For
1.6 Election of Director: Timothy M. Ring Mgmt For For
1.7 Election of Director: Stephen H. Rusckowski Mgmt For For
1.8 Election of Director: Helen I. Torley Mgmt For For
1.9 Election of Director: Gail R. Wilensky Mgmt For For
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2021 proxy statement.
3. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Stockholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
QURATE RETAIL, INC. Agenda Number: 935395245
--------------------------------------------------------------------------------------------------------------------------
Security: 74915M100
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: QRTEA
ISIN: US74915M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard N. Barton Mgmt For For
Michael A. George Mgmt For For
Gregory B. Maffei Mgmt For For
2. The auditors ratification proposal, to Mgmt For For
ratify the selection of KPMG LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935369442
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Borel Mgmt For For
1B. Election of Director: Cynthia J. Warner Mgmt For For
1C. Election of Director: Walter Berger Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. Approval of the Renewable Energy Group 2021 Mgmt For For
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 935414615
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class III Director: Glenn Mgmt For For
Marino
1B. Election of Class III Director: B.C. Silver Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, by non-binding vote, Mgmt For For
compensation of the named executive
officers for the year ended December 31,
2020.
4. To approve the Rent-A-Center, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
5. To approve amendments to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
RESIDEO TECHNOLOGIES, INC. Agenda Number: 935410908
--------------------------------------------------------------------------------------------------------------------------
Security: 76118Y104
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: REZI
ISIN: US76118Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Roger Mgmt For For
Fradin
1B. Election of Class III Director: Nina Mgmt For For
Richardson
1C. Election of Class III Director: Andrew Mgmt For For
Teich
1D. Election of Class III Director: Kareem Mgmt For For
Yusuf
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
4. Shareholder Proposal Regarding Shareholder Shr Against For
Right to Act by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
SEALED AIR CORPORATION Agenda Number: 935377247
--------------------------------------------------------------------------------------------------------------------------
Security: 81211K100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: SEE
ISIN: US81211K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Zubaid Ahmad Mgmt For For
1B. Election of Director: Francoise Colpron Mgmt For For
1C. Election of Director: Edward L. Doheny II Mgmt For For
1D. Election of Director: Michael P. Doss Mgmt For For
1E. Election of Director: Henry R. Keizer Mgmt For For
1F. Election of Director: Harry A. Lawton III Mgmt For For
1G. Election of Director: Neil Lustig Mgmt For For
1H. Election of Director: Suzanne B. Rowland Mgmt For For
1I. Election of Director: Jerry R. Whitaker Mgmt For For
2. Amendment and restatement of 2014 Omnibus Mgmt For For
Incentive Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sealed Air's
independent auditor for the year ending
December 31, 2021.
4. Approval, as an advisory vote, of Sealed Mgmt For For
Air's 2020 executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL Agenda Number: 935362804
--------------------------------------------------------------------------------------------------------------------------
Security: 817565104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SCI
ISIN: US8175651046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan R. Buckwalter Mgmt For For
Anthony L. Coelho Mgmt For For
Jakki L. Haussler Mgmt For For
Victor L. Lund Mgmt For For
Clifton H. Morris, Jr. Mgmt For For
Ellen Ochoa Mgmt For For
Thomas L. Ryan Mgmt For For
Sara Martinez Tucker Mgmt For For
W. Blair Waltrip Mgmt For For
Marcus A. Watts Mgmt For For
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. To approve, by advisory vote, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
STAMPS.COM INC. Agenda Number: 935433641
--------------------------------------------------------------------------------------------------------------------------
Security: 852857200
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: STMP
ISIN: US8528572006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Bradford Jones Mgmt For For
Kate Ann May Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the fiscal year 2020 compensation of
the Company's named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent auditors of the Company
for 2021.
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr For Against
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935359782
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Matthew J. Flannery Mgmt For For
1D. Election of Director: Bobby J. Griffin Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: Terri L. Kelly Mgmt For For
1G. Election of Director: Michael J. Kneeland Mgmt For For
1H. Election of Director: Gracia C. Martore Mgmt For For
1I. Election of Director: Filippo Passerini Mgmt For For
1J. Election of Director: Donald C. Roof Mgmt For For
1K. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Stockholder Proposal to Improve Shareholder Shr Against For
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION Agenda Number: 935430291
--------------------------------------------------------------------------------------------------------------------------
Security: 91307C102
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: UTHR
ISIN: US91307C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine Klein Mgmt For For
1B. Election of Director: Ray Kurzweil Mgmt For For
1C. Election of Director: Linda Maxwell Mgmt For For
1D. Election of Director: Martine Rothblatt Mgmt For For
1E. Election of Director: Louis Sullivan Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of the amendment and restatement Mgmt For For
of the United Therapeutics Corporation
Amended and Restated 2015 Stock Incentive
Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH SERVICES, INC. Agenda Number: 935378059
--------------------------------------------------------------------------------------------------------------------------
Security: 913903100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: UHS
ISIN: US9139031002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Proposal to ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VISTRA CORP. Agenda Number: 935375344
--------------------------------------------------------------------------------------------------------------------------
Security: 92840M102
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VST
ISIN: US92840M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott B. Helm Mgmt For For
1B. Election of Director: Hilary E. Ackermann Mgmt For For
1C. Election of Director: Arcilia C. Acosta Mgmt For For
1D. Election of Director: Gavin R. Baiera Mgmt For For
1E. Election of Director: Paul M. Barbas Mgmt For For
1F. Election of Director: Lisa Crutchfield Mgmt For For
1G. Election of Director: Brian K. Ferraioli Mgmt For For
1H. Election of Director: Jeff D. Hunter Mgmt For For
1I. Election of Director: Curtis A. Morgan Mgmt For For
1J. Election of Director: John R. Sult Mgmt For For
2. Approve, on an advisory basis, the 2020 Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WERNER ENTERPRISES, INC. Agenda Number: 935381210
--------------------------------------------------------------------------------------------------------------------------
Security: 950755108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WERN
ISIN: US9507551086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott C. Arves* Mgmt For For
V. Mansharamani, Ph.D.* Mgmt For For
Alexi A. Wellman* Mgmt For For
Carmen A. Tapio** Mgmt For For
Derek J. Leathers+ Mgmt For For
2. To approve the advisory resolution on Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the independent registered public
accounting firm of Werner Enterprises, Inc.
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 935342307
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Marc R. Bitzer Mgmt For For
1C. Election of Director: Greg Creed Mgmt For For
1D. Election of Director: Gary T. DiCamillo Mgmt For For
1E. Election of Director: Diane M. Dietz Mgmt For For
1F. Election of Director: Gerri T. Elliott Mgmt For For
1G. Election of Director: Jennifer A. LaClair Mgmt For For
1H. Election of Director: John D. Liu Mgmt For For
1I. Election of Director: James M. Loree Mgmt For For
1J. Election of Director: Harish Manwani Mgmt For For
1K. Election of Director: Patricia K. Poppe Mgmt For For
1L. Election of Director: Larry O. Spencer Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
2. Advisory vote to approve Whirlpool Mgmt For For
Corporation's executive compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Whirlpool Corporation's
independent registered public accounting
firm for 2021.
Alpha Architect Value Momentum Trend ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Freedom 100 Emerging Markets ETF
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV Agenda Number: 713571645
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: AGM
Meeting Date: 08-Feb-2021
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 513478 DUE TO THE SECURITY DOES
NOT HAVE VOTING RIGHTS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE
DISREGARDED. THANK YOU
I PRESENTATION AND, WHERE APPROPRIATE, Non-Voting
APPROVAL OF A PROPOSAL TO INCREASE THE
AMOUNT OF RESOURCES ALLOCATED FOR THE
ACQUISITION OF OWN SHARES. RESOLUTIONS IN
THIS REGARD
II APPOINTMENT OF DELEGATES TO COMPLY WITH THE Non-Voting
RESOLUTIONS TAKEN BY THIS ASSEMBLY AND,
WHERE APPROPRIATE, THE FORMALIZE AS
APPROPRIATE. RESOLUTIONS IN THIS REGARD
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV Agenda Number: 713873695
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: SGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECT OR RATIFY PABLO ROBERTO GONZALEZ Mgmt For For
GUAJARDO AS DIRECTOR FOR SERIES L
SHAREHOLDERS
1.2 ELECT OR RATIFY DAVID IBARRA MUNOZ AS Mgmt For For
DIRECTOR FOR SERIES L SHAREHOLDERS
2 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL SAB DE CV Agenda Number: 713906672
--------------------------------------------------------------------------------------------------------------------------
Security: P0280A101
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: MXP001691213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 APPROVE CEO AND AUDITORS REPORT ON Mgmt For For
OPERATIONS AND RESULTS AND BOARDS OPINION
ON CEO AND AUDITORS REPORT
1.2 APPROVE BOARDS REPORT ON PRINCIPAL POLICIES Mgmt For For
AND ACCOUNTING CRITERIA FOLLOWED IN
PREPARATION OF FINANCIAL INFORMATION
1.3 APPROVE REPORT ON ACTIVITIES AND OPERATIONS Mgmt For For
UNDERTAKEN BY BOARD
1.4 APPROVE AUDIT AND CORPORATE PRACTICES Mgmt For For
COMMITTEES REPORT ON THEIR ACTIVITIES
1.5 APPROVE CONSOLIDATED FINANCIAL STATEMENTS, Mgmt For For
ALLOCATION OF INCOME AND DIVIDENDS
1.6 APPROVE REPORT ON REPURCHASED SHARES Mgmt For For
RESERVE
2.1 APPROVE DISCHARGE OF BOARD AND CEO Mgmt For For
2.2.A ELECT OR RATIFY CARLOS SLIM DOMIT AS BOARD Mgmt For For
CHAIRMAN.
2.2.B ELECT OR RATIFY PATRICK SLIM DOMIT AS VICE Mgmt For For
CHAIRMAN
2.2.C ELECT OR RATIFY ANTONIO COSIO PANDO AS Mgmt For For
DIRECTOR
2.2.D ELECT OR RATIFY ARTURO ELIAS AYUB AS Mgmt For For
DIRECTOR
2.2.E ELECT OR RATIFY DANIEL HAJJ ABOUMRAD AS Mgmt For For
DIRECTOR
2.2.F ELECT OR RATIFY VANESSA HAJJ SLIM AS Mgmt For For
DIRECTOR
2.2.G ELECT OR RATIFY RAFAEL MOISES KALACH Mgmt For For
MIZRAHI AS DIRECTOR
2.2.H ELECT OR RATIFY FRANCISCO MEDINA CHAVEZ AS Mgmt For For
DIRECTOR
2.2.I ELECT OR RATIFY LUIS ALEJANDRO SOBERON KURI Mgmt For For
AS DIRECTOR
2.2.J ELECT OR RATIFY ERNESTO VEGA VELASCO AS Mgmt For For
DIRECTOR
2.2.K ELECT OR RATIFY OSCAR VON HAUSKE SOLIS AS Mgmt For For
DIRECTOR
2.2.L ELECT OR RATIFY ALEJANDRO CANTU JIMENEZ AS Mgmt For For
SECRETARY NON MEMBER OF BOARD
2.2.M ELECT OR RATIFY RAFAEL ROBLES MIAJA AS Mgmt For For
DEPUTY SECRETARY NON MEMBER OF BOARD
2.3 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
3.1 APPROVE DISCHARGE OF EXECUTIVE COMMITTEE Mgmt For For
3.2.A ELECT OR RATIFY CARLOS SLIM DOMIT AS Mgmt For For
CHAIRMAN OF EXECUTIVE COMMITTEE
3.2.B ELECT OR RATIFY PATRICK SLIM DOMIT AS Mgmt For For
MEMBER OF EXECUTIVE COMMITTEE
3.2.C ELECT OR RATIFY DANIEL HAJJ ABOUMRAD AS Mgmt For For
MEMBER OF EXECUTIVE COMMITTEE
3.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
4.1 APPROVE DISCHARGE OF AUDIT AND CORPORATE Mgmt For For
PRACTICES COMMITTEE
4.2.A ELECT OR RATIFY ERNESTO VEGA VELASCO AS Mgmt For For
CHAIRMAN OF AUDIT AND CORPORATE PRACTICES
COMMITTEE
4.2.B ELECT OR RATIFY PABLO ROBERTO GONZALEZ Mgmt For For
GUAJARDO AS MEMBER OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
4.2.C ELECT OR RATIFY RAFAEL MOISES KALACH Mgmt For For
MIZRAHI AS MEMBER OF AUDIT AND CORPORATE
PRACTICES COMMITTEE
4.3 APPROVE REMUNERATION OF MEMBERS OF AUDIT Mgmt For For
AND CORPORATE PRACTICES COMMITTEE
5 SET AMOUNT OF SHARE REPURCHASE RESERVE Mgmt For For
6 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
ANGLOGOLD ASHANTI LIMITED Agenda Number: 935381929
--------------------------------------------------------------------------------------------------------------------------
Security: 035128206
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AU
ISIN: US0351282068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Mr AM Ferguson Mgmt For For
(Ordinary resolution 1.1)
1.2 Re-election of Director: Mrs KC Ramon Mgmt For For
(Ordinary resolution 1.2)
1.3 Re-election of Director: Mr JE Tilk Mgmt For For
(Ordinary resolution 1.3)
2. Election of Director: KOF Busia (Ordinary Mgmt For For
resolution 2)
3.1 Appointment of Audit and Risk Committee Mgmt For For
member: Mr AM Ferguson (Ordinary resolution
3.1)
3.2 Appointment of Audit and Risk Committee Mgmt For For
member: Mr R Gasant (Ordinary resolution
3.2)
3.3 Appointment of Audit and Risk Committee Mgmt For For
member: Ms NVB Magubane (Ordinary
resolution 3.3)
3.4 Appointment of Audit and Risk Committee Mgmt For For
member: Ms MC Richter (Ordinary resolution
3.4)
3.5 Appointment of Audit and Risk Committee Mgmt For For
member: Mr JE Tilk (Ordinary resolution
3.5)
4. Re-appointment of Ernst & Young Inc. as Mgmt For For
auditors of the company. (Ordinary
resolution 4)
5. General authority to directors to allot and Mgmt For For
issue ordinary shares. (Ordinary resolution
5)
6.1 Separate non-binding advisory endorsements Mgmt For For
of the AngloGold Ashanti: Remuneration
policy (Ordinary resolution 6.1)
6.2 Separate non-binding advisory endorsements Mgmt For For
of the AngloGold Ashanti: Implementation
report (Ordinary resolution 6.2)
7. Remuneration of non-executive directors. Mgmt For For
(Special resolution 1)
8. General authority to acquire the company's Mgmt For For
own shares (Special resolution 2)
9. General authority to directors to issue for Mgmt For For
cash, those ordinary shares which the
directors are authorised to allot and issue
in terms of ordinary resolution 5. (Special
resolution 3)
10. General authority to provide financial Mgmt For For
assistance in terms of Sections 44 and 45
of the Companies Act. (Special resolution
4)
11. Directors' authority to implement special Mgmt For For
and ordinary resolutions. (Ordinary
resolution 7)
--------------------------------------------------------------------------------------------------------------------------
ARCA CONTINENTAL SAB DE CV Agenda Number: 713673019
--------------------------------------------------------------------------------------------------------------------------
Security: P0448R103
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: MX01AC100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL. I OF THE CHIEF EXECUTIVE OFFICERS
REPORT PREPARED PURSUANT TO ARTICLE 44,
SECTION XI OF THE SECURITIES MARKET LAW, IN
RESPECT TO THE COMPANY'S TRANSACTIONS AND
RESULTS FOR THE FISCAL YEAR ENDED AS OF
DECEMBER 31, 2020, TOGETHER WITH THE
EXTERNAL AUDITORS REPORT, AS WELL AS THE
BOARD OF DIRECTORS OPINION ON THE CONTENT
OF SUCH REPORT, II OF THE BOARD OF
DIRECTORS REPORT ON THE TRANSACTIONS AND
ACTIVITIES IN WHICH THE SAME PARTICIPATED,
PURSUANT TO THE PROVISIONS SET FORTH IN THE
SECURITIES MARKET LAW, AS WELL AS IN
RESPECT SO SECTION B OF ARTICLE 172 OF THE
GENERAL CORPORATION AND PARTNERSHIP LAW,
AND III OF THE ANNUAL REPORT OF THE
CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE. READING OF THE REPORT
ON THE COMPLIANCE WITH THE TAX OBLIGATIONS
II PROPOSAL ON THE ALLOCATION OF THE PROFIT Mgmt For For
AND LOSS ACCOUNT OF FISCAL YEAR 2020, WHICH
INCLUDES TO DECLARE AND PAY A DIVIDEND IN
CASH, IN MEXICAN CURRENCY, AT A RATIO OF
2.94 TWO PESOS AND NINETY FOUR CENTS,
MEXICAN CURRENCY PER EACH OF THE SHARES
OUTSTANDING
III PROPOSAL IN RESPECT TO THE MAXIMUM AMOUNT Mgmt For For
OF FUNDS THAT MAY BE USED FOR THE PURCHASE
OF OWN SHARES
IV ELECTION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS, ASSESSMENT OF THE
INDEPENDENCE THEREOF, UNDER THE TERMS OF
ARTICLE 26 OF THE SECURITIES MARKET LAW,
DETERMINATION OF COMPENSATIONS THERETO AND
RESOLUTIONS IN CONNECTION THEREWITH.
ELECTION OF SECRETARIES
V DETERMINATION OF COMPENSATIONS TO THE Mgmt For For
MEMBERS OF THE DIFFERENT COMMITTEES OF THE
BOARD OF DIRECTORS, AS WELL AS APPOINTMENT
OF THE CHAIRMAN OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEE
VI APPOINTMENT OF REPRESENTATIVES Mgmt For For
VII READING AND, AS THE CASE MAY BE, APPROVAL Mgmt For For
OF THE MEETINGS MINUTE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 09 APR 2021 AND FURTHER
CHANGE IN RECORD DATE FROM 09 APR 2021 TO
31 MAR 2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASSECO POLAND S.A. Agenda Number: 713986086
--------------------------------------------------------------------------------------------------------------------------
Security: X02540130
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: PLSOFTB00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE SESSION AND ELECTION OF THE Mgmt For For
CHAIRMAN OF THE GENERAL MEETING
2 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING RESOLUTIONS, APPOINTING A
RETURNING COMMITTEE
3 ADOPTION OF THE AGENDA Mgmt For For
4 CONSIDERATION OF THE REPORT ON THE Mgmt For For
OPERATIONS OF THE COMPANY AND THE ASSECO
POLAND S.A. CAPITAL GROUP IN YEAR REVOLVING
2020
5 CONSIDERATION OF THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY AND THE ASSECO POLAND S.A.
CAPITAL GROUP IN A YEAR ROTARY 2020
6 GETTING TO KNOW THE CONTENT OF THE Mgmt For For
AUDITOR'S REPORTS ON THE AUDIT OF FINANCIAL
STATEMENTS COMPANIES AND THE ASSECO POLAND
S.A. CAPITAL GROUP FOR THE FINANCIAL YEAR
2020
7 GETTING ACQUAINTED WITH THE CONTENT OF THE Mgmt For For
SUPERVISORY BOARD'S REPORT FOR 2020
8 ADOPTION OF RESOLUTIONS ON THE APPROVAL OF Mgmt For For
THE REPORT ON THE ACTIVITIES OF THE COMPANY
AND THE GROUP CAPITAL OF ASSECO POLAND S.A.
AND APPROVAL OF THE FINANCIAL STATEMENTS OF
THE COMPANY AND THE GROUP CAPITAL OF ASSECO
POLAND S.A. FOR THE FINANCIAL YEAR 2020
9 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF PROFIT GENERATED BY ASSECO
POLAND S.A. IN THE FINANCIAL YEAR 2020 AND
DIVIDEND PAYMENTS
10 ADOPTION OF RESOLUTIONS ON THE Mgmt For For
ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES
BY MEMBERS OF THE MANAGEMENT BOARD OF
ASSECO POLAND ARE. FROM THE PERFORMANCE OF
THEIR DUTIES IN THE FINANCIAL YEAR 2020
11 ADOPTION OF RESOLUTIONS ON THE Mgmt For For
ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES
BY MEMBERS OF THE SUPERVISORY BOARD OF
ASSECO POLAND S.A. FROM THE PERFORMANCE OF
THEIR DUTIES IN THE FINANCIAL YEAR 2020
12 ADOPTION OF RESOLUTIONS ON THE APPOINTMENT Mgmt For For
OF MEMBERS OF THE SUPERVISORY BOARD FOR A
NEW TERM
13 ADOPTION OF A RESOLUTION ON GIVING OPINION Mgmt For For
ON THE REPORT ON THE REMUNERATION OF
MANAGEMENT BOARD MEMBERS I SUPERVISORY
BOARD OF ASSECO POLAND S.A
14 ADOPTION OF A RESOLUTION ON THE SALE OF Mgmt For For
REAL ESTATE
15 CLOSING OF THE SESSION Non-Voting
CMMT 27 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AYALA CORP Agenda Number: 713744349
--------------------------------------------------------------------------------------------------------------------------
Security: Y0486V115
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: PHY0486V1154
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 501765 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt For For
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt For For
3 APPROVAL OF MINUTES OF PREVIOUS MEETING Mgmt For For
4 ANNUAL REPORT Mgmt For For
5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND OFFICERS
6 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt For For
DE AYALA
7 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt For For
AYALA
8 ELECTION OF DIRECTOR: CEZAR P. CONSING Mgmt For For
9 ELECTION OF DIRECTOR: DELFIN L. LAZARO Mgmt For For
10 ELECTION OF DIRECTOR: KEIICHI MATSUNAGA Mgmt For For
11 ELECTION OF DIRECTOR: RIZALINA G. MANTARING Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: ANTONIO JOSE U. Mgmt For For
PERIQUET (INDEPENDENT DIRECTOR)
13 ELECTION OF EXTERNAL AUDITOR AND FIXING ITS Mgmt For For
REMUNERATION: SYCIP GORRES VELAYO AND CO
14 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt Abstain For
PROPERLY COME BEFORE THE MEETING
15 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
B3 SA - BRASIL BOLSA BALCAO Agenda Number: 713737116
--------------------------------------------------------------------------------------------------------------------------
Security: P1909G107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BRB3SAACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE ON THE MANAGEMENT ACCOUNTS AND Mgmt For For
ON THE FINANCIAL STATEMENTS FOR THE YEAR
ENDED DECEMBER 31, 2020
2 TO RESOLVE ON THE ALLOCATION OF INCOME FOR Mgmt For For
THE YEAR ENDED DECEMBER 31, 2020, AS
FOLLOWS. I. BRL 4,152,303,684.20 FULLY
ALLOCATED TO THE DIVIDENDS ACCOUNT OF WHICH
BRL 3,353,789,177.63 HAVE ALREADY BEEN PAID
TO SHAREHOLDERS AS DIVIDENDS AND INTEREST
ON EQUITY DURING YEAR 2020, THERE REMAINING
A BALANCE OF BRL 798,514,506.58 TO BE
DISTRIBUTED AS DIVIDENDS, UNDER THE TERMS
DETAILED IN THE MANAGEMENT PROPOSAL, AND
II. DISTRIBUTION OF EXTRAORDINARY DIVIDENDS
BRL 1,189,697,510.45 TO THE RETAINED
PROFITS AND PROFITS RESERVE ACCOUNTS, UNDER
THE TERMS DETAILED IN THE MANAGEMENT
PROPOSAL
3 TO ESTABLISH THAT THE BOARD OF DIRECTORS Mgmt For For
FOR THE 2021, 2023 TERM OF OFFICE SHALL
COMPRISE ELEVEN 11 MEMBERS
4 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS BY SLATE. INDICATION OF ALL THE
NAMES THAT MAKE UP THE BY SLATE. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IF THE SHAREHOLDER HOLDING SHARES WITH
VOTING RIGHTS ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. ALBERTO MONTEIRO DE QUEIROZ NETTO ANA
CARLA ABRAO COSTA ANTONIO CARLOS QUINTELLA
CLAUDIA FARKOUH PRADO CRISTINA ANNE BETTS
EDUARDO MAZZILLI DE VASSIMON FLORIAN
BARTUNEK GUILHERME AFFONSO FERREIRA JOSE DE
MENEZES BERENGUER NETO MAURICIO MACHADO DE
MINAS PEDRO PAULO GIUBBINA LORENZINI
5 SHOULD ANY OF THE CANDIDATES INTEGRATING Mgmt For For
THE SLATE NO LONGER INTEGRATES IT, WILL THE
VOTES CORRESPONDING TO YOUR SHARES CONTINUE
BEING GRANTED TO THE SAME SLATE
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.11. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS.
6 IN CASE OF ADOPTION OF THE ELECTION Mgmt For For
PROCEDURE BY MULTIPLE VOTING, DO YOU WISH
TO DISTRIBUTE THE VOTE ADOPTED IN EQUAL
PERCENTAGES FOR THE CANDIDATES INTEGRATING
THE ELECTED SLATE. IF THE SHAREHOLDER
CHOOSES TO ABSTAIN AND THE ELECTION OCCURS
THROUGH THE MULTIPLE VOTING PROCESS, HIS
VOTE MUST BE COUNTED AS AN ABSTENTION IN
THE RESPECTIVE RESOLUTION OF THE MEETING
7.1 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ALBERTO MONTEIRO DE QUEIROZ NETTO
7.2 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ANA CARLA ABRAO COSTA
7.3 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
ANTONIO CARLOS QUINTELLA
7.4 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CLAUDIA FARKOUH PRADO
7.5 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CRISTINA ANNE BETTS
7.6 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
EDUARDO MAZZILLI DE VASSIMON
7.7 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
FLORIAN BARTUNEK
7.8 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
GUILHERME AFFONSO FERREIRA
7.9 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
JOSE DE MENEZES BERENGUER NETO
7.10 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MAURICIO MACHADO DE MINAS
7.11 VISUALIZATION OF ALL CANDIDATES THAT Mgmt For For
COMPRISE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
PEDRO PAULO GIUBBINA LORENZINI
8 DO YOU WANT TO REQUEST ADOPTION OF THE Mgmt For For
MULTIPLE VOTING PROCEDURE FOR ELECTION OF
THE BOARD OF DIRECTORS, UNDER ARTICLE 141
OF LAW NO. 6.404.76
9 TO RESOLVE ON THE GLOBAL COMPENSATION OF Mgmt For For
THE MANAGERS FOR YEAR 2021 IN THE AMOUNT OF
BRL 98,220,572.73, ACCORDING TO THE
MANAGEMENT PROPOSAL
10 DO YOU WANT A FISCAL COUNCIL TO BE Mgmt For For
INSTATED, PURSUANT TO ARTICLE 161 OF LAW
NO. 6.404, OF 1976
11 ELECTION OF MEMBERS OF THE FISCAL COUNCIL Mgmt For For
BY SLATE. INDICATION OF EACH SLATE OF
CANDIDATES AND OF ALL THE NAMES THAT ARE ON
IT. ANGELA APARECIDA SEIXAS AND GILBERTO
LOURENCO DA APARECIDA MAURICIO DE SOUZA AND
MARIA ELENA CARDOSO FIGUEIRA ANDRE COJI AND
MARIA PAULA SOARES ARANHA
12 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt For For
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
13 IN CASE OF ESTABLISHMENT OF THE FISCAL Mgmt For For
COUNCIL, TO DEFINE THE COMPENSATION OF THE
FISCAL COUNCIL, UNDER THE CORPORATE
LEGISLATION, IN BRL 525,491.00
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
B3 SA - BRASIL BOLSA BALCAO Agenda Number: 713737154
--------------------------------------------------------------------------------------------------------------------------
Security: P1909G107
Meeting Type: EGM
Meeting Date: 10-May-2021
Ticker:
ISIN: BRB3SAACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE ON THE PROPOSAL FOR SPLITTING OF Mgmt For For
THE SHARES ISSUED BY THE COMPANY IN THE
PROPORTION OF ONE TO THREE 1.3, WITHOUT ANY
CHANGE IN THE COMPANY'S CAPITAL STOCK
2 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. A. BLOCK A
COMPANY'S PURPOSE. AMEND THE COMPANY'S
PURPOSE PROVIDED FOR IN ARTICLE 3, SO AS TO
ENSURE A MORE LOGICAL SEQUENCE FOR THE
ACTIVITIES CURRENTLY EXISTING AND TO
PROVIDE MORE EXPRESSLY FOR CERTAIN
ACTIVITIES WHICH ARE ALREADY COVERED BY THE
CURRENT PURPOSE
3 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS B. BLOCK B
CAPITAL STOCK B.1 CHANGE THE EXPRESSION OF
THE COMPANY'S CAPITAL STOCK PROVIDED FOR IN
ARTICLE 5 SO AS TO REFLECT THE CANCELLATION
OF 17,138,490 TREASURY SHARES, AS APPROVED
BY THE BOARD OF DIRECTORS ON MARCH 4, 2021.
B.2 CHANGE THE EXPRESSION OF THE COMPANY'S
CAPITAL STOCK PROVIDED FOR IN ARTICLE 5 SO
AS TO REFLECT THE SHARE SPLIT, IF APPROVED,
IN ACCORDANCE WITH THE MANAGEMENT PROPOSAL.
AND B.3 ADJUST THE PROPORTION OF THE
COMPANY'S AUTHORIZED CAPITAL PROVIDED FOR
IN ARTICLE 8 SO AS TO REFLECT THE SHARE
SPLIT, IF APPROVED, IN ACCORDANCE WITH THE
MANAGEMENT PROPOSAL
4 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. C. BLOCK C
ADJUSTMENTS TO APPROVAL AUTHORITIES AND
LIMITS. C.1 ADJUST THE WORDING OF ARTICLE
16, H, TO INCREASE THE MINIMUM AMOUNT OF
INTEREST THAT WOULD BE SUBJECT TO
RESOLUTION BY THE SHAREHOLDERS MEETING, IN
LINE WITH THE EXPANSION OF THE COMPANY IN
THE PAST YEARS AND WITH THE STRATEGIC
PROSPECTS FOR INORGANIC GROWTH. C.2
TRANSFER THE DUTIES OF THE BOARD OF
DIRECTORS, AS PROVIDED FOR IN ITEMS L AND M
OF ARTICLE 29, TO THE JOINT EXECUTIVE
BOARD, WITH THE CORRESPONDING ADJUSTMENTS
TO ITEMS N AND O OF ARTICLE 37, AND C.3
EXCLUDE ITEM H OF ARTICLE 29, GIVEN THAT
THE RULES OF CONDUCT AND ETHICS FOR
PARTICIPANTS ARE ALREADY INCLUDED IN
COMPANY'S REGULATIONS
5 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. D. BLOCK D
ADJUSTMENTS TO THE BOARD OF DIRECTORS
COMPOSITION REQUIREMENTS. D.1 AMEND
PARAGRAPH 4 OF ARTICLE 22 TO SET FORTH THAT
DIRECTORS SHOULD HAVE THE KNOWLEDGE
PROVIDED FOR IN THE COMPANY'S INTERNAL
POLICIES AND STANDARDS, SO AS TO INCREASE
THE AMOUNT OF SKILLS ENCOMPASSED, THUS
ENABLING GREATER VARIETY OF KNOWLEDGE AND
EXPERIENCE IN THE BOARD, IN LINE WITH THE
BEST CORPORATE GOVERNANCE PRACTICES, D.2
AMEND PARAGRAPH 12 OF ARTICLE 22 TO CLARIFY
WHICH REQUIREMENTS OF SAID ARTICLE SHALL
GIVE RISE TO REPLACEMENT OF DIRECTORS, D.3
INCLUDE PARAGRAPH 13 IN ARTICLE 22 TO
MENTION SITUATIONS THAT SHALL GIVE RISE TO
RESIGNATION OF THE DIRECTORS ELECTED
6 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. E. BLOCK
E, ADJUSTMENTS TO THE JOINT EXECUTIVE
BOARDS COMPOSITION, AMEND ARTICLE 32, MAIN
SECTION, TO ENABLE THE EVENTUAL
INCREASEMENT IN THE MAXIMUM NUMBER OF VICE
PRESIDENTS AND OFFICERS, WITHOUT HOWEVER
INCREASING THE CURRENT MAXIMUM LIMIT OF 20
MEMBERS IN THE COMPOSITION OF THE JOINT
EXECUTIVE BOARD
7 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. F. BLOCK F
ADJUSTMENTS RELATING TO THE BOARD OF
DIRECTORS STATUTORY ADVISORY COMMITTEES,
F.1 AMEND PARAGRAPH 1 OF ARTICLE 46 TO SET
FORTH THAT THE TERM OF OFFICE OF AUDIT
COMMITTEE MEMBERS SHALL BE OF UP TO TWO
YEARS, SO AS TO GUARANTEE THE MAXIMUM TERM
OF SIX YEARS TO EXERCISE THE POSITION IS
FULFILLED, DEPENDING ON THE TIMING OF THE
ELECTION OR REELECTION OF THE MEMBERS, AND
F.2 AMEND ARTICLES 49, MAIN SECTION, 51,
MAIN SECTION, AND 52, MAIN SECTION, TO SET
FORTH THE POSSIBILITY OF APPOINTMENT FOR
THE STATUTORY ADVISORY COMMITTEES TO THE
BOARD OF DIRECTORS OF PROFESSIONALS THAT
ARE NOT PART OF THE COMPANY'S MANAGEMENT
AND WHO HAVE SPECIFIC EXPERTISE IN THE
SUBJECTS PERTAINING TO THE COMMITTEES,
ALLOWING GREATER VARIETY AND DEPTH OF
KNOWLEDGE AND EXPERIENCE, IN LINE WITH THE
BEST CORPORATE GOVERNANCE PRACTICES
8 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BYLAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. G. BLOCK G
RIGHT TO INDEMNITY BY THE COMPANY AMEND
ARTICLE 76, MAIN PROVISION, IN LINE WITH
THE PROPOSAL MADE IN ITEM F.2. ABOVE, SO AS
TO EXTEND THE BENEFIT OF INDEMNIFICATION
PROVISIONS TO THE EXTERNAL MEMBERS OF THE
STATUTORY COMMITTEES
9 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. H. BLOCK H
MARKET ARBITRATION CHAMBER CAMARA DE
ARBITRAGEM DO MERCADO CAM, INCLUDE NEW
PARAGRAPH 1 IN ARTICLE 76 SO THAT THE
DEFINITION OF BENEFICIARIES OF THE
INDEMNIFICATION PROVISIONS ENCOMPASSES THE
PRESIDENT AND THE VICE PRESIDENTS OF THE
MARKET ARBITRATION CHAMBER
10 TO RESOLVE ON THE FOLLOWING AMENDMENT TO Mgmt For For
THE COMPANY'S BY LAWS, AS DETAILED IN THE
MANAGEMENT PROPOSAL, AS FOLLOWS. I. BLOCK I
OTHER ADJUSTMENTS, I.1 AMEND ARTICLES 35,
G, 37, G, AND 50, F AND G TO ADJUST THE
NAME OF THE FINANCING INFRASTRUCTURE UNIT,
I.2 AMEND THE WORDING OF ARTICLES 13, MAIN
SECTION, 14, AND 15, PARAGRAPH 3, PURSUANT
TO THE APPLICABLE REGULATIONS TO THE REMOTE
ATTENDANCE AND VOTING AT SHAREHOLDERS
MEETINGS, AND I.3 OTHER ADJUSTMENTS TO THE
WORDING, CROSS REFERENCES AND RENUMBERING
11 TO RESTATE THE COMPANY'S BYLAWS SO AS TO Mgmt For For
REFLECT THE CHANGES MENTIONED ABOVE
12 TO RESOLVE ON THE PROPOSALS FOR CHANGES IN Mgmt For For
THE STOCK GRANTING PLAN OF THE COMPANY, AS
DETAILED IN THE MANAGEMENT PROPOSAL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
CMMT 05 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
26 APR 2021 TO 23 APR 2021 AND ADDITION OF
COMMENT AND POSTPONEMENT OF THE MEETING
DATE FROM 29 APR 2021 TO 10 MAY 2021. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 05 MAY 2021: PLEASE NOTE THAT THIS MEETING Non-Voting
IS SECOND CALL FOR THE MEETING THAT TOOK
PLACE ON 29 APR 2021 UNDER JOB 538646. IF
YOU HAVE ALREADY VOTED THE PRIOR MEETING,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
WITH YOUR SUBCUSTODIAN AND YOU ARE NOT
REQUIRED TO SUBMIT NEW VOTING INSTRUCTIONS
FOR THIS MEETING UNLESS YOU WISH TO CHANGE
YOUR VOTE
--------------------------------------------------------------------------------------------------------------------------
BANCO BRADESCO S A Agenda Number: 935337964
--------------------------------------------------------------------------------------------------------------------------
Security: 059460303
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: BBD
ISIN: US0594603039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Election of the Fiscal Council: Candidates Mgmt For For
appointed by preferred shareholders -
Separate election; Cristiana Pereira / Ava
Cohn.
--------------------------------------------------------------------------------------------------------------------------
BANCO DE CHILE Agenda Number: 713657623
--------------------------------------------------------------------------------------------------------------------------
Security: P0939W108
Meeting Type: OGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CLP0939W1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517709 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 APPROVAL OF ANNUAL REPORT, BALANCE SHEET, Mgmt For For
FINANCIAL STATEMENT AND EXTERNAL AUDITORS
REPORT OF BANCO DE CHILE, FOR THE YEAR 2020
2 DEDUCT AND RETAIN FROM THE NET INCOME OF Mgmt For For
THE FISCAL YEAR ENDED ON DECEMBER 31, 2020,
AN AMOUNT EQUAL TO THE CORRECTION OF THE
PAID CAPITAL VALUE AND RESERVES ACCORDING
TO THE CONSUMER PRICE INDEX VARIATION
OCCURRED BETWEEN NOVEMBER 2019 AND NOVEMBER
2020, FOR AN AMOUNT OF CLP 95,989,016,547,
WHICH WILL BE ADDED TO THE ACCOUNT OF
RETAINED EARNINGS FROM PREVIOUS FISCAL
YEARS. FROM THE RESULTING BALANCE,
DISTRIBUTE, AS A DIVIDEND, 60 OF THE
REMAINING NET INCOME, CORRESPONDING TO A
DIVIDEND OF CLP 2.18053623438 PER EACH ONE
OF THE 101,017,081,114 BANK SHARES,
RETAINING THE REMAINING 40 THEREOF. THUS, A
DISTRIBUTION OF 47.6 OF THE INCOME FOR THE
FISCAL YEAR ENDED ON DECEMBER 31, 2020,
WILL BE PROPOSED AS A DIVIDEND. SUCH
DIVIDEND WILL BE DISTRIBUTED AMONG THOSE
SHAREHOLDERS WHO OWN SHARES REGISTERED IN
THEIR NAMES, AS OF MIDNIGHT OF THE FIFTH
WORKING DAY PRIOR TO THE DATE OF PAYMENT.
THE DIVIDEND, SHOULD THIS BE APPROVED BY
THE ORDINARY SHAREHOLDERS MEETING, WILL BE
PAID ONCE THE LATTER HAS ENDED, AT THE
OFFICES OF THE BANK. FOR THOSE SHAREHOLDERS
WHO HAVE INSTRUCTED TO BE PAYED THE AMOUNT
OF DIVIDENDS IN THEIR BANK ACCOUNTS, THE
RESPECTIVE DEPOSIT WILL BE MADE ACCORDING
TO THEIR MANDATE
3 BOARD OF DIRECTORS REMUNERATION Mgmt For For
4 FINAL APPOINTMENT OF A DIRECTOR Mgmt For For
5 DIRECTORS AND AUDIT COMMITTEE'S Mgmt For For
REMUNERATION AND APPROVAL OF THEIR
OPERATIONAL EXPENSES BUDGET
6 EXTERNAL AUDITORS APPOINTMENT Mgmt For For
7 RATIFICATION OF PRIVATE RISK ASSESSORS Mgmt For For
8 DIRECTORS AND AUDIT COMMITTEE'S REPORT Mgmt For For
9 INFORMATION ON TRANSACTIONS WITH RELATED Mgmt For For
PARTIES PURSUANT TO CHILEAN CORPORATIONS
ACT (LEY SOBRE SOCIEDADES AN NIMAS)
10 OTHER MATTERS PERTINENT TO ORDINARY Mgmt For Against
SHAREHOLDERS MEETINGS ACCORDING TO THE LAW
AND TO THE BANK'S BYLAWS
--------------------------------------------------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES Agenda Number: 713714372
--------------------------------------------------------------------------------------------------------------------------
Security: P32133111
Meeting Type: OGM
Meeting Date: 06-Apr-2021
Ticker:
ISIN: CLP321331116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO CONSIDER THE ANNUAL REPORT, BALANCE Mgmt For For
SHEET, FINANCIAL STATEMENTS, THEIR NOTES
AND THE REPORT OF EXTERNAL AUDITORS FOR THE
PERIOD JANUARY 1ST AND DECEMBER 31, 2020
2 TO PRONOUNCE ABOUT THE DISTRIBUTION OF THE Mgmt For For
AMOUNT OF CLP 104.137.558.000 CHARGEABLE TO
THE PROFIT AVAILABLE FOR ALLOCATION OF THE
PERIOD 2020, THROUGH THE PAYMENT OF A
DIVIDEND IN CASH OF CLP 700 PER SHARE AND
TO APPROVE THE USE OF THE REMAINING BALANCE
OF THE PROFITS
3 DEFINITIVE APPOINTMENT OF MR. JORGE BECERRA Mgmt For For
URBANO, AS DIRECTOR OF THE BANK
4 DETERMINATION OF THE REMUNERATION OF Mgmt For For
DIRECTORS AS FROM APRIL 2021
5 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE COMMITTEE OF DIRECTORS AND
BUDGET OF OPERATING EXPENSES OF SUCH
COMMITTEE
6 REPORT OF THE COMMITTEE OF DIRECTORS IN Mgmt For For
RESPECT OF ITS ACTIVITIES DEVELOPED DURING
YEAR 2020
7 REPORT REGARDING RELATED OPERATIONS Mgmt For For
PROVIDED IN THE LAW OF STOCK COMPANIES
8 APPOINTMENT OF EXTERNAL AUDITORS Mgmt For For
9 APPOINTMENT OF PRIVATE RATING AGENCIES Mgmt For For
10 NOMINATION OF A NEWSPAPER FOR LEGAL Mgmt For For
PUBLICATIONS
11 TO DISCUSS THE OTHER MATTERS INHERENT TO Mgmt Abstain For
THIS KIND OF MEETING
CMMT 24 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
30 MAR 2021 TO 29 MAR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BANCO DE CREDITO E INVERSIONES Agenda Number: 713724119
--------------------------------------------------------------------------------------------------------------------------
Security: P32133111
Meeting Type: EGM
Meeting Date: 06-Apr-2021
Ticker:
ISIN: CLP321331116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 526132 DUE TO RECEIPT OF UPDATED
AGENDA AND CHANGE IN RECORD DATE FROM 30
MAR 2021 TO 29 MAR 2021. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
A.1 AUTHORIZE CAPITALIZATION OF CLP 206.56 Mgmt For For
BILLION VIA BONUS STOCK ISSUANCE
A.2 AUTHORIZE CAPITALIZATION OF CLP 27,320 Mgmt For For
WITHOUT BONUS STOCK ISSUANCE
B AMEND ARTICLES TO REFLECT CHANGES IN Mgmt For For
CAPITAL
C ADOPT NECESSARY AGREEMENTS TO LEGALIZE AND Mgmt For For
EXECUTE AMENDMENTS TO ARTICLES APPROVED BY
THIS GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 935353526
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Special
Meeting Date: 31-Mar-2021
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To ratify the hiring of Mgmt For For
PricewaterhouseCoopers Auditores
Independentes, with its principal place of
business in the city of Sao Paulo, State of
Sao Paulo, at Avenida Francisco Matarazzo,
1400, 9th, 10th and 13th to 17th floors,
Torre Torino, Agua Branca, enrolled with
the CNPJ/ME under No. 61.562.112/0001-20,
as a specialized company responsible for
preparing the appraisal report for the
portion of the Company's equity to be
transferred to Getnet Adquirencia e
Servicos para ...(due to space limits, see
proxy statement for full proposal).
2. To approve the Appraisal Report. Mgmt For For
3. To approve the terms and conditions of the Mgmt For For
"Private Instrument of Protocol and
Justification of the Spin-Off from Banco
Santander (Brasil) S.A. with Transfer of
the Spun-off Portion to Getnet Adquirencia
e Servicos para Meios de Pagamentos S.A.,
entered into on February 25, 2021 between
the Company's and Getnet's managements
("Protocol and Justification of the Spin-
Off from Santander").
4. To approve the spin-off from the Company, Mgmt For For
which will result in the segregation of its
shares issued by Getnet, with transfer of
the spun-off portion to Getnet, under the
Protocol and Justification of the Spin-Off
from Santander ("Spin-off").
5. If the previous matters are approved, Mgmt For For
authorize and ratify all the acts of the
Company's managers necessary for the
effectiveness of the resolutions proposed
and approved by the Company's shareholders.
6. To approve the reduction of the Company's Mgmt For For
share capital by the total amount of two
billion reais (BRL 2,000,000,000.00), from
the current fifty-seven billion reais (BRL
57,000,000,000.00) to fifty five billion
reais (BRL 55,000,000,000.00), without the
cancellation of shares, as a result of the
Spin-Off ("Capital Reduction").
7. To approve the amendment to the head Mgmt For For
provision of article 5 of the Company's
Bylaws, to reflect the Capital Reduction.
8. To approve the amendment to article 30 of Mgmt For For
the Company's Bylaws, to improve the rules
for the appointment of members of the Audit
Committee, in accordance with the
provisions of the National Monetary Council
Resolution No. 3,198, of May 27, 2004, as
amended.
9. To approve the restatement of the Company's Mgmt For For
Bylaws, in order to incorporate the
amendment resulting from the Capital
Reduction and amendment to article 30 of
the Company's Bylaws.
--------------------------------------------------------------------------------------------------------------------------
BANCO SANTANDER BRASIL S.A. Agenda Number: 935391994
--------------------------------------------------------------------------------------------------------------------------
Security: 05967A107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: BSBR
ISIN: US05967A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To TAKE the management accounts, to Mgmt For For
examine, discuss and vote on the Company's
Financial Statements related to the fiscal
year ended on December 31, 2020,
accompanied by the Management Report, the
balance sheet, other parts of the financial
statements, external auditors' opinion and
the Audit Committee Report.
2.1 To DECIDE on the allocation of net income Mgmt For For
for the year 2020 and the distribution of
dividends. Management proposes the
following allocation for net income for the
year 2020: The amount of R$ 702,807,417.22
to the Company's legal reserve account.
2.2 To DECIDE on the allocation of net income Mgmt For For
for the year 2020 and the distribution of
dividends. Management proposes the
following allocation for net income for the
year 2020: The amount of R$
3,837,085,231.82, as dividends and Interest
on Equity to shareholders, which have been
the object of decision in the meetings of
the Board of Directors held on April 27,
2020, July 28, 2020, October 26, 2020,
December, 28 2020 and February 02, 2021, of
which R$ 3,325,000,000.00 as and Interest
on Equity ... (due to space limits, see
proxy material for full proposal).
2.3 To DECIDE on the allocation of net income Mgmt For For
for the year 2020 and the distribution of
dividends. Management proposes the
following allocation for net income for the
year 2020: The balance of the remaining net
profit after the distributions above, to
the value of R$ 9,516,255,695.45 for the
Dividend Equalization Reserve account,
pursuant to Article 36, item III-a of the
Company's Bylaws.
3. To FIX the number of members that will Mgmt For For
compose the Board of Directors in the
mandate from 2021 to 2023. The Company's
management proposes that the Board of
Directors comprise 9 members.
4.1 To ELECT the members of the Company's Board Mgmt For For
of Directors for a term of office from 2021
to 2023: Alvaro Antonio Cardoso de Souza,
Sergio Agapito Lires Rial, Deborah Patricia
Wright, Deborah Stern Vieitas, Jose Antonio
Alvarez Alvarez, Jose de Paiva Ferreira,
Marilia Artimonte Rocca, Pedro Augusto de
Melo, Jose Garcia Cantera.
4.2 If one of the candidates that compose the Mgmt For For
slate fails to integrate it, your votes
will continue to be conferred to the slate.
5. To FIX the annual global compensation of Mgmt For For
the Company's management and members of
Audit Committee. - R$ 433,940,000.00 for
the management (Board of Directors and
Executive Board) - R$ 4,832,500.00 for the
Audit Committee.
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE PHILIPPINE ISLANDS Agenda Number: 713728903
--------------------------------------------------------------------------------------------------------------------------
Security: Y0967S169
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: PHY0967S1694
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALLING OF MEETING TO ORDER Mgmt For For
2 CERTIFICATION OF NOTICE OF MEETING, Mgmt For For
DETERMINATION OF QUORUM, AND RULES OF
CONDUCT AND PROCEDURES
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
MEETING OF THE STOCKHOLDERS ON APRIL 23,
2020
4 APPROVAL OF ANNUAL REPORT AND AUDITED Mgmt For For
FINANCIAL STATEMENTS
5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND OFFICERS
6 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt For For
DE AYALA
7 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt For For
AYALA
8 ELECTION OF DIRECTOR: ROMEO L. BERNARDO Mgmt For For
9 ELECTION OF DIRECTOR: IGNACIO R. BUNYE Mgmt For For
(INDEPENDENT DIRECTOR)
10 ELECTION OF DIRECTOR: CEZAR P. CONSING Mgmt For For
11 ELECTION OF DIRECTOR: RAMON R. DEL ROSARIO, Mgmt For For
JR
12 ELECTION OF DIRECTOR: OCTAVIO V. ESPIRITU Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: REBECCA G. FERNANDO Mgmt For For
14 ELECTION OF DIRECTOR: JOSE TEODORO K. Mgmt For For
LIMCAOCO
15 ELECTION OF DIRECTOR: AURELIO R. MONTINOLA Mgmt For For
III
16 ELECTION OF DIRECTOR: MERCEDITA S. NOLLEDO Mgmt For For
17 ELECTION OF DIRECTOR: ANTONIO JOSE U. Mgmt For For
PERIQUET (INDEPENDENT DIRECTOR)
18 ELECTION OF DIRECTOR: CESAR V. PURISIMA Mgmt For For
(INDEPENDENT DIRECTOR)
19 ELECTION OF DIRECTOR: ELI M. REMOLONA, JR Mgmt For For
(INDEPENDENT DIRECTOR)
20 ELECTION OF DIRECTOR: MARIA DOLORES B. Mgmt For For
YUVIENCO (INDEPENDENT DIRECTOR)
21 ELECTION OF EXTERNAL AUDITORS AND FIXING OF Mgmt For For
THEIR REMUNERATION: ISLA LIPANA AND CO
22 APPROVAL OF MERGER OF BPI FAMILY SAVINGS Mgmt For For
BANK, INC. INTO THE BANK OF THE PHILIPPINE
ISLANDS
23 APPROVAL OF THE INCREASE IN AUTHORIZED Mgmt For For
CAPITAL STOCK AND CORRESPONDING AMENDMENT
OF ARTICLE VII OF THE BANKS ARTICLES OF
INCORPORATION
24 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt For Against
PROPERLY COME BEFORE THE MEETING
25 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK POLSKA KASA OPIEKI S.A. Agenda Number: 714210173
--------------------------------------------------------------------------------------------------------------------------
Security: X0R77T117
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: PLPEKAO00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 583533 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE ORDINARY GENERAL MEETING OF Non-Voting
BANK POLSKA KASA OPIEKI SP KA AKCYJNA
2 ELECTION OF THE CHAIRMAN OF THE ORDINARY Mgmt For For
GENERAL MEETING OF BANK POLSKA KASA OPIEKI
SP KA AKCYJNA
3 CONFIRMATION THAT THE ANNUAL GENERAL Mgmt For For
MEETING OF BANK POLSKA KASA OPIEKI SP KA
AKCYJNA HAS BEEN DULY CONVENED AND IS
CAPABLE OF ADOPTING RESOLUTIONS
4 ADOPTION OF THE AGENDA OF THE ORDINARY Mgmt For For
GENERAL MEETING OF BANK POLSKA KASA OPIEKI
SP KA AKCYJNA
5 CONSIDERATION OF THE REPORT ON THE Mgmt For For
OPERATIONS OF THE CAPITAL GROUP OF BANK
PEKAO S.A. FOR 2020 - PREPARED TOGETHER
WITH THE REPORT ON THE ACTIVITIES OF BANK
PEKAO S.A
6 CONSIDERATION OF THE SEPARATE FINANCIAL Mgmt For For
STATEMENTS OF BANK PEKAO S.A. FOR THE YEAR
ENDED DECEMBER 31, 2020
7 CONSIDERATION OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE CAPITAL GROUP OF BANK
PEKAO S.A. FOR THE YEAR ENDED DECEMBER 31,
2020
8 CONSIDERATION OF THE MOTION OF THE BANK'S Mgmt For For
MANAGEMENT BOARD ON THE DISTRIBUTION OF THE
NET PROFIT OF BANK POLSKA KASA OPIEKI SP KA
AKCYJNA FOR 2020
9 CONSIDERATION OF THE REPORT OF THE Mgmt For For
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA ON ACTIVITIES IN 2020
AND THE RESULTS OF THE ASSESSMENT REPORTS
ON THE ACTIVITIES OF THE CAPITAL GROUP OF
BANK PEKAO S.A. FOR 2020 - PREPARED
TOGETHER WITH THE REPORT ON THE ACTIVITIES
OF BANK PEKAO SA, THE FINANCIAL STATEMENTS
OF BANK POLSKA KASA OPIEKI SP KA AKCYJNA
AND THE CAPITAL GROUP OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA FOR THE YEAR ENDED
DECEMBER 31, 2020 AND THE MANAGEMENT
BOARD'S MOTION REGARDING THE DISTRIBUTION
OF THE NET PROFIT OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA FOR 2020, AS WELL AS
THE RESULTS OF THE SELF-ASSESSMENT OF THE
INDIVIDUAL SUITABILITY OF SUPERVISORY BOARD
MEMBERS AND THE COLLECTIVE SUITABILITY OF
THE SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA
10.1 ADOPTION OF RESOLUTION ON: APPROVAL OF THE Mgmt For For
REPORT ON THE OPERATIONS OF THE CAPITAL
GROUP OF BANK PEKAO S.A. FOR 2020 -
PREPARED TOGETHER WITH THE REPORT ON THE
ACTIVITIES OF BANK PEKAO S.A
10.2 ADOPTION OF RESOLUTION ON: APPROVAL OF THE Mgmt For For
SEPARATE FINANCIAL STATEMENTS OF BANK PEKAO
S.A. FOR THE YEAR ENDED DECEMBER 31, 2020
10.3 ADOPTION OF RESOLUTION ON: APPROVAL OF THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
CAPITAL GROUP OF BANK PEKAO S.A. FOR THE
YEAR ENDED DECEMBER 31, 2020
10.4 ADOPTION OF RESOLUTION ON: DISTRIBUTION OF Mgmt For For
THE NET PROFIT OF BANK POLSKA KASA OPIEKI
SP KA AKCYJNA FOR 2020
10.5 ADOPTION OF RESOLUTION ON: APPROVAL OF THE Mgmt For For
REPORT OF THE SUPERVISORY BOARD OF BANK
POLSKA KASA OPIEKI SP KA AKCYJNA ON
ACTIVITIES IN 2020 AND THE RESULTS OF THE
ASSESSMENT REPORTS ON THE ACTIVITIES OF THE
CAPITAL GROUP OF BANK PEKAO S.A. FOR 2020 -
PREPARED TOGETHER WITH THE REPORT ON THE
ACTIVITIES OF BANK PEKAO SA, THE FINANCIAL
STATEMENTS OF BANK POLSKA KASA OPIEKI SP KA
AKCYJNA AND THE CAPITAL GROUP OF BANK
POLSKA KASA OPIEKI SP KA AKCYJNA FOR THE
YEAR ENDED DECEMBER 31, 2020 AND THE
MANAGEMENT BOARD'S MOTION REGARDING THE
DISTRIBUTION OF THE NET PROFIT OF BANK
POLSKA KASA OPIEKI SP KA AKCYJNA FOR 2020,
AS WELL AS THE RESULTS OF THE
SELF-ASSESSMENT OF THE INDIVIDUAL
SUITABILITY OF SUPERVISORY BOARD MEMBERS
AND THE COLLECTIVE SUITABILITY OF THE
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA
10.6 ADOPTION OF RESOLUTION ON: GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE MEMBERS OF THE
MANAGEMENT BOARD OF BANK POLSKA KASA OPIEKI
SP KA AKCYJNA ON THE PERFORMANCE OF DUTIES
IN 2020
10.7 ADOPTION OF RESOLUTION ON: GRANTING A VOTE Mgmt For For
OF APPROVAL TO MEMBERS OF THE SUPERVISORY
BOARD OF BANK POLSKA KASA OPIEKI SP KA
AKCYJNA FROM THE PERFORMANCE OF DUTIES IN
2020
11 SELECTION OF AN AUDIT FIRM TO AUDIT THE Mgmt For For
FINANCIAL STATEMENTS OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE CAPITAL GROUP
OF BANK POLSKA KASA OPIEKI SP KA AKCYJNA
FOR THE YEARS 2021 - 2023 AND ADOPTION OF A
RESOLUTION ON THIS MATTER
12 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE POLICY OF SELECTION OF CANDIDATES FOR
THE FUNCTION OF A MEMBER OF THE MANAGEMENT
BOARD AND THE KEY FUNCTION, AND ASSESSMENT
OF THE SUITABILITY OF THE PROPOSED AND
APPOINTED MEMBERS OF THE MANAGEMENT BOARD,
SUPERVISORY BOARD AND PERSONS HOLDING KEY
FUNCTIONS AT BANK POLSKA KASA OPIEKI SP KA
AKCYJNA
13 CONSIDERATION OF THE REPORT OF THE Mgmt For For
SUPERVISORY BOARD ON THE REMUNERATION OF
MEMBERS OF THE MANAGEMENT BOARD AND
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA FOR THE YEARS 2019 -
2020 AND ADOPTION OF A RESOLUTION ON HIS
OPINION
14 CONSIDERATION OF THE REPORT ON THE Mgmt For For
EVALUATION OF THE FUNCTIONING OF THE BANK'S
REMUNERATION POLICY IN 2020 AND ADOPTING A
RESOLUTION ON THIS MATTER
15 PRESENTATION BY THE SUPERVISORY BOARD OF Mgmt For For
THE REPORT ON THE ASSESSMENT OF THE
APPLICATION BY BANK POLSKA KASA OPIEKI SP
KA AKCYJNA IN 2020 OF THE PRINCIPLES OF
CORPORATE GOVERNANCE FOR SUPERVISED
INSTITUTIONS ISSUED BY THE POLISH FINANCIAL
SUPERVISION AUTHORITY ON JULY 22, 2014 AND
THE MANNER OF FULFILLING THE DISCLOSURE
OBLIGATIONS BY BANK POLSKA KASA OPIEKI SP
KA AKCYJNA CONCERNING THE APPLICATION OF
THE CORPORATE GOVERNANCE RULES SPECIFIED IN
THE STOCK EXCHANGE REGULATIONS
16 INFORMATION ON THE REGULATIONS OF THE Mgmt For For
SUPERVISORY BOARD OF BANKPOLSKA KASA OPIEKI
SP KA AKCYJNA
17 CONSIDERATION OF THE APPLICATION AND Mgmt For For
ADOPTION OF RESOLUTIONS ON AMENDMENTS TO
THE ARTICLES OF ASSOCIATION OF BANK POLSKA
KASA OPIEKI SP KA AKCYJNA
18 ADOPTION OF RESOLUTIONS ON AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF BANK POLSKA
KASA OPIEKI SP KA AKCYJNA
19 CHANGES IN THE COMPOSITION OF THE Mgmt For For
SUPERVISORY BOARD OF BANK POLSKA KASA
OPIEKI SP KA AKCYJNA
20 CLOSING OF THE ORDINARY GENERAL MEETING OF Non-Voting
BANK POLSKA KASA OPIEKI S.A
--------------------------------------------------------------------------------------------------------------------------
BDO UNIBANK INC Agenda Number: 713737522
--------------------------------------------------------------------------------------------------------------------------
Security: Y07775102
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: PHY077751022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517699 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt For For
2 PROOF OF NOTICE AND DETERMINATION OF Mgmt For For
EXISTENCE OF QUORUM
3 APPROVAL OF THE MINUTES OF THE PREVIOUS Mgmt For For
ANNUAL STOCKHOLDERS MEETING HELD ON JUNE
16, 2020
4 REPORT OF THE PRESIDENT AND APPROVAL OF THE Mgmt For For
AUDITED FINANCIAL STATEMENTS OF BDO AS OF
DECEMBER 31, 2020
5 OPEN FORUM Mgmt For For
6 APPROVAL AND RATIFICATION OF ALLACTS OF THE Mgmt For For
BOARD OF DIRECTORS, BOARD COMMITTEES AND
MANAGEMENT DURING THEIR TERMS OF OFFICE
7 ELECTION OF DIRECTOR: CHRISTOPHER A. Mgmt For For
BELL-KNIGHT
8 ELECTION OF DIRECTOR: JESUS A. JACINTO, JR Mgmt For For
9 ELECTION OF DIRECTOR: TERESITA T. SY Mgmt For For
10 ELECTION OF DIRECTOR: JOSEFINA N. TAN Mgmt For For
11 ELECTION OF DIRECTOR: NESTOR V. TAN Mgmt For For
12 ELECTION OF INDEPENDENT DIRECTOR: GEORGE T. Mgmt For For
BARCELON
13 ELECTION OF INDEPENDENT DIRECTOR: JOSE F. Mgmt For For
BUENAVENTURA
14 ELECTION OF INDEPENDENT DIRECTOR: JONES M. Mgmt For For
CASTRO, JR.
15 ELECTION OF INDEPENDENT DIRECTOR: VICENTE Mgmt For For
S. PREZ, JR.
16 ELECTION OF INDEPENDENT DIRECTOR: DIOSCORO Mgmt For For
I. RAMOS
17 ELECTION OF INDEPENDENT DIRECTOR: GILBERTO Mgmt For For
C. TEODORO, JR.
18 APPROVAL OF THE AMENDMENTS TO SECTIONS 10 Mgmt For For
AND 16 OF BDO'S AMENDED BY-LAWS FOLLOWING
THE RECOMMENDATIONS OF THE BANGKO SENTRAL
NG PILIPINAS
19 APPOINTMENT OF EXTERNAL AUDITOR PUNONGBAYAN Mgmt For For
AND ARAULLO
20 OTHER BUSINESS THAT MAY PROPERLY BE BROUGHT Mgmt Abstain For
BEFORE THE MEETING
21 ADJOURNMENT Mgmt For For
CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 7 TO 22. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 538886, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BECLE, S.A.B. DE C.V. Agenda Number: 713239300
--------------------------------------------------------------------------------------------------------------------------
Security: P0929Y106
Meeting Type: AGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: MX01CU010003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I APPOINTMENT AND OR RATIFICATION, IF Mgmt For For
APPLICABLE, OF THE SECRETARY OF THE BOARD
OF DIRECTORS
II APPOINTMENT OF DELEGATES TO COMPLY WITH AND Mgmt For For
FORMALIZE RESOLUTIONS TAKEN BY THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
BECLE, S.A.B. DE C.V. Agenda Number: 713235819
--------------------------------------------------------------------------------------------------------------------------
Security: P0929Y106
Meeting Type: EGM
Meeting Date: 03-Nov-2020
Ticker:
ISIN: MX01CU010003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DISCUSSION AND, WHERE APPROPRIATE, APPROVAL Mgmt For For
OF THE AMENDMENT TO ARTICLE TWELFTH OF THE
BYLAWS OF THE COMPANY
II APPOINTMENT OF DELEGATES TO COMPLY WITH AND Mgmt For For
FORMALIZE RESOLUTIONS TAKEN BY THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
BECLE, S.A.B. DE C.V. Agenda Number: 713840824
--------------------------------------------------------------------------------------------------------------------------
Security: P0929Y106
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: MX01CU010003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL OF THE REPORTS REFERRED TO IN
ARTICLE 28, SECTION IV OF THE SECURITIES
MARKET LAW, INCLUDING THE SUBMISSION OF THE
COMPANY'S FINANCIAL STATEMENTS
CORRESPONDING TO THE FISCAL YEAR ENDED AS
OF DECEMBER 31, 2020, AND RESOLUTIONS ON
THE PERFORMANCE OF THE COMPANY'S BOARD OF
DIRECTORS AND CHIEF EXECUTIVE OFFICER
II SUBMISSION ON THE REPORT ON THE COMPLIANCE Mgmt For For
WITH THE COMPANY'S TAX OBLIGATIONS, IN
COMPLIANCE WITH THE APPLICABLE LEGAL
PROVISIONS
III RESOLUTIONS ON THE ALLOCATION OF PROFITS OF Mgmt For For
THE FISCAL YEAR ENDED AS OF DECEMBER 31,
2019, INCLUDING TO DECLARE AND PAY
DIVIDENDS
IV DISCUSSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL OF (I) THE AMOUNT THAT MAY BE USED
FOR THE PURCHASE OF OWN SHARES UNDER THE
TERMS PROVIDED FOR IN ARTICLE 56, SECTION
IV OF THE SECURITIES MARKET LAW AND (II)
THE REPORT ON THE POLICIES AND RESOLUTIONS
ADOPTED BY THE COMPANY'S BOARD OF
DIRECTORS, IN CONNECTION WITH THE PURCHASE
AND SALE OF THOSE SHARES
V APPOINTMENT AND OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE INDIVIDUALS COMPRISING
THE BOARD OF DIRECTORS, THE SECRETARY AND
THE CHIEF EXECUTIVE OFFICER, AS WELL AS THE
GRANTING OF THE RELEVANT POWERS OF ATTORNEY
VI APPOINTMENT AND OR RATIFICATION, AS THE Mgmt For For
CASE MAY BE, OF THE CHAIRMAN OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE
VII COMPENSATION TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE AUDIT AND CORPORATE
PRACTICES COMMITTEE, AS WELL AS TO THE
SECRETARY
VIII DESIGNATION OF REPRESENTATIVES TO COMPLY Mgmt For For
WITH AND FORMALIZE THE RESOLUTIONS ADOPTED
BY THIS MEETING
CMMT 13 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CAPITEC BANK HOLDINGS LIMITED Agenda Number: 714039511
--------------------------------------------------------------------------------------------------------------------------
Security: S15445109
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ZAE000035861
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 RE-ELECT DANIEL MEINTJES AS DIRECTOR Mgmt For For
O.2 RE-ELECT PETRUS MOUTON AS DIRECTOR Mgmt For For
O.3 RE-ELECT JEAN PIERRE VERSTER AS DIRECTOR Mgmt For For
O.4 ELECT CORA FERNANDEZ AS DIRECTOR Mgmt For For
O.5 ELECT STAN DU PLESSIS AS DIRECTOR Mgmt For For
O.6 ELECT VUSI MAHLANGU AS DIRECTOR Mgmt For For
O.7 REAPPOINT PRICEWATERHOUSECOOPERS INC AS Mgmt For For
AUDITORS
O.8 REAPPOINT DELOITTE TOUCHE AS AUDITORS Mgmt For For
O.9 AUTHORISE SPECIFIC ISSUE OF LOSS ABSORBENT Mgmt For For
CONVERTIBLE CAPITAL SECURITIES FOR CASH
O.10 AUTHORISE BOARD TO ISSUE SHARES FOR CASH Mgmt For For
O.11 APPROVE REMUNERATION POLICY Mgmt For For
O.12 APPROVE IMPLEMENTATION REPORT OF Mgmt For For
REMUNERATION POLICY
O.13 AMEND SHARE TRUST DEED Mgmt For For
S.1 APPROVE NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION
S.2 AUTHORISE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
S.3 APPROVE FINANCIAL ASSISTANCE IN TERMS OF Mgmt For For
SECTION 45 OF THE COMPANIES ACT
S.4 APPROVE FINANCIAL ASSISTANCE IN RESPECT OF Mgmt For For
THE RESTRICTED SHARE PLAN
--------------------------------------------------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING COMPANY LTD Agenda Number: 714163831
--------------------------------------------------------------------------------------------------------------------------
Security: Y11654103
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002882008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGEMENT OF BUSINESS OPERATIONS Mgmt For For
REPORT AND FINANCIAL STATEMENTS FOR 2020.
2 ACKNOWLEDGEMENT OF EARNINGS DISTRIBUTION Mgmt For For
FOR 2020. PROPOSED CASH DIVIDEND: TWD 2.5
PER SHARE.
3 DISCUSSION ON THE AMENDMENTS TO THE RULES Mgmt For For
OF PROCEDURE FOR SHAREHOLDERS' MEETINGS.
4 DISCUSSION ON THE AMENDMENTS TO THE Mgmt For For
CORPORATION PROCEDURE FOR THE ELECTION OF
DIRECTORS.
5 DISCUSSION ON THE CORPORATION' S PROPOSAL Mgmt For For
TO RAISE LONG-TERM CAPITAL.
--------------------------------------------------------------------------------------------------------------------------
CCC S.A. Agenda Number: 713395502
--------------------------------------------------------------------------------------------------------------------------
Security: X5818P109
Meeting Type: EGM
Meeting Date: 14-Dec-2020
Ticker:
ISIN: PLCCC0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE EXTRAORDINARY GENERAL Non-Voting
MEETING
2 ELECTION OF THE CHAIRMAN OF THE Mgmt For For
EXTRAORDINARY GENERAL MEETING
3 CONFIRMATION THAT THE EXTRAORDINARY GENERAL Mgmt For For
MEETING HAS BEEN DULY CONVENED AND IS
CAPABLE OF ADOPTING RESOLUTIONS
4 ADOPTION OF THE AGENDA OF THE EXTRAORDINARY Mgmt For For
GENERAL MEETING
5 ADOPTION OF A RESOLUTION ON GRANTING Mgmt For For
CONSENT TO THE ESTABLISHMENT OF A LIMITED
PROPERTY RIGHT IN THE FORM OF A PLEDGE ON
THE SHARES OF THE CCC SHOES AND BAGS SP. Z
O.O
6 ADOPTION OF A RESOLUTION ON CONSENTING TO Mgmt For For
CHANGES IN THE FOUNDING ACT OF CCC SHOES
AND BAGS SP. Z O.O. AND THE AGREEMENT OF
THE COMPANY CCC.EU SP. ZOO
7 CLOSING OF THE EXTRAORDINARY GENERAL Non-Voting
MEETING
--------------------------------------------------------------------------------------------------------------------------
CCC S.A. Agenda Number: 714174187
--------------------------------------------------------------------------------------------------------------------------
Security: X5818P109
Meeting Type: EGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: PLCCC0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE EXTRAORDINARY GENERAL Non-Voting
MEETING
2 ELECTION OF THE CHAIRMAN OF THE Mgmt For For
EXTRAORDINARY GENERAL MEETING
3 CONFIRMATION THAT THE EXTRAORDINARY GENERAL Mgmt For For
MEETING HAS BEEN DULY CONVENED AND IS
CAPABLE OF ADOPTING RESOLUTIONS
4 ADOPTION OF THE AGENDA OF THE EXTRAORDINARY Mgmt For For
GENERAL MEETING
5 ADOPTION OF A RESOLUTION ON CONSENT TO THE Mgmt For For
CONCLUSION OF A PLEDGE AGREEMENT AND
ESTABLISHMENT OF A REGISTERED PLEDGE
(REGISTERED PLEDGES) ON A SET OF THINGS AND
RIGHTS CONSTITUTING AN ORGANIZATIONAL WHOLE
WITH A VARIABLE COMPOSITION COMPRISING THE
COMPANY'S ENTERPRISE TO SECURE CLAIMS
ARISING CREDIT AGREEMENT
6 CLOSING OF THE EXTRAORDINARY GENERAL Non-Voting
MEETING
--------------------------------------------------------------------------------------------------------------------------
CCC S.A. Agenda Number: 714236278
--------------------------------------------------------------------------------------------------------------------------
Security: X5818P109
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: PLCCC0000016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE ORDINARY Mgmt For For
GENERAL MEETING
3 CONFIRMATION THAT THE ANNUAL GENERAL Mgmt For For
MEETING HAS BEEN DULY CONVENED AND IS
CAPABLE OF ADOPTING RESOLUTIONS
4 ADOPTION OF THE AGENDA OF THE ORDINARY Mgmt For For
GENERAL MEETING
5 PRESENTATION BY THE MANAGEMENT BOARD OF THE Mgmt For For
INDIVIDUAL FINANCIAL STATEMENTS OF CCC S.A.
AND THE CONSOLIDATED FINANCIAL STATEMENTS
OF THE CAPITAL GROUP CCC S.A. AND THE
MANAGEMENT BOARD'S REPORT ON THE OPERATIONS
OF THE CCC CAPITAL GROUP ARE FOR THE
FINANCIAL YEAR STARTING ON JANUARY 1, 2020
ENDED ON JANUARY 31, 2021
6.A PRESENTATION BY THE SUPERVISORY BOARD OF Mgmt For For
REPORTS ON THE ACTIVITIES OF THE
SUPERVISORY BOARD OF CCC S.A. FOR THE
FINANCIAL YEAR STARTING JANUARY 1, 2020
ENDED JANUARY 31, 2021
6.B PRESENTATION BY THE SUPERVISORY BOARD OF Mgmt For For
REPORTS OF THE SUPERVISORY BOARD OF CCC
S.A. FROM THE RESULTS OF THE ASSESSMENT OF
THE SEPARATE FINANCIAL STATEMENTS OF CCC
S.A. AND THE CONSOLIDATED FINANCIAL
STATEMENTS AND THE MANAGEMENT BOARD'S
REPORT ON THE ACTIVITIES OF THE CCC CAPITAL
GROUP ARE. FOR THE FINANCIAL YEAR STARTING
ON JANUARY 1, 2020 ENDED ON JANUARY 31,
2021
7 REVIEW AND APPROVAL OF THE SEPARATE Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY CCC
S.A. FOR THE FINANCIAL YEAR STARTING ON
JANUARY 1, 2020 ENDING ON JANUARY 31, 2021
8 REVIEW AND APPROVAL OF THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE CAPITAL GROUP
CCC S.A. AND REPORTS OF THE MANAGEMENT
BOARD ON THE ACTIVITIES OF THE CAPITAL
GROUP CCC S.A. FOR THE FINANCIAL YEAR
STARTING JANUARY 1, 2020 ENDED JANUARY 31,
2021
9 CONSIDERATION AND APPROVAL OF THE Mgmt For For
MANAGEMENT BOARD'S MOTION TO COVER THE LOSS
FOR THE STARTING FINANCIAL YEAR JANUARY 1,
2020 ENDED JANUARY 31, 2021
10 ADOPTION OF RESOLUTIONS ON THE Mgmt For For
ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES
BY MEMBERS OF THE MANAGEMENT BOARD IN THE
FINANCIAL YEAR BEGINNING ON JANUARY 1, 2020
ENDING ON JANUARY 31, 2021
11 ADOPTION OF RESOLUTIONS ON THE Mgmt For For
ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES
BY MEMBERS OF THE SUPERVISORY BOARD DURING
THE YEAR FINANCIAL ACTIVITY BEGINNING ON
JANUARY 1, 2020 ENDED ON JANUARY 31, 2021
12 ADOPTION OF A RESOLUTION ON GIVING OPINION Mgmt For For
ON THE REPORT ON THE REMUNERATION OF
MEMBERS OF THE MANAGEMENT BOARD AND
SUPERVISORY BOARD COMPANIES FOR THE PERIOD
FROM 01/01/2019 TO 31/01/2021
13 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE REGULATIONS OF THE SUPERVISORY BOARD
14 ADOPTION OF A RESOLUTION ON THE ADOPTION OF Mgmt For For
AMENDMENTS TO THE REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD AND MEMBERS
OF THE SUPERVISORY BOARD CCC S.A. AND THE
ADOPTION OF A CONSOLIDATED TEXT
15 ADOPTION OF A RESOLUTION ON CHANGING THE Mgmt For For
RULES FOR REMUNERATING MEMBERS OF THE
SUPERVISORY BOARD OF CCC S.A
16 ADOPTION OF A RESOLUTION ON AMENDMENTS TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
17 CLOSING OF THE GENERAL MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 712888556
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 28-Jul-2020
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS ABLE TO ADOPT
BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE REPORTS OF THE Mgmt For For
COMPANY'S GOVERNING BODIES, THE COMPANY'S
FINANCIAL STATEMENTS AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2019
6 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
APPROVAL OF THE COMPANY'S FINANCIAL
STATEMENTS FOR 2019
7 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
APPROVAL OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE CD PROJEKT CAPITAL GROUP
FOR 2019
8 ADOPTION OF A RESOLUTION APPROVING THE Mgmt For For
MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES
OF THE CD PROJEKT CAPITAL GROUP AND CD
PROJEKT S.A. FOR 2019
9 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
2019
10 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE PRESIDENT
OF THE MANAGEMENT BOARD, ADAM KICINSKI,
FROM JANUARY 1 TO DECEMBER 31, 2019
11 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE MANAGEMENT BOARD, MARCIN
IWI SKI, FROM JANUARY 1 TO DECEMBER 31,
2019
12 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE MANAGEMENT BOARD, PIOTR
NIELUBOWICZ, FROM JANUARY 1 TO DECEMBER 31,
2019
13 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE MEMBER OF
THE MANAGEMENT BOARD, ADAM BADOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
14 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY MEMBER OF THE
MANAGEMENT BOARD, MICHAL NOWAKOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
15 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY MEMBER OF THE
MANAGEMENT BOARD, PIOTR KARWOWSKI, FROM
JANUARY 1 TO DECEMBER 31, 2019
16 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE MEMBER OF
THE MANAGEMENT BOARD, MR OLEG KLAPOVSKIY,
FROM JANUARY 1 TO MAY 23, 2019
17 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE CHAIRWOMAN
OF THE SUPERVISORY BOARD, KATARZYNA SZWARC,
FROM JANUARY 1 TO DECEMBER 31, 2019
18 ADOPTION OF A RESOLUTION ON ACKNOWLEDGING Mgmt For For
THE FULFILLMENT OF DUTIES BY THE VICE
PRESIDENT OF THE SUPERVISORY BOARD, PIOTR P
GOWSKI, FROM JANUARY 1 TO DECEMBER 31, 2019
19 ADOPTION OF A RESOLUTION ON DISCHARGING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR. MICHAL
BIENI, FROM DISCHARGING HIS DUTIES FROM
JANUARY 1 TO DECEMBER 31, 2019
20 ADOPTION OF A RESOLUTION ON DISCHARGING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD, MR
KRZYSZTOF KILIAN, FROM PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM JANUARY 1 TO
DECEMBER 31, 2019
21 ADOPTION OF A RESOLUTION ON GRANTING A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD MR. MACIEJ
NIELUBOWICZ THE VOTE OF APPROVAL FOR THE
FULFILLMENT OF DUTIES IN THE PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2019
22 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
ADOPTION OF A REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD AND MEMBERS
OF THE COMPANY'S SUPERVISORY BOARD
23 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
PROVISIONS OF THE RESOLUTION INTRODUCING
THE INCENTIVE PROGRAM FOR 2016-2021
24 ADOPTION OF A RESOLUTION AUTHORIZING THE Mgmt For For
COMPANY'S MANAGEMENT BOARD TO PURCHASE THE
COMPANY'S OWN SHARES AND TO CREATE A
RESERVE CAPITAL TO PURCHASE THE COMPANY'S
OWN SHARES
25 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
INTRODUCTION OF THE INCENTIVE PROGRAM
26 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
ISSUE OF THE INCENTIVE PROGRAM,
SUBSCRIPTION WARRANTS WITH DEPRIVATION OF
THE PRE-EMPTIVE RIGHT OF EXISTING
SHAREHOLDERS, ENTITLING THEM TO SUBSCRIBE
FOR SERIES N SHARES AND A CONDITIONAL
INCREASE OF THE SHARE CAPITAL BY ISSUING
SERIES N SHARES, DEPRIVING EXISTING
SHAREHOLDERS OF PRE-EMPTIVE RIGHTS,
APPLYING FOR ADMISSION AND INTRODUCTION OF
NEW SERIES N SHARES TO TRADING ON THE
REGULATED MARKET OPERATED BY THE WARSAW
STOCK EXCHANGE AND RELATED CHANGES IN THE
COMPANY'S ARTICLES OF ASSOCIATION
27 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
DISSOLUTION OF THE RESERVE CAPITAL CREATED
TO COVER EXPENSES FOR THE PURCHASE OF OWN
SHARES
28 CLOSING THE MEETING Non-Voting
CMMT 29 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 713062886
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: EGM
Meeting Date: 22-Sep-2020
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
PROVISIONS OF THE RESOLUTION INTRODUCING
THE INCENTIVE SCHEME
6 ADOPTION OF A RESOLUTION ON THE ISSUE FOR Mgmt For For
THE IMPLEMENTATION OF THE INCENTIVE SCHEME,
SUBSCRIPTION WARRANTS DEPRIVING THE
EXISTING SHAREHOLDERS OF THE SUBSCRIPTION
RIGHT, ENTITLING TO TAKE UP N SERIES SHARES
AND A CONDITIONAL INCREASE OF THE SHARE
CAPITAL BY ISSUING N SERIES SHARES,
DEPRIVING THE EXISTING SHAREHOLDERS OF THE
SUBSCRIPTION RIGHT, APPLYING FOR ADMISSION
AND INTRODUCTION OF THE SHARES OF THE NEW
SERIES N ISSUE TO TRADING ON THE REGULATED
MARKET OPERATED BY THE WARSAW STOCK
EXCHANGE AND THE RELATED AMENDMENT TO THE
ARTICLES OF ASSOCIATION
7 CLOSING THE MEETING Non-Voting
CMMT 02 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
06 SEP 2020 TO 04 SEP 2020. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 714067318
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 569715 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE GENERAL Mgmt For For
MEETING
3 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING BINDING RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION OF THE REPORTS OF THE Mgmt For For
COMPANY'S BODIES, THE COMPANY'S FINANCIAL
STATEMENTS AND THE CONSOLIDATED FINANCIAL
STATEMENTS FOR 2020
6 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE COMPANY'S FINANCIAL STATEMENTS FOR 2020
7 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE CD PROJEKT CAPITAL GROUP FOR 2020
8 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE MANAGEMENT BOARD'S REPORT ON THE
ACTIVITIES OF THE CD PROJEKT CAPITAL GROUP
AND CD PROJEKT S.A. FOR 2020
9 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
2020
10 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE PRESIDENT OF THE
MANAGEMENT BOARD, MR. ADAM KICI SKI, FOR
THE PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
11 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE VICE PRESIDENT OF THE
MANAGEMENT BOARD, MR. MARCIN IWI SKI, FOR
THE PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
12 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE VICE-PRESIDENT OF THE
MANAGEMENT BOARD, MR. PIOTR NIELUBOWICZ,
FOR THE PERFORMANCE OF HIS DUTIES IN THE
PERIOD FROM 1 JANUARY TO 31 DECEMBER 2020
13 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO THE MEMBER OF THE MANAGEMENT
BOARD, MR. ADAM BADOWSKI, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
14 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
MEMBER OF THE MANAGEMENT BOARD, MR. MICHA
NOWAKOWSKI, FROM PERFORMING HIS DUTIES IN
THE PERIOD FROM 1 JANUARY TO 31 DECEMBER
2020
15 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
MEMBER OF THE MANAGEMENT BOARD, MR. PIOTR
KARWOWSKI FROM THE PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM 1 JANUARY TO 31
DECEMBER 2020
16 ADOPTION OF A RESOLUTION ON DISCHARGING THE Mgmt For For
CHAIRWOMAN OF THE SUPERVISORY BOARD, MS
KATARZYNA SZWARC, FROM THE PERFORMANCE OF
HER DUTIES IN THE PERIOD FROM 1 JANUARY TO
31 DECEMBER 2020
17 ADOPTION OF A RESOLUTION ON DISCHARGING MR. Mgmt For For
PIOTR P GOWSKI, VICE-CHAIRMAN OF THE
SUPERVISORY BOARD, FOR THE PERFORMANCE OF
HIS DUTIES IN THE PERIOD FROM 1 JANUARY TO
31 DECEMBER 2020
18 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO A MEMBER OF THE SUPERVISORY
BOARD, MR. MICHA BIE , FOR THE PERFORMANCE
OF HIS DUTIES IN THE PERIOD FROM 1 JANUARY
TO 31 DECEMBER 2020
19 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO A MEMBER OF THE SUPERVISORY
BOARD, MR. KRZYSZTOF KILIAN, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
20 ADOPTION OF A RESOLUTION ON GRANTING A VOTE Mgmt For For
OF APPROVAL TO MACIEJ NIELUBOWICZ, MEMBER
OF THE SUPERVISORY BOARD, FOR THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM 1 JANUARY TO 31 DECEMBER 2020
21 ADOPTION OF A RESOLUTION REGARDING THE Mgmt For For
EXPRESSION OF AN OPINION ON THE REPORT OF
THE SUPERVISORY BOARD OF CD PROJEKT S.A. ON
THE REMUNERATION OF MEMBERS OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD FOR
2019-2020
22 ADOPTION OF RESOLUTIONS ON THE APPOINTMENT Mgmt For For
OF MEMBERS OF THE SUPERVISORY BOARD FOR A
NEW TERM OF OFFICE
23 ADOPTION OF A RESOLUTION ON AMENDMENTS TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
24 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For
SHAREHOLDER PROPOSAL: ADOPTION OF A
RESOLUTION ON CHANGING THE REMUNERATION OF
THE MEMBERS OF THE SUPERVISORY BOARD OF THE
COMPANY
25 CLOSING THE MEETING Non-Voting
CMMT 07 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 13. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CELLTRION INC Agenda Number: 713617100
--------------------------------------------------------------------------------------------------------------------------
Security: Y1242A106
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: KR7068270008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR SEO JIN SEOK Mgmt For For
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CEMEX, S.A.B. DE C.V. Agenda Number: 935340098
--------------------------------------------------------------------------------------------------------------------------
Security: 151290889
Meeting Type: Annual
Meeting Date: 25-Mar-2021
Ticker: CX
ISIN: US1512908898
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 PRESENTATION OF THE CHIEF EXECUTIVE Mgmt For
OFFICER'S REPORT, INCLUDING CEMEX'S
FINANCIAL STATEMENTS, RESULTS OF
OPERATIONS, REPORT OF CASH FLOW AND
VARIATIONS OF CAPITAL STOCK, AND
PRESENTATION OF THE BOARD OF DIRECTORS'
REPORT, FOR THE FISCAL YEAR 2020, AS
REQUIRED BY THE MEXICAN SECURITIES MARKET
LAW (LEY DEL MERCADO DE VALORES); AND,
AFTER HEARING THE OPINION OF THE BOARD OF
DIRECTORS AS TO THE REPORTS BY THE CHIEF
EXECUTIVE OFFICER, BY THE AUDIT, CORPORATE
PRACTICES AND FINANCE, AND SUSTAINABILITY
..DUE TO SPACE LIMITS, SEE PROXY MATERIAL
FOR FULL PROPOSAL.
O2 PROPOSAL OF ALLOCATION OF PROFITS FOR THE Mgmt For
FISCAL YEAR ENDED DECEMBER 31, 2020.
O3 PRESENTATION OF THE BOARD OF DIRECTORS' Mgmt For
REPORT ON THE PROCEDURES AND APPROVALS
PURSUANT TO WHICH THE REPURCHASE OF CEMEX'S
SHARES WAS INSTRUCTED FOR THE YEAR ENDED ON
DECEMBER 31, 2020.
O4 PROPOSAL TO DETERMINE THE AMOUNT OF A Mgmt For
RESERVE FOR THE ACQUISITION OF CEMEX'S
SHARES OR OTHER INSTRUMENTS REPRESENTING
SUCH SHARES.
O5A PROPOSAL TO DECREASE THE CAPITAL STOCK OF Mgmt For
CEMEX IN ITS VARIABLE PART BY CANCELLING
THE CEMEX SHARES REPURCHASED IN 2020 UNDER
CEMEX'S SHARE REPURCHASE PROGRAM.
O5B PROPOSAL TO DECREASE THE CAPITAL STOCK OF Mgmt For
CEMEX IN ITS VARIABLE PART BY CANCELLING
THE TREASURY SHARES ISSUED TO SUPPORT THE
ISSUANCE OF NEW CONVERTIBLE NOTES OR FOR
THEIR PLACEMENT IN A PUBLIC OFFERING OR
PRIVATE PLACEMENT.
O6 APPOINTMENT OF MEMBERS, PRESIDENT AND Mgmt For
SECRETARY OF THE BOARD OF DIRECTORS, AND OF
MEMBERS AND PRESIDENTS, RESPECTIVELY, OF
THE AUDIT, CORPORATE PRACTICES AND FINANCE,
AND SUSTAINABILITY COMMITTEES.
O7 COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS AND OF THE AUDIT, CORPORATE
PRACTICES AND FINANCE, AND SUSTAINABILITY
COMMITTEES.
O8 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For
RESOLUTIONS ADOPTED AT THE MEETING.
E1 PROPOSAL TO SPECIFY CEMEX's CORPORATE Mgmt For
PURPOSE AND THE ACTIVITIES THAT CEMEX MAY
PERFORM IN ORDER TO FULFIL ITS CORPORATE
PURPOSE, CONSEQUENTLY AMENDING ARTICLE 2 OF
CEMEX's BY-LAWS; AND, IN THE EVENT OF
APPROVAL, THE AUTHORIZATION TO PROCEED WITH
THE CERTIFICATION OF THE RESTATED BY-LAWS.
E2 APPOINTMENT OF DELEGATES TO FORMALIZE THE Mgmt For
RESOLUTIONS ADOPTED AT THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD SA Agenda Number: 713743361
--------------------------------------------------------------------------------------------------------------------------
Security: P2205J100
Meeting Type: EGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: CL0000000100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A TO AMEND THE CORPORATE BYLAWS WITH THE Mgmt For For
OBJECTIVE OF INCLUDING IN THEM A COMPLIANCE
COMMITTEE IN ACCORDANCE WITH THAT WHICH IS
PROVIDED FOR IN JUDGMENT NUMBER 167.2019 OF
THE COURT FOR THE DEFENSE OF FREE
COMPETITION
B TO RESOLVE ON A SHARE BUYBACK PROGRAM IN Mgmt For For
ACCORDANCE WITH ARTICLES 27A THROUGH 27C OF
THE SHARE CORPORATIONS LAW, WITH THE
OBJECTIVE OF BEING ABLE TO MAKE INVESTMENTS
IN THE ACQUISITION OF SUCH SHARES, BEING
ABLE TO OBTAIN POTENTIAL BENEFITS FOR THE
COMPANY AS A RESULT OF THE VARIATION OF
THEIR PRICE
C TO ESTABLISH THE AMOUNT OR MAXIMUM Mgmt For For
PERCENTAGE OF SHARES TO BE ACQUIRED BY
VIRTUE OF THE SHARE BUYBACK PROGRAM, THE
DURATION OF THE SAME AND TO DELEGATE TO THE
BOARD OF DIRECTORS THE POWER TO ESTABLISH
THE PRICE TO BE PAID FOR THE SHARES BEING
BOUGHT BACK THAT ARE TO BE ACQUIRED AND
OTHER CONDITIONS IN ACCORDANCE WITH THE LAW
THAT MAY BE PERTINENT
D IN GENERAL, TO PASS ALL THE OTHER Mgmt For For
RESOLUTIONS THAT MAY BE NECESSARY OR
CONVENIENT FOR THE COMPLETE AND FAITHFUL
FULFILLMENT OF THE RESOLUTIONS THAT ARE
PASSED BY THE EXTRAORDINARY GENERAL MEETING
OF SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CENCOSUD SA Agenda Number: 713743359
--------------------------------------------------------------------------------------------------------------------------
Security: P2205J100
Meeting Type: OGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: CL0000000100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A EXAMINATION OF THE SITUATION OF THE COMPANY Mgmt For For
AND OF THE REPORTS FROM THE OUTSIDE
AUDITING FIRM, AND THE APPROVAL OF THE
ANNUAL REPORT, BALANCE SHEET AND FINANCIAL
STATEMENTS FOR THE FISCAL YEAR TO DECEMBER
31, 2020, AND OF THE REPORT FROM THE
OUTSIDE AUDITING FIRM FOR THAT SAME FISCAL
YEAR
B DISTRIBUTION OF PROFIT FROM THE 2020 FISCAL Mgmt For For
YEAR AND THE PAYMENT OF DIVIDENDS
C ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
D ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE COMMITTEE OF DIRECTORS AND
THE DETERMINATION OF THE EXPENSE BUDGET FOR
ITS OPERATION AND THAT FOR ITS ADVISERS
E THE REPORT IN REGARD TO THE EXPENSES OF THE Mgmt For For
BOARD OF DIRECTORS AND OF THE COMMITTEE OF
DIRECTORS
F DESIGNATION OF AN OUTSIDE AUDITING FIRM FOR Mgmt For For
THE 2021 FISCAL YEAR
G DESIGNATION OF RISK RATING AGENCIES FOR THE Mgmt For For
2021 FISCAL YEAR
H TO PRESENT THE MATTERS THAT WERE EXAMINED Mgmt For For
BY THE COMMITTEE OF DIRECTORS, THE
ACTIVITIES IT CARRIED OUT, ITS ANNUAL
MANAGEMENT REPORT AND THE PROPOSALS THAT
WERE NOT ACCEPTED BY THE BOARD OF
DIRECTORS, AS WELL AS THE RESOLUTIONS THAT
WERE PASSED BY THE BOARD OF DIRECTORS TO
APPROVE RELATED PARTY TRANSACTIONS
I TO GIVE AN ACCOUNTING OF THE OPPOSING VOTES Mgmt For For
OF MEMBERS OF THE BOARD OF DIRECTORS THAT
WERE INCLUDED IN THE MINUTES OF MEETINGS OF
THE BOARD OF DIRECTORS
J DESIGNATION OF THE NEWSPAPER IN WHICH THE Mgmt For For
CORPORATE NOTICES MUST BE PUBLISHED
K IN GENERAL, ANY MATTER OF CORPORATE Mgmt For For
INTEREST THAT IS NOT APPROPRIATE FOR AN
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
CHUNGHWA TELECOM CO LTD Agenda Number: 714011816
--------------------------------------------------------------------------------------------------------------------------
Security: Y1613J108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: TW0002412004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 RATIFICATION OF 2020 EARNINGS DISTRIBUTION Mgmt For For
PROPOSAL. PROPOSED CASH DIVIDEND: TWD 4.306
PER SHARE
3 AMENDMENTS TO THE ARTICLES OF INCORPORATION Mgmt For For
OF THE COMPANY.
4 AMENDMENTS TO THE ORDINANCE OF SHAREHOLDERS Mgmt For For
MEETINGS OF THE COMPANY.
5 AMENDMENTS TO THE DIRECTORS ELECTION Mgmt For For
REGULATIONS OF THE COMPANY.
6 RELEASE OF NON COMPETITION RESTRICTIONS ON Mgmt Against Against
DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
COLBUN SA Agenda Number: 713815073
--------------------------------------------------------------------------------------------------------------------------
Security: P2867K130
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CLP3615W1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I EXAMINATION OF THE SITUATION OF THE COMPANY Mgmt For For
AND THE REPORT FROM THE OUTSIDE AUDITORS
AND FROM THE ACCOUNTS INSPECTORS
II APPROVAL OF THE ANNUAL REPORT AND FINANCIAL Mgmt For For
STATEMENTS TO DECEMBER 31, 2020
III DISTRIBUTION OF PROFIT AND PAYMENT OF Mgmt For For
DIVIDENDS
IV APPROVAL OF THE INVESTMENT AND FINANCING Mgmt For For
POLICY OF THE COMPANY
V POLICIES AND PROCEDURES IN REGARD TO PROFIT Mgmt For For
AND DIVIDENDS
VI DESIGNATION OF OUTSIDE AUDITORS FOR THE Mgmt For For
2021 FISCAL YEAR
VII DESIGNATION OF ACCOUNTS INSPECTORS AND Mgmt For For
THEIR COMPENSATION
VIII ELECTION OF THE BOARD OF DIRECTORS Mgmt For For
IX ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
X REPORT ON THE ACTIVITIES OF THE COMMITTEE Mgmt For For
OF DIRECTORS
XI ESTABLISHMENT OF THE COMPENSATION OF THE Mgmt For For
COMMITTEE OF DIRECTORS AND THE
DETERMINATION OF ITS BUDGET
XII INFORMATION IN REGARD TO THE RESOLUTIONS OF Mgmt For For
THE BOARD OF DIRECTORS IN RELATION TO ACTS
AND AGREEMENTS THAT ARE GOVERNED BY TITLE
XVI OF LAW NUMBER 18,046
XIII DESIGNATION OF THE NEWSPAPER IN WHICH THE Mgmt For For
SHAREHOLDER GENERAL MEETING CALL NOTICES
MUST BE PUBLISHED
XIV OTHER MATTERS OF CORPORATE INTEREST THAT Mgmt For Against
ARE WITHIN THE AUTHORITY OF THE GENERAL
MEETING
--------------------------------------------------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS Agenda Number: 935353425
--------------------------------------------------------------------------------------------------------------------------
Security: 204429104
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: CCU
ISIN: US2044291043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the Annual Report, Consolidated Mgmt For For
Financial Statements and External Auditors'
Report corresponding to the fiscal year
ended on December 31, 2020.
3. Distribution of the profits accrued during Mgmt For For
fiscal year 2020 and dividend payment.
5. Election of the members of the Board of Mgmt For For
Directors.
6. Determination of the remuneration of the Mgmt For For
members of the Board of Directors for
fiscal year 2021.
7. Determination of the remuneration of the Mgmt For For
members of the Directors Committee and its
budget for the fiscal year 2021.
8. Determination of the remuneration of the Mgmt For For
members of the Audit Committee and its
budget for the fiscal year 2021.
9. Appointment of External Auditors Firm for Mgmt For For
the 2021 fiscal year.
10. Appointment of Risk Rating Agencies for the Mgmt For For
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA SUD AMERICANA DE VAPORES SA VAPORES Agenda Number: 713717683
--------------------------------------------------------------------------------------------------------------------------
Security: P3064M101
Meeting Type: OGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: CLP3064M1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT, BALANCE SHEET AND FINANCIAL Mgmt For For
STATEMENTS OF THE PERIOD 2020, THE
SITUATION OF THE COMPANY, AND THE
RESPECTIVE REPORT OF THE EXTERNAL AUDIT
COMPANY
2 ALLOCATION OF DIVIDENDS CHARGEABLE TO THE Mgmt For For
PROFITS OF THE PERIOD 2020
3 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE PERIOD 2021, AND
REPORT OF EXPENSES INCURRED BY SUCH BOARD
4 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
COMMITTEE OF DIRECTORS AND APPROVAL OF THE
BUDGET OF OPERATING EXPENSES FOR THE PERIOD
2021, AND REPORT OF THE ACTIVITIES AND
EXPENSES INCURRED BY THE COMMITTEE OF
DIRECTORS DURING THE PERIOD 2020
5 APPOINTMENT OF THE EXTERNAL AUDIT COMPANY Mgmt For For
6 APPOINTMENT OF RATING AGENCIES Mgmt For For
7 REPORT ON THE OPERATIONS WITH RELATED Mgmt For For
PARTIES
8 DETERMINATION OF THE NEWSPAPER FOR Mgmt For For
PUBLICATIONS OF THE COMPANY
9 OTHER MATTERS OF CORPORATE INTEREST BEING Mgmt Abstain For
OF THE COMPETENCE OF THE REGULAR
STOCKHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
CYFROWY POLSAT S.A. Agenda Number: 712891008
--------------------------------------------------------------------------------------------------------------------------
Security: X1809Y100
Meeting Type: AGM
Meeting Date: 23-Jul-2020
Ticker:
ISIN: PLCFRPT00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 APPOINTMENT OF THE CHAIRMAN OF THE ANNUAL Mgmt For For
GENERAL MEETING
3 VALIDATION OF THE CORRECTNESS OF CONVENING Mgmt For For
THE ANNUAL GENERAL MEETING AND ITS ABILITY
TO ADOPT BINDING RESOLUTIONS
4 APPOINTMENT OF THE BALLOT COMMITTEE Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 MANAGEMENT BOARDS PRESENTATION OF A) THE Mgmt For For
MANAGEMENT BOARDS REPORT ON THE COMPANY'S
ACTIVITIES IN THE FINANCIAL YEAR 2019.AND
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019, B) THE MANAGEMENT
BOARDS REPORT ON THE ACTIVITIES OF THE
CAPITAL GROUP OF THE COMPANY IN THE
FINANCIAL YEAR 2019 AND THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE CAPITAL GROUP
OF THE COMPANY FOR THE FINANCIAL YEAR 2019
7 THE SUPERVISORY BOARDS PRESENTATION OF ITS Mgmt For For
STATEMENT CONCERNING THE EVALUATION OF THE
MANAGEMENT BOARDS REPORT ON THE COMPANY'S
ACTIVITIES IN THE FINANCIAL YEAR 2019 AND
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2019, AS WELL AS THE
MANAGEMENT BOARDS MOTION REGARDING THE
DISTRIBUTION OF THE COMPANY'S PROFIT
GENERATED IN THE FINANCIAL YEAR 2019
8 THE SUPERVISORY BOARDS PRESENTATION OF THE Mgmt For For
EVALUATION OF THE COMPANY'S STANDING AND
THE MANAGEMENT BOARDS ACTIVITIES
9 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE MANAGEMENT BOARDS REPORT ON
THE COMPANY'S ACTIVITIES IN THE FINANCIAL
YEAR 2019
10 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE COMPANY'S ANNUAL FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2019
11 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE MANAGEMENT BOARDS REPORT ON
ACTIVITIES OF THE CAPITAL GROUP OF THE
COMPANY IN THE FINANCIAL YEAR 2019
12 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS OF THE CAPITAL GROUP OF THE
COMPANY FOR THE FINANCIAL YEAR 2019
13 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE SUPERVISORY BOARDS REPORT FOR
THE FINANCIAL YEAR 2019
14 ADOPTION OF RESOLUTIONS GRANTING A VOTE OF Mgmt For For
APPROVAL TO THE MEMBERS OF THE MANAGEMENT
BOARD FOR THE PERFORMANCE OF THEIR DUTIES
IN THE YEAR 2019
15 ADOPTION OF RESOLUTIONS GRANTING A VOTE OF Mgmt For For
APPROVAL TO THE MEMBERS OF THE SUPERVISORY
BOARD FOR THE PERFORMANCE OF THEIR DUTIES
IN THE YEAR 2019
16 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF THE COMPANYS PROFIT FOR THE
FINANCIAL YEAR 2019 AND THE ALLOCATION OF A
PART OF PROFITS EARNED IN PREVIOUS YEARS
FOR A DIVIDEND PAYOUT
17 ADOPTION OF RESOLUTIONS ON THE Mgmt For For
DETERMINATION OF A NUMBER OF MEMBERS OF THE
SUPERVISORY BOARD AND CHANGES TO THE
COMPOSITION OF THE SUPERVISORY BOARD
18 ADOPTION OF A RESOLUTION APPROVING Mgmt For For
AMENDMENTS TO THE MORTGAGE OVER REAL
PROPERTIES OF THE COMPANY
19 ADOPTION OF A RESOLUTION ON THE Mgmt For For
REGISTRATION OF SHARES IN THE SECURITIES
DEPOSITORY
20 ADOPTION OF A RESOLUTION ON ADOPTING THE Mgmt For For
REMUNERATION POLICY FOR THE MANAGEMENT
BOARD AND SUPERVISORY BOARD MEMBERS OF
CYFROWY POLSAT S.A
21 CLOSING OF THE ANNUAL GENERAL MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
CYFROWY POLSAT S.A. Agenda Number: 714247687
--------------------------------------------------------------------------------------------------------------------------
Security: X1809Y100
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: PLCFRPT00013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 APPOINTMENT OF THE CHAIRMAN OF THE ANNUAL Mgmt For For
GENERAL MEETING
3 VALIDATION OF THE CORRECTNESS OF CONVENING Mgmt For For
THE ANNUAL GENERAL MEETING AND ITS ABILITY
TO ADOPT BINDING RESOLUTIONS
4 APPOINTMENT OF THE BALLOT COMMITTEE Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 MANAGEMENT BOARDS PRESENTATION OF REPORT ON Mgmt For For
THE COMPANY'S ACTIVITIES IN THE FINANCIAL
YEAR 2020 AND THE COMPANY'S FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020,
REPORT ON THE ACTIVITIES OF THE CAPITAL
GROUP OF THE COMPANY IN THE FINANCIAL YEAR
2020 AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE CAPITAL GROUP OF THE
COMPANY FOR THE FINANCIAL YEAR
7 THE SUPERVISORY BOARDS PRESENTATION OF ITS Mgmt For For
STATEMENT CONCERNING THE EVALUATION OF THE
MANAGEMENT BOARDS REPORT ON THE COMPANY'S
ACTIVITIES IN THE FINANCIAL YEAR 2020, THE
MANAGEMENT BOARDS REPORT ON THE ACTIVITIES
OF THE COMPANY'S CAPITAL GROUP IN THE
FINANCIAL YEAR 2020, THE COMPANY'S
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2020 AND THE FINANCIAL
8 THE SUPERVISORY BOARDS PRESENTATION OF THE Mgmt For For
EVALUATION OF THE COMPANY'S STANDING AND
THE MANAGEMENT BOARDS ACTIVITIES
9 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE MANAGEMENT BOARDS REPORT ON
THE COMPANY'S ACTIVITIES IN THE FINANCIAL
YEAR 2020
10 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE COMPANY'S ANNUAL FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR 2020
11 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE MANAGEMENT BOARDS REPORT ON
ACTIVITIES OF THE CAPITAL GROUP OF THE
COMPANY IN THE FINANCIAL YEAR 2020
12 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE CONSOLIDATED ANNUAL FINANCIAL
STATEMENTS OF THE CAPITAL GROUP OF THE
COMPANY FOR THE FINANCIAL YEAR 2020
13 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
APPROVING THE SUPERVISORY BOARDS REPORT FOR
THE FINANCIAL YEAR 2020
14 CONSIDERATION AND ADOPTION OF A RESOLUTION Mgmt For For
CONCERNING THE EVALUATION OF THE REPORT ON
THE REMUNERATION OF THE MANAGEMENT BOARD
AND SUPERVISORY BOARD MEMBERS FOR YEARS
2019 AND 2020
15 ADOPTION OF RESOLUTIONS GRANTING A VOTE OF Mgmt For For
APPROVAL TO THE MEMBERS OF THE MANAGEMENT
BOARD FOR THE PERFORMANCE OF THEIR DUTIES
IN THE YEAR 2020
16 ADOPTION OF RESOLUTIONS GRANTING A VOTE OF Mgmt For For
APPROVAL TO THE MEMBERS OF THE SUPERVISORY
BOARD FOR THE PERFORMANCE OF THEIR DUTIES
IN THE YEAR 2020
17 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF THE COMPANY'S PROFIT FOR
THE FINANCIAL YEAR 2020 AND THE ALLOCATION
OF A PART OF PROFITS EARNED IN PREVIOUS
YEARS FOR A DIVIDEND PAYOUT
18 ADOPTION OF RESOLUTIONS ON THE Mgmt For For
DETERMINATION OF A NUMBER OF MEMBERS OF THE
SUPERVISORY BOARD AND THE APPOINTMENT OF
MEMBERS OF THE SUPERVISORY BOARD FOR THE
NEXT TERM OF OFFICE
19 CLOSURE OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
DELTA ELECTRONICS INC Agenda Number: 714163754
--------------------------------------------------------------------------------------------------------------------------
Security: Y20263102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002308004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 ANNUAL FINAL Mgmt For For
ACCOUNTING BOOKS AND STATEMENTS.
2 ADOPTION OF THE 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 5.5 PER SHARE.
3.1 THE ELECTION OF THE DIRECTOR:YANCEY Mgmt For For
HAI,SHAREHOLDER NO.38010
3.2 THE ELECTION OF THE DIRECTOR:MARK Mgmt For For
KO,SHAREHOLDER NO.15314
3.3 THE ELECTION OF THE DIRECTOR:BRUCE CH Mgmt For For
CHENG,SHAREHOLDER NO.1
3.4 THE ELECTION OF THE DIRECTOR:PING Mgmt For For
CHENG,SHAREHOLDER NO.43
3.5 THE ELECTION OF THE DIRECTOR:SIMON Mgmt For For
CHANG,SHAREHOLDER NO.19
3.6 THE ELECTION OF THE DIRECTOR:VICTOR Mgmt For For
CHENG,SHAREHOLDER NO.44
3.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JI-REN LEE,SHAREHOLDER
NO.Y120143XXX
3.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:SHYUE-CHING LU,SHAREHOLDER
NO.H100330XXX
3.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:ROSE TSOU,SHAREHOLDER
NO.E220471XXX
3.10 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JACK J.T. HUANG,SHAREHOLDER
NO.A100320XXX
4 DISCUSSION OF THE RELEASE FROM NON Mgmt For For
COMPETITION RESTRICTIONS ON DIRECTORS.
CMMT 14 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTION 3.1 TO 3.10. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DIGI.COM BERHAD Agenda Number: 713926410
--------------------------------------------------------------------------------------------------------------------------
Security: Y2070F100
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: MYL6947OO005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 TO RE-ELECT MS YASMIN BINTI ALADAD KHAN WHO Mgmt For For
RETIRES BY ROTATION PURSUANT TO ARTICLE
98(A) OF THE COMPANY'S ARTICLES OF
ASSOCIATION AND BEING ELIGIBLE, HAS OFFERED
HERSELF FOR RE-ELECTION
O.2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE Mgmt For For
TO RETIRE PURSUANT TO ARTICLE 98(E) OF THE
COMPANY'S ARTICLES OF ASSOCIATION AND BEING
ELIGIBLE, HAVE OFFERED HERSELF FOR
RE-ELECTION: MS RANDI WIESE HEIRUNG
O.3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO ARE Mgmt For For
TO RETIRE PURSUANT TO ARTICLE 98(E) OF THE
COMPANY'S ARTICLES OF ASSOCIATION AND BEING
ELIGIBLE, HAVE OFFERED HERSELF FOR
RE-ELECTION: MS WENCHE MARIE AGERUP
O.4 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
OF UP TO RM900,000.00 FOR THE INDEPENDENT
NON-EXECUTIVE DIRECTORS AND BENEFITS
PAYABLE TO THE DIRECTORS UP TO AN AGGREGATE
AMOUNT OF RM16,000.00 FROM THE DATE OF THE
FORTHCOMING 24TH AGM UNTIL THE NEXT AGM OF
THE COMPANY
O.5 TO RE-APPOINT MESSRS. ERNST & YOUNG PLT AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE DIRECTORS TO FIX THEIR REMUNERATION
O.6 PROPOSED RENEWAL OF EXISTING SHAREHOLDERS' Mgmt For For
MANDATE FOR RECURRENT RELATED PARTY
TRANSACTIONS OF A REVENUE OR TRADING
NATURE, TO BE ENTERED WITH TELENOR ASA
("TELENOR") AND PERSONS CONNECTED WITH
TELENOR ("PROPOSED SHAREHOLDERS' MANDATE")
S.1 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
DINO POLSKA SPOLKA AKCYJNA Agenda Number: 712815779
--------------------------------------------------------------------------------------------------------------------------
Security: X188AF102
Meeting Type: AGM
Meeting Date: 02-Jul-2020
Ticker:
ISIN: PLDINPL00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 429871 DUE TO SPLITTING OF
RESOLUTIONS 5 TO 8 AND 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 OPEN THE SHAREHOLDER MEETING Non-Voting
2 ELECT THE CHAIRPERSON OF THE SHAREHOLDER Mgmt For For
MEETING
3 ASSERT THAT THE SHAREHOLDER MEETING HAS Mgmt For For
BEEN CONVENED CORRECTLY AND IS CAPABLE OF
ADOPTING RESOLUTIONS
4 ADOPT A RESOLUTION TO ACCEPT THE AGENDA Mgmt For For
5.1 EXAMINE MANAGEMENT BOARD ACTIVITY REPORT Mgmt For For
FOR "DINO POLSKA" S.A. AND THE "DINO
POLSKA" S.A. GROUP FOR THE 2019 FINANCIAL
YEAR
5.2 EXAMINE FINANCIAL STATEMENTS OF "DINO Mgmt For For
POLSKA" S.A. AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE "DINO POLSKA" S.A. GROUP
FOR THE 2019 FINANCIAL YEAR
5.3 EXAMINE MOTION ON THE DISTRIBUTION OF THE Mgmt For For
NET PROFIT FOR THE 2019 FINANCIAL YEAR
6.1 EXAMINE SUPERVISORY BOARD ACTIVITY REPORT Mgmt For For
FOR THE 2019 FINANCIAL YEAR
6.2 EXAMINE SUPERVISORY BOARD REPORT ON THE Mgmt For For
RESULTS OF EXAMINATION OF THE COMPANY'S
ACTIVITY REPORT IN THE 2019 FINANCIAL YEAR,
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
2019 FINANCIAL YEAR AND THE MANAGEMENT
BOARD'S MOTION ON THE DISTRIBUTION OF THE
COMPANY'S PROFIT FOR THE 2019 FINANCIAL
YEAR
6.3 EXAMINE SUPERVISORY BOARD REPORT ON THE Mgmt For For
RESULTS OF EXAMINATION OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE "DINO POLSKA"
S.A. GROUP FOR THE 2019 FINANCIAL YEAR
6.4 EXAMINE SUPERVISORY BOARD REPORT ON THE Mgmt For For
RESULTS OF EXAMINATION OF THE OF THE "DINO
POLSKA" S.A. GROUP ACTIVITY REPORT FOR THE
2019 FINANCIAL YEAR
7.1 ACCEPT THE MANAGEMENT BOARD ACTIVITY REPORT Mgmt For For
FOR "DINO POLSKA" S.A. AND THE FINANCIAL
STATEMENTS OF "DINO POLSKA" S.A. FOR THE
2019 FINANCIAL YEAR
7.2 ACCEPT THE MANAGEMENT BOARD ACTIVITY REPORT Mgmt For For
FOR THE "DINO POLSKA" S.A. GROUP AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
"DINO POLSKA" S.A. GROUP FOR THE 2019
FINANCIAL YEAR
7.3 ACCEPT THE MANAGEMENT BOARD'S MOTION ON THE Mgmt For For
DISTRIBUTION OF THE NET PROFIT ACHIEVED IN
THE 2019 FINANCIAL YEAR
7.4 GRANT A DISCHARGE TO THE COMPANY'S Mgmt For For
MANAGEMENT BOARD MEMBERS ON THE PERFORMANCE
OF THEIR DUTIES IN THE 2019 FINANCIAL YEAR
8.1 APPROVE THE MANAGEMENT BOARD ACTIVITY Mgmt For For
REPORT FOR "DINO POLSKA" S.A. FOR THE 2019
FINANCIAL YEAR
8.2 APPROVE THE FINANCIAL STATEMENTS OF "DINO Mgmt For For
POLSKA" S.A. FOR THE 2019 FINANCIAL YEAR
9 ADOPT A RESOLUTION ON THE DISTRIBUTION OF Mgmt For For
THE NET PROFIT FOR THE 2019 FINANCIAL YEAR
10.1 APPROVE ACTIVITY REPORT OF THE "DINO Mgmt For For
POLSKA" S.A. GROUP FOR THE 2019 FINANCIAL
YEAR
10.2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
OF THE "DINO POLSKA" S.A. GROUP FOR THE
2019 FINANCIAL YEAR
11 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S MANAGEMENT BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2019
FINANCIAL YEAR
12 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S SUPERVISORY BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2019
FINANCIAL YEAR
13 ADOPT A RESOLUTION TO APPOINT MR. SZYMON Mgmt For For
PIDUCH TO BE A MEMBER OF THE COMPANY'S
SUPERVISORY BOARD
14 ADOPT A RESOLUTION TO ACCEPT THE Mgmt For For
COMPENSATION POLICY FOR THE COMPANY'S
MANAGEMENT BOARD AND SUPERVISORY BOARD
MEMBERS
15 ADOPT A RESOLUTION TO SET THE AMOUNT OF Mgmt For For
COMPENSATION FOR SUPERVISORY BOARD MEMBER
16 ADOPT A RESOLUTION TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION AND ADOPT THE
CONSOLIDATED TEXT OF THE COMPANY'S ARTICLES
OF ASSOCIATION
17 CLOSE THE SHAREHOLDER MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
DINO POLSKA SPOLKA AKCYJNA Agenda Number: 714201489
--------------------------------------------------------------------------------------------------------------------------
Security: X188AF102
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: PLDINPL00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN THE SHAREHOLDER MEETING Non-Voting
2 ELECT THE CHAIRPERSON OF THE SHAREHOLDER Mgmt For For
MEETING
3 ASSERT THAT THE SHAREHOLDER MEETING HAS Mgmt For For
BEEN CONVENED CORRECTLY AND IS CAPABLE OF
ADOPTING RESOLUTIONS
4 ADOPT A RESOLUTION TO ACCEPT THE AGENDA Mgmt For For
5.A EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt For For
BY THE MANAGEMENT BOARD: THE MANAGEMENT
BOARD ACTIVITY REPORT FOR DINO POLSKA S.A.
AND THE DINO POLSKA S.A. GROUP IN 2020
5.B EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt For For
BY THE MANAGEMENT BOARD: THE FINANCIAL
STATEMENTS OF DINO POLSKA S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DINO POLSKA S.A. GROUP FOR THE YEAR ENDED
ON 31 DECEMBER 2020
5.C EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt For For
BY THE MANAGEMENT BOARD: THE MANAGEMENT
BOARD'S MOTION ON THE DISTRIBUTION OF THE
NET PROFIT FOR 2020
6.A EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt For For
BY THE SUPERVISORY BOARD: SUPERVISORY BOARD
ACTIVITY REPORT FOR THE 2020 FINANCIAL YEAR
6.B EXAMINE THE FOLLOWING DOCUMENTS SUBMITTED Mgmt For For
BY THE SUPERVISORY BOARD: SUPERVISORY BOARD
REPORT ON THE RESULTS OF EXAMINATION OF THE
REPORT ON THE ACTIVITY OF THE COMPANY AND
THE DINO POLSKA S.A. GROUP, THE COMPANY'S
STANDALONE AND CONSOLIDATED FINANCIAL
STATEMENTS AND THE MANAGEMENT BOARD'S
MOTION ON THE DISTRIBUTION OF THE COMPANY'S
NET PROFIT FOR THE FINANCIAL YEAR ENDED ON
31 DECEMBER 2020
7.A EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt For For
THE FOLLOWING MATTERS: ACCEPT THE
MANAGEMENT BOARD ACTIVITY REPORT FOR DINO
POLSKA S.A. AND THE DINO POLSKA S.A. GROUP
IN 2020
7.B EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt For For
THE FOLLOWING MATTERS: ACCEPT THE FINANCIAL
STATEMENTS OF DINO POLSKA S.A FOR THE YEAR
ENDED ON 31 DECEMBER 2020
7.C EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt For For
THE FOLLOWING MATTERS: ACCEPT THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DINO POLSKA S.A. GROUP FOR THE YEAR ENDED
ON 31 DECEMBER 2020
7.D EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt For For
THE FOLLOWING MATTERS: ACCEPT THE
MANAGEMENT BOARD'S MOTION ON THE
DISTRIBUTION OF THE NET PROFIT GENERATED IN
2020
7.E EXAMINE THE SUPERVISORY BOARD'S MOTIONS ON Mgmt For For
THE FOLLOWING MATTERS: GRANT A DISCHARGE TO
THE COMPANY'S MANAGEMENT BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2020
FINANCIAL YEAR
8.A ADOPT RESOLUTIONS TO APPROVE: THE Mgmt For For
MANAGEMENT BOARD ACTIVITY REPORT FOR DINO
POLSKA S.A. AND THE DINO POLSKA S.A. GROUP
IN 2020
8.B ADOPT RESOLUTIONS TO APPROVE: THE FINANCIAL Mgmt For For
STATEMENTS OF DINO POLSKA S.A. FOR 2020,
8.C ADOPT RESOLUTIONS TO APPROVE: THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
DINO POLSKA S.A. GROUP FOR 2020
9 ADOPT A RESOLUTION ON THE DISTRIBUTION OF Mgmt For For
THE NET PROFIT FOR 2020
10 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S MANAGEMENT BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2020
FINANCIAL YEAR
11 ADOPT RESOLUTIONS TO GRANT A DISCHARGE TO Mgmt For For
THE COMPANY'S SUPERVISORY BOARD MEMBERS ON
THE PERFORMANCE OF THEIR DUTIES IN THE 2020
FINANCIAL YEAR
12 EXAMINE AND GIVE AN OPINION ON THE ANNUAL Mgmt For For
REPORT ON THE COMPENSATION OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD OF
DINO POLSKA S.A. IN 2019 AND 2020
13 ADOPT A RESOLUTION ON SPECIFYING THE NUMBER Mgmt For For
OF SUPERVISORY BOARD MEMBERS IN THE NEXT
TERM OF OFFICE
14 ELECT SUPERVISORY BOARD MEMBERS AND ADOPT Mgmt For For
RESOLUTIONS TO APPOINT SUPERVISORY BOARD
MEMBERS
15 ADOPT A RESOLUTION TO SET THE AMOUNT OF Mgmt For For
COMPENSATION FOR SUPERVISORY BOARD MEMBERS
16 CLOSE THE SHAREHOLDER MEETING Non-Voting
CMMT 24 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY LIMITED Agenda Number: 713301670
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 CONSIDERATION OF ANNUAL FINANCIAL Mgmt For For
STATEMENTS
2.O.2 RE-APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS INC. (PWC)
3O3.1 RE-ELECTION AND ELECTION OF DIRECTOR: MS Mgmt For For
SINDI ZILWA
4O3.2 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
MARK TUCKER
5O3.3 RE-ELECTION AND ELECTION OF DIRECTOR: MR Mgmt For For
DAVID MACREADY
6O4.1 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MR Mgmt For For
DAVID MACREADY
7O4.2 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SINDI ZILWA
8O4.3 ELECTION OF INDEPENDENT AUDIT COMMITTEE: MS Mgmt For For
SONJA DE BRUYN
9O5.1 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
REMUNERATION POLICY
10O52 ADVISORY ENDORSEMENT OF THE REMUNERATION Mgmt For For
POLICY AND IMPLEMENTATION REPORT:
NON-BINDING ADVISORY VOTE ON THE
IMPLEMENTATION OF THE REMUNERATION POLICY
11O.6 DIRECTORS' AUTHORITY TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
AFORESAID ORDINARY RESOLUTIONS AND THE
SPECIAL RESOLUTIONS MENTIONED BELOW
12O71 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 10 000 000 A
PREFERENCE SHARES
13O72 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 12 000 000 B
PREFERENCE SHARES
14O73 GENERAL AUTHORITY TO ISSUE PREFERENCE Mgmt For For
SHARES: TO GIVE THE DIRECTORS THE GENERAL
AUTHORITY TO ALLOT AND ISSUE 20 000 000 C
PREFERENCE SHARES
15S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION - 2020 OR 2021
16S.2 GENERAL AUTHORITY TO REPURCHASE SHARES IN Mgmt For For
TERMS OF THE JSE LISTINGS REQUIREMENTS
17S.3 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
IN TERMS OF SECTION 44 AND 45 OF THE
COMPANIES ACT
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.O.2. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DR. REDDY'S LABORATORIES LIMITED Agenda Number: 935247038
--------------------------------------------------------------------------------------------------------------------------
Security: 256135203
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: RDY
ISIN: US2561352038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive, consider and adopt the Mgmt For For
financial statements (standalone and
consolidated) of the company for the year
ended 31 March 2020, including the audited
balance sheet as at 31 March 2020 and the
statement of profit and loss of the company
for the year ended on that date along with
the reports of the board of directors and
auditors thereon.
2. To declare dividend on the equity shares Mgmt For For
for the financial year 2019-20.
3. To reappoint Mr. K Satish Reddy (DIN: Mgmt For For
00129701), who retires by rotation, and
being eligible offers himself for the
reappointment.
4. To approve the reappointment of Mr. G V Mgmt For For
Prasad (DIN: 00057433) as Whole-Time
Director designated as Co-Chairman and
Managing Director.
5. To approve the continuation of directorship Mgmt For For
of Mr. Prasad R Menon (DIN:00005078),
Independent Director, in terms of
Regulation 17(1A) of the SEBI (Listing
Obligations and Disclosure Requirements)
Regulations, 2015.
6. To ratify the remuneration payable to cost Mgmt For For
auditors, M/s. Sagar & Associates, cost
accountants for the financial year ending31
March 2021.
--------------------------------------------------------------------------------------------------------------------------
EMPRESAS CMPC SA Agenda Number: 713874279
--------------------------------------------------------------------------------------------------------------------------
Security: P3712V107
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CL0000001314
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RULE ABOUT THE INTEGRATED REPORT, ANNUAL Mgmt For For
FINANCIAL STATEMENTS AND REPORT OF THE
EXTERNAL AUDIT COMPANY FOR THE PERIOD ENDED
DECEMBER 31, 2020
2 TO PRONOUNCE ABOUT THE APPROPRIATION OF Mgmt For For
DIVIDENDS
3 TO INFORM ABOUT THE AGREEMENTS OF THE BOARD Mgmt For For
OF DIRECTORS IN RELATION TO THE OPERATIONS
REFERRED TO IN TITLE XVI OF THE LAW 18.046
4 APPOINTMENT OF THE EXTERNAL AUDIT COMPANY Mgmt For For
AND RATING AGENCIES
5 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD OF DIRECTORS, AS WELL AS THE
REMUNERATION AND BUDGET OF THE COMMITTEE OF
DIRECTORS FOR THE PERIOD 2021
6 TO INFORM ABOUT THE POLICIES AND PROCEDURES Mgmt For For
REGARDING DIVIDENDS
7 TO KNOW AND RESOLVE ABOUT ANY OTHER MATTER Mgmt Abstain For
OF THE COMPETENCE OF THE REGULAR
STOCKHOLDERS MEETING, PURSUANT TO THE LAW
AND THE BYLAWS
--------------------------------------------------------------------------------------------------------------------------
EMPRESAS COPEC SA Agenda Number: 713960171
--------------------------------------------------------------------------------------------------------------------------
Security: P7847L108
Meeting Type: OGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CLP7847L1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 562189 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
A TO SUBMIT FOR A VOTE THE FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY TO DECEMBER 31,
2020, THE ANNUAL REPORT FROM THE BOARD OF
DIRECTORS AND TO GIVE AN ACCOUNTING OF THE
PROGRESS OF THE CORPORATE BUSINESS
B ELECTION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
C TO GIVE AN ACCOUNTING OF THE TRANSACTIONS Mgmt For For
THAT WERE CARRIED OUT BY THE COMPANY THAT
ARE REFERRED TO IN TITLE XVI OF LAW NUMBER
18,046
D TO ESTABLISH THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
E TO ESTABLISH THE COMPENSATION AND EXPENSE Mgmt For For
BUDGET OF THE COMMITTEE THAT IS REFERRED TO
IN ARTICLE 50 BIS OF LAW NUMBER 18,046, TO
GIVE AN ACCOUNTING OF ITS ACTIVITIES AND
ITS ANNUAL MANAGEMENT REPORT
F TO DESIGNATE OUTSIDE AUDITORS AND RISK Mgmt For For
RATING AGENCIES
G TO DEAL WITH ANY OTHER MATTER OF CORPORATE Mgmt Abstain For
INTEREST THAT IS WITHIN THE AUTHORITY OF
THE TYPE OF GENERAL MEETING THAT IS BEING
CALLED
--------------------------------------------------------------------------------------------------------------------------
ENEL AMERICAS S.A. Agenda Number: 935305296
--------------------------------------------------------------------------------------------------------------------------
Security: 29274F104
Meeting Type: Special
Meeting Date: 18-Dec-2020
Ticker: ENIA
ISIN: US29274F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Chilean Merger, in accordance Mgmt For
with rules under Title IX of Law No. 18,046
(the "Chilean Corporations Act") and Title
IX of the Chilean Corporation Regulations
(Reglamento de Sociedades Anonimas),
pursuant to which following (i) the
spin-off of EGP Central and South America
as Enel Rinnovabili Srl (the "Spin-Off")
and (ii) the merger of Enel Rinnovabili
with and into EGP Americas SpA (the
"Cross-Border Merger"), EGP Americas will
be merged into Enel Americas and Enel
...(due to space limits, see proxy material
for full proposal).
2. Approve the Chilean Merger as a related Mgmt For
party transaction under Title XVI of the
Chilean Corporations Act. The Chilean
Merger will be subject to, among other
conditions, the conditions precedent that
(i) the Spin-Off has been declared
effective; (ii) the Cross-Border Merger has
been approved; and (iii) the Cross-Border
Merger has been declared effective. The
Spin-Off and the Cross-Border Merger are
preparatory transactions that are
conditions precedent to the Chilean Merger
and are part ...(due to space limits, see
proxy material for full proposal).
3. Approve the proposed amendments to the Enel Mgmt For
Americas bylaws (estatutos) (i) to remove
the majority of the limitations and
restrictions set forth under Title XII of
DL 3,500, including, among other things,
the 65% share ownership limitation by any
single shareholder and (ii) to reflect
agreements related to the Chilean Merger.
If approved by the requisite shareholder
votes, the effectiveness of parts (i) and
(ii) will be conditioned on approvals of
Items 1 and 2.
4. Authorize the Board to undertake all Mgmt For
actions necessary to carry out the Chilean
Merger, the Chilean Merger as a related
party transaction and the bylaw amendments,
including the registration of the new Enel
Americas common shares with the Chilean
Financial Market Commission and any other
action related to the Chilean Merger,
whether in Chile or elsewhere.
--------------------------------------------------------------------------------------------------------------------------
EUROCASH S.A. Agenda Number: 712988851
--------------------------------------------------------------------------------------------------------------------------
Security: X2382S106
Meeting Type: AGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: PLEURCH00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE OGM Non-Voting
2 CONFIRMATION THAT THE OGM HAS BEEN PROPERLY Mgmt For For
CONVENED AND IS CAPABLE OF UNDERTAKING
RESOLUTIONS
3 ELECTION OF THE CHAIRMAN OF THE OGM Mgmt For For
4 PREPARATION OF THE ATTENDANCE LIST Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 CONSIDERATION OF THE COMPANY'S ANNUAL Mgmt For For
REPORT FOR 2019, INCLUDING THE REPORT THE
COMPANY'S FINANCIAL STATEMENTS FOR 2019 AND
THE MANAGEMENT BOARD'S REPORT ON THE
COMPANY'S ACTIVITIES IN YEAR 2019
7 CONSIDERATION OF THE CONSOLIDATED ANNUAL Mgmt For For
REPORT OF THE COMPANY'S CAPITAL GROUP FOR
THE YEAR 2019, CONTAINING THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2019 AND THE
MANAGEMENT BOARD'S REPORT ON THE ACTIVITIES
OF EUROCASH S.A. CAPITAL GROUP
8 CONSIDERATION OF THE SUPERVISORY BOARD'S Mgmt For For
REPORT ON ITS ACTIVITIES IN 2019,
CONTAINING A CONCISE EVALUATION OF THE
COMPANY'S SITUATION
9 ADOPTION OF A RESOLUTION APPROVING THE Mgmt For For
COMPANY'S ANNUAL REPORT FOR 2019,
CONTAINING THE COMPANY'S FINANCIAL
STATEMENTS FOR 2019 AND THE REPORT OF THE
MANAGEMENT BOARD ON THE COMPANY'S
ACTIVITIES IN 2019
10 ADOPTION OF A RESOLUTION APPROVING THE Mgmt For For
CONSOLIDATED ANNUAL REPORT OF THE COMPANY'S
CAPITAL GROUP FOR 2019, CONTAINING THE
CONSOLIDATED FINANCIAL STATEMENTS 2019
FINANCIAL STATEMENTS AND THE MANAGEMENT
BOARD'S REPORT ON THE OPERATIONS OF THE
CAPITAL GROUP EUROCASH S.A
11 ADOPTION OF A RESOLUTION ON ALLOCATION OF Mgmt For For
THE NET PROFIT FOR 2019
12 ADOPTION OF RESOLUTIONS ON GRANTING Mgmt For For
INDIVIDUAL MEMBERS OF THE MANAGEMENT BOARD
DISCHARGE FOR THE PERFORMANCE OF THEIR
DUTIES IN 2019
13 ADOPTION OF RESOLUTIONS ON GRANTING Mgmt For For
INDIVIDUAL MEMBERS OF THE SUPERVISORY BOARD
DISCHARGE FOR THE PERFORMANCE OF THEIR
DUTIES IN 2019
14 ADOPTION OF RESOLUTIONS ON AMENDMENTS TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
15 ADOPTION OF A RESOLUTION ON THE ADOPTION OF Mgmt For For
THE UNIFORM TEXT OF THE COMPANY'S ARTICLES
OF ASSOCIATION
16 ADOPTION OF A RESOLUTION APPROVING Mgmt For For
AMENDMENTS TO THE REGULATIONS OF THE
SUPERVISORY BOARD
17 ADOPTION OF A RESOLUTION ON ADOPTING THE Mgmt For For
REMUNERATION POLICY FOR MANAGEMENT BOARD
MEMBERS I THE SUPERVISORY BOARD OF THE
COMPANY
18 CLOSING OF THE OGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EUROCASH S.A. Agenda Number: 713150996
--------------------------------------------------------------------------------------------------------------------------
Security: X2382S106
Meeting Type: EGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: PLEURCH00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE EGM Non-Voting
2 CONFIRMATION THAT THE EGM HAS BEEN DULY Mgmt For For
CONVENED AND IS CAPABLE OF ADOPTING
RESOLUTIONS
3 ELECTION OF THE CHAIRMAN OF THE EGM Mgmt For For
4 PREPARATION OF THE ATTENDANCE LIST Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 ADOPTION OF A RESOLUTION ON THE APPOINTMENT Mgmt For For
OF A MEMBER OF THE COMPANY'S SUPERVISORY
BOARD
7 ADOPTION OF A RESOLUTION ON THE MERGER OF Mgmt For For
EUROCASH S.A. AND DEF SP.Z O.O
8 ADOPTION OF A RESOLUTION ON THE REPEAL OF Mgmt For For
THE RESOLUTIONS ON INCENTIVE AND BONUS
PROGRAMS FOR EMPLOYEES
9 CLOSING OF THE EGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
EUROCASH S.A. Agenda Number: 713393419
--------------------------------------------------------------------------------------------------------------------------
Security: X2382S106
Meeting Type: EGM
Meeting Date: 15-Dec-2020
Ticker:
ISIN: PLEURCH00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE EGM Non-Voting
2 CONFIRMATION THAT THE EGM HAS BEEN PROPERLY Mgmt For For
CONVENED AND IS ABLE TO UNDERTAKE IT
RESOLUTIONS
3 ELECTION OF THE CHAIRMAN OF THE EGM Mgmt For For
4 PREPARATION OF THE ATTENDANCE LIST Mgmt For For
5 ADOPTION OF THE AGENDA Mgmt For For
6 ADOPTION OF A RESOLUTION ON THE MERGER OF Mgmt Abstain Against
EUROCASH S.A. AND MILA HOLDING S.A
7 CLOSING OF THE EGM Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FALABELLA SA Agenda Number: 713814944
--------------------------------------------------------------------------------------------------------------------------
Security: P3880F108
Meeting Type: OGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: CLP3880F1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 ANNUAL REPORT. A VOTE FROM THE ANNUAL Mgmt For For
GENERAL MEETING IN REGARD TO THE ANNUAL
REPORT OF THE COMPANY FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2020, FROM HERE
ONWARDS REFERRED TO RESPECTIVELY AS THE
ANNUAL REPORT AND AS THE 2020 FISCAL YEAR
2 2020 BALANCE SHEET. A VOTE FROM THE ANNUAL Mgmt For For
GENERAL MEETING IN REGARD TO THE
CONSOLIDATED AND AUDITED BALANCE SHEET OF
THE COMPANY FOR THE 2020 FISCAL YEAR, FROM
HERE ONWARDS REFERRED TO AS THE BALANCE
SHEET
3 2020 INCOME STATEMENT. A VOTE FROM THE Mgmt For For
ANNUAL GENERAL MEETING IN REGARD TO THE
CONSOLIDATED AND AUDITED INCOME STATEMENT
OF THE COMPANY FOR THE 2020 FISCAL YEAR
4 OPINION OF THE OUTSIDE AUDITORS. A VOTE Mgmt For For
FROM THE ANNUAL GENERAL MEETING IN REGARD
TO THE REPORT FROM THE OUTSIDE AUDITORS OF
THE COMPANY FOR THE 2020 FISCAL YEAR
5 DISTRIBUTION OF THE PROFIT FROM THE 2020 Mgmt For For
FISCAL YEAR, PAYMENT OF A SINGLE,
DEFINITIVE AND FINAL DIVIDEND.
DETERMINATION BY THE ANNUAL GENERAL MEETING
OF THE PAYMENT OF A SINGLE, DEFINITIVE AND
FINAL DIVIDEND, WITH A CHARGE AGAINST THE
DISTRIBUTABLE NET PROFIT FROM THE 2020
FISCAL YEAR, FROM HERE ONWARDS REFERRED TO
AS THE 2020 PROFIT
6 ALLOCATION OF THE UNDISTRIBUTED 2020 Mgmt For For
PROFIT. A VOTE FROM THE ANNUAL GENERAL
MEETING IN REGARD TO THE ALLOCATION TO GIVE
TO THE PART OF THE 2020 PROFIT THAT WILL
NOT BE THE OBJECT OF DISTRIBUTION TO THE
SHAREHOLDERS OF THE COMPANY
7 DIVIDEND POLICY FOR THE 2021 FISCAL YEAR. A Mgmt For For
VOTE FROM THE ANNUAL GENERAL MEETING IN
REGARD TO THE POLICY FOR THE PAYMENT OF
DIVIDENDS OF THE COMPANY FOR THE FISCAL
YEAR THAT WILL END ON DECEMBER 31, 2021,
FROM HERE ONWARDS REFERRED TO AS THE 2021
FISCAL YEAR.7. DIVIDEND POLICY FOR THE 2021
FISCAL YEAR. A VOTE FROM THE ANNUAL GENERAL
MEETING IN REGARD TO THE POLICY FOR THE
PAYMENT OF DIVIDENDS OF THE COMPANY FOR THE
FISCAL YEAR THAT WILL END ON DECEMBER 31,
2021, FROM HERE ONWARDS REFERRED TO AS THE
2021 FISCAL YEAR
8 COMPENSATION FOR THE MEMBERS OF THE BOARD Mgmt For For
OF DIRECTORS. DETERMINATION BY THE ANNUAL
GENERAL MEETING OF THE AMOUNT OF THE
COMPENSATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS FOR THE TIME THAT RUNS BETWEEN
THE HOLDING OF THE ANNUAL GENERAL MEETING
AND OF THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS THAT WILL BE HELD IN THE FIRST
FOUR MONTHS OF 2022, FROM HERE ONWARDS
REFERRED TO AS THE 2021 THROUGH 2022 PERIOD
9 DESIGNATION OF THE OUTSIDE AUDITORS FOR THE Mgmt For For
2021 FISCAL YEAR. ELECTION BY THE ANNUAL
GENERAL MEETING OF THOSE WHO WILL BE THE
OUTSIDE AUDITORS OF THE COMPANY FOR THE
2021 FISCAL YEAR
10 DESIGNATION OF THE RISK RATING AGENCIES FOR Mgmt For For
THE 2021 THROUGH 2022 PERIOD. ELECTION BY
THE ANNUAL GENERAL MEETING OF THOSE WHO
WILL BE THE RISK RATING AGENCIES OF THE
SECURITIES ISSUED BY THE COMPANY DURING THE
2021 THROUGH 2022 PERIOD
11 GIVING AN ACCOUNTING OF THE RELATED PARTY Mgmt For For
TRANSACTIONS. RECEIPT BY THE ANNUAL GENERAL
MEETING OF THE ACCOUNTING FROM THE BOARD OF
DIRECTORS OF THE RELATED PARTY TRANSACTIONS
THAT WERE ENTERED INTO DURING THE 2020
FISCAL YEAR, GOVERNED BY TITLE XVI OF LAW
NUMBER 18,046, THE SHARE CORPORATIONS LAW,
FROM HERE ONWARDS REFERRED TO AS THE LSA
12 ACCOUNT FROM THE COMMITTEE OF DIRECTORS. Mgmt For For
RECEIPT BY THE ANNUAL GENERAL MEETING OF
THE ACCOUNT OF THE TERM IN OFFICE OF THE
COMMITTEE OF DIRECTORS OF THE COMPANY THAT
WAS ESTABLISHED IN COMPLIANCE WITH AND IN
CONFORMITY WITH ARTICLE 50 BIS OF THE LSA,
FROM HERE ONWARDS REFERRED TO AS THE
COMMITTEE OF DIRECTORS, DURING THE 2020
FISCAL YEAR
13 COMPENSATION FOR THE MEMBERS OF THE Mgmt For For
COMMITTEE OF DIRECTORS. DETERMINATION BY
THE ANNUAL GENERAL MEETING OF THE
COMPENSATION THAT THE MEMBERS OF THE BOARD
OF DIRECTORS OF THE COMPANY WHO ARE MEMBERS
OF THE COMMITTEE OF DIRECTORS WILL RECEIVE,
IN ACCORDANCE WITH THE LAW AND IN ADDITION
TO THE COMPENSATION TO WHICH THEY ARE
ENTITLED AS MEMBERS OF THE BOARD OF
DIRECTORS, FOR THE 2021 THROUGH 2022 PERIOD
14 EXPENSE BUDGET OF THE COMMITTEE OF Mgmt For For
DIRECTORS. DETERMINATION BY THE ANNUAL
GENERAL MEETING OF THE BUDGET OF THE
COMMITTEE OF DIRECTORS FOR THE 2021 THROUGH
2022 PERIOD, FOR THE OPERATING EXPENSES OF
THE MENTIONED COMMITTEE AND THE HIRING OF
ADVISORS AND SERVICES FOR MATTERS THAT ARE
WITHIN ITS AREA OF AUTHORITY
15 NEWSPAPER FOR PUBLICATION OF CORPORATE Mgmt For For
NOTICES. DETERMINATION BY THE ANNUAL
GENERAL MEETING OF THE NEWSPAPER IN WHICH
THE NOTIFICATIONS FROM THE COMPANY THAT ARE
REQUIRED BY LAW DURING THE 2021 THROUGH
2022 PERIOD WILL BE PUBLISHED
--------------------------------------------------------------------------------------------------------------------------
FIRSTRAND LTD Agenda Number: 713181206
--------------------------------------------------------------------------------------------------------------------------
Security: S5202Z131
Meeting Type: AGM
Meeting Date: 02-Dec-2020
Ticker:
ISIN: ZAE000066304
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 RE-ELECTION OF DIRECTOR OF THE COMPANY: RM Mgmt For For
LOUBSER
O.1.2 RE-ELECTION OF DIRECTOR OF THE COMPANY: TS Mgmt For For
MASHEGO
O.1.3 VACANCY FILLED BY DIRECTOR DURING THE YEAR: Mgmt For For
Z ROSCHERR
O.2.1 APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
APPOINTMENT OF DELOITTE AND TOUCHE AS
EXTERNAL AUDITOR
O.2.2 APPOINTMENT OF EXTERNAL AUDITOR: Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS INC.
AS EXTERNAL AUDITOR
O.3 GENERAL AUTHORITY TO ISSUE AUTHORISED BUT Mgmt For For
UNISSUED ORDINARY SHARES FOR CASH
O.4 SIGNING AUTHORITY TO DIRECTOR AND/OR GROUP Mgmt For For
COMPANY SECRETARY
NB.1 ADVISORY ENDORSEMENT ON A NON-BINDING BASIS Mgmt For For
FOR THE REMUNERATION POLICY
NB.2 ADVISORY ENDORSEMENT ON A NON-BINDING BASIS Mgmt For For
FOR THE REMUNERATION IMPLEMENTATION REPORT
S.1 GENERAL AUTHORITY TO REPURCHASE ORDINARY Mgmt For For
SHARES
S.2.1 FINANCIAL ASSISTANCE TO DIRECTORS AND Mgmt For For
PRESCRIBED OFFICERS AS EMPLOYEE SHARE
SCHEME BENEFICIARIES
S.2.2 FINANCIAL ASSISTANCE TO RELATED AND Mgmt For For
INTERRELATED ENTITIES
S.3 REMUNERATION OF NON-EXECUTIVE DIRECTORS Mgmt For For
WITH EFFECT FROM 1 DECEMBER 2020
--------------------------------------------------------------------------------------------------------------------------
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV Agenda Number: 935341785
--------------------------------------------------------------------------------------------------------------------------
Security: 344419106
Meeting Type: Annual
Meeting Date: 24-Mar-2021
Ticker: FMX
ISIN: US3444191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Report of the chief executive officer of Mgmt For
the Company, which includes the financial
statements of the Company for the 2020
fiscal year; opinion of the Board of
Directors of the Company regarding the
content of the report of the chief
executive officer; reports of the Board of
Directors of the Company regarding the main
policies and accounting and information
criteria applied during the preparation of
the Company's financial information,
including the report of the ..(Due to space
limits, see proxy material for full
proposal).
II Application of the results for the 2020 Mgmt For
fiscal year of the Company, which will
include a dividend declaration and payment
in cash, in Mexican pesos.
III Determination of the maximum amount to be Mgmt For
allocated for the Company's stock
repurchase fund kept pursuant to article 56
subsection IV of the Law.
IV Election of the members of the Board of Mgmt For
Directors and secretaries of the Company,
qualification of their independence, in
accordance with the Law, and resolution
with respect to their remuneration.
V Election of members of the following Mgmt For
Committees: (i) Strategy and Finance, (ii)
Audit, and (iii) Corporate Practices of the
Company; appointment of each of their
respective chairman, and resolution with
respect to their remuneration.
VI Appointment of delegates for the Mgmt For
formalization of the Meeting's resolutions.
VII Reading and, if applicable, approval of the Mgmt For
Meeting's minute.
--------------------------------------------------------------------------------------------------------------------------
FORMOSA PETROCHEMICAL CORP Agenda Number: 714183150
--------------------------------------------------------------------------------------------------------------------------
Security: Y2608S103
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: TW0006505001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 PROPOSAL FOR DISTRIBUTION OF 2020 PROFITS. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 0.59 PER SHARE.
3 AMENDMENT OF RULES FOR ELECTION OF Mgmt For For
DIRECTORS OF THE COMPANY.
4 AMENDMENT OF RULES OF PROCEDURE FOR Mgmt For For
SHAREHOLDERS MEETING OF THE COMPANY.
5.1 THE ELECTION OF THE DIRECTOR.:FORMOSA Mgmt For For
PLASTICS CORP,SHAREHOLDER NO.1,BAO LANG
CHEN AS REPRESENTATIVE
5.2 THE ELECTION OF THE DIRECTOR.:FORMOSA Mgmt For For
CHEMICALS AND FIBRE CORP,SHAREHOLDER
NO.3,WILLIAM WONG AS REPRESENTATIVE
5.3 THE ELECTION OF THE DIRECTOR.:FORMOSA Mgmt For For
PLASTICS CORP,SHAREHOLDER NO.1,SUSAN WANG
AS REPRESENTATIVE
5.4 THE ELECTION OF THE DIRECTOR.:NAN YA Mgmt For For
PLASTICS CORP,SHAREHOLDER NO.2,WILFRED WANG
AS REPRESENTATIVE
5.5 THE ELECTION OF THE DIRECTOR.:WALTER Mgmt For For
WANG,SHAREHOLDER NO.A123114XXX
5.6 THE ELECTION OF THE DIRECTOR.:NAN YA Mgmt For For
PLASTICS CORP,SHAREHOLDER NO.2,MIHN TSAO AS
REPRESENTATIVE
5.7 THE ELECTION OF THE DIRECTOR.:KEH-YEN Mgmt For For
LIN,SHAREHOLDER NO.1446
5.8 THE ELECTION OF THE DIRECTOR.:JUI-SHIH Mgmt For For
CHEN,SHAREHOLDER NO.20122
5.9 THE ELECTION OF THE DIRECTOR.:TE-HSIUNG Mgmt For For
HSU,SHAREHOLDER NO.19974
5.10 THE ELECTION OF THE DIRECTOR.:YU-LANG Mgmt For For
CHIEN,SHAREHOLDER NO.3428
5.11 THE ELECTION OF THE DIRECTOR.:SONG-YUEH Mgmt For For
TSAY,SHAREHOLDER NO.B100428XXX
5.12 THE ELECTION OF THE DIRECTOR.:CHIA-HSIEN Mgmt For For
HSU,SHAREHOLDER NO.M120594XXX
5.13 THE ELECTION OF THE INDEPENDENT DIRECTOR.:C Mgmt For For
P CHANG,SHAREHOLDER NO.N102640XXX
5.14 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:YU CHENG,SHAREHOLDER
NO.P102776XXX
5.15 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:SUSH-DER LEE,SHAREHOLDER
NO.N100052XXX
6 TO RELEASE THE DIRECTORS FROM Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
FORMOSA PLASTICS CORP Agenda Number: 714203849
--------------------------------------------------------------------------------------------------------------------------
Security: Y26095102
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0001301000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RATIFICATION OF THE 2020 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS
2 RATIFICATION OF THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF 2020 PROFITS. PROPOSED CASH
DIVIDEND: TWD 2.4 PER SHARE
3 DISCUSSION OF THE AMENDMENT TO RULES FOR Mgmt For For
ELECTION OF DIRECTORS OF THE COMPANY
4 DISCUSSION OF THE AMENDMENT OF RULES OF Mgmt For For
PROCEDURE FOR SHAREHOLDERS MEETINGS OF THE
COMPANY
5.1 THE ELECTION OF THE DIRECTOR:JASON Mgmt For For
LIN,SHAREHOLDER NO.D100660XXX
5.2 THE ELECTION OF THE DIRECTOR:FORMOSA Mgmt For For
CHEMICALS AND FIBRE CORPORATION,SHAREHOLDER
NO.0006400,WILLIAM WONG AS REPRESENTATIVE
5.3 THE ELECTION OF THE DIRECTOR:NAN YA Mgmt For For
PLASTICS CORPORATION,SHAREHOLDER
NO.0006145,SUSAN WANG AS REPRESENTATIVE
5.4 THE ELECTION OF THE DIRECTOR:FORMOSA Mgmt For For
PETROCHEMICAL CORP,SHAREHOLDER
NO.0558432,WILFRED WANG AS REPRESENTATIVE
5.5 THE ELECTION OF THE Mgmt For For
DIRECTOR:C.T.LEE,SHAREHOLDER NO.0006190
5.6 THE ELECTION OF THE DIRECTOR:CHER Mgmt For For
WANG,SHAREHOLDER NO.0771725
5.7 THE ELECTION OF THE DIRECTOR:RALPH Mgmt For For
HO,SHAREHOLDER NO.0000038
5.8 THE ELECTION OF THE Mgmt For For
DIRECTOR:K.H.WU,SHAREHOLDER NO.0055597
5.9 THE ELECTION OF THE DIRECTOR:SANG-CHI Mgmt For For
LIN,SHAREHOLDER NO.P102757XXX
5.10 THE ELECTION OF THE DIRECTOR:JERRY Mgmt For For
LIN,SHAREHOLDER NO.R121640XXX
5.11 THE ELECTION OF THE DIRECTOR:CHENG-CHUNG Mgmt For For
CHENG,SHAREHOLDER NO.A102215XXX
5.12 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:C.L.WEI,SHAREHOLDER NO.J100196XXX
5.13 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:C.J.WU,SHAREHOLDER NO.R101312XXX
5.14 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:YEN-SHIANG SHIH,SHAREHOLDER
NO.B100487XXX
5.15 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:WEN-CHYI ONG,SHAREHOLDER
NO.A120929XXX
6 DISCUSSION OF APPROPRIATENESS OF RELEASING Mgmt For For
THE NEWLY ELECTED DIRECTORS AND THE
JURISTIC PERSON SHAREHOLDER WHICH APPOINTED
THEIR AUTHORIZED REPRESENTATIVES TO BE
ELECTED AS DIRECTORS FROM NON-COMPETITION
RESTRICTIONS
--------------------------------------------------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO LTD Agenda Number: 714163704
--------------------------------------------------------------------------------------------------------------------------
Security: Y26528102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: TW0002881000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2020 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE 2020 EARNINGS DISTRIBUTION PLAN. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 3 PER SHARE.
3 ISSUANCE OF NEW SHARES FROM CAPITALIZATION Mgmt For For
OF THE COMPANYS CAPITAL RESERVE. PROPOSED
BONUS ISSUE: 100 SHARES PER 1,000 SHARES.
4 THE COMPANYS PLAN TO RAISE LONG-TERM Mgmt For For
CAPITAL.
5 AMENDMENT TO THE COMPANYS RULES GOVERNING Mgmt For For
THE PROCEDURES FOR SHAREHOLDERS MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
GLOBE TELECOM INC Agenda Number: 713688034
--------------------------------------------------------------------------------------------------------------------------
Security: Y27257149
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: PHY272571498
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502990 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 CALL TO ORDER Mgmt For For
2 NOTICE OF MEETING, DETERMINATION OF QUORUM Mgmt For For
AND RULES OF CONDUCT AND PROCEDURES
3 APPROVAL OF THE MINUTES OF THE STOCKHOLDERS Mgmt For For
MEETING HELD ON APRIL 21, 2020
4 ANNUAL REPORT OF OFFICERS AND AUDITED Mgmt For For
FINANCIAL STATEMENTS
5 RATIFICATION OF ALL ACTS AND RESOLUTIONS OF Mgmt For For
THE BOARD OF DIRECTORS AND MANAGEMENT
ADOPTED DURING THE PRECEDING YEAR
6 ELECTION OF DIRECTOR: JAIME AUGUSTO ZOBEL Mgmt For For
DE AYALA
7 ELECTION OF DIRECTOR: LANG TAO YIH, ARTHUR Mgmt For For
8 ELECTION OF DIRECTOR: FERNANDO ZOBEL DE Mgmt For For
AYALA
9 ELECTION OF DIRECTOR: SAMBA NATARAJAN Mgmt For For
10 ELECTION OF DIRECTOR: ERNEST L. CU Mgmt For For
11 ELECTION OF DIRECTOR: DELFIN L. LAZARO Mgmt For For
12 ELECTION OF DIRECTOR: ROMEO L. BERNARDO Mgmt For For
13 ELECTION OF DIRECTOR: CEZAR P. CONSING Mgmt For For
14 ELECTION OF DIRECTOR: REX MA. A. MENDOZA Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: SAW PHAIK HWA Mgmt For For
(INDEPENDENT DIRECTOR)
16 ELECTION OF DIRECTOR: CIRILO P. NOEL Mgmt For For
(INDEPENDENT DIRECTOR)
17 ELECTION OF INDEPENDENT AUDITORS AND FIXING Mgmt For For
OF THEIR REMUNERATION
18 CONSIDERATION OF SUCH OTHER BUSINESS AS MAY Mgmt Abstain For
PROPERLY COME BEFORE THE MEETING
19 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED Agenda Number: 935412128
--------------------------------------------------------------------------------------------------------------------------
Security: 38059T106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GFI
ISIN: US38059T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Appointment of auditors. Mgmt For
O2A Election of a Director: Mr CI Griffith Mgmt For
O2B Election of a Director: Ms PG Sibiya Mgmt For
O2C Re-election of a Director: Ms CA Carolus Mgmt For
O2D Re-election of a Director: Mr SP Reid Mgmt For
O2E Re-election of a Director: Dr CE Letton Mgmt For
O3A Re-election of a member of the Audit Mgmt For
Committee: YGH Suleman
O3B Re-election of a member of the Audit Mgmt For
Committee: A Andani
O3C Re-election of a member of the Audit Mgmt For
Committee: PJ Bacchus
O3D Election of a member of the Audit Mgmt For
Committee: Ms PG Sibiya
O4 Approval for the issue of authorised but Mgmt For
unissued ordinary shares.
S1A Approval for the issuing of equity Mgmt For
securities for cash.
S1B Advisory endorsement of the remuneration Mgmt For
policy.
S1C Advisory endorsement of the remuneration Mgmt For
implementation report.
S2 Approval of the remuneration of Mgmt For
non-executive directors.
S3 Approval for the company to grant financial Mgmt For
assistance in terms of Sections 44 and 45
of the Act.
S4 Acquisition of the Company's own shares. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV Agenda Number: 713164363
--------------------------------------------------------------------------------------------------------------------------
Security: P4949B104
Meeting Type: EGM
Meeting Date: 19-Oct-2020
Ticker:
ISIN: MXP495211262
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 469879 DUE TO CHANGE IN MEETING
DATE FROM 5 OCT 2020 TO 19 OCT 2020 AND
CHANGE IN RECORD DATE FROM 25 SEP 2020 TO 9
OCT 2020. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
I PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, ADOPTION OF RESOLUTIONS IN
RELATION TO THE RATIFICATION OF THE CAPITAL
REDUCTION OF THE COMPANY AND THE CONSEQUENT
CANCELLATION OF THE 169,441,413, ONE
HUNDRED SIXTY NINE MILLION, FOUR HUNDRED
AND FORTY ONE THOUSAND FOUR HUNDRED AND
THIRTEEN, ORDINARY SHARES A SERIES,
REGISTERED, WITHOUT EXPRESSION OF PAR
VALUE, BELONGING TO THE COMPANY DEPOSITED
IN THE TREASURY, ACQUIRED BY THE COMPANY'S
REPURCHASE FUND
II PRESENTATION, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, ADOPTION OF RESOLUTIONS IN
RELATION TO THE AMENDMENT TO ARTICLE SIX OF
THE COMPANY'S BYLAWS AS A RESULT OF THE
RESOLUTIONS TAKEN IN THE IMMEDIATELY
PRECEDING POINT
III APPOINTMENT OF SPECIAL DELEGATES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GRUPO BIMBO SAB DE CV Agenda Number: 713906812
--------------------------------------------------------------------------------------------------------------------------
Security: P4949B104
Meeting Type: OGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: MXP495211262
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE REPORT FROM
THE BOARD OF DIRECTORS THAT IS REFERRED TO
IN THE MAIN PART OF ARTICLE 172 OF THE
GENERAL MERCANTILE COMPANIES LAW, INCLUDING
THE AUDITED FINANCIAL STATEMENTS OF THE
COMPANY, FOR THE FISCAL YEAR THAT ENDED ON
DECEMBER 31, 2020, AFTER THE READING OF THE
FOLLOWING REPORTS, THE ONE FROM THE
CHAIRPERSON OF THE BOARD OF DIRECTORS AND
GENERAL DIRECTOR, THE ONE FROM THE OUTSIDE
AUDITOR AND THE ONE FROM THE CHAIRPERSON OF
THE AUDIT AND CORPORATE PRACTICES COMMITTEE
OF THE COMPANY. RESOLUTIONS IN THIS REGARD
II PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE ALLOCATION OF
THE RESULTS FOR THE FISCAL YEAR THAT ENDED
ON DECEMBER 31, 2020. RESOLUTIONS IN THIS
REGARD
III PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE PAYMENT OF A
DIVIDEND, IN A PAYMENT AT THE RATE OF MXN
1.00 FOR EACH ONE OF THE SHARES THAT ARE
REPRESENTATIVE OF THE SHARE CAPITAL OF THE
COMPANY THAT ARE IN CIRCULATION AT THE TIME
OF THE PAYMENT. RESOLUTIONS IN THIS REGARD
IV DESIGNATION OR, IF DEEMED APPROPRIATE, Mgmt For For
RATIFICATION OF THE APPOINTMENTS OF THE
GENERAL DIRECTOR AND OF EACH ONE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
DETERMINATION OF THEIR COMPENSATION.
RESOLUTIONS IN THIS REGARD
V DESIGNATION OR, IF DEEMED APPROPRIATE, Mgmt For For
RATIFICATION OF THE APPOINTMENTS OF THE
CHAIRPERSON AND THE MEMBERS OF THE AUDIT
AND CORPORATE PRACTICES COMMITTEE OF THE
COMPANY, AS WELL AS THE DETERMINATION OF
THEIR COMPENSATION. RESOLUTIONS IN THIS
REGARD
VI PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE REPORT IN
REGARD TO SHARE BUYBACKS, AS WELL AS THE
DETERMINATION OF THE MAXIMUM AMOUNT OF
FUNDS THAT THE COMPANY CAN ALLOCATE TO
SHARE BUYBACKS, UNDER THE TERMS OF ARTICLE
56 OF THE SECURITIES MARKET LAW.
RESOLUTIONS IN THIS REGARD
VII PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, THE PASSAGE OF RESOLUTIONS
WITH RELATION TO THE RATIFICATION OF THE
REDUCTION OF THE AUTHORIZED CAPITAL OF THE
COMPANY AND THE CONSEQUENT CANCELLATION OF
THE INSTRUMENTS OF THE 17,428,926 SERIES A,
COMMON, NOMINATIVE SHARES, WITHOUT A STATED
PAR VALUE FOR EACH OF THEM, OF THE COMPANY
AND WHICH ARE HELD IN TREASURY. RESOLUTIONS
IN THIS REGARD
VIII PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, PASSAGE OF RESOLUTIONS WITH
RELATION TO THE AMENDMENT OF THE CORPORATE
BYLAWS OF THE COMPANY. RESOLUTIONS IN THIS
REGARD
IX DESIGNATION OF SPECIAL DELEGATES. Mgmt For For
RESOLUTIONS IN THIS REGARD
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE MODIFICATION OF
NUMBERING FOR ALL RESOLUTIONS AND CHANGE IN
MEETING TYPE TO OGM AND MODIFICATION OF THE
TEXT OF ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV Agenda Number: 713252497
--------------------------------------------------------------------------------------------------------------------------
Security: P46118108
Meeting Type: OGM
Meeting Date: 10-Nov-2020
Ticker:
ISIN: MXP461181085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBSTITUTION OF THE CHAIRMAN OF THE Mgmt For For
CORPORATE PRACTICES AND AUDIT COMMITTEE.
RESOLUTIONS IN CONNECTION THERETO
II SUBMISSION OF THE REPORT IN CONNECTION WITH Mgmt For For
THE COMPANY'S COMPLIANCE WITH TAX
OBLIGATIONS. RESOLUTIONS IN CONNECTION
THERETO
III DESIGNATION OF SPECIAL REPRESENTATIVES TO Mgmt For For
FORMALIZE AND COMPLY WITH THE RESOLUTIONS
TO BE ADOPTED BY THE MEETING. RESOLUTIONS
IN CONNECTION THERETO
CMMT 27 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
03 NOV 2020 TO 30 OCT 2020 AND MEETING TYPE
WAS CHANGED FROM AGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV Agenda Number: 713758071
--------------------------------------------------------------------------------------------------------------------------
Security: P46118108
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: MXP461181085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION, FOR THE APPLICABLE EFFECTS OF Mgmt For For
THE CHIEF EXECUTIVE OFFICERS REPORT ON THE
COMPANY'S PERFORMANCE AND BUSINESS,
CORRESPONDING TO THE FISCAL YEAR ENDED AS
OF DECEMBER 31, 2020, WHICH INCLUDES THE
FINANCIAL STATEMENTS TO SUCH DATE AND THE
EXTERNAL AUDITORS REPORT OF THE BOARD OF
DIRECTORS OPINION AND REPORTS REFERRED TO
IN SUBSECTIONS C., D. AND E., IN SECTION IV
OF ARTICLE 28 OF THE SECURITIES MARKET LAW
OF THE CORPORATE PRACTICES AND AUDIT
COMMITTEES REPORT AND THE REPORT ON THE
COMPLIANCE WITH THE TAX OBLIGATIONS.
RESOLUTIONS IN CONNECTION THERETO
II SUBMISSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL OF A PROPOSAL IN CONNECTION WITH
THE ALLOCATION OF PROFITS, WHICH INCLUDES
THE PAYMENT OF A DIVIDEND IN CASH TO THE
SHAREHOLDERS IN AN AMOUNT OF 0.96 MXN PER
SHARE, DERIVED FROM THE BALANCE OF THE NET
FISCAL PROFIT ACCOUNT, DIVIDED INTO TWO
EQUAL INSTALLMENTS OF 0.48 MXN PER SHARE,
EACH. RESOLUTIONS IN CONNECTION THERETO
III AS THE CASE MAY BE, RATIFICATION OF THE Mgmt For For
PERFORMANCE OF THE BOARD OF DIRECTORS AND
OF THE CHIEF EXECUTIVE OFFICER FOR FISCAL
YEAR 2020. RESOLUTIONS IN CONNECTION
THERETO
IV DESIGNATION OR RATIFICATION, AS THE CASE Mgmt For For
MAY BE, OF THE MEMBERS AND OFFICERS OF THE
BOARD OF DIRECTORS, AS WELL AS OF THE
MEMBERS AND CHAIRMAN OF THE CORPORATE
PRACTICES AND AUDIT COMMITTEE. ADOPTION OF
THE RESOLUTIONS IN RESPECT TO THE
ASSESSMENT OF THE INDEPENDENCE OF DIRECTORS
AND TO COMPENSATIONS, AND ANY OTHER
RESOLUTIONS DERIVED FROM THE FOREGOING
V SUBMISSION OF A PROPOSAL IN CONNECTION WITH Mgmt For For
THE MAXIMUM AMOUNT OF FUNDS THAT MAY BE
USED FOR THE ACQUISITION OF OWN SHARES, AND
ADOPTION OF THE RESOLUTIONS IN CONNECTION
WITH THIS PROPOSAL, TO THE RELEVANT
ACQUISITIONS AND TO THE POWERS IN ORDER TO
CARRY THEM OUT, AS WELL AS ANY OTHER
RESOLUTIONS IN CONNECTION WITH THE
ACQUISITION OF OWN SHARES
VI DESIGNATION OF SPECIAL REPRESENTATIVES TO Mgmt For For
FORMALIZE AND COMPLY WITH THE RESOLUTIONS
TO BE ADOPTED BY THE MEETING. RESOLUTIONS
IN CONNECTION THERETO
CMMT 09 APR 2021: PLEASE NOTE THAT ONLY MEXICAN Non-Voting
NATIONALS HAVE VOTING RIGHTS AT THIS
MEETING. ACCOUNTS ARE REQUIRED TO BE
REGISTERED AS MEXICAN NATIONAL ACCOUNTS
WITH THE LOCAL SUB-CUSTODIAN IN ORDER FOR
VOTING TO BE ACCEPTED. VOTING SUBMITTED BY
NON-MEXICAN NATIONALS WILL BE PROCESSED
HOWEVER RISK BEING REJECTED
CMMT 09 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO CARSO SAB DE CV Agenda Number: 713792857
--------------------------------------------------------------------------------------------------------------------------
Security: P46118108
Meeting Type: EGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: MXP461181085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL TO CANCEL ALL THE SHARES Mgmt For For
REPRESENTING THE COMPANY'S MINIMUM FIXED
PORTION OF THE CAPITAL STOCK, WHICH WERE
ACQUIRED BY THE COMPANY, UNDER THE PROGRAM
ON THE PURCHASE OF OWN SHARES. RESOLUTIONS
IN CONNECTION THERETO
II AMENDMENT TO ARTICLE SIXTH OF THE CORPORATE Mgmt For For
BYLAWS. RESOLUTIONS IN CONNECTION THERETO
III DESIGNATION OF SPECIAL REPRESENTATIVES TO Mgmt For For
FORMALIZE AND COMPLY WITH THE RESOLUTIONS
TO BE ADOPTED BY THE MEETING
CMMT 09 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM AGM TO EGM AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 09 APR 2021: PLEASE NOTE THAT ONLY MEXICAN Non-Voting
NATIONALS HAVE VOTING RIGHTS AT THIS
MEETING. ACCOUNTS ARE REQUIRED TO BE
REGISTERED AS MEXICAN NATIONAL ACCOUNTS
WITH THE LOCAL SUB-CUSTODIAN IN ORDER FOR
VOTING TO BE ACCEPTED. VOTING SUBMITTED BY
NON-MEXICAN NATIONALS WILL BE PROCESSED
HOWEVER RISK BEING REJECTED
--------------------------------------------------------------------------------------------------------------------------
GRUPO ELEKTRA SAB DE CV Agenda Number: 713650251
--------------------------------------------------------------------------------------------------------------------------
Security: P3642B213
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: MX01EL000003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PRESENTATION, READING, DISCUSSION, AND Mgmt For For
WHERE APPROPRIATE, APPROVAL OF THE REPORTS
OF THE BOARD OF DIRECTORS REFERRED TO IN
ARTICLE 28 OF THE LEY DEL MERCADO DE
VALORES
2 PRESENTATION, READING, DISCUSSION, AND Mgmt For For
WHERE APPROPRIATE, APPROVAL OF THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR ENDED DECEMBER 31ST, 2020, AS
WELL AS DISCUSSION AND RESOLUTIONS ON THE
APPLICATION OF RESULTS AND DISTRIBUTION OF
PROFITS
3 PRESENTATION, READING, DISCUSSION, AND Mgmt For For
WHERE APPROPRIATE, APPROVAL OF THE REPORT
OF THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE COMPANY, CORRESPONDING TO
THE FISCAL YEAR ENDED DECEMBER 31ST, 2020
4 PRESENTATION, READING, DISCUSSION, AND Mgmt For For
WHERE APPROPRIATE, APPROVAL OF THE REPORT
OF THE CORPORATE PRACTICES COMMITTEE OF THE
BOARD OF DIRECTORS OF THE COMPANY,
CORRESPONDING TO THE FISCAL YEAR ENDED
DECEMBER 31ST, 2020
5 PRESENTATION, READING, DISCUSSION, AND, Mgmt For For
WHERE APPROPRIATE, APPROVAL OF THE REPORT
OF THE BOARD OF DIRECTORS REGARDING THE
POLICIES FOR THE ACQUISITION AND PLACEMENT
OF SHARES OF THE COMPANY'S REPURCHASE FUND
6 APPOINTMENT AND OR RATIFICATION OF THE Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
AND THE SECRETARY AND PRO SECRETARY OF SAID
CORPORATE ORGAN, AS WELL AS THE INTEGRATION
OF THE AUDIT, CORPORATE PRACTICES AND
INTEGRITY COMMITTEES, DETERMINATION OF
THEIR EMOLUMENTS AND INDEPENDENCE
QUALIFICATION
7 APPOINTMENT OF SPECIAL DELEGATES OF THE Mgmt For For
MEETING TO GO BEFORE THE NOTARY PUBLIC OF
THEIR CHOICE TO FORMALIZE THE MINUTES AND
REGISTER IN THE REGISTRO PUBLICO DE
COMERCIO, THE AGREEMENTS OF THE MEETING, AS
WELL AS TO EXECUTE ANY OTHER PROCEDURE
RELATED TO IT
8 OTHER MATTERS Mgmt Abstain For
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 713726961
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE AMENDMENT OF
ARTICLE 2 OF THE CORPORATE BYLAWS OF THE
COMPANY
II PROPOSAL, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE AMENDMENT OF
THE SINGLE LIABILITY AGREEMENT OF THE
COMPANY WITH ITS CONTROLLING COMPANY
III DESIGNATION OF SPECIAL DELEGATES TO Mgmt For For
FORMALIZE AND EXECUTE THE CORRESPONDING
RESOLUTIONS PASSED BY THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 713726199
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I SUBMISSION AND, AS THE CASE MAY BE, Mgmt For For
APPROVAL OF THE REPORTS REFERRED TO IN
SECTION IV, ARTICLE 28 OF THE SECURITIES
MARKET LAW AND SECTION IV, ARTICLE 39 OF
THE FINANCIAL GROUPS LAW, CORRESPONDING TO
THE FISCAL YEAR ENDED AS OF DECEMBER 31,
2020
II ALLOCATION OF PROFITS Mgmt For For
III EXTERNAL AUDITORS REPORT ON THE COMPANY'S Mgmt For For
FISCAL STATUS
IV DESIGNATION OF THE MEMBERS OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS, AT THE PROPOSAL OF THE
NOMINATIONS COMMITTEE AND ASSESSMENT OF THE
INDEPENDENCE THEREOF
V DETERMINATION OF COMPENSATIONS TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
VI APPOINTMENT OF THE CHAIRMAN OF THE AUDIT Mgmt For For
AND CORPORATE PRACTICES COMMITTEE
VII BOARD OF DIRECTORS REPORT ON THE Mgmt For For
TRANSACTIONS CARRIED OUT WITH OWN SHARES
DURING FISCAL YEAR 2020, AS WELL AS THE
DETERMINATION OF THE MAXIMUM AMOUNT TO BE
USED FOR THE PURCHASE OF OWN SHARES FOR THE
FISCAL YEAR CORRESPONDING TO 2021
VIII APPOINTMENT OF REPRESENTATIVE OR Mgmt For For
REPRESENTATIVES TO FORMALIZE AND EXECUTE,
AS THE CASE MAY BE, THE RESOLUTIONS ADOPTED
BY THE MEETING
CMMT 29 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
15 APR 2021 TO 12 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO INBURSA SAB DE CV Agenda Number: 713313283
--------------------------------------------------------------------------------------------------------------------------
Security: P4950U165
Meeting Type: OGM
Meeting Date: 18-Nov-2020
Ticker:
ISIN: MXP370641013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DISCUSSION AND, WHERE APPROPRIATE, APPROVAL Mgmt For For
OF THE APPOINTMENT AND OR RATIFICATION OF
THE MEMBERS OF THE BOARD OF DIRECTORS AND
SECRETARY OF THE COMPANY. RESOLUTIONS IN
THIS REGARD
II PROPOSAL, DISCUSSION AND, WHERE Mgmt For For
APPROPRIATE, REESTABLISHMENT OF THE AMOUNT
THAT MAY BE USED FOR THE ACQUISITION OF OWN
SHARES. RESOLUTIONS IN THIS REGARD
III APPOINTMENT OF DELEGATES TO CARRY OUT AND Mgmt For For
FORMALIZE THE RESOLUTIONS ADOPTED BY THE
MEETING. RESOLUTIONS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
GRUPO MEXICO SAB DE CV Agenda Number: 713897443
--------------------------------------------------------------------------------------------------------------------------
Security: P49538112
Meeting Type: OGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: MXP370841019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I REPORT OF THE CEO OF THE COMPANY Mgmt For For
CORRESPONDING TO THE FISCAL YEAR FROM
JANUARY 1ST TO DECEMBER 31ST, 2020.
DISCUSSION AND APPROVAL, IF APPLICABLE, OF
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE COMPANY AND ITS SUBSIDIARIES AS OF
DECEMBER 31ST, 2020. PRESENTATION OF THE
OPINIONS AND REPORTS REFERRED TO IN ARTICLE
28 SECTION IV, PARAGRAPHS A, B, C, D AND E
OF THE LEY DEL MERCADO DE VALORES,
REGARDING THE FISCAL YEAR FROM JANUARY 1ST
TO 31ST DECEMBER 2020. RESOLUTIONS IN THIS
REGARD
II READING OF THE REPORT ON COMPLIANCE WITH Mgmt For For
THE COMPANY'S TAX OBLIGATIONS DURING THE
2019 FISCAL YEAR
III RESOLUTION ON THE APPLICATION OF PROFITS Mgmt For For
FOR THE YEAR ENDED DECEMBER 31ST, 2020
IV REPORT REFERRED TO IN SECTION III OF Mgmt For For
ARTICLE 60 OF THE DISPOSICIONES DE CARACTER
GENERAL APLICABLES A LAS EMISORAS DE
VALORES Y A OTROS PARTICIPANTES DEL MERCADO
DE VALORES, INCLUDING A REPORT ON THE
APPLICATION OF THE RESOURCES FOR THE BUY
BACK OF SHARES DURING THE FISCAL YEAR.
COMPANY CONCLUDED ON DECEMBER 31ST, 2020.
DETERMINATION OF THE MAXIMUM AMOUNT OF
RESOURCES TO BE ALLOCATED TO THE
ACQUISITION OF TREASURY SHARES DURING THE
FISCAL YEAR 2021. RESOLUTIONS IN THIS
REGARD
V RESOLUTION ON THE RATIFICATION OF THE ACTS Mgmt For For
CARRIED OUT BY THE EXECUTIVE CHAIRMAN, THE
DIRECTOR OF ADMINISTRATION AND FINANCE WITH
FUNCTIONS OF CEO, THE BOARD OF DIRECTORS
AND ITS COMMITTEES, DURING THE FISCAL YEAR
FROM JANUARY 1ST TO DECEMBER 31ST, 2020
VI RESOLUTION REGARDING THE RATIFICATION OF Mgmt For For
THE COMPANY'S EXTERNAL AUDITOR
VII APPOINTMENT AND OR RATIFICATION OF THE Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
AND QUALIFICATION OF THEIR INDEPENDENCE IN
ACCORDANCE WITH ARTICLE 26 OF THE LEY DEL
MERCADO DE VALORES, AS WELL AS OF THE
MEMBERS OF THE BOARDS OWN COMMITTEES AND
THEIR PRESIDENTS. RESOLUTIONS IN THIS
REGARD
VIII PROPOSAL ON THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE MEMBERS
OF THE COMMITTEES OF THE BOARD ITSELF.
RESOLUTIONS IN THIS REGARD
IX APPOINTMENT OF DELEGATES WHO COMPLY WITH Mgmt For For
AND FORMALIZE THE RESOLUTIONS TAKEN BY THE
MEETING. RESOLUTIONS IN THIS REGARD
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 714213434
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2020 EARNINGS. PROPOSED CASH DIVIDEND :TWD
4 PER SHARE.
3 TO APPROVE THE LIFTING OF DIRECTOR OF Mgmt For For
NON-COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOBIS CO., LTD Agenda Number: 713614940
--------------------------------------------------------------------------------------------------------------------------
Security: Y3849A109
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7012330007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF STATEMENT OF APPROPRIATION OF Mgmt For For
RETAINED EARNING
3.1 ELECTION OF OUTSIDE DIRECTOR CANDIDATE: KIM Mgmt For For
DAE SOO
3.2 ELECTION OF INSIDE DIRECTOR CANDIDATE: CHO Mgmt For For
SEONG HWAN
3.3 ELECTION OF INSIDE DIRECTOR CANDIDATE: BAE Mgmt For For
HYEONG GEUN
3.4 ELECTION OF INSIDE DIRECTOR CANDIDATE: KO Mgmt For For
YEONG SEOK
4 ELECTION OF AUDIT COMMITTEE MEMBER Mgmt For For
CANDIDATE: KIM DAE SOO
5 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER CANDIDATE: KANG JIN
A
6.1 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6.2 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR BOARD MEMBERS
7 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD Agenda Number: 713619471
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
AMENDMENT OF COMMITTEE NAME
2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
ESTABLISH OF SAFETY N HEALTH PLAN NETC
2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
ADDITIONAL CLAUSE(2021.03.24)
3.1 ELECTION OF OUTSIDE DIRECTOR: SIM DAL HUN Mgmt For For
3.2.1 ELECTION OF INSIDE DIRECTOR: HA EON TAE Mgmt For For
3.2.2 ELECTION OF INSIDE DIRECTOR: JANG JAE HUN Mgmt For For
3.2.3 ELECTION OF INSIDE DIRECTOR: SEO GANG HYEON Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: I JI YUN
5 ELECTION OF AUDIT COMMITTEE MEMBER: SIM DAL Mgmt For For
HUN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 05 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF TEXT IN
RESOLUTION 2.1 TO 2.3 IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 713126387
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: OGM
Meeting Date: 14-Oct-2020
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 AMEND MEMORANDUM OF INCORPORATION Mgmt For For
S.2 AUTHORISE SPECIFIC REPURCHASE OF SHARES Mgmt For For
FROM THE ODD-LOT HOLDERS
O.1 AUTHORISE IMPLEMENTATION OF THE ODD-LOT Mgmt For For
OFFER
O.2 AUTHORISE RATIFICATION OF APPROVED Mgmt For For
RESOLUTIONS
CMMT 15 SEP 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE WAS CHANGED FROM EGM TO OGM. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IMPALA PLATINUM HOLDINGS LTD Agenda Number: 713153322
--------------------------------------------------------------------------------------------------------------------------
Security: S37840113
Meeting Type: AGM
Meeting Date: 26-Oct-2020
Ticker:
ISIN: ZAE000083648
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPOINTMENT OF EXTERNAL AUDITORS: DELOITTE Mgmt For For
O.2.1 RE-ELECTION OF DIRECTOR: DAWN EARP Mgmt For For
O.2.2 RE-ELECTION OF DIRECTOR: SYDNEY MUFAMADI Mgmt For For
O.2.3 RE-ELECTION OF DIRECTOR: BABALWA NGONYAMA Mgmt For For
O.2.4 RE-ELECTION OF DIRECTOR: THANDI ORLEYN Mgmt For For
O.2.5 RE-ELECTION OF DIRECTOR: PRESTON SPECKMANN Mgmt For For
O.2.6 RE-ELECTION OF DIRECTOR: BERNARD SWANEPOEL Mgmt For For
O.3.1 APPOINTMENT OF AUDIT COMMITTEE MEMBER: DAWN Mgmt For For
EARP
O.3.2 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
PETER DAVEY
O.3.3 APPOINTMENT OF AUDIT COMMITTEE MEMBER: Mgmt For For
PRESTON SPECKMANN
O.4 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.5 ENDORSEMENT OF THE COMPANY'S REMUNERATION Mgmt For For
IMPLEMENTATION REPORT
O.6 GENERAL ISSUE OF SHARES FOR CASH Mgmt For For
S.1.1 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF THE
CHAIRPERSON OF THE BOARD
S.1.2 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF THE LEAD
INDEPENDENT DIRECTOR
S.1.3 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NON-EXECUTIVE
DIRECTORS
S.1.4 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF AUDIT
COMMITTEE CHAIRPERSON
S.1.5 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF AUDIT
COMMITTEE MEMBER
S.1.6 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF SOCIAL,
TRANSFORMATION AND REMUNERATION COMMITTEE
CHAIRPERSON
S.1.7 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF SOCIAL,
TRANSFORMATION AND REMUNERATION COMMITTEE
MEMBER
S.1.8 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NOMINATIONS,
GOVERNANCE AND ETHICS COMMITTEE CHAIRPERSON
S.1.9 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF NOMINATIONS,
GOVERNANCE AND ETHICS COMMITTEE MEMBER
S.110 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF HEALTH,
SAFETY, ENVIRONMENT AND RISK COMMITTEE
CHAIRPERSON
S.111 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF HEALTH,
SAFETY, ENVIRONMENT AND RISK COMMITTEE
MEMBER
S.112 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF CAPITAL
ALLOCATION AND INVESTMENT COMMITTEE
CHAIRPERSON
S.113 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION OF CAPITAL
ALLOCATION AND INVESTMENT COMMITTEE MEMBER
S.114 APPROVAL OF NON-EXECUTIVE DIRECTOR'S Mgmt For For
REMUNERATION: REMUNERATION FOR AD HOC
MEETINGS
S.2 APPROVAL OF FINANCIAL ASSISTANCE Mgmt For For
S.3 REPURCHASE OF COMPANY SHARES BY COMPANY OR Mgmt For For
SUBSIDIARY
S.4 AUTHORITY TO EFFECT AMENDMENTS TO THE Mgmt For For
MEMORANDUM OF INCORPORATION
S.5 SPECIFIC AUTHORITY TO REPURCHASE 16 233 944 Mgmt For For
ORDINARY SHARES
CMMT 30 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONTAINER TERMINAL SERVICES INC Agenda Number: 713609280
--------------------------------------------------------------------------------------------------------------------------
Security: Y41157101
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: PHY411571011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt For For
2 DETERMINATION OF EXISTENCE OF QUORUM Mgmt For For
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
STOCKHOLDERS MEETING HELD ON JUNE 18, 2020
4 CHAIRMAN'S REPORT Mgmt For For
5 APPROVAL OF THE CHAIRMAN'S REPORT AND THE Mgmt For For
2020 AUDITED FINANCIAL STATEMENTS
6 APPROVAL/RATIFICATION OF ACTS, CONTRACTS, Mgmt For For
INVESTMENTS AND RESOLUTIONS OF THE BOARD OF
DIRECTORS AND MANAGEMENT SINCE THE LAST
ANNUAL STOCKHOLDERS MEETING
7 ELECTION OF DIRECTOR: ENRIQUE K. RAZON, JR Mgmt For For
8 ELECTION OF DIRECTOR: CESAR A. BUENAVENTURA Mgmt For For
(INDEPENDENT DIRECTOR)
9 ELECTION OF DIRECTOR: CARLOS C. EJERCITO Mgmt For For
(INDEPENDENT DIRECTOR)
10 ELECTION OF DIRECTOR: JOSEPH R. HIGDON Mgmt For For
11 ELECTION OF DIRECTOR: JOSE C. IBAZETA Mgmt For For
12 ELECTION OF DIRECTOR: STEPHEN A. PARADIES Mgmt For For
13 ELECTION OF DIRECTOR: ANDRES SORIANO III Mgmt For For
14 APPOINTMENT OF EXTERNAL AUDITOR: SGV AND CO Mgmt For For
15 OTHER MATTERS Mgmt For Against
16 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JG SUMMIT HOLDINGS INC Agenda Number: 713088626
--------------------------------------------------------------------------------------------------------------------------
Security: Y44425117
Meeting Type: SGM
Meeting Date: 20-Oct-2020
Ticker:
ISIN: PHY444251177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROOF OF NOTICE OF THE MEETING AND Mgmt For For
EXISTENCE OF A QUORUM
2 DECLARATION OF A STOCK DIVIDEND EQUIVALENT Mgmt For For
TO FIVE PER CENT 5PCT OF THE TOTAL ISSUED
AND OUTSTANDING SHARES OF THE CORPORATION
3 AMENDMENT OF THE ARTICLES OF INCORPORATION Mgmt For For
IN ORDER TO RECLASSIFY THE PREFERRED
NON-VOTING SHARES INTO PREFERRED VOTING
SHARES AND MODIFY THE DIVIDEND FEATURES OF
THE PREFERRED VOTING SHARES
4 CONSIDERATION OF SUCH OTHER MATTERS AS MAY Mgmt For Against
PROPERLY COME DURING THE MEETING
5 ADJOURNMENT Mgmt For For
CMMT 09 SEP 2020: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM AGM TO SGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JG SUMMIT HOLDINGS INC Agenda Number: 713907802
--------------------------------------------------------------------------------------------------------------------------
Security: Y44425117
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: PHY444251177
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 533922 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 PROOF OF NOTICE OF THE MEETING AND Mgmt For For
EXISTENCE OF A QUORUM
2 READING AND APPROVAL OF THE MINUTES OF THE Mgmt For For
ANNUAL MEETING OF THE STOCKHOLDERS HELD ON
MAY 14, 2020
3 READING AND APPROVAL OF THE MINUTES OF THE Mgmt For For
SPECIAL MEETING OF THE STOCKHOLDERS HELD ON
OCTOBER 20, 2020
4 PRESENTATION OF ANNUAL REPORT AND APPROVAL Mgmt For For
OF THE FINANCIAL STATEMENTS FOR THE
PRECEDING YEAR
5 ELECTION OF DIRECTOR: JAMES L. GO Mgmt For For
6 ELECTION OF DIRECTOR: LANCE Y. GOKONGWEI Mgmt For For
7 ELECTION OF DIRECTOR: LILY G. NGOCHUA Mgmt For For
8 ELECTION OF DIRECTOR: PATRICK HENRY C. GO Mgmt For For
9 ELECTION OF DIRECTOR: JOHNSON ROBERT G. GO, Mgmt For For
JR
10 ELECTION OF DIRECTOR: ROBINA GOKONGWEI-PE Mgmt For For
11 ELECTION OF DIRECTOR: CIRILO P. NOEL Mgmt For For
12 ELECTION OF DIRECTOR: JOSE T. PARDO Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: RENATO T. DE GUZMAN Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: ANTONIO L. GO Mgmt For For
(INDEPENDENT DIRECTOR)
15 ELECTION OF DIRECTOR: ARTEMIO V. PANGANIBAN Mgmt For For
(INDEPENDENT DIRECTOR)
16 APPOINTMENT OF EXTERNAL AUDITOR: SYCIP Mgmt For For
GORRES VELAYO AND CO
17 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND ITS COMMITTEES, OFFICERS AND
MANAGEMENT
18 CONSIDERATION OF SUCH OTHER MATTERS AS MAY Mgmt For Against
PROPERLY COME DURING THE MEETING
19 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KRUK S.A. Agenda Number: 713004365
--------------------------------------------------------------------------------------------------------------------------
Security: X4598E103
Meeting Type: AGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: PLKRK0000010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 APPOINTMENT OF THE CHAIR OF THE ANNUAL Mgmt For For
GENERAL MEETING
3 CONFIRMATION THAT THE ANNUAL GENERAL Mgmt For For
MEETING HAS BEEN DULY CONVENED AND HAS THE
CAPACITY TO PASS RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 PRESENTATION BY THE KRUK S.A. MANAGEMENT Mgmt For For
BOARD OF THE COMPANY'S FINANCIAL RESULTS
AND OTHER MATERIAL INFORMATION CONTAINED IN
ITS FINANCIAL STATEMENTS
6 REVIEW OF THE KRUK S.A. SUPERVISORY BOARD S Mgmt For For
REPORT FOR 2019
7 REVIEW OF THE SEPARATE FINANCIAL STATEMENTS Mgmt For For
OF KRUK S.A. FOR THE FINANCIAL YEAR ENDED
DECEMBER 31ST 2019 AND RESOLUTION TO
APPROVE THE SEPARATE FINANCIAL STATEMENTS
8 REVIEW OF THE DIRECTORS REPORT ON THE Mgmt For For
OPERATIONS OF KRUK S.A. IN 2019 AND
RESOLUTION TO APPROVE THE DIRECTORS REPORT
9 REVIEW OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE KRUK GROUP FOR THE
FINANCIAL YEAR ENDED DECEMBER 31ST 2019 AND
RESOLUTION TO APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS
10 REVIEW OF THE DIRECTORS REPORT ON THE Mgmt For For
OPERATIONS OF THE KRUK GROUP IN 2019 AND
RESOLUTION TO APPROVE THE DIRECTORS REPORT
11.A REVIEW OF THE MANAGEMENT BOARD PROPOSAL AND Mgmt For For
RECOMMENDATION CONCERNING ALLOCATION OF
KRUK S.A. S NET PROFIT FOR 2019. VOTING ON
A RESOLUTION CONCERNING: ALLOCATION OF KRUK
S.A. NET PROFIT FOR 2019 AND AUTHORISING
THE MANAGEMENT BOARD TO BUY BACK COMPANY
SHARES FOR CANCELLATION, AND CREATION OF A
CAPITAL RESERVE TO FUND THE SHARE BUYBACK
11.B REVIEW OF THE MANAGEMENT BOARD PROPOSAL AND Mgmt For For
RECOMMENDATION CONCERNING ALLOCATION OF
KRUK S.A. S NET PROFIT FOR 2019. VOTING ON
A RESOLUTION CONCERNING: ALLOCATION OF KRUK
S.A. NET PROFIT FOR 2019 AND DISTRIBUTION
OF A DIVIDEND TO THE COMPANY SHAREHOLDERS
12.A RESOLUTION: TO GRANT LIABILITY DISCHARGE TO Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD OF KRUK
S.A. FOR 2019
12.B RESOLUTION: TO GRANT LIABILITY DISCHARGE TO Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR 2019
13 RESOLUTION TO AMEND RESOLUTION NO. 26/2014 Mgmt For For
OF THE ANNUAL GENERAL MEETING OF KRUK S.A.
OF WROCLAW, DATED MAY 28TH 2014, ON SETTING
THE RULES OF AN INCENTIVE SCHEME FOR 2015
2019, CONDITIONAL INCREASE OF THE COMPANY
SHARE CAPITAL AND ISSUE OF SUBSCRIPTION
WARRANTS WITH THE COMPANY EXISTING
SHAREHOLDERS PRE-EMPTIVE RIGHTS WAIVED IN
WHOLE WITH RESPECT TO SHARES TO BE ISSUED
AS PART OF THE CONDITIONAL SHARE CAPITAL
INCREASE AND SUBSCRIPTION WARRANTS, AND
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
14 RESOLUTION TO ADOPT THE CONSOLIDATED TEXT Mgmt For For
OF THE COMPANY ARTICLES OF ASSOCIATION
15 RESOLUTION TO ADOPT THE REMUNERATION POLICY Mgmt For For
FOR MEMBERS OF THE MANAGEMENT BOARD AND
SUPERVISORY BOARD OF KRUK S.A. OF WROCLAW
16 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
KRUK S.A. Agenda Number: 714201388
--------------------------------------------------------------------------------------------------------------------------
Security: X4598E103
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: PLKRK0000010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 APPOINTMENT OF THE CHAIR OF THE ANNUAL Mgmt For For
GENERAL MEETING
3 CONFIRMATION THAT THE ANNUAL GENERAL Mgmt For For
MEETING HAS BEEN DULY CONVENED AND HAS THE
CAPACITY TO PASS RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 PRESENTATION BY THE KRUK S.A. MANAGEMENT Mgmt For For
BOARD OF THE COMPANY'S FINANCIAL RESULTS
AND OTHER MATERIAL INFORMATION CONTAINED IN
ITS FINANCIAL STATEMENTS
6 REVIEW OF THE KRUK S.A. SUPERVISORY BOARD'S Mgmt For For
REPORT FOR 2020
7 REVIEW OF THE SEPARATE FINANCIAL STATEMENTS Mgmt For For
OF KRUK S.A. FOR THE FINANCIAL YEAR ENDED
DECEMBER 31ST 2020 AND RESOLUTION TO
APPROVE THE SEPARATE FINANCIAL STATEMENTS
8 REVIEW OF THE DIRECTORS REPORT ON THE Mgmt For For
OPERATIONS OF KRUK S.A. IN 2020 AND
RESOLUTION TO APPROVE THE DIRECTORS REPORT
9 REVIEW OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE KRUK GROUP FOR THE
FINANCIAL YEAR ENDED DECEMBER 31ST 2020 AND
RESOLUTION TO APPROVE THE CONSOLIDATED
FINANCIAL STATEMENTS
10 REVIEW OF THE DIRECTORS REPORT ON THE Mgmt For For
OPERATIONS OF THE KRUK GROUP IN 2020 AND
RESOLUTION TO APPROVE THE DIRECTORS REPORT
11 REVIEW OF THE MANAGEMENT BOARDS PROPOSAL Mgmt For For
AND RECOMMENDATION ON ALLOCATION OF KRUK
S.A. NET PROFIT FOR 2020. RESOLUTION ON
ALLOCATION OF KRUK S.A.NET PROFIT FOR 2020
AND PAYMENT OF A DIVIDEND TO THE COMPANY
SHAREHOLDERS
12.A RESOLUTION: TO GRANT LIABILITY DISCHARGE TO Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD OF KRUK
S.A. FOR 2020
12.B RESOLUTION: TO GRANT LIABILITY DISCHARGE TO Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FOR 2020
13 RESOLUTION TO SETTING THE RULES OF AN Mgmt For For
INCENTIVE SCHEME FOR 2021 2024, CONDITIONAL
INCREASE OF THE COMPANY'S SHARE CAPITAL AND
ISSUE OF SUBSCRIPTION WARRANTS WITH THE
EXISTING SHAREHOLDERS PRE-EMPTIVE RIGHTS
WAIVED IN WHOLE WITH RESPECT TO SHARES TO
BE ISSUED AS PART OF THE CONDITIONAL SHARE
CAPITAL INCREASE AND SUBSCRIPTION WARRANTS,
AND AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
14 RESOLUTION TO CANCELLATION OF SHARES BOUGHT Mgmt For For
BACK BY THE COMPANY
15 RESOLUTION TO SHARE CAPITAL REDUCTION IN Mgmt For For
CONNECTION WITH CANCELLATION OF OWN SHARES
BOUGHT BACK BY THE COMPANY AND AMENDMENT OF
THE COMPANY ARTICLES OF ASSOCIATION
16 RESOLUTION TO ADOPTION OF THE CONSOLIDATED Mgmt For For
TEXT OF THE ARTICLES OF ASSOCIATION OF KRUK
S.A. OF WROCLAW
17 RESOLUTION TO AMENDMENT OF THE RULES OF Mgmt For For
PROCEDURE OF THE SUPERVISORY BOARD OF KRUK
S.A. AND DRAFTING THE CONSOLIDATED TEXT OF
THE RULES OF PROCEDURE
18 RESOLUTION TO GIVING AN OPINION ON THE Mgmt For For
REPORT ON REMUNERATION FOR MEMBERS OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD OF
KRUK S.A. OF WROCLAW FOR 2019 AND 2020
19 RESOLUTIONS TO ADOPTION OF AMENDMENTS TO Mgmt For For
THE REMUNERATION POLICY FOR MEMBERS OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD OF
KRUK S.A. OF WROCLAW
20 CLOSING OF THE MEETING Non-Voting
CMMT 24 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KUALA LUMPUR KEPONG BHD Agenda Number: 713492609
--------------------------------------------------------------------------------------------------------------------------
Security: Y47153104
Meeting Type: AGM
Meeting Date: 18-Feb-2021
Ticker:
ISIN: MYL2445OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 119 OF THE COMPANY'S CONSTITUTION:
TAN SRI DATO' SERI LEE OI HIAN
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 119 OF THE COMPANY'S CONSTITUTION:
DATO' YEOH ENG KHOON
3 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
ARTICLE 119 OF THE COMPANY'S CONSTITUTION:
ANNE RODRIGUES
4 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
FOR THE YEAR ENDED 30 SEPTEMBER 2020
AMOUNTING TO RM1,875,000 (2019:
RM1,881,667)
5 TO APPROVE THE PAYMENT OF DIRECTORS' Mgmt For For
BENEFITS (OTHER THAN DIRECTORS' FEES) FOR
THE PERIOD FROM THE FORTY-EIGHTH ANNUAL
GENERAL MEETING TO THE FORTY-NINTH ANNUAL
GENERAL MEETING TO BE HELD IN 2022
6 TO RE-APPOINT MESSRS. BDO PLT AS AUDITORS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR
ENDING 30 SEPTEMBER 2021 AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
7 PROPOSED RENEWAL OF AUTHORITY TO BUY BACK Mgmt For For
ITS OWN SHARES BY THE COMPANY
8 PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For
FOR RECURRENT RELATED PARTY TRANSACTIONS OF
A REVENUE OR TRADING NATURE
9 PROPOSED RENEWAL OF THE AUTHORITY FOR Mgmt For For
DIRECTORS TO ALLOT AND ISSUE NEW ORDINARY
SHARES IN THE COMPANY ("KLK SHARES") IN
RELATION TO THE DIVIDEND REINVESTMENT PLAN
THAT PROVIDES THE SHAREHOLDERS OF THE
COMPANY THE OPTION TO ELECT TO REINVEST
THEIR CASH DIVIDEND ENTITLEMENTS IN KLK
SHARES ("DRP")
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 713134726
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: EGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF SPLIT-OFF Mgmt For For
CMMT 22 SEP 2020: THIS EGM IS RELATED TO THE Non-Voting
CORPORATE EVENT OF PHYSICAL SPLIT OFF.
CMMT 22 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 713659019
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 ELECTION OF INSIDE DIRECTOR: CHA DONG SEOK Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: GIM MUN SU
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LPP S.A. Agenda Number: 713067355
--------------------------------------------------------------------------------------------------------------------------
Security: X5053G103
Meeting Type: AGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: PLLPP0000011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 458387 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 17. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 OPENING OF THE SESSION AND ELECTION OF THE Mgmt For For
CHAIRMAN OF THE MEETING
2 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING RESOLUTIONS, AND DRAWING UP THE
ATTENDANCE LIST
3 ADOPTION OF THE AGENDA Mgmt For For
4 PRESENTATION OF RESOLUTIONS A) OF THE Mgmt For For
SUPERVISORY BOARD REGARDING ITS OPINION ON
MATTERS SUBMITTED TO THE ANNUAL GENERAL
MEETING B) THE SUPERVISORY BOARD ON THE
ASSESSMENT OF THE MANAGEMENT BOARD'S REPORT
ON THE OPERATIONS OF THE COMPANY'S CAPITAL
GROUP (INCLUDING THE REPORT ON THE
COMPANY'S OPERATIONS) IN THE FINANCIAL YEAR
01.01.2019-31.01.2020 C) THE SUPERVISORY
BOARD ON THE ASSESSMENT OF THE COMPANY'S
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
01/01/2019-31/01/2020 D) THE SUPERVISORY
BOARD ON THE ASSESSMENT OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE LPP SA CAPITAL
GROUP FOR THE FINANCIAL YEAR
01.01.2019-31.01.2020 E) THE MANAGEMENT
BOARD ON A MOTION REGARDING THE
DISTRIBUTION OF THE COMPANY'S PROFIT
ACHIEVED IN THE FINANCIAL YEAR
01/01/2019-31/01/2020 F) THE SUPERVISORY
BOARD ON CONSIDERING THE REQUEST OF THE
MANAGEMENT BOARD REGARDING THE DISTRIBUTION
OF THE COMPANY'S PROFIT ACHIEVED IN THE
FINANCIAL YEAR 01.01.2019-31.01.2020 G) THE
SUPERVISORY BOARD ON A COMPREHENSIVE
ASSESSMENT OF THE COMPANY'S SITUATION IN
THE FINANCIAL YEAR 01.01.2019-31.01.2020,
INCLUDING IN PARTICULAR (I) THE FINANCIAL
REPORTING PROCESS, (II) THE ASSESSMENT OF
THE INTERNAL CONTROL SYSTEM, INTERNAL AUDIT
AND RISK MANAGEMENT SYSTEM, (III)
ASSESSMENT OF THE PERFORMANCE OF FINANCIAL
AUDIT ACTIVITIES, (IV) ASSESSMENT OF THE
INDEPENDENCE OF THE STATUTORY AUDITOR
EXAMINING THE FINANCIAL STATEMENTS OF THE
COMPANY AND LPP SA CAPITAL GROUP H) THE
SUPERVISORY BOARD ON THE APPROVAL OF THE
SUPERVISORY BOARD'S REPORT ON ITS
ACTIVITIES IN THE FINANCIAL YEAR
01/01/2019-31/01/2020 I) THE SUPERVISORY
BOARD ON THE APPROVAL OF THE ASSESSMENT OF
THE MANNER IN WHICH THE COMPANY COMPLIES
WITH THE DISCLOSURE OBLIGATIONS REGARDING
THE APPLICATION OF CORPORATE GOVERNANCE
PRINCIPLES RESULTING FROM THE PRINCIPLES OF
GOOD PRACTICE AND PROVISIONS ON CURRENT AND
PERIODIC INFORMATION PROVIDED BY ISSUERS OF
SECURITIES J) THE SUPERVISORY BOARD ON THE
RATIONALITY OF THE COMPANY'S CHARITY AND
SPONSORSHIP POLICY
5 PRESENTATION, CONSIDERATION AND APPROVAL OF Mgmt For For
THE MANAGEMENT BOARD'S REPORT ON THE
ACTIVITIES OF THE CAPITAL GROUP OF THE
COMPANY AND THE COMPANY IN THE FINANCIAL
YEAR 01.01.2019-31.01.2020
6 PRESENTATION, CONSIDERATION AND APPROVAL OF Mgmt For For
THE SUPERVISORY BOARD'S REPORT ON THE
ACTIVITIES IN THE FINANCIAL YEAR
01.01.2019-31.01.2020
7 PRESENTATION, EXAMINATION AND APPROVAL OF Mgmt For For
THE COMPANY'S FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 01/01/2019-31/01/2020
8 PRESENTATION, CONSIDERATION AND APPROVAL OF Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE LPP SA CAPITAL GROUP FOR THE FINANCIAL
YEAR 01/01/2019-31/01/2020
9 GRANTING THE VOTE OF APPROVAL TO THE Mgmt For For
MEMBERS OF THE MANAGEMENT BOARD FOR THE
PERFORMANCE OF THEIR DUTIES IN THE
FINANCIAL YEAR 01.01.2019-31.01.2020
10 GRANTING MEMBERS OF THE SUPERVISORY BOARD A Mgmt For For
VOTE OF APPROVAL FOR THE PERFORMANCE OF
THEIR DUTIES IN THE FINANCIAL YEAR
01.01.2019-31.01.2020
11 DISTRIBUTION OF THE COMPANY'S PROFIT Mgmt For For
GENERATED IN THE FINANCIAL YEAR 01/01/2019
31/01/2020
12 ADOPTION OF THE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT AND SUPERVISORY BODIES OF LPP SA
13 DEMATERIALISATION OF REGISTERED PREFERENCE Mgmt For For
SHARES AND AUTHORIZATION TO REGISTER THEM
IN THE SECURITIES DEPOSIT KEPT BY THE
NATIONAL DEPOSITORY FOR SECURITIES IN
WARSAW AND CONSENT TO TAKE ALL REQUIRED
STEPS TO FULFILL THE DESCRIBED OBLIGATION
14 ESTABLISHING A RESERVE CAPITAL FOR THE Mgmt For For
PURPOSES OF PURCHASING OWN SHARES
15 AUTHORIZATION TO PURCHASE OWN SHARES Mgmt For For
16 ADOPTION OF A RESOLUTION ON CHANGING THE Mgmt For For
REMUNERATION OF THE PRESIDENT OF THE
SUPERVISORY BOARD
17 AMENDMENT OF PAR 13 POINT 1 OF THE ARTICLES Mgmt For For
OF ASSOCIATIES
18 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
LPP S.A. Agenda Number: 714267881
--------------------------------------------------------------------------------------------------------------------------
Security: X5053G103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: PLLPP0000011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
1 OPENING OF THE SESSION AND ELECTION OF THE Mgmt For For
CHAIRMAN OF THE MEETING
2 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
ADOPTING RESOLUTIONS, AND DRAWING UP THE
ATTENDANCE LIST
3 ADOPTION OF THE AGENDA Mgmt For For
4.A PRESENTATION OF RESOLUTION ON THE Mgmt For For
SUPERVISORY BOARD ON ITS OPINION ON MATTERS
SUBMITTED TO THE ANNUAL GENERAL MEETING
4.B PRESENTATION OF RESOLUTION OF THE Mgmt For For
SUPERVISORY BOARD ON THE ASSESSMENT OF THE
MANAGEMENT BOARDS REPORT ON THE OPERATIONS
OF THE COMPANYS CAPITAL GROUP (INCLUDING
THE REPORT ON THE COMPANYS OPERATIONS) IN
THE FINANCIAL YEAR 01022020 31012021
4.C PRESENTAITON OF RESOLUTION ON THE Mgmt For For
SUPERVISORY BOARD ON THE ASSESSMENT OF THE
COMPANYS FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 01022020 31012021
4.D PRESENTATION OF RESOLUTION ON THE Mgmt For For
SUPERVISORY BOARD ON THE ASSESSMENT OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
LPP SA CAPITAL GROUP FOR THE FINANCIAL YEAR
0102202031012021
4.E PRESENTAITON OF RESOLUTION ON THE Mgmt For For
MANAGEMENT BOARD ON THE MOTION TO COVER THE
COMPANYS LOSS FOR THE FINANCIAL YEAR
01022020 31012021 AND TO BE ALLOCATED FOR
DISTRIBUTION AMONG THE SHAREHOLDERS OF THE
AMOUNT TRANSFERRED FROM THE SUPPLEMENTARY
CAPITAL CREATED FROM PREVIOUS YEARS PROFITS
4.F PRESENTAIRTON RESOLUTION ON HE SUPERVISORY Mgmt For For
BOARD ON CONSIDERING THE MANAGEMENT BOARDS
REQUEST TO COVER THE COMPANYS LOSS FOR THE
FINANCIAL YEAR 01022020 31012021 AND
ALLOCATING THE AMOUNT TRANSFERRED FROM THE
SUPPLEMENTARY CAPITAL CREATED FROM PREVIOUS
YEARS PROFITS FOR DISTRIBUTION AMONG
SHAREHOLDERS
4.G PRESENTATION OF RESOLTUION ON OF THE Mgmt For For
SUPERVISORY BOARD ON A COMPREHENSIVE
ASSESSMENT OF THE COMPANYS SITUATION IN THE
FINANCIAL YEAR 01022020 31012021, INCLUDING
IN PARTICULAR (I) AN ASSESSMENT OF THE
FINANCIAL REPORTING PROCESS, (II) AN
ASSESSMENT OF THE INTERNAL CONTROL SYSTEM,
INTERNAL AUDIT AND RISK MANAGEMENT SYSTEM,
(III) ASSESSMENT OF THE PE
4.H PRESWENTATION OF RESOLUTION ON THE Mgmt For For
SUPERVISORY BOARD ON THE APPROVAL OF THE
SUPERVISORY BOARDS REPORT ON ITS ACTIVITIES
IN THE FINANCIAL YEAR 0102202031012021
4.I PRESENTSATION OF RESOLUTION ON THE Mgmt For For
SUPERVISORY BOARD ON THE APPROVAL OF THE
ASSESSMENT OF THE MANNER IN WHICH THE
COMPANY FULFILLS ITS DISCLOSURE OBLIGATIONS
REGARDING THE APPLICATION OF CORPORATE
GOVERNANCE PRINCIPLES RESULTING FROM THE
PRINCIPLES OF GOOD PRACTICE AND PROVISIONS
ON CURRENT AND PERIODIC INFORMATION
PROVIDED BY ISSUERS OF SECURITIES
4.J PRESENTAION OF RESOLUTION ON THE Mgmt For For
SUPERVISORY BOARD ON THE RATIONALITY OF THE
COMPANYS CHARITY AND SPONSORSHIP POLICY
5 PRESENTATION, CONSIDERATION AND APPROVAL OF Mgmt For For
THE MANAGEMENT BOARDS REPORT ON THE
ACTIVITIES OF THE CAPITAL GROUP OF THE
COMPANY AND THE COMPANY IN THE FISCAL YEAR
0102202031012021
6 PRESENTATION, CONSIDERATION AND APPROVAL OF Mgmt For For
THE SUPERVISORY BOARDS REPORT ON THE
ACTIVITIES IN THE FISCAL YEAR
0102202031012021
7 PRESENTATION, EXAMINATION AND APPROVAL OF Mgmt For For
THE COMPANYS FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 0102202031012021
8 PRESENTATION, EXAMINATION AND APPROVAL OF Mgmt For For
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE LPP SA CAPITAL GROUP FOR THE FINANCIAL
YEAR 0102202031012021
9 GRANTING MEMBERS OF THE MANAGEMENT BOARD A Mgmt For For
VOTE OF APPROVAL FOR THE PERFORMANCE OF
THEIR DUTIES IN THE FISCAL YEAR
0102202031012021
10 GRANTING MEMBERS OF THE SUPERVISORY BOARD A Mgmt For For
VOTE OF APPROVAL FOR THE PERFORMANCE OF
THEIR DUTIES IN THE FISCAL YEAR
0102202031012021
11 COVERAGE OF THE COMPANYS LOSS FOR THE Mgmt For For
FINANCIAL YEAR 0102202031012021 AND
ALLOCATION FOR DISTRIBUTION AMONG
SHAREHOLDERS OF THE AMOUNT TRANSFERRED FROM
THE SUPPLEMENTARY CAPITAL CREATED FROM
PROFITS FROM PREVIOUS YEARS
12 ELECTION OF A MEMBER OF THE SUPERVISORY Mgmt For For
BOARD OF THE COMPANY
13 ELECTION OF A MEMBER OF THE MANAGEMENT Mgmt For For
BOARD OF THE COMPANY
14 ADOPTION OF A RESOLUTION ON THE OPINION OF Mgmt For For
THE REPORT OF THE SUPERVISORY BOARD OF LPP
SA ON THE REMUNERATION OF MEMBERS OF THE
MANAGEMENT BOARD AND SUPERVISORY BOARD FOR
THE YEARS 20192020
15 AMENDMENT TO PAR 39 OF THE ARTICLES OF Mgmt For For
ASSOCIATION BY INTRODUCING THE POSSIBILITY
OF PAYING ADVANCES AGAINST DIVIDENDS
16 ADOPTION OF THE INCENTIVE PROGRAM FOR KEY Mgmt For For
PERSONS MANAGING THE COMPANY AND APPROVAL
OF THE REGULATIONS OF THIS PROGRAM
17 AUTHORIZING THE MANAGEMENT BOARD TO Mgmt For For
INCREASE THE COMPANYS SHARE CAPITAL WITHIN
THE AUTHORIZED CAPITAL AND AMEND PAR 5 OF
THE COMPANYS ARTICLES OF ASSOCIATION
18 CHANGE OF THE REMUNERATION OF THE CHAIRMAN Mgmt For For
OF THE SUPERVISORY BOARD
19 CLOSING THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 713727305
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: AGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS
REPORT REGARDING THE FISCAL YEAR ENDING ON
DECEMBER 31, 2020
2 DELIBERATE THE DESTINATION OF THE RESULTS Mgmt For For
FROM THE FISCAL YEAR THAT ENDED ON DECEMBER
31, 2020, AND THE DISTRIBUTION OF DIVIDENDS
TO SHAREHOLDERS
3 TO SET THE NUMBER OF 8 MEMBERS TO COMPOSE Mgmt For For
THE BOARD OF DIRECTORS, ACCORDING
MANAGEMENT PROPOSAL
4 DO YOU WISH TO REQUEST THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS FOR THE ELECTION
OF THE BOARD OF DIRECTORS, UNDER THE TERMS
OF ARTICLE 141 OF LAW 6,404 OF 1976
5 TO ELECT THE OF THE BOARD OF DIRECTORS BY Mgmt For For
SINGLE SLATE. INDICATION OF ALL THE NAMES
THAT MAKE UP THE BY SLATE. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IF THE SHAREHOLDER HOLDING SHARES WITH
VOTING RIGHTS ALSO FILLS IN THE FIELDS
PRESENT IN THE SEPARATE ELECTION OF A
MEMBER OF THE BOARD OF DIRECTORS AND THE
SEPARATE ELECTION THAT THESE FIELDS DEAL
WITH. . LUIZA HELENA TRAJANO INACIO
RODRIGUES. MARCELO JOSE FERREIRA E SILVA.
CARLOS RENATO DONZELLI. MARCIO KUMRUIAN.
INES CORREA DE SOUZA, INDEPENDENT. JOSE
PASCHOAL ROSSETTI, INDEPENDENT. BETANIA
TANURE DE BARROS, INDEPENDENT. SILVIO
ROMERO DE LEMOS MEIRA, INDEPENDENT
6 IN THE EVENT THAT ONE OF THE CANDIDATES WHO Mgmt For For
IS ON THE SLATE CHOSEN CEASES TO BE PART OF
THAT SLATE, CAN THE VOTES CORRESPONDING TO
YOUR SHARES CONTINUE TO BE CONFERRED ON THE
CHOSEN SLATE
CMMT FOR THE PROPOSAL 7 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 8.1 TO 8.8 IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
7 IN THE EVENT OF THE ADOPTION OF THE Mgmt For For
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
8.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
LUIZA HELENA TRAJANO INACIO RODRIGUES
8.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO JOSE FERREIRA E SILVA
8.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
CARLOS RENATO DONZELLI
8.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCIO KUMRUIAN
8.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
INES CORREA DE SOUZA, INDEPENDENT
8.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
JOSE PASCHOAL ROSSETTI, INDEPENDENT
8.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
BETANIA TANURE DE BARROS, INDEPENDENT
8.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt For For
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SILVIO ROMERO DE LEMOS MEIRA, INDEPENDENT
9 DO YOU WISH TO REQUEST THE SEPARATE Mgmt For For
ELECTION OF A MEMBER OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ARTICLE 141,
4, I OF LAW 6,404 OF 1976
10 TO SET THE NUMBER OF MEMBERS OF THE FISCAL Mgmt For For
COUNCIL FOR NEXT TERM OFFICE ENDING ANNUAL
GENERAL MEETING 2022
11 ELECTION OF THE FISCAL COUNCIL BY SINGLE Mgmt For For
SLATE. INDICATION OF EACH SLATE OF
CANDIDATES AND OF ALL THE NAMES THAT ARE ON
IT. JOSE ANTONIO PALAMONI, PRINCIPAL AND
ESTEFAN GEORGE HADDAD, SUBSTITUTE. WALBERT
ANTONIO DOS SANTOS, PRINCIPAL AND ROBINSON
LEONARDO NOGUEIRA, SUBSTITUTE
12 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt For For
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
13 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY MINORITY SHAREHOLDERS HOLDING
SHARES OF VOTING RIGHTS. EDUARDO CHRISTOVAM
GALDI MESTIERI, PRINCIPAL AND THIAGO COSTA
JACINTO, SUBSTITUTE
14 TO SET THE GLOBAL REMUNERATION OF THE BOARD Mgmt For For
OF DIRECTORS AND THE DIRECTORS OF THE
COMPANY FOR THE FISCAL YEAR OF 2021
15 TO SET THE REMUNERATION OF THE MEMBERS DE Mgmt For For
FISCAL COUNCIL COMPANY FOR THE FISCAL YEAR
OF 2021
16 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
MAGAZINE LUIZA SA Agenda Number: 713727292
--------------------------------------------------------------------------------------------------------------------------
Security: P6425Q109
Meeting Type: EGM
Meeting Date: 22-Apr-2021
Ticker:
ISIN: BRMGLUACNOR2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 TO AMEND THE MAIN PART OF ARTICLE 18, IN Mgmt For For
ORDER TO INCREASE THE MINIMUM AND MAXIMUM
NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS
2 TO AMEND LINE R OF ARTICLE 22 AND ARTICLE Mgmt For For
27 IN ORDER TO MODIFY THE RULE FOR THE
APPROVAL OF RELATED PARTY TRANSACTIONS
3 TO AMEND ARTICLES 23 AND 26 OF THE Mgmt For For
CORPORATE BYLAWS, IN ORDER TO CHANGE THE
JOB TITLES AND DUTIES OF THE EXECUTIVE
COMMITTEE POSITIONS OF THE COMPANY, IN
ACCORDANCE WITH THE PROPOSAL FROM THE
MANAGEMENT
4 TO RESTATE THE CORPORATE BYLAWS OF THE Mgmt For For
COMPANY IN SUCH A WAY AS TO REFLECT THE
AMENDMENTS INDICATED ABOVE, IN ACCORDANCE
WITH A PROPOSAL FROM THE MANAGEMENT
5 IN THE EVENTUALITY OF A SECOND CALL OF THIS Mgmt For For
MEETING, THE VOTING INSTRUCTIONS IN THIS
VOTING LIST MAY ALSO BE CONSIDERED VALID
FOR THE PURPOSES OF HOLDING THE MEETING ON
SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
MANILA ELECTRIC CO. Agenda Number: 713754198
--------------------------------------------------------------------------------------------------------------------------
Security: Y5764J148
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: PHY5764J1483
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 516654 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 CALL TO ORDER Mgmt For For
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt For For
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
MEETING OF STOCKHOLDERS HELD ON MAY 26,
2020
4 REPORT OF THE PRESIDENT AND CHIEF EXECUTIVE Mgmt For For
OFFICER
5 PROSPECT/OUTLOOK FROM THE CHAIRMAN Mgmt For For
6 APPROVAL OF THE 2020 AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS
7 RATIFICATION OF ACTS OF THE BOARD AND Mgmt For For
MANAGEMENT
8 ELECTION OF DIRECTOR: MS. ANABELLE L. CHUA Mgmt For For
9 ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt For For
10 ELECTION OF DIRECTOR: MR. JAMES L. GO Mgmt For For
11 ELECTION OF DIRECTOR: MR. FREDERICK D. GO Mgmt For For
12 ELECTION OF DIRECTOR: MR. LANCE Y. Mgmt For For
GOKONGWEI
13 ELECTION OF DIRECTOR: MS. LYDIA B. ECHAUZ Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: MR. JOSE MA. K. LIM Mgmt For For
15 ELECTION OF DIRECTOR: RETIRED CHIEF JUSTICE Mgmt For For
ARTEMIO V. PANGANIBAN (INDEPENDENT
DIRECTOR)
16 ELECTION OF DIRECTOR: MR. MANUEL V. Mgmt For For
PANGILINAN
17 ELECTION OF DIRECTOR: MR. PEDRO E. ROXAS Mgmt For For
(INDEPENDENT DIRECTOR)
18 ELECTION OF DIRECTOR: MR. VICTORICO P. Mgmt For For
VARGAS
19 APPOINTMENT OF EXTERNAL AUDITOR: SGV AND Mgmt For For
COMPANY
20 OTHER BUSINESS THAT MAY PROPERLY BE BROUGHT Mgmt For Against
BEFORE THE MEETING
21 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MEDIATEK INCORPORATION Agenda Number: 714135438
--------------------------------------------------------------------------------------------------------------------------
Security: Y5945U103
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: TW0002454006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 ADOPTION OF THE PROPOSAL FOR DISTRIBUTION Mgmt For For
OF 2020 PROFITS.PROPOSED CASH DIVIDEND:
TWD21 PER SHARE.
3 DISCUSSION OF CASH DISTRIBUTION FROM Mgmt For For
CAPITAL RESERVE.PROPOSED TWD16 PER SHARE.
4 DISCUSSION ON ISSUANCE OF RESTRICTED STOCK Mgmt For For
AWARDS.
5.1 THE ELECTION OF THE DIRECTORS:MING-KAI Mgmt For For
TSAI,SHAREHOLDER NO.1
5.2 THE ELECTION OF THE DIRECTORS:RICK Mgmt For For
TSA,SHAREHOLDER NO.374487
5.3 THE ELECTION OF THE DIRECTORS:CHENG-YAW Mgmt For For
SUN,SHAREHOLDER NO.109274
5.4 THE ELECTION OF THE DIRECTORS:KENNETH Mgmt For For
KIN,SHAREHOLDER NO.F102831XXX
5.5 THE ELECTION OF THE DIRECTORS:JOE Mgmt For For
CHEN,SHAREHOLDER NO.157
5.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:CHUNG-YU WU,SHAREHOLDER NO.1512
5.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:PENG-HENG CHANG,SHAREHOLDER
NO.A102501XXX
5.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTORS:MING-JE TANG,SHAREHOLDER
NO.A100065XXX
6 SUSPENSION OF THE NON-COMPETITION Mgmt For For
RESTRICTIONS ON THE 9TH SESSION DIRECTORS
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
MERCATOR MEDICAL S.A. Agenda Number: 713728155
--------------------------------------------------------------------------------------------------------------------------
Security: X5330K109
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: PLMRCTR00015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE GENERAL MEETING AND ELECTION Mgmt For For
OF THE CHAIRMAN
2 CONFIRMATION THAT THE GENERAL MEETING HAS Mgmt For For
BEEN PROPERLY CONVENED AND IS CAPABLE OF
TAKING PLACE RESOLUTIONS
3 APPROVAL OF THE AGENDA OF THE GENERAL Mgmt For For
MEETING
4 PRESENTATION OF THE MANAGEMENT BOARD REPORT Mgmt For For
ON THE ACTIVITIES OF MERCATOR MEDICAL S.A.
AND THE CAPITAL GROUP MERCATOR MEDICAL S.A.
FOR 2020 AND THE FINANCIAL STATEMENT OF
MERCATOR MEDICAL S.A. AND OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
MERCATOR MEDICAL S.A. CAPITAL GROUP. FOR
THE YEAR 2020, AS WELL AS THE MANAGEMENT
BOARD'S MOTION REGARDING THE DISTRIBUTION
OF PROFIT FOR THE FINANCIAL YEAR 2020
5 PRESENTATION OF THE REPORT OF THE Mgmt For For
SUPERVISORY BOARD OF THE COMPANY FOR 2020
AND THE ASSESSMENT OF THE SUPERVISORY BOARD
MERCATOR MEDICAL S.A. REGARDING THE
MANAGEMENT BOARD REPORT ON THE ACTIVITIES
OF MERCATOR MEDICAL S.A. AND GROUPS CAPITAL
OF MERCATOR MEDICAL S.A. AND THE FINANCIAL
STATEMENT OF MERCATOR MEDICAL S.A. AND OF
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE MERCATOR MEDICAL S.A. CAPITAL GROUP.
FOR THE YEAR 2020
6.A CONSIDERATION OF MATTERS AND ADOPTION OF Mgmt For For
RESOLUTION ON: APPROVAL OF THE FINANCIAL
STATEMENTS OF MERCATOR MEDICAL S.A. FOR THE
YEAR 2020
6.B CONSIDERATION OF MATTERS AND ADOPTION OF Mgmt For For
RESOLUTION ON: APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE MERCATOR
CAPITAL GROUP MEDICAL S.A. FOR THE YEAR
2020
6.C CONSIDERATION OF MATTERS AND ADOPTION OF Mgmt For For
RESOLUTION ON: APPROVAL OF THE MANAGEMENT
BOARD REPORT ON THE ACTIVITIES OF MERCATOR
MEDICAL S.A. AND THE CAPITAL GROUP MERCATOR
MEDICAL S.A. FOR THE YEAR 2020
6.D CONSIDERATION OF MATTERS AND ADOPTION OF Mgmt For For
RESOLUTION ON: DISTRIBUTION OF PROFIT FOR
THE FINANCIAL YEAR 2020
6.E CONSIDERATION OF MATTERS AND ADOPTION OF Mgmt For For
RESOLUTION ON: ACKNOWLEDGING THE
FULFILLMENT OF DUTIES BY MEMBERS OF THE
MANAGEMENT BOARD IN THE FINANCIAL YEAR 2020
6.F CONSIDERATION OF MATTERS AND ADOPTION OF Mgmt For For
RESOLUTION ON: ACKNOWLEDGING THE
FULFILLMENT OF DUTIES BY MEMBERS OF THE
SUPERVISORY BOARD IN THE FINANCIAL YEAR
2020
7 ADOPTION OF A RESOLUTION AUTHORIZING THE Mgmt For For
MANAGEMENT BOARD OF THE COMPANY TO ACQUIRE
OWN SHARES FOR THE PURPOSE OF THEIR
REDEMPTION AND THE CREATION OF A RESERVE
CAPITAL INTENDED FOR THE PURCHASE OF OWN
SHARES FOR THE PURPOSE OF THEIR REDEMPTION
8 PRESENTATION OF THE REPORT OF THE Mgmt For For
SUPERVISORY BOARD OF THE COMPANY ON
REMUNERATION TOGETHER WITH THE ASSESSMENT
OF AN EXPERT AUDITOR
9 ADOPTION OF A RESOLUTION ON EXPRESSING AN Mgmt For For
OPINION ON THE REPORT OF THE SUPERVISORY
BOARD ON SALARIES
10 CLOSING THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
METROPOLITAN BANK & TRUST CO. Agenda Number: 713707202
--------------------------------------------------------------------------------------------------------------------------
Security: Y6028G136
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: PHY6028G1361
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CALL TO ORDER Mgmt For For
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt For For
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
MEETING HELD ON MAY 28, 2020
4 PRESIDENTS REPORT TO STOCKHOLDERS Mgmt For For
5 RATIFICATION OF ALL ACTS AND RESOLUTIONS OF Mgmt For For
THE BOARD OF DIRECTORS, MANAGEMENT AND ALL
COMMITTEES FROM MAY 28, 2020 TO APRIL 27,
2021
6 ELECTION OF DIRECTOR: ARTHUR TY Mgmt For For
7 ELECTION OF DIRECTOR: FRANCISCO C. Mgmt For For
SEBASTIAN
8 ELECTION OF DIRECTOR: FABIAN S. DEE Mgmt For For
9 ELECTION OF DIRECTOR: ALFRED V. TY Mgmt For For
10 ELECTION OF DIRECTOR: EDMUND A. GO Mgmt For For
11 ELECTION OF DIRECTOR: FRANCISCO F. DEL Mgmt For For
ROSARIO, JR. (INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: VICENTE R. CUNA, JR Mgmt For For
13 ELECTION OF DIRECTOR: EDGAR O. CHUA Mgmt For For
(INDEPENDENT DIRECTOR)
14 ELECTION OF DIRECTOR: SOLOMON S. CUA Mgmt For For
15 ELECTION OF DIRECTOR: ANGELICA H. LAVARES Mgmt For For
(INDEPENDENT DIRECTOR)
16 ELECTION OF DIRECTOR: PHILIP G. SOLIVEN Mgmt For For
(INDEPENDENT DIRECTOR)
17 ELECTION OF DIRECTOR: MARCELO C. FERNANDO, Mgmt For For
JR. (INDEPENDENT DIRECTOR)
18 APPOINTMENT OF EXTERNAL AUDITORS: SYCIP Mgmt For For
GORRES VELAYO AND CO (SGV)
19 OTHER MATTERS Mgmt For Against
20 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MR D.I.Y. GROUP (M) BERHAD Agenda Number: 714024293
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV50006
Meeting Type: AGM
Meeting Date: 15-Jun-2021
Ticker:
ISIN: MYL5296OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
CLAUSE 130 OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE, OFFER THEMSELVES FOR
RE-ELECTION: TAN YU YEH
2 TO RE-ELECT THE FOLLOWING DIRECTOR WHO Mgmt For For
RETIRE BY ROTATION IN ACCORDANCE WITH
CLAUSE 130 OF THE COMPANY'S CONSTITUTION
AND BEING ELIGIBLE, OFFER THEMSELVES FOR
RE-ELECTION: NG ING PENG
3 TO APPROVE THE PAYMENT OF DIRECTORS' FEES Mgmt For For
AND BENEFITS PAYABLE TO THE NON-EXECUTIVE
DIRECTORS FOR AN AMOUNT UP TO RM650,000 FOR
THE PERIOD FROM 1 JULY 2021 UNTIL THE NEXT
ANNUAL GENERAL MEETING TO BE HELD IN 2022
4 TO RE-APPOINT BDO PLT AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE FINANCIAL YEAR ENDING 31
DECEMBER 2021 AND TO AUTHORISE THE BOARD OF
DIRECTORS TO DETERMINE THEIR REMUNERATION
5 PROPOSED AUTHORITY TO ISSUE AND ALLOT Mgmt For For
ORDINARY SHARES PURSUANT TO SECTIONS 75 AND
76 OF THE COMPANIES ACT 2016
6 PROPOSED SHAREHOLDERS' MANDATE FOR Mgmt For For
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE AND/OR TRADING IN NATURE: PROVISION
OF PROCUREMENT SERVICES, FINANCIAL
REPORTING SERVICES AND CONSULTANCY SERVICES
BY THE GROUP TO MR. D.I.Y. INTERNATIONAL
HOLDING LTD. ("MDIH") AND ITS SUBSIDIARIES,
ASSOCIATED COMPANIES AND CORPORATIONS
CONTROLLED BY MDIH
7 PROPOSED SHAREHOLDERS' MANDATE FOR Mgmt For For
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE AND/OR TRADING IN NATURE: SALE OF
GOODS BY MR. D.I.Y. TRADING SDN. BHD., A
WHOLLY OWNED SUBSIDIARY OF THE COMPANY, TO
MR D.I.Y. TRADING (SINGAPORE) PTE. LTD. FOR
THE PURPOSE OF RETAIL OPERATIONS IN
SINGAPORE
8 PROPOSED AUTHORITY FOR THE COMPANY TO Mgmt For For
PURCHASE ITS OWN SHARES ("PROPOSED SHARE
BUY-BACK AUTHORITY")
--------------------------------------------------------------------------------------------------------------------------
MTN GROUP LTD Agenda Number: 714041023
--------------------------------------------------------------------------------------------------------------------------
Security: S8039R108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: ZAE000042164
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 ELECTION OF S MABASO- KOYANA, AS A DIRECTOR Mgmt For For
O.1.2 ELECTION OF N MOLOPE AS A DIRECTOR Mgmt For For
O.1.3 ELECTION OF N GOSA AS A DIRECTOR Mgmt For For
O.1.4 RE-ELECTION OF S KHERADPIR AS A DIRECTOR Mgmt For For
O.1.5 RE-ELECTION OF PB HANRATTY AS A DIRECTOR Mgmt For For
O.1.6 RE-ELECTION OF SB MILLER AS A DIRECTOR Mgmt For For
O.1.7 RE-ELECTION OF NL SOWAZI AS A DIRECTOR Mgmt For For
O.1.8 ELECTION OF T MOLEFE AS A DIRECTOR Mgmt For For
O.2.1 TO ELECT S MABASO- KOYANA AS A MEMBER OF Mgmt For For
THE AUDIT COMMITTEE
O.2.2 TO ELECT N MOLOPE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.3 TO ELECT N GOSA AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.2.4 TO ELECT BS TSHABALALA AS A MEMBER OF THE Mgmt For For
AUDIT COMMITTEE
O.2.5 TO ELECT V RAGUE AS A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE
O.3.1 TO ELECT N GOSA AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
O.3.2 TO ELECT L SANUSI AS A MEMBER OF THE SOCIAL Mgmt For For
AND ETHICS COMMITTEE
O.3.3 TO ELECT SB MILLER AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.3.4 TO ELECT NL SOWAZI AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.3.5 TO ELECT K MOKHELE AS A MEMBER OF THE Mgmt For For
SOCIAL AND ETHICS COMMITTEE
O.4 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AN AUDITOR OF THE COMPANY
O.5 APPOINTMENT OF ERNST AND YOUNG INC. AS AN Mgmt For For
AUDITOR OF THE COMPANY
O.6 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES
O.7 GENERAL AUTHORITY FOR DIRECTORS TO ALLOT Mgmt For For
AND ISSUE ORDINARY SHARES FOR CASH
NB.8 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION POLICY
NB.9 NON-BINDING ADVISORY VOTE: ENDORSEMENT OF Mgmt For For
THE COMPANY'S REMUNERATION IMPLEMENTATION
REPORT
O.10 AUTHORISATION TO SIGN DOCUMENTS TO GIVE Mgmt For For
EFFECT TO RESOLUTIONS
S.1.1 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL CHAIRMAN
S.1.2 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL CHAIRMAN
S.1.3 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL MEMBER
S.1.4 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL MEMBER
S.1.5 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD LOCAL LEAD INDEPENDENT DIRECTOR
S.1.6 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP BOARD INTERNATIONAL LEAD INDEPENDENT
DIRECTOR
S.1.7 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
LOCAL CHAIRMAN
S.1.8 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
INTERNATIONAL CHAIRMAN
S.1.9 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
LOCAL MEMBER
S1.10 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
REMUNERATION AND HUMAN RESOURCES COMMITTEE
INTERNATIONAL MEMBER
S1.11 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE LOCAL CHAIRMAN
S1.12 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE INTERNATIONAL CHAIRMAN
S1.13 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE LOCAL MEMBER
S1.14 TO APPROVE REMUNERATION PAYABLE TO SOCIAL Mgmt For For
AND ETHICS COMMITTEE INTERNATIONAL MEMBER
S1.15 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE LOCAL CHAIRMAN
S1.16 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE INTERNATIONAL CHAIRMAN
S1.17 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE LOCAL MEMBER
S1.18 TO APPROVE REMUNERATION PAYABLE TO AUDIT Mgmt For For
COMMITTEE INTERNATIONAL MEMBER
OT119 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL
CHAIRMAN
S1.20 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE
INTERNATIONAL CHAIRMAN
S1.21 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE LOCAL
MEMBER
S1.22 TO APPROVE REMUNERATION PAYABLE TO RISK Mgmt For For
MANAGEMENT AND COMPLIANCE COMMITTEE
INTERNATIONAL MEMBER
S1.23 TO APPROVE REMUNERATION PAYABLE TO LOCAL Mgmt For For
MEMBER FOR SPECIAL ASSIGNMENTS OR PROJECTS
(PER DAY)
S1.24 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
INTERNATIONAL MEMBER FOR SPECIAL
ASSIGNMENTS OR PROJECTS (PER DAY)
S1.25 TO APPROVE REMUNERATION PAYABLE FOR AD-HOC Mgmt For For
WORK PERFORMED BY NON-EXECUTIVE DIRECTORS
FOR SPECIAL PROJECTS (HOURLY RATE)
S1.26 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) LOCAL CHAIRMAN
S1.27 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL
CHAIRMAN
S1.28 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) LOCAL MEMBER
S1.29 TO APPROVE REMUNERATION PAYABLE TO MTN Mgmt For For
GROUP SHARE TRUST (TRUSTEES) INTERNATIONAL
MEMBER
S1.30 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE LOCAL CHAIRMAN
S1.31 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE INTERNATIONAL CHAIRMAN
S1.32 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE LOCAL MEMBER
S1.33 TO APPROVE REMUNERATION PAYABLE TO SOURCING Mgmt For For
COMMITTEE INTERNATIONAL MEMBER
S1.34 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE LOCAL CHAIRMAN
S1.35 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE INTERNATIONAL CHAIRMAN
S1.36 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE LOCAL MEMBER
S1.37 TO APPROVE REMUNERATION PAYABLE TO Mgmt For For
DIRECTORS AFFAIRS AND CORPORATE GOVERNANCE
COMMITTEE INTERNATIONAL MEMBER
S.2 TO APPROVE THE REPURCHASE OF THE COMPANY'S Mgmt For For
SHARES
S.3 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO SUBSIDIARIES AND OTHER
RELATED AND INTERRELATED ENTITIES
S.4 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO DIRECTORS AND OR PRESCRIBED
OFFICERS AND EMPLOYEE SHARE SCHEME
BENEFICIARIES
S.5 TO APPROVE THE GRANTING OF FINANCIAL Mgmt For For
ASSISTANCE TO MTN ZAKHELE FUTHI (RF)
LIMITED
--------------------------------------------------------------------------------------------------------------------------
NATURA & CO HOLDING SA Agenda Number: 713709143
--------------------------------------------------------------------------------------------------------------------------
Security: P7S8B6105
Meeting Type: AGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: BRNTCOACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT AND OF Mgmt For For
THE FINANCIAL STATEMENTS, TOGETHER WITH THE
INDEPENDENT AUDITORS REPORT, RELATED TO THE
FISCAL YEAR ENDED ON DECEMBER 31, 2020
2 APPROVAL OF THE PROPOSAL FOR ALLOCATION OF Mgmt For For
THE LOSSES ASSESSED IN THE FISCAL YEAR
ENDED ON DECEMBER 31, 2020 TO THE COMPANY'S
RETAINED LOSSES ACCOUNT
3 APPROVAL OF THE MANAGEMENT PROPOSAL TO Mgmt For For
DEFINE THE OVERALL COMPENSATION OF THE
COMPANY'S MANAGERS, TO BE PAID UP TO THE
DATE OF THE ANNUAL GENERAL MEETING IN WHICH
THE COMPANY'S SHAREHOLDERS VOTE ON THE
FINANCIAL STATEMENTS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2021
4 ALTHOUGH NOT INCLUDED IN THE AGENDA OF THE Mgmt For For
AGM, THE LAW ALLOWS SHAREHOLDERS WHO HOLD
AT LEAST TWO PERCENT 2 OF THE COMPANY'S
CAPITAL TO REQUEST THE CREATION OF A FISCAL
COUNCIL. AS REQUIRED BY LAW, THIS BALLOT
CONTAINS SIMPLE QUESTION NO. 4 FOR THE
SHAREHOLDER TO EXPRESS THEIR OPINION ON THE
CREATION OF THE FISCAL COUNCIL. THE
MANAGEMENT SUGGESTS THAT THE SHAREHOLDERS
WHO OPT FOR THE REMOTE VOTING VOTE NO OR
ABSTAIN IN THE ANSWER TO THE SIMPLE
QUESTION NO. 4, FOR THE REASONS EXPOSED IN
THE MANAGEMENT PROPOSAL FOR THE ANNUAL AND
EXTRAORDINARY GENERAL MEETINGS TO BE HELD
ON APRIL 16, 2021, AVAILABLE ON NATURA AND
CO S WEBSITE FOR INVESTORS RELATIONS
RI.NATURAECO.COM AND ON CVM WWW.GOV.BR.CVM
AND B3 WWW.B3.COM.BR WEBSITES. DO YOU WISH
TO REQUEST THE INSTATEMENT OF THE FISCAL
COUNCIL, PURSUANT TO ARTICLE 161 OF LAW NO.
6,404 OF 1976
5 IF A SECOND CALL IS NECESSARY REGARDING THE Mgmt For For
AGM, MAY THE VOTING INSTRUCTIONS INCLUDED
IN THIS REMOTE VOTING BALLOT ALSO BE
CONSIDERED IN THE EVENT OF RESOLUTION FOR
THE MATTERS OF THE AGM AT A SECOND CALL
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NATURA & CO HOLDING SA Agenda Number: 713709167
--------------------------------------------------------------------------------------------------------------------------
Security: P7S8B6105
Meeting Type: EGM
Meeting Date: 16-Apr-2021
Ticker:
ISIN: BRNTCOACNOR5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
RE RATIFICATION OF THE GLOBAL COMPENSATION
OF THE COMPANY'S MANAGERS RELATING TO THE
PERIOD FROM MAY 2020 TO APRIL 2021, FIXED
AT THE COMPANY'S ANNUAL GENERAL MEETING
HELD ON APRIL 30, 2020
2 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
ABSORPTION OF THE LOSSES ASSESSED IN THE
FISCAL YEAR ENDED ON DECEMBER 31, 2020 BY
THE CAPITAL RESERVE ACCOUNT RELATED TO THE
PREMIUM IN THE ISSUE SALE OF THE COMPANY'S
SHARES
3 RESOLUTION ON THE CHARACTERIZATION OF MRS. Mgmt For For
GEORGIA GARINOIS MELENIKIOTOU AS CANDIDATE
TO INDEPENDENT MEMBER OF THE BOARD OF
DIRECTORS
4 TO ELECT MRS. GEORGIA GARINOIS MELENIKIOTOU Mgmt For For
TO HOLD OFFICE AS INDEPENDENT MEMBER OF THE
COMPANY'S BOARD OF DIRECTORS, FOR A UNIFIED
TERM OF OFFICE WITH THE OTHER MEMBERS OF
THE BOARD OF DIRECTORS, WHICH WILL END ON
THE DATE OF THE ANNUAL GENERAL MEETING IN
WHICH THE COMPANY'S SHAREHOLDERS SHALL VOTE
ON THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR ENDING ON DECEMBER 31, 2021
5 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
AMENDMENT TO ARTICLE 5 OF THE COMPANY'S
BYLAWS, SO AS TO REFLECT THE AMOUNT OF THE
CAPITAL STOCK CONFIRMED AT THE BOARD OF
DIRECTORS MEETING HELD ON MARCH 16, 2021
6 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
AMENDMENT TO PARAGRAPH 1, ARTICLE 16 OF THE
COMPANY'S BYLAWS TO PROVIDE THAT A MAJORITY
OF THE BOARD OF DIRECTORS BE COMPOSED OF
EXTERNAL MEMBERS, HAVING AT LEAST ONE THIRD
OF INDEPENDENT MEMBERS
7 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
AMENDMENT TO LETTER J, PARAGRAPH 4, ARTICLE
18 OF THE COMPANY'S BYLAWS, TO EXCLUDE THE
OBLIGATION THAT AT LEAST ONE CO CHAIRMAN OF
THE BOARD OF DIRECTORS BE A MEMBER OF THE
ORGANIZATIONAL DEVELOPMENT AND PERSONNEL
COMMITTEE
8 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
AMENDMENT TO ITEM XXV OF ARTICLE 20 OF THE
COMPANY'S BYLAWS, TO PROVIDE THAT THE BOARD
OF DIRECTORS SHALL ISSUE A STATEMENT ON
CONDUCTING PUBLIC OFFERINGS FOR THE
PURCHASE OF SHARES, THE SUBJECT MATTER OF
WHICH ARE OTHER SECURITIES CONVERTIBLE INTO
OR EXCHANGEABLE FOR SHARES ISSUED BY THE
COMPANY, IN ADDITION TO ITS SHARES
9 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
INCLUSION OF THE NEW ITEM XXVIII IN ARTICLE
20 OF THE COMPANY'S BYLAWS, TO PROVIDE THAT
THE BOARD OF DIRECTORS SHALL ISSUE A
STATEMENT ON THE TERMS AND CONDITIONS OF
CORPORATE RESTRUCTURINGS, CAPITAL INCREASES
AND OTHER TRANSACTIONS GIVING RISE TO A
CHANGE OF CONTROL AND DECIDE WHETHER THESE
TRANSACTIONS ASSURE FAIR AND EQUITABLE
TREATMENT TO THE COMPANY'S SHAREHOLDERS
10 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
INCLUSION OF THE NEW ITEM XXIX IN ARTICLE
20 OF THE COMPANY'S BYLAWS, TO PROVIDE THAT
THE BOARD OF DIRECTORS SHALL ANNUALLY
ASSESS AND DISCLOSE WHO ARE THE INDEPENDENT
DIRECTORS OF THE COMPANY, AS WELL AS INFORM
AND JUSTIFY ANY CIRCUMSTANCES THAT MAY
JEOPARDIZE THEIR INDEPENDENCE
11 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
INCLUSION OF THE NEW ITEM XXX IN ARTICLE 20
OF THE COMPANY'S BYLAWS, TO PROVIDE THAT
THE BOARD OF DIRECTORS SHALL RESOLVE ON THE
TRANSACTIONS WITH RELATED PARTIES IT IS
EMPOWERED TO RESOLVE UPON, AS DEFINED IN
THE CORRESPONDING POLICY OF THE COMPANY
12 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
AMENDMENT TO ITEM XXVI, ARTICLE 20 AND TO
LETTER C, PARAGRAPH 2, ARTICLE 24 OF THE
COMPANY'S BYLAWS, TO CORRECT THE WORDING
AND CROSS REFERENCE
13 APPROVAL OF THE MANAGEMENT PROPOSAL FOR THE Mgmt For For
RESTATEMENT OF THE COMPANY'S BYLAWS, TO
REFLECT THE AMENDMENTS SET FORTH IN THE
ITEMS ABOVE
14 IF A SECOND CALL IS NECESSARY REGARDING THE Mgmt For For
EGM, MAY THE VOTING INSTRUCTIONS INCLUDED
IN THIS REMOTE VOTING BALLOT ALSO BE
CONSIDERED IN THE EVENT OF RESOLUTION FOR
THE MATTERS OF THE EGM AT A SECOND CALL
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP Agenda Number: 713622670
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
CHANGE OF HEAD OFFICE ADDRESS
2.2 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
AMENDMENT ON TASK OF TRANSFER AGENT
2.3 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
ADDITION OF PROVIDING LIST OF SHAREHOLDERS
2.4 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
DELETE OF SHAREHOLDER LIST CLOSURE
PROCEDURE
2.5 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt For For
AMENDMENT OF TERM OF DIRECTOR
3 APPOINTMENT OF INSIDE DIRECTOR: CHOI IN Mgmt For For
HYUK
4 APPOINTMENT OF OUTSIDE DIRCTOR WHO IS Mgmt For For
AUDITOR: LEE IN MOO
5 APPOINTMENT OF OUTSIDE DIRECTOR: LEE GUN Mgmt For For
HYUK
6 APPOINTMENT OF MEMBER OF AUDIT COMMITTEE: Mgmt For For
LEE GUN HYUK
7 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
8 APPROVAL OF GRANT OF STOCK OPTION APPROVED Mgmt For For
BY BOD
9 GRANT OF STOCK OPTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHAM PLATINUM LTD Agenda Number: 714248235
--------------------------------------------------------------------------------------------------------------------------
Security: S56540156
Meeting Type: OGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: ZAE000030912
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1S.1 APPROVAL OF THE SHARE ACQUISITIONS SCHEME Mgmt For For
2S.2 REVOCATION OF THE SHARE ACQUISITIONS SCHEME Mgmt For For
RESOLUTION IF THE SHARE ACQUISITIONS SCHEME
IS TERMINATED
3S.3 APPROVAL OF THE ACQUISITION OF NORTHAM Mgmt For For
SHARES PURSUANT TO THE REVISED ACCUMULATED
DIVIDENDS SETTLEMENT, THE REPURCHASE, THE
ZAMBEZI PREFERENCE SHARE REDEMPTION AND THE
ACQUISITION OF ZAMBEZI RETENTION SHARES (IF
APPLICABLE)
4S.4 APPROVAL OF THE ESOP REPURCHASE Mgmt For For
5S.5 APPROVAL OF THE NORTHAM SCHEME Mgmt For For
6S.6 REVOCATION OF THE NORTHAM SCHEME RESOLUTION Mgmt For For
IF THE NORTHAM SCHEME IS TERMINATED
7S.7 APPROVAL OF FINANCIAL ASSISTANCE IN TERMS Mgmt For For
OF SECTIONS 44 AND 45 OF THE COMPANIES ACT
8S.8 APPROVAL OF THE ISSUE OF NORTHAM SHARES Mgmt For For
PURSUANT TO THE BEE SPV SUBSCRIPTIONS
9S.9 APPROVAL OF THE BEE TRUST REPURCHASES Mgmt For For
10S10 APPROVAL OF THE RELEVANT ZAMBEZI Mgmt For For
SHAREHOLDER REPURCHASES
11O.1 APPROVAL OF THE NORTHAM SIP AMENDMENTS Mgmt For For
12O.2 APPROVAL OF THE HDP SPV SUBSCRIPTION Mgmt For For
13O.3 APPROVAL OF THE NORTHAM ZAMBEZI ORDINARY Mgmt For For
SHARE SUBSCRIPTION
14O.4 APPROVAL OF THE HDP SPV SHARE ISSUE AND THE Mgmt For For
BEE SPV SHARE ISSUES
--------------------------------------------------------------------------------------------------------------------------
PLDT INC Agenda Number: 714161471
--------------------------------------------------------------------------------------------------------------------------
Security: Y7072Q103
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: PHY7072Q1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 527241 DUE TO CHANGE IN SEQUENCE
OF RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 CALL TO ORDER Mgmt For For
2 CERTIFICATION OF SERVICE OF NOTICE AND Mgmt For For
QUORUM
3 PRESIDENTS REPORT Mgmt For For
4 APPROVAL OF THE AUDITED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED
DECEMBER 31, 2020 CONTAINED IN THE
COMPANY'S 2020 ANNUAL REPORT POSTED ON THE
PSE EDGE AND THE COMPANY'S WEBSITE
5 ELECTION OF DIRECTOR: MR. BERNIDO H. LIU Mgmt For For
(INDEPENDENT DIRECTOR)
6 ELECTION OF DIRECTOR: CHIEF JUSTICE ARTEMIO Mgmt For For
V. PANGANIBAN (INDEPENDENT DIRECTOR)
7 ELECTION OF DIRECTOR: MS. BERNARDINE T. SIY Mgmt For For
(INDEPENDENT DIRECTOR)
8 ELECTION OF DIRECTOR: MR. MANUEL L. ARGEL, Mgmt For For
JR
9 ELECTION OF DIRECTOR: MS. HELEN Y. DEE Mgmt For For
10 ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Mgmt For For
11 ELECTION OF DIRECTOR: MR. JAMES L. GO Mgmt For For
12 ELECTION OF DIRECTOR: MR. SHIGEKI HAYASHI Mgmt For For
13 ELECTION OF DIRECTOR: MR. JUNICHI IGARASHI Mgmt For For
14 ELECTION OF DIRECTOR: MR. MANUEL V. Mgmt For For
PANGILINAN
15 ELECTION OF DIRECTOR: MR. ALFREDO S. Mgmt For For
PANLILIO
16 ELECTION OF DIRECTOR: AMBASSADOR ALBERT F. Mgmt For For
DEL ROSARIO
17 ELECTION OF DIRECTOR: MS. MARIFE B. ZAMORA Mgmt For For
18 OTHER BUSINESS AS MAY PROPERLY COME BEFORE Mgmt Abstain For
THE MEETING AND AT ANY ADJOURNMENTS THEREOF
--------------------------------------------------------------------------------------------------------------------------
POSCO Agenda Number: 713616045
--------------------------------------------------------------------------------------------------------------------------
Security: Y70750115
Meeting Type: AGM
Meeting Date: 12-Mar-2021
Ticker:
ISIN: KR7005490008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 517041 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORP Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR: CHOE JEONG U Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR: GIM HAK DONG Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR: JEON JUNG SEON Mgmt For For
3.4 ELECTION OF INSIDE DIRECTOR: JEONG TAK Mgmt For For
3.5 ELECTION OF INSIDE DIRECTOR: JEONG CHANG Mgmt For For
HWA
4.1 ELECTION OF OUTSIDE DIRECTOR: YU YEONG SUK Mgmt For For
4.2 ELECTION OF OUTSIDE DIRECTOR: GWON TAE GYUN Mgmt For For
5 ELECTION OF AUDIT COMMITTEE MEMBER WHO IS Mgmt For For
AN OUTSIDE DIRECTOR: KIM SUNG JIN
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PPB GROUP BHD Agenda Number: 713898267
--------------------------------------------------------------------------------------------------------------------------
Security: Y70879104
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: MYL4065OO008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF 22 SEN PER SHARE AND A SPECIAL DIVIDEND
OF 16 SEN PER SHARE IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020 AS
RECOMMENDED BY THE DIRECTORS
2 TO APPROVE AN INCREASE IN DIRECTORS' FEES Mgmt For For
AMOUNTING TO RM1,016,000/- FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
3 TO APPROVE THE PAYMENT OF DIRECTORS' Mgmt For For
BENEFITS AMOUNTING TO RM280,000/- FOR THE
PERIOD FROM 1 JULY 2021 TO 30 JUNE 2022
4 TO RE-ELECT THE FOLLOWING DIRECTOR PURSUANT Mgmt For For
TO THE CONSTITUTION OF THE COMPANY: DATUK
ONG HUNG HOCK
5 TO RE-ELECT THE FOLLOWING DIRECTOR PURSUANT Mgmt For For
TO THE CONSTITUTION OF THE COMPANY: MR SOH
CHIN TECK
6 TO RE-APPOINT ERNST & YOUNG PLT AS AUDITORS Mgmt For For
OF THE COMPANY AND AUTHORISE THE DIRECTORS
TO FIX THEIR REMUNERATION
7 THAT APPROVAL BE HEREBY GIVEN FOR DATO' Mgmt For For
CAPTAIN AHMAD SUFIAN @ QURNAIN BIN ABDUL
RASHID, WHO HAS SERVED AS AN INDEPENDENT
DIRECTOR OF THE COMPANY FOR A CUMULATIVE
TERM OF MORE THAN 12 YEARS, TO CONTINUE IN
OFFICE AS AN INDEPENDENT DIRECTOR
8 "THAT APPROVAL BE HEREBY GIVEN FOR MR SOH Mgmt For For
CHIN TECK, WHO HAS SERVED AS AN INDEPENDENT
DIRECTOR OF THE COMPANY FOR A CUMULATIVE
TERM OF MORE THAN 9 YEARS, TO CONTINUE IN
OFFICE AS AN INDEPENDENT DIRECTOR."
9 AUTHORITY TO ISSUE SHARES PURSUANT TO THE Mgmt For For
COMPANIES ACT 2016
10 PROPOSED SHAREHOLDERS' MANDATE FOR Mgmt For For
RECURRENT RELATED PARTY TRANSACTIONS OF A
REVENUE OR TRADING NATURE WITH PERSONS
CONNECTED WITH PGEO GROUP SDN BHD
11 PROPOSED RENEWAL OF AUTHORITY FOR PPB GROUP Mgmt For For
BERHAD TO PURCHASE ITS OWN ORDINARY SHARES
UP TO 10% OF THE ISSUED SHARES
--------------------------------------------------------------------------------------------------------------------------
PRESS METAL ALUMINIUM HOLDINGS BHD Agenda Number: 713715184
--------------------------------------------------------------------------------------------------------------------------
Security: Y7079E103
Meeting Type: EGM
Meeting Date: 06-Apr-2021
Ticker:
ISIN: MYL8869OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PROPOSED BONUS ISSUE OF 4,038,109,539 NEW Mgmt For For
ORDINARY SHARES OF PMAHB ("PMAHB SHARES" OR
"SHARES") ("BONUS SHARES") ON THE BASIS OF
ONE (1) BONUS SHARE FOR EVERY ONE (1)
EXISTING PMAHB SHARE HELD ON THE
ENTITLEMENT DATE TO BE DETERMINED AND
ANNOUNCED AT A LATER DATE ("ENTITLEMENT
DATE") ("PROPOSED BONUS ISSUE")
--------------------------------------------------------------------------------------------------------------------------
PRESS METAL ALUMINIUM HOLDINGS BHD Agenda Number: 714248336
--------------------------------------------------------------------------------------------------------------------------
Security: Y7079E103
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: MYL8869OO009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 APPROVAL OF DIRECTORS' FEES AND BENEFITS Mgmt For For
PAYABLE TO THE INDEPENDENT NON-EXECUTIVE
DIRECTORS UP TO AN AGGREGATE AMOUNT OF
RM640,000.00 FOR THE FINANCIAL YEAR ENDING
31 DECEMBER 2021
O.2 RE-ELECTION OF MR. KOON POH KONG AS Mgmt For For
DIRECTOR
O.3 RE-ELECTION OF PUAN NOOR ALINA BINTI Mgmt For For
MOHAMAD FAIZ AS DIRECTOR
O.4 RE-ELECTION OF MS. SUSAN YUEN SU MIN AS Mgmt For For
DIRECTOR
O.5 RE-ELECTION OF DATUK YVONNE CHIA (YAU AH Mgmt For For
LAN @ FARA YVONNE) AS DIRECTOR
O.6 RE-APPOINTMENT OF KPMG PLT AS AUDITORS OF Mgmt For For
THE COMPANY
O.7 AUTHORITY UNDER SECTION 76 OF THE COMPANIES Mgmt For For
ACT 2016 FOR THE DIRECTORS TO ALLOT AND
ISSUE SHARES
O.8 PROPOSED RENEWAL OF SHAREHOLDERS' MANDATE Mgmt For For
FOR EXISTING RECURRENT RELATED PARTY
TRANSACTIONS AND PROPOSED NEW SHAREHOLDERS'
MANDATE FOR ADDITIONAL RECURRENT RELATED
PARTY TRANSACTIONS FOR PRESS METAL
ALUMINIUM HOLDINGS BERHAD AND ITS
SUBSIDIARIES
O.9 PROPOSED RENEWAL OF AUTHORITY FOR THE Mgmt For For
COMPANY TO PURCHASE ITS OWN ORDINARY SHARES
O.10 APPROVAL FOR GRATUITY PAYMENT TO DATO' WIRA Mgmt For For
(DR.) MEGAT ABDUL RAHMAN BIN MEGAT AHMAD
O.11 APPROVAL FOR GRATUITY PAYMENT TO MR. TAN Mgmt For For
HENG KUI
O.12 APPROVAL FOR GRATUITY PAYMENT TO MR. LOO Mgmt For For
LEAN HOCK
S.1 PROPOSED AMENDMENTS TO THE CONSTITUTION OF Mgmt For For
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT ADARO ENERGY TBK Agenda Number: 713795079
--------------------------------------------------------------------------------------------------------------------------
Security: Y7087B109
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: ID1000111305
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
UNDERSTANDING OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL
YEAR
2 APPROVAL OF THE DETERMINATION OF THE USE OF Mgmt For For
THE COMPANY'S NET PROFIT FOR THE 2020
FINANCIAL YEAR
3 APPROVAL OF THE RE-APPOINTMENT OF ALL Mgmt For For
MEMBERS OF THE COMPANY'S BOARD OF DIRECTORS
4 APPROVAL OF THE APPOINTMENT OF A PUBLIC Mgmt For For
ACCOUNTANT AND A PUBLIC ACCOUNTING FIRM
THAT WILL CONDUCT AN AUDIT FOR THE FISCAL
YEAR 2021
5 APPROVAL OF THE DETERMINATION OF THE Mgmt For For
HONORARIUM OR SALARY AND OTHER ALLOWANCES
FOR THE BOARD OF COMMISSIONERS AND BOARD OF
DIRECTORS FOR THE FISCAL YEAR 2021
6 APPROVAL OF AMENDMENTS TO THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO COMPLY WITH POJK
NO. 15 / POJK.04 / 2020 REGARDING THE PLAN
TO HOLD A GENERAL MEETING OF SHAREHOLDERS
OF A PUBLIC COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 712960043
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: EGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S PLAN TO ACQUIRE Mgmt No vote
THE SHARES IN PT. BANK RABOBANK
INTERNATIONAL INDONESIA
2 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt No vote
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PT BANK CENTRAL ASIA TBK Agenda Number: 713634156
--------------------------------------------------------------------------------------------------------------------------
Security: Y7123P138
Meeting Type: AGM
Meeting Date: 29-Mar-2021
Ticker:
ISIN: ID1000109507
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, AND DISCHARGE OF DIRECTORS AND
COMMISSIONERS
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
3 APPROVE CHANGES IN BOARD OF DIRECTORS Mgmt For For
4 APPROVE REMUNERATION AND TANTIEM OF Mgmt For For
DIRECTORS AND COMMISSIONERS
5 APPROVE TANUDIREDJA, WIBISANA, RINTIS REKAN Mgmt For For
AS AUDITORS
6 APPROVE PAYMENT OF INTERIM DIVIDEND Mgmt For For
7 APPROVE REVISED RECOVERY PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PT BANK PERMATA TBK Agenda Number: 713350938
--------------------------------------------------------------------------------------------------------------------------
Security: Y7125G128
Meeting Type: EGM
Meeting Date: 01-Dec-2020
Ticker:
ISIN: ID1000098205
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE INTEGRATION BETWEEN PT BANK Mgmt For For
PERMATA TBK (THE COMPANY) AND BANGKOK BANK
PUBLIC COMPANY LIMITED, JAKARTA BRANCH,
SURABAYA SUB-BRANCH AND MEDAN SUB-BRANCH
(BBI) BY WAY OF TRANSFER OF GOOD QUALITY
ASSETS AND CERTAIN LIABILITIES OF BBI THAT
CONSTITUTE THE OBJECTS OF THE INTEGRATION
TO THE COMPANY AS THE RECEIVING BANK IN THE
INTEGRATION (INTEGRATION) SUBJECT TO
FINANCIAL SERVICES AUTHORITY REGULATION NO.
41/POJK.03/2019 ON MERGER, CONSOLIDATION,
ACQUISITION, INTEGRATION, AND CONVERSION OF
COMMERCIAL BANKS (POJK 41/2019) AND THE
PREVAILING LAWS AND REGULATIONS
2 TO APPROVE THE INTEGRATION PLAN WHICH HAS Mgmt For For
BEEN PREPARED BY THE BOARD OF DIRECTORS OF
THE COMPANY AND THE MANAGEMENT OF BBI AND
APPROVED BY THE BOARD OF COMMISSIONERS OF
THE COMPANY AND THE BOARD OF DIRECTORS OF
BANGKOK BANK PUBLIC COMPANY LIMITED
3 TO APPROVE THE DRAFT OF DEED OF INTEGRATION Mgmt For For
4 TO APPROVE THE PROPOSED INCREASE OF THE Mgmt For For
AUTHORIZED CAPITAL OF THE COMPANY AND
AMENDMENT TO ARTICLE 4 (1) OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
5 TO APPROVE THE CONTINUATION OF THE Mgmt For For
APPOINTMENT OF THE CURRENT MEMBERS OF THE
BOARD OF DIRECTORS, BOARD OF COMMISSIONERS
AND SHARIA SUPERVISORY BOARD OF THE COMPANY
AS THE INTEGRATED BANK
6 TO APPROVE THE SHARES PURCHASE FROM THE Mgmt For For
COMPANY'S SHAREHOLDERS INTENDING TO SELL
THEIR SHARES TO THE COMPANY IN LINE WITH
ARTICLE 52 OF POJK 41/2019
7 TO APPROVE THE PROPOSED APPOINTMENT OF A Mgmt For For
DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT BARITO PACIFIC TBK Agenda Number: 712954634
--------------------------------------------------------------------------------------------------------------------------
Security: Y71198124
Meeting Type: AGM
Meeting Date: 06-Aug-2020
Ticker:
ISIN: ID1000085707
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON ANNUAL REPORT AND RATIFICATION Mgmt For For
OF BALANCE SHEET AND INCOME STATEMENT
REPORT FOR BOOK YEAR 2019
2 APPROPRIATION OF THE COMPANY'S NET PROFIT Mgmt For For
FOR BOOK YEAR 2019
3 AUTHORIZE THE BOARD OF COMMISSIONERS TO Mgmt For For
DETERMINE REMUNERATION INCLUDING
HONORARIUM, ALLOWANCES, BONUS, AND OR OTHER
REMUNERATION FOR THE COMPANY'S BOARD FOR
BOOK YEAR 2020
4 APPOINTMENT OF PUBLIC ACCOUNTANT FOR BOOK Mgmt For For
YEAR 2020
5 REALIZATION REPORT ON THE USED OF FUNDS Mgmt For For
FROM WARRANT PHASE I PROCEEDS
6 REALIZATION REPORT ON THE USED OF FUNDS Mgmt For For
FROM SUSTAINABLE PUBLIC OFFERING I PT.
BARITO PACIFIC PHASE I AND PHASE II YEAR
2019
--------------------------------------------------------------------------------------------------------------------------
PT BARITO PACIFIC TBK Agenda Number: 712954684
--------------------------------------------------------------------------------------------------------------------------
Security: Y71198124
Meeting Type: EGM
Meeting Date: 06-Aug-2020
Ticker:
ISIN: ID1000085707
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT IN ARTICLE 3 OF ARTICLE OF Mgmt For For
ASSOCIATION RELATED TO THE COMPANY'S
PURPOSE, OBJECTIVE, AND BUSINESS ACTIVITY
TO BE ADJUSTED WITH GOVERNMENT REGULATION
NO.24 YEAR 2018 RELATED TO THE ONLINE
SINGLE SUBMISSION
2 AMENDMENT IN ARTICLE OF ASSOCIATION TO BE Mgmt For For
ADJUST WITH OJK REGULATION
NO.15/POJK.04/2020 DATED 20-APR-2020
RELATED TO THE GENERAL MEETING OF PUBLIC
COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT BARITO PACIFIC TBK Agenda Number: 713077697
--------------------------------------------------------------------------------------------------------------------------
Security: Y71198124
Meeting Type: EGM
Meeting Date: 24-Sep-2020
Ticker:
ISIN: ID1000085707
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL FOR CHANGE OF COMPANY BOARD OF Mgmt For For
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT BARITO PACIFIC TBK Agenda Number: 713895487
--------------------------------------------------------------------------------------------------------------------------
Security: Y71198124
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: ID1000085707
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL FOR THE ANNUAL REPORT OF THE Mgmt For For
COMPANY AND AUTHORIZATION FOR FINANCIAL
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDED 2020
2 APPROVAL FOR THE USE OF COMPANY'S PROFIT Mgmt For For
FOR FISCAL YEAR ENDED 2020
3 APPOINTMENT AND CONFIRM PUBLIC ACCOUNTANT Mgmt For For
TO AUDIT THE COMPANY'S 2021 BOOK
4 REPORT ON THE USE OF PROCEEDS FROM THE Mgmt For For
COMPANY'S WARRANT PHASE II
5 REPORT ON THE USE OF PROCEEDS FROM THE Mgmt For For
COMPANY'S SHELF REGISTRATION BONDS I YEAR
2020 PHASES II AND III
--------------------------------------------------------------------------------------------------------------------------
PT CHANDRA ASRI PETROCHEMICAL TBK Agenda Number: 712944126
--------------------------------------------------------------------------------------------------------------------------
Security: Y1292Y103
Meeting Type: AGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: ID1000090301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT AND Mgmt For For
THE REPORT OF SUPERVISORY DUTIES OF THE
BOARD OF COMMISSIONERS, AS WELL AS
RATIFICATION OF THE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE FINANCIAL YEAR OF 2019
2 DETERMINATION OF THE USE OF THE COMPANY'S Mgmt For For
NET PROFIT FOR THE FINANCIAL YEAR OF 2019
3 DETERMINATION OF SALARY/HONORARIUM AND Mgmt For For
OTHER REMUNERATION OF THE MEMBERS OF THE
BOARD OF COMMISSIONERS AND THE BOARD OF
DIRECTORS OF THE COMPANY
4 APPOINTMENT OF PUBLIC ACCOUNTING FIRM TO Mgmt For For
AUDIT THE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR OF 2020
5 CHANGES OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
6 REPORT OF USE OF PROCEEDS REALIZATION OF Mgmt For For
THE SHELF REGISTRATION BONDS II CHANDRA
ASRI PETROCHEMICAL PHASE I OF 2018, SHELF
REGISTRATION BONDS II CHANDRA ASRI
PETROCHEMICAL PHASE II OF 2019 AND SHELF
REGISTRATION BONDS II CHANDRA ASRI
PETROCHEMICAL PHASE III OF 2020
--------------------------------------------------------------------------------------------------------------------------
PT CHANDRA ASRI PETROCHEMICAL TBK Agenda Number: 713360484
--------------------------------------------------------------------------------------------------------------------------
Security: Y1292Y103
Meeting Type: EGM
Meeting Date: 07-Dec-2020
Ticker:
ISIN: ID1000090301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE MERGER BETWEEN PT STYRINDO Mgmt Against Against
MONO INDONESIA AND PT CHANDRA ASRI
PETROCHEMICAL TBK ALONG WITH THE REQUIRED
TRANSACTION DOCUMENTS, INCLUDING THE MERGER
PLAN AND DRAFT OF THE MERGER DEED
2 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PT CHANDRA ASRI PETROCHEMICAL TBK Agenda Number: 713722470
--------------------------------------------------------------------------------------------------------------------------
Security: Y1292Y103
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: ID1000090301
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF 2020 ANNUAL REPORT, INCLUDING Mgmt For For
RATIFICATION OF THE BOARD OF COMMISSIONERS
SUPERVISION REPORT, AND RATIFICATION OF THE
CONSOLIDATED COMPANY'S FINANCIAL STATEMENT
FOR FINANCIAL YEAR 2020
2 DETERMINATION OF THE UTILIZATION OF THE Mgmt For For
COMPANY NET PROFITS FOR THE FINANCIAL YEAR
2020
3 RE-APPOINTMENT OF THE BOARD OF Mgmt For For
COMMISSIONERS AND THE BOARD OF DIRECTORS
4 DETERMINATION OF THE REMUNERATION AND Mgmt For For
ALLOWANCES OF THE BOARD OF DIRECTORS OF THE
COMPANY AND DETERMINATION OF THE
REMUNERATION OR HONORARIUM AND ALLOWANCES
OF THE BOARD OF COMMISSIONERS OF THE
COMPANY
5 APPOINTMENT OF A PUBLIC ACCOUNTING FIRM TO Mgmt For For
CONDUCT THE AUDIT OF THE COMPANY'S
FINANCIAL STATEMENTS FOR THE 2021 FINANCIAL
YEAR
6 APPROVAL TO INCREASE COMPANY'S CAPITAL WITH Mgmt For For
PRE-EMPTIVE RIGHTS
7 APPROVAL ON AMENDMENT OF ARTICLE OF Mgmt For For
ASSOCIATION RELATED TO INCREASE COMPANY'S
CAPITAL WITH PRE-EMPTIVE RIGHTS
8 AMENDMENT TO ARTICLE 3 OF THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION RELATING TO THE
PURPOSE, OBJECTIVES AND BUSINESS ACTIVITIES
9 APPROVAL ON UTILIZATION OF FUND RESULTING Mgmt For For
FROM LIMITED BONDS OFFERING
--------------------------------------------------------------------------------------------------------------------------
PT CHAROEN POKPHAND INDONESIA TBK Agenda Number: 713000228
--------------------------------------------------------------------------------------------------------------------------
Security: Y71207164
Meeting Type: AGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: ID1000117708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON ANNUAL REPORT AND RATIFICATION Mgmt For For
OF FINANCIAL REPORT FOR BOOK YEAR 2019
2 APPROVAL ON THE APPROPRIATION OF THE Mgmt For For
COMPANY'S NET PROFIT FOR BOOK YEAR 2019
3 APPROVAL ON THE APPOINTMENT OF PUBLIC Mgmt For For
ACCOUNTANT FOR BOOK YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
PT GUDANG GARAM TBK Agenda Number: 712986857
--------------------------------------------------------------------------------------------------------------------------
Security: Y7121F165
Meeting Type: AGM
Meeting Date: 28-Aug-2020
Ticker:
ISIN: ID1000068604
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT ON Mgmt For For
THE RUNNING OF THE COMPANY'S BUSINESS
DURING THE FISCAL YEAR ENDING ON THE THIRTY
FIRST OF DECEMBER TWO THOUSAND AND NINETEEN
(12-12-2019)
2 RATIFICATION OF THE BALANCE SHEET AND Mgmt For For
PROFIT AND LOSS STATEMENT OF THE COMPANY
FOR THE FISCAL YEAR ENDED ON THE THIRTY
FIRST DAY OF DECEMBER OF THE YEAR TWO
THOUSAND AND NINETEEN (31-12-2019)
3 APPROVAL OF THE DETERMINATION OF THE USE OF Mgmt For For
THE COMPANY'S PROFITS FOR THE FISCAL YEAR
2019
4 CHANGE IN THE MANAGEMENT COMPOSITION OF THE Mgmt For For
COMPANY
5 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS MEETING TO CARRY OUT THE
DISTRIBUTION OF DUTIES AND AUTHORITY OF
EACH MEMBER OF THE BOARD OF DIRECTORS
6 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
COMMISSIONERS TO DETERMINE THE AMOUNT AND
TYPE OF INCOME OF MEMBERS OF THE BOARD OF
DIRECTORS
7 DETERMINATION OF SALARY AND / OR BENEFITS Mgmt For For
OF THE MEMBERS OF THE BOARD OF
COMMISSIONERS
8 APPOINTMENT OF THE PUBLIC ACCOUNTANT Mgmt For For
9 AMENDMENT TO THE PROVISIONS OF ARTICLE 3 OF Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION
CONCERNING THE PURPOSE AND OBJECTIVES AND
BUSINESS ACTIVITIES ADJUSTED TO THE 2017
INDONESIAN BUSINESS FIELD STANDARD
(KLASIFIKASI BAKU LAPANGAN USAHA INDONESIA)
--------------------------------------------------------------------------------------------------------------------------
PT INDAH KIAT PULP & PAPER CORPORATION TBK Agenda Number: 713000280
--------------------------------------------------------------------------------------------------------------------------
Security: Y71278116
Meeting Type: AGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: ID1000062201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO SUBMIT THE ANNUAL REPORT OF THE COMPANY Mgmt For For
BY THE BOARD OF DIRECTORS AND RATIFICATION
OF THE COMPANY'S CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FINANCIAL YEAR ENDING ON
DECEMBER 31ST, 2019 AND SUBMIT THE
SUPERVISORY REPORT BY THE BOARD OF
COMMISSIONERS FOR THE FINANCIAL YEAR ENDING
ON DECEMBER 31ST, 2019 AND GRANT FULL
ACQUITTAL AND DISCHARGED (ACQUIT ET DE
CHARGE) TO THE BOARD OF DIRECTORS AND
COMMISSIONERS OF THE COMPANY OVER ANY
MANAGEMENT AND SUPERVISION ACTION CONDUCTED
BY THEM DURING THE FINANCIAL YEAR ENDING
DECEMBER 31ST, 2019
2 TO APPROVE THE COMPANY'S PROFITS Mgmt For For
APPROPRIATION FOR THE FINANCIAL YEAR ENDED
OF DECEMBER 31ST, 2019
3 TO APPOINT THE INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANT AS REGISTERED AT OJK IN ORDER TO
AUDIT THE COMPANY'S FINANCIAL REPORT FOR
THE YEAR 2020 AND AUTHORISE THE BOARDS OF
DIRECTORS TO DETERMINE THE FEES OF THE
APPOINTED INDEPENDENT PUBLIC ACCOUNTANT
4 TO DETERMINE THE SALARY, HONORARIUM, AND/OR Mgmt For For
ALLOWANCES FOR THE BOARD OF COMMISSIONERS
AND THE DIRECTORS OF THE COMPANY FOR
FINANCIAL YEAR 2020
5 TO APPROVE THE CHANGES IN THE COMPOSITION Mgmt For For
OF THE MEMBERS OF THE BOARD OF
COMMISSIONERS AND THE DIRECTORS
6 ACCOUNTABILITY REPORT OF REALIZATION OF USE Mgmt For For
OF PROCEEDS FROM 1ST PUBLIC OFFERING OF
INDAH KIAT PULP PAPER TBK BOND PHASE 1 YEAR
2020
--------------------------------------------------------------------------------------------------------------------------
PT INDAH KIAT PULP & PAPER CORPORATION TBK Agenda Number: 713000204
--------------------------------------------------------------------------------------------------------------------------
Security: Y71278116
Meeting Type: EGM
Meeting Date: 25-Aug-2020
Ticker:
ISIN: ID1000062201
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE AMENDMENT TO THE COMPANY'S Mgmt For For
ARTICLE (S) OF ASSOCIATION WHICH AMONG
OTHERS ARE TO COMPLY WITH THE INDONESIAN
FINANCIAL SERVICES AUTHORITY (OJK)
REGULATION NUMBER 15/POJK.04/2020 REGARDING
PLANNING AND HOLDING THE GENERAL MEETING OF
SHAREHOLDERS OF PUBLIC COMPANIES AND OJK
REGULATION NUMBER 16/POJK.04/2020 REGARDING
THE IMPLEMENTATION OF THE ELECTRONIC
GENERAL MEETING OF SHAREHOLDERS OF PUBLIC
LISTED COMPANIES AND OTHER RELATED
REGULATIONS
--------------------------------------------------------------------------------------------------------------------------
PT KALBE FARMA TBK Agenda Number: 713430849
--------------------------------------------------------------------------------------------------------------------------
Security: Y71287208
Meeting Type: EGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: ID1000125107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CHANGE IN THE COMPOSITION OF THE COMPANY'S Mgmt For For
DIRECTORS
2 APPROVAL OF AMENDMENTS AND RESTATEMENT OF Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION,
WHICH INCLUDES ADJUSTMENT TO THE COMPANY'S
PURPOSES AND OBJECTIVES, ADJUSTMENTS TO THE
IMPLEMENTATION OF THE BOARD OF DIRECTORS
AND BOARD OF COMMISSIONERS MEETINGS THROUGH
ELECTRONIC MEDIA, AND ADJUSTMENTS TO THE
IMPLEMENTATION OF ELECTRONIC GENERAL
MEETING OF SHAREHOLDERS OF PUBLIC COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT KALBE FARMA TBK Agenda Number: 714052230
--------------------------------------------------------------------------------------------------------------------------
Security: Y71287208
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: ID1000125107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT OF THE Mgmt For For
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020, INCLUDING THE ACTIVITY REPORT OF THE
COMPANY, THE REPORT OF THE SUPERVISORY ROLE
OF THE BOARD OF COMMISSIONERS, APPROVAL AND
RATIFICATION OF THE COMPANY'S AUDITED
FINANCIAL STATEMENTS FOR THE YEAR ENDED
DECEMBER 31, 2020 AND TO GRANT A RELEASE
AND DISCHARGE FROM THEIR RESPONSIBILITIES
TO ALL MEMBERS OF THE BOARD OF
COMMISSIONERS AND BOARD OF DIRECTORS FOR
THEIR MANAGEMENT AND SUPERVISION ACTIONS
DURING THE FINANCIAL YEAR ENDED DECEMBER
31, 2020 (ACQUIT ET DE CHARGE)
2 APPROVAL ON THE APPROPRIATION OF THE Mgmt For For
COMPANY'S NET PROFITS FOR THE FINANCIAL
YEAR ENDED DECEMBER 31, 2020
3 CHANGES IN THE COMPOSITION OF THE COMPANY'S Mgmt For For
BOARD OF DIRECTORS
4 DETERMINATION OF SALARY AND/OR HONORARIUM Mgmt For For
OF THE MEMBERS OF THE BOARD OF
COMMISSIONERS AND THE BOARD OF DIRECTORS
AND TO AUTHORIZE THE BOARD OF COMMISSIONERS
TO DETERMINE THE SALARY AND OR HONORARIUM
OF THE MEMBERS OF THE BOARD OF DIRECTORS
5 APPOINTMENT OF A REGISTERED PUBLIC Mgmt For For
ACCOUNTANT FIRM (INCLUDING A REGISTERED
PUBLIC ACCOUNTANT WHO IS MEMBER OF A
REGISTERED PUBLIC ACCOUNTANT FIRM) TO
AUDIT/EXAMINE THE COMPANY'S BOOKS FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020
--------------------------------------------------------------------------------------------------------------------------
PT MERDEKA COPPER GOLD TBK Agenda Number: 714047861
--------------------------------------------------------------------------------------------------------------------------
Security: Y60132100
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: ID1000134406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY ANNUAL REPORT FOR Mgmt For For
THE FISCAL YEAR OF 2020, INCLUDING THE
RATIFICATION OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR WHICH
ENDED ON 31 DECEMBER 2020, WHICH HAS BEEN
AUDITED BY PUBLIC ACCOUNTING FIRM OF
TANUBRATA, SUTANTO, FAHMI, BAMBANG &
PARTNERS (MEMBER OF BDO INTERNATIONAL FIRM)
AND WAS EXECUTED ON 31 MARCH 2021,
RATIFICATION OF THE BOARD OF COMMISSIONERS
SUPERVISORY REPORT FOR THE FISCAL YEAR OF
2020 AS WELL AS OBTAINING FULL RELEASE AND
DISCHARGE (ACQUIT ET DE CHARGE) TO ALL
MEMBERS OF THE BOARD OF DIRECTORS AND THE
BOARD OF COMMISSIONERS OF THE COMPANY FOR
THEIR MANAGEMENT AND SUPERVISORY DUTY
CARRIED OUT THROUGHOUT THE FISCAL YEAR
WHICH ENDED ON 31 DECEMBER 2020, SO LONG AS
THOSE ACTIONS ARE CLEARLY STATED UNDER THE
COMPANY ANNUAL REPORT FOR THE FISCAL YEAR
OF 2020 AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FISCAL YEAR WHICH
ENDED ON 31 DECEMBER 2020
2 DETERMINATION OF THE USE OF THE COMPANY NET Mgmt For For
PROFIT FOR THE FISCAL YEAR WHICH ENDED ON
31 DECEMBER 2020
3 APPROVAL ON THE APPOINTMENT OF PUBLIC Mgmt For For
ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED
FINANCIAL STATEMENT OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE FINANCIAL YEAR WHICH
ENDED ON 31 DECEMBER 2021
4 DETERMINATION OF THE SALARY AND ALLOWANCES Mgmt For For
AS WELL AS OTHER FACILITIES FOR MEMBERS OF
THE BOARD OF DIRECTORS AND BOARD OF
COMMISSIONERS OF THE COMPANY FOR THE FISCAL
YEAR OF 2021
5 CHANGES IN THE COMPOSITION OF THE BOARD OF Mgmt For For
DIRECTORS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT MERDEKA COPPER GOLD TBK Agenda Number: 714049992
--------------------------------------------------------------------------------------------------------------------------
Security: Y60132100
Meeting Type: EGM
Meeting Date: 25-May-2021
Ticker:
ISIN: ID1000134406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT ON THE REALIZATION OF THE Non-Voting
APPROPRIATION OF FUND RESULTING FROM THE
ISSUANCE OF BONDS SHELFI MERDEKA COPPER
GOLD PHASE I & II OF 2020
2 APPROVAL ON THE BUYBACK PLAN OF THE Mgmt For For
COMPANY'S SHARES IN ACCORDANCE WITH THE OJK
REGULATION NO. 30/POJK.04/2017 ON THE
BUYBACK OF SHARES ISSUED BY PUBLIC COMPANY
3 APPROVAL TO GRANT AUTHORIZATION TO THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY TO
TRANSFER THE RESULT OF BUYBACK OF SHARES IN
2020 AT THE LATEST 12 (TWELVE) MONTHS AFTER
EGMS
4 APPROVAL ON THE PLAN TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA, TBK Agenda Number: 714093820
--------------------------------------------------------------------------------------------------------------------------
Security: Y71369113
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: ID1000128804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE COMPANY'S ANNUAL REPORT Mgmt For For
INCLUDING THE BOARD OF COMMISSIONERS
SUPERVISORY REPORT AS WELL AS RATIFICATION
OF THE COMPANY'S FINANCIAL STATEMENT FOR
THE FISCAL YEAR ENDED ON 31 DECEMBER 2020,
AND GRANTING OF FULL RELEASE AND DISCHARGE
(VOLLEDIG ACQUIT ET DE CHARGE) TO ALL
MEMBERS OF THE BOARD OF DIRECTORS AND THE
BOARD OF COMMISSIONERS FROM THE MANAGEMENT
AND SUPERVISORY ACTIONS CARRIED OUT FOR THE
FISCAL YEAR OF 2020
2 ALLOCATION OF THE COMPANY'S NET PROFIT FOR Mgmt For For
FISCAL YEAR ENDED ON 31 DECEMBER 2020
3 DETERMINATION OF REMUNERATION FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE
BOARD OF COMMISSIONERS FOR YEAR 2021
4 APPOINTMENT OF PUBLIC ACCOUNTING FIRM Mgmt For For
AND/OR PUBLIC ACCOUNTANT TO PERFORM AUDIT
ON THE FINANCIAL STATEMENTS OF THE COMPANY
FOR FISCAL YEAR ENDED ON 31 DECEMBER 2021
AND OTHER FINANCIAL STATEMENT AUDIT AS
REQUIRED BY THE COMPANY
5 GRANT OF POWERS AND AUTHORITY TO THE BOARD Mgmt For For
OF DIRECTORS TO PAY OUT INTERIM DIVIDENDS
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER
2021
6 AMENDMENT OF THE BOARD OF COMMISSIONERS Mgmt For For
AND/OR THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT SARANA MENARA NUSANTARA, TBK Agenda Number: 714093856
--------------------------------------------------------------------------------------------------------------------------
Security: Y71369113
Meeting Type: EGM
Meeting Date: 31-May-2021
Ticker:
ISIN: ID1000128804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE AMENDMENT AND RESTATEMENT Mgmt For For
OF ARTICLE OF ASSOCIATION IN ACCORDANCE
WITH FINANCIAL SERVICES AUTHORITY
REGULATION
2 APPROVAL TO ESTABLISH MANAGEMENT AND Mgmt For For
EMPLOYEE STOCK OWNERSHIP PROGRAM
--------------------------------------------------------------------------------------------------------------------------
PUBLIC BANK BHD Agenda Number: 713983838
--------------------------------------------------------------------------------------------------------------------------
Security: Y71497104
Meeting Type: AGM
Meeting Date: 24-May-2021
Ticker:
ISIN: MYL1295OO004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RE-ELECTION OF MR LIM CHAO LI AS DIRECTOR Mgmt For For
2 RE-ELECTION OF MR LAI WAN AS DIRECTOR Mgmt For For
3 RE-ELECTION OF MR LEE CHIN GUAN AS DIRECTOR Mgmt For For
4 RE-ELECTION OF DATO' MOHD HANIF BIN SHER Mgmt For For
MOHAMED AS DIRECTOR
5 APPROVAL OF PAYMENT OF DIRECTORS' FEES, Mgmt For For
BOARD COMMITTEES MEMBERS' FEES, AND
ALLOWANCES TO DIRECTORS FOR FINANCIAL YEAR
ENDED 31 DECEMBER 2020
6 APPROVAL OF PAYMENT OF REMUNERATION AND Mgmt For For
BENEFITS-IN-KIND (EXCLUDING DIRECTOR'S FEE
AND BOARD MEETING ALLOWANCE) FOR FINANCIAL
YEAR ENDED 31 DECEMBER 2020 TO THE CHAIRMAN
EMERITUS, DIRECTOR AND ADVISER, TAN SRI
DATO' SRI DR. TEH HONG PIOW
7 RE-APPOINTMENT OF MESSRS ERNST & YOUNG PLT Mgmt For For
AS AUDITORS OF THE COMPANY FOR THE
FINANCIAL YEAR ENDING 31 DECEMBER 2021 AND
AUTHORITY TO THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
REDE DOR SAO LUIZ SA Agenda Number: 713758893
--------------------------------------------------------------------------------------------------------------------------
Security: P79942101
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRRDORACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RECEIVE THE ADMINISTRATORS ACCOUNTS, TO Mgmt For For
EXAMINE, DISCUSS AND VOTE ON THE
ADMINISTRATIONS REPORT, THE FINANCIAL
STATEMENTS AND THE ACCOUNTING STATEMENTS
ACCOMPANIED BY THE INDEPENDENT AUDITORS
REPORT REGARDING THE FISCAL YEAR ENDING ON
DECEMBER 31, 2020
2 DELIBERATE THE DESTINATION OF THE RESULTS Mgmt For For
FROM THE FISCAL YEAR THAT ENDED ON DECEMBER
31, 2020
3 TO DELIBERATE OF THE COMPENSATION GLOBAL OF Mgmt For For
THE COMPANY'S ADMINISTRATORS
4 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
REDE DOR SAO LUIZ SA Agenda Number: 713773352
--------------------------------------------------------------------------------------------------------------------------
Security: P79942101
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRRDORACNOR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 TO RESOLVE IN REGARD TO THE PROPOSAL FOR Mgmt For For
THE AMENDMENT AND CONSEQUENT RESTATEMENT OF
THE CORPORATE BYLAWS OF THE COMPANY
2 TO RESOLVE IN REGARD TO THE APPROVAL OF THE Mgmt Against Against
PROTOCOL AND JUSTIFICATION OF MERGER OF
MAXIMAGEM, DIAGNOSTICO POR IMAGEM LTDA.,
FROM HERE ONWARDS REFERRED TO AS MAXIMAGEM,
INTO THE COMPANY
3 TO RATIFY THE APPOINTMENT OF MEDEN Mgmt For For
CONSULTORIA EMPRESARIAL LTDA. TO PREPARE
THE VALUATION REPORT OF THE EQUITY OF
MAXIMAGEM
4 TO EXAMINE AND APPROVE THE VALUATION REPORT Mgmt For For
OF MAXIMAGEM
5 TO RESOLVE IN REGARD TO THE MERGER OF Mgmt Against Against
MAXIMAGEM INTO THE COMPANY
6 TO AUTHORIZE THE MEMBERS OF THE EXECUTIVE Mgmt Against Against
COMMITTEE OF THE COMPANY TO DO ALL OF THE
ACTS THAT ARE NECESSARY IN ORDER TO
IMPLEMENT AND GIVE EFFECT TO THE MERGER OF
MAXIMAGEM
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG BIOLOGICS CO. LTD. Agenda Number: 713631491
--------------------------------------------------------------------------------------------------------------------------
Security: Y7T7DY103
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7207940008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG C&T CORP Agenda Number: 713612845
--------------------------------------------------------------------------------------------------------------------------
Security: Y7T71K106
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: KR7028260008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR PHILIPCOSHE Mgmt For For
2.1.2 ELECTION OF OUTSIDE DIRECTOR CHOE JUNG Mgmt For For
GYEONG
2.2.1 ELECTION OF INSIDE DIRECTOR GO JEONG SEOK Mgmt For For
2.2.2 ELECTION OF INSIDE DIRECTOR O SE CHEOL Mgmt For For
2.2.3 ELECTION OF INSIDE DIRECTOR HAN SEUNG HWAN Mgmt For For
2.2.4 ELECTION OF INSIDE DIRECTOR I JUN SEO Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO LTD Agenda Number: 713609038
--------------------------------------------------------------------------------------------------------------------------
Security: Y74718100
Meeting Type: AGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: KR7005930003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1.1 ELECTION OF OUTSIDE DIRECTOR: BAK BYEONG Mgmt For For
GUK
2.1.2 ELECTION OF OUTSIDE DIRECTOR: GIM JONG HUN Mgmt For For
2.2.1 ELECTION OF INSIDE DIRECTOR: GIM GI NAM Mgmt For For
2.2.2 ELECTION OF INSIDE DIRECTOR: GIM HYEON SEOK Mgmt For For
2.2.3 ELECTION OF INSIDE DIRECTOR: GO DONG JIN Mgmt For For
3 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: KIM SUNWOOK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 17 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANLAM LTD Agenda Number: 713855332
--------------------------------------------------------------------------------------------------------------------------
Security: S7302C137
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: ZAE000070660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 545145 DUE TO RECEIPT OF CHANGE
IN DIRECTOR NAMES. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU.
O.1 TO PRESENT THE SANLAM ANNUAL REPORTING Mgmt For For
SUITE INCLUDING THE CONSOLIDATED AUDITED
FINANCIAL STATEMENTS, AUDITORS' AUDIT
COMMITTEES AND DIRECTORS' REPORTS
O.2 TO REAPPOINT ERNST & YOUNG AS INDEPENDENT Mgmt For For
EXTERNAL AUDITORS FOR 2021
O.3 TO REAPPOINT JOINT AUDITORS KPMG FOR THE Mgmt For For
2021 FINANCIAL YEA
O.4.1 TO APPOINT THE FOLLOWING ADDITIONAL Mgmt For For
DIRECTOR: NAS KRUGER
O.5.1 TO INDIVIDUALLY RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR RETIRING BY ROTATION: M MOKOKA
O.5.2 TO INDIVIDUALLY RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR RETIRING BY ROTATION: KT NONDUMO
O.5.3 TO INDIVIDUALLY RE-ELECT THE FOLLOWING Mgmt For For
DIRECTOR RETIRING BY ROTATION: J VAN ZYL
O.6.1 TO ELECT THE FOLLOWING TWO EXECUTIVE Mgmt For For
DIRECTOR: P HANRATTY
O.6.2 TO ELECT THE FOLLOWING TWO EXECUTIVE Mgmt For For
DIRECTOR: A MUKHUBA
O.7.1 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: AS BIRRELL
O.7.2 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: NAS KRUGER
O.7.3 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: M MOKOKA
O.7.4 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: JP MOLLER
O.7.5 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY AS MEMBER OF THE SANLAM AUDIT
COMMITTEE: KT NONDUMO
O.8.1 TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPANY'S REMUNERATION POLICY: NON-BINDING
ADVISORY VOTE ON THE COMPANY'S REMUNERATION
POLICY
O.8.2 TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt For For
COMPANY'S REMUNERATION POLICY: NON-BINDING
ADVISORY VOTE ON THE COMPANY'S REMUNERATION
IMPLEMENTATION REPORT
O.9 TO NOTE THE TOTAL AMOUNT OF NON-EXECUTIVE Mgmt For For
AND EXECUTIVE DIRECTORS' REMUNERATION FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2020
O.10 TO PLACE UNISSUED SHARES UNDER THE CONTROL Mgmt For For
OF THE DIRECTORS
O.11 TO APPROVE THE GENERAL AUTHORITY TO ISSUE Mgmt For For
SHARES FOR CASH
O.12 TO AUTHORISE ANY DIRECTOR OF THE COMPANY, Mgmt For For
AND WHERE APPLICABLE, THE SECRETARY OF THE
COMPANY, TO IMPLEMENT THE AFORESAID
ORDINARY AND UNDERMENTIONED SPECIAL
RESOLUTIONS
A.S.1 TO APPROVE THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR
THEIR SERVICES FOR THE PERIOD 01 JULY 2021
TILL 30 JUNE 2022
B.S.2 TO GIVE AUTHORITY TO THE COMPANY OR A Mgmt For For
SUBSIDIARY OF THE COMPANY TO ACQUIRE THE
COMPANY'S SECURITIES
C.S.3 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 44 OF THE
COMPANIES ACT
D.S.4 GENERAL AUTHORITY TO PROVIDE FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTION 45 OF THE
COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD Agenda Number: 713256154
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: AGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MR C BEGGS
O.1.2 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MS N N A
MATYUMZA
O.1.3 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MR Z M MKHIZE
O.1.4 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MS M E NKELI
O.1.5 TO RE-ELECT THE FOLLOWING DIRECTOR RETIRING Mgmt For For
IN TERMS OF CLAUSE 22.2.1 OF THE COMPANY'S
MEMORANDUM OF INCORPORATION: MR S WESTWELL
O.2 TO ELECT K C HARPER WHO WAS APPOINTED BY Mgmt For For
THE BOARD AFTER THE PREVIOUS ANNUAL GENERAL
MEETING IN TERMS OF CLAUSE 22.4.1 OF THE
COMPANY'S MEMORANDUM OF INCORPORATION
O.3 TO APPOINT PRICEWATERHOUSECOOPERS INC. TO Mgmt For For
ACT AS INDEPENDENT AUDITOR OF THE COMPANY
AND THE SASOL GROUP FOR THE FINANCIAL YEAR
ENDING 30 JUNE 2021 UNTIL THE END OF THE
NEXT ANNUAL GENERAL MEETING
O.4.1 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MR C BEGGS (SUBJECT TO HIM BEING RE-ELECTED
AS A DIRECTOR IN TERMS OF ORDINARY
RESOLUTION NUMBER 1)
O.4.2 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS K C HARPER
O.4.3 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS G M B KENNEALY
O.4.4 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS N N A MATYUMZA (SUBJECT TO HER BEING
RE-ELECTED AS A DIRECTOR IN TERMS OF
ORDINARY RESOLUTION NUMBER 1)
O.4.5 TO ELECT THE MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MR S WESTWELL (SUBJECT TO HIM BEING
RE-ELECTED AS A DIRECTOR IN TERMS OF
ORDINARY RESOLUTION NUMBER 1)
NB.5 TO ENDORSE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE COMPANY'S REMUNERATION POLICY
NB.6 TO ENDORSE, ON A NON-BINDING ADVISORY Mgmt For For
BASIS, THE IMPLEMENTATION REPORT OF THE
COMPANY'S REMUNERATION POLICY
7.S.1 TO APPROVE THE REMUNERATION PAYABLE TO Mgmt For For
NON-EXECUTIVE DIRECTORS OF THE COMPANY FOR
THEIR SERVICES AS DIRECTORS FROM THE DATE
OF THE ONLINE ANNUAL GENERAL MEETING UNTIL
THIS RESOLUTION IS REPLACED
8.S.2 TO APPROVE FINANCIAL ASSISTANCE TO BE Mgmt For For
GRANTED BY THE COMPANY IN TERMS OF SECTIONS
44 AND 45 OF THE COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
SASOL LTD Agenda Number: 713258122
--------------------------------------------------------------------------------------------------------------------------
Security: 803866102
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: ZAE000006896
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE TRANSACTION Mgmt For For
MATERIAL AGREEMENTS AS A CATEGORY 1
TRANSACTION IN TERMS OF THE JSE LISTINGS
REQUIREMENTS
2 AUTHORISE RATIFICATION OF APPROVED Mgmt For For
RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
SIBANYE STILLWATER LIMITED Agenda Number: 713979346
--------------------------------------------------------------------------------------------------------------------------
Security: S7627K103
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: ZAE000259701
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 RE-APPOINTMENT OF AUDITORS AND DESIGNATED Mgmt For For
INDIVIDUAL PARTNER: RESOLVED THAT ERNST &
YOUNG INC., UPON THE RECOMMENDATION OF THE
BOARD OF DIRECTORS (BOARD) OF THE COMPANY
(AFTER RECOMMENDATION BY THE AUDIT
COMMITTEE TO THE BOARD), IS RE-APPOINTED AS
THE AUDITORS OF THE COMPANY UNTIL THE
CONCLUSION OF THE NEXT AGM AND LANCE
TOMLINSON IS APPOINTED AS THE DESIGNATED
INDIVIDUAL PARTNER UNTIL THE CONCLUSION OF
THE NEXT AGM
O.2 ELECTION OF A DIRECTOR: SV ZILWA Mgmt For For
O.3 RE-ELECTION OF A DIRECTOR: RP MENELL Mgmt For For
O.4 RE-ELECTION OF A DIRECTOR: KA RAYNER Mgmt For For
O.5 RE-ELECTION OF A DIRECTOR: JS VILAKAZI Mgmt For For
O.6 ELECTION OF A MEMBER AND CHAIR OF THE AUDIT Mgmt For For
COMMITTEE: KA RAYNER
O.7 ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: TJ CUMMING
O.8 ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: SN DANSON
O.9 ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: RP MENELL
O.10 ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: NG NIKA
O.11 ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: SC VAN DER MERWE
O.12 ELECTION OF A MEMBER OF THE AUDIT Mgmt For For
COMMITTEE: SV ZILWA
O.13 APPROVAL FOR THE ISSUE OF AUTHORISED BUT Mgmt For For
UNISSUED ORDINARY SHARES
O.14 ISSUING EQUITY SECURITIES FOR CASH Mgmt For For
O.15 NON-BINDING ADVISORY VOTE ON REMUNERATION Mgmt For For
POLICY
O.16 NON-BINDING ADVISORY VOTE ON REMUNERATION Mgmt For For
IMPLEMENTATION REPORT
S.1 APPROVAL FOR THE REMUNERATION OF Mgmt For For
NON-EXECUTIVE DIRECTORS
S.2 APPROVAL FOR FEES FOR INVESTMENT COMMITTEE Mgmt For For
MEMBERS
S.3 APPROVAL FOR A PER DIEM ALLOWANCE Mgmt For For
S.4 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL Mgmt For For
ASSISTANCE IN TERMS OF SECTIONS 44 AND 45
OF THE ACT
S.5 APPROVAL FOR THE ACQUISITION OF THE Mgmt For For
COMPANY'S OWN SHARES
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX, INC. Agenda Number: 713626399
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: BAK JEONG HO Mgmt For For
3.1 ELECTION OF OUTSIDE DIRECTOR: SONG HO GEUN Mgmt For For
3.2 ELECTION OF OUTSIDE DIRECTOR: JO HYEON JAE Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER: YUN TAE HWA
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
6 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
7 APPROVAL OF GRANT OF PORTION OF STOCK Mgmt For For
OPTION
--------------------------------------------------------------------------------------------------------------------------
SM INVESTMENTS CORP Agenda Number: 713713065
--------------------------------------------------------------------------------------------------------------------------
Security: Y80676102
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: PHY806761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515518 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 CALL TO ORDER Mgmt For For
2 CERTIFICATION OF NOTICE AND QUORUM Mgmt For For
3 APPROVAL OF THE MINUTES OF THE ANNUAL Mgmt For For
MEETING OF THE STOCKHOLDERS HELD ON JUNE
24, 2020
4 ANNUAL REPORT FOR THE YEAR 2020 (OPEN Mgmt For For
FORUM)
5 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE MANAGEMENT FROM THE DATE
OF THE LAST ANNUAL STOCKHOLDERS MEETING UP
TO THE DATE OF THIS MEETING
6 ELECTION OF DIRECTOR: TERESITA T. SY Mgmt For For
7 ELECTION OF DIRECTOR: HENRY T. SY, JR Mgmt For For
8 ELECTION OF DIRECTOR: HARLEY T. SY Mgmt For For
9 ELECTION OF DIRECTOR: JOSE T. SIO Mgmt For For
10 ELECTION OF DIRECTOR: FREDERIC C. DYBUNCIO Mgmt For For
11 ELECTION OF DIRECTOR: TOMASA H. LIPANA Mgmt For For
(INDEPENDENT DIRECTOR)
12 ELECTION OF DIRECTOR: ALFREDO E. PASCUAL Mgmt For For
(INDEPENDENT DIRECTOR)
13 ELECTION OF DIRECTOR: ROBERT G. VERGARA Mgmt For For
(INDEPENDENT DIRECTOR)
14 APPOINTMENT OF EXTERNAL AUDITOR: SGV AND CO Mgmt For For
15 OTHER MATTERS Mgmt Abstain For
16 ADJOURNMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935271952
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 29-Sep-2020
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Distribution and payment of a special Mgmt For
dividend (dividendo eventual) in the amount
of US$0.37994 per share.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935324450
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 22-Jan-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Agree to a capital increase of up to Mgmt For
US$1,100,000,000 through the issuance of up
to 22,442,580 series B, which may not
exceed three years. The issued shares will
be offered preferentially and under equal
conditions to all series B shareholders.
2. Empower the Board of Directors of the Mgmt For
Company to freely determine, fix and agree
to the price, form, time, procedure and
other conditions for the placement of said
shares, including, but not limited to, the
registration of the new shares in the
shareholder registry with the Commission
for the Financial Market (Comision para el
Mercado Financiero) in the local stock
exchanges, the registration of the new
shares and the new American Depositary
Shares before the Securities and ...(due to
space limits, see proxy statement for full
proposal).
3. Amend the Company's by-laws to adjust them Mgmt For
to the resolutions adopted in this regard
at the ESM.
4. Adopt all the necessary or convenient Mgmt For
agreements to carry out the decisions and
amendments to the Company's by-laws that
the shareholders adopt in the ESM.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935381804
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2020.
2. Designation of the External Auditor Mgmt For
Company.
3. Designation of the Credit Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of final dividend. Mgmt For
8. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees.
9. Other corresponding matters in compliance Mgmt For
with pertinent provisions.
--------------------------------------------------------------------------------------------------------------------------
STANDARD BANK GROUP LIMITED Agenda Number: 713754035
--------------------------------------------------------------------------------------------------------------------------
Security: S80605140
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: ZAE000109815
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 TO ELECT DIRECTOR: PAUL COOK Mgmt For For
O.1.2 TO ELECT DIRECTOR: THULANI GCABASHE Mgmt For For
O.1.3 TO ELECT DIRECTOR: XUEQING GUAN Mgmt For For
O.1.4 TO ELECT DIRECTOR: KGOMOTSO MOROKA Mgmt For For
O.1.5 TO ELECT DIRECTOR: ATEDO PETERSIDE CON Mgmt For For
O.1.6 TO ELECT DIRECTOR: MYLES RUCK Mgmt For For
O.1.7 TO ELECT DIRECTOR: LUBIN WANG Mgmt For For
O.2.1 REAPPOINTMENT OF AUDITOR: KPMG INC Mgmt For For
O.2.2 REAPPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS INC
O.3 PLACE UNISSUED ORDINARY SHARES UNDER Mgmt For For
CONTROL OF DIRECTORS
O.4 PLACE UNISSUED PREFERENCE SHARES UNDER Mgmt For For
CONTROL OF DIRECTORS
NB5.1 NON-BINDING ADVISORY VOTE ON REMUNERATION Mgmt For For
POLICY AND REMUNERATION IMPLEMENTATION
REPORT: SUPPORT THE GROUP'S REMUNERATION
POLICY
NB5.2 NON-BINDING ADVISORY VOTE ON REMUNERATION Mgmt For For
POLICY AND REMUNERATION IMPLEMENTATION
REPORT: ENDORSE THE GROUP'S REMUNERATION
IMPLEMENTATION REPORT
O.6 GRANT: GENERAL AUTHORITY TO ACQUIRE THE Mgmt For For
COMPANY'S ORDINARY SHARES
O.7 GRANT: GENERAL AUTHORITY TO ACQUIRE THE Mgmt For For
COMPANY'S PREFERENCE SHARES
O.8 APPROVE: LOANS OR OTHER FINANCIAL Mgmt For For
ASSISTANCE TO RELATED OR INTER-RELATED
COMPANIES SHAREHOLDERS ARE TO REFER TO THE
NOTICE OF THE AGM FOR MORE INFORMATION ON
ELECTRONIC PARTICIPATION
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING FOR
RESOLUTIONS O.6 TO O.8. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUZANO SA Agenda Number: 713739110
--------------------------------------------------------------------------------------------------------------------------
Security: P8T20U187
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRSUZBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 EXAMINE THE MANAGEMENT ACCOUNTS CONCERNING Mgmt For For
THE FISCAL YEAR ENDED DECEMBER 31, 2020
2 EXAMINE, DISCUSS AND VOTE ON THE FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE FISCAL
YEAR ENDED DECEMBER 31, 2020, AS WELL AS
REVIEW THE MANAGEMENT REPORT FOR SUCH
FISCAL YEAR
3 RESOLVE ON THE ABSORPTION OF ACCUMULATED Mgmt For For
LOSSES BY THE BALANCE OF CAPITAL RESERVES
4 DETERMINE THE OVERALL ANNUAL COMPENSATION Mgmt For For
OF THE COMPANY'S MANAGEMENT, FOR THE FISCAL
YEAR OF 2021
5 DO YOU WISH TO REQUEST THE INSTATEMENT OF Mgmt For For
THE FISCAL COUNCIL, UNDER THE TERMS OF
ARTICLE 161 OF LAW 6,404 OF 1976
CMMT 02 APR 2021: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
22 APR 2021 TO 23 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SUZANO SA Agenda Number: 713739324
--------------------------------------------------------------------------------------------------------------------------
Security: P8T20U187
Meeting Type: EGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRSUZBACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 RESTRUCTURE THE COMPANY'S BYLAWS, WITH Mgmt For For
SPECIFIC AMENDMENTS TO REFLECT THE CHANGES
TO THE NOVO MERCADO RULES OF B3 SA, BRASIL,
BOLSA, BALCAO
2 AUTHORIZE THE COMPANY'S MANAGEMENT TO Mgmt For For
PERFORM ALL NECESSARY ACTIONS IN ORDER TO
IMPLEMENT THE MATTERS APPROVED HEREIN,
PURSUANT TO APPLICABLE LAW
CMMT 02 APR 2021: PLEASE NOTE THAT VOTES 'IN Non-Voting
FAVOR' AND 'AGAINST' IN THE SAME AGENDA
ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR
AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN
ARE ALLOWED. THANK YOU
CMMT 02 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
26 APR 2021 TO 23 APR 2021 AND ADDITION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) To accept 2020 Business Report and Mgmt For For
Financial Statements.
2) Based on recent amendments to the "Template Mgmt For For
of Procedures for Election of Director" by
the Taiwan Stock Exchange, to approve
amendments to the ballot format requirement
for election of Directors set forth in
TSMC's "Rules for Election of Directors".
3) To approve the issuance of employee Mgmt For For
restricted stock awards for year 2021.
4) DIRECTOR
Mark Liu* Mgmt For For
C.C. Wei* Mgmt For For
F.C. Tseng* Mgmt For For
Ming-Hsin Kung*+ Mgmt For For
Sir Peter L. Bonfield# Mgmt For For
Kok-Choo Chen# Mgmt For For
Michael R. Splinter# Mgmt For For
Moshe N. Gavrielov# Mgmt For For
Yancey Hai# Mgmt For For
L. Rafael Reif# Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TATA MOTORS LIMITED Agenda Number: 935259045
--------------------------------------------------------------------------------------------------------------------------
Security: 876568502
Meeting Type: Annual
Meeting Date: 25-Aug-2020
Ticker: TTM
ISIN: US8765685024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive, consider and adopt the Audited Mgmt For
Financial Statements of the Company for the
financial year ended March 31, 2020
together with the Reports of the Board of
Directors and the Auditors thereon.
2. To receive, consider and adopt the Audited Mgmt For
Consolidated Financial Statements of the
Company for the financial year ended March
31, 2020 together with the Report of the
Auditors thereon.
3. To appoint a Director in place of Dr Ralf Mgmt For
Speth (DIN: 03318908) who, retires by
rotation and being eligible, offers himself
for re-appointment.
4. Approval and ratification for payment of Mgmt For
Minimum Remuneration to Mr Guenter Butschek
(DIN: 07427375), Chief Executive Officer
and Managing Director for FY 2019-20.
5. Approval for payment of Minimum Mgmt For
Remuneration to Mr Guenter Butschek (DIN:
07427375), Chief Executive Officer and
Managing Director in case of no/inadequacy
of profits during FY 2020-21.
6. Appointment of Branch Auditors. Mgmt For
7. Ratification of Cost Auditor's Mgmt For
Remuneration.
--------------------------------------------------------------------------------------------------------------------------
TEN SQUARE GAMES SPOLKA AKCYJNA Agenda Number: 714231557
--------------------------------------------------------------------------------------------------------------------------
Security: X89766111
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: PLTSQGM00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE ANNUAL GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE ORDINARY Mgmt For For
GENERAL MEETING
3 CONFIRMATION THAT THE ANNUAL GENERAL Mgmt For For
MEETING HAS BEEN PROPERLY CONVENED AND IS
CAPABLE OF ADOPTING RESOLUTIONS
4 ADOPTION OF THE AGENDA OF THE ORDINARY Mgmt For For
GENERAL MEETING
5 PRESENTATION OF THE MANAGEMENT BOARD'S Mgmt For For
REPORT ON THE ACTIVITIES OF THE TEN SQUARE
GAMES S.A. CAPITAL GROUP AND TEN SQUARE
GAMES S.A. FOR THE FINANCIAL YEAR 2020 AS
WELL AS INDIVIDUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR 2020 AND THE
MANAGEMENT BOARD'S MOTION REGARDING THE
DISTRIBUTION OF PROFIT FOR THE YEAR 2020
AND DIVIDEND PAYMENTS
6 PRESENTATION OF THE REPORT ON THE Mgmt For For
ACTIVITIES OF THE SUPERVISORY BOARD OF TEN
SQUARE GAMES S.A. BASED IN WROC AW FOR THE
FINANCIAL YEAR 2020 AND THE RESULTS OF THE
SUPERVISORY BOARD'S ASSESSMENTS REGARDING
SEPARATE AND CONSOLIDATED FINANCIAL
STATEMENTS FOR 2020, STATEMENTS OF THE
MANAGEMENT BOARD ON THE ACTIVITIES OF THE
TEN SQUARE GAMES S.A. CAPITAL GROUP AND TEN
SQUARE GAMES S.A. IN A YEAR FINANCIAL YEAR
2020 AND THE MANAGEMENT BOARD'S MOTION
REGARDING THE DISTRIBUTION OF PROFIT FOR
2020 AND PAYMENT DIVIDENDS
7 ADOPTION OF A RESOLUTION ON THE EXAMINATION Mgmt For For
AND APPROVAL OF THE MANAGEMENT BOARD'S
REPORT ON OPERATIONS TEN SQUARE GAMES S.A.
CAPITAL GROUP AND TEN SQUARE GAMES S.A. FOR
THE FINANCIAL YEAR 2020
8 ADOPTION OF A RESOLUTION ON CONSIDERATION Mgmt For For
AND APPROVAL OF THE SEPARATE REPORT
FINANCIAL DEPARTMENT OF TEN SQUARE GAMES
S.A. DRAWN UP AS AT DECEMBER 31, 2020
9 ADOPTION OF A RESOLUTION ON THE Mgmt For For
CONSIDERATION AND APPROVAL OF THE
CONSOLIDATED REPORT FINANCIAL DEPARTMENT OF
THE TEN SQUARE GAMES S.A. CAPITAL GROUP.
DRAWN UP AS AT DECEMBER 31, 2020 YEAR
10 ADOPTION OF A RESOLUTION ON THE Mgmt For For
DISTRIBUTION OF PROFIT FOR 2020
11 ADOPTION OF A RESOLUTION AUTHORIZING THE Mgmt For For
MANAGEMENT BOARD TO PURCHASE SHARES ON
BEHALF OF AND FOR THE BENEFIT OF THE
COMPANY OF OWN SHARES AND DEFINING THE
RULES OF ACQUIRING OWN SHARES BY THE
COMPANY AND CREATING CAPITAL BACK-UP
12 ADOPTION OF A RESOLUTION ON THE REPORT ON Mgmt For For
THE REMUNERATION OF MEMBERS OF THE
MANAGEMENT BOARD AND THE SUPERVISORY BOARD
SUPERVISORY BOARD OF TEN SQUARE GAMES S.A.
FOR 2019 AND 2020. PAGE 2 OF 12
13 ACKNOWLEDGMENT OF THE FULFILLMENT OF DUTIES Mgmt For For
BY THE MEMBERS OF THE MANAGEMENT BOARD IN
2020
14 GRANTING A VOTE OF APPROVAL TO THE MEMBERS Mgmt For For
OF THE COMPANY'S SUPERVISORY BOARD FOR THE
PERFORMANCE OF THEIR DUTIES IN 2020 YEAR
15 CLOSING OF THE ORDINARY GENERAL MEETING OF Non-Voting
SHAREHOLDERS
CMMT 31 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORP Agenda Number: 714114307
--------------------------------------------------------------------------------------------------------------------------
Security: Y92370108
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: TW0002303005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE COMPANYS 2020 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 THE COMPANYS 2020 EARNINGS DISTRIBUTION. Mgmt For For
PROPOSED CASH DIVIDEND: TWD 1.6 PER SHARE.
3 TO PROPOSE THE ISSUANCE PLAN OF PRIVATE Mgmt For For
PLACEMENT FOR COMMON SHARES, DRS, OR
EURO/DOMESTIC CONVERTIBLE BONDS (INCLUDING
SECURED OR UNSECURED CORPORATE BONDS). THE
AMOUNT OF SHARES IS PROPOSED TO BE NO MORE
THAN 10PCT OF TOTAL COMMON SHARES ISSUED
PLUS THE TOTAL COMMON SHARES REPRESENTED BY
THE ABOVE EQUITY TYPE SECURITIES WHICH ARE
FULLY IS SUED.
4.1 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:WENYI CHU,SHAREHOLDER
NO.E221624XXX
4.2 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:LIH J. CHEN,SHAREHOLDER
NO.J100240XXX
4.3 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:JYUO MIN SHYU,SHAREHOLDER
NO.F102333XXX
4.4 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:KUANG SI SHIU,SHAREHOLDER
NO.F102841XXX
4.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR:WEN HSIN HSU,SHAREHOLDER
NO.R222816XXX
4.6 THE ELECTION OF THE DIRECTOR:TING YU Mgmt For For
LIN,SHAREHOLDER NO.5015
4.7 THE ELECTION OF THE DIRECTOR:STAN Mgmt For For
HUNG,SHAREHOLDER NO.111699
4.8 THE ELECTION OF THE DIRECTOR:HSUN CHIEH Mgmt For For
INVESTMENT CO., LTD. ,SHAREHOLDER
NO.195818,SC CHIEN AS REPRESENTATIVE
4.9 THE ELECTION OF THE DIRECTOR:SILICON Mgmt For For
INTEGRATED SYSTEMS CORP. ,SHAREHOLDER
NO.1569628,JASON WANG AS REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
VALE SA Agenda Number: 713603149
--------------------------------------------------------------------------------------------------------------------------
Security: P9661Q155
Meeting Type: EGM
Meeting Date: 12-Mar-2021
Ticker:
ISIN: BRVALEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 AMENDMENTS OF WORDING. 1.1 AMENDMENT TO THE Mgmt For For
WORDING IN ARTICLE 1, HEAD PARAGRAPH, TO
INCLUDE THE DEFINITION OF VALE AS COMPANY
AND CONSEQUENT AMENDMENT IN SUBSEQUENT
PROVISIONS, ARTICLE 2, HEAD PARAGRAPH,
ARTICLE 3, ARTICLE 4, ARTICLE 5, PARAGRAPH
6, ARTICLE 6, HEAD PARAGRAPH AND PARAGRAPH
3, ARTICLE 7, IV TO VI, ARTICLE 8,
PARAGRAPH 2, ARTICLE 9, HEAD PARAGRAPH,
ARTICLE 10, HEAD PARAGRAPH, ARTICLE 11,
PARAGRAPHS 2 AND 12, ARTICLE 12, SOLE
PARAGRAPH, ARTICLE 14, I, V TO IX, XI,
XIII, XVII TO XX, XXII TO XXIV. XXIX, XXX,
XXXIII AND XXXIV AND PARAGRAPH 1, ARTICLE
16, ARTICLE 19, PARAGRAPH 1, ARTICLE 20,
II, III, V, ARTICLE 21, I, III AND V TO IX,
ARTICLE 23, HEAD PARAGRAPH, ARTICLE 28,
PARAGRAPHS 1 AND 2, ARTICLE 29, II TO VI,
VIII, IX, XI, XIII TO XVII, XXI, PARAGRAPHS
1 AND 2, ARTICLE 30, II AND VII, ARTICLE
31, II AND III, ARTICLE 32, HEAD PARAGRAPH,
PARAGRAPHS 2 AND 3, TITLE OF CHAPTER VI,
ARTICLE 37, ARTICLE 39, SOLE PARAGRAPH,
ARTICLE 40, II, ARTICLE 43, ARTICLE 44,
ARTICLE 45, ARTICLE 46, HEAD PARAGRAPH,
PARAGRAPHS 1 TO 3, 5, 8 TO 10, ART. 47,
ART. 48, ART. 49, AND ART. 53,. 1.2
ADJUSTMENT IN THE WORDING OF ART. 5,
PARAGRAPH 5, TAKING INTO ACCOUNT THE
EXISTENCE OF ONLY ONE PREFERRED
SHAREHOLDER, ACCORDING TO THE MANAGEMENT
PROPOSAL. 1.3 ADJUSTMENT TO STANDARDIZE THE
WORDING FOR DIRECTOR, ART. 9, PARAGRAPH 1,
ART. 11, PARAGRAPH 3, PARAGRAPH 7 AND
PARAGRAPH 9,. 1.4 ADJUSTMENT TO STANDARDIZE
THE WORDING FOR SHAREHOLDERS MEETING ,ART.
10, PARAGRAPH 4, ART. 11, HEAD PARAGRAPH,
PARAGRAPH 8, PARAGRAPH 9, ART. 14, II, XV,
XVI, XXXI, ART. 29, XII, ART. 30, II, AND
ART. 52, PARAGRAPH 2,. 1.5 REMOVAL OF OLD
PARAGRAPH 10 OF ART.11, GIVEN THE
NONEXISTENCE OF A CONTROLLING SHAREHOLDER.
1.6 UPDATING THE MENTION TO THE COMPANYS
CODE OF ETHICS, TO ITS CURRENT NAME OF CODE
OF CONDUCT, ART. 14, ITEM XXIII AND ART.
29, ITEM XIII,. 1.7 ADJUSTMENTS IN THE
WORDING TO REMOVE DEFINED TERMS, ART. 44,
ART. 48 AND ART. 49,. 1.8 REMOVAL OF
PARAGRAPH 7 OF ART. 46, TAKING INTO ACCOUNT
THE END OF THE TERM MENTIONED, AND
CONSEQUENT RENUMBERING OF THE FOLLOWING
PARAGRAPHS
2 CHANGE IN THE POSITIONS OF ALTERNATE MEMBER Mgmt For For
AND NEW RULE FOR REPLACING DIRECTORS. 2.1
ELIMINATION OF THE POSITION OF ALTERNATE
MEMBER OF THE BOARD OF DIRECTORS, EXCEPT
FOR THE MEMBER AND HIS OR HER ALTERNATE
ELECTED, IN A SEPARATE VOTE, BY THE
EMPLOYEES, ACCORDING TO THE MANAGEMENT
PROPOSAL, ARTICLE 9, PARAGRAPH 1, ARTICLE
11, PARAGRAPH 2, AND NEW, PARAGRAPHS 8, 9,
AND 12 OF ARTICLE 11. 2.2 NEW RULE FOR
REPLACEMENT OF DIRECTORS IN THE EVENT OF
IMPEDIMENT, TEMPORARY ABSENCE OR VACANCY,
ACCORDING TO THE MANAGEMENT PROPOSAL, NEW
PARAGRAPH 9 OF ARTICLE 11
3 BRINGING FLEXIBILITY IN TERMS OF THE NUMBER Mgmt For For
OF MEMBERS OF THE BOARD OF DIRECTORS, WHICH
MAY BE COMPRISED OF AT LEAST 11 AND AT MOST
13 MEMBERS, ACCORDING TO THE MANAGEMENT
PROPOSAL, HEAD PARAGRAPH OF ARTICLE 11
4 AMENDMENTS OF ITEMS REFERRING TO THE Mgmt For For
INDEPENDENCE STRUCTURE. 4.1 INCREASING THE
MINIMUM NUMBER OF INDEPENDENT MEMBERS OF
THE BOARD OF DIRECTORS, ACCORDING TO THE
MANAGEMENT PROPOSAL, ARTICLE 11, PARAGRAPH
3. 4.2 ACCORDING TO THE MANAGEMENT
PROPOSAL, INCLUDING A NEW PROVISION TO
DEFINE THE CONCEPT OF INDEPENDENT
DIRECTORS, IN LINE WITH THE BEST
INTERNATIONAL PRACTICES IN THE MARKET, NEW
PARAGRAPH 4 OF ARTICLE 11
5 PROVISIONS FOR THE CHAIRMAN AND VICE Mgmt For For
CHARMAIN. 5.1 PROVISION THAT THE CHAIRMAN
AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS
BE INDIVIDUALLY ELECTED BY THE SHAREHOLDERS
MEETING, NEW PARAGRAPH 5 OF ARTICLE 11. 5.2
CONSOLIDATION OF FORMER PARAGRAPHS 5 AND 6
OF ARTICLE 11 INTO THE NEW PARAGRAPH 8 OF
ARTICLE 11 TO ADDRESS CASES OF VACANCY OF
THE POSITIONS OF CHAIRMAN AND VICE CHAIRMAN
OF THE BOARD, AS PER THE MANAGEMENT
PROPOSAL. 5.3 PROVISION THAT THE BOARD OF
DIRECTORS SHALL BE REPRESENTED EXTERNALLY
BY ITS CHAIRMAN OR BY A DIRECTOR APPOINTED
BY THE CHAIRMAN, NEW PARAGRAPH 7 OF ARTICLE
11, AS PER THE MANAGEMENT PROPOSAL
6 INCLUSION OF THE APPOINTMENT, BY THE Mgmt For For
ELECTED INDEPENDENT MEMBERS, OF A LEAD
INDEPENDENT MEMBER, AND PROVISION OF THE
RESPECTIVE DUTIES, ACCORDING TO THE
MANAGEMENT PROPOSAL, NEW PARAGRAPH 6 OF
ARTICLE 11
7 INCLUSION OF THE PROCEDURE FOR SUBMISSION Mgmt For For
OF A VOTING LIST, INDIVIDUALLY, BY
CANDIDATE, FOR THE ELECTION OF MEMBERS OF
THE BOARD OF DIRECTORS, ACCORDING TO THE
MANAGEMENT PROPOSAL, NEW PARAGRAPH 10,
ITEMS I, II, III, IV AND VII, OF ARTICLE 11
8 PROVISION THAT, FOR THE ELECTION OF MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS, THOSE CANDIDATES
WHO RECEIVE THE HIGHEST NUMBER OF VOTES IN
FAVOR ARE CONSIDERED ELECTED, AND THOSE
CANDIDATES WHO HAVE MORE VOTES AGAINST THAN
IN FAVOR ARE EXCLUDED, SUBJECT TO THE
NUMBER OF VACANCIES TO BE FILLED, ACCORDING
TO THE MANAGEMENT PROPOSAL, NEW PARAGRAPH
10, ITEMS V AND VI, OF ARTICLE 11
9 RENUMBERING AND ADJUSTMENT TO THE WORDING Mgmt For For
IN NEW PARAGRAPHS 11 AND 12 OF ARTICLE 11,
ACCORDING TO THE MANAGEMENT PROPOSAL
10 AMENDMENT TO THE HEAD PARAGRAPH OF ARTICLE Mgmt For For
12 TO REDUCE THE NUMBER OF ORDINARY
MEETINGS AND AMEND THE MINIMUM NUMBER OF
MEMBERS TO CALL A MEETING OF THE BOARD OF
DIRECTORS, ACCORDING TO THE MANAGEMENT
PROPOSAL
11 AMENDMENTS ON THE RESPONSIBILITIES OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE BOARD.
11.1 INCLUSION IN ARTICLE 14, ITEM VI, OF
THE SAFETY OF PEOPLE AS A FACTOR TO BE
CONSIDERED WHEN ESTABLISHING THE PURPOSE,
GUIDELINES AND STRATEGIC PLAN OF THE
COMPANY, ACCORDING TO THE MANAGEMENT
PROPOSAL. 11.2 INCLUSION TO EXPRESSLY STATE
PRACTICES ALREADY ADOPTED BY MANAGEMENT,
FOR APPROVAL OF THE COMPANYS PURPOSES,
ACCORDING TO THE MANAGEMENT PROPOSAL,
ARTICLE 14, ITEM VII AND ARTICLE 29, IV.
11.3 INCLUSION IN ARTICLE 14, ITEM XXII,
THAT THE BOARD OF DIRECTORS SHALL ACT AS
GUARDIAN OF THE COMPANYS CULTURE, AND
RENUMBERING OF THE FOLLOWING ITEMS,
ACCORDING TO THE MANAGEMENT PROPOSAL. 11.4
INCLUSION IN ARTICLE 29, ITEM III, OF
PRACTICES ALREADY ADOPTED BY THE EXECUTIVE
BOARD, IN THE SENSE OF PROTECTING THE
SAFETY OF PEOPLE AND THE ENVIRONMENT WHERE
THE COMPANY OPERATES, ACCORDING TO THE
MANAGEMENT PROPOSAL
12 PROVISIONS ABOUT THE COMMITTEES AND THE Mgmt For For
COMMITTEES COORDINATORS. 12.1 AMENDMENT IN
ARTICLE 15, HEAD PARAGRAPH, OF THE NUMBER
OF PERMANENT ADVISORY COMMITTEES, INCLUSION
OF THE COMPENSATION SCOPE FOR THE PERSONNEL
AND GOVERNANCE COMMITTEE AND INCLUSION OF
THE NOMINATION AND INNOVATION COMMITTEES,
ACCORDING TO THE MANAGEMENT PROPOSAL. 12.2
ACCORDING TO THE MANAGEMENT PROPOSAL,
INCLUSION IN ARTICLE 15, PARAGRAPH 3, TO
REGULATE HOW TO CHOOSE THE ADVISORY
COMMITTEES COORDINATORS
13 AMENDMENT OF ARTICLE 23, PARAGRAPH 3, TO Mgmt For For
INCREASE THE TERM OF OFFICE OF THE MEMBERS
OF THE EXECUTIVE BOARD, ACCORDING TO THE
MANAGEMENT PROPOSAL
14 TO CONSOLIDE THE CORPORATE BYLAWS IN ORDER Mgmt For For
TO REFLECT THE AMENDMENTS APPROVED AT THE
SHAREHOLDERS MEETING
--------------------------------------------------------------------------------------------------------------------------
VALE SA Agenda Number: 713707668
--------------------------------------------------------------------------------------------------------------------------
Security: P9661Q155
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRVALEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 APPRECIATION OF THE REPORT FROM Mgmt No vote
ADMINISTRATION AND ACCOUNTS, AND
EXAMINATION, DISCUSSION AND VOTING OF THE
FINANCIAL STATEMENTS, FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2020
2 RESOLVE ON THE ALLOCATION OF THE RESULTS Mgmt No vote
FOR THE FISCAL YEAR ENDED ON DECEMBER 31,
2020, UNDER THE TERMS OF THE PROPOSAL FOR
ALLOCATION OF RESULTS
3 DEFINE THE NUMBER OF MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS, AS PROPOSED BY MANAGEMENT, IN
13 MEMBERS AND 1 ALTERNATE MEMBER
4 DO YOU WANT TO REQUEST THE ADOPTION OF THE Mgmt No vote
MULTIPLE VOTING PROCESS FOR THE ELECTION OF
THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE
141 OF LAW NO. 6.404, OF DECEMBER 15, 1976,
AS AMENDED LAW NO. 6.404.1976
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 16 Non-Voting
CANDIDATES TO BE ELECTED AS DIRECTORS,
THERE IS ONLY 12 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON
ONLY 12 OF THE 16 DIRECTORS AND TO SELECT
'CLEAR' FOR THE OTHERS. THANK YOU
5.1 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . JOSE LUCIANO DUARTE
PENIDO, INDEPENDENT
5.2 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . FERNANDO JORGE BUSO
GOMES
5.3 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . CLINTON JAMES DINES,
INDEPENDENT. IF ELECTED, WILL TAKE OFFICE
ON AUGUST 1, 2021
5.4 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . EDUARDO DE OLIVEIRA
RODRIGUES FILHO
5.5 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . ELAINE DORWARD KING,
INDEPENDENT
5.6 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . JOSE MAURICIO
PEREIRA COELHO
5.7 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . KEN YASUHARA
5.8 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . MANUEL LINO SILVA DE
SOUSA OLIVEIRA, OLLIE OLIVEIRA,
INDEPENDENT. IF ELECTED, WILL TAKE OFFICE
ON AUGUST 1, 2021
5.9 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . MARIA FERNANDA DOS
SANTOS TEIXEIRA, INDEPENDENT
5.10 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . MURILO CESAR LEMOS
DOS SANTOS PASSO, INDEPENDENT
5.11 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . ROGER ALLAN DOWNEY,
INDEPENDENT
5.12 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . SANDRA MARIA GUERRA
DE AZEVEDO, INDEPENDENT
5.13 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . MARCELO GASPARINO DA
SILVA, INDEPENDENT
5.14 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . MAURO GENTILE
RODRIGUES CUNHA, INDEPENDENT
5.15 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . ROBERTO DA CUNHA
CASTELLO BRANCO, INDEPENDENT
5.16 ELECTION OF A MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS, POSITIONS LIMIT TO BE COMPLETED,
12 THE SHAREHOLDER CAN INDICATE AS MANY
CANDIDATES AS THERE ARE VACANCIES TO BE
FILLED IN THE GENERAL ELECTION. THE VOTES
INDICATED IN THIS FIELD WILL BE DISREGARDED
IN THE EVENT THE SHAREHOLDER WHO OWNS
SHARES WITH VOTING RIGHTS ALSO FILLS OUT
THE FIELDS PRESENT IN THE SEPARATE ELECTION
OF A MEMBER OF THE BOARD OF DIRECTORS AND
THE SEPARATE ELECTION THAT IS DEALT WITH IN
THESE FIELDS OCCURS. . RACHEL DE OLIVEIRA
MAIA, INDEPENDENT
CMMT FOR THE PROPOSAL 6 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 7.1 TO 7.16. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
6 IN THE EVENT OF THE ADOPTION OF THE Mgmt No vote
CUMULATIVE VOTING PROCESS, SHOULD THE VOTES
CORRESPONDING TO YOUR SHARES BE DISTRIBUTED
IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF
THE SLATE THAT YOU HAVE CHOSEN. IF THE
SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS THROUGH THE CUMULATIVE
VOTING PROCESS, HIS VOTE MUST BE COUNTED AS
ABSTENTION IN THE RESPECTIVE RESOLUTION OF
THE MEETING
7.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
JOSE LUCIANO DUARTE PENIDO, INDEPENDENT
7.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
FERNANDO JORGE BUSO GOMES
7.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
CLINTON JAMES DINES, INDEPENDENT. IF
ELECTED, WILL TAKE OFFICE ON AUGUST 1, 2021
7.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
EDUARDO DE OLIVEIRA RODRIGUES FILHO
7.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
ELAINE DORWARD KING, INDEPENDENT
7.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
JOSE MAURICIO PEREIRA COELHO
7.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
KEN YASUHARA
7.8 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
MANUEL LINO SILVA DE SOUSA OLIVEIRA, OLLIE
OLIVEIRA, INDEPENDENT. IF ELECTED, WILL
TAKE OFFICE ON AUGUST 1, 2021
7.9 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
MARIA FERNANDA DOS SANTOS TEIXEIRA,
INDEPENDENT
7.10 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
MURILO CESAR LEMOS DOS SANTOS PASSOS,
INDEPENDENT
7.11 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
ROGER ALLAN DOWNEY, INDEPENDENT
7.12 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
SANDRA MARIA GUERRA DE AZEVEDO, INDEPENDENT
7.13 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARCELO GASPARINO DA SILVA, INDEPENDENT
7.14 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
MAURO GENTILE RODRIGUES CUNHA, INDEPENDENT
7.15 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
ROBERTO DA CUNHA CASTELLO BRANCO,
INDEPENDENT
7.16 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt No vote
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. .
RACHEL DE OLIVEIRA MAIA, INDEPENDENT
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
8 TO ELECT MR JOSE LUCIANO DUARTE PENIDO Mgmt No vote
INDEPENDENT AS CHAIRMAN OF THE BOARD OF
DIRECTORS IF HE IS ELECTED MEMBER OF THE
BOARD OF DIRECTORS. IF THE SHAREHOLDER
CHOOSES TO VOTE FOR, THE SHAREHOLDER MUST
DISREGARD ITEM 9 AND MOVE ON TO ITEM 10. IF
THE SHAREHOLDER VOTES FOR IN BOTH ITEMS 8
AND 9, BOTH VOTES CANNOT BE CONSIDERED,
BEING COUNTED AS ABSTENTION IN THE DECISION
TO ELECT THE CHAIRMAN OF THE BOARD
9 TO ELECT MR. ROBERTO DA CUNHA CASTELLO Mgmt No vote
BRANCO, INDEPENDENT AS CHAIRMAN OF THE
BOARD OF DIRECTORS, IF ELECTED AS A MEMBER
OF THE BOARD OF DIRECTORS. IF THE
SHAREHOLDER CHOOSES TO VOTE FOR, THE
SHAREHOLDER MUST DISREGARD ITEM 8. IF THE
SHAREHOLDER VOTES FOR IN BOTH ITEMS 8 AND
9, BOTH VOTES CANNOT BE CONSIDERED, BEING
COUNTED AS ABSTENTION IN THE DECISION TO
ELECT THE CHAIRMAN OF THE BOARD
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO INDICATE A PREFERENCE ON THIS
RESOLUTION, ONLY 1 CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR ABSTAIN THANK YOU
10 ELECT MR. FERNANDO JORGE BUSO GOMES AS VICE Mgmt No vote
CHAIRMAN OF THE BOARD OF DIRECTORS, IF
ELECTED MEMBER OF THE BOARD OF DIRECTORS.
IF THE SHAREHOLDER CHOOSES TO VOTE FOR, THE
SHAREHOLDER MUST DISREGARD ITEM 11 AND MOVE
ON TO ITEM 12. IF THE SHAREHOLDER VOTES FOR
IN BOTH ITEMS 11 AND 12, BOTH VOTES CANNOT
BE CONSIDERED, BEING COUNTED AS ABSTENTION
IN THE DECISION TO ELECT THE CHAIRMAN OF
THE BOARD
11 TO ELECT MR. MAURO GENTILE RODRIGUES CUNHA Mgmt No vote
AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS,
IF ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS. IF THE SHAREHOLDER CHOOSES TO
VOTE FOR, THE SHAREHOLDER MUST DISREGARD
ITEM 11. IF THE SHAREHOLDER VOTES FOR IN
BOTH ITEMS 11 AND 12, BOTH VOTES CANNOT BE
CONSIDERED, BEING COUNTED AS ABSTENTION IN
THE DECISION TO ELECT THE CHAIRMAN OF THE
BOARD
12.1 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt No vote
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 4
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. . CRISTINA
FONTES DOHERTY, EFFECTIVE. NELSON DE
MENEZES FILHO, SUBSTITUTE
12.2 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt No vote
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 4
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. . MARCUS
VINICIUS DIAS SEVERINI, EFFECTIVE. VERA
ELIAS, SUBSTITUTE
12.3 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt No vote
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 4
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. . MARCELO
MORAES, EFFECTIVE
12.4 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt No vote
COUNCIL, POSITIONS LIMIT TO BE COMPLETED, 4
THE SHAREHOLDER MAY APPOINT AS MANY
CANDIDATES AS THE NUMBER OF VACANCIES TO BE
FILLED AT THE GENERAL ELECTION. . RAPHAEL
MANHAES MARTINS, EFFECTIVE. ADRIANA DE
ANDRADE SOLE, SUBSTITUTE
13 ESTABLISHMENT OF THE COMPENSATION FOR THE Mgmt No vote
MANAGEMENT AND THE MEMBERS OF THE FISCAL
COUNCIL FOR THE YEAR 2021, UNDER THE TERMS
OF THE MANAGEMENT PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
VALE SA Agenda Number: 713697350
--------------------------------------------------------------------------------------------------------------------------
Security: P9661Q155
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: BRVALEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 APPROVE THE COMPANY'S SHARE BASED Mgmt For For
COMPENSATION PLAN
2 PURSUANT TO ARTICLES 224 AND 225 OF LAW Mgmt For For
6,404.76, APPROVE THE PROTOCOLS AND
JUSTIFICATIONS FOR THE INCORPORATION OF
COMPANHIA PAULISTA DE FERROLIGAS CPFL AND
VALESUL ALUMINIO S.A. VALESUL BY VALE
3 RATIFY THE APPOINTMENT OF MACSO LEGATE Mgmt For For
AUDITORES INDEPENDENTES MACSO, A
SPECIALIZED COMPANY CONTRACTED TO ASSESS
CPFL AND VALESUL
4 APPROVE THE APPRAISAL REPORTS, PREPARED BY Mgmt For For
MACSO
5 APPROVE THE INCORPORATIONS, WITHOUT CAPITAL Mgmt For For
INCREASE AND WITHOUT THE ISSUANCE OF NEW
SHARES, OF CPFL AND VALESUL BY VALE
6 PURSUANT TO ARTICLES 224 AND 225 OF LAW Mgmt For For
6,404.76, APPROVE THE PROTOCOL AND
JUSTIFICATION FOR THE PARTIAL SPIN OFF OF
MINERACOES BRASILEIRAS REUNIDAS S.A. MBR,
FOLLOWED BY THE INCORPORATION OF THE SPUN
OFF PORTION BY VALE
7 RATIFY THE APPOINTMENT OF MACSO, A Mgmt For For
SPECIALIZED COMPANY, HIRED TO ASSESS THE
NET ASSETS TO BE SPUN OFF, FORMED BY
CERTAIN MBR ASSETS AND LIABILITIES MBR SPUN
OFF COLLECTION FOR INCORPORATION BY VALE
8 APPROVE THE APPRAISAL REPORT, PREPARED BY Mgmt For For
MACSO
9 APPROVE THE INCORPORATION, WITHOUT CAPITAL Mgmt For For
INCREASE AND WITHOUT THE ISSUANCE OF NEW
SHARES, OF THE MBR SPUN OFF COLLECTION BY
VALE
--------------------------------------------------------------------------------------------------------------------------
WEG SA Agenda Number: 713727456
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT Mgmt For For
REPORT, FINANCIAL STATEMENTS, INDEPENDENT
AUDITORS REPORT, FISCAL COUNCIL OPINION AND
OTHER DOCUMENTS RELATING TO THE FISCAL YEAR
ENDED DECEMBER 31, 2020
2 APPROVAL ON THE DESTINATION OF THE NET Mgmt For For
EARNINGS OF THE FISCAL YEAR AND THE CAPITAL
BUDGET FOR 2021 AS PROPOSED BY THE BOARD OF
DIRECTORS, AS WELL AS, RATIFY THE DIVIDEND
AND INTEREST ON STOCKHOLDERS EQUITY, AS
PREVIOUSLY ANNOUNCED BY THE BOARD OF
DIRECTORS
3 DECIDE UPON MANAGEMENTS GLOBAL ANNUAL PAY Mgmt For For
4 ELECTION OF THE FISCAL COUNCIL BY SINGLE Mgmt For For
SLATE. INDICATION OF EACH SLATE OF
CANDIDATES AND OF ALL THE NAMES THAT ARE ON
IT. ALIDOR LUEDERS AND ILARIO BRUCH.
VANDERLEI DOMINGUEZ DA ROSA AND PAULO
ROBERTO FRANCESCHI
5 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt For For
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
6 SEPARATE ELECTION OF THE FISCAL COUNCIL, Mgmt For For
COMMON SHARES. SEPARATE ELECTION OF A
MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS HOLDING VOTING SHARES, THE
SHAREHOLDER CAN ONLY FILL IN THIS FIELD IF
HE HAS LEFT THE GENERAL ELECTION FIELD
BLANK. LUCIA MARIA MARTINS CASASANTA AND
PATRICIA VALENTE STIERLI
7 DECIDE UPON FISCAL COUNCILS PAY Mgmt For For
8 APPROVE THE NEWSPAPERS USED FOR THE LEGAL Mgmt For For
ANNOUNCEMENTS AND DISCLOSURES
--------------------------------------------------------------------------------------------------------------------------
WEG SA Agenda Number: 713727444
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: EGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE ON THE PROPOSAL TO STOCK SPLIT OF Mgmt For For
THE COMMON SHARES ISSUED BY THE COMPANY,
PASSING EACH 1 ONE COMMON SHARE
REPRESENTING 2 TWO COMMON SHARES, WITHOUT
INCREASING THE CAPITAL STOCK
2 EXAMINE, DISCUSS AND VOTE ON THE PROPOSAL Mgmt For For
OF THE BOARD OF DIRECTORS REGARDING
AMENDMENTS TO THE BYLAWS TO ACCOMMODATE THE
PREVIOUS TOPIC PROPOSAL, IF APPROVED, AS
WELL AS TO INCORPORATE THE PURPOSES WHAT IS
DETERMINED BY THE NEW VERSION NOVO MERCADO
LISTING REGULATION BY B3 AND THE CORPORATE
GOVERNANCE REPORT APPROVED BY THE BRAZILIAN
SECURITIES AND EXCHANGE COMMISSION CVM
3 CONSOLIDATION OF THE BYLAWS AIMING AT Mgmt For For
ADJUSTING THE RESOLUTIONS APPROVED BY THE
GENERAL SHAREHOLDERS MEETING IN RELATION TO
THE PREVIOUS ITEM
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 935243042
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Annual
Meeting Date: 13-Jul-2020
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive, consider and adopt the Audited Mgmt For For
Financial Statements of the Company
(including consolidated financial
statements) for the financial year ended
March 31, 2020, together with the Reports
of the Board of Directors and Auditors
thereon.
O2 To confirm the payment of Interim Dividend Mgmt For For
of INR 1 per equity share already paid
during the year as the Final Dividend for
the Financial Year 2019-20.
O3 To consider appointment of a Director in Mgmt For For
place of Mr. Azim H. Premji (DIN: 00234280)
who retires by rotation and being eligible,
offers himself for re-appointment.
S4 Appointment of Mr. Thierry Delaporte (DIN: Mgmt For For
08107242), as the Chief Executive Officer
and Managing Director of the Company.
S5 Appointment of Mr. Deepak M. Satwalekar Mgmt For For
(DIN: 00009627) as an Independent Director
of the Company.
--------------------------------------------------------------------------------------------------------------------------
WIPRO LIMITED Agenda Number: 935291889
--------------------------------------------------------------------------------------------------------------------------
Security: 97651M109
Meeting Type: Special
Meeting Date: 18-Nov-2020
Ticker: WIT
ISIN: US97651M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval for Buyback of Equity Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WNS (HOLDINGS) LIMITED Agenda Number: 935265113
--------------------------------------------------------------------------------------------------------------------------
Security: 92932M101
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: WNS
ISIN: US92932M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the audited annual accounts of Mgmt For For
the Company for the financial year ended
March 31, 2020, together with the auditors'
report.
2. Re-appointment of Grant Thornton India LLP Mgmt For For
as the auditors of the Company.
3. Approval of auditors' remuneration for the Mgmt For For
financial year ending March 31, 2021.
4. Re-election of the Class II Director, Mr. Mgmt For For
Michael Menezes.
5. Re-election of the Class II Director, Mr. Mgmt For For
Keith Haviland.
6. Re-election of the Class II Director, Mr. Mgmt For For
Keshav R Murugesh.
7. Approval of Directors' remuneration for the Mgmt For For
period from the Annual General Meeting
until the next annual general meeting of
the Company to be held in respect of the
financial year ending March 31, 2021.
8. Increase in the Ordinary Shares/American Mgmt For For
Depositary Shares, ("ADSs") available for
grant under the Company's 2016 Incentive
Award Plan as may be amended and restated
pursuant to and in accordance with terms
thereof ("the 2016 Incentive Award Plan")
by 2.2 Million Ordinary Shares/ADSs
(representing 4.4% of the total outstanding
share capital as at June 30, 2020) and the
adoption of Company's Second Amended and
Restated 2016 Incentive Award Plan to
reflect such increase, substantially in the
form set out in Appendix B to this Proxy
Statement.
9. To authorize the purchase of ADSs, Mgmt For For
effective from April 1, 2021("the Effective
Date") and up to (and excluding) the date
of the third anniversary of the Effective
Date, subject to a minimum and maximum
price and an aggregate limit on the ADSs to
be purchased (the "Repurchase Plan.").
Freedom Day Dividend ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Gadsden Dynamic Multi-Asset ETF
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935342749
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nicholas K. Akins Mgmt For For
1B. Election of Director: David J. Anderson Mgmt For For
1C. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1D. Election of Director: Art A. Garcia Mgmt For For
1E. Election of Director: Linda A. Goodspeed Mgmt For For
1F. Election of Director: Thomas E. Hoaglin Mgmt For For
1G. Election of Director: Sandra Beach Lin Mgmt For For
1H. Election of Director: Margaret M. McCarthy Mgmt For For
1I. Election of Director: Stephen S. Rasmussen Mgmt For For
1J. Election of Director: Oliver G. Richard III Mgmt For For
1K. Election of Director: Daryl Roberts Mgmt For For
1L. Election of Director: Sara Martinez Tucker Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr Against For
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CROWN HOLDINGS, INC. Agenda Number: 935352601
--------------------------------------------------------------------------------------------------------------------------
Security: 228368106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: CCK
ISIN: US2283681060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Conway Mgmt For For
Timothy J. Donahue Mgmt For For
Richard H. Fearon Mgmt For For
Andrea J. Funk Mgmt For For
Stephen J. Hagge Mgmt For For
Rose Lee Mgmt For For
James H. Miller Mgmt For For
Josef M. Muller Mgmt For For
B. Craig Owens Mgmt For For
Caesar F. Sweitzer Mgmt For For
Jim L. Turner Mgmt For For
William S. Urkiel Mgmt For For
Dwayne A. Wilson Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors for the fiscal year
ending December 31, 2021.
3. Approval by advisory vote of the resolution Mgmt For For
on executive compensation as described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935378338
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt For For
Susan K. Avery Mgmt For For
Angela F. Braly Mgmt For For
Ursula M. Burns Mgmt For For
Kenneth C. Frazier Mgmt For For
Joseph L. Hooley Mgmt For For
Steven A. Kandarian Mgmt For For
Douglas R. Oberhelman Mgmt For For
Samuel J. Palmisano Mgmt For For
Jeffrey W. Ubben Mgmt For For
Darren W. Woods Mgmt For For
Wan Zulkiflee Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Independent Chairman. Shr Against For
5. Special Shareholder Meetings. Shr Against For
6. Report on Scenario Analysis. Shr Against For
7. Report on Environmental Expenditures. Shr Against For
8. Report on Political Contributions. Shr Against For
9. Report on Lobbying. Shr Against For
10. Report on Climate Lobbying. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr For Against
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
--------------------------------------------------------------------------------------------------------------------------
MARTIN MARIETTA MATERIALS, INC. Agenda Number: 935406238
--------------------------------------------------------------------------------------------------------------------------
Security: 573284106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: MLM
ISIN: US5732841060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dorothy M. Ables Mgmt For For
1B. Election of Director: Sue W. Cole Mgmt For For
1C. Election of Director: Smith W. Davis Mgmt For For
1D. Election of Director: Anthony R. Foxx Mgmt For For
1E. Election of Director: John J. Koraleski Mgmt For For
1F. Election of Director: C. Howard Nye Mgmt For For
1G. Election of Director: Laree E. Perez Mgmt For For
1H. Election of Director: Thomas H. Pike Mgmt For For
1I. Election of Director: Michael J. Quillen Mgmt For For
1J. Election of Director: Donald W. Slager Mgmt For For
1K. Election of Director: David C. Wajsgras Mgmt For For
2. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers as independent
auditors.
3. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of Martin Marietta
Materials, Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
PENN NATIONAL GAMING, INC. Agenda Number: 935411291
--------------------------------------------------------------------------------------------------------------------------
Security: 707569109
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: PENN
ISIN: US7075691094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Handler Mgmt For For
John M. Jacquemin Mgmt For For
2. Approval of the Company's Second Amended Mgmt For For
and Restated Articles of Incorporation to
increase the number of authorized shares of
common stock from 200,000,000 to
400,000,000.
3. Approval of the Company's Amended and Mgmt For For
Restated 2018 Long Term Incentive
Compensation Plan.
4. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
2021 fiscal year.
5. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PG&E CORPORATION Agenda Number: 935380650
--------------------------------------------------------------------------------------------------------------------------
Security: 69331C108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: PCG
ISIN: US69331C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl F. Campbell Mgmt For For
1B. Election of Director: Kerry W. Cooper Mgmt For For
1C. Election of Director: Arno L. Harris Mgmt For For
1D. Election of Director: Michael R. Niggli Mgmt For For
1E. Election of Director: Oluwadara J. Treseder Mgmt For For
1F. Election of Director: Benjamin F. Wilson Mgmt For For
2. Ratification of Deloitte and Touche, LLP as Mgmt For For
the Independent Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Management Proposal to Approve the PG&E Mgmt For For
Corporation 2021 Long- Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt For For
2. Approval of the Remuneration Policy Mgmt For For
3. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt For For
Report
5. To re-elect Megan Clark AC as a director Mgmt For For
6. To re-elect Hinda Gharbi as a director Mgmt For For
7. To re-elect Simon Henry as a director Mgmt For For
8. To re-elect Sam Laidlaw as a director Mgmt For For
9. To re-elect Simon McKeon AO as a director Mgmt For For
10. To re-elect Jennifer Nason as a director Mgmt For For
11. To re-elect Jakob Stausholm as a director Mgmt For For
12. To re-elect Simon Thompson as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re- appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Renewal of and amendment to the Rio Tinto Mgmt For For
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt For For
UK Share Plan
19. General authority to allot shares Mgmt For For
20. Disapplication of pre-emption rights Mgmt For For
21. Authority to purchase Rio Tinto plc shares Mgmt For For
22. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935338170
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 07-Apr-2021
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Patrick de La Mgmt For For
Chevardiere
1.2 Election of Director: Miguel M. Galuccio Mgmt For For
1.3 Election of Director: Olivier Le Peuch Mgmt For For
1.4 Election of Director: Tatiana A. Mitrova Mgmt For For
1.5 Election of Director: Maria M. Hanssen Mgmt For For
1.6 Election of Director: Mark G. Papa Mgmt For For
1.7 Election of Director: Henri Seydoux Mgmt For For
1.8 Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to Mgmt For For
approve our executive compensation.
3. Approval of our consolidated balance sheet Mgmt For For
as of December 31, 2020; our consolidated
statement of income for the year ended
December 31, 2020; and our Board of
Directors' declarations of dividends in
2020, as reflected in our 2020 Annual
Report to Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2021.
5. Approval of an amendment and restatement of Mgmt For For
the 2017 Schlumberger Omnibus Stock
Incentive Plan.
6. Approval of an amendment and restatement of Mgmt For For
the Schlumberger Discounted Stock Purchase
Plan.
7. Approval of an amendment and restatement of Mgmt For For
the 2004 Stock and Deferral Plan for
Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935328206
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2021
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Robert A. Chapek Mgmt For For
1E. Election of Director: Francis A. deSouza Mgmt For For
1F. Election of Director: Michael B.G. Froman Mgmt For For
1G. Election of Director: Robert A. Iger Mgmt For For
1H. Election of Director: Maria Elena Mgmt For For
Lagomasino
1I. Election of Director: Mark G. Parker Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
registered public accountants for fiscal
2021.
3. To approve the advisory resolution on Mgmt For For
executive compensation.
4. Shareholder proposal requesting an annual Shr Against For
report disclosing information regarding the
Company's lobbying policies and activities.
5. Shareholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
--------------------------------------------------------------------------------------------------------------------------
TRANSDIGM GROUP INCORPORATED Agenda Number: 935331873
--------------------------------------------------------------------------------------------------------------------------
Security: 893641100
Meeting Type: Annual
Meeting Date: 18-Mar-2021
Ticker: TDG
ISIN: US8936411003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Barr Mgmt For For
Mervin Dunn Mgmt For For
Michael Graff Mgmt For For
Sean Hennessy Mgmt For For
W. Nicholas Howley Mgmt For For
Raymond Laubenthal Mgmt For For
Gary E. McCullough Mgmt For For
Michele Santana Mgmt For For
Robert Small Mgmt For For
John Staer Mgmt For For
Kevin Stein Mgmt For For
2. To approve (in an advisory vote) Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent
accountants for the fiscal year ending
September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION Agenda Number: 935348979
--------------------------------------------------------------------------------------------------------------------------
Security: 912909108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: X
ISIN: US9129091081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: John J. Engel Mgmt For For
1D. Election of Director: John V. Faraci Mgmt For For
1E. Election of Director: Murry S. Gerber Mgmt For For
1F. Election of Director: Jeh C. Johnson Mgmt For For
1G. Election of Director: Paul A. Mascarenas Mgmt For For
1H. Election of Director: Michael H. McGarry Mgmt For For
1I. Election of Director: Eugene B. Sperling Mgmt For For
1J. Election of Director: David S. Sutherland Mgmt For For
1K. Election of Director: Patricia A. Tracey Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of certain executive
officers.
3. Ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm.
4. Approval of the Amended and Restated 2016 Mgmt For For
Omnibus Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY Agenda Number: 935362917
--------------------------------------------------------------------------------------------------------------------------
Security: 929160109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: VMC
ISIN: US9291601097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Fanning Mgmt For For
1B. Election of Director: J. Thomas Hill Mgmt For For
1C. Election of Director: Cynthia L. Hostetler Mgmt For For
1D. Election of Director: Richard T. O'Brien Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
Merlyn.AI Best-of-Breed Core Momentum ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Merlyn.AI Bull-Rider Bear-Fighter ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Merlyn.AI SectorSurfer Momentum ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Merlyn.AI Tactical Growth and Income ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
UPHOLDINGS Compound Kings ETF
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 713491455
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: EGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. PROPOSAL APPOINTMENT ALEXANDER MATTHEY AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD WITH THE
TITLE CHIEF TECHNOLOGY OFFICER
3. PROPOSAL APPOINTMENT CAOIMHE TREASA KEOGAN Mgmt For For
AS MEMBER OF THE SUPERVISORY BOARD
4. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC. Agenda Number: 935371132
--------------------------------------------------------------------------------------------------------------------------
Security: 016255101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ALGN
ISIN: US0162551016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. Dallas Mgmt For For
1B. Election of Director: Joseph M. Hogan Mgmt For For
1C. Election of Director: Joseph Lacob Mgmt For For
1D. Election of Director: C. Raymond Larkin, Mgmt For For
Jr.
1E. Election of Director: George J. Morrow Mgmt For For
1F. Election of Director: Anne M. Myong Mgmt For For
1G. Election of Director: Andrea L. Saia Mgmt For For
1H. Election of Director: Greg J. Santora Mgmt For For
1I. Election of Director: Susan E. Siegel Mgmt For For
1J. Election of Director: Warren S. Thaler Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTANTS: Proposal to
ratify the appointment of
PricewaterhouseCoopers LLP as Align
Technology, Inc.'s independent registered
public accountants for the fiscal year
ending December 31, 2021.
3. BYLAW AMENDMENT: Ratify an Amendment of our Mgmt For For
Bylaws to designate Delaware and the
District Courts of the United States as the
Exclusive Forums for adjudication of
certain disputes.
4. APPROVAL OF AMENDED STOCK PLAN: Approve the Mgmt For For
Amendment and Restatement of our 2010
Employee Stock Purchase Plan.
5. ADVISORY VOTE ON NAMED EXECUTIVES Mgmt For For
COMPENSATION: Consider an Advisory Vote to
Approve the Compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935406264
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Larry Page Mgmt For For
1B. Election of Director: Sergey Brin Mgmt For For
1C. Election of Director: Sundar Pichai Mgmt For For
1D. Election of Director: John L. Hennessy Mgmt For For
1E. Election of Director: Frances H. Arnold Mgmt For For
1F. Election of Director: L. John Doerr Mgmt For For
1G. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1H. Election of Director: Ann Mather Mgmt For For
1I. Election of Director: Alan R. Mulally Mgmt For For
1J. Election of Director: K. Ram Shriram Mgmt For For
1K. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Approval of Alphabet's 2021 Stock Plan. Mgmt For For
4. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
5. A stockholder proposal regarding the Shr Against For
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
6. A stockholder proposal regarding a report Shr Against For
on sustainability metrics, if properly
presented at the meeting.
7. A stockholder proposal regarding a report Shr For Against
on takedown requests, if properly presented
at the meeting.
8. A stockholder proposal regarding a report Shr Against For
on whistleblower policies and practices, if
properly presented at the meeting.
9. A stockholder proposal regarding a report Shr For Against
on charitable contributions, if properly
presented at the meeting.
10. A stockholder proposal regarding a report Shr Against For
on risks related to anticompetitive
practices, if properly presented at the
meeting.
11. A stockholder proposal regarding a Shr Against For
transition to a public benefit corporation,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
ARCH CAPITAL GROUP LTD. Agenda Number: 935361686
--------------------------------------------------------------------------------------------------------------------------
Security: G0450A105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ACGL
ISIN: BMG0450A1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for a term of Mgmt For For
three years: Eric W. Doppstadt
1B. Election of Class II Director for a term of Mgmt For For
three years: Laurie S. Goodman
1C. Election of Class II Director for a term of Mgmt For For
three years: John M. Pasquesi
1D. Election of Class II Director for a term of Mgmt For For
three years: Thomas R. Watjen
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. To appoint PricewaterhouseCoopers LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
4A. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Robert Appleby
4B. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Matthew Dragonetti
4C. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Seamus Fearon
4D. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: H. Beau Franklin
4E. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Jerome Halgan
4F. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: James Haney
4G. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Chris Hovey
4H. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: W. Preston Hutchings
4I. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Pierre Jal
4J. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Francois Morin
4K. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: David J. Mulholland
4L. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Chiara Nannini
4M. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Tim Peckett
4N. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Maamoun Rajeh
4O. To Elect the nominee listed as Designated Mgmt For For
Company Director so that they may be
elected directors of certain of our
non-U.S. subsidiaries: Roderick Romeo
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935404599
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Michael K.
Parks
1B. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Robert L.
Rosen
1C. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Bennett
Rosenthal
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr Against For
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr Against For
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED Agenda Number: 935346103
--------------------------------------------------------------------------------------------------------------------------
Security: 222795502
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CUZ
ISIN: US2227955026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles T. Cannada Mgmt For For
1B. Election of Director: Robert M. Chapman Mgmt For For
1C. Election of Director: M. Colin Connolly Mgmt For For
1D. Election of Director: Scott W. Fordham Mgmt For For
1E. Election of Director: Lillian C. Giornelli Mgmt For For
1F. Election of Director: R. Kent Griffin, Jr. Mgmt For For
1G. Election of Director: Donna W. Hyland Mgmt For For
1H. Election of Director: R. Dary Stone Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr Against For
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
JD.COM, INC. Agenda Number: 935446016
--------------------------------------------------------------------------------------------------------------------------
Security: 47215P106
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: JD
ISIN: US47215P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Company's dual foreign name.
2. As a special resolution: Resolution No. 2 Mgmt For For
set out in the Notice of the Annual General
Meeting to approve the adoption of the
Second Amended and Restated Memorandum of
Association and Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
NCR CORPORATION Agenda Number: 935341278
--------------------------------------------------------------------------------------------------------------------------
Security: 62886E108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NCR
ISIN: US62886E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Begor Mgmt For For
1B. Election of Director: Gregory Blank Mgmt For For
1C. Election of Director: Catherine L. Burke Mgmt For For
1D. Election of Director: Deborah A. Farrington Mgmt For For
1E. Election of Director: Michael D. Hayford Mgmt For For
1F. Election of Director: Georgette D. Kiser Mgmt For For
1G. Election of Director: Kirk T. Larsen Mgmt For For
1H. Election of Director: Frank R. Martire Mgmt For For
1I. Election of Director: Martin Mucci Mgmt For For
1J. Election of Director: Matthew A. Thompson Mgmt For For
2. To approve, on a non-binding and advisory Mgmt For For
basis, the compensation of the named
executive officers as more particularly
described in the proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021 as more particularly described in
the proxy materials.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt For For
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING Agenda Number: 935396829
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Special
Meeting Date: 26-May-2021
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its Board of Directors
and subject to the conditions set forth in
the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
SIXTH STREET SPECIALTY LENDING Agenda Number: 935389797
--------------------------------------------------------------------------------------------------------------------------
Security: 83012A109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TSLX
ISIN: US83012A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Higginbotham Mgmt For For
David Stiepleman Mgmt For For
Ronald Tanemura Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt For For
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt For For
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 935391843
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William Ackman Mgmt For For
1B. Election of Director: Adam Flatto Mgmt For For
1C. Election of Director: Jeffrey Furber Mgmt For For
1D. Election of Director: Beth Kaplan Mgmt For For
1E. Election of Director: Allen Model Mgmt For For
1F. Election of Director: David O'Reilly Mgmt For For
1G. Election of Director: R. Scot Sellers Mgmt For For
1H. Election of Director: Steven Shepsman Mgmt For For
1I. Election of Director: Mary Ann Tighe Mgmt For For
1J. Election of Director: Anthony Williams Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation (Say-on-Pay).
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
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WORKDAY, INC. Agenda Number: 935410477
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: WDAY
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Aneel Bhusri Mgmt For For
Ann-Marie Campbell Mgmt For For
David A. Duffield Mgmt For For
Lee J. Styslinger III Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Workday's independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes
concerning the compensation of our named
executive officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Alpha Architect ETF Trust
By (Signature) /s/ Wesley R Gray
Name Wesley R Gray
Title President
Date 08/23/2021