UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
DATE OF FISCAL YEAR END: 04/30
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Aptus Collared Income Opportunity ETF
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ABBOTT LABORATORIES Agenda Number: 935345125
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Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Abstain Against
6. Shareholder Proposal - Report on Racial Shr Against For
Justice.
7. Shareholder Proposal - Independent Board Shr Abstain Against
Chairman.
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ACCENTURE PLC Agenda Number: 935318128
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Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
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AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935315045
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Security: 009158106
Meeting Type: Annual
Meeting Date: 28-Jan-2021
Ticker: APD
ISIN: US0091581068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Carter Mgmt For For
1b. Election of Director: Charles I. Cogut Mgmt For For
1c. Election of Director: Lisa A. Davis Mgmt For For
1d. Election of Director: Chadwick C. Deaton Mgmt For For
1e. Election of Director: Seifollah Ghasemi Mgmt For For
1f. Election of Director: David H.Y. Ho Mgmt For For
1g. Election of Director: Edward L. Monser Mgmt For For
1h. Election of Director: Matthew H. Paull Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the Air Products and Chemicals, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2021.
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AMAZON.COM, INC. Agenda Number: 935397592
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Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
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AMERICAN TOWER CORPORATION Agenda Number: 935387755
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Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
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ANALOG DEVICES, INC. Agenda Number: 935270392
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Security: 032654105
Meeting Type: Special
Meeting Date: 08-Oct-2020
Ticker: ADI
ISIN: US0326541051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.16 2/3 per share, of
Analog Devices, Inc. ("Analog Devices") to
the stockholders of Maxim Integrated
Products, Inc. ("Maxim") in connection with
the merger contemplated by the Agreement
and Plan of Merger, dated as of July 12,
2020 (as it may be amended from time to
time), by and among Analog Devices, Magneto
Corp., a Delaware corporation and
wholly-owned subsidiary of Analog Devices,
and Maxim (the "Analog Devices share
issuance proposal").
2. To adjourn the Special Meeting, if Mgmt For For
necessary or appropriate, to solicit
additional proxies if there are not
sufficient votes at the time of the Special
Meeting to approve the Analog Devices share
issuance proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Analog Devices shareholders.
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APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
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BLACKROCK, INC. Agenda Number: 935394849
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: BLK
ISIN: US09247X1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bader M. Alsaad Mgmt For For
1B. Election of Director: Pamela Daley Mgmt For For
1C. Election of Director: Jessica P. Einhorn Mgmt For For
1D. Election of Director: Laurence D. Fink Mgmt For For
1E. Election of Director: William E. Ford Mgmt For For
1F. Election of Director: Fabrizio Freda Mgmt For For
1G. Election of Director: Murry S. Gerber Mgmt For For
1H. Election of Director: Margaret "Peggy" L. Mgmt For For
Johnson
1I. Election of Director: Robert S. Kapito Mgmt For For
1J. Election of Director: Cheryl D. Mills Mgmt For For
1K. Election of Director: Gordon M. Nixon Mgmt For For
1L. Election of Director: Charles H. Robbins Mgmt For For
1M. Election of Director: Marco Antonio Slim Mgmt For For
Domit
1N. Election of Director: Hans E. Vestberg Mgmt For For
1O. Election of Director: Susan L. Wagner Mgmt For For
1P. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation for named executive
officers.
3. Ratification of the appointment of Deloitte Mgmt For For
LLP as BlackRock's independent registered
public accounting firm for the fiscal year
2021.
4A. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Provide shareholders with the right to
call a special meeting.
4B. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain supermajority vote
requirements.
4C. Approve amendments to BlackRock's Amended Mgmt For For
and Restated Certificate of Incorporation
to: Eliminate certain provisions that are
no longer applicable and make certain other
technical revisions.
5. Shareholder Proposal - Amend Certificate of Shr Against For
Incorporation to convert to a public
benefit corporation.
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BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935238508
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: BAH
ISIN: US0995021062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph W. Shrader Mgmt For For
1B. Election of Director: Joan Lordi C. Amble Mgmt For For
1C. Election of Director: Michele A. Flournoy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fifth Mgmt For For
Amended and Restated Certificate of
Incorporation to, among other things,
eliminate classification of the Board of
Directors.
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BROADCOM INC Agenda Number: 935335768
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: AVGO
ISIN: US11135F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ms. Diane M. Bryant Mgmt For For
1B. Election of Director: Ms. Gayla J. Delly Mgmt For For
1C. Election of Director: Mr. Raul J. Fernandez Mgmt For For
1D. Election of Director: Mr. Eddy W. Mgmt For For
Hartenstein
1E. Election of Director: Mr. Check Kian Low Mgmt For For
1F. Election of Director: Ms. Justine F. Page Mgmt For For
1G. Election of Director: Dr. Henry Samueli Mgmt For For
1H. Election of Director: Mr. Hock E. Tan Mgmt For For
1I. Election of Director: Mr. Harry L. You Mgmt For For
2. Ratification of the appointment of Mgmt For For
Pricewaterhouse-Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 31,
2021.
3. Approval of an amendment and restatement of Mgmt For For
Broadcom's 2012 Stock Incentive Plan.
4. Advisory vote to approve compensation of Mgmt For For
Broadcom's named executive officers.
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BROADRIDGE FINANCIAL SOLUTIONS, INC. Agenda Number: 935279984
--------------------------------------------------------------------------------------------------------------------------
Security: 11133T103
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: BR
ISIN: US11133T1034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Leslie
A. Brun
1B. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Pamela
L. Carter
1C. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Richard J. Daly
1D. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Robert
N. Duelks
1E. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders:
Timothy C. Gokey
1F. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Brett
A. Keller
1G. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Maura
A. Markus
1H. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Thomas
J. Perna
1I. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Alan
J. Weber
1J. Election of Director to serve until the Mgmt For For
2021 Annual Meeting of Stockholders: Amit
K. Zavery
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers
(the Say on Pay Vote).
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountants for the
fiscal year ending June 30, 2021.
4. Stockholder Proposal on Political Shr Against For
Contributions.
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CATERPILLAR INC. Agenda Number: 935415617
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Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr Against For
Policy.
5. Shareholder Proposal - Report on Diversity Shr Against For
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent.
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CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr Against For
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
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COMCAST CORPORATION Agenda Number: 935407139
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Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
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COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
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Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
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DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special
meetings of shareholders.
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EQUINIX, INC. Agenda Number: 935390550
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Bartlett Mgmt For For
Nanci Caldwell Mgmt For For
Adaire Fox-Martin Mgmt For For
Gary Hromadko Mgmt For For
Irving Lyons III Mgmt For For
Charles Meyers Mgmt For For
Christopher Paisley Mgmt For For
Sandra Rivera Mgmt For For
Peter Van Camp Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of Equinix's named
executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2021.
4. A stockholder proposal, related to written Shr Against For
consent of stockholders.
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EXXON MOBIL CORPORATION Agenda Number: 935378338
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt No vote
Susan K. Avery Mgmt No vote
Angela F. Braly Mgmt No vote
Ursula M. Burns Mgmt No vote
Kenneth C. Frazier Mgmt No vote
Joseph L. Hooley Mgmt No vote
Steven A. Kandarian Mgmt No vote
Douglas R. Oberhelman Mgmt No vote
Samuel J. Palmisano Mgmt No vote
Jeffrey W. Ubben Mgmt No vote
Darren W. Woods Mgmt No vote
Wan Zulkiflee Mgmt No vote
2. Ratification of Independent Auditors. Mgmt No vote
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation.
4. Independent Chairman. Shr No vote
5. Special Shareholder Meetings. Shr No vote
6. Report on Scenario Analysis. Shr No vote
7. Report on Environmental Expenditures. Shr No vote
8. Report on Political Contributions. Shr No vote
9. Report on Lobbying. Shr No vote
10. Report on Climate Lobbying. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr Against For
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC. Agenda Number: 935372817
--------------------------------------------------------------------------------------------------------------------------
Security: 571748102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MMC
ISIN: US5717481023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony K. Anderson Mgmt For For
1B. Election of Director: Oscar Fanjul Mgmt For For
1C. Election of Director: Daniel S. Glaser Mgmt For For
1D. Election of Director: H. Edward Hanway Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Tamara Ingram Mgmt For For
1G. Election of Director: Jane H. Lute Mgmt For For
1H. Election of Director: Steven A. Mills Mgmt For For
1I. Election of Director: Bruce P. Nolop Mgmt For For
1J. Election of Director: Marc D. Oken Mgmt For For
1K. Election of Director: Morton O. Schapiro Mgmt For For
1L. Election of Director: Lloyd M. Yates Mgmt For For
1M. Election of Director: R. David Yost Mgmt For For
2. Advisory (Nonbinding) Vote to Approve Named Mgmt For For
Executive Officer Compensation.
3. Ratification of Selection of Independent Mgmt For For
Registered Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr Against For
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Abstain Against
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
PAYCHEX, INC. Agenda Number: 935267066
--------------------------------------------------------------------------------------------------------------------------
Security: 704326107
Meeting Type: Annual
Meeting Date: 15-Oct-2020
Ticker: PAYX
ISIN: US7043261079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: B. Thomas Golisano Mgmt For For
1B. Election of Director: Thomas F. Bonadio Mgmt For For
1C. Election of Director: Joseph G. Doody Mgmt For For
1D. Election of Director: David J.S. Flaschen Mgmt For For
1E. Election of Director: Pamela A. Joseph Mgmt For For
1F. Election of Director: Martin Mucci Mgmt For For
1G. Election of Director: Joseph M. Tucci Mgmt For For
1H. Election of Director: Joseph M. Velli Mgmt For For
1I. Election of Director: Kara Wilson Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. TO APPROVE AND AMEND THE PAYCHEX, INC. 2002 Mgmt For For
STOCK INCENTIVE PLAN.
4. RATIFICATION OF SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935329816
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Special
Meeting Date: 11-Mar-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the S&P Global Share Issuance. Mgmt For For
To vote on a proposal to approve the
issuance of S&P Global Inc. common stock,
par value $1.00 per share, to the
shareholders of IHS Markit Ltd. in
connection with the merger contemplated by
Agreement and Plan of Merger dated Nov. 29,
2020, as amended by Amendment No. 1, dated
as of January 20, 2021, and as it may
further be amended from time to time, by
and among S&P Global Inc., Sapphire
Subsidiary, Ltd. and IHS Markit Ltd.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 935326935
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 17-Mar-2021
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard E. Allison, Mgmt For For
Jr.
1B. Election of Director: Rosalind G. Brewer Mgmt For For
(Withdrawn)
1C. Election of Director: Andrew Campion Mgmt For For
1D. Election of Director: Mary N. Dillon Mgmt For For
1E. Election of Director: Isabel Ge Mahe Mgmt For For
1F. Election of Director: Mellody Hobson Mgmt For For
1G. Election of Director: Kevin R. Johnson Mgmt For For
1H. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1I. Election of Director: Satya Nadella Mgmt For For
1J. Election of Director: Joshua Cooper Ramo Mgmt For For
1K. Election of Director: Clara Shih Mgmt For For
1L. Election of Director: Javier G. Teruel Mgmt For For
2. Advisory resolution to approve our Mgmt For For
executive officer compensation.
3. Ratification of selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
4. Employee Board Representation. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
TARGET CORPORATION Agenda Number: 935412635
--------------------------------------------------------------------------------------------------------------------------
Security: 87612E106
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TGT
ISIN: US87612E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: George S. Barrett Mgmt For For
1C. Election of Director: Brian C. Cornell Mgmt For For
1D. Election of Director: Robert L. Edwards Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Donald R. Knauss Mgmt For For
1G. Election of Director: Christine A. Leahy Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Mary E. Minnick Mgmt For For
1J. Election of Director: Derica W. Rice Mgmt For For
1K. Election of Director: Kenneth L. Salazar Mgmt For For
1L. Election of Director: Dmitri L. Stockton Mgmt For For
2. Company proposal to ratify the appointment Mgmt For For
of Ernst & Young LLP as our independent
registered public accounting firm.
3. Company proposal to approve, on an advisory Mgmt For For
basis, our executive compensation (Say on
Pay).
4. Shareholder proposal to amend the proxy Shr Against For
access bylaw to remove the shareholder
group limit.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Abstain Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Abstain Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935375736
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc N. Casper Mgmt For For
1B. Election of Director: Nelson J. Chai Mgmt For For
1C. Election of Director: C. Martin Harris Mgmt For For
1D. Election of Director: Tyler Jacks Mgmt For For
1E. Election of Director: R. Alexandra Keith Mgmt For For
1F. Election of Director: Thomas J. Lynch Mgmt For For
1G. Election of Director: Jim P. Manzi Mgmt For For
1H. Election of Director: James C. Mullen Mgmt For For
1I. Election of Director: Lars R. Sorensen Mgmt For For
1J. Election of Director: Debora L. Spar Mgmt For For
1K. Election of Director: Scott M. Sperling Mgmt For For
1L. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2021.
4. A shareholder Proposal regarding special Shr Against For
Shareholder Meetings.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935394899
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Edward L. Shapiro Mgmt For For
1I. Election of Director: David J. Vitale Mgmt For For
1J. Election of Director: Laysha Ward Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of the Company's Named Executive Officers.
4. Approve the United Airlines Holdings, Inc. Mgmt For For
2021 Incentive Compensation Plan.
5. Approve and Adopt an Amendment and Mgmt For For
Restatement of the Company's Certificate of
Incorporation to Preserve Certain Tax
Benefits.
6. Approve the Company's Tax Benefits Mgmt For For
Preservation Plan.
7. Stockholder Proposal Regarding Disclosure Shr Against For
of Political Spending.
8. Stockholder Proposal Regarding a Report on Shr Against For
Climate-related Lobbying Activities.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERISK ANALYTICS, INC. Agenda Number: 935377475
--------------------------------------------------------------------------------------------------------------------------
Security: 92345Y106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: VRSK
ISIN: US92345Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel G. Liss Mgmt For For
1B. Election of Director: Bruce E. Hansen Mgmt For For
1C. Election of Director: Therese M. Vaughan Mgmt For For
1D. Election of Director: Kathleen A. Hogenson Mgmt For For
2. To approve executive compensation on an Mgmt For For
advisory, non-binding basis.
3. To approve the 2021 Equity Incentive Plan. Mgmt For For
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditor for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Abstain Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Abstain Against
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
ZOETIS INC. Agenda Number: 935383252
--------------------------------------------------------------------------------------------------------------------------
Security: 98978V103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ZTS
ISIN: US98978V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sanjay Khosla Mgmt For For
1B. Election of Director: Antoinette R. Mgmt For For
Leatherberry
1C. Election of Director: Willie M. Reed Mgmt For For
1D. Election of Director: Linda Rhodes Mgmt For For
2. Advisory vote to approve our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding simple Shr Against For
majority vote.
Aptus Defined Risk ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Aptus Drawdown Managed Equity ETF
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 935345125
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. Alpern Mgmt For For
R.S. Austin Mgmt For For
S.E. Blount Mgmt For For
R.B. Ford Mgmt For For
M.A. Kumbier Mgmt For For
D.W. McDew Mgmt For For
N. McKinstry Mgmt For For
W.A. Osborn Mgmt For For
M.F. Roman Mgmt For For
D.J. Starks Mgmt For For
J.G. Stratton Mgmt For For
G.F. Tilton Mgmt For For
M.D. White Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
Auditors.
3. Say on Pay - An Advisory Vote to Approve Mgmt For For
Executive Compensation.
4A. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Amendments to the Articles
of Incorporation.
4B. Amendments to the Articles of Incorporation Mgmt For For
to Eliminate Statutory Supermajority Voting
Standards for: Approval of Certain
Extraordinary Transactions.
5. Shareholder Proposal - Lobbying Disclosure. Shr Abstain Against
6. Shareholder Proposal - Report on Racial Shr Against For
Justice.
7. Shareholder Proposal - Independent Board Shr Abstain Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935318128
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 03-Feb-2021
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Appointment of Director: Jaime Ardila Mgmt For For
1B. Appointment of Director: Herbert Hainer Mgmt For For
1C. Appointment of Director: Nancy McKinstry Mgmt For For
1D. Appointment of Director: Beth E. Mooney Mgmt For For
1E. Appointment of Director: Gilles C. Pelisson Mgmt For For
1F. Appointment of Director: Paula A. Price Mgmt For For
1G. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1H. Appointment of Director: David Rowland Mgmt For For
1I. Appointment of Director: Arun Sarin Mgmt For For
1J. Appointment of Director: Julie Sweet Mgmt For For
1K. Appointment of Director: Frank K. Tang Mgmt For For
1L. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify, in a non-binding vote, the Mgmt For For
appointment of KPMG LLP ("KPMG") as
independent auditors of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
4. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
5. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
6. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC Agenda Number: 935343412
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935397592
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935387755
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935375382
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Wanda M. Austin
1B. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Bradway
1C. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Brian J. Druker
1D. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Robert A. Eckert
1E. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Greg C. Garland
1F. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Mr.
Charles M. Holley, Jr.
1G. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Tyler Jacks
1H. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Ellen J. Kullman
1I. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Ms.
Amy E. Miles
1J. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr.
Ronald D. Sugar
1K. Election of Director for a term of office Mgmt For For
expiring at the 2022 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote to approve our executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935345670
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1D. Election of Director: Pierre J.P. de Weck Mgmt For For
1E. Election of Director: Arnold W. Donald Mgmt For For
1F. Election of Director: Linda P. Hudson Mgmt For For
1G. Election of Director: Monica C. Lozano Mgmt For For
1H. Election of Director: Thomas J. May Mgmt For For
1I. Election of Director: Brian T. Moynihan Mgmt For For
1J. Election of Director: Lionel L. Nowell III Mgmt For For
1K. Election of Director: Denise L. Ramos Mgmt For For
1L. Election of Director: Clayton S. Rose Mgmt For For
1M. Election of Director: Michael D. White Mgmt For For
1N. Election of Director: Thomas D. Woods Mgmt For For
1O. Election of Director: R. David Yost Mgmt For For
1P. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution).
3. Ratifying the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
4. Amending and restating the Bank of America Mgmt For For
Corporation Key Employee Equity Plan.
5. Shareholder proposal requesting amendments Shr Against For
to our proxy access by law.
6. Shareholder proposal requesting amendments Shr Against For
to allow shareholders to act by written
consent.
7. Shareholder proposal requesting a change in Shr Against For
organizational form.
8. Shareholder proposal requesting a racial Shr Against For
equity audit.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr Against For
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr Against For
and inclusion reporting.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935408434
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Bob van Dijk Mgmt For For
Lynn M. Vojvodich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2020 executive Mgmt For For
compensation.
3. Management proposal to amend the Company's Mgmt For For
1999 Omnibus Plan.
4. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
5. Management proposal to amend the Company's Mgmt For For
Certificate of Incorporation to allow
stockholders the right to act by written
consent.
6. Stockholder proposal requesting the right Shr Against For
of stockholders to act by written consent.
7. Stockholder proposal requesting the Company Shr Against For
issue a climate transition report.
8. Stockholder proposal requesting the Company Shr Against For
hold an annual advisory stockholder vote on
the Company's climate policies and
strategies.
--------------------------------------------------------------------------------------------------------------------------
CARRIER GLOBAL CORPORATION Agenda Number: 935340404
--------------------------------------------------------------------------------------------------------------------------
Security: 14448C104
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: CARR
ISIN: US14448C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John V. Faraci Mgmt For For
1B. Election of Director: Jean-Pierre Garnier Mgmt For For
1C. Election of Director: David Gitlin Mgmt For For
1D. Election of Director: John J. Greisch Mgmt For For
1E. Election of Director: Charles M. Holley, Mgmt For For
Jr.
1F. Election of Director: Michael M. McNamara Mgmt For For
1G. Election of Director: Michael A. Todman Mgmt For For
1H. Election of Director: Virginia M. Wilson Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Shareowner Votes to Approve Named Executive
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 935415617
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kelly A. Ayotte Mgmt For For
1B. Election of Director: David L. Calhoun Mgmt For For
1C. Election of Director: Daniel M. Dickinson Mgmt For For
1D. Election of Director: Gerald Johnson Mgmt For For
1E. Election of Director: David W. MacLennan Mgmt For For
1F. Election of Director: Debra L. Reed-Klages Mgmt For For
1G. Election of Director: Edward B. Rust, Jr. Mgmt For For
1H. Election of Director: Susan C. Schwab Mgmt For For
1I. Election of Director: D. James Umpleby III Mgmt For For
1J. Election of Director: Miles D. White Mgmt For For
1K. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Shareholder Proposal - Report on Climate Shr Against For
Policy.
5. Shareholder Proposal - Report on Diversity Shr Against For
and Inclusion.
6. Shareholder Proposal - Transition to a Shr Against For
Public Benefit Corporation.
7. Shareholder Proposal - Shareholder Action Shr Against For
by Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935393481
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as
independent accountants for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal requesting a Shr Against For
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr Against For
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 935349515
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen M. Costello Mgmt For For
1B. Election of Director: Grace E. Dailey Mgmt For For
1C. Election of Director: Barbara J. Desoer Mgmt For For
1D. Election of Director: John C. Dugan Mgmt For For
1E. Election of Director: Jane N. Fraser Mgmt For For
1F. Election of Director: Duncan P. Hennes Mgmt For For
1G. Election of Director: Peter B. Henry Mgmt For For
1H. Election of Director: S. Leslie Ireland Mgmt For For
1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For
IV
1J. Election of Director: Renee J. James Mgmt For For
1K. Election of Director: Gary M. Reiner Mgmt For For
1L. Election of Director: Diana L. Taylor Mgmt For For
1M. Election of Director: James S. Turley Mgmt For For
1N. Election of Director: Deborah C. Wright Mgmt For For
1O. Election of Director: Alexander R. Mgmt For For
Wynaendts
1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For
de Leon
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accounting firm for 2021.
3. Advisory vote to approve Citi's 2020 Mgmt For For
Executive Compensation.
4. Approval of additional authorized shares Mgmt For For
under the Citigroup 2019 Stock Incentive
Plan.
5. Stockholder proposal requesting an Shr Against For
amendment to Citi's proxy access by-law
provisions pertaining to the aggregation
limit.
6. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
7. Stockholder proposal requesting Shr Against For
non-management employees on director
nominee candidate lists.
8. Stockholder proposal requesting a report Shr Against For
disclosing information regarding Citi's
lobbying payments, policies and activities.
9. Stockholder proposal requesting a racial Shr Against For
equity audit analyzing Citi's adverse
impacts on nonwhite stakeholders and
communities of color.
10. Stockholder proposal requesting that the Shr Against For
Board approve an amendment to Citi's
Certificate of Incorporation to become a
Public Benefit Corporation and to submit
the proposed amendment to stockholders for
approval.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt For For
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr Against For
majority vote, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION Agenda Number: 935374924
--------------------------------------------------------------------------------------------------------------------------
Security: 256677105
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: DG
ISIN: US2566771059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Warren F. Bryant Mgmt For For
1B. Election of Director: Michael M. Calbert Mgmt For For
1C. Election of Director: Patricia D. Mgmt For For
Fili-Krushel
1D. Election of Director: Timothy I. McGuire Mgmt For For
1E. Election of Director: William C. Rhodes, Mgmt For For
III
1F. Election of Director: Debra A. Sandler Mgmt For For
1G. Election of Director: Ralph E. Santana Mgmt For For
1H. Election of Director: Todd J. Vasos Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the resolution regarding the
compensation of Dollar General
Corporation's named executive officers as
disclosed in the proxy statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Dollar General Corporation's
independent registered public accounting
firm for fiscal 2021.
4. To approve the Dollar General Corporation Mgmt For For
2021 Stock Incentive Plan.
5. To approve an amendment to the amended and Mgmt For For
restated charter of Dollar General
Corporation to allow shareholders holding
25% or more of our common stock to request
special meetings of shareholders.
6. To vote on a shareholder proposal regarding Shr Against For
shareholders' ability to call special
meetings of shareholders.
--------------------------------------------------------------------------------------------------------------------------
DOMINO'S PIZZA, INC. Agenda Number: 935348400
--------------------------------------------------------------------------------------------------------------------------
Security: 25754A201
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: DPZ
ISIN: US25754A2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David A. Brandon Mgmt For For
Richard E. Allison, Jr. Mgmt For For
C. Andrew Ballard Mgmt For For
Andrew B. Balson Mgmt For For
Corie S. Barry Mgmt For For
Diana F. Cantor Mgmt For For
Richard L. Federico Mgmt For For
James A. Goldman Mgmt For For
Patricia E. Lopez Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2021 fiscal
year.
3. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION Agenda Number: 935354035
--------------------------------------------------------------------------------------------------------------------------
Security: 28176E108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: EW
ISIN: US28176E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kieran T. Gallahue Mgmt For For
1.2 Election of Director: Leslie S. Heisz Mgmt For For
1.3 Election of Director: Paul A. LaViolette Mgmt For For
1.4 Election of Director: Steven R. Loranger Mgmt For For
1.5 Election of Director: Martha H. Marsh Mgmt For For
1.6 Election of Director: Michael A. Mussallem Mgmt For For
1.7 Election of Director: Ramona Sequeira Mgmt For For
1.8 Election of Director: Nicholas J. Valeriani Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for United States Employees
(the "U.S. ESPP") to Increase the Total
Number of Shares of Common Stock Available
for Issuance under the U.S. ESPP by
3,300,000 Shares.
4. Approval of the Amendment and Restatement Mgmt For For
of the Company's 2001 Employee Stock
Purchase Plan for International Employees
(the "International ESPP") to Increase the
Total Number of Shares of Common Stock
Available for Issuance under the
International ESPP by 1,200,000 Shares.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Vote on a Stockholder Proposal Shr Against For
Regarding Action by Written Consent.
7. Advisory Vote on a Stockholder Proposal to Shr Against For
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935355354
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three year Mgmt For For
term: K. Baicker, Ph.D.
1b. Election of Director to serve a three year Mgmt For For
term: J.E. Fyrwald
1c. Election of Director to serve a three year Mgmt For For
term: J. Jackson
1d. Election of Director to serve a three year Mgmt For For
term: G. Sulzberger
1e. Election of Director to serve a three year Mgmt For For
term: J.P. Tai
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2021.
4. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
6. Shareholder proposal to disclose direct and Shr Against For
indirect lobbying activities and
expenditures.
7. Shareholder proposal to amend the bylaws to Shr Against For
require an independent board chair.
8. Shareholder proposal to implement a bonus Shr Against For
deferral policy.
9. Shareholder proposal to disclose clawbacks Shr Against For
on executive incentive compensation due to
misconduct.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935357930
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: R. Nicholas Burns Mgmt For For
1C. Election of Director: Rodney Clark Mgmt For For
1D. Election of Director: James F. Gentilcore Mgmt For For
1E. Election of Director: Yvette Kanouff Mgmt For For
1F. Election of Director: James P. Lederer Mgmt For For
1G. Election of Director: Bertrand Loy Mgmt For For
1H. Election of Director: Paul L. H. Olson Mgmt For For
1I. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1J. Election of Director: Brian F. Sullivan Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935378338
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt For For
Susan K. Avery Mgmt For For
Angela F. Braly Mgmt For For
Ursula M. Burns Mgmt For For
Kenneth C. Frazier Mgmt For For
Joseph L. Hooley Mgmt For For
Steven A. Kandarian Mgmt For For
Douglas R. Oberhelman Mgmt For For
Samuel J. Palmisano Mgmt For For
Jeffrey W. Ubben Mgmt For For
Darren W. Woods Mgmt For For
Wan Zulkiflee Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Independent Chairman. Shr Against For
5. Special Shareholder Meetings. Shr Against For
6. Report on Scenario Analysis. Shr Against For
7. Report on Environmental Expenditures. Shr Against For
8. Report on Political Contributions. Shr Against For
9. Report on Lobbying. Shr Against For
10. Report on Climate Lobbying. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt For For
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt For For
compensation policy.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding child Shr Against For
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr Against For
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ellen R. Alemany Mgmt For For
1B. Election of Director: Jeffrey A. Goldstein Mgmt For For
1C. Election of Director: Lisa A. Hook Mgmt For For
1D. Election of Director: Keith W. Hughes Mgmt For For
1E. Election of Director: Gary L. Lauer Mgmt For For
1F. Election of Director: Gary A. Norcross Mgmt For For
1G. Election of Director: Louise M. Parent Mgmt For For
1H. Election of Director: Brian T. Shea Mgmt For For
1I. Election of Director: James B. Stallings, Mgmt For For
Jr.
1J. Election of Director: Jeffrey E. Stiefler Mgmt For For
2. Advisory vote on Fidelity National Mgmt For For
Information Services, Inc. executive
compensation.
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST REPUBLIC BANK Agenda Number: 935361523
--------------------------------------------------------------------------------------------------------------------------
Security: 33616C100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FRC
ISIN: US33616C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. Herbert, II Mgmt For For
1B. Election of Director: Katherine Mgmt For For
August-deWilde
1C. Election of Director: Hafize Gaye Erkan Mgmt For For
1D. Election of Director: Frank J. Fahrenkopf, Mgmt For For
Jr.
1E. Election of Director: Boris Groysberg Mgmt For For
1F. Election of Director: Sandra R. Hernandez Mgmt For For
1G. Election of Director: Pamela J. Joyner Mgmt For For
1H. Election of Director: Reynold Levy Mgmt For For
1I. Election of Director: Duncan L. Niederauer Mgmt For For
1J. Election of Director: George G.C. Parker Mgmt For For
2. To ratify KPMG LLP as the independent Mgmt For For
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
3. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation of our executive officers
("say on pay" vote).
--------------------------------------------------------------------------------------------------------------------------
HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
--------------------------------------------------------------------------------------------------------------------------
Security: 43300A203
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HLT
ISIN: US43300A2033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 935375572
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HST
ISIN: US44107P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mary L. Baglivo Mgmt For For
1.2 Election of Director: Richard E. Marriott Mgmt For For
1.3 Election of Director: Sandeep L. Mathrani Mgmt For For
1.4 Election of Director: John B Morse, Jr. Mgmt For For
1.5 Election of Director: Mary Hogan Preusse Mgmt For For
1.6 Election of Director: Walter C. Rakowich Mgmt For For
1.7 Election of Director: James F. Risoleo Mgmt For For
1.8 Election of Director: Gordon H. Smith Mgmt For For
1.9 Election of Director: A. William Stein Mgmt For For
2. Ratify appointment of KPMG LLP as Mgmt For For
independent registered public accountants
for 2021.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Approval of the 2021 Employee Stock Mgmt For For
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935347460
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Craig H. Barratt, Mgmt For For
Ph.D.
1B. Election of Director: Joseph C. Beery Mgmt For For
1C. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1D. Election of Director: Amal M. Johnson Mgmt For For
1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For
1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For
1I. Election of Director: Jami Dover Nachtsheim Mgmt For For
1J. Election of Director: Monica P. Reed, M.D. Mgmt For For
1K. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of the Company's Named
Executive Officers.
3. The ratification of appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
4. To approve the Company's Amended and Mgmt For For
Restated 2010 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935345214
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Nadja Y. West Mgmt For For
1N. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
4. Report on Government Financial Support and Shr Against For
Access to COVID-19 Vaccines and
Therapeutics.
5. Independent Board Chair. Shr Against For
6. Civil Rights Audit. Shr Against For
7. Executive Compensation Bonus Deferral. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935272675
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 03-Nov-2020
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935349933
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt For For
1B. Election of Director: David B. Burritt Mgmt For For
1C. Election of Director: Bruce A. Carlson Mgmt For For
1D. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1E. Election of Director: James O. Ellis, Jr. Mgmt For For
1F. Election of Director: Thomas J. Falk Mgmt For For
1G. Election of Director: Ilene S. Gordon Mgmt For For
1H. Election of Director: Vicki A. Hollub Mgmt For For
1I. Election of Director: Jeh C. Johnson Mgmt For For
1J. Election of Director: Debra L. Reed-Klages Mgmt For For
1K. Election of Director: James D. Taiclet Mgmt For For
2. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as Independent Auditors for 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
4. Stockholder Proposal to Adopt Stockholder Shr Against For
Action By Written Consent.
5. Stockholder Proposal to issue a Report on Shr Against For
Human Rights Due Diligence.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935399534
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Mr. Joe Mgmt For For
Kiani
2. To ratify the selection of Grant Thornton Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
ended January 1, 2022.
3. To provide an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935420644
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ajay Banga Mgmt For For
1B. Election of Director: Merit E. Janow Mgmt For For
1C. Election of Director: Richard K. Davis Mgmt For For
1D. Election of Director: Steven J. Freiberg Mgmt For For
1E. Election of Director: Julius Genachowski Mgmt For For
1F. Election of Director: Choon Phong Goh Mgmt For For
1G. Election of Director: Oki Matsumoto Mgmt For For
1H. Election of Director: Michael Miebach Mgmt For For
1I. Election of Director: Youngme Moon Mgmt For For
1J. Election of Director: Rima Qureshi Mgmt For For
1K. Election of Director: Jose Octavio Reyes Mgmt For For
Lagunes
1L. Election of Director: Gabrielle Sulzberger Mgmt For For
1M. Election of Director: Jackson Tai Mgmt For For
1N. Election of Director: Lance Uggla Mgmt For For
2. Advisory approval of Mastercard's executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
4. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006 Long
Term Incentive Plan.
5. Approval of the amendment and restatement Mgmt For For
of the Mastercard Incorporated 2006
Non-Employee Director Equity Compensation
Plan.
6. Approval of amendments to Mastercard's Mgmt For For
Certificate of Incorporation to remove
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Abstain Against
Representation on Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
MSCI INC. Agenda Number: 935348006
--------------------------------------------------------------------------------------------------------------------------
Security: 55354G100
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: MSCI
ISIN: US55354G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Henry A. Fernandez Mgmt For For
1B. Election of Director: Robert G. Ashe Mgmt For For
1C. Election of Director: Wayne Edmunds Mgmt For For
1D. Election of Director: Catherine R. Kinney Mgmt For For
1E. Election of Director: Jacques P. Perold Mgmt For For
1F. Election of Director: Sandy C. Rattray Mgmt For For
1G. Election of Director: Linda H. Riefler Mgmt For For
1H. Election of Director: Marcus L. Smith Mgmt For For
1I. Election of Director: Paula Volent Mgmt For For
2. To approve, by non-binding vote, our Mgmt For For
executive compensation, as described in
these proxy materials.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
auditor.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935348183
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick Awuah. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1B. Election of Director: Gregory Boyce. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1C. Election of Director: Bruce Brook. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1D. Election of Director: Maura Clark. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1E. Election of Director: Matthew Coon Come. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1F. Election of Director: Jose Manuel Madero. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1G. Election of Director: Rene Medori. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1H. Election of Director: Jane Nelson. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
1I. Election of Director: Thomas Palmer. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1J. Election of Director: Julio Quintana. Mgmt For For
(Please note that an Against vote is
treated as a Withhold)
1K. Election of Director: Susan Story. (Please Mgmt For For
note that an Against vote is treated as a
Withhold)
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935402343
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Approval of our executive compensation. Mgmt For For
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares.
--------------------------------------------------------------------------------------------------------------------------
NVR, INC. Agenda Number: 935356130
--------------------------------------------------------------------------------------------------------------------------
Security: 62944T105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: NVR
ISIN: US62944T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dwight C. Schar Mgmt For For
1B. Election of Director: C.E. Andrews Mgmt For For
1C. Election of Director: Sallie B. Bailey Mgmt For For
1D. Election of Director: Thomas D. Eckert Mgmt For For
1E. Election of Director: Alfred E. Festa Mgmt For For
1F. Election of Director: Manuel H. Johnson Mgmt For For
1G. Election of Director: Alexandra A. Jung Mgmt For For
1H. Election of Director: Mel Martinez Mgmt For For
1I. Election of Director: William A. Moran Mgmt For For
1J. Election of Director: David A. Preiser Mgmt For For
1K. Election of Director: W. Grady Rosier Mgmt For For
1L. Election of Director: Susan Williamson Ross Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
independent auditor for the year ending
December 31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
OTIS WORLDWIDE CORPORATION Agenda Number: 935346127
--------------------------------------------------------------------------------------------------------------------------
Security: 68902V107
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: OTIS
ISIN: US68902V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey H. Black Mgmt For For
1B. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1C. Election of Director: Shailesh G. Jejurikar Mgmt For For
1D. Election of Director: Christopher J. Mgmt For For
Kearney
1E. Election of Director: Judith F. Marks Mgmt For For
1F. Election of Director: Harold W. McGraw III Mgmt For For
1G. Election of Director: Margaret M. V. Mgmt For For
Preston
1H. Election of Director: Shelley Stewart, Jr. Mgmt For For
1I. Election of Director: John H. Walker Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Advisory Vote on Frequency of Advisory Vote Mgmt 1 Year For
to Approve Executive Compensation.
4. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr Against For
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt For For
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935316403
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ISSUANCE OF SHARES OF PIONEER COMMON STOCK,
PAR VALUE $0.01 PER SHARE ("PIONEER COMMON
STOCK"), PURSUANT TO THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY
AND AMONG PIONEER, PARSLEY ENERGY, INC.
("PARSLEY") AND CERTAIN SUBSIDIARIES OF
PIONEER AND PARSLEY, AND OTHER SHARES OF
PIONEER COMMON STOCK RESERVED FOR ISSUANCE
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"STOCK ISSUANCE" AND THE "PIONEER STOCK
ISSUANCE PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES Agenda Number: 935347218
--------------------------------------------------------------------------------------------------------------------------
Security: 75513E101
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: RTX
ISIN: US75513E1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tracy A. Atkinson Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Thomas A. Kennedy Mgmt For For
1D. Election of Director: Marshall O. Larsen Mgmt For For
1E. Election of Director: George R. Oliver Mgmt For For
1F. Election of Director: Robert K. (Kelly) Mgmt For For
Ortberg
1G. Election of Director: Margaret L. Mgmt For For
O'Sullivan
1H. Election of Director: Dinesh C. Paliwal Mgmt For For
1I. Election of Director: Ellen M. Pawlikowski Mgmt For For
1J. Election of Director: Denise L. Ramos Mgmt For For
1K. Election of Director: Fredric G. Reynolds Mgmt For For
1L. Election of Director: Brian C. Rogers Mgmt For For
1M. Election of Director: James A. Winnefeld, Mgmt For For
Jr.
1N. Election of Director: Robert O. Work Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Appoint PricewaterhouseCoopers LLP to Serve Mgmt For For
as Independent Auditor for 2021.
4. Approve Raytheon Technologies Corporation Mgmt For For
Executive Annual Incentive Plan.
5. Approve Amendment to the Raytheon Mgmt For For
Technologies Corporation 2018 Long-Term
Incentive Plan.
6. Shareowner Proposal to Amend Proxy Access Shr Against For
Bylaw.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt Abstain Against
2. Approval of the Remuneration Policy Mgmt Abstain Against
3. Approval of the Directors' Remuneration Mgmt Abstain Against
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt Abstain Against
Report
5. To re-elect Megan Clark AC as a director Mgmt Abstain Against
6. To re-elect Hinda Gharbi as a director Mgmt Abstain Against
7. To re-elect Simon Henry as a director Mgmt Abstain Against
8. To re-elect Sam Laidlaw as a director Mgmt Abstain Against
9. To re-elect Simon McKeon AO as a director Mgmt Abstain Against
10. To re-elect Jennifer Nason as a director Mgmt Abstain Against
11. To re-elect Jakob Stausholm as a director Mgmt Abstain Against
12. To re-elect Simon Thompson as a director Mgmt Abstain Against
13. To re-elect Ngaire Woods CBE as a director Mgmt Abstain Against
14. Re- appointment of auditors Mgmt Abstain Against
15. Remuneration of auditors Mgmt Abstain Against
16. Authority to make political donations Mgmt Abstain Against
17. Renewal of and amendment to the Rio Tinto Mgmt Abstain Against
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt Abstain Against
UK Share Plan
19. General authority to allot shares Mgmt Abstain Against
20. Disapplication of pre-emption rights Mgmt Abstain Against
21. Authority to purchase Rio Tinto plc shares Mgmt Abstain Against
22. Notice period for general meetings other Mgmt Abstain Against
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935422775
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 14-Jun-2021
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Shellye L. Archambeau Mgmt For For
1.2 Election of Director: Amy Woods Brinkley Mgmt For For
1.3 Election of Director: John F. Fort III Mgmt For For
1.4 Election of Director: L. Neil Hunn Mgmt For For
1.5 Election of Director: Robert D. Johnson Mgmt For For
1.6 Election of Director: Laura G. Thatcher Mgmt For For
1.7 Election of Director: Richard F. Wallman Mgmt For For
1.8 Election of Director: Christopher Wright Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of the Roper Technologies, Inc. Mgmt For For
2021 Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
S&P GLOBAL INC. Agenda Number: 935381462
--------------------------------------------------------------------------------------------------------------------------
Security: 78409V104
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SPGI
ISIN: US78409V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marco Alvera Mgmt For For
1b. Election of Director: William J. Amelio Mgmt For For
1c. Election of Director: William D. Green Mgmt For For
1d. Election of Director: Stephanie C. Hill Mgmt For For
1e. Election of Director: Rebecca Jacoby Mgmt For For
1f. Election of Director: Monique F. Leroux Mgmt For For
1g. Election of Director: Ian P. Livingston Mgmt For For
1h. Election of Director: Maria R. Morris Mgmt For For
1i. Election of Director: Douglas L. Peterson Mgmt For For
1j. Election of Director: Edward B. Rust, Jr. Mgmt For For
1k. Election of Director: Kurt L. Schmoke Mgmt For For
1l. Election of Director: Richard E. Thornburgh Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
executive compensation program for the
Company's named executive officers.
3. Ratify the selection of Ernst & Young LLP Mgmt For For
as our independent auditor for 2021.
4. Approve, on an advisory basis, the Mgmt For For
Company's Greenhouse Gas (GHG) Emissions
Reduction Plan.
5. Shareholder proposal to transition to a Shr Against For
Public Benefit Corporation.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935416811
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
4. An advisory vote to approve the fiscal 2021 Mgmt For For
compensation of our named executive
officers.
5. A stockholder proposal requesting that the Shr Against For
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935416746
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan L. Bostrom Mgmt For For
1B. Election of Director: Jonathan C. Chadwick Mgmt For For
1C. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1D. Election of Director: Frederic B. Luddy Mgmt For For
1E. Election of Director: Jeffrey A. Miller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2021.
4. To approve an amendment to our Restated Mgmt For For
Certificate of Incorporation, as amended,
to provide shareholders with the right to
call a special meeting.
5. To approve the 2021 Equity Incentive Plan Mgmt For For
to replace the 2012 Equity Incentive Plan.
6. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935379049
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gary A. Shiffman
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Tonya Allen
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Meghan G. Baivier
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Stephanie W. Bergeron
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Brian M. Hermelin
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Ronald A. Klein
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Clunet R. Lewis
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Arthur A. Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935256758
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt For For
1C. Election of Director: J. Moses Mgmt For For
1D. Election of Director: Michael Sheresky Mgmt For For
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the Amended and Restated Mgmt For For
Take-Two Interactive Software, Inc. 2017
Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our Independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr Against For
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935365874
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt For For
1B. Election of Director: Ari Bousbib Mgmt For For
1C. Election of Director: Jeffery H. Boyd Mgmt For For
1D. Election of Director: Gregory D. Brenneman Mgmt For For
1E. Election of Director: J. Frank Brown Mgmt For For
1F. Election of Director: Albert P. Carey Mgmt For For
1G. Election of Director: Helena B. Foulkes Mgmt For For
1H. Election of Director: Linda R. Gooden Mgmt For For
1I. Election of Director: Wayne M. Hewett Mgmt For For
1J. Election of Director: Manuel Kadre Mgmt For For
1K. Election of Director: Stephanie C. Linnartz Mgmt For For
1L. Election of Director: Craig A. Menear Mgmt For For
2. Ratification of the Appointment of KPMG Mgmt For For
LLP.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay").
4. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right.
5. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis.
6. Shareholder Proposal Regarding Report on Shr Against For
Prison Labor in the Supply Chain.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 935343208
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph Alvarado Mgmt For For
1B. Election of Director: Charles E. Bunch Mgmt For For
1C. Election of Director: Debra A. Cafaro Mgmt For For
1D. Election of Director: Marjorie Rodgers Mgmt For For
Cheshire
1E. Election of Director: David L. Cohen Mgmt For For
1F. Election of Director: William S. Demchak Mgmt For For
1G. Election of Director: Andrew T. Feldstein Mgmt For For
1H. Election of Director: Richard J. Harshman Mgmt For For
1I. Election of Director: Daniel R. Hesse Mgmt For For
1J. Election of Director: Linda R. Medler Mgmt For For
1K. Election of Director: Martin Pfinsgraff Mgmt For For
1L. Election of Director: Toni Townes-Whitley Mgmt For For
1M. Election of Director: Michael J. Ward Mgmt For For
2. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
PNC's independent registered public
accounting firm for 2021.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Shareholder proposal regarding report on Shr Against For
risk management and the nuclear weapons
industry.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr Abstain Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr Abstain Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935395271
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Pickles Mgmt For For
Gokul Rajaram Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP ("PwC") as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRADEWEB MARKETS INC Agenda Number: 935369935
--------------------------------------------------------------------------------------------------------------------------
Security: 892672106
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TW
ISIN: US8926721064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paula Madoff Mgmt For For
Thomas Pluta Mgmt For For
Brian West Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as described in the
2021 Proxy Statement.
4. To determine, on an advisory basis, the Mgmt 3 Years For
frequency (whether annual, biennial or
triennial) with which stockholders of the
Company will participate in any advisory
vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935364947
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Jose H. Villarreal Mgmt For For
1J. Election of Director: Christopher J. Mgmt For For
Williams
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2021.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Adoption of the Union Pacific Corporation Mgmt For For
2021 Stock Incentive Plan.
5. Adoption of the Union Pacific Corporation Mgmt For For
2021 Employee Stock Purchase Plan.
6. Shareholder proposal requesting an EEO-1 Shr Against For
Report Disclosure, if properly presented at
the Annual Meeting.
7. Shareholder proposal requesting an Annual Shr Against For
Diversity and Inclusion Efforts Report, if
properly presented at the Annual Meeting.
8. Shareholder proposal requesting an Annual Shr Against For
Emissions Reduction Plan & annual advisory
vote on Emissions Reduction Plan, if
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935394899
--------------------------------------------------------------------------------------------------------------------------
Security: 910047109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: UAL
ISIN: US9100471096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carolyn Corvi Mgmt For For
1B. Election of Director: Barney Harford Mgmt For For
1C. Election of Director: Michele J. Hooper Mgmt For For
1D. Election of Director: Walter Isaacson Mgmt For For
1E. Election of Director: James A. C. Kennedy Mgmt For For
1F. Election of Director: J. Scott Kirby Mgmt For For
1G. Election of Director: Edward M. Philip Mgmt For For
1H. Election of Director: Edward L. Shapiro Mgmt For For
1I. Election of Director: David J. Vitale Mgmt For For
1J. Election of Director: Laysha Ward Mgmt For For
1K. Election of Director: James M. Whitehurst Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending December 31, 2021.
3. Advisory Vote to Approve the Compensation Mgmt For For
of the Company's Named Executive Officers.
4. Approve the United Airlines Holdings, Inc. Mgmt For For
2021 Incentive Compensation Plan.
5. Approve and Adopt an Amendment and Mgmt For For
Restatement of the Company's Certificate of
Incorporation to Preserve Certain Tax
Benefits.
6. Approve the Company's Tax Benefits Mgmt For For
Preservation Plan.
7. Stockholder Proposal Regarding Disclosure Shr Against For
of Political Spending.
8. Stockholder Proposal Regarding a Report on Shr Against For
Climate-related Lobbying Activities.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935315576
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 26-Jan-2021
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt For For
1B. Election of Director: Mary B. Cranston Mgmt For For
1C. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1E. Election of Director: Ramon Laguarta Mgmt For For
1F. Election of Director: John F. Lundgren Mgmt For For
1G. Election of Director: Robert W. Matschullat Mgmt For For
1H. Election of Director: Denise M. Morrison Mgmt For For
1I. Election of Director: Suzanne Nora Johnson Mgmt For For
1J. Election of Director: Linda J. Rendle Mgmt For For
1K. Election of Director: John A. C. Swainson Mgmt For For
1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
compensation paid to our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the 2021 fiscal year.
4. Approval of the Visa Inc. 2007 Equity Mgmt For For
Incentive Compensation Plan, as amended and
restated.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to enable the adoption of
a special meeting right for Class A common
stockholders.
6. To vote on a stockholder proposal Shr Abstain Against
requesting stockholders' right to act by
written consent, if properly presented.
7. To vote on a stockholder proposal to amend Shr Abstain Against
our principles of executive compensation
program, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935362335
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Betsy S. Atkins Mgmt For For
Matthew O. Maddox Mgmt For For
Philip G. Satre Mgmt For For
Darnell O. Strom Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
Opus International Small/Mid Cap ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Opus Small Cap Value ETF
--------------------------------------------------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935426747
--------------------------------------------------------------------------------------------------------------------------
Security: 015857105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AQN
ISIN: CA0158571053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The appointment of Ernst & Young LLP, Mgmt For For
Chartered Accountants, as auditors of the
Corporation for the ensuing year;
2 DIRECTOR
Christopher Ball Mgmt For For
Arun Banskota Mgmt For For
Melissa S. Barnes Mgmt For For
Christopher Huskilson Mgmt For For
D. Randy Laney Mgmt For For
Carol Leaman Mgmt For For
Kenneth Moore Mgmt For For
Masheed Saidi Mgmt For For
Dilek Samil Mgmt For For
3 The advisory resolution set forth in Mgmt For For
Schedule "A" of the Circular to accept the
approach to executive compensation as
disclosed in the Circular;
--------------------------------------------------------------------------------------------------------------------------
ALLEGIANT TRAVEL COMPANY Agenda Number: 935425252
--------------------------------------------------------------------------------------------------------------------------
Security: 01748X102
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: ALGT
ISIN: US01748X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Maurice J. Gallagher, Mgmt For For
Jr.
1B. Election of Director: Montie Brewer Mgmt For For
1C. Election of Director: Gary Ellmer Mgmt For For
1D. Election of Director: Ponder Harrison Mgmt For For
1E. Election of Director: Linda A. Marvin Mgmt For For
1F. Election of Director: Charles W. Pollard Mgmt For For
1G. Election of Director: John Redmond Mgmt For For
2. Approval of advisory resolution approving Mgmt For For
executive compensation.
3. Ratification of KPMG LLP as independent Mgmt For For
registered public accountants.
4. Stockholder proposal regarding right to Shr Against For
call a Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
AMERICOLD REALTY TRUST Agenda Number: 935368109
--------------------------------------------------------------------------------------------------------------------------
Security: 03064D108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: COLD
ISIN: US03064D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Fred W. Boehler
1B. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: George J.
Alburger, Jr.
1C. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Kelly H.
Barrett
1D. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Antonio F.
Fernandez
1E. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: James R.
Heistand
1F. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: David J.
Neithercut
1G. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Mark R.
Patterson
1H. Election of Trustee to hold office until Mgmt For For
the Annual Meeting in 2022: Andrew P. Power
2. Advisory Vote on Compensation of Named Mgmt For For
Executive Officers (Say- On-Pay).
3. Ratification of Ernst & Young LLP as our Mgmt For For
Independent Accounting Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APTARGROUP, INC. Agenda Number: 935359631
--------------------------------------------------------------------------------------------------------------------------
Security: 038336103
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ATR
ISIN: US0383361039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andreas C. Kramvis Mgmt For For
1B. Election of Director: Maritza Gomez Montiel Mgmt For For
1C. Election of Director: Jesse Wu Mgmt For For
1D. Election of Director: Ralf K. Wunderlich Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCOSA, INC. Agenda Number: 935357500
--------------------------------------------------------------------------------------------------------------------------
Security: 039653100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ACA
ISIN: US0396531008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Joseph Mgmt For For
Alvarado
1B. Election of Class II Director: Jeffrey A. Mgmt For For
Craig
1C. Election of Class II Director: John W. Mgmt For For
Lindsay
1D. Election of Class III Director: Rhys J. Mgmt For For
Best
1E. Election of Class III Director: David W. Mgmt For For
Biegler
1F. Election of Class III Director: Antonio Mgmt For For
Carrillo
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935363921
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the accounts and reports of the Mgmt For For
directors and the auditors for the year
ended 31 December 2020.
2. To approve the directors' remuneration Mgmt For For
report, excluding the directors'
remuneration policy, for the year ended 31
December 2020.
3. To approve the directors' remuneration Mgmt For For
policy.
4. Election of Michael Woollcombe as director Mgmt For For
of the Company.
5. Election of Michael Forsayeth as director Mgmt For For
of the Company.
6. Election of William Aziz as director of the Mgmt For For
Company.
7. Election of Brenda Eprile as director of Mgmt For For
the Company.
8. Election of Debora Del Favero as director Mgmt For For
of the Company.
9. Election of Arun Banskota as director of Mgmt For For
the Company.
10. Election of George Trisic as director of Mgmt For For
the Company.
11. Re-election of Santiago Seage as director Mgmt For For
of the Company.
12. To re-appoint Ernst & Young LLP and Ernst & Mgmt For For
Young S.L. as auditors of the Company to
hold office until December 31, 2022.
13. To authorize the Company's audit committee Mgmt For For
to determine the remuneration of the
auditors.
14. Authorization to issue shares. Mgmt For For
15. Disapplication of pre-emptive rights. Mgmt For For
16. Disapplication of pre-emptive rights. Mgmt For For
17. Redemption of the share premium account. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935238508
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 29-Jul-2020
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph W. Shrader Mgmt For For
1B. Election of Director: Joan Lordi C. Amble Mgmt For For
1C. Election of Director: Michele A. Flournoy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's registered
independent public accountants for fiscal
year 2021.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
4. Approval of the adoption of the Fifth Mgmt For For
Amended and Restated Certificate of
Incorporation to, among other things,
eliminate classification of the Board of
Directors.
--------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION Agenda Number: 935359869
--------------------------------------------------------------------------------------------------------------------------
Security: 103304101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BYD
ISIN: US1033041013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Bailey Mgmt For For
Robert L. Boughner Mgmt For For
William R. Boyd Mgmt For For
William S. Boyd Mgmt For For
Marianne Boyd Johnson Mgmt For For
Keith E. Smith Mgmt For For
Christine J. Spadafor Mgmt For For
A. Randall Thoman Mgmt For For
Peter M. Thomas Mgmt For For
Paul W. Whetsell Mgmt For For
Veronica J. Wilson Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRAEMAR HOTELS & RESORTS INC. Agenda Number: 935370661
--------------------------------------------------------------------------------------------------------------------------
Security: 10482B101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: BHR
ISIN: US10482B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monty J. Bennett Mgmt For For
Stefani D. Carter Mgmt For For
Candace Evans Mgmt For For
Kenneth H. Fearn, Jr. Mgmt For For
Curtis B. McWilliams Mgmt For For
Matthew D. Rinaldi Mgmt For For
Abteen Vaziri Mgmt For For
Richard J. Stockton Mgmt For For
2. To obtain advisory approval of the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of BDO USA, LLP, Mgmt For For
a national public accounting firm, as the
Company's independent auditors for the
fiscal year ending December 31, 2021.
4. To approve an amendment to the Company's Mgmt For For
Second Amended and Restated 2013 Equity
Incentive Plan to increase the number of
shares of common stock reserved for
issuance thereunder.
--------------------------------------------------------------------------------------------------------------------------
BRIGHAM MINERALS INC Agenda Number: 935395081
--------------------------------------------------------------------------------------------------------------------------
Security: 10918L103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: MNRL
ISIN: US10918L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jon-Al Duplantier Mgmt For For
1B. Election of Director: Robert M. Roosa Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CALIFORNIA WATER SERVICE GROUP Agenda Number: 935404094
--------------------------------------------------------------------------------------------------------------------------
Security: 130788102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CWT
ISIN: US1307881029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gregory E. Aliff Mgmt For For
1B. Election of Director: Terry P. Bayer Mgmt For For
1C. Election of Director: Shelly M. Esque Mgmt For For
1D. Election of Director: Martin A. Kropelnicki Mgmt For For
1E. Election of Director: Thomas M. Krummel, Mgmt For For
M.D.
1F. Election of Director: Richard P. Magnuson Mgmt For For
1G. Election of Director: Yvonne A. Maldonado, Mgmt For For
M.D.
1H. Election of Director: Scott L. Morris Mgmt For For
1I. Election of Director: Peter C. Nelson Mgmt For For
1J. Election of Director: Carol M. Pottenger Mgmt For For
1K. Election of Director: Lester A. Snow Mgmt For For
1L. Election of Director: Patricia K. Wagner Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Group's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CARETRUST REIT, INC Agenda Number: 935349565
--------------------------------------------------------------------------------------------------------------------------
Security: 14174T107
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: CTRE
ISIN: US14174T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Allen C. Barbieri Mgmt For For
1B. Election of Director: Jon D. Kline Mgmt For For
1C. Election of Director: Diana M. Laing Mgmt For For
1D. Election of Director: Spencer G. Plumb Mgmt For For
1E. Election of Director: Gregory K. Stapley Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935357841
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James D. Frias Mgmt For For
1B. Election of Director: Maia A. Hansen Mgmt For For
1C. Election of Director: Corrine D. Ricard Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation in 2020.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935393481
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CHE
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as
independent accountants for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Stockholder proposal requesting a Shr Against For
semi-annual report on (a) the Company's
policies on political spending, and (b)
political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED Agenda Number: 935343400
--------------------------------------------------------------------------------------------------------------------------
Security: 171484108
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CHDN
ISIN: US1714841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Willam C. Carstanjen Mgmt For For
Karole F. Lloyd Mgmt For For
Paul C. Varga Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive compensation
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
COLUMBIA SPORTSWEAR COMPANY Agenda Number: 935397617
--------------------------------------------------------------------------------------------------------------------------
Security: 198516106
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: COLM
ISIN: US1985161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy P. Boyle Mgmt For For
Stephen E. Babson Mgmt For For
Andy D. Bryant Mgmt For For
John W. Culver Mgmt For For
Walter T. Klenz Mgmt For For
Kevin Mansell Mgmt For For
Ronald E. Nelson Mgmt For For
Sabrina L. Simmons Mgmt For For
Malia H. Wasson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
3 To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 935390536
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: FIX
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt For For
Herman E. Bulls Mgmt For For
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt For For
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt For For
Cindy L. Wallis-Lage Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF THE NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 935347383
--------------------------------------------------------------------------------------------------------------------------
Security: 20369C106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CHCT
ISIN: US20369C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gardner Mgmt For For
Claire Gulmi Mgmt For For
Robert Hensley Mgmt For For
Lawrence Van Horn Mgmt For For
Timothy Wallace Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the following resolutions: RESOLVED,
that the stockholders of Community
Healthcare Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the named executive
officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2021 annual meeting of
stockholders.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
DESIGNER BRANDS INC. Agenda Number: 935228355
--------------------------------------------------------------------------------------------------------------------------
Security: 250565108
Meeting Type: Annual
Meeting Date: 14-Jul-2020
Ticker: DBI
ISIN: US2505651081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Harvey L. Sonnenberg Mgmt For For
Allan J. Tanenbaum Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for the fiscal year ending
January 30, 2021.
3. Advisory, non-binding vote on the Mgmt For For
compensation paid to our named executive
officers.
4. Approval of the amendment and restatement Mgmt For For
of the Designer Brands Inc. 2014 Long-Term
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DOLBY LABORATORIES, INC. Agenda Number: 935317506
--------------------------------------------------------------------------------------------------------------------------
Security: 25659T107
Meeting Type: Annual
Meeting Date: 02-Feb-2021
Ticker: DLB
ISIN: US25659T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin Yeaman Mgmt For For
Peter Gotcher Mgmt For For
Micheline Chau Mgmt For For
David Dolby Mgmt For For
Simon Segars Mgmt For For
Roger Siboni Mgmt For For
Anjali Sud Mgmt For For
Avadis Tevanian, Jr. Mgmt For For
2. An advisory vote to approve Named Executive Mgmt For For
Officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 24, 2021.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935385674
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term: D. Pike Aloian
1B. Election of Director to serve for a Mgmt For For
one-year term: H. Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term: Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term: Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term: David H. Hoster II
1F. Election of Director to serve for a one Mgmt For For
year term: Marshall A. Loeb
1G. Election of Director to serve for a one Mgmt For For
year term: Mary E. McCormick
1H. Election of Director to serve for a one Mgmt For For
year term: Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's charter and bylaws to allow
the bylaws to be amended by a majority of
stockholder votes.
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 935360343
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: EHC
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Greg D. Carmichael
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: John W. Chidsey
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Donald L. Correll
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Yvonne M. Curl
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Charles M. Elson
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Joan E. Herman
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Leo I. Higdon, Jr.
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Leslye G. Katz
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Patricia A. Maryland
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: John E. Maupin, Jr.
1K. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Nancy M. Schlichting
1L. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: L. Edward Shaw, Jr.
1M. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Mark J. Tarr
1N. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Terrance Williams
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for 2021.
3. An advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935357930
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael A. Bradley Mgmt For For
1B. Election of Director: R. Nicholas Burns Mgmt For For
1C. Election of Director: Rodney Clark Mgmt For For
1D. Election of Director: James F. Gentilcore Mgmt For For
1E. Election of Director: Yvette Kanouff Mgmt For For
1F. Election of Director: James P. Lederer Mgmt For For
1G. Election of Director: Bertrand Loy Mgmt For For
1H. Election of Director: Paul L. H. Olson Mgmt For For
1I. Election of Director: Azita Saleki-Gerhardt Mgmt For For
1J. Election of Director: Brian F. Sullivan Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC. Agenda Number: 935381878
--------------------------------------------------------------------------------------------------------------------------
Security: 29670E107
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EPRT
ISIN: US29670E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Bossidy Mgmt For For
Joyce DeLucca Mgmt For For
Scott A. Estes Mgmt For For
Peter M. Mavoides Mgmt For For
Lawrence J. Minich Mgmt For For
Heather L. Neary Mgmt For For
Stephen D. Sautel Mgmt For For
Janaki Sivanesan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers as more particularly
described in the proxy statement.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935388149
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank G. D'Angelo Mgmt For For
1B. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1C. Election of Director: Kelly Barrett Mgmt For For
1D. Election of Director: Olga Botero Mgmt For For
1E. Election of Director: Jorge A. Junquera Mgmt For For
1F. Election of Director: Ivan Pagan Mgmt For For
1G. Election of Director: Aldo J. Polak Mgmt For For
1H. Election of Director: Alan H. Schumacher Mgmt For For
1I. Election of Director: Brian J. Smith Mgmt For For
2. Advisory Vote on Executive Compensation. Mgmt For For
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm.
4. Advisory Vote on the Frequency of the Mgmt 1 Year For
Executive Compensation Advisory Vote.
--------------------------------------------------------------------------------------------------------------------------
FALCON MINERALS CORPORATION Agenda Number: 935426812
--------------------------------------------------------------------------------------------------------------------------
Security: 30607B109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: FLMN
ISIN: US30607B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan J. Hirshberg Mgmt For For
1B. Election of Director: Steven R. Jones Mgmt For For
1C. Election of Director: Erik C. Belz Mgmt For For
2. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM,INC Agenda Number: 935375003
--------------------------------------------------------------------------------------------------------------------------
Security: 32055Y201
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FIBK
ISIN: US32055Y2019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John M. Heyneman, Jr. Mgmt For For
David L. Jahnke Mgmt For For
Ross E. Leckie Mgmt For For
Kevin P. Riley Mgmt For For
James R. Scott Mgmt For For
2. Ratification of the appointment by the Mgmt For For
Board of Directors of two additional
Directors.
3. Ratification of RSM US LLP as our Mgmt For For
Independent Registered Public Accounting
Firm for the Year Ending December 31, 2021.
4. Adoption of Non-Binding Advisory Resolution Mgmt For For
on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
FORWARD AIR CORPORATION Agenda Number: 935380763
--------------------------------------------------------------------------------------------------------------------------
Security: 349853101
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FWRD
ISIN: US3498531017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald W. Allen Mgmt For For
Ana B. Amicarella Mgmt For For
Valerie A. Bonebrake Mgmt For For
C. Robert Campbell Mgmt For For
R. Craig Carlock Mgmt For For
G. Michael Lynch Mgmt For For
George S. Mayes, Jr. Mgmt For For
Chitra Nayak Mgmt For For
Scott M. Niswonger Mgmt For For
Javier Polit Mgmt For For
Richard H. Roberts Mgmt For For
Thomas Schmitt Mgmt For For
Laurie A. Tucker Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the named
executive officers (the "say on pay vote").
--------------------------------------------------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC. Agenda Number: 935410439
--------------------------------------------------------------------------------------------------------------------------
Security: 35086T109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: FCPT
ISIN: US35086T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William H. Lenehan
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John S. Moody
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Douglas B. Hansen
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Eric S. Hirschhorn
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Charles L. Jemley
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Marran H. Ogilvie
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Toni Steele
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Liz Tennican
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GERMAN AMERICAN BANCORP, INC. Agenda Number: 935385408
--------------------------------------------------------------------------------------------------------------------------
Security: 373865104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GABC
ISIN: US3738651047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc D. Fine Mgmt For For
Jason M. Kelly Mgmt For For
Christina M. Ryan Mgmt For For
Tyson J. Wagler Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
appointment of Crowe LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL CENTRO NORTE Agenda Number: 935243826
--------------------------------------------------------------------------------------------------------------------------
Security: 400501102
Meeting Type: Annual
Meeting Date: 07-Jul-2020
Ticker: OMAB
ISIN: US4005011022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Reports of the Board of Directors in Mgmt For For
accordance with Article 28, section IV,
paragraphs (d) and (e) of the Mexican
Securities Securities Law, regarding the
fiscal year ended as of December 31, 2019
and adoption of resolutions thereof.
O2 Reports of the Chief Executive Officer and Mgmt For For
External Auditor in accordance with Article
28, section IV, paragraph (b) of the
Mexican Securities Law, regarding the
fiscal year ended as of December 31, 2019
and adoption of resolutions thereof.
O3 Reports and opinion referred to in Article Mgmt For For
28, section IV, paragraphs (a) and (c) of
the Mexican Securities Law, including the
Fiscal Report referred to in article 76,
section XIX of the Income Tax Law and
adoption of resolutions thereof.
O4 Allocation of results of the Company and Mgmt For For
adoption of resolutions thereof.
O5 Discussion and approval of the amount for Mgmt For For
share repurchases and adoption of
resolutions thereof.
O6 Discussion and, in the event, approval of a Mgmt For For
proposal to appoint and/or confirm members
of the Board of Directors and the Chairs of
the Audit and Corporate Practices, Finance,
Planning and Sustainability Committees;
determination of their respective
emoluments and adoption of resolutions
thereof.
O7 Appointment of Special Delegates. Mgmt For For
E1 Discussion and, in the event, approval of a Mgmt For For
proposal to cancel Series B shares acquired
in accordance with article 56 of the
Mexican Securities Law, and thereby to
reduce the minimum or fixed social capital
of the Company, and, in the event, to
modify Article Six of the Bylaws of the
Company and adoption of resolutions
thereof.
E2 Appointment of Special Delegates. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935400363
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt For For
Michael T. Eckhart Mgmt For For
Nancy C. Floyd Mgmt For For
Simone F. Lagomarsino Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC. Agenda Number: 935325806
--------------------------------------------------------------------------------------------------------------------------
Security: 431475102
Meeting Type: Annual
Meeting Date: 10-Mar-2021
Ticker: HRC
ISIN: US4314751029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William G. Dempsey Mgmt For For
John P. Groetelaars Mgmt For For
Gary L. Ellis Mgmt For For
Stacy Enxing Seng Mgmt For For
Mary Garrett Mgmt For For
James R. Giertz Mgmt For For
William H. Kucheman Mgmt For For
Gregory J. Moore Mgmt For For
Felicia F. Norwood Mgmt For For
Nancy M. Schlichting Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Hill-Rom Holdings, Inc.'s
named executive officers.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Hill-Rom
Holdings, Inc.'s independent registered
public accounting firm for fiscal year
2021.
4. To approve the 2021 Hill- Rom Holdings, Mgmt For For
Inc. Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS Agenda Number: 935347410
--------------------------------------------------------------------------------------------------------------------------
Security: 433323102
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HIFS
ISIN: US4333231029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Desmond Mgmt For For
Robert A. Lane, Esq. Mgmt For For
Scott L. Moser Mgmt For For
Kara Gaughen Smith Mgmt For For
Jacqueline M Youngworth Mgmt For For
2. To elect Jacqueline M. Youngworth as the Mgmt For For
Clerk of the Bank, to hold office until the
2022 Annual Meeting of Stockholders, and
until her successor is duly elected and
qualified.
3. To approve, by advisory vote, the Bank's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HOME BANCSHARES, INC. Agenda Number: 935345430
--------------------------------------------------------------------------------------------------------------------------
Security: 436893200
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: HOMB
ISIN: US4368932004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John W. Allison Mgmt For For
Brian S. Davis Mgmt For For
Milburn Adams Mgmt For For
Robert H. Adcock, Jr. Mgmt For For
Richard H. Ashley Mgmt For For
Mike D. Beebe Mgmt For For
Jack E. Engelkes Mgmt For For
Tracy M. French Mgmt For For
Karen E. Garrett Mgmt For For
James G. Hinkle Mgmt For For
Alex R. Lieblong Mgmt For For
Thomas J. Longe Mgmt For For
Jim Rankin, Jr. Mgmt For For
Larry W. Ross Mgmt For For
Donna J. Townsell Mgmt For For
2. Advisory (non-binding) vote approving the Mgmt For For
Company's executive compensation.
3. Ratification of appointment of BKD, LLP as Mgmt For For
the Company's independent registered public
accounting firm for the next fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935353817
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: HUBB
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gerben W. Bakker Mgmt For For
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Rhett A. Hernandez Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
Jennifer M. Pollino Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers as presented in the 2021 Proxy
Statement.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year 2021.
--------------------------------------------------------------------------------------------------------------------------
ICF INTERNATIONAL, INC. Agenda Number: 935395409
--------------------------------------------------------------------------------------------------------------------------
Security: 44925C103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ICFI
ISIN: US44925C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ms. Cheryl W. Grise Mgmt For For
Mr. Randall Mehl Mgmt For For
Mr. Scott B. Salmirs Mgmt For For
2. ADVISORY VOTE REGARDING ICF INTERNATIONAL'S Mgmt For For
OVERALL PAY-FOR-PERFORMANCE NAMED EXECUTIVE
OFFICER COMPENSATION PROGRAM: Approve, by
non-binding vote, the Company's overall
pay-for-performance executive compensation
program, as described in the Compensation
Discussion and Analysis, the compensation
tables and the related narratives and other
materials in the Proxy Statement.
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM: Ratify the
selection of Grant Thornton LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENT BANK CORP. Agenda Number: 935381599
--------------------------------------------------------------------------------------------------------------------------
Security: 453836108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: INDB
ISIN: US4538361084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Reelection of Class I Director: Donna L. Mgmt For For
Abelli
1.2 Reelection of Class I Director: Kevin J. Mgmt For For
Jones
1.3 Reelection of Class I Director: Mary L. Mgmt For For
Lentz
1.4 Reelection of Class I Director: John J. Mgmt For For
Morrissey
1.5 Reelection of Class I Director: Frederick Mgmt For For
Taw
2. Ratify the Appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 935378643
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Burke Mgmt For For
Dwight Gibson Mgmt For For
Daniel T. Hendrix Mgmt For For
Christopher G. Kennedy Mgmt For For
Joseph Keough Mgmt For For
Catherine M. Kilbane Mgmt For For
K. David Kohler Mgmt For For
Sheryl D. Palmer Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
KADANT INC. Agenda Number: 935365797
--------------------------------------------------------------------------------------------------------------------------
Security: 48282T104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: KAI
ISIN: US48282T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three-year term Mgmt For For
expiring in 2024: Erin L. Russell
1B. Election of Director for a three-year term Mgmt For For
expiring in 2024: William P. Tully
2. To approve, by non-binding advisory vote, Mgmt For For
our executive compensation.
3. To approve restricted stock unit grants to Mgmt For For
our non-employee directors.
4. To ratify the selection of KPMG LLP as our Mgmt For For
company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
KFORCE INC. Agenda Number: 935361989
--------------------------------------------------------------------------------------------------------------------------
Security: 493732101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: KFRC
ISIN: US4937321010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David L. Dunkel* Mgmt For For
Mark F. Furlong* Mgmt For For
Catherine H. Cloudman* Mgmt For For
Derrick D. Brooks# Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Kforce's independent registered
public accountants for 2021.
3. Advisory vote on Kforce's executive Mgmt For For
compensation.
4. Approve the Kforce Inc. 2021 Stock Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KNOLL, INC. Agenda Number: 935373491
--------------------------------------------------------------------------------------------------------------------------
Security: 498904200
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: KNL
ISIN: US4989042001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel W. Dienst Mgmt For For
Jeffrey Alan Henderson Mgmt For For
Christopher G. Kennedy Mgmt For For
Stephanie Stahl Mgmt For For
2. To approve the Knoll, Inc. 2021 Stock Mgmt For For
Incentive Plan.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2021.
4. To approve, on an advisory basis, the Mgmt For For
Company's 2020 executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KONTOOR BRANDS, INC. Agenda Number: 935341317
--------------------------------------------------------------------------------------------------------------------------
Security: 50050N103
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: KTB
ISIN: US50050N1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Barclay Mgmt For For
Robert Lynch Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 1,
2022.
3. To approve the compensation of our named Mgmt For For
executive officers as disclosed in our
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
LADDER CAPITAL CORP Agenda Number: 935394863
--------------------------------------------------------------------------------------------------------------------------
Security: 505743104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: LADR
ISIN: US5057431042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas Durst Mgmt For For
Jeffrey Steiner Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approval of a non-binding, advisory Mgmt For For
resolution to approve our executive
compensation ("Say on Pay").
--------------------------------------------------------------------------------------------------------------------------
LAKELAND FINANCIAL CORPORATION Agenda Number: 935340505
--------------------------------------------------------------------------------------------------------------------------
Security: 511656100
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: LKFN
ISIN: US5116561003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Blake W. Augsburger Mgmt For For
1B. Election of Director: Robert E. Bartels, Mgmt For For
Jr.
1C. Election of Director: Darrianne P. Mgmt For For
Christian
1D. Election of Director: Daniel F. Evans, Jr. Mgmt For For
1E. Election of Director: David M. Findlay Mgmt For For
1F. Election of Director: Michael L. Kubacki Mgmt For For
1G. Election of Director: Emily E. Pichon Mgmt For For
1H. Election of Director: Steven D. Ross Mgmt For For
1I. Election of Director: Brian J. Smith Mgmt For For
1J. Election of Director: Bradley J. Toothaker Mgmt For For
1K. Election of Director: Ronald D. Truex Mgmt For For
1L. Election of Director: M. Scott Welch Mgmt For For
2. APPROVAL, by non-binding vote, of the Mgmt For For
Company's compensation of certain executive
officers.
3. RATIFY THE APPOINTMENT OF CROWE LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LITHIA MOTORS, INC. Agenda Number: 935346242
--------------------------------------------------------------------------------------------------------------------------
Security: 536797103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: LAD
ISIN: US5367971034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sidney B. DeBoer Mgmt For For
1B. Election of Director: Susan O. Cain Mgmt For For
1C. Election of Director: Bryan B. DeBoer Mgmt For For
1D. Election of Director: Shauna F. McIntyre Mgmt For For
1E. Election of Director: Louis P. Miramontes Mgmt For For
1F. Election of Director: Kenneth E. Roberts Mgmt For For
1G. Election of Director: David J. Robino Mgmt For For
2. Approval by advisory vote, of the Mgmt For For
compensation of our Named Executive
Officers.
3. Ratification of Appointment of KPMG LLP as Mgmt For For
our Independent Registered Public
Accounting Firm for 2021.
4. Approval of an Amendment and Restatement of Mgmt For For
our Restated Articles of Incorporation to
eliminate references to Class B Common
Stock, Class A Common Stock and Series M
Preferred Stock, and to reclassify Class A
Common Stock as Common Stock.
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935268816
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 935342321
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raymond T. Baker Mgmt For For
David E. Blackford Mgmt For For
Courtney L. Mizel Mgmt For For
2. To approve an advisory proposal regarding Mgmt For For
the compensation of the Company's named
executive officers (Say on Pay).
3. To approve the M.D.C. Holdings, Inc. 2021 Mgmt For For
Equity Incentive Plan.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
MAGIC SOFTWARE ENTERPRISES LTD. Agenda Number: 935328989
--------------------------------------------------------------------------------------------------------------------------
Security: 559166103
Meeting Type: Annual
Meeting Date: 25-Feb-2021
Ticker: MGIC
ISIN: IL0010823123
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect GUY BERNSTEIN for terms Mgmt For For
expiring at the Company's 2021 Annual
General Meeting of Shareholders.
1B. To re-elect NAAMIT SALOMON for terms Mgmt For For
expiring at the Company's 2021 Annual
General Meeting of Shareholders.
1C. To re-elect of AVI ZAKAY for terms expiring Mgmt For For
2021 Annual General meeting of Shareholders
2. To re-elect Mr. Ron Ettlinger to serve as Mgmt For For
an external director (as such term is
defined in the Israeli Companies Law) for a
third three-year term.
2A. Are you (a) a controlling shareholder of Mgmt For
the Company; or (b) do you have a personal
interest in the re-election of Mr. Ron
Ettlinger to serve as an external director
(as such term is defined in the Israeli
Companies Law) for a third three-year term?
If you do not vote YES=FOR or NO=AGAINST
the vote on the corresponding proposal will
not count.
3. To approve the amended terms for the Mgmt For For
Company's renewed director and officer
liability, or D&O, insurance policy.
3A. Are you (a) a controlling shareholder of Mgmt For
the Company; or (b) do you have a personal
interest in the approval of the renewed
directors and officers' liability insurance
policy? If you do not vote YES=FOR or
NO=AGAINST the vote on the corresponding
proposal will not count.
4. To approve a revised compensation policy Mgmt For For
for the Company's directors and officers.
4A. Are you (a) a controlling shareholder of Mgmt Against
the Company; or (b) do you have a personal
interest in the approval of the revised
compensation policy? If you do not vote
YES=FOR or NO=AGAINST the vote on the
corresponding proposal will not count.
5. To ratify and approve the re-appointment of Mgmt For For
Kost Forer Gabbay & Kasierer, registered
public accounting firm, a member firm of
Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and to authorize its Board of Directors to
delegate to the Audit Committee the
authority to fix the compensation for such
independent registered public accountants
in accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
MANCHESTER UNITED PLC Agenda Number: 935395675
--------------------------------------------------------------------------------------------------------------------------
Security: G5784H106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: MANU
ISIN: KYG5784H1065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Avram Glazer Mgmt For For
1B. Election of Director: Joel Glazer Mgmt For For
1C. Election of Director: Edward Woodward Mgmt For For
1D. Election of Director: Richard Arnold Mgmt For For
1E. Election of Director: Cliff Baty Mgmt For For
1F. Election of Director: Kevin Glazer Mgmt For For
1G. Election of Director: Bryan Glazer Mgmt For For
1H. Election of Director: Darcie Glazer Mgmt For For
Kassewitz
1I. Election of Director: Edward Glazer Mgmt For For
1J. Election of Director: Robert Leitao Mgmt For For
1K. Election of Director: Manu Sawhney Mgmt For For
1L. Election of Director: John Hooks Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION Agenda Number: 935367474
--------------------------------------------------------------------------------------------------------------------------
Security: 57164Y107
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: VAC
ISIN: US57164Y1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lizanne Galbreath Mgmt For For
Melquiades R. Martinez Mgmt For For
Stephen R. Quazzo Mgmt For For
Stephen P. Weisz Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for its
2021 fiscal year.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935369846
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rajeev Batra Mgmt For For
Gerald G. Colella Mgmt For For
Elizabeth A. Mora Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MORNINGSTAR, INC. Agenda Number: 935361650
--------------------------------------------------------------------------------------------------------------------------
Security: 617700109
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MORN
ISIN: US6177001095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joe Mansueto Mgmt For For
1B. Election of Director: Kunal Kapoor Mgmt For For
1C. Election of Director: Robin Diamonte Mgmt For For
1D. Election of Director: Cheryl Francis Mgmt For For
1E. Election of Director: Steve Joynt Mgmt For For
1F. Election of Director: Steve Kaplan Mgmt For For
1G. Election of Director: Gail Landis Mgmt For For
1H. Election of Director: Bill Lyons Mgmt For For
1I. Election of Director: Doniel Sutton Mgmt For For
1J. Election of Director: Caroline Tsay Mgmt For For
2. Approve the Morningstar, Inc. Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as Morningstar's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL STORAGE AFFILIATES TRUST Agenda Number: 935390221
--------------------------------------------------------------------------------------------------------------------------
Security: 637870106
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: NSA
ISIN: US6378701063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Arlen D. Nordhagen Mgmt For For
1B. Election of Trustee: George L. Chapman Mgmt For For
1C. Election of Trustee: Tamara D. Fischer Mgmt For For
1D. Election of Trustee: Paul W. Hylbert, Jr. Mgmt For For
1E. Election of Trustee: Chad L. Meisinger Mgmt For For
1F. Election of Trustee: Steven G. Osgood Mgmt For For
1G. Election of Trustee: Dominic M. Palazzo Mgmt For For
1H. Election of Trustee: Rebecca L. Steinfort Mgmt For For
1I. Election of Trustee: Mark Van Mourick Mgmt For For
1J. Election of Trustee: J. Timothy Warren Mgmt For For
1K. Election of Trustee: Charles F. Wu Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Shareholder advisory vote (non-binding) on Mgmt For For
the executive compensation of the Company's
Named Executive Officers as more fully
described in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC. Agenda Number: 935404664
--------------------------------------------------------------------------------------------------------------------------
Security: 65341D102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: NXRT
ISIN: US65341D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual meeting: James Dondero
1B. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Brian Mitts
1C. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Edward Constantino
1D. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Scott Kavanaugh
1E. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Arthur Laffer
1F. Election of Director to serve until the Mgmt For For
2022 Annual meeting: Catherine Wood
2. Advisory Vote on Executive Compensation: to Mgmt For For
approve, on an advisory basis, the
compensation of our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935341622
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: James L. Robo Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of NextEra Energy
Partners' named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NORDSON CORPORATION Agenda Number: 935328232
--------------------------------------------------------------------------------------------------------------------------
Security: 655663102
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NDSN
ISIN: US6556631025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. DeFord Mgmt For For
Arthur L. George, Jr. Mgmt For For
Frank M. Jaehnert Mgmt For For
Ginger M. Jones Mgmt For For
Jennifer A. Parmentier Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. To approve the Nordson Corporation 2021 Mgmt For For
Stock Incentive and Award Plan.
--------------------------------------------------------------------------------------------------------------------------
OWENS CORNING Agenda Number: 935341280
--------------------------------------------------------------------------------------------------------------------------
Security: 690742101
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: OC
ISIN: US6907421019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian D. Chambers Mgmt For For
1B. Election of Director: Eduardo E. Cordeiro Mgmt For For
1C. Election of Director: Adrienne D. Elsner Mgmt For For
1D. Election of Director: Alfred E. Festa Mgmt For For
1E. Election of Director: Edward F. Lonergan Mgmt For For
1F. Election of Director: Maryann T. Mannen Mgmt For For
1G. Election of Director: Paul E. Martin Mgmt For For
1H. Election of Director: W. Howard Morris Mgmt For For
1I. Election of Director: Suzanne P. Nimocks Mgmt For For
1J. Election of Director: John D. Williams Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
PAPA JOHN'S INTERNATIONAL, INC. Agenda Number: 935361953
--------------------------------------------------------------------------------------------------------------------------
Security: 698813102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PZZA
ISIN: US6988131024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher L. Mgmt For For
Coleman
1B. Election of Director: Olivia F. Kirtley Mgmt For For
1C. Election of Director: Laurette T. Koellner Mgmt For For
1D. Election of Director: Robert M. Lynch Mgmt For For
1E. Election of Director: Jocelyn C. Mangan Mgmt For For
1F. Election of Director: Sonya E. Medina Mgmt For For
1G. Election of Director: Shaquille R. O'Neal Mgmt For For
1H. Election of Director: Anthony M. Sanfilippo Mgmt For For
1I. Election of Director: Jeffrey C. Smith Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Auditors: To ratify the
selection of Ernst & Young LLP as the
Company's independent auditors for the 2021
fiscal year.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
POOL CORPORATION Agenda Number: 935369416
--------------------------------------------------------------------------------------------------------------------------
Security: 73278L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: POOL
ISIN: US73278L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter D. Arvan Mgmt For For
1B. Election of Director: Timothy M. Graven Mgmt For For
1C. Election of Director: Debra S. Oler Mgmt For For
1D. Election of Director: Manuel J. Perez de la Mgmt For For
Mesa
1E. Election of Director: Harlan F. Seymour Mgmt For For
1F. Election of Director: Robert C. Sledd Mgmt For For
1G. Election of Director: John E. Stokely Mgmt For For
1H. Election of Director: David G. Whalen Mgmt For For
2. Ratification of the retention of Ernst & Mgmt For For
Young LLP, certified public accountants, as
our independent registered public
accounting firm for the 2021 fiscal year.
3. Say-on-pay vote: Advisory vote to approve Mgmt For For
the compensation of our named executive
officers as disclosed in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
PREFERRED BANK Agenda Number: 935396247
--------------------------------------------------------------------------------------------------------------------------
Security: 740367404
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PFBC
ISIN: US7403674044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William C. Y. Cheng Mgmt For For
Chih-Wei Wu Mgmt For For
Shirley Wang Mgmt For For
Wayne Wu Mgmt For For
2. Advisory Compensation Vote ("Say on Pay") Mgmt For For
3. Frequency of Advisory Vote Mgmt 3 Years For
4. Authorization of Share Repurchase Authority Mgmt For For
5. Ratification of Independent Registered Mgmt For For
Public Accountants
--------------------------------------------------------------------------------------------------------------------------
PRIMERICA, INC. Agenda Number: 935364745
--------------------------------------------------------------------------------------------------------------------------
Security: 74164M108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: PRI
ISIN: US74164M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Addison, Jr. Mgmt For For
1B. Election of Director: Joel M. Babbit Mgmt For For
1C. Election of Director: P. George Benson Mgmt For For
1D. Election of Director: C. Saxby Chambliss Mgmt For For
1E. Election of Director: Gary L. Crittenden Mgmt For For
1F. Election of Director: Cynthia N. Day Mgmt For For
1G. Election of Director: Sanjeev Dheer Mgmt For For
1H. Election of Director: Beatriz R. Perez Mgmt For For
1I. Election of Director: D. Richard Williams Mgmt For For
1J. Election of Director: Glenn J. Williams Mgmt For For
1K. Election of Director: Barbara A. Yastine Mgmt For For
2. To consider an advisory vote on executive Mgmt For For
compensation (Say-on- Pay).
3. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935377576
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sarah J. Anderson Mgmt For For
1B. Election of Director: Lisa L. Baldwin Mgmt For For
1C. Election of Director: Karen W. Colonias Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt For For
1E. Election of Director: James D. Hoffman Mgmt For For
1F. Election of Director: Mark V. Kaminski Mgmt For For
1G. Election of Director: Karla R. Lewis Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt For For
1I. Election of Director: Andrew G. Sharkey, Mgmt For For
III
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt For For
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
RPM INTERNATIONAL INC. Agenda Number: 935266191
--------------------------------------------------------------------------------------------------------------------------
Security: 749685103
Meeting Type: Annual
Meeting Date: 08-Oct-2020
Ticker: RPM
ISIN: US7496851038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Julie A. Lagacy Mgmt For For
Robert A. Livingston Mgmt For For
Frederick R. Nance Mgmt For For
William B. Summers, Jr. Mgmt For For
2. Approve the Company's executive Mgmt For For
compensation.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
RUTH'S HOSPITALITY GROUP, INC. Agenda Number: 935406353
--------------------------------------------------------------------------------------------------------------------------
Security: 783332109
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: RUTH
ISIN: US7833321091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Giannella Alvarez Mgmt For For
1B. Election of Director: Mary L. Baglivo Mgmt For For
1C. Election of Director: Carla R. Cooper Mgmt For For
1D. Election of Director: Cheryl J. Henry Mgmt For For
1E. Election of Director: Stephen M. King Mgmt For For
1F. Election of Director: Michael P. O'Donnell Mgmt For For
1G. Election of Director: Marie L. Perry Mgmt For For
1H. Election of Director: Robin P. Selati Mgmt For For
2. Approval of the advisory resolution on the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
SAPIENS INTERNATIONAL CORPORATION N.V. Agenda Number: 935288604
--------------------------------------------------------------------------------------------------------------------------
Security: G7T16G103
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: SPNS
ISIN: KYG7T16G1039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Guy Bernstein
1b. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Roni Al Dor
1c. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Eyal Ben-Chlouche
1d. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Yacov Elinav
1e. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Uzi Netanel
1f. To re-elect as director of the Company for Mgmt For For
a one-year term expiring at the Company's
annual general meeting of shareholders in
2021: Naamit Salomon
2. Approval of the Company's 2019 Consolidated Mgmt For For
Balance Sheets, Consolidated Statements of
Operations (profit and loss account) and
Cash Flows.
3. Approval of the re-appointment of Kost Mgmt For For
Forer Gabbay & Kasierer, a member firm of
Ernst & Young Global Limited, as the
independent auditors of the Company for
2020 and authorization of the Board of
Directors and/or its Audit Committee to fix
their compensation.
--------------------------------------------------------------------------------------------------------------------------
SERVISFIRST BANCSHARES, INC. Agenda Number: 935345442
--------------------------------------------------------------------------------------------------------------------------
Security: 81768T108
Meeting Type: Annual
Meeting Date: 19-Apr-2021
Ticker: SFBS
ISIN: US81768T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas A. Broughton III Mgmt For For
J. Richard Cashio Mgmt For For
James J. Filler Mgmt For For
Michael D. Fuller Mgmt For For
Christopher J. Mettler Mgmt For For
Hatton C.V. Smith Mgmt For For
Irma L. Tuder Mgmt For For
2. To approve, on an advisory vote basis, our Mgmt For For
executive compensation as described in the
accompanying Proxy Statement.
3. To ratify the appointment of Dixon Hughes Mgmt For For
Goodman LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SIX FLAGS ENTERTAINMENT CORPORATION Agenda Number: 935357372
--------------------------------------------------------------------------------------------------------------------------
Security: 83001A102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: SIX
ISIN: US83001A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ben Baldanza Mgmt For For
Selim Bassoul Mgmt For For
Esi Eggleston Bracey Mgmt For For
Denise M. Clark Mgmt For For
Enrique Ramirez Mgmt For For
Arik Ruchim Mgmt For For
Michael Spanos Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Approve amendments to Restated Certificate Mgmt For For
of Incorporation to eliminate supermajority
voting provision.
4. Approve amendments to Restated Certificate Mgmt For For
of Incorporation to allow stockholder
action by written consent.
5. Advisory vote to ratify the appointment of Mgmt For For
KPMG LLP as independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 935352954
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: SKYW
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry C. Atkin Mgmt For For
W. Steve Albrecht Mgmt For For
Russell A. Childs Mgmt For For
Smita Conjeevaram Mgmt For For
Meredith S. Madden Mgmt For For
Ronald J. Mittelstaedt Mgmt For For
Andrew C. Roberts Mgmt For For
Keith E. Smith Mgmt For For
Steven F. Udvar - Hazy Mgmt For For
James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
STOCK YARDS BANCORP, INC. Agenda Number: 935352497
--------------------------------------------------------------------------------------------------------------------------
Security: 861025104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SYBT
ISIN: US8610251048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Bickel III Mgmt For For
1B. Election of Director: J. McCauley Brown Mgmt For For
1C. Election of Director: David P. Heintzman Mgmt For For
1D. Election of Director: Donna L. Heitzman Mgmt For For
1E. Election of Director: Carl G. Herde Mgmt For For
1F. Election of Director: James A. Hillebrand Mgmt For For
1G. Election of Director: Richard A. Lechleiter Mgmt For For
1H. Election of Director: Stephen M. Priebe Mgmt For For
1I. Election of Director: John L. Schutte Mgmt For For
1J. Election of Director: Kathy C. Thompson Mgmt For For
2. The ratification of BKD, LLP as the Mgmt For For
independent registered public accounting
firm for Stock Yards Bancorp, Inc. for the
year ending December 31, 2021.
3. The advisory approval of the compensation Mgmt For For
of Bancorp's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC. Agenda Number: 935359883
--------------------------------------------------------------------------------------------------------------------------
Security: 864159108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: RGR
ISIN: US8641591081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Cosentino, Mgmt For For
Jr.
1B. Election of Director: Michael O. Fifer Mgmt For For
1C. Election of Director: Sandra S. Froman Mgmt For For
1D. Election of Director: C. Michael Jacobi Mgmt For For
1E. Election of Director: Christopher J. Killoy Mgmt For For
1F. Election of Director: Terrence G. O'Connor Mgmt For For
1G. Election of Director: Amir P. Rosenthal Mgmt For For
1H. Election of Director: Ronald C. Whitaker Mgmt For For
1I. Election of Director: Phillip C. Widman Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as the Independent Auditors of the
Company for the 2021 fiscal year.
3. An advisory vote on the compensation of the Mgmt For For
Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
TECNOGLASS INC. Agenda Number: 935311287
--------------------------------------------------------------------------------------------------------------------------
Security: G87264100
Meeting Type: Annual
Meeting Date: 15-Dec-2020
Ticker: TGLS
ISIN: KYG872641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of the Class A Director: Martha Mgmt For For
Byorum
1B. Election of the Class A Director: Luis Mgmt For For
Fernando Castro
1C. Election of the Class A Director: Carlos Mgmt For For
Cure
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 935358071
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TXRH
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. Crawford Mgmt For For
Gregory N. Moore Mgmt For For
Curtis A. Warfield Mgmt For For
Kathleen M. Widmer Mgmt For For
James R. Zarley Mgmt For For
2. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as Texas Roadhouse's independent
auditors for 2021.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Proposal to approve the Texas Roadhouse, Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
THE ENSIGN GROUP, INC. Agenda Number: 935388175
--------------------------------------------------------------------------------------------------------------------------
Security: 29358P101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: ENSG
ISIN: US29358P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher R. Mgmt For For
Christensen
1B. Election of Director: Daren J. Shaw Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for 2021.
3. Approval, on an advisory basis, of our Mgmt For For
named executive officers' compensation.
--------------------------------------------------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC. Agenda Number: 935369480
--------------------------------------------------------------------------------------------------------------------------
Security: 410867105
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: THG
ISIN: US4108671052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Harriett "Tee" Mgmt For For
Taggart - Two-year term expiring in 2023
1.2 Election of Director: Kevin J. Bradicich - Mgmt For For
Three-year term expiring in 2024
1.3 Election of Director: J. Paul Condrin III - Mgmt For For
Three-year term expiring in 2024
1.4 Election of Director: Cynthia L. Egan - Mgmt For For
Three-year term expiring in 2024
1.5 Election of Director: Kathleen S. Lane - Mgmt For For
Three-year term expiring in 2024
2. To approve the advisory vote on the Mgmt For For
Company's executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent, registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 935330528
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet K. Cooper Mgmt For For
Gary L. Ellis Mgmt For For
Michael G. Vale Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2021.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THOR INDUSTRIES, INC. Agenda Number: 935291447
--------------------------------------------------------------------------------------------------------------------------
Security: 885160101
Meeting Type: Annual
Meeting Date: 18-Dec-2020
Ticker: THO
ISIN: US8851601018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Graves Mgmt For For
Amelia A. Huntington Mgmt For For
Wilson Jones Mgmt For For
Christopher Klein Mgmt For For
J.Allen Kosowsky Mgmt For For
Robert W. Martin Mgmt For For
Peter B. Orthwein Mgmt For For
Jan H. Suwinski Mgmt For For
James L. Ziemer Mgmt For For
William J. Kelley Jr. Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our Fiscal Year
2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers (NEOs).
--------------------------------------------------------------------------------------------------------------------------
TRAVEL + LEISURE CO. Agenda Number: 935367765
--------------------------------------------------------------------------------------------------------------------------
Security: 894164102
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: TNL
ISIN: US8941641024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Louise F. Brady Mgmt For For
Michael D. Brown Mgmt For For
James E. Buckman Mgmt For For
George Herrera Mgmt For For
Stephen P. Holmes Mgmt For For
Denny Marie Post Mgmt For For
Ronald L. Rickles Mgmt For For
Michael H. Wargotz Mgmt For For
2. A non-binding, advisory resolution to Mgmt For For
approve our executive compensation program.
3. A proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP to serve as our
independent registered public accounting
firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
TTEC HOLDINGS, INC. Agenda Number: 935390740
--------------------------------------------------------------------------------------------------------------------------
Security: 89854H102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: TTEC
ISIN: US89854H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth D. Tuchman Mgmt For For
1B. Election of Director: Steven J. Anenen Mgmt For For
1C. Election of Director: Tracy L. Bahl Mgmt For For
1D. Election of Director: Gregory A. Conley Mgmt For For
1E. Election of Director: Robert N. Frerichs Mgmt For For
1F. Election of Director: Marc L. Holtzman Mgmt For For
1G. Election of Director: Gina L. Loften Mgmt For For
1H. Election of Director: Ekta Singh-Bushell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
TURNING POINT BRANDS, INC. Agenda Number: 935363628
--------------------------------------------------------------------------------------------------------------------------
Security: 90041L105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: TPB
ISIN: US90041L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory H. A. Baxter Mgmt For For
H.C. Charles Diao Mgmt For For
Ashley D. Frushone Mgmt For For
David Glazek Mgmt For For
Assia Grazioli-Venier Mgmt For For
Stephen Usher Mgmt For For
Lawrence S. Wexler Mgmt For For
Arnold Zimmerman Mgmt For For
2. Approval of the Turning Point Brands, Inc. Mgmt For For
2021 Equity Incentive Plan.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditors for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC. Agenda Number: 935245604
--------------------------------------------------------------------------------------------------------------------------
Security: 90337L108
Meeting Type: Annual
Meeting Date: 18-Aug-2020
Ticker: USPH
ISIN: US90337L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward L. Kuntz Mgmt For For
Christopher J. Reading Mgmt For For
Lawrance W. McAfee Mgmt For For
Mark J. Brookner Mgmt For For
Harry S. Chapman Mgmt For For
Dr. Bernard A Harris Jr Mgmt For For
Kathleen A. Gilmartin Mgmt For For
Regg E. Swanson Mgmt For For
Clayton K. Trier Mgmt For For
2. Advisory vote to approve the named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2020.
4. As determined by a majority of our Board of Mgmt For
Directors, the proxies are authorized to
vote upon other business as may properly
come before the meeting or any
adjournments.
--------------------------------------------------------------------------------------------------------------------------
U.S. PHYSICAL THERAPY, INC. Agenda Number: 935393455
--------------------------------------------------------------------------------------------------------------------------
Security: 90337L108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: USPH
ISIN: US90337L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward L. Kuntz Mgmt For For
Christopher J. Reading Mgmt For For
Mark J. Brookner Mgmt For For
Harry S. Chapman Mgmt For For
Dr. Bernard A Harris Jr Mgmt For For
Kathleen A. Gilmartin Mgmt For For
Regg E. Swanson Mgmt For For
Clayton K. Trier Mgmt For For
2. Advisory vote to approve the named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. As determined by a majority of our Board of Shr Abstain
Directors, the proxies are authorized to
vote upon other business as may properly
come before the meeting or any
adjournments.
--------------------------------------------------------------------------------------------------------------------------
UFP INDUSTRIES, INC. Agenda Number: 935344692
--------------------------------------------------------------------------------------------------------------------------
Security: 90278Q108
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: UFPI
ISIN: US90278Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Matthew J. Missad Mgmt For For
1B. Election of Director: Thomas W. Rhodes Mgmt For For
1C. Election of Director: Brian C. Walker Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
3. To participate in an advisory vote to Mgmt For For
approve the compensation paid to our Named
Executives.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON TRUST BANCORP, INC. Agenda Number: 935348171
--------------------------------------------------------------------------------------------------------------------------
Security: 940610108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: WASH
ISIN: US9406101082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Constance A. Howes, Esq Mgmt For For
Joseph J. MarcAurele Mgmt For For
Edwin J. Santos Mgmt For For
Lisa M. Stanton Mgmt For For
2. The approval of an amendment to the Mgmt For For
Corporation's Restated Articles of
Incorporation creating a new class of
capital stock which shall be designated as
"Undesignated Preferred Stock".
3. The ratification of the selection of Crowe Mgmt For For
LLP to serve as the Corporation's
independent registered public accounting
firm for the year ending December 31, 2021.
4. A non-binding advisory resolution to Mgmt For For
approve the compensation of the
Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WATSCO, INC. Agenda Number: 935424729
--------------------------------------------------------------------------------------------------------------------------
Security: 942622200
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: WSO
ISIN: US9426222009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George P. Sape Mgmt For For
2. To approve the Watsco, Inc. 2021 Incentive Mgmt For For
Compensation Plan.
3. To approve the advisory resolution Mgmt For For
regarding the compensation of our named
executive officers.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WEST BANCORPORATION, INC. Agenda Number: 935340428
--------------------------------------------------------------------------------------------------------------------------
Security: 95123P106
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: WTBA
ISIN: US95123P1066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick J. Donovan Mgmt For For
Lisa J. Elming Mgmt For For
Steven K. Gaer Mgmt For For
Michael J. Gerdin Mgmt For For
Sean P. McMurray Mgmt For For
George D. Milligan Mgmt For For
David D. Nelson Mgmt For For
James W. Noyce Mgmt For For
Steven T. Schuler Mgmt For For
Therese M. Vaughan Mgmt For For
Philip Jason Worth Mgmt For For
2. To approve, on a nonbinding basis, the 2020 Mgmt For For
compensation of the named executive
officers disclosed in the proxy statement.
3. To approve the West Bancorporation, Inc. Mgmt For For
2021 Equity Incentive Plan.
4. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
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WESTERN ALLIANCE BANCORPORATION Agenda Number: 935419146
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Security: 957638109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: WAL
ISIN: US9576381092
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Adriane McFetridge Mgmt For For
1H. Election of Director: Michael Patriarca Mgmt For For
1I. Election of Director: Robert Sarver Mgmt For For
1J. Election of Director: Bryan Segedi Mgmt For For
1K. Election of Director: Donald Snyder Mgmt For For
1L. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1M. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt For For
executive compensation.
3. Ratify the appointment of RSM US LLP as the Mgmt For For
Company's independent auditor.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title President
Date 8/24/2021