UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
Fund
1. AlphaClone Alternative Alpha ETF
2. Blue Horizon BNE ETF
3. NETLease Corporate Real Estate ETF
4. Loncar Cancer Immunotherapy ETF
5. Loncar China Biopharma ETF
6. Roundhill Acquirers Deep Value ETF
Date of fiscal year end
1. March 31
2. October 31
3. February 28
4. August 31
5. August 31
6. August 31
Date of reporting period
1. July 1, 2020 to June 30, 2021
2. July 1, 2020 to June 30, 2021
2. July 1, 2020 to June 30, 2021
3. July 1, 2020 to June 30, 2021
4. July 1, 2020 to June 30, 2021
5. July 1, 2020 to June 30, 2021
6. July 1, 2020 to June 30, 2021
Item 1. Proxy Voting Record.
AlphaClone Alternative Alpha ETF
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1LIFE HEALTHCARE, INC. Agenda Number: 935401276
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Security: 68269G107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: ONEM
ISIN: US68269G1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bruce W. Dunlevie Mgmt Withheld Against
David P. Kennedy Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
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ADOBE INC Agenda Number: 935343412
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Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: ADBE
ISIN: US00724F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Amy Banse
1B. Election of Director for a term of one Mgmt For For
year: Melanie Boulden
1C. Election of Director for a term of one Mgmt For For
year: Frank Calderoni
1D. Election of Director for a term of one Mgmt For For
year: James Daley
1E. Election of Director for a term of one Mgmt For For
year: Laura Desmond
1F. Election of Director for a term of one Mgmt For For
year: Shantanu Narayen
1G. Election of Director for a term of one Mgmt For For
year: Kathleen Oberg
1H. Election of Director for a term of one Mgmt For For
year: Dheeraj Pandey
1I. Election of Director for a term of one Mgmt For For
year: David Ricks
1J. Election of Director for a term of one Mgmt For For
year: Daniel Rosensweig
1K. Election of Director for a term of one Mgmt For For
year: John Warnock
2. Approve the Adobe Inc. 2019 Equity Mgmt For For
Incentive Plan, as amended, to increase the
available share reserve by 6 million
shares.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending on December
3, 2021.
4. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
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ALIBABA GROUP HOLDING LIMITED Agenda Number: 935265086
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Security: 01609W102
Meeting Type: Annual
Meeting Date: 30-Sep-2020
Ticker: BABA
ISIN: US01609W1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amend and restate the Company's Memorandum Mgmt For For
and Articles of Association to expressly
permit completely virtual shareholders'
meetings and reflect such updates as are
detailed in the proxy statement and set
forth in Exhibit A thereto.
2.1 Election of Director: MAGGIE WEI WU (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.2 Election of Director: KABIR MISRA (To serve Mgmt Against Against
for a three year term or until such
director's successor is elected or
appointed and duly qualified).
2.3 Election of Director: WALTER TEH MING KWAUK Mgmt For For
(To serve for a three year term or until
such director's successor is elected or
appointed and duly qualified).
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2021.
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AMAZON.COM, INC. Agenda Number: 935397592
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Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
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APPLE INC. Agenda Number: 935323167
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 23-Feb-2021
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Monica Lozano Mgmt For For
1G. Election of Director: Ron Sugar Mgmt For For
1H. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments".
5. A shareholder proposal entitled Shr Against For
"Shareholder Proposal to Improve Executive
Compensation Program".
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BEIGENE LTD Agenda Number: 935285583
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: BGNE
ISIN: US07725L1026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT the grant of an option to acquire Mgmt For For
shares to Amgen Inc. ("Amgen") to allow
Amgen to subscribe for additional shares
under a specific mandate in an amount
necessary to enable it to increase (and
subsequently maintain) its ownership at
approximately 20.6% of the Company's
outstanding share capital, up to an
aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement ...Due to space limits, see proxy
material for full proposal.
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CARVANA CO. Agenda Number: 935356104
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Security: 146869102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: CVNA
ISIN: US1468691027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ernest Garcia III Mgmt Withheld Against
Ira Platt Mgmt Withheld Against
2. Approval of the Carvana Co. Employee Stock Mgmt For For
Purchase Plan.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Approval, by an advisory vote, of Carvana's Mgmt For For
executive compensation.
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CHART INDUSTRIES, INC. Agenda Number: 935370469
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carey Chen Mgmt For For
Jillian C. Evanko Mgmt For For
Steven W. Krablin Mgmt For For
Singleton B. McAllister Mgmt For For
Michael L. Molinini Mgmt For For
David M. Sagehorn Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2021.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
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COSTCO WHOLESALE CORPORATION Agenda Number: 935312796
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 21-Jan-2021
Ticker: COST
ISIN: US22160K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan L. Decker Mgmt For For
Kenneth D. Denman Mgmt For For
Richard A. Galanti Mgmt For For
W. Craig Jelinek Mgmt For For
Sally Jewell Mgmt For For
Charles T. Munger Mgmt For For
Jeffrey S. Raikes Mgmt For For
2. Ratification of selection of independent Mgmt For For
auditors.
3. Approval, on an advisory basis, of Mgmt For For
executive compensation.
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CREDIT ACCEPTANCE CORPORATION Agenda Number: 935232025
--------------------------------------------------------------------------------------------------------------------------
Security: 225310101
Meeting Type: Annual
Meeting Date: 15-Jul-2020
Ticker: CACC
ISIN: US2253101016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda J. Flanagan Mgmt Withheld Against
Brett A. Roberts Mgmt For For
Thomas N. Tryforos Mgmt Withheld Against
Scott J. Vassalluzzo Mgmt Withheld Against
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the selection of Grant Mgmt For For
Thornton LLP as Credit Acceptance
Corporation's independent registered public
accounting firm for 2020.
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CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935436003
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: CRWD
ISIN: US22788C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roxanne S. Austin Mgmt Withheld Against
Sameer K. Gandhi Mgmt Withheld Against
Gerhard Watzinger Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of CrowdStrike's named
executive officers.
4. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future stockholder advisory
votes on the compensation of CrowdStrike's
named executive officers.
5. To approve an amendment to CrowdStrike's Mgmt For For
2019 Employee Stock Purchase Plan.
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DOORDASH, INC. Agenda Number: 935426608
--------------------------------------------------------------------------------------------------------------------------
Security: 25809K105
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: DASH
ISIN: US25809K1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tony Xu Mgmt Against Against
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
4. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
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ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
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ETSY, INC. Agenda Number: 935412611
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt Abstain Against
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
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EVERCORE INC. Agenda Number: 935424301
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Security: 29977A105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: EVR
ISIN: US29977A1051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
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FACEBOOK, INC. Agenda Number: 935395891
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: FB
ISIN: US30303M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve an amendment to the director Mgmt Against Against
compensation policy.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding an Shr For Against
independent chair.
6. A shareholder proposal regarding child Shr For Against
exploitation.
7. A shareholder proposal regarding Shr Against For
human/civil rights expert on board.
8. A shareholder proposal regarding platform Shr For Against
misuse.
9. A shareholder proposal regarding public Shr Against For
benefit corporation.
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FIVE9, INC. Agenda Number: 935372603
--------------------------------------------------------------------------------------------------------------------------
Security: 338307101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FIVN
ISIN: US3383071012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Burdiek Mgmt Withheld Against
David DeWalt Mgmt Withheld Against
Susan Barsamian Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for the Company for the
fiscal year ending December 31, 2021.
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HUBSPOT, INC. Agenda Number: 935406341
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HUBS
ISIN: US4435731009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Against Against
until the 2024 Annual Meeting: Brian
Halligan
1B. Election of Class I Director to hold office Mgmt Against Against
until the 2024 Annual Meeting: Ron Gill
1C. Election of Class I Director to hold office Mgmt Against Against
until the 2024 Annual Meeting: Jill Ward
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
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ILLUMINA, INC. Agenda Number: 935395485
--------------------------------------------------------------------------------------------------------------------------
Security: 452327109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: ILMN
ISIN: US4523271090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Caroline D. Dorsa Mgmt For For
1B. Election of Director: Robert S. Epstein, Mgmt For For
M.D.
1C. Election of Director: Scott Gottlieb, M.D. Mgmt For For
1D. Election of Director: Gary S. Guthart Mgmt For For
1E. Election of Director: Philip W. Schiller Mgmt For For
1F. Election of Director: John W. Thompson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers as disclosed in the Proxy
Statement.
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INARI MEDICAL, INC. Agenda Number: 935388771
--------------------------------------------------------------------------------------------------------------------------
Security: 45332Y109
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: NARI
ISIN: US45332Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William Hoffman Mgmt Withheld Against
Donald Milder Mgmt Withheld Against
Geoff Pardo Mgmt Withheld Against
2. To ratify the selection of BDO USA LLP as Mgmt For For
the independent registered public
accounting firm for Inari Medical, Inc. for
the fiscal year ending December 31, 2021.
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MERCADOLIBRE, INC. Agenda Number: 935420858
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nicolas Galperin Mgmt For For
Henrique Dubugras Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2020.
3. Ratification of the appointment of Deloitte Mgmt For For
& Co. S.A. as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
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MICROSOFT CORPORATION Agenda Number: 935284478
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 02-Dec-2020
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List-Stoll Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Charles W. Scharf Mgmt For For
1H. Election of Director: Arne M. Sorenson Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent auditor for fiscal year
2021.
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors.
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MSA SAFETY INCORPORATED Agenda Number: 935352663
--------------------------------------------------------------------------------------------------------------------------
Security: 553498106
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MSA
ISIN: US5534981064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra Phillips Rogers Mgmt For For
John T. Ryan III Mgmt For For
2. Selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public
accounting firm.
3. To provide an advisory vote to approve the Mgmt For For
executive compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935406252
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt Abstain Against
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt Against Against
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr For Against
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 935288298
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Susan L. Mgmt Abstain Against
Bostrom
1b. Election of Class I Director: Steven J. Mgmt Abstain Against
Gomo
1c. Election of Class I Director: Max de Groen Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935392617
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: Jonathan Christodoro Mgmt For For
1C. Election of Director: John J. Donahoe Mgmt For For
1D. Election of Director: David W. Dorman Mgmt For For
1E. Election of Director: Belinda J. Johnson Mgmt For For
1F. Election of Director: Gail J. McGovern Mgmt For For
1G. Election of Director: Deborah M. Messemer Mgmt For For
1H. Election of Director: David M. Moffett Mgmt For For
1I. Election of Director: Ann M. Sarnoff Mgmt For For
1J. Election of Director: Daniel H. Schulman Mgmt For For
1K. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditor for 2021.
4. Stockholder proposal - Stockholder right to Shr For Against
act by written consent.
5. Stockholder Proposal - Assessing Inclusion Shr Against For
in the Workplace.
--------------------------------------------------------------------------------------------------------------------------
PROGYNY, INC. Agenda Number: 935409296
--------------------------------------------------------------------------------------------------------------------------
Security: 74340E103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: PGNY
ISIN: US74340E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger Holstein Mgmt For For
Jeff Park Mgmt Withheld Against
David Schlanger Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To vote, on a non-binding advisory basis, Mgmt 1 Year For
whether a non-binding advisory vote on the
compensation program for Progyny, Inc.'s
named executive officers should be held
every one, two or three years.
--------------------------------------------------------------------------------------------------------------------------
RINGCENTRAL, INC. Agenda Number: 935432207
--------------------------------------------------------------------------------------------------------------------------
Security: 76680R206
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: RNG
ISIN: US76680R2067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vladimir Shmunis Mgmt For For
Kenneth Goldman Mgmt For For
Michelle McKenna Mgmt For For
Robert Theis Mgmt For For
Allan Thygesen Mgmt For For
Neil Williams Mgmt For For
Mignon Clyburn Mgmt For For
Arne Duncan Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the named executive officers'
compensation, as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935414932
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt Abstain Against
the 2024 annual meeting: Ravi Ahuja
1B. Election of Class I Director to serve until Mgmt Abstain Against
the 2024 annual meeting: Mai Fyfield
1C. Election of Class I Director to serve until Mgmt For For
the 2024 annual meeting: Laurie Simon
Hodrick
2. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt Against Against
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt Against Against
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935420860
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Randy Garutti Mgmt Withheld Against
Mary Meeker Mgmt Withheld Against
Lawrence Summers Mgmt Withheld Against
Darren Walker Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2021.
4. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING AN INDEPENDENT
CHAIR.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935406846
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt Withheld Against
Gerald Risk Mgmt Withheld Against
Sonita Lontoh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr For Against
report on the use of mandatory arbitration.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935274794
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Special
Meeting Date: 29-Oct-2020
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Share Issuance. To approve the Mgmt For For
issuance of shares of Teladoc Health, Inc.
("Teladoc") common stock to the
shareholders of Livongo Health, Inc.
("Livongo") pursuant to the Agreement and
Plan of Merger, dated as of August 5, 2020,
by and among Teladoc, Livongo, and
Tempranillo Merger Sub, Inc., a
wholly-owned subsidiary of Teladoc (the
"Teladoc share issuance proposal").
2. Adoption of Charter Amendment. To adopt an Mgmt For For
amendment to the certificate of
incorporation of Teladoc (the "Teladoc
charter amendment proposal")
3. Adjournment of Teladoc Shareholder Meeting. Mgmt For For
To approve the adjournment of the Teladoc
shareholder meeting to solicit additional
proxies if there are not sufficient votes
at the time of the Teladoc shareholder
meeting to approve the Teladoc share
issuance proposal and the Teladoc charter
amendment proposal or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Teladoc shareholders.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935264969
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 13-Oct-2020
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Francis S. Blake Mgmt For For
1B. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1C. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1D. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1E. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1F. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1G. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1H. ELECTION OF DIRECTOR: W. James McNerney, Mgmt For For
Jr.
1I. ELECTION OF DIRECTOR: Nelson Peltz Mgmt For For
1J. ELECTION OF DIRECTOR: David S. Taylor Mgmt For For
1K. ELECTION OF DIRECTOR: Margaret C. Whitman Mgmt For For
1L. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote).
4. Approval of The Procter & Gamble Company Mgmt For For
International Stock Ownership Plan, As
Amended and Restated.
5. Shareholder Proposal - Report on Efforts to Shr For Against
Eliminate Deforestation.
6. Shareholder Proposal - Annual Report on Shr For Against
Diversity.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935414716
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Lawson Mgmt Withheld Against
Byron Deeter Mgmt Withheld Against
Jeffrey Epstein Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935361763
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Niraj Shah Mgmt For For
1B. Election of Director: Steven Conine Mgmt For For
1C. Election of Director: Michael Choe Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Michael Kumin Mgmt For For
1F. Election of Director: Jeffrey Naylor Mgmt For For
1G. Election of Director: Anke Schaferkordt Mgmt For For
1H. Election of Director: Michael E. Sneed Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Corporation's independent
registered public accountants for the
fiscal year ending December 31, 2021.
Blue Horizon BNE ETF
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 713634031
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2020
2 CONSULTATIVE VOTE ON THE 2020 COMPENSATION Mgmt For For
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS: DIVIDEND OF CHF Mgmt For For
0.80 GROSS PER REGISTERED SHARE
5 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt For For
SHARES REPURCHASED UNDER THE SHARE BUYBACK
PROGRAM
6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt Against Against
7.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE, I.
E. FROM THE 2021 ANNUAL GENERAL MEETING TO
THE 2022 ANNUAL GENERAL MEETING
7.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR,
I. E. 2022
8.1 REELECT GUNNAR BROCK AS DIRECTOR Mgmt For For
8.2 REELECT DAVID CONSTABLE AS DIRECTOR Mgmt For For
8.3 REELECT FREDERICO CURADO AS DIRECTOR Mgmt For For
8.4 REELECT LARS FOERBERG AS DIRECTOR Mgmt For For
8.5 REELECT JENNIFER XIN-ZHE LI AS DIRECTOR Mgmt For For
8.6 REELECT GERALDINE MATCHETT AS DIRECTOR Mgmt For For
8.7 REELECT DAVID MELINE AS DIRECTOR Mgmt For For
8.8 REELECT SATISH PAI AS DIRECTOR Mgmt For For
8.9 REELECT JACOB WALLENBERG AS DIRECTOR Mgmt For For
8.10 REELECT PETER VOSER AS DIRECTOR AND BOARD Mgmt For For
CHAIRMAN
9.1 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
DAVID CONSTABLE
9.2 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
FREDERICO FLEURY CURADO
9.3 ELECTION TO THE COMPENSATION COMMITTEE: Mgmt For For
JENNIFER XIN-ZHE LI
10 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, ATTORNEY-AT-LAW
11 ELECTION OF THE AUDITOR: KPMG AG, ZURICH Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 935350784
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Grant H. Beard Mgmt For For
Frederick A. Ball Mgmt For For
Anne T. DelSanto Mgmt For For
Tina M. Donikowski Mgmt For For
Ronald C. Foster Mgmt For For
Edward C. Grady Mgmt For For
Stephen D. Kelley Mgmt For For
Lanesha T. Minnix Mgmt For For
Thomas M. Rohrs Mgmt For For
John A. Roush Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Advanced Energy's independent
registered public accounting firm for 2021.
3. Advisory approval of Advanced Energy's Mgmt For For
compensation of its named executive
officers.
4. Approval of an increase in the total number Mgmt For For
of shares of common stock authorized for
issuance under the Employee Stock Purchase
Plan from 1,000,000 shares to 1,500,000
shares.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935355936
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the non-binding advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
2A. Elect nominee to the Board of Director: Mgmt For For
Mary Lauren Brlas
2B. Elect nominee to the Board of Director: J. Mgmt For For
Kent Masters, Jr.
2C. Elect nominee to the Board of Director: Mgmt For For
Glenda J. Minor
2D. Elect nominee to the Board of Director: Mgmt For For
James J. O'Brien
2E. Elect nominee to the Board of Director: Mgmt For For
Diarmuid B. O'Connell
2F. Elect nominee to the Board of Director: Mgmt For For
Dean L. Seavers
2G. Elect nominee to the Board of Director: Mgmt For For
Gerald A. Steiner
2H. Elect nominee to the Board of Director: Mgmt For For
Holly A. Van Deursen
2I. Elect nominee to the Board of Director: Mgmt For For
Alejandro D. Wolff
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALFEN N.V. Agenda Number: 713633116
--------------------------------------------------------------------------------------------------------------------------
Security: N0227W101
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: NL0012817175
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 523886 DUE TO ADDITION OF
RESOLUTIONS 2, 4, 5 AND 6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1. OPENING Non-Voting
2. 2020 ANNUAL REPORT Non-Voting
2a. REPORT OF THE MANAGEMENT BOARD FOR 2020 Non-Voting
2b. REMUNERATION REPORT FOR 2020 Mgmt For For
3. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2020 AS INCLUDED IN THE 2020 ANNUAL
REPORT
4. RESERVATION AND DIVIDEND Non-Voting
4a. EXPLANATION OF DIVIDEND AND RESERVE POLICY Non-Voting
4b. EXPLANATION OF RESERVATION OF PROFITS FOR Non-Voting
2020
5. DISCHARGE OF THE MEMBERS OF THE MANAGEMENT Non-Voting
BOARD AND THE SUPERVISORY BOARD FROM
LIABILITY FOR THE EXERCISE OF THEIR DUTIES
5a. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
MANAGEMENT BOARD FROM LIABILITY
5b. PROPOSAL TO DISCHARGE THE (CURRENT AND Mgmt For For
FORMER) MEMBERS OF THE SUPERVISORY BOARD
FROM LIABILIT
6. EXTENSION OF THE AUTHORITIES OF THE Non-Voting
MANAGEMENT BOARD
6a. PROPOSAL TO EXTEND THE DESIGNATION OF THE Mgmt For For
MANAGEMENT BOARD AS THE COMPETENT BODY TO
ISSUE SHARES AND/OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PRE-EMPTIVE RIGHTS FOR A PERIOD OF
18 MONTHS
6b. PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD Mgmt For For
TO CAUSE THE COMPANY TO ACQUIRE OWN SHARES
FOR A PERIOD OF 18 MONTHS
7. PROPOSAL TO APPOINT PWC AS THE EXTERNAL Mgmt For For
AUDITOR FOR 2022
8. ANY OTHER BUSINESS Non-Voting
9. CLOSING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
AMERESCO INC. (AMRC) Agenda Number: 935416710
--------------------------------------------------------------------------------------------------------------------------
Security: 02361E108
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: AMRC
ISIN: US02361E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Corrsin Mgmt For For
George P. Sakellaris Mgmt For For
Joseph W. Sutton Mgmt For For
2.. To ratify the appointment of RSM US LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLATINUM LIMITED Agenda Number: 713733372
--------------------------------------------------------------------------------------------------------------------------
Security: S9122P108
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: ZAE000013181
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 RE-ELECT NOMBULELO MOHOLI AS DIRECTOR Mgmt For For
O.1.2 RE-ELECT STEPHEN PEARCE AS DIRECTOR Mgmt For For
O.2.1 ELECT THABI LEOKA AS DIRECTOR Mgmt For For
O.2.2 ELECT ROGER DIXON AS DIRECTOR Mgmt For For
O.3.1 RE-ELECT PETER MAGEZA AS MEMBER OF THE Mgmt For For
AUDIT AND RISK COMMITTEE
O.3.2 RE-ELECT JOHN VICE AS MEMBER OF THE AUDIT Mgmt For For
AND RISK
O.3.3 RE-ELECT DAISY NAIDOO AS MEMBER OF THE Mgmt For For
AUDIT AND RISK COMMITTEE
O.4 REAPPOINT PRICEWATERHOUSECOOPERS (PWC) AS Mgmt For For
AUDITORS WITH JFM KOTZE AS INDIVIDUAL
DESIGNATED AUDITOR
O.5 PLACE AUTHORISED BUT UNISSUED SHARES UNDER Mgmt For For
CONTROL OF DIRECTORS
O.6 AUTHORISE RATIFICATION OF APPROVED Mgmt For For
RESOLUTIONS
O.7.1 APPROVE REMUNERATION POLICY Mgmt For For
O.7.2 APPROVE REMUNERATION IMPLEMENTATION REPORT Mgmt Against Against
S.1 APPROVE NON-EXECUTIVE DIRECTORS' FEES Mgmt For For
S.2 APPROVE FINANCIAL ASSISTANCE IN TERMS OF Mgmt For For
SECTIONS 44 AND 45 OF THE COMPANIES ACT
S.3 AUTHORISE REPURCHASE OF ISSUED SHARE Mgmt For For
CAPITAL
CMMT 05 APR 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS O.2.1 AND O.2.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935344349
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Nicholas M. Donofrio Mgmt For For
1E. Election of Director: Rajiv L. Gupta Mgmt For For
1F. Election of Director: Joseph L. Hooley Mgmt For For
1G. Election of Director: Merit E. Janow Mgmt For For
1H. Election of Director: Sean O. Mahoney Mgmt For For
1I. Election of Director: Paul M. Meister Mgmt For For
1J. Election of Director: Robert K. Ortberg Mgmt For For
1K. Election of Director: Colin J. Parris Mgmt For For
1L. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARRAY TECHOLOGIES INC. Agenda Number: 935419603
--------------------------------------------------------------------------------------------------------------------------
Security: 04271T100
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: ARRY
ISIN: US04271T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Troy Alstead Mgmt For For
Orlando D. Ashford Mgmt For For
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935402355
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt Withheld Against
John Baldacci Mgmt Withheld Against
Daniel Alcain Lopez Mgmt Withheld Against
Dennis V. Arriola Mgmt Withheld Against
Pedro Azagra Blazquez Mgmt Withheld Against
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt For For
Jose AA. Marra Rodriguez Mgmt Withheld Against
Santiago M. Garrido Mgmt Withheld Against
Jose Sainz Armada Mgmt Withheld Against
Alan Solomont Mgmt For For
Elizabeth Timm Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2021.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. APPROVAL OF AN AMENDMENT TO THE AVANGRID, Mgmt For For
INC. AMENDED AND RESTATED OMNIBUS INCENTIVE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 713673487
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: EGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 518882 DUE TO RECEIPT OF 1.12,
1.13, 1.14 AND 1.15 AS ADDITIONAL
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0204/2021020401693.pdf,
1.1 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. JIANG DEYI AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.2 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. LIAO ZHENBO AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.3 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. CHEN HONGLIANG AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.4 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HU HANJUN AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.5 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HUANG WENBING AS
EXECUTIVE DIRECTOR OF THE COMPANY
1.6 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. YE QIAN AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.7 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. GE SONGLIN AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.8 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MS. YIN YUANPING AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.9 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. XU XIANGYANG AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.10 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. TANGJUN AS INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.11 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. EDMUND SIT AS
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
1.12 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HUBERTUS TROSKA AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.13 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. HARALD EMIL WILHELM AS
NON-EXECUTIVE DIRECTOR OF THE COMPANY
1.14 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. JIN WEI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
1.15 PROPOSED APPOINTMENT OF DIRECTOR OF THE Mgmt For For
FOURTH SESSION OF THE BOARD OF DIRECTORS:
APPOINTMENT OF MR. SUN LI AS NON-EXECUTIVE
DIRECTOR OF THE COMPANY
2 REMUNERATION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTORS
3.1 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MR. SUN ZHIHUA AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
3.2 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MR. ZHOU XUEHUI AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
3.3 PROPOSED APPOINTMENT OF NON-EMPLOYEE Mgmt For For
REPRESENTATIVE SUPERVISOR OF THE FOURTH
SESSION OF THE BOARD OF SUPERVISORS:
APPOINTMENT OF MS. QIAO YUFEI AS
NON-EMPLOYEE REPRESENTATIVE SUPERVISOR OF
THE COMPANY
4 PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES FOR THE SHAREHOLDERS' GENERAL
MEETINGS
5 PROPOSED PROVISION OF FACILITY GUARANTEE TO Mgmt For For
BAIC HK
6 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935333168
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change of Authorised Share Capital by Mgmt For
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares,
Class B ordinary shares and preferred
shares of a par value of US$0.00005 each in
the share capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of US$0.000000625
each (the "Subdivision"), such that,
following ...(due to space limits, see
proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC. Agenda Number: 935419552
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BLDP
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Douglas P. Hayhurst Mgmt For For
1B Election of Director: Kui (Kevin) Jiang Mgmt For For
1C Election of Director: Duy-Loan Le Mgmt For For
1D Election of Director: Randy MacEwen Mgmt For For
1E Election of Director: Marty Neese Mgmt For For
1F Election of Director: James Roche Mgmt For For
1G Election of Director: Shaojun (Sherman) Sun Mgmt For For
1H Election of Director: Janet Woodruff Mgmt For For
02 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants as Auditors of the Corporation
for the ensuing year and authorizing the
Directors to fix their remuneration.
03 RESOLVED, on an advisory basis and not to Mgmt For For
diminish the role and responsibilities of
the Board of Directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's management information
circular delivered in advance of the
Corporation's 2021 annual meeting of
shareholders.
04 RESOLVED THAT: 1. The consolidated option Mgmt Against Against
plan ("Option Plan"), in the form approved
by the Board, and its adoption by the
Corporation, is hereby re-confirmed and
approved. 2. The consolidated share
distribution plan ("SDP"), in the form
approved by the Board, and its adoption by
the Corporation, is hereby re-confirmed and
approved. 3. All unallocated entitlements
under the Option Plan and SDP are approved
and ratified until the 2024 annual meeting
of Shareholders of the Corporation. 4. Any
one officer or director of the Corporation
is authorized on behalf and in the name of
the Corporation to execute all such
documents and to take all such actions as
may be necessary or desirable to implement
and give effect to this resolution or any
part thereof.
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935427624
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt For For
Jack Levine Mgmt Withheld Against
Kenneth R. Marks Mgmt Withheld Against
R. J.M. van Montfrans Mgmt Withheld Against
Carmen M. Perez-Carlton Mgmt For For
2. Ratify the appointment of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION Agenda Number: 935369707
--------------------------------------------------------------------------------------------------------------------------
Security: 093712107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: BE
ISIN: US0937121079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Boskin Mgmt Withheld Against
John T. Chambers Mgmt Withheld Against
L. John Doerr Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of stockholders' advisory votes
on the compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 713926802
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401167.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041401151.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY ("THE
BOARD") FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
6 TO APPOINT PRC AUDITOR, PRC INTERNAL Mgmt For For
CONTROL AUDIT INSTITUTION AND AUDITOR
OUTSIDE THE PRC FOR THE FINANCIAL YEAR OF
2021 AND TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORISE
THE BOARD TO DETERMINE THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEE BY THE GROUP
8 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2021
9 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt Against Against
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED ("THE LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
10 TO CONSIDER AND APPROVE A GENERAL AND Mgmt Against Against
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PERCENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
11 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt For For
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
12 TO CONSIDER AND APPROVE THE INCREASE OF Mgmt For For
SHAREHOLDERS' DEPOSITS LIMIT BY THE COMPANY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt Against Against
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714249453
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100647.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0531/2021053100682.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH THE
REQUIREMENTS UNDER RELEVANT LAWS AND
REGULATIONS
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PLAN ON THE SPIN-OFF AND
LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSAL OF THE SPIN-OFF
AND LISTING OF BYD SEMICONDUCTOR COMPANY
LIMITED ON THE CHINEXT BOARD
4 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD IN COMPLIANCE WITH "SEVERAL
PROVISIONS ON THE PILOT PROGRAM OF LISTED
COMPANIES' SPIN-OFF OF SUBSIDIARIES FOR
DOMESTIC LISTING" ("AS SPECIFIED")
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPIN-OFF AND LISTING OF BYD
SEMICONDUCTOR COMPANY LIMITED ON THE
CHINEXT BOARD WHICH BENEFITS THE
SAFEGUARDING OF LEGAL RIGHTS AND INTERESTS
OF SHAREHOLDERS AND CREDITORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ABILITY TO MAINTAIN
INDEPENDENCE AND SUSTAINABLE OPERATION OF
THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AFFIRMATION OF CAPABILITY
OF BYD SEMICONDUCTOR COMPANY LIMITED TO
IMPLEMENT REGULATED OPERATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE EXPLANATION OF THE
COMPLETENESS OF AND COMPLIANCE WITH
STATUTORY PROCEDURES OF THE SPIN-OFF AND
THE VALIDITY OF LEGAL DOCUMENTS SUBMITTED
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE ANALYSIS ON THE OBJECTIVES,
COMMERCIAL REASONABLENESS, NECESSITY AND
FEASIBILITY OF THE SPIN-OFF
10 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE AUTHORISATION BY THE
GENERAL MEETING TO THE BOARD OF DIRECTORS
AND ITS AUTHORISED PERSONS TO DEAL WITH
MATTERS RELATING TO THE SPIN-OFF AND
LISTING
11 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED SHARE OPTION
SCHEME OF BYD SEMICONDUCTOR COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INC. Agenda Number: 935446143
--------------------------------------------------------------------------------------------------------------------------
Security: 136635109
Meeting Type: Annual and Special
Meeting Date: 23-Jun-2021
Ticker: CSIQ
ISIN: CA1366351098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve an ordinary resolution setting Mgmt For For
the number of directors of the Corporation
at nine (9).
2 DIRECTOR
Shawn (Xiaohua) Qu Mgmt For For
Karl E. Olsoni Mgmt For For
Harry E. Ruda Mgmt For For
Lauren C. Templeton Mgmt For For
A. (Luen Cheung) Wong Mgmt For For
Arthur (Lap Tat) Wong Mgmt For For
Leslie Li Hsien Chang Mgmt For For
Yan Zhuang Mgmt For For
Huifeng Chang Mgmt For For
3 To reappoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP as
auditors of the Corporation and to
authorize the directors of the Corporation
to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 714067433
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000749.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563346 DUE TO RECEIPT OF
ADDITION OF RESOLUTIONS 23, 24 AND 25. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
BUDGET REPORT OF THE COMPANY FOR THE YEAR
2021
2 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
FINANCIAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REAPPOINTMENT OF THE EXTERNAL AUDITORS FOR
THE YEAR 2021
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
5 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2020
6 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2020
7 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
2020
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED
WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES
11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF SUPPLY CHAIN FINANCING
GUARANTEE BY IXM (A WHOLLY OWNED SUBSIDIARY
OF THE COMPANY) TO SUPPLIERS
12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF FINANCING GUARANTEE TO A JOINT
VENTURE OF THE COMPANY WITH NO MORE THAN
RMB1 BILLION
13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
PROPOSING TO THE GENERAL MEETING TO APPROVE
AND AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") TO DECIDE ON THE
ISSUANCE OF DEBT FINANCING INSTRUMENTS
14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASING LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
15.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
ELECT MR. SUN RUIWEN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI CHAOCHUN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.C TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. YUAN HONGLIN AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.D TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. GUO YIMIN AS A NON-EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.E TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. CHENG YUNLEI AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.F TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. WANG GERRY YOUGUI AS AN
INDEPENDENT NONEXECUTIVE DIRECTOR OF THE
SIXTH SESSION OF THE BOARD
15.G TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MS. YAN YE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.H TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI SHUHUA AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
16.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MR. ZHANG ZHENHAO AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
16.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MS. KOU YOUMIN AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO
AUTHORIZE THE BOARD TO DETERMINE THE
REMUNERATION OF THE MEMBERS OF SIXTH
SESSION OF THE BOARD AND THE SUPERVISORY
COMMITTEE OF THE COMPANY
18 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND OTHER INTERNAL MANAGEMENT SYSTEMS
19 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
2013
20 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH THE
DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2021
21 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
PROPOSING TO THE GENERAL MEETING TO GRANT A
GENERAL MANDATE TO THE BOARD FOR ISSUANCE
OF ADDITIONAL A SHARES AND/OR H SHARES OF
THE COMPANY
22 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD OF
THE COMPANY TO REPURCHASE H SHARES
23 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY (DRAFT) AND ITS SUMMARY
24 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE ADMINISTRATIVE MEASURES FOR
THE 2021 FIRST PHASE OF THE EMPLOYEE SHARE
OWNERSHIP PLAN OF THE COMPANY
25 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE AUTHORIZATION FROM GENERAL
MEETING FOR THE BOARD TO HANDLE MATTERS IN
RELATION TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
COSAN SA Agenda Number: 713486024
--------------------------------------------------------------------------------------------------------------------------
Security: P31573101
Meeting Type: EGM
Meeting Date: 22-Jan-2021
Ticker:
ISIN: BRCSANACNOR6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
I AMENDMENTS TO THE CORPORATE BYLAWS OF THE Mgmt Against Against
COMPANY, IN ORDER TO REFLECT THE A.
INCLUSION OF THE NEW ARTICLE 7 AND ITS
RESPECTIVE PARAGRAPHS, B. PARTIAL AMENDMENT
OF ARTICLE 11, C. PARTIAL AMENDMENT OF
ARTICLE 13, D. PARTIAL AMENDMENT OF ARTICLE
15, E. PARTIAL AMENDMENT OF THE MAIN PART
OF ARTICLE 17, F. PARTIAL AMENDMENT OF THE
SOLE PARAGRAPH OF ARTICLE 17, G. PARTIAL
AMENDMENT OF THE SOLE PARAGRAPH OF ARTICLE
19, H. PARTIAL AMENDMENT OF ARTICLE 21, AS
WELL AS SUBSTITUTING THE WORDING OF LINE
XXIV, ADAPTING IT TO MEET THE REQUIREMENTS
OF THE NEW ARTICLE 37, I. PARTIAL AMENDMENT
OF ARTICLE 22, J. PARTIAL AMENDMENT OF
ARTICLE 28, K. PARTIAL AMENDMENT OF ARTICLE
33, L. PARTIAL AMENDMENT OF THE TITLE OF
THE CHAPTER THAT WAS PREVIOUSLY TITLED
CHAPTER VIII, DISPOSITION OF CONTROL,
INCLUSION OF A SECTION THAT IS TITLED
SECTION I, DISPOSITION OF SHAREHOLDER
CONTROL, AND THE EXCLUSION OF THE SOLE
PARAGRAPH FROM ARTICLE 36 AND OF THE
SUBSEQUENT ARTICLES THAT WERE PREVIOUSLY
CONTAINED IN THE MENTIONED CHAPTER, M.
EXCLUSION OF THE CHAPTERS THAT ARE ENTITLED
CHAPTER IX, DELISTING AS A PUBLICLY TRADED
COMPANY, AND CHAPTER X, DELISTING FROM THE
NOVO MERCADO AND CORPORATE RESTRUCTURING,
N. INCLUSION OF AN ARTICLE 37, O. TO
INCLUDE A NEW CHAPTER THAT IS TITLED
CHAPTER XIV, TRANSITORY PROVISIONS, UNDER
ARTICLE 41, WHICH CONCERNS THE RULES THAT
ARE APPLICABLE TO THE ESTABLISHMENT,
DESIGNATION AND FUNCTIONING OF THE
INDEPENDENT SPECIAL COMMITTEE THAT IS DEALT
WITH IN BRAZILIAN SECURITIES COMMISSION
GUIDANCE OPINION NUMBER 35, OF SEPTEMBER 1,
2008, WHICH HAD THE DUTY, WITHIN THE
FRAMEWORK OF THE PROPOSAL FOR THE CORPORATE
RESTRUCTURING FOR THE SIMPLIFICATION OF THE
STRUCTURE OF THE ECONOMIC GROUP OF THE
COMPANY, FROM HERE ONWARDS REFERRED TO AS
THE INTENDED TRANSACTION, TO REVIEW AND
NEGOTIATE THE EXCHANGE RATIO OF THE SHARES
ISSUED, 1. BY THE CONTROLLER OF THE
COMPANY, COSAN LIMITED, A LIMITED COMPANY
THAT IS ESTABLISHED AND VALIDLY EXISTING IN
ACCORDANCE WITH THE LAWS OF THE ISLANDS OF
BERMUDA, WITH BRAZILIAN CORPORATE TAXPAYER
ID NUMBER, CNPJ.ME, 08.887.330.0001.52,
WITH ITS HEAD OFFICE AT CRAWFORD HOUSE 50,
CEDAR AVENUE, HAMILTON HM 11, ISLANDS OF
BERMUDA, FROM HERE ONWARDS REFERRED TO AS
CZZ, FOR SHARES ISSUED BY THE COMPANY,
WITHIN THE CONTEXT OF THE PROPOSAL FOR THE
MERGER OF THE CZZ INTO COMPANY, WITH ALL OF
THE ACTS DONE BY THE INDEPENDENT SPECIAL
COMMITTEE BEING RATIFIED, AND 2. COSAN
LOGISTICA, WITH BRAZILIAN CORPORATE
TAXPAYER ID NUMBER, CNPJ.ME,
50.746.577.0001.15, WITH ITS HEAD OFFICE IN
THE CITY OF SAO PAULO, STATE OF SAO PAULO,
AT AVENIDA BRIGADEIRO FARIA LIMA 4100,
SIXTEENTH FLOOR, ROOM 02, ITAIM BIBI, FROM
HERE ONWARDS REFERRED TO AS COSAN LOG, FOR
SHARES ISSUED BY THE COMPANY, WITHIN THE
CONTEXT OF THE PROPOSAL FOR THE MERGER OF
THE COSAN LOG INTO COMPANY, WITH ALL OF THE
ACTS DONE BY THE INDEPENDENT SPECIAL
COMMITTEE BEING RATIFIED, P. OTHER
NECESSARY AMENDMENTS OF FORM TO ADAPT TO
THE NEW NUMBERING OF THE ARTICLES OF THE
CORPORATE BYLAWS, AS WELL AS ADJUSTMENTS OF
THE DEFINED TERMS AND GRAMMATICAL
AGREEMENT, AS WELL AS THE UPDATING OF THE
NAMES OF CERTAIN REGULATORY AND
SELF-GOVERNING AGENCIES
II TO SET THE NUMBER OF MEMBERS TO COMPOSE THE Mgmt For For
BOARD OF DIRECTORS
III THE OCCUPATION OF THE POSITIONS OF Mgmt For For
INDEPENDENT MEMBERS OF THE BOARD OF
DIRECTORS
IV TO ELECT MEMBERS OF THE BOARD OF DIRECTORS: Mgmt For For
RUBENS OMETTO SILVEIRA MELLO, MARCELO
EDUARDO MARTINS, LUIS HENRIQUE CALS DE
BEAUCLAIR GUIMARAES, BURKHARD OTTO CORDES,
PEDRO ISAMU MIZUTANI, VASCO AUGUSTO PINTO
DA FONSECA DIAS JUNIOR, DAN IOSCHPE, JOSE
ALEXANDRE SCHEINKMAN, ANA PAULA PESSOA
V IN THE EVENT THAT THE SHAREHOLDERS OF CZZ Mgmt For For
APPROVE THE MERGER OF CZZ INTO THE COMPANY,
FROM HERE ONWARDS REFERRED TO AS THE CZZ
MERGER, THE APPROVAL OF THE FOLLOWING ACTS
IN RELATION TO THE CZZ MERGER, CONDITIONED
ON THE POSTERIOR APPROVAL OF THE SUBSEQUENT
ITEM OF THE AGENDA, A. TO APPROVE THE
PROTOCOL AND JUSTIFICATION OF MERGER OF
COSAN LIMITED INTO COSAN S.A., WHICH WAS
ENTERED INTO ON DECEMBER 17, 2020, BY THE
MANAGEMENT OF THE COMPANY AND THAT OF CZZ,
B. TO APPROVE THE DEED OF MERGER, WHICH
ESTABLISHES THE TERMS AND CONDITIONS OF THE
CZZ MERGER IN COMPLIANCE WITH SECTION 104B
OF THE BERMUDAS COMPANIES ACT OF 1981, FROM
HERE ONWARDS REFERRED TO AS THE COMPANIES
ACT, C. TO RATIFY THE HIRING OF APSIS
CONSULTORA EMPRESARIAL LTDA., FOR THE
PREPARATION OF C.1. THE VALUATION REPORT OF
THE EQUITY, AT BOOK VALUE, OF THE CZZ, FROM
HERE ONWARDS REFERRED TO AS THE BOOK
VALUATION REPORT, AND C.2. THE VALUATION
REPORT OF THE EQUITY AT MARKET VALUE OF THE
CZZ, FROM HERE ONWARDS REFERRED TO AS THE
MARKET VALUE VALUATION REPORT, AND, JOINTLY
WITH THE BOOK VALUATION REPORT, THE
VALUATION REPORTS, D. TO APPROVE THE
VALUATION REPORTS, E. TO APPROVE THE
MERGER, F. TO APPROVE THE ISSUANCE OF NEW
SHARES ISSUED BY THE COMPANY AS A RESULT OF
THE CZZ MERGER, ON THE BASIS OF THE
EXCHANGE RATIO THAT IS NEGOTIATED, WITH THE
CONSEQUENT AMENDMENT OF THE MAIN PART OF
ARTICLE 5 OF THE CORPORATE BYLAWS OF THE
COMPANY, AND G. TO AUTHORIZE THE MEMBERS OF
THE EXECUTIVE COMMITTEE OF THE COMPANY TO
DO ALL OF THE ACTS THAT ARE NECESSARY FOR
THE CONSUMMATION OF THE MERGER, AS WELL AS
TO RATIFY ALL OF THE ACTS THAT HAVE BEEN
DONE TO THE PRESENT FOR THE PURPOSE OF
IMPLEMENTING THE MERGER
VI IN THE EVENT THAT THE CZZ MERGER HAS BEEN Mgmt For For
APPROVED BY THE SHAREHOLDERS OF CZZ AND OF
THE COMPANY IN THE PREVIOUS ITEM OF THE
AGENDA, THE APPROVAL OF THE FOLLOWING ACTS
IN RELATION TO THE MERGER OF COSAN LOG INTO
THE COMPANY, FROM HERE ONWARDS REFERRED TO
AS THE COSAN LOG MERGER, AND, WHEN JOINTLY
WITH THE CZZ MERGER, FROM HERE ONWARDS
REFERRED TO AS THE MERGERS, IN AN ACT
POSTERIOR TO THE CZZ MERGER, A. TO APPROVE
THE PROTOCOL AND JUSTIFICATION OF MERGER OF
COSAN LOGISTICA INTO COSAN S.A., WHICH WAS
ENTERED INTO ON DECEMBER 17, 2020, BY THE
MANAGEMENT OF THE COMPANY AND THAT OF COSAN
LOG, B. TO RATIFY THE HIRING OF APSIS
CONSULTORA EMPRESARIAL LTDA., FOR THE
PREPARATION OF B.1. THE VALUATION REPORT OF
THE EQUITY, AT BOOK VALUE, OF THE COSAN
LOG, FROM HERE ONWARDS REFERRED TO AS THE
BOOK VALUATION REPORT, AND B.2. THE
VALUATION REPORT OF THE EQUITY AT MARKET
VALUE OF THE COSAN LOG, FROM HERE ONWARDS
REFERRED TO AS THE MARKET VALUE VALUATION
REPORT, AND, JOINTLY WITH THE BOOK
VALUATION REPORT, THE VALUATION REPORTS, C.
TO APPROVE THE VALUATION REPORTS, D. TO
APPROVE THE MERGER, E. TO APPROVE THE
INCREASE OF THE SHARE CAPITAL AS A RESULT
OF THE COSAN LOG MERGER THAT IS TO BE
SUBSCRIBED FOR AND PAID IN BY THE MANAGERS
OF COSAN LOG FOR THE BENEFIT OF ITS
SHAREHOLDERS, WITH THE CONSEQUENT AMENDMENT
OF THE MAIN PART OF ARTICLE 5 OF THE
CORPORATE BYLAWS OF THE COMPANY, AND F. TO
AUTHORIZE THE MEMBERS OF THE EXECUTIVE
COMMITTEE OF THE COMPANY TO DO ALL OF THE
ACTS THAT ARE NECESSARY FOR THE
CONSUMMATION OF THE MERGER, AS WELL AS TO
RATIFY ALL OF THE ACTS THAT HAVE BEEN DONE
TO THE PRESENT FOR THE PURPOSE OF
IMPLEMENTING THE MERGER
VII THE RESTATEMENT OF THE CORPORATE BYLAWS Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG Agenda Number: 713616324
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 31-Mar-2021
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.35 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
5.2 RATIFY KPMG AG AS AUDITORS FOR THE 2022 Mgmt For For
INTERIM FINANCIAL STATEMENTS UNTIL THE 2022
AGM
5.3 RATIFY KPMG AG AS AUDITORS OF THE FINAL Mgmt For For
BALANCE SHEETS REQUIRED UNDER THE GERMAN
REORGANIZATION ACT
6.1 ELECT ELIZABETH CENTONI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT BEN VAN BEURDEN TO THE SUPERVISORY Mgmt For For
BOARD
6.3 ELECT MARTIN BRUDERMUELLER TO THE Mgmt For For
SUPERVISORY BOARD
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
9 AMEND ARTICLES RE: PLACE OF JURISDICTION Mgmt For For
CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 714176840
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Arima, Koji Mgmt For For
1.2 Appoint a Director Shinohara, Yukihiro Mgmt For For
1.3 Appoint a Director Ito, Kenichiro Mgmt For For
1.4 Appoint a Director Matsui, Yasushi Mgmt For For
1.5 Appoint a Director Toyoda, Akio Mgmt For For
1.6 Appoint a Director George Olcott Mgmt For For
1.7 Appoint a Director Kushida, Shigeki Mgmt For For
1.8 Appoint a Director Mitsuya, Yuko Mgmt For For
2.1 Appoint a Corporate Auditor Kuwamura, Mgmt For For
Shingo
2.2 Appoint a Corporate Auditor Niwa, Motomi Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kitagawa, Hiromi
--------------------------------------------------------------------------------------------------------------------------
EDP RENOVAVEIS, SA Agenda Number: 713684517
--------------------------------------------------------------------------------------------------------------------------
Security: E3847K101
Meeting Type: OGM
Meeting Date: 12-Apr-2021
Ticker:
ISIN: ES0127797019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 13 APRIL 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE INDIVIDUAL ANNUAL ACCOUNTS OF EDP
RENOVAVEIS, S.A., AS WELL AS THOSE
CONSOLIDATED WITH ITS SUBSIDIARIES, FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020
2 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE PROPOSED APPLICATION OF RESULTS FOR THE
FISCAL YEAR ENDED ON DECEMBER 31ST, 2020,
AS WELL AS THE DISTRIBUTION OF DIVIDENDS
3 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE INDIVIDUAL MANAGEMENT REPORT OF EDP
RENOVAVEIS, S.A., THE CONSOLIDATED
MANAGEMENT REPORT WITH ITS SUBSIDIARIES,
AND ITS CORPORATE GOVERNANCE REPORT, FOR
THE FISCAL YEAR ENDED ON DECEMBER 31ST ,
2020
4 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE NON - FINANCIAL STATEMENT OF THE
CONSOLIDATED GROUP OF EDP RENOVAVEIS, S.A.,
FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST,
2020
5 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
THE MANAGEMENT AND PERFORMANCE BY THE BOARD
OF DIRECTORS AND ITS EXECUTIVE COMMITTEE
DURING THE FISCAL YEAR ENDED ON DECEMBER
31ST, 2020
6A BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MIGUEL STILWELL DE ANDRADE AS EXECUTIVE
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6B BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR. RUI
MANUEL RODRIGUES LOPES TEIXEIRA AS
EXECUTIVE DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6C BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. VERA
DE MORAIS PINTO PEREIRA CARNEIRO AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6D BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. ANA
PAULA GARRIDO DE PINA MARQUES AS DOMINICAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6E BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
MANUEL MENENDEZ MENENDEZ AS EXTERNAL
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6F BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR.
ACACIO LIBERADO MOTA PILOTO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6G BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MR. D.
ALLAN J. KATZ AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6H BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: RE-ELECT MRS. JOAN
AVALYN DEMPSEY AS INDEPENDENT DIRECTOR FOR
THE TERM OF THREE (3) YEARS AS SET IN THE
ARTICLES OF ASSOCIATION
6I BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. D.
ANTONIO SARMENTO GOMES MOTA AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
6J BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. MIGUEL
NUNO SIMOES NUNES FERREIRA SETAS AS
DOMINICAL DIRECTOR FOR THE TERM OF THREE
(3) YEARS AS SET IN THE ARTICLES OF
ASSOCIATION
6K BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MRS. ROSA
MARIA GARCIA GARCIA AS INDEPENDENT DIRECTOR
FOR THE TERM OF THREE (3) YEARS AS SET IN
THE ARTICLES OF ASSOCIATION
6L BOARD OF DIRECTORS: RE-ELECTION AND Mgmt For For
APPOINTMENT OF DIRECTOR: APPOINT MR. JOSE
MANUEL FELIX MORGADO AS INDEPENDENT
DIRECTOR FOR THE TERM OF THREE (3) YEARS AS
SET IN THE ARTICLES OF ASSOCIATION
7 APPROVAL OF THE REMUNERATION POLICY OF THE Mgmt For For
MANAGEMENT OF EDP RENOVAVEIS, S.A
8 REELECTION, AS EXTERNAL AUDITOR OF EDP Mgmt For For
RENOVAVEIS S.A., OF PRICEWATERHOUSECOOPERS
AUDITORES, S.L., REGISTERED AT THE OFFICIAL
REGISTER OF AUDITORS UNDER NUMBER S0242 AND
WITH TAX IDENTIFICATION NUMBER B79031290,
FOR THE YEARS 2021, 2022 AND 2023
9 SHARE CAPITAL INCREASE BY MEANS OF CASH Mgmt For For
CONTRIBUTIONS AND EXCLUSION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT FOR AN
AMOUNT OF 441,250,000(EUR) BY ISSUING AND
LISTING 88,250,000 NEW ORDINARY SHARES OF
5(EUR) OF NOMINAL VALUE PER SHARE AND A
SHARE PREMIUM OF 12(EUR) PER SHARE.
PREVISION OF INCOMPLETE SUBSCRIPTION.
DELEGATION OF AUTHORITIES FOR THE EXECUTION
OF THE SHARE CAPITAL INCREASE, THE
AMENDMENT OF THE COMPANY'S BY-LAWS AND THE
APPLICATION FOR THE LISTING OF THE NEW
SHARES ON EURONEXT LISBON
10 REVIEW AND APPROVAL, WHERE APPROPRIATE, OF Mgmt For For
A COMPLEMENTARY DISTRIBUTION IN FAVOUR OF
THE SHAREHOLDERS WITH A CHARGE TO
UNRESTRICTED RESERVES
11 DELEGATION OF POWERS TO THE FORMALIZATION Mgmt For For
AND IMPLEMENTATION OF ALL RESOLUTIONS
ADOPTED AT THE GENERAL SHAREHOLDERS'
MEETING, FOR THE EXECUTION OF ANY RELEVANT
PUBLIC DEED AND FOR ITS INTERPRETATION,
CORRECTION, ADDITION OR DEVELOPMENT IN
ORDER TO OBTAIN THE APPROPRIATE
REGISTRATIONS
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
07 APR 2021 TO 01 APR 2021. IF YOU HAVE
ALREADY SENT IN YOUR VOTES TO MID 528329,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENCAVIS AG Agenda Number: 713956588
--------------------------------------------------------------------------------------------------------------------------
Security: D2R4PT120
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: DE0006095003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.28 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED KRUEPER FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ALEXANDER STUHLMANN FOR FISCAL YEAR
2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CORNELIUS LIEDTKE FOR FISCAL YEAR
2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ALBERT BUELL FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRITZ VAHRENHOLT FOR FISCAL YEAR
2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER CHRISTINE SCHEEL FOR FISCAL YEAR
2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER HEIDECKER FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HENNING KREKE FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARCUS SCHENCK FOR FISCAL YEAR 2020
5 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8.1 ELECT CHRISTINE SCHEEL TO THE SUPERVISORY Mgmt Against Against
BOARD
8.2 ELECT ROLF SCHMITZ TO THE SUPERVISORY BOARD Mgmt Against Against
9 APPROVE CANCELLATION OF CONDITIONAL CAPITAL Mgmt For For
III
10 APPROVE CREATION OF EUR 27.7 MILLION POOL Mgmt Against Against
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
12 APPROVE AFFILIATION AGREEMENT WITH ENCAVIS Mgmt For For
GMBH
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 713943529
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: OGM
Meeting Date: 20-May-2021
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2020. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2020 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2020
O.2 PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION Mgmt For For
OF AVAILABLE RESERVES
O.3 TO AUTHORISE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES, UPON REVOCATION OF THE
AUTHORISATION CONFERRED BY THE ORDINARY
MEETING OF THE 14 MAY 2020. RESOLUTIONS
RELATED THERETO
O.4 2021 LONG-TERM INCENTIVE PLAN FOR THE Mgmt For For
MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES
CONTROLLED BY IT AS PER ART. 2359 OF THE
CIVIL CODE
O.5.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2021 (BINDING RESOLUTION)
O.5.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2020 (NON-BINDING RESOLUTION)
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 22 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MEETING TYPE WAS CHANGED FROM AGM TO OGM.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA Agenda Number: 714067483
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A107
Meeting Type: MIX
Meeting Date: 20-May-2021
Ticker:
ISIN: FR0010208488
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105032101281-53
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 571213 DUE TO RECEIVED CHANGE IN
SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING, SHOWING NET LOSS
AMOUNTING TO EUR (3,928,252,423.00). THE
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,238,685.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE
MEETING, SHOWING NET CONSOLIDATED LOSS
(GROUP SHARE) AMOUNTING TO EUR
(1,536,305,773.00)
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO RECORD THE NET LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT
(THE RETAINED EARNINGS AMOUNTING TO EUR
0.00), AND DECIDES TO TRANSFER THE AMOUNT
OF EUR 1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT TO ALLOCATE THE
DIVIDENDS, AFTER WHICH, THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT WILL SHOW A NEW
BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.53 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.053 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM. THE DIVIDEND AND
EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY
26, 2021. THE AMOUNT CORRESPONDING TO THE
TREASURY SHARES WILL BE ALLOCATED TO THE
OTHER RESERVES. FOR THE LAST 3 FINANCIAL
YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS:
EUR 0.70 PER SHARE FOR FISCAL YEAR 2017 EUR
1.12 PER SHARE FOR FISCAL YEAR 2018 EUR
0.00 PER SHARE FOR FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE, APPROVES SAID
REPORT AND TAKES NOTICE OF THE AGREEMENTS
REFERRED TO THEREIN ENTERED INTO AND
PREVIOUSLY APPROVED WHICH REMAINED IN FORCE
DURING SAID FISCAL YEAR
5 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
7,300,000,000.00. THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER
CENT OF ITS CAPITAL. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020 IN ITS RESOLUTION NUMBER 6. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
6 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR, MRS CATHERINE MACGREGOR, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
7 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt For For
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MRS JACINTHE DELAGE, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
8 THE SHAREHOLDERS' MEETING APPOINTS AS A Mgmt Against Against
DIRECTOR REPRESENTING THE EMPLOYEE
SHAREHOLDERS, MR STEVEN LAMBERT, FOR A
4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE 2024 FISCAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
PAID AND AWARDED TO THE CORPORATE OFFICERS
FOR THE 2020 FISCAL YEAR, IN ACCORDANCE
WITH THE ARTICLE L.22-10-9 I OF THE FRENCH
COMMERCIAL CODE
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-PIERRE CLAMADIEU AS
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt Against Against
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS ISABELLE KOCHER AS MANAGING
DIRECTOR FROM THE 1ST OF JANUARY 2020 UNTIL
THE 24TH OF FEBRUARY 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MRS CLAIRE WAYSAND AS MANAGING
DIRECTOR FROM THE 24TH OF FEBRUARY 2020
UNTIL THE 31ST OF DECEMBER 2020
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
16 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF THE MEMBERS OF ONE OR
SEVERAL COMPANY SAVINGS PLANS SET UP BY THE
GROUP COMPOSED OF THE COMPANY AND THE
FRENCH OR FOREIGN COMPANIES WITHIN THE
COMPANY'S ACCOUNT CONSOLIDATION SCOPE, BY
ISSUANCE OF SHARES OR SECURITIES GIVING
ACCESS TO EQUITY SECURITIES TO BE ISSUED,
WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL
COUNT AGAINST THE OVERALL VALUE SET FORTH
IN RESOLUTION NUMBER 24 GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS DELEGATION IS GIVEN FOR A
26-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 2 PER CENT OF THE
SHARE CAPITAL. THIS AUTHORIZATION
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 14TH OF MAY 2020 IN ITS
RESOLUTION NUMBER 27. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING AUTHORISES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF ANY LEGAL PERSON,
UNDER FRENCH OR FOREIGN LAW, INCLUDING ANY
FINANCIAL INSTITUTION OR ITS SUBSIDIARIES,
ACTING ON BEHALF OF THE COMPANY TO SET UP
AN INTERNATIONAL EMPLOYEE SHAREHOLDING
SCHEME FOR THE ENGIE GROUP, BY ISSUANCE OF
SHARES AND OR SECURITIES GIVING ACCESS TO
EQUITY SECURITIES TO BE ISSUED, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS. THIS DELEGATION IS GIVEN FOR AN
18-MONTH PERIOD AND FOR A NOMINAL AMOUNT
THAT SHALL NOT EXCEED 0.5 PER CENT OF THE
SHARE CAPITAL. THIS AMOUNT SHALL COUNT
AGAINST THE OVERALL VALUE SET FORTH IN
RESOLUTION 16 OF THE PRESENT SHAREHOLDERS'
MEETING AND RESOLUTION 24 OF THE
SHAREHOLDERS' MEETING OF THE 14TH OF MAY
2020. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION
GRANTED BY THE SHAREHOLDERS' MEETING OF THE
14TH OF MAY 2020 IN ITS RESOLUTION 28. ALL
POWERS TO THE BOARD OF DIRECTORS TO
ACCOMPLISH ALL NECESSARY FORMALITIES
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF THE
EMPLOYEES OF THE COMPANY AND THE EMPLOYEES
AND CORPORATE OFFICERS OF THE RELATED
COMPANIES OR GROUPINGS, THE CORPORATE
OFFICERS OF THE COMPANY BEING EXCLUDED,
BEING REMINDED THAT THE ALLOCATION WILL BE
GRANTED EITHER TO ALL THE EMPLOYEES WITHIN
A SCHEME OF FREE SHARES ALLOCATION OR TO
THE EMPLOYEES WHO ARE MEMBERS OF AN
INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME
OF THE ENGIE GROUP . THEY MAY NOT REPRESENT
MORE THAN 0.75 PER CENT OF THE SHARE
CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF
THE SHARE CAPITAL PER YEAR. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 19. THIS
AUTHORIZATION IS GIVEN FOR 38 MONTHS,
SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GRANTED BY THE SHAREHOLDERS'
MEETING OF THE 18TH OF MAY 2018 IN ITS
RESOLUTION NUMBER 28. ALL POWERS TO THE
BOARD OF DIRECTORS TO TAKE ALL NECESSARY
MEASURES AND ACCOMPLISH ALL NECESSARY
FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE,
COMPANY'S EXISTING SHARES, IN FAVOUR OF
SOME EMPLOYEES OF THE COMPANY AND SOME
EMPLOYEES AND CORPORATE OFFICERS OF THE
RELATED COMPANIES OR GROUPINGS, THE
CORPORATE OFFICERS OF THE COMPANY BEING
EXCLUDED. THEY MAY NOT REPRESENT MORE THAN
0.75 PER CENT OF THE SHARE CAPITAL WITHOUT
EXCEEDING 0.25 PER CENT OF THE SHARE
CAPITAL PER YEAR. THIS AUTHORIZATION IS
GIVEN FOR A 38-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GRANTED BY THE
SHAREHOLDERS' MEETING OF THE 18TH OF MAY
2018 IN ITS RESOLUTION NUMBER 29. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
20 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE SHAREHOLDERS'
MEETING RESOLVES TO RECORD THE LOSS FOR THE
YEAR OF EUR (3,928,252,423.00) AS A DEFICIT
IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT,
TO ALLOCATE DIVIDENDS FOR THE AMOUNT OF EUR
1,304,535,923.00 FROM THE ADDITIONAL
PAID-IN CAPITAL ACCOUNT, WHICH WILL SHOW A
NEW BALANCE OF EUR 22,233,760,727.00. THE
SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF
EUR 0.35 PER SHARE. A 10 PER CENT
EXCEPTIONAL DIVIDEND, I.E. EUR 0.035 PER
SHARE, WILL BE ALLOCATED TO THE SHARES
UNDER REGISTERED FORM FOR AT LEAST 2 YEARS
BY DEC. 31, 2020, WITHOUT ANY INTERRUPTION
UNTIL MAY 26, 2021. IF SOME OF THE
261,035,225 SHARES UNDER REGISTERED FORM
WERE TO CEASE TO BE REGISTERED AS SUCH
BETWEEN JAN. 1, 2021 AND MAY 26, 2021, THE
AMOUNT CORRESPONDING TO THE EXCEPTIONAL
DIVIDEND WOULD BE ALLOCATED TO THE OTHER
RESERVES. THE DIVIDEND AND EXCEPTIONAL
DIVIDEND WILL BE PAID ON MAY 26, 2021.
DIVIDENDS PAID FOR THE LAST YEARS: FISCAL
YEAR 2017: EUR 0.70 PER SHARE FISCAL YEAR
2018: EUR 1.12 PER SHARE FISCAL YEAR 2019:
EUR 0.00 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935368008
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Sharon L. Allen Mgmt For For
1C. Election of Director: Richard D. Chapman Mgmt For For
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Kathryn A. Hollister Mgmt For For
1F. Election of Director: Molly E. Joseph Mgmt For For
1G. Election of Director: Craig Kennedy Mgmt For For
1H. Election of Director: William J. Post Mgmt For For
1I. Election of Director: Paul H. Stebbins Mgmt For For
1J. Election of Director: Michael Sweeney Mgmt For For
1K. Election of Director: Mark R. Widmar Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2021.
3. Shareholder proposal requesting a report on Shr For Against
board diversity.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935337318
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 08-Apr-2021
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. England Mgmt For For
1B. Election of Director: Jason Few Mgmt For For
1C. Election of Director: Chris Groobey Mgmt For For
1D. Election of Director: Matthew F. Hilzinger Mgmt For For
1E. Election of Director: Natica von Althann Mgmt For For
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the proxy statement.
4. To approve the amendment of the FuelCell Mgmt For For
Energy, Inc. Certificate of Incorporation,
as amended, to increase the number of
authorized shares of common stock of
FuelCell Energy, Inc. from 337,500,000
shares to 500,000,000 shares.
5. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. 2018 Omnibus
Incentive Plan, as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713631960
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500781.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500763.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TYPE AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD AND TIMING OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TARGET SUBSCRIBERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: NUMBER TO BE ISSUED
1.5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD OF PRICING
1.6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: ACCUMULATED PROFITS BEFORE THE
ISSUANCE
1.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: USE OF PROCEEDS
1.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: VALIDITY PERIOD OF THE RESOLUTION
1.9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: APPLICATION FOR LISTING
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF SPECIFIC MANDATE
3 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt Against Against
BANK FACILITIES AND PROVISION OF GUARANTEES
BY THE COMPANY AND ITS SUBSIDIARIES
4 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEES TO THE CONTROLLED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713631972
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 17-Mar-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500793.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500774.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TYPE AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD AND TIMING OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TARGET SUBSCRIBERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: NUMBER TO BE ISSUED
1.5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD OF PRICING
1.6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: ACCUMULATED PROFITS BEFORE THE
ISSUANCE
1.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: USE OF PROCEEDS
1.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: VALIDITY PERIOD OF THE RESOLUTION
1.9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: APPLICATION FOR LISTING
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF SPECIFIC MANDATE
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713895540
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041201102.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041201084.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE IN ITS WHOLLY-SUBSIDIARY
SHANGHAI GANFENG
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714024231
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802986.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042803006.pdf
1 TO CONSIDER AND APPROVE PROPOSED ADOPTION Mgmt For For
OF THE 2021 SHARE OPTION INCENTIVE SCHEME
2 TO CONSIDER AND APPROVE REGARDING THE Mgmt For For
ASSESSMENT MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF THE 2021 SHARE OPINION
INCENTIVE SCHEME
3 TO CONSIDER AND APPROVE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH
RELEVANT MATTERS IN RELATION TO THE 2021
SHARE OPTION INCENTIVE SCHEME
CMMT 05 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NOTICE LINK. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714047998
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802994.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802982.pdf
O.1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF DIRECTORS FOR 2020
O.2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS FOR 2020
O.3 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For
REPORT, SUMMARY OF THE ANNUAL REPORT AND
ANNUAL RESULTS ANNOUNCEMENT
O.4 TO CONSIDER AND APPROVE THE 2020 FINANCIAL Mgmt For For
REPORT AS RESPECTIVELY AUDITED BY THE
DOMESTIC AND OVERSEAS AUDITORS
O.5 TO CONSIDER AND APPROVE ENGAGEMENT OF Mgmt For For
DOMESTIC AND OVERSEAS AUDITORS AND THE
INTERNAL CONTROL AUDITORS FOR 2021
O.6 TO CONSIDER AND APPROVE DETERMINATION OF Mgmt For For
DIRECTORS' EMOLUMENTS
O.7 TO CONSIDER AND APPROVE DETERMINATION OF Mgmt For For
SUPERVISORS' EMOLUMENTS
O.8 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL FOR 2021
O.9 TO CONSIDER AND APPROVE CAPITAL INCREASE IN Mgmt For For
ITS WHOLLYOWNED SUBSIDIARY
S.1 TO CONSIDER AND APPROVE GRANT OF GENERAL Mgmt Against Against
MANDATE TO THE BOARD OF THE COMPANY
S.2 TO CONSIDER AND APPROVE GENERAL MANDATE TO Mgmt Against Against
ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING
INSTRUMENTS
S.3 TO CONSIDER AND APPROVE ENGAGEMENT IN Mgmt For For
FOREIGN EXCHANGE HEDGING BUSINESS BY THE
COMPANY AND ITS SUBSIDIARIES
S.4 TO CONSIDER AND APPROVE THE CONTINUING Mgmt For For
RELATED-PARTY TRANSACTIONS FOR 2021
S.5 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEES TO THE CONTROLLED SUBSIDIARY
S.6 TO CONSIDER AND APPROVE PROPOSED ADOPTION Mgmt For For
OF THE 2021 SHARE OPTION INCENTIVE SCHEME
S.7 TO CONSIDER AND APPROVE REGARDING THE Mgmt For For
ASSESSMENT MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF THE 2021 SHARE OPINION
INCENTIVE SCHEME
S.8 TO CONSIDER AND APPROVE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH
RELEVANT MATTERS IN RELATION TO THE 2021
SHARE OPTION INCENTIVE SCHEME
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714306760
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700991.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060701007.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE IN CONTINUING RELATED-PARTY
TRANSACTIONS FORECAST FOR 2021
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
POSSIBLE OFFER FOR BACANORA BY SHANGHAI
GANFENG, A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, INVOLVING MINING RIGHTS INVESTMENT
AND RELATED-PARTY TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD Agenda Number: 713430039
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: EGM
Meeting Date: 22-Dec-2020
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1130/2020113000475.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1130/2020113000493.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE, RATIFY AND CONFIRM THE MASTER Mgmt For For
CKDS AND AUTOMOBILE COMPONENTS SALES
AGREEMENT (AS DEFINED IN THE CIRCULAR OF
THE COMPANY DATED 1 DECEMBER 2020 (THE
"CIRCULAR")) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND TO APPROVE AND
CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE
MASTER CKDS AND AUTOMOBILE COMPONENTS SALES
AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR
EACH OF THE THREE FINANCIAL YEARS ENDING 31
DECEMBER 2023
2 TO APPROVE, RATIFY AND CONFIRM THE MASTER Mgmt For For
CKDS AND AUTOMOBILE COMPONENTS PURCHASE
AGREEMENT (AS DEFINED IN THE CIRCULAR) AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
AND TO APPROVE AND CONFIRM THE ANNUAL CAP
AMOUNTS UNDER THE MASTER CKDS AND
AUTOMOBILE COMPONENTS PURCHASE AGREEMENT
(AS DEFINED IN THE CIRCULAR) FOR EACH OF
THE THREE FINANCIAL YEARS ENDING 31
DECEMBER 2023
3 TO APPROVE, RATIFY AND CONFIRM THE NEW Mgmt For For
POWERTRAIN SALES AGREEMENT (AS DEFINED IN
THE CIRCULAR) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND TO APPROVE AND
CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE
NEW POWERTRAIN SALES AGREEMENT (AS DEFINED
IN THE CIRCULAR) FOR EACH OF THE THREE
FINANCIAL YEARS ENDING 31 DECEMBER 2023
4 TO APPROVE, RATIFY AND CONFIRM THE RENEWAL Mgmt For For
OF THE LYNK & CO FINANCE COOPERATION
AGREEMENT (AS DEFINED IN THE CIRCULAR) AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
AND TO APPROVE AND CONFIRM THE LYNK & CO
WHOLESALE ANNUAL CAPS (AS DEFINED IN THE
CIRCULAR) AND THE LYNK & CO RETAIL ANNUAL
CAPS (AS DEFINED IN THE CIRCULAR) FOR EACH
OF THE THREE FINANCIAL YEARS ENDING 31
DECEMBER 2023
5 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
FENGSHENG FINANCE COOPERATION AGREEMENT (AS
DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE FENGSHENG FINANCING
ANNUAL CAPS (AS DEFINED IN THE CIRCULAR)
FOR EACH OF THE THREE FINANCIAL YEARS
ENDING 31 DECEMBER 2023
6 TO APPROVE, RATIFY AND CONFIRM THE GEELY Mgmt For For
HOLDING FINANCE COOPERATION AGREEMENT (AS
DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE GEELY HOLDING
FINANCING ANNUAL CAPS (AS DEFINED IN THE
CIRCULAR) FOR EACH OF THE THREE FINANCIAL
YEARS ENDING 31 DECEMBER 2023
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD Agenda Number: 713895324
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: AGM
Meeting Date: 24-May-2021
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2021/0413/2021041300284.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0413/2021041300318.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE REPORT OF THE Mgmt For For
DIRECTORS, AUDITED FINANCIAL STATEMENTS AND
AUDITOR'S REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. GUI SHENG YUE AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. AN CONG HUI AS AN EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT MS. WEI MEI AS AN EXECUTIVE Mgmt For For
DIRECTOR
6 TO RE-ELECT MR. AN QING HENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
8 TO RE-APPOINT GRANT THORNTON HONG KONG Mgmt For For
LIMITED AS THE AUDITOR OF THE COMPANY AND
TO AUTHORISE THE BOARD OF DIRECTORS OF THE
COMPANY TO FIX THEIR REMUNERATION
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES
10 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND OTHERWISE DEAL WITH THE
COMPANY'S SHARES
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 713733740
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD AS A DIRECTOR Mgmt For For
4 TO RE-ELECT IVAN GLASENBERG AS A DIRECTOR, Mgmt For For
FOR A TERM EXPIRING ON 30 JUNE 2021
5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt For For
7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For
DIRECTOR
10 TO ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR A DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
13 TO APPROVE RULES OF THE GLENCORE PLC Mgmt Against Against
INCENTIVE PLAN
14 TO APPROVE COMPANY'S CLIMATE ACTION Mgmt For For
TRANSITION PLAN DATED 4TH DECEMBER 2020
15 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
POLICY AS SET OUT IN THE 2020 ANNUAL REPORT
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2020 ANNUAL REPORT
17 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
18 SUBJECT TO THE PASSING OF RESOLUTION 17, TO Mgmt For For
RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
19 SUBJECT TO THE PASSING OF RESOLUTION 17, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 18, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935400363
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt Withheld Against
Michael T. Eckhart Mgmt Withheld Against
Nancy C. Floyd Mgmt For For
Simone F. Lagomarsino Mgmt For For
Charles M. O'Neil Mgmt Withheld Against
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
HEXAGON COMPOSITES ASA Agenda Number: 713837942
--------------------------------------------------------------------------------------------------------------------------
Security: R32035116
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: NO0003067902
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPENING OF THE MEETING BY THE CHAIRMAN OF Non-Voting
THE BOARD AND REGISTRATION OF ATTENDING
SHAREHOLDERS AND PROXIES
2 ELECTION OF CHAIRPERSON OF THE MEETING AND Mgmt For For
ONE PERSON TO SIGN THE MINUTES TOGETHER
WITH THE CHAIR
3 APPROVAL OF THE NOTICE OF THE MEETING AND Mgmt For For
THE AGENDA
4 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt For For
ANNUAL REPORT FOR 2020
5 THE BOARDS REPORT ON CORPORATE GOVERNANCE Mgmt For For
6 THE BOARDS GUIDELINES ON STIPULATION OF Mgmt Against Against
SALARY AND OTHER REMUNERATION OF EXECUTIVE
MANAGEMENT
7 APPROVAL OF REMUNERATION TO THE BOARD OF Mgmt For For
DIRECTORS
8 APPROVAL OF REMUNERATION TO THE MEMBERS OF Mgmt For For
THE NOMINATION COMMITTEE
9 APPROVAL OF THE AUDITORS FEES Mgmt For For
10.1 BOARD ELECTION: KNUT TRYGVE FLAKK, CHAIR OF Mgmt For For
THE BOARD (REELECT)
10.2 BOARD ELECTION: KRISTINE LANDMARK, DEPUTY Mgmt For For
CHAIR (REELECT)
11.1 NOMINATION COMMITTEE ELECTION: WALTER Mgmt For For
HAFSLO QVAM, CHAIR (REELECT)
11.2 NOMINATION COMMITTEE ELECTION: KNUT TRYGVE Mgmt For For
FLAKK, MEMBER (REELECT)
12 BOARD PROXY TO INCREASE THE SHARE CAPITAL Mgmt Against Against
13 BOARD PROXY TO ACQUIRE OWN SHARES Mgmt For For
CMMT 08 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN RECORD DATE FROM 22 APR 2021 TO
27 APR 2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 714171030
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT DELETION OF COMMENT Non-Voting
1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For
2 DIRECTORS' REPORTS 2020 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2020
5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For
1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24,
27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43,
44, 45, 46, 47 AND 49 OF THE BY-LAWS TO
UPDATE THE NAME OF THE GOVERNANCE AND
SUSTAINABILITY SYSTEM AND MAKE OTHER
TECHNICAL IMPROVEMENTS
6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For
ORDER TO REFLECT THE AMOUNT OF SHARE
CAPITAL RESULTING FROM THE REDUCTION
THEREIN BY MEANS OF THE RETIREMENT OF A
MAXIMUM OF 178,156,000 OWN SHARES (2.776%
OF THE SHARE CAPITAL)
7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For
40 AND 41 OF THE BY-LAWS TO CONFORM THE
TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS
REGARDS THE ENCOURAGEMENT OF LONG-TERM
SHAREHOLDER ENGAGEMENT
8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For
24, 26 AND 27 OF THE BY-LAWS TO REGULATE
REMOTE ATTENDANCE AT THE GENERAL
SHAREHOLDERS' MEETING
9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For
INCLUDE THE APPROVAL OF A CLIMATE ACTION
PLAN
10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For
BY-LAWS TO UPDATE THE RULES ON THE WAYS OF
HOLDING MEETINGS OF THE BOARD OF DIRECTORS
AND OF ITS COMMITTEES
11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For
BY-LAWS AND ADDITION OF SIX NEW ARTICLES
NUMBERED FROM 55 TO 60, REORGANISING THE
CHAPTERS OF TITLE V, TO ESTABLISH THE
REGULATIONS FOR THE PREPARATION,
VERIFICATION AND APPROVAL OF THE ANNUAL
FINANCIAL AND NON-FINANCIAL INFORMATION
12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For
BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND
62, TO MAKE TECHNICAL IMPROVEMENTS AND
GROUP THEM WITHIN A NEW TITLE VI
13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For
20, 28, 29, 30, 38, 39, 40 AND 41 OF THE
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING IN ORDER TO UPDATE THE NAME OF THE
GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO
MAKE OTHER TECHNICAL IMPROVEMENTS
14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For
REGULATIONS FOR THE GENERAL SHAREHOLDERS'
MEETING TO CONFORM THE TEXT THEREOF TO THE
NEW LEGAL PROVISIONS AS REGARDS THE
ENCOURAGEMENT OF LONG-TERM SHAREHOLDER
ENGAGEMENT
15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For
22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36,
40 AND 43 OF THE REGULATIONS FOR THE
GENERAL SHAREHOLDERS' MEETING AND ADDITION
OF A NEW ARTICLE 37 TO ESTABLISH THE RULES
FOR REMOTE ATTENDANCE, AND NUMBERING OF THE
ARTICLES
16 DIRECTOR REMUNERATION POLICY Mgmt For For
17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For
DISTRIBUTION OF 2020 DIVIDENDS, THE
SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE
WITHIN THE FRAMEWORK OF THE "IBERDROLA
RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND
SYSTEM
18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,725 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF 1,250 MILLION EUROS IN ORDER TO
IMPLEMENT THE "IBERDROLA RETRIBUCION
FLEXIBLE" OPTIONAL DIVIDEND SYSTEM
20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For
SERNA AS INDEPENDENT DIRECTOR
21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For
CORCOLES AS EXECUTIVE DIRECTOR
22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For
JESUS ACEBES PANIAGUA AS INDEPENDENT
DIRECTOR
23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For
BONDS AND OTHER FIXED-INCOME SECURITIES,
NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO
SHARES, WITH A LIMIT OF 6,000 MILLION EUROS
FOR PROMISSORY NOTES AND 30,000 MILLION
EUROS FOR OTHER FIXED-INCOME SECURITIES, AS
WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES
25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For
27 CLIMATE ACTION POLICY Mgmt For For
CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM SECOND CALL DATE FROM 17 JUNE
2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INNERGEX RENEWABLE ENERGY INC Agenda Number: 713833526
--------------------------------------------------------------------------------------------------------------------------
Security: 45790B104
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CA45790B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.10 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: DANIEL LAFRANCE
1.2 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: ROSS J. BEATY
1.3 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: PIERRE G. BRODEUR
1.4 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: NATHALIE FRANCISCI
1.5 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: RICHARD GAGNON
1.6 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: MICHEL LETELLIER
1.7 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: DALTON MCGUINTY
1.8 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: MONIQUE MERCIER
1.9 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: OUMA SANANIKONE
1.10 ELECTION OF DIRECTOR - THE ELECTION OF EACH Mgmt For For
OF THE FOLLOWING PERSON AS DIRECTOR OF THE
CORPORATION AS FOLLOWS: LOUIS VECI
2 THE APPOINTMENT OF KPMG LLP, AS AUDITOR OF Mgmt For For
THE CORPORATION AND AUTHORIZING THE
DIRECTORS OF THE CORPORATION TO FIX ITS
REMUNERATION
3 TO ADOPT AN ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
CMMT 19 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935369012
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt For For
1B. Election of Director: James J. Goetz Mgmt For For
1C. Election of Director: Alyssa Henry Mgmt For For
1D. Election of Director: Omar Ishrak Mgmt For For
1E. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1F. Election of Director: Tsu-Jae King Liu Mgmt For For
1G. Election of Director: Gregory D. Smith Mgmt For For
1H. Election of Director: Dion J. Weisler Mgmt For For
1I. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our listed officers.
4. Stockholder proposal on whether to allow Shr For Against
stockholders to act by written consent, if
properly presented at the meeting.
5. Stockholder proposal requesting a report on Shr Against For
median pay gaps across race and gender, if
properly presented at the meeting.
6. Stockholder proposal requesting a report on Shr Against For
whether written policies or unwritten norms
at the company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935361737
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas L. Deitrich Mgmt For For
1B. Election of Director: Timothy M. Leyden Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2021.
--------------------------------------------------------------------------------------------------------------------------
LANDIS+GYR GROUP AG Agenda Number: 714248019
--------------------------------------------------------------------------------------------------------------------------
Security: H893NZ107
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: CH0371153492
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 2020 ANNUAL REPORT AND FINANCIAL STATEMENTS Mgmt For For
2.1 APPROPRIATION OF RESULTS: APPROPRIATION OF Mgmt For For
ACCUMULATED DEFICIT
2.2 APPROPRIATION OF RESULTS: DISTRIBUTION FROM Mgmt For For
STATUTORY CAPITAL RESERVES
3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE GROUP EXECUTIVE
MANAGEMENT
4.1 REMUNERATION: 2020 REMUNERATION REPORT Mgmt For For
(CONSULTATIVE VOTE)
4.2 REMUNERATION: MAXIMUM AGGREGATE Mgmt For For
REMUNERATION FOR THE BOARD OF DIRECTORS FOR
THE TERM OF OFFICE UNTIL THE 2022 GENERAL
MEETING (BINDING VOTE)
4.3 REMUNERATION: MAXIMUM AGGREGATE Mgmt For For
REMUNERATION FOR THE GROUP EXECUTIVE
MANAGEMENT FOR THE FINANCIAL YEAR STARTING
APRIL 1, 2022 AND ENDING MARCH 31, 2023
(BINDING VOTE)
5.1.1 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS UMBACH
5.1.2 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ERIC ELZVIK
5.1.3 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: DAVE GEARY
5.1.4 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PETER MAINZ
5.1.5 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: SOREN THORUP SORENSEN
5.1.6 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDREAS SPREITER
5.1.7 RE-ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: CHRISTINA STERCKEN
5.2 ELECTION OF LAUREEN TOLSON AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.3 RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTOR: ANDREAS UMBACH
5.4.1 RE-ELECTION AND ELECTION, RESPECTIVELY, OF Mgmt For For
THE MEMBER OF THE REMUNERATION COMMITTEE:
ERIC ELZVIK
5.4.2 RE-ELECTION AND ELECTION, RESPECTIVELY, OF Mgmt For For
THE MEMBER OF THE REMUNERATION COMMITTEE:
DAVE GEARY
5.4.3 RE-ELECTION AND ELECTION, RESPECTIVELY, OF Mgmt For For
THE MEMBER OF THE REMUNERATION COMMITTEE:
PETER MAINZ
5.5 RE-ELECTION OF THE STATUTORY AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS AG, ZUG
5.6 RE-ELECTION OF THE INDEPENDENT PROXY: MR. Mgmt For For
ROGER FOEHN, ATTORNEY-AT-LAW, OF THE LAW
FIRM ADROIT, ZURICH
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935349414
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to the term Mgmt For For
expiring in 2024: Pierre Brondeau
1B. Election of Class III Director to the term Mgmt For For
expiring in 2024: G. Peter D'Aloia
1C. Election of Class III Director to the term Mgmt For For
expiring in 2024: Robert C. Pallash
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Advisory (non-binding) vote on named Mgmt For For
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713989032
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO RATIFY THE 2020 REPORT FROM PJSC MMC Mgmt For For
NORILSK NICKEL
2 TO RATIFY THE 2020 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE 2020 PJSC MMC NORILSK NICKEL Mgmt For For
CONSOLIDATE FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For
NICKEL FOR 2020, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2020: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2020 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2020 IN CASH
IN THE AMOUNT OF RUB 1 021,22 PER ORDINARY
SHARE. 3. SET JUNE 1, 2021 AS THE RECORD
DATE FOR DETERMINING PERSONS ELIGIBLE TO
RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY VALENTINOVICH BARBASHEV
5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY LEONIDOVICH BATEKHIN
5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ALEXEY VLADIMIROVICH BASHKIROV
5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY BORISOVICH BRATUKHIN
5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY NIKOLAEVICH VOLK
5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
MARIANNA ALEXANDROVNA ZAKHAROVA
5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
LUCHITSKY STANISLAV LVOVICH
5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
LLEWELYN MUNNINGS
5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
GARETH PETER PENNY
5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
VLADIMIROVICH POLETAEV
5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
VYACHESLAV ALEXEEVICH SOLOMIN
5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS OF PJSC MMC NORILSK NICKEL:
EVGENY ARKADIEVICH SCHWARTZ
5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ROBERT WILLEM JOHN EDWARDS
6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ALEXEY SERGEEVICH DZYBALOV
6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
VIKTOROVNA MASALOVA
6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
GEORGIY EDUARDOVICH SVANIDZE
6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
VLADIMIR NIKOLAEVICH SHILKOV
6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION AT PJSC MMC NORILSK NICKEL:
ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
2021
8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
MMC NORILSK NICKEL FOR 2021 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2021
9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt Against Against
EXPENSES INCURRED BY MEMBERS OF THE BOARD
OF DIRECTORS AT PJSC MMC NORILSK NICKEL: 1.
TO ESTABLISH THAT THE MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC MMC NORILSK NICKEL
SHALL RECEIVE REMUNERATION AND
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF THEIR DUTIES IN ACCORDANCE
WITH THE POLICY ON REMUNERATION OF MEMBERS
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL APPROVED BY THE AGM
RESOLUTION ON MAY 13, 2020. 2. THE CHAIRMAN
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL ELECTED AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS AT THE FIRST MEETING
OF THE BOARD OF DIRECTORS HELD AFTER THIS
MEETING SHALL RECEIVE REMUNERATION,
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF HIS/HER DUTIES AND CASUALTY
INSURANCE IN THE FOLLOWING AMOUNTS AND
PROCEDURE: 2.1. REMUNERATION IN THE AMOUNT
OF USD 1,000,000 (ONE MILLION) PER YEAR
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS IN RUBLES AT THE
EXCHANGE RATE SET BY THE CENTRAL BANK OF
THE RUSSIAN FEDERATION ON THE LAST BUSINESS
DAY OF THE REPORTING QUARTER. THE
REMUNERATION AMOUNT IS INDICATED AFTER
DEDUCTING TAXES UNDER THE APPLICABLE
RUSSIAN LAWS. THE ABOVE REMUNERATION SHALL
BE ESTABLISHED FOR THE PERIOD FROM THE DATE
WHEN A DIRECTOR IS ELECTED AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS TO THE END OF
HIS/HER TERM AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS; 2.2. IN CASE A PERSON ELECTED
AS THE CHAIRMAN OF THE BOARD OF DIRECTORS
AT THE FIRST MEETING OF THE BOARD OF
DIRECTORS HELD AFTER THIS MEETING IS NOT
ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS AT THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021 AND AS THE CHAIRMAN
OF THE NEWLY ELECTED BOARD OF DIRECTORS, OR
IN CASE HIS/HER POWERS AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS ARE TERMINATED
EARLIER THAN THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021, S/HE SHALL RECEIVE
ADDITIONAL REMUNERATION IN THE AMOUNT OF
USD 1,000,000.00 LESS THE REMUNERATION PAID
TO HIM/HER FOR HIS/HER DUTIES AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS FROM THE
DATE S/HE HAS BEEN ELECTED AS SUCH AT THE
FIRST MEETING OF THE BOARD OF DIRECTORS
HELD AFTER THIS MEETING. THE
ABOVE-MENTIONED ADDITIONAL REMUNERATION
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS TILL JUNE 10, 2022 IN
RUBLES AT THE EXCHANGE RATE SET BY THE
CENTRAL BANK OF THE RUSSIAN FEDERATION ON
THE LAST BUSINESS DAY OF THE REPORTING
QUARTER. THE ADDITIONAL REMUNERATION AMOUNT
IS INDICATED AFTER DEDUCTING TAXES UNDER
THE APPLICABLE RUSSIAN LAWS. IF S/HE IS
AGAIN ELECTED AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS BEFORE THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS 2021, NO
REMUNERATION FOR PERFORMANCE OF HIS/HER
DUTIES AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS PROVIDED FOR IN SUBPAR. 2.1 OF
THIS PARAGRAPH SHALL BE PAID TO HIM/HER;
2.3. THE CHAIRMAN OF THE BOARD OF DIRECTORS
SHALL BE COMPENSATED THE EXPENSES CONFIRMED
BY DOCUMENTS RELATED TO PERFORMANCE OF
HIS/HER DUTIES IN ACCORDANCE WITH THE
POLICY ON REMUNERATION OF MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL APPROVED BY THE AGM RESOLUTION ON
MAY 13, 2020; 2.4. PJSC MMC NORILSK NICKEL
SHALL AT ITS OWN EXPENSE PROVIDE LIFE
INSURANCE FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS AGAINST THE FOLLOWING RISK IN THE
PERFORMANCE OF OFFICIAL DUTIES: -
"ACCIDENTAL DEATH" AND "SERIOUS BODILY
INJURY IN AN ACCIDENT" (OR DISABILITY
RESULTING FROM AN ACCIDENT) PER RISK AND IN
AGGREGATE THROUGH THE TERM OF INSURANCE
WITH A COVERAGE IN THE AMOUNT OF AT LEAST
USD 3,000,000 (THREE MILLION); - "INJURY IN
AN ACCIDENT (OR TEMPORARY DISABILITY
RESULTING FROM AN ACCIDENT) WITH THE
COVERAGE IN AMOUNT OF AT LEAST USD 100,000
(ONE HUNDRED THOUSAND)."
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER AT PJSC MMC NORILSK
NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE RUSSIAN
FEDERATION LEGISLATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt For For
FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
AND THE MANAGEMENT BOARD AT PJSC MMC
NORILSK NICKEL AND THAT CONCERNS
INDEMNIFICATION INSURANCE FOR MEMBERS OF
THE BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
OFFICIALS AT THE COMPANY ITSELF AND ITS
SUBSIDIARIES WHO ARE THE BENEFICIARIES
UNDER THE TRANSACTION, AND THAT IS PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF THE INDEMNIFICATION
INSURANCE IS ONE YEAR, AND THE TOTAL
LIABILITY LIMIT (INSURANCE AMOUNT), WITH
ALL THE COVERAGE AND EXTENSIONS, WITH THE
EXCEPTION OF THOSE CASES SPELLED OUT
DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
LESS THAN USD 150,000,000 (ONE HUNDRED
FIFTY MILLION), AND HAS AN INSURANCE
PREMIUM PAYMENT FOR THE COMPANY NOT TO
EXCEED USD 5,000,000 (FIVE MILLION). IF,
BASED ON MARKET CONDITIONS, THE INSURANCE
AVAILABLE TO THE COMPANY AT THE TIME THE
TRANSACTION IS ENTERED INTO CANNOT HAVE AN
ESTABLISHED SUM IN THE INSURANCE AGREEMENT
OF USD 150,000,000 (ONE HUNDRED FIFTY
MILLION), THEN AN INSURANCE AGREEMENT WILL
BE SIGNED THAT HAS THE GREATEST POSSIBLE
SCOPE OF INSURANCE THAT IS AVAILABLE TO THE
COMPANY AT REASONABLE COMMERCIAL TERMS
--------------------------------------------------------------------------------------------------------------------------
NEL ASA Agenda Number: 713730326
--------------------------------------------------------------------------------------------------------------------------
Security: R4S21L127
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: NO0010081235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING AND REGISTRATION OF Non-Voting
PARTICIPATING SHAREHOLDERS
2 ELECTION OF CHAIR OF THE MEETING AND A Mgmt For For
PERSON TO COSIGN THE MINUTES
3 APPROVAL OF NOTICE AND AGENDA Mgmt For For
4 APPROVAL OF THE ANNUAL ACCOUNTS AND THE Mgmt For For
BOARDS REPORT FOR THE FINANCIAL YEAR 2020
5 THE BOARD'S REPORT ON CORPORATE GOVERNANCE Non-Voting
6 REMUNERATION FOR THE MEMBERS OF THE BOARD Mgmt For For
7 REMUNERATION FOR THE MEMBERS OF THE Mgmt For For
NOMINATION COMMITTEE AND THE AUDIT
COMMITTEE
8 AUDITORS REMUNERATION Mgmt For For
9 GUIDELINES REGARDING DETERMINATION OF Mgmt Against Against
SALARY AND OTHER COMPENSATION TO EXECUTIVE
MANAGEMENT
10.1 AUTHORIZATION TO ISSUE SHARES IN CONNECTION Mgmt Against Against
WITH INCENTIVE PLANS FOR EMPLOYEES
10.2 AUTHORIZATION TO ISSUE SHARES FOR GENERAL Mgmt For For
CORPORATE PURPOSES
11.1 AUTHORIZATION TO ACQUIRE TREASURY SHARES IN Mgmt Against Against
CONNECTION WITH INCENTIVE PLANS FOR
EMPLOYEES
11.2 AUTHORIZATION TO ACQUIRE TREASURY SHARES Mgmt For For
FOR GENERAL CORPORATE PURPOSES
12.1 ELECTION OF MEMBER TO THE BOARD: OLE ENGER Mgmt For For
(CHAIR)
12.2 ELECTION OF MEMBER TO THE BOARD: HANNE Mgmt For For
BLUME
12.3 ELECTION OF MEMBER TO THE BOARD: CHARLOTTA Mgmt Against Against
FALVIN
12.4 ELECTION OF MEMBER TO THE BOARD: FINN Mgmt For For
JEBSEN
12.5 ELECTION OF MEMBER TO THE BOARD: BEATRIZ Mgmt For For
MALO DE MOLINA
12.6 ELECTION OF MEMBER TO THE BOARD: TOM ROTJER Mgmt For For
13.1 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: FREDRIK THORESEN (CHAIR)
13.2 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: LEIF ERIKSROD
13.3 ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: EIVIND SARS VEDDENG
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935341622
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: James L. Robo Mgmt Against Against
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt Against Against
the compensation of NextEra Energy
Partners' named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935378201
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr For Against
Written Consent" to request action by
written consent of shareholders.
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 714242548
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Teiichi
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shimizu, Osamu
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors (Excluding Directors who are
Audit and Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 935436736
--------------------------------------------------------------------------------------------------------------------------
Security: 62914V106
Meeting Type: Special
Meeting Date: 03-Jun-2021
Ticker: NIO
ISIN: US62914V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, THAT the Company's Mgmt For
Eleventh Amended and Restated Memorandum
and Articles of Association (the "Current
M&AA") be amended and restated by the
deletion in their entirety and by the
substitution in their place of the Twelfth
Amended and Restated Memorandum and
Articles of Association, substantially in
the form attached hereto as Exhibit A (the
"Amended and Restated M&AA").
--------------------------------------------------------------------------------------------------------------------------
NIPPON CARBON CO.,LTD. Agenda Number: 713658411
--------------------------------------------------------------------------------------------------------------------------
Security: J52215100
Meeting Type: AGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: JP3690400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Motohashi, Yoshiji Mgmt For For
2.2 Appoint a Director Miyashita, Takafumi Mgmt For For
2.3 Appoint a Director Takahashi, Akito Mgmt For For
2.4 Appoint a Director Kato, Takeo Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt Against Against
Tanaka, Yoshikazu
4 Approve Renewal of Policy regarding Mgmt Against Against
Large-scale Purchases of Company Shares
(Anti-Takeover Defense Measures)
--------------------------------------------------------------------------------------------------------------------------
NORTHLAND POWER INC Agenda Number: 713953974
--------------------------------------------------------------------------------------------------------------------------
Security: 666511100
Meeting Type: MIX
Meeting Date: 19-May-2021
Ticker:
ISIN: CA6665111002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 11 AND 12 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 TO
10. THANK YOU
1 ELECTING JOHN W. BRACE AS A DIRECTOR OF THE Mgmt For For
CORPORATION
2 ELECTING LINDA L. BERTOLDI AS A DIRECTOR OF Mgmt For For
THE CORPORATION
3 ELECTING MARIE BOUNTROGIANNI AS A DIRECTOR Mgmt For For
OF THE CORPORATION
4 ELECTING LISA COLNETT AS A DIRECTOR OF THE Mgmt For For
CORPORATION
5 ELECTING KEVIN GLASS AS A DIRECTOR OF THE Mgmt For For
CORPORATION
6 ELECTING RUSSELL GOODMAN AS A DIRECTOR OF Mgmt For For
THE CORPORATION
7 ELECTING KEITH HALBERT AS A DIRECTOR OF THE Mgmt For For
CORPORATION
8 ELECTING HELEN MALLOVY HICKS AS A DIRECTOR Mgmt For For
OF THE CORPORATION
9 ELECTING IAN PEARCE AS A DIRECTOR OF THE Mgmt For For
CORPORATION
10 THE REAPPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS OF THE CORPORATION AND
AUTHORIZATION OF THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION
11 THE RESOLUTION TO AMEND THE CORPORATION'S Mgmt For For
ARTICLES TO INCREASE THE PERMITTED SIZE OF
THE BOARD FROM THE CURRENT RANGE OF THREE
TO NINE DIRECTORS TO A RANGE OF THREE TO
TWELVE DIRECTORS, AND TO PERMIT THE REMOVAL
OF ALL REFERENCES TO THE CLASS A SHARES AND
CLASS B AND C CONVERTIBLE SHARES
12 THE RESOLUTION TO ACCEPT NORTHLAND'S Mgmt For For
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935372348
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Atsushi Abe
1B. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Alan Campbell
1C. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Susan K. Carter
1D. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Thomas L. Deitrich
1E. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gilles Delfassy
1F. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Hassane S. El-Khoury
1G. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Bruce E. Kiddoo
1H. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Paul A. Mascarenas
1I. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Gregory L. Waters
1J. Election of Director to serve until 2022 Mgmt For For
Annual Meeting: Christine Y. Yan
2. Advisory (non-binding) resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2021.
4. Approval of an amendment to the ON Mgmt For For
Semiconductor Corporation 2000 Employee
Stock Purchase Plan.
5. Approval of amendments to the ON Mgmt For For
Semiconductor Corporation Amended and
Restated Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 713588993
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 01-Mar-2021
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK
YOU
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt For For
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt For For
ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt For For
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt For For
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6 PROPOSAL FROM THE BOARD OF DIRECTORS FOR Mgmt Against Against
AUTHORIZATION TO ACQUIRE TREASURY SHARES
7.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO AUTHORISE THE BOARD
OF DIRECTORS TO IMPLEMENT A SCHEME FOR
INDEMNIFICATION OF THE BOARD OF DIRECTORS
AND THE EXECUTIVE BOARD
7.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AMENDMENT OF THE
REMUNERATION POLICY TO ALLOW FOR A FIXED
ANNUAL TRAVEL COMPENSATION FOR BOARD
MEMBERS RESIDING OUTSIDE EUROPE
7.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AN AUTHORISATION IN THE
ARTICLES OF ASSOCIATION TO CONDUCT
COMPLETELY ELECTRONIC GENERAL MEETINGS
7.4 PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT Mgmt For For
OF AUTHORISATION
8 ANY PROPOSALS FROM THE SHAREHOLDERS (NO Non-Voting
PROPOSALS)
9.1 ELECTION OF EIGHT MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS
9.2 RE-ELECTION OF THOMAS THUNE ANDERSEN AS Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.3 RE-ELECTION OF LENE SKOLE AS DEPUTY Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS
9.4 RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.5 RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.6 RE-ELECTION OF PETER KORSHOLM AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.7 RE-ELECTION OF DIETER WEMMER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
9.8 ELECTION OF JULIA KING, BARONESS BROWN OF Mgmt For For
CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF
DIRECTORS
9.9 ELECTION OF HENRIK POULSEN AS NEW MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
10 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt For For
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2021
11 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
12 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
QUANTAFUEL ASA Agenda Number: 714133129
--------------------------------------------------------------------------------------------------------------------------
Security: R7050J103
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: NO0010785967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING; REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
2 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 APPROVE REMUNERATION OF AUDITORS Mgmt For For
6 APPROVE REMUNERATION OF DIRECTORS Mgmt Against Against
7 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
8.1 RE-ELECT ANN-CHRISTIN GJERDSETH ANDERSEN Mgmt Against Against
(CHAIR) AS DIRECTOR
8.2 RE-ELECT OSCAR SPIELER (DEPUTY CHAIR) AS Mgmt Against Against
DIRECTOR
8.3 RE-ELECT THORLEIF ENGER AS DIRECTOR Mgmt For For
8.4 RE-ELECT MAXIMILIAN WALTER AS DIRECTOR Mgmt Against Against
8.5 RE-ELECT WENCHE TEIGLAND AS DIRECTOR Mgmt Against Against
8.6 RE-ELECT KASPER TREBBIEN AS DIRECTOR Mgmt Against Against
8.7 ELECT MARGRETHE SMITH AS NEW DIRECTOR Mgmt Against Against
9.1 RE-ELECT BEATE HAMRE DECK (CHAIR) AS MEMBER Mgmt For For
OF NOMINATING COMMITTEE
9.2 RE-ELECT RAGNAR SOEGAARD AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
9.3 AUTHORISATION TO APPOINT ADDITIONAL MEMBER Mgmt Against Against
OF NOMINATING COMMITTEE
10 APPROVE NOMINATION COMMITTEE PROCEDURES Mgmt For For
11 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt Against Against
INCREASE IN SHARE CAPITAL
12 APPROVE CREATION OF NOK 277,459.18 POOL OF Mgmt Against Against
CAPITAL WITHOUT PREEMPTIVE RIGHTS
13 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt Against Against
ACQUISITION OF OWN SHARES
14 AMEND CORPORATE PURPOSE Mgmt For For
CMMT 17 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 17 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935369442
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James C. Borel Mgmt For For
1B. Election of Director: Cynthia J. Warner Mgmt For For
1C. Election of Director: Walter Berger Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2021.
4. Approval of the Renewable Energy Group 2021 Mgmt For For
Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SCATEC ASA Agenda Number: 713734805
--------------------------------------------------------------------------------------------------------------------------
Security: R7562P100
Meeting Type: AGM
Meeting Date: 20-Apr-2021
Ticker:
ISIN: NO0010715139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 REGISTRATION OF ATTENDING SHAREHOLDERS AND Non-Voting
PROXIES
3 ELECT CHAIRMAN OF MEETING: DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
4 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
5 RECEIVE INFORMATION ON THE BUSINESS Non-Voting
6 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
7 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
8 APPROVE DISTRIBUTION OF DIVIDENDS Mgmt For For
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt Against Against
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
10 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
11.1 ELECT GISELE MARCHAND AS DIRECTOR Mgmt For For
11.2 ELECT JORGEN KILDAHL AS DIRECTOR Mgmt For For
12 APPROVE REMUNERATION OF MEMBERS OF Mgmt For For
NOMINATING COMMITTEE
13 AMEND ARTICLES Mgmt For For
14 ELECT MEMBERS OF NOMINATING COMMITTEE Mgmt For For
15 APPROVE REMUNERATION OF AUDITORS Mgmt For For
16 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Against Against
REISSUANCE OF REPURCHASED SHARES IN
CONNECTION WITH ACQUISITIONS, MERGERS,
DEMERGERS OR SIMILAR
17 APPROVE EQUITY PLAN FINANCING THROUGH SHARE Mgmt Against Against
REPURCHASE PROGRAM
18 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt Against Against
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
19 APPROVE CREATION OF POOL OF CAPITAL WITHOUT Mgmt For For
PREEMPTIVE RIGHTS
20 APPROVE EQUITY PLAN FINANCING THROUGH Mgmt Against Against
ISSUANCE OF SHARES
CMMT 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 713726264
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202103222100614-35 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR MID:536913,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 535333 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND
14. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLE L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2020
MENTIONED IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED IN RESPECT OF THE SAME FINANCIAL
YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
JEAN-PASCAL TRICOIRE AS DIRECTOR
10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For
DIRECTOR
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MR.
THIERRY JACQUET AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
ZENNIA CSIKOS AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For
XIAOYUN MA AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS
14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS.
MALENE KVIST KRISTENSEN AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For
FOR THE COMPANY TO PURCHASE ITS OWN SHARES
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A
PUBLIC OFFERING OTHER THAN THAT REFERRED TO
IN ARTICLE L. 411-2 1DECREE OF THE FRENCH
MONETARY AND FINANCIAL CODE
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITY GRANTING ACCESS TO THE CAPITAL OF
THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF
AN OFFER REFERRED TO IN ARTICLE L.
411-2-1DECREE OF THE FRENCH MONETARY AND
FINANCIAL CODE
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH RETENTION OR CANCELLATION OF
THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHTS
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY WITHOUT SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO
REMUNERATE CONTRIBUTIONS IN KIND
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
INCORPORATING PREMIUMS, RESERVES, PROFITS
OR OTHERS
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
GROUP COMPANIES, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL COMPANY SHARES PURCHASED UNDER SHARE
BUYBACK PROGRAMS
25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For
CORRECT A MATERIAL ERROR
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 713501131
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502455 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2019/20
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
2020) FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL 2019/20
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL 2019/20
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL 2019/20
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL 2019/20
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2019/20
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL 2019/20
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For
BOARD
6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For
BANK GMBH
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF SIEMENS AG
--------------------------------------------------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA Agenda Number: 713602058
--------------------------------------------------------------------------------------------------------------------------
Security: E8T87A100
Meeting Type: OGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: ES0143416115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN SHAREHOLDERS EQUITY,
STATEMENT OF CASH FLOWS AND NOTES OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA, AS WELL AS OF THE CONSOLIDATED
ANNUAL ACCOUNTS OF THE COMPANY AND ITS
SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS
ACCOUNT, STATEMENT OF CHANGES IN
SHAREHOLDERS EQUITY, STATEMENT OF CASH
FLOWS AND NOTES, FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
2 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL MANAGEMENT REPORT OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA AND OF THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FINANCIAL YEAR ENDED ON 30
SEPTEMBER 2020
3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CONSOLIDATED STATEMENT OF NON
FINANCIAL INFORMATION OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE
FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020
4 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CORPORATE MANAGEMENT AND THE
ACTIVITIES OF THE BOARD OF DIRECTORS DURING
THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER
2020
5 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE PROPOSED ALLOCATION OF PROFITS
LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY,
SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
6 RATIFICATION OF THE APPOINTMENT BY CO Mgmt For For
OPTION AND RE ELECTION OF MR TIM DAWIDOWSKY
AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
7 RE ELECTION OF MS MARIEL VON SCHUMANN AS A Mgmt For For
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
8 RE ELECTION OF MR KLAUS ROSENFELD AS A Mgmt For For
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF INDEPENDENT NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
9 RE ELECTION OF ERNST AND YOUNG, SOCIEDAD Mgmt For For
LIMITADA AS STATUTORY AUDITOR OF SIEMENS
GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA
AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL
YEAR 2021
10 APPROVAL OF A NEW POLICY OF REMUNERATION OF Mgmt For For
DIRECTORS OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL
YEARS 2022, 2023 AND 2024
11 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF A LONG TERM INCENTIVE PLAN FOR THE
PERIOD FROM FISCAL YEAR 2021 THROUGH 2023,
INVOLVING THE DELIVERY OF SHARES OF THE
COMPANY AND TIED TO THE ACHIEVEMENT OF
CERTAIN STRATEGIC OBJECTIVES, ADDRESSED TO
THE CEO, TOP MANAGEMENT, CERTAIN SENIOR
MANAGERS AND EMPLOYEES OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA AND, IF
APPROPRIATE, OF THE SUBSIDIARIES, AND
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS, WITH EXPRESS POWER OF
SUBSTITUTION, TO IMPLEMENT, ELABORATE ON,
FORMALISE AND CARRY OUT SUCH REMUNERATION
SYSTEM
12 DELEGATION OF POWERS FOR THE FORMALISATION Mgmt For For
AND IMPLEMENTATION OF ALL THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE GENERAL
MEETING OF SHAREHOLDERS, FOR THE CONVERSION
THEREOF INTO A PUBLIC INSTRUMENT AND FOR
THE INTERPRETATION, CORRECTION,
SUPPLEMENTATION OR FURTHER DEVELOPMENT
THEREOF UNTIL ALL REQUIRED REGISTRATIONS
ARE ACCOMPLISHED
13 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
REMUNERATION OF DIRECTORS OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR
FINANCIAL YEAR 2020
CMMT 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SMA SOLAR TECHNOLOGY AG Agenda Number: 713963557
--------------------------------------------------------------------------------------------------------------------------
Security: D7008K108
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: DE000A0DJ6J9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.30 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ULRICH HADDING FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JUERGEN REINERT FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROLAND BENT FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARTIN BREUL FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER OLIVER DIETZEL FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER DREWS FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ERIK EHRENTRAUT FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KIM FAUSING FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANNES HAEDE FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HEIKE HAIGIS FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ALEXA HERGENROETHER FOR FISCAL YEAR
2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER UWE KLEINKAUF FOR FISCAL YEAR 2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ILONKA NUSSBAUMER FOR FISCAL YEAR
2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER YVONNE SIEBERT FOR FISCAL YEAR 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROMY SIEGERT FOR FISCAL YEAR 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JAN-HENRIK SUPADY FOR FISCAL YEAR
2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS VICTOR FOR FISCAL YEAR 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS-DIETER WERNER FOR FISCAL YEAR
2020
5 RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL Mgmt For For
YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND CORPORATE PURPOSE Mgmt For For
9 AMEND ARTICLES RE: VIRTUAL GENERAL MEETING; Mgmt For For
PROOF OF ENTITLEMENT
10 AMEND ARTICLES RE: DEPUTY CHAIRMAN OF THE Mgmt For For
SUPERVISORY BOARD; GENERAL MEETING CHAIRMAN
11 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935381804
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2020.
2. Designation of the External Auditor Mgmt For
Company.
3. Designation of the Credit Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of final dividend. Mgmt For
8. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees.
9. Other corresponding matters in compliance Mgmt Against
with pertinent provisions.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt Against Against
1B. Election of Director: Avery More Mgmt Against Against
1C. Election of Director: Zvi Lando Mgmt Against Against
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SOULBRAIN CO., LTD. Agenda Number: 714040932
--------------------------------------------------------------------------------------------------------------------------
Security: Y8076W120
Meeting Type: EGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: KR7357780006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 935403395
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Larrea Mota-Velasco Mgmt Withheld Against
O. Gonzalez Rocha Mgmt Withheld Against
V. Ariztegui Andreve Mgmt For For
E. Sanchez Mejorada Mgmt For For
L. Contreras Lerdo de T Mgmt For For
X. Garcia de Quevedo T. Mgmt Withheld Against
R. Mac Gregor Anciola Mgmt For For
L. M. Palomino Bonilla Mgmt Withheld Against
G Perezalonso Cifuentes Mgmt For For
C. Ruiz Sacristan Mgmt Withheld Against
2. Ratify the Audit Committee's selection of Mgmt For For
Galaz, Yamazaki, Ruiz Urquiza S.C., a
member firm of Deloitte Touche Tohmatsu
Limited, as our independent accountants for
2021.
3. Approve by, non-binding vote, executive Mgmt For For
compensation.
4. Vote on a stockholder proposal on Shr For Against
independent chair, if properly presented to
the meeting.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935369125
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrea J. Ayers Mgmt For For
1B. Election of Director: George W. Buckley Mgmt For For
1C. Election of Director: Patrick D. Campbell Mgmt For For
1D. Election of Director: Carlos M. Cardoso Mgmt For For
1E. Election of Director: Robert B. Coutts Mgmt For For
1F. Election of Director: Debra A. Crew Mgmt For For
1G. Election of Director: Michael D. Hankin Mgmt For For
1H. Election of Director: James M. Loree Mgmt For For
1I. Election of Director: Jane M. Palmieri Mgmt For For
1J. Election of Director: Mojdeh Poul Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Irving Tan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the Company's 2021 fiscal year.
4. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to allow
shareholders to act by written consent.
5. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions
applicable to the Company under the
Connecticut Business Corporation Act.
6. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to
eliminate supermajority vote provisions of
capital stock related to approval of
business combinations with interested
shareholders and clarify when no
shareholder vote is required.
7. To consider a management proposal to amend Mgmt For For
the Certificate of Incorporation to adopt a
majority voting standard in an uncontested
election of Directors.
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935380369
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
NORA MEAD BROWNELL Mgmt For For
MARK LONGSTRETH Mgmt Withheld Against
C. PARK SHAPER Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935406846
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt Withheld Against
Gerald Risk Mgmt Withheld Against
Sonita Lontoh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr For Against
report on the use of mandatory arbitration.
--------------------------------------------------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO LTD Agenda Number: 713900909
--------------------------------------------------------------------------------------------------------------------------
Security: Y8563B159
Meeting Type: AGM
Meeting Date: 14-May-2021
Ticker:
ISIN: HK0669013440
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400393.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400365.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
STATEMENT OF ACCOUNTS AND THE REPORTS OF
THE DIRECTORS AND THE AUDITORS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2 TO DECLARE A FINAL DIVIDEND OF HK82.00 Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED DECEMBER
31, 2020
3.A TO RE-ELECT MR. STEPHAN HORST PUDWILL AS Mgmt For For
GROUP EXECUTIVE DIRECTOR
3.B TO RE-ELECT MR. FRANK CHI CHUNG CHAN AS Mgmt For For
GROUP EXECUTIVE DIRECTOR
3.C TO RE-ELECT PROF. ROY CHI PING CHUNG GBS Mgmt For For
BBS JP AS NON-EXECUTIVE DIRECTOR
3.D TO RE-ELECT MS. VIRGINIA DAVIS WILMERDING Mgmt For For
AS INDEPENDENT NON-EXECUTIVE DIRECTOR
3.E TO AUTHORISE THE DIRECTORS TO FIX THEIR Mgmt For For
REMUNERATION FOR THE YEAR ENDING DECEMBER
31, 2021
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 5% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY AT THE DATE OF
THE RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY AT
THE DATE OF THE RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 714176852
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Kobayashi, Koji Mgmt For For
1.5 Appoint a Director James Kuffner Mgmt For For
1.6 Appoint a Director Kon, Kenta Mgmt For For
1.7 Appoint a Director Sugawara, Ikuro Mgmt For For
1.8 Appoint a Director Sir Philip Craven Mgmt For For
1.9 Appoint a Director Kudo, Teiko Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
3 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Class Shares
--------------------------------------------------------------------------------------------------------------------------
TPI COMPOSITES, INC. Agenda Number: 935369430
--------------------------------------------------------------------------------------------------------------------------
Security: 87266J104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: TPIC
ISIN: US87266J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul G. Giovacchini Mgmt Withheld Against
Jayshree S. Desai Mgmt Withheld Against
Linda P. Hudson Mgmt For For
Bavan M. Holloway Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To consider and act upon a non-binding Mgmt For For
advisory vote on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935369341
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 10-May-2021
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2020 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
4. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to remove
supermajority voting requirements.
5. Stockholder proposal to prepare an annual Shr For Against
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 713736392
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 29-Apr-2021
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
A.1 ANNUAL REPORT OF THE SUPERVISORY BOARD AND Non-Voting
REPORT OF THE STATUTORY AUDITOR ON THE
STATUTORY ANNUAL ACCOUNTS FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2020
A.2 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
A.3 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt For For
FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2020 INCLUDING THE PROPOSED ALLOCATION OF
THE RESULT
A.4 APPROVAL OF THE GRANT OF AN IDENTICAL Mgmt For For
PROFIT PREMIUM TO UMICORE EMPLOYEES IN
BELGIUM
A.5 COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON 31
DECEMBER 2020 AS WELL AS THE ANNUAL REPORT
OF THE SUPERVISORY BOARD AND THE STATUTORY
AUDITOR'S REPORT ON THOSE CONSOLIDATED
ANNUAL ACCOUNTS
A.6 DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
A.7 DISCHARGE TO THE STATUTORY AUDITOR Mgmt For For
A.8.1 RE-ELECTING MR THOMAS LEYSEN AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2024
ORDINARY SHAREHOLDERS' MEETING
A.8.2 RE-ELECTING MR KOENRAAD DEBACKERE AS Mgmt For For
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS'
MEETING
A.8.3 RE-ELECTING MR MARK GARRETT AS INDEPENDENT Mgmt For For
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.4 RE-ELECTING MR ERIC MEURICE AS INDEPENDENT Mgmt For For
MEMBER OF THE SUPERVISORY BOARD FOR A
PERIOD OF THREE YEARS EXPIRING AT THE END
OF THE 2024 ORDINARY SHAREHOLDERS' MEETING
A.8.5 ELECTING MRS BIRGIT BEHRENDT AS NEW, Mgmt For For
INDEPENDENT MEMBER OF THE SUPERVISORY BOARD
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2024 ORDINARY SHAREHOLDERS
MEETING
A.9 REMUNERATION OF THE SUPERVISORY BOARD Mgmt For For
A.101 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: ON MOTION BY THE SUPERVISORY
BOARD, ACTING UPON RECOMMENDATION OF THE
AUDIT COMMITTEE AND UPON NOMINATION BY THE
WORKS' COUNCIL, THE SHAREHOLDERS' MEETING
RESOLVES TO APPOINT A NEW STATUTORY
AUDITOR, EY BEDRIJFSREVISOREN BV / EY
REVISEURS D'ENTREPRISES SRL, WITH
REGISTERED OFFICE AT 1831 DIEGEM, DE
KLEETLAAN 2, FOR A DURATION OF THREE YEARS,
UP TO AND INCLUDING THE ORDINARY
SHAREHOLDERS' MEETING OF 2024. THE
STATUTORY AUDITOR SHALL BE ENTRUSTED WITH
THE AUDIT OF THE STATUTORY AND THE
CONSOLIDATED ANNUAL ACCOUNTS. FOR THE
INFORMATION OF THE SHAREHOLDERS' MEETING,
IT IS SPECIFIED THAT EY BEDRIJFSREVISOREN
BV / EY REVISEURS D'ENTREPRISES SRL HAS
APPOINTED MARNIX VAN DOOREN & CDECREE
BV/SRL, REPRESENTED BY MR MARNIX VAN
DOOREN, AND EEF NAESSENS BV/SRL,
REPRESENTED BY MRS EEF NAESSENS, AS ITS
PERMANENT REPRESENTATIVES
A.102 ELECTION OF A NEW STATUTORY AUDITOR AND Mgmt For For
REMUNERATION: THE SHAREHOLDERS' MEETING
RESOLVES TO FIX THE ANNUAL REMUNERATION OF
THE STATUTORY AUDITOR FOR THE FINANCIAL
YEARS 2021 THROUGH 2023 AT EUR 490,000.
THIS AMOUNT WILL BE ANNUALLY ADJUSTED BASED
ON THE EVOLUTION OF THE CONSUMER PRICE
INDEX (HEALTH INDEX)
B.1.1 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ARTICLE 4.3.A(3) OF THE FINANCE CONTRACT
DATED 10 JUNE 2020 BETWEEN UMICORE (AS
BORROWER) AND THE EUROPEAN INVESTMENT BANK
(AS LENDER), WHICH ENTITLES THE LATTER TO
CANCEL THE UNDISBURSED PORTION OF THE
CREDIT AND DEMAND PREPAYMENT OF THE LOAN
OUTSTANDING, TOGETHER WITH ACCRUED INTEREST
AND ALL OTHER AMOUNTS ACCRUED AND
OUTSTANDING UNDER THE FINANCE CONTRACT, IN
THE EVENT THAT A CHANGE-OF-CONTROL EVENT
OCCURS OR IS LIKELY TO OCCUR IN RESPECT OF
UMICORE
B.1.2 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
CLAUSE 7.2 OF THE REVOLVING FACILITY
AGREEMENT DATED 11 JUNE 2020 BETWEEN
UMICORE (AS BORROWER) AND J.P. MORGAN AG
(AS LENDER), WHICH EXEMPTS THE LENDER FROM
FURTHER FUNDING (EXCEPT FOR A ROLLOVER
LOAN) AND ALSO, UNDER CERTAIN CONDITIONS,
ENTITLES IT TO CANCEL THE REVOLVING
FACILITY AND TO DECLARE ALL OUTSTANDING
LOANS, TOGETHER WITH ACCRUED INTEREST AND
ALL OTHER AMOUNTS ACCRUED, UNDER THE
REVOLVING CREDIT FACILITY IMMEDIATELY DUE
AND PAYABLE, IN THE EVENT THAT ANY PERSON
OR GROUP OF PERSONS ACTING IN CONCERT GAINS
CONTROL OVER UMICORE
B.1.3 APPROVAL OF CHANGE OF CONTROL PROVISIONS: Mgmt For For
APPROVING, IN ACCORDANCE WITH ARTICLE 7:151
OF THE CODE OF COMPANIES AND ASSOCIATIONS,
ALL CLAUSES IN THE TERMS AND CONDITIONS
(THE "CONDITIONS") OF THE CONVERTIBLE
BONDS, ISSUED BY THE COMPANY ON 15 JUNE
2020, MATURING ON 23 JUNE 2025 (ISIN
BE6322623669), WHICH COME INTO EFFECT AT
THE MOMENT A CHANGE OF CONTROL OVER UMICORE
OCCURS, INCLUDING, BUT NOT LIMITED TO,
CONDITIONS 5(B)(X) AND 6(D) AND WHICH
PROVIDE THAT, IF A CHANGE OF CONTROL OVER
THE COMPANY OCCURS, THE CONVERSION PRICE OF
THE CONVERTIBLE BONDS WILL BE ADJUSTED IN
PROPORTION TO THE ALREADY ELAPSED TIME
SINCE THE CLOSING DATE (I.E. 23 JUNE 2020)
AND THE BONDHOLDERS MAY REQUEST THE EARLY
REDEMPTION OF THEIR CONVERTIBLE BONDS AT
THEIR PRINCIPAL AMOUNT, TOGETHER WITH THE
ACCRUED AND UNPAID INTERESTS
CMMT 16 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND DUE TO ADDITION OF COMMENT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
CMMT 16 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935395942
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Steven V. Abramson
1B. Election of Director to serve for a Mgmt For For
one-year term: Cynthia J. Comparin
1C. Election of Director to serve for a Mgmt For For
one-year term: Richard C. Elias
1D. Election of Director to serve for a Mgmt For For
one-year term: Elizabeth H. Gemmill
1E. Election of Director to serve for a Mgmt For For
one-year term: C. Keith Hartley
1F. Election of Director to serve for a Mgmt For For
one-year term: Celia M. Joseph
1G. Election of Director to serve for a Mgmt For For
one-year term: Lawrence Lacerte
1H. Election of Director to serve for a Mgmt For For
one-year term: Sidney D. Rosenblatt
1I. Election of Director to serve for a Mgmt For For
one-year term: Sherwin I. Seligsohn
2. Advisory resolution to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
VELODYNE LIDAR, INC. Agenda Number: 935440139
--------------------------------------------------------------------------------------------------------------------------
Security: 92259F101
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: VLDR
ISIN: US92259F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hamid Zarringhalam Mgmt For For
2. Ratification of Appointment of KPMG LLP as Mgmt For For
the Company's Independent Registered Public
Accounting Firm for the Fiscal Year Ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 713663208
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.H AND 7. THANK
YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR: DKK 8.45 PER SHARE
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT
5 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION
6.a RE-ELECTION OF ANDERS RUNEVAD AS A MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
6.b RE-ELECTION OF BERT NORDBERG AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
6.c RE-ELECTION OF BRUCE GRANT AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
6.d RE-ELECTION OF EVA MERETE SOFELDE BERNEKE Mgmt For For
AS A MEMBER TO THE BOARD OF DIRECTORS
6.e RE-ELECTION OF HELLE THORNING-SCHMIDT AS A Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
6.f RE-ELECTION OF KARL-HENRIK SUNDSTROM AS A Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
6.g RE-ELECTION OF LARS JOSEFSSON AS A MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
6.h ELECTION OF KENTARO HOSOMI AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
8.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE COMPANY'S REMUNERATION
POLICY: AMENDMENTS TO THE REMUNERATION
POLICY CONCERNING THE VARIABLE REMUNERATION
TO THE EXECUTIVE MANAGEMENT, IN SECTION 3.1
"ANNUAL FIXED SALARY" AND SECTION 3.4
"VARIABLE COMPONENTS" TO SIMPLIFY THE
LONG-TERM INCENTIVE PROGRAMMES
8.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE DENOMINATION OF SHARES:
AMENDMENT OF ARTICLES 2(1), 3, AND 6(1) OF
THE ARTICLES OF ASSOCIATION. THE
DENOMINATION PER SHARE BE CHANGED FROM DKK
1.00 TO DKK 0.01 OR MULTIPLES THEREOF,
ENTAILING THAT THE BOARD OF DIRECTORS MAY
AT A LATER STAGE UNDERTAKE A SHARE SPLIT
8.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL AND AMENDMENT OF THE AUTHORISATIONS
TO INCREASE THE SHARE CAPITAL: AMENDMENT OF
ARTICLE 3 OF THE ARTICLES OF ASSOCIATION.
AUTHORISATIONS TO INCREASE THE COMPANY'S
SHARE CAPITAL IS RENEWED SO THEY ARE VALID
UNTIL 1 APRIL 2026 WITH A MAXIMUM ISSUANCE
OF DKK 20,197,345
8.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO HOLD GENERAL MEETINGS
ELECTRONICALLY: NEW ARTICLE 4(3) OF THE
ARTICLES OF ASSOCIATION TO CREATE THE
GREATEST POSSIBLE FLEXIBILITY FOR THE
COMPANY WHEN PREPARING AND HOLDING GENERAL
MEETINGS AND IN ACCORDANCE WITH SECTION
77(2) OF THE DANISH COMPANIES ACT
8.5 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RESOLUTION TO GRANT AUTHORISATION TO ADOPT
ELECTRONIC COMMUNICATION: NEW ARTICLE 13 OF
THE ARTICLES OF ASSOCIATION TO CREATE THE
GREATEST POSSIBLE FLEXIBILITY FOR THE
COMPANY IN THE FUTURE IN TERMS OF
COMMUNICATING WITH ITS SHAREHOLDERS IN
ACCORDANCE WITH SECTION 92 OF THE DANISH
COMPANIES ACT
8.6 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD OF DIRECTORS TO
DISTRIBUTE EXTRAORDINARY DIVIDEND: TO
CREATE THE GREATEST POSSIBLE FLEXIBILITY
FOR PAYING OUT DIVIDENDS BY THE COMPANY
8.7 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES: AUTHORISATION TO ACQUIRE
TREASURY SHARES ON AN ONGOING BASIS UNTIL
31 DECEMBER 2022
9 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING: THE BOARD OF DIRECTORS
PROPOSES THAT THE GENERAL MEETING
AUTHORISES THE CHAIRMAN OF THE GENERAL
MEETING (WITH A RIGHT OF SUBSTITUTION) TO
FILE AND REGISTER THE ADOPTED RESOLUTIONS
WITH THE DANISH BUSINESS AUTHORITY AND TO
MAKE SUCH AMENDMENTS TO THE DOCUMENTS FILED
WITH THE DANISH BUSINESS AUTHORITY, AS THE
DANISH BUSINESS AUTHORITY MAY REQUEST OR
FIND APPROPRIATE IN CONNECTION WITH THE
REGISTRATION OF THE ADOPTED RESOLUTIONS
10 ANY OTHER BUSINESS Non-Voting
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 6 AND 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 529134, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
W-SCOPE CORPORATION Agenda Number: 713683995
--------------------------------------------------------------------------------------------------------------------------
Security: J9521Q103
Meeting Type: AGM
Meeting Date: 30-Mar-2021
Ticker:
ISIN: JP3505970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase Capital Shares Mgmt For For
to be issued
2.1 Appoint a Director Choi Won-kun Mgmt For For
2.2 Appoint a Director Ouchi, Hideo Mgmt For For
2.3 Appoint a Director Cho Nam-Sung Mgmt For For
2.4 Appoint a Director Masuno, Katsuyuki Mgmt For For
2.5 Appoint a Director Ota, Kiyohisa Mgmt For For
3 Appoint a Corporate Auditor Kobayashi, Mgmt For For
Fujio
--------------------------------------------------------------------------------------------------------------------------
WEG SA Agenda Number: 713727456
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT Mgmt For For
REPORT, FINANCIAL STATEMENTS, INDEPENDENT
AUDITORS REPORT, FISCAL COUNCIL OPINION AND
OTHER DOCUMENTS RELATING TO THE FISCAL YEAR
ENDED DECEMBER 31, 2020
2 APPROVAL ON THE DESTINATION OF THE NET Mgmt For For
EARNINGS OF THE FISCAL YEAR AND THE CAPITAL
BUDGET FOR 2021 AS PROPOSED BY THE BOARD OF
DIRECTORS, AS WELL AS, RATIFY THE DIVIDEND
AND INTEREST ON STOCKHOLDERS EQUITY, AS
PREVIOUSLY ANNOUNCED BY THE BOARD OF
DIRECTORS
3 DECIDE UPON MANAGEMENTS GLOBAL ANNUAL PAY Mgmt For For
4 ELECTION OF THE FISCAL COUNCIL BY SINGLE Mgmt Abstain Against
SLATE. INDICATION OF EACH SLATE OF
CANDIDATES AND OF ALL THE NAMES THAT ARE ON
IT. ALIDOR LUEDERS AND ILARIO BRUCH.
VANDERLEI DOMINGUEZ DA ROSA AND PAULO
ROBERTO FRANCESCHI
5 IF ONE OF THE CANDIDATES WHO IS PART OF THE Mgmt Against Against
SLATE CEASES TO BE PART OF IT IN ORDER TO
ACCOMMODATE THE SEPARATE ELECTION THAT IS
DEALT WITH IN ARTICLE 161, 4 AND ARTICLE
240 OF LAW 6,404 OF 1976, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE CHOSEN SLATE
6 SEPARATE ELECTION OF THE FISCAL COUNCIL, Mgmt For For
COMMON SHARES. SEPARATE ELECTION OF A
MEMBER OF THE FISCAL COUNCIL BY MINORITY
SHAREHOLDERS HOLDING VOTING SHARES, THE
SHAREHOLDER CAN ONLY FILL IN THIS FIELD IF
HE HAS LEFT THE GENERAL ELECTION FIELD
BLANK. LUCIA MARIA MARTINS CASASANTA AND
PATRICIA VALENTE STIERLI
7 DECIDE UPON FISCAL COUNCILS PAY Mgmt For For
8 APPROVE THE NEWSPAPERS USED FOR THE LEGAL Mgmt For For
ANNOUNCEMENTS AND DISCLOSURES
--------------------------------------------------------------------------------------------------------------------------
WEG SA Agenda Number: 713727444
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: EGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET (DEPENDANT UPON THE AVAILABILITY AND
USAGE OF THE REMOTE VOTING PLATFORM).
ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE ON THE PROPOSAL TO STOCK SPLIT OF Mgmt For For
THE COMMON SHARES ISSUED BY THE COMPANY,
PASSING EACH 1 ONE COMMON SHARE
REPRESENTING 2 TWO COMMON SHARES, WITHOUT
INCREASING THE CAPITAL STOCK
2 EXAMINE, DISCUSS AND VOTE ON THE PROPOSAL Mgmt For For
OF THE BOARD OF DIRECTORS REGARDING
AMENDMENTS TO THE BYLAWS TO ACCOMMODATE THE
PREVIOUS TOPIC PROPOSAL, IF APPROVED, AS
WELL AS TO INCORPORATE THE PURPOSES WHAT IS
DETERMINED BY THE NEW VERSION NOVO MERCADO
LISTING REGULATION BY B3 AND THE CORPORATE
GOVERNANCE REPORT APPROVED BY THE BRAZILIAN
SECURITIES AND EXCHANGE COMMISSION CVM
3 CONSOLIDATION OF THE BYLAWS AIMING AT Mgmt For For
ADJUSTING THE RESOLUTIONS APPROVED BY THE
GENERAL SHAREHOLDERS MEETING IN RELATION TO
THE PREVIOUS ITEM
--------------------------------------------------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 714167853
--------------------------------------------------------------------------------------------------------------------------
Security: Y97237112
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE100000PP1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300949.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300938.pdf
S.1 TO CONSIDER AND APPROVE THE ISSUE OF BONDS Mgmt For For
AND ASSET-BACKED SECURITIES INSIDE OR
OUTSIDE THE PRC
O.1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY THE
(''BOARD'') FOR THE YEAR OF 2020
O.2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR OF 2020
O.3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
O.4 TO CONSIDER AND APPROVE THE FINAL DIVIDEND Mgmt For For
DISTRIBUTION FOR THE YEAR ENDED 31 DECEMBER
2020
O.5 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR OF 2020
O.6 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
LETTER OF GUARANTEE BY THE COMPANY ON
BEHALF OF ITS SUBSIDIARIES WITH A TOTAL
AMOUNT OF NOT MORE THAN RMB8 BILLION DURING
THE PERIOD FROM THE DATE OF PASSING OF THIS
RESOLUTION UNTIL THE DAY OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN THE YEAR OF 2022
O.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
PROVISION OF NEW GUARANTEES BY THE COMPANY
FOR ITS SUBSIDIARIES WITH A TOTAL AMOUNT OF
NOT MORE THAN RMB6 BILLION DURING THE
PERIOD FROM THE DATE OF PASSING OF THIS
RESOLUTION UNTIL THE DAY OF ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN THE
YEAR OF 2022, AND AUTHORISE THE CHAIRMAN OF
THE BOARD, MR. WU GANG, TO SIGN ANY
AGREEMENTS AND/OR DOCUMENTS ON BEHALF OF
THE COMPANY NECESSARY IN RELATION THERETO
O.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
OPERATION OF EXCHANGE RATE HEDGING BUSINESS
WITH A TOTAL AMOUNT OF NOT MORE THAN USD2.5
BILLION AND THE INTEREST RATE HEDGING
BUSINESS WITH A TOTAL AMOUNT OF NOT MORE
THAN USD2 BILLION DURING THE PERIOD FROM
THE DATE OF PASSING OF THIS RESOLUTION
UNTIL THE DAY OF ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN THE YEAR OF 2022
O.9 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
SHAREHOLDERS' RETURN PLAN FOR THE NEXT
THREE YEARS (2021-2023) OF THE COMPANY
O.10 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE PRC AUDITORS OF THE
COMPANY AND DELOITTE TOUCHE TOHMATSU AS THE
INTERNATIONAL AUDITORS OF THE COMPANY TO
HOLD OFFICE FROM THE DATE OF PASSING OF
THIS RESOLUTION UNTIL THE DATE OF THE END
OF THE COMPANY'S 2021 AGM, AND AUTHORISE
THE BOARD TO DETERMINE THEIR REMUNERATION,
RESPECTIVELY
O.11 TO CONSIDER AND APPROVE THE MOTION ON Mgmt For For
REVISION OF ANNUAL CAP (A SHARE) FOR 2021
FOR CONTINUING CONNECTED TRANSACTIONS WITH
RELATED PARTIES
O.12 TO CONSIDER AND APPROVE THE MOTION ON Mgmt For For
REVISION OF ANNUAL CAP (H SHARE) FOR 2021
FOR CONTINUING CONNECTED TRANSACTIONS UNDER
THE PRODUCT SALES FRAMEWORK AGREEMENT
(2019-2021)
O.13 TO CONSIDER AND APPROVE THE RECOMMENDATION Mgmt For For
OF MR. WANG KAIGUO (AS SPECIFIED) AS A
NON-EXECUTIVE DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 713974877
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200743.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200795.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS OF THE COMPANY (THE "DIRECTORS")
AND THE AUDITOR OF THE COMPANY (THE
"AUDITOR") FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 17.0 HK Mgmt For For
CENTS PER SHARE (WITH SCRIP OPTION) FOR THE
YEAR ENDED 31 DECEMBER 2020
3.A.I TO RE-ELECT MR. CHEN XI AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.AII TO RE-ELECT MR. LEE SHING PUT, B.B.S. AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. CHENG KWOK KIN, PAUL AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX ITS REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 5.A TO 5.C. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD Agenda Number: 713994273
--------------------------------------------------------------------------------------------------------------------------
Security: G9830F106
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG9830F1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701095.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701085.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 19.0 HK Mgmt For For
CENTS PER SHARE OF THE COMPANY FOR THE YEAR
ENDED 31DECEMBER 2020
3.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. LI ZONGWEI AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. WU BIGUANG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY (THE "DIRECTORS") WHO IS
STANDING FOR RE-ELECTION AT THE ANNUAL
GENERAL MEETING: MR. YAO NAISHENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY (THE
"ISSUE MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against
OF SHARES REPURCHASED BY THE COMPANY
CMMT 29 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZAPTEC AS Agenda Number: 714323576
--------------------------------------------------------------------------------------------------------------------------
Security: R989A0103
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: NO0010713936
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
OMISSION OF DIVIDENDS
4 APPROVE REMUNERATION OF AUDITORS Mgmt Against Against
5 REELECT CHRISTIAN RANGEN AS DIRECTOR Mgmt Against Against
REELECT LARS HELGE HELVIG AS DEPUTY
DIRECTOR PAL S. VALSETH RESIGNS AS CHAIR
AND IS ELECTED AS ORDINARY DIRECTOR APPOINT
STIG H. CHRISTIANSEN AS CHAIR APPOINT PETER
BARDENFLETH-HANSEN AS DEPUTY CHAIR
6 ELECT LARS HELGE HELVIG (CHAIR), GRETHE Mgmt For For
SKUNDBERG AND GRETHE SKUNDBERG AS MEMBERS
OF NOMINATING COMMITTEE AMEND ARTICLES
7 APPROVE REMUNERATION OF DIRECTORS APPROVE Mgmt Against Against
GRANTING OF OPTIONS TO PETER
BARDENFLETH-HANSEN AND STIG HARRY
CHRISTIANSEN
8 APPROVE PERFORMANCE SHARE PROGRAM FOR Mgmt Against Against
MANAGEMENT APPROVE GRANT OF SHARES AS PART
OF INCENTIVE PROGRAM FOR ALL EMPLOYEES
9 APPROVE CREATION OF NOK 47,068 POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
NETLease Corporate Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
AGREE REALTY CORPORATION Agenda Number: 935361876
--------------------------------------------------------------------------------------------------------------------------
Security: 008492100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ADC
ISIN: US0084921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Agree Mgmt For For
Karen Dearing Mgmt For For
Michael Hollman Mgmt For For
John Rakolta, Jr. Mgmt For For
Jerome Rossi Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
4. To approve an amendment to our Articles of Mgmt For For
Incorporation, as amended and supplemented,
to increase the number of authorized shares
of our common stock.
--------------------------------------------------------------------------------------------------------------------------
BROADSTONE NET LEASE INC Agenda Number: 935385395
--------------------------------------------------------------------------------------------------------------------------
Security: 11135E203
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BNL
ISIN: US11135E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laurie A. Hawkes Mgmt For For
1.2 Election of Director: Christopher J. Mgmt For For
Czarnecki
1.3 Election of Director: Denise Mgmt For For
Brooks-Williams
1.4 Election of Director: Michael A. Coke Mgmt For For
1.5 Election of Director: David M. Jacobstein Mgmt For For
1.6 Election of Director: Agha S. Khan Mgmt For For
1.7 Election of Director: Shekar Narasimhan Mgmt For For
1.8 Election of Director: Geoffrey H. Mgmt For For
Rosenberger
1.9 Election of Director: James H. Watters Mgmt For For
2. To ratify the appointment of Delotte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EPR PROPERTIES Agenda Number: 935395144
--------------------------------------------------------------------------------------------------------------------------
Security: 26884U109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: EPR
ISIN: US26884U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Bloch Mgmt For For
Barrett Brady Mgmt For For
Peter C. Brown Mgmt For For
James B. Connor Mgmt For For
Robert J. Druten Mgmt For For
Jack A. Newman, Jr. Mgmt For For
Virginia E. Shanks Mgmt For For
Gregory K. Silvers Mgmt For For
Robin P. Sterneck Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
these proxy materials.
3. To approve amendments to the Company's 2016 Mgmt For For
Equity Incentive Plan, including an
increase to the number of authorized shares
issuable under the plan.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC. Agenda Number: 935381878
--------------------------------------------------------------------------------------------------------------------------
Security: 29670E107
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: EPRT
ISIN: US29670E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul T. Bossidy Mgmt For For
Joyce DeLucca Mgmt For For
Scott A. Estes Mgmt For For
Peter M. Mavoides Mgmt For For
Lawrence J. Minich Mgmt For For
Heather L. Neary Mgmt For For
Stephen D. Sautel Mgmt For For
Janaki Sivanesan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers as more particularly
described in the proxy statement.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC. Agenda Number: 935410439
--------------------------------------------------------------------------------------------------------------------------
Security: 35086T109
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: FCPT
ISIN: US35086T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: William H. Lenehan
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John S. Moody
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Douglas B. Hansen
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Eric S. Hirschhorn
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Charles L. Jemley
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Marran H. Ogilvie
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Toni Steele
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Liz Tennican
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935417065
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter M. Carlino Mgmt For For
1B. Election of Director: Carol ("Lili") Lynton Mgmt For For
1C. Election of Director: Joseph W. Marshall, Mgmt For For
III
1D. Election of Director: James B. Perry Mgmt For For
1E. Election of Director: Barry F. Schwartz Mgmt For For
1F. Election of Director: Earl C. Shanks Mgmt For For
1G. Election of Director: E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GETTY REALTY CORP. Agenda Number: 935352904
--------------------------------------------------------------------------------------------------------------------------
Security: 374297109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: GTY
ISIN: US3742971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Constant
1B. Election of Director: Milton Cooper Mgmt Abstain Against
1C. Election of Director: Philip E. Coviello Mgmt Abstain Against
1D. Election of Director: Mary Lou Malanoski Mgmt For For
1E. Election of Director: Richard E. Montag Mgmt For For
1F. Election of Director: Howard B. Safenowitz Mgmt Abstain Against
2. ADVISORY (NON-BINDING) VOTE ON EXECUTIVE Mgmt For For
COMPENSATION (SAY-ON- PAY).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2021.
4. APPROVAL OF THE GETTY REALTY CORP. THIRD Mgmt Against Against
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE
COMPENSATION PLAN.
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION Agenda Number: 935355847
--------------------------------------------------------------------------------------------------------------------------
Security: 376536108
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: GOOD
ISIN: US3765361080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terry L. Brubaker Mgmt For For
Caren D. Merrick Mgmt Withheld Against
Walter H. Wilkinson, Jr Mgmt Withheld Against
2. To ratify our Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL NET LEASE Agenda Number: 935340682
--------------------------------------------------------------------------------------------------------------------------
Security: 379378201
Meeting Type: Annual
Meeting Date: 12-Apr-2021
Ticker: GNL
ISIN: US3793782018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: M. Therese Mgmt Against Against
Antone
1B. Election of Class I Director: Edward G. Mgmt Against Against
Rendell
1C. Election of Class I Director: Abby M. Mgmt Against Against
Wenzel
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the year ending December 31, 2021.
3. A proposal to adopt a non-binding advisory Mgmt Against Against
resolution approving the executive
compensation for our named executive
officers as described herein.
4. A proposal recommending, by non-binding Mgmt 1 Year Against
vote, the frequency of future non-binding
advisory votes on executive compensation.
5. A proposal approving the 2021 Omnibus Mgmt Against Against
Incentive Compensation Plan.
6. A proposal approving the 2021 Omnibus Mgmt Against Against
Advisor Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTY Agenda Number: 935383391
--------------------------------------------------------------------------------------------------------------------------
Security: 456237106
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ILPT
ISIN: US4562371066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Joseph L. Morea Mgmt Abstain Against
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent auditors to
serve for the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935408624
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 04-Jun-2021
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alan Gold Mgmt For For
Gary Kreitzer Mgmt For For
Mary Curran Mgmt For For
Scott Shoemaker Mgmt For For
Paul Smithers Mgmt For For
David Stecher Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LEXINGTON REALTY TRUST Agenda Number: 935375558
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
MGM GROWTH PROPERTIES LLC Agenda Number: 935359504
--------------------------------------------------------------------------------------------------------------------------
Security: 55303A105
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: MGP
ISIN: US55303A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathryn Coleman Mgmt For For
1B. Election of Director: Charles Irving Mgmt For For
1C. Election of Director: Paul Salem Mgmt Against Against
1D. Election of Director: Thomas Roberts Mgmt Against Against
1E. Election of Director: Daniel J. Taylor Mgmt Against Against
1F. Election of Director: Corey Sanders Mgmt Against Against
1G. Election of Director: John M. McManus Mgmt Against Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC. Agenda Number: 935378061
--------------------------------------------------------------------------------------------------------------------------
Security: 637417106
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: NNN
ISIN: US6374171063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Pamela K.M. Beall Mgmt For For
Steven D. Cosler Mgmt For For
Don DeFosset Mgmt For For
David M. Fick Mgmt For For
Edward J. Fritsch Mgmt For For
Kevin B. Habicht Mgmt For For
Betsy D. Holden Mgmt For For
Julian E. Whitehurst Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NETSTREIT CORP. Agenda Number: 935381359
--------------------------------------------------------------------------------------------------------------------------
Security: 64119V303
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: NTST
ISIN: US64119V3033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Manheimer Mgmt For For
1B. Election of Director: Todd Minnis Mgmt For For
1C. Election of Director: Michael Christodolou Mgmt For For
1D. Election of Director: Heidi Everett Mgmt For For
1E. Election of Director: Matthew Troxell Mgmt For For
1F. Election of Director: Lori Wittman Mgmt For For
1G. Election of Director: Robin Zeigler Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC. Agenda Number: 935421468
--------------------------------------------------------------------------------------------------------------------------
Security: 682406103
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: OLP
ISIN: US6824061039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward Gellert Mgmt For For
1B. Election of Director: Fredric H. Gould Mgmt For For
1C. Election of Director: Leor Siri Mgmt For For
1D. Election of Director: Jeffrey A. Gould Mgmt For For
1E. Election of Director: Joseph A. DeLuca Mgmt For For
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935362929
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 annual meeting: Kathleen R. Allen
1B. Election of Director to serve until the Mgmt For For
2022 annual meeting: A. Larry Chapman
1C. Election of Director to serve until the Mgmt For For
2022 annual meeting: Reginald H. Gilyard
1D. Election of Director to serve until the Mgmt For For
2022 annual meeting: Priya Cherian Huskins
1E. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gerardo I. Lopez
1F. Election of Director to serve until the Mgmt For For
2022 annual meeting: Michael D. McKee
1G. Election of Director to serve until the Mgmt For For
2022 annual meeting: Gregory T. McLaughlin
1H. Election of Director to serve until the Mgmt For For
2022 annual meeting: Ronald L. Merriman
1I. Election of Director to serve until the Mgmt For For
2022 annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
4. The approval of the Realty Income Mgmt For For
Corporation 2021 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
SAFEHOLD INC Agenda Number: 935418435
--------------------------------------------------------------------------------------------------------------------------
Security: 78645L100
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: SAFE
ISIN: US78645L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dean Adler Mgmt Withheld Against
Robin Josephs Mgmt For For
Jay Nydick Mgmt Withheld Against
Stefan Selig Mgmt Withheld Against
Jay Sugarman Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Say on Pay - A non-binding advisory vote on Mgmt Against Against
approval of executive compensation.
4. Say When on Pay - A non-binding advisory Mgmt 1 Year For
vote on the frequency of shareholder
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 935366573
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W300
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SRC
ISIN: US84860W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jackson Hsieh Mgmt For For
1B. Election of Director: Kevin M. Charlton Mgmt For For
1C. Election of Director: Todd A. Dunn Mgmt For For
1D. Election of Director: Elizabeth F. Frank Mgmt For For
1E. Election of Director: Michelle M. Frymire Mgmt For For
1F. Election of Director: Kristian M. Gathright Mgmt For For
1G. Election of Director: Richard I. Gilchrist Mgmt For For
1H. Election of Director: Diana M. Laing Mgmt For For
1I. Election of Director: Nicholas P. Shepherd Mgmt For For
1J. Election of Director: Thomas J. Sullivan Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. A non-binding, advisory resolution to Mgmt For For
approve the compensation of our named
executive officers as described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935360747
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2021.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 935390283
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: STOR
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Donovan Mgmt For For
Mary B. Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Tawn Kelley Mgmt For For
Catherine D. Rice Mgmt For For
Einar A. Seadler Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
Christopher H. Volk Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
VEREIT, INC. Agenda Number: 935406137
--------------------------------------------------------------------------------------------------------------------------
Security: 92339V308
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VER
ISIN: US92339V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Glenn J. Rufrano
1B. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Hugh R. Frater
1C. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Priscilla Almodovar
1D. Election of Director Nominees to serve Mgmt Against Against
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
David B. Henry
1E. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Mary Hogan Preusse
1F. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Richard J. Lieb
1G. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Eugene A. Pinover
1H. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Julie G. Richardson
1I. Election of Director Nominees to serve Mgmt For For
until the 2022 Annual Meeting of
Stockholders and until their respective
successors are duly elected and qualify:
Susan E. Skerritt
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To approve by a non-binding advisory Mgmt For For
resolution the compensation of the
Company's named executive officers as
described in the Company's definitive proxy
statement.
4. To approve the VEREIT, Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. To approve amendments to the Company's Mgmt For For
Articles of Amendment and Restatement and
Amended and Restated Bylaws ("Bylaws") to
allow the Bylaws to be amended by our
stockholders.
--------------------------------------------------------------------------------------------------------------------------
VICI PROPERTIES INC. Agenda Number: 935348032
--------------------------------------------------------------------------------------------------------------------------
Security: 925652109
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: VICI
ISIN: US9256521090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Abrahamson Mgmt For For
1B. Election of Director: Diana F. Cantor Mgmt For For
1C. Election of Director: Monica H. Douglas Mgmt For For
1D. Election of Director: Elizabeth I. Holland Mgmt For For
1E. Election of Director: Craig Macnab Mgmt For For
1F. Election of Director: Edward B. Pitoniak Mgmt For For
1G. Election of Director: Michael D. Rumbolz Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve (on a non-binding, advisory Mgmt For For
basis) the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
W. P. CAREY INC. Agenda Number: 935387630
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Mark A. Alexander
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Tonit M. Calaway
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Peter J. Farrell
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Robert J. Flanagan
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jason E. Fox
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Axel K.A. Hansing
1G. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Jean Hoysradt
1H. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Margaret G. Lewis
1I. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Christopher J. Niehaus
1J. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Nick J.M. van Ommen
2. To Approve the Advisory Resolution on Mgmt For For
Executive Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2021.
Loncar Cancer Immunotherapy ETF
--------------------------------------------------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC. Agenda Number: 935410895
--------------------------------------------------------------------------------------------------------------------------
Security: 019770106
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ALLO
ISIN: US0197701065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John DeYoung Mgmt Abstain Against
1B. Election of Director: Franz Humer, Ph.D. Mgmt Abstain Against
1C. Election of Director: Joshua Kazam Mgmt Abstain Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ALX ONCOLOGY HOLDINGS INC Agenda Number: 935433083
--------------------------------------------------------------------------------------------------------------------------
Security: 00166B105
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ALXO
ISIN: US00166B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Corey Goodman, Ph.D. Mgmt Withheld Against
Jason Lettmann Mgmt Withheld Against
Sophia Randolph MD PhD Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC. Agenda Number: 935407204
--------------------------------------------------------------------------------------------------------------------------
Security: 03969F109
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RCUS
ISIN: US03969F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Terry Rosen, Ph.D. Mgmt Abstain Against
1B. Election of Director: Kathryn Falberg Mgmt Abstain Against
1C. Election of Director: Jennifer Jarrett Mgmt Abstain Against
1D. Election of Director: Michael Quigley, Mgmt Abstain Against
Ph.D.
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of Arcus
Biosciences for its fiscal year ending
December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Arcus Biosciences' named
executive officers, as disclosed in the
Proxy Statement.
4. To vote, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of Arcus
Biosciences' named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ARGENX SE Agenda Number: 935407850
--------------------------------------------------------------------------------------------------------------------------
Security: 04016X101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: ARGX
ISIN: US04016X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Adoption of the new remuneration policy. Mgmt Against
4. Advisory vote to approve the 2020 Mgmt Against
remuneration report.
5B. Adoption of the 2020 annual accounts. Mgmt For
5D. Allocation of losses of the Company in the Mgmt For
financial year 2020 to the retained
earnings of the Company.
5E. Proposal to release the members of the Mgmt For
board of directors from liability for their
respective duties carried out in the
financial year 2020.
6. Appointment of Yvonne Greenstreet as Mgmt Against
non-executive director to the board of
directors of the Company.
7. Re-appointment of Anthony Rosenberg as Mgmt For
non-executive director to the board of
directors of the Company.
8. Authorization of the board of directors to Mgmt For
issue shares and grant rights to subscribe
for shares in the share capital of the
Company up to a maximum of 10% of the
outstanding capital at the date of the
general meeting, for a period of 18 months
from the annual general meeting and to
limit or exclude statutory pre-emptive
rights, if any.
9. Appointment of Deloitte Accountants B.V. as Mgmt For
statutory auditor for the 2021 financial
year.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935414057
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2020.
2. To confirm dividends. Mgmt For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For
Auditor.
4. To authorise the Directors to agree the Mgmt For
remuneration of the Auditor.
5A. Re-election of Director: Leif Johansson Mgmt For
5B. Re-election of Director: Pascal Soriot Mgmt For
5C. Re-election of Director: Marc Dunoyer Mgmt For
5D. Re-election of Director: Philip Broadley Mgmt For
5E. Election of Director: Euan Ashley Mgmt For
5F. Re-election of Director: Michel Demare Mgmt For
5G. Re-election of Director: Deborah DiSanzo Mgmt For
5H. Election of Director: Diana Layfield Mgmt For
5I. Re-election of Director: Sheri McCoy Mgmt For
5J. Re-election of Director: Tony Mok Mgmt For
5K. Re-election of Director: Nazneen Rahman Mgmt For
5L. Re-election of Director: Marcus Wallenberg Mgmt For
6. To approve the Annual Report on Mgmt For
Remuneration for the year ended 31 December
2020.
7. To approve the Directors' Remuneration Mgmt Against
Policy.
8. To authorise limited political donations. Mgmt For
9. To authorise the Directors to allot shares. Mgmt For
10. Special Resolution: To authorise the Mgmt For
Directors to disapply pre- emption rights.
11. Special Resolution: To authorise the Mgmt For
Directors to further disapply pre-emption
rights for acquisitions and specified
capital investments.
12. Special Resolution: To authorise the Mgmt For
Company to purchase its own shares.
13. Special Resolution: To reduce the notice Mgmt For
period for general meetings.
14. To approve amendments to the Performance Mgmt Against
Share Plan 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935416013
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a) the proposed acquisition by the Company Mgmt For
of Alexion Pharmaceuticals, Inc. and the
associated arrangements to be entered into,
all as described in the circular to the
shareholders of the Company dated 12 April
2021 and substantially on the terms and
subject to the conditions set out in the
Merger Agreement dated 12 December 2020
between the Company and Alexion
Pharmaceuticals, Inc. (among others) (the
"Transaction"), be and is hereby approved;
and (b) the directors ...(due to space
limits, see proxy statement for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC. Agenda Number: 935413714
--------------------------------------------------------------------------------------------------------------------------
Security: 046513107
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: ATRA
ISIN: US0465131078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric L. Dobmeier Mgmt Withheld Against
William K. Heiden Mgmt Withheld Against
Beth Seidenberg, M.D. Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt Against Against
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt Against Against
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt Against Against
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
BIONTECH SE Agenda Number: 935445672
--------------------------------------------------------------------------------------------------------------------------
Security: 09075V102
Meeting Type: Annual
Meeting Date: 22-Jun-2021
Ticker: BNTX
ISIN: US09075V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 Approval of the actions of the Management Mgmt For For
Board.
3 Approval of the actions of the Supervisory Mgmt For For
Board.
4 Appointment of the auditor for the Mgmt For For
financial year 2021.
5 Resolution on the revocation of the Mgmt Against Against
existing authorized capital and the
creation of a new authorized capital
(Authorized Capital 2021) against
contributions in cash and/or in kind with
the possibility of excluding subscription
rights and corresponding amendments to the
Articles of Association.
6 Amendment of the authorization to issue Mgmt For For
stock options.
7 Resolution on the partial revocation and Mgmt For For
amendment of the current authorization to
issue stock options (Stock Option Program
2017/2019) and on the partial revocation of
Conditional Capital ESOP 2017/2019;
Resolution on the authorization to issue
stock options (Stock Option Program 2021)
and on the implementation of a new
Conditional Capital 2021 and corresponding
amendments of the Articles of Association.
8 Amendment to the existing authorization to Mgmt For For
acquire treasury shares and their use, also
excluding subscription rights.
9 Extending the authorization to acquire Mgmt For For
treasury shares and to use them, also
excluding subscription rights.
10 Resolution on the approval of the system Mgmt For For
for the compensation of the members of the
Management Board.
11 Resolution on the compensation and on the Mgmt For For
compensation system for the members of the
Supervisory Board and an amendment of Sec.
9 para. 6 of the Articles of Association.
12 Resolution on the revocation of the Mgmt For For
resolution of the Company's Annual General
Meeting of June 26, 2020 (agenda item 8
lit. d)) on the consent to the conclusion
of the domination and profit and loss
transfer agreement between the Company as
controlling company and JPT Peptide
Technologies GmbH as dependent company.
13A Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and JPT Peptide
Technologies GmbH as dependent company.
13B Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and BioNTech
Manufacturing Marburg GmbH as dependent
company.
13C Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and reSano GmbH as
dependent company.
--------------------------------------------------------------------------------------------------------------------------
BLUEBIRD BIO, INC. Agenda Number: 935422636
--------------------------------------------------------------------------------------------------------------------------
Security: 09609G100
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: BLUE
ISIN: US09609G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: John O. Mgmt Against Against
Agwunobi, M.D.
1B. Election of Class II Director: Daniel S. Mgmt For For
Lynch
1C. Election of Class II Director: William R. Mgmt For For
Sellers, M.D.
2. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. To recommend the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. To approve an amendment to the 2013 Mgmt For For
Employee Stock Purchase Plan.
5. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935359643
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Michael W. Bonney Mgmt For For
1C) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D) Election of Director: Julia A. Haller, M.D. Mgmt For For
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen Vousden, Ph.D. Mgmt For For
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Approval of the Company's 2021 Stock Award Mgmt For For
and Incentive Plan.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Approval of an Amendment to the Certificate Mgmt For For
of Incorporation to Lower the Ownership
Threshold for Special Shareholder Meetings
to 15%.
6. Shareholder Proposal on Adoption of a Board Shr For Against
Policy that the Chairperson of the Board be
an Independent Director.
7. Shareholder Proposal on Shareholder Right Shr For Against
to Act by Written Consent.
8. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt Against Against
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt Against Against
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt Against Against
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt Against Against
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt Against Against
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt Against Against
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt Against Against
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt Against Against
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FATE THERAPEUTICS, INC. Agenda Number: 935398710
--------------------------------------------------------------------------------------------------------------------------
Security: 31189P102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: FATE
ISIN: US31189P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Hershberg, M.D, Ph.D Mgmt For For
Michael Lee Mgmt For For
W.H. Rastetter, Ph.D. Mgmt For For
2. To approve the ratification of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
its fiscal year ending December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
4. To approve the amendment and restatement of Mgmt For For
the Company's Amended and Restated
Certificate of Incorporation to increase
the amount of authorized common stock from
150,000,000 shares to 250,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
GENMAB A S Agenda Number: 935350405
--------------------------------------------------------------------------------------------------------------------------
Security: 372303206
Meeting Type: Annual
Meeting Date: 13-Apr-2021
Ticker: GMAB
ISIN: US3723032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Presentation and adoption of the audited Mgmt For For
Annual Report and discharge of Board of
Directors and Executive Management.
3. Resolution on the distribution of profits Mgmt For For
as recorded in the adopted Annual Report.
4. Advisory vote on the Compensation Report. Mgmt For For
5A. Re-election of Director: Deirdre P. Mgmt For For
Connelly
5B. Re-election of Director: Pernille Erenbjerg Mgmt For For
5C. Re-election of Director: Rolf Hoffmann Mgmt For For
5D. Re-election of Director: Dr. Paolo Paoletti Mgmt For For
5E. Re-election of Director: Jonathan Peacock Mgmt For For
5F. Re-election of Director: Dr. Anders Gersel Mgmt For For
Pedersen
6. Re-election PricewaterhouseCoopers Mgmt For For
Statsautoriseret Revisionspartnerselskab as
on auditor.
7A. Proposals from the Board of Directors: Mgmt Against Against
Approval of the Board of Directors'
remuneration for 2021.
7B. Proposals from the Board of Directors: Mgmt For For
Amendment to Remuneration Policy for Board
of Directors and Executive Management (base
fee multiplier for Chair and Deputy Chair).
7C. Proposals from the Board of Directors: Mgmt For For
Adoption of amended Remuneration Policy for
Board of Directors and Executive Management
(certain other changes).
7D. Proposals from the Board of Directors: Mgmt For For
Authorization of the Board of Directors to
acquire treasury shares.
7E. Proposals from the Board of Directors: Mgmt For For
Amendment of Article 4A (authorization to
issue new shares) and Article 5A
(authorization to issue convertible debt)
and adoption of a new Article 5B.
7F. Proposals from the Board of Directors: Mgmt For For
Amendment of Article 5 (authorization to
issue warrants).
7G. Proposals from the Board of Directors: Mgmt For For
Authorization to hold wholly virtual
general meetings.
8. Authorization of the Chair of the General Mgmt For For
Meeting to register resolutions passed by
the General Meeting.
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935366561
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for the next Mgmt For For
year: Jacqueline K. Barton, Ph.D.
1B. Election of Director to serve for the next Mgmt For For
year: Jeffrey A. Bluestone, Ph.D.
1C. Election of Director to serve for the next Mgmt For For
year: Sandra J. Horning, M.D.
1D. Election of Director to serve for the next Mgmt For For
year: Kelly A. Kramer
1E. Election of Director to serve for the next Mgmt For For
year: Kevin E. Lofton
1F. Election of Director to serve for the next Mgmt For For
year: Harish Manwani
1G. Election of Director to serve for the next Mgmt For For
year: Daniel P. O'Day
1H. Election of Director to serve for the next Mgmt For For
year: Javier J. Rodriguez
1I. Election of Director to serve for the next Mgmt For For
year: Anthony Welters
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of Gilead for the
fiscal year ending December 31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
--------------------------------------------------------------------------------------------------------------------------
IGM BIOSCIENCES INC. Agenda Number: 935426355
--------------------------------------------------------------------------------------------------------------------------
Security: 449585108
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: IGMS
ISIN: US4495851085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Behrens, Ph.D. Mgmt Withheld Against
Michael Loberg, Ph.D. Mgmt Withheld Against
Christina Teng Topsoe Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. Approval of the amendment to our amended Mgmt Against Against
and restated certificate of incorporation
to increase the number of authorized shares
of our non-voting Common Stock from
6,431,208 to 200,000,000, with a
corresponding increase to the total number
of authorized shares of our Common Stock.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935419324
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil Mgmt For For
Maria Fardis, Ph.D, MBA Mgmt For For
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser MD Ph.D Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
LEGEND BIOTECH CORPORATION Agenda Number: 935437651
--------------------------------------------------------------------------------------------------------------------------
Security: 52490G102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LEGN
ISIN: US52490G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the audited consolidated Mgmt For For
financial statements of the Company for the
fiscal year ended December 31, 2020.
2. To ratify the re-appointment of Ernst & Mgmt For For
Young Hua Ming LLP as independent auditor
of the Company (the "Independent Auditor")
for the fiscal year ending December 31,
2021.
3. To re-elect Ms. Ye Wang, whose term of Mgmt Against Against
office will expire pursuant to article
88(b) of the Company's memorandum of
association, to serve as a Class I director
of the Company for a full term of three (3)
years.
4. To re-elect Dr. Darren Xiaohui Ji, whose Mgmt For For
term of office will expire pursuant to
article 88(b) of the Company's memorandum
of association, to serve as a Class I
director of the Company for a full term of
three (3) years.
5. To authorize each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
MACROGENICS, INC. Agenda Number: 935364808
--------------------------------------------------------------------------------------------------------------------------
Security: 556099109
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: MGNX
ISIN: US5560991094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth Galbraith Mgmt For For
Scott Jackson Mgmt For For
David Stump, M.D. Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935381044
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie A. Brun Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Thomas H. Glocer Mgmt For For
1F. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey
1G. Election of Director: Stephen L. Mayo Mgmt For For
1H. Election of Director: Paul B. Rothman Mgmt For For
1I. Election of Director: Patricia F. Russo Mgmt For For
1J. Election of Director: Christine E. Seidman Mgmt For For
1K. Election of Director: Inge G. Thulin Mgmt For For
1L. Election of Director: Kathy J. Warden Mgmt For For
1M. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2021.
4. Shareholder proposal concerning a Shr For Against
shareholder right to act by written
consent.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
--------------------------------------------------------------------------------------------------------------------------
MORPHOSYS AG Agenda Number: 935407456
--------------------------------------------------------------------------------------------------------------------------
Security: 617760202
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: MOR
ISIN: US6177602025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the discharge of Management Mgmt For For
Board members for the 2020 financial year.
3. Resolution on the discharge of Supervisory Mgmt For For
Board members for the 2020 financial year.
4. Resolution on the appointment of the Mgmt For For
auditor for the 2021 financial year.
5A. Election of Supervisory Board member: Dr. Mgmt For For
Marc Cluzel; (i) None; (ii) Moleac Pte.
Ltd, Singapore (not listed), member of the
Board of Directors; Griffon Pharmaceuticals
Inc., Montreal, Canada (not listed), Member
of the Board of Directors.
5B. Election of Supervisory Board member: Ms. Mgmt For For
Krisja Vermeylen; (i) None; (ii) Diaverum
AB, Lund, Sweden (not listed), Member of
the Board of Directors.
5C. Election of Supervisory Board member: Ms. Mgmt For For
Sharon Curran; (i) None; (ii) Circassia
Pharmaceuticals plc, Oxford, United Kingdom
(listed), member of the Board of Directors.
6. Resolution on the cancellation of Mgmt For For
Authorized Capital 2018-I and the creation
of a new Authorized Capital 2021-I with the
option to exclude statutory subscription
rights; amendment to the Articles of
Association.
7. Resolution on the cancellation of Mgmt For For
Authorized Capital 2020-I and the creation
of a new Authorized Capital 2021-II with
the option to exclude statutory
subscription rights; amendment to the
Articles of Association.
8. Resolution on the creation of an Authorized Mgmt For For
Capital 2021-III under exclusion of
subscription rights for the purpose of
serving "Restricted Stock Units" to be
issued to senior managers and employees of
MorphoSys US Inc. under the "Restricted
Stock Unit Program 2021" of the Company;
amendment to the Articles of Association.
9. Resolution on the cancellation of Mgmt For For
Conditional Capital 2008-III, the reduction
of Conditional Capital 2016-I and the
reduction of Conditional Capital 2016-III;
amendments to the Articles of Association.
10. Resolution on the creation of a new Mgmt For For
Conditional Capital 2021-I and the
authorization of the Management Board to
issue convertible bonds/bonds with warrants
with the option to exclude subscription
rights; amendment to the Articles of
Association.
11. Resolution on the approval of the Mgmt Against Against
remuneration system for members of the
Management Board.
12. Resolution on the remuneration of the Mgmt For For
members of the Supervisory Board.
13. Resolution on further amendments to the Mgmt For For
Articles of Association.
--------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 935416784
--------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: NKTR
ISIN: US6402681083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeff Ajer Mgmt For For
1B. Election of Director: Robert B. Chess Mgmt For For
1C. Election of Director: Roy A. Whitfield Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated 2017 Performance Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance under
the plan by 5,000,000 shares.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
4. To approve a non-binding advisory Mgmt For For
resolution regarding our executive
compensation (a "say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
NKARTA INC Agenda Number: 935415403
--------------------------------------------------------------------------------------------------------------------------
Security: 65487U108
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: NKTX
ISIN: US65487U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tiba Aynechi, Ph.D. Mgmt Withheld Against
Fouad Azzam, Ph.D. Mgmt Withheld Against
Paul Hastings Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935414627
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: N. Anthony Coles, Mgmt For For
M.D.
1B. Election of Director: Arthur F. Ryan Mgmt For For
1C. Election of Director: George L. Sing Mgmt Against Against
1D. Election of Director: Marc Tessier-Lavigne, Mgmt Against Against
Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SCHOLAR ROCK HOLDING CORPORATION Agenda Number: 935390067
--------------------------------------------------------------------------------------------------------------------------
Security: 80706P103
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: SRRK
ISIN: US80706P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Flier, M.D. Mgmt Withheld Against
Amir Nashat, Sc.D. Mgmt Withheld Against
Akshay Vaishnaw MD, PhD Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
TRILLIUM THERAPEUTICS INC. Agenda Number: 935436091
--------------------------------------------------------------------------------------------------------------------------
Security: 89620X506
Meeting Type: Annual and Special
Meeting Date: 08-Jun-2021
Ticker: TRIL
ISIN: CA89620X5064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Luke Beshar Mgmt For For
Michael Kamarck Mgmt For For
Paul Walker Mgmt For For
Paolo Pucci Mgmt For For
Jan Skvarka Mgmt For For
Helen Tayton-Martin Mgmt For For
Scott Myers Mgmt For For
2 To reappoint Ernst & Young, LLP, Chartered Mgmt For For
Professional Accountants, Licensed Public
Accountants, as auditors of the Corporation
for the ensuing year and to authorize the
directors to fix the remuneration to be
paid to the auditors.
3 To consider and if deemed appropriate, act Mgmt For For
upon an advisory vote on the compensation
of the Corporation's named executive
officers, the full text of the resolution
is set forth in the management information
circular and proxy statement (the
"Circular") prepared in connection with the
Meeting.
4 To consider and if deemed appropriate, act Mgmt 1 Year For
upon an advisory vote on the frequency of
future advisory votes on the compensation
of the Corporation's named executed
officers, the full text of the resolution
is set forth in the Circular.
--------------------------------------------------------------------------------------------------------------------------
XENCOR, INC. Agenda Number: 935422662
--------------------------------------------------------------------------------------------------------------------------
Security: 98401F105
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: XNCR
ISIN: US98401F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bassil I. Dahiyat Ph.D. Mgmt For For
Ellen G. Feigal, M.D. Mgmt For For
Kevin C. Gorman, Ph. D. Mgmt For For
Kurt A. Gustafson Mgmt For For
Yujiro S. Hata Mgmt For For
A. Bruce Montgomery M.D Mgmt For For
Richard J. Ranieri Mgmt For For
Dagmar Rosa-Bjorkeson Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of RSM
US LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2021.
3. To hold a non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
Y-MABS THERAPEUTICS, INC. Agenda Number: 935419463
--------------------------------------------------------------------------------------------------------------------------
Security: 984241109
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: YMAB
ISIN: US9842411095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Gad Mgmt Withheld Against
Claus J. Moller-San P. Mgmt Withheld Against
J. Wedell-Wedellsborg Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021.
3. To approve, on a non-binding advisory vote Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
4. To approve, on a non-binding advisory vote Mgmt 1 Year For
basis, whether future stockholder advisory
votes on the compensation of the Company's
named executive officers will occur every
1, 2 or 3 years.
--------------------------------------------------------------------------------------------------------------------------
ZYMEWORKS INC. Agenda Number: 935367424
--------------------------------------------------------------------------------------------------------------------------
Security: 98985W102
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ZYME
ISIN: CA98985W1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Susan Mahony Mgmt Withheld Against
Kelvin Neu Mgmt Withheld Against
Ali Tehrani Mgmt Withheld Against
2 To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the Company's
named executive officers, as more
particularly described in the accompanying
proxy statement.
3 Appointment of KPMG LLP as Auditors of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
Loncar China BioPharma ETF
--------------------------------------------------------------------------------------------------------------------------
3SBIO INC Agenda Number: 713245923
--------------------------------------------------------------------------------------------------------------------------
Security: G8875G102
Meeting Type: EGM
Meeting Date: 06-Nov-2020
Ticker:
ISIN: KYG8875G1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1016/2020101600397.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1016/2020101600449.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A THAT THE GRANT OF 10,000,000 AWARDED SHARES Mgmt Against Against
PURSUANT TO THE SHARE AWARD SCHEME
CONSTITUTED BY THE RULES SET OUT IN THE
SCHEME DOCUMENT AND IN THE FORM ADOPTED BY
THE COMPANY ON 16 JULY 2019 TO DR. ZHU
ZHENPING BE AND ARE HEREBY APPROVED,
CONFIRMED AND RATIFIED
1.B THAT CONDITIONAL UPON THE LISTING COMMITTEE Mgmt Against Against
OF THE STOCK EXCHANGE OF HONG KONG LIMITED
HAVING GRANTED THE APPROVAL OF THE LISTING
OF, AND PERMISSION TO DEAL IN 10,000,000
ORDINARY SHARES OF USD 0.00001 EACH TO BE
GRANTED TO DR. ZHU ZHENPING (THE "AWARDED
SHARES") PURSUANT TO THE TERMS AND
CONDITIONS OF THE LETTER OF GRANT TO DR.
ZHU ZHENPING, THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") BE AND IS HEREBY
GRANTED A SPECIFIC MANDATE (THE "SPECIFIC
MANDATE") TO EXERCISE THE POWERS OF THE
COMPANY TO ALLOT AND ISSUE THE AWARDED
SHARES ON THE TERMS AND FOR SUCH PURPOSES
AS SET OUT IN THE LETTER OF GRANT TO DR.
ZHU ZHENPING, WHERE THE SPECIFIC MANDATE IS
IN ADDITION TO, AND SHALL NOT PREJUDICE NOR
REVOKE ANY OTHER GENERAL AND/OR OTHER
SPECIFIC MANDATE(S) WHICH HAS/HAVE BEEN
GRANTED PRIOR TO THE PASSING OF THIS
RESOLUTION OR MAY FROM TIME TO TIME BE
GRANTED TO THE BOARD
1.C THAT THE BOARD OR A COMMITTEE OR Mgmt Against Against
SUB-COMMITTEE OF THE BOARD BE AND IS HEREBY
AUTHORISED TO SIGN AND EXECUTE SUCH
DOCUMENTS AND DO ALL SUCH ACTS AND THINGS
WHICH IN THEIR OPINION MAY BE NECESSARY,
DESIRABLE OR EXPEDIENT TO CARRY OUT OR GIVE
EFFECT TO TRANSACTIONS MENTIONED IN
RESOLUTIONS 1(A) AND 1(B) ABOVE
--------------------------------------------------------------------------------------------------------------------------
3SBIO INC Agenda Number: 714233006
--------------------------------------------------------------------------------------------------------------------------
Security: G8875G102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: KYG8875G1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052800590.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052800570.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON
2.A TO RE-ELECT DR. LOU JING AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. PU TIANRUO AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.C TO ELECT MS. YANG, HOI TI HEIDI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.D TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
3 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt Against Against
THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2021
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
AKESO, INC. Agenda Number: 714168045
--------------------------------------------------------------------------------------------------------------------------
Security: G0146B103
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: KYG0146B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300729.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300681.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. XIA YU, EXECUTIVE
DIRECTOR OF THE COMPANY
2.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. LI BAIYONG, EXECUTIVE
DIRECTOR OF THE COMPANY
2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. WANG ZHONGMIN MAXWELL,
EXECUTIVE DIRECTOR OF THE COMPANY
2.AIV TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR. XIE RONGGANG,
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 4(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY REPURCHASED UNDER
ORDINARY RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
ALPHAMAB ONCOLOGY Agenda Number: 714012298
--------------------------------------------------------------------------------------------------------------------------
Security: G0330A101
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: KYG0330A1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701620.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701644.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF DIRECTORS OF THE
COMPANY (THE "DIRECTORS") AND THE AUDITOR
OF THE COMPANY FOR THE YEAR ENDED DECEMBER
31, 2020
2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
3 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES OF THE
COMPANY BY ADDING THERETO THE SHARES TO BE
BOUGHT BACK BY THE COMPANY
5.I TO RE-ELECT MS. LIU YANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5.II TO RE-ELECT MR. WEI KEVIN CHENG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5.III TO RE-ELECT MR. WU DONG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
7 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS OF THE COMPANY AND
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
ANTENGENE CORPORATION LIMITED Agenda Number: 714256410
--------------------------------------------------------------------------------------------------------------------------
Security: G03957100
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: KYG039571008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 537924 DUE TO ADDITION OF
RESOLUTION 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042300105.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, 2.I, 2.II, 2.IV, 2.VI TO 2.X,
3 TO 7.II, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND AUDITOR OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2.I TO RE-ELECT DR. JAY MEI AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.II TO RE-ELECT MR. JOHN F. CHIN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.III TO RE-ELECT MR. YITENG LIU AS AN EXECUTIVE Non-Voting
DIRECTOR
2.IV TO RE-ELECT MR. YANLING CAO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.V TO RE-ELECT MR. ZHEN LI AS A NON-EXECUTIVE Non-Voting
DIRECTOR
2.VI TO RE-ELECT DR. KAN CHEN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.VII TO RE-ELECT MR. MARK J. ALLES AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2VIII TO RE-ELECT MS. JING QIAN AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.IX TO RE-ELECT MR. SHENG TANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.X TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
7.I TO APPOINT DR. KEVIN PATRICK LYNCH AS AN Mgmt For For
EXECUTIVE DIRECTOR
7.II TO APPOINT MR. DONALD ANDREW LUNG AS AN Mgmt For For
EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
ASCENTAGE PHARMA GROUP INTERNATIONAL Agenda Number: 713856485
--------------------------------------------------------------------------------------------------------------------------
Security: G0519B102
Meeting Type: AGM
Meeting Date: 10-May-2021
Ticker:
ISIN: KYG0519B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040801931.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040801923.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITOR FOR THE YEAR ENDED DECEMBER
31, 2020
2.A TO RE-ELECT DR. YANG DAJUN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT DR. LU SIMON DAZHONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. LIU QIAN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.D TO RE-ELECT DR. DAVID SIDRANSKY AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.A TO AUTHORIZE THE BOARD TO FIX REMUNERATION Mgmt For For
FOR EXECUTIVE DIRECTOR AND NON-EXECUTIVE
DIRECTORS
3.B TO APPROVE THE PROPOSED REMUNERATION Mgmt For For
PACKAGE FOR MR. YE CHANGQING
3.C TO APPROVE THE PROPOSED REMUNERATION Mgmt For For
PACKAGE FOR DR. YIN ZHENG
3.D TO APPROVE THE PROPOSED REMUNERATION Mgmt For For
PACKAGE FOR MR. REN WEI
3.E TO APPROVE THE PROPOSED REMUNERATION Mgmt For For
PACKAGE FOR DR. DAVID SIDRANSKY
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORIZE
THE BOARD TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF
THE COMPANY WITH AN AGGREGATE NUMBER OF NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING OF THE RELEVANT RESOLUTION AT THE
AGM
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES WITH A
TOTAL NUMBER OF NOT MORE THAN 10% OF TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AT
THE DATE OF PASSING OF THE RELEVANT
RESOLUTION AT THE AGM
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS UNDER RESOLUTION 5 BY AN
AMOUNT REPRESENTING THE AGGREGATE NUMBER OF
THE COMPANY'S SHARES REPURCHASED BY THE
COMPANY UNDER RESOLUTION 6, PROVIDED THAT
SUCH AMOUNT SHALL NOT EXCEED 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING OF THE
RELEVANT RESOLUTION AT THE AGM
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935434643
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Donald W. Glazer be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O2 THAT Michael Goller be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Thomas Malley be and is hereby Mgmt For For
re-elected to serve as a Class II director
of the Company until the 2024 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O4 THAT Corazon (Corsee) D. Sanders be and is Mgmt For For
hereby re-elected to serve as a Class II
director until the 2024 annual general
meeting of the shareholders of the Company
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O5 THAT the appointment of Ernst & Young Hua Mgmt For For
Ming LLP and Ernst & Young as the Company's
independent registered public accounting
firms for the fiscal year ending December
31, 2021 be and is hereby approved,
ratified and confirmed.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of Directors to issue, allot
or deal with unissued ordinary shares
and/or American Depositary Shares not
exceeding 20% of the total number of issued
ordinary shares of the Company as of the
date of passing of this ordinary resolution
up to the next annual general meeting of
the shareholders of the Company be and is
hereby approved.
O7 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of Baker
Bros. Advisors LP and Hillhouse Capital
Management, Ltd. and parties affiliated
with each of them (the "Existing
Shareholders"), up to a maximum amount of
shares in order to maintain the same
shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the allocation of
the corresponding securities.
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to each of the
Existing Shareholders, up to a maximum
amount of shares in order to maintain the
same shareholding percentage of each of the
Existing Shareholders (based on the
then-outstanding share capital of the
Company) before and after the proposed
issue of shares (the "RMB Shares") to be
listed on the Science and Technology
Innovation Board (the "STAR Market") of the
Shanghai Stock Exchange.
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen Inc.
("Amgen"), up to a maximum amount of shares
in order to maintain the same shareholding
percentage of Amgen (based on the then-
outstanding share capital of the Company)
before and after the allocation of the
corresponding securities issued pursuant to
an offering conducted pursuant to the
general mandate set forth in Resolution 6
for a period of five years, which period
will be subject to an extension on a
rolling basis each year.
O10 THAT the Company and its underwriters be Mgmt For For
and are hereby authorized, in their sole
discretion, to allocate to Amgen, up to a
maximum amount of shares in order to
maintain the same shareholding percentage
of Amgen (based on the then-outstanding
share capital of the Company) before and
after the proposed issue of shares to be
listed on the STAR Market and to be traded
in RMB pursuant to the general mandate set
forth in Resolution 6.
O11 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow Amgen to subscribe
for additional shares under a specific
mandate in an amount necessary to enable it
to increase (and subsequently maintain) its
ownership at approximately 20.6% of the
Company's outstanding share capital, up to
an aggregate of 75,000,000 ordinary shares
during the option term, pursuant to the
terms of the Restated Amendment No. 2 dated
September 24, 2020 to the Share Purchase
Agreement dated October 31, 2019, as
amended.
O12 THAT the grant of the restricted share Mgmt Against Against
units ("RSUs") with a grant date fair value
of US$3,750,000 to Mr. John V. Oyler under
the Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O13 THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of US$1,000,000 to Dr. Xiaodong
Wang under the 2016 Plan, according to the
terms and conditions described in the Proxy
Statement, be and is hereby approved.
O14 THAT the grant of the RSUs with a grant Mgmt Against Against
date fair value of US$200,000 to each of
other non-executive and independent non-
executive directors, Mr. Anthony C. Hooper,
Mr. Timothy Chen, Mr. Donald W. Glazer, Mr.
Michael Goller, Mr. Ranjeev Krishana, Mr.
Thomas Malley, Dr. Corazon (Corsee) D.
Sanders, Mr. Jing- Shyh (Sam) Su and Mr.
Qingqing Yi, under the 2016 Plan, according
to the terms and conditions described in
the Proxy Statement, be and is hereby
approved.
O15 THAT, on a non-binding, advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement, be and is hereby approved.
S16 THAT the adoption of the Sixth Amended and Mgmt For For
Restated Memorandum and Articles of
Association of the Company, be and is
hereby approved, conditioned on and subject
to the listing of RMB Shares on the STAR
Market.
O17 THAT the adjournment of the Annual Meeting Mgmt Against Against
by the chairman, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve any of
the proposals described above, and on the
reverse side, be and is hereby approved.
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 713143244
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: EGM
Meeting Date: 09-Oct-2020
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0921/2020092100504.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0921/2020092100490.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
IN USE OF THE REMAINING UNUTILIZED PROCEEDS
RECEIVED FROM THE LISTING OF THE COMPANY'S
H SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED USE OF Mgmt For For
PART OF THE OVER-RAISED PROCEEDS RECEIVED
FROM THE LISTING OF THE COMPANY'S A SHARES
TO PERMANENTLY SUPPLEMENT WORKING CAPITAL
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 714134056
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538660 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041901268.pdf,
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR OF 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR OF 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY AND ITS SUBSIDIARY FOR THE
YEAR OF 2020 AND ITS ABSTRACT
4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
ACCOUNTS REPORT OF THE COMPANY AND ITS
SUBSIDIARY FOR THE YEAR OF 2020
5 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
BUDGET OF THE COMPANY AND ITS SUBSIDIARY
FOR THE YEAR OF 2021
6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR OF 2020
7 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
UNRECOVERED LOSSES REACHING ONE THIRD OF
THE TOTAL PAID-IN CAPITAL
8 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR AND
INTERNAL CONTROL AUDIT AGENCY OF THE
COMPANY AND THE APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU AS THE INTERNATIONAL
AUDITOR OF THE COMPANY FOR THE YEAR OF
2021, RESPECTIVELY, FOR A TERM COMMENCING
FROM THE DATE OF APPROVAL AT THE AGM UNTIL
THE CONCLUSION OF THE 2021 ANNUAL GENERAL
MEETING OF THE COMPANY, AND AUTHORIZE THE
CHIEF EXECUTIVE OFFICER OF THE COMPANY TO
IMPLEMENT MATTERS RELATING TO THE
ENGAGEMENT
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DR. ZHONGQI SHAO IN REPLACE OF MS. JIEYU
ZOU (AS SPECIFIED IN NOTICE) AS A
SUPERVISOR OF THE COMPANY
10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE AND/OR RENEWAL OF BANK CREDIT LINE
FOR THE YEAR OF 2021
11 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
IN USE OF THE NET PROCEEDS RECEIVED FROM
THE COMPANY'S A SHARE OFFERING IN AUGUST
2020
12 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF EACH OF THE
TOTAL NUMBER OF THE A SHARES AND H SHARES
OF THE COMPANY RESPECTIVELY IN ISSUE AS AT
THE DATE OF PASSING THE RESOLUTION, AND TO
AUTHORIZE THE BOARD TO MAKE AMENDMENTS TO
THE ARTICLES OF ASSOCIATION OF THE COMPANY
AS IT THINKS FIT SO AS TO REFLECT THE NEW
SHARE CAPITAL STRUCTURE UPON THE ISSUE OR
ALLOTMENT OF ADDITIONAL SHARES PURSUANT TO
THE GENERAL MANDATE
CMMT 12 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CASI PHARMACEUTICALS, INC. Agenda Number: 935435998
--------------------------------------------------------------------------------------------------------------------------
Security: 14757U109
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: CASI
ISIN: US14757U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wei-Wu He, Ph.D. Mgmt Withheld Against
Rajesh C. Shrotriya MD Mgmt Withheld Against
2. Ratification of the appointment of KPMG Mgmt For For
Huazhen LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of the Company's 2021 Long-Term Mgmt Against Against
Incentive Plan.
4. Approval of the issuance of equity Mgmt Against Against
compensation to the Company's Chairman and
Chief Executive Officer pursuant to Nasdaq
Listing Rule 5635(c) and, if applicable,
Nasdaq Listing Rule 5635(b).
--------------------------------------------------------------------------------------------------------------------------
CHINA BIOLOGIC PRODUCTS HOLDINGS, INC. Agenda Number: 935333156
--------------------------------------------------------------------------------------------------------------------------
Security: G21515104
Meeting Type: Special
Meeting Date: 01-Mar-2021
Ticker: CBPO
ISIN: KYG215151047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. IT IS RESOLVED AS A SPECIAL RESOLUTION THAT Mgmt Against Against
the agreement and plan of merger, ("merger
agreement"), among CBPO Holdings Limited,
("Parent"), CBPO Group Limited ("Merger
Sub"), and the Company, the plan of merger
("plan of merger") required to be
registered with the Registrar of Companies
in the Cayman Islands in order to give
effect to the merger of Merger Sub with and
into the Company, with the Company
surviving as a wholly-owned subsidiary of
Parent ("merger"), and any and all
transactions contemplated by the merger
agreement and the plan of merger.
2. IT IS RESOLVED AS A SPECIAL RESOLUTION THAT Mgmt Against Against
each of the directors and officers of the
Company be authorized to do all things
necessary to give effect to the merger
agreement, the plan of merger and the
transactions contemplated by the merger
agreement and the plan of merger, including
the merger and, upon the merger becoming
effective, the variation of capital and the
amendment of the M&A.
3. IT IS RESOLVED AS AN ORDINARY RESOLUTION Mgmt Against Against
THAT the extraordinary general meeting be
adjourned in order to allow the Company to
solicit additional proxies in the event
that there are insufficient proxies
received at the time of the extraordinary
general meeting to pass the special
resolutions to be proposed at the
extraordinary general meeting.
--------------------------------------------------------------------------------------------------------------------------
CHINA GRAND PHARMACEUTICAL AND HEALTHCARE HO Agenda Number: 714031351
--------------------------------------------------------------------------------------------------------------------------
Security: G210A7101
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: BMG210A71016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900173.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORT OF THE DIRECTORS
AND THE REPORT OF THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.11 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.A TO APPOINT DR. TANG WEI KUN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO APPOINT DR. SHI LIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. HU YEBI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT HLB HODGSON IMPEY CHENG Mgmt For For
LIMITED AS AUDITORS TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO ADOPT ORDINARY RESOLUTION NO. 5 AS SET Mgmt Against Against
OUT IN THE NOTICE (TO GIVE A GENERAL
MANDATE TO THE DIRECTORS TO ISSUE SHARES IN
THE COMPANY)
6 TO ADOPT ORDINARY RESOLUTION NO. 6 AS SET Mgmt For For
OUT IN THE NOTICE (TO GIVE A GENERAL
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES IN THE COMPANY)
7 TO ADOPT ORDINARY RESOLUTION NO. 7 AS SET Mgmt Against Against
OUT IN THE NOTICE (TO EXTEND THE GENERAL
MANDATE TO THE DIRECTORS TO ISSUE SHARES IN
THE COMPANY)
--------------------------------------------------------------------------------------------------------------------------
CHINA MEDICAL SYSTEM HOLDINGS LTD Agenda Number: 713722583
--------------------------------------------------------------------------------------------------------------------------
Security: G21108124
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: KYG211081248
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0324/2021032400814.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0324/2021032400826.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO REVIEW, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP, THE REPORTS OF THE DIRECTORS OF THE
COMPANY THE "DIRECTOR(S)" AND THE AUDITORS
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
OF RMB0.2033 (EQUIVALENT TO HKD 0.243) PER
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.A TO RE-ELECT MS. CHEN YANLING AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. LEUNG CHONG SHUN AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO RE-ELECT MS. LUO, LAURA YING AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND
OTHERWISE DEAL WITH UNISSUED SHARES OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY
7 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against
REPURCHASED BY THE COMPANY TO THE GENERAL
MANDATE GRANTED TO THE DIRECTORS OF THE
COMPANY UNDER RESOLUTION NO.5 ABOVE
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES PHARMACEUTICAL GROUP LTD Agenda Number: 713994083
--------------------------------------------------------------------------------------------------------------------------
Security: Y1511B108
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: HK0000311099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700493.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042700505.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HK0.12 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2020
3.1 TO RE-ELECT MR. WANG CHUNCHENG AS DIRECTOR Mgmt Against Against
3.2 TO RE-ELECT MR. YU ZHONGLIANG AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MR. HOU BO AS DIRECTOR Mgmt For For
3.4 TO RE-ELECT MR. QING MEI PING CUO AS Mgmt For For
DIRECTOR
3.5 TO RE-ELECT MR. FU TINGMEI AS DIRECTOR Mgmt For For
3.6 TO RE-ELECT MR. ZHANG KEJIAN AS DIRECTOR Mgmt For For
3.7 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSR. ERNST AND YOUNG AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO BE GIVEN Mgmt Against Against
TO THE DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CK LIFE SCIENCES INTERNATIONAL (HOLDINGS) INC Agenda Number: 713895110
--------------------------------------------------------------------------------------------------------------------------
Security: G2176J105
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: KYG2176J1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200735.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041200811.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORT OF THE DIRECTORS AND
THE INDEPENDENT AUDITOR'S REPORT FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.1 TO ELECT MR. IP TAK CHUEN, EDMOND AS Mgmt For For
DIRECTOR
3.2 TO ELECT DR. TOH KEAN MENG, MELVIN AS Mgmt For For
DIRECTOR
3.3 TO ELECT MRS. KWOK EVA LEE AS DIRECTOR Mgmt For For
3.4 TO ELECT MR. KWAN KAI CHEONG AS DIRECTOR Mgmt For For
3.5 TO ELECT MR. DONALD JEFFREY ROBERTS AS Mgmt For For
DIRECTOR
4 TO APPOINT MESSRS. DELOITTE TOUCHE TOHMATSU Mgmt For For
AS AUDITOR AND AUTHORISE THE DIRECTORS TO
FIX THEIR REMUNERATION
5.1 ORDINARY RESOLUTION NO. 5(1) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
ADDITIONAL SHARES OF THE COMPANY)
5.2 ORDINARY RESOLUTION NO. 5(2) OF THE NOTICE Mgmt For For
OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
--------------------------------------------------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED Agenda Number: 713145161
--------------------------------------------------------------------------------------------------------------------------
Security: Y1837N109
Meeting Type: EGM
Meeting Date: 12-Oct-2020
Ticker:
ISIN: HK1093012172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0922/2020092200664.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0922/2020092200666.pdf
1 TO APPROVE THE BONUS ISSUE OF THE SHARES ON Mgmt For For
THE BASIS OF THREE BONUS SHARES FOR EVERY
FIVE EXISTING SHARES IN THE COMPANY AND
AUTHORISE THE DIRECTORS OF THE COMPANY TO
DO ALL ACTS AND THINGS AS MAY BE NECESSARY
AND EXPEDIENT IN CONNECTION WITH THE ISSUE
OF THE BONUS SHARES
--------------------------------------------------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED Agenda Number: 713594097
--------------------------------------------------------------------------------------------------------------------------
Security: Y1837N109
Meeting Type: EGM
Meeting Date: 05-Mar-2021
Ticker:
ISIN: HK1093012172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0207/2021020700039.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0207/2021020700029.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
DOMESTIC ISSUE AND THE SPECIFIC MANDATE:
"THAT SUBJECT TO OBTAINING THE NECESSARY
REGULATORY APPROVALS, THE BOARD BE AND IS
HEREBY AUTHORISED AND GRANTED THE SPECIFIC
MANDATE TO ALLOT, ISSUE AND DEAL WITH UP TO
1,330,418,859 RMB SHARES AS MAY BE ISSUED
UNDER THE PROPOSED DOMESTIC ISSUE AS
FURTHER DESCRIBED IN THE CIRCULAR
(INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET OUT IN THE SECTION
HEADED "RESOLUTION ON THE PROPOSED DOMESTIC
ISSUE AND THE SPECIFIC MANDATE" IN THE
CIRCULAR), PROVIDED THAT THE SPECIFIC
MANDATE SHALL BE IN ADDITION TO AND SHALL
NOT PREJUDICE OR REVOKE THE EXISTING
GENERAL MANDATE GRANTED TO THE DIRECTORS BY
THE SHAREHOLDERS AT THE ANNUAL GENERAL
MEETING OF THE COMPANY HELD ON 15 JUNE
2020."
2 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO EXERCISE FULL POWERS TO
DEAL WITH MATTERS RELATING TO THE PROPOSED
DOMESTIC ISSUE (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET OUT IN THE
SECTION HEADED "RESOLUTION ON AUTHORISATION
TO THE BOARD TO EXERCISE FULL POWERS TO
DEAL WITH MATTERS RELATING TO THE PROPOSED
DOMESTIC ISSUE" IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED BEFORE
THE PROPOSED DOMESTIC ISSUE (INCLUDING BUT
NOT LIMITED TO THE PARTICULARS AS SET OUT
IN THE SECTION HEADED "RESOLUTION ON THE
PLAN FOR DISTRIBUTION OF PROFITS
ACCUMULATED BEFORE THE PROPOSED DOMESTIC
ISSUE" IN THE CIRCULAR)
4 TO CONSIDER AND APPROVE THE POLICY FOR Mgmt For For
STABILISATION OF THE PRICE OF THE RMB
SHARES FOR THE THREE YEARS AFTER THE
PROPOSED DOMESTIC ISSUE IN THE FORM AS SET
FORTH IN APPENDIX I TO THE CIRCULAR
5 TO CONSIDER AND APPROVE THE PROFITS Mgmt For For
DISTRIBUTION POLICY AND THE DIVIDEND RETURN
PLAN FOR THE THREE YEARS AFTER THE PROPOSED
DOMESTIC ISSUE IN THE FORM AS SET FORTH IN
APPENDIX II TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE PROPOSED DOMESTIC ISSUE (INCLUDING
BUT NOT LIMITED TO THE PARTICULARS AS SET
OUT IN THE SECTION HEADED "RESOLUTION ON
THE USE OF PROCEEDS FROM THE PROPOSED
DOMESTIC ISSUE" IN THE CIRCULAR)
7 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For
MEASURES FOR THE POTENTIAL DILUTION OF
IMMEDIATE RETURNS BY THE PROPOSED DOMESTIC
ISSUE IN THE FORM AS SET FORTH IN APPENDIX
III TO THE CIRCULAR
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND THE CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE PROPOSED DOMESTIC ISSUE
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF GENERAL MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX V TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE
SCI-TECH BOARD
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF BOARD MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX VI TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE
SCI-TECH BOARD
11.I TO RE-ELECT DR. JIANG HAO AS AN EXECUTIVE Mgmt For For
DIRECTOR
11.II TO RE-ELECT PROF. WANG HONGGUANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
11III TO RE-ELECT MR. AU CHUN KWOK ALAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
12 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION: "THAT SUBJECT
TO AND CONDITIONAL UPON THE PASSING OF
ORDINARY RESOLUTION NUMBERED "1" ABOVE: (1)
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION AS SET FORTH IN APPENDIX IV TO
THE CIRCULAR BE AND ARE HEREBY APPROVED;
(2) THE NEW ARTICLES OF ASSOCIATION OF THE
COMPANY REFLECTING THE AMENDMENTS REFERRED
TO IN SUB-PARAGRAPH (1) ABOVE IN THE FORM
TABLED AT THE EGM, MARKED "B" AND FOR THE
PURPOSE OF IDENTIFICATION SIGNED BY A
DIRECTOR BE APPROVED AND THE SAME BE
ADOPTED IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE EXISTING ARTICLES OF
ASSOCIATION OF THE COMPANY WITH EFFECT FROM
THE DATE OF LISTING OF THE RMB SHARES ON
THE SCI-TECH BOARD; AND (3) ANY DIRECTOR OR
OFFICER OF THE COMPANY BE AND IS HEREBY
AUTHORISED TO CARRY OUT AND TAKE ALL
ACTIONS NECESSARY AND TO SIGN ALL NECESSARY
DOCUMENTS IN CONNECTION WITH OR TO GIVE
EFFECT TO THE RESOLUTIONS ABOVE."
--------------------------------------------------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED Agenda Number: 713901230
--------------------------------------------------------------------------------------------------------------------------
Security: Y1837N109
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: HK1093012172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400927.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0414/2021041400929.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HK9 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3.A.I TO RE-ELECT MR. CAI DONGCHEN AS AN Mgmt For For
EXECUTIVE DIRECTOR
3A.II TO RE-ELECT MR. ZHANG CUILONG AS AN Mgmt For For
EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. PAN WEIDONG AS AN EXECUTIVE Mgmt For For
DIRECTOR
3A.IV TO RE-ELECT DR. LI CHUNLEI AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.A.V TO RE-ELECT DR. WANG QINGXI AS AN EXECUTIVE Mgmt For For
DIRECTOR
3A.VI TO RE-ELECT MR. LAW CHEUK KIN STEPHEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt Against Against
TOHMATSU AS AUDITOR AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THE REMUNERATION
OF AUDITOR
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY (ORDINARY
RESOLUTION IN ITEM NO.5 OF THE NOTICE OF
ANNUAL GENERAL MEETING)
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
(ORDINARY RESOLUTION IN ITEM NO.6 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
7 TO GRANT A MANDATE TO THE DIRECTORS TO Mgmt Against Against
GRANT OPTIONS UNDER THE SHARE OPTION SCHEME
OF THE COMPANY (ORDINARY RESOLUTION IN ITEM
NO.7 OF THE NOTICE OF ANNUAL GENERAL
MEETING)
--------------------------------------------------------------------------------------------------------------------------
CSTONE PHARMACEUTICALS Agenda Number: 714197111
--------------------------------------------------------------------------------------------------------------------------
Security: G2588M100
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: KYG2588M1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0520/2021052000489.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0520/2021052000495.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY ("DIRECTORS") AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2020
2.I TO RE-ELECT DR. WEI LI AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.II TO RE-ELECT MR. XIANGHONG LIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.III TO RE-ELECT DR. PAUL HERBERT CHEW AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.IV TO RE-ELECT MR. HONGBIN SUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
7 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 5 TO ISSUE SHARES BY ADDING TO THE
ISSUED SHARE CAPITAL OF THE COMPANY THE
NUMBER OF SHARES BOUGHT BACK UNDER ORDINARY
RESOLUTION NO. 6
--------------------------------------------------------------------------------------------------------------------------
EVEREST MEDICINES LIMITED Agenda Number: 714038711
--------------------------------------------------------------------------------------------------------------------------
Security: G3224E106
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: KYG3224E1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042900965.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0429/2021042901129.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
AND THE REPORTS OF THE DIRECTORS AND THE
AUDITOR INDEPENDENT AUDITOR THEREON
2.A TO RE-ELECT MR. WEI FU AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT MR. IAN YING WOO AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. XIAOFAN ZHANG AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.D TO RE-ELECT MS. LAN KANG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.E TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GENSCRIPT BIOTECH CORPORATION Agenda Number: 713932095
--------------------------------------------------------------------------------------------------------------------------
Security: G3825B105
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG3825B1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600707.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021032601948.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2.A.I TO RE-ELECT MR. MENG JIANGE AS EXECUTIVE Mgmt For For
DIRECTOR
2AII TO RE-ELECT DR. ZHU LI AS EXECUTIVE Mgmt For For
DIRECTOR
2AIII TO RE-ELECT MS. WANG JIAFEN AS Mgmt For For
NON-EXECUTIVE DIRECTOR
2AIV TO RE-ELECT MR. PAN JIUAN AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2A.V TO RE-ELECT DR. WANG XUEHAI AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.B TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG, CERTIFIED Mgmt For For
PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE
COMPANY AND AUTHORIZE THE BOARD TO FIX
REMUNERATION OF AUDITOR
4.A TO GIVE A GENERAL AND UNCONDITIONAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
4.B TO GIVE A GENERAL AND UNCONDITIONAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO THE ORDINARY
RESOLUTION NO. 4(A) TO ISSUE SHARES BY
ADDING THE NUMBER OF SHARES REPURCHASED
UNDER THE ORDINARY RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 712944885
--------------------------------------------------------------------------------------------------------------------------
Security: Y2932P106
Meeting Type: EGM
Meeting Date: 28-Aug-2020
Ticker:
ISIN: CNE100000387
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0713/2020071300824.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0713/2020071300820.pdf
1 RESOLUTION ON PROPOSAL TO THE GENERAL Mgmt Against Against
MEETING ON GRANT OF GENERAL MANDATE TO THE
COMPANY FOR ISSUING MEDIUM-TERM NOTES
2 RESOLUTION ON PROPOSAL TO THE GENERAL Mgmt Against Against
MEETING ON GRANT OF GENERAL MANDATE TO
GUANGZHOU PHARMACEUTICAL COMPANY LIMITED A
CONTROLLING SUBSIDIARY OF THE COMPANY, FOR
ISSUING MEDIUM-TERM NOTES AND
SUPER-SHORT-TERM DEBENTURES
3 RESOLUTION ON RE-APPOINTMENT OF WUYIGE Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE
AUDITORS OF THE COMPANY FOR YEAR 2020
4 RESOLUTION ON RE-APPOINTMENT OF WUYIGE Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE
AUDITORS FOR THE INTERNAL CONTROL OF THE
COMPANY FOR YEAR 2020
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 713180913
--------------------------------------------------------------------------------------------------------------------------
Security: Y2932P106
Meeting Type: EGM
Meeting Date: 23-Nov-2020
Ticker:
ISIN: CNE100000387
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1008/2020100801358.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1008/2020100801320.pdf
1 RESOLUTION ON CHANGES IN USE OF PROCEEDS Mgmt For For
FROM THE FUND RAISING OF THE COMPANY
2 RESOLUTION ON CLOSING OF INVESTMENT PROJECT Mgmt For For
USING PROCEEDS FROM THE FUND RAISING, AND
THE SURPLUS OF WHICH TO BE USED TO
SUPPLEMENT THE WORKING CAPITAL PERMANENTLY
3 THE RESOLUTION ON INITIAL PUBLIC OFFERING Mgmt For For
OF OVERSEAS LISTED FOREIGN CAPITAL SHARES
(H SHARES) REGARDING AND THE PROPOSAL IN
RELATION TO THE OVERSEAS LISTING OF
GUANGZHOU PHARMACEUTICALS COMPANY LIMITED;
4 THE RESOLUTION REGARDING THE COMPLIANCE OF Mgmt For For
THE OVERSEAS LISTING OF GUANGZHOU
PHARMACEUTICALS COMPANY LIMITED WITH THE
"CIRCULAR ON ISSUES IN RELATION TO
REGULATING OVERSEAS LISTING OF SUBSIDIARIES
OF THE PRC LISTED COMPANIES
5 THE RESOLUTION REGARDING THE UNDERTAKING OF Mgmt For For
MAINTAINING THE INDEPENDENT LISTING STATUS
OF THE COMPANY
6 THE RESOLUTION REGARDING THE EXPLANATIONS Mgmt For For
ON THE SUSTAINABLE PROFITABILITY STATEMENT
AND PROSPECTS OF THE COMPANY
7 THE RESOLUTION REGARDING THE AUTHORISATION Mgmt For For
TO THE BOARD AND ITS AUTHORISED PERSONS TO
DEAL WITH MATTERS IN RELATION TO THE
SPIN-OFF AND LISTING OF GUANGZHOU
PHARMACEUTICALS COMPANY LIMITED
8 THE RESOLUTION REGARDING PROVISION OF Mgmt For For
ASSURED ENTITLEMENT TO THE H SHAREHOLDER(S)
OF THE COMPANY ONLY FOR THE SPIN-OFF AND
OVERSEAS LISTING OF GUANGZHOU
PHARMACEUTICALS COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 713180925
--------------------------------------------------------------------------------------------------------------------------
Security: Y2932P106
Meeting Type: CLS
Meeting Date: 23-Nov-2020
Ticker:
ISIN: CNE100000387
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1008/2020100801340.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1008/2020100801374.pdf
1 THE RESOLUTION REGARDING PROVISION OF Mgmt For For
ASSURED ENTITLEMENT TO THE H SHAREHOLDER(S)
OF THE COMPANY ONLY FOR THE SPIN-OFF AND
OVERSEAS LISTING OF GUANGZHOU
PHARMACEUTICALS COMPANY LIMITED
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 713936524
--------------------------------------------------------------------------------------------------------------------------
Security: Y2932P106
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: CNE100000387
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600477.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0416/2021041600447.pdf
1 ANNUAL REPORT AND ITS SUMMARY FOR YEAR 2020 Mgmt For For
2 REPORT OF THE BOARD FOR YEAR 2020 Mgmt For For
3 REPORT OF THE SUPERVISORY COMMITTEE OF THE Mgmt For For
COMPANY FOR YEAR 2020
4 FINANCIAL REPORT OF THE COMPANY FOR YEAR Mgmt For For
2020
5 AUDITORS' REPORT OF THE COMPANY FOR YEAR Mgmt For For
2020
6 PROPOSAL ON PROFIT DISTRIBUTION AND Mgmt For For
DIVIDEND PAYMENT OF THE COMPANY FOR YEAR
2020
7 PROPOSAL ON THE FINANCIAL AND OPERATIONAL Mgmt Against Against
TARGETS AND ANNUAL BUDGET OF THE COMPANY
FOR YEAR 2021
8 RESOLUTION ON APPOINTMENT OF BDO CHINA SHU Mgmt For For
LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP AS
THE AUDITORS OF THE COMPANY FOR YEAR 2021
9 RESOLUTION ON APPOINTMENT OF BDO CHINA SHU Mgmt For For
LUN PAN CERTIFIED PUBLIC ACCOUNTANTS LLP AS
THE AUDITORS FOR THE INTERNAL CONTROL OF
THE COMPANY FOR YEAR 2021
10.1 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. LI CHUYUAN (THE CHAIRPERSON OF THE
BOARD) FOR YEAR 2021
10.2 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. YANG JUN (THE VICE CHAIRPERSON OF THE
BOARD) FOR YEAR 2021
10.3 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. CHENG NING (THE VICE CHAIRPERSON OF THE
BOARD) FOR YEAR 2021
10.4 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. LIU JUYAN (AN EXECUTIVE DIRECTOR) FOR
YEAR 2021
10.5 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. LI HONG (AN EXECUTIVE DIRECTOR) FOR
YEAR 2021
10.6 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. WU CHANGHAI (AN EXECUTIVE DIRECTOR) FOR
YEAR 2021
10.7 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. ZHANG CHUNBO (AN EXECUTIVE DIRECTOR)
FOR YEAR 2021
10.8 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. WONG HIN WING (AN INDEPENDENT
NON-EXECUTIVE DIRECTOR) FOR YEAR 2021
10.9 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. WANG WEIHONG (AN INDEPENDENT
NON-EXECUTIVE DIRECTOR) FOR YEAR 2021
10.10 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. CHEN YAJIN (AN INDEPENDENT
NON-EXECUTIVE DIRECTOR) FOR YEAR 2021
10.11 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. HUANG MIN (AN INDEPENDENT NON-EXECUTIVE
DIRECTOR) FOR YEAR 2021
11.1 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. CAI RUIYU (THE CHAIRPERSON OF THE
SUPERVISORY COMMITTEE) FOR YEAR 2021
11.2 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. GAO YANZHU (A SUPERVISOR) FOR YEAR 2021
11.3 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. CHENG JINYUAN (A SUPERVISOR) FOR YEAR
2021
12 RESOLUTION ON THE APPLICATION BY THE Mgmt For For
COMPANY FOR GENERAL BANKING FACILITIES NOT
EXCEEDING RMB4 BILLION
13 RESOLUTION ON THE APPLICATION FOR THE Mgmt For For
AMOUNTS OF BANK BORROWINGS BY GUANGZHOU
PHARMACEUTICALS COMPANY LIMITED, A
CONTROLLED SUBSIDIARY OF THE COMPANY, AND
THE AMOUNTS OF GUARANTEES TO BE PROVIDED BY
IT TO SECURE THE BANK LOANS FOR SOME OF ITS
SUBSIDIARIES
14 RESOLUTION ON THE PROPOSED CASH MANAGEMENT Mgmt For For
OF PART OF THE TEMPORARY IDLE INTERNAL
FUNDS OF THE COMPANY AND ITS SUBSIDIARIES
15 SHAREHOLDERS' RETURN PLAN O F GUANGZHOU Mgmt For For
BAIYUNSHAN PHARMACEUTICAL HOLDING COMPANY
LIMITED FOR THE THREE YEARS FROM 2021 TO
2023
16 RESOLUTION ON THE ELECTION OF MR. JIAN Mgmt For For
HUIDONG AS A SUPERVISOR REPRESENTING THE
SHAREHOLDERS OF THE EIGHTH SESSION OF THE
SUPERVISORY COMMITTEE OF THE COMPANY AND
THE EMOLUMENTS TO BE PAID TO HIM FOR YEAR
2021
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713675645
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 26-Mar-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0311/2021031100019.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0311/2021031100017.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE SUBSIDIARY SHARE OPTION
SCHEME
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713963797
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2021/0420/2021042000898.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000917.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
O.1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
FOR 2020
O.2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD FOR 2020
O.3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR 2020
O.4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR 2020
O.5 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
REPORT FOR 2020
O.6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DOMESTIC AND OVERSEAS AUDITORS OF THE
COMPANY FOR 2021
O.7 TO CONSIDER AND APPROVE THE APPLICATION TO Mgmt For For
THE BANK FOR THE INTEGRATED CREDIT FACILITY
O.8 TO CONSIDER AND APPROVE THE PURCHASE OF Mgmt For For
SHORT-TERM BANK PRINCIPAL-GUARANTEED WEALTH
MANAGEMENT PRODUCTS WITH SELF-OWNED IDLE
FUNDS
S.1 TO CONSIDER AND APPROVE THE PARTIAL Mgmt For For
REPURCHASE AND CANCELLATION OF THE 2019
RESTRICTED SHARES
S.2 TO CONSIDER AND APPROVE THE CHANGE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY
S.3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 713963696
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: CLS
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000957.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000939.pdf
1 TO CONSIDER AND APPROVE THE PARTIAL Mgmt For For
REPURCHASE AND CANCELLATION OF THE 2019
RESTRICTED SHARES
2 TO CONSIDER AND APPROVE THE CHANGE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED Agenda Number: 714010713
--------------------------------------------------------------------------------------------------------------------------
Security: G54958106
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: KYG549581067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701428.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701450.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2020
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2020
3.A TO RE-ELECT MR. LYU AIFENG AS EXECUTIVE Mgmt Against Against
DIRECTOR
3.B TO RE-ELECT MS. MA CUIFANG AS NON-EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. LIN GUOQIANG AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.D TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY UNDER RESOLUTION NO. 6 ABOVE BY THE
AGGREGATE NUMBER OF THE SHARES REPURCHASED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HBM HOLDINGS LIMITED Agenda Number: 714012565
--------------------------------------------------------------------------------------------------------------------------
Security: G4403H100
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: KYG4403H1002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801684.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801631.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO RE-ELECT DR. JINGSONG WANG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3 TO RE-ELECT MR. YU MIN QIU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. JUNFENG WANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
6 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX ITS
REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY
9 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 7 TO ISSUE SHARES
BY ADDING THE NUMBER OF SHARES REPURCHASED
UNDER ORDINARY RESOLUTION NO. 8
--------------------------------------------------------------------------------------------------------------------------
HUA MEDICINE Agenda Number: 713975083
--------------------------------------------------------------------------------------------------------------------------
Security: G4644K102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: KYG4644K1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201680.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201519.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED DECEMBER
31, 2020
2.A TO RE-ELECT DR. LI CHEN AS EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. JUNLING LIU AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. YIU WA ALEC TSUI AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.D TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
COMPANY'S AUDITOR AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HUTCHISON CHINA MEDITECH LTD Agenda Number: 935366016
--------------------------------------------------------------------------------------------------------------------------
Security: 44842L103
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: HCM
ISIN: US44842L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and adopt the audited financial Mgmt Against Against
statements and the reports of the directors
and independent auditor for the year ended
December 31, 2020.
2A. To re-elect Mr Simon To as a director. Mgmt Abstain Against
2B. To re-elect Mr Christian Hogg as a Mgmt For For
director.
2C. To re-elect Mr Johnny Cheng as a director. Mgmt For For
2D. To re-elect Dr Weiguo Su as a director. Mgmt For For
2E. To re-elect Dr Dan Eldar as a director. Mgmt For For
2F. To re-elect Ms Edith Shih as a director. Mgmt For For
2G. To re-elect Mr Paul Carter as a director. Mgmt Against Against
2H. To re-elect Dr Karen Ferrante as a Mgmt Against Against
director.
2I. To re-elect Mr Graeme Jack as a director. Mgmt Against Against
2J. To re-elect Professor Tony Mok as a Mgmt For For
director.
3. To re-appoint PricewaterhouseCoopers as the Mgmt For For
auditor of the Company and authorise the
board of directors to fix the auditor's
remuneration.
4A. Ordinary Resolution No. 4(A): To grant a Mgmt For For
general mandate to the directors of the
Company to issue additional shares.
4B. Special Resolution No. 4(B): To disapply Mgmt For For
pre-emption rights (general power).
4C. Special Resolution No. 4(C): To disapply Mgmt Against Against
pre-emption rights (in connection with an
equity raise).
4D. Ordinary Resolution No. 4(D): To grant a Mgmt For For
general mandate to the directors of the
Company to repurchase shares of the
Company.
5. Special Resolution No. 5: To change the Mgmt For For
English name of the Company to "HUTCHMED
(China) Limited" and the Chinese name of
the Company (to approve the adoption of the
Company's dual foreign name).
--------------------------------------------------------------------------------------------------------------------------
IMMUNOTECH BIOPHARM LTD Agenda Number: 713964496
--------------------------------------------------------------------------------------------------------------------------
Security: G4721A100
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG4721A1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042001481.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042001479.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2020
2.A TO RE-ELECT MR TAN ZHENG AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT DR WANG YU AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.C TO RE-ELECT MR JUNG HYUN CHUL AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR SI XIAOBING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.E TO RE-ELECT MR LU YUAN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.F TO RE-ELECT MR LI YUEZHONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.G TO RE-ELECT PROFESSOR WANG YINGDIAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.H TO RE-ELECT MR NG CHI KIT AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.I TO RE-ELECT MS PENG SUJIU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3 TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF
THE COMPANY WITH AN AGGREGATE NUMBER OF NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING OF THE RELEVANT RESOLUTION AT THE
AGM
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES WITH A
TOTAL NUMBER OF NOT MORE THAN 10% OF TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AT
THE DATE OF PASSING THE RELEVANT RESOLUTION
AT THE AGM
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS UNDER RESOLUTION 5 BY AN
AMOUNT REPRESENTING THE AGGREGATE NUMBER OF
THE COMPANY'S SHARES REPURCHASED BY THE
COMPANY UNDER RESOLUTION 6, PROVIDED THAT
SUCH AMOUNT SHALL NOT EXCEED 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING OF THE
RELEVANT RESOLUTION AT THE AGM
--------------------------------------------------------------------------------------------------------------------------
INNOCARE PHARMA LIMITED Agenda Number: 714093440
--------------------------------------------------------------------------------------------------------------------------
Security: G4783B103
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: KYG4783B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0507/2021050700443.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0507/2021050700427.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND AUDITORS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2.I TO RE-ELECT DR. RENBIN ZHAO AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.II TO RE-ELECT DR. YIGONG SHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.III TO RE-ELECT MR. RONGGANG XIE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.IV TO RE-ELECT DR. ZEMIN ZHANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
7 TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTIONS 5 AND 6 BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES BY ADDING THE
AGGREGATE AMOUNT OF THE REPURCHASED SHARES
TO THE 20% GENERAL MANDATE
--------------------------------------------------------------------------------------------------------------------------
INNOCARE PHARMA LIMITED Agenda Number: 714262071
--------------------------------------------------------------------------------------------------------------------------
Security: G4783B103
Meeting Type: EGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: KYG4783B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0602/2021060201198.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0602/2021060201236.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE RMB SHARE ISSUE Mgmt For For
AND THE SPECIFIC MANDATE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED "RESOLUTION ON THE RMB
SHARE ISSUE AND THE SPECIFIC MANDATE" IN
THE CIRCULAR ISSUED BY THE COMPANY DATED
JUNE 3, 2021 (THE "CIRCULAR"))
2 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD AND ITS AUTHORIZED PERSON TO
EXERCISE FULL POWERS TO DEAL WITH MATTERS
RELATING TO THE RMB SHARE ISSUE (INCLUDING
BUT NOT LIMITED TO THE PARTICULARS AS SET
OUT IN THE SECTION HEADED "RESOLUTION ON
AUTHORIZATION TO THE BOARD TO EXERCISE FULL
POWERS TO DEAL WITH MATTERS RELATING TO THE
RMB SHARE ISSUE" IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED BEFORE
THE RMB SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED "RESOLUTION ON THE PLAN
FOR DISTRIBUTION OF PROFITS ACCUMULATED
BEFORE THE RMB SHARE ISSUE" IN THE
CIRCULAR)
4 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
STABILIZATION OF THE PRICE OF THE RMB
SHARES FOR THE THREE YEARS AFTER THE RMB
SHARE ISSUE IN THE FORM AS SET FORTH IN
APPENDIX I TO THE CIRCULAR
5 TO CONSIDER AND APPROVE THE DIVIDEND RETURN Mgmt For For
PLAN FOR THE COMING THREE YEARS AFTER THE
RMB SHARE ISSUE IN THE FORM AS SET FORTH IN
APPENDIX II TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE USE OF PROCEEDS Mgmt For For
FROM THE RMB SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET OUT IN
THE SECTION HEADED "RESOLUTION ON THE USE
OF PROCEEDS FROM THE RMB SHARE ISSUE" IN
THE CIRCULAR)
7 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For
MEASURES FOR THE DILUTION OF IMMEDIATE
RETURNS AFTER THE LISTING OF RMB SHARES IN
THE FORM AS SET FORTH IN APPENDIX III TO
THE CIRCULAR
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND THE CORRESPONDING BINDING MEASURES IN
CONNECTION WITH THE RMB SHARE ISSUE IN THE
FORM AS SET FORTH IN APPENDIX IV TO THE
CIRCULAR
9 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF GENERAL MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX VI TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE STAR
MARKET
10 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
POLICY GOVERNING THE PROCEDURES FOR THE
HOLDING OF BOARD MEETINGS IN THE FORM AS
SET FORTH IN APPENDIX VII TO THE CIRCULAR
WHICH WILL BECOME EFFECTIVE ON THE DATE OF
THE LISTING OF THE RMB SHARES ON THE STAR
MARKET
11 TO AUTHORISE ANY DIRECTOR OR OFFICER OF THE Mgmt For For
COMPANY TO CARRY OUT AND TAKE ALL ACTIONS
NECESSARY AND TO SIGN ALL NECESSARY
DOCUMENTS IN CONNECTION WITH OR TO GIVE
EFFECT TO THE ORDINARY RESOLUTIONS ABOVE
12 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION AS SET FORTH IN
APPENDIX V TO THE CIRCULAR AND THE ADOPTION
OF THE AMENDED AND RESTATED ARTICLES OF
ASSOCIATION WITH EFFECT FROM THE DATE OF
LISTING OF THE RMB SHARES ON THE STAR
MARKET
--------------------------------------------------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC. Agenda Number: 714042481
--------------------------------------------------------------------------------------------------------------------------
Security: G4818G101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: KYG4818G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001782.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0430/2021043001746.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF DIRECTORS AND
THE AUDITOR OF THE COMPANY FOR THE YEAR
ENDED DECEMBER 31, 2020
2.I TO RE-ELECT MR. SHUYUN CHEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.II TO RE-ELECT DR. KAIXIAN CHEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITOR
OF THE COMPANY AND AUTHORISE THE BOARD TO
FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOW, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY BY ADDING
THERETO THE TOTAL NUMBER OF THE SHARES TO
BE BOUGHT BACK BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC. Agenda Number: 714301164
--------------------------------------------------------------------------------------------------------------------------
Security: G4818G101
Meeting Type: EGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: KYG4818G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700264.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700272.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. DE-CHAO
MICHAEL YU ("DR. YU") IN ACCORDANCE WITH
THE TERMS OF THE RESTRICTED SHARE PLAN
ADOPTED BY THE COMPANY ON JUNE 12, 2020
(THE "2020 RS PLAN"), SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO DR. YU")
1.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. YU, TO EXERCISE THE POWERS
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH THE ORDINARY SHARES OF THE COMPANY
(THE "SHARES") PURSUANT TO THE PROPOSED
GRANT TO DR. YU UNDER THE SPECIFIC MANDATE
GRANTED TO THE DIRECTORS BY THE
SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") AT THE EXTRAORDINARY
GENERAL MEETING OF THE COMPANY HELD ON JUNE
20, 2020 IN ACCORDANCE WITH THE TERMS OF
THE 2020 RS PLAN (THE "2020 RS PLAN
SPECIFIC MANDATE"), SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
1(A) ABOVE
2.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO MR. RONALD
HAO XI EDE ("MR. EDE") IN ACCORDANCE WITH
THE TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO MR. EDE")
2.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MR. EDE, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO MR. EDE UNDER THE 2020 RS
PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
2(A) ABOVE
3.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. CHARLES
LELAND COONEY ("DR. COONEY") IN ACCORDANCE
WITH THE TERMS OF 2020 RS PLAN, SUBJECT TO
ALL APPLICABLE LAWS, RULES, REGULATIONS AND
THE APPLICABLE AWARD AGREEMENT (THE
"PROPOSED GRANT TO DR. COONEY")
3.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. COONEY, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO DR. COONEY UNDER THE 2020
RS PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
3(A)
4.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO MS. JOYCE
I-YIN HSU ("MS. HSU") IN ACCORDANCE WITH
THE TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO MS. HSU")
4.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MS. HSU, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO MS. HSU UNDER THE 2020 RS
PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
4(A) ABOVE
5.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. KAIXIAN
CHEN ("DR. CHEN") IN ACCORDANCE WITH THE
TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE "PROPOSED
GRANT TO DR. CHEN")
5.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. CHEN, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO DR. CHEN UNDER THE 2020
RS PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT AND THAT HE/SHE/THEY BE
AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH
ACTIONS, DO SUCH THINGS, WHICH IN THEIR
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN 5(A) ABOVE
--------------------------------------------------------------------------------------------------------------------------
JACOBIO PHARMACEUTICALS GROUP CO., LTD. Agenda Number: 713980452
--------------------------------------------------------------------------------------------------------------------------
Security: G4987A109
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: KYG4987A1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042300165.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042300155.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND AUDITOR FOR THE YEAR
ENDED DECEMBER 31, 2020
2.I TO RE-ELECT DR. YINXIANG WANG AS A DIRECTOR Mgmt For For
2.II TO RE-ELECT MS. XIAOJIE WANG AS A DIRECTOR Mgmt For For
2.III TO RE-ELECT MS. YANMIN TANG AS A DIRECTOR Mgmt For For
2.IV TO RE-ELECT DR. DONG LYU AS A DIRECTOR Mgmt For For
2.V TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE NOMINAL VALUE OF THE
SHARE CAPITAL OF THE COMPANY IN ISSUE
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE NOMINAL VALUE OF THE
SHARE CAPITAL OF THE COMPANY IN ISSUE
6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
--------------------------------------------------------------------------------------------------------------------------
JHBP (CY) HOLDINGS LIMITED Agenda Number: 713993928
--------------------------------------------------------------------------------------------------------------------------
Security: G6501A101
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: KYG6501A1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0427/2021042701217.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS (THE "DIRECTORS")
AND AUDITOR (THE "AUDITOR") OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2020
2.A TO RE-ELECT DR. ZHOU JOE XIN HUA AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. YI QINGQING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. CHEN YU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.D TO RE-ELECT DR. NI LIN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.E TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE RESPECTIVE DIRECTORS'
REMUNERATION
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR FOR THE YEAR ENDING 31 DECEMBER
2021 AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO GRANT A GENERAL AND UNCONDITIONAL Mgmt For For
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES OF THE COMPANY NOT EXCEEDING 10% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
5 TO GRANT A GENERAL AND UNCONDITIONAL Mgmt Against Against
MANDATE TO THE DIRECTORS TO ISSUE, ALLOT
AND DEAL WITH ADDITIONAL SHARES OF THE
COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 CONDITIONAL UPON RESOLUTIONS NUMBERED 4 AND Mgmt Against Against
5 BEING PASSED, TO EXTEND THE GENERAL
MANDATE GRANTED TO THE DIRECTORS TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY BY THE AGGREGATE
NUMBER OF SHARES REPURCHASED BY THE COMPANY
7 TO APPROVE THE CHANGE OF THE EXISTING Mgmt For For
ENGLISH NAME OF THE COMPANY FROM "JHBP (CY)
HOLDINGS LIMITED" TO "GENOR BIOPHARMA
HOLDINGS LIMITED" AND TO AUTHORIZE ANY ONE
OR MORE OF THE DIRECTORS AND/OR THE COMPANY
SECRETARY OF THE COMPANY TO DO ALL SUCH
ACTS, DEEDS AND THINGS AND EXECUTE ALL SUCH
DOCUMENTS AND MAKE ALL SUCH ARRANGEMENTS AS
HE/SHE/THEY CONSIDER NECESSARY, DESIRABLE
OR EXPEDIENT FOR THE PURPOSE OF, OR IN
CONNECTION WITH, THE IMPLEMENTATION OF AND
GIVING EFFECT TO THE PROPOSED CHANGE OF
COMPANY NAME AND TO ATTEND TO ANY NECESSARY
REGISTRATION AND/OR FILING FOR AND ON
BEHALF OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
JW (CAYMAN) THERAPEUTICS CO. LTD Agenda Number: 713988484
--------------------------------------------------------------------------------------------------------------------------
Security: G5210T104
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: KYG5210T1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301968.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0423/2021042301984.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020 AND THE REPORTS OF THE DIRECTORS AND
AUDITOR THEREON
2.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. YIPING JAMES LI AS AN
EXECUTIVE DIRECTOR
2.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR. HANS EDGAR BISHOP AS A
NON-EXECUTIVE DIRECTOR
2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. KRISHNAN VISWANADHAN AS
A NON-EXECUTIVE DIRECTOR
2.AIV TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. ANN LI LEE AS A
NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS")
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2021
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO OFFER, ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
KINTOR PHARMACEUTICAL LIMITED Agenda Number: 714066835
--------------------------------------------------------------------------------------------------------------------------
Security: G5273B107
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: KYG5273B1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050600945.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050600867.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTOR(S)") AND INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2020
2.A.1 TO RE-ELECT DR. YOUZHI TONG AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.A.2 TO RE-ELECT MR. GANG LU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.A.3 TO RE-ELECT MR. JIE CHEN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.A.4 TO RE-ELECT DR. YAN WANG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.A.5 TO RE-ELECT MR. WEI ZHANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.A.6 TO RE-ELECT MS. YALING WU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.A.7 TO RE-ELECT DR. MICHAEL MIN XU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.A.8 TO RE-ELECT MR. WALLACE WAI YIM YEUNG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.A.9 TO RE-ELECT PROF. LIANG TONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITOR OF THE
COMPANY UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY AND
TO AUTHORISE THE BOARD TO FIX ITS
REMUNERATION
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 4(A) TO ISSUE SHARES BY ADDING TO THE
NUMBER OF ISSUED SHARES OF THE COMPANY THE
NUMBER OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
LEE'S PHARMACEUTICAL HOLDINGS LTD Agenda Number: 713624004
--------------------------------------------------------------------------------------------------------------------------
Security: G5438W111
Meeting Type: EGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: KYG5438W1116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0224/2021022400037.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0224/2021022400033.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE SPIN-OFF OF ZHAOKE Mgmt For For
OPHTHALMOLOGY LIMITED ("ZHAOKE
OPHTHALMOLOGY"), CURRENTLY AN ASSOCIATED
COMPANY OF THE COMPANY, AND A SEPARATE
LISTING OF THE NEW SHARES OF ZHAOKE
OPHTHALMOLOGY ON THE STOCK EXCHANGE OF HONG
KONG LIMITED (THE "PROPOSED SPIN-OFF")
2 TO AUTHORISE THE DIRECTORS OF THE COMPANY, Mgmt For For
FOR AND ON BEHALF OF THE COMPANY, TO TAKE
ALL STEPS AND DO ALL ACTS AND THINGS AS
THEY CONSIDER TO BE NECESSARY, APPROPRIATE
OR EXPEDIENT IN CONNECTION WITH AND TO
IMPLEMENT OR GIVE EFFECT TO THE PROPOSED
SPIN-OFF AND TO EXECUTE ALL SUCH OTHER
DOCUMENTS, INSTRUMENTS AND AGREEMENTS
(INCLUDING THE AFFIXATION OF THE COMPANY'S
COMMON SEAL) DEEMED BY THEM TO BE
INCIDENTAL TO, ANCILLARY TO OR IN
CONNECTION WITH THE PROPOSED SPIN-OFF
--------------------------------------------------------------------------------------------------------------------------
LEE'S PHARMACEUTICAL HOLDINGS LTD Agenda Number: 713964802
--------------------------------------------------------------------------------------------------------------------------
Security: G5438W111
Meeting Type: AGM
Meeting Date: 24-May-2021
Ticker:
ISIN: KYG5438W1116
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0421/2021042100291.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0421/2021042100259.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORT OF THE
DIRECTORS AND THE REPORT OF THE AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO DECLARE THE FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2020
3 TO RE-ELECT MS. LEELALERTSUPHAKUN WANEE AS Mgmt Against Against
THE EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT DR. CHAN YAU CHING, BOB AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT DR. TSIM WAH KEUNG, KARL AS THE Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO CONSIDER AND AUTHORISE THE BOARD Mgmt For For
("BOARD") OF DIRECTORS OF THE COMPANY OR;
IF SO DELEGATED BY THE BOARD, ITS
REMUNERATION COMMITTEE TO DETERMINE THE
REMUNERATION OF THE DIRECTORS
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF HLM CPA LIMITED AS AUDITORS AND TO
AUTHORISE THE BOARD TO DETERMINE THE
REMUNERATION OF THE AUDITORS
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ISSUE SHARES
10 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ISSUE
SHARES BY ADDING THE SHARES REPURCHASED BY
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LEGEND BIOTECH CORPORATION Agenda Number: 935437651
--------------------------------------------------------------------------------------------------------------------------
Security: 52490G102
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: LEGN
ISIN: US52490G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the audited consolidated Mgmt For For
financial statements of the Company for the
fiscal year ended December 31, 2020.
2. To ratify the re-appointment of Ernst & Mgmt For For
Young Hua Ming LLP as independent auditor
of the Company (the "Independent Auditor")
for the fiscal year ending December 31,
2021.
3. To re-elect Ms. Ye Wang, whose term of Mgmt Against Against
office will expire pursuant to article
88(b) of the Company's memorandum of
association, to serve as a Class I director
of the Company for a full term of three (3)
years.
4. To re-elect Dr. Darren Xiaohui Ji, whose Mgmt For For
term of office will expire pursuant to
article 88(b) of the Company's memorandum
of association, to serve as a Class I
director of the Company for a full term of
three (3) years.
5. To authorize each of the directors and Mgmt For For
officers of the Company to take any and
every action that might be necessary to
effect the foregoing resolutions as such
director or officer, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713277069
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300450.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300472.pdf
1 TO CONSIDER AND APPROVE THE COMPLIANCE OF Mgmt For For
THE SPIN-OFF OF A SUBSIDIARY, NAMELY ZHUHAI
LIVZON DIAGNOSTICS INC. ("LIVZON
DIAGNOSTICS"), TO THE CHINEXT BOARD OF THE
SHENZHEN STOCK EXCHANGE WITH RELEVANT LAWS
AND REGULATIONS
2 TO CONSIDER AND APPROVE THE LISTING Mgmt For For
PROPOSAL FOR THE SPIN-OFF OF A SUBSIDIARY,
NAMELY LIVZON DIAGNOSTICS, TO THE CHINEXT
BOARD OF THE SHENZHEN STOCK EXCHANGE
3 TO CONSIDER AND APPROVE THE "PROPOSAL OF Mgmt For For
THE SPIN-OFF AND A SHARE LISTING OF A
SUBSIDIARY, ZHUHAI LIVZON DIAGNOSTICS INC.
(REVISED)"
4 TO CONSIDER AND APPROVE THAT THE SPIN-OFF Mgmt For For
AND LISTING OF A SUBSIDIARY, NAMELY LIVZON
DIAGNOSTICS, IS IN COMPLIANCE WITH "CERTAIN
PROVISIONS ON PILOT DOMESTIC LISTING OF
SPIN-OFF SUBSIDIARIES OF LISTED COMPANIES"
5 TO CONSIDER AND APPROVE THE SPIN-OFF OF A Mgmt For For
SUBSIDIARY, NAMELY LIVZON DIAGNOSTICS, TO
THE CHINEXT BOARD OF THE SHENZHEN STOCK
EXCHANGE WHICH IS CONDUCIVE TO THE
SAFEGUARDING OF LEGAL RIGHTS AND INTERESTS
OF SHAREHOLDERS AND CREDITORS
6 TO CONSIDER AND APPROVE THE ABILITY TO Mgmt For For
MAINTAIN INDEPENDENCE AND SUSTAINABLE
OPERATION OF THE COMPANY
7 TO CONSIDER AND APPROVE THE AFFIRMATION OF Mgmt For For
CAPABILITY OF LIVZON DIAGNOSTICS TO
IMPLEMENT REGULATED OPERATION
8 TO CONSIDER AND APPROVE THE ANALYSIS ON THE Mgmt For For
OBJECTIVES, COMMERCIAL REASONABLENESS,
NECESSITY AND FEASIBILITY OF THE SPIN-OFF
9 TO CONSIDER AND APPROVE THE EXPLANATION OF Mgmt For For
THE COMPLETENESS OF AND COMPLIANCE WITH
STATUTORY PROCEDURES OF THE SPIN-OFF AND
THE VALIDITY OF LEGAL DOCUMENTS SUBMITTED
10 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
BY THE GENERAL MEETING TO THE BOARD OF
DIRECTORS OF THE COMPANY AND ITS AUTHORIZED
PERSON(S) TO DEAL WITH MATTERS RELATING TO
THE SPIN-OFF AND LISTING
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713395639
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1116/2020111600905.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1116/2020111600895.pdf
1 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
THE IMPLEMENTATION SITE AND INVESTMENT PLAN
OF A SUB-PROJECT UNDER CERTAIN PROJECT
INVESTED WITH PROCEEDS
2 TO CONSIDER AND APPROVE THE MEDIUM TO Mgmt Against Against
LONG-TERM BUSINESS PARTNER SHARE OWNERSHIP
SCHEME (REVISED DRAFT) OF THE COMPANY AND
ITS SUMMARY
3 TO CONSIDER AND APPROVE GRANTING MANDATE TO Mgmt Against Against
THE BOARD OF DIRECTORS TO DEAL WITH MATTERS
REGARDING THE MEDIUM TO LONG-TERM BUSINESS
PARTNER SHARE OWNERSHIP SCHEME OF THE
COMPANY
4 TO CONSIDER AND APPROVE THE INCREASE OF THE Mgmt For For
REGISTERED CAPITAL OF THE COMPANY
5 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
6 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
PROVISION OF FINANCING GUARANTEES TO ITS
INVESTED COMPANY ZHUHAI SANMED
7 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
PROVISION OF FINANCING GUARANTEES TO ITS
CONTROLLING SUBSIDIARY LIVZON MAB
CMMT 18 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 1 IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713430584
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 23-Dec-2020
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1130/2020113000923.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1130/2020113000953.pdf
1 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
GENERAL MANDATE TO THE BOARD TO REPURCHASE
H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713430596
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: CLS
Meeting Date: 23-Dec-2020
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1130/2020113000963.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1130/2020113000969.pdf
1 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
GENERAL MANDATE TO THE BOARD TO REPURCHASE
H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713451778
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 08-Jan-2021
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1215/2020121500817.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1215/2020121500791.pdf
1 TO CONSIDER AND APPROVE THE REORGANIZATION Mgmt For For
OF THE SHAREHOLDING STRUCTURES OF THE
CONTROLLING SUBSIDIARIES OF THE COMPANY AND
CONNECTED TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713868961
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802125.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802137.pdf
1 TO CONSIDER AND APPROVE THE DRAFT AND Mgmt Against Against
SUMMARY OF THE FIRST PHASE OWNERSHIP SCHEME
UNDER THE MEDIUM TO LONG-TERM BUSINESS
PARTNER SHARE OWNERSHIP SCHEME OF THE
COMPANY
2 TO CONSIDER AND APPROVE THE ADMINISTRATIVE Mgmt Against Against
MEASURES OF THE FIRST PHASE OWNERSHIP
SCHEME UNDER THE MEDIUM TO LONG-TERM
BUSINESS PARTNER SHARE OWNERSHIP SCHEME OF
THE COMPANY
3 TO CONSIDER AND APPROVE AT THE GENERAL Mgmt Against Against
MEETING FOR GRANTING MANDATE TO THE BOARD
OF DIRECTORS OF THE COMPANY TO DEAL WITH
MATTERS REGARDING THE FIRST PHASE OWNERSHIP
SCHEME UNDER THE MEDIUM TO LONG-TERM
BUSINESS PARTNER SHARE OWNERSHIP SCHEME OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713931271
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041501032.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041501044.pdf
1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF THE COMPANY FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE OF THE COMPANY
FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR
2020
4 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For
REPORT OF ("AS SPECIFIED") LIVZON
PHARMACEUTICAL GROUP INC
5 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF GRANT THORNTON (SPECIAL GENERAL
PARTNERSHIP) AS THE AUDITOR OF THE COMPANY
FOR THE YEAR 2021 AND FIX ITS REMUNERATION
6 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
INVESTMENT PLANS OF CERTAIN PROJECTS
INVESTED WITH PROCEEDS
7 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt For For
PROFIT DISTRIBUTION PLAN OF THE COMPANY
8 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
FACILITY FINANCING AND PROVISION OF
FINANCING GUARANTEES TO ITS SUBSIDIARIES
9 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
PROVISION OF FINANCING GUARANTEES TO ITS
CONTROLLING SUBSIDIARY LIVZON MAB
10 TO CONSIDER AND APPROVE THE GRANT OF Mgmt Against Against
GENERAL MANDATE TO THE BOARD FOR ISSUING OF
SHARES
11 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
GENERAL MANDATE TO THE BOARD TO REPURCHASE
H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 713931283
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: CLS
Meeting Date: 20-May-2021
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041501054.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041501058.pdf
1 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
GENERAL MANDATE TO THE BOARD TO REPURCHASE
H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LUYE PHARMA GROUP LTD Agenda Number: 714168312
--------------------------------------------------------------------------------------------------------------------------
Security: G57007109
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: BMG570071099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051301409.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051301405.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE ''DIRECTORS'') AND OF THE
AUDITORS OF THE COMPANY (THE ''AUDITOR'')
FOR THE YEAR ENDED 31 DECEMBER 2020
2.A TO RE-ELECT MR. YANG RONG BING AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. SUN XIN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.C TO RE-ELECT PROFESSOR LO YUK LAM AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. LEUNG MAN KIT AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.E TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE ''BOARD'') TO FIX THE
REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt For For
TO HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2021
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY (THE ''ISSUE
MANDATE'')
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
4.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
OCUMENSION THERAPEUTICS Agenda Number: 714226897
--------------------------------------------------------------------------------------------------------------------------
Security: G67411101
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: KYG674111011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700696.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700700.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. LIAN YONG CHEN,
EXECUTIVE DIRECTOR OF THE COMPANY
2.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR. YE LIU, EXECUTIVE
DIRECTOR OF THE COMPANY
2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. WEI LI, EXECUTIVE
DIRECTOR OF THE COMPANY
2.AIV TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MS. YUMENG WANG,
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 4(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
4(B)
5.A TO AUTHORIZE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO CREATE AND ISSUE THE WARRANTS TO
ALIMERA
5.B TO GRANT THE BOARD OF DIRECTORS A SPECIFIC Mgmt For For
MANDATE TO EXERCISE THE POWERS OF THE
COMPANY TO ALLOT AND ISSUE THE WARRANT
SHARES INCLUDING THE ADJUSTMENT THEREOF,
UPON EXERCISE OF THE WARRANTS
5.C ANY ONE OR MORE OF THE DIRECTORS OF THE Mgmt For For
COMPANY BE AND ARE HEREBY AUTHORIZED TO DO
ALL SUCH ACTS AND THINGS, TO SIGN AND
EXECUTE SUCH DOCUMENTS OR AGREEMENTS OR
DEED ON BEHALF OF THE COMPANY AND TO DO
SUCH OTHER THINGS AND TO TAKE ALL SUCH
ACTIONS AS HE/SHE CONSIDERS OR THEY
CONSIDER NECESSARY, APPROPRIATE, DESIRABLE
OR EXPEDIENT FOR THE PURPOSES OF GIVING
EFFECT TO OR IN CONNECTION WITH THE WARRANT
SUBSCRIPTION AGREEMENT AND ALL THE
TRANSACTIONS IN RELATION TO THE CREATION
AND ISSUE OF THE WARRANTS AND THE ALLOTMENT
AND ISSUE OF THE WARRANT SHARES AND TO
AGREE TO SUCH VARIATION, AMENDMENTS OR
WAIVER OR MATTERS RELATING THERETO
(EXCLUDING ANY VARIATION, AMENDMENTS OR
WAIVER OF SUCH DOCUMENTS OR ANY TERMS
THEREOF, WHICH ARE FUNDAMENTALLY AND
MATERIALLY DIFFERENT FROM THOSE AS PROVIDED
FOR IN THE WARRANT SUBSCRIPTION AGREEMENT
AND WHICH SHALL BE SUBJECT TO APPROVAL OF
THE SHAREHOLDERS OF THE COMPANY) AS ARE, IN
THE OPINION OF ANY ONE OR MORE OF THE
DIRECTORS OF THE COMPANY, IN THE INTEREST
OF THE COMPANY AND ITS SHAREHOLDERS AS A
WHOLE
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 712873353
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: EGM
Meeting Date: 23-Jul-2020
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 29 JUN 2020: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0624/2020062400819.pdf,
1 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt No vote
2 GRANTING OF GENERAL MANDATE TO ISSUE A Mgmt No vote
SHARES AND/OR H SHARES
3 AUTHORIZATION FOR ISSUANCE OF ONSHORE AND Mgmt No vote
OFFSHORE DEBT FINANCING INSTRUMENTS
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 4.1 THROUGH 4.7 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
4.1 APPOINTMENT OF DR. LOU BOLIANG AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
4.2 APPOINTMENT OF MR. LOU XIAOQIANG AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
4.3 APPOINTMENT OF MS. ZHENG BEI AS AN Mgmt No vote
EXECUTIVE DIRECTOR OF THE COMPANY
4.4 APPOINTMENT OF MR. CHEN PINGJIN AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.5 APPOINTMENT OF MR. HU BAIFENG AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.6 APPOINTMENT OF MR. LI JIAQING AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4.7 APPOINTMENT OF MR. ZHOU HONGBIN AS A Mgmt No vote
NON-EXECUTIVE DIRECTOR OF THE COMPANY
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 5.1 THROUGH 5.4 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
5.1 APPOINTMENT OF MR. DAI LIXIN AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5.2 APPOINTMENT OF MS. CHEN GUOQIN AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5.3 APPOINTMENT OF MR. TSANG KWAN HUNG BENSON Mgmt No vote
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
5.4 APPOINTMENT OF MR. YU JIAN AS AN Mgmt No vote
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 6.1 THROUGH 6.2 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
6.1 APPOINTMENT OF DR. YANG KEXIN AS A Mgmt No vote
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE SUPERVISORY COMMITTEE
6.2 APPOINTMENT OF MR. LIU JUN AS A SHAREHOLDER Mgmt No vote
REPRESENTATIVE SUPERVISOR OF THE
SUPERVISORY COMMITTEE
7 AUTHORIZATION FOR THE REGISTRATION OF Mgmt No vote
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
8 PROVISION OF GUARANTEE TO A WHOLLY-OWNED Mgmt No vote
SUBSIDIARY
CMMT 29 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK IN THE
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 713419566
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: EGM
Meeting Date: 11-Dec-2020
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500654.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500610.pdf
1 2020 RESTRICTED A SHARE INCENTIVE SCHEME Mgmt Against Against
(DRAFT) AND ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt Against Against
IMPLEMENTATION AND ASSESSMENT OF THE 2020
RESTRICTED A SHARE INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS PERTAINING TO THE A SHARE INCENTIVE
SCHEME
4 THE FIRST H SHARE AWARD AND TRUST SCHEME Mgmt Against Against
(DRAFT)
5 AUTHORIZATION TO THE BOARD AND/OR THE Mgmt Against Against
DELEGATEE TO HANDLE MATTERS PERTAINING TO
THE FIRST H SHARE AWARD AND TRUST SCHEME
6 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
7 AUTHORIZATION TO THE BOARD OF THE COMPANY Mgmt For For
TO HANDLE MATTERS PERTAINING TO THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND THE PROCEDURES FOR FILING THE ARTICLES
OF ASSOCIATION WITH THE MARKET SUPERVISION
AND MANAGEMENT DEPARTMENT
8 CHANGE OF SUPERVISOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 713419578
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 11-Dec-2020
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500667.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1125/2020112500624.pdf
1 2020 RESTRICTED A SHARE INCENTIVE SCHEME Mgmt Against Against
(DRAFT) AND ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt Against Against
IMPLEMENTATION AND ASSESSMENT OF THE 2020
RESTRICTED A SHARE INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt Against Against
MATTERS PERTAINING TO THE A SHARE INCENTIVE
SCHEME
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 714024015
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801876.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801817.pdf
1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE YEAR 2020
2 WORK REPORT OF THE SUPERVISORY COMMITTEE Mgmt For For
FOR THE YEAR 2020
3 FINANCIAL STATEMENTS FOR THE YEAR 2020 Mgmt For For
4 2020 PROFIT DISTRIBUTION PLAN Mgmt For For
5 2020 ANNUAL REPORT'S FULL TEXT AND REPORT Mgmt For For
SUMMARY AND 2020 ANNUAL RESULTS
ANNOUNCEMENT
6 REMUNERATION OF THE DIRECTORS FOR THE YEAR Mgmt For For
2021
7 REMUNERATION OF THE SUPERVISORS FOR THE Mgmt For For
YEAR 2021
8 ENGAGEMENT OF DOMESTIC AUDITOR FOR THE YEAR Mgmt For For
2021
9 ENGAGEMENT OF INTERNATIONAL AUDITOR FOR THE Mgmt For For
YEAR 2021
10 GUARANTEES QUOTA FOR THE YEAR 2021 Mgmt For For
11 FOREIGN EXCHANGE HEDGING QUOTA FOR THE YEAR Mgmt For For
2021
12 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
13 REDUCTION OF REGISTERED CAPITAL Mgmt For For
14 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
15 AUTHORIZATION FOR REGISTRATION OF THE Mgmt For For
REDUCTION IN REGISTERED CAPITAL AND
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
16 GRANTING OF GENERAL MANDATE TO ISSUE A Mgmt Against Against
SHARES AND/OR H SHARES
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 714024053
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801894.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801834.pdf
1 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
2 REDUCTION OF REGISTERED CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 713654487
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: EGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0304/2021030400715.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0304/2021030400753.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE FIRST H SHARE AWARD AND
TRUST SCHEME
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AUTHORIZATION TO THE BOARD AND/OR THE
DELEGATEE TO HANDLE MATTERS PERTAINING TO
THE FIRST H SHARE AWARD AND TRUST SCHEME
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 714013353
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042800775.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042800891.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR 2020
4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
ACCOUNTS REPORT OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR 2020
5 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
BUDGET OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE YEAR 2021
6 TO CONSIDER AND APPROVE THE ANNUAL PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF ERNST & YOUNG HUA MING LLP (AS
SPECIFIED) AND ERNST & YOUNG AS THE PRC
FINANCIAL REPORT AUDITORS AND INTERNATIONAL
FINANCIAL REPORT AUDITORS OF THE COMPANY
FOR 2021, RESPECTIVELY, FOR A TERM UNTIL
THE CONCLUSION OF THE 2021 ANNUAL GENERAL
MEETING OF THE COMPANY, AND AUTHORIZED THE
BOARD OF DIRECTORS OF THE COMPANY TO
DETERMINE THE SPECIFIC MATTERS, INCLUDING
BUT NOT LIMITED TO THEIR REMUNERATIONS, IN
RELATION TO SUCH APPOINTMENT
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 714164465
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: EGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300533.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300559.pdf
1 TO CONSIDER AND APPROVE THE FULFILLMENT BY Mgmt For For
THE COMPANY OF THE REQUIREMENTS FOR INITIAL
PUBLIC OFFERING OF A SHARES AND LISTING ON
THE SCI-TECH BOARD
2.I TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : CLASS OF NEW
SHARES TO BE ISSUED
2.II TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : PLACE OF LISTING
2.III TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : NOMINAL VALUE OF
NEW SHARES TO BE ISSUED
2.IV TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : ISSUE SIZE
2.V TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : TARGET SUBSCRIBERS
2.VI TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : METHOD OF ISSUANCE
2.VII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : METHOD OF
UNDERWRITING
2VIII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : PRICING
METHODOLOGY
2IX TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : SCHEDULE OF
ISSUANCE
2.X TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS : VALIDITY PERIOD OF
THE RESOLUTIONS
3 TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For
PROJECTS TO BE FUNDED BY THE PROCEEDS
RAISED FROM THE ISSUE OF A SHARES AND
FEASIBILITY ANALYSIS
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
ACCUMULATED PROFIT DISTRIBUTION AND THE
PLAN FOR UNDERTAKING UNRECOVERED LOSSES
PRIOR TO THE ISSUE OF A SHARES
5 TO CONSIDER AND APPROVE THE COMPANY'S SHARE Mgmt For For
PRICE STABILIZATION PLAN AND RESTRAINING
MEASURES WITHIN THREE YEARS AFTER THE
INITIAL PUBLIC OFFERING OF A SHARES AND
LISTING ON THE SCI-TECH BOARD
6 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
THREE-YEAR DIVIDEND DISTRIBUTION PLAN FOR
SHAREHOLDERS AFTER INITIAL PUBLIC OFFERING
OF A SHARES AND LISTING ON THE SCI-TECH
BOARD
7 TO CONSIDER AND APPROVE THE ANALYSIS ON Mgmt For For
DILUTION ON IMMEDIATE RETURN BY INITIAL
PUBLIC OFFERING OF A SHARES AND RECOVERY
MEASURES FOR THE IMMEDIATE RETURN
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND RESTRAINING MEASURES RELATING TO THE
ISSUE OF A SHARES AND LISTING ON THE
SCI-TECH BOARD, AND TO AUTHORIZE THE BOARD
TO MAKE APPROPRIATE UNDERTAKINGS FOR THE
PURPOSE OF THE ISSUE OF A SHARES IN
ACCORDANCE WITH THE LAWS, REGULATIONS AND
REGULATORY DOCUMENTS OF THE PRC, THE
RELEVANT REGULATIONS AND POLICIES OF THE
SECURITIES REGULATORY DEPARTMENTS, AND
COMBINING THE REVIEW FOR LISTING ON THE
SCI-TECH BOARD IN PRACTICE AND THE ACTUAL
SITUATION OF THE COMPANY
9 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD OF DIRECTORS TO FULLY HANDLE
MATTERS IN CONNECTION WITH THE PROPOSED
ISSUE OF A SHARES AND THE LISTING ON THE
SCI-TECH BOARD
10 TO CONSIDER AND APPROVE THE ENGAGEMENT OF Mgmt For For
INTERMEDIARIES, INCLUDING HUATAI UNITED
SECURITIES CO., LTD. (AS SPECIFIED) AS THE
SPONSOR/LEAD UNDERWRITER, KING & WOOD
MALLESONS (AS SPECIFIED ) AS THE LEGAL
ADVISER TO THE COMPANY AS TO PRC LAWS, AND
ERNST & YOUNG HUA MING LLP (AS SPECIFIED)
AS THE AUDITOR, FOR THE PROPOSED ISSUE OF A
SHARES AND LISTING
11 TO CONSIDER AND APPROVE THE STATUS OF MAJOR Mgmt For For
TRANSACTIONS WITH RELATED PARTIES DURING
THE REPORTING PERIOD (I.E. THE YEARS ENDED
DECEMBER 31, 2018, 2019 AND 2020)
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES IN RESPECT OF
THE ISSUE OF A SHARES
13.A TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE "RULES OF
PROCEDURES FOR THE MEETING OF SHAREHOLDERS"
13.B TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE "RULES OF
PROCEDURES FOR THE BOARD OF DIRECTORS"
13.C TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE "RULES OF
PROCEDURES FOR THE SUPERVISORY COMMITTEE"
13.D TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE "TERMS OF
REFERENCE FOR INDEPENDENT NON-EXECUTIVE
DIRECTORS"
14 TO CONSIDER AND APPROVE THE "REPORT ON THE Mgmt For For
USE OF PROCEEDS RAISED IN PREVIOUS OFFERING
BY REMEGEN CO., LTD."
15 TO CONSIDER AND APPROVE THE UNCOVERED Mgmt For For
DEFICIT OF THE COMPANY AMOUNTING TO
ONE-THIRD OF THE TOTAL SHARE CAPITAL
16.A TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE
'"MANAGEMENT POLICIES FOR RELATED
(CONNECTED) TRANSACTIONS"
16.B TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE
"MANAGEMENT POLICIES FOR EXTERNAL
GUARANTEES"
16.C TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE
"MANAGEMENT POLICIES FOR EXTERNAL
INVESTMENT"
16.D TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE
"MANAGEMENT POLICIES FOR FUNDS TRANSFERS
WITH RELATED PARTIES"
16.E TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE
"MANAGEMENT POLICIES ON MATERIAL
TRANSACTIONS"
16.F TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE
"MANAGEMENT POLICIES FOR RAISED PROCEEDS"
17 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DR. MA LAN AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 714165037
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: CLS
Meeting Date: 01-Jun-2021
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300617.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051300649.pdf
1 TO CONSIDER AND APPROVE THE FULFILLMENT BY Mgmt For For
THE COMPANY OF THE REQUIREMENTS FOR INITIAL
PUBLIC OFFERING OF A SHARES AND LISTING ON
THE SCI-TECH BOARD
2.I TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: CLASS OF NEW SHARES
TO BE ISSUED
2.II TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: PLACE OF LISTING
2.III TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: NOMINAL VALUE OF
NEW SHARES TO BE ISSUED
2.IV TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: ISSUE SIZE
2.V TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: TARGET SUBSCRIBERS
2.VI TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: METHOD OF ISSUANCE
2.VII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: METHOD OF
UNDERWRITING
2VIII TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: PRICING METHODOLOGY
2.IX TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: SCHEDULE OF
ISSUANCE
2.X TO CONSIDER AND APPROVE THE PROPOSED ISSUE Mgmt For For
OF A SHARES AS FOLLOWS: VALIDITY PERIOD OF
THE RESOLUTIONS
3 TO CONSIDER AND APPROVE THE INVESTMENT Mgmt For For
PROJECTS TO BE FUNDED BY THE PROCEEDS
RAISED FROM THE ISSUE OF A SHARES AND
FEASIBILITY ANALYSIS
4 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
ACCUMULATED PROFIT DISTRIBUTION AND THE
PLAN FOR UNDERTAKING UNRECOVERED LOSSES
PRIOR TO THE ISSUE OF A SHARES
5 TO CONSIDER AND APPROVE THE COMPANY'S SHARE Mgmt For For
PRICE STABILIZATION PLAN AND RESTRAINING
MEASURES WITHIN THREE YEARS AFTER THE
INITIAL PUBLIC OFFERING OF A SHARES AND
LISTING ON THE SCI-TECH BOARD
6 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
THREE-YEAR DIVIDEND DISTRIBUTION PLAN FOR
SHAREHOLDERS AFTER INITIAL PUBLIC OFFERING
OF A SHARES AND LISTING ON THE SCI-TECH
BOARD
7 TO CONSIDER AND APPROVE THE ANALYSIS ON Mgmt For For
DILUTION ON IMMEDIATE RETURN BY INITIAL
PUBLIC OFFERING OF A SHARES AND RECOVERY
MEASURES FOR THE IMMEDIATE RETURN
8 TO CONSIDER AND APPROVE THE UNDERTAKINGS Mgmt For For
AND RESTRAINING MEASURES RELATING TO THE
ISSUE OF A SHARES AND LISTING ON THE
SCI-TECH BOARD, AND TO AUTHORIZE THE BOARD
TO MAKE APPROPRIATE UNDERTAKINGS FOR THE
PURPOSE OF THE ISSUE OF A SHARES IN
ACCORDANCE WITH THE LAWS, REGULATIONS AND
REGULATORY DOCUMENTS OF THE PRC, THE
RELEVANT REGULATIONS AND POLICIES OF THE
SECURITIES REGULATORY DEPARTMENTS, AND
COMBINING THE REVIEW FOR LISTING ON THE
SCI-TECH BOARD IN PRACTICE AND THE ACTUAL
SITUATION OF THE COMPANY
9 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD OF DIRECTORS TO FULLY HANDLE
MATTERS IN CONNECTION WITH THE PROPOSED
ISSUE OF A SHARES AND THE LISTING ON THE
SCI-TECH BOARD
10 TO CONSIDER AND APPROVE THE ENGAGEMENT OF Mgmt For For
INTERMEDIARIES, INCLUDING HUATAI UNITED
SECURITIES CO., LTD. (AS SPECIFIED) AS THE
SPONSOR/LEAD UNDERWRITER, KING & WOOD
MALLESONS (AS SPECIFIED) AS THE LEGAL
ADVISER TO THE COMPANY AS TO PRC LAWS, AND
ERNST & YOUNG HUA MING LLP (AS SPECIFIED))
AS THE AUDITOR, FOR THE PROPOSED ISSUE OF A
SHARES AND LISTING
11 TO CONSIDER AND APPROVE THE STATUS OF MAJOR Mgmt For For
TRANSACTIONS WITH RELATED PARTIES DURING
THE REPORTING PERIOD (I.E. THE YEARS ENDED
DECEMBER 31, 2018, 2019 AND 2020)
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES IN RESPECT OF
THE ISSUE OF A SHARES
13.A TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE ''RULES
OF PROCEDURES FOR THE MEETING OF
SHAREHOLDERS''
13.B TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE ''RULES
OF PROCEDURES FOR THE BOARD OF DIRECTORS''
13.C TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE ''RULES
OF PROCEDURES FOR THE SUPERVISORY
COMMITTEE''
13.D TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
OR ADOPTION OF EACH OF THE FOLLOWING
INTERNAL MANAGEMENT POLICIES: THE ''TERMS
OF REFERENCE FOR INDEPENDENT NON-EXECUTIVE
DIRECTORS''
14 TO CONSIDER AND APPROVE THE ''REPORT ON THE Mgmt For For
USE OF PROCEEDS RAISED IN PREVIOUS OFFERING
BY REMEGEN CO., LTD.''
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 713097081
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: EGM
Meeting Date: 09-Oct-2020
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091000348.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0910/2020091000352.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE PROCEDURAL RULES FOR
GENERAL MEETINGS
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE PROCEDURAL RULES OF THE
BOARD
4 TO ELECT MR. ZHANG HOULIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 713443567
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: EGM
Meeting Date: 29-Dec-2020
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1207/2020120700570.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1207/2020120700560.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE FULFILMENT OF THE CONDITIONS FOR THE
NON-PUBLIC ISSUANCE OF A SHARES BY THE
COMPANY
2.1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: CLASS AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
2.2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: METHOD OF ISSUANCE
2.3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: SUBSCRIBERS AND SUBSCRIPTION METHOD
2.4 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: PRICE DETERMINATION DATE, ISSUE
PRICE AND PRICING PRINCIPLES
2.5 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: NUMBER OF THE SHARES TO BE ISSUED
2.6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: AMOUNT AND USE OF PROCEEDS
2.7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: LOCK-UP PERIOD
2.8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: PLACE OF LISTING
2.9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: ARRANGEMENTS FOR THE ACCUMULATED
PROFITS OF THE COMPANY PRIOR TO THE
PROPOSED NON-PUBLIC ISSUANCE
2.10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PLAN OF THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES ON AN INDIVIDUAL
BASIS: VALIDITY PERIOD OF THE RESOLUTIONS
IN RELATION TO THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
3 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE PROPOSAL FOR THE PROPOSED NON-PUBLIC
ISSUANCE
4 TO CONSIDER AND APPROVE THE FEASIBILITY Mgmt For For
REPORT ON THE USE OF PROCEEDS FROM THE
PROPOSED NON-PUBLIC ISSUANCE
5 TO CONSIDER AND APPROVE THE REPORT ON THE Mgmt For For
USE OF PROCEEDS PREVIOUSLY RAISED
6 TO CONSIDER AND APPROVE THE DILUTION OF Mgmt For For
IMMEDIATE RETURN RESULTING FROM THE
PROPOSED NON-PUBLIC ISSUANCE AND ITS
REMEDIAL MEASURES
7 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE UNDERTAKINGS GIVEN BY THE RELEVANT
RESPONSIBLE PARTIES IN RESPECT OF THE
REMEDIAL MEASURES FOR THE DILUTION OF
IMMEDIATE RETURN RESULTING FROM THE
PROPOSED NON-PUBLIC ISSUANCE
8 TO CONSIDER AND APPROVE THE SHAREHOLDERS' Mgmt For For
RETURN PLAN FOR THE NEXT THREE YEARS
(2020-2022)
9 TO CONSIDER AND APPROVE THE RESOLUTION FOR Mgmt For For
AUTHORIZING THE BOARD AND THE PERSONS
AUTHORIZED BY THE BOARD TO DEAL WITH ALL
MATTERS IN RELATION TO THE PROPOSED
NON-PUBLIC ISSUANCE AT THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 714056086
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: EGM
Meeting Date: 27-May-2021
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500508.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500484.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE ENTERING INTO THE TRANSFER CONTRACT AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 714134690
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0511/2021051100750.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0511/2021051100738.pdf
1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE GROUP FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE FOR THE YEAR 2020
4 TO CONSIDER AND APPROVE THE FINAL ACCOUNTS Mgmt For For
REPORT OF THE GROUP FOR THE YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR 2020
6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF ERNST & YOUNG HUA MING LLP AS THE PRC
FINANCIAL REPORT AND INTERNAL CONTROL
REPORT AUDITORS OF THE COMPANY FOR THE YEAR
2021 AND RE-APPOINTMENT OF ERNST & YOUNG AS
INTERNATIONAL FINANCIAL REPORT AUDITORS OF
THE COMPANY FOR THE YEAR 2021 AND THE
PASSING OF REMUNERATION PACKAGES FOR THE
PRC AND INTERNATIONAL AUDITORS FOR THE YEAR
2020
7 TO CONSIDER AND APPROVE THE APPRAISAL Mgmt For For
RESULTS AND REMUNERATIONS OF EXECUTIVE
DIRECTORS FOR 2020
8 TO CONSIDER AND APPROVE THE ESTIMATES OF Mgmt For For
ONGOING RELATED PARTY TRANSACTIONS OF THE
GROUP FOR 2021
9 TO CONSIDER AND APPROVE THE RENEWED AND Mgmt For For
ADDITIONAL ENTRUSTED LOAN/ BORROWING QUOTA
OF THE GROUP
10 TO CONSIDER AND APPROVE THE ADDITIONAL Mgmt For For
TOTAL CREDIT APPLICATIONS OF THE COMPANY
11 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
OF THE MANAGEMENT TO DISPOSE OF THE SHARES
OF THE LISTED COMPANIES HELD BY THE GROUP
12 TO CONSIDER AND APPROVE THE RENEWED AND Mgmt For For
ADDITIONAL GUARANTEE QUOTA OF THE GROUP
13 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt Against Against
THE PROPOSED GRANT OF GENERAL MANDATE TO
ISSUE A SHARES AND/OR H SHARES
14 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF THE GENERAL MANDATE
TO REPURCHASE H SHARES
15 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF THE GENERAL MANDATE
TO REPURCHASE A SHARES
16 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt Against Against
2021 RESTRICTED SHARE INCENTIVE SCHEME AND
THE PROPOSED GRANT
17 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt Against Against
MEASURES FOR THE APPRAISAL SYSTEM OF THE
2021 RESTRICTED SHARE INCENTIVE SCHEME
18 TO CONSIDER AND APPROVE THE MANDATE TO THE Mgmt Against Against
BOARD TO DEAL WITH MATTERS PERTAINING TO
THE 2021 RESTRICTED SHARE INCENTIVE SCHEME
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 19.A THROUGH 19.B WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
19.A ELECT MR. WANG QUANDI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
19.B ELECT MR. YU TZE SHAN HAILSON AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 714134703
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: CLS
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0511/2021051100742.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0511/2021051100754.pdf
1 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF THE GENERAL MANDATE
TO REPURCHASE H SHARES
2 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF THE GENERAL MANDATE
TO REPURCHASE A SHARES
3 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt Against Against
2021 RESTRICTED SHARE INCENTIVE SCHEME AND
THE PROPOSED GRANT
4 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt Against Against
MEASURES FOR THE APPRAISAL SYSTEM OF THE
2021 RESTRICTED SHARE INCENTIVE SCHEME
5 TO CONSIDER AND APPROVE THE MANDATE TO THE Mgmt Against Against
BOARD TO DEAL WITH MATTERS PERTAINING TO
THE 2021 RESTRICTED SHARE INCENTIVE SCHEME
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FUDAN-ZHANGJIANG BIO-PHARMACEUTICAL CO.LT Agenda Number: 713330621
--------------------------------------------------------------------------------------------------------------------------
Security: Y7682Y108
Meeting Type: EGM
Meeting Date: 14-Dec-2020
Ticker:
ISIN: CNE1000000W4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1102/2020110202191.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1102/2020110202235.pdf
1 TO CONSIDER AND APPROVE: "THAT: (1) THE Mgmt For For
ENTERING INTO OF THE SALES AND DISTRIBUTION
AGREEMENT DATED 29 OCTOBER 2020 BETWEEN THE
COMPANY AND SHANGHAI PHARMACEUTICALS, A
COPY OF WHICH HAS BEEN PRODUCED TO THE EGM
FOR THE PURPOSE OF IDENTIFICATION, AND THE
PROPOSED ANNUAL CAPS FOR THE THREE YEARS
ENDING 31 DECEMBER 2023 FOR THE CONTINUING
CONNECTED TRANSACTIONS CONTEMPLATED
THEREUNDER BE AND ARE HEREBY APPROVED AND
CONFIRMED; AND (2) ANY ONE OF THE DIRECTORS
OF THE COMPANY BE AND IS HEREBY AUTHORIZED
TO DO, APPROVE AND TRANSACT ALL SUCH ACTS
AND THINGS AS THE DIRECTOR MAY IN HIS/HER
ABSOLUTE DISCRETION CONSIDER NECESSARY OR
DESIRABLE IN CONNECTION THEREWITH."
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 714129459
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690W102
Meeting Type: AGM
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CNE100001W69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000428.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000392.pdf
1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD FOR 2020
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE FOR 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORTS OF THE COMPANY FOR 2020
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR 2020
5 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN FOR THE DIRECTORS AND SUPERVISORS FOR
2021
6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE APPOINTMENT OF THE AUDITORS FOR THE
FINANCIAL REPORT OF THE COMPANY AND THE
INTERNAL CONTROL AUDITOR FOR 2021
7 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
GRANTING THE GENERAL MANDATE TO THE BOARD
TO REPURCHASE THE H SHARES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 714129461
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690W102
Meeting Type: CLS
Meeting Date: 11-Jun-2021
Ticker:
ISIN: CNE100001W69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000438.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0510/2021051000410.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
GRANTING THE GENERAL MANDATE TO THE BOARD
TO REPURCHASE THE H SHARES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH, INC. Agenda Number: 713333386
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690X100
Meeting Type: EGM
Meeting Date: 19-Nov-2020
Ticker:
ISIN: CNE100003N76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 472739 DUE TO THE RECEIPT OF
ADDITIONAL RESOLUTIONS 2 AND 3. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1005/2020100502251.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1103/2020110301021.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1005/2020100502201.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1103/2020110300953.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
ELECTING MR. WENJIE ZHANG TO BE AN
EXECUTIVE DIRECTOR OF THE COMPANY AND MR.
WENJIE ZHANG WILL NOT RECEIVE ANY
REMUNERATION FROM THE COMPANY FOR ACTING AS
AN EXECUTIVE DIRECTOR
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS ON
ARTICLE 43 OF THE ARTICLES OF ASSOCIATION,
WHICH WILL TAKE EFFECT IMMEDIATELY UPON
APPROVAL AT THE EGM
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO A FURTHER AMENDMENT TO ARTICLE
43 OF THE POST A SHARE OFFERING ARTICLES,
WHICH WILL TAKE EFFECT AND BE IMPLEMENTED
FROM THE DATE OF THE A SHARE OFFERING AND
LISTING
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH, INC. Agenda Number: 713405430
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690X100
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: CNE100003N76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900580.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1119/2020111900604.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AMENDMENTS TO THE 2018 SHARE AWARD SCHEME
AND TO AUTHORISE THE BOARD OF DIRECTORS
(THE "BOARD") TO DO ALL SUCH THINGS
NECESSARY TO IMPLEMENT SUCH AMENDMENTS
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE 2020 SHARE AWARD SCHEME AND
TO AUTHORISE THE BOARD TO ALL SUCH THINGS
NECESSARY TO IMPLEMENT THE SUCH ADOPTION,
INCLUDING TO APPROVE ALL AMENDMENTS
NECESSARY TO GIVE EFFECT TO THE
IMPLEMENTATION OF THE 2020 SHARE AWARD
SCHEME
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH, INC. Agenda Number: 713979411
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690X100
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: CNE100003N76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201071.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200839.pdf
1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE GROUP FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF THE COMPANY FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS OF THE COMPANY FOR
THE YEAR 2020
4 TO CONSIDER AND APPROVE THE FINAL ACCOUNTS Mgmt For For
REPORT OF THE GROUP FOR THE YEAR 2020
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR 2020
6 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt Against Against
BUDGET PROPOSAL OF THE GROUP FOR THE YEAR
2021
7 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF ERNST & YOUNG HUA MING LLP (SPECIAL
GENERAL PARTNERSHIP) AS THE DOMESTIC
AUDITOR FOR THE COMPANY'S FINANCIAL REPORTS
FOR THE YEAR 2021, THE RE-APPOINTMENT OF
ERNST & YOUNG AS THE INTERNATIONAL AUDITOR
FOR THE COMPANY'S FINANCIAL REPORTS FOR THE
YEAR 2021 AND THE PASSING OF REMUNERATION
PACKAGE FOR THE DOMESTIC AND INTERNATIONAL
AUDITORS FOR THE YEAR OF 2020
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE SPECIAL REPORT ON THE USE
OF PROCEEDS RAISED IN PREVIOUS OFFERING
9 TO CONSIDER AND APPROVE TO GRANT THE BOARD Mgmt Against Against
AN UNCONDITIONAL GENERAL MANDATE TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY (DETAIL OF WHICH
IS SET OUT IN THE NOTICE OF AGM DATED 7
APRIL 2020)
10 TO CONSIDER AND APPROVE THE EXTENSION OF Mgmt For For
RESOLUTIONS IN RELATION TO THE A SHARE
OFFERING AND LISTING
11 TO CONSIDER AND APPROVE THE EXTENSION OF Mgmt For For
THE VALIDITY PERIOD OF THE AUTHORIZATION TO
THE BOARD TO DEAL WITH MATTERS RELATING TO
THE A SHARE OFFERING AND LISTING
12 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE UPDATED PLAN FOR USE OF
PROCEEDS RAISED FROM THE A SHARE OFFERING
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH, INC. Agenda Number: 713979423
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690X100
Meeting Type: CLS
Meeting Date: 25-May-2021
Ticker:
ISIN: CNE100003N76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200927.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201141.pdf
1 TO CONSIDER AND APPROVE THE EXTENSION OF Mgmt For For
RESOLUTIONS IN RELATION TO THE A SHARE
OFFERING AND LISTING
2 TO CONSIDER AND APPROVE THE EXTENSION OF Mgmt For For
THE VALIDITY PERIOD OF THE AUTHORIZATION TO
THE BOARD TO DEAL WITH MATTERS RELATING TO
THE A SHARE OFFERING AND LISTING
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE UPDATED PLAN FOR USE OF
PROCEEDS RAISED FROM THE A SHARE OFFERING
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 713160618
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0929/2020092901644.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0929/2020092901656.pdf
1.I THE PROPOSAL IN RELATION TO APPOINTMENT OF Mgmt For For
CANDIDATE NOMINATED FOR INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY: TO
NOMINATE MR. JIANG HUALIANG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
SECOND SESSION OF THE BOARD OF THE COMPANY
2 THE PROPOSAL IN RELATION TO SIGNING THE Mgmt For For
LICENSE AGREEMENT WITH ANWITA AND RELATED
PARTY TRANSACTION
3 THE PROPOSAL IN RELATION TO UTILISING PART Mgmt For For
OF THE OVER SUBSCRIPTION PROCEEDS FOR
PERMANENT REPLENISHMENT OF LIQUIDITY
4 THE PROPOSAL IN RELATION TO THE GENERAL Mgmt Against Against
MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR
H SHARES OF THE COMPANY
5 THE PROPOSAL IN RELATION TO AMENDMENT OF Mgmt For For
THE ARTICLES OF ASSOCIATION AND INDUSTRIAL
AND COMMERCIAL REGISTRATION OF THE CHANGES
6 THE PROPOSAL IN RELATION TO THE 2020 Mgmt Against Against
RESTRICTED A SHARE INCENTIVE SCHEME OF THE
COMPANY (DRAFT) AND ITS SUMMARY
7 THE PROPOSAL IN RELATION TO THE ASSESSMENT Mgmt Against Against
MANAGEMENT MEASURES FOR THE IMPLEMENTATION
OF THE 2020 RESTRICTED A SHARE INCENTIVE
SCHEME OF THE COMPANY
8 THE PROPOSAL IN RELATION TO THE Mgmt Against Against
AUTHORIZATION GRANTED BY THE GENERAL
MEETING TO THE BOARD OF DIRECTORS TO DEAL
WITH MATTERS RELATING TO THE RESTRICTED A
SHARE INCENTIVES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 713160593
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: CLS
Meeting Date: 16-Nov-2020
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0929/2020092901674.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0929/2020092901676.pdf
1 THE PROPOSAL IN RELATION TO AMENDMENT OF Mgmt For For
THE ARTICLES OF ASSOCIATION AND INDUSTRIAL
AND COMMERCIAL REGISTRATION OF THE CHANGES
2 THE PROPOSAL IN RELATION TO THE 2020 Mgmt Against Against
RESTRICTED A SHARE INCENTIVE SCHEME OF THE
COMPANY (DRAFT) AND ITS SUMMARY
3 THE PROPOSAL IN RELATION TO THE ASSESSMENT Mgmt Against Against
MANAGEMENT MEASURES FOR THE IMPLEMENTATION
OF THE 2020 RESTRICTED A SHARE INCENTIVE
SCHEME OF THE COMPANY
4 THE PROPOSAL IN RELATION TO THE Mgmt Against Against
AUTHORIZATION GRANTED BY THE GENERAL
MEETING TO THE BOARD OF DIRECTORS TO DEAL
WITH MATTERS RELATING TO THE RESTRICTED A
SHARE INCENTIVES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 713754085
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021033001850.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021033001874.pdf
1 THE PROPOSAL IN RELATION TO THE 2020 REPORT Mgmt For For
OF THE BOARD OF DIRECTORS
2 THE PROPOSAL IN RELATION TO THE 2020 REPORT Mgmt For For
OF THE BOARD OF SUPERVISORS
3 THE PROPOSAL IN RELATION TO THE 2020 ANNUAL Mgmt For For
REPORT AND ITS SUMMARY
4 THE PROPOSAL IN RELATION TO THE 2020 Mgmt For For
FINANCIAL ACCOUNTS REPORT
5 THE PROPOSAL IN RELATION TO THE 2020 PROFIT Mgmt For For
DISTRIBUTION PLAN
6 THE PROPOSAL IN RELATION TO THE APPLICATION Mgmt For For
TO BANK(S) FOR CREDIT LINES FOR 2021
7 THE PROPOSAL IN RELATION TO THE APPOINTMENT Mgmt For For
OF THE PRC AND OVERSEAS AUDITORS FOR 2021
8 THE PROPOSAL IN RELATION TO THE Mgmt For For
REMUNERATION OF DIRECTORS OF THE COMPANY
FOR 2021
9 THE PROPOSAL IN RELATION TO THE Mgmt For For
REMUNERATION OF SUPERVISORS OF THE COMPANY
FOR 2021
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 10.1 THROUGH 10.10 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
10.1 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MR. XIONG JUN AS AN EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
10.2 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MR. LI NING AS AN EXECUTIVE DIRECTOR OF THE
THIRD SESSION OF THE BOARD OF DIRECTORS
10.3 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. FENG HUI AS AN EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
10.4 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MR. ZHANG ZHUOBING AS AN EXECUTIVE DIRECTOR
OF THE THIRD SESSION OF THE BOARD OF
DIRECTORS
10.5 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. YAO SHENG AS AN EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
10.6 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. WU HAI AS A NON-EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
10.7 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. LI CONG AS A NON-EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
10.8 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. TANG YI AS A NON-EXECUTIVE DIRECTOR OF
THE THIRD SESSION OF THE BOARD OF DIRECTORS
10.9 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. YI QINGQING AS A NON-EXECUTIVE DIRECTOR
OF THE THIRD SESSION OF THE BOARD OF
DIRECTORS
10.10 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. LIN LIJUN AS A NON-EXECUTIVE DIRECTOR
OF THE THIRD SESSION OF THE BOARD OF
DIRECTORS
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 11.1 THROUGH 11.5 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
11.1 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. CHEN LIEPING AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION
OF THE BOARD
11.2 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. ZHANG CHUN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION
OF THE BOARD
11.3 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MR. JIANG HUALIANG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION
OF THE BOARD
11.4 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MR. ROY STEVEN HERBST AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION
OF THE BOARD
11.5 THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt Against Against
MR. QIAN ZHI AS AN INDEPENDENT DIRECTOR
NON-EXECUTIVE OF THE THIRD SESSION OF THE
BOARD
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 12.I THROUGH 12.II WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
12.I THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MR. WU YU AS A NON-EMPLOYEE REPRESENTATIVE
SUPERVISOR OF THE THIRD SESSION OF THE
BOARD OF SUPERVISORS
12.II THE PROPOSAL IN RELATION TO THE ELECTION OF Mgmt For For
MS. WANG PINGPING AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE THIRD
SESSION OF THE BOARD OF SUPERVISORS
13 THE PROPOSAL IN RELATION TO THE ADDITION OF Mgmt For For
THE ESTIMATED EXTERNAL GUARANTEE QUOTA FOR
2021
14 THE PROPOSAL IN RELATION TO THE AMENDMENTS Mgmt For For
TO THE ARTICLES OF ASSOCIATION AND THE
RULES OF PROCEDURES OF THE GENERAL
MEETINGS, THE BOARD OF DIRECTORS AND THE
BOARD OF SUPERVISORS AND INDUSTRIAL AND
COMMERCIAL REGISTRATION OF CHANGE
15 THE PROPOSAL IN RELATION TO THE GRANT OF Mgmt Against Against
THE GENERAL MANDATE OF ISSUE OF DOMESTIC
AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS
16 THE PROPOSAL IN RELATION TO THE GENERAL Mgmt Against Against
MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR
H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 713754097
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: CLS
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021033001904.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0330/2021033001888.pdf
1 THE PROPOSAL IN RELATION TO THE AMENDMENT Mgmt For For
TO THE ARTICLES OF ASSOCIATION AND THE
RULES OF PROCEDURES OF THE GENERAL MEETING,
THE BOARD OF DIRECTORS AND THE BOARD OF
SUPERVISORS AND INDUSTRIAL AND COMMERCIAL
REGISTRATION OF CHANGE
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO LTD Agenda Number: 714232078
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685S108
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: CNE1000012B3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700645.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700639.pdf
1 ANNUAL REPORT FOR 2020 Mgmt For For
2 REPORT OF THE BOARD OF DIRECTORS FOR 2020 Mgmt For For
3 REPORT OF THE BOARD OF SUPERVISORS FOR 2020 Mgmt For For
4 FINAL ACCOUNTS REPORT FOR 2020 AND Mgmt Against Against
FINANCIAL BUDGET FOR 2021
5 PROFIT DISTRIBUTION PLAN FOR 2020 Mgmt For For
6 PROPOSAL REGARDING RE-APPOINTMENT OF Mgmt For For
AUDITOR
7 PROPOSAL REGARDING EXTERNAL GUARANTEES FOR Mgmt Against Against
2021
8 PROPOSAL REGARDING PROPOSED ACQUISITION OF Mgmt For For
100% EQUITY INTEREST IN A WHOLLY-OWNED
SUBSIDIARY OF A CONTROLLING SHAREHOLDER AND
RELATED/CONNECTED TRANSACTION
9 PROPOSAL REGARDING ISSUANCE OF DEBT Mgmt For For
FINANCING PRODUCTS
10 PROPOSAL REGARDING THE SATISFACTION OF THE Mgmt For For
CONDITIONS FOR ISSUING CORPORATE BONDS
11 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS
12 PROPOSAL REGARDING THE GENERAL MANDATE OF Mgmt Against Against
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO LTD Agenda Number: 713020535
--------------------------------------------------------------------------------------------------------------------------
Security: Y774G2101
Meeting Type: EGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: CNE100003YN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0810/2020081000129.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0810/2020081000171.pdf
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.01 THROUGH 1.05 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
1.01 TO RE-ELECT NON-INDEPENDENT DIRECTOR OF THE Mgmt For For
FIFTH SESSION OF THE BOARD: MR. LI LI
1.02 TO RE-ELECT NON-INDEPENDENT DIRECTOR OF THE Mgmt For For
FIFTH SESSION OF THE BOARD: MR. SUN XUAN
1.03 TO RE-ELECT NON-INDEPENDENT DIRECTOR OF THE Mgmt For For
FIFTH SESSION OF THE BOARD: MS. LI TAN
1.04 TO RE-ELECT NON-INDEPENDENT DIRECTOR OF THE Mgmt For For
FIFTH SESSION OF THE BOARD: MR. SHAN YU
1.05 TO RE-ELECT NON-INDEPENDENT DIRECTOR OF THE Mgmt For For
FIFTH SESSION OF THE BOARD: MR. BU HAIHUA
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 2.01 THROUGH 2.03 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
2.01 TO RE-ELECT INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. CHEN JUNFA
2.02 TO RE-ELECT INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
MR. WANG ZHAOHUI
2.03 TO RE-ELECT INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD:
DR. LU CHUAN
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 3.01 THROUGH 3.02 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
3.01 TO RE-ELECT SUPERVISOR OF THE FIFTH SESSION Mgmt For For
OF THE SUPERVISORY COMMITTEE: MR. ZHENG
ZEHUI
3.02 TO RE-ELECT SUPERVISOR OF THE FIFTH SESSION Mgmt For For
OF THE SUPERVISORY COMMITTEE: MS. TANG
HAIJUN
4 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE INDEPENDENT NON-EXECUTIVE DIRECTORS OF
THE FIFTH SESSION OF THE BOARD
5 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
THE COMPANY AND ITS WHOLLY-OWNED SUBSIDIARY
TO APPLY FOR CREDIT LINES AND PROVIDE
GUARANTEES TO THE BANKS
6 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO LTD Agenda Number: 713406886
--------------------------------------------------------------------------------------------------------------------------
Security: Y774G2101
Meeting Type: EGM
Meeting Date: 15-Dec-2020
Ticker:
ISIN: CNE100003YN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1123/2020112300287.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1123/2020112300313.pdf
1 PROPOSAL ON THE REAPPOINTMENT OF ACCOUNTING Mgmt For For
FIRMS
2 PROPOSAL ON THE APPLICATION FOR CREDIT LINE Mgmt For For
BY THE WHOLLY-OWNED SUBSIDIARY TO CHINA
GUANGFA BANK AND INDUSTRIAL BANK AND
PROVISION OF GUARANTEES BY THE COMPANY
3 PROPOSAL ON THE APPLICATION FOR CREDIT BY Mgmt For For
THE WHOLLY-OWNED SUBSIDIARY TO CHINA
DEVELOPMENT BANK AND PROVISION OF
GUARANTEES BY THE COMPANY
4 PROPOSAL ON THE CREDIT LINE ADJUSTMENT OF Mgmt For For
BANK OF CHINA AND PROVISION OF GUARANTEES
BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHENZHEN HEPALINK PHARMACEUTICAL GROUP CO LTD Agenda Number: 713980604
--------------------------------------------------------------------------------------------------------------------------
Security: Y774G2101
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: CNE100003YN2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201826.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042201806.pdf
1 THE RESOLUTION REGARDING THE 2020 WORK Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY
2 THE RESOLUTION REGARDING THE 2020 WORK Mgmt For For
REPORT OF THE BOARD OF SUPERVISORS OF THE
COMPANY
3 THE RESOLUTION REGARDING THE 2020 ANNUAL Mgmt For For
REPORT AND ITS SUMMARY, H SHARES RESULTS
ANNOUNCEMENT, H SHARES 2020 ANNUAL REPORT,
2020 CORPORATE GOVERNANCE REPORT AND 2020
ENVIRONMENTAL, SOCIAL AND GOVERNANCE REPORT
OF THE COMPANY
4 THE RESOLUTION REGARDING THE 2020 FINAL Mgmt For For
FINANCIAL REPORT OF THE COMPANY
5 THE RESOLUTION REGARDING THE 2020 PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY
6 THE RESOLUTION REGARDING THE RE-APPOINTMENT Mgmt For For
OF AUDITORS OF THE COMPANY
7 THE RESOLUTION REGARDING THE 2021-2023 Mgmt For For
SHAREHOLDER RETURN THREE-YEAR PLAN OF THE
COMPANY
8 THE RESOLUTION REGARDING THE APPLICATION Mgmt For For
FOR CREDIT LINE AND PROVIDING GUARANTEE TO
CERTAIN BANKS FOR 2021 OF THE COMPANY
9 THE RESOLUTION REGARDING THE PURCHASE OF Mgmt For For
WEALTH MANAGEMENT PRODUCTS AND CASH FLOW
MANAGEMENT USING PART OF THE UNEMPLOYED H
SHARES IPO PROCEEDS OF THE COMPANY
10 THE RESOLUTION REGARDING THE APPOINTMENT OF Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD Agenda Number: 714248665
--------------------------------------------------------------------------------------------------------------------------
Security: G8162K113
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: BMG8162K1137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052801225.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0528/2021052801247.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE "DIRECTORS") AND AUDITORS
OF THE COMPANY (THE "AUDITORS") FOR THE
YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For
FINAL CASH DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2020
3.A.I TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTOR: ZHANG JIONGLONG AS AN EXECUTIVE
DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTOR: CHOI YIAU CHONG AS AN EXECUTIVE
DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTOR: CHEN YANLING AS AN EXECUTIVE
DIRECTOR
3.B TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20 PER CENT OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 5(A) TO ISSUE SHARES BY ADDING TO THE
NUMBER OF ISSUED SHARES OF THE COMPANY THE
NUMBER OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 5(B)
--------------------------------------------------------------------------------------------------------------------------
SIMCERE PHARMACEUTICAL GROUP LIMITED Agenda Number: 714213244
--------------------------------------------------------------------------------------------------------------------------
Security: Y793E5106
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: HK0000658531
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052500622.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0525/2021052500590.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE "DIRECTOR(S)") AND
AUDITORS OF THE COMPANY (THE "AUDITORS")
FOR THE YEAR ENDED DECEMBER 31, 2020
2.A TO DECLARE A FINAL DIVIDEND OF RMB0.15 PER Mgmt For For
ORDINARY SHARE OF THE COMPANY (THE "FINAL
DIVIDEND") FOR THE YEAR ENDED DECEMBER 31,
2020
2.B ANY DIRECTOR BE AND IS HEREBY AUTHORISED TO Mgmt For For
TAKE SUCH ACTION, DO SUCH THINGS AND
EXECUTE SUCH FURTHER DOCUMENTS AS THE
DIRECTOR MAY AT HIS/HER ABSOLUTE DISCRETION
CONSIDER NECESSARY OR DESIRABLE FOR THE
PURPOSE OF OR IN CONNECTION WITH THE
IMPLEMENTATION OF THE PAYMENT OF THE FINAL
DIVIDEND
3.A.I TO RE-ELECT THE FOLLOWING RETIRING MR. REN Mgmt For For
JINSHENG AS AN EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING MR. WAN Mgmt For For
YUSHAN AS AN EXECUTIVE DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING RETIRING MR. TANG Mgmt For For
RENHONG AS AN EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt For For
FIX THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT KPMG AS THE AUDITORS AND Mgmt For For
AUTHORISE THE BOARD OF THE DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH THE
SECURITIES OF THE COMPANY NOT EXCEEDING 20%
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF THE
MEETING
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SECURITIES OF THE COMPANY
NOT EXCEEDING 10% OF THE TOTAL NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE MEETING
7 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS 5 AND 6, THE TOTAL NUMBER OF
SHARES OF THE COMPANY REPURCHASED UNDER
RESOLUTION 6 TO THE MANDATE GRANTED TO THE
DIRECTORS UNDER RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 712857727
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: EGM
Meeting Date: 15-Jul-2020
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0623/2020062300631.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0623/2020062300635.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE BONUS ISSUE OF SHARES ON THE Mgmt For For
BASIS OF ONE BONUS SHARE FOR EVERY TWO
EXISTING ISSUED SHARES IN THE SHARE CAPITAL
OF THE COMPANY
2 TO APPROVE THE INCREASE IN THE AUTHORISED Mgmt For For
SHARE CAPITAL OF THE COMPANY FROM HKD
500,000,000.00 DIVIDED INTO 20,000,000,000
SHARES TO HKD 750,000,000.00 DIVIDED INTO
30,000,000,000 SHARES
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 713975223
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: AGM
Meeting Date: 07-Jun-2021
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200803.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200829.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, THE REPORT OF DIRECTORS OF THE
COMPANY ("DIRECTORS") AND THE REPORT OF
INDEPENDENT AUDITORS OF THE COMPANY
("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2020
3 TO RE-ELECT MR. TSE PING AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. LI YI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5 TO RE-ELECT MS. LI MINGQIN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MS. LI HONG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-ELECT MR. ZHANG LU FU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
8 TO RE-ELECT MR. LI KWOK TUNG DONALD AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
9 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
10 TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR Mgmt For For
THE YEAR ENDING 31 DECEMBER 2021 AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
11.A TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt Against Against
TO ALLOT, ISSUE AND OTHERWISE DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 20 PER
CENT. OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
11.B TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10 PER
CENT. OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
11.C TO EXTEND THE GENERAL MANDATE TO ALLOT, Mgmt Against Against
ISSUE AND OTHERWISE DEAL WITH ADDITIONAL
SHARES UNDER RESOLUTION 11(A) BY THE
ADDITION THERETO OF SUCH NUMBER OF SHARES
BOUGHT BACK BY THE COMPANY UNDER RESOLUTION
11(B)
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713077584
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Sep-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 07 SEP 2020: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0903/2020090300035.pdf,
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LI ZHIMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD (THE "BOARD") OF THE COMPANY, TO
AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
2 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. YU QINGMING AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
3 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. LIU YONG AS AN
EXECUTIVE DIRECTOR OF THE FIFTH SESSION OF
THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
4 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. CHEN QIYU AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
5 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. MA PING AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
6 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. HU JIANWEI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
7 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. DENG JINDONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
8 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. WEN DEYONG AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HIS REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
9 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. GUAN XIAOHUI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
10 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. FENG RONGLI AS A
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD, TO AUTHORIZE THE BOARD TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR OF THE COMPANY TO ENTER INTO THE
SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE RE-ELECTION OF MR. ZHUO FUMIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
12 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MR. CHEN FANGRUO AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
13 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LI PEIYU AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
14 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt Against Against
THE APPOINTMENT OF MR. WU TAK LUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
15 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. YU WEIFENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD, TO AUTHORIZE
THE BOARD TO DETERMINE HIS REMUNERATION AND
TO AUTHORIZE THE CHAIRMAN OF THE BOARD OR
ANY EXECUTIVE DIRECTOR OF THE COMPANY TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
16 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. WU YIFANG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE OF THE COMPANY
(THE "SUPERVISORY COMMITTEE"), TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
17 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE APPOINTMENT OF MR. LIU ZHENGDONG AS AN
INDEPENDENT SUPERVISOR OF THE FIFTH SESSION
OF THE SUPERVISORY COMMITTEE, TO AUTHORIZE
THE SUPERVISORY COMMITTEE TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR OF
THE COMPANY TO ENTER INTO THE SERVICE
CONTRACT OR SUCH OTHER DOCUMENTS OR
SUPPLEMENTAL AGREEMENTS OR DEEDS WITH HIM
18 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE RE-ELECTION OF MS. LI XIAOJUAN AS A
SHAREHOLDER REPRESENTATIVE SUPERVISOR OF
THE FIFTH SESSION OF THE SUPERVISORY
COMMITTEE, TO AUTHORIZE THE CHAIRMAN OF THE
BOARD OR ANY EXECUTIVE DIRECTOR OF THE
COMPANY TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
19 TO CONSIDER AND APPROVE (IF THOUGHT FIT) Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION (THE "ARTICLES OF ASSOCIATION")
OF THE COMPANY AS SET OUT IN THE CIRCULAR
DATED 3 SEPTEMBER 2020 OF THE COMPANY AND
TO AUTHORISE ANY EXECUTIVE DIRECTOR TO
HANDLE THE APPROVAL AND FILING PROCEDURES
WITH RELEVANT ADMINISTRATION FOR MARKET
REGULATION IN RELATION TO SUCH AMENDMENTS,
AND TO MAKE WORDING ADJUSTMENTS TO SUCH
AMENDMENTS ACCORDING TO OPINIONS OF
ADMINISTRATION FOR MARKET REGULATION (IF
APPLICABLE)
CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF URL LINK IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 713426131
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 18-Dec-2020
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1127/2020112700059.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1127/2020112700055.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 THAT THE PROCUREMENT FRAMEWORK AGREEMENT Mgmt For For
ENTERED INTO BY THE COMPANY AND CHINA
NATIONAL PHARMACEUTICAL GROUP CO., LTD. ON
22 OCTOBER 2020 (THE "2020 PROCUREMENT
FRAMEWORK AGREEMENT") AND THE PROPOSED
ANNUAL CAPS FOR THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER, BE
AND ARE HEREBY APPROVED AND CONFIRMED; AND
THAT ANY ONE DIRECTOR OF THE COMPANY BE AND
IS HEREBY AUTHORIZED TO SIGN OR EXECUTE
SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS ON BEHALF OF THE
COMPANY AND TO DO ALL SUCH THINGS AND TAKE
ALL SUCH ACTIONS AS HE/ SHE MAY CONSIDER
NECESSARY OR DESIRABLE FOR THE PURPOSE OF
GIVING EFFECT TO THE 2020 PROCUREMENT
FRAMEWORK AGREEMENT AND COMPLETING THE
TRANSACTIONS CONTEMPLATED THEREUNDER WITH
SUCH CHANGES AS HE/SHE MAY CONSIDER
NECESSARY, DESIRABLE OR EXPEDIENT
2 THAT THE FINANCIAL SERVICES FRAMEWORK Mgmt Against Against
AGREEMENT ENTERED INTO BY THE COMPANY AND
SINOPHARM GROUP FINANCE CO., LTD. ON 22
OCTOBER 2020 (THE "2020 FINANCIAL SERVICES
FRAMEWORK AGREEMENT") AND THE PROPOSED
ANNUAL CAPS FOR THE DEPOSIT SERVICES
CONTEMPLATED THEREUNDER, BE AND ARE HEREBY
APPROVED AND CONFIRMED; AND THAT ANY ONE
DIRECTOR OF THE COMPANY BE AND IS HEREBY
AUTHORIZED TO SIGN OR EXECUTE SUCH OTHER
DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR
DEEDS ON BEHALF OF THE COMPANY AND TO DO
ALL SUCH THINGS AND TAKE ALL SUCH ACTIONS
AS HE/SHE MAY CONSIDER NECESSARY OR
DESIRABLE FOR THE PURPOSE OF GIVING EFFECT
TO THE 2020 FINANCIAL SERVICES FRAMEWORK
AGREEMENT AND COMPLETING THE TRANSACTIONS
CONTEMPLATED THEREUNDER WITH SUCH CHANGES
AS HE/ SHE MAY CONSIDER NECESSARY,
DESIRABLE OR EXPEDIENT
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 714051834
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500037.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500031.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR ENDED
31 DECEMBER 2020
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER
2020 AND THE AUDITORS' REPORT
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN AND PAYMENT OF THE FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2020
5 TO CONSIDER AND AUTHORISE THE BOARD TO Mgmt For For
DETERMINE THE REMUNERATION OF THE DIRECTORS
OF THE COMPANY (THE "DIRECTORS") FOR THE
YEAR ENDING 31 DECEMBER 2021
6 TO CONSIDER AND AUTHORISE THE SUPERVISORY Mgmt For For
COMMITTEE TO DETERMINE THE REMUNERATION OF
THE SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2021
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING LLP AS THE DOMESTIC
AUDITORS OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING, AND THE APPOINTMENT OF
ERNST & YOUNG AS THE INTERNATIONAL AUDITORS
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, AND TO RATIFY AND CONFIRM THEIR
REMUNERATIONS DETERMINED BY THE AUDIT
COMMITTEE OF THE BOARD
8 TO CONSIDER AND APPROVE THE DELEGATION OF Mgmt Against Against
POWER TO THE BOARD TO APPROVE THE
GUARANTEES IN FAVOR OF OTHER ENTITIES WITH
AN AGGREGATE TOTAL VALUE OF NOT MORE THAN
30% OF THE LATEST AUDITED TOTAL ASSETS OF
THE COMPANY OVER A PERIOD OF 12 MONTHS; AND
IF THE ABOVE DELEGATION IS NOT CONSISTENT
WITH, COLLIDES WITH OR CONFLICTS WITH THE
REQUIREMENTS UNDER THE RULES GOVERNING THE
LISTING OF SECURITIES (THE "HONG KONG
LISTING RULES") ON THE STOCK EXCHANGE OF
HONG KONG LIMITED (THE "HONG KONG STOCK
EXCHANGE") OR OTHER REQUIREMENTS OF THE
HONG KONG STOCK EXCHANGE, THE REQUIREMENTS
UNDER THE HONG KONG LISTING RULES OR OTHER
REQUIREMENTS OF THE HONG KONG STOCK
EXCHANGE SHOULD BE FOLLOWED
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LI DONGJIU AS A NON-EXECUTIVE DIRECTOR,
AND TO AUTHORIZE THE BOARD TO DETERMINE HIS
REMUNERATION AND TO AUTHORIZE THE CHAIRMAN
OF THE BOARD OR ANY EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR SUCH
OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS
OR DEEDS WITH HIM
10 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. GUAN XIAOHUI AS A SUPERVISOR, AND TO
AUTHORIZE THE SUPERVISORY COMMITTEE TO
DETERMINE HER REMUNERATION AND TO AUTHORIZE
THE CHAIRMAN OF THE BOARD OR ANY EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL
AGREEMENTS OR DEEDS WITH HER
11 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL
WITH DOMESTIC SHARES AND/OR H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 5 MAY 2021)
12 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 5 MAY 2021)
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 714053371
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: CLS
Meeting Date: 10-Jun-2021
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0505/2021050500033.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF H SHAREHOLDERS' CLASS MEETING
DATED 5 MAY 2021)
--------------------------------------------------------------------------------------------------------------------------
SSY GROUP LTD Agenda Number: 713938516
--------------------------------------------------------------------------------------------------------------------------
Security: G8406X103
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG8406X1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900514.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041900596.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND OF THE
INDEPENDENT AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2020
2.A TO RE-ELECT MR. WANG YIBING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.B TO RE-ELECT MR. LEUNG CHONG SHUN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.C TO RE-ELECT MR. FENG HAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "DIRECTORS") TO FIX THE
DIRECTORS' REMUNERATION
4 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
5 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For
FINAL DIVIDEND. (ORDINARY RESOLUTION 5 OF
THE NOTICE)
6.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES. (ORDINARY RESOLUTION
6A OF THE NOTICE)
6.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES. (ORDINARY RESOLUTION
6B OF THE NOTICE)
6.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE NEW SHARES BY ADDING
THE NUMBER OF THE SHARES REPURCHASED.
(ORDINARY RESOLUTION 6C OF THE NOTICE)
--------------------------------------------------------------------------------------------------------------------------
SSY GROUP LTD Agenda Number: 714044295
--------------------------------------------------------------------------------------------------------------------------
Security: G8406X103
Meeting Type: EGM
Meeting Date: 21-May-2021
Ticker:
ISIN: KYG8406X1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0503/2021050301721.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0503/2021050301747.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO RATIFY, CONFIRM AND APPROVE THE MASTER Mgmt For For
SALE AND PURCHASE AGREEMENT DATED 14 APRIL
2021 AND THE CONTINUING CONNECTED
TRANSACTIONS CONTEMPLATED THEREUNDER; AND
THE PROPOSED ANNUAL CAPS FOR EACH OF THE
PERIOD/YEARS ENDING 31 DECEMBER 2021, 2022
AND 2023, BEING THE MAXIMUM ANNUAL
TRANSACTION AMOUNTS PAYABLE/RECEIVABLE BY
THE GROUP TO/FROM THE KELUN GROUP FOR THE
PURCHASE/SALE OF THE MATERIAL A/MATERIAL B
UNDER THE MASTER SALE AND PURCHASE
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
VIVA BIOTECH HOLDINGS Agenda Number: 713153423
--------------------------------------------------------------------------------------------------------------------------
Security: G9390W101
Meeting Type: EGM
Meeting Date: 21-Oct-2020
Ticker:
ISIN: KYG9390W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092500381.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0925/2020092500418.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE INCREASE OF THE AUTHORIZED Mgmt For For
SHARE CAPITAL OF THE COMPANY FROM USD
50,000 DIVIDED INTO 2,000,000,000 SHARES TO
USD 100,000 DIVIDED INTO 4,000,000,000
SHARES BY THE CREATION OF 2,000,000,000
ADDITIONAL SHARES
--------------------------------------------------------------------------------------------------------------------------
VIVA BIOTECH HOLDINGS Agenda Number: 713248955
--------------------------------------------------------------------------------------------------------------------------
Security: G9390W101
Meeting Type: EGM
Meeting Date: 09-Nov-2020
Ticker:
ISIN: KYG9390W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1016/2020101601073.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1016/2020101601081.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1.A THE SHARE PURCHASE AGREEMENT AND THE Mgmt For For
TRANSACTIONS CONTEMPLATED THEREUNDER BE AND
ARE HEREBY APPROVED, CONFIRMED AND RATIFIED
1.B ANY ONE DIRECTOR BE AND IS HEREBY Mgmt For For
AUTHORIZED TO SIGN, EXECUTE AND DELIVER OR
AUTHORIZE THE SIGNING, EXECUTION AND
DELIVERY OF ALL SUCH DOCUMENTS (INCLUDING
AFFIXING THE COMMON SEAL OF THE COMPANY
THEREON) AND TO DO ALL SUCH THINGS AS HE OR
SHE MAY IN HIS OR HER ABSOLUTE DISCRETION
CONSIDER NECESSARY, EXPEDIENT OR DESIRABLE
TO IMPLEMENT AND/OR TO GIVE EFFECT TO OR
OTHERWISE IN CONNECTION WITH THE SHARE
PURCHASE AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
VIVA BIOTECH HOLDINGS Agenda Number: 713579223
--------------------------------------------------------------------------------------------------------------------------
Security: G9390W101
Meeting Type: EGM
Meeting Date: 23-Feb-2021
Ticker:
ISIN: KYG9390W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0131/2021013100023.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0131/2021013100021.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE REFRESHMENT OF EXISTING Mgmt Against Against
GENERAL MANDATE (AS DEFINED IN THE CIRCULAR
DATED FEBRUARY 1, 2021 (THE "CIRCULAR")) TO
GIVE A GENERAL MANDATE TO THE DIRECTORS OF
THE COMPANY TO ALLOT, ISSUE OR DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 20% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF THIS RESOLUTION
2 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 1 TO ISSUE SHARES
BY ADDING TO THE ISSUED SHARE CAPITAL OF
THE COMPANY THE NUMBER OF SHARES
REPURCHASED BY THE COMPANY PURSUANT TO THE
REPURCHASE MANDATE GRANTED TO THE DIRECTORS
AT THE 2020 AGM (AS DEFINED IN THE
CIRCULAR)
--------------------------------------------------------------------------------------------------------------------------
VIVA BIOTECH HOLDINGS Agenda Number: 714039028
--------------------------------------------------------------------------------------------------------------------------
Security: G9390W101
Meeting Type: AGM
Meeting Date: 10-Jun-2021
Ticker:
ISIN: KYG9390W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801635.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042801609.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2020
2.A TO RE-ELECT MR. MAO CHEN CHENEY AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. WU YING AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. REN DELIN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF ALL THE
DIRECTORS
4 TO DECLARE A FINAL DIVIDEND OF HKD 0.01 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
5 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
6.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 20% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF THIS RESOLUTION
6.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
6.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 6(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
6(B)
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713024278
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: EGM
Meeting Date: 31-Aug-2020
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0812/2020081200656.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0812/2020081200688.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED ADOPTION OF THE H
SHARE AWARD AND TRUST SCHEME, THE DETAILS
OF WHICH ARE STATED IN THE CIRCULAR
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE PROPOSED GRANT OF AWARDS TO
THE CONNECTED SELECTED PARTICIPANTS THE
DETAILS OF WHICH ARE STATED IN THE CIRCULAR
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt Against Against
RELATION TO THE AUTHORIZATION TO THE BOARD
AND/OR THE DELEGATEE TO HANDLE MATTERS
PERTAINING TO THE H SHARE AWARD AND TRUST
SCHEME WITH FULL AUTHORITY, THE DETAILS OF
WHICH ARE STATED IN THE CIRCULAR
4 TO CONSIDER AND ELECT MR. BOYANG WU AS A Mgmt For For
SUPERVISOR OF THE SECOND SESSION OF THE
SUPERVISORY COMMITTEE
5 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED ADJUSTMENT OF THE
REMUNERATION SCHEME OF SUPERVISORS
6 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED CHANGE OF
REGISTERED CAPITAL OF THE COMPANY
7 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
8 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR SHAREHOLDERS'
MEETINGS
9 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO THE
RULES OF PROCEDURE FOR BOARD MEETINGS
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713866917
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802011.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040801999.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE YEAR 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT FOR THE YEAR 2020
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
PROVISION OF EXTERNAL GUARANTEES FOR
SUBSIDIARIES OF THE COMPANY
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION TO THE INVESTMENT DEPARTMENT
OF THE COMPANY TO DISPOSE OF LISTED AND
TRADING SHARES OF LISTED COMPANIES HELD BY
THE COMPANY
6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE WORK POLICIES OF THE
INDEPENDENT DIRECTORS
7 TO APPROVE THE PROPOSED RE-APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU (A SPECIAL GENERAL
PARTNERSHIP) (AS SPECIFIED)) AND DELOITTE
TOUCHE TOHMATSU (AS SPECIFIED),
RESPECTIVELY, AS PRC FINANCIAL REPORT AND
INTERNAL CONTROL REPORT AUDITORS OF THE
COMPANY AND AS OFFSHORE FINANCIAL REPORT
AUDITORS OF THE COMPANY FOR THE YEAR 2021
AND TO AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
FOREIGN EXCHANGE HEDGING LIMIT
9 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
THE INDEPENDENT DIRECTORS' ANNUAL ALLOWANCE
10 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
SHARES, THE AMENDED AND RESTATED WUXI XDC
ARTICLES, THE ASSET TRANSFER AGREEMENT AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER,
AS WELL AS THE POTENTIAL CONTINUING RELATED
PARTIES TRANSACTIONS
11 SUBJECT TO THE PASSING OF RESOLUTION NO. 16 Mgmt For For
BELOW, TO CONSIDER AND APPROVE THE PROPOSED
2020 PROFIT DISTRIBUTION PLAN
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE OF REGISTERED CAPITAL
13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
14 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
GRANTING OF GENERAL MANDATE TO ISSUE A
SHARES AND/OR H SHARES
15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
GRANTING OF GENERAL MANDATES TO REPURCHASE
A SHARES AND/OR H SHARES
16 SUBJECT TO THE PASSING OF RESOLUTION NO. 11 Mgmt For For
ABOVE, TO CONSIDER AND APPROVE THE PROPOSED
ISSUANCE OF THE ADDITIONAL CONVERSION
SHARES UNDER THE CONVERTIBLE BONDS-RELATED
SPECIFIC MANDATE; AND TO AUTHORIZE DR. GE
LI (AS SPECIFIED), MR. EDWARD HU (AS
SPECIFIED) AND/OR MR. ELLIS BIH-HSIN CHU
(AS SPECIFIED) TO HANDLE MATTERS RELATING
TO THE CONVERSION OF THE BONDS INTO H
SHARES
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 713866929
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: CLS
Meeting Date: 13-May-2021
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802041.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0408/2021040802017.pdf
1 SUBJECT TO THE PASSING OF RESOLUTION NO. 3 Mgmt For For
BELOW, TO CONSIDER AND APPROVE THE PROPOSED
2020 PROFIT DISTRIBUTION PLAN
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
GRANTING OF GENERAL MANDATES TO REPURCHASE
A SHARES AND/OR H SHARES
3 SUBJECT TO THE PASSING OF RESOLUTION NO. 1 Mgmt For For
ABOVE, TO CONSIDER AND APPROVE THE PROPOSED
ISSUANCE OF THE ADDITIONAL CONVERSION
SHARES UNDER THE CONVERTIBLE BONDS-RELATED
SPECIFIC MANDATE; AND TO AUTHORIZE DR. GE
LI (AS SPECIFIED), MR. EDWARD HU (AS
SPECIFIED) AND/OR MR. ELLIS BIH-HSIN CHU TO
HANDLE MATTERS RELATING TO THE CONVERSION
OF THE BONDS INTO H SHARES
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 713258552
--------------------------------------------------------------------------------------------------------------------------
Security: G97008109
Meeting Type: EGM
Meeting Date: 12-Nov-2020
Ticker:
ISIN: KYG970081090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300388.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1023/2020102300430.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE SHARE SUBDIVISION OF EVERY Mgmt For For
ONE (1) SHARE OF PAR VALUE USD 0.000025 OF
THE COMPANY INTO THREE (3) SUBDIVIDED
SHARES OF PAR VALUE USD 1/120,000 EACH OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 714172602
--------------------------------------------------------------------------------------------------------------------------
Security: G97008117
Meeting Type: AGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: KYG970081173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0514/2021051401763.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND OF THE INDEPENDENT AUDITOR OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2020
2.A TO RE-ELECT MR. WILLIAM ROBERT KELLER AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. TEH-MING WALTER KWAUK AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO ELECT DR. NING ZHAO AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR
4 TO AUTHORISE THE BOARD OF DIRECTORS OR ANY Mgmt For For
DULY AUTHORISED BOARD COMMITTEE TO FIX THE
DIRECTORS' REMUNERATION FOR THE YEAR ENDING
DECEMBER 31, 2021
5 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS AND TO AUTHORISE THE
BOARD OF DIRECTORS OR ANY DULY AUTHORISED
BOARD COMMITTEE TO FIX THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF
THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
THE SHARES OF THE COMPANY BY ADDING THERETO
THE SHARES TO BE REPURCHASED BY THE COMPANY
9 TO GRANT A SPECIFIC MANDATE TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT
THE CONNECTED RESTRICTED SHARES (AS DEFINED
IN THE NOTICE CONVENING THE AGM)
10 TO GRANT 945,200 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME (AS DEFINED
IN THE NOTICE CONVENING THE AGM) TO DR.
ZHISHENG CHEN
11 TO GRANT 263,679 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME TO DR.
WEICHANG ZHOU
12 TO GRANT 2,467 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. WILLIAM
ROBERT KELLER
13 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. TEH-MING
WALTER KWAUK
14 TO GRANT 4,934 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. KENNETH
WALTON HITCHNER III
15 TO GRANT 156,202 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME TO MR. JIAN
DONG
16 TO GRANT 98,305 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. ANGUS SCOTT
MARSHALL TURNER
17 TO GRANT 17,420 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. BRENDAN
MCGRATH
--------------------------------------------------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 713087167
--------------------------------------------------------------------------------------------------------------------------
Security: Y9828F100
Meeting Type: EGM
Meeting Date: 25-Sep-2020
Ticker:
ISIN: CNE1000023R6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800422.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0908/2020090800418.pdf
1 TO CONSIDER AND APPROVE THE DISTRIBUTION OF Mgmt For For
INTERIM DIVIDENDS FOR THE SIX MONTHS ENDED
30 JUNE 2020: RMB0.1 (TAX INCLUSIVE) PER
SHARE
2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LI XUECHEN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY AND
TO AUTHORIZE THE BOARD OF DIRECTORS TO
DETERMINE THE COMMENCEMENT DATE OF SUCH
APPOINTMENT
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION:
ARTICLE 108
--------------------------------------------------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 713937033
--------------------------------------------------------------------------------------------------------------------------
Security: Y9828F100
Meeting Type: AGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000023R6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500717.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500659.pdf
1 TO REVIEW AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE YEAR ENDED 31
DECEMBER 2020
2 TO REVIEW AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO REVIEW AND APPROVE THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2020
4 TO REVIEW AND APPROVE THE 2020 ANNUAL Mgmt For For
REPORT OF THE COMPANY
5 TO REVIEW AND APPROVE THE RE-APPOINTMENT OF Mgmt For For
KPMG AS AUDITOR OF THE COMPANY FOR A TERM
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, AND
AUTHORIZE THE BOARD OF DIRECTORS TO
DETERMINE ITS REMUNERATION
6 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt For For
JIANG JUNCAI AS AN EXECUTIVE DIRECTOR FOR
THE THIRD SESSION OF THE BOARD OF DIRECTORS
7 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt Against Against
WANG DANJIN AS AN EXECUTIVE DIRECTOR FOR
THE THIRD SESSION OF THE BOARD OF DIRECTORS
8 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt Against Against
CHEN YANGUI AS AN EXECUTIVE DIRECTOR FOR
THE THIRD SESSION OF THE BOARD OF DIRECTORS
9 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt Against Against
LI SHUANG AS AN EXECUTIVE DIRECTOR FOR THE
THIRD SESSION OF THE BOARD OF DIRECTORS
10 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt Against Against
TANG XINFA AS A NON-EXECUTIVE DIRECTOR FOR
THE THIRD SESSION OF THE BOARD OF DIRECTORS
11 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt Against Against
EDDY HUANG AS A NON-EXECUTIVE DIRECTOR FOR
THE THIRD SESSION OF THE BOARD OF DIRECTORS
12 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt For For
TANG JIANXIN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR FOR THE THIRD
SESSION OF THE BOARD OF DIRECTORS
13 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt Against Against
ZHAO DAYAO AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR THE THIRD SESSION OF THE BOARD
OF DIRECTORS
14 TO REVIEW AND APPROVE THE ELECTION OF MS. Mgmt For For
XIANG LING AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR THE THIRD SESSION OF THE BOARD
OF DIRECTORS
15 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt For For
LI XUECHEN AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR THE THIRD SESSION OF THE BOARD
OF DIRECTORS
16 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt For For
TANG JINLONG AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR FOR THE THIRD
SESSION OF THE BOARD OF SUPERVISORS
17 TO REVIEW AND APPROVE THE ELECTION OF MR. Mgmt For For
LUO ZHONGHUA AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR FOR THE THIRD
SESSION OF THE BOARD OF SUPERVISORS
18 TO CONSIDER AND APPROVE THE GENERAL Mgmt Against Against
MANDATES TO THE BOARD TO ISSUE SHARES
19 TO CONSIDER AND APPROVE THE GENERAL Mgmt For For
MANDATES TO THE BOARD TO REPURCHASE H
SHARES
--------------------------------------------------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 713931409
--------------------------------------------------------------------------------------------------------------------------
Security: Y9828F100
Meeting Type: CLS
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000023R6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500685.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0415/2021041500745.pdf
1 TO CONSIDER AND APPROVE THE GENERAL Mgmt For For
MANDATES TO THE BOARD TO REPURCHASE H
SHARES
--------------------------------------------------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 714232117
--------------------------------------------------------------------------------------------------------------------------
Security: Y9828F100
Meeting Type: EGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: CNE1000023R6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700431.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700419.pdf
CMMT 28 MAY 2021: DELETION OF COMMENT Non-Voting
1 TO CONSIDER AND APPROVE THE TRANSACTIONS Mgmt For For
UNDER THE REVISED NON-COMPETITION
AGREEMENTS
2 TO CONSIDER AND APPROVE THE TRANSACTIONS Mgmt For For
UNDER THE PURCHASE TRANSACTIONS (INCLUDING
THE ANNUAL CAPS) AND CLARITHROMYCIN AND
AZITHROMYCIN PURCHASE TRANSACTION
3 TO CONSIDER AND APPROVE THE TRANSACTIONS Mgmt For For
UNDER THE ENTRUSTED TRANSACTIONS (INCLUDING
THE ANNUAL CAPS)
CMMT 28 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935433831
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A special resolution to consider and Mgmt For For
approve amending and restating the Fourth
Amended and Restated Articles of
Association of Zai Lab Limited, or the
Current Articles, to provide for the annual
election of each of the Company's
directors.
2. A special resolution to consider and Mgmt For For
approve amending and restating the Current
Articles to reflect changes required or
recommended by The Stock Exchange of Hong
Kong Limited.
3. A special resolution to consider and Mgmt For For
approve that, conditional upon the approval
of special resolutions 1 and 2, the Current
Articles be amended, restated and replaced
in their entirety by the Fifth Amended and
Restated Articles of Association in the
form attached to the proxy statement as
Exhibit A.
4. An ordinary resolution to ratify the Mgmt For For
selection of Deloitte Touche Tohmatsu
Certified Public Accountants LLP and
Deloitte Touche Tohmatsu as the Company's
independent auditors for the fiscal year
ending December 31, 2021.
Roundhill Acquirers Deep Value ETF
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 935340896
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring Mgmt For For
April 2024: Tracy D. Graham
1B. Election of Director for term expiring Mgmt For For
April 2024: Ronda Shrewsbury Weybright
1C. Election of Director for term expiring Mgmt For For
April 2024: Melody Birmingham
1D. Election of Director for term expiring Mgmt Against Against
April 2024: Mark D. Schwabero
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ACCO BRANDS CORPORATION Agenda Number: 935382399
--------------------------------------------------------------------------------------------------------------------------
Security: 00081T108
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: ACCO
ISIN: US00081T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Buzzard Mgmt Abstain Against
1B. Election of Director: Kathleen S. Dvorak Mgmt For For
1C. Election of Director: Boris Elisman Mgmt For For
1D. Election of Director: Pradeep Jotwani Mgmt For For
1E. Election of Director: Robert J. Keller Mgmt For For
1F. Election of Director: Thomas Kroeger Mgmt For For
1G. Election of Director: Ron Lombardi Mgmt For For
1H. Election of Director: Graciela I. Mgmt For For
Monteagudo
1I. Election of Director: E. Mark Rajkowski Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ALBANY INTERNATIONAL CORP. Agenda Number: 935364000
--------------------------------------------------------------------------------------------------------------------------
Security: 012348108
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: AIN
ISIN: US0123481089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine L. Standish Mgmt For For
Erland E. Kailbourne Mgmt For For
John R. Scannell Mgmt For For
Katharine L. Plourde Mgmt For For
A. William Higgins Mgmt For For
Kenneth W Krueger Mgmt For For
Lee C. Wortham Mgmt For For
Mark J. Murphy Mgmt For For
J. Michael McQuade Mgmt For For
2. Ratify the Appointment of KPMG LLP as our Mgmt For For
independent auditor.
3. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN NATIONAL GROUP, INC. Agenda Number: 935373112
--------------------------------------------------------------------------------------------------------------------------
Security: 02772A109
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: ANAT
ISIN: US02772A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William C. Ansell Mgmt For For
1B. Election of Director: Arthur O. Dummer Mgmt For For
1C. Election of Director: Irwin M. Herz, Jr. Mgmt For For
1D. Election of Director: E. Douglas McLeod Mgmt For For
1E. Election of Director: Frances A. Mgmt For For
Moody-Dahlberg
1F. Election of Director: Ross R. Moody Mgmt For For
1G. Election of Director: James P. Payne Mgmt For For
1H. Election of Director: E.J. Pederson Mgmt For For
1I. Election of Director: James E. Pozzi Mgmt For For
1J. Election of Director: James D. Yarbrough Mgmt For For
2. A non-binding advisory vote to approve the Mgmt For For
compensation of the Company's executive
officers, disclosed in the "Executive
Compensation" section of the proxy
statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm (independent
auditors) for 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERISAFE, INC. Agenda Number: 935426595
--------------------------------------------------------------------------------------------------------------------------
Security: 03071H100
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: AMSF
ISIN: US03071H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip A. Garcia Mgmt For For
Millard E. Morris Mgmt For For
Randall E. Roach Mgmt For For
2. To approve, on an advisory basis, our Mgmt For For
executive compensation as described in the
Proxy Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC. Agenda Number: 935433653
--------------------------------------------------------------------------------------------------------------------------
Security: 037598109
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: APOG
ISIN: US0375981091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Christina M. Mgmt For For
Alvord
1B. Election of Class II Director: Herbert K. Mgmt For For
Parker
1C. Election of Class II Director: Ty R. Mgmt For For
Silberhorn
2. ADVISORY VOTE TO APPROVE APOGEE'S EXECUTIVE Mgmt For For
COMPENSATION.
3. APPROVAL OF THE APOGEE ENTERPRISES, INC. Mgmt For For
2019 STOCK INCENTIVE PLAN, AS AMENDED AND
RESTATED (2021) TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR AWARDS FROM 1,150,000
TO 2,150,000.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS APOGEE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 26, 2022.
--------------------------------------------------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION Agenda Number: 935343854
--------------------------------------------------------------------------------------------------------------------------
Security: 04878Q863
Meeting Type: Special
Meeting Date: 07-Apr-2021
Ticker: AT
ISIN: CA04878Q8636
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider, pursuant to an interim order Mgmt For For
of the Supreme Court of British Columbia,
and if deemed advisable, to pass, with or
without variation, a special resolution of
common shareholders (the "Arrangement
Resolution") to approve an arrangement (the
"Arrangement") in accordance with Division
5 of Part 9 of the Business Corporations
Act (British Columbia) pursuant to the
Arrangement Agreement dated as of January
14, 2021, by and among Atlantic Power
Corporation (the "Corporation"), Atlantic
Power Preferred Equity Ltd., Atlantic Power
Limited Partnership, Tidal Power Holdings
Limited and Tidal Power Aggregator, L.P.,
to effect among other things, the
acquisition by Tidal Power Holdings Limited
of all of the outstanding common shares in
the capital of the Corporation in exchange
for US$3.03 in cash (less any applicable
withholding taxes) per common share.
2 To consider and vote on a proposal to Mgmt For For
approve, by non-binding, advisory vote,
certain compensation arrangements for the
Corporation's named executive officers in
connection with the Arrangement.
3 To approve the adjournment of the special Mgmt For For
meeting of common shareholders of the
Corporation, if necessary, to solicit
additional proxies if there are
insufficient votes at the time of the
meeting to approve the Arrangement
Resolution.
--------------------------------------------------------------------------------------------------------------------------
B. RILEY FINANCIAL, INC. Agenda Number: 935411506
--------------------------------------------------------------------------------------------------------------------------
Security: 05580M108
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: RILY
ISIN: US05580M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bryant R. Riley Mgmt For For
1.2 Election of Director: Thomas J. Kelleher Mgmt For For
1.3 Election of Director: Robert L. Antin Mgmt For For
1.4 Election of Director: Robert D'Agostino Mgmt Against Against
1.5 Election of Director: Randall E. Paulson Mgmt For For
1.6 Election of Director: Michael J. Sheldon Mgmt For For
1.7 Election of Director: Mimi K. Walters Mgmt For For
1.8 Election of Director: Mikel H. Williams Mgmt Against Against
2. To ratify the selection of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
3. To approve the B. Riley Financial, Inc. Mgmt Against Against
2021 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 935417457
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Thomas J. Carley
1B. Election of Director to serve for a Mgmt For For
one-year term: Thomas B. Cusick
1C. Election of Director to serve for a Mgmt For For
one-year term: Diane L. Dewbrey
1D. Election of Director to serve for a Mgmt For For
one-year term: James B. Hicks, Ph.D.
1E. Election of Director to serve for a Mgmt For For
one-year term: Jon L. Justesen
1F. Election of Director to serve for a Mgmt For For
one-year term: Gary E. Kramer
1G. Election of Director to serve for a Mgmt For For
one-year term: Anthony Meeker
1H. Election of Director to serve for a Mgmt For For
one-year term: Carla A. Moradi
1I. Election of Director to serve for a Mgmt For For
one-year term: Vincent P. Price
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of selection of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION Agenda Number: 935428323
--------------------------------------------------------------------------------------------------------------------------
Security: 08915P101
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: BGFV
ISIN: US08915P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director: Colleen B. Mgmt For For
Brown
1B. Election of Class A Director: Stephen E. Mgmt For For
Carley
1C. Election of Class A Director: David R. Mgmt For For
Jessick
2. Approval of the compensation of the Mgmt For For
Company's named executive officers as
described in the proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
BIGLARI HOLDINGS INC. Agenda Number: 935434605
--------------------------------------------------------------------------------------------------------------------------
Security: 08986R309
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: BH
ISIN: US08986R3093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO Mgmt No vote
YOU FOR INFORMATIONAL PURPOSES ONLY
--------------------------------------------------------------------------------------------------------------------------
BLUELINX HOLDINGS INC Agenda Number: 935410960
--------------------------------------------------------------------------------------------------------------------------
Security: 09624H208
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: BXC
ISIN: US09624H2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karel K. Czanderna Mgmt For For
Dominic DiNapoli Mgmt For For
Kim S. Fennebresque Mgmt For For
Mitchell B. Lewis Mgmt For For
J. David Smith Mgmt For For
Carol B. Yancey Mgmt For For
2. Proposal to ratify the appointment of BDO Mgmt For For
USA, LLP as our independent registered
public accounting firm for fiscal 2021.
3. Proposal to approve the BlueLinx Holdings Mgmt For For
Inc. 2021 Long-Term Incentive Plan.
4. Proposal to approve the non-binding, Mgmt For For
advisory resolution regarding the executive
compensation described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE COMPANY Agenda Number: 935352396
--------------------------------------------------------------------------------------------------------------------------
Security: 09739D100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: BCC
ISIN: US09739D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nate Jorgensen Mgmt For For
1B. Election of Director: Richard Fleming Mgmt For For
1C. Election of Director: Mack Hogans Mgmt For For
1D. Election of Director: Christopher McGowan Mgmt For For
2. Advisory vote approving the Company's Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG as the Mgmt For For
Company's external auditors for the year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
BRIGHTSPHERE INVESTMENT GROUP INC. Agenda Number: 935430455
--------------------------------------------------------------------------------------------------------------------------
Security: 10948W103
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: BSIG
ISIN: US10948W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert J. Chersi Mgmt For For
1.2 Election of Director: Andrew Kim Mgmt For For
1.3 Election of Director: John Paulson Mgmt For For
1.4 Election of Director: Barbara Trebbi Mgmt For For
1.5 Election of Director: Suren Rana Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as BrightSphere's independent registered
public accounting firm.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Advisory vote on frequency of advisory Mgmt 1 Year For
votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CATHAY GENERAL BANCORP Agenda Number: 935402519
--------------------------------------------------------------------------------------------------------------------------
Security: 149150104
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: CATY
ISIN: US1491501045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election Class I Director for the term Mgmt For For
ending in 2024: Jane Jelenko
1B. Election Class I Director for the term Mgmt For For
ending in 2024: Anthony M. Tang
1C. Election Class I Director for the term Mgmt For For
ending in 2024: Shally Wang
1D. Election Class I Director for the term Mgmt For For
ending in 2024: Peter Wu
1E. Election Class II Director for the term Mgmt For For
ending 2022: Chang M. Liu
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to Cathay General
Bancorp's named executive officers as
disclosed in the proxy statement.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Cathay General Bancorp's independent
registered public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 935341254
--------------------------------------------------------------------------------------------------------------------------
Security: 154760409
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: CPF
ISIN: US1547604090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine H. H. Camp Mgmt For For
Earl E. Fry Mgmt For For
Wayne K. Kamitaki Mgmt For For
Paul J. Kosasa Mgmt For For
Duane K. Kurisu Mgmt For For
Christopher T. Lutes Mgmt For For
Colbert M. Matsumoto Mgmt For For
A. Catherine Ngo Mgmt For For
Saedene K. Ota Mgmt For For
Crystal K. Rose Mgmt For For
Paul K. Yonamine Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the company's
named executive officers ("Say-On-Pay").
3. To ratify the appointment of Crowe LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CITI TRENDS, INC. Agenda Number: 935395637
--------------------------------------------------------------------------------------------------------------------------
Security: 17306X102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CTRN
ISIN: US17306X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Carney Mgmt For For
1B. Election of Director: Jonathan Duskin Mgmt For For
1C. Election of Director: Laurens M. Goff Mgmt For For
1D. Election of Director: Margaret L. Jenkins Mgmt For For
1E. Election of Director: David N. Makuen Mgmt For For
1F. Election of Director: Peter R. Sachse Mgmt For For
1G. Election of Director: Kenneth D. Seipel Mgmt For For
2. An advisory vote to approve, on a Mgmt For For
non-binding basis, the compensation of our
named executive officers as set forth in
the proxy statement.
3. Approve the 2021 Incentive Plan. Mgmt For For
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
January 29, 2022.
--------------------------------------------------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION Agenda Number: 935349729
--------------------------------------------------------------------------------------------------------------------------
Security: 126128107
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: CCNE
ISIN: US1261281075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class 3 Director for 3 year Mgmt For For
term expiring at the time of the annual
meeting in 2024: Joseph B. Bower, Jr.
1.2 Election of Class 3 Director for 3 year Mgmt For For
term expiring at the time of the annual
meeting in 2024: Robert W. Montler
1.3 Election of Class 3 Director for 3 year Mgmt For For
term expiring at the time of the annual
meeting in 2024: Joel E. Peterson
1.4 Election of Class 3 Director for 3 year Mgmt For For
term expiring at the time of the annual
meeting in 2024: Richard B. Seager
2. SAY-ON-PAY VOTE: To vote on a non-binding Mgmt For For
advisory resolution on the compensation
program for CNB Financial Corporation's
named executive officers, as disclosed in
the Compensation Discussion and Analysis,
the compensation tables, and the related
narrative executive compensation
disclosures contained in the Proxy
Statement (a "say-on-pay" vote).
3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM: To
ratify the appointment of Crowe, LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC. Agenda Number: 935369339
--------------------------------------------------------------------------------------------------------------------------
Security: 204149108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CTBI
ISIN: US2041491083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Baird Mgmt For For
David Collins Mgmt For For
Franklin H. Farris, Jr. Mgmt For For
Jean R. Hale Mgmt For For
Eugenia C. Luallen Mgmt For For
Ina Michelle Matthews Mgmt For For
James E. McGhee II Mgmt For For
Franky Minnifield Mgmt For For
M. Lynn Parrish Mgmt For For
Anthony W. St. Charles Mgmt For For
Chad C. Street Mgmt For For
2. Proposal to ratify and approve the Mgmt For For
appointment of BKD, LLP as Community Trust
Bancorp, Inc.'s Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2021.
3. Proposal to approve the advisory Mgmt For For
(nonbinding) resolution relating to
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED WATER CO. LTD. Agenda Number: 935385472
--------------------------------------------------------------------------------------------------------------------------
Security: G23773107
Meeting Type: Annual
Meeting Date: 24-May-2021
Ticker: CWCO
ISIN: KYG237731073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wilmer F. Pergande Mgmt For For
Leonard J. Sokolow Mgmt For For
Raymond Whittaker Mgmt For For
2. An advisory vote on executive compensation. Mgmt For For
3. The ratification of the selection of Marcum Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021, at the
remuneration to be determined by the Audit
Committee of the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935380737
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stuart W. Booth Mgmt For For
1B. Election of Director: Rocky Dewbre Mgmt For For
1C. Election of Director: Laura Flanagan Mgmt For For
1D. Election of Director: Robert G. Gross Mgmt For For
1E. Election of Director: Scott E. McPherson Mgmt For For
1F. Election of Director: Diane Randolph Mgmt For For
1G. Election of Director: Harvey L. Tepner Mgmt For For
1H. Election of Director: Rosemary Turner Mgmt For For
2. Approval on a non-binding basis of our Mgmt For For
Named Executive Officer compensation as
described in the Proxy Statement.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as Core-Mark's independent
registered public accounting firm to serve
for the fiscal year ending December 31,
2021.
--------------------------------------------------------------------------------------------------------------------------
CURO GROUP HOLDINGS CORP Agenda Number: 935420036
--------------------------------------------------------------------------------------------------------------------------
Security: 23131L107
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: CURO
ISIN: US23131L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Don Gayhardt Mgmt For For
David Kirchheimer Mgmt For For
Mike McKnight Mgmt For For
Elizabeth Webster Mgmt For For
2. An advisory resolution approving the Mgmt For For
compensation of our named executive
officers.
3. Approval of an amendment to the Company's Mgmt For For
2017 Incentive Plan to increase the number
of shares available for issuance thereunder
and to make other plan changes.
4. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DHT HOLDINGS, INC. Agenda Number: 935446080
--------------------------------------------------------------------------------------------------------------------------
Security: Y2065G121
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: DHT
ISIN: MHY2065G1219
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Andreas Lind Mgmt For For
Sophie Rossini Mgmt For For
2. To ratify the selection of Ernst & Young AS Mgmt For For
as DHT's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND HILL INVESTMENT GROUP, INC. Agenda Number: 935353019
--------------------------------------------------------------------------------------------------------------------------
Security: 25264R207
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: DHIL
ISIN: US25264R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for one year term: Mgmt For For
Heather E. Brilliant
1B. Election of Director for one year term: Mgmt For For
Richard S. Cooley
1C. Election of Director for one year term: Mgmt For For
James F. Laird
1D. Election of Director for one year term: Mgmt For For
Randolph J. Fortener
1E. Election of Director for one year term: Mgmt For For
Paula R. Meyer
1F. Election of Director for one year term: Mgmt For For
Nicole R. St. Pierre
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ended December 31, 2021.
3. A non-binding, advisory resolution to Mgmt For For
approve the compensation of the Company's
named executive officers.
4. The approval and adoption of the Diamond Mgmt For For
Hill Investment Group, Inc. Employee Stock
Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
DIME CMNTY BANCSHARES INC Agenda Number: 935391374
--------------------------------------------------------------------------------------------------------------------------
Security: 25432X102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: DCOM
ISIN: US25432X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Mahon Mgmt For For
Marcia Z. Hefter Mgmt For For
Rosemarie Chen Mgmt For For
Michael P. Devine Mgmt For For
Matthew Lindenbaum Mgmt For For
Albert E. McCoy, Jr. Mgmt For For
Raymond A. Nielsen Mgmt For For
Kevin M. O'Connor Mgmt For For
Vincent F. Palagiano Mgmt For For
Joseph J. Perry Mgmt For For
Kevin Stein Mgmt For For
Dennis A. Suskind Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of the Company's Named
Executive Officers.
4. Approval of the Dime Community Bancshares, Mgmt For For
Inc. 2021 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC. Agenda Number: 935355859
--------------------------------------------------------------------------------------------------------------------------
Security: 25787G100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: DFIN
ISIN: US25787G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Luis Aguilar Mgmt For For
1.2 Election of Director: Richard Crandall Mgmt For For
1.3 Election of Director: Charles Drucker Mgmt For For
1.4 Election of Director: Juliet Ellis Mgmt For For
1.5 Election of Director: Gary Greenfield Mgmt For For
1.6 Election of Director: Jeffrey Jacobowitz Mgmt For For
1.7 Election of Director: Daniel Leib Mgmt For For
1.8 Election of Director: Lois Martin Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Vote to Approve Amendment to Amended and Mgmt For For
Restated 2016 Performance Incentive Plan.
4. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
DXP ENTERPRISES, INC. Agenda Number: 935414134
--------------------------------------------------------------------------------------------------------------------------
Security: 233377407
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: DXPE
ISIN: US2333774071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Little Mgmt Withheld Against
Kent Yee Mgmt For For
Joseph R. Mannes Mgmt Withheld Against
Timothy P. Halter Mgmt Withheld Against
David Patton Mgmt Withheld Against
2. Approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the named executive
officers.
3. Ratify the appointment of Moss Adams LLP as Mgmt For For
the independent registered public
accounting firm for DXP Enterprises, Inc.
for the year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EAGLE BANCORP, INC. Agenda Number: 935385371
--------------------------------------------------------------------------------------------------------------------------
Security: 268948106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: EGBN
ISIN: US2689481065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mathew D. Brockwell Mgmt For For
1B. Election of Director: Steven Freidkin Mgmt For For
1C. Election of Director: Ernest D. Jarvis Mgmt For For
1D. Election of Director: Theresa G. LaPlaca Mgmt For For
1E. Election of Director: A. Leslie Ludwig Mgmt For For
1F. Election of Director: Norman R. Pozez Mgmt For For
1G. Election of Director: Kathy A. Raffa Mgmt For For
1H. Election of Director: Susan G. Riel Mgmt For For
1I. Election of Director: James A. Soltesz Mgmt For For
1J. Election of Director: Benjamin M. Soto Mgmt For For
2. To ratify the appointment of Crowe LLP as Mgmt For For
the Company's independent registered public
accounting firm to audit the consolidated
financial statements of the Company for the
year ended December 31, 2021.
3. To approve the adoption of the Company's Mgmt For For
2021 Equity Incentive Plan.
4. To approve the adoption of the Company's Mgmt For For
2021 Employee Stock Purchase Plan.
5. To approve a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC. Agenda Number: 935395738
--------------------------------------------------------------------------------------------------------------------------
Security: 292218104
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: EIG
ISIN: US2922181043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine H. Mgmt For For
Antonello
1B. Election of Director: Richard W. Blakey Mgmt For For
1C. Election of Director: Joao "John" M. de Mgmt For For
Figueiredo
1D. Election of Director: James R. Kroner Mgmt For For
1E. Election of Director: Michael J. McColgan Mgmt For For
1F. Election of Director: Michael J. McSally Mgmt For For
1G. Election of Director: Prasanna G. Dhore Mgmt For For
1H. Election of Director: Valerie R. Glenn Mgmt For For
1I. Election of Director: Barbara A. Higgins Mgmt For For
1J. Election of Director: Jeanne L. Mockard Mgmt For For
2. To approve the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent accounting firm,
Ernst & Young LLP, for 2021.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 935364757
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Fisher Mgmt For For
Daniel L. Jones Mgmt For For
Gina A. Norris Mgmt For For
William R. Thomas Mgmt For For
Scott D. Weaver Mgmt For For
John H. Wilson Mgmt For For
2. BOARD PROPOSAL TO APPROVE,IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE FINANCIAL SERVICES CORP Agenda Number: 935349820
--------------------------------------------------------------------------------------------------------------------------
Security: 293712105
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: EFSC
ISIN: US2937121059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael A. DeCola Mgmt For For
John S. Eulich Mgmt For For
Robert E. Guest, Jr. Mgmt For For
James M. Havel Mgmt For For
Judith S. Heeter Mgmt For For
Michael R. Holmes Mgmt For For
Nevada A. Kent, IV Mgmt For For
James B. Lally Mgmt For For
Richard M. Sanborn Mgmt For For
Anthony R. Scavuzzo Mgmt For For
Eloise E. Schmitz Mgmt For For
Sandra A. Van Trease Mgmt For For
2. Proposal A, ratification of the appointment Mgmt For For
of Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Proposal B, amendment to increase the Mgmt For For
number of shares available for award under
the Amended and Restated 2018 Stock
Incentive Plan.
4. Proposal C, an advisory (non-binding) vote Mgmt For For
to approve executive compensation.
5. Proposal D, an advisory (non-binding) vote Mgmt 1 Year For
on the frequency of the advisory vote on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC. Agenda Number: 935420668
--------------------------------------------------------------------------------------------------------------------------
Security: 317585404
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: FISI
ISIN: US3175854047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dawn H. Burlew Mgmt For For
Robert N. Latella Mgmt For For
Mauricio F. Riveros Mgmt For For
Mark A. Zupan, PhD Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
Our Named Executive Officers.
3. Approval of Amended and Restated 2015 Mgmt For For
Long-Term Incentive Plan.
4. Ratification of Appointment of RSM US LLP Mgmt For For
as our Independent Registered Public
Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
FIRST BUSEY CORPORATION Agenda Number: 935379126
--------------------------------------------------------------------------------------------------------------------------
Security: 319383204
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: BUSE
ISIN: US3193832041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel P. Banks Mgmt For For
George Barr Mgmt For For
Stanley J. Bradshaw Mgmt For For
Michael D. Cassens Mgmt For For
Van A. Dukeman Mgmt For For
Karen M. Jensen Mgmt For For
Frederic L. Kenney Mgmt For For
Stephen V. King Mgmt For For
Gregory B. Lykins Mgmt For For
Thomas G. Sloan Mgmt For For
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of our named
executive officers, as described in the
accompanying proxy statement, which is
referred to as a "say-on-pay" proposal.
3. To approve the First Busey Corporation 2021 Mgmt For For
Employee Stock Purchase Plan.
4. To ratify the appointment of RSM US LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANKSHARES, INC. Agenda Number: 935351306
--------------------------------------------------------------------------------------------------------------------------
Security: 31983A103
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FCBC
ISIN: US31983A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. William Davis Mgmt Withheld Against
Harriet B. Price Mgmt For For
William P. Stafford, II Mgmt Withheld Against
2. To approve, on a non binding advisory Mgmt For For
basis, the Corporation's executive
compensation program for fiscal year 2020.
3. The ratification of Dixon Hughes Goodman Mgmt For For
LLP as independent registered public
accountants.
4. A stockholder proposal regarding board Shr For
diversity.
--------------------------------------------------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION Agenda Number: 935361838
--------------------------------------------------------------------------------------------------------------------------
Security: 320218100
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: THFF
ISIN: US3202181000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Thomas T. Dinkel Mgmt For For
Norman L. Lowery Mgmt For For
Thomas C. Martin Mgmt For For
James O. McDonald Mgmt For For
William J. Voges Mgmt For For
2. Approve, by non-binding vote, compensation Mgmt For For
paid to the Corporation's named executive
officers.
3. To approve the First Financial Corporation Mgmt For For
Amended and Restated 2011 Omnibus Equity
Incentive Plan.
4. To amend the Amended and Restated Articles Mgmt For For
of Incorporation to provide shareholders
the right to amend the Code of By-laws of
the Corporation.
5. Ratification of the appointment of Crowe Mgmt For For
LLP as the independent registered public
accounting firm for the Corporation for the
fiscal year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 935389773
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alessandro P. DiNello Mgmt For For
1B. Election of Director: Jay J. Hansen Mgmt For For
1C. Election of Director: Toan Huynh Mgmt For For
1D. Election of Director: Lori Jordan Mgmt For For
1E. Election of Director: John D. Lewis Mgmt For For
1F. Election of Director: Bruce E. Nyberg Mgmt For For
1G. Election of Director: James A. Ovenden Mgmt For For
1H. Election of Director: Peter Schoels Mgmt For For
1I. Election of Director: David L. Treadwell Mgmt For For
1J. Election of Director: Jennifer R. Whip Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2021.
3. To adopt an advisory (non-binding) Mgmt For For
resolution to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC. Agenda Number: 935373314
--------------------------------------------------------------------------------------------------------------------------
Security: 37247D106
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: GNW
ISIN: US37247D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: G. Kent Conrad Mgmt For For
1B. Election of Director: Karen E. Dyson Mgmt For For
1C. Election of Director: Jill R. Goodman Mgmt For For
1D. Election of Director: Melina E. Higgins Mgmt For For
1E. Election of Director: Thomas J. McInerney Mgmt For For
1F. Election of Director: Howard D. Mills, III Mgmt For For
1G. Election of Director: Debra J. Perry Mgmt For For
1H. Election of Director: Robert P. Restrepo Mgmt For For
Jr.
1I. Election of Director: Ramsey D. Smith Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve the 2021 Genworth Financial, Inc. Mgmt For For
Omnibus Incentive Plan.
4. Ratification of the selection of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN OCEAN GROUP LIMITED Agenda Number: 935347840
--------------------------------------------------------------------------------------------------------------------------
Security: G39637205
Meeting Type: Special
Meeting Date: 26-Mar-2021
Ticker: GOGL
ISIN: BMG396372051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the increase of the Company's Mgmt For For
authorized share capital from US$10,000,000
to US$15,000,000 by the authorisation of an
additional US$5,000,000.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN OCEAN GROUP LIMITED Agenda Number: 935427345
--------------------------------------------------------------------------------------------------------------------------
Security: G39637205
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: GOGL
ISIN: BMG396372051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the maximum number of Directors to Mgmt For For
be not more than eight.
2. To resolve that vacancies in the number of Mgmt For For
Directors be designated as casual vacancies
and that the Board of Directors be
authorised to fill such vacancies as and
when it deems fit.
3. To re-elect John Fredriksen as a Director Mgmt Against Against
of the Company.
4. To re-elect Ola Lorentzon as a Director of Mgmt Against Against
the Company.
5. To re-elect James O'Shaughnessy as a Mgmt For For
Director of the Company.
6. To re-elect Bjorn Tore Larsen as a Director Mgmt For For
of the Company.
7. To re-elect Tor Svelland as a Director of Mgmt Against Against
the Company.
8. To re-appoint PricewaterhouseCoopers AS as Mgmt For For
auditors and to authorise the Directors to
determine their remuneration.
9. To approve remuneration of the Company's Mgmt For For
Board of Directors of a total amount of
fees not to exceed US$600,000 for the year
ended December 31, 2021.
10. To approve the reduction in Share Premium Mgmt For For
account.
--------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. Agenda Number: 935395118
--------------------------------------------------------------------------------------------------------------------------
Security: 384313508
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: EAF
ISIN: US3843135084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine L. Clegg Mgmt For For
Jeffrey C. Dutton Mgmt For For
Anthony R. Taccone Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2021.
3. Approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GRAY TELEVISION, INC. Agenda Number: 935356217
--------------------------------------------------------------------------------------------------------------------------
Security: 389375106
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GTN
ISIN: US3893751061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hilton H. Howell, Jr. Mgmt For For
Howell W. Newton Mgmt For For
Richard L. Boger Mgmt For For
T. L. Elder Mgmt For For
Luis A. Garcia Mgmt For For
Richard B. Hare Mgmt For For
Robin R. Howell Mgmt For For
Donald P. LaPlatney Mgmt For For
Paul H. McTear Mgmt For For
Sterling A Spainhour Jr Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as Gray Television, Inc.'s
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION Agenda Number: 935362967
--------------------------------------------------------------------------------------------------------------------------
Security: 390607109
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: GLDD
ISIN: US3906071093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lasse J. Petterson Mgmt For For
1B. Election of Director: Kathleen M. Shanahan Mgmt For For
2. To ratify Deloitte & Touche LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve the Great Lakes Dredge & Dock Mgmt For For
Corporation 2021 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC. Agenda Number: 935369834
--------------------------------------------------------------------------------------------------------------------------
Security: 390905107
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: GSBC
ISIN: US3909051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas J. Carlson Mgmt Withheld Against
Debra M. Shantz Hart Mgmt Withheld Against
Joseph W. Turner Mgmt For For
2. The advisory (non-binding) vote on Mgmt Against Against
executive compensation.
3. The ratification of the appointment of BKD, Mgmt For For
LLP as Great Southern Bancorp, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935406480
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt Withheld Against
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
John R. Farris Mgmt For For
Kathleen Olsen Mgmt Withheld Against
Richard S. Press Mgmt Withheld Against
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 935346634
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott L. Bok Mgmt For For
1B. Election of Director: Meryl D. Hartzband Mgmt For For
1C. Election of Director: John D. Liu Mgmt For For
1D. Election of Director: Karen P. Robards Mgmt For For
1E. Election of Director: Kevin T. Ferro Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Greenhill's independent
auditor for the year ending December 31,
2021.
4. Stockholder Proposal - Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
HOPE BANCORP INC Agenda Number: 935418839
--------------------------------------------------------------------------------------------------------------------------
Security: 43940T109
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: HOPE
ISIN: US43940T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin S. Kim Mgmt For For
Scott Yoon-Suk Whang Mgmt For For
Steven S. Koh Mgmt For For
Donald D. Byun Mgmt For For
Jinho Doo Mgmt For For
Daisy Y. Ha Mgmt For For
Joon Kyung Kim Mgmt For For
William J. Lewis Mgmt For For
David P. Malone Mgmt For For
Dale S. Zuehls Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Approval, on an advisory and nonbinding Mgmt For For
basis, of the compensation paid to the
Company's 2020 Named Executive Officers (as
identified in the Company's 2021 proxy
statement).
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 935391425
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 04-May-2021
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Donald K. Charter Mgmt For For
P. Gordon Stothart Mgmt For For
Ronald P. Gagel Mgmt For For
Richard J. Hall Mgmt For For
Timothy R. Snider Mgmt For For
Deborah J. Starkman Mgmt For For
Anne Marie Toutant Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as Auditor of the Corporation
for the ensuing year and authorizing the
Directors to fix their remuneration.
3 Resolved, on an advisory basis, and not to Mgmt For For
diminish the role and responsibilities of
the board of directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's information circular
delivered in advance of the 2021 annual and
special meeting of shareholders.
4 Resolved, that the shareholders approve the Mgmt For For
amendments to the share incentive plan of
the Corporation, and the amended and
restated share incentive plan of the
Corporation, as disclosed in the
Corporation's information circular
delivered in advance of the 2021 annual and
special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
INTERFACE, INC. Agenda Number: 935378643
--------------------------------------------------------------------------------------------------------------------------
Security: 458665304
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: TILE
ISIN: US4586653044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Burke Mgmt For For
Dwight Gibson Mgmt For For
Daniel T. Hendrix Mgmt For For
Christopher G. Kennedy Mgmt For For
Joseph Keough Mgmt For For
Catherine M. Kilbane Mgmt For For
K. David Kohler Mgmt For For
Sheryl D. Palmer Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as independent auditors for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION Agenda Number: 935407595
--------------------------------------------------------------------------------------------------------------------------
Security: 459044103
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: IBOC
ISIN: US4590441030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. De Anda Mgmt For For
1b. Election of Director: I. Greenblum Mgmt Against Against
1c. Election of Director: D. B. Howland Mgmt Against Against
1d. Election of Director: R. Miles Mgmt For For
1e. Election of Director: D. E. Nixon Mgmt For For
1f. Election of Director: L.A. Norton Mgmt Against Against
1g. Election of Director: R.R. Resendez Mgmt For For
1h. Election of Director: A. R. Sanchez, Jr. Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF RSM Mgmt For For
US LLP, as the independent auditors of the
Company for the fiscal year ending December
31, 2021.
3. PROPOSAL TO CONSIDER AND VOTE ON a Mgmt For For
non-binding advisory resolution to approve
the compensation of the Company's named
executives as described in the Compensation
Discussion and Analysis and the tabular
disclosure regarding named executive
officer compensation in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS INC Agenda Number: 935419071
--------------------------------------------------------------------------------------------------------------------------
Security: Y41053102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: INSW
ISIN: MHY410531021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Wheat Mgmt For For
Timothy J. Bernlohr Mgmt For For
Ian T. Blackley Mgmt Withheld Against
Randee E. Day Mgmt For For
David I. Greenberg Mgmt For For
Joseph I. Kronsberg Mgmt For For
Ty E. Wallach Mgmt For For
Lois K. Zabrocky Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year 2021.
3. Approval by an advisory vote of the Mgmt For For
compensation paid to the Named Executive
Officers of the Company for 2020 as
described in the Company's Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
KFORCE INC. Agenda Number: 935361989
--------------------------------------------------------------------------------------------------------------------------
Security: 493732101
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: KFRC
ISIN: US4937321010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David L. Dunkel* Mgmt For For
Mark F. Furlong* Mgmt For For
Catherine H. Cloudman* Mgmt For For
Derrick D. Brooks# Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Kforce's independent registered
public accountants for 2021.
3. Advisory vote on Kforce's executive Mgmt For For
compensation.
4. Approve the Kforce Inc. 2021 Stock Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KOPPERS HOLDINGS INC. Agenda Number: 935388226
--------------------------------------------------------------------------------------------------------------------------
Security: 50060P106
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: KOP
ISIN: US50060P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leroy M. Ball Mgmt For For
1.2 Election of Director: Xudong Feng Mgmt For For
1.3 Election of Director: Traci L. Jensen Mgmt For For
1.4 Election of Director: David L. Motley Mgmt For For
1.5 Election of Director: Albert J. Neupaver Mgmt For For
1.6 Election of Director: Louis L. Testoni Mgmt For For
1.7 Election of Director: Stephen R. Tritch Mgmt For For
1.8 Election of Director: Sonja M. Wilkerson Mgmt For For
2. PROPOSAL TO APPROVE AN AMENDMENT TO OUR Mgmt Against Against
2020 LONG TERM INCENTIVE PLAN.
3. PROPOSAL TO APPROVE OUR AMENDED AND Mgmt For For
RESTATED EMPLOYEE STOCK PURCHASE PLAN.
4. PROPOSAL TO APPROVE AN ADVISORY RESOLUTION Mgmt For For
ON OUR EXECUTIVE COMPENSATION.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2021.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935393203
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Glimcher Mgmt For For
Elizabeth K. Ingram Mgmt For For
Kumi D. Walker Mgmt For For
2. A non-binding, advisory resolution to Mgmt For For
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN BANCORP INC. Agenda Number: 935386400
--------------------------------------------------------------------------------------------------------------------------
Security: 58958U103
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: EBSB
ISIN: US58958U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marilyn A. Censullo Mgmt For For
Russell L. Chin Mgmt For For
Richard J. Gavegnano Mgmt For For
Gregory F. Natalucci Mgmt For For
2. The ratification of the appointment of Wolf Mgmt For For
& Company, P.C. as independent registered
public accounting firm of Meridian Bancorp,
Inc. for the fiscal year ending December
31, 2021.
3 An advisory (non-binding) resolution to Mgmt For For
approve Meridian Bancorp, Inc.'s executive
compensation as described in the proxy
statement.
4 An advisory (non-binding) proposal with Mgmt 1 Year For
respect to the frequency that stockholders
will vote on our executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MILLER INDUSTRIES, INC. Agenda Number: 935411417
--------------------------------------------------------------------------------------------------------------------------
Security: 600551204
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: MLR
ISIN: US6005512040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Theodore H. Ashford Mgmt For For
III
1.2 Election of Director: A. Russell Chandler Mgmt For For
III
1.3 Election of Director: William G. Miller Mgmt For For
1.4 Election of Director: William G. Miller II Mgmt For For
1.5 Election of Director: Richard H. Roberts Mgmt For For
1.6 Election of Director: Leigh Walton Mgmt For For
1.7 Election of Director: Deborah L. Whitmire Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. Agenda Number: 935392845
--------------------------------------------------------------------------------------------------------------------------
Security: 624756102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: MLI
ISIN: US6247561029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory L. Christopher Mgmt For For
Elizabeth Donovan Mgmt For For
Gennaro J. Fulvio Mgmt For For
Gary S. Gladstein Mgmt For For
Scott J. Goldman Mgmt For For
John B. Hansen Mgmt For For
Terry Hermanson Mgmt For For
Charles P. Herzog, Jr. Mgmt For For
2. Approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. To approve, on an advisory basis by Mgmt For For
non-binding vote, executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC Agenda Number: 935344274
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS II NOMINEE TO SERVE A Mgmt For For
TERM OF THREE YEARS: Donald C.I. Lucky
1B. ELECTION OF CLASS II NOMINEE TO SERVE A Mgmt For For
TERM OF THREE YEARS: Maurice E. Moore
1C. ELECTION OF CLASS II NOMINEE TO SERVE A Mgmt For For
TERM OF THREE YEARS: Shirin O'Connor
2. ADVISORY RESOLUTION TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION Agenda Number: 935385307
--------------------------------------------------------------------------------------------------------------------------
Security: 635906100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: NHC
ISIN: US6359061008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of director to hold office for Mgmt Abstain Against
a three year term: J. Paul Abernathy
1B. Re-election of director to hold office for Mgmt For For
a three year term: Robert G. Adams
--------------------------------------------------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC. Agenda Number: 935424527
--------------------------------------------------------------------------------------------------------------------------
Security: 638517102
Meeting Type: Annual
Meeting Date: 18-Jun-2021
Ticker: NWLI
ISIN: US6385171029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David S. Boone Mgmt Withheld Against
Stephen E. Glasgow Mgmt Withheld Against
E. J. Pederson Mgmt Withheld Against
2. Proposal to ratify the appointment of BKD, Mgmt For For
LLP as the Company's independent accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY Agenda Number: 935416621
--------------------------------------------------------------------------------------------------------------------------
Security: 667746101
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: NWPX
ISIN: US6677461013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a three year term, Mgmt For For
expiring in 2024: Amanda Kulesa
1B. Election of Director for a three year term, Mgmt For For
expiring in 2024: Keith Larson
1C. Election of Director for a three year term, Mgmt For For
expiring in 2024: Richard Roman
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation.
3. Ratify the Appointment of Moss Adams LLP as Mgmt For For
the Company's independent registered public
accounting firm
--------------------------------------------------------------------------------------------------------------------------
O-I GLASS, INC. Agenda Number: 935366547
--------------------------------------------------------------------------------------------------------------------------
Security: 67098H104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: OI
ISIN: US67098H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Chapin Mgmt For For
1B. Election of Director: Gordon J. Hardie Mgmt For For
1C. Election of Director: Peter S. Hellman Mgmt For For
1D. Election of Director: John Humphrey Mgmt For For
1E. Election of Director: Anastasia D. Kelly Mgmt For For
1F. Election of Director: Andres A. Lopez Mgmt For For
1G. Election of Director: Alan J. Murray Mgmt For For
1H. Election of Director: Hari N. Nair Mgmt For For
1I. Election of Director: Joseph D. Rupp Mgmt For For
1J. Election of Director: Catherine I. Slater Mgmt For For
1K. Election of Director: John H. Walker Mgmt For For
1L. Election of Director: Carol A. Williams Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. To approve the O-I Glass, Inc. Second Mgmt For For
Amended and Restated 2017 Incentive Award
Plan.
4. To approve, by advisory vote, the Company's Mgmt For For
named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935431522
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt Withheld Against
David Beffa-Negrini Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
Gary Kinyon Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PERDOCEO EDUCATION CORPORATION Agenda Number: 935402329
--------------------------------------------------------------------------------------------------------------------------
Security: 71363P106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: PRDO
ISIN: US71363P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dennis H. Chookaszian Mgmt For For
1B. Election of Director: Kenda B. Gonzales Mgmt For For
1C. Election of Director: Patrick W. Gross Mgmt For For
1D. Election of Director: William D. Hansen Mgmt For For
1E. Election of Director: Gregory L. Jackson Mgmt For For
1F. Election of Director: Thomas B. Lally Mgmt For For
1G. Election of Director: Todd S. Nelson Mgmt For For
1H. Election of Director: Leslie T. Thornton Mgmt For For
1I. Election of Director: Alan D. Wheat Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation Paid by the Company to its
Named Executive Officers.
3. Approval of the Perdoceo Education Mgmt For For
Corporation Amended and Restated 2016
Incentive Compensation Plan.
4. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935337926
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 11-Mar-2021
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Peter S. Kirlin Mgmt For For
Daniel Liao Mgmt For For
Constantine Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2021.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PJT PARTNERS INC. Agenda Number: 935350758
--------------------------------------------------------------------------------------------------------------------------
Security: 69343T107
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PJT
ISIN: US69343T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Costos Mgmt Abstain Against
1B. Election of Director: Grace R. Skaugen Mgmt For For
1C. Election of Director: Kenneth C. Whitney Mgmt Abstain Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION Agenda Number: 935375611
--------------------------------------------------------------------------------------------------------------------------
Security: 74164F103
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: PRIM
ISIN: US74164F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen C. Cook Mgmt For For
David L. King Mgmt For For
Carla S. Mashinski Mgmt For For
Terry D. McCallister Mgmt For For
Thomas E. McCormick Mgmt For For
Jose R. Rodriguez Mgmt For For
John P. Schauerman Mgmt For For
Robert A. Tinstman Mgmt For For
Patricia K. Wagner Mgmt For For
2. Ratification of Selection of Moss Adams LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
RENT-A-CENTER, INC. Agenda Number: 935414615
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: RCII
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class III Director: Glenn Mgmt For For
Marino
1B. Election of Class III Director: B.C. Silver Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. To approve, by non-binding vote, Mgmt For For
compensation of the named executive
officers for the year ended December 31,
2020.
4. To approve the Rent-A-Center, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
5. To approve amendments to the Company's Mgmt For For
Certificate of Incorporation to declassify
the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
ROCKY BRANDS, INC. Agenda Number: 935415275
--------------------------------------------------------------------------------------------------------------------------
Security: 774515100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: RCKY
ISIN: US7745151008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mike Brooks Mgmt For For
Jason Brooks Mgmt For For
Glenn E. Corlett Mgmt For For
Robyn R. Hahn Mgmt For For
James L. Stewart Mgmt For For
Tracie A. Winbigler Mgmt For For
2. To approve the Amended and Restated 2014 Mgmt For For
Omnibus Incentive Plan.
3. To approve, on an advisory non-binding Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the selection of Schneider Downs Mgmt For For
& Co., Inc. as the Company's registered
independent accounting firm for the fiscal
year ending December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 935373388
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve a Mgmt For For
three year term expiring in 2024: Peter J.
Manning
1B. Election of Class I Director to serve a Mgmt For For
three year term expiring in 2024: Mary C.
Moran
2. Ratification of the Appointment of Mgmt For For
PRICEWATERHOUSECOOPERS LLP.
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 935329753
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 15-Mar-2021
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eugene A. Delaney Mgmt For For
1B. Election of Director: John P. Goldsberry Mgmt For For
1C. Election of Director: Rita S. Lane Mgmt For For
1D. Election of Director: Joseph G. Licata, Jr. Mgmt For For
1E. Election of Director: Krish Prabhu Mgmt For For
1F. Election of Director: Mario M. Rosati Mgmt For For
1G. Election of Director: Jure Sola Mgmt For For
1H. Election of Director: Jackie M. Ward Mgmt For For
2. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Sanmina Corporation for its fiscal
year ending October 2, 2021.
3. Proposal to approve, on an advisory Mgmt Against Against
(non-binding) basis, the compensation of
Sanmina Corporation's named executive
officers, as disclosed in the Proxy
Statement for the 2021 Annual Meeting of
Stockholders pursuant to the compensation
disclosure rules of the Securities and
Exchange Commission, including the
Compensation Discussion and Analysis, the
compensation tables and the other related
disclosure.
4. Proposal to approve the reservation of an Mgmt For For
additional 1,400,000 shares of common stock
for issuance under the 2019 Equity
Incentive Plan of Sanmina Corporation.
--------------------------------------------------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. Agenda Number: 935362068
--------------------------------------------------------------------------------------------------------------------------
Security: 808541106
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: SWM
ISIN: US8085411069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberly E. Ritrievi Mgmt For For
John D. Rogers Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2021.
3. Hold a Non-binding advisory vote to approve Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SIERRA METALS INC. Agenda Number: 935439150
--------------------------------------------------------------------------------------------------------------------------
Security: 82639W106
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: SMTS
ISIN: CA82639W1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
J. Vizquerra Benavides Mgmt Withheld Against
J. Alberto Arias Mgmt For For
Steven Dean Mgmt Withheld Against
Douglas Cater Mgmt For For
Ricardo Arrarte Mgmt For For
Luis Marchese Mgmt For For
D. Romero Paoletti Mgmt For For
Koko Yamamoto Mgmt For For
2 To reappoint PricewaterhouseCoopers, Mgmt For For
Chartered Accountants, as the Corporation's
auditors for the ensuing year and to
authorize the directors to fix the
remuneration to be paid to the auditors.
--------------------------------------------------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC. Agenda Number: 935370495
--------------------------------------------------------------------------------------------------------------------------
Security: 83418M103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SOI
ISIN: US83418M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James R. Burke Mgmt Withheld Against
F. Gardner Parker Mgmt Withheld Against
2. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
SPARTANNASH COMPANY Agenda Number: 935385270
--------------------------------------------------------------------------------------------------------------------------
Security: 847215100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: SPTN
ISIN: US8472151005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Shan Atkins Mgmt For For
Frank M. Gambino Mgmt For For
Douglas A. Hacker Mgmt For For
Yvonne R. Jackson Mgmt For For
Matthew Mannelly Mgmt For For
Elizabeth A. Nickel Mgmt For For
Hawthorne L. Proctor Mgmt For For
Tony Sarsam Mgmt For For
William R. Voss Mgmt For For
2. Say on Pay - Advisory approval of the Mgmt For For
Company's executive compensation.
3. Proposal to ratify the appointment of Mgmt For For
Deloitte & Touche LLP as independent
auditors for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. Agenda Number: 935408802
--------------------------------------------------------------------------------------------------------------------------
Security: 853666105
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: SMP
ISIN: US8536661056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Gethin Mgmt For For
Pamela Forbes Lieberman Mgmt For For
Patrick S. McClymont Mgmt For For
Joseph W. McDonnell Mgmt For For
Alisa C. Norris Mgmt For For
Eric P. Sills Mgmt For For
Lawrence I. Sills Mgmt For For
William H. Turner Mgmt For For
Richard S. Ward Mgmt For For
2. Approval of the Standard Motor Products, Mgmt For For
Inc. Amended & Restated 2016 Omnibus
Incentive Plan.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. Approval of non-binding, advisory Mgmt For For
resolution on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 935387515
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas G. Apel Mgmt For For
C. Allen Bradley, Jr. Mgmt For For
Robert L. Clarke Mgmt For For
William S. Corey, Jr. Mgmt For For
Frederick H Eppinger Jr Mgmt For For
Deborah J. Matz Mgmt For For
Matthew W. Morris Mgmt For For
Karen R. Pallotta Mgmt For For
Manuel Sanchez Mgmt For For
2. Approval of the compensation of Stewart Mgmt For For
Information Services Corporation's named
executive officers (Say-on-Pay).
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Stewart Information Services
Corporation's independent auditors for
2021.
--------------------------------------------------------------------------------------------------------------------------
STONEX GROUP INC. Agenda Number: 935325452
--------------------------------------------------------------------------------------------------------------------------
Security: 861896108
Meeting Type: Annual
Meeting Date: 25-Feb-2021
Ticker: SNEX
ISIN: US8618961085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Annabelle G. Bexiga Mgmt For For
Scott J. Branch Mgmt For For
Diane L. Cooper Mgmt For For
John Fowler Mgmt For For
Steven Kass Mgmt For For
Bruce W. Krehbiel Mgmt For For
Sean M. O'Connor Mgmt For For
Eric Parthemore Mgmt For For
John Radziwill Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the 2021 fiscal year.
3. To approve the advisory (non-binding) Mgmt For For
resolution relating to executive
compensation.
4. To approve an amendment to the 2013 Stock Mgmt For For
Option Plan to increase the total number of
shares authorized for issuance under the
Plan from 2,000,000 shares to 3,000,000
shares.
--------------------------------------------------------------------------------------------------------------------------
SYSTEMAX INC. Agenda Number: 935410706
--------------------------------------------------------------------------------------------------------------------------
Security: 871851101
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: SYX
ISIN: US8718511012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Leeds Mgmt Withheld Against
Bruce Leeds Mgmt Withheld Against
Robert Leeds Mgmt Withheld Against
Barry Litwin Mgmt Withheld Against
Chad M. Lindbloom Mgmt For For
Paul S. Pearlman Mgmt For For
Lawrence Reinhold Mgmt Withheld Against
Robert D. Rosenthal Mgmt Withheld Against
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent auditor for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST BANCSHARES, INC. Agenda Number: 935381486
--------------------------------------------------------------------------------------------------------------------------
Security: 318916103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: FBMS
ISIN: US3189161033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Lightsey Mgmt For For
Fred A. McMurry Mgmt For For
Thomas E. Mitchell Mgmt For For
Andrew D. Stetelman Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of BKD, LLP Mgmt For For
as the independent registered public
accounting firm of the Company for the
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION Agenda Number: 935356041
--------------------------------------------------------------------------------------------------------------------------
Security: 320734106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: FLIC
ISIN: US3207341062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Becker Mgmt For For
John J. Desmond Mgmt For For
Louisa M. Ives Mgmt For For
Milbrey Rennie Taylor Mgmt For For
Walter C. Teagle III Mgmt For For
2. Non-binding, advisory vote to approve the Mgmt For For
Corporation's executive compensation as
discussed in the proxy statement.
3. To approve The First of Long Island Mgmt For For
Corporation 2021 Equity Incentive Plan.
4. To ratify the appointment of Crowe LLP as Mgmt For For
the Corporation's independent registered
public accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
THE GEO GROUP, INC. Agenda Number: 935351231
--------------------------------------------------------------------------------------------------------------------------
Security: 36162J106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GEO
ISIN: US36162J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anne N. Foreman Mgmt For For
Richard H. Glanton Mgmt For For
Jose Gordo Mgmt For For
Duane Helkowski Mgmt For For
Scott M. Kernan Mgmt For For
Guido Van Hauwermeiren Mgmt For For
Christopher C. Wheeler Mgmt For For
Julie Myers Wood Mgmt For For
George C. Zoley Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accountants for the 2021 fiscal
year.
3. To hold an advisory vote to approve named Mgmt For For
executive officer compensation.
4. To approve the Amended and Restated 2018 Mgmt For For
Stock Incentive Plan.
5. To approve the Amended and Restated Mgmt For For
Employee Stock Purchase Plan.
6. To vote on a shareholder proposal regarding Shr Against For
a lobbying report, if properly presented
before the meeting.
--------------------------------------------------------------------------------------------------------------------------
THE ODP CORPORATION Agenda Number: 935344654
--------------------------------------------------------------------------------------------------------------------------
Security: 88337F105
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: ODP
ISIN: US88337F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Elect the member of the Board of Director: Mgmt For For
Quincy L. Allen
1B. Elect the member of the Board of Director: Mgmt For For
Kristin A. Campbell
1C. Elect the member of the Board of Director: Mgmt For For
Marcus B. Dunlop
1D. Elect the member of the Board of Director: Mgmt For For
Cynthia T. Jamison
1E. Elect the member of the Board of Director: Mgmt For For
Francesca Ruiz de Luzuriaga
1F. Elect the member of the Board of Director: Mgmt For For
Shashank Samant
1G. Elect the member of the Board of Director: Mgmt For For
Wendy L. Schoppert
1H. Elect the member of the Board of Director: Mgmt For For
Gerry P. Smith
1I. Elect the member of the Board of Director: Mgmt For For
David M. Szymanski
1J. Elect the member of the Board of Director: Mgmt For For
Joseph S. Vassalluzzo
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as The ODP Corporation's
independent registered public accounting
firm for fiscal year 2021.
3. To approve The ODP Corporation 2021 Mgmt For For
Long-Term Incentive Plan.
4. To approve, in a non-binding, advisory Mgmt For For
vote, The ODP Corporation's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
TRICO BANCSHARES Agenda Number: 935394154
--------------------------------------------------------------------------------------------------------------------------
Security: 896095106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: TCBK
ISIN: US8960951064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald J. Amaral Mgmt For For
L. Gage Chrysler III Mgmt For For
Craig S. Compton Mgmt For For
Kirsten E. Garen Mgmt For For
Cory W. Giese Mgmt For For
John S. A. Hasbrook Mgmt For For
Margaret L. Kane Mgmt For For
Michael W. Koehnen Mgmt For For
Martin A. Mariani Mgmt For For
Thomas C. McGraw Mgmt For For
Richard P. Smith Mgmt For For
Kimberley H. Vogel Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To ratify the selection of Moss Adams LLP Mgmt For For
as the company's independent auditor for
2021.
--------------------------------------------------------------------------------------------------------------------------
TRUEBLUE, INC Agenda Number: 935372449
--------------------------------------------------------------------------------------------------------------------------
Security: 89785X101
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TBI
ISIN: US89785X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A. Patrick Beharelle Mgmt For For
1B. Election of Director: Colleen B. Brown Mgmt For For
1C. Election of Director: Steven C. Cooper Mgmt For For
1D. Election of Director: William C. Goings Mgmt For For
1E. Election of Director: Kim Harris Jones Mgmt For For
1F. Election of Director: R. Chris Kreidler Mgmt For For
1G. Election of Director: Jeffrey B. Sakaguchi Mgmt For For
1H. Election of Director: Kristi A. Savacool Mgmt For For
1I. Election of Director: Bonnie W. Soodik Mgmt For For
2. To approve, by advisory vote, compensation Mgmt For For
for our named executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 26, 2021.
--------------------------------------------------------------------------------------------------------------------------
VECTRUS, INC. Agenda Number: 935360420
--------------------------------------------------------------------------------------------------------------------------
Security: 92242T101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: VEC
ISIN: US92242T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS I DIRECTOR: Bradford J. Mgmt For For
Boston
1B. ELECTION OF CLASS I DIRECTOR: Charles L. Mgmt For For
Prow
1C. ELECTION OF CLASS I DIRECTOR: Phillip C. Mgmt For For
Widman
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Vectrus, Inc.
Independent Registered Public Accounting
Firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the advisory vote on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 935402406
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard M. Brooks Mgmt For For
1B. Election of Director: Steve P. Louden Mgmt For For
1C. Election of Director: James P. Murphy Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending January 29, 2022 (fiscal 2021).
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title President
Date 8/24/2021