UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
DATE OF FISCAL YEAR END: 01/31
DATE OF REPORTING PERIOD: 07/01/2020 to 06/30/2021
Item 1. Proxy Voting Record
Volshares Large Cap ETF
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 935352459
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jose (Joe) Almeida Mgmt For For
1B. Election of Director: Thomas F. Chen Mgmt For For
1C. Election of Director: John D. Forsyth Mgmt For For
1D. Election of Director: Peter S. Hellman Mgmt For For
1E. Election of Director: Michael F. Mahoney Mgmt For For
1F. Election of Director: Patricia B. Morrison Mgmt For For
1G. Election of Director: Stephen N. Oesterle Mgmt For For
1H. Election of Director: Cathy R. Smith Mgmt For For
1I. Election of Director: Thomas T. Stallkamp Mgmt For For
1J. Election of Director: Albert P.L. Stroucken Mgmt For For
1K. Election of Director: Amy A. Wendell Mgmt For For
1L. Election of Director: David S. Wilkes Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
4. Vote to Approve the Omnibus Plan. Mgmt For For
5. Vote to Approve the ESPP Amendment. Mgmt For For
6. Stockholder Proposal - Right to Act by Shr Against For
Written Consent.
7. Stockholder Proposal - Independent Board Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY Agenda Number: 935279528
--------------------------------------------------------------------------------------------------------------------------
Security: 134429109
Meeting Type: Annual
Meeting Date: 18-Nov-2020
Ticker: CPB
ISIN: US1344291091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 Election of Director: Fabiola R. Arredondo Mgmt For For
02 Election of Director: Howard M. Averill Mgmt For For
03 Election of Director: John P. (JP) Bilbrey Mgmt For For
04 Election of Director: Mark A. Clouse Mgmt For For
05 Election of Director: Bennett Dorrance Mgmt For For
06 Election of Director: Maria Teresa (Tessa) Mgmt For For
Hilado
07 Election of Director: Sarah Hofstetter Mgmt For For
08 Election of Director: Marc B. Lautenbach Mgmt For For
09 Election of Director: Mary Alice D. Malone Mgmt For For
10 Election of Director: Keith R. McLoughlin Mgmt For For
11 Election of Director: Kurt T. Schmidt Mgmt For For
12 Election of Director: Archbold D. van Mgmt For For
Beuren
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent registered public accounting
firm for fiscal 2021.
3. To vote on an advisory resolution to Mgmt For For
approve the fiscal 2020 compensation of our
named executive officers, commonly referred
to as "say on pay" vote.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935348599
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CHTR
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt For For
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt For For
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ended
December 31, 2021.
3. Stockholder proposal regarding lobbying Shr Against For
activities.
4. Stockholder proposal regarding Chairman of Shr Against For
the Board and CEO roles.
5. Stockholder proposal regarding diversity Shr Against For
and inclusion efforts.
6. Stockholder proposal regarding disclosure Shr Against For
of greenhouse gas emissions.
7. Stockholder proposal regarding EEO-1 Shr Against For
reports.
--------------------------------------------------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY Agenda Number: 935355392
--------------------------------------------------------------------------------------------------------------------------
Security: 194162103
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CL
ISIN: US1941621039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John P. Bilbrey Mgmt For For
1b. Election of Director: John T. Cahill Mgmt For For
1c. Election of Director: Lisa M. Edwards Mgmt For For
1d. Election of Director: C. Martin Harris Mgmt For For
1e. Election of Director: Martina Hund-Mejean Mgmt For For
1f. Election of Director: Kimberly A. Nelson Mgmt For For
1g. Election of Director: Lorrie M. Norrington Mgmt For For
1h. Election of Director: Michael B. Polk Mgmt For For
1i. Election of Director: Stephen I. Sadove Mgmt For For
1j. Election of Director: Noel R. Wallace Mgmt For For
2. Ratify selection of PricewaterhouseCoopers Mgmt For For
LLP as Colgate's independent registered
public accounting firm.
3. Advisory vote on executive compensation. Mgmt For For
4. Stockholder proposal on independent Board Shr Against For
Chairman.
5. Stockholder proposal to reduce the Shr Against For
ownership threshold to call special
stockholder meetings to 10%.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935407139
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
--------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP, INC. Agenda Number: 935407684
--------------------------------------------------------------------------------------------------------------------------
Security: 22160N109
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CSGP
ISIN: US22160N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael R. Klein Mgmt For For
1B. Election of director: Andrew C. Florance Mgmt For For
1C. Election of director: Laura Cox Kaplan Mgmt For For
1D. Election of director: Michael J. Glosserman Mgmt For For
1E. Election of director: John W. Hill Mgmt For For
1F. Election of director: Robert W. Musslewhite Mgmt For For
1G. Election of director: Christopher J. Mgmt For For
Nassetta
1H. Election of director: Louise S. Sams Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Proposal to approve, on an advisory basis, Mgmt For For
the Company's executive compensation.
4. Proposal to approve the adoption of the Mgmt For For
Company's Fourth Amended and Restated
Certificate of Incorporation to increase
the total number of shares of common stock
that the Company is authorized to issue
from 60,000,000 to 1,200,000,000 and
correspondingly increase the total number
of shares of capital stock that the Company
is authorized to issue from 62,000,000 to
1,202,000,000.
5. Proposal to approve the amendment and Mgmt For For
restatement of the CoStar Employee Stock
Purchase Plan to increase the number of
shares authorized for issuance thereunder.
6. Stockholder proposal regarding simple Shr Against For
majority vote, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
DEXCOM, INC. Agenda Number: 935383430
--------------------------------------------------------------------------------------------------------------------------
Security: 252131107
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: DXCM
ISIN: US2521311074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Kevin R. Sayer
1.2 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Nicholas
Augustinos
1.3 Election of Class I Director to hold office Mgmt For For
until 2024 Annual Meeting: Bridgette P.
Heller
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. To hold a non-binding vote on an advisory Mgmt For For
resolution to approve executive
compensation.
4. To approve the amendment and restatement of Mgmt For For
our Certificate of Incorporation to
declassify our Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935339095
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: John P. Case
1B. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: James B. Connor
1C. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Tamara D. Fischer
1D. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Norman K. Jenkins
1E. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Kelly T. Killingsworth
1F. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Melanie R. Sabelhaus
1G. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Peter M. Scott, III
1H. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: David P. Stockert
1I. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Chris T. Sultemeier
1J. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Michael E. Szymanczyk
1K. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Warren M. Thompson
1L. Election of Director to serve for a Mgmt For For
one-year term ending at the 2022 Annual
Meeting: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
GARTNER, INC. Agenda Number: 935402608
--------------------------------------------------------------------------------------------------------------------------
Security: 366651107
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: IT
ISIN: US3666511072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term expiring in Mgmt For For
2022: Peter E. Bisson
1B. Election of Director for term expiring in Mgmt For For
2022: Richard J. Bressler
1C. Election of Director for term expiring in Mgmt For For
2022: Raul E. Cesan
1D. Election of Director for term expiring in Mgmt For For
2022: Karen E. Dykstra
1E. Election of Director for term expiring in Mgmt For For
2022: Anne Sutherland Fuchs
1F. Election of Director for term expiring in Mgmt For For
2022: William O. Grabe
1G. Election of Director for term expiring in Mgmt For For
2022: Eugene A. Hall
1H. Election of Director for term expiring in Mgmt For For
2022: Stephen G. Pagliuca
1I. Election of Director for term expiring in Mgmt For For
2022: Eileen M. Serra
1J. Election of Director for term expiring in Mgmt For For
2022: James C. Smith
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the 2021 fiscal
year.
4. Approval of the Amended and Restated 2011 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC. Agenda Number: 935364721
--------------------------------------------------------------------------------------------------------------------------
Security: 459506101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: IFF
ISIN: US4595061015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kathryn J. Boor
1b. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Edward D. Breen
1c. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Carol Anthony Davidson
1d. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Michael L. Ducker
1e. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Roger W. Ferguson, Jr.
1f. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: John F. Ferraro
1g. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Andreas Fibig
1h. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Christina Gold
1i. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Ilene Gordon
1j. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Matthias J. Heinzel
1k. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Dale F. Morrison
1l. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Kare Schultz
1m. Election of Director for a one-year term Mgmt For For
expiring at the 2022 Annual Meeting of
Shareholders: Stephen Williamson
2. Ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers in 2020.
4. Approve our 2021 Stock Award and Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
PACCAR INC Agenda Number: 935351457
--------------------------------------------------------------------------------------------------------------------------
Security: 693718108
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: PCAR
ISIN: US6937181088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark C. Pigott Mgmt For For
1B. Election of Director: Dame Alison J. Mgmt For For
Carnwath
1C. Election of Director: Franklin L. Feder Mgmt For For
1D. Election of Director: R. Preston Feight Mgmt For For
1E. Election of Director: Beth E. Ford Mgmt For For
1F. Election of Director: Kirk S. Hachigian Mgmt For For
1G. Election of Director: Roderick C. McGeary Mgmt For For
1H. Election of Director: John M. Pigott Mgmt For For
1I. Election of Director: Ganesh Ramaswamy Mgmt For For
1J. Election of Director: Mark A. Schulz Mgmt For For
1K. Election of Director: Gregory M. E. Mgmt For For
Spierkel
2. Stockholder proposal regarding Shr Against For
supermajority voting provisions if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
PAYCOM SOFTWARE, INC. Agenda Number: 935382692
--------------------------------------------------------------------------------------------------------------------------
Security: 70432V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PAYC
ISIN: US70432V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert J. Levenson Mgmt For For
Frederick C. Peters II Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Stockholder proposal requesting that the Shr Abstain
Board of Directors prepare a diversity
report.
--------------------------------------------------------------------------------------------------------------------------
PPL CORPORATION Agenda Number: 935382628
--------------------------------------------------------------------------------------------------------------------------
Security: 69351T106
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: PPL
ISIN: US69351T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Arthur P. Beattie Mgmt For For
1B. Election of Director: Steven G. Elliott Mgmt For For
1C. Election of Director: Raja Rajamannar Mgmt For For
1D. Election of Director: Craig A. Rogerson Mgmt For For
1E. Election of Director: Vincent Sorgi Mgmt For For
1F. Election of Director: Natica von Althann Mgmt For For
1G. Election of Director: Keith H. Williamson Mgmt For For
1H. Election of Director: Phoebe A. Wood Mgmt For For
1I. Election of Director: Armando Zagalo de Mgmt For For
Lima
2. Advisory vote to approve compensation of Mgmt For For
named executive officers.
3. Ratification of the appointment of Mgmt For For
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935354299
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2020.
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2021.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INC. Agenda Number: 935350734
--------------------------------------------------------------------------------------------------------------------------
Security: 744573106
Meeting Type: Annual
Meeting Date: 20-Apr-2021
Ticker: PEG
ISIN: US7445731067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ralph Izzo Mgmt For For
1B. Election of Director: Shirley Ann Jackson Mgmt For For
1C. Election of Director: Willie A. Deese Mgmt For For
1D. Election of Director: David Lilley Mgmt For For
1E. Election of Director: Barry H. Ostrowsky Mgmt For For
1F. Election of Director: Scott G. Stephenson Mgmt For For
1G. Election of Director: Laura A. Sugg Mgmt For For
1H. Election of Director: John P. Surma Mgmt For For
1I. Election of Director: Susan Tomasky Mgmt For For
1J. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote on the approval of executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Independent Auditor for the
year 2021.
4. Approval of the 2021 Equity Compensation Mgmt For For
Plan for Outside Directors.
5. Approval of the 2021 Long-Term Incentive Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935350912
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 26-Apr-2021
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
4. Approval of the 2021 Equity and Mgmt For For
Performance-Based Incentive Compensation
Plan.
5. Approval of the amendment to the Mgmt For For
Declaration of Trust to eliminate
cumulative voting.
--------------------------------------------------------------------------------------------------------------------------
RESMED INC. Agenda Number: 935280115
--------------------------------------------------------------------------------------------------------------------------
Security: 761152107
Meeting Type: Annual
Meeting Date: 19-Nov-2020
Ticker: RMD
ISIN: US7611521078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2021 Mgmt For For
annual meeting: Karen Drexler
2B. Election of Director to serve until 2021 Mgmt For For
annual meeting: Michael Farrell
2. Ratify our appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
3. Approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers, as disclosed in the proxy
statement ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935267016
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 22-Oct-2020
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Adams Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Michael R. Cannon Mgmt For For
1D. Election of Director: William T. Coleman Mgmt For For
1E. Election of Director: Jay L. Geldmacher Mgmt For For
1F. Election of Director: Dylan G. Haggart Mgmt For For
1G. Election of Director: Stephen J. Luczo Mgmt For For
1H. Election of Director: William D. Mosley Mgmt For For
1I. Election of Director: Stephanie Tilenius Mgmt For For
1J. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in an advisory, non-binding vote, Mgmt For For
the appointment of Ernst & Young LLP as the
independent auditors of the Company for
fiscal year 2021, and to authorize, in a
binding vote, the Audit Committee of the
Company's Board of Directors to set the
auditors' remuneration.
4. In accordance with Irish law, determine the Mgmt For For
price range at which the Company can
re-allot shares that it holds as treasury
shares.
--------------------------------------------------------------------------------------------------------------------------
T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
Dominique Leroy Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt For For
Kelvin R. Westbrook Mgmt For For
Michael Wilkens Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr Against For
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 935244599
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405
Meeting Type: Annual
Meeting Date: 19-Aug-2020
Ticker: SJM
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director whose term of office Mgmt No vote
will expire in 2021: Susan E.
Chapman-Hughes
1B. Election of Director whose term of office Mgmt No vote
will expire in 2021: Paul J. Dolan
1C. Election of Director whose term of office Mgmt No vote
will expire in 2021: Jay L. Henderson
1D. Election of Director whose term of office Mgmt No vote
will expire in 2021: Kirk L. Perry
1E. Election of Director whose term of office Mgmt No vote
will expire in 2021: Sandra Pianalto
1F. Election of Director whose term of office Mgmt No vote
will expire in 2021: Nancy Lopez Russell
1G. Election of Director whose term of office Mgmt No vote
will expire in 2021: Alex Shumate
1H. Election of Director whose term of office Mgmt No vote
will expire in 2021: Mark T. Smucker
1I. Election of Director whose term of office Mgmt No vote
will expire in 2021: Richard K. Smucker
1J. Election of Director whose term of office Mgmt No vote
will expire in 2021: Timothy P. Smucker
1K. Election of Director whose term of office Mgmt No vote
will expire in 2021: Jodi L. Taylor
1L. Election of Director whose term of office Mgmt No vote
will expire in 2021: Dawn C. Willoughby
2. Ratification of appointment of Ernst & Mgmt No vote
Young LLP as the Company's Independent
Registered Public Accounting Firm for the
2021 fiscal year.
3. Advisory approval of the Company's Mgmt No vote
executive compensation.
4. Approval of The J. M. Smucker Company 2020 Mgmt No vote
Equity and Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935380321
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn Casey Mgmt For For
1B. Election of Director: Ben Fowke Mgmt For For
1C. Election of Director: Robert Frenzel Mgmt For For
1D. Election of Director: Netha Johnson Mgmt For For
1E. Election of Director: Patricia Kampling Mgmt For For
1F. Election of Director: George Kehl Mgmt For For
1G. Election of Director: Richard O'Brien Mgmt For For
1H. Election of Director: Charles Pardee Mgmt For For
1I. Election of Director: Christopher Mgmt For For
Policinski
1J. Election of Director: James Prokopanko Mgmt For For
1K. Election of Director: David Westerlund Mgmt For For
1L. Election of Director: Kim Williams Mgmt For For
1M. Election of Director: Timothy Wolf Mgmt For For
1N. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2021.
4. Shareholder proposal regarding a report on Shr Against For
the costs and benefits of Xcel Energy's
voluntary climate-related activities.
--------------------------------------------------------------------------------------------------------------------------
YUM! BRANDS, INC. Agenda Number: 935373198
--------------------------------------------------------------------------------------------------------------------------
Security: 988498101
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: YUM
ISIN: US9884981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paget L. Alves Mgmt For For
1B. Election of Director: Keith Barr Mgmt For For
1C. Election of Director: Christopher M. Connor Mgmt For For
1D. Election of Director: Brian C. Cornell Mgmt For For
1E. Election of Director: Tanya L. Domier Mgmt For For
1F. Election of Director: David W. Gibbs Mgmt For For
1G. Election of Director: Mirian M. Mgmt For For
Graddick-Weir
1H. Election of Director: Lauren R. Hobart Mgmt For For
1I. Election of Director: Thomas C. Nelson Mgmt For For
1J. Election of Director: P. Justin Skala Mgmt For For
1K. Election of Director: Elane B. Stock Mgmt For For
1L. Election of Director: Annie Young-Scrivner Mgmt For For
2. Ratification of Independent Auditors. Mgmt For For
3. Advisory Vote on Executive Compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 935362892
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher B. Begley Mgmt For For
1B. Election of Director: Betsy J. Bernard Mgmt For For
1C. Election of Director: Michael J. Farrell Mgmt For For
1D. Election of Director: Robert A. Hagemann Mgmt For For
1E. Election of Director: Bryan C. Hanson Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Maria Teresa Hilado Mgmt For For
1H. Election of Director: Syed Jafry Mgmt For For
1I. Election of Director: Sreelakshmi Kolli Mgmt For For
1J. Election of Director: Michael W. Michelson Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2021.
3. Approve, on a non-binding advisory basis, Mgmt For For
named executive officer compensation ("Say
on Pay").
4. Approve the amended 2009 Stock Incentive Mgmt For For
Plan.
5. Approve the amended Stock Plan for Mgmt For For
Non-Employee Directors.
6. Approve the amended Deferred Compensation Mgmt For For
Plan for Non-Employee Directors.
7. Approve amendments to our Restated Mgmt For For
Certificate of Incorporation to permit
shareholders to call a special meeting.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina R Nelson
Name Kristina R Nelson
Title President
Date August 27, 2021