UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
DATE OF FISCAL YEAR END: 05/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
AI Powered International Equity ETF
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AC IMMUNE SA Agenda Number: 935290166
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Security: H00263105
Meeting Type: Annual
Meeting Date: 20-Nov-2020
Ticker: ACIU
ISIN: CH0329023102
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Carl June as member of the Mgmt For For
Board of Directors
2. If a new agenda item or a new proposal for Mgmt Against Against
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows:
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AC IMMUNE SA Agenda Number: 935450356
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Security: H00263105
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: ACIU
ISIN: CH0329023102
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of Annual Report 2020, Statutory Mgmt For For
Financial Statements 2020 and IFRS
Financial Statements for the Year 2020.
1B Advisory vote on the Compensation Report Mgmt For For
2020.
2 Appropriation of Loss. Mgmt For For
3 Discharge of the Board of Directors and of Mgmt For For
the Executive Committee.
4A Binding vote on Total Mgmt For For
Non-Performance-Related Compensation for
Members of the Board of Directors from 1
July 2021 to 30 June 2022.
4B Binding vote on Equity for Members of the Mgmt For For
Board of Directors from 1 July 2021 to 30
June 2022.
4C Binding vote on Total Mgmt For For
Non-Performance-Related Compensation for
Members of the Executive Committee from 1
July 2021 to 30 June 2022.
4D Binding vote on Total Variable Compensation Mgmt For For
for Members of the Executive Committee for
the current year 2021.
4E Binding vote on Equity for Members of the Mgmt For For
Executive Committee from 1 July 2021 to 30
June 2022.
5AA Re-election of Member of the Board of Mgmt For For
Director: Douglas Williams as member and
Chairman
5AB Re-election of Member of the Board of Mgmt For For
Director: Peter Bollmann
5AC Re-election of Member of the Board of Mgmt For For
Director: Alan Colowick
5AD Re-election of Member of the Board of Mgmt For For
Director: Tom Graney
5AE Re-election of Member of the Board of Mgmt For For
Director: Carl June
5AF Re-election of Member of the Board of Mgmt For For
Director: Martin Velasco as member and Vice
Chairman
5AG Re-election of Member of the Board of Mgmt For For
Director: Werner Lanthaler
5AH Re-election of Member of the Board of Mgmt For For
Director: Andrea Pfeifer
5AI Re-election of Member of the Board of Mgmt For For
Director: Roy Twyman
5BA Re-election of Member of the Compensation, Mgmt For For
Nomination & Corporate Governance
Committee: Tom Graney
5BB Re-election of Member of the Compensation, Mgmt For For
Nomination & Corporate Governance
Committee: Martin Velasco
5BC Re-election of Member of the Compensation, Mgmt For For
Nomination & Corporate Governance
Committee: Douglas Williams
5C Re-election of PricewaterhouseCoopers SA Mgmt For For
(Pully) as statutory auditors.
5D Re-election of Reymond & Associes Mgmt For For
(Lausanne) as independent proxy.
6A Amendments to the Articles of Association: Mgmt For For
Limit of Number of Directors
6B Amendments to the Articles of Association: Mgmt For For
Authorized Share Capital
6C Amendments to the Articles of Association: Mgmt For For
Conditional Capital Increase for Employee
Benefit Plans
6D Amendments to the Articles of Association: Mgmt For For
Remuneration Amendments to the Articles of
Association
7 If a new agenda item or a new proposal for Mgmt For
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
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ACCOR SA Agenda Number: 713713940
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Security: F00189120
Meeting Type: EGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: FR0000120404
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 12 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104122100847-44 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK AND CHANGE IN NUMBERING
OF RESOLUTIONS AND CHANGE IN MEETING TYPE
FROM MIX TO EGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
1 APPROVAL OF THE REPORTS AND THE CORPORATE Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
2 APPROVAL OF THE REPORTS AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 - ACKNOWLEDGEMENT OF
THE DIVIDEND DISTRIBUTED FOR THE LAST THREE
FINANCIAL YEARS
4 APPROVAL OF THE REPORT ON THE REMUNERATION Mgmt For For
OF ALL CORPORATE OFFICERS FOR THE FINANCIAL
YEAR ENDED 31 DECEMBER 2020 (SAY ON PAY EX
POST)
5 APPROVAL OF THE FIXED, VARIABLE AND Mgmt Against Against
EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL
REMUNERATION AND BENEFITS OF ANY KIND, PAID
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2020 OR AWARDED IN RESPECT OF THE SAME
FINANCIAL YEAR TO MR. SEBASTIEN BAZIN IN
HIS CAPACITY AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER (EX POST SAY ON PAY)
6 APPROVAL OF THE REMUNERATION POLICY FOR THE Mgmt For For
CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR
THE FINANCIAL YEAR 2021 (EX ANTE SAY ON
PAY)
7 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS FOR THE FINANCIAL YEAR 2021 (EX
ANTE SAY ON PAY)
8 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE REGULATED AGREEMENTS REFERRED
TO IN ARTICLES L.225-38 AND FOLLOWING OF
THE FRENCH COMMERCIAL CODE
9 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt Against Against
TRADE IN THE COMPANY'S SHARES
10 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE SHARE CAPITAL BY CANCELLING
TREASURY SHARES
11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, COMMON SHARES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
THE SHARE CAPITAL
12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY PUBLIC
OFFERING
13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON
SHARES OR TRANSFERABLE SECURITIES GRANTING
ACCESS TO THE SHARE CAPITAL, BY MEANS OF AN
OFFER REFERRED TO IN PARAGRAPH 1DECREE OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE
14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
15 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES TO REMUNERATE CONTRIBUTIONS IN
KIND GRANTED TO THE COMPANY
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
CAPITALISATION OF RESERVES, PROFITS OR
PREMIUMS
17 LIMITATION OF THE OVERALL AMOUNT OF CAPITAL Mgmt For For
INCREASES THAT MAY BE CARRIED OUT UNDER THE
PREVIOUS DELEGATIONS
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO CARRY OUT CAPITAL INCREASES BY
ISSUING COMMON SHARES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF
THE MEMBERS OF A COMPANY SAVINGS PLAN
19 AUTHORISATION FOR THE BOARD OF DIRECTORS TO Mgmt For For
FREELY ALLOCATE SHARES WITHOUT PERFORMANCE
CONDITIONS FOR THE BENEFIT OF EMPLOYEES OF
THE ACCOR GROUP
20 STATUTORY AMENDMENTS Mgmt For For
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS IN ORDER TO ISSUE SHARE
SUBSCRIPTION WARRANTS TO BE FREELY
ALLOCATED TO SHAREHOLDERS IN THE EVENT OF A
PUBLIC OFFERING CONCERNING THE COMPANY'S
SECURITIES
22 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
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ADAPTIMMUNE THERAPEUTICS PLC Agenda Number: 935403561
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Security: 00653A107
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: ADAP
ISIN: US00653A1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To re-elect as a director, Lawrence Alleva, Mgmt For For
who retires by rotation in accordance with
the Articles of Association.
O2 To re-elect as a director, David Mott, who Mgmt Against Against
retires by rotation in accordance with the
Articles of Association.
O3 To re-elect as a director, Elliott Sigal, Mgmt For For
who retires by rotation in accordance with
the Articles of Association.
O4 To re-appoint KPMG LLP as auditors of the Mgmt For For
Company, to hold office until the
conclusion of the next annual general
meeting of shareholders.
O5 To authorize the Audit Committee to Mgmt For For
determine our auditors' remuneration for
the fiscal year ending December 31, 2021.
O6 To adopt the U.K. statutory annual accounts Mgmt For For
and reports for the fiscal year ended
December 31, 2020 and to note that the
Directors do not recommend the payment of
any dividend for the year ended December
31, 2020.
O7 To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers for the year ended
December 31, 2020.
O8 To approve our U.K. statutory directors' Mgmt For For
remuneration report for the year ended
December 31, 2020 (excluding our directors'
remuneration policy).
O9 To approve our directors' remuneration Mgmt For For
policy, which, if approved, will take
effect upon conclusion of the Annual
General Meeting.
O10 To authorize the Directors under Section Mgmt For For
551 of the U.K. Companies Act 2006 (the
"2006 Act") to allot shares or to grant
rights to subscribe for or to convert any
security into shares.
S11 To empower the Directors to allot equity Mgmt Against Against
securities for cash pursuant to Section
570(1) of the 2006 Act as if Section 561(1)
of the 2006 Act did not apply to that
allotment.
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ADMIRAL GROUP PLC Agenda Number: 713724082
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Security: G0110T106
Meeting Type: AGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: GB00B02J6398
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITORS
FOR THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (EXCLUDING THE DIRECTORS'
REMUNERATION POLICY) FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2020
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
4 TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Mgmt For For
SHARES OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2020 OF 86 PENCE PER ORDINARY
SHARE, PAYABLE TO ALL ORDINARY SHAREHOLDERS
ON THE COMPANY'S REGISTER OF MEMBERS AT THE
CLOSE OF BUSINESS ON 7 MAY 2021
5 TO APPOINT JAYAPRAKASA RANGASWAMI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
6 TO APPOINT MILENA MONDINI-DE-FOCATIIS AS A Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO RE-APPOINT GERAINT JONES AS A EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT ANNETTE COURT AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
9 TO RE-APPOINT JEAN PARK AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-APPOINT GEORGE MANNING ROUNTREE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
11 TO RE-APPOINT OWEN CLARKE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
12 TO RE-APPOINT JUSTINE ROBERTS AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
13 TO RE-APPOINT ANDREW CROSSLEY AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
14 TO RE-APPOINT MICHAEL BRIERLEY AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
15 TO RE-APPOINT KAREN GREEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
16 TO RE-APPOINT DELOITTE LLP AS THE AUDITORS Mgmt For For
OF THE COMPANY FROM THE CONCLUSION OF THIS
MEETING UNTIL THE CONCLUSION OF THE NEXT
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
17 TO AUTHORISE THE AUDIT COMMITTEE (ON BEHALF Mgmt For For
OF THE BOARD) TO DETERMINE THE REMUNERATION
OF THE AUDITORS
18 TO AMEND THE COMPANY'S DISCRETIONARY FREE Mgmt For For
SHARE SCHEME RULES BY: (I) REMOVING THE GBP
2,000,000 CAP FROM THE ANNUAL AWARD LIMIT;
AND (II) REDUCING THE PERCENTAGE CAP
ASSOCIATED WITH AWARDS OVER GBP 1,000,000
FROM 600% TO 500%
19 TO AUTHORISE THE COMPANY AND ALL COMPANIES Mgmt For For
THAT ARE ITS SUBSIDIARIES AT ANY TIME
DURING THE PERIOD FOR WHICH THIS RESOLUTION
HAS EFFECT FOR THE PURPOSES OF SECTION 366
OF THE COMPANIES ACT 2006 (CA 2006) TO: (I)
MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES OR INDEPENDENT ELECTION CANDIDATES
(AS SUCH TERMS ARE DEFINED IN SECTIONS 363
AND 364 OF THE CA 2006), NOT EXCEEDING GBP
100,000 IN AGGREGATE; (II) MAKE POLITICAL
DONATIONS TO POLITICAL ORGANISATIONS OTHER
THAN POLITICAL PARTIES (AS SUCH TERMS ARE
DEFINED IN SECTIONS 363 AND 364 OF THE CA
2006), NOT EXCEEDING GBP 100,000 IN
AGGREGATE; AND (III) TO INCUR POLITICAL
EXPENDITURE (AS SUCH TERM IS DEFINED IN
SECTION 365 OF THE CA 2006), NOT EXCEEDING
GBP 100,000 IN AGGREGATE, DURING THE PERIOD
BEGINNING WITH THE DATE OF THE PASSING OF
THIS RESOLUTION AND ENDING ON THE EARLIER
OF, THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY OR 30 JUNE 2022, UNLESS PREVIOUSLY
RENEWED, VARIED OR REVOKED BY THE COMPANY
IN GENERAL MEETING, PROVIDED THAT THE
MAXIMUM AMOUNTS REFERRED TO IN (I), (II)
AND (III) MAY COMPRISE SUMS IN DIFFERENT
CURRENCIES WHICH SHALL BE CONVERTED AT SUCH
RATE AS THE BOARD MAY IN ITS ABSOLUTE
DISCRETION DETERMINE TO BE APPROPRIATE
20 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED IN ACCORDANCE
WITH SECTION 551 OF THE CA 2006 TO EXERCISE
ALL THE POWERS OF THE COMPANY TO ALLOT
SHARES IN THE COMPANY OR GRANT RIGHTS TO
SUBSCRIBE FOR OR TO CONVERT ANY SECURITY
INTO SHARES IN THE COMPANY: (I) UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 99,007; AND
(II) COMPRISING EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) OF THE CA 2006)
UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF
GBP 99,007 IN CONNECTION WITH AN OFFER BY
WAY OF A RIGHTS ISSUE, PROVIDED THAT THE
AUTHORITIES CONFERRED BY SUB PARAGRAPHS (I)
AND (II) ABOVE SHALL EXPIRE (UNLESS
PREVIOUSLY RENEWED, VARIED OR REVOKED BY
THE COMPANY IN GENERAL MEETING) AT THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY AFTER THE DATE OF THE
PASSING OF THIS RESOLUTION OR 30 JUNE 2022,
BUT, IN EACH CASE, SO THAT THE COMPANY MAY
MAKE OFFERS AND ENTER INTO AGREEMENTS
BEFORE THE AUTHORITY EXPIRES WHICH WOULD,
OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO SHARES TO BE GRANTED AFTER
THE AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY
SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY
HAD NOT EXPIRED. REFERENCES IN THIS
RESOLUTION 20 TO THE NOMINAL AMOUNT OF
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO SHARES (INCLUDING WHERE SUCH
RIGHTS ARE REFERRED TO AS EQUITY SECURITIES
AS DEFINED IN SECTION 560(1) OF THE CA
2006) ARE TO THE NOMINAL AMOUNT OF SHARES
THAT MAY BE ALLOTTED PURSUANT TO THE
RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION
20 "RIGHTS ISSUE" MEANS AN OFFER TO: (A)
ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE PRACTICABLE) TO THEIR
EXISTING HOLDINGS; AND (B) HOLDERS OF OTHER
EQUITY SECURITIES, AS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, SUBJECT TO
SUCH RIGHTS, AS THE DIRECTORS OTHERWISE
CONSIDER NECESSARY, TO SUBSCRIBE FOR
FURTHER SECURITIES BY MEANS OF THE ISSUE OF
A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE
DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD
BEFORE PAYMENT FOR THE SECURITIES IS DUE,
INCLUDING AN OFFER TO WHICH THE DIRECTORS
MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR
MAKE ANY OTHER ARRANGEMENTS WHICH THEY
CONSIDER NECESSARY OR APPROPRIATE TO DEAL
WITH TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES, LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY OR ANY
OTHER MATTER
21 THAT, IN SUBSTITUTION FOR ALL EXISTING Mgmt For For
AUTHORITIES AND SUBJECT TO THE PASSING OF
RESOLUTION 20, THE DIRECTORS BE GENERALLY
EMPOWERED PURSUANT TO SECTION 570 OF THE CA
2006 TO ALLOT EQUITY SECURITIES (AS DEFINED
IN SECTION 560(1) OF THE CA 2006) FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 20 AND/OR PURSUANT TO SECTION
573 OF THE CA 2006 TO SELL ORDINARY SHARES
HELD BY THE COMPANY AS TREASURY SHARES FOR
CASH, IN EACH CASE FREE OF THE RESTRICTION
IN SECTION 561 OF THE CA 2006, SUCH
AUTHORITY TO BE LIMITED: (I) TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH IN CONNECTION
WITH AN OFFER OF EQUITY SECURITIES (BUT IN
THE CASE OF AN ALLOTMENT PURSUANT TO THE
AUTHORITY GRANTED BY PARAGRAPH (II) OF
RESOLUTION 20, BY WAY OF A RIGHTS ISSUE
ONLY): (A) TO ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND (B) TO HOLDERS OF OTHER EQUITY
SECURITIES, AS REQUIRED BY THE RIGHTS OF
THOSE SECURITIES OR, SUBJECT TO SUCH
RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER
NECESSARY, AND SO THAT THE DIRECTORS MAY
IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE
ANY OTHER ARRANGEMENTS WHICH THEY CONSIDER
NECESSARY OR APPROPRIATE TO DEAL WITH
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES, LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY OR ANY OTHER MATTER; AND
(II) TO THE ALLOTMENT OF EQUITY SECURITIES
PURSUANT TO THE AUTHORITY GRANTED BY
PARAGRAPH (I) OF RESOLUTION 20 AND/OR SALE
OF TREASURY SHARES FOR CASH (IN EACH CASE
OTHERWISE THAN IN THE CIRCUMSTANCES SET OUT
IN PARAGRAPH (I) OF THIS RESOLUTION 21) UP
TO A NOMINAL AMOUNT OF GBP 14,851
(CALCULATED, IN THE CASE OF EQUITY
SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT SECURITIES INTO,
ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS), SUCH AUTHORITY TO APPLY UNTIL THE
EARLIER OF THE CONCLUSION OF THE NEXT AGM
OF THE COMPANY OR 30 JUNE 2022, UNLESS
PREVIOUSLY RENEWED, VARIED OR REVOKED BY
THE COMPANY IN GENERAL MEETING BUT, IN EACH
CASE, SO THAT THE COMPANY MAY MAKE OFFERS
AND ENTER INTO AGREEMENTS BEFORE THE
AUTHORITY EXPIRES WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
(AND/OR TREASURY SHARES TO BE SOLD) AFTER
THE AUTHORITY EXPIRES AND THE DIRECTORS MAY
ALLOT EQUITY SECURITIES (AND/OR SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. FOR THE PURPOSE OF THIS RESOLUTION
21, "RIGHTS ISSUE" HAS THE SAME MEANING AS
IN RESOLUTION 20 ABOVE
22 THAT, IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For
UNDER RESOLUTION 21, AND SUBJECT TO THE
PASSING OF RESOLUTION 20, THE DIRECTORS BE
GENERALLY EMPOWERED PURSUANT TO SECTION 570
OF THE CA 2006 TO ALLOT EQUITY SECURITIES
(AS DEFINED IN SECTION 560(1) OF THE CA
2006) FOR CASH PURSUANT TO THE AUTHORITY
GRANTED BY RESOLUTION 20 AND/OR PURSUANT TO
SECTION 573 OF THE CA 2006 TO SELL ORDINARY
SHARES HELD BY THE COMPANY AS TREASURY
SHARES FOR CASH, IN EACH CASE FREE OF THE
RESTRICTION IN SECTION 561 OF THE CA 2006,
SUCH AUTHORITY TO BE: LIMITED TO THE
ALLOTMENT OF EQUITY SECURITIES AND/OR SALE
OF TREASURY SHARES FOR CASH UP TO AN
AGGREGATE NOMINAL AMOUNT OF GBP 14,851
(CALCULATED, IN THE CASE OF EQUITY
SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT SECURITIES INTO,
ORDINARY SHARES BY REFERENCE TO THE
AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES
WHICH MAY BE ALLOTTED PURSUANT TO SUCH
RIGHTS); AND (II) USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE DIRECTORS OF THE
COMPANY DETERMINE TO BE AN ACQUISITION OR
OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE, SUCH
AUTHORITY TO APPLY UNTIL THE EARLIER OF THE
CONCLUSION OF THE NEXT AGM OF THE COMPANY
OR 30 JUNE 2022 UNLESS PREVIOUSLY RENEWED,
VARIED OR REVOKED BY THE COMPANY IN GENERAL
MEETING BUT, IN EACH CASE, SO THAT THE
COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE AUTHORITY EXPIRES
WHICH WOULD, OR MIGHT, REQUIRE EQUITY
SECURITIES TO BE ALLOTTED (AND/OR TREASURY
SHARES TO BE SOLD) AFTER THE AUTHORITY
EXPIRES AND THE DIRECTORS OF THE COMPANY
MAY ALLOT EQUITY SECURITIES (AND/OR SELL
TREASURY SHARES) UNDER ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY CONFERRED
HEREBY HAD NOT EXPIRED
23 THAT: (I) THE PAYMENT OF 27.7P PER ORDINARY Mgmt For For
SHARE BY WAY OF INTERIM DIVIDEND PAID ON 21
OCTOBER 2009 (THE 2009 INTERIM DIVIDEND)
AND THE APPROPRIATION, FOR THE PURPOSES OF
THE PREPARATION OF THE COMPANY'S AUDITED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2009, OF THE
DISTRIBUTABLE PROFITS OF THE COMPANY TO THE
PAYMENT OF THE 2009 INTERIM DIVIDEND AND
THE RESULTING ENTRY FOR THE DISTRIBUTABLE
PROFITS OF THE COMPANY IN SUCH FINANCIAL
STATEMENTS, BE AND ARE HEREBY AUTHORISED BY
REFERENCE TO THE SAME RECORD DATE AS THE
ORIGINAL ACCOUNTING ENTRIES FOR THE 2009
INTERIM DIVIDEND; (II) THE PAYMENT OF 32.6P
PER ORDINARY SHARE BY WAY OF INTERIM
DIVIDEND PAID ON 20 OCTOBER 2010 (THE 2010
INTERIM DIVIDEND) AND THE APPROPRIATION,
FOR THE PURPOSES OF THE PREPARATION OF THE
COMPANY'S AUDITED FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2010,
OF THE DISTRIBUTABLE PROFITS OF THE COMPANY
TO THE PAYMENT OF THE 2010 INTERIM DIVIDEND
AND THE RESULTING ENTRY FOR THE
DISTRIBUTABLE PROFITS OF THE COMPANY IN
SUCH FINANCIAL STATEMENTS, BE AND ARE
HEREBY AUTHORISED BY REFERENCE TO THE SAME
RECORD DATE AS THE ORIGINAL ACCOUNTING
ENTRIES FOR THE 2010 INTERIM DIVIDEND;
(III) THE PAYMENT OF 91.2P PER ORDINARY
SHARE BY WAY OF INTERIM DIVIDEND PAID ON 2
OCTOBER 2020 (THE 2020 INTERIM DIVIDEND)
AND THE APPROPRIATION OF DISTRIBUTABLE
PROFITS OF THE COMPANY (AS SHOWN IN THE
INTERIM ACCOUNTS OF THE COMPANY MADE UP TO
11 AUGUST 2020 AND FILED WITH THE REGISTRAR
OF COMPANIES ON 16 OCTOBER 2020) TO THE
PAYMENT OF THE 2020 INTERIM DIVIDEND BE AND
IS HEREBY AUTHORISED BY REFERENCE TO THE
SAME RECORD DATE AS THE ORIGINAL ACCOUNTING
ENTRIES FOR THE 2020 INTERIM DIVIDEND; (IV)
ANY AND ALL CLAIMS WHICH THE COMPANY HAS OR
MAY HAVE ARISING OUT OF OR IN CONNECTION
WITH THE PAYMENT OF THE 2009 INTERIM
DIVIDEND, THE 2010 INTERIM DIVIDEND OR THE
2020 INTERIM DIVIDEND (TOGETHER, THE
RELEVANT DISTRIBUTIONS) AGAINST ITS
SHAREHOLDERS WHO APPEARED ON THE REGISTER
OF SHAREHOLDERS ON THE RELEVANT RECORD DATE
FOR EACH RELEVANT DISTRIBUTION (OR THE
PERSONAL REPRESENTATIVES AND THEIR
SUCCESSORS IN TITLE (AS APPROPRIATE) OF A
SHAREHOLDER'S ESTATE IF HE OR SHE IS
DECEASED) BE WAIVED AND RELEASED, AND A
DEED OF RELEASE IN FAVOUR OF SUCH
SHAREHOLDERS (OR THE PERSONAL
REPRESENTATIVES AND THEIR SUCCESSORS IN
TITLE (AS APPROPRIATE) OF A SHAREHOLDER'S
ESTATE IF HE OR SHE IS DECEASED) BE ENTERED
INTO BY THE COMPANY IN THE FORM PRODUCED TO
THE AGM AND INITIALLED BY THE CHAIR FOR THE
PURPOSES OF IDENTIFICATION AND ANY DIRECTOR
IN THE PRESENCE OF A WITNESS, ANY TWO
DIRECTORS OR ANY DIRECTOR AND THE COMPANY
SECRETARY BE AUTHORISED TO EXECUTE THE SAME
AS A DEED POLL FOR AND ON BEHALF OF THE
COMPANY; AND (V) ANY AND ALL CLAIMS WHICH
THE COMPANY HAS OR MAY HAVE AGAINST EACH OF
ITS DIRECTORS AND EACH OF DAVID STEVENS,
MANFRED ALDAG, KEVIN CHIDWICK, HENRY
ENGELHARDT, DAVID JACKSON, DAVID JAMES,
MARGARET JOHNSON, LUCY KELLAWAY, ALASTAIR
LYONS AND JOHN SUSSENS (THE FORMER
DIRECTORS) OR THE PERSONAL REPRESENTATIVES
AND THEIR SUCCESSORS IN TITLE (AS
APPROPRIATE) OF HIS OR HER ESTATE IF SUCH
DIRECTOR OR FORMER DIRECTOR IS DECEASED,
ARISING OUT OF OR IN CONNECTION WITH THE
APPROVAL, DECLARATION OR PAYMENT OF THE
RELEVANT DISTRIBUTIONS BE WAIVED AND
RELEASED AND THAT A DEED OF RELEASE IN
FAVOUR OF EACH OF SUCH DIRECTORS AND FORMER
DIRECTORS (OR THE PERSONAL REPRESENTATIVES
AND THEIR SUCCESSORS IN TITLE OF HIS OR HER
ESTATE IF SUCH DIRECTOR OR FORMER DIRECTOR
IS DECEASED), BE ENTERED INTO BY THE
COMPANY IN THE FORM PRODUCED TO THE AGM AND
INITIALLED BY THE CHAIR FOR PURPOSES OF
IDENTIFICATION AND ANY DIRECTOR IN THE
PRESENCE OF A WITNESS, ANY TWO DIRECTORS OR
ANY DIRECTOR AND THE COMPANY SECRETARY BE
AUTHORISED TO EXECUTE THE SAME AS A DEED
POLL FOR AND ON BEHALF OF THE COMPANY
24 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED, PURSUANT TO AND
IN ACCORDANCE WITH SECTION 701 OF THE CA
2006, TO MAKE ONE OR MORE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693(4) OF
THE CA 2006) ON THE LONDON STOCK EXCHANGE
OF ORDINARY SHARES OF 0.1P IN THE CAPITAL
OF THE COMPANY (ORDINARY SHARES) PROVIDED
THAT: (I) THE MAXIMUM AGGREGATE NUMBER OF
ORDINARY SHARES AUTHORISED TO BE PURCHASED
IS 14,851,058 (REPRESENTING 5.00 PER CENT.
OF THE ISSUED ORDINARY SHARE CAPITAL); (II)
THE MINIMUM PRICE (EXCLUDING EXPENSES)
WHICH MAY BE PAID FOR AN ORDINARY SHARE IS
THE NOMINAL VALUE OF SUCH SHARE; (III) THE
MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR AN ORDINARY SHARE SHALL BE
THE HIGHER OF (1) AN AMOUNT EQUAL TO 105
PER CENT. OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATIONS FOR AN ORDINARY SHARE AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST FOR THE 5 BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH THAT
ORDINARY SHARE IS PURCHASED AND (2) THE
HIGHER OF THE PRICE OF THE LAST INDEPENDENT
TRADE AND THE HIGHEST CURRENT INDEPENDENT
BID FOR AN ORDINARY SHARE ON THE TRADING
VENUE WHERE THE PURCHASE IS CARRIED OUT;
(IV) THIS AUTHORITY EXPIRES AT THE EARLIER
OF THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY OR 30 JUNE 2022; AND (V) THE
COMPANY MAY MAKE A CONTRACT TO PURCHASE
ORDINARY SHARES UNDER THIS AUTHORITY BEFORE
THE EXPIRY OF THE AUTHORITY WHICH WILL OR
MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE
EXPIRY OF THE AUTHORITY AND MAY MAKE A
PURCHASE OF ORDINARY SHARES IN PURSUANCE OF
ANY SUCH CONTRACT
25 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
ALGONQUIN POWER & UTILITIES CORP. Agenda Number: 935426747
--------------------------------------------------------------------------------------------------------------------------
Security: 015857105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: AQN
ISIN: CA0158571053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 The appointment of Ernst & Young LLP, Mgmt For For
Chartered Accountants, as auditors of the
Corporation for the ensuing year;
2 DIRECTOR
Christopher Ball Mgmt For For
Arun Banskota Mgmt For For
Melissa S. Barnes Mgmt For For
Christopher Huskilson Mgmt For For
D. Randy Laney Mgmt For For
Carol Leaman Mgmt For For
Kenneth Moore Mgmt For For
Masheed Saidi Mgmt For For
Dilek Samil Mgmt For For
3 The advisory resolution set forth in Mgmt For For
Schedule "A" of the Circular to accept the
approach to executive compensation as
disclosed in the Circular;
--------------------------------------------------------------------------------------------------------------------------
ALLIANZ SE Agenda Number: 713711718
--------------------------------------------------------------------------------------------------------------------------
Security: D03080112
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE0008404005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROPRIATION OF NET EARNINGS Mgmt No vote
3 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE BOARD OF MANAGEMENT
4 APPROVAL OF THE ACTIONS OF THE MEMBERS OF Mgmt No vote
THE SUPERVISORY BOARD
5 APPROVAL OF THE REMUNERATION SYSTEM FOR Mgmt No vote
MEMBERS OF THE BOARD OF MANAGEMENT OF
ALLIANZ SE
6 APPROVAL OF THE REMUNERATION OF THE MEMBERS Mgmt No vote
OF THE SUPERVISORY BOARD OF ALLIANZ SE AND
CORRESPONDING AMENDMENT OF THE STATUTES
7 AMENDMENT OF THE STATUTES REGARDING THE Mgmt No vote
TERM OF OFFICE OF THE MEMBERS OF THE
SUPERVISORY BOARD
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
AMARIN CORPORATION PLC Agenda Number: 935234346
--------------------------------------------------------------------------------------------------------------------------
Security: 023111206
Meeting Type: Annual
Meeting Date: 13-Jul-2020
Ticker: AMRN
ISIN: US0231112063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Dr. Lars G. Ekman as a Mgmt For For
director.
2. To re-elect Mr. Joseph S. Zakrzewski as a Mgmt Against Against
director.
3. To hold an advisory (non-binding) vote to Mgmt For For
approve the compensation of the Company's
"named executive officers" as described in
full in the "Executive Compensation
Discussion and Analysis" section, the
tabular disclosure regarding such
compensation, and the accompanying
narrative disclosure in the accompanying
Proxy Statement.
4. To appoint Ernst & Young LLP as auditors of Mgmt For For
the Company to hold office until the
conclusion of the next general meeting at
which accounts are laid before the Company
and to authorize the Audit Committee of the
Board of Directors of the Company to fix
the auditors' remuneration as described in
full in the accompanying Proxy Statement.
5. To approve the Amarin Corporation plc 2020 Mgmt For For
Stock Incentive Plan as described in full
in the accompanying Proxy Statement in
advance of the expiration of the 2011 Plan.
--------------------------------------------------------------------------------------------------------------------------
AMCOR PLC Agenda Number: 935274744
--------------------------------------------------------------------------------------------------------------------------
Security: G0250X107
Meeting Type: Annual
Meeting Date: 04-Nov-2020
Ticker: AMCR
ISIN: JE00BJ1F3079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Graeme Liebelt Mgmt For For
1B. Election of Director: Dr. Armin Meyer Mgmt For For
1C. Election of Director: Ronald Delia Mgmt For For
1D. Election of Director: Andrea Bertone Mgmt For For
1E. Election of Director: Karen Guerra Mgmt For For
1F. Election of Director: Nicholas (Tom) Long Mgmt For For
1G. Election of Director: Arun Nayar Mgmt For For
1H. Election of Director: Jeremy Sutcliffe Mgmt For For
1I. Election of Director: David Szczupak Mgmt For For
1J. Election of Director: Philip Weaver Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers AG as our
independent registered public accounting
firm for fiscal year 2021.
3. To cast a non-binding, advisory vote on the Mgmt For For
Company's executive compensation
("Say-on-Pay Vote").
--------------------------------------------------------------------------------------------------------------------------
ARISTOCRAT LEISURE LIMITED Agenda Number: 713573067
--------------------------------------------------------------------------------------------------------------------------
Security: Q0521T108
Meeting Type: AGM
Meeting Date: 26-Feb-2021
Ticker:
ISIN: AU000000ALL7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF DIRECTOR - MR NEIL CHATFIELD Mgmt For For
2 APPROVAL FOR THE GRANT OF PERFORMANCE SHARE Mgmt Against Against
RIGHTS TO THE CHIEF EXECUTIVE OFFICER AND
MANAGING DIRECTOR UNDER THE LONG-TERN
INCENTIVE PROGRAM
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 APPROVAL OF NON-EXECUTIVE DIRECTOR RIGHTS Mgmt For For
PLAN
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935388529
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2020.
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2020,
as prepared in accordance with Dutch law.
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2020.
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2020.
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year
2020.
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management.
6 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Board of
Management.
7 Proposal to adopt certain adjustments to Mgmt For For
the Remuneration Policy for the Supervisory
Board.
9a Proposal to appoint Ms. B. Conix as a Mgmt For For
member of the Supervisory Board.
10 Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the reporting year
2022.
11a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes.
11b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 a).
11c Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% in connection with or on
the occasion of mergers, acquisitions
and/or (strategic) alliances.
11d Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with agenda item 11 c).
12a Authorization to repurchase ordinary shares Mgmt For For
up to 10% of the issued share capital.
12b Authorization to repurchase additional Mgmt For For
ordinary shares up to 10% of the issued
share capital.
13 Proposal to cancel ordinary shares. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935414057
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2020.
2. To confirm dividends. Mgmt For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For
Auditor.
4. To authorise the Directors to agree the Mgmt For
remuneration of the Auditor.
5A. Re-election of Director: Leif Johansson Mgmt For
5B. Re-election of Director: Pascal Soriot Mgmt For
5C. Re-election of Director: Marc Dunoyer Mgmt For
5D. Re-election of Director: Philip Broadley Mgmt For
5E. Election of Director: Euan Ashley Mgmt For
5F. Re-election of Director: Michel Demare Mgmt For
5G. Re-election of Director: Deborah DiSanzo Mgmt For
5H. Election of Director: Diana Layfield Mgmt For
5I. Re-election of Director: Sheri McCoy Mgmt For
5J. Re-election of Director: Tony Mok Mgmt For
5K. Re-election of Director: Nazneen Rahman Mgmt For
5L. Re-election of Director: Marcus Wallenberg Mgmt For
6. To approve the Annual Report on Mgmt For
Remuneration for the year ended 31 December
2020.
7. To approve the Directors' Remuneration Mgmt Against
Policy.
8. To authorise limited political donations. Mgmt For
9. To authorise the Directors to allot shares. Mgmt For
10. Special Resolution: To authorise the Mgmt For
Directors to disapply pre- emption rights.
11. Special Resolution: To authorise the Mgmt For
Directors to further disapply pre-emption
rights for acquisitions and specified
capital investments.
12. Special Resolution: To authorise the Mgmt For
Company to purchase its own shares.
13. Special Resolution: To reduce the notice Mgmt For
period for general meetings.
14. To approve amendments to the Performance Mgmt Against
Share Plan 2020.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935416013
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a) the proposed acquisition by the Company Mgmt For
of Alexion Pharmaceuticals, Inc. and the
associated arrangements to be entered into,
all as described in the circular to the
shareholders of the Company dated 12 April
2021 and substantially on the terms and
subject to the conditions set out in the
Merger Agreement dated 12 December 2020
between the Company and Alexion
Pharmaceuticals, Inc. (among others) (the
"Transaction"), be and is hereby approved;
and (b) the directors ...(due to space
limits, see proxy statement for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935287513
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 03-Dec-2020
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2020 (the
Annual Report).
2. To approve the Directors' Remuneration Mgmt For For
Report, as set forth in the Annual Report.
3. To reappoint Ernst & Young LLP as auditor Mgmt For For
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
4. To authorize the Audit Committee of the Mgmt For For
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt For For
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be generally and
unconditionally authorized in accordance
with section 693A of the Companies Act 2006
to make off-market purchases (within the
meaning of section 693 of the Companies Act
2006) of its own Class A ordinary shares
for the purposes of, or pursuant to, an
employee share scheme (within the meaning
of section 1166 of the Companies Act 2006).
15. To consider and, if thought fit, pass the Mgmt For For
following as an ordinary resolution: That
the Company be authorized pursuant to
section 694 of Companies Act 2006 to
repurchase up to a maximum of 65,081 of its
own Class A ordinary shares pursuant to, &
on terms described in, a Securities
Restriction Agreement and produced at
meeting ("Securities Restriction
Agreement") & that the terms, & entry into,
of Securities Restriction Agreement is
hereby approved, ratified & confirmed
(authority conferred on Company by this
Resolution 15 to expire on December 3,
2025).
--------------------------------------------------------------------------------------------------------------------------
ATOS SE Agenda Number: 713839794
--------------------------------------------------------------------------------------------------------------------------
Security: F06116101
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: FR0000051732
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 23 APR 2021:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104232101143-49 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO RECEIPT OF
UPDATED BALO LINK. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt Against Against
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FINANCIAL YEAR, AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING RESOLVES TO Mgmt For For
ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN:
EARNINGS: EUR 1,378,572,313.17 RETAINED
EARNINGS: EUR 3,528,430,291.23
DISTRIBUTABLE INCOME: EUR 4,907,002,604.40
ALLOCATION: ORDINARY DIVIDENDS: EUR
98,945,910.90 (BASED ON 109,993,166 SHARES
COMPOSING THE SHARE CAPITAL AS OF THE 31ST
OF DECEMBER 2020, INCLUDING 53,265 TREASURY
SHARES) RETAINED EARNINGS: EUR
4,808,056,693.50 THE SHAREHOLDERS WILL BE
GRANTED A DIVIDEND OF EUR 0.90 PER SHARE
(BASED ON 109,939,901 SHARES), ELIGIBLE TO
THE 40 PER CENT DEDUCTION PROVIDED BY THE
FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL
BE PAID ON THE 18TH OF MAY 2021. FOLLOWING
THIS ALLOCATION, THE LEGAL RESERVE ACCOUNT
WILL SHOW A NEW BALANCE OF EUR
10,999,316.60. THE AMOUNT CORRESPONDING TO
THE TREASURY SHARES WILL BE ALLOCATED TO
THE OTHER RESERVES ACCOUNT. FOR THE LAST
THREE FINANCIAL YEARS, THE DIVIDENDS WERE
PAID AS FOLLOWS: EUR 0.00 PER SHARE FOR
FISCAL YEAR 2019 EUR 1.70 PER SHARE FOR
FISCAL YEAR 2018 EUR 1.60 PER SHARE FOR
FISCAL YEAR 2017
4 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR VIVEK BADRINATH AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
5 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MR BERTRAND MEUNIER AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
6 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS AMINATA NIANE AS A
DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2023
FISCAL YEAR
7 THE SHAREHOLDERS' MEETING RENEWS THE Mgmt For For
APPOINTMENT OF MRS LYNN PAINE AS A DIRECTOR
FOR A 3-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2023 FISCAL
YEAR
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND THE AGREEMENTS
AUTHORIZED FOR SAID FISCAL YEAR REFERRED TO
THEREIN
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BERTRAND MEUNIER AS CHAIRMAN
OF THE BOARD OF DIRECTORS FOR THE 2020
FINANCIAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
FIXED, VARIABLE AND ONE-OFF COMPONENTS OF
THE TOTAL COMPENSATION AS WELL AS THE
BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR ELIE GIRARD AS MANAGING
DIRECTOR FOR THE 2020 FINANCIAL YEAR
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION RELATED TO THE COMPENSATION
APPLICABLE TO THE CORPORATE OFFICERS IN
ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF
THE FRENCH COMMERCIAL CODE
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE DIRECTORS
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
POLICY OF THE COMPENSATION APPLICABLE TO
THE MANAGING DIRECTOR
15 THE SHAREHOLDERS' MEETING GIVES A Mgmt For For
FAVOURABLE OPINION ON THE AMBITION OF THE
COMPANY AND ITS GROUP IN TERMS OF 'NET ZERO
EMISSIONS' DECARBONISATION
16 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO BUY BACK THE
COMPANY'S SHARES, SUBJECT TO THE CONDITIONS
DESCRIBED BELOW: MAXIMUM PURCHASE PRICE:
EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE
ACQUIRED: 10 PER CENT OF THE SHARES
COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,319,917,920.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
DELEGATION OF POWERS SUPERSEDES ANY AND ALL
EARLIER DELEGATIONS TO THE SAME EFFECT. THE
SHAREHOLDERS' MEETING DELEGATES ALL POWERS
TO THE BOARD OF DIRECTORS TO TAKE ALL
NECESSARY MEASURES AND ACCOMPLISH ALL
NECESSARY FORMALITIES
17 THE SHAREHOLDERS' MEETING GRANTS ALL POWERS Mgmt For For
TO THE BOARD OF DIRECTORS TO REDUCE THE
SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND
AT ITS SOLE DISCRETION, BY CANCELLING ALL
OR PART OF THE SHARES HELD BY THE COMPANY
IN CONNECTION WITH THE STOCK REPURCHASE
PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE
SHARE CAPITAL OVER A 24-MONTH PERIOD. THIS
AUTHORIZATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
18 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL, ON ONE OR MORE OCCASIONS, IN
FAVOUR OF EMPLOYEES AND CORPORATE OFFICERS
OF THE COMPANY OR RELATED COMPANIES WHO ARE
MEMBERS OF A COMPANY SAVINGS PLAN OR ANY
OTHER QUALIFIED EQUIVALENT PLAN, BY
ISSUANCE OF SHARES OR OTHER EQUITY
SECURITIES OF THE COMPANY, OR SECURITIES
GIVING ACCESS TO EXISTING OR TO BE ISSUED
SHARES OR OTHER EQUITY SECURITIES OF THE
COMPANY, WITH CANCELLATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS DELEGATION IS
GIVEN FOR AN 18-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER
CENT OF THE SHARE CAPITAL. THIS AMOUNT
SHALL COUNT AGAINST THE OVERALL VALUE SET
FORTH IN RESOLUTION NUMBER 24 GRANTED BY
THE SHAREHOLDERS' MEETING OF THE 16TH OF
JUNE 2020. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL IN FAVOUR OF (I) EMPLOYEES,
CORPORATE OFFICERS OF RELATED COMPANIES
WITH THEIR HEAD OFFICE ABROAD, (II) AIF,
UCITS, EMPLOYEE SHAREHOLDING INVESTED IN
COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE
REFERRED IN (I), (III) ANY CREDIT
INSTITUTION SETTING UP ON BEHALF OF THE
COMPANY A SHAREHOLDING OR SAVINGS PLAN FOR
THE PERSONS REFERRED IN (I) TO OFFER A
SHAREHOLDING-EMPLOYEE SAVINGS PLAN SIMILAR
TO THE PLAN GRANTED TO THE OTHER EMPLOYEES
OF THE ATOS GROUP, BY ISSUANCE OF SHARES
(PREFERENCE SHARES EXCLUDED), SECURITIES
GIVING ACCESS TO THE COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHT TO THE ALLOCATION OF DEBT
SECURITIES), WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS.
DELEGATION FOR 18 MONTHS, FOR A NOMINAL
AMOUNT THAT SHALL NOT EXCEED 0.2 PER CENT
OF THE SHARE CAPITAL AND COUNTING AGAINST
THE OVERALL VALUE SET FORTH IN RESOLUTION
24 GRANTED ON JUNE 16, 2020. ALL POWERS TO
THE BOARD OF DIRECTORS
20 THE SHAREHOLDERS' MEETING AUTHORIZES THE Mgmt For For
BOARD OF DIRECTORS TO GRANT, FOR FREE, ON
ONE OR MORE OCCASIONS, EXISTING OR TO BE
ISSUED SHARES, IN FAVOUR OF BENEFICIARIES
TO BE CHOSEN AMONG THE EMPLOYEES OR THE
CORPORATE OFFICERS OF THE COMPANY AND OR
RELATED COMPANIES OR ECONOMIC INTEREST
GROUPINGS. THEY MAY NOT REPRESENT MORE THAN
0.9 PER CENT OF THE SHARE CAPITAL, AMONG
WHICH THE SHARES GRANTED TO THE MANAGING
CORPORATE OFFICERS MAY NOT REPRESENT MORE
THAN 0.09 PER CENT OF THE SHARE CAPITAL.
THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH
PERIOD. THIS DELEGATION OF POWERS
SUPERSEDES ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 THE SHAREHOLDERS' MEETING DECIDES TO AMEND Mgmt For For
ARTICLES: NR 25: 'REGULATED AGREEMENTS', NR
28: 'PROVISIONS COMMON TO THE SHAREHOLDERS'
MEETINGS', NR 33: 'DELIBERATIONS OF THE
SHAREHOLDERS' MEETINGS', OF THE BYLAWS
22 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
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ATRIUM MORTGAGE INVESTMENT CORP Agenda Number: 713937867
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Security: 04964G100
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: CA04964G1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: PETER P. COHOS Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT DEGASPERIS Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT G. GOODALL Mgmt For For
1.4 ELECTION OF DIRECTOR: ANDREW GRANT Mgmt For For
1.5 ELECTION OF DIRECTOR: MAURICE (MAISH) KAGAN Mgmt For For
1.6 ELECTION OF DIRECTOR: NANCY H.O. LOCKHART Mgmt For For
1.7 ELECTION OF DIRECTOR: MARK L. SILVER Mgmt For For
2 TO APPOINT CROWE SOBERMAN LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS AND LICENSED
PUBLIC ACCOUNTANTS, AS THE INDEPENDENT
AUDITORS OF ATRIUM AND AUTHORIZE THE
DIRECTORS TO FIX THEIR REMUNERATION
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AUDIOCODES LTD. Agenda Number: 935263157
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Security: M15342104
Meeting Type: Annual
Meeting Date: 15-Sep-2020
Ticker: AUDC
ISIN: IL0010829658
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT DR. EYAL KISHON AS AN OUTSIDE Mgmt Against Against
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
1A. PLEASE NOTE: with respect to Proposal 1, Mgmt For
please indicate by checking the "FOR" box
at the right, that you are NOT a
controlling shareholder and that you do NOT
have a personal interest in this resolution
(see explanation at the bottom of this
card). Please confirm you are a controlling
shareholder/have a personal interest If you
do not check the box FOR then your vote
will not count for the Proposal # 1.
2. TO REELECT MR. JOSEPH TENNE AS A CLASS II Mgmt Against Against
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
3. TO ADOPT NEW ARTICLES OF ASSOCIATION AND Mgmt For For
MEMORANDUM OF ASSOCIATION.
4. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2020 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
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AURINIA PHARMACEUTICALS INC. Agenda Number: 935437120
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Security: 05156V102
Meeting Type: Annual and Special
Meeting Date: 07-Jun-2021
Ticker: AUPH
ISIN: CA05156V1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of directors to be Mgmt For For
elected at eight (8).
2 DIRECTOR
George Milne Mgmt For For
Peter Greenleaf Mgmt For For
David R.W. Jayne Mgmt For For
Joseph P. Hagan Mgmt For For
Daniel Billen Mgmt For For
R. Hector MacKay-Dunn Mgmt For For
Jill Leversage Mgmt For For
Timothy P. Walbert Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as the Company's independent registered
public accounting firm until the close of
the 2022 annual general meeting of
shareholders or until a successor is
appointed. To withhold your vote, mark the
against box.
4 To approve, on a non-binding advisory Mgmt Against Against
basis, a "say on pay" resolution regarding
the Company's executive compensation set
forth in the Company's Proxy
Statement/Circular.
5 To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes on "say on pay" as occurring every 1,
2 or 3 years.
6 To approve the Company's Amended and Mgmt For For
Restated Equity Incentive Plan as adopted
by the Board as set forth in the Company's
Proxy Statement/Circular.
7 To approve the 2021 Employee Share Purchase Mgmt For For
Plan as set forth in the Company's Proxy
Statement/Circular.
8 To confirm the Company's Amended and Mgmt For For
Restated By-law No. 2 to increase the
quorum for shareholder meetings to 33 1/3%
as adopted by the Board as set forth in the
Company's Proxy Statement/Circular.
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AURYN RESOURCES INC. Agenda Number: 935271786
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Security: 05208W108
Meeting Type: Annual and Special
Meeting Date: 05-Oct-2020
Ticker: AUG
ISIN: CA05208W1086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 8. Mgmt For For
2 DIRECTOR
Ivan James Bebek Mgmt For For
Shawn Wallace Mgmt For For
Steve Cook Mgmt For For
Gordon J. Fretwell Mgmt For For
Jeffrey R. Mason Mgmt For For
Antonio Arribas Mgmt For For
Alison Sagateh Williams Mgmt For For
Michael Timmins Mgmt For For
3 To appoint Deloitte LLP, Chartered Mgmt For For
Professional Accountants, as Auditors of
the Company for the ensuing year and to
authorize the directors to fix the
Auditor's remuneration.
4 To consider, and if thought advisable, pass Mgmt For For
an ordinary resolution, to approve the
continuation of the 10% rolling share
option plan for a further three-year
period, as more particularly set out in the
information circular.
5 To consider, and if thought advisable, to Mgmt For For
pass a special resolution to approve the
adoption of 2020 Articles of the Company in
substitution for and cancellation of the
Company's current corporate Articles, as
more particularly set out in the
information circular.
6 To consider, and if thought advisable, to Mgmt For For
pass, with or without amendment, a special
resolution approving a plan of arrangement
under section 288 of the Business
Corporations Act (British Columbia), to
distribute assets and reorganize and
consolidate the share capital of the
Company, the full text of which resolution
is set forth in Appendix "B" to the
accompanying Circular.
7 To consider, and if thought advisable, to Mgmt For For
pass, with or without amendment, an
ordinary resolution, to authorize the
Company to issue up to 53.1 million shares
(37.3 million shares post Reorganization
Arrangement) in order to acquire 100%
ownership of Eastmain Resources Inc.
pursuant to Arrangement Agreement, the full
text of which resolution is set forth in
Appendix "B" to the accompanying Circular.
8 To consider, and if thought advisable, to Mgmt For For
pass an ordinary resolution of
disinterested shareholders to approve the
financing of the Company involving
7,500,000 subscription receipts sold at an
average price of $3.00 per Fury Gold common
share (including flow through shares) as
such Fury Gold shares are constituted after
effecting the Reorganization Arrangement
and Eastmain Acquisition, representing 6.8%
equity dilution in Fury Gold, the full text
of which resolution is set forth in
Appendix "B" to the accompanying Circular.
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BALLARD POWER SYSTEMS INC. Agenda Number: 935419552
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: BLDP
ISIN: CA0585861085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Douglas P. Hayhurst Mgmt For For
1B Election of Director: Kui (Kevin) Jiang Mgmt For For
1C Election of Director: Duy-Loan Le Mgmt For For
1D Election of Director: Randy MacEwen Mgmt For For
1E Election of Director: Marty Neese Mgmt For For
1F Election of Director: James Roche Mgmt For For
1G Election of Director: Shaojun (Sherman) Sun Mgmt For For
1H Election of Director: Janet Woodruff Mgmt For For
02 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants as Auditors of the Corporation
for the ensuing year and authorizing the
Directors to fix their remuneration.
03 RESOLVED, on an advisory basis and not to Mgmt For For
diminish the role and responsibilities of
the Board of Directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's management information
circular delivered in advance of the
Corporation's 2021 annual meeting of
shareholders.
04 RESOLVED THAT: 1. The consolidated option Mgmt Against Against
plan ("Option Plan"), in the form approved
by the Board, and its adoption by the
Corporation, is hereby re-confirmed and
approved. 2. The consolidated share
distribution plan ("SDP"), in the form
approved by the Board, and its adoption by
the Corporation, is hereby re-confirmed and
approved. 3. All unallocated entitlements
under the Option Plan and SDP are approved
and ratified until the 2024 annual meeting
of Shareholders of the Corporation. 4. Any
one officer or director of the Corporation
is authorized on behalf and in the name of
the Corporation to execute all such
documents and to take all such actions as
may be necessary or desirable to implement
and give effect to this resolution or any
part thereof.
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda Number: 935386602
--------------------------------------------------------------------------------------------------------------------------
Security: 06738E204
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: BCS
ISIN: US06738E2046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the reports of the Directors and Mgmt For For
Auditors and the audited accounts of the
Company for the year ended 31 December
2020.
2. To approve the Directors' Remuneration Mgmt For For
Report for the year ended 31 December 2020.
3. That Julia Wilson be appointed a Director Mgmt For For
of the Company.
4. That Mike Ashley be reappointed a Director Mgmt For For
of the Company.
5. That Tim Breedon be reappointed a Director Mgmt For For
of the Company.
6. That Mohamed A. El-Erian be reappointed a Mgmt For For
Director of the Company.
7. That Dawn Fitzpatrick be reappointed a Mgmt For For
Director of the Company.
8. That Mary Francis be reappointed a Director Mgmt For For
of the Company.
9. That Crawford Gillies be reappointed a Mgmt For For
Director of the Company.
10. That Brian Gilvary be reappointed a Mgmt For For
Director of the Company.
11. That Nigel Higgins be reappointed a Mgmt For For
Director of the Company.
12. That Tushar Morzaria be reappointed a Mgmt For For
Director of the Company.
13. That Diane Schueneman be reappointed a Mgmt For For
Director of the Company.
14. That James Staley be reappointed a Director Mgmt For For
of the Company.
15. To reappoint KPMG LLP as Auditors. Mgmt For For
16. To authorise the Board Audit Committee to Mgmt For For
set the remuneration of the Auditors.
17. To authorise the Company and its Mgmt For For
subsidiaries to make political donations
and incur political expenditure.
18. To authorise the Directors to allot shares Mgmt For For
and equity securities.
19. To authorise the Directors to allot equity Mgmt For For
securities for cash and/or sell treasury
shares other than on a pro rata basis to
shareholders of no more than 5% of issued
share capital.
20. To authorise the Directors to allot equity Mgmt For For
securities for cash and/or sell treasury
shares other than on a pro rata basis to
shareholders of no more than 5% of issued
share capital in connection with an
acquisition or specified capital
investment.
21. To authorise the Directors to allot equity Mgmt For For
securities in relation to the issuance of
contingent Equity Conversion Notes.
22. To authorise the Directors to allot equity Mgmt For For
securities for cash other than on a pro
rata basis to shareholders in relation to
the issuance of contingent Equity
Conversion Notes.
23. To authorise the Company to purchase its Mgmt For For
own shares.
24. To authorise the Directors to call general Mgmt For For
meetings (other than an AGM) on not less
than 14 clear days' notice.
25. To authorise the renewal of the Barclays Mgmt For For
Long Term Incentive Plan.
26. To authorise the renewal of the Barclays Mgmt For For
Group Share Value Plan.
27. To authorise the Directors to reintroduce a Mgmt For For
scrip dividend programme.
28. To adopt new Articles of Association of the Mgmt For For
Company.
29. Market Forces climate change resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935373148
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual and Special
Meeting Date: 04-May-2021
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
G. A. Cisneros Mgmt For For
C. L. Coleman Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt For For
J. B. Harvey Mgmt For For
A. N. Kabagambe Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt For For
2 Resolution approving the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration
3 Advisory resolution on approach to Mgmt For For
executive compensation
4 Special resolution approving the capital Mgmt For For
reduction in order to enable the Return of
Capital
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LIMITED Agenda Number: 935433184
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: Annual
Meeting Date: 23-Jun-2021
Ticker: BB
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Chen Mgmt No vote
Michael A. Daniels Mgmt No vote
Timothy Dattels Mgmt No vote
Lisa Disbrow Mgmt No vote
Richard Lynch Mgmt No vote
Laurie Smaldone Alsup Mgmt No vote
Barbara Stymiest Mgmt No vote
V. Prem Watsa Mgmt No vote
Wayne Wouters Mgmt No vote
2. Re-appointment of Auditors - Resolution Mgmt No vote
approving the re- appointment of
PricewaterhouseCoopers LLP as auditors of
the Company and authorizing the Board of
Directors to fix their remuneration.
3. Advisory Vote on Executive Compensation - Mgmt No vote
Non-binding advisory resolution that the
shareholders accept the Company's approach
to executive compensation as disclosed in
the Management Proxy Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
BLUE PRISM GROUP PLC Agenda Number: 713616095
--------------------------------------------------------------------------------------------------------------------------
Security: G1193C101
Meeting Type: AGM
Meeting Date: 16-Mar-2021
Ticker:
ISIN: GB00BYQ0HV16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL ACCOUNTS OF Mgmt For For
THE COMPANY, AND THE REPORTS OF THE
DIRECTORS AND AUDITORS OF THE COMPANY, FOR
THE FINANCIAL YEAR ENDED 31 OCTOBER 2020
2 TO APPOINT GRANT THORNTON UK LLP AS Mgmt For For
AUDITORS TO HOLD OFFICE FROM THE CONCLUSION
OF THIS MEETING UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AT WHICH ACCOUNTS ARE LAID
3 TO AUTHORISE THE COMPANY'S DIRECTORS TO Mgmt For For
SETTLE THE REMUNERATION OF THE AUDITORS
4 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 OCTOBER 2020
5 TO RE-APPOINT JASON KINGDON AS A DIRECTOR Mgmt Abstain Against
OF THE COMPANY
6 TO RE-APPOINT IJOMA MALUZA AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-APPOINT CHRISTOPHER BATTERHAM AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-APPOINT KENNETH LEVER AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO APPOINT RACHEL MOONEY AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO APPOINT MAURIZIO CARLI AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO APPOINT MURRAY RODE AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 THAT: 12.1. THE DIRECTORS OF THE COMPANY BE Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
UNDER SECTION 551 OF THE COMPANIES ACT 2006
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN THE COMPANY AND TO GRANT
RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY
SECURITY INTO, SHARES IN THE COMPANY
("RIGHTS"): 12.1.1. UP TO AN AGGREGATE
NOMINAL AMOUNT OF GBP 316,753; AND 12.1.2.
UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF
GBP 316,753 IN CONNECTION WITH AN OFFER OF
EQUITY SECURITIES (AS DEFINED IN SECTION
560(1) OF THE COMPANIES ACT 2006) BY WAY OF
A RIGHTS ISSUE OR OTHER PRE-EMPTIVE OFFER
OR ISSUE TO: A) ORDINARY SHAREHOLDERS IN
PROPORTION (AS NEARLY AS MAY BE) TO THEIR
EXISTING HOLDINGS; AND B) HOLDERS OF OTHER
EQUITY SECURITIES, IF THIS IS REQUIRED BY
THE RIGHTS OF THOSE SECURITIES OR, IF THE
COMPANY'S DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS
AND OTHER ARRANGEMENTS AS THE COMPANY'S
DIRECTORS MAY CONSIDER NECESSARY OR
APPROPRIATE IN RELATION TO FRACTIONAL
ENTITLEMENTS, RECORD DATES, TREASURY SHARES
OR ANY LEGAL, REGULATORY OR PRACTICAL
PROBLEMS UNDER THE LAWS OF ANY TERRITORY
(INCLUDING THE REQUIREMENTS OF ANY
REGULATORY BODY OR STOCK EXCHANGE) OR ANY
OTHER MATTER; AND 12.2. SUCH AUTHORITY
SHALL EXPIRE (UNLESS PREVIOUSLY REVOKED,
VARIED OR RENEWED BY THE COMPANY) ON THE
EARLIER OF 20 JUNE 2022 AND THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AND IN EACH CASE THE COMPANY MAY,
BEFORE SUCH EXPIRY, MAKE AN OFFER OR
AGREEMENT WHICH WOULD OR MIGHT REQUIRE
SHARES TO BE ALLOTTED OR RIGHTS TO BE
GRANTED AFTER THE AUTHORITY HAS EXPIRED AND
THE COMPANY'S DIRECTORS MAY ALLOT SHARES OR
GRANT RIGHTS IN PURSUANCE OF ANY SUCH OFFER
OR AGREEMENT NOTWITHSTANDING THAT THIS
AUTHORITY HAS EXPIRED; AND 12.3. ALL
PREVIOUS AUTHORITIES TO ALLOT SHARES OR
GRANT RIGHTS, TO THE EXTENT UNUSED, SHALL
BE REVOKED
13 THAT: 13.1. SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 12, THE DIRECTORS OF THE COMPANY
SHALL HAVE THE POWER TO ALLOT EQUITY
SECURITIES (WITHIN THE MEANING OF SECTION
560 OF THE COMPANIES ACT 2006) FOR CASH
UNDER THE GENERAL AUTHORITY CONFERRED ON
THEM BY RESOLUTION 12 ABOVE AS IF SECTION
561 OF THE COMPANIES ACT 2006 DID NOT APPLY
TO THE ALLOTMENT PROVIDED THAT THIS POWER
SHALL BE LIMITED TO: 13.1.1. THE ALLOTMENT
OF EQUITY SECURITIES IN CONNECTION WITH AN
OFFER OR ISSUE OF EQUITY SECURITIES (BUT IN
THE CASE OF THE AUTHORITY GRANTED UNDER
PARAGRAPH 12.1.2 OF RESOLUTION 12, BY WAY
OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF:
A) ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS MAY BE) TO THEIR EXISTING
HOLDINGS; AND B) HOLDERS OF OTHER EQUITY
SECURITIES, IF THIS IS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE
COMPANY'S DIRECTORS CONSIDER IT NECESSARY,
AS PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, BUT SUBJECT TO SUCH EXCLUSIONS
AND OTHER ARRANGEMENTS AS THE COMPANY'S
DIRECTORS MAY CONSIDER NECESSARY OR
APPROPRIATE IN RELATION TO FRACTIONAL
ENTITLEMENTS, RECORD DATES, TREASURY SHARES
OR ANY LEGAL, REGULATORY OR PRACTICAL
PROBLEMS UNDER THE LAWS OF ANY TERRITORY
(INCLUDING THE REQUIREMENTS OF ANY
REGULATORY BODY OR STOCK EXCHANGE) OR ANY
OTHER MATTER; AND 13.1.2. THE ALLOTMENT OF
EQUITY SECURITIES (OTHERWISE THAN UNDER
PARAGRAPH 13.1.1 OF THIS RESOLUTION 13) UP
TO AN AGGREGATE NOMINAL AMOUNT OF GBP
47,513; AND 13.2. THIS POWER SHALL EXPIRE
WHEN THE AUTHORITY GIVEN BY RESOLUTION 12
IS REVOKED OR EXPIRES BUT THE COMPANY MAY
BEFORE EXPIRY OF THIS POWER MAKE AN OFFER
OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH
EXPIRY AND THE COMPANY'S DIRECTORS MAY
ALLOT EQUITY SECURITIES IN PURSUANCE OF
THAT OFFER OR AGREEMENT NOTWITHSTANDING
THAT THE POWER HAS EXPIRED
14 THAT: 14.1. THAT, IN ADDITION TO ANY Mgmt For For
AUTHORITY GRANTED UNDER RESOLUTION 13, THE
COMPANY'S DIRECTORS BE EMPOWERED PURSUANT
TO SECTION 570 OF THE COMPANIES ACT 2006 TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560 OF THAT ACT) FOR CASH PURSUANT
TO THE GENERAL AUTHORITY CONFERRED ON THEM
BY RESOLUTION 12 AND/OR TO SELL EQUITY
SECURITIES HELD AS TREASURY SHARES FOR CASH
PURSUANT TO SECTION 727 OF THE COMPANIES
ACT 2006, IN EACH CASE AS IF SECTION 561 OF
THAT ACT DID NOT APPLY TO ANY SUCH
ALLOTMENT OR SALE, PROVIDED THAT THIS POWER
SHALL BE: (I) LIMITED TO ANY SUCH ALLOTMENT
AND/OR SALE OF EQUITY SECURITIES HAVING, IN
THE CASE OF ORDINARY SHARES, AN AGGREGATE
NOMINAL VALUE OR, IN THE CASE OF OTHER
EQUITY SECURITIES, GIVING THE RIGHT TO
SUBSCRIBE FOR OR CONVERT INTO ORDINARY
SHARES HAVING AN AGGREGATE NOMINAL VALUE,
NOT EXCEEDING THE SUM OF GBP 47,513 AND
(II) USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE COMPANY'S DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE. THIS AUTHORITY SHALL EXPIRE, UNLESS
PREVIOUSLY REVOKED, VARIED OR RENEWED BY
THE COMPANY IN GENERAL MEETING, AT SUCH
TIME AS THE GENERAL AUTHORITY CONFERRED ON
THE COMPANY'S DIRECTORS BY RESOLUTION 12
EXPIRES, EXCEPT THAT THE COMPANY MAY BEFORE
SUCH EXPIRY MAKE ANY OFFER OR AGREEMENT
WHICH WOULD OR MIGHT REQUIRE EQUITY
SECURITIES TO BE ALLOTTED OR EQUITY
SECURITIES HELD AS TREASURY SHARES TO BE
SOLD AFTER SUCH EXPIRY AND THE COMPANY'S
DIRECTORS MAY ALLOT EQUITY SECURITIES
AND/OR SELL EQUITY SECURITIES HELD AS
TREASURY SHARES IN PURSUANCE OF SUCH AN
OFFER OR AGREEMENT AS IF THE POWER
CONFERRED BY THIS RESOLUTION HAD NOT
EXPIRED
15 THAT THE COMPANY BE, AND IT IS HEREBY, Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTIONS 693 AND 701 OF
THE COMPANIES ACT 2006 TO MAKE ONE OR MORE
MARKET PURCHASES (WITHIN THE MEANING OF
SECTION 693(4) OF THE COMPANIES ACT 2006)
OF ORDINARY SHARES OF GBP 0.01 EACH IN THE
CAPITAL OF THE COMPANY ("ORDINARY SHARES")
UPON SUCH TERMS AND IN SUCH MANNER AS THE
DIRECTORS OF THE COMPANY SHALL DETERMINE,
PROVIDED THAT: 15.1.1. THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES
AUTHORISED TO BE PURCHASED IS 9,502,605;
15.1.2. THE MINIMUM PRICE WHICH MAY BE PAID
FOR SUCH ORDINARY SHARES IS GBP 0.01 PER
SHARE (EXCLUSIVE OF EXPENSES); 15.1.3. THE
MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH
MAY BE PAID FOR AN ORDINARY SHARE CANNOT BE
MORE THAN AN AMOUNT EQUAL TO THE HIGHER OF
105 PERCENT OF THE AVERAGE OF THE CLOSING
MIDDLE MARKET PRICE FOR AN ORDINARY SHARE
AS DERIVED FROM THE AIM APPENDIX TO THE
LONDON STOCK EXCHANGE DAILY OFFICIAL LIST
FOR THE FIVE BUSINESS DAYS IMMEDIATELY
PRIOR TO THE DAY THE PURCHASE IS MADE;
15.1.4. UNLESS PREVIOUSLY RENEWED, VARIED
OR REVOKED, THE AUTHORITY HEREBY CONFERRED
SHALL EXPIRE ON THE EARLIER OF 20 JUNE 2022
AND THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY; AND 15.1.5.
THE COMPANY MAY MAKE A CONTRACT OR
CONTRACTS TO PURCHASE ORDINARY SHARES UNDER
THIS AUTHORITY PRIOR TO THE EXPIRY OF SUCH
AUTHORITY WHICH WILL OR MAY BE EXECUTED
WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH
AUTHORITY AND MAY MAKE A PURCHASE OF
ORDINARY SHARES IN PURSUANCE OF ANY SUCH
CONTRACT OR CONTRACTS
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 713666418
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 18-May-2021
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202102262100347-25 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO CHANGE IN
NUMBERING FOR RESOLUTIONS 1 TO 21. IF YOU
HAVE ALREADY SENT IN YOUR VOTES TO MID
528360, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020 -
APPROVAL OF THE OVERALL AMOUNT OF THE
EXPENSES AND COSTS REFERRED TO IN ARTICLE
39-4 OF THE FRENCH GENERAL TAX CODE
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2020
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2020 AND DISTRIBUTION OF
THE DIVIDEND
4 STATUTORY AUDITORS' SPECIAL REPORT ON THE Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLES L. 225-38 AND FOLLOWING OF THE
FRENCH COMMERCIAL CODE
5 AUTHORIZATION FOR BNP PARIBAS TO REPURCHASE Mgmt For For
ITS OWN SHARES
6 RENEWAL OF THE TERM OF OFFICE OF MR. PIERRE Mgmt For For
ANDRE AS DIRECTOR
7 RENEWAL OF THE TERM OF OFFICE OF MRS. RAJNA Mgmt For For
GIBSON BRANDON AS DIRECTOR
8 APPOINTMENT OF MR. CHRISTIAN NOYER AS Mgmt For For
DIRECTOR, AS A REPLACEMENT FOR MR. DENIS
KESSLER
9 RESOLUTION PROPOSED BY THE SUPERVISORY Mgmt For For
BOARD OF THE "BNP PARIBAS ACTIONNARIAT
MONDE" CORPORATE MUTUAL FUND (FCPE) AND
AGREED BY THE BOARD OF DIRECTORS:
APPOINTMENT OF MRS. JULIETTE BRISAC AS
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
IN ACCORDANCE WITH ARTICLE 7 OF THE
BY-LAWS)
10 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO DIRECTORS
11 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHAIRMAN OF THE
BOARD OF DIRECTORS
12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY ATTRIBUTABLE TO THE CHIEF EXECUTIVE
OFFICER AND THE DEPUTY CHIEF EXECUTIVE
OFFICERS
13 VOTE ON THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
2020 OR ALLOCATED IN RESPECT OF THE SAME
FINANCIAL YEAR TO ALL CORPORATE OFFICERS
14 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN LEMIERRE, CHAIRMAN OF THE BOARD OF
DIRECTORS
15 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. JEAN-LAURENT BONNAFE, CHIEF EXECUTIVE
OFFICER
16 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
PAID DURING THE FINANCIAL YEAR 2020 OR
ALLOCATED FOR THE SAME FINANCIAL YEAR TO
MR. PHILIPPE BORDENAVE, DEPUTY CHIEF
EXECUTIVE OFFICER
17 CONSULTATIVE VOTE ON THE TOTAL COMPENSATION Mgmt For For
PACKAGE OF ANY KIND PAID DURING THE
FINANCIAL YEAR 2020 TO THE ACTUAL MANAGERS
AND CERTAIN CATEGORIES OF PERSONNEL
18 SETTING OF THE ANNUAL AMOUNT OF Mgmt For For
COMPENSATIONS PAID TO THE MEMBERS OF THE
BOARD OF DIRECTORS
19 SETTING OF A CEILING FOR THE VARIABLE Mgmt For For
PORTION OF THE COMPENSATION OF ACTUAL
MANAGERS AND CERTAIN CATEGORIES OF
PERSONNEL
20 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY
CANCELLING SHARES
21 POWERS TO CARRY OUT FORMALITIES Mgmt For For
A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED
BY THE SUPERVISORY BOARD OF THE "BNP
PARIBAS ACTIONNARIAT MONDE" CORPORATE
MUTUAL FUND (FCPE) AND NON-AGREED BY THE
BOARD OF DIRECTORS: (APPOINTMENT OF MRS.
ISABELLE CORON AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. CECILE BESSE AS DIRECTOR REPRESENTING
EMPLOYEE SHAREHOLDERS IN ACCORDANCE WITH
ARTICLE 7 OF THE BY-LAWS)
C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: RESOLUTIONS PROPOSED
BY EMPLOYEE SHAREHOLDERS AND NON-AGREED BY
THE BOARD OF DIRECTORS: (APPOINTMENT OF
MRS. DOMINIQUE POTIER AS DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS IN
ACCORDANCE WITH ARTICLE 7 OF THE BY-LAWS)
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 524609 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BRUNELLO CUCINELLI SPA Agenda Number: 713831976
--------------------------------------------------------------------------------------------------------------------------
Security: T2R05S109
Meeting Type: AGM
Meeting Date: 19-Apr-2021
Ticker:
ISIN: IT0004764699
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 533941 DUE TO RECEIPT OF UPDATED
AGEDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
O.1.1 TO APPROVE BALANCE SHEET AS OF 31 DECEMBER Mgmt For For
2020, TO PRESENT CONSOLIDATED BALANCE SHEET
AS OF 31 DECEMBER 2020 AND OF CONSOLIDATED
NON-FINANCIAL STATEMENT AS PER ART OF
LEGISLATIVE DECREE. NO. 254 OF 30 DECEMBER
2016
O.1.2 TO ALLOCATE THE NET INCOME Mgmt For For
O.2 RESOLUTION AS PER ART. 123-TER, PARAGRAPH Mgmt Against Against
6, OF LEGISLATIVE DECREE 58/1998 ON THE
SECOND SECTION OF THE REPORT ON THE
REWARDING POLICY AND ON REMUNERATION
EMOLUMENT AS PER ART. 123-TER OF
LEGISLATIVE DECREE 58/1998
O.3.1 TO APPOINT THE EXTERNAL AUDITOR, FOR Mgmt For For
FINANCIAL YEARS 2021-2029; TO STATE
EMOLUMENT. INHERENT AND CONSEQUENT
RESOLUTIONS. TO APPROVE BOARD OF DIRECTORS'
PROPOSAL, CONTAINED IN THE RECOMMENDATION
OF THE BOARD OF STATUTORY AUDITORS, TO
APPOINT PRICEWATERHOUSECOOPERS S.P.A. AS
EXTERNAL AUDITORS
O.3.2 TO APPOINT THE EXTERNAL AUDITOR, FOR Mgmt For For
FINANCIAL YEARS 2021-2029; TO STATE
EMOLUMENT. INHERENT AND CONSEQUENT
RESOLUTIONS. TO APPROVE, AS AN ALTERNATIVE,
THE BOARD OF DIRECTORS' PROPOSAL, CONTAINED
IN THE RECOMMENDATION OF THE BOARD OF
STATUTORY AUDITORS, TO APPOINT KPMG S.P.A
AS EXTERNAL AUDITORS
--------------------------------------------------------------------------------------------------------------------------
BURE EQUITY AB Agenda Number: 713953203
--------------------------------------------------------------------------------------------------------------------------
Security: W72479103
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: SE0000195810
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING TH E UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 472156 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 ELECTION OF CHAIRMAN OF THE AGM Non-Voting
2 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
3 APPROVAL OF THE AGENDA Non-Voting
4 APPOINTMENT OF ONE OF TWO PERSONS TO VERIFY Non-Voting
THE MINUTES OF THE AGM
5 DETERMINATION AS TO WHETHER THE AGM HAS Non-Voting
BEEN DULY CONVENED
6 PRESENTATION OF ANNUAL REPORT AND AUDITORS Non-Voting
REPORT AS WELL AS CONSOLIDATED ACCOUNTS AND
CONSOLIDATED AUDITORS REPORT
7.A RESOLUTION REGARDING: ADOPTION OF THE Mgmt For For
INCOME STATEMENT, BALANCE SHEET,
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION REGARDING: ON DISPOSITIONS Mgmt For For
REGARDING THE COMPANY'S PROFIT ACCORDING TO
THE APPROVED BALANCE SHEET
7.C.I RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: PATRIK TIGERSCHIOLD
7.CII RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: CARL BJORKMAN
7CIII RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: CARSTEN BROWALL
7.CIV RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: BENGT ENGSTROM
7.C.V RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: CHARLOTTA FALVIN
7.CVI RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: SARAH MCPHEE
7CVII RESOLUTION REGARDING: ON DISCHARGE FROM Mgmt For For
LIABILITY OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THE CEO: HENRIK BLOMQUIST
8 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For
MEMBERS
9 DETERMINATION OF THE BOARD OF DIRECTORS' Mgmt For For
FEES
10.I ELECTION OF BOARD MEMBER: RE-ELECTION OF Mgmt For For
CARL BJORKMAN
10.II ELECTION OF BOARD MEMBER: RE-ELECTION OF Mgmt Against Against
CARSTEN BROWALL
10III ELECTION OF BOARD MEMBER: RE-ELECTION OF Mgmt Against Against
BENGT ENGSTROM
10.IV ELECTION OF BOARD MEMBER: RE-ELECTION OF Mgmt Against Against
CHARLOTTA FALVIN
10.V ELECTION OF BOARD MEMBER: RE-ELECTION OF Mgmt For For
SARAH MCPHEE
10.VI RE-ELECTION OF CHAIRMAN OF THE BOARD: Mgmt Against Against
PATRIK TIGERSCHIOLD
11.I ELECTION OF AUDITOR: OHRLINGS Mgmt For For
PRICEWATERHOUSECOOPERS AB
12 DETERMINATION OF AUDITORS' FEES Mgmt For For
13 DETERMINATION OF PRINCIPLES FOR THE Mgmt For For
APPOINTMENT OF THE NOMINATING COMMITTEE AND
INSTRUCTIONS FOR THE NOMINATING COMMITTEE
14 RESOLUTION ON APPROVAL OF THE COMPENSATION Mgmt For For
REPORT
15 THE BOARD OF DIRECTORS' PROPOSED GUIDELINES Mgmt Against Against
FOR THE REMUNERATION OF SENIOR EXECUTIVES
16 RESOLUTION AUTHORIZING THE BOARD OF Mgmt For For
DIRECTORS' TO DECIDE ON THE ACQUISITION OF
THE COMPANY'S OWN SHARES
17 RESOLUTION AUTHORIZING THE BOARD TO DECIDE Mgmt For For
ON A NEW SHARE ISSUE
18 PROPOSAL FOR A RESOLUTION TO AMEND THE Mgmt For For
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
C-COM SATELLITE SYSTEMS INC Agenda Number: 713739932
--------------------------------------------------------------------------------------------------------------------------
Security: 125009100
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: CA1250091008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.4 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: DR. LESLIE KLEIN Mgmt For For
1.2 ELECTION OF DIRECTOR: RONALD LESLIE Mgmt For For
1.3 ELECTION OF DIRECTOR: ELI FATHI Mgmt For For
1.4 ELECTION OF DIRECTOR: ARUNAS SLEKYS Mgmt For For
2 APPOINTMENT OF WELCH LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
CAE INC. Agenda Number: 935246682
--------------------------------------------------------------------------------------------------------------------------
Security: 124765108
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: CAE
ISIN: CA1247651088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Margaret S. Billson Mgmt For For
Hon. Michael M. Fortier Mgmt For For
Marianne Harrison Mgmt For For
Alan N. MacGibbon Mgmt For For
Hon. John P. Manley Mgmt For For
Francois Olivier Mgmt For For
Marc Parent Mgmt For For
Gen. David G. Perkins Mgmt For For
Michael E. Roach Mgmt For For
Andrew J. Stevens Mgmt For For
2 Appointment of PricewaterhouseCoopers, LLP Mgmt For For
as auditors and authorization of the
Directors to fix their remuneration.
3 Considering an advisory (non-binding) Mgmt For For
resolution on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935239536
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Special
Meeting Date: 07-Jul-2020
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of a special cash bonus to the Mgmt For For
Company's CEO
1B Approval of the 2019 equity grant to the Mgmt For For
Company's CEO
1AA Do you have a "personal interest" in this Mgmt Against
item 1? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family or spouse, has a
personal interest in adoption of proposal
or if a company, other than Camtek, For
further information regarding "personal
interest", please see the Proxy Statement.
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
1; you do not have a personal interest in
adoption of this proposal because you own
our shares. Mark for=yes or against=NO
2 Approval of a new compensation policy for Mgmt For For
the Company's office holders, in accordance
with the requirements of the Israeli
Companies Law.
2A Do you have a "personal interest" in this Mgmt Against
item 2? [Please find explanation regarding
"personal interest" under item 1 above].
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
2; you do not have a personal interest in
the adoption of this proposal just because
you own our shares. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
CAMTEK LTD. Agenda Number: 935267383
--------------------------------------------------------------------------------------------------------------------------
Security: M20791105
Meeting Type: Annual
Meeting Date: 24-Sep-2020
Ticker: CAMT
ISIN: IL0010952641
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of New Director: Orit Stav Mgmt For For
1B Re-election of Director: Rafi Amit Mgmt For For
1C Re-election of Director: Yotam Stern Mgmt For For
1D Re-election of Director: Leo Huang Mgmt For For
1E Re-election of Director: I-Shih Tseng Mgmt For For
1F Re-election of Director: Moty Ben-Arie Mgmt For For
2 Approval of equity grant to Rafi Amit, the Mgmt For For
Company's CEO, for the year 2020.
2A Do you have a "personal interest" in this Mgmt Against
item 2? Under the Companies Law, in
general, a person is deemed to have a
personal interest if any member of his or
her immediate family, or the immediate
family of its spouse,.. (due to space
limits, see proxy material for full
proposal). PLEASE NOTE THAT IT IS HIGHLY
UNLIKELY THAT YOU HAVE A PERSONAL INTEREST
IN THIS ITEM 2; you do not have a personal
interest in the adoption of this proposal
just because you own Camtek shares. Mark
"For" = Yes or "Against" = No.
3A Re-approval of the grant of indemnification Mgmt For For
and exemption letters to Rafi Amit.
3AA Do you have a "personal interest" in this Mgmt Against
item 3A? [Please find explanation regarding
"personal interest" under item 2 above].
PLEASE NOTE THAT IT IS HIGHLY UNLIKELY THAT
YOU HAVE A PERSONAL INTEREST IN THIS ITEM
3A; you do not have a personal interest in
the adoption of this proposal just because
you own Camtek shares. Mark "for" = yes or
"against" = no.
3B Re-approval of the grant of indemnification Mgmt For For
and exemption letters to Yotam Stern.
3BA Do you have a "personal interest" in this Mgmt Against
item 3B? [Please find explanation regarding
"personal interest" under item 2 on the
reverse side]. PLEASE NOTE THAT IT IS
HIGHLY UNLIKELY THAT YOU HAVE A PERSONAL
INTEREST IN THIS ITEM 3B; you do not have a
personal interest in the adoption of this
proposal just because you own Camtek
shares. Mark "for" = yes or "against" = no.
4 Re-appointment of Somekh Chaikin, a member Mgmt For For
firm of KPMG International, as the
Company's independent auditors until the
conclusion of the 2021 annual general
meeting of shareholders and authorization
of the Company's Board of Directors to set
the annual compensation of the independent
auditors, at the Audit Committee's
recommendation, in accordance with the
volume and nature of their services.
--------------------------------------------------------------------------------------------------------------------------
CANADA GOOSE HOLDINGS INC. Agenda Number: 935247204
--------------------------------------------------------------------------------------------------------------------------
Security: 135086106
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: GOOS
ISIN: CA1350861060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Dani Reiss Mgmt Withheld Against
Ryan Cotton Mgmt Withheld Against
Joshua Bekenstein Mgmt Withheld Against
Stephen Gunn Mgmt For For
Jean-Marc Huet Mgmt For For
John Davison Mgmt For For
Maureen Chiquet Mgmt For For
Jodi Butts Mgmt For For
2 Appointment of Deloitte LLP as auditor of Mgmt For For
Canada Goose Holdings Inc. for the ensuing
year and authorizing the directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY Agenda Number: 935363515
--------------------------------------------------------------------------------------------------------------------------
Security: 136375102
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: CNI
ISIN: CA1363751027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Shauneen Bruder Mgmt For For
1B Election of Director: Julie Godin Mgmt For For
1C Election of Director: Denise Gray Mgmt For For
1D Election of Director: Justin M. Howell Mgmt For For
1E Election of Director: The Hon. Kevin G. Mgmt For For
Lynch
1F Election of Director: Margaret A. McKenzie Mgmt For For
1G Election of Director: James E. O'Connor Mgmt For For
1H Election of Director: Robert Pace Mgmt For For
1I Election of Director: Robert L. Phillips Mgmt For For
1J Election of Director: Jean-Jacques Ruest Mgmt For For
1K Election of Director: Laura Stein Mgmt For For
02 Appointment of KPMG LLP as Auditors. Mgmt For For
03 Non-Binding Advisory Resolution to accept Mgmt For For
the approach to executive compensation
disclosed in the management information
circular, the full text of which resolution
is set out on P.9 of the management
information circular.
04 Non-Binding Advisory Resolution to accept Mgmt For For
the Company's Climate Action Plan as
disclosed in the management information
circular, the full text of which resolution
is set out on P. 9 of the management
information circular.
05 Shareholder Proposal #1 : Safety-centred Shr Against For
bonus system changes. The full text of the
proposal and supporting statement, together
with the Board of Directors'
recommendation, is set out on Schedule D of
the accompanying Management Information
Circular.
06 Shareholder Proposal #2 : The role of the Shr Against For
CN Police Service in the investigation of
railway fatalities and serious injuries.
The full text of the proposal and
supporting statement, together with the
Board of Directors' recommendation, is set
out on Schedule D of the accompanying
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 935383466
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Catherine M. Best Mgmt For For
M. Elizabeth Cannon Mgmt For For
N. Murray Edwards Mgmt For For
Christopher L. Fong Mgmt For For
Amb. Gordon D. Giffin Mgmt For For
Wilfred A. Gobert Mgmt For For
Steve W. Laut Mgmt For For
Tim S. McKay Mgmt For For
Hon. Frank J. McKenna Mgmt For For
David A. Tuer Mgmt For For
Annette M. Verschuren Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP, Chartered Accountants, Calgary,
Alberta, as auditors of the Corporation for
the ensuing year and the authorization of
the Audit Committee of the Board of
Directors of the Corporation to fix their
remuneration.
3 On an advisory basis, accepting the Mgmt For For
Corporation's approach to executive
compensation as described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 935354251
--------------------------------------------------------------------------------------------------------------------------
Security: 13645T100
Meeting Type: Annual and Special
Meeting Date: 21-Apr-2021
Ticker: CP
ISIN: CA13645T1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
The Hon. John Baird Mgmt For For
Isabelle Courville Mgmt For For
Keith E. Creel Mgmt For For
Gillian H. Denham Mgmt For For
Edward R. Hamberger Mgmt For For
Rebecca MacDonald Mgmt For For
Edward L. Monser Mgmt For For
Matthew H. Paull Mgmt For For
Jane L. Peverett Mgmt For For
Andrea Robertson Mgmt For For
Gordon T. Trafton Mgmt For For
02 Appointment of Auditor as named in the Mgmt For For
Proxy Circular.
03 Advisory vote to approve Compensation of Mgmt For For
the Corporation's Named Executive Officers
as described in the Proxy Circular.
04 Vote on a special resolution to approve the Mgmt For For
Share Split as described in the Proxy
Circular.
05 Vote to approve the Shareholder Proposal as Shr For For
described in the Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INC. Agenda Number: 935446143
--------------------------------------------------------------------------------------------------------------------------
Security: 136635109
Meeting Type: Annual and Special
Meeting Date: 23-Jun-2021
Ticker: CSIQ
ISIN: CA1366351098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve an ordinary resolution setting Mgmt For For
the number of directors of the Corporation
at nine (9).
2 DIRECTOR
Shawn (Xiaohua) Qu Mgmt For For
Karl E. Olsoni Mgmt For For
Harry E. Ruda Mgmt For For
Lauren C. Templeton Mgmt For For
A. (Luen Cheung) Wong Mgmt For For
Arthur (Lap Tat) Wong Mgmt For For
Leslie Li Hsien Chang Mgmt For For
Yan Zhuang Mgmt For For
Huifeng Chang Mgmt For For
3 To reappoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP as
auditors of the Corporation and to
authorize the directors of the Corporation
to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORP Agenda Number: 713022515
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: MIX
Meeting Date: 21-Sep-2020
Ticker:
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: JUDY A. SCHMELING Mgmt For For
1.B ELECTION OF DIRECTOR: DAVID KLEIN Mgmt For For
1.C ELECTION OF DIRECTOR: ROBERT HANSON Mgmt For For
1.D ELECTION OF DIRECTOR: DAVID LAZZARATO Mgmt For For
1.E ELECTION OF DIRECTOR: WILLIAM NEWLANDS Mgmt For For
1.F ELECTION OF DIRECTOR: JIM SABIA Mgmt For For
1.G ELECTION OF DIRECTOR: THERESA YANOFSKY Mgmt For For
2 THE RE-APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2021 AND TO AUTHORIZE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
3 TO APPROVE CERTAIN AMENDMENTS TO THE Mgmt Against Against
COMPANY'S AMENDED AND RESTATED OMNIBUS
INCENTIVE PLAN AND ALL UNALLOCATED AWARDS
ISSUABLE UNDER THE AMENDED AND RESTATED
OMNIBUS INCENTIVE PLAN, AS DESCRIBED IN THE
PROXY STATEMENT
4 TO APPROVE CERTAIN AMENDMENTS TO THE Mgmt For For
COMPANY'S 2017 EMPLOYEE STOCK PURCHASE
PLAN, AS DESCRIBED IN THE PROXY STATEMENT
5 TO ADOPT, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, A RESOLUTION APPROVING THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS, AS DESCRIBED IN THE
PROXY STATEMENT
CMMT PLEASE NOTE YOU CAN ONLY VOTE FOR ONE YEAR, Non-Voting
TWO YEAR, THREE YEARS OR ABSTAIN. PLEASE
SELECT 'FOR' ON ONE OF THE FOLLOWING THREE
ANNUAL OPTIONS TO PLACE A VOTE FOR THAT
FREQUENCY. IF YOU VOTE FOR 'ABSTAIN' OR
AGAINST IN ANY OF THE 'YEAR' OPTIONS WE
WILL REGISTER A VOTE OF ABSTAIN ON YOUR
BEHALF. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED. THE BOARD OF
DIRECTORS RECOMMENDS YOU VOTE 1 YEAR
6.1 TO ADOPT, ON AN ADVISORY (NON-BINDING) Mgmt For For
BASIS, A RESOLUTION ON THE FREQUENCY OF
FUTURE "SAY-ON-PAY" VOTES AS DESCRIBED IN
THE PROXY STATEMENT: PLEASE VOTE 'FOR' ON
THIS RESOLUTION TO APPROVE 1 YEAR
6.2 TO ADOPT, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, A RESOLUTION ON THE FREQUENCY OF
FUTURE "SAY-ON-PAY" VOTES AS DESCRIBED IN
THE PROXY STATEMENT: PLEASE VOTE 'FOR' ON
THIS RESOLUTION TO APPROVE 2 YEARS
6.3 TO ADOPT, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, A RESOLUTION ON THE FREQUENCY OF
FUTURE "SAY-ON-PAY" VOTES AS DESCRIBED IN
THE PROXY STATEMENT: PLEASE VOTE 'FOR' ON
THIS RESOLUTION TO APPROVE 3 YEARS
6.4 TO ADOPT, ON AN ADVISORY (NON-BINDING) Mgmt No vote
BASIS, A RESOLUTION ON THE FREQUENCY OF
FUTURE "SAY-ON-PAY" VOTES AS DESCRIBED IN
THE PROXY STATEMENT: PLEASE VOTE 'FOR' ON
THIS RESOLUTION TO APPROVE ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935259083
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual and Special
Meeting Date: 21-Sep-2020
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Judy A. Schmeling Mgmt For For
1B Election of Director: David Klein Mgmt For For
1C Election of Director: Robert Hanson Mgmt For For
1D Election of Director: David Lazzarato Mgmt For For
1E Election of Director: William Newlands Mgmt For For
1F Election of Director: Jim Sabia Mgmt For For
1G Election of Director: Theresa Yanofsky Mgmt For For
02 The re-appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as the Company's
independent registered public accounting
firm for fiscal year 2021 and to authorize
the Board of Directors of the Company to
fix their remuneration.
03 To approve certain amendments to the Mgmt Against Against
Company's Amended and Restated Omnibus
Incentive Plan and all unallocated awards
issuable under the Amended and Restated
Omnibus Incentive Plan, as described in the
proxy statement.
04 To approve certain amendments to the Mgmt For For
Company's 2017 Employee Stock Purchase
Plan, as described in the proxy statement.
05 To adopt, on an advisory (non-binding) Mgmt For For
basis, a resolution approving the
compensation of the Company's named
executive officers, as described in the
proxy statement.
06 To adopt, on an advisory (non-binding) Mgmt 1 Year For
basis, a resolution on the frequency of
future "say-on-pay" votes as described in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 713143244
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: EGM
Meeting Date: 09-Oct-2020
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0921/2020092100504.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0921/2020092100490.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
IN USE OF THE REMAINING UNUTILIZED PROCEEDS
RECEIVED FROM THE LISTING OF THE COMPANY'S
H SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED USE OF Mgmt For For
PART OF THE OVER-RAISED PROCEEDS RECEIVED
FROM THE LISTING OF THE COMPANY'S A SHARES
TO PERMANENTLY SUPPLEMENT WORKING CAPITAL
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 714134056
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538660 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0419/2021041901268.pdf,
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR OF 2020
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR OF 2020
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY AND ITS SUBSIDIARY FOR THE
YEAR OF 2020 AND ITS ABSTRACT
4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
ACCOUNTS REPORT OF THE COMPANY AND ITS
SUBSIDIARY FOR THE YEAR OF 2020
5 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
BUDGET OF THE COMPANY AND ITS SUBSIDIARY
FOR THE YEAR OF 2021
6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR OF 2020
7 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
UNRECOVERED LOSSES REACHING ONE THIRD OF
THE TOTAL PAID-IN CAPITAL
8 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR AND
INTERNAL CONTROL AUDIT AGENCY OF THE
COMPANY AND THE APPOINTMENT OF DELOITTE
TOUCHE TOHMATSU AS THE INTERNATIONAL
AUDITOR OF THE COMPANY FOR THE YEAR OF
2021, RESPECTIVELY, FOR A TERM COMMENCING
FROM THE DATE OF APPROVAL AT THE AGM UNTIL
THE CONCLUSION OF THE 2021 ANNUAL GENERAL
MEETING OF THE COMPANY, AND AUTHORIZE THE
CHIEF EXECUTIVE OFFICER OF THE COMPANY TO
IMPLEMENT MATTERS RELATING TO THE
ENGAGEMENT
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DR. ZHONGQI SHAO IN REPLACE OF MS. JIEYU
ZOU (AS SPECIFIED IN NOTICE) AS A
SUPERVISOR OF THE COMPANY
10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE AND/OR RENEWAL OF BANK CREDIT LINE
FOR THE YEAR OF 2021
11 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
IN USE OF THE NET PROCEEDS RECEIVED FROM
THE COMPANY'S A SHARE OFFERING IN AUGUST
2020
12 TO GRANT A GENERAL MANDATE TO THE BOARD TO Mgmt Against Against
ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF EACH OF THE
TOTAL NUMBER OF THE A SHARES AND H SHARES
OF THE COMPANY RESPECTIVELY IN ISSUE AS AT
THE DATE OF PASSING THE RESOLUTION, AND TO
AUTHORIZE THE BOARD TO MAKE AMENDMENTS TO
THE ARTICLES OF ASSOCIATION OF THE COMPANY
AS IT THINKS FIT SO AS TO REFLECT THE NEW
SHARE CAPITAL STRUCTURE UPON THE ISSUE OR
ALLOTMENT OF ADDITIONAL SHARES PURSUANT TO
THE GENERAL MANDATE
CMMT 12 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CASCADES INC Agenda Number: 713748068
--------------------------------------------------------------------------------------------------------------------------
Security: 146900105
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA1469001053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: ALAIN LEMAIRE Mgmt For For
1.2 ELECTION OF DIRECTOR: SYLVIE LEMAIRE Mgmt For For
1.3 ELECTION OF DIRECTOR: ELISE PELLETIER Mgmt For For
1.4 ELECTION OF DIRECTOR: SYLVIE VACHON Mgmt For For
1.5 ELECTION OF DIRECTOR: MARIO PLOURDE Mgmt For For
1.6 ELECTION OF DIRECTOR: MICHELLE CORMIER Mgmt For For
1.7 ELECTION OF DIRECTOR: MARTIN COUTURE Mgmt For For
1.8 ELECTION OF DIRECTOR: PATRICK LEMAIRE Mgmt For For
1.9 ELECTION OF DIRECTOR: HUBERT T. LACROIX Mgmt For For
1.10 ELECTION OF DIRECTOR: MELANIE DUNN Mgmt For For
1.11 ELECTION OF DIRECTOR: NELSON GENTILETTI Mgmt For For
1.12 ELECTION OF DIRECTOR: ELIF LEVESQUE Mgmt For For
2 APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
PARTNERSHIP OF CHARTERED PROFESSIONAL
ACCOUNTANTS, AS INDEPENDENT AUDITOR AND
AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, Mgmt For For
APPROVE, ON AN ADVISORY BASIS, A RESOLUTION
ACCEPTING THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION
4 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
PASS A SPECIAL RESOLUTION FOR THE PURPOSE
OF AMENDING THE ARTICLES OF THE
CORPORATION, ALL AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR
5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: TO CONSIDER THE
SHAREHOLDER PROPOSAL A-1 AS SET FORTH IN
SCHEDULE A TO THE MANAGEMENT PROXY CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
CELLCOM ISRAEL LTD Agenda Number: 935244789
--------------------------------------------------------------------------------------------------------------------------
Security: M2196U109
Meeting Type: Annual
Meeting Date: 12-Aug-2020
Ticker: CEL
ISIN: IL0011015349
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Re-election of Doron Cohen. Mgmt For For
2. Re-election of Gustavo Traiber. Mgmt For For
3. Re-election of Aaron Kaufman. Mgmt For For
4. Re-approval of the Company's Compensation Mgmt For For
Policy.
4A. The undersigned confirms it is not a Mgmt For
"controlling shareholder" of the Company
under the Israeli Companies Law, 1999 and
does not have a personal benefit or other
interest in the approval of the Company's
Compensation Policy, as described in the
Proxy Statement.
5. Re-approval of granting an indemnification Mgmt For For
and exemption letter for office holders who
are, or are related to, the Company's
controlling shareholders, or in respect of
whom the Company's controlling shareholders
have a personal interest in their receiving
indemnification and exemption letters from
the Company.
5A. The undersigned confirms it is not a Mgmt For
"controlling shareholder" of the Company
under the Israeli Companies Law, 1999 and
does not have a personal benefit or other
interest in the approval of granting an
indemnification and exemption letter for
the said office holders, as described in
the Proxy Statement.
6. Appointment of Keselman & Keselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors.
7. The undersigned hereby confirms that the Mgmt For
holding of Ordinary Shares of the Company,
directly or indirectly, by the undersigned
does not contravene any of the holding or
transfer restrictions set forth in the
Company's telecommunications licenses. If
only a portion of your holdings so
contravenes, you may be entitled to vote
the portion that does not contravene. See
page 2 of the Proxy Statement for more
information.
--------------------------------------------------------------------------------------------------------------------------
CENTERRA GOLD INC Agenda Number: 713855697
--------------------------------------------------------------------------------------------------------------------------
Security: 152006102
Meeting Type: AGM
Meeting Date: 11-May-2021
Ticker:
ISIN: CA1520061021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: TENGIZ A.U. BOLTURUK Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD W. CONNOR Mgmt For For
1.3 ELECTION OF DIRECTOR: DUSHENALY KASENOV Mgmt For For
1.4 ELECTION OF DIRECTOR: NURLAN KYSHTOBAEV Mgmt For For
1.5 ELECTION OF DIRECTOR: MICHAEL S. PARRETT Mgmt For For
1.6 ELECTION OF DIRECTOR: JACQUES PERRON Mgmt For For
1.7 ELECTION OF DIRECTOR: SCOTT G. PERRY Mgmt For For
1.8 ELECTION OF DIRECTOR: SHERYL K. PRESSLER Mgmt For For
1.9 ELECTION OF DIRECTOR: BRUCE V. WALTER Mgmt For For
1.10 ELECTION OF DIRECTOR: PAUL N. WRIGHT Mgmt For For
1.11 ELECTION OF DIRECTOR: SUSAN L. YURKOVICH Mgmt For For
2 TO APPROVE THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE AUDITORS OF THE CORPORATION FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE CORPORATION TO FIX THE REMUNERATION
TO BE PAID TO THE AUDITORS
3 TO VOTE AT THE DISCRETION OF THE Mgmt Abstain For
PROXYHOLDER ON ANY AMENDMENTS OR VARIATIONS
TO THE FOREGOING AND ON ANY OTHER MATTERS
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935245729
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 03-Aug-2020
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt For For
1b. Election of Director: Jerry Ungerman Mgmt For For
1c. Election of Director: Dan Propper Mgmt For For
1d. Election of Director: Dr. Tal Shavit Mgmt For For
1e. Election of Director: Eyal Waldman Mgmt For For
1f. Election of Director: Shai Weiss Mgmt For For
2a. To elect Irwin Federman as outside director Mgmt For For
for an additional three-year term.
2b. To elect Ray Rothrock as outside director Mgmt For For
for an additional three-year term
3. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2020.
4. To approve compensation to Check Point's Mgmt For For
Chief Executive Officer.
5. To amend the Company's non-executive Mgmt For For
director compensation arrangement.
6a. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 2.
6b. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 4.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 935289288
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Supplemental Agreement and Mgmt For For
the amendments to the Existing Non-Compete
Undertaking contemplated thereunder.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA EUROPEAN PARTNERS Agenda Number: 935401163
--------------------------------------------------------------------------------------------------------------------------
Security: G25839104
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CCEP
ISIN: GB00BDCPN049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Receipt of the Report and Accounts. Mgmt For For
O2 Approval of the Directors' Remuneration Mgmt Against Against
Report.
O3 Election of Manolo Arroyo Mgmt For For
O4 Election of John Bryant Mgmt For For
O5 Election of Christine Cross Mgmt For For
O6 Election of Brian Smith Mgmt For For
O7 Election of Garry Watts Mgmt For For
O8 Re-election of Jan Bennink Mgmt For For
O9 Re-election of Jose Ignacio Comenge Mgmt For For
O10 Re-election of Damian Gammell Mgmt For For
O11 Re-election of Nathalie Gaveau Mgmt For For
O12 Re-election of Alvaro Gomez-Trenor Aguilar Mgmt For For
O13 Re-election of Thomas Johnson Mgmt For For
O14 Re-election of Dagmar Kollmann Mgmt For For
O15 Re-election of Alfonso Libano Daurella Mgmt For For
O16 Re-election of Mark Price Mgmt For For
O17 Re-election of Mario Rotllant Sola Mgmt Against Against
O18 Re-election of Dessi Temperley Mgmt For For
O19 Reappointment of the Auditor. Mgmt For For
O20 Remuneration of the Auditor. Mgmt For For
O21 Political Donations. Mgmt For For
O22 Authority to allot new shares. Mgmt For For
O23 Waiver of mandatory offer provisions set Mgmt Against
out in Rule 9 of the Takeover Code.
S24 General authority to disapply pre-emption Mgmt For For
rights.
S25 General authority to disapply pre-emption Mgmt For For
rights in connection with an acquisition or
specified capital investment.
S26 Authority to purchase own shares on market. Mgmt For For
S27 Authority to purchase own shares off Mgmt For For
market.
S28 Notice period for general meetings other Mgmt For For
than AGMs.
--------------------------------------------------------------------------------------------------------------------------
COMPUGEN LTD. Agenda Number: 935260771
--------------------------------------------------------------------------------------------------------------------------
Security: M25722105
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: CGEN
ISIN: IL0010852080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Re-election of Director: Paul Sekhri Mgmt For For
1B Re-election of Director: Anat Cohen-Dayag, Mgmt For For
Ph.D.
1C Re-election of Director: Eran Perry Mgmt For For
1D Re-election of Director: Gilead Halevy Mgmt For For
1E Re-election of Director: Jean-Pierre Mgmt For For
Bizzari, M.D.
1F Re-election of Director: Kinneret Livnat Mgmt For For
Savitzky, Ph.D.
1G Re-election of Director: Sanford (Sandy) Mgmt For For
Zweifach
2 To approve the Amended and Restated Mgmt For For
Compensation Policy of the Company.
2A Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 2?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 2.
3A To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A gross
monthly base salary of NIS 134,125
effective as of March 1, 2020.
3AA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3A?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3A.
3B To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: A
payment of a special cash bonus in the
amount of NIS 395,840.
3BA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3B?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3B.
3C To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
cash bonus plan for the years 2021, 2022
and 2023.
3CA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3C?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3C.
3D To approve the compensation to the Mgmt For For
Company's Chief Executive Officer: Annual
equity award plan for the years 2021, 2022
and 2023 and an employee share purchase
plan for the years 2020, 2021, 2022 and
2023.
3DA Are you a "controlling shareholder" or do Mgmt Against
you have a "personal interest" in Item 3D?
Please confirm you are a controlling
shareholder/have a personal interest. If
you do not vote Against = NO your vote will
not count for Proposal 3D.
4 To approve an annual equity award plan to Mgmt For For
the non-executive members of the Board of
Directors.
5 To re-appoint Kost Forer Gabbay & Kasierer Mgmt For For
(a member of Ernst & Young Global), as the
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2020, and until the
next annual general meeting and to
authorize the Board, upon recommendation of
the Audit Committee, to determine the
remuneration of Kost Forer Gabbay &
Kasierer (a member of Ernst & Young
Global), in accordance with the volume and
nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 712940166
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: SGM
Meeting Date: 05-Aug-2020
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.4. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt Abstain Against
1.2 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.3 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt Abstain Against
1.4 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC Agenda Number: 713740149
--------------------------------------------------------------------------------------------------------------------------
Security: 21037X100
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA21037X1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.15 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JEFF BENDER Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN BILLOWITS Mgmt For For
1.3 ELECTION OF DIRECTOR: LAWRENCE CUNNINGHAM Mgmt For For
1.4 ELECTION OF DIRECTOR: SUSAN GAYNER Mgmt For For
1.5 ELECTION OF DIRECTOR: ROBERT KITTEL Mgmt For For
1.6 ELECTION OF DIRECTOR: MARK LEONARD Mgmt For For
1.7 ELECTION OF DIRECTOR: PAUL MCFEETERS Mgmt For For
1.8 ELECTION OF DIRECTOR: MARK MILLER Mgmt For For
1.9 ELECTION OF DIRECTOR: LORI O'NEILL Mgmt For For
1.10 ELECTION OF DIRECTOR: DONNA PARR Mgmt For For
1.11 ELECTION OF DIRECTOR: ANDREW PASTOR Mgmt For For
1.12 ELECTION OF DIRECTOR: DEXTER SALNA Mgmt For For
1.13 ELECTION OF DIRECTOR: STEPHEN R. SCOTCHMER Mgmt For For
1.14 ELECTION OF DIRECTOR: BARRY SYMONS Mgmt For For
1.15 ELECTION OF DIRECTOR: ROBIN VAN POELJE Mgmt For For
2 RE-APPOINTMENT OF KPMG LLP, AS AUDITORS OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS
3 AN ADVISORY VOTE TO ACCEPT THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS MORE PARTICULARLY DESCRIBED
IN THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935416936
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the annual report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of the
Company for the year ended December 31,
2020.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman.
4b. Re-election of Samarth Kulkarni, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt Against Against
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4f. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4g. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4h. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4i. Election of H Edward Fleming Jr., M.D. as Mgmt For For
the member to the Board of Director.
5a. Re-election of the member of the Mgmt Against Against
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2021 Annual General Meeting to the 2022
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt Against Against
Board of Directors from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt Against Against
non-performance-related compensation for
members of the Executive Committee from
July 1, 2021 to June 30, 2022.
6d. Binding vote on total variable compensation Mgmt Against Against
for members of the Executive Committee for
the current year ending December 31, 2021.
6e. Binding vote on equity for members of the Mgmt Against Against
Executive Committee from the 2021 Annual
General Meeting to the 2022 annual general
meeting of shareholders.
7. The approval of an increase in the Mgmt Against Against
Conditional Share Capital for Employee
Equity Plans.
8. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
9. The approval of increasing the maximum Mgmt Against Against
number of authorized share capital and
extending the date by which the Board of
Directors may increase the share capital.
10. The re-election of the independent voting Mgmt For For
rights representative.
11. The re-election of the auditors. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD Agenda Number: 935448678
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 29-Jun-2021
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: Ehud (Udi) Mokady
1B. Re-Election of Class I Director for a term Mgmt For For
of three years until the 2024 annual
general meeting: David Schaeffer
2. To approve the re-appointment of Kost Forer Mgmt For For
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2021 and until the
Company's 2022 annual general meeting of
shareholders, and to authorize the Board to
fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DAIICHI SANKYO COMPANY,LIMITED Agenda Number: 714203724
--------------------------------------------------------------------------------------------------------------------------
Security: J11257102
Meeting Type: AGM
Meeting Date: 21-Jun-2021
Ticker:
ISIN: JP3475350009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Manabe, Sunao Mgmt For For
2.2 Appoint a Director Kimura, Satoru Mgmt For For
2.3 Appoint a Director Otsuki, Masahiko Mgmt For For
2.4 Appoint a Director Hirashima, Shoji Mgmt For For
2.5 Appoint a Director Uji, Noritaka Mgmt For For
2.6 Appoint a Director Fukui, Tsuguya Mgmt For For
2.7 Appoint a Director Kama, Kazuaki Mgmt For For
2.8 Appoint a Director Nohara, Sawako Mgmt For For
2.9 Appoint a Director Okuzawa, Hiroyuki Mgmt For For
3 Appoint a Corporate Auditor Watanabe, Mgmt For For
Masako
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Details of the Compensation to be Mgmt For For
received by Directors
6 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
7 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors, etc.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE TELEKOM AG Agenda Number: 713657762
--------------------------------------------------------------------------------------------------------------------------
Security: D2035M136
Meeting Type: AGM
Meeting Date: 01-Apr-2021
Ticker:
ISIN: DE0005557508
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.60 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
5.2 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE 2021 INTERIM FINANCIAL
STATEMENTS
5.3 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE FIRST QUARTER OF FISCAL
YEAR 2021
5.4 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR THE THIRD QUARTER OF FISCAL
YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR
2022
6 ELECT HELGA JUNG TO THE SUPERVISORY BOARD Mgmt For For
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
9 APPROVE REMUNERATION POLICY Mgmt Against Against
10 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL
SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG
FUER WERTPAPIERBESITZ E.V. (DSW): AMEND
ARTICLES RE: SHAREHOLDERS' RIGHT TO
PARTICIPATION DURING THE VIRTUAL MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 522716 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 11. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 16 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 935266292
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 28-Sep-2020
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Report and accounts 2020. Mgmt For For
O2 Directors' remuneration report 2020. Mgmt For For
O3 Directors' remuneration policy 2020. Mgmt For For
O4 Declaration of final dividend. Mgmt For For
O5 Election of Melissa Bethell (1,3,4) as a Mgmt For For
director.
O6 Re-election of Javier Ferran (3*) as a Mgmt For For
director.
O7 Re-election of Susan Kilsby (1,3,4*) as a Mgmt For For
director.
O8 Re-election of Lady Mendelsohn (1,3,4) as a Mgmt For For
director.
O9 Re-election of Ivan Menezes (2*) as a Mgmt For For
director.
O10 Re-election of Kathryn Mikells (2) as a Mgmt For For
director.
O11 Re-election of Alan Stewart (1*,3,4) as a Mgmt For For
director.
O12 Re-appointment of auditor. Mgmt For For
013 Remuneration of auditor. Mgmt For For
O14 Authority to make political donations Mgmt For For
and/or to incur political expenditure.
O15 Authority to allot shares. Mgmt For For
O16 Amendment of the Diageo 2001 Share Mgmt For For
Incentive Plan.
O17 Adoption of the Diageo 2020 Sharesave Plan. Mgmt For For
O18 Adoption of the Diageo Deferred Bonus Share Mgmt For For
Plan.
O19 Authority to establish international share Mgmt For For
plans.
S20 Disapplication of pre-emption rights. Mgmt For For
S21 Authority to purchase own shares. Mgmt For For
S22 Reduced notice of a general meeting other Mgmt For For
than an AGM.
S23 Approval and adoption of new articles of Mgmt For For
association.
S24 2019 Share buy-backs and employee benefit Mgmt For
and share ownership trust transactions.
--------------------------------------------------------------------------------------------------------------------------
DSV PANALPINA A/S Agenda Number: 713609672
--------------------------------------------------------------------------------------------------------------------------
Security: K3186P102
Meeting Type: AGM
Meeting Date: 15-Mar-2021
Ticker:
ISIN: DK0060079531
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 520927 DUE TO CHANGE IN VOTING
STATUS FOR RESOLUTION 8.5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.7. THANK YOU
1 REPORT OF THE BOARD OF DIRECTORS AND THE Non-Voting
EXECUTIVE BOARD ON THE ACTIVITIES OF THE
COMPANY IN 2020
2 PRESENTATION OF THE 2020 ANNUAL REPORT WITH Mgmt For For
THE AUDIT REPORT FOR ADOPTION
3 PRESENTATION AND APPROVAL OF THE 2020 Mgmt For For
REMUNERATION REPORT
4 APPROVAL OF THE PROPOSED REMUNERATION OF Mgmt For For
THE BOARD OF DIRECTORS FOR THE CURRENT
FINANCIAL YEAR
5 RESOLUTION ON THE APPLICATION OF PROFITS OR Mgmt For For
COVERAGE OF LOSSES AS PER THE APPROVED 2020
ANNUAL REPORT
6.1 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: THOMAS PLENBORG
6.2 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt Abstain Against
DIRECTORS: ANNETTE SADOLIN
6.3 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: BIRGIT W. NORGAARD
6.4 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: JORGEN MOLLER
6.5 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: MALOU AAMUND
6.6 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: BEAT WALTI
6.7 RE- ELECTION OF MEMBER FOR THE BOARD OF Mgmt For For
DIRECTORS: NIELS SMEDEGAARD
7 RE-ELECTION OF PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR(S) (ORG. 33 77 12 31)
8.1 PROPOSED RESOLUTION: REDUCTION OF THE SHARE Mgmt For For
CAPITAL AND AMENDMENT OF ARTICLE 3 OF THE
ARTICLES OF ASSOCIATION
8.2 PROPOSED RESOLUTION: AUTHORISATION TO Mgmt For For
ACQUIRE TREASURY SHARES
8.3 PROPOSED RESOLUTION: AMENDMENT TO ARTICLE 7 Mgmt For For
OF THE ARTICLES OF ASSOCIATION
8.4 PROPOSED RESOLUTION: AMENDMENT TO THE Mgmt For For
REMUNERATION POLICY
8.5 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For
SHAREHOLDER PROPOSAL: PROPOSED RESOLUTION:
SHAREHOLDER PROPOSAL ON REPORTING ON
CLIMATE-RELATED FINANCIAL RISKS AND
OPPORTUNITIES
9 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
ELBIT SYSTEMS LTD. Agenda Number: 935250833
--------------------------------------------------------------------------------------------------------------------------
Security: M3760D101
Meeting Type: Special
Meeting Date: 10-Aug-2020
Ticker: ESLT
ISIN: IL0010811243
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ELECTION OF MR. NOAZ BAR NIR AS AN EXTERNAL Mgmt For For
DIRECTOR FOR A FIRST THREE-YEAR TERM
COMMENCING ON THE CLOSE OF THE MEETING.
1A. Please indicate if you are a Controlling Mgmt Against
Shareholder of the Company or have a
Personal Interest (the terms "Controlling
Shareholder" and "Personal Interest," as
defined in the Company's Proxy Statement of
July 6, 2020) in the approval of the above
resolution. (Please note: if you do not
mark either Yes or No, your shares will not
be voted) Mark "for" = yes or "against" =
no.
--------------------------------------------------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION Agenda Number: 935427078
--------------------------------------------------------------------------------------------------------------------------
Security: 284902509
Meeting Type: Annual and Special
Meeting Date: 10-Jun-2021
Ticker: EGO
ISIN: CA2849025093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George Albino Mgmt For For
George Burns Mgmt For For
Teresa Conway Mgmt For For
Catharine Farrow Mgmt For For
Pamela Gibson Mgmt For For
Judith Mosely Mgmt For For
Steven Reid Mgmt For For
John Webster Mgmt For For
2 Appointment of KPMG as Auditors of the Mgmt For For
Corporation for the ensuing year.
3 Authorize the Directors to fix the Mgmt For For
Auditor's pay.
4 Approve an ordinary resolution as set out Mgmt For For
in the management proxy circular supporting
the Company's approach to executive
compensation on an advisory basis.
5 Approve an ordinary resolution approving Mgmt For For
amendments to the performance share unit
plan and the adoption of the amended and
restated performance share unit plan.
--------------------------------------------------------------------------------------------------------------------------
EMX ROYALTY CORPORATION Agenda Number: 935446701
--------------------------------------------------------------------------------------------------------------------------
Security: 26873J107
Meeting Type: Annual
Meeting Date: 30-Jun-2021
Ticker: EMX
ISIN: CA26873J1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at Seven Mgmt For For
(7).
2 DIRECTOR
Brian E. Bayley Mgmt For For
David M. Cole Mgmt For For
Brian K. Levet Mgmt For For
Sunny Lowe Mgmt For For
Henrik Lundin Mgmt For For
Larry M. Okada Mgmt For For
Michael D. Winn Mgmt For For
3 Appointment of Davidson & Company LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To ratify and approve the Company's Stock Mgmt For For
Option Plan as described in the Company's
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION Agenda Number: 713463773
--------------------------------------------------------------------------------------------------------------------------
Security: G3040R158
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: KYG3040R1589
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT "PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR
DETAILS"
1 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION (THE "ENDEAVOUR SHARE
ISSUANCE RESOLUTION"), THE FULL TEXT OF
WHICH IS ATTACHED AS APPENDIX A TO THE
ACCOMPANYING JOINT MANAGEMENT INFORMATION
CIRCULAR (THE "CIRCULAR") OF ENDEAVOUR AND
TERANGA GOLD CORPORATION ("TERANGA")
AUTHORIZING ENDEAVOUR TO ISSUE SUCH NUMBER
OF VOTING ORDINARY SHARES OF ENDEAVOUR
("ENDEAVOUR SHARES") AS MAY BE REQUIRED TO
BE ISSUED TO HOLDERS OF COMMON SHARES OF
TERANGA (THE "TERANGA SHARES") TO ALLOW
ENDEAVOUR TO INDIRECTLY ACQUIRE ALL OF THE
OUTSTANDING TERANGA SHARES ON THE BASIS OF
0.47 OF AN ENDEAVOUR SHARE FOR EACH
OUTSTANDING TERANGA SHARE IN ACCORDANCE
WITH AN ARRANGEMENT AGREEMENT BETWEEN
ENDEAVOUR AND TERANGA DATED NOVEMBER 16,
2020, AS MORE PARTICULARLY DESCRIBED IN THE
CIRCULAR (THE "ARRANGEMENT")
2 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt For For
APPROVE, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION (THE "ENDEAVOUR
PLACEMENT RESOLUTION"), THE FULL TEXT OF
WHICH IS ATTACHED AS APPENDIX C TO THE
CIRCULAR TO ISSUE SUCH NUMBER OF ENDEAVOUR
SHARES TO LA MANCHA HOLDING S.A R.L. ("LA
MANCHA") OR AN AFFILIATE THEREOF AS IS
EQUAL TO USD 200,000,000 PROVIDED THAT SUCH
AMOUNT DOES NOT EXCEED 9.99% OF THE
ENDEAVOUR SHARES ISSUED AND OUTSTANDING
IMMEDIATELY PRIOR TO THE COMPLETION OF THE
ARRANGEMENT, WITH SUCH ISSUANCE TO BE IN
ACCORDANCE WITH A SUBSCRIPTION AGREEMENT
ENTERED INTO BETWEEN LA MANCHA AND
ENDEAVOUR DATED NOVEMBER 16, 2020
--------------------------------------------------------------------------------------------------------------------------
ENERPLUS CORPORATION Agenda Number: 935376384
--------------------------------------------------------------------------------------------------------------------------
Security: 292766102
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ERF
ISIN: CA2927661025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Judith D. Buie Mgmt For For
K.E. Clarke-Whistler Mgmt For For
Ian C. Dundas Mgmt For For
Hilary A. Foulkes Mgmt For For
Robert B. Hodgins Mgmt For For
Susan M. Mackenzie Mgmt For For
Elliott Pew Mgmt For For
Jeffrey W. Sheets Mgmt For For
Sheldon B. Steeves Mgmt For For
2 The re-appointment of KPMG LLP, Independent Mgmt For For
Registered Public Accounting Firm, as
auditors of the Corporation.
3 To vote, on an advisory, non-binding basis, Mgmt For For
on an ordinary resolution, the text of
which is set forth in the Information
Circular, to accept the Corporation's
approach to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935411861
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2020. Related resolutions. Eni
consolidated financial statements at
December 31, 2020. Reports of the
Directors, the Board of Statutory Auditors
and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Payment of the 2021 interim dividend by Mgmt For For
distribution of the available reserve.
4. Appointment of a standing Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
5. Appointment of an alternate Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
6. Authorisation to purchase treasury shares; Mgmt For For
Related and consequent resolutions.
7. Report on remuneration paid. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE Agenda Number: 713249793
--------------------------------------------------------------------------------------------------------------------------
Security: F3322K104
Meeting Type: EGM
Meeting Date: 16-Nov-2020
Ticker:
ISIN: FR0000038259
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE STOCK SPLIT Mgmt For For
2 AMEND ARTICLES TO REFLECT CHANGES IN Mgmt For For
CAPITAL
3 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT THIS IS A EUROPEAN COMPANY Non-Voting
FOR WHICH ABSTAIN VOTES ARE ALLOWED
CMMT O2 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 02 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE Agenda Number: 713720159
--------------------------------------------------------------------------------------------------------------------------
Security: L31839134
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0014000MR3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 05 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO MODIFICATION OF THE TEXT OF COMMENT
AND CHANGE IN NUMBERING OF ALL RESOLUTIONS.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
O.1 RECEIVE AND APPROVE BOARD'S REPORTS Mgmt For For
O.2 RECEIVE AND APPROVE DIRECTOR'S SPECIAL Mgmt For For
REPORT RE: OPERATIONS CARRIED OUT UNDER THE
AUTHORIZED CAPITAL ESTABLISHED
O.3 RECEIVE AND APPROVE AUDITOR'S REPORTS Mgmt For For
O.4 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
O.5 APPROVE FINANCIAL STATEMENTS Mgmt For For
O.6 APPROVE ALLOCATION OF INCOME Mgmt For For
O.7 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
O.8 APPROVE DISCHARGE OF AUDITORS Mgmt For For
O.9 APPROVE REMUNERATION REPORT Mgmt Against Against
O.10 REELECT PASCAL RAKOVSKY AS DIRECTOR Mgmt For For
O.11 ELECT IVO RAUH AS DIRECTOR Mgmt For For
O.12 ELECT EVIE ROOS AS DIRECTOR Mgmt For For
O.13 RENEW APPOINTMENT OF DELOITTE AUDIT AS Mgmt For For
AUDITOR
O.14 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
O.15 ACKNOWLEDGE INFORMATION ON REPURCHASE Mgmt For For
PROGRAM
O.16 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
E.1 INCREASE AUTHORIZED SHARE CAPITAL AND AMEND Mgmt Against Against
ARTICLES OF ASSOCIATION
E.2 APPROVE CREATION OF CLASS C BENEFICIARY Mgmt Against Against
UNITS AND AMEND ARTICLES OF ASSOCIATION
E.3 AMEND ARTICLES 15.3, 16.3, AND 21 OF THE Mgmt For For
ARTICLES OF ASSOCIATION
E.4 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For
APPROVED RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
FINNING INTERNATIONAL INC Agenda Number: 713794433
--------------------------------------------------------------------------------------------------------------------------
Security: 318071404
Meeting Type: MIX
Meeting Date: 11-May-2021
Ticker:
ISIN: CA3180714048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.12 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: VICKI L. AVRIL Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES E.C. CARTER Mgmt For For
1.3 ELECTION OF DIRECTOR: JACYNTHE COTE Mgmt For For
1.4 ELECTION OF DIRECTOR: NICHOLAS HARTERY Mgmt For For
1.5 ELECTION OF DIRECTOR: MARY LOU KELLEY Mgmt For For
1.6 ELECTION OF DIRECTOR: ANDRES KUHLMANN Mgmt For For
1.7 ELECTION OF DIRECTOR: HAROLD N. KVISLE Mgmt For For
1.8 ELECTION OF DIRECTOR: STUART L. LEVENICK Mgmt For For
1.9 ELECTION OF DIRECTOR: KATHLEEN M. O'NEILL Mgmt For For
1.10 ELECTION OF DIRECTOR: CHRISTOPHER W. Mgmt For For
PATTERSON
1.11 ELECTION OF DIRECTOR: EDWARD R. SERAPHIM Mgmt For For
1.12 ELECTION OF DIRECTOR: L. SCOTT THOMSON Mgmt For For
2 APPOINTMENT OF DELOITTE LLP AS AUDITOR OF Mgmt For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND APPROVE, ON AN ADVISORY Mgmt For For
BASIS, AN ORDINARY RESOLUTION TO ACCEPT THE
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION, AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR FOR THE MEETING
4 AN ORDINARY RESOLUTION TO RATIFY, CONFIRM Mgmt For For
AND APPROVE THE CORPORATION'S AMENDED AND
RESTATED BY-LAW NO.1, AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR FOR THE MEETING
5 AN ORDINARY RESOLUTION TO RATIFY, CONFIRM Mgmt For For
AND APPROVE THE CORPORATION'S AMENDED AND
RESTATED ADVANCE NOTICE BY-LAW, AS
DESCRIBED IN THE MANAGEMENT PROXY CIRCULAR
FOR THE MEETING
--------------------------------------------------------------------------------------------------------------------------
FLEX LTD. Agenda Number: 935241252
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573F102
Meeting Type: Annual
Meeting Date: 07-Aug-2020
Ticker: FLEX
ISIN: SG9999000020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Revathi Advaithi
1B. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Michael D. Capellas
1C. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Jennifer Li
1D. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Marc A. Onetto
1E. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Erin L. McSweeney
1F. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Willy C. Shih, Ph.D.
1G. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Charles K. Stevens, III
1H. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Lay Koon Tan
1I. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
William D. Watkins
1J. Re-election of Director who will retire Mgmt For For
pursuant to Article 94 of our Constitution:
Lawrence A. Zimmerman
2. To approve the re-appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditors for
the 2021 fiscal year and to authorize the
Board of Directors, upon the recommendation
of the Audit Committee, to fix their
remuneration.
3. NON-BINDING, ADVISORY RESOLUTION. To Mgmt For For
approve the compensation of the Company's
named executive officers, as disclosed
pursuant to Item 402 of Regulation S-K, set
forth in "Compensation Discussion and
Analysis" and in the compensation tables
and the accompanying narrative disclosure
under "Executive Compensation" in the
Company's proxy statement relating to its
2020 Annual General Meeting.
4. To approve the amendment and restatement of Mgmt For For
the Flex Ltd. 2017 Equity Incentive Plan.
5. To approve a general authorization for the Mgmt For For
directors of Flex to allot and issue
ordinary shares.
6. To approve a renewal of the Share Purchase Mgmt For For
Mandate permitting Flex to purchase or
otherwise acquire its own issued ordinary
shares.
--------------------------------------------------------------------------------------------------------------------------
FRESENIUS MEDICAL CARE AG & CO. KGAA Agenda Number: 935253928
--------------------------------------------------------------------------------------------------------------------------
Security: 358029106
Meeting Type: Annual
Meeting Date: 27-Aug-2020
Ticker: FMS
ISIN: US3580291066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution on the approval of the annual Mgmt For For
financial statements of Fresenius Medical
Care AG & Co. KGaA for fiscal year 2019
2. Resolution on the allocation of Mgmt For For
distributable profit
3. Resolution on the approval of the actions Mgmt For For
of the General Partner for fiscal year 2019
4. Resolution on the approval of the actions Mgmt For For
of the Supervisory Board for fiscal year
2019
5. Election of the auditor and consolidated Mgmt For For
group auditor for fiscal year 2020 as well
as the auditor for the potential review of
interim financial information
6. Resolution on the approval of the Mgmt For For
compensation system for the members of the
Management Board of the General Partner
7. Resolution on the remuneration of the Mgmt For For
members of the Supervisory Board and on the
amendment of Article 13 and Article 13e (3)
of the Articles of Association.
8. Resolution on the cancellation of the Mgmt For For
existing authorized capitals, on the
creation of new authorized capitals
including the possibility of the exclusion
of subscription rights as well as on
corresponding amendments to Article 4 (3)
and (4) of the Articles of Association of
the Company.
9. Resolution on the amendment of Article 15 Mgmt For For
(1) sentence 2 of the Company's Articles of
Association (Alignment with the German
Stock Corporation Act as amended by the
ARUG II)
--------------------------------------------------------------------------------------------------------------------------
FUJIFILM HOLDINGS CORPORATION Agenda Number: 714264873
--------------------------------------------------------------------------------------------------------------------------
Security: J14208102
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3814000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Sukeno, Kenji Mgmt No vote
2.2 Appoint a Director Goto, Teiichi Mgmt No vote
2.3 Appoint a Director Tamai, Koichi Mgmt No vote
2.4 Appoint a Director Iwasaki, Takashi Mgmt No vote
2.5 Appoint a Director Ishikawa, Takatoshi Mgmt No vote
2.6 Appoint a Director Okada, Junji Mgmt No vote
2.7 Appoint a Director Kawada, Tatsuo Mgmt No vote
2.8 Appoint a Director Kitamura, Kunitaro Mgmt No vote
2.9 Appoint a Director Eda, Makiko Mgmt No vote
2.10 Appoint a Director Shimada, Takashi Mgmt No vote
2.11 Appoint a Director Higuchi, Masayuki Mgmt No vote
3 Appoint a Corporate Auditor Kawasaki, Mgmt No vote
Motoko
4 Approve Details of the Restricted-Share Mgmt No vote
Compensation and the Performance-based
Stock Compensation to be received by
Directors (Excluding Outside Directors)
5 Approve Provision of Special Payment for Mgmt No vote
Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
FUTURE PLC Agenda Number: 713454267
--------------------------------------------------------------------------------------------------------------------------
Security: G37005132
Meeting Type: OGM
Meeting Date: 14-Jan-2021
Ticker:
ISIN: GB00BYZN9041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE COMBINATION AND ALLOT THE Mgmt For For
NEW FUTURE SHARES AS DESCRIBED IN THE
CIRCULAR AND NOTICE OF GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
FUTURE PLC Agenda Number: 713454306
--------------------------------------------------------------------------------------------------------------------------
Security: G37005132
Meeting Type: AGM
Meeting Date: 10-Feb-2021
Ticker:
ISIN: GB00BYZN9041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt Against Against
4 APPROVE REMUNERATION REPORT Mgmt Against Against
5 ELECT RICHARD HUNTINGFORD AS DIRECTOR Mgmt For For
6 RE-ELECT ZILLAH BYNG-THORNE AS DIRECTOR Mgmt For For
7 ELECT RACHEL ADDISON AS DIRECTOR Mgmt For For
8 ELECT MEREDITH AMDUR AS DIRECTOR Mgmt For For
9 ELECT MARK BROOKER AS DIRECTOR Mgmt For For
10 RE-ELECT HUGO DRAYTON AS DIRECTOR Mgmt For For
11 RE-ELECT ROB HATTRELL AS DIRECTOR Mgmt For For
12 RE-ELECT ALAN NEWMAN AS DIRECTOR Mgmt For For
13 APPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT AND RISK COMMITTEE TO Mgmt For For
FIX REMUNERATION OF AUDITORS
15 AUTHORISE ISSUE OF EQUITY Mgmt For For
16 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 APPROVE US EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
18 APPROVE VALUE CREATION PLAN Mgmt Against Against
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GALAPAGOS N V Agenda Number: 935407874
--------------------------------------------------------------------------------------------------------------------------
Security: 36315X101
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: GLPG
ISIN: US36315X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Acknowledgement and approval of the Mgmt For For
non-consolidated annual accounts of the
Company for the financial year ended on 31
December 2020 and approval of the
allocation of the annual result as proposed
by the supervisory board.
5. Acknowledgement and approval of the Mgmt Against Against
remuneration report.
6. Release from liability to be granted to the Mgmt For For
members of the supervisory board, the
members of the former board of directors
and the statutory auditor for the
performance of their duties in the course
of the financial year ended on 31 December
2020.
8.1 Re-appointment of Katrine Bosley as member Mgmt For For
of the supervisory board of the Company.
8.2 Re-appointment of Raj Parekh as member of Mgmt For For
the supervisory board of the Company.
--------------------------------------------------------------------------------------------------------------------------
GENMAB A/S Agenda Number: 713669503
--------------------------------------------------------------------------------------------------------------------------
Security: K3967W102
Meeting Type: AGM
Meeting Date: 13-Apr-2021
Ticker:
ISIN: DK0010272202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 REPORT BY THE BOARD OF DIRECTORS ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT AND DISCHARGE OF BOARD OF
DIRECTORS AND EXECUTIVE MANAGEMENT
3 RESOLUTION ON THE DISTRIBUTION OF PROFITS Mgmt For For
AS RECORDED IN THE ADOPTED ANNUAL REPORT
4 ADVISORY VOTE ON THE COMPENSATION REPORT Mgmt For For
5.A RE-ELECTION OF DEIRDRE P. CONNELLY MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS
5.B RE-ELECTION OF PERNILLE ERENBJERG MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.C RE-ELECTION OF ROLF HOFFMANN MEMBER OF THE Mgmt For For
BOARD OF DIRECTORS
5.D RE-ELECTION OF DR. PAOLO PAOLETTI MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.E RE-ELECTION OF JONATHAN PEACOCK MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS
5.F RE-ELECTION OF DR. ANDERS GERSEL PEDERSEN Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
6 ELECTION OF AUDITOR: RE-ELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS STATSAUTORISERET
REVISIONSPARTNERSELSKAB
7.A PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt Against Against
APPROVAL OF THE BOARD OF DIRECTORS'
REMUNERATION FOR 2021
7.B PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT TO REMUNERATION POLICY FOR BOARD
OF DIRECTORS AND EXECUTIVE MANAGEMENT (BASE
FEE MULTIPLIER FOR CHAIR AND DEPUTY CHAIR)
7.C PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
ADOPTION OF AMENDED REMUNERATION POLICY FOR
BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT
(CERTAIN OTHER CHANGES)
7.D PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION OF THE BOARD OF DIRECTORS TO
ACQUIRE TREASURY SHARES
7.E PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 4A (AUTHORIZATION TO
ISSUE NEW SHARES) AND ARTICLE 5A
(AUTHORIZATION TO ISSUE CONVERTIBLE DEBT)
AND ADOPTION OF A NEW ARTICLE 5B
7.F PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF ARTICLE 5 (AUTHORIZATION TO
ISSUE WARRANTS)
7.G PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORIZATION TO HOLD WHOLLY VIRTUAL
GENERAL MEETINGS
8 AUTHORIZATION OF THE CHAIR OF THE GENERAL Mgmt For For
MEETING TO REGISTER RESOLUTIONS PASSED BY
THE GENERAL MEETING
9 MISCELLANEOUS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.A TO 5.F AND 6. THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 10 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 10 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GLOBANT S.A. Agenda Number: 935345745
--------------------------------------------------------------------------------------------------------------------------
Security: L44385109
Meeting Type: Annual
Meeting Date: 02-Apr-2021
Ticker: GLOB
ISIN: LU0974299876
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the consolidated accounts of Mgmt For For
the Company prepared under EU IFRS and IFRS
as of and for the financial year ended
December 31, 2020.
3. Approval of the Company's annual accounts Mgmt For For
under LUX GAAP as of and for the financial
year ended December 31, 2020.
4. Allocation of results for the financial Mgmt For For
year ended December 31, 2020.
5. Vote on discharge (quitus) of the members Mgmt For For
of the Board of Directors for the proper
exercise of their mandate during the
financial year ended December 31, 2020.
6. Approval of the cash and share based Mgmt For For
compensation payable to the non-executive
members of the Board of Directors for the
financial year ending on December 31, 2021.
7. Appointment of PricewaterhouseCoopers, Mgmt For For
Societe cooperative as independent auditor
for the annual accounts and the EU IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
8. Appointment of Price Waterhouse & Co. Mgmt For For
S.R.L. as independent auditor for the IFRS
consolidated accounts of the Company for
the financial year ending on December 31,
2021.
9. Re-appointment of Mr. Martin Migoya as Mgmt Against Against
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
10. Re-appointment of Mr. Philip Odeen as Mgmt For For
member of the Board of Directors for a term
ending on the date of the Annual General
Meeting of Shareholders of the Company to
be held in 2024.
11. Re-appointment of Mr. Richard Mgmt For For
Haythornthwaite as member of the Board of
Directors for a term ending on the date of
the Annual General Meeting of Shareholders
of the Company to be held in 2024.
12. Appointment of Ms. Maria Pinelli as member Mgmt For For
of the Board of Directors for a term ending
on the date of the Annual General Meeting
of Shareholders of the Company to be held
in 2022.
13. Approval and ratification of the adoption Mgmt For For
and implementation of the Globant S.A. 2021
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
GRAVITY CO., LTD. Agenda Number: 935349464
--------------------------------------------------------------------------------------------------------------------------
Security: 38911N206
Meeting Type: Annual
Meeting Date: 31-Mar-2021
Ticker: GRVY
ISIN: US38911N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Consolidated and Mgmt For
Non-consolidated Financial Statements for
the Fiscal Year 2020
2.1 Reappointment of Hyun Chul Park as Director Mgmt For
2.2 Reappointment of Yoshinori Kitamura as Mgmt For
Director
2.3 Reappointment of Kazuki Morishita as Mgmt For
Director
2.4 Reappointment of Kazuya Sakai as Director Mgmt For
2.5 Reappointment of Jung Yoo as Director Mgmt For
2.6 Reappointment of Yong Seon Kwon as Director Mgmt For
2.7 Reappointment of Kee Woong Park as Director Mgmt For
2.8 Appointment of Heung Gon Kim as Director Mgmt For
3. Approval of the Compensation Ceiling for Mgmt For
the Directors in 2021 *For 2021, it is
proposed to maintain KRW 1.4 billion as the
total remuneration limit for Directors
--------------------------------------------------------------------------------------------------------------------------
HELLOFRESH SE Agenda Number: 713956576
--------------------------------------------------------------------------------------------------------------------------
Security: D3R2MA100
Meeting Type: AGM
Meeting Date: 26-May-2021
Ticker:
ISIN: DE000A161408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2021
6.1 RE-ELECT JOHN RITTENHOUSE TO THE Mgmt For For
SUPERVISORY BOARD
6.2 RE-ELECT URSULA RADEKE-PIETSCH TO THE Mgmt For For
SUPERVISORY BOARD
6.3 RE-ELECT DEREK ZISSMAN TO THE SUPERVISORY Mgmt For For
BOARD
6.4 RE-ELECT SUSANNE SCHROETER CROSSAN TO THE Mgmt For For
SUPERVISORY BOARD
6.5 RE-ELECT STEFAN SMALLA TO THE SUPERVISORY Mgmt For For
BOARD
7 AMEND CORPORATE PURPOSE Mgmt For For
8 APPROVE REMUNERATION POLICY Mgmt Against Against
9 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
10 APPROVE CREATION OF EUR 13.6 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
11 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 1 BILLION APPROVE CREATION OF
EUR 17.4 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
--------------------------------------------------------------------------------------------------------------------------
HITACHI,LTD. Agenda Number: 712915480
--------------------------------------------------------------------------------------------------------------------------
Security: J20454112
Meeting Type: EGM
Meeting Date: 30-Jul-2020
Ticker:
ISIN: JP3788600009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The Transfer Agent in Japan for this event Non-Voting
requires it be registered as an "EGM"
though the event will be conducted as an
"AGM"
1.1 Appoint a Director Ihara, Katsumi Mgmt For For
1.2 Appoint a Director Ravi Venkatesan Mgmt For For
1.3 Appoint a Director Cynthia Carroll Mgmt For For
1.4 Appoint a Director Joe Harlan Mgmt For For
1.5 Appoint a Director George Buckley Mgmt For For
1.6 Appoint a Director Louise Pentland Mgmt For For
1.7 Appoint a Director Mochizuki, Harufumi Mgmt For For
1.8 Appoint a Director Yamamoto, Takatoshi Mgmt For For
1.9 Appoint a Director Yoshihara, Hiroaki Mgmt For For
1.10 Appoint a Director Helmuth Ludwig Mgmt For For
1.11 Appoint a Director Seki, Hideaki Mgmt For For
1.12 Appoint a Director Nakanishi, Hiroaki Mgmt For For
1.13 Appoint a Director Higashihara, Toshiaki Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HORIZON THERAPEUTICS PLC Agenda Number: 935347282
--------------------------------------------------------------------------------------------------------------------------
Security: G46188101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: HZNP
ISIN: IE00BQPVQZ61
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: William F. Mgmt For For
Daniel
1B. Election of Class I Director: H. Thomas Mgmt For For
Watkins
1C. Election of Class I Director: Pascale Witz Mgmt For For
2. Approval of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2021 and authorization of the Audit
Committee to determine the auditors'
remuneration.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement.
4. Authorization for us and/or any of our Mgmt For For
subsidiaries to make market purchases or
overseas market purchases of our ordinary
shares.
5. Approval of the Amended and Restated 2020 Mgmt For For
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HUDBAY MINERALS INC. Agenda Number: 935398657
--------------------------------------------------------------------------------------------------------------------------
Security: 443628102
Meeting Type: Annual and Special
Meeting Date: 17-May-2021
Ticker: HBM
ISIN: CA4436281022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Carol T. Banducci Mgmt For For
Igor A. Gonzales Mgmt For For
Richard Howes Mgmt For For
Sarah B. Kavanagh Mgmt For For
Carin S. Knickel Mgmt For For
Peter Kukielski Mgmt For For
Stephen A. Lang Mgmt For For
D. Muniz Quintanilla Mgmt For For
Colin Osborne Mgmt For For
David S. Smith Mgmt For For
2 Appointment of Deloitte LLP as Auditors of Mgmt For For
Hudbay for the ensuing year and authorizing
the Directors to fix their remuneration.
3 On an advisory basis, and not to diminish Mgmt For For
the role and responsibilities of Hudbay's
Board, you accept the approach to executive
compensation disclosed in our 2021
management information circular.
--------------------------------------------------------------------------------------------------------------------------
IAMGOLD CORPORATION Agenda Number: 935391425
--------------------------------------------------------------------------------------------------------------------------
Security: 450913108
Meeting Type: Annual and Special
Meeting Date: 04-May-2021
Ticker: IAG
ISIN: CA4509131088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Donald K. Charter Mgmt For For
P. Gordon Stothart Mgmt For For
Ronald P. Gagel Mgmt For For
Richard J. Hall Mgmt For For
Timothy R. Snider Mgmt For For
Deborah J. Starkman Mgmt For For
Anne Marie Toutant Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as Auditor of the Corporation
for the ensuing year and authorizing the
Directors to fix their remuneration.
3 Resolved, on an advisory basis, and not to Mgmt For For
diminish the role and responsibilities of
the board of directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's information circular
delivered in advance of the 2021 annual and
special meeting of shareholders.
4 Resolved, that the shareholders approve the Mgmt For For
amendments to the share incentive plan of
the Corporation, and the amended and
restated share incentive plan of the
Corporation, as disclosed in the
Corporation's information circular
delivered in advance of the 2021 annual and
special meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
IBIDEN CO.,LTD. Agenda Number: 714203697
--------------------------------------------------------------------------------------------------------------------------
Security: J23059116
Meeting Type: AGM
Meeting Date: 18-Jun-2021
Ticker:
ISIN: JP3148800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takenaka,
Hiroki
1.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Aoki, Takeshi
1.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kodama, Kozo
1.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ikuta,
Masahiko
1.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Chiaki
1.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Mita, Toshio
1.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Asai, Noriko
2.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kuwayama,
Yoichi
2.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Matsubayashi,
Koji
2.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kato, Fumio
2.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Horie, Masaki
2.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yabu, Yukiko
3 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Komori,
Shogo
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 713541060
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 25-Feb-2021
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.22 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS FOR FISCAL 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL FOR FISCAL 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER BAUER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERHARD HOBBACH (UNTIL FEB. 20,
2020) FOR FISCAL 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS ULRICH HOLDENRIED FOR FISCAL
2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER (FROM FEB. 20,
2020) FOR FISCAL 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020)
FOR FISCAL 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020)
FOR FISCAL 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL 2020
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt For For
6 APPROVE REMUNERATION POLICY Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For
REGISTRATION IN THE SHARE REGISTER
10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt For For
RULES OF PROCEDURE
CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
INFOMART CORPORATION Agenda Number: 713648636
--------------------------------------------------------------------------------------------------------------------------
Security: J24436107
Meeting Type: AGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: JP3153480003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nagao, Osamu Mgmt For For
2.2 Appoint a Director Fujita, Naotake Mgmt For For
2.3 Appoint a Director Nagahama, Osamu Mgmt For For
2.4 Appoint a Director Nakajima, Ken Mgmt For For
2.5 Appoint a Director Kato, Kazutaka Mgmt For For
2.6 Appoint a Director Okahashi, Terukazu Mgmt For For
2.7 Appoint a Director Kanekawa, Maki Mgmt For For
3 Appoint a Corporate Auditor Takino, Yoshio Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For
Compensation to be received by Directors
--------------------------------------------------------------------------------------------------------------------------
INMODE LTD. Agenda Number: 935342511
--------------------------------------------------------------------------------------------------------------------------
Security: M5425M103
Meeting Type: Annual
Meeting Date: 05-Apr-2021
Ticker: INMD
ISIN: IL0011595993
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect Dr. Michael Anghel to serve as Mgmt For For
a Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
1B. To re-elect Mr. Bruce Mann to serve as a Mgmt For For
Class II director of the Company, and to
hold office until the annual general
meeting of shareholders to be held in 2024
and until his successor is duly elected and
qualified, or until his earlier resignation
or retirement.
2. To approve the re-appointment of Kesselman Mgmt For For
& Kesselman Certified Public Accounts, a
member of PWC, as the Company's independent
auditors for the fiscal year ending
December 31, 2021, and its service until
the annual general meeting of shareholders
to be held in 2022.
3. To approve and ratify the grant to each of Mgmt Against Against
the following Directors of the Company: Dr.
Michael Anghel, Mr. Bruce Mann and Dr.
Hadar Ron, 1,000 restricted share units
under the Company's 2018 Incentive Plan
totaling 3,000 restricted share units, half
of which shall vest on December 31, 2021
and the remaining half shall vest on
December 31, 2022, subject to their
continued services on the date of vesting.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935239144
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 30-Jul-2020
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce C. Cozadd Mgmt For For
1B. Election of Director: Heather Ann McSharry Mgmt For For
1C. Election of Director: Anne O'Riordan Mgmt For For
1D. Election of Director: Rick E Winningham Mgmt For For
2. To ratify, on a non-binding advisory basis, Mgmt For For
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2020
and to authorize, in a binding vote, the
board of directors, acting through the
audit committee, to determine the auditors'
remuneration.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To approve an amendment and restatement of Mgmt For For
Jazz Pharmaceuticals plc's Amended and
Restated 2007 Non-Employee Directors Stock
Award Plan in order to, among other things,
increase the number of ordinary shares
authorized for issuance by 500,000 shares.
5. To approve a capital reduction and creation Mgmt For For
of distributable reserves under Irish law.
--------------------------------------------------------------------------------------------------------------------------
JUSTSYSTEMS CORPORATION Agenda Number: 714295892
--------------------------------------------------------------------------------------------------------------------------
Security: J28783108
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3388450003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Increase the Board of Mgmt No vote
Directors Size, Transition to a Company
with Supervisory Committee
3.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Sekinada,
Kyotaro
3.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Tajiki,
Masayuki
3.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Miki, Masayuki
3.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kurihara,
Manabu
3.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kuwayama,
Katsuhiko
4.1 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Higo, Yasushi
4.2 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Kumagai,
Tsutomu
4.3 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Igarashi, Toru
5 Appoint a Substitute Director who is Audit Mgmt No vote
and Supervisory Committee Member
Wakabayashi, Norio
6 Approve Details of the Compensation to be Mgmt No vote
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members) and Directors who are Audit and
Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
KINROSS GOLD CORP Agenda Number: 713823804
--------------------------------------------------------------------------------------------------------------------------
Security: 496902404
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CA4969024047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: IAN ATKINSON Mgmt For For
1.2 ELECTION OF DIRECTOR: KERRY D. DYTE Mgmt For For
1.3 ELECTION OF DIRECTOR: GLENN A. IVES Mgmt For For
1.4 ELECTION OF DIRECTOR: AVE G. LETHBRIDGE Mgmt For For
1.5 ELECTION OF DIRECTOR: ELIZABETH D. MCGREGOR Mgmt For For
1.6 ELECTION OF DIRECTOR: CATHERINE Mgmt For For
MCLEOD-SELTZER
1.7 ELECTION OF DIRECTOR: KELLY J. OSBORNE Mgmt For For
1.8 ELECTION OF DIRECTOR: J. PAUL ROLLINSON Mgmt For For
1.9 ELECTION OF DIRECTOR: DAVID A. SCOTT Mgmt For For
2 TO APPROVE THE APPOINTMENT OF KPMG LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF THOUGHT FIT, TO PASS, Mgmt For For
AN ORDINARY RESOLUTION RECONFIRMING THE
SHAREHOLDER RIGHTS PLAN
4 TO CONSIDER, AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS AN ADVISORY RESOLUTION ON KINROSS'
APPROACH TO EXECUTIVE COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL S.A. Agenda Number: 935268816
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: Annual
Meeting Date: 09-Sep-2020
Ticker: LOGI
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Annual Report, the Mgmt For For
consolidated financial statements and the
statutory financial statements of Logitech
International S.A. for fiscal year 2020.
2. Advisory vote on executive compensation. Mgmt For For
3. Appropriation of retained earnings and Mgmt For For
declaration of dividend.
4. Amendment of the Articles regarding the Mgmt For For
creation of an authorized capital.
5. Release of the Board of Directors and Mgmt For For
Executive Officers from liability for
activities during fiscal year 2020.
6A. Re-election of Dr. Patrick Aebischer as Mgmt For For
member of Board of Directors.
6B. Re-election of Ms. Wendy Becker as member Mgmt For For
of Board of Directors.
6C. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Board of Directors.
6D. Re-election of Mr. Bracken Darrell as Mgmt For For
member of Board of Directors.
6E. Re-election of Mr. Guy Gecht as member of Mgmt For For
Board of Directors.
6F. Re-election of Mr. Didier Hirsch as member Mgmt For For
of Board of Directors.
6G. Re-election of Dr. Neil Hunt as member of Mgmt For For
Board of Directors.
6H. Re-election of Ms. Marjorie Lao as member Mgmt For For
of Board of Directors.
6I. Re-election of Ms. Neela Montgomery as Mgmt For For
member of Board of Directors.
6J. Re-election of Mr. Michael Polk as member Mgmt For For
of Board of Directors.
6K. Election of Mr. Riet Cadonau as member of Mgmt For For
Board of Directors.
6L. Election of Ms. Deborah Thomas as member of Mgmt For For
Board of Directors.
7. Election of the Chairperson of the Board. Mgmt For For
8A. Re-election of Dr. Edouard Bugnion as Mgmt For For
member of Compensation Committee.
8B. Re-election of Dr. Neil Hunt as member of Mgmt For For
Compensation Committee.
8C. Re-election of Mr. Michael Polk as member Mgmt For For
of Compensation Committee.
8D. Election of Mr. Riet Cadonau as member of Mgmt For For
Compensation Committee.
9. Approval of Compensation for the Board of Mgmt For For
Directors for the 2020 to 2021 Board Year.
10. Approval of Compensation for the Group Mgmt For For
Management Team for fiscal year 2022.
11. Re-election of KPMG AG as Logitech's Mgmt For For
auditors and ratification of the
appointment of KPMG LLP as Logitech's
independent registered public accounting
firm for fiscal year 2021.
12. Re-election of Etude Regina Wenger & Sarah Mgmt For For
Keiser-Wuger as Independent Representative.
--------------------------------------------------------------------------------------------------------------------------
M3,INC. Agenda Number: 714272642
--------------------------------------------------------------------------------------------------------------------------
Security: J4697J108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3435750009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Tanimura,
Itaru
1.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Tomaru,
Akihiko
1.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Tsuchiya, Eiji
1.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Izumiya,
Kazuyuki
1.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Urae, Akinori
1.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Yoshida,
Kenichiro
2 Approve Details of Compensation as Stock Mgmt No vote
Options for Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935286838
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. Dismissal and appointment statutory auditor Mgmt Against Against
E2. Amendment of the object and the purposes of Mgmt For For
the Company, as well as the
responsibilities of the Board of Directors,
following the acquisition of the B-Corp
label.
E4. Renewal of the authorisation to the Board Mgmt Against Against
of Directors to increase the capital in the
context of the authorised capital.
E5. Authorisation to the Board of Directors to Mgmt Against Against
(a) acquire own shares and (b) acquire or
dispose of own shares when this is
necessary to prevent an imminent serious
disadvantage for the Company.
E6. Amendment and restatement of the articles Mgmt For For
of association of the Company to bring
these in line with the Belgian Companies
and Associations Code
--------------------------------------------------------------------------------------------------------------------------
MATERIALISE NV Agenda Number: 935313572
--------------------------------------------------------------------------------------------------------------------------
Security: 57667T100
Meeting Type: Special
Meeting Date: 31-Dec-2020
Ticker: MTLS
ISIN: US57667T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. I. Decision to merge, in accordance with Mgmt For For
the aforementioned merger proposal, by
absorption of the limited liability company
"AILANTHUS", with its registered office at
Huldenberg (B-3040 Huldenberg), Jan Van der
Vorstlaan 19, with company number 0461.745.
338 RPR Leuven ("company being absorbed"),
by way of transfer under universal title,
whereby all assets and liabilities, both
rights and obligations, resulting from the
dissolution without liquidation are
transferred to the limited ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
MEDIA DO CO.,LTD. Agenda Number: 714114131
--------------------------------------------------------------------------------------------------------------------------
Security: J4180H106
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: JP3921230003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Fujita, Yasushi Mgmt For For
1.2 Appoint a Director Niina, Shin Mgmt For For
1.3 Appoint a Director Suzuki, Yoshiyuki Mgmt For For
1.4 Appoint a Director Mizoguchi, Atsushi Mgmt For For
1.5 Appoint a Director Enoki, Keiichi Mgmt For For
1.6 Appoint a Director Kanamaru, Ayako Mgmt For For
2.1 Appoint a Corporate Auditor Morifuji, Mgmt Against Against
Toshiaki
2.2 Appoint a Corporate Auditor Shiina, Mgmt For For
Tsuyoshi
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935288286
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 11-Dec-2020
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard H. Anderson Mgmt For For
1B. Election of Director: Craig Arnold Mgmt For For
1C. Election of Director: Scott C. Donnelly Mgmt For For
1D. Election of Director: Andrea J. Goldsmith, Mgmt For For
Ph.D.
1E. Election of Director: Randall J. Hogan, III Mgmt For For
1F. Election of Director: Michael O. Leavitt Mgmt For For
1G. Election of Director: James T. Lenehan Mgmt For For
1H. Election of Director: Kevin E. Lofton Mgmt For For
1I. Election of Director: Geoffrey S. Martha Mgmt For For
1J. Election of Director: Elizabeth G. Nabel, Mgmt For For
M.D.
1K. Election of Director: Denise M. O'Leary Mgmt For For
1L. Election of Director: Kendall J. Powell Mgmt For For
2. To ratify, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2021 and to authorize, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. To approve, in a non-binding advisory vote, Mgmt For For
named executive officer compensation (a
"Say-on-Pay" vote).
4. To renew the Board's authority to issue Mgmt For For
shares.
5. To renew the Board's authority to opt out Mgmt For For
of pre-emption rights.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MESOBLAST LIMITED Agenda Number: 935294885
--------------------------------------------------------------------------------------------------------------------------
Security: 590717104
Meeting Type: Annual
Meeting Date: 24-Nov-2020
Ticker: MESO
ISIN: US5907171046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Adoption of the Remuneration Report Mgmt For For
3. Re-election of Mr Donal O'Dwyer as a Mgmt Against Against
Director
4. Approval of Proposed Issue of Options to Mgmt For For
Chief Executive, Dr Silviu Itescu, in
Connection with his Remuneration for the
2020/2021 Financial Year
5. Ratification of Issue of Shares to Existing Mgmt For For
and New Institutional Investors
--------------------------------------------------------------------------------------------------------------------------
MONEX GROUP,INC. Agenda Number: 714258135
--------------------------------------------------------------------------------------------------------------------------
Security: J4656U102
Meeting Type: AGM
Meeting Date: 26-Jun-2021
Ticker:
ISIN: JP3869970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt No vote
Directors Size
2.1 Appoint a Director Matsumoto, Oki Mgmt No vote
2.2 Appoint a Director Seimei, Yuko Mgmt No vote
2.3 Appoint a Director Kuwashima, Shoji Mgmt No vote
2.4 Appoint a Director Oyagi, Takashi Mgmt No vote
2.5 Appoint a Director Makihara, Jun Mgmt No vote
2.6 Appoint a Director Idei, Nobuyuki Mgmt No vote
2.7 Appoint a Director Ishiguro, Fujiyo Mgmt No vote
2.8 Appoint a Director Domae, Nobuo Mgmt No vote
2.9 Appoint a Director Koizumi, Masaaki Mgmt No vote
2.10 Appoint a Director Konno, Shiho Mgmt No vote
2.11 Appoint a Director Yamada, Naofumi Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MORNEAU SHEPELL INC Agenda Number: 713748145
--------------------------------------------------------------------------------------------------------------------------
Security: 61767W104
Meeting Type: MIX
Meeting Date: 14-May-2021
Ticker:
ISIN: CA61767W1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: LUC BACHAND Mgmt For For
1.2 ELECTION OF DIRECTOR: ROBERT COURTEAU Mgmt For For
1.3 ELECTION OF DIRECTOR: GILLIAN (JILL) DENHAM Mgmt For For
1.4 ELECTION OF DIRECTOR: RON LALONDE Mgmt For For
1.5 ELECTION OF DIRECTOR: BRADFORD (BRAD) LEVY Mgmt For For
1.6 ELECTION OF DIRECTOR: STEPHEN LIPTRAP Mgmt For For
1.7 ELECTION OF DIRECTOR: CHITRA NAYAK Mgmt For For
1.8 ELECTION OF DIRECTOR: KEVIN PENNINGTON Mgmt For For
1.9 ELECTION OF DIRECTOR: DALE PONDER Mgmt For For
2 THE RE-APPOINTMENT OF KPMG LLP TO ACT AS Mgmt For For
AUDITORS OF THE COMPANY, AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION
3 AN ADVISORY RESOLUTION, THE TEXT OF WHICH Mgmt For For
IS SET OUT ON PAGE 9 OF THE MANAGEMENT
INFORMATION CIRCULAR DATED MARCH 19, 2021
(THE "CIRCULAR"), TO ACCEPT THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION AS MORE
PARTICULARLY DESCRIBED IN THE CIRCULAR
4 SPECIAL RESOLUTION, THE TEXT OF WHICH IS Mgmt For For
SET OUT IN SCHEDULE "A" OF THE ACCOMPANYING
CIRCULAR TO APPROVE AMENDING THE ARTICLES
OF THE COMPANY TO CHANGE THE NAME OF THE
COMPANY FROM MORNEAU SHEPELL INC. TO
LIFEWORKS INC. AS FURTHER DETAILED IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 935243523
--------------------------------------------------------------------------------------------------------------------------
Security: 636274409
Meeting Type: Annual
Meeting Date: 27-Jul-2020
Ticker: NGG
ISIN: US6362744095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Annual Report and Accounts Mgmt For For
2. To declare a final dividend Mgmt For For
3. To re-elect Sir Peter Gershon Mgmt For For
4. To re-elect John Pettigrew Mgmt For For
5. To re-elect Andy Agg Mgmt For For
6. To re-elect Nicola Shaw Mgmt For For
7. To re-elect Mark Williamson Mgmt For For
8. To re-elect Jonathan Dawson Mgmt For For
9. To re-elect Therese Esperdy Mgmt For For
10. To re-elect Paul Golby Mgmt For For
11. To elect Liz Hewitt Mgmt For For
12. To re-elect Amanda Mesler Mgmt For For
13. To re-elect Earl Shipp Mgmt For For
14. To re-elect Jonathan Silver Mgmt For For
15. To re-appoint the auditors Deloitte LLP Mgmt For For
16. To authorise the Audit Committee of the Mgmt For For
Board to set the auditors' remuneration
17. To approve the Directors' Remuneration Mgmt For For
Report excluding excerpts from the
Directors' remuneration policy
18. To authorise the Company to make political Mgmt For For
donations
19. To authorise the Directors to allot Mgmt For For
Ordinary Shares
20. To reapprove the National Grid Share Mgmt For For
Incentive Plan (the 'SIP')
21. To reapprove the National Grid Sharesave Mgmt For For
Plan ('Sharesave')
22. To approve an increased borrowing limit Mgmt For For
23. To disapply pre-emption rights (Special Mgmt For For
Resolution)
24. To disapply pre-emption rights for Mgmt For For
acquisitions (Special Resolution)
25. To authorise the Company to purchase its Mgmt For For
own Ordinary Shares (Special Resolution)
26. To authorise the Directors to hold general Mgmt For For
meetings on 14 clear days' notice (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 935382135
--------------------------------------------------------------------------------------------------------------------------
Security: 636274409
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: NGG
ISIN: US6362744095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the acquisition of PPL WPD Mgmt For For
Investments Limited.
2. To approve an increased borrowing limit. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEMETSCHEK SE Agenda Number: 713746999
--------------------------------------------------------------------------------------------------------------------------
Security: D56134105
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: DE0006452907
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.30 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KURT DOBITSCH FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GEORG NEMETSCHEK FOR FISCAL YEAR
2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER RUEDIGER HERZOG FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BILL KROUCH FOR FISCAL YEAR 2020
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 11.6 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
9 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 700 MILLION; APPROVE CREATION
OF EUR 11.6 MILLION POOL OF CAPITAL TO
GUARANTEE CONVERSION RIGHTS
10 AMEND ARTICLES RE: PROOF OF ENTITLEMENT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NESTLE S.A. Agenda Number: 935351938
--------------------------------------------------------------------------------------------------------------------------
Security: 641069406
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: NSRGY
ISIN: US6410694060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of the Annual Review, the Mgmt For For
financial statements of Nestle S.A. and the
consolidated financial statements of the
Nestle Group for 2020.
1B Acceptance of the Compensation Report 2020 Mgmt For For
(advisory vote).
2 Discharge to the members of the Board of Mgmt For For
Directors and of the Management.
3 Appropriation of profit resulting from the Mgmt For For
balance sheet of Nestle S.A. (proposed
dividend) for the financial year 2020.
4AA Re-election of the member of the Board of Mgmt For For
Director: Paul Bulcke, as member and
Chairman
4AB Re-election of the member of the Board of Mgmt For For
Director: Ulf Mark Schneider
4AC Re-election of the member of the Board of Mgmt For For
Director: Henri de Castries
4AD Re-election of the member of the Board of Mgmt For For
Director: Renato Fassbind
4AE Re-election of the member of the Board of Mgmt For For
Director: Pablo Isla
4AF Re-election of the member of the Board of Mgmt For For
Director: Ann M. Veneman
4AG Re-election of the member of the Board of Mgmt For For
Director: Eva Cheng
4AH Re-election of the member of the Board of Mgmt For For
Director: Patrick Aebischer
4AI Re-election of the member of the Board of Mgmt For For
Director: Kasper Rorsted
4AJ Re-election of the member of the Board of Mgmt For For
Director: Kimberly A. Ross
4AK Re-election of the member of the Board of Mgmt For For
Director: Dick Boer
4AL Re-election of the member of the Board of Mgmt For For
Director: Dinesh Paliwal
4AM Re-election of the member of the Board of Mgmt For For
Director: Hanne Jimenez de Mora
4B Election to the Board of Director: Lindiwe Mgmt For For
Majele Sibanda
4CA Election of the member of the Compensation Mgmt For For
Committee: Pablo Isla
4CB Election of the member of the Compensation Mgmt For For
Committee: Patrick Aebischer
4CC Election of the member of the Compensation Mgmt For For
Committee: Dick Boer
4CD Election of the member of the Compensation Mgmt For For
Committee: Kasper Rorsted
4D Election of the statutory auditors Ernst & Mgmt For For
Young Ltd: Lausanne branch.
4E Election of the Independent Representative Mgmt For For
Hartmann Dreyer, Attorneys-at-law.
5A Approval of the compensation of the Board Mgmt For For
of Directors.
5B Approval of the compensation of the Mgmt For For
Executive Board.
6 Capital reduction (by cancellation of Mgmt For For
shares).
7 Support of Nestle's Climate Roadmap Mgmt For For
(advisory vote).
8 In the event of any yet unknown new or Shr Against For
modified proposal by a shareholder during
the General Meeting, I instruct the
Independent Representative to vote as
follows.
--------------------------------------------------------------------------------------------------------------------------
NETENT AB Agenda Number: 713421650
--------------------------------------------------------------------------------------------------------------------------
Security: W5938J406
Meeting Type: EGM
Meeting Date: 17-Dec-2020
Ticker:
ISIN: SE0014186656
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING Non-Voting
2 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
5 APPROVE AGENDA OF MEETING SHAREHOLDER Non-Voting
PROPOSALS SUBMITTED BY EVOLUTION GAMING
GROUP AB (PUBL)
6 DETERMINE NUMBER OF MEMBERS (3) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
7 APPROVE OMISSION OF REMUNERATION OF Mgmt For For
DIRECTORS
8.1 ELECT MARTIN CARLESUND AS NEW DIRECTOR Mgmt For For
8.2 ELECT JESPER VON BAHR AS NEW DIRECTOR Mgmt For For
8.3 ELECT JACOB KAPLAN AS NEW DIRECTOR Mgmt For For
9 APPROVE TO ABOLISH THE PRINCIPLES REGARDING Mgmt For For
THE APPOINTMENT OF MEMBERS OF THE
NOMINATING COMMITTEE
10 APPROVE TO ABOLISH THE GUIDELINES FOR Mgmt For For
REMUNERATION TO SENIOR EXECUTIVES
CMMT 27 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 07 DEC 2020: DELETION OF COMMENT Non-Voting
CMMT 07 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 07 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT AND
ADDITION OF COMMENTS. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEW PACIFIC METALS CORP Agenda Number: 713070629
--------------------------------------------------------------------------------------------------------------------------
Security: 647824101
Meeting Type: MIX
Meeting Date: 30-Sep-2020
Ticker:
ISIN: CA6478241012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 TO 7 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 6 Mgmt For For
2.1 ELECTION OF DIRECTOR: JACK AUSTIN Mgmt Abstain Against
2.2 ELECTION OF DIRECTOR: RUI FENG Mgmt For For
2.3 ELECTION OF DIRECTOR: DAVID KONG Mgmt Abstain Against
2.4 ELECTION OF DIRECTOR: T. GREGORY HAWKINS Mgmt Abstain Against
2.5 ELECTION OF DIRECTOR: MARTIN G. WAFFORN Mgmt For For
2.6 ELECTION OF DIRECTOR: MARK CRUISE Mgmt For For
3 APPOINTMENT OF DELOITTE LLP AS AUDITORS OF Mgmt For For
THE COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt Against Against
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION RATIFYING, APPROVING AND
ADOPTING THE COMPANY'S AMENDED AND RESTATED
SHARE BASED COMPENSATION PLAN (THE "OMNIBUS
PLAN"), APPROVED BY THE COMPANY'S BOARD OF
DIRECTORS ON AUGUST 25, 2020, THE FULL TEXT
OF WHICH IS SET OUT IN THE CIRCULAR
5 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt Against Against
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION APPROVING THE COMPANY'S EXISTING
SHARE BASED COMPENSATION PLAN (ONLY IF THE
OMNIBUS PLAN IS NOT APPROVED)
6 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION APPROVING AN ARRANGEMENT UNDER
DIVISION 5 OF PART 9 OF THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA), WHICH
INVOLVES, AMONG OTHER THINGS, THE
DISTRIBUTION OF COMMON SHARES OF WHITEHORSE
GOLD CORP. TO THE SHAREHOLDERS OF THE
COMPANY, THE FULL TEXT OF WHICH IS ATTACHED
AS SCHEDULE "A" TO THE CIRCULAR
7 TO CONSIDER AND, IF DEEMED APPROPRIATE, TO Mgmt For For
PASS WITH OR WITHOUT VARIATION, AN ORDINARY
RESOLUTION OF THE DISINTERESTED
SHAREHOLDERS (WITHIN THE MEANING OF THE
CIRCULAR) APPROVING THE PRIVATE PLACEMENT
OF COMMON SHARES OF WHITEHORSE GOLD CORP.
FOR GROSS PROCEEDS OF UP TO CAD 9,000,000,
THE FULL TEXT OF WHICH IS ATTACHED AS
SCHEDULE "B" TO THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 714265255
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Furukawa,
Shuntaro
2.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Miyamoto,
Shigeru
2.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Takahashi,
Shinya
2.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Shiota, Ko
2.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Shibata,
Satoru
2.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Chris
Meledandri
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 714183427
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Shareholder Proposal: Remove a Director Shr Against For
Shibutani, Naoki
--------------------------------------------------------------------------------------------------------------------------
NORDEX SE Agenda Number: 713944052
--------------------------------------------------------------------------------------------------------------------------
Security: D5736K135
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: DE000A0D6554
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 538448 DUE TO RECEIVED
RESOLUTION 10 IS SINGLE VOTING ITEM. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5.1 ELECT CONNIE HEDEGAARD TO THE SUPERVISORY Mgmt Against Against
BOARD
5.2 ELECT JAN KLATTEN TO THE SUPERVISORY BOARD Mgmt Against Against
5.3 ELECT JUAN GIROD TO THE SUPERVISORY BOARD Mgmt Against Against
5.4 ELECT RAFAEL ALCALA TO THE SUPERVISORY Mgmt Against Against
BOARD
5.5 ELECT MARTIN REY TO THE SUPERVISORY BOARD Mgmt Against Against
5.6 ELECT WOLFGANG ZIEBART TO THE SUPERVISORY Mgmt Against Against
BOARD
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE CREATION OF EUR 23.5 MILLION POOL Mgmt For For
OF CAPITAL WITH PARTIAL EXCLUSION OF
PREEMPTIVE RIGHTS
9 APPROVE CREATION OF EUR 3.5 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN;
RENAME AUTHORIZED CAPITAL III
10 APPROVE INCREASE IN THE MAXIMUM LIMIT FOR Mgmt For For
THE ISSUANCE OF NEW SHARES FROM AUTHORIZED
CAPITAL II AND CONDITIONAL CAPITAL I
11 APPROVE STOCK OPTION PLAN FOR KEY Mgmt For For
EMPLOYEES; APPROVE CREATION OF EUR 3.5
MILLION POOL OF CONDITIONAL CAPITAL TO
GUARANTEE CONVERSION RIGHTS
12 APPROVE AFFILIATION AGREEMENT WITH NORDEX Mgmt For For
ENERGY B.V
13 APPROVE AFFILIATION AGREEMENT WITH NORDEX Mgmt For For
ENERGY SE & CO. KG
14 AMEND ARTICLES RE: MEETING CONVOCATION; Mgmt For For
SUPERVISORY BOARD MEETINGS AND RESOLUTIONS;
PROOF OF ENTITLEMENT
15 RATIFY PRICEWATERHOUSECOOPERS GMBH AS Mgmt For For
AUDITORS FOR FISCAL YEAR 2021
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935332584
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 02-Mar-2021
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2020 Financial Year.
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee.
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2020.
4. Reduction of Share Capital. Mgmt For For
5. Further Share Repurchases. Mgmt For For
6A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2021 Annual General
Meeting to the 2022 Annual General Meeting.
6B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the Financial Year 2022.
6C. Advisory Vote on the 2020 Compensation Mgmt For For
Report.
7A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Chairman.
7B. Re-election of Nancy C. Andrews Mgmt For For
7C. Re-election of Ton Buechner Mgmt For For
7D. Re-election of Patrice Bula Mgmt For For
7E. Re-election of Elizabeth Doherty Mgmt For For
7F. Re-election of Ann Fudge Mgmt For For
7G. Re-election of Bridgette Heller Mgmt For For
7H. Re-election of Frans van Houten Mgmt For For
7I. Re-election of Simon Moroney Mgmt For For
7J. Re-election of Andreas von Planta Mgmt For For
7K. Re-election of Charles L. Sawyers Mgmt For For
7L. Re-election of Enrico Vanni Mgmt For For
7M. Re-election of William T. Winters Mgmt For For
8A. Re-election of Patrice Bula to the Mgmt For For
Compensation Committee.
8B. Re-election of Bridgette Heller to the Mgmt For For
Compensation Committee.
8C. Re-election of Enrico Vanni to the Mgmt For For
Compensation Committee.
8D. Re-Election of William T. Winters to the Mgmt For For
Compensation Committee.
8E. Election of Simon Moroney to the Mgmt For For
Compensation Committee.
9. Re-election of the Statutory Auditor. Mgmt For For
10. Re-election of the Independent Proxy. Mgmt For For
11. Amendment to Article 20 Paragraph 3 of the Mgmt For For
Articles of Incorporation.
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 700
paragraph 3 of the Swiss Code of
Obligations.
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD. (THE "CORPORATION") Agenda Number: 935388199
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: NTR
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
Russell K. Girling Mgmt For For
Miranda C. Hubbs Mgmt For For
Raj S. Kushwaha Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt Withheld Against
Keith G. Martell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
Nelson Luiz Costa Silva Mgmt For For
2 Re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditor of the Corporation.
3 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS NV. Agenda Number: 935428335
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2020 Statutory Annual Mgmt For For
Accounts.
2. Discharge of the members of the Board for Mgmt For For
their responsibilities in the financial
year ended December 31, 2020
3A. Re-appoint Kurt Sievers as executive Mgmt For For
director
3B. Re-appoint Sir Peter Bonfield as Mgmt Against Against
non-executive director
3C. Appoint Annette Clayton as non-executive Mgmt For For
director
3D. Appoint Anthony Foxx as non-executive Mgmt For For
director
3E. Re-appoint Kenneth A. Goldman as Mgmt For For
non-executive director
3F. Re-appoint Josef Kaeser as non-executive Mgmt For For
director
3G. Re-appoint Lena Olving as non-executive Mgmt Against Against
director
3H. Re-appoint Peter Smitham as non-executive Mgmt Against Against
director
3I. Re-appoint Julie Southern as non-executive Mgmt For For
director
3J. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3K. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3L. Re-appoint Karl-Henrik Sundstroom as Mgmt Against Against
non-executive director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company and grant
rights to acquire ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude pre-emption rights accruing in
connection with an issue of shares or grant
of rights.
6. Authorization of the Board to repurchase Mgmt For For
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Approval of the amended remuneration of the Mgmt For For
non-executive members of the Board
9. Non-binding, advisory approval of the Named Mgmt Against Against
Executive Officers' compensation
--------------------------------------------------------------------------------------------------------------------------
OPEN TEXT CORPORATION Agenda Number: 935260808
--------------------------------------------------------------------------------------------------------------------------
Security: 683715106
Meeting Type: Annual and Special
Meeting Date: 14-Sep-2020
Ticker: OTEX
ISIN: CA6837151068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
P. Thomas Jenkins Mgmt For For
Mark J. Barrenechea Mgmt For For
Randy Fowlie Mgmt For For
David Fraser Mgmt For For
Gail E. Hamilton Mgmt For For
Robert Hau Mgmt For For
Stephen J. Sadler Mgmt For For
Harmit Singh Mgmt For For
Michael Slaunwhite Mgmt For For
Katharine B. Stevenson Mgmt For For
Deborah Weinstein Mgmt For For
2 Re-appoint KPMG LLP, Chartered Accountants, Mgmt For For
as independent auditors for the Company.
3 The non-binding Say-on-Pay Resolution, the Mgmt For For
full text of which is attached as Schedule
"A" to the Circular, with or without
variation, on the Company's approach to
executive compensation, as more
particularly described in the management
proxy circular (the "Circular").
4 The 2004 Stock Purchase Plan Resolution, Mgmt For For
the full text is attached as Schedule "B"
to the Circular, with or without variation,
to approve the amendment of the Company's
2004 Stock Purchase Plan to reserve for
issuance an additional 4,000,000 Common
Shares under such Plan, as more
particularly described in the Circular.
5 The 2004 Stock Option Plan Resolution, the Mgmt For For
full text of which is attached as Schedule
"D" to the Circular, with or without
variation, to approve the amendment to the
Company's 2004 Stock Option Plan to reserve
for issuance an additional 6,000,000 Common
Shares under such Plan, as more
particularly described in the Circular.
--------------------------------------------------------------------------------------------------------------------------
ORIX CORPORATION Agenda Number: 714242714
--------------------------------------------------------------------------------------------------------------------------
Security: J61933123
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3200450009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines Mgmt For For
2.1 Appoint a Director Inoue, Makoto Mgmt For For
2.2 Appoint a Director Irie, Shuji Mgmt For For
2.3 Appoint a Director Taniguchi, Shoji Mgmt For For
2.4 Appoint a Director Matsuzaki, Satoru Mgmt For For
2.5 Appoint a Director Suzuki, Yoshiteru Mgmt For For
2.6 Appoint a Director Stan Koyanagi Mgmt For For
2.7 Appoint a Director Takenaka, Heizo Mgmt For For
2.8 Appoint a Director Michael Cusumano Mgmt For For
2.9 Appoint a Director Akiyama, Sakie Mgmt For For
2.10 Appoint a Director Watanabe, Hiroshi Mgmt For For
2.11 Appoint a Director Sekine, Aiko Mgmt For For
2.12 Appoint a Director Hodo, Chikatomo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OSISKO MINING INC Agenda Number: 714012212
--------------------------------------------------------------------------------------------------------------------------
Security: 688281104
Meeting Type: AGM
Meeting Date: 31-May-2021
Ticker:
ISIN: CA6882811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.J AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI Mgmt For For
1.B ELECTION OF DIRECTOR: MR. JOSE VIZQUERRA Mgmt Abstain Against
BENAVIDES
1.C ELECTION OF DIRECTOR: MR. SEAN ROOSEN Mgmt For For
1.D ELECTION OF DIRECTOR: MR. PATRICK F. N. Mgmt For For
ANDERSON
1.E ELECTION OF DIRECTOR: MR. KEITH MCKAY Mgmt For For
1.F ELECTION OF DIRECTOR: MS. AMY SATOV Mgmt For For
1.G ELECTION OF DIRECTOR: MR. BERNARDO ALVAREZ Mgmt For For
CALDERON
1.H ELECTION OF DIRECTOR: MR. ROBERT WARES Mgmt For For
1.I ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN Mgmt For For
1.J ELECTION OF DIRECTOR: MS. CATHY SINGER Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
PARKLAND CORPORATION Agenda Number: 713733877
--------------------------------------------------------------------------------------------------------------------------
Security: 70137W108
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CA70137W1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.9 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: JOHN F. BECHTOLD Mgmt For For
1.2 ELECTION OF DIRECTOR: LISA COLNETT Mgmt For For
1.3 ELECTION OF DIRECTOR: ROBERT ESPEY Mgmt For For
1.4 ELECTION OF DIRECTOR: TIM W. HOGARTH Mgmt For For
1.5 ELECTION OF DIRECTOR: JIM PANTELIDIS Mgmt For For
1.6 ELECTION OF DIRECTOR: DOMENIC PILLA Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVEN RICHARDSON Mgmt For For
1.8 ELECTION OF DIRECTOR: DAVID A. SPENCER Mgmt For For
1.9 ELECTION OF DIRECTOR: DEBORAH STEIN Mgmt For For
2 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE AUDITOR OF PARKLAND FOR THE
ENSURING YEAR AND THE AUTHORIZATION OF THE
DIRECTORS TO SET THE AUDITOR'S REMUNERATION
3 TO APPROVE THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION AS FURTHER DESCRIBED IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL PLC Agenda Number: 713870461
--------------------------------------------------------------------------------------------------------------------------
Security: G72899100
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: GB0007099541
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND CONSIDER THE 2020 ACCOUNTS Mgmt For For
STRATEGIC REPORT DIRECTORS REMUNERATION
REPORT DIRECTORS REPORT AND THE AUDITORS
REPORT THE ANNUAL REPORT
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO ELECT CHUA SOCK KOONG AS A DIRECTOR Mgmt For For
4 TO ELECT MING LU AS A DIRECTOR Mgmt For For
5 TO ELECT JEANETTE WONG AS A DIRECTOR Mgmt For For
6 TO RE-ELECT SHRITI VADERA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT JEREMY ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MARK FITZPATRICK AS A DIRECTOR Mgmt For For
9 TO RE-ELECT DAVID LAW AS A DIRECTOR Mgmt For For
10 TO RE-ELECT ANTHONY NIGHTINGALE AS A Mgmt For For
DIRECTOR
11 TO RE-ELECT PHILIP REMNANT AS A DIRECTOR Mgmt For For
12 TO RE-ELECT ALICE SCHROEDER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT JAMES TURNER AS A DIRECTOR Mgmt For For
14 TO RE-ELECT THOMAS WATJEN AS A DIRECTOR Mgmt For For
15 TO RE-ELECT MICHAEL WELLS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT FIELDS WICKER-MIURIN AS A Mgmt For For
DIRECTOR
17 TO RE-ELECT AMY YIP AS A DIRECTOR Mgmt For For
18 TO RE-APPOINT KPMG LLP AS THE COMPANY'S Mgmt For For
AUDITOR
19 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AMOUNT OF THE AUDITORS
REMUNERATION
20 TO RENEW THE AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS
21 TO RENEW THE AUTHORITY TO ALLOT ORDINARY Mgmt For For
SHARES
22 TO RENEW THE EXTENSION OF AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES TO INCLUDE
REPURCHASED SHARES
23 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS
24 TO RENEW THE AUTHORITY FOR DISAPPLICATION Mgmt For For
OF PRE-EMPTION RIGHTS FOR PURPOSES OF
ACQUISITIONS OR SPECIFIED CAPITAL
INVESTMENTS
25 TO RENEW THE AUTHORITY FOR PURCHASE OF OWN Mgmt For For
SHARES
26 TO RENEW THE AUTHORITY IN RESPECT OF NOTICE Mgmt For For
FOR GENERAL MEETINGS
--------------------------------------------------------------------------------------------------------------------------
QOL HOLDINGS CO.,LTD. Agenda Number: 714295753
--------------------------------------------------------------------------------------------------------------------------
Security: J64663107
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3266160005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase the Board of Mgmt No vote
Directors Size, Transition to a Company
with Supervisory Committee
2.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Nakamura,
Masaru
2.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Nakamura,
Takashi
2.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Fukumitsu,
Kiyonobu
2.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Ishii,
Takayoshi
2.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Araki, Isao
2.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Onchi, Yukari
2.7 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Togashi,
Yutaka
2.8 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kuboki,
Toshiko
2.9 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Yamamoto,
Yukiharu
3.1 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Bushimata,
Mitsuru
3.2 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Hashimoto,
Chie
3.3 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Miyazaki,
Motoyuki
4 Approve Details of the Compensation to be Mgmt No vote
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
5 Approve Details of the Compensation to be Mgmt No vote
received by Directors who are Audit and
Supervisory Committee Members
6.1 Appoint a Substitute Director who is Audit Mgmt No vote
and Supervisory Committee Member Oshima,
Mikiko
6.2 Appoint a Substitute Director who is Audit Mgmt No vote
and Supervisory Committee Member Tsunogae,
Takashi
--------------------------------------------------------------------------------------------------------------------------
RADWARE LTD. Agenda Number: 935284303
--------------------------------------------------------------------------------------------------------------------------
Security: M81873107
Meeting Type: Annual
Meeting Date: 10-Nov-2020
Ticker: RDWR
ISIN: IL0010834765
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Gabi
Seligsohn
1B. Election of Class III director until the Mgmt For For
Annual General Meeting of 2023: Mr. Stanley
B. Stern
1C. Election of Class II director until the Mgmt For For
Annual General Meeting of 2022: Ms. Naama
Zeldis
2. To approve certain amendments to the Mgmt For For
Company's Articles of Association relating
to shareholder proposals
3. To approve grants of equity-based awards to Mgmt Against Against
the President and Chief Executive Officer
of the Company.
3A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in item 3 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
4. To approve amendments to the Company's Mgmt For For
Compensation Policy for Executive Officers
and Directors.
4A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
5. To authorize Mr. Yehuda Zisapel to act as Mgmt For For
Chairman of the Board of Directors for a
period of three years
5A. Please confirm that you DO NOT have a Mgmt For
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that
you have a personal benefit in the matter
which is not solely a result of
shareholdings in Radware. Mark "for" = yes
or "against" = no.
6. To approve the reappointment of Kost Forer Mgmt For For
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC. Agenda Number: 935390447
--------------------------------------------------------------------------------------------------------------------------
Security: 76117W109
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RFP
ISIN: US76117W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Randall C. Benson Mgmt For For
1B Election of Director: Suzanne Blanchet Mgmt For For
1C Election of Director: Jennifer C. Dolan Mgmt For For
1D Election of Director: Remi G. Lalonde Mgmt For For
1E Election of Director: Bradley P. Martin Mgmt For For
1F Election of Director: Alain Rheaume Mgmt For For
1G Election of Director: Michael S. Rousseau Mgmt For For
02 Ratification of PricewaterhouseCoopers LLP Mgmt For For
appointment.
03 Advisory vote to approve executive Mgmt For For
compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt For For
2. Approval of the Remuneration Policy Mgmt For For
3. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt Against Against
Report
5. To re-elect Megan Clark AC as a director Mgmt Against Against
6. To re-elect Hinda Gharbi as a director Mgmt For For
7. To re-elect Simon Henry as a director Mgmt For For
8. To re-elect Sam Laidlaw as a director Mgmt For For
9. To re-elect Simon McKeon AO as a director Mgmt For For
10. To re-elect Jennifer Nason as a director Mgmt For For
11. To re-elect Jakob Stausholm as a director Mgmt For For
12. To re-elect Simon Thompson as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re- appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Renewal of and amendment to the Rio Tinto Mgmt For For
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt For For
UK Share Plan
19. General authority to allot shares Mgmt For For
20. Disapplication of pre-emption rights Mgmt For For
21. Authority to purchase Rio Tinto plc shares Mgmt For For
22. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
SABINA GOLD & SILVER CORP Agenda Number: 714020005
--------------------------------------------------------------------------------------------------------------------------
Security: 785246109
Meeting Type: AGM
Meeting Date: 03-Jun-2021
Ticker:
ISIN: CA7852461093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.8 AND 3. THANK YOU
1 TO DETERMINE THE NUMBER OF DIRECTORS AT Mgmt For For
EIGHT (8)
2.1 ELECTION OF DIRECTOR: DAVID A. FENNELL Mgmt For For
2.2 ELECTION OF DIRECTOR: DAVID RAE Mgmt For For
2.3 ELECTION OF DIRECTOR: ANNA TUDELA Mgmt For For
2.4 ELECTION OF DIRECTOR: D. BRUCE MCLEOD Mgmt For For
2.5 ELECTION OF DIRECTOR: ANTHONY P. WALSH Mgmt For For
2.6 ELECTION OF DIRECTOR: LEO ZHAO Mgmt For For
2.7 ELECTION OF DIRECTOR: WALTER SEGSWORTH Mgmt For For
2.8 ELECTION OF DIRECTOR: ANNA EL-ERIAN Mgmt For For
3 TO APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, Mgmt For For
AS AUDITOR OF THE COMPANY
4 TO TRANSACT SUCH FURTHER OR OTHER BUSINESS Mgmt Against Against
AS MAY PROPERLY COME BEFORE THE MEETING AND
ANY ADJOURNMENT(S) OR POSTPONEMENT(S)
THEREOF
--------------------------------------------------------------------------------------------------------------------------
SAP SE Agenda Number: 935386688
--------------------------------------------------------------------------------------------------------------------------
Security: 803054204
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: SAP
ISIN: US8030542042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the appropriation of the Mgmt For
retained earnings of fiscal year 2020.
3. Resolution on the formal approval of the Mgmt For
acts of the Executive Board in fiscal year
2020.
4. Resolution on the formal approval of the Mgmt For
acts of the Supervisory Board in fiscal
year 2020.
5. Appointment of the auditors of the annual Mgmt For
financial statements and group annual
financial statements for fiscal year 2021.
6A. By-Election of Supervisory Board member: Dr Mgmt For
Qi Lu
6B. By-Election of Supervisory Board member: Dr Mgmt For
Rouven Westphal
7. Resolution on the granting of a new Mgmt For
authorization of the Executive Board to
issue convertible and/or warrant-linked
bonds, profit-sharing rights and/or income
bonds (or combinations of these
instruments), the option to exclude
shareholders' subscription rights, the
cancellation of Contingent Capital I and
the creation of new contingent capital and
the corresponding amendment to Article 4
(7) of the Articles of Incorporation.
8. Amendment of Article 2 (1) of the Articles Mgmt For
of Incorporation (Corporate Purpose).
9. Amendment of Article 18 (3) of the Articles Mgmt For
of Incorporation (Right to Attend the
General Meeting of Shareholders - Proof of
Shareholding).
--------------------------------------------------------------------------------------------------------------------------
SEABRIDGE GOLD INC. Agenda Number: 935443628
--------------------------------------------------------------------------------------------------------------------------
Security: 811916105
Meeting Type: Annual
Meeting Date: 24-Jun-2021
Ticker: SA
ISIN: CA8119161054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Trace Arlaud Mgmt For For
Rudi P. Fronk Mgmt For For
Eliseo Gonzalez-Urien Mgmt For For
Richard C. Kraus Mgmt For For
Jay S. Layman Mgmt For For
Melanie R. Miller Mgmt For For
Clement A. Pelletier Mgmt For For
John W. Sabine Mgmt For For
Gary A. Sugar Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as Auditors of the Corporation
for the ensuing year.
3 To authorize the Directors to fix the Mgmt For For
remuneration to be paid to the auditors.
4 To transact such other business as may Mgmt For For
properly come before the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC Agenda Number: 935267016
--------------------------------------------------------------------------------------------------------------------------
Security: G7945M107
Meeting Type: Annual
Meeting Date: 22-Oct-2020
Ticker: STX
ISIN: IE00B58JVZ52
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark W. Adams Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Michael R. Cannon Mgmt For For
1D. Election of Director: William T. Coleman Mgmt For For
1E. Election of Director: Jay L. Geldmacher Mgmt For For
1F. Election of Director: Dylan G. Haggart Mgmt For For
1G. Election of Director: Stephen J. Luczo Mgmt For For
1H. Election of Director: William D. Mosley Mgmt For For
1I. Election of Director: Stephanie Tilenius Mgmt For For
1J. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an advisory, non binding vote, Mgmt For For
the compensation of the Company's named
executive officers ("Say-on-Pay").
3. Ratify, in an advisory, non-binding vote, Mgmt For For
the appointment of Ernst & Young LLP as the
independent auditors of the Company for
fiscal year 2021, and to authorize, in a
binding vote, the Audit Committee of the
Company's Board of Directors to set the
auditors' remuneration.
4. In accordance with Irish law, determine the Mgmt For For
price range at which the Company can
re-allot shares that it holds as treasury
shares.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935411366
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 26-May-2021
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
02 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
03 Approval of Stock Option Plan Resolution Mgmt Against Against
approving the second amendment and
restatement of Shopify Inc.'s Stock Option
Plan and approving all unallocated options
under the Stock Option Plan, as amended,
all as disclosed in the Management
Information Circular for the Meeting.
04 Approval of Long Term Incentive Plan Mgmt Against Against
Resolution approving the second amendment
and restatement of Shopify Inc.'s Long Term
Incentive Plan and approving all
unallocated awards under the Long Term
Incentive Plan, as amended, all as
disclosed in the Management Information
Circular for the Meeting.
05 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the Management Information Circular for the
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 712718228
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: EGM
Meeting Date: 09-Jul-2020
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF Mgmt For For
AND TRANSFER AGREEMENT BETWEEN SIEMENS AG
AND SIEMENS ENERGY AG, MUNICH, DATED MAY
22, 2020
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 713501131
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 03-Feb-2021
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 502455 DUE TO ADDITION OF
RESOLUTION 10. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 3.50 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER FOR FISCAL 2019/20
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL 2019/20
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER LISA DAVIS (UNTIL FEB. 29, 2020) FOR
FISCAL 2019/20
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH FOR FISCAL 2019/20
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JANINA KUGEL (UNTIL JAN. 31, 2020)
FOR FISCAL 2019/20
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL 2019/20
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MICHAEL SEN (UNTIL MARCH 31, 2020)
FOR FISCAL 2019/20
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL 2019/20
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL 2019/20
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL 2019/20
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING FOR FISCAL 2019/20
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL 2019/20
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL 2019/20
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL 2019/20
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL 2019/20
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ROBERT KENSBOCK (UNTIL SEP. 25,
2020) FOR FISCAL 2019/20
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL 2019/20
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL 2019/20
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER FOR
FISCAL 2019/20
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL 2019/20
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL 2019/20
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL 2019/20
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL 2019/20
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL
2019/20
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL 2019/20
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL 2019/20
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL 2019/20
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL 2019/20
5 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
6.1 ELECT GRAZIA VITTADINI TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KASPER RORSTED TO THE SUPERVISORY Mgmt For For
BOARD
6.3 REELECT JIM SNABE TO THE SUPERVISORY BOARD Mgmt For For
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 APPROVE CREATION OF EUR 90 MILLION POOL OF Mgmt For For
CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN
9 AMEND AFFILIATION AGREEMENT WITH SIEMENS Mgmt For For
BANK GMBH
10 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
ARTICLES OF ASSOCIATION OF SIEMENS AG
--------------------------------------------------------------------------------------------------------------------------
SIEMENS ENERGY AG Agenda Number: 713453809
--------------------------------------------------------------------------------------------------------------------------
Security: D6T47E106
Meeting Type: AGM
Meeting Date: 10-Feb-2021
Ticker:
ISIN: DE000ENER6Y0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL 2019/20
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL 2019/20
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL 2019/20
4 RATIFY ERNST YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL 2020/21
5.1 ELECT CHRISTINE BORTENLAENGER TO THE Mgmt For For
SUPERVISORY BOARD
5.2 ELECT SIGMAR GABRIEL TO THE SUPERVISORY Mgmt For For
BOARD
5.3 ELECT JOE KAESER TO THE SUPERVISORY BOARD Mgmt For For
5.4 ELECT HUBERT LIENHARD TO THE SUPERVISORY Mgmt For For
BOARD
5.5 ELECT HILDEGARD MUELLER TO THE SUPERVISORY Mgmt For For
BOARD
5.6 ELECT LAURENCE MULLIEZ TO THE SUPERVISORY Mgmt For For
BOARD
5.7 ELECT MATTHIAS REBELLIUS TO THE SUPERVISORY Mgmt For For
BOARD
5.8 ELECT RALF THOMAS TO THE SUPERVISORY BOARD Mgmt Against Against
5.9 ELECT GEISHA WILLIAMS TO THE SUPERVISORY Mgmt For For
BOARD
5.10 ELECT RANDY ZWIRN TO THE SUPERVISORY BOARD Mgmt For For
6 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
MANAGEMENT BOARD
7 APPROVE REMUNERATION POLICY FOR THE Mgmt For For
SUPERVISORY BOARD
CMMT 16 DEC 2020: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 21 DEC 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS HEALTHINEERS AG Agenda Number: 713496330
--------------------------------------------------------------------------------------------------------------------------
Security: D6T479107
Meeting Type: AGM
Meeting Date: 12-Feb-2021
Ticker:
ISIN: DE000SHL1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT OF SIEMENS
HEALTHINEERS AG: EUR 0.80 PER SHARE
3.1 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. BERNHARD
MONDAY
3.2 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. JOCHEN
SCHMITZ
3.3 RESOLUTION ON THE DISCHARGE OF THE MEMBER Mgmt For For
OF THE BOARD OF MANAGEMENT - DR. CHRISTOPH
ZINDEL
4.1 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - PROF. DR. RALF P.
THOMAS
4.2 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NORBERT GAUS
4.3 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ROLAND BUSCH
4.4 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. MARION HELMES
4.5 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. ANDREAS C. HOFFMANN
4.6 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. PHILIPP R SLER
4.7 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. NATHALIE VON
SIEMENS
4.8 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - DR. GREGORY SORENSEN
4.9 RESOLUTION DISCHARGE OF THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - KARL-HEINZ STREIBICH
4.10 RESOLUTION TO DISCHARGE THE MEMBER OF THE Mgmt For For
SUPERVISORY BOARD - MICHAEL SEN
5 RESOLUTION ON THE APPOINTMENT OF THE Mgmt For For
AUDITOR AND GROUP AUDITOR AS WELL AS THE
AUDITOR FOR THE REVIEW OF THE HALF-YEARLY
FINANCIAL REPORT: ERNST & YOUNG GMBH
6 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 4 PARAGRAPH 2
CLAUSE 3 (INFORMATION ON THE SHARE
REGISTER) IN LINE WITH CHANGES MADE BY THE
ACT TO IMPLEMENT THE SECOND SHAREHOLDER
RIGHTS DIRECTIVE (ARUG II)
7 RESOLUTION ON AN AMENDMENT TO THE ARTICLES Mgmt For For
OF ASSOCIATION OF SECTION 7 (1) (NUMBER OF
SUPERVISORY BOARD MEMBERS)
8 RESOLUTION ON THE ELECTION OF A FURTHER Mgmt Against Against
MEMBER OF THE SUPERVISORY BOARD - PEER M.
SCHATZ
9 RESOLUTION ON THE APPROVAL OF THE Mgmt For For
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
MANAGEMENT BOARD
10 RESOLUTION ON THE CONFIRMATION OF THE Mgmt For For
REMUNERATION AND RESOLUTION ON THE
REMUNERATION SYSTEM FOR THE MEMBERS OF THE
SUPERVISORY BOARD
11 RESOLUTION ON THE CANCELLATION OF THE Mgmt Against Against
AUTHORIZED CAPITAL 2018 IN ACCORDANCE WITH
SECTION 4 (5) OF THE ARTICLES OF
ASSOCIATION
12 RESOLUTION ON THE CANCELLATION OF THE Mgmt For For
AUTHORIZATION TO ISSUE CONVERTIBLE BONDS
AND / OR BONDS WITH WARRANTS FROM FEBRUARY
19, 2018
13 RESOLUTION ON THE REVOCATION OF THE Mgmt For For
AUTHORIZATION TO ACQUIRE AND USE OWN SHARES
IN ACCORDANCE WITH SECTION 71 (1) NO. 8 OF
THE GERMAN STOCK CORPORATION ACT
CMMT 06 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT 08 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU..
CMMT 08 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIERRA WIRELESS INC Agenda Number: 714051935
--------------------------------------------------------------------------------------------------------------------------
Security: 826516106
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: CA8265161064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.11 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: ROBIN A. ABRAMS Mgmt For For
1.2 ELECTION OF DIRECTOR: JAMES R. ANDERSON Mgmt For For
1.3 ELECTION OF DIRECTOR: KARIMA BAWA Mgmt For For
1.4 ELECTION OF DIRECTOR: RUSSELL N. JONES Mgmt For For
1.5 ELECTION OF DIRECTOR: THOMAS K. LINTON Mgmt For For
1.6 ELECTION OF DIRECTOR: MARTIN D. MC COURT Mgmt For For
1.7 ELECTION OF DIRECTOR: LORI M. O'NEILL Mgmt For For
1.8 ELECTION OF DIRECTOR: THOMAS SIEBER Mgmt For For
1.9 ELECTION OF DIRECTOR: KENT P. THEXTON Mgmt For For
1.10 ELECTION OF DIRECTOR: MARK TWAALFHOVEN Mgmt For For
1.11 ELECTION OF DIRECTOR: GREGORY L. WATERS Mgmt For For
2 APPOINTMENT OF ERNST AND YOUNG LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS Mgmt For For
AN ORDINARY RESOLUTION TO APPROVE CERTAIN
AMENDMENTS TO THE CORPORATION'S 2011
TREASURY BASED RESTRICTED SHARE UNIT PLAN
AND TO APPROVE ALL UNALLOCATED ENTITLEMENTS
THEREUNDER
4 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS Mgmt For For
AN ORDINARY RESOLUTION TO APPROVE CERTAIN
AMENDMENTS TO THE CORPORATION'S AMENDED AND
RESTATED 1997 STOCK OPTION PLAN
5 TO CONSIDER AND, IF DEEMED ADVISABLE, Mgmt For For
APPROVE AN ADVISORY RESOLUTION TO ACCEPT
THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SIMCORP A/S Agenda Number: 713647545
--------------------------------------------------------------------------------------------------------------------------
Security: K8851Q129
Meeting Type: AGM
Meeting Date: 24-Mar-2021
Ticker:
ISIN: DK0060495240
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 THE REPORT OF THE BOARD OF DIRECTORS ON THE Non-Voting
ACTIVITIES OF THE COMPANY DURING THE PAST
YEAR
2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For
ANNUAL REPORT
3 THE BOARD OF DIRECTORS' PROPOSAL FOR THE Mgmt For For
DISTRIBUTION OF PROFITS OR LOSSES AS
RECORDED IN THE ANNUAL REPORT ADOPTED BY
THE ANNUAL GENERAL MEETING
4 PRESENTATION AND ADOPTION OF THE Mgmt For For
REMUNERATION REPORT
5.A RE-ELECTION OF PETER SCHUTZE AS CHAIRMAN TO Mgmt For For
THE BOARD OF DIRECTORS
5.B RE-ELECTION OF MORTEN HUBBE AS VICE Mgmt For For
CHAIRMAN TO THE BOARD OF DIRECTORS
5.C RE-ELECTION OF HERVE COUTURIER TO THE BOARD Mgmt For For
OF DIRECTORS
5.D RE-ELECTION OF SIMON JEFFREYS TO THE BOARD Mgmt For For
OF DIRECTORS
5.E RE-ELECTION OF ADAM WARBY TO THE BOARD OF Mgmt For For
DIRECTORS
5.F RE-ELECTION OF JOAN A. BINSTOCK TO THE Mgmt For For
BOARD OF DIRECTORS
5.G ELECTION OF SUSAN STANDIFORD TO THE BOARD Mgmt For For
OF DIRECTORS
6.A ELECTION OF AUDITORS: PWC Mgmt For For
7.A PROPOSAL FROM THE BOARD OF DIRECTORS OR Mgmt For For
SHAREHOLDERS: PRESENTATION AND ADOPTION OF
AMENDED REMUNERATION POLICY
7.B PROPOSAL ON REMUNERATION: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES TO INCREASE THE
REMUNERATION PAYABLE TO THE DIRECTORS BY
12% FROM 2020
7.C.A OTHER PROPOSAL: IT IS PROPOSED BY THE BOARD Mgmt For For
OF DIRECTORS TO UPDATE THE OBJECTS OF
SIMCORP IN THE ARTICLES OF ASSOCIATION BY
ALLOWING RELATED ACTIVITIES THAT SUPPORT
THE OBJECTS OF SIMCORP
7.C.B OTHER PROPOSAL: PROPOSAL FROM THE BOARD OF Mgmt For For
DIRECTORS TO GRANT AUTHORISATION TO
PURCHASE OWN SHARES
8 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 5.A TO 5.G AND 6.A THANK
YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIMCORP A/S Agenda Number: 713751899
--------------------------------------------------------------------------------------------------------------------------
Security: K8851Q129
Meeting Type: EGM
Meeting Date: 21-Apr-2021
Ticker:
ISIN: DK0060495240
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 THE BOARD OF DIRECTORS PROPOSES TO AMEND Mgmt For For
ARTICLE 2 OF THE COMPANY'S ARTICLES OF
ASSOCIATION
2 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713288098
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: EGM
Meeting Date: 27-Nov-2020
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 APPOINTMENT OF CHAIRMAN OF THE MEETING: THE Non-Voting
CHAIRMAN OF THE BOARD ERIK FROBERG, OR, IN
HIS ABSENCE, THE PERSON DESIGNATED BY THE
BOARD OF DIRECTORS, IS PROPOSED AS CHAIRMAN
OF THE GENERAL MEETING
3 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting
THE MINUTES
4 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
5 APPROVAL OF THE AGENDA Non-Voting
6 DETERMINATION THAT THE MEETING HAS BEEN Non-Voting
DULY CONVENED
7 RESOLUTION ON INCENTIVE PROGRAM II 2020 AND Mgmt Against Against
ISSUE OF WARRANTS AND EMPLOYEE STOCK
OPTIONS
8 CLOSING OF THE MEETING Non-Voting
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 29 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SINCH AB Agenda Number: 713931536
--------------------------------------------------------------------------------------------------------------------------
Security: W835AF166
Meeting Type: AGM
Meeting Date: 18-May-2021
Ticker:
ISIN: SE0007439112
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF ERIK FROBERG Mgmt For For
8.C2 APPROVE DISCHARGE OF BRIDGET COSGRAVE Mgmt For For
8.C3 APPROVE DISCHARGE OF RENEE ROBINSON Mgmt For For
STROMBERG
8.C4 APPROVE DISCHARGE OF JOHAN STUART Mgmt For For
8.C5 APPROVE DISCHARGE OF BJORN ZETHRAEUS Mgmt For For
8.C6 APPROVE DISCHARGE OF OSCAR WERNER Mgmt For For
8.C7 APPROVE DISCHARGE OF ROBERT GERSTMANN Mgmt For For
9.1 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt For For
MEMBERS (0) OF BOARD
9.2 DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY Mgmt For For
AUDITORS (0)
10 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF SEK 1.5 MILLION FOR CHAIRMAN AND
SEK 700 ,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK APPROVE
REMUNERATION OF AUDITORS
111.1 REELECT ERIK FROBERG AS DIRECTOR Mgmt For For
111.2 REELECT BRIDGET COSGRAVE AS DIRECTOR Mgmt For For
111.3 REELECT RENEE ROBINSON STROMBERG AS Mgmt For For
DIRECTOR
111.4 REELECT JOHAN STUART AS DIRECTOR Mgmt For For
111.5 REELECT BJORN ZETHRAEUS AS DIRECTOR Mgmt For For
111.6 ELECT LUCIANA CARVALHO AS NEW DIRECTOR Mgmt For For
11.2 REELECT ERIK FROBERG AS BOARD CHAIRMAN Mgmt For For
11.3 RATIFY DELOITTE AS AUDITORS Mgmt For For
12 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt For For
REPRESENTATIVES OF FOUR OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
13 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
14 APPROVE REMUNERATION REPORT Mgmt For For
15 APPROVE ISSUANCE OF UP TO 20 PERCENT OF Mgmt Against Against
SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS
16 APPROVE 10:1 STOCK SPLIT AMEND ARTICLES Mgmt For For
ACCORDINGLY
17 APPROVE STOCK OPTION PLAN LTI 2021 FOR KEY Mgmt Against Against
EMPLOYEES
18 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CUSTODIAN)
WILL BE REQUIRED TO INSTRUCT A TRANSFER OF
THE RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CUSTODIAN
DIRECTLY FOR FURTHER INFORMATION ON THE
CUSTODY PROCESS AND WHETHER OR NOT THEY
REQUIRE SEPARATE INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SITC INTERNATIONAL HOLDINGS CO LTD Agenda Number: 713714447
--------------------------------------------------------------------------------------------------------------------------
Security: G8187G105
Meeting Type: AGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: KYG8187G1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 31 MAR 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0322/2021032200167.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS AND THE REPORTS OF THE
DIRECTORS AND AUDITORS FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF HK60 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2020
3 TO RE-ELECT MR. YANG XIANXIANG AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. LIU KECHENG AS AN EXECUTIVE Mgmt For For
DIRECTOR
5 TO RE-ELECT DR. LIU KA YING, REBECCA AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO RE-ELECT MR. TSE SIU NGAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO RE-ELECT DR. HU MANTIAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
8 TO RE-ELECT MS. YANG XIN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
10 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
11 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
12 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
13 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
CMMT 31 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT IN
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. Agenda Number: 935295469
--------------------------------------------------------------------------------------------------------------------------
Security: 78440P108
Meeting Type: Special
Meeting Date: 26-Nov-2020
Ticker: SKM
ISIN: US78440P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Spin-off Plan Mgmt For
--------------------------------------------------------------------------------------------------------------------------
SK TELECOM CO., LTD. Agenda Number: 935341329
--------------------------------------------------------------------------------------------------------------------------
Security: 78440P108
Meeting Type: Annual
Meeting Date: 25-Mar-2021
Ticker: SKM
ISIN: US78440P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt For
37th Fiscal Year (2020).
2. Amendments to the Articles of Mgmt For
Incorporation.
3. Grant of Stock Options. Mgmt For
4. Appointment of an Executive Director (Ryu, Mgmt For
Young Sang)
5. Appointment of an Independent Non-executive Mgmt For
Director to Serve as an Audit Committee
Member (Yoon, Young Min).
6. Approval of the Ceiling Amount of Mgmt For
Remuneration for Directors *Proposed
Ceiling Amount of the Remuneration for 8
Directors is KRW 12 billion.
--------------------------------------------------------------------------------------------------------------------------
SMITH & NEPHEW PLC Agenda Number: 935341139
--------------------------------------------------------------------------------------------------------------------------
Security: 83175M205
Meeting Type: Annual
Meeting Date: 14-Apr-2021
Ticker: SNN
ISIN: US83175M2052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the audited accounts. Mgmt For For
2. To approve the Directors' Remuneration Mgmt For For
Report (excluding policy).
3. To declare a final dividend. Mgmt For For
4. ELECTION/RE-ELECTION OF DIRECTOR: Roland Mgmt For For
Diggelmann
5. ELECTION/RE-ELECTION OF DIRECTOR: Erik Mgmt For For
Engstrom
6. ELECTION/RE-ELECTION OF DIRECTOR: Robin Mgmt For For
Freestone
7. ELECTION/RE-ELECTION OF DIRECTOR: John Ma Mgmt For For
8. ELECTION/RE-ELECTION OF DIRECTOR: Katarzyna Mgmt For For
Mazur-Hofsaess
9. ELECTION/RE-ELECTION OF DIRECTOR: Rick Mgmt For For
Medlock
10. ELECTION/RE-ELECTION OF DIRECTOR: Mgmt For For
Anne-Francoise Nesmes
11. ELECTION/RE-ELECTION OF DIRECTOR: Marc Owen Mgmt For For
12. ELECTION/RE-ELECTION OF DIRECTOR: Roberto Mgmt For For
Quarta
13. ELECTION/RE-ELECTION OF DIRECTOR: Angie Mgmt For For
Risley
14. ELECTION/RE-ELECTION OF DIRECTOR: Bob White Mgmt For For
15. To re-appoint the Auditor. Mgmt For For
16. To authorise Directors' to determine the Mgmt For For
remuneration of the Auditor.
17. To renew the Directors' authority to allot Mgmt For For
shares.
18. To renew the Directors' authority for the Mgmt For For
disapplication of the pre-emption rights.
19. To authorise the Directors to disapply Mgmt For For
pre-emption rights for the purposes of
acquisitions or other capital investments.
20. To renew the Directors' limited authority Mgmt For For
to make market purchases of the Company's
own shares.
21. To authorise general meetings to be held on Mgmt For For
14 clear days' notice.
22. To approve the new Articles of Association. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935346038
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2020
and the Company's consolidated financial
statements for the financial year ended
December 31, 2020.
2. Approve allocation of the Company's annual Mgmt For For
results for the financial year ended
December 31, 2020.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2020.
4A. Election of Director: Mr. Daniel Ek (A Mgmt Against Against
Director)
4B. Election of Director: Mr. Martin Lorentzon Mgmt For For
(A Director)
4C. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4D. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4E. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4F. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4G. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4H. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4I. Election of Director: Ms. Cristina Mayville Mgmt For For
Stenbeck (B Director)
4J. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4K. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt For For
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2021.
6. Approve the directors' remuneration for the Mgmt Against Against
year 2021.
7. Authorize the Board to repurchase Mgmt For For
10,000,000 shares issued by the Company
during a period of five years, for a price
that will be determined by the Board within
the following limits: at least the par
value and at the most the fair market
value.
8. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
--------------------------------------------------------------------------------------------------------------------------
SPROTT INC. Agenda Number: 935381311
--------------------------------------------------------------------------------------------------------------------------
Security: 852066208
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: SII
ISIN: CA8520662088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ronald Dewhurst Mgmt For For
Graham Birch Mgmt For For
Peter Grosskopf Mgmt For For
Sharon Ranson Mgmt For For
Arthur Richards Rule IV Mgmt For For
Rosemary Zigrossi Mgmt For For
2 Re-appointment of KPMG LLP as auditors of Mgmt For For
the Corporation and to authorize the board
of directors of the Corporation to fix
their remuneration and terms of engagement.
--------------------------------------------------------------------------------------------------------------------------
SSR MINING INC. Agenda Number: 935238130
--------------------------------------------------------------------------------------------------------------------------
Security: 784730103
Meeting Type: Special
Meeting Date: 10-Jul-2020
Ticker: SSRM
ISIN: CA7847301032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if thought advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution (the "SSR Share
Resolution") to approve the issuance of
common shares in the capital of the Company
in connection with a plan of arrangement
pursuant to section 195 of the Business
Corporations Act (Yukon) involving the
Company, Alacer Gold Corp. ("Alacer") and
the shareholders of Alacer. The full text
of the SSR Share Resolution is set forth in
Appendix A to the joint management
information circular dated June 2, 2020
(the "Circular").
2 To set the number of directors at ten, Mgmt For For
conditional on the completion of the
Arrangement (as defined in the Circular).
--------------------------------------------------------------------------------------------------------------------------
STERIS PLC Agenda Number: 935236768
--------------------------------------------------------------------------------------------------------------------------
Security: G8473T100
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: STE
ISIN: IE00BFY8C754
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Richard C. Breeden Mgmt For For
1b. Re-election of Director: Cynthia L. Mgmt For For
Feldmann
1c. Re-election of Director: Dr. Jacqueline B. Mgmt For For
Kosecoff
1d. Re-election of Director: David B. Lewis Mgmt For For
1e. Re-election of Director: Walter M Mgmt For For
Rosebrough, Jr.
1f. Re-election of Director: Dr. Nirav R. Shah Mgmt For For
1g. Re-election of Director: Dr. Mohsen M. Sohi Mgmt For For
1h. Re-election of Director: Dr. Richard M. Mgmt For For
Steeves
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
March 31, 2021.
3. To appoint Ernst & Young Chartered Mgmt For For
Accountants as the Company's Irish
statutory auditor under the Act to hold
office until the conclusion of the
Company's next Annual General Meeting.
4. To authorize the Directors of the Company Mgmt For For
or the Audit Committee to determine the
remuneration of Ernst & Young Chartered
Accountants as the Company's Irish
statutory auditor.
5. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed
pursuant to the disclosure rules of the
Securities and Exchange Commission,
including the Compensation Discussion and
Analysis and the tabular and narrative
disclosure contained in the Company's proxy
statement dated June 12, 2020.
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS N.V. Agenda Number: 935429173
--------------------------------------------------------------------------------------------------------------------------
Security: 861012102
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: STM
ISIN: US8610121027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Remuneration Report. Mgmt Against Against
4. Adoption of a new Remuneration Policy for Mgmt For For
the Managing Board.
5. Adoption of the Company's annual accounts Mgmt For For
for its 2020 financial year.
6. Adoption of a dividend. Mgmt For For
7. Discharge of the sole member of the Mgmt For For
Managing Board.
8. Discharge of the members of the Supervisory Mgmt For For
Board.
9. Re-appointment of Mr. Jean-Marc Chery as Mgmt For For
sole member of the Managing Board.
10. Approval of the stock-based portion of the Mgmt For For
compensation of the President and CEO.
11. Approval of a new 3-year Unvested Stock Mgmt For For
Award Plan for Management and Key
Employees.
12. Re-appointment of Mr. Nicolas Dufourcq as Mgmt For For
member of the Supervisory Board.
13. Authorization to the Managing Board, until Mgmt For For
the conclusion of the 2022 AGM, to
repurchase shares, subject to the approval
of the Supervisory Board.
14. Delegation to the Supervisory Board of the Mgmt For For
authority to issue new common shares, to
grant rights to subscribe for such shares,
and to limit and/or exclude existing
shareholders' pre-emptive rights on common
shares, until the conclusion of the 2022
AGM.
--------------------------------------------------------------------------------------------------------------------------
SUNDRUG CO.,LTD. Agenda Number: 714312369
--------------------------------------------------------------------------------------------------------------------------
Security: J78089109
Meeting Type: AGM
Meeting Date: 26-Jun-2021
Ticker:
ISIN: JP3336600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
SUNOPTA INC Agenda Number: 713937677
--------------------------------------------------------------------------------------------------------------------------
Security: 8676EP108
Meeting Type: AGM
Meeting Date: 27-May-2021
Ticker:
ISIN: CA8676EP1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.H. THANK YOU
1.A ELECTION OF DIRECTOR: DR. ALBERT BOLLES Mgmt For For
1.B ELECTION OF DIRECTOR: DEREK BRIFFETT Mgmt For For
1.C ELECTION OF DIRECTOR: JOSEPH D. ENNEN Mgmt For For
1.D ELECTION OF DIRECTOR: REBECCA FISHER Mgmt For For
1.E ELECTION OF DIRECTOR: R. DEAN HOLLIS Mgmt For For
1.F ELECTION OF DIRECTOR: KATRINA HOUDE Mgmt For For
1.G ELECTION OF DIRECTOR: LESLIE STARR KEATING Mgmt For For
1.H ELECTION OF DIRECTOR: KENNETH KEMP Mgmt For For
2 APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
SVENSKA CELLULOSA AKTIEBOLAGET SCA Agenda Number: 713679489
--------------------------------------------------------------------------------------------------------------------------
Security: W90152120
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: SE0000112724
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF A CHAIRMAN OF THE MEETING: Non-Voting
ATTORNEY-AT-LAW EVA HAGG
2 ELECTION OF TWO PERSONS TO VERIFY THE Non-Voting
MINUTES OF THE MEETING: MADELEINE WALLMARK,
ANDERS OSCARSSON
3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting
4 DETERMINATION OF WHETHER THE MEETING HAS Non-Voting
BEEN DULY CONVENED
5 APPROVAL OF THE AGENDA Non-Voting
6 SUBMISSION OF THE ANNUAL REPORT AND THE Non-Voting
AUDITORS' REPORT, AND THE CONSOLIDATED
FINANCIAL REPORT AND AUDITORS' REPORT ON
THE CONSOLIDATED FINANCIAL REPORT, AS WELL
AS THE AUDITOR'S STATEMENT REGARDING
COMPLIANCE WITH GUIDELINES FOR REMUNERATION
OF SENIOR EXECUTIVES THAT HAVE APPLIED
SINCE THE PRECEDING AGM
7.A RESOLUTION ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET, AND OF THE
CONSOLIDATED INCOME STATEMENT AND THE
CONSOLIDATED BALANCE SHEET
7.B RESOLUTION ON APPROPRIATIONS OF THE Mgmt For For
COMPANY'S EARNINGS UNDER THE ADOPTED
BALANCE SHEET AND RECORD DATE FOR DIVIDEND:
SEK 2.0 PER SHARE
7.C.1 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
CHARLOTTE BENGTSSON
7.C.2 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
PAR BOMAN
7.C.3 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
LENNART EVRELL
7.C.4 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ANNEMARIE GARDSHOL
7.C.5 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ULF LARSSON (IN HIS CAPACITY AS BOARD
MEMBER)
7.C.6 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
MARTIN LINDQVIST
7.C.7 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
LOTTA LYRA (FOR THE PERIOD JAN 1, 2020-MAY
6, 2020)
7.C.8 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
BERT NORDBERG
7.C.9 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ANDERS SUNDSTROM
7.C10 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
BARBARA M. THORALFSSON
7.C11 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ROGER BOSTROM (EMPLOYEE REPRESENTATIVE)
7.C12 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
HANS WENTJARV (EMPLOYEE REPRESENTATIVE, FOR
THE PERIOD JAN 1, 2020-MAY 30, 2020)
7.C13 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
JOHANNA VIKLUND LINDEN (EMPLOYEE
REPRESENTATIVE)
7.C14 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
PER ANDERSSON (DEPUTY EMPLOYEE
REPRESENTATIVE)
7.C15 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
MARIA JONSSON (DEPUTY EMPLOYEE
REPRESENTATIVE)
7.C16 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
STEFAN LUNDKVIST (DEPUTY EMPLOYEE
REPRESENTATIVE)
7.C17 RESOLUTION ON DISCHARGE FROM PERSONAL Mgmt For For
LIABILITY OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND OF THE PRESIDENT FOR 2020:
ULF LARSSON (IN HIS CAPACITY AS PRESIDENT)
CMMT PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE Non-Voting
PROPOSED BY NOMINATION COMMITTEE AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THESE
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
8 RESOLUTION ON THE NUMBER OF MEMBERS AND Mgmt For
DEPUTY MEMBERS OF THE BOARD OF DIRECTORS:
THE NUMBER OF BOARD MEMBERS SHALL BE TEN
WITH NO DEPUTIES
9 RESOLUTION ON THE NUMBER OF AUDITORS AND Mgmt For
DEPUTY AUDITORS: THE NUMBER OF AUDITORS
SHALL BE ONE WITH NO DEPUTY
10.1 RESOLUTION ON THE FEES TO BE PAID TO THE Mgmt For
BOARD OF DIRECTORS
10.2 RESOLUTION ON THE FEES TO BE PAID TO Mgmt For
AUDITORS
11.1 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: CHARLOTTE BENGTSSON
(RE-ELECTION)
11.2 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt Against
BOARD OF DIRECTORS: PAR BOMAN (RE-ELECTION)
11.3 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: LENNART EVRELL
(RE-ELECTION)
11.4 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: ANNEMARIE GARDSHOL
(RE-ELECTION)
11.5 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: ULF LARSSON
(RE-ELECTION)
11.6 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: MARTIN LINDQVIST
(RE-ELECTION)
11.7 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: BERT NORDBERG
(RE-ELECTION)
11.8 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: ANDERS SUNDSTROM
(RE-ELECTION)
11.9 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt Against
BOARD OF DIRECTORS: BARBARA M. THORALFSSON
(RE-ELECTION)
11.10 ELECTION OF MEMBER AND DEPUTY MEMBER OF THE Mgmt For
BOARD OF DIRECTORS: CARINA HAKANSSON (NEW
ELECTION)
12 ELECTION OF CHAIRMAN OF THE BOARD OF Mgmt Against
DIRECTORS PAR BOMAN (RE-ELECTION)
13 ELECTION OF AUDITORS AND DEPUTY AUDITORS: Mgmt For
RE-ELECTION OF THE REGISTERED FIRM OF
ACCOUNTANTS EY AB IN ACCORDANCE WITH THE
AUDIT COMMITTEE'S RECOMMENDATION, FOR THE
PERIOD UP UNTIL THE END OF THE 2022 AGM. IF
ELECTED, EY AB HAS ANNOUNCED ITS
APPOINTMENT OF AUTHORIZED PUBLIC ACCOUNTANT
FREDRIK NORRMAN AS SENIOR AUDITOR
14 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
15 RESOLUTION ON AMENDMENTS OF THE ARTICLES OF Mgmt For For
ASSOCIATION: ARTICLE 15, ARTICLE 1, ARTICLE
16, ARTICLE 17
CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 12 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TAIYO HOLDINGS CO.,LTD. Agenda Number: 714226520
--------------------------------------------------------------------------------------------------------------------------
Security: J80013105
Meeting Type: AGM
Meeting Date: 19-Jun-2021
Ticker:
ISIN: JP3449100001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Class Shares
3 Appoint a Substitute Corporate Auditor Mgmt For For
Todo, Masahiko
4 Approve Details of the Compensation to be Mgmt For For
received by Directors
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL COMPANY LIMITED Agenda Number: 714243451
--------------------------------------------------------------------------------------------------------------------------
Security: J8129E108
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3463000004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2 Amend Articles to: Establish the Articles Mgmt No vote
Related to Shareholders Meeting held
without specifying a venue
3.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Christophe
Weber
3.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Iwasaki,
Masato
3.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Andrew Plump
3.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Constantine
Saroukos
3.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Sakane,
Masahiro
3.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Olivier Bohuon
3.7 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Jean-Luc Butel
3.8 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Ian Clark
3.9 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Fujimori,
Yoshiaki
3.10 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Steven Gillis
3.11 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kuniya, Shiro
3.12 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Shiga,
Toshiyuki
4 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Iijima, Masami
5 Approve Payment of Bonuses to Directors Mgmt No vote
(Excluding Directors who are Audit and
Supervisory Committee Members)
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935366054
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
Stephan Cretier Mgmt For For
Michael R. Culbert Mgmt For For
Susan C. Jones Mgmt For For
Randy Limbacher Mgmt For For
John E. Lowe Mgmt For For
David MacNaughton Mgmt For For
Francois L. Poirier Mgmt For For
Una Power Mgmt For For
Mary Pat Salomone Mgmt For For
Indira V. Samarasekera Mgmt For For
D. Michael G. Stewart Mgmt For For
Siim A. Vanaselja Mgmt For For
Thierry Vandal Mgmt For For
02 Resolution to appoint KPMG LLP, Chartered Mgmt For For
Professional Accountants as auditors and
authorize the directors to fix their
remuneration.
03 Resolution to accept TC Energy's approach Mgmt For For
to executive compensation, as described in
the Management information circular.
4 Resolution to approve amendments to TC Mgmt For For
Energy's By-law Number 1, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 714203988
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Ishiguro, Shigenao Mgmt For For
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt For For
2.3 Appoint a Director Sumita, Makoto Mgmt For For
2.4 Appoint a Director Osaka, Seiji Mgmt For For
2.5 Appoint a Director Sato, Shigeki Mgmt For For
2.6 Appoint a Director Ishimura, Kazuhiko Mgmt For For
2.7 Appoint a Director Nakayama, Kozue Mgmt For For
2.8 Appoint a Director Iwai, Mutsuo Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 935357714
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: Annual and Special
Meeting Date: 28-Apr-2021
Ticker: TECK
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: M.M. Ashar Mgmt For For
1B Election of Director: Q. Chong Mgmt For For
1C Election of Director: E.C. Dowling Mgmt For For
1D Election of Director: E. Fukuda Mgmt For For
1E Election of Director: T. Higo Mgmt For For
1F Election of Director: N.B. Keevil III Mgmt For For
1G Election of Director: D.R. Lindsay Mgmt For For
1H Election of Director: S.A. Murray Mgmt For For
1I Election of Director: T.L. McVicar Mgmt For For
1J Election of Director: K.W. Pickering Mgmt For For
1K Election of Director: U.M. Power Mgmt For For
1L Election of Director: T.R. Snider Mgmt For For
02 To appoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor of the Corporation and to authorize
the directors to fix the Auditor's
remuneration.
03 To approve the advisory resolution on the Mgmt Against Against
Corporation's approach to executive
compensation.
04 To approve a resolution, the full text of Mgmt For For
which is set out in the accompanying
management proxy circular dated March 1,
2021, confirming General By-law No. 1,
which governs the affairs of the
Corporation.
--------------------------------------------------------------------------------------------------------------------------
TFI INTERNATIONAL INC. Agenda Number: 935362424
--------------------------------------------------------------------------------------------------------------------------
Security: 87241L109
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: TFII
ISIN: CA87241L1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Leslie Abi-Karam Mgmt For For
Alain Bdard Mgmt For For
Andre Berard Mgmt For For
Lucien Bouchard Mgmt For For
William T. England Mgmt For For
Diane Giard Mgmt For For
Richard Guay Mgmt For For
Debra Kelly-Ennis Mgmt For For
Neil D. Manning Mgmt For For
Joey Saputo Mgmt For For
Rosemary Turner Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as Auditor of the
Corporation for the ensuing year and
authorizing the Directors to fix its
remuneration.
--------------------------------------------------------------------------------------------------------------------------
THE 77 BANK,LTD. Agenda Number: 714258046
--------------------------------------------------------------------------------------------------------------------------
Security: J71348106
Meeting Type: AGM
Meeting Date: 29-Jun-2021
Ticker:
ISIN: JP3352000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Ujiie,
Teruhiko
2.2 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kobayashi,
Hidefumi
2.3 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Igarashi,
Makoto
2.4 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Shito, Atsushi
2.5 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Onodera,
Yoshikazu
2.6 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Tabata, Takuji
2.7 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Kobayashi,
Atsushi
2.8 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Sugita,
Masahiro
2.9 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Nakamura, Ken
2.10 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Okuyama, Emiko
2.11 Appoint a Director who is not Audit and Mgmt No vote
Supervisory Committee Member Otaki, Seiichi
3.1 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Suzuki, Koichi
3.2 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Chubachi,
Mitsuo
3.3 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Suzuki, Toshio
3.4 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Yamaura, Masai
3.5 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Ushio, Yoko
3.6 Appoint a Director who is Audit and Mgmt No vote
Supervisory Committee Member Inukai, Akira
--------------------------------------------------------------------------------------------------------------------------
THE DESCARTES SYSTEMS GROUP INC. Agenda Number: 935427129
--------------------------------------------------------------------------------------------------------------------------
Security: 249906108
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: DSGX
ISIN: CA2499061083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Deepak Chopra Mgmt For For
Deborah Close Mgmt For For
Eric Demirian Mgmt For For
Dennis Maple Mgmt For For
Chris Muntwyler Mgmt For For
Jane O'Hagan Mgmt For For
Edward J. Ryan Mgmt For For
John J. Walker Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, Licensed Public
Accountants, as auditors of the Corporation
to hold office until the next annual
meeting of shareholders or until a
successor is appointed.
3 Approval of the Say-On-Pay Resolution as Mgmt For For
set out on page 19 of the Corporation's
Management Information Circular dated April
23, 2021.
--------------------------------------------------------------------------------------------------------------------------
THOMSON REUTERS CORPORATION Agenda Number: 935424604
--------------------------------------------------------------------------------------------------------------------------
Security: 884903709
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: TRI
ISIN: CA8849037095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Thomson Mgmt For For
Steve Hasker Mgmt For For
Kirk E. Arnold Mgmt For For
David W. Binet Mgmt For For
W. Edmund Clark, C.M. Mgmt For For
Michael E. Daniels Mgmt For For
Kirk Koenigsbauer Mgmt For For
Deanna Oppenheimer Mgmt For For
Vance K. Opperman Mgmt For For
Simon Paris Mgmt For For
Kim M. Rivera Mgmt For For
Barry Salzberg Mgmt For For
Peter J. Thomson Mgmt For For
Wulf von Schimmelmann Mgmt For For
2 To appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor and to authorize the directors to
fix the auditor's remuneration.
3 To accept, on an advisory basis, the Mgmt For For
approach to executive compensation
described in the accompanying Management
Proxy Circular.
4 The shareholder proposal as set out in Shr For Against
Appendix B of the accompanying Management
Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
TOKMANNI GROUP CORP Agenda Number: 713617934
--------------------------------------------------------------------------------------------------------------------------
Security: X9078R102
Meeting Type: AGM
Meeting Date: 23-Mar-2021
Ticker:
ISIN: FI4000197934
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER: JUHA VAYRYNEN Non-Voting
3 ELECTION OF PERSON TO SCRUTINISE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2020
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.85 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY
10 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt Against Against
GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE Non-Voting
PROPOSED BY SHAREHOLDERS' NOMINATION BOARD
AND BOARD DOES NOT MAKE ANY RECOMMENDATION
ON THESE PROPOSALS. THE STANDING
INSTRUCTIONS ARE DISABLED FOR THIS MEETING
11 RESOLUTION ON THE REMUNERATION OF THE Mgmt For
MEMBERS OF THE BOARD OF DIRECTORS
12 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For
BOARD OF DIRECTORS: UNDER THE ARTICLES OF
ASSOCIATION, THE COMPANY'S BOARD OF
DIRECTORS MUST HAVE AT LEAST 3 AND AT MOST
8 ORDINARY MEMBERS. THE SHAREHOLDERS'
NOMINATION BOARD PROPOSES TO THE ANNUAL
GENERAL MEETING THAT THE NUMBER OF THE
MEMBERS OF THE BOARD OF DIRECTORS REMAIN
THE SAME AND WILL BE 6
13 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For
DIRECTORS: THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES THAT SEPPO SAASTAMOINEN,
HARRI SIVULA, THERESE CEDERCREUTZ, JUHA
BLOMSTER, ERKKI JARVINEN AND ULLA LETTIJEFF
WILL BE RE-ELECTED AS MEMBERS OF THE BOARD
OF DIRECTORS. THE TERM OF OFFICE OF MEMBERS
OF THE BOARD OF DIRECTORS ENDS AT THE CLOSE
OF THE ANNUAL GENERAL MEETING FOLLOWING
THEIR ELECTION. THE NOMINATION BOARD
PROPOSES TO THE ANNUAL GENERAL MEETING THAT
SEPPO SAASTAMOINEN IS RE-ELECTED AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt Against Against
AUDITOR
15 ELECTION OF AUDITOR: IN ACCORDANCE WITH THE Mgmt For For
PROPOSAL OF THE FINANCE AND AUDIT
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
THAT AUDIT FIRM PRICEWATERHOUSECOOPERS OY
IS RE-ELECTED AS THE COMPANY'S AUDITOR. THE
PRINCIPAL AUDITOR DESIGNATED BY THE AUDIT
FIRM WOULD BE APA MARIA GRONROOS. THE TERM
OF OFFICE OF THE AUDITOR ENDS AT THE CLOSE
OF THE ANNUAL GENERAL MEETING FOLLOWING THE
ELECTION OF THE AUDITOR
16 AUTHORISING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE AND/OR ON THE
ACCEPTANCE AS PLEDGE OF THE COMPANY'S OWN
SHARES
17 CLOSING OF THE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 935446597
--------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Member of the Board of Mgmt For
Directors: Takeshi Uchiyamada
1B. Election of Member of the Board of Mgmt For
Directors: Shigeru Hayakawa
1C. Election of Member of the Board of Mgmt For
Directors: Akio Toyoda
1D. Election of Member of the Board of Mgmt For
Directors: Koji Kobayashi
1E. Election of Member of the Board of Mgmt For
Directors: James Kuffner
1F. Election of Member of the Board of Mgmt For
Directors: Kenta Kon
1G. Election of Member of the Board of Mgmt For
Directors: Ikuro Sugawara
1H. Election of Member of the Board of Mgmt For
Directors: Sir Philip Craven
1I. Election of Member of the Board of Mgmt For
Directors: Teiko Kudo
2. Election of Substitute Audit & Supervisory Mgmt For
Board Member: Ryuji Sakai
3. Partial Amendments to the Articles of Mgmt For
Incorporation.
--------------------------------------------------------------------------------------------------------------------------
TRILLIUM THERAPEUTICS INC. Agenda Number: 935436091
--------------------------------------------------------------------------------------------------------------------------
Security: 89620X506
Meeting Type: Annual and Special
Meeting Date: 08-Jun-2021
Ticker: TRIL
ISIN: CA89620X5064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Luke Beshar Mgmt For For
Michael Kamarck Mgmt For For
Paul Walker Mgmt For For
Paolo Pucci Mgmt For For
Jan Skvarka Mgmt For For
Helen Tayton-Martin Mgmt For For
Scott Myers Mgmt For For
2 To reappoint Ernst & Young, LLP, Chartered Mgmt For For
Professional Accountants, Licensed Public
Accountants, as auditors of the Corporation
for the ensuing year and to authorize the
directors to fix the remuneration to be
paid to the auditors.
3 To consider and if deemed appropriate, act Mgmt For For
upon an advisory vote on the compensation
of the Corporation's named executive
officers, the full text of the resolution
is set forth in the management information
circular and proxy statement (the
"Circular") prepared in connection with the
Meeting.
4 To consider and if deemed appropriate, act Mgmt 1 Year For
upon an advisory vote on the frequency of
future advisory votes on the compensation
of the Corporation's named executed
officers, the full text of the resolution
is set forth in the Circular.
--------------------------------------------------------------------------------------------------------------------------
TRILOGY METALS INC. Agenda Number: 935379239
--------------------------------------------------------------------------------------------------------------------------
Security: 89621C105
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: TMQ
ISIN: CA89621C1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Tony Giardini Mgmt For For
James Gowans Mgmt For For
William Hayden Mgmt For For
W. Iggiagruk Hensley Mgmt For For
Gregory Lang Mgmt For For
Kalidas Madhavpeddi Mgmt For For
Janice Stairs Mgmt For For
Diana Walters Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
3 To consider and, if deemed advisable, pass Mgmt Against Against
an ordinary resolution ratifying and
approving all unallocated awards under the
2012 Equity Incentive Plan as more
particularly described in the accompanying
management information circular.
4 To consider and, if deemed advisable, pass Mgmt Against Against
an ordinary resolution ratifying and
approving the Ambler Metals Equity Plan as
more particularly described in the
accompanying management information
circular.
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TURQUOISE HILL RESOURCES LTD. Agenda Number: 935398328
--------------------------------------------------------------------------------------------------------------------------
Security: 900435207
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: TRQ
ISIN: CA9004352071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George Burns Mgmt For For
R. Peter Gillin Mgmt For For
Alfred P. Grigg Mgmt For For
Stephen Jones Mgmt For For
Russel C. Robertson Mgmt For For
Maryse Saint-Laurent Mgmt For For
Steve Thibeault Mgmt For For
2 To appoint KPMG LLP as auditors of the Mgmt For For
Corporation at a remuneration to be fixed
by the board of directors.
3 Non-binding advisory vote to accept the Mgmt For For
approach to executive compensation
disclosed in the accompanying information
circular.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 935266723
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Special
Meeting Date: 21-Sep-2020
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend NV's articles of association in Mgmt For
connection with Unification (proposed under
agenda item 2).
2. To approve Unification. Mgmt For
3. To discharge executive directors. Mgmt For
4. To discharge non-executive directors. Mgmt For
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935265125
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 12-Oct-2020
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
C1. To approve the Cross-Border Merger: Please Mgmt For
refer to the notice of Court Meeting
contained in Schedule 1 of the Circular for
further details.
G1. To vote For or Against the Special Mgmt For
Resolution: The Special Resolution is to
approve: (i) Unification, including all
such steps as are necessary to be taken for
the purpose of effecting Unification; and
(ii) the related amendments to the
Company's articles of association. The
Special Resolution is set out in full in
the notice of General Meeting contained in
Schedule 2 of the Circular.
--------------------------------------------------------------------------------------------------------------------------
UNIQURE N.V. Agenda Number: 935446725
--------------------------------------------------------------------------------------------------------------------------
Security: N90064101
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: QURE
ISIN: NL0010696654
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to adopt the 2020 Dutch Mgmt For For
statutory annual accounts and treatment of
the results.
2. Resolution to discharge liability of the Mgmt For For
members of the Board for their management.
3. Reappointment of David Meek as Mgmt For For
non-executive director.
4. Reappointment of Paula Soteropoulos as Mgmt For For
non-executive director.
5. Approval of the Amendment to the 2014 Mgmt For For
Restated Plan.
6. Resolution to reauthorize the Board to Mgmt For For
issue ordinary shares and options.
7. Resolution to reauthorize the Board to Mgmt For For
exclude or limit preemptive rights upon the
issuance of ordinary shares.
8. Authorization of the Board to repurchase Mgmt For For
ordinary shares.
9. Resolution to appoint KPMG as external Mgmt For For
auditor of the Company for the 2021
financial year.
10. Approval of the Amendment to the Articles Mgmt For For
of Incorporation.
11. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
VBI VACCINES INC. Agenda Number: 935415530
--------------------------------------------------------------------------------------------------------------------------
Security: 91822J103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: VBIV
ISIN: CA91822J1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Gillis Mgmt Withheld Against
Jeffrey R. Baxter Mgmt Withheld Against
Michel De Wilde Mgmt Withheld Against
Blaine H. McKee Mgmt For For
Joanne Cordeiro Mgmt Withheld Against
Christopher McNulty Mgmt Withheld Against
Damian Braga Mgmt Withheld Against
2. Appointment of the Independent Registered Mgmt For For
Public Accounting Firm: Appointment of
EisnerAmper LLP as the independent
registered public accounting firm of the
Company until the next annual meeting of
shareholders and authorization of the Audit
Committee to set EisnerAmper LLP's
remuneration.
--------------------------------------------------------------------------------------------------------------------------
VIEMED HEALTHCARE, INC. Agenda Number: 935421634
--------------------------------------------------------------------------------------------------------------------------
Security: 92663R105
Meeting Type: Annual and Special
Meeting Date: 10-Jun-2021
Ticker: VMD
ISIN: CA92663R1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Casey Hoyt Mgmt For For
W. Todd Zehnder Mgmt For For
William Frazier Mgmt For For
Randy Dobbs Mgmt For For
Nitin Kaushal Mgmt For For
Timothy Smokoff Mgmt For For
Bruce Greenstein Mgmt For For
Sabrina Heltz Mgmt For For
2 Re-appointment of Ernst & Young LLP, as Mgmt For For
Auditors of the Corporation for the fiscal
year ending December 31, 2021 and
authorizing the Directors to fix their
remuneration.
3 To consider and, if deemed appropriate, to Mgmt For For
approve an ordinary resolution (the text of
which is disclosed in Section 10(iv) of the
Management Information and Proxy Circular)
approving certain amendments to the
Articles of the Corporation with respect to
the quorum requirement for meetings of
shareholders, as more particularly
described in the Management Information and
Proxy Circular.
--------------------------------------------------------------------------------------------------------------------------
VIVOPOWER INTERNATIONAL PLC Agenda Number: 935306515
--------------------------------------------------------------------------------------------------------------------------
Security: G9376R100
Meeting Type: Special
Meeting Date: 18-Dec-2020
Ticker: VVPR
ISIN: GB00BD3VDH82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Shareholders are being asked to approve the Mgmt For For
establishment of a Sustainability Committee
for the purpose of implementing and
overseeing the Company's sustainability
strategy.
2. Shareholders are being asked to approve the Mgmt For For
adoption of a new board charter, which will
include a commitment to Environmental,
Social and Corporate Governance ("ESG").
3. Shareholders are being asked to ratify the Mgmt Against Against
share incentive awards made on 1 April 2020
and 15 June 2020 to employees, directors,
consultants, advisors and non-executive
officers of the Company and its
subsidiaries pursuant to the VivoPower
International Plc 2017 Omnibus Incentive
Plan ("Share Awards") and the satisfaction
of the Share Awards through the issue of
newly issued shares at nominal value.
4. Shareholders are being asked to authorise Mgmt Against Against
the directors of the Company to allot
shares in the Company and to grant rights
to subscribe for, or to convert any
security into, shares in the Company up to
an aggregate nominal amount of US$180,000
provided that this authority shall, unless
renewed, varied or revoked expire on 18
December 2025 (the "Share Allotment
Resolution").
5. Shareholders are being asked, that if the Mgmt Against Against
Share Allotment Resolution is passed, to
authorise the directors of the Company to
allot equity securities for cash pursuant
to the authority conferred by the Share
Allotment Resolution, as if statutory
pre-emption rights did not apply to any
such allotment.
--------------------------------------------------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP. Agenda Number: 935388341
--------------------------------------------------------------------------------------------------------------------------
Security: 962879102
Meeting Type: Annual and Special
Meeting Date: 14-May-2021
Ticker: WPM
ISIN: CA9628791027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George L. Brack Mgmt For For
John A. Brough Mgmt For For
R. Peter Gillin Mgmt For For
Chantal Gosselin Mgmt For For
Douglas M. Holtby Mgmt For For
Glenn Ives Mgmt For For
Charles A. Jeannes Mgmt For For
Eduardo Luna Mgmt For For
Marilyn Schonberner Mgmt For For
Randy V.J. Smallwood Mgmt For For
2 The appointment of Deloitte LLP, Mgmt For For
Independent Registered Public Accounting
Firm, as auditors for 2021 and to authorize
the directors to fix the auditors'
remuneration
3 A non-binding advisory resolution on the Mgmt For For
Company's approach to executive
compensation
--------------------------------------------------------------------------------------------------------------------------
WHITEHORSE GOLD CORP Agenda Number: 713838843
--------------------------------------------------------------------------------------------------------------------------
Security: 96525N103
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: CA96525N1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.5 AND 3. THANK YOU
CMMT PLEASE NOTE THAT RESOLUTION 4 IS TO BE Non-Voting
APPROVED BY DISINTERESTED SHAREHOLDERS.
THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 5 Mgmt For For
2.1 ELECTION OF DIRECTOR: MARK CRUISE Mgmt For For
2.2 ELECTION OF DIRECTOR: KEVIN WESTON Mgmt For For
2.3 ELECTION OF DIRECTOR: LORNE WALDMAN Mgmt For For
2.4 ELECTION OF DIRECTOR: BHAKTI PAVANI Mgmt For For
2.5 ELECTION OF DIRECTOR: RUI FENG Mgmt For For
3 APPOINTMENT OF DELOITTE LLP, CHARTERED Mgmt For For
PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 APPROVE THE ADOPTION OF THE NEW OPTION PLAN Mgmt For For
SUBSTANTIALLY IN THE FORM AS DESCRIBED IN
THE INFORMATION CIRCULAR OF THE COMPANY
DATED MARCH 31, 2021
5 RE-APPROVE THE COMPANY'S EXISTING STOCK Mgmt For For
OPTION PLAN AND ALL UNALLOCATED STOCK
OPTIONS AND ENTITLEMENTS THEREUNDER IF THE
NEW OPTION PLAN IS NOT APPROVED BY THE
SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
WISETECH GLOBAL LTD Agenda Number: 713257625
--------------------------------------------------------------------------------------------------------------------------
Security: Q98056106
Meeting Type: AGM
Meeting Date: 26-Nov-2020
Ticker:
ISIN: AU000000WTC3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 RE-ELECTION OF DIRECTOR - MS MAREE ISAACS Mgmt For For
4 ELECTION OF DIRECTOR - MS ARLENE TANSEY Mgmt For For
5 APPROVAL OF EQUITY INCENTIVES PLAN Mgmt For For
6 APPROVAL OF GRANTS OF SHARE RIGHTS TO Mgmt For For
NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
WIX.COM LTD Agenda Number: 935282157
--------------------------------------------------------------------------------------------------------------------------
Security: M98068105
Meeting Type: Annual
Meeting Date: 09-Nov-2020
Ticker: WIX
ISIN: IL0011301780
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
1B. Re-election of Class I director to serve Mgmt For For
until the 2023 Annual General Meeting of
Shareholders: Allon Bloch
2. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the next annual general meeting
of shareholders.
--------------------------------------------------------------------------------------------------------------------------
WOORI FINANCIAL GROUP, INC. Agenda Number: 935347737
--------------------------------------------------------------------------------------------------------------------------
Security: 981064108
Meeting Type: Annual
Meeting Date: 26-Mar-2021
Ticker: WF
ISIN: US9810641087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of financial statements for the Mgmt For
fiscal year 2020.
2. Approval of amendments to the Articles of Mgmt For
Incorporation.
3. Approval of reduction of Capital Reserve. Mgmt For
4.1 Appointment of standing Director: Won-Duk Mgmt Against
Lee
4.2 Appointment of outside Director: Sung-Tae Mgmt Against
Ro
4.3 Appointment of outside Director: Sang-Yong Mgmt Against
Park
4.4 Appointment of outside Director: Zhiping Mgmt Against
Tian
4.5 Appointment of outside Director: Dong-Woo Mgmt Against
Chang
5. Appointment of outside director who will Mgmt Against
serve as an Audit Committee Member:
Chan-Hyoung Chung
6.1 Appointment of Audit Committee Member who Mgmt Against
is an outside director: Sung-Tae Ro
6.2 Appointment of Audit Committee Member who Mgmt Against
is an outside director: Dong-Woo Chang
7. Approval of the maximum limit on directors' Mgmt For
compensation.
--------------------------------------------------------------------------------------------------------------------------
WOWOW INC. Agenda Number: 714243526
--------------------------------------------------------------------------------------------------------------------------
Security: J9517J105
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: JP3990770004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tanaka, Akira Mgmt For For
1.2 Appoint a Director Tashiro, Hideki Mgmt For For
1.3 Appoint a Director Noshi, Kenji Mgmt For For
1.4 Appoint a Director Mizuguchi, Masahiko Mgmt For For
1.5 Appoint a Director Yamamoto, Hitoshi Mgmt For For
1.6 Appoint a Director Onoue, Junichi Mgmt For For
1.7 Appoint a Director Gunji, Masanori Mgmt For For
1.8 Appoint a Director Ishikawa, Yutaka Mgmt For For
1.9 Appoint a Director Kusama, Takashi Mgmt For For
1.10 Appoint a Director Ishizawa, Akira Mgmt For For
1.11 Appoint a Director Otomo, Jun Mgmt For For
1.12 Appoint a Director Shimizu, Kenji Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Kamakura, Hiroaki
--------------------------------------------------------------------------------------------------------------------------
YANDEX N.V. Agenda Number: 935286042
--------------------------------------------------------------------------------------------------------------------------
Security: N97284108
Meeting Type: Annual
Meeting Date: 29-Oct-2020
Ticker: YNDX
ISIN: NL0009805522
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the 2019 annual statutory Mgmt For For
accounts of the Company.
2. Proposal to discharge the directors from Mgmt For For
their liability towards the Company for
their management during the 2019 financial
year.
3. Proposal to re-appoint Arkady Volozh as an Mgmt For For
executive member of the Board of Directors
for a four-year term.
4. Proposal to re-appoint Mikhail Parakhin as Mgmt For For
a non-executive member of the Board of
Directors for a one-year term.
5. Authorization to cancel 1,429,984 of the Mgmt For For
Company's outstanding Class C Shares.
6. Appointment of the external auditor of the Mgmt For For
Company's consolidated financial statements
and statutory accounts for the 2020
financial year.
7. Authorization to designate the Board of Mgmt Against Against
Directors to issue Class A Shares.
8. Authorization to designate the Board of Mgmt Against Against
Directors to exclude pre-emptive rights.
9. Authorization of the Board of Directors to Mgmt Against Against
acquire shares in the Company.
--------------------------------------------------------------------------------------------------------------------------
ZEALAND PHARMA A S Agenda Number: 935360824
--------------------------------------------------------------------------------------------------------------------------
Security: 98920Y304
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: ZEAL
ISIN: US98920Y3045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the audited Annual Report 2020. Mgmt For For
3. Resolution on the cover of loss in Mgmt For For
accordance with the approved Annual Report
2020.
4A. Election of Director: Alf Gunnar Martin Mgmt For For
Nicklasson
4B. Election of Director: Kirsten Aarup Drejer Mgmt For For
4C. Election of Director: Alain Munoz Mgmt For For
4D. Election of Director: Jeffrey Berkowitz Mgmt For For
4E. Election of Director: Michael John Owen Mgmt For For
4F. Election of Director: Leonard Kruimer Mgmt For For
4G. Election of Director: Bernadette Mary Mgmt For For
Connaughton
5. Election of the auditor. The Board of Mgmt For For
Directors proposes the re- election of EY
Godkendt Revisionspartnerselskab.
6. Authorization for the Company to acquire Mgmt For For
treasury shares directly and/or acquire
American depositary shares.
7A. Proposal from the Board of Directors to Mgmt Against Against
amend the Company's Remuneration Policy:
Adoption of a revised Remuneration Policy
including proposed amendments relating to
the remuneration of the Board of Directors
and the Excutive Management.
7B. Proposal from the Board of Directors to Mgmt Against Against
amend the Company's Remuneration Policy:
Adoption of a revised Remuneration Policy
including proposed amendments relating to
the remuneration of the Executive
Management.
8. Proposal from the Board of Directors to Mgmt Against Against
approve the Company's Remuneration Report.
9A. Proposal from the Board of Directors to Mgmt Against Against
approve the fees for the Board of Directors
for the financial year 2021: Approval of
fees for the Board of Directors for the
financial year 2021 in accordance with the
proposed new Remuneration Policy set forth
in agenda item 7a.
9B. Proposal from the Board of Directors to Mgmt For For
approve the fees for the Board of Directors
for the financial year 2021: Approval of
fees for the Board of Directors for the
financial year 2021 in accordance with the
proposed new Remuneration Policy set forth
in agenda item 7b.
10. Proposal from the Board of Directors to Mgmt Against Against
approve a new authorization to increase the
share capital of the Company by way of cash
contribution without pre-emption rights for
the Company's existing shareholders and at
market price.
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 714295777
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt No vote
2.1 Appoint a Director Sawada, Kotaro Mgmt No vote
2.2 Appoint a Director Yanagisawa, Koji Mgmt No vote
2.3 Appoint a Director Hirose, Fuminori Mgmt No vote
2.4 Appoint a Director Kawabe, Kentaro Mgmt No vote
2.5 Appoint a Director Ozawa, Takao Mgmt No vote
2.6 Appoint a Director Ono, Koji Mgmt No vote
2.7 Appoint a Director Hotta, Kazunori Mgmt No vote
2.8 Appoint a Director Saito, Taro Mgmt No vote
3 Approve Details of the Restricted Mgmt No vote
Performance-based Stock Compensation to be
received by Directors
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina R Nelson
Name Kristina R Nelson
Title President
Date 8/27/2021