UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: September 30
DATE OF REPORTING PERIOD: 05/24/2021 to 06/30/2021
American Customer Satisfaction ETF
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AMAZON.COM, INC. Agenda Number: 935397592
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Security: 023135106
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey P. Bezos Mgmt For For
1B. Election of Director: Keith B. Alexander Mgmt For For
1C. Election of Director: Jamie S. Gorelick Mgmt For For
1D. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1E. Election of Director: Judith A. McGrath Mgmt For For
1F. Election of Director: Indra K. Nooyi Mgmt For For
1G. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1H. Election of Director: Thomas O. Ryder Mgmt For For
1I. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1J. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE.
5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY.
6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON GENDER/RACIAL PAY.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PROMOTION DATA.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS.
9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr Against For
AND EQUITY AUDIT REPORT.
10. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY.
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
COMPETITION STRATEGY AND RISK.
12. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL REDUCTION IN THRESHOLD FOR
CALLING SPECIAL SHAREHOLDER MEETINGS.
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON LOBBYING.
14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES.
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BERKSHIRE HATHAWAY INC. Agenda Number: 935351128
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Security: 084670702
Meeting Type: Annual
Meeting Date: 01-May-2021
Ticker: BRKB
ISIN: US0846707026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding the Shr Against For
reporting of climate-related risks and
opportunities.
3. Shareholder proposal regarding diversity Shr Against For
and inclusion reporting.
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CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935353730
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Security: 14040H105
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: COF
ISIN: US14040H1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard D. Fairbank Mgmt For For
1B. Election of Director: Ime Archibong Mgmt For For
1C. Election of Director: Ann Fritz Hackett Mgmt For For
1D. Election of Director: Peter Thomas Killalea Mgmt For For
1E. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1F. Election of Director: Francois Locoh-Donou Mgmt For For
1G. Election of Director: Peter E. Raskind Mgmt For For
1H. Election of Director: Eileen Serra Mgmt For For
1I. Election of Director: Mayo A. Shattuck III Mgmt For For
1J. Election of Director: Bradford H. Warner Mgmt For For
1K. Election of Director: Catherine G. West Mgmt For For
1L. Election of Director: Craig Anthony Mgmt For For
Williams
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2021.
3. Advisory approval of Capital One's 2020 Mgmt For For
Named Executive Officer compensation.
4. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Sixth Amended and
Restated 2004 Stock Incentive Plan.
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CENTERPOINT ENERGY, INC. Agenda Number: 935346088
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Security: 15189T107
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: CNP
ISIN: US15189T1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leslie D. Biddle Mgmt For For
1B. Election of Director: Milton Carroll Mgmt For For
1C. Election of Director: Wendy Montoya Cloonan Mgmt For For
1D. Election of Director: Earl M. Cummings Mgmt For For
1E. Election of Director: David J. Lesar Mgmt For For
1F. Election of Director: Martin H. Nesbitt Mgmt For For
1G. Election of Director: Theodore F. Pound Mgmt For For
1H. Election of Director: Phillip R. Smith Mgmt For For
1I. Election of Director: Barry T. Smitherman Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm for 2021.
3. Approve the advisory resolution on Mgmt For For
executive compensation.
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CHIPOTLE MEXICAN GRILL, INC. Agenda Number: 935375320
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Security: 169656105
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: CMG
ISIN: US1696561059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Albert S. Baldocchi Mgmt For For
Matthew A. Carey Mgmt For For
Gregg Engles Mgmt For For
Patricia Fili-Krushel Mgmt For For
Neil W. Flanzraich Mgmt For For
Mauricio Gutierrez Mgmt For For
Robin Hickenlooper Mgmt For For
Scott Maw Mgmt For For
Ali Namvar Mgmt For For
Brian Niccol Mgmt For For
Mary Winston Mgmt For For
2. An advisory vote to approve the Mgmt For For
compensation of our executive officers as
disclosed in the proxy statement
("say-on-pay").
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
4. Shareholder Proposal - Written Consent of Shr Against For
Shareholders.
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CVS HEALTH CORPORATION Agenda Number: 935366927
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Security: 126650100
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: CVS
ISIN: US1266501006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fernando Aguirre Mgmt For For
1B. Election of Director: C. David Brown II Mgmt For For
1C. Election of Director: Alecia A. DeCoudreaux Mgmt For For
1D. Election of Director: Nancy-Ann M. DeParle Mgmt For For
1E. Election of Director: David W. Dorman Mgmt For For
1F. Election of Director: Roger N. Farah Mgmt For For
1G. Election of Director: Anne M. Finucane Mgmt For For
1H. Election of Director: Edward J. Ludwig Mgmt For For
1I. Election of Director: Karen S. Lynch Mgmt For For
1J. Election of Director: Jean-Pierre Millon Mgmt For For
1K. Election of Director: Mary L. Schapiro Mgmt For For
1L. Election of Director: William C. Weldon Mgmt For For
1M. Election of Director: Tony L. White Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2021.
3. Say on Pay, a proposal to approve, on an Mgmt For For
advisory basis, the Company's executive
compensation.
4. Stockholder proposal for reducing the Shr Against For
threshold for our stockholder right to act
by written consent.
5. Stockholder proposal regarding our Shr Against For
independent Board Chair.
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DELTA AIR LINES, INC. Agenda Number: 935430241
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Security: 247361702
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: DAL
ISIN: US2473617023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Edward H. Bastian Mgmt For For
1B. Election of Director: Francis S. Blake Mgmt For For
1C. Election of Director: Ashton B. Carter Mgmt For For
1D. Election of Director: David G. DeWalt Mgmt For For
1E. Election of Director: William H. Easter III Mgmt For For
1F. Election of Director: Christopher A. Mgmt For For
Hazleton
1G. Election of Director: Michael P. Huerta Mgmt For For
1H. Election of Director: Jeanne P. Jackson Mgmt For For
1I. Election of Director: George N. Mattson Mgmt For For
1J. Election of Director: Sergio A.L. Rial Mgmt For For
1K. Election of Director: David S. Taylor Mgmt For For
1L. Election of Director: Kathy N. Waller Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of Delta's named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Delta's independent auditors for the
year ending December 31, 2021.
4. A shareholder proposal related to the right Shr Against For
to act by written consent.
5. A shareholder proposal related to a climate Shr Against For
lobbying report.
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ETSY, INC. Agenda Number: 935412611
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Security: 29786A106
Meeting Type: Annual
Meeting Date: 11-Jun-2021
Ticker: ETSY
ISIN: US29786A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Gary S.
Briggs
1B. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Edith W.
Cooper
1C. Election of Class III Director to serve Mgmt For For
until our 2024 Annual Meeting: Melissa
Reiff
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
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HILTON WORLDWIDE HOLDINGS INC. Agenda Number: 935382527
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Security: 43300A203
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: HLT
ISIN: US43300A2033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Nassetta
1B. Election of Director: Jonathan D. Gray Mgmt For For
1C. Election of Director: Charlene T. Begley Mgmt For For
1D. Election of Director: Chris Carr Mgmt For For
1E. Election of Director: Melanie L. Healey Mgmt For For
1F. Election of Director: Raymond E. Mabus, Jr. Mgmt For For
1G. Election of Director: Judith A. McHale Mgmt For For
1H. Election of Director: John G. Schreiber Mgmt For For
1I. Election of Director: Elizabeth A. Smith Mgmt For For
1J. Election of Director: Douglas M. Steenland Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for 2021.
3. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation paid to the Company's
named executive officers.
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HUMANA INC. Agenda Number: 935341331
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Security: 444859102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: HUM
ISIN: US4448591028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Kurt J. Hilzinger Mgmt For For
1B) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1C) Election of Director: Bruce D. Broussard Mgmt For For
1D) Election of Director: Frank A. D'Amelio Mgmt For For
1E) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: David A. Jones, Jr. Mgmt For For
1H) Election of Director: Karen W. Katz Mgmt For For
1I) Election of Director: Marcy S. Klevorn Mgmt For For
1J) Election of Director: William J. McDonald Mgmt For For
1K) Election of Director: Jorge S. Mesquita Mgmt For For
1L) Election of Director: James J. O'Brien Mgmt For For
1M) Election of Director: Marissa T. Peterson Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2021 proxy
statement.
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JPMORGAN CHASE & CO. Agenda Number: 935372285
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: JPM
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda B. Bammann Mgmt For For
1B. Election of Director: Stephen B. Burke Mgmt For For
1C. Election of Director: Todd A. Combs Mgmt For For
1D. Election of Director: James S. Crown Mgmt For For
1E. Election of Director: James Dimon Mgmt For For
1F. Election of Director: Timothy P. Flynn Mgmt For For
1G. Election of Director: Mellody Hobson Mgmt For For
1H. Election of Director: Michael A. Neal Mgmt For For
1I. Election of Director: Phebe N. Novakovic Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Approval of Amended and Restated Long-Term Mgmt For For
Incentive Plan effective May 18, 2021.
4. Ratification of independent registered Mgmt For For
public accounting firm.
5. Improve shareholder written consent. Shr Against For
6. Racial equity audit and report. Shr Against For
7. Independent board chairman. Shr Against For
8. Political and electioneering expenditure Shr Against For
congruency report.
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L BRANDS, INC. Agenda Number: 935380434
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Security: 501797104
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: LB
ISIN: US5017971046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patricia S. Bellinger Mgmt For For
1B. Election of Director: Donna A. James Mgmt For For
1C. Election of Director: Francis A. Hondal Mgmt For For
1D. Election of Director: Danielle Lee Mgmt For For
1E. Election of Director: Andrew M. Meslow Mgmt For For
1F. Election of Director: Michael G. Morris Mgmt For For
1G. Election of Director: Sarah E. Nash Mgmt For For
1H. Election of Director: Robert H. Mgmt For For
Schottenstein
1I. Election of Director: Anne Sheehan Mgmt For For
1J. Election of Director: Stephen D. Steinour Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent registered public accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder proposal regarding stockholder Shr Against For
action by written consent.
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LEVI STRAUSS & CO Agenda Number: 935344313
--------------------------------------------------------------------------------------------------------------------------
Security: 52736R102
Meeting Type: Annual
Meeting Date: 21-Apr-2021
Ticker: LEVI
ISIN: US52736R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: David A. Mgmt For For
Friedman
1B. Election of Class II Director: Yael Garten Mgmt For For
1C. Election of Class II Director: Jenny Ming Mgmt For For
1D. Election of Class II Director: Joshua E. Mgmt For For
Prime
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for fiscal year 2021.
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METLIFE, INC. Agenda Number: 935424274
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 15-Jun-2021
Ticker: MET
ISIN: US59156R1086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl W. Grise Mgmt For For
1B. Election of Director: Carlos M. Gutierrez Mgmt For For
1C. Election of Director: Gerald L. Hassell Mgmt For For
1D. Election of Director: David L. Herzog Mgmt For For
1E. Election of Director: R. Glenn Hubbard, Mgmt For For
Ph.D.
1F. Election of Director: Edward J. Kelly, III Mgmt For For
1G. Election of Director: William E. Kennard Mgmt For For
1H. Election of Director: Michel A. Khalaf Mgmt For For
1I. Election of Director: Catherine R. Kinney Mgmt For For
1J. Election of Director: Diana L. McKenzie Mgmt For For
1K. Election of Director: Denise M. Morrison Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as MetLife, Inc.'s Independent
Auditor for 2021.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation paid to MetLife, Inc.'s Named
Executive Officers.
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NETFLIX, INC. Agenda Number: 935406252
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Security: 64110L106
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: NFLX
ISIN: US64110L1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Richard N.
Barton
1B. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Rodolphe
Belmer
1C. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Bradford L.
Smith
1D. Election of Class I Director to hold office Mgmt For For
until the 2024 Annual Meeting: Anne M.
Sweeney
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the Company's Mgmt For For
executive officer compensation.
4. Stockholder proposal entitled, "Proposal 4 Shr Against For
- Political Disclosures," if properly
presented at the meeting.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Simple Majority Vote," if properly
presented at the meeting.
6. Stockholder proposal entitled, "Stockholder Shr Against For
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
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NEXTERA ENERGY, INC. Agenda Number: 935378201
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Security: 65339F101
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: NEE
ISIN: US65339F1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: Amy B. Lane Mgmt For For
1G. Election of Director: David L. Porges Mgmt For For
1H. Election of Director: James L. Robo Mgmt For For
1I. Election of Director: Rudy E. Schupp Mgmt For For
1J. Election of Director: John L. Skolds Mgmt For For
1K. Election of Director: Lynn M. Utter Mgmt For For
1L. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2021.
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement.
4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For
Long Term Incentive Plan.
5. A proposal entitled "Right to Act by Shr Against For
Written Consent" to request action by
written consent of shareholders.
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NORDSTROM, INC. Agenda Number: 935372386
--------------------------------------------------------------------------------------------------------------------------
Security: 655664100
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: JWN
ISIN: US6556641008
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye L. Archambeau Mgmt For For
1B. Election of Director: Stacy Brown-Philpot Mgmt For For
1C. Election of Director: James L. Donald Mgmt For For
1D. Election of Director: Kirsten A. Green Mgmt For For
1E. Election of Director: Glenda G. McNeal Mgmt For For
1F. Election of Director: Erik B. Nordstrom Mgmt For For
1G. Election of Director: Peter E. Nordstrom Mgmt For For
1H. Election of Director: Brad D. Smith Mgmt For For
1I. Election of Director: Bradley D. Tilden Mgmt For For
1J. Election of Director: Mark J. Tritton Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY VOTE REGARDING EXECUTIVE Mgmt For For
COMPENSATION.
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PEPSICO, INC. Agenda Number: 935355342
--------------------------------------------------------------------------------------------------------------------------
Security: 713448108
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: PEP
ISIN: US7134481081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Segun Agbaje Mgmt For For
1B. Election of Director: Shona L. Brown Mgmt For For
1C. Election of Director: Cesar Conde Mgmt For For
1D. Election of Director: Ian Cook Mgmt For For
1E. Election of Director: Dina Dublon Mgmt For For
1F. Election of Director: Michelle Gass Mgmt For For
1G. Election of Director: Ramon L. Laguarta Mgmt For For
1H. Election of Director: Dave Lewis Mgmt For For
1I. Election of Director: David C. Page Mgmt For For
1J. Election of Director: Robert C. Pohlad Mgmt For For
1K. Election of Director: Daniel Vasella Mgmt For For
1L. Election of Director: Darren Walker Mgmt For For
1M. Election of Director: Alberto Weisser Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for fiscal year
2021.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
4. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Vote Threshold.
5. Shareholder Proposal - Report on Sugar and Shr Against For
Public Health.
6. Shareholder Proposal - Report on External Shr Against For
Public Health Costs.
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PINTEREST, INC. Agenda Number: 935394938
--------------------------------------------------------------------------------------------------------------------------
Security: 72352L106
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PINS
ISIN: US72352L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Fredric Reynolds
1B. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting: Evan
Sharp
1C. Election of Class II Director to hold Mgmt For For
office until the 2024 annual meeting:
Andrea Wishom
2. Ratify the audit committee's selection of Mgmt For For
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers.
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SOUTHWEST AIRLINES CO. Agenda Number: 935392744
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David W. Biegler Mgmt For For
1B. Election of Director: J. Veronica Biggins Mgmt For For
1C. Election of Director: Douglas H. Brooks Mgmt For For
1D. Election of Director: William H. Cunningham Mgmt For For
1E. Election of Director: John G. Denison Mgmt For For
1F. Election of Director: Thomas W. Gilligan Mgmt For For
1G. Election of Director: Gary C. Kelly Mgmt For For
1H. Election of Director: Grace D. Lieblein Mgmt For For
1I. Election of Director: Nancy B. Loeffler Mgmt For For
1J. Election of Director: John T. Montford Mgmt For For
1K. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2021.
4. Advisory vote on shareholder proposal to Shr Against For
permit shareholder action by written
consent.
5. Advisory vote on shareholder proposal to Shr Against For
permit shareholder removal of directors
without cause.
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T-MOBILE US, INC. Agenda Number: 935400921
--------------------------------------------------------------------------------------------------------------------------
Security: 872590104
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: TMUS
ISIN: US8725901040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marcelo Claure Mgmt For For
Srikant M. Datar Mgmt For For
Bavan M. Holloway Mgmt For For
Timotheus Hottges Mgmt For For
Christian P. Illek Mgmt For For
Raphael Kubler Mgmt For For
Thorsten Langheim Mgmt For For
Dominique Leroy Mgmt For For
G. Michael Sievert Mgmt For For
Teresa A. Taylor Mgmt For For
Omar Tazi Mgmt For For
Kelvin R. Westbrook Mgmt For For
Michael Wilkens Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for Fiscal Year 2021.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr Against For
declassification of the board of directors
to elect each director annually.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 935377300
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P. M. Arway Mgmt For For
J. W. Brown Mgmt For For
M. G. Buck Mgmt For For
V. L. Crawford Mgmt For For
R. M. Dutkowsky Mgmt For For
M. K. Haben Mgmt For For
J. C. Katzman Mgmt For For
M. D. Koken Mgmt For For
R. M. Malcolm Mgmt For For
A. J. Palmer Mgmt For For
J. R. Perez Mgmt For For
W. L. Schoppert Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as independent auditors for 2021.
3. Approve named executive officer Mgmt For For
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935414879
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Mgmt For For
Rice, M.D.
1G. Election of Director: John H. Noseworthy, Mgmt For For
M.D.
1H. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
1I. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021.
4. Approval of an amendment to the Mgmt For For
UnitedHealth Group 1993 Employee Stock
Purchase Plan.
5. If properly presented at the 2021 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share
ownership threshold for calling a special
meeting of shareholders.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
--------------------------------------------------------------------------------------------------------------------------
VONAGE HOLDINGS CORP. Agenda Number: 935409210
--------------------------------------------------------------------------------------------------------------------------
Security: 92886T201
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: VG
ISIN: US92886T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid Akhavan Mgmt For For
1B. Election of Director: Jeffrey Citron Mgmt For For
1C. Election of Director: Stephen Fisher Mgmt For For
1D. Election of Director: Jan Hauser Mgmt For For
1E. Election of Director: Priscilla Hung Mgmt For For
1F. Election of Director: Carolyn Katz Mgmt For For
1G. Election of Director: Michael McConnell Mgmt For For
1H. Election of Director: Rory Read Mgmt For For
1I. Election of Director: John Roberts Mgmt For For
1J. Election of Director: Tien Tzuo Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. To approve our named executive officers' Mgmt For For
compensation in an advisory vote.
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935404866
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cesar Conde Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Sarah J. Friar Mgmt For For
1D. Election of Director: Carla A. Harris Mgmt For For
1E. Election of Director: Thomas W. Horton Mgmt For For
1F. Election of Director: Marissa A. Mayer Mgmt For For
1G. Election of Director: C. Douglas McMillon Mgmt For For
1H. Election of Director: Gregory B. Penner Mgmt For For
1I. Election of Director: Steven S Reinemund Mgmt For For
1J. Election of Director: Randall L. Stephenson Mgmt For For
1K. Election of Director: S. Robson Walton Mgmt For For
1L. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Accountants.
4. Report on Refrigerants Released from Shr Against For
Operations.
5. Report on Lobbying Disclosures. Shr Against For
6. Report on Alignment of Racial Justice Goals Shr Against For
and Starting Wages.
7. Create a Pandemic Workforce Advisory Shr Against For
Council.
8. Report on Statement of the Purpose of a Shr Against For
Corporation.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President/Principal Executive Officer
Date 08/27/2021