UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22378
NAME OF REGISTRANT: DoubleLine Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
NAME AND ADDRESS OF AGENT FOR SERVICE: Ronald R. Redell, President
DoubleLine Funds Trust
333 South Grand Avenue, Suite
1800
Los Angeles, CA 90071
REGISTRANT'S TELEPHONE NUMBER: (213) 633-8200
DATE OF FISCAL YEAR END: 03/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
DoubleLine Colony Real Estate and Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Core Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
EXTRACTION OIL & GAS, INC. Agenda Number: 935305400
--------------------------------------------------------------------------------------------------------------------------
Security: 30227MAB1
Meeting Type: Consent
Meeting Date: 11-Dec-2020
Ticker:
ISIN: US30227MAB19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt Abstain
REJECT, ABSTAIN IS NOT COUNTED)
2. OPT OUT OF THE THIRD-PARTY RELEASE IN Mgmt Abstain
ARTICLE VIII OF THE PLAN (FOR = OPT OUT,
AGAINST OR ABSTAIN = DO NOT OPT OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 935403408
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt For For
2 DIRECTOR
L. F. Alarcon Mantilla Mgmt For For
W. Ellis Armstrong Mgmt For For
Rene Burgos Diaz Mgmt For For
O. Cabrales Segovia Mgmt For For
Gabriel de Alba Mgmt For For
Russell Ford Mgmt For For
Veronique Giry Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248193
--------------------------------------------------------------------------------------------------------------------------
Security: 35906ABA5
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN: US35906ABA51
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248193
--------------------------------------------------------------------------------------------------------------------------
Security: 35906ABC1
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248131
--------------------------------------------------------------------------------------------------------------------------
Security: 35906AAH1
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN: US35906AAH14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248131
--------------------------------------------------------------------------------------------------------------------------
Security: 35906AAM0
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN: US35906AAM09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FTS INTERNATIONAL INC. Agenda Number: 935279441
--------------------------------------------------------------------------------------------------------------------------
Security: 30283WAD6
Meeting Type: Consent
Meeting Date: 21-Oct-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CLASS 3 VOTE THE PLAN. SELECT "FOR" TO Mgmt For
ACCEPT THE PLAN. SELECT "AGAINST" TO REJECT
THE PLAN. ABSTAIN IS NOT A VALID VOTING
OPTION AND WILL NOT COUNT.
2. CLASS 4 VOTE THE PLAN. SELECT "FOR" TO Mgmt For
ACCEPT THE PLAN. SELECT "AGAINST" TO REJECT
THE PLAN. ABSTAIN IS NOT A VALID VOTING
OPTION AND WILL NOT COUNT.
3. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt Against
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION Agenda Number: 935344945
--------------------------------------------------------------------------------------------------------------------------
Security: 402635AL0
Meeting Type: Consent
Meeting Date: 19-Apr-2021
Ticker:
ISIN: US402635AL06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt For
THE PLAN SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt Against
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT).
--------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTL LTD Agenda Number: 935365975
--------------------------------------------------------------------------------------------------------------------------
Security: G5924V106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MCDIF
ISIN: BMG5924V1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint David Dickson as Chairman of the Mgmt For For
2021 Annual General Meeting of Members.
2. DIRECTOR
Craig Broderick Mgmt For For
Neil Bruce Mgmt For For
David Dickson Mgmt For For
Barbara Duganier Mgmt For For
Andrew Gould Mgmt For For
Alan Hirshberg Mgmt For For
Nils Larsen Mgmt For For
Lee McIntire Mgmt For For
Paul Soldatos Mgmt For For
3. To approve amendments to Bye-Laws 40.1(a), Mgmt For For
41, 50.1 and 65 of the Amended and Restated
Bye-laws of McDermott International, Ltd.
4. To approve an alteration to the Memorandum Mgmt For For
of Association of McDermott International,
Ltd.
5. To appoint Ernst & Young LLP as the Auditor Mgmt For For
of McDermott International, Ltd for a term
extending until the close of the 2022
Annual General Meeting of Members and give
the Audit Committee of the Board of
Directors the authority to set the
remuneration of the Company's Auditor.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 935282311
--------------------------------------------------------------------------------------------------------------------------
Security: 674215AG3
Meeting Type: Consent
Meeting Date: 02-Nov-2020
Ticker:
ISIN: US674215AG39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt For
THE PLAN, SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT).
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 935282311
--------------------------------------------------------------------------------------------------------------------------
Security: 674215AK4
Meeting Type: Consent
Meeting Date: 02-Nov-2020
Ticker:
ISIN: US674215AK41
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt For
THE PLAN, SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT).
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 935349945
--------------------------------------------------------------------------------------------------------------------------
Security: 674215207
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: OAS
ISIN: US6742152076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Douglas E. Brooks
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Samantha Holroyd
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John Jacobi
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: N. John Lancaster, Jr.
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Robert McNally
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Cynthia L. Walker
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
STONEWAY CAPITAL CORP. Agenda Number: 935286763
--------------------------------------------------------------------------------------------------------------------------
Security: C86155AA3
Meeting Type: Special
Meeting Date: 28-Dec-2020
Ticker:
ISIN: USC86155AA35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Secured Noteholders' Arrangement Mgmt For For
Resolution. To consider and, if deemed
advisable, to pass, with or without
variation, a special resolution, the full
text of which is set out in Appendix "A" to
the management information circular of the
Corporation dated October 13, 2020 (the
"Information Circular"), approving an
arrangement (the "Arrangement") pursuant to
Section 192 of the Canada Business
Corporations Act, which Arrangement is more
particularly described in the Information
Circular.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 935247482
--------------------------------------------------------------------------------------------------------------------------
Security: 966387BG6
Meeting Type: Consent
Meeting Date: 30-Jul-2020
Ticker:
ISIN: US966387BG63
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 935365660
--------------------------------------------------------------------------------------------------------------------------
Security: 966387508
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WLL
ISIN: US9663875089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet L. Carrig Mgmt For For
Susan M. Cunningham Mgmt For For
Paul J. Korus Mgmt For For
Kevin S. McCarthy Mgmt For For
Lynn A. Peterson Mgmt For For
Daniel J. Rice IV Mgmt For For
Anne Taylor Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for 2021.
DoubleLine Emerging Markets Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 935403408
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt For For
2 DIRECTOR
L. F. Alarcon Mantilla Mgmt For For
W. Ellis Armstrong Mgmt For For
Rene Burgos Diaz Mgmt For For
O. Cabrales Segovia Mgmt For For
Gabriel de Alba Mgmt For For
Russell Ford Mgmt For For
Veronique Giry Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
STONEWAY CAPITAL CORP. Agenda Number: 935286763
--------------------------------------------------------------------------------------------------------------------------
Security: C86155AA3
Meeting Type: Special
Meeting Date: 28-Dec-2020
Ticker:
ISIN: USC86155AA35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Secured Noteholders' Arrangement Mgmt For For
Resolution. To consider and, if deemed
advisable, to pass, with or without
variation, a special resolution, the full
text of which is set out in Appendix "A" to
the management information circular of the
Corporation dated October 13, 2020 (the
"Information Circular"), approving an
arrangement (the "Arrangement") pursuant to
Section 192 of the Canada Business
Corporations Act, which Arrangement is more
particularly described in the Information
Circular.
DoubleLine Emerging Markets Local Currency Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Flexible Income Fund
--------------------------------------------------------------------------------------------------------------------------
EXTRACTION OIL & GAS, INC. Agenda Number: 935305400
--------------------------------------------------------------------------------------------------------------------------
Security: 30227MAB1
Meeting Type: Consent
Meeting Date: 11-Dec-2020
Ticker:
ISIN: US30227MAB19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt Abstain
REJECT, ABSTAIN IS NOT COUNTED)
2. OPT OUT OF THE THIRD-PARTY RELEASE IN Mgmt Abstain
ARTICLE VIII OF THE PLAN (FOR = OPT OUT,
AGAINST OR ABSTAIN = DO NOT OPT OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 935403408
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt For For
2 DIRECTOR
L. F. Alarcon Mantilla Mgmt For For
W. Ellis Armstrong Mgmt For For
Rene Burgos Diaz Mgmt For For
O. Cabrales Segovia Mgmt For For
Gabriel de Alba Mgmt For For
Russell Ford Mgmt For For
Veronique Giry Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248193
--------------------------------------------------------------------------------------------------------------------------
Security: 35906ABA5
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN: US35906ABA51
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248193
--------------------------------------------------------------------------------------------------------------------------
Security: 35906ABC1
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248131
--------------------------------------------------------------------------------------------------------------------------
Security: 35906AAH1
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN: US35906AAH14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FRONTIER COMMUNICATIONS CORP Agenda Number: 935248131
--------------------------------------------------------------------------------------------------------------------------
Security: 35906AAM0
Meeting Type: Consent
Meeting Date: 31-Jul-2020
Ticker:
ISIN: US35906AAM09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
FTS INTERNATIONAL INC. Agenda Number: 935279441
--------------------------------------------------------------------------------------------------------------------------
Security: 30283WAD6
Meeting Type: Consent
Meeting Date: 21-Oct-2020
Ticker:
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. CLASS 3 VOTE THE PLAN. SELECT "FOR" TO Mgmt For
ACCEPT THE PLAN. SELECT "AGAINST" TO REJECT
THE PLAN. ABSTAIN IS NOT A VALID VOTING
OPTION AND WILL NOT COUNT.
2. CLASS 4 VOTE THE PLAN. SELECT "FOR" TO Mgmt For
ACCEPT THE PLAN. SELECT "AGAINST" TO REJECT
THE PLAN. ABSTAIN IS NOT A VALID VOTING
OPTION AND WILL NOT COUNT.
3. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt Against
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
GULFPORT ENERGY CORPORATION Agenda Number: 935344945
--------------------------------------------------------------------------------------------------------------------------
Security: 402635AL0
Meeting Type: Consent
Meeting Date: 19-Apr-2021
Ticker:
ISIN: US402635AL06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt For
THE PLAN SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt Against
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT).
--------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTL LTD Agenda Number: 935365975
--------------------------------------------------------------------------------------------------------------------------
Security: G5924V106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MCDIF
ISIN: BMG5924V1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint David Dickson as Chairman of the Mgmt For For
2021 Annual General Meeting of Members.
2. DIRECTOR
Craig Broderick Mgmt For For
Neil Bruce Mgmt For For
David Dickson Mgmt For For
Barbara Duganier Mgmt For For
Andrew Gould Mgmt For For
Alan Hirshberg Mgmt For For
Nils Larsen Mgmt For For
Lee McIntire Mgmt For For
Paul Soldatos Mgmt For For
3. To approve amendments to Bye-Laws 40.1(a), Mgmt For For
41, 50.1 and 65 of the Amended and Restated
Bye-laws of McDermott International, Ltd.
4. To approve an alteration to the Memorandum Mgmt For For
of Association of McDermott International,
Ltd.
5. To appoint Ernst & Young LLP as the Auditor Mgmt For For
of McDermott International, Ltd for a term
extending until the close of the 2022
Annual General Meeting of Members and give
the Audit Committee of the Board of
Directors the authority to set the
remuneration of the Company's Auditor.
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 935282311
--------------------------------------------------------------------------------------------------------------------------
Security: 674215AG3
Meeting Type: Consent
Meeting Date: 02-Nov-2020
Ticker:
ISIN: US674215AG39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt For
THE PLAN, SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT).
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 935282311
--------------------------------------------------------------------------------------------------------------------------
Security: 674215AK4
Meeting Type: Consent
Meeting Date: 02-Nov-2020
Ticker:
ISIN: US674215AK41
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. SELECT "FOR" TO ACCEPT Mgmt For
THE PLAN, SELECT "AGAINST" TO REJECT THE
PLAN. ABSTAIN IS NOT A VALID VOTING OPTION
AND WILL NOT COUNT.
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT).
--------------------------------------------------------------------------------------------------------------------------
OASIS PETROLEUM INC Agenda Number: 935349945
--------------------------------------------------------------------------------------------------------------------------
Security: 674215207
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: OAS
ISIN: US6742152076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Douglas E. Brooks
1B. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Samantha Holroyd
1C. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: John Jacobi
1D. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: N. John Lancaster, Jr.
1E. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Robert McNally
1F. Election of Director to serve until the Mgmt For For
2022 Annual Meeting: Cynthia L. Walker
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
STONEWAY CAPITAL CORP. Agenda Number: 935286763
--------------------------------------------------------------------------------------------------------------------------
Security: C86155AA3
Meeting Type: Special
Meeting Date: 28-Dec-2020
Ticker:
ISIN: USC86155AA35
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Secured Noteholders' Arrangement Mgmt For For
Resolution. To consider and, if deemed
advisable, to pass, with or without
variation, a special resolution, the full
text of which is set out in Appendix "A" to
the management information circular of the
Corporation dated October 13, 2020 (the
"Information Circular"), approving an
arrangement (the "Arrangement") pursuant to
Section 192 of the Canada Business
Corporations Act, which Arrangement is more
particularly described in the Information
Circular.
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 935247482
--------------------------------------------------------------------------------------------------------------------------
Security: 966387BG6
Meeting Type: Consent
Meeting Date: 30-Jul-2020
Ticker:
ISIN: US966387BG63
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = Mgmt For
REJECT)(ABSTAIN VOTES DO NOT COUNT)
2. OPT OUT OF THE THIRD-PARTY RELEASE. (FOR = Mgmt For
OPT OUT, AGAINST OR ABSTAIN = DO NOT OPT
OUT)
--------------------------------------------------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION Agenda Number: 935365660
--------------------------------------------------------------------------------------------------------------------------
Security: 966387508
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: WLL
ISIN: US9663875089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet L. Carrig Mgmt For For
Susan M. Cunningham Mgmt For For
Paul J. Korus Mgmt For For
Kevin S. McCarthy Mgmt For For
Lynn A. Peterson Mgmt For For
Daniel J. Rice IV Mgmt For For
Anne Taylor Mgmt For For
2. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for 2021.
DoubleLine Floating Rate Fund
--------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTL LTD Agenda Number: 935365975
--------------------------------------------------------------------------------------------------------------------------
Security: G5924V106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MCDIF
ISIN: BMG5924V1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint David Dickson as Chairman of the Mgmt For For
2021 Annual General Meeting of Members.
2. DIRECTOR
Craig Broderick Mgmt For For
Neil Bruce Mgmt For For
David Dickson Mgmt For For
Barbara Duganier Mgmt For For
Andrew Gould Mgmt For For
Alan Hirshberg Mgmt For For
Nils Larsen Mgmt For For
Lee McIntire Mgmt For For
Paul Soldatos Mgmt For For
3. To approve amendments to Bye-Laws 40.1(a), Mgmt For For
41, 50.1 and 65 of the Amended and Restated
Bye-laws of McDermott International, Ltd.
4. To approve an alteration to the Memorandum Mgmt For For
of Association of McDermott International,
Ltd.
5. To appoint Ernst & Young LLP as the Auditor Mgmt For For
of McDermott International, Ltd for a term
extending until the close of the 2022
Annual General Meeting of Members and give
the Audit Committee of the Board of
Directors the authority to set the
remuneration of the Company's Auditor.
DoubleLine Global Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Infrastructure Income Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Long Duration Total Return Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Low Duration Emerging Markets Fixed Income Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 935403408
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt For For
2 DIRECTOR
L. F. Alarcon Mantilla Mgmt For For
W. Ellis Armstrong Mgmt For For
Rene Burgos Diaz Mgmt For For
O. Cabrales Segovia Mgmt For For
Gabriel de Alba Mgmt For For
Russell Ford Mgmt For For
Veronique Giry Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
DoubleLine Multi-Asset Growth Fund
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CHIMERA INVESTMENT CORPORATION Agenda Number: 935413764
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Security: 16934Q208
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: CIM
ISIN: US16934Q2084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Debra Still Mgmt For For
1B. Election of Director: Mohit Marria Mgmt For For
2. The proposal to approve an amendment to the Mgmt For For
Company's charter to declassify the Board
of Directors.
3. The proposal to approve a non-binding Mgmt For For
advisory resolution on executive
compensation.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the Company for the
2021 fiscal year.
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MFA FINANCIAL, INC. Agenda Number: 935394976
--------------------------------------------------------------------------------------------------------------------------
Security: 55272X102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: MFA
ISIN: US55272X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robin Josephs Mgmt For For
1b. Election of Director: Craig L. Knutson Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
3. Approval of the advisory (non-binding) Mgmt For For
resolution to approve the Company's
executive compensation.
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VOYA PRIME RATE TRUST Agenda Number: 935418295
--------------------------------------------------------------------------------------------------------------------------
Security: 92913A100
Meeting Type: Special
Meeting Date: 21-May-2021
Ticker: PPR
ISIN: US92913A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the New Investment Management Mgmt For For
Agreement between the Fund and Saba Capital
Management, L.P. in connection with the
Adviser Transition as defined in the Proxy
Statement.
2. To remove the Fund's fundamental investment Mgmt For For
restriction relating to investing in
warrants.
3. To remove the Fund's fundamental investment Mgmt For For
restriction relating to purchasing or
selling equity securities, engaging in
short-selling and the use of certain option
arrangements.
4. To remove the Fund's fundamental investment Mgmt For For
restriction relating to investing in other
investment companies.
5. To approve changing the Fund's Mgmt For For
sub-classification under the Investment
Company Act of 1940 from "diversified" to
"non-diversified."
6. To approve a change of the investment Mgmt For For
objective and to make the investment
objective non-fundamental.
7. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies.
DoubleLine Multi-Asset Trend Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Selective Credit Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Shiller Enhanced CAPE
--------------------------------------------------------------------------------------------------------------------------
MCDERMOTT INTL LTD Agenda Number: 935365975
--------------------------------------------------------------------------------------------------------------------------
Security: G5924V106
Meeting Type: Annual
Meeting Date: 14-May-2021
Ticker: MCDIF
ISIN: BMG5924V1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To appoint David Dickson as Chairman of the Mgmt For For
2021 Annual General Meeting of Members.
2. DIRECTOR
Craig Broderick Mgmt For For
Neil Bruce Mgmt For For
David Dickson Mgmt For For
Barbara Duganier Mgmt For For
Andrew Gould Mgmt For For
Alan Hirshberg Mgmt For For
Nils Larsen Mgmt For For
Lee McIntire Mgmt For For
Paul Soldatos Mgmt For For
3. To approve amendments to Bye-Laws 40.1(a), Mgmt For For
41, 50.1 and 65 of the Amended and Restated
Bye-laws of McDermott International, Ltd.
4. To approve an alteration to the Memorandum Mgmt For For
of Association of McDermott International,
Ltd.
5. To appoint Ernst & Young LLP as the Auditor Mgmt For For
of McDermott International, Ltd for a term
extending until the close of the 2022
Annual General Meeting of Members and give
the Audit Committee of the Board of
Directors the authority to set the
remuneration of the Company's Auditor.
DoubleLine Shiller International CAPE
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Strategic Commodity
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Total Return Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
DoubleLine Ultra Short Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Doubleline Low Duration Bond Fund
--------------------------------------------------------------------------------------------------------------------------
FRONTERA ENERGY CORPORATION Agenda Number: 935403408
--------------------------------------------------------------------------------------------------------------------------
Security: 35905B107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: FECCF
ISIN: CA35905B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt For For
2 DIRECTOR
L. F. Alarcon Mantilla Mgmt For For
W. Ellis Armstrong Mgmt For For
Rene Burgos Diaz Mgmt For For
O. Cabrales Segovia Mgmt For For
Gabriel de Alba Mgmt For For
Russell Ford Mgmt For For
Veronique Giry Mgmt For For
3 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) DoubleLine Funds Trust
By (Signature) /s/ Ronald R Redell
Name Ronald R Redell
Title President
Date 08/30/2021