UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: August 31
DATE OF REPORTING PERIOD: 11/16/2020 to 06/30/2021
Leatherback Long/Short Alternative Yield ETF
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AMERICAN TOWER CORPORATION Agenda Number: 935387755
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Security: 03027X100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas A. Bartlett Mgmt For For
1B. Election of Director: Raymond P. Dolan Mgmt For For
1C. Election of Director: Kenneth R. Frank Mgmt For For
1D. Election of Director: Robert D. Hormats Mgmt For For
1E. Election of Director: Gustavo Lara Cantu Mgmt For For
1F. Election of Director: Grace D. Lieblein Mgmt For For
1G. Election of Director: Craig Macnab Mgmt For For
1H. Election of Director: JoAnn A. Reed Mgmt For For
1I. Election of Director: Pamela D.A. Reeve Mgmt For For
1J. Election of Director: David E. Sharbutt Mgmt For For
1K. Election of Director: Bruce L. Tanner Mgmt For For
1L. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2021.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Stockholder proposal to amend the Shr Against For
appropriate governing documents to reduce
the ownership threshold required to call a
special meeting of the stockholders.
5. Stockholder proposal to require the Board Shr Against For
of Directors to create a standing committee
to oversee human rights issues.
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AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074
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Security: 030420103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AWK
ISIN: US0304201033
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
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AMERIS BANCORP Agenda Number: 935411138
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Security: 03076K108
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: ABCB
ISIN: US03076K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William I.
Bowen, Jr.
1B. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Rodney D.
Bullard
1C. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Wm. Millard
Choate
1D. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: R. Dale Ezzell
1E. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Leo J. Hill
1F. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Daniel B.
Jeter
1G. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Robert P.
Lynch
1H. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Elizabeth A.
McCague
1I. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: James B.
Miller, Jr.
1J. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Gloria A.
O'Neal
1K. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: H. Palmer
Proctor, Jr.
1L. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: William H.
Stern
1M. Election of director to serve until the Mgmt For For
Company 2022 Annual Meeting: Jimmy D. Veal
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
3. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
4. Approval of the Ameris Bancorp 2021 Omnibus Mgmt For For
Equity Incentive Plan.
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ARES CAPITAL CORPORATION Agenda Number: 935404599
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Security: 04010L103
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: ARCC
ISIN: US04010L1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Michael K.
Parks
1B. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Robert L.
Rosen
1C. Election of Class II Director to serve Mgmt For For
until the 2024 Annual Meeting: Bennett
Rosenthal
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2021.
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COMCAST CORPORATION Agenda Number: 935407139
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Security: 20030N101
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors.
4. Shareholder Proposal: To conduct Shr Against For
independent investigation and report on
risks posed by failing to prevent sexual
harassment.
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EXXON MOBIL CORPORATION Agenda Number: 935378338
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Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt No vote
Susan K. Avery Mgmt No vote
Angela F. Braly Mgmt No vote
Ursula M. Burns Mgmt No vote
Kenneth C. Frazier Mgmt No vote
Joseph L. Hooley Mgmt No vote
Steven A. Kandarian Mgmt No vote
Douglas R. Oberhelman Mgmt No vote
Samuel J. Palmisano Mgmt No vote
Jeffrey W. Ubben Mgmt No vote
Darren W. Woods Mgmt No vote
Wan Zulkiflee Mgmt No vote
2. Ratification of Independent Auditors. Mgmt No vote
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation.
4. Independent Chairman. Shr No vote
5. Special Shareholder Meetings. Shr No vote
6. Report on Scenario Analysis. Shr No vote
7. Report on Environmental Expenditures. Shr No vote
8. Report on Political Contributions. Shr No vote
9. Report on Lobbying. Shr No vote
10. Report on Climate Lobbying. Shr No vote
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FORTRESS TRANSPORTATION & INFRA INV LLC Agenda Number: 935411087
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Security: 34960P101
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: FTAI
ISIN: US34960P1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
A. Andrew Levison Mgmt For For
Kenneth J. Nicholson Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Fortress Transportation
and Infrastructure Investors LLC for fiscal
year 2021.
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NUTRIEN LTD. (THE "CORPORATION") Agenda Number: 935388199
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Security: 67077M108
Meeting Type: Annual
Meeting Date: 17-May-2021
Ticker: NTR
ISIN: CA67077M1086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Christopher M. Burley Mgmt For For
Maura J. Clark Mgmt For For
Russell K. Girling Mgmt For For
Miranda C. Hubbs Mgmt For For
Raj S. Kushwaha Mgmt For For
Alice D. Laberge Mgmt For For
Consuelo E. Madere Mgmt For For
Charles V. Magro Mgmt For For
Keith G. Martell Mgmt For For
Aaron W. Regent Mgmt For For
Mayo M. Schmidt Mgmt For For
Nelson Luiz Costa Silva Mgmt For For
2 Re-appointment of KPMG LLP, Chartered Mgmt For For
Accountants, as auditor of the Corporation.
3 A non-binding advisory resolution to accept Mgmt For For
the Corporation's approach to executive
compensation.
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OLD REPUBLIC INTERNATIONAL CORPORATION Agenda Number: 935392667
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Security: 680223104
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: ORI
ISIN: US6802231042
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Kennedy Mgmt For For
Spencer LeRoy III Mgmt For For
Peter B. McNitt Mgmt For For
Steven R. Walker Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
company's auditors for 2021.
3. Advisory vote to approve executive Mgmt For For
compensation.
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SYNCHRONY FINANCIAL Agenda Number: 935377881
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Security: 87165B103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: SYF
ISIN: US87165B1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Margaret M. Keane Mgmt For For
1B. Election of Director: Fernando Aguirre Mgmt For For
1C. Election of Director: Paget L. Alves Mgmt For For
1D. Election of Director: Arthur W. Coviello, Mgmt For For
Jr.
1E. Election of Director: Brian D. Doubles Mgmt For For
1F. Election of Director: William W. Graylin Mgmt For For
1G. Election of Director: Roy A. Guthrie Mgmt For For
1H. Election of Director: Jeffrey G. Naylor Mgmt For For
1I. Election of Director: Bill Parker Mgmt For For
1J. Election of Director: Laurel J. Richie Mgmt For For
1K. Election of Director: Olympia J. Snowe Mgmt For For
1L. Election of Director: Ellen M. Zane Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Advisory Vote on Frequency of Say-on-Pay Mgmt 3 Years Against
Vote.
4. Ratification of Selection of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm of the Company for 2021.
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THE CHARLES SCHWAB CORPORATION Agenda Number: 935378302
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Security: 808513105
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: SCHW
ISIN: US8085131055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter W. Bettinger Mgmt For For
II
1B. Election of Director: Joan T. Dea Mgmt For For
1C. Election of Director: Christopher V. Dodds Mgmt For For
1D. Election of Director: Mark A. Goldfarb Mgmt For For
1E. Election of Director: Bharat B. Masrani Mgmt For For
1F. Election of Director: Charles A. Ruffel Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Stockholder Proposal requesting disclosure Shr Against For
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
5. Stockholder Proposal requesting Shr Against For
declassification of the board of directors
to elect each director annually.
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VERIZON COMMUNICATIONS INC. Agenda Number: 935364846
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Security: 92343V104
Meeting Type: Annual
Meeting Date: 13-May-2021
Ticker: VZ
ISIN: US92343V1044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Roxanne S. Austin Mgmt For For
1c. Election of Director: Mark T. Bertolini Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: Clarence Otis, Jr. Mgmt For For
1f. Election of Director: Daniel H. Schulman Mgmt For For
1g. Election of Director: Rodney E. Slater Mgmt For For
1h. Election of Director: Hans E. Vestberg Mgmt For For
1i. Election of Director: Gregory G. Weaver Mgmt For For
2 Advisory Vote to Approve Executive Mgmt For For
Compensation
3 Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
4 Shareholder Action by Written Consent Shr Against For
5 Amend Clawback Policy Shr Against For
6 Shareholder Ratification of Annual Equity Shr Against For
Awards
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WISDOMTREE INVESTMENTS, INC. Agenda Number: 935424539
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Security: 97717P104
Meeting Type: Annual
Meeting Date: 17-Jun-2021
Ticker: WETF
ISIN: US97717P1049
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Anthony Bossone Mgmt For For
1B. Election of Director: Smita Conjeevaram Mgmt For For
1C. Election of Director: Bruce Lavine Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
3. Advisory vote on the compensation of the Mgmt For For
Company's named executive officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President/Principal Executive Officer
Date 08/27/2021