UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: November 30
DATE OF REPORTING PERIOD: 07/01/2020 to 06/30/2021
RPAR Risk Parity ETF
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 935363577
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 22-Apr-2021
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roy V. Armes Mgmt For For
1B. Election of Director: Michael C. Arnold Mgmt For For
1C. Election of Director: Sondra L. Barbour Mgmt For For
1D. Election of Director: P. George Benson Mgmt For For
1E. Election of Director: Suzanne P. Clark Mgmt For For
1F. Election of Director: Bob De Lange Mgmt For For
1G Election of Director: Eric P. Hansotia Mgmt For For
1H. Election of Director: George E. Minnich Mgmt For For
1I. Election of Director: Mallika Srinivasan Mgmt For For
1J. Election of Director: Matthew Tsien Mgmt For For
2. NON-BINDING ADVISORY RESOLUTION TO APPROVE Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. RATIFICATION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2021.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935369074
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey N. Edwards Mgmt For For
1B. Election of Director: Martha Clark Goss Mgmt For For
1C. Election of Director: Veronica M. Hagen Mgmt For For
1D. Election of Director: Kimberly J. Harris Mgmt For For
1E. Election of Director: Julia L. Johnson Mgmt For For
1F. Election of Director: Patricia L. Kampling Mgmt For For
1G. Election of Director: Karl F. Kurz Mgmt For For
1H. Election of Director: Walter J. Lynch Mgmt For For
1I. Election of Director: George MacKenzie Mgmt For For
1J. Election of Director: James G. Stavridis Mgmt For For
1K. Election of Director: Lloyd M. Yates Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment, by the Mgmt For For
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713664464
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: AGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For
COMPANY AND THE GROUP AND THE REPORTS OF
THE DIRECTORS AND AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 72 US CENTS Mgmt For For
PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021
TO THOSE SHAREHOLDERS REGISTERED AT THE
CLOSE OF BUSINESS ON 19 MARCH 2021
3 TO ELECT ELISABETH BRINTON AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO ELECT HILARY MAXSON AS A DIRECTOR OF THE Mgmt For For
COMPANY WITH EFFECT FROM 1 JUNE 2021
5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For
COMPANY
6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT NONKULULEKO NYEMBEZI AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For
THE COMPANY
15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY FOR THE ENSUING YEAR
16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For
SECTION OF THE DIRECTORS' REMUNERATION
REPORT SET OUT IN THE INTEGRATED ANNUAL
REPORT FOR THE YEAR ENDED 31 DECEMBER 2020
18 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED PURSUANT TO
AND IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS OF THE COMPANY TO ALLOT SHARES IN
THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE
FOR, OR TO CONVERT ANY SECURITY INTO,
SHARES OF THE COMPANY UP TO A NOMINAL VALUE
OF USD 37,448,261.45 MILLION, WHICH
REPRESENTS NOT MORE THAN 5% OF THE TOTAL
ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2
MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT
THE EARLIER OF THE CONCLUSION OF THE ANNUAL
GENERAL MEETING IN 2022 OR AT THE CLOSE OF
BUSINESS ON 30 JUNE 2022 (WHICHEVER IS
EARLIER). SUCH AUTHORITY SHALL BE IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 551 OF THE COMPANIES
ACT 2006
19 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For
RESOLUTION 18 ABOVE, THE DIRECTORS BE
AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH
PURSUANT TO THE AUTHORITY GRANTED BY
RESOLUTION 18 ABOVE AND TO SELL TREASURY
SHARES WHOLLY FOR CASH, IN EACH CASE - A)
IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND
B) OTHERWISE THAN IN CONNECTION WITH A
PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF
USD 18,724,130.73 MILLION, WHICH REPRESENTS
NO MORE THAN 2.5% OF THE TOTAL ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY, IN
ISSUE AT 2 MARCH 2021 - AS IF SECTION
561(1) OF THE COMPANIES ACT 2006 DID NOT
APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY
SHALL EXPIRE AT THE EARLIER OF THE
CONCLUSION OF THE ANNUAL GENERAL MEETING IN
2022 OR THE CLOSE OF BUSINESS ON 30 JUNE
2022 BUT SO THAT THE COMPANY MAY, BEFORE
SUCH EXPIRY, MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER THE
AUTHORITY GIVEN BY THIS RESOLUTION HAS
EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY
SECURITIES AND SELL TREASURY SHARES UNDER
ANY SUCH OFFER OR AGREEMENT AS IF THE
AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY
SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS
AUTHORITIES PURSUANT TO SECTION 561 OF THE
COMPANIES ACT 2006
20 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For
GENERALLY AND UNCONDITIONALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE
COMPANIES ACT 2006 TO MAKE MARKET PURCHASES
(WITHIN THE MEANING OF SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
5486/91 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: A) THE MAXIMUM
NUMBER OF ORDINARY SHARES OF 5486/91 US
CENTS EACH IN THE CAPITAL OF THE COMPANY
AUTHORISED TO BE ACQUIRED IS 204,331,400
MILLION; B) THE MINIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS 5486/91 US
CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF
EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE
PAID FOR AN ORDINARY SHARE IS AN AMOUNT
(EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER
OF (I) 105% OF THE AVERAGE OF THE MIDDLE
MARKET QUOTATION FOR AN ORDINARY SHARE, AS
DERIVED FROM THE LONDON STOCK EXCHANGE
DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS
DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH
SUCH ORDINARY SHARE IS CONTRACTED TO BE
PURCHASED; AND (II) THE HIGHER OF THE PRICE
OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT BID ON THE TRADING VENUES
WHERE THE PURCHASE IS CARRIED OUT; AND D)
THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE
AT THE CONCLUSION OF THE ANNUAL GENERAL
MEETING OF THE COMPANY TO BE HELD IN 2022
(EXCEPT IN RELATION TO THE PURCHASE OF
ORDINARY SHARES THE CONTRACT FOR WHICH WAS
CONCLUDED BEFORE THE EXPIRY OF SUCH
AUTHORITY AND WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS
SUCH AUTHORITY IS RENEWED PRIOR TO SUCH
TIME
21 TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK Mgmt For For
TIME) ON THE DAY OF THE ANGLO AMERICAN PLC
2021 ANNUAL GENERAL MEETING, THE ARTICLES
OF ASSOCIATION PRODUCED TO THE MEETING AND
INITIALLED BY THE CHAIRMAN OF THE MEETING
FOR THE PURPOSES OF IDENTIFICATION BE
ADOPTED AS THE ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR, AND TO THE
EXCLUSION OF, THE EXISTING ARTICLES OF
ASSOCIATION
22 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For
THAN AN ANNUAL GENERAL MEETING MAY BE
CALLED ON NOT LESS THAN 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857538
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: CRT
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For
CONTAINED IN THE NOTICE OF COURT MEETING
DATED 8 APRIL 2021
CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting
VOTE OPTION FOR THIS MEETING TYPE. PLEASE
CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY.
SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS
MEETING THEN YOUR VOTE WILL BE DISREGARDED
BY THE ISSUER OR ISSUERS AGENT.
--------------------------------------------------------------------------------------------------------------------------
ANGLO AMERICAN PLC Agenda Number: 713857526
--------------------------------------------------------------------------------------------------------------------------
Security: G03764134
Meeting Type: OGM
Meeting Date: 05-May-2021
Ticker:
ISIN: GB00B1XZS820
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE: A) THE REDUCTION OF THE SHARE Mgmt For For
PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY
USD1,800,000,000 AND THE REPAYMENT OF PART
OF SUCH AMOUNT TO BE SATISFIED BY ANGLO
AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED
SHARE CAPITAL OF THUNGELA RESOURCES LIMITED
TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE
DEMERGER RECORD TIME OF ONE THUNGELO
RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO
AMERICAN PLC SHARES HELD BY THEM; B) THE
AUTHORISCTION OF THE DIRECTORS OF ANGLO
AMERICAN PLC TO TAKE THE NECESSARY ACTIONS
TO CARRY THE SCHEME INTO EFFECT; AND C) THE
AMENDMENTS TO THE ANGLO AMERICAN PLC
ARTICLES OF ASSOCIATION IN CONNECTION WITH
(A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO
AMERICAN PLC GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 713842121
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT JEAN-PAUL LUKSIC AS DIRECTOR Mgmt For For
5 RE-ELECT OLLIE OLIVEIRA AS DIRECTOR Mgmt For For
6 RE-ELECT RAMON JARA AS DIRECTOR Mgmt For For
7 RE-ELECT JUAN CLARO AS DIRECTOR Mgmt For For
8 RE-ELECT ANDRONICO LUKSIC AS DIRECTOR Mgmt For For
9 RE-ELECT VIVIANNE BLANLOT AS DIRECTOR Mgmt For For
10 RE-ELECT JORGE BANDE AS DIRECTOR Mgmt For For
11 RE-ELECT FRANCISCA CASTRO AS DIRECTOR Mgmt For For
12 RE-ELECT MICHAEL ANGLIN AS DIRECTOR Mgmt For For
13 RE-ELECT TONY JENSEN AS DIRECTOR Mgmt For For
14 ELECT DIRECTOR APPOINTED BETWEEN 24 MARCH Mgmt For For
2021 AND 12 MAY 2021
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
16 AUTHORISE THE AUDIT AND RISK COMMITTEE TO Mgmt For For
FIX REMUNERATION OF AUDITORS
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
20 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
21 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
22 ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ANTOFAGASTA PLC Agenda Number: 713850661
--------------------------------------------------------------------------------------------------------------------------
Security: G0398N128
Meeting Type: CLS
Meeting Date: 12-May-2021
Ticker:
ISIN: GB0000456144
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT, THIS SEPARATE MEETING OF THE HOLDERS Mgmt For For
OF THE ORDINARY SHARES OF 5P EACH IN THE
CAPITAL OF THE COMPANY (THE "ORDINARY
SHARES") HEREBY SANCTIONS AND CONSENTS TO
THE PASSING AND IMPLEMENTATION OF
RESOLUTION 22 SET OUT IN THE NOTICE DATED
24 MARCH 2021 CONVENING THE ANNUAL GENERAL
MEETING OF THE COMPANY FOR 12 MAY 2021 ,
AND SANCTIONS AND CONSENTS TO ANY VARIATION
OR ABROGATION OF THE RIGHTS ATTACHING TO
THE ORDINARY SHARES WHICH IS OR MAY BE
EFFECTED BY OR INVOLVED IN THE PASSING OR
IMPLEMENTATION OF THE SAID RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935274213
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 14-Oct-2020
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2020 Financial Statements Mgmt For For
and Reports for BHP.
2. To reappoint Ernst & Young LLP as the Mgmt For For
auditor of BHP Group Plc.
3. To authorise the Risk and Audit Committee Mgmt For For
to agree the remuneration of the auditor of
BHP Group Plc.
4. To approve the general authority to issue Mgmt For For
shares in BHP Group Plc.
5. To approve the authority to allot equity Mgmt For For
securities in BHP Group Plc for cash.
6. To authorise the repurchase of shares in Mgmt For For
BHP Group Plc.
7. To approve the 2020 Remuneration Report Mgmt For For
other than the part containing the
Directors' remuneration policy.
8. To approve the 2020 Remuneration Report. Mgmt For For
9. To approve the grant to the Executive Mgmt For For
Director.
10. To approve leaving entitlements. Mgmt For For
11. To elect Xiaoqun Clever as a Director of Mgmt For For
BHP.
12. To elect Gary Goldberg as a Director of Mgmt For For
BHP.
13. To elect Mike Henry as a Director of BHP. Mgmt For For
14. To elect Christine O'Reilly as a Director Mgmt For For
of BHP.
15. To elect Dion Weisler as a Director of BHP. Mgmt For For
16. To re-elect Terry Bowen as a Director of Mgmt For For
BHP.
17. To re-elect Malcolm Broomhead as a Director Mgmt For For
of BHP.
18. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP.
19. To re-elect Anita Frew as a Director of Mgmt For For
BHP.
20. To re-elect Susan Kilsby as a Director of Mgmt For For
BHP.
21. To re-elect John Mogford as a Director of Mgmt For For
BHP.
22. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP.
23. To amend the constitution of BHP Group Mgmt For Against
Limited.
24. To adopt interim cultural heritage Mgmt For Against
protection measures.
25. To suspend memberships of Industry Mgmt For Against
Associations where COVID-19 related
advocacy is inconsistent with Paris
Agreement goals.
--------------------------------------------------------------------------------------------------------------------------
BOLIDEN AB Agenda Number: 713721997
--------------------------------------------------------------------------------------------------------------------------
Security: W17218152
Meeting Type: AGM
Meeting Date: 27-Apr-2021
Ticker:
ISIN: SE0012455673
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 ELECTION OF THE CHAIRMAN OF THE MEETING: Non-Voting
ANDERS ULLBERG
2.1 ELECTION OF PERSON TO VERIFY THE MINUTES Non-Voting
TOGETHER WITH THE CHAIRMAN: JAN ANDERSSON,
SWEDBANK ROBUR FONDER
2.2 ELECTION OF PERSON TO VERIFY THE MINUTES Non-Voting
TOGETHER WITH THE CHAIRMAN: ANDERS
OSCARSSON, AMF
3 PREPARATION AND APPROVAL OF THE VOTING Non-Voting
REGISTER
4 APPROVAL OF THE AGENDA Non-Voting
5 DETERMINATION WHETHER THE MEETING HAS BEEN Non-Voting
DULY CONVENED
6 PRESENTATION OF THE ANNUAL REPORT AND Non-Voting
AUDITOR'S REPORT AS WELL AS THE
CONSOLIDATED FINANCIAL STATEMENTS AND
AUDITOR'S REPORT FOR THE GROUP (INCLUDING
THE AUDITOR'S STATEMENT REGARDING THE
GUIDELINES FOR REMUNERATION TO THE GROUP
MANAGEMENT IN EFFECT SINCE THE PREVIOUS
ANNUAL GENERAL MEETING)
7 RESOLUTIONS ON ADOPTION OF THE INCOME Mgmt For For
STATEMENT AND BALANCE SHEET AS WELL AS THE
CONSOLIDATED INCOME STATEMENT AND
CONSOLIDATED BALANCE SHEET
8 RESOLUTION ON APPROPRIATION OF THE Mgmt For For
COMPANY'S PROFIT IN ACCORDANCE WITH THE
ADOPTED BALANCE SHEET AND DETERMINATION OF
THE RECORD DATE FOR THE RIGHT TO RECEIVE
DIVIDEND: SEK 8.25 (7) PER SHARE
9.1 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: HELENE BISTROM (BOARD
MEMBER)
9.2 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: TOM ERIXON (BOARD MEMBER)
9.3 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MICHAEL G:SON LOW (BOARD
MEMBER)
9.4 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: PERTTU LOUHILUOTO (BOARD
MEMBER)
9.5 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: ELISABETH NILSSON (BOARD
MEMBER)
9.6 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: PIA RUDENGREN (BOARD MEMBER)
9.7 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: ANDERS ULLBERG (CHAIRMAN OF
THE BOARD)
9.8 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MIKAEL STAFFAS (PRESIDENT)
9.9 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MARIE BERGLUND (BOARD
MEMBER)
9.10 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: MARIE HOLMBERG (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
9.11 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: KENNETH STAHL (BOARD MEMBER,
EMPLOYEE REPRESENTATIVE)
9.12 RESOLUTION ON DISCHARGE FROM LIABILITY OF Mgmt For For
THE MEMBER OF THE BOARD OF DIRECTORS AND
THE PRESIDENT: CATHRIN ODERYD (BOARD
MEMBER, EMPLOYEE REPRESENTATIVE)
10.1 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: NUMBER OF BOARD MEMBERS:
EIGHT
10.2 RESOLUTION ON THE NUMBER OF BOARD MEMBERS Mgmt For For
AND AUDITORS TO BE APPOINTED BY THE ANNUAL
GENERAL MEETING: NUMBER OF AUDITORS: ONE
REGISTERED ACCOUNTING FIRM
11 RESOLUTION ON FEES FOR THE BOARD OF Mgmt For For
DIRECTORS
12.A ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: HELENE BISTROM (RE-ELECTION)
12.B ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL G:SON LOW (RE-ELECTION)
12.C ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PER LINDBERG (NEW ELECTION)
12.D ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PERTTU LOUHILUOTO (RE-ELECTION)
12.E ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ELISABETH NILSSON (RE-ELECTION)
12.F ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: PIA RUDENGREN (RE-ELECTION)
12.G ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: KARL-HENRIK SUNDSTROM (NEW
ELECTION)
12.H ELECTION OF THE MEMBER OF THE BOARD OF Mgmt For For
DIRECTORS: ANDERS ULLBERG (RE-ELECTION)
12.I ELECTION OF THE CHAIRMAN OF THE BOARD - Mgmt For For
ANDERS ULLBERG (RE-ELECTION)
13 RESOLUTION ON FEES FOR THE AUDITOR Mgmt For For
14 ELECTION OF AUDITOR - DELOITTE AB Mgmt For For
(RE-ELECTION)
15 RESOLUTION ON APPROVAL OF REMUNERATION Mgmt For For
REPORT
16.1 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: JAN ANDERSSON (SWEDBANK ROBUR
FONDER)
16.2 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: LARS-ERIK FORSGARDH
16.3 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: OLA PETER GJESSING (NORGES BANK
INVESTMENT MANAGEMENT)
16.4 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: LILIAN FOSSUM BINER
(HANDELSBANKENS FONDER)
16.5 ELECTION OF MEMBER OF THE NOMINATION Mgmt For For
COMMITTEE: ANDERS ULLBERG (CHAIRMAN OF THE
BOARD)
17 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
18 RESOLUTION REGARDING AUTOMATIC SHARE Mgmt For For
REDEMPTION PROCEDURE INCLUDING A. SHARE
SPLIT 2:1 B. REDUCTION OF THE SHARE CAPITAL
THROUGH REDEMPTION OF SHARES C. INCREASE OF
THE SHARE CAPITAL THROUGH A BONUS ISSUE
CMMT 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 25 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935384014
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the annual report and accounts. Mgmt For For
2. To approve the directors' remuneration Mgmt For For
report.
3A. To elect Mr. M. Auchincloss as a director. Mgmt For For
3B. To elect Mr. T. Morzaria as a director. Mgmt For For
3C. To elect Mrs. K. Richardson as a director. Mgmt For For
3D. To elect Dr. J. Teyssen as a director. Mgmt For For
3E. To re-elect Mr. B. Looney as a director. Mgmt For For
3F. To re-elect Miss P. Daley as a director. Mgmt For For
3G. To re-elect Mr. H. Lund as a director. Mgmt For For
3H. To re-elect Mrs. M. B. Meyer as a director. Mgmt For For
3I. To re-elect Mrs. P. R. Reynolds as a Mgmt For For
director.
3J. To re-elect Sir J. Sawers as a director. Mgmt For For
4. To reappoint Deloitte LLP as auditor. Mgmt For For
5. To authorize the audit committee to fix the Mgmt For For
auditor's remuneration.
6. To give limited authority to make political Mgmt For For
donations and incur political expenditure.
7. Renewal of the Scrip Dividend Programme. Mgmt For For
8. To give limited authority to allot shares Mgmt For For
up to a specified amount.
9. Special resolution: to give authority to Mgmt For For
allot a limited number of shares for cash
free of pre-emption rights.
10. Special resolution: to give additional Mgmt For For
authority to allot a limited number of
shares for cash free of pre-emption rights.
11. Special resolution: to give limited Mgmt For For
authority for the purchase of its own
shares by the company.
12. Special resolution: to authorize the Mgmt For For
calling of general meetings (excluding
annual general meetings) by notice of at
least 14 clear days.
13. Special resolution: Follow This shareholder Shr Against For
resolution on climate change targets.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LTD Agenda Number: 713725717
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.11 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: CATHERINE M. BEST Mgmt For For
1.2 ELECTION OF DIRECTOR: M. ELIZABETH CANNON Mgmt For For
1.3 ELECTION OF DIRECTOR: N. MURRAY EDWARDS Mgmt For For
1.4 ELECTION OF DIRECTOR: CHRISTOPHER L. FONG Mgmt For For
1.5 ELECTION OF DIRECTOR: AMBASSADOR GORDON D. Mgmt For For
GIFFIN
1.6 ELECTION OF DIRECTOR: WILFRED A. GOBERT Mgmt For For
1.7 ELECTION OF DIRECTOR: STEVE W. LAUT Mgmt For For
1.8 ELECTION OF DIRECTOR: TIM S. MCKAY Mgmt For For
1.9 ELECTION OF DIRECTOR: HONOURABLE FRANK J. Mgmt For For
MCKENNA
1.10 ELECTION OF DIRECTOR: DAVID A. TUER Mgmt For For
1.11 ELECTION OF DIRECTOR: ANNETTE M. VERSCHUREN Mgmt For For
2 THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP. CHARTERED ACCOUNTANTS, CALGARY,
ALBERTA, AS AUDITORS OF THE CORPORATION FOR
THE ENSUING YEAR AND THE AUTHORIZATION OF
THE AUDIT COMMITTEE OF THE BOARD OF
DIRECTORS OF THE CORPORATION TO FIX
REMUNERATION
3 ON AN ADVISORY BASIS, ACCEPTING THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
CENOVUS ENERGY INC Agenda Number: 713855522
--------------------------------------------------------------------------------------------------------------------------
Security: 15135U109
Meeting Type: AGM
Meeting Date: 12-May-2021
Ticker:
ISIN: CA15135U1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 AND
2.1 TO 2.12. THANK YOU
1 APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITOR OF THE CORPORATION
2.1 ELECTION OF DIRECTOR: KEITH M. CASEY Mgmt For For
2.2 ELECTION OF DIRECTOR: CANNING K.N. FOK Mgmt For For
2.3 ELECTION OF DIRECTOR: JANE E. KINNEY Mgmt For For
2.4 ELECTION OF DIRECTOR: HAROLD N. KVISLE Mgmt For For
2.5 ELECTION OF DIRECTOR: EVA L. KWOK Mgmt For For
2.6 ELECTION OF DIRECTOR: KEITH A. MACPHAIL Mgmt For For
2.7 ELECTION OF DIRECTOR: RICHARD J. Mgmt For For
MARCOGLIESE
2.8 ELECTION OF DIRECTOR: CLAUDE MONGEAU Mgmt For For
2.9 ELECTION OF DIRECTOR: ALEXANDER J. POURBAIX Mgmt For For
2.10 ELECTION OF DIRECTOR: WAYNE E. SHAW Mgmt For For
2.11 ELECTION OF DIRECTOR: FRANK J. SIXT Mgmt For For
2.12 ELECTION OF DIRECTOR: RHONDA I. ZYGOCKI Mgmt For For
3 AMEND AND RECONFIRM THE CORPORATION'S Mgmt For For
SHAREHOLDER RIGHTS PLAN AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
4 ACCEPT THE CORPORATION'S APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935357651
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 04-May-2021
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt For For
1C. Election of Director: Deborah L. DeHaas Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen A. Furbacher Mgmt For For
1F. Election of Director: Stephen J. Hagge Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Approval of an amendment to CF Industries Mgmt For For
Holdings, Inc.'s bylaws to provide for
courts located in Delaware to be the
exclusive forum for certain legal actions
and for federal district courts of the
United States of America to be the
exclusive forum for certain other legal
actions.
4. Ratification of the selection of KPMG LLP Mgmt For For
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2021.
5. Shareholder proposal regarding the right to Shr Against For
act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935390132
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Wanda M. Austin Mgmt For For
1B. Election of Director: John B. Frank Mgmt For For
1C. Election of Director: Alice P. Gast Mgmt For For
1D. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1E. Election of Director: Marillyn A. Hewson Mgmt For For
1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1G. Election of Director: Charles W. Moorman IV Mgmt For For
1H. Election of Director: Dambisa F. Moyo Mgmt For For
1I. Election of Director: Debra Reed-Klages Mgmt For For
1J. Election of Director: Ronald D. Sugar Mgmt For For
1K. Election of Director: D. James Umpleby III Mgmt For For
1L. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Reduce Scope 3 Emissions. Shr Against For
5. Report on Impacts of Net Zero 2050 Shr Against For
Scenario.
6. Shift to Public Benefit Corporation. Shr Against For
7. Report on Lobbying. Shr Against For
8. Independent Chair. Shr Against For
9. Special Meetings. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 714067433
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 21-May-2021
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0420/2021042000749.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563346 DUE TO RECEIPT OF
ADDITION OF RESOLUTIONS 23, 24 AND 25. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
BUDGET REPORT OF THE COMPANY FOR THE YEAR
2021
2 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
FINANCIAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2020
3 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
REAPPOINTMENT OF THE EXTERNAL AUDITORS FOR
THE YEAR 2021
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2020
5 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2020
6 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2020
7 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
2020
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED
WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES
11 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF SUPPLY CHAIN FINANCING
GUARANTEE BY IXM (A WHOLLY OWNED SUBSIDIARY
OF THE COMPANY) TO SUPPLIERS
12 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF FINANCING GUARANTEE TO A JOINT
VENTURE OF THE COMPANY WITH NO MORE THAN
RMB1 BILLION
13 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO APPROVE
AND AUTHORIZE THE BOARD OF DIRECTORS OF THE
COMPANY (THE "BOARD") TO DECIDE ON THE
ISSUANCE OF DEBT FINANCING INSTRUMENTS
14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASING LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
15.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
ELECT MR. SUN RUIWEN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI CHAOCHUN AS AN EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.C TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. YUAN HONGLIN AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.D TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. GUO YIMIN AS A NON-EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
15.E TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. CHENG YUNLEI AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.F TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. WANG GERRY YOUGUI AS AN
INDEPENDENT NONEXECUTIVE DIRECTOR OF THE
SIXTH SESSION OF THE BOARD
15.G TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MS. YAN YE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
15.H TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MR. LI SHUHUA AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD
16.A TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
REELECT MR. ZHANG ZHENHAO AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
16.B TO CONSIDER AND APPROVE THE PROPOSAL TO Mgmt For For
RE-ELECT MS. KOU YOUMIN AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE
17 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO
AUTHORIZE THE BOARD TO DETERMINE THE
REMUNERATION OF THE MEMBERS OF SIXTH
SESSION OF THE BOARD AND THE SUPERVISORY
COMMITTEE OF THE COMPANY
18 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND OTHER INTERNAL MANAGEMENT SYSTEMS
19 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
2013
20 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH THE
DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2021
21 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROPOSING TO THE GENERAL MEETING TO GRANT A
GENERAL MANDATE TO THE BOARD FOR ISSUANCE
OF ADDITIONAL A SHARES AND/OR H SHARES OF
THE COMPANY
22 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD OF
THE COMPANY TO REPURCHASE H SHARES
23 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY (DRAFT) AND ITS SUMMARY
24 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE ADMINISTRATIVE MEASURES FOR
THE 2021 FIRST PHASE OF THE EMPLOYEE SHARE
OWNERSHIP PLAN OF THE COMPANY
25 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
RELATING TO THE AUTHORIZATION FROM GENERAL
MEETING FOR THE BOARD TO HANDLE MATTERS IN
RELATION TO THE 2021 FIRST PHASE OF THE
EMPLOYEE SHARE OWNERSHIP PLAN OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 935269971
--------------------------------------------------------------------------------------------------------------------------
Security: 16941R108
Meeting Type: Special
Meeting Date: 28-Sep-2020
Ticker: SNP
ISIN: US16941R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve the resolution in Mgmt For
relation to the disposal of oil and gas
pipeline and relevant assets.
2. The special interim dividend distribution Mgmt For
plan for 2020.
--------------------------------------------------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORPORATION Agenda Number: 935437485
--------------------------------------------------------------------------------------------------------------------------
Security: 16941R108
Meeting Type: Annual
Meeting Date: 25-May-2021
Ticker: SNP
ISIN: US16941R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve the Report of the Mgmt For
Seventh Session of the Board of Directors
of Sinopec Corp. (including the Report of
the Board of Directors for 2020).
2. To consider and approve the Report of the Mgmt For
Seventh Session of the Board of Supervisors
of Sinopec Corp. (including the Report of
the Board of Supervisors for 2020).
3. To consider and approve the audited Mgmt For
financial reports of Sinopec Corp. for the
year ended 31 December 2020 prepared by
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers.
4. To consider and approve the profit Mgmt For
distribution plan of Sinopec Corp. for the
year ended 31 December 2020.
5. To authorise the Board to determine the Mgmt For
interim profit distribution plan of Sinopec
Corp. for the year 2021.
6. To consider and approve the appointment of Mgmt For
KPMG Huazhen (Special General Partnership)
and KPMG as the external auditors of
Sinopec Corp. for the year 2021. and to
authorise the Board to determine their
remunerations.
7. To authorise the Board to determine the Mgmt For
proposed plan for issuance of debt
financing instrument(s).(Special
Resolution)
8. To grant to the Board a general mandate to Mgmt For
issue new domestic shares and/or
overseas-listed foreign shares of Sinopec
Corp. (Special Resolution)
9. To consider and approve the service Mgmt For
contracts for the directors of the eighth
session of the Board and the supervisors of
the Board of Supervisors of Sinopec Corp.
(including the salary terms).
10. DIRECTOR
Zhang Yuzhuo# Mgmt For For
Ma Yongsheng# Mgmt For For
Zhao Dong# Mgmt For For
Yu Baocai# Mgmt For For
Liu Hongbin# Mgmt For For
Ling Yiqun# Mgmt For For
Li Yonglin# Mgmt For For
Cai Hongbin* Mgmt For For
Ng, Kar Ling Johnny* Mgmt For For
Shi Dan* Mgmt For For
Bi Mingjian* Mgmt For For
Zhang Shaofeng+ Mgmt For For
Jiang Zhenying+ Mgmt For For
Zhang Zhiguo+ Mgmt For For
Yin Zhaolin+ Mgmt For For
Guo Hongjin+ Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CNH INDUSTRIAL N V Agenda Number: 935363349
--------------------------------------------------------------------------------------------------------------------------
Security: N20944109
Meeting Type: Annual
Meeting Date: 15-Apr-2021
Ticker: CNHI
ISIN: NL0010545661
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2b. Adoption of the 2020 Annual Financial Mgmt For For
Statements.
2c. Determination and distribution of dividend. Mgmt For For
2d. Release from liability of the executive Mgmt For For
directors and the non-executive directors
of the Board.
3. Advisory vote on application of the Mgmt For For
remuneration policy in 2020.
4a. Re-appointment of Suzanne Heywood Mgmt For For
4b. Appointment of Scott W. Wine Mgmt For For
4c. Re-appointment of Howard W. Buffett Mgmt For For
4d. Re-appointment of Tufan Erginbilgic Mgmt For For
4e. Re-appointment of Leo W. Houle Mgmt For For
4f. Re-appointment of John B. Lanaway Mgmt For For
4g. Re-appointment of Alessandro Nasi Mgmt For For
4h. Re-appointment of Lorenzo Simonelli Mgmt For For
4i. Re-appointment of Vagn Sorensen Mgmt For For
5. Proposal to re-appoint Ernst & Young Mgmt For For
Accountants LLP as the independent auditor
of the Company.
6. Replacement of the existing authorization Mgmt For For
to the Board of the authority to acquire
common shares in the capital of the
Company.
--------------------------------------------------------------------------------------------------------------------------
CNOOC LIMITED Agenda Number: 935289288
--------------------------------------------------------------------------------------------------------------------------
Security: 126132109
Meeting Type: Special
Meeting Date: 20-Nov-2020
Ticker: CEO
ISIN: US1261321095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the Supplemental Agreement and Mgmt For For
the amendments to the Existing Non-Compete
Undertaking contemplated thereunder.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935317962
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Special
Meeting Date: 15-Jan-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of
ConocoPhillips to the stockholders of
Concho Resources Inc. ("Concho") in
connection with the merger contemplated by
the Agreement and Plan of Merger, dated as
of October 18, 2020 (as it may be amended
from time to time), among ConocoPhillips,
Falcon Merger Sub Corp. and Concho.
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 935367602
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Charles E. Bunch Mgmt For For
1B. ELECTION OF DIRECTOR: Caroline Maury Devine Mgmt For For
1C. ELECTION OF DIRECTOR: John V. Faraci Mgmt For For
1D. ELECTION OF DIRECTOR: Jody Freeman Mgmt For For
1E. ELECTION OF DIRECTOR: Gay Huey Evans Mgmt For For
1F. ELECTION OF DIRECTOR: Jeffrey A. Joerres Mgmt For For
1G. ELECTION OF DIRECTOR: Ryan M. Lance Mgmt For For
1H. ELECTION OF DIRECTOR: Timothy A. Leach Mgmt For For
1I. ELECTION OF DIRECTOR: William H. McRaven Mgmt For For
1J. ELECTION OF DIRECTOR: Sharmila Mulligan Mgmt For For
1K. ELECTION OF DIRECTOR: Eric D. Mullins Mgmt For For
1L. ELECTION OF DIRECTOR: Arjun N. Murti Mgmt For For
1M. ELECTION OF DIRECTOR: Robert A. Niblock Mgmt For For
1N. ELECTION OF DIRECTOR: David T. Seaton Mgmt For For
1O. ELECTION OF DIRECTOR: R.A. Walker Mgmt For For
2. Proposal to ratify appointment of Ernst & Mgmt For For
Young LLP as ConocoPhillips' independent
registered public accounting firm for 2021.
3. Advisory Approval of Executive Mgmt For For
Compensation.
4. Simple Majority Vote Standard. Mgmt For For
5. Emission Reduction Targets. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORTEVA INC. Agenda Number: 935363779
--------------------------------------------------------------------------------------------------------------------------
Security: 22052L104
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: CTVA
ISIN: US22052L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lamberto Andreotti Mgmt For For
1B. Election of Director: James C. Collins, Jr. Mgmt For For
1C. Election of Director: Klaus A. Engel Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Janet P. Giesselman Mgmt For For
1F. Election of Director: Karen H. Grimes Mgmt For For
1G. Election of Director: Michael O. Johanns Mgmt For For
1H. Election of Director: Rebecca B. Liebert Mgmt For For
1I. Election of Director: Marcos M. Lutz Mgmt For For
1J. Election of Director: Nayaki Nayyar Mgmt For For
1K. Election of Director: Gregory R. Page Mgmt For For
1L. Election of Director: Kerry J. Preete Mgmt For For
1M. Election of Director: Patrick J. Ward Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935323143
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 24-Feb-2021
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tamra A. Erwin Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2021.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935408446
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 09-Jun-2021
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
David A. Hager Mgmt For For
Kelt Kindick Mgmt For For
John Krenicki Jr. Mgmt For For
Karl F. Kurz Mgmt For For
Robert A. Mosbacher Jr. Mgmt For For
Richard E. Muncrief Mgmt For For
Duane C. Radtke Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the appointment of the Company's Mgmt For For
Independent Auditors for 2021.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935355405
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Shari L. Ballard Mgmt For For
1C. Election of Director: Barbara J. Beck Mgmt For For
1D. Election of Director: Christophe Beck Mgmt For For
1E. Election of Director: Jeffrey M. Ettinger Mgmt For For
1F. Election of Director: Arthur J. Higgins Mgmt For For
1G. Election of Director: Michael Larson Mgmt For For
1H. Election of Director: David W. MacLennan Mgmt For For
1I. Election of Director: Tracy B. McKibben Mgmt For For
1J. Election of Director: Lionel L. Nowell, III Mgmt For For
1K. Election of Director: Victoria J. Reich Mgmt For For
1L. Election of Director: Suzanne M. Vautrinot Mgmt For For
1M. Election of Director: John J. Zillmer Mgmt For For
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
current year ending December 31, 2021.
3. Advisory vote to approve the compensation Mgmt For For
of executives disclosed in the Proxy
Statement.
4. Stockholder proposal regarding proxy Shr Against For
access, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 935341761
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Annual
Meeting Date: 26-Mar-2021
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the agenda. Mgmt For For
5. Appointment of the Chairman presiding over Mgmt For For
the Shareholders' Meeting.
6. Appointment of the commission responsible Mgmt For For
for scrutinizing elections and polling.
7. Appointment of the commission responsible Mgmt For For
for reviewing and approving the minute of
the meeting.
8. Presentation and approval of amendments to Mgmt For For
the Bylaws.
13. Approval of the Board of Directors' report Mgmt For For
on its performance, progress and compliance
with the Corporate Governance Code.
14. Approval of the 2020 Performance Management Mgmt For For
Report by the Board of Directors and the
Chief Executive Officer of Ecopetrol S.A.
15. Approval of individual and consolidated Mgmt For For
audited financial statements.
16. Presentation and approval of proposal for Mgmt For For
dividend distribution.
17. Election of the Board of Directors. Mgmt For For
18. Election of the External Auditor and Mgmt For For
assignment of his remuneration.
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935411861
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Eni S.p.A. financial statements at December Mgmt For For
31, 2020. Related resolutions. Eni
consolidated financial statements at
December 31, 2020. Reports of the
Directors, the Board of Statutory Auditors
and of the Audit Firm.
2. Allocation of net profit. Mgmt For For
3. Payment of the 2021 interim dividend by Mgmt For For
distribution of the available reserve.
4. Appointment of a standing Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
5. Appointment of an alternate Statutory Mgmt For
Auditor, to restore full membership of the
Board of Statutory Auditors.
6. Authorisation to purchase treasury shares; Mgmt For For
Related and consequent resolutions.
7. Report on remuneration paid. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935365216
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
B. Kothandaraman Mgmt For For
Joseph Malchow Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of Common Stock from
200,000,000 to 300,000,000.
4. To approve the Enphase Energy, Inc. 2021 Mgmt For For
Equity Incentive Plan.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2021.
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 935350835
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 29-Apr-2021
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Janet F. Clark
1B. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Charles R. Crisp
1C. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Robert P. Daniels
1D. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: James C. Day
1E. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: C. Christopher
Gaut
1F. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Michael T. Kerr
1G. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Julie J. Robertson
1H. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: Donald F. Textor
1I. Election of Director to hold office until Mgmt For For
the 2022 annual meeting: William R. Thomas
2. To ratify the appointment by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP, independent
registered public accounting firm, as
auditors for the Company for the year
ending December 31, 2021.
3. To approve the EOG Resources, Inc. 2021 Mgmt For For
Omnibus Equity Compensation Plan.
4. To approve, by non-binding vote, the Mgmt For For
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
EQUINOR ASA Agenda Number: 935409789
--------------------------------------------------------------------------------------------------------------------------
Security: 29446M102
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: EQNR
ISIN: US29446M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Election of chair for the meeting. Mgmt For For
4 Approval of the notice and the agenda. Mgmt For For
5 Election of two persons to co-sign the Mgmt For For
minutes together with the chair of the
meeting.
6 Approval of the annual report and accounts Mgmt For For
for Equinor ASA and the Equinor group for
2020, including the board of directors'
proposal for distribution of fourth quarter
2020 dividend.
7 Authorisation to distribute dividend based Mgmt For For
on approved annual accounts for 2020.
8 Proposal from shareholder to set short-, Shr Against For
medium-, and long- term targets for
greenhouse gas (GHG) emissions of the
company's operations and the use of energy
products (including Scope 1, 2 and
3)(Shareholder proposal).
9 Proposal from shareholders to report key Shr Against For
information on both climate risk and nature
risk (Shareholder proposal).
10 Proposal from shareholder to stop all Shr Against For
exploration activity and test drilling for
fossil energy resources (Shareholder
proposal).
11 Proposal from shareholder to present a Shr Against For
strategy for real business transformation
to sustainable energy production
(Shareholder proposal).
12 Proposal from shareholders to stop all oil Shr Against For
and gas exploration in the Norwegian sector
of the Barents Sea (Shareholder proposal).
13 Proposal from shareholders to spin-out Shr Against For
Equinor's renewable energy business in wind
and solar power to a separate company,
"NewCo" (Shareholder proposal).
14 Proposal from shareholder to divest all Shr Against For
non-petroleum-related business overseas and
to consider withdrawing from all
petroleum-related business overseas
(Shareholder proposal).
15 Proposal from shareholder that all Shr Against For
exploration for new oil and gas discoveries
is discontinued, that Equinor multiplies
its green investments, improves its EGS
profile and reduces its risk for future
lawsuits (Shareholder proposal).
16 Proposal from shareholder for actions to Shr Against For
avoid big losses overseas, receive specific
answers with regards to safety incidents
and get the audit's evaluation of improved
quality assurance and internal control
(Shareholder proposal).
17 Proposal from shareholder to include Shr Against For
nuclear in Equinor's portfolio (Shareholder
proposal).
18 The board of directors' report on Corporate Shr Against Against
Governance.
19A Approval of the board of directors' Mgmt For For
remuneration policy on determination of
salary and other remuneration for leading
personnel.
19B Advisory vote of the board of directors' Mgmt For For
remuneration report for leading personnel.
20 Approval of remuneration for the company's Mgmt For For
external auditor for 2020.
21 Determination of remuneration for the Mgmt For For
corporate assembly members.
22 Determination of remuneration for the Mgmt For For
nomination committee members.
23 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market to continue operation of the
share savings plan for employees.
24 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market for subsequent annulment.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935378338
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 26-May-2021
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Angelakis Mgmt No vote
Susan K. Avery Mgmt No vote
Angela F. Braly Mgmt No vote
Ursula M. Burns Mgmt No vote
Kenneth C. Frazier Mgmt No vote
Joseph L. Hooley Mgmt No vote
Steven A. Kandarian Mgmt No vote
Douglas R. Oberhelman Mgmt No vote
Samuel J. Palmisano Mgmt No vote
Jeffrey W. Ubben Mgmt No vote
Darren W. Woods Mgmt No vote
Wan Zulkiflee Mgmt No vote
2. Ratification of Independent Auditors. Mgmt No vote
3. Advisory Vote to Approve Executive Mgmt No vote
Compensation.
4. Independent Chairman. Shr No vote
5. Special Shareholder Meetings. Shr No vote
6. Report on Scenario Analysis. Shr No vote
7. Report on Environmental Expenditures. Shr No vote
8. Report on Political Contributions. Shr No vote
9. Report on Lobbying. Shr No vote
10. Report on Climate Lobbying. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 712909045
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: OGM
Meeting Date: 29-Jul-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For
COMPANY
--------------------------------------------------------------------------------------------------------------------------
FERGUSON PLC Agenda Number: 713329503
--------------------------------------------------------------------------------------------------------------------------
Security: G3421J106
Meeting Type: AGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: JE00BJVNSS43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND: 208.2 CENTS PER Mgmt For For
ORDINARY SHARE
4 ELECT BILL BRUNDAGE AS DIRECTOR Mgmt For For
5 RE-ELECT TESSA BAMFORD AS DIRECTOR Mgmt For For
6 RE-ELECT GEOFF DRABBLE AS DIRECTOR Mgmt For For
7 RE-ELECT CATHERINE HALLIGAN AS DIRECTOR Mgmt For For
8 RE-ELECT KEVIN MURPHY AS DIRECTOR Mgmt For For
9 RE-ELECT ALAN MURRAY AS DIRECTOR Mgmt For For
10 RE-ELECT TOM SCHMITT AS DIRECTOR Mgmt For For
11 RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR Mgmt For For
12 RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR Mgmt For For
13 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
14 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
15 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
16 AUTHORISE ISSUE OF EQUITY Mgmt For For
17 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
18 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
19 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
CMMT 04 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 713739831
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.9 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 9 Mgmt For For
2.1 ELECTION OF DIRECTOR: PHILIP K.R. PASCALL Mgmt For For
2.2 ELECTION OF DIRECTOR: G. CLIVE NEWALL Mgmt For For
2.3 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For
2.4 ELECTION OF DIRECTOR: PETER ST. GEORGE Mgmt For For
2.5 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt For For
2.6 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt For For
2.7 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For
2.8 ELECTION OF DIRECTOR: DR. JOANNE K. WARNER Mgmt For For
2.9 ELECTION OF DIRECTOR: C. KEVIN MCARTHUR Mgmt For For
3 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
(CANADA) AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
4 BE IT RESOLVED, ON AN ADVISORY BASIS, AND Mgmt For For
NOT TO DIMINISH THE ROLE AND
RESPONSIBILITIES OF THE BOARD OF DIRECTORS
OF THE COMPANY, THAT THE SHAREHOLDERS
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE COMPANY'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
15, 2021
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935346999
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 27-Apr-2021
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Carol
Anthony ("John") Davidson
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Mark
Douglas
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: C. Scott
Greer
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K'Lynne
Johnson
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Dirk A.
Kempthorne
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Paul J.
Norris
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Margareth
Ovrum
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Robert C.
Pallash
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
FORTESCUE METALS GROUP LTD Agenda Number: 713181016
--------------------------------------------------------------------------------------------------------------------------
Security: Q39360104
Meeting Type: AGM
Meeting Date: 11-Nov-2020
Ticker:
ISIN: AU000000FMG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 AND 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DR ANDREW FORREST AO Mgmt For For
3 RE-ELECTION OF MR MARK BARNABA AM Mgmt For For
4 RE-ELECTION OF MS PENNY BINGHAM-HALL Mgmt For For
5 RE-ELECTION OF MS JENNIFER MORRIS OAM Mgmt For For
6 PARTICIPATION IN THE FORTESCUE METALS GROUP Mgmt For For
LTD PERFORMANCE RIGHTS PLAN BY MS ELIZABETH
GAINES
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 RENEWAL OF PROPORTIONAL TAKEOVER APPROVAL Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935412762
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 08-Jun-2021
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David P. Abney Mgmt For For
1.2 Election of Director: Richard C. Adkerson Mgmt For For
1.3 Election of Director: Robert W. Dudley Mgmt For For
1.4 Election of Director: Lydia H. Kennard Mgmt For For
1.5 Election of Director: Dustan E. McCoy Mgmt For For
1.6 Election of Director: John J. Stephens Mgmt For For
1.7 Election of Director: Frances Fragos Mgmt For For
Townsend
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2021.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713183096
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 30-Oct-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900837.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1009/2020100900809.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT IN WEALTH MANAGEMENT PRODUCTS
WITH SELF-OWNED FUNDS
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CONSTRUCTION PROJECT OF RESEARCH AND
DEVELOPMENT AND PRODUCTION BASE OF HIGH-END
POLYMER LITHIUM BATTERIES BY HUIZHOU
GANFENG LITHIUM BATTERY TECHNOLOGY CO., LTD
3 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE APPLICATION FOR BANK
FACILITIES AND PROVISION OF GUARANTEES BY
THE COMPANY AND ITS WHOLLY-OWNED
SUBSIDIARIES
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PROVISION OF FINANCIAL ASSISTANCE TO
AUSTRALIA-BASED RIM COMPANY BY GFL
INTERNATIONAL, A WHOLLY-OWNED SUBSIDIARY
AND RELATED PARTY TRANSACTION
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
BY-ELECTION OF A DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713393368
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1113/2020111301506.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1113/2020111301500.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE IMPLEMENTATION OF CAPITAL
INCREASE AND SHARE EXPANSION AND THE
INTRODUCTION OF AN EMPLOYEE SHAREHOLDING
PLATFORM BY GANFENG LITHIUM BATTERY, A
WHOLLY-OWNED SUBSIDIARY AND RELATED PARTY
TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713631960
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500781.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500763.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TYPE AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD AND TIMING OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TARGET SUBSCRIBERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: NUMBER TO BE ISSUED
1.5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD OF PRICING
1.6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: ACCUMULATED PROFITS BEFORE THE
ISSUANCE
1.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: USE OF PROCEEDS
1.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: VALIDITY PERIOD OF THE RESOLUTION
1.9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: APPLICATION FOR LISTING
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF SPECIFIC MANDATE
3 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
BANK FACILITIES AND PROVISION OF GUARANTEES
BY THE COMPANY AND ITS SUBSIDIARIES
4 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEES TO THE CONTROLLED SUBSIDIARY
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713631972
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 17-Mar-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500793.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0225/2021022500774.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TYPE AND NOMINAL VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD AND TIMING OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: TARGET SUBSCRIBERS
1.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: NUMBER TO BE ISSUED
1.5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: METHOD OF PRICING
1.6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: ACCUMULATED PROFITS BEFORE THE
ISSUANCE
1.7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: USE OF PROCEEDS
1.8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: VALIDITY PERIOD OF THE RESOLUTION
1.9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF H SHARES UNDER SPECIFIC
MANDATE: APPLICATION FOR LISTING
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF SPECIFIC MANDATE
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 713895540
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 30-Apr-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041201102.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0412/2021041201084.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE IN ITS WHOLLY-SUBSIDIARY
SHANGHAI GANFENG
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714024231
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802986.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042803006.pdf
1 TO CONSIDER AND APPROVE PROPOSED ADOPTION Mgmt Split 95% For Split
OF THE 2021 SHARE OPTION INCENTIVE SCHEME
2 TO CONSIDER AND APPROVE REGARDING THE Mgmt Split 95% For Split
ASSESSMENT MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF THE 2021 SHARE OPINION
INCENTIVE SCHEME
3 TO CONSIDER AND APPROVE PROPOSED Mgmt Split 95% For Split
AUTHORIZATION TO THE BOARD TO DEAL WITH
RELEVANT MATTERS IN RELATION TO THE 2021
SHARE OPTION INCENTIVE SCHEME
CMMT 05 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NOTICE LINK. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714047998
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 04-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802994.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802982.pdf
O.1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt Split 95% For Split
THE BOARD OF DIRECTORS FOR 2020
O.2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt Split 95% For Split
THE BOARD OF SUPERVISORS FOR 2020
O.3 TO CONSIDER AND APPROVE THE 2020 ANNUAL Mgmt Split 95% For Split
REPORT, SUMMARY OF THE ANNUAL REPORT AND
ANNUAL RESULTS ANNOUNCEMENT
O.4 TO CONSIDER AND APPROVE THE 2020 FINANCIAL Mgmt Split 95% For Split
REPORT AS RESPECTIVELY AUDITED BY THE
DOMESTIC AND OVERSEAS AUDITORS
O.5 TO CONSIDER AND APPROVE ENGAGEMENT OF Mgmt Split 95% For Split
DOMESTIC AND OVERSEAS AUDITORS AND THE
INTERNAL CONTROL AUDITORS FOR 2021
O.6 TO CONSIDER AND APPROVE DETERMINATION OF Mgmt Split 95% For Split
DIRECTORS' EMOLUMENTS
O.7 TO CONSIDER AND APPROVE DETERMINATION OF Mgmt Split 95% For Split
SUPERVISORS' EMOLUMENTS
O.8 TO CONSIDER AND APPROVE THE PROFIT Mgmt Split 95% For Split
DISTRIBUTION PROPOSAL FOR 2021
O.9 TO CONSIDER AND APPROVE CAPITAL INCREASE IN Mgmt Split 95% For Split
ITS WHOLLYOWNED SUBSIDIARY
S.1 TO CONSIDER AND APPROVE GRANT OF GENERAL Mgmt Split 95% For Split
MANDATE TO THE BOARD OF THE COMPANY
S.2 TO CONSIDER AND APPROVE GENERAL MANDATE TO Mgmt Split 95% For Split
ISSUE DOMESTIC AND OVERSEAS DEBT FINANCING
INSTRUMENTS
S.3 TO CONSIDER AND APPROVE ENGAGEMENT IN Mgmt Split 95% For Split
FOREIGN EXCHANGE HEDGING BUSINESS BY THE
COMPANY AND ITS SUBSIDIARIES
S.4 TO CONSIDER AND APPROVE THE CONTINUING Mgmt Split 95% For Split
RELATED-PARTY TRANSACTIONS FOR 2021
S.5 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Split 95% For Split
GUARANTEES TO THE CONTROLLED SUBSIDIARY
S.6 TO CONSIDER AND APPROVE PROPOSED ADOPTION Mgmt Split 95% For Split
OF THE 2021 SHARE OPTION INCENTIVE SCHEME
S.7 TO CONSIDER AND APPROVE REGARDING THE Mgmt Split 95% For Split
ASSESSMENT MANAGEMENT MEASURES FOR THE
IMPLEMENTATION OF THE 2021 SHARE OPINION
INCENTIVE SCHEME
S.8 TO CONSIDER AND APPROVE PROPOSED Mgmt Split 95% For Split
AUTHORIZATION TO THE BOARD TO DEAL WITH
RELEVANT MATTERS IN RELATION TO THE 2021
SHARE OPTION INCENTIVE SCHEME
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714306760
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060700991.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0607/2021060701007.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE IN CONTINUING RELATED-PARTY
TRANSACTIONS FORECAST FOR 2021
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
POSSIBLE OFFER FOR BACANORA BY SHANGHAI
GANFENG, A WHOLLY-OWNED SUBSIDIARY OF THE
COMPANY, INVOLVING MINING RIGHTS INVESTMENT
AND RELATED-PARTY TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
GAZPROM PJSC Agenda Number: 714312256
--------------------------------------------------------------------------------------------------------------------------
Security: 368287207
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: US3682872078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT Mgmt No vote
2 APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS Mgmt No vote
(FINANCIAL STATEMENTS)
3 APPROVAL OF THE COMPANY'S 2020 PROFIT Mgmt No vote
ALLOCATION
4 ON THE AMOUNT OF DIVIDENDS, THE TIMING AND Mgmt No vote
FORM OF THEIR PAYMENT BASED ON THE 2020
PERFORMANCE, AND ON ESTABLISHING THE DATE,
AS OF WHICH THE PERSONS ENTITLED TO
DIVIDENDS ARE DETERMINED
5 APPROVAL OF THE COMPANY'S AUDITOR Mgmt No vote
CMMT REGARDING ITEM 6: MEMBERS OF THE BOARD OF Non-Voting
DIRECTORS ARE SDNS, THEREFORE ANY
INSTRUCTIONS RECEIVED FOR THE ITEM 6 WILL
NOT BE VOTED OR COUNTED
6 ON PAYMENT OF THE REMUNERATION FOR SERVING Non-Voting
ON THE BOARD OF DIRECTORS TO THE BOARD OF
DIRECTORS MEMBERS, OTHER THAN CIVIL
SERVANTS, IN THE AMOUNT ESTABLISHED IN THE
COMPANY'S INTERNAL DOCUMENTS
7 ON PAYMENT OF THE REMUNERATION FOR SERVING Mgmt No vote
ON THE AUDIT COMMISSION TO THE AUDIT
COMMISSION MEMBERS, OTHER THAN CIVIL
SERVANTS, IN THE AMOUNT ESTABLISHED IN THE
COMPANY'S INTERNAL DOCUMENTS
8 ON AMENDMENTS TO PJSC GAZPROM ARTICLES OF Mgmt No vote
ASSOCIATION
9 ON AMENDMENTS TO THE REGULATION ON PJSC Mgmt No vote
GAZPROM BOARD OF DIRECTORS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
CMMT REGARDING ITEM 10: ANY INSTRUCTION BY A GDR Non-Voting
HOLDER THAT INCLUDES A VOTE IN FAVOR OF A
BOARD OF DIRECTOR THAT IS AN SDN (AS
DEFINED BELOW) OR SANCTIONED PERSON (ITEM
10.1 AND 10.8), ITEM 10 WILL BE CONSIDERED
NULL AND VOID AND DISREGARDED FOR ALL
DIRECTORS AND NO VOTING INSTRUCTIONS FOR
THAT ENTIRE RESOLUTION FROM SUCH GDR HOLDER
WILL BE VOTED OR COUNTED
10.1 ELECTION OF MEMBER OF THE COMPANY'S BOARD Non-Voting
OF DIRECTORS: MR. ANDREY IGOREVICH AKIMOV
10.2 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VIKTOR ALEKSEEVICH ZUBKOV
10.3 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. TIMUR ASKAROVICH KULIBAEV
10.4 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. DENIS VALENTINOVICH
MANTUROV
10.5 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VITALY ANATOLIEVICH
MARKELOV
10.6 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VIKTOR GEORGIEVICH
MARTYNOV
10.7 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. VLADIMIR ALEXANDROVICH
MAU
10.8 ELECTION OF MEMBER OF THE COMPANY'S BOARD Non-Voting
OF DIRECTORS: MR. ALEXEY BORISOVICH MILLER
10.9 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. ALEXANDER VALENTINOVICH
NOVAK
10.10 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. MIKHAIL LEONIDOVICH
SEREDA
10.11 ELECTION OF MEMBER OF THE COMPANY'S BOARD Mgmt No vote
OF DIRECTORS: MR. NIKOLAI GRIGORIEVICH
SHULGINOV
11.1 ELECT THE FOLLOWING MEMBER TO PJSC GAZPROM Mgmt No vote
AUDIT COMMISSION: MS. TATIANA VALENTINOVNA
ZOBKOVA
11.2 ELECT THE FOLLOWING MEMBER TO PJSC GAZPROM Mgmt No vote
AUDIT COMMISSION: MR. ILYA IGOREVICH KARPOV
11.3 ELECT THE FOLLOWING MEMBER TO PJSC GAZPROM Mgmt No vote
AUDIT COMMISSION: MS. TATIANA VLADIMIROVNA
FISENKO
11.4 ELECT THE FOLLOWING MEMBER TO PJSC GAZPROM Mgmt No vote
AUDIT COMMISSION: MR. PAVEL GENNADIEVICH
SHUMOV-
11.5 ELECTION OF MEMBER OF THE COMPANY'S AUDIT Mgmt No vote
COMMISSION. MR. ALEXEY VYACHESLAVOVICH
YAKOVLEV
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 592963 DUE TO RECEIPT OF CHANGE
IN RECORD DATE TO 31 MAY 2021. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GEBERIT AG Agenda Number: 713679491
--------------------------------------------------------------------------------------------------------------------------
Security: H2942E124
Meeting Type: OGM
Meeting Date: 14-Apr-2021
Ticker:
ISIN: CH0030170408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
ARE REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE BUSINESS AND FINANCIAL Mgmt For For
REVIEW, THE FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR 2020,
ACCEPTANCE OF THE AUDITORS' REPORTS
2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For
AVAILABLE EARNINGS: CHF 11.40 PER SHARE
3 FORMAL APPROVAL OF THE ACTIONS OF THE BOARD Mgmt For For
OF DIRECTORS
4.1.1 RE-ELECTION OF ALBERT M. BAEHNY AS A MEMBER Mgmt For For
OF THE BOARD OF DIRECTORS AND AS CHAIRMAN
OF THE BOARD OF DIRECTORS
4.1.2 RE-ELECTION OF FELIX R. EHRAT: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT FELIX R. EHRAT BE
RE-ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.3 RE-ELECTION OF WERNER KARLEN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT WERNER KARLEN BE
RE-ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.4 RE-ELECTION OF BERNADETTE KOCH: THE BOARD Mgmt For For
OF DIRECTORS PROPOSES THAT BERNADETTE KOCH
BE RE-ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.1.5 RE-ELECTION OF EUNICE ZEHNDER-LAI: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT EUNICE
ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF
THE BOARD OF DIRECTORS UNTIL THE CLOSING OF
THE NEXT ORDINARY GENERAL MEETING
4.1.6 ELECTION OF THOMAS BACHMANN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT THOMAS BACHMANN BE
ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.2.1 RE-ELECTION OF WERNER KARLEN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT WERNER KARLEN BE
RE-ELECTED AS A MEMBER OF THE COMPENSATION
COMMITTEE UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
4.2.2 RE-ELECTION OF EUNICE ZEHNDER-LAI: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT EUNICE
ZEHNDER-LAI BE RE-ELECTED AS A MEMBER OF
THE COMPENSATION COMMITTEE UNTIL THE
CLOSING OF THE NEXT ORDINARY GENERAL
MEETING. IF EUNICE ZEHNDER-LAI IS
RE-ELECTED AS A MEMBER OF THE COMPENSATION
COMMITTEE, THE BOARD OF DIRECTORS INTENDS
TO APPOINT HER AS CHAIRWOMAN OF THE
COMPENSATION COMMITTEE
4.2.3 ELECTION OF THOMAS BACHMANN: THE BOARD OF Mgmt For For
DIRECTORS PROPOSES THAT THOMAS BACHMANN BE
ELECTED AS A MEMBER OF THE COMPENSATION
COMMITTEE UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
5 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES THAT THE
LAWYER'S OFFICE HBA RECHTSANWALTE AG,
ZURICH, REPRESENTED BY ROGER MULLER,
LAWYER, BE RE-ELECTED AS THE INDEPENDENT
PROXY UNTIL THE CLOSING OF THE NEXT
ORDINARY GENERAL MEETING
6 RE-APPOINTMENT OF THE AUDITORS: THE BOARD Mgmt For For
OF DIRECTORS PROPOSES THAT
PRICEWATERHOUSECOOPERS AG BE RE-APPOINTED
AS AUDITORS FOR THE 2021 BUSINESS YEAR
7.1 CONSULTATIVE VOTE ON THE 2020 REMUNERATION Mgmt For For
REPORT
7.2 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION AMOUNT FOR THE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE PERIOD UNTIL THE
NEXT ORDINARY GENERAL MEETING
7.3 APPROVAL OF THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION AMOUNT FOR THE MEMBERS OF THE
GROUP EXECUTIVE BOARD FOR THE BUSINESS YEAR
2022
8 REDUCTION IN CAPITAL: REDUCTION IN THE Mgmt For For
SHARE CAPITAL BY CANCELLING 1,167,094 OF
THE COMPANY'S SHARES THAT WERE ACQUIRED AS
PART OF THE SHARE BUYBACK PROGRAMME
ANNOUNCED ON 6 JUNE 2017 AND CONCLUDED ON
30 APRIL 2020 AS WELL AS THE SHARE BUYBACK
PROGRAMME STARTED ON 17 SEPTEMBER 2020, NOT
CONCLUDED YET
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 713733740
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2020
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT ANTHONY HAYWARD AS A DIRECTOR Mgmt For For
4 TO RE-ELECT IVAN GLASENBERG AS A DIRECTOR, Mgmt For For
FOR A TERM EXPIRING ON 30 JUNE 2021
5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt For For
7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For
DIRECTOR
10 TO ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR A DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
13 TO APPROVE RULES OF THE GLENCORE PLC Mgmt For For
INCENTIVE PLAN
14 TO APPROVE COMPANY'S CLIMATE ACTION Mgmt For For
TRANSITION PLAN DATED 4TH DECEMBER 2020
15 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY AS SET OUT IN THE 2020 ANNUAL REPORT
16 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2020 ANNUAL REPORT
17 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
18 SUBJECT TO THE PASSING OF RESOLUTION 17, TO Mgmt For For
RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
19 SUBJECT TO THE PASSING OF RESOLUTION 17, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 18, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
20 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
HALMA PLC Agenda Number: 712982289
--------------------------------------------------------------------------------------------------------------------------
Security: G42504103
Meeting Type: AGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: GB0004052071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For
THE DIRECTORS (INCLUDING THE STRATEGIC
REPORT) AND THE AUDITOR FOR THE YEAR ENDED
31 MARCH 2020
2 TO DECLARE A FINAL DIVIDEND OF 9.96P PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 MARCH 2020,
PAYABLE ON 1 OCTOBER 2020 TO SHAREHOLDERS
ON THE REGISTER OF MEMBERS AT THE CLOSE OF
BUSINESS ON 28 AUGUST 2020
3 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 MARCH 2020 AS SET OUT ON
PAGES 77 TO 95 OF THE ANNUAL REPORT AND
ACCOUNTS 2020
4 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT ANDREW WILLIAMS AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-ELECT ADAM MEYERS AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT DANIELA BARONE SOARES AS A Mgmt For For
DIRECTOR OF THE COMPANY
8 TO RE-ELECT ROY TWITE AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO RE-ELECT TONY RICE AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO RE-ELECT CAROLE CRAN AS A DIRECTOR OF Mgmt For For
THE COMPANY
11 TO RE-ELECT JO HARLOW AS A DIRECTOR OF THE Mgmt For For
COMPANY
12 TO RE-ELECT JENNIFER WARD AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT MARC RONCHETTI AS A DIRECTOR OF Mgmt For For
THE COMPANY
14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
15 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For
THE AUDIT COMMITTEE, TO DETERMINE THE
REMUNERATION OF THE AUDITOR
16 AUTHORITY TO ALLOT SHARES Mgmt For For
17 THAT, IN ACCORDANCE WITH SECTIONS 366 AND Mgmt For For
367 OF THE 2006 ACT, THE COMPANY AND ANY
COMPANY WHICH IS, OR BECOMES, A SUBSIDIARY
OF THE COMPANY AT ANY TIME DURING THE
PERIOD FOR WHICH THIS RESOLUTION HAS
EFFECT, BE AUTHORISED TO: A. MAKE POLITICAL
DONATIONS TO POLITICAL PARTIES AND/OR
INDEPENDENT ELECTION CANDIDATES NOT
EXCEEDING GBP 100,000 IN TOTAL; B. MAKE
POLITICAL DONATIONS TO POLITICAL
ORGANISATIONS, OTHER THAN POLITICAL
PARTIES, NOT EXCEEDING GBP 100,000 IN
TOTAL; AND C. INCUR POLITICAL EXPENDITURE
NOT EXCEEDING GBP 100,000 IN TOTAL, (AS
SUCH TERMS ARE DEFINED IN PART 14 OF THE
2006 ACT) DURING THE PERIOD BEGINNING ON
THE DATE OF THE PASSING OF THIS RESOLUTION
AND ENDING ON THE EARLIER OF (I) THE
CONCLUSION OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN 2021 AND (II) 30
SEPTEMBER 2021, PROVIDED THAT THE AGGREGATE
AMOUNT OF ALL POLITICAL DONATIONS AND
POLITICAL EXPENDITURE MADE OR INCURRED
UNDER PARAGRAPHS A., B. AND C. ABOVE SHALL
NOT EXCEED GBP 100,000 IN TOTAL
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
22 THAT THE ARTICLES OF ASSOCIATION AS Mgmt For For
PRODUCED TO THE MEETING AND INITIALLED BY
THE CHAIRMAN (FOR THE PURPOSE OF
IDENTIFICATION) BE ADOPTED AS THE ARTICLES
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION, WITH
EFFECT FROM THE CONCLUSION OF THE AGM
--------------------------------------------------------------------------------------------------------------------------
HESS CORPORATION Agenda Number: 935406872
--------------------------------------------------------------------------------------------------------------------------
Security: 42809H107
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: HES
ISIN: US42809H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: T.J. CHECKI
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: L.S.
COLEMAN, JR.
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J. DUATO
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J.B. HESS
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: E.E.
HOLIDAY
1F. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: M.S.
LIPSCHULTZ
1G. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: D. MCMANUS
1H. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K.O. MEYERS
1I. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: K.F.
OVELMEN
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: J.H.
QUIGLEY
1K. Election of Director to serve for a Mgmt For For
one-year term expiring in 2022: W.G.
SCHRADER
2. Advisory approval of the compensation of Mgmt For For
our named executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accountants for the year ending
December 31, 2021.
4. Approval of amendment no. 1 to our 2017 Mgmt For For
long term incentive plan.
--------------------------------------------------------------------------------------------------------------------------
IDEX CORPORATION Agenda Number: 935361484
--------------------------------------------------------------------------------------------------------------------------
Security: 45167R104
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: IEX
ISIN: US45167R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of three Mgmt For For
years: WILLIAM M. COOK
1B. Election of Director for a term of three Mgmt For For
years: MARK A. BUTHMAN
1C. Election of Director for a term of three Mgmt For For
years: LAKECIA N. GUNTER
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL OIL LTD Agenda Number: 713707240
--------------------------------------------------------------------------------------------------------------------------
Security: 453038408
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CA4530384086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.G AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: D.W. (DAVID) CORNHILL Mgmt For For
1.B ELECTION OF DIRECTOR: B.W. (BRADLEY) CORSON Mgmt For For
1.C ELECTION OF DIRECTOR: M.R. (MATTHEW) Mgmt For For
CROCKER
1.D ELECTION OF DIRECTOR: K.T. (KRYSTYNA) HOEG Mgmt For For
1.E ELECTION OF DIRECTOR: M.C. (MIRANDA) HUBBS Mgmt For For
1.F ELECTION OF DIRECTOR: J.M. (JACK) MINTZ Mgmt For For
1.G ELECTION OF DIRECTOR: D.S. (DAVID) Mgmt For For
SUTHERLAND
2 PRICEWATERHOUSECOOPERS LLP BE REAPPOINTED Mgmt For For
AS AUDITORS OF THE COMPANY
3 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against For
PROPOSAL: SHAREHOLDER PROPOSAL (SET OUT IN
APPENDIX B OF THE COMPANY'S MANAGEMENT
PROXY CIRCULAR). SHAREHOLDER PROPOSAL
(ADOPTION OF A CORPORATE WIDE AMBITION TO
ACHIEVE NET ZERO CARBON EMISSIONS)
--------------------------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda Number: 713029367
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446C100
Meeting Type: EGM
Meeting Date: 04-Sep-2020
Ticker:
ISIN: CNE1000003K3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0814/2020081400874.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0814/2020081400889.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ISSUANCE OF CORPORATE BONDS IN THE PRC BY
THE COMPANY, AND TO AUTHORISE THE BOARD
(THE "BOARD") OF DIRECTORS OF THE COMPANY
AND THE BOARD COMMITTEE AS AUTHORISED BY
THE BOARD TO DEAL WITH THE RELEVANT MATTERS
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF EGM DATED 17 AUGUST 2020)
--------------------------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda Number: 713355180
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446C100
Meeting Type: EGM
Meeting Date: 07-Dec-2020
Ticker:
ISIN: CNE1000003K3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110901005.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1109/2020110900975.pdf
1 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
CONSOLIDATED SUPPLY AND SERVICES AGREEMENT
I ENTERED INTO BETWEEN THE COMPANY AND
JIANGXI COPPER CORPORATION LIMITED ("JCC")
ON 27 SEPTEMBER 2020 IN RESPECT OF THE
SUPPLY OF VARIOUS MATERIALS AND PROVISION
OF CONSOLIDATED SERVICES BY JCC AND ITS
SUBSIDIARIES (OTHER THAN THE COMPANY AND
ITS SUBSIDIARIES FROM TIME TO TIME
(COLLECTIVELY, THE "GROUP")) FROM TIME TO
TIME (THE "JCC GROUP") TO THE GROUP AND THE
TRANSACTIONS AND THE ANNUAL CAPS
CONTEMPLATED THEREUNDER
2 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
CONSOLIDATED SUPPLY AND SERVICES AGREEMENT
II ENTERED INTO BETWEEN THE COMPANY AND JCC
ON 27 SEPTEMBER 2020 IN RESPECT OF THE
SUPPLY OF VARIOUS MATERIALS AND PROVISION
OF CONSOLIDATED SERVICES BY THE COMPANY TO
THE JCC GROUP AND THE TRANSACTIONS AND THE
ANNUAL CAPS CONTEMPLATED THEREUNDER
3 TO APPROVE, RATIFY AND CONFIRM THE LAND USE Mgmt For For
RIGHTS LEASING AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND JCC ON 27 SEPTEMBER
2020 IN RELATION TO THE LEASING OF THE LAND
USE RIGHTS OF THE LANDS FROM JCC TO THE
GROUP AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
JIANGXI COPPER CO LTD Agenda Number: 714038898
--------------------------------------------------------------------------------------------------------------------------
Security: Y4446C100
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: CNE1000003K3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802296.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0428/2021042802270.pdf
1 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES FOR GENERAL MEETINGS OF THE
COMPANY (PARTICULARS OF WHICH ARE SET OUT
IN THE CIRCULAR OF THE COMPANY DATED 29
APRIL 2021 (THE "CIRCULAR"))
2 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES FOR BOARD OF DIRECTORS OF THE
COMPANY (PARTICULARS OF WHICH ARE SET OUT
IN THE CIRCULAR)
3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES FOR INDEPENDENT DIRECTORS OF THE
COMPANY (PARTICULARS OF WHICH ARE SET OUT
IN THE CIRCULAR)
4 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD (THE "BOARD") OF DIRECTORS (THE
"DIRECTOR(S)") OF THE COMPANY FOR THE YEAR
OF 2020
5 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR OF
2020
6 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL REPORT AND THE ANNUAL REPORT AND
ITS SUMMARY OF THE COMPANY FOR THE YEAR OF
2020
7 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
DISTRIBUTION OF PROFIT OF THE COMPANY FOR
THE YEAR OF 2020
8 TO APPOINT ERNST & YOUNG HUA MING LLP AS Mgmt For For
THE DOMESTIC AND INTERNAL AUDITORS AND
ERNST & YOUNG AS THE OVERSEAS AUDITORS OF
THE COMPANY RESPECTIVELY FOR THE YEAR 2021,
AND TO AUTHORIZE ANY ONE EXECUTIVE DIRECTOR
TO DETERMINE THEIR REMUNERATIONS AT HIS
DISCRETION IN ACCORDANCE WITH THEIR AMOUNT
OF WORK AND TO HANDLE AND ENTER INTO THE
SERVICE AGREEMENTS WITH ERNST & YOUNG HUA
MING LLP AND ERNST & YOUNG
9 TO APPROVE ANNUAL REMUNERATION SCHEME OF Mgmt For For
ALL THE DIRECTORS OF THE NINTH SESSION OF
THE BOARD DURING THEIR TERMS OF OFFICE AND
TO AUTHORISE THE BOARD TO DETERMINE AND
APPROVE THE PAYMENT OF THE ANNUAL
REMUNERATION
10 TO APPROVE ANNUAL REMUNERATION SCHEME OF Mgmt For For
ALL THE SUPERVISORS OF THE NINTH SESSION OF
THE SUPERVISORY COMMITTEE DURING THEIR
TERMS OF OFFICE AND TO AUTHORISE THE BOARD
TO DETERMINE AND APPROVE THE PAYMENT OF THE
ANNUAL REMUNERATION
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 11.I THROUGH 11.VI. WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
11.I TO ELECT EXECUTIVE DIRECTOR FOR THE TERM OF Mgmt For For
OFFICE COMMENCING ON THE DATE OF THE AGM TO
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY FOR THE YEAR OF 2023 AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH HIM: MR. ZHENG GAOQIN
11.II TO ELECT EXECUTIVE DIRECTOR FOR THE TERM OF Mgmt For For
OFFICE COMMENCING ON THE DATE OF THE AGM TO
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY FOR THE YEAR OF 2023 AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH HIM: MR. WANG BO
11III TO ELECT EXECUTIVE DIRECTOR FOR THE TERM OF Mgmt For For
OFFICE COMMENCING ON THE DATE OF THE AGM TO
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY FOR THE YEAR OF 2023 AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH HIM: MR. GAO JIAN-MIN
11.IV TO ELECT EXECUTIVE DIRECTOR FOR THE TERM OF Mgmt For For
OFFICE COMMENCING ON THE DATE OF THE AGM TO
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY FOR THE YEAR OF 2023 AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH HIM: MR. LIANG QING
11.V TO ELECT EXECUTIVE DIRECTOR FOR THE TERM OF Mgmt For For
OFFICE COMMENCING ON THE DATE OF THE AGM TO
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY FOR THE YEAR OF 2023 AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH HIM: MR. LIU FANGYUN
11.VI TO ELECT EXECUTIVE DIRECTOR FOR THE TERM OF Mgmt For For
OFFICE COMMENCING ON THE DATE OF THE AGM TO
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY FOR THE YEAR OF 2023 AND TO
AUTHORISE ANY ONE EXECUTIVE DIRECTOR TO
ENTER INTO THE SERVICE CONTRACT OR LETTER
OF APPOINTMENT ON BEHALF OF THE COMPANY
WITH HIM: MR. YU TONG
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 12.I THROUGH 12.IV. WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
12.I TO ELECT INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For
FOR THE TERM OF OFFICE COMMENCING ON THE
DATE OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. LIU ERH FEI
12.II TO ELECT INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For
FOR THE TERM OF OFFICE COMMENCING ON THE
DATE OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. LIU XIKE
12III TO ELECT INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For
FOR THE TERM OF OFFICE COMMENCING ON THE
DATE OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. ZHU XINGWEN
12.IV TO ELECT INDEPENDENT NON-EXECUTIVE DIRECTOR Mgmt For For
FOR THE TERM OF OFFICE COMMENCING ON THE
DATE OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. WANG FENG
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 13.I THROUGH 13.III. WILL
BE PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
13.I TO ELECT SUPERVISOR OF THE COMPANY (THE Mgmt For For
"SUPERVISORS") REPRESENTING THE
SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") AND TO CONFIRM THE
APPOINTMENT OF THE SUPERVISORS REPRESENTING
THE STAFF AND WORKERS OF THE COMPANY FOR
THE TERM OF OFFICE COMMENCING ON THE DATE
OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. GUAN YONGMIN
13.II TO ELECT SUPERVISOR OF THE COMPANY (THE Mgmt For For
"SUPERVISORS") REPRESENTING THE
SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") AND TO CONFIRM THE
APPOINTMENT OF THE SUPERVISORS REPRESENTING
THE STAFF AND WORKERS OF THE COMPANY FOR
THE TERM OF OFFICE COMMENCING ON THE DATE
OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. WU DONGHUA
13III TO ELECT SUPERVISOR OF THE COMPANY (THE Mgmt For For
"SUPERVISORS") REPRESENTING THE
SHAREHOLDERS OF THE COMPANY (THE
"SHAREHOLDERS") AND TO CONFIRM THE
APPOINTMENT OF THE SUPERVISORS REPRESENTING
THE STAFF AND WORKERS OF THE COMPANY FOR
THE TERM OF OFFICE COMMENCING ON THE DATE
OF THE AGM TO THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY FOR THE YEAR
OF 2023 AND TO AUTHORISE ANY ONE EXECUTIVE
DIRECTOR TO ENTER INTO THE SERVICE CONTRACT
OR LETTER OF APPOINTMENT ON BEHALF OF THE
COMPANY WITH HIM: MR. ZHANG JIANHUA
--------------------------------------------------------------------------------------------------------------------------
KUBOTA CORPORATION Agenda Number: 713622086
--------------------------------------------------------------------------------------------------------------------------
Security: J36662138
Meeting Type: AGM
Meeting Date: 19-Mar-2021
Ticker:
ISIN: JP3266400005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Kimata, Masatoshi Mgmt For For
1.2 Appoint a Director Kitao, Yuichi Mgmt For For
1.3 Appoint a Director Yoshikawa, Masato Mgmt For For
1.4 Appoint a Director Kurosawa, Toshihiko Mgmt For For
1.5 Appoint a Director Watanabe, Dai Mgmt For For
1.6 Appoint a Director Matsuda, Yuzuru Mgmt For For
1.7 Appoint a Director Ina, Koichi Mgmt For For
1.8 Appoint a Director Shintaku, Yutaro Mgmt For For
1.9 Appoint a Director Arakane, Kumi Mgmt For For
2 Appoint a Corporate Auditor Furusawa, Yuri Mgmt For For
3 Approve Details of the Compensation to be Mgmt For For
received by Directors
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORP Agenda Number: 713794611
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: AGM
Meeting Date: 07-May-2021
Ticker:
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.9 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt For For
1.2 ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL Mgmt For For
1.3 ELECTION OF DIRECTOR: MARIE INKSTER Mgmt For For
1.4 ELECTION OF DIRECTOR: PETER C. JONES Mgmt For For
1.5 ELECTION OF DIRECTOR: JACK O. LUNDIN Mgmt For For
1.6 ELECTION OF DIRECTOR: LUKAS H. LUNDIN Mgmt For For
1.7 ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt For For
1.8 ELECTION OF DIRECTOR: KAREN P. PONIACHIK Mgmt For For
1.9 ELECTION OF DIRECTOR: CATHERINE J. G. Mgmt For For
STEFAN
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX
THE REMUNERATION PAID TO THE AUDITORS
3 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt For For
PASSING, WITH OR WITHOUT VARIATION, AN
ORDINARY, NON-BINDING RESOLUTION, ON AN
ADVISORY BASIS AND NOT TO DIMINISH THE ROLE
AND RESPONSIBILITIES OF THE BOARD, TO
ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE CORPORATION'S
MANAGEMENT INFORMATION CIRCULAR
4 CONFIRM AMENDED AND RESTATED BY-LAW NO. 1 Mgmt For For
OF THE CORPORATION IN THE FORM OF
RESOLUTION PRESENTED IN THE CORPORATION'S
MANAGEMENT INFORMATION CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713402030
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 10-Dec-2020
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
SHARES OF PJSC MMC NORILSK NICKEL FOR NINE
MONTHS OF 2020. 1. PAY OUT DIVIDENDS ON
ORDINARY NOMINAL SHARES OF PJSC MMC NORILSK
NICKEL FOR THE NINE MONTHS OF 2020 IN CASH
AT RUB 623,35 PER ORDINARY SHARE. 2. TO
SET DECEMBER 24TH, 2020 AS THE DATE FOR
DETERMINING WHICH PERSONS ARE ENTITLED TO
RECEIVE THE DIVIDENDS
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 713989032
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 19-May-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO RATIFY THE 2020 REPORT FROM PJSC MMC Mgmt No vote
NORILSK NICKEL
2 TO RATIFY THE 2020 ANNUAL ACCOUNTING Mgmt No vote
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE 2020 PJSC MMC NORILSK NICKEL Mgmt No vote
CONSOLIDATE FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt No vote
NICKEL FOR 2020, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2020: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2020 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2020 IN CASH
IN THE AMOUNT OF RUB 1 021,22 PER ORDINARY
SHARE. 3. SET JUNE 1, 2021 AS THE RECORD
DATE FOR DETERMINING PERSONS ELIGIBLE TO
RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY VALENTINOVICH BARBASHEV
5.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY LEONIDOVICH BATEKHIN
5.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ALEXEY VLADIMIROVICH BASHKIROV
5.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY BORISOVICH BRATUKHIN
5.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
SERGEY NIKOLAEVICH VOLK
5.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
MARIANNA ALEXANDROVNA ZAKHAROVA
5.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
LUCHITSKY STANISLAV LVOVICH
5.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL: ROGER
LLEWELYN MUNNINGS
5.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
GARETH PETER PENNY
5.10 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL: MAXIM
VLADIMIROVICH POLETAEV
5.11 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
VYACHESLAV ALEXEEVICH SOLOMIN
5.12 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
EVGENY ARKADIEVICH SCHWARTZ
5.13 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTORS OF PJSC MMC NORILSK NICKEL:
ROBERT WILLEM JOHN EDWARDS
6.1 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION AT PJSC MMC NORILSK NICKEL:
ALEXEY SERGEEVICH DZYBALOV
6.2 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION AT PJSC MMC NORILSK NICKEL: ANNA
VIKTOROVNA MASALOVA
6.3 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION AT PJSC MMC NORILSK NICKEL:
GEORGIY EDUARDOVICH SVANIDZE
6.4 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION AT PJSC MMC NORILSK NICKEL:
VLADIMIR NIKOLAEVICH SHILKOV
6.5 ELECTING MEMBER TO THE INTERNAL AUDIT Mgmt No vote
COMMISSION AT PJSC MMC NORILSK NICKEL:
ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt No vote
RUSSIAN ACCOUNTING STANDARDS FINANCIAL
STATEMENTS FOR PJSC MMC NORILSK NICKEL FOR
2021
8 TO APPROVE JSC KPMG AS THE AUDITOR OF Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENTS FOR PJSC
MMC NORILSK NICKEL FOR 2021 AND INTERIM
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FIRST HALF OF 2021
9 REMUNERATION FOR AND REIMBURSEMENT OF Mgmt No vote
EXPENSES INCURRED BY MEMBERS OF THE BOARD
OF DIRECTORS AT PJSC MMC NORILSK NICKEL: 1.
TO ESTABLISH THAT THE MEMBERS OF THE BOARD
OF DIRECTORS OF PJSC MMC NORILSK NICKEL
SHALL RECEIVE REMUNERATION AND
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF THEIR DUTIES IN ACCORDANCE
WITH THE POLICY ON REMUNERATION OF MEMBERS
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL APPROVED BY THE AGM
RESOLUTION ON MAY 13, 2020. 2. THE CHAIRMAN
OF THE BOARD OF DIRECTORS OF PJSC MMC
NORILSK NICKEL ELECTED AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS AT THE FIRST MEETING
OF THE BOARD OF DIRECTORS HELD AFTER THIS
MEETING SHALL RECEIVE REMUNERATION,
REIMBURSEMENT OF EXPENSES RELATED TO
PERFORMANCE OF HIS/HER DUTIES AND CASUALTY
INSURANCE IN THE FOLLOWING AMOUNTS AND
PROCEDURE: 2.1. REMUNERATION IN THE AMOUNT
OF USD 1,000,000 (ONE MILLION) PER YEAR
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS IN RUBLES AT THE
EXCHANGE RATE SET BY THE CENTRAL BANK OF
THE RUSSIAN FEDERATION ON THE LAST BUSINESS
DAY OF THE REPORTING QUARTER. THE
REMUNERATION AMOUNT IS INDICATED AFTER
DEDUCTING TAXES UNDER THE APPLICABLE
RUSSIAN LAWS. THE ABOVE REMUNERATION SHALL
BE ESTABLISHED FOR THE PERIOD FROM THE DATE
WHEN A DIRECTOR IS ELECTED AS THE CHAIRMAN
OF THE BOARD OF DIRECTORS TO THE END OF
HIS/HER TERM AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS; 2.2. IN CASE A PERSON ELECTED
AS THE CHAIRMAN OF THE BOARD OF DIRECTORS
AT THE FIRST MEETING OF THE BOARD OF
DIRECTORS HELD AFTER THIS MEETING IS NOT
ELECTED AS A MEMBER OF THE BOARD OF
DIRECTORS AT THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021 AND AS THE CHAIRMAN
OF THE NEWLY ELECTED BOARD OF DIRECTORS, OR
IN CASE HIS/HER POWERS AS THE CHAIRMAN OF
THE BOARD OF DIRECTORS ARE TERMINATED
EARLIER THAN THE ANNUAL GENERAL MEETING OF
THE SHAREHOLDERS 2021, S/HE SHALL RECEIVE
ADDITIONAL REMUNERATION IN THE AMOUNT OF
USD 1,000,000.00 LESS THE REMUNERATION PAID
TO HIM/HER FOR HIS/HER DUTIES AS THE
CHAIRMAN OF THE BOARD OF DIRECTORS FROM THE
DATE S/HE HAS BEEN ELECTED AS SUCH AT THE
FIRST MEETING OF THE BOARD OF DIRECTORS
HELD AFTER THIS MEETING. THE
ABOVE-MENTIONED ADDITIONAL REMUNERATION
SHALL BE PAID OUT ON A QUARTERLY BASIS IN
EQUAL INSTALLMENTS TILL JUNE 10, 2022 IN
RUBLES AT THE EXCHANGE RATE SET BY THE
CENTRAL BANK OF THE RUSSIAN FEDERATION ON
THE LAST BUSINESS DAY OF THE REPORTING
QUARTER. THE ADDITIONAL REMUNERATION AMOUNT
IS INDICATED AFTER DEDUCTING TAXES UNDER
THE APPLICABLE RUSSIAN LAWS. IF S/HE IS
AGAIN ELECTED AS THE CHAIRMAN OF THE BOARD
OF DIRECTORS BEFORE THE ANNUAL GENERAL
MEETING OF THE SHAREHOLDERS 2021, NO
REMUNERATION FOR PERFORMANCE OF HIS/HER
DUTIES AS THE CHAIRMAN OF THE BOARD OF
DIRECTORS PROVIDED FOR IN SUBPAR. 2.1 OF
THIS PARAGRAPH SHALL BE PAID TO HIM/HER;
2.3. THE CHAIRMAN OF THE BOARD OF DIRECTORS
SHALL BE COMPENSATED THE EXPENSES CONFIRMED
BY DOCUMENTS RELATED TO PERFORMANCE OF
HIS/HER DUTIES IN ACCORDANCE WITH THE
POLICY ON REMUNERATION OF MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL APPROVED BY THE AGM RESOLUTION ON
MAY 13, 2020; 2.4. PJSC MMC NORILSK NICKEL
SHALL AT ITS OWN EXPENSE PROVIDE LIFE
INSURANCE FOR THE CHAIRMAN OF THE BOARD OF
DIRECTORS AGAINST THE FOLLOWING RISK IN THE
PERFORMANCE OF OFFICIAL DUTIES: -
"ACCIDENTAL DEATH" AND "SERIOUS BODILY
INJURY IN AN ACCIDENT" (OR DISABILITY
RESULTING FROM AN ACCIDENT) PER RISK AND IN
AGGREGATE THROUGH THE TERM OF INSURANCE
WITH A COVERAGE IN THE AMOUNT OF AT LEAST
USD 3,000,000 (THREE MILLION); - "INJURY IN
AN ACCIDENT (OR TEMPORARY DISABILITY
RESULTING FROM AN ACCIDENT) WITH THE
COVERAGE IN AMOUNT OF AT LEAST USD 100,000
(ONE HUNDRED THOUSAND)."
10 TO SET THE REMUNERATION FOR ANY AUDIT Mgmt No vote
COMMISSION MEMBER AT PJSC MMC NORILSK
NICKEL WHO IS NOT EMPLOYED BY THE COMPANY
AT THE AMOUNT OF RUB 1,800,000 (ONE MILLION
EIGHT HUNDRED THOUSAND) PER ANNUM BEFORE
TAXES, PAYABLE IN EQUAL AMOUNTS TWICE PER
YEAR. THE AMOUNT ABOVE IS BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE RUSSIAN
FEDERATION LEGISLATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS THAT Mgmt No vote
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS TO THE AMOUNT OF
NO MORE THAN USD 115,000,000 (ONE HUNDRED
FIFTEEN MILLION) PER TRANSACTION
12 TO APPROVE AN INTERESTED PARTY TRANSACTION Mgmt No vote
FOR ALL MEMBERS OF THE BOARD OF DIRECTORS
AND THE MANAGEMENT BOARD AT PJSC MMC
NORILSK NICKEL AND THAT CONCERNS
INDEMNIFICATION INSURANCE FOR MEMBERS OF
THE BOARD OF DIRECTORS AND THE MANAGEMENT
BOARD AT PJSC MMC NORILSK NICKEL, AND FOR
OFFICIALS AT THE COMPANY ITSELF AND ITS
SUBSIDIARIES WHO ARE THE BENEFICIARIES
UNDER THE TRANSACTION, AND THAT IS PROVIDED
BY A RUSSIAN INSURANCE COMPANY; THE
EFFECTIVE PERIOD OF THE INDEMNIFICATION
INSURANCE IS ONE YEAR, AND THE TOTAL
LIABILITY LIMIT (INSURANCE AMOUNT), WITH
ALL THE COVERAGE AND EXTENSIONS, WITH THE
EXCEPTION OF THOSE CASES SPELLED OUT
DIRECTLY IN THE INSURANCE AGREEMENT, IS NOT
LESS THAN USD 150,000,000 (ONE HUNDRED
FIFTY MILLION), AND HAS AN INSURANCE
PREMIUM PAYMENT FOR THE COMPANY NOT TO
EXCEED USD 5,000,000 (FIVE MILLION). IF,
BASED ON MARKET CONDITIONS, THE INSURANCE
AVAILABLE TO THE COMPANY AT THE TIME THE
TRANSACTION IS ENTERED INTO CANNOT HAVE AN
ESTABLISHED SUM IN THE INSURANCE AGREEMENT
OF USD 150,000,000 (ONE HUNDRED FIFTY
MILLION), THEN AN INSURANCE AGREEMENT WILL
BE SIGNED THAT HAS THE GREATEST POSSIBLE
SCOPE OF INSURANCE THAT IS AVAILABLE TO THE
COMPANY AT REASONABLE COMMERCIAL TERMS
--------------------------------------------------------------------------------------------------------------------------
MOWI ASA Agenda Number: 714198961
--------------------------------------------------------------------------------------------------------------------------
Security: R4S04H101
Meeting Type: AGM
Meeting Date: 09-Jun-2021
Ticker:
ISIN: NO0003054108
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECTION OF A CHAIRPERSON AND A PERSON TO Mgmt For For
COUNTERSIGN THE MINUTES TOGETHER WITH THE
CHAIRPERSON
2 APPROVAL OF THE NOTICE AND THE PROPOSED Mgmt For For
AGENDA
3 BRIEFING OF THE BUSINESS Non-Voting
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS REPORT FOR 2020 FOR
MOWI ASA AND THE MOWI GROUP, INCLUDING
ALLOCATION OF THE RESULT OF THE YEAR
5 THE BOARD OF DIRECTORS STATEMENT REGARDING Mgmt For For
CORPORATE GOVERNANCE
6 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
GUIDELINES FOR REMUNERATION OF LEADING
PERSONNEL
7 APPROVAL OF ALLOCATION OF OPTIONS TO SENIOR Mgmt For For
MANAGEMENT
8 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
BOARD MEMBERS
9 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
MEMBERS OF THE NOMINATION COMMITTEE
10 DETERMINATION OF THE REMUNERATION OF THE Mgmt For For
COMPANY'S AUDITOR FOR 2020
11.A ELECTION OF NEW BOARD MEMBER: OLEEIRIK Mgmt For For
LEROY, BOARDMEMBER AND CHAIRPERSON
11.B ELECTION OF NEW BOARD MEMBER: KRISTIAN Mgmt For For
MELHUUS, BOARD MEMBER AND DEPUTY
CHAIRPERSON
11.C ELECTION OF NEW BOARD MEMBER: LISBET K. Mgmt For For
NAERO BOARD MEMBER
11.D ELECTION OF NEW BOARD MEMBER: NICHOLAYS Mgmt For For
GHEYSENS BOARD MEMBER
11.E ELECTION OF KATHRINE FREDRIKSEN AS A Mgmt For For
PERSONAL DEPUTY BOARD MEMBER FOR CECILIE
FREDRIKSEN
12.A ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: MERETE HAUGLI
12.B ELECTION OF MEMBER TO THE NOMINATION Mgmt For For
COMMITTEE: ANN KRISTIN BRAUTASET
13 AUTHORISATION TO THE BOARD TO DISTRIBUTE Mgmt For For
DIVIDENDS
14 AUTHORISATION TO THE BOARD TO PURCHASE THE Mgmt For For
COMPANY'S OWN SHARES
15.A AUTHORISATION THE BOARD TO ISSUE NEW SHARES Mgmt For For
15.B AUTHORISATION TO THE BOARD TO TAKE UP Mgmt For For
CONVERTIBLE LOANS
CMMT 21 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 21 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NOVATEK JOINT STOCK COMPANY Agenda Number: 713096522
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: EGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT OF DIVIDENDS FOR THE FIRST HALF OF Mgmt For For
2019: DETERMINE THE FOLLOWING AMOUNT AND
FORM OF DIVIDEND PAYMENT: 1. ALLOCATE
THIRTY FIVE BILLION EIGHT HUNDRED EIGHTY
NINE MILLION ONE HUNDRED THIRTY SIX
THOUSAND NINE HUNDRED TWENTY
(35,889,136,920) RUBLES FOR THE DIVIDEND
PAYMENT BASED ON THE RESULTS OF 1H 2020; 2.
DETERMINE THE SIZE OF DIVIDENDS ON NOVATEK
ORDINARY SHARES FOR 1H 2020 IN THE AMOUNT
OF RUB 11.82 (ELEVEN RUBLES 82 KOPECKS) PER
ONE ORDINARY SHARE; 3. PAY THE DIVIDENDS IN
CASH; 4. FIX THE DATE WHEN THE PERSONS
ENTITLED TO RECEIVE DIVIDENDS ON NOVATEK
SHARES SHALL BE DETERMINED - OCTOBER 12,
2020
--------------------------------------------------------------------------------------------------------------------------
NOVATEK JOINT STOCK COMPANY Agenda Number: 713896225
--------------------------------------------------------------------------------------------------------------------------
Security: 669888109
Meeting Type: AGM
Meeting Date: 23-Apr-2021
Ticker:
ISIN: US6698881090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1.1 APPROVE NOVATEK'S ANNUAL REPORT FOR 2020, Mgmt No vote
ANNUAL ACCOUNTING STATEMENTS (ACCORDING TO
RAS). ALLOCATE ONE HUNDRED AND SEVEN
BILLION NINE HUNDRED SEVENTY-ONE MILLION
FORTY-ONE THOUSAND THREE HUNDRED SIXTY
RUBLES (RUB 107,971,041,360) TO THE PAYMENT
OF 2020 DIVIDENDS (INCLUDING THE DIVIDENDS
PAID FOR H1 2020)
1.2 DETERMINE THE FOLLOWING SIZE AND FORM OF Mgmt No vote
DIVIDEND PAYMENT: DETERMINE THE SIZE OF
DIVIDENDS ON NOVATEK ORDINARY SHARES FOR
2020 IN THE AMOUNT OF RUB 23.74 (TWENTY
THREE RUBLES, SEVENTY FOUR KOPECKS) PER ONE
ORDINARY SHARE, WHICH CONSTITUTES RUB
72,081,904,440 (SEVENTY TWO BILLION, EIGHTY
ONE MILLION, NINE HUNDRED FOUR THOUSAND,
FOUR HUNDRED FORTY RUBLES) (NET OF DIVIDEND
IN THE AMOUNT OF RUB 11.82 (ELEVEN RUBLES,
EIGHTY-TWO KOPECKS) PER ONE ORDINARY SHARE
PAID FOR H1 2020); PAY THE DIVIDENDS IN
CASH; FIX THE DATE WHEN THE PERSONS
ENTITLED TO RECEIVE DIVIDENDS ON NOVATEK
SHARES SHALL BE DETERMINED - MAY 7, 2021
CMMT ANY INSTRUCTION BY A GDR HOLDER THAT Non-Voting
INCLUDES A VOTE IN FAVOR OF A BOARD MEMBER
THAT IS AN SDN (AS DEFINED BELOW) OR
SANCTIONED PERSON (ITEMS 2.1 & 2.9), ITEM 2
WILL BE CONSIDERED NULL AND VOID AND
DISREGARDED FOR ALL DIRECTORS AND NO VOTING
INSTRUCTIONS FOR THAT ENTIRE RESOLUTION
FROM SUCH GDR HOLDER WILL BE VOTED OR
COUNTED
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, A MAXIMUM OF 9 DIRECTORS ARE
TO BE ELECTED. BROADRIDGE WILL APPLY
CUMULATIVE VOTING EVENLY AMONG ONLY
DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL
SUBMIT INSTRUCTION TO THE LOCAL AGENT IN
THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Non-Voting
DIRECTORS: ANDREY AKIMOV
2.2 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: ARNAUD LE FOLL
2.3 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: ROBERT CASTAIGNE
2.4 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: MARION DOMINIQUE
2.5 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: TATYANA MITROVA
2.6 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: LEONID MIKHELSON
2.7 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: ALEXANDER NATALENKO
2.8 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Mgmt No vote
DIRECTORS: VIKTOR ORLOV
2.9 ELECTION OF MEMBER OF JSC NOVATEK BOARD OF Non-Voting
DIRECTORS: GENNADY TIMCHENKO
3.1 ELECTION OF NOVATEK REVISION COMMISSION Mgmt No vote
MEMBER: OLGA V. BELYAEVA
3.2 ELECTION OF NOVATEK REVISION COMMISSION Mgmt No vote
MEMBER: ANNA V. MERZLYAKOVA
3.3 ELECTION OF NOVATEK REVISION COMMISSION Mgmt No vote
MEMBER: IGOR A. RYASKOV
3.4 ELECTION OF NOVATEK REVISION COMMISSION Mgmt No vote
MEMBER: NIKOLAY K. SHULIKIN
4 APPROVAL OF NOVATEK'S AUDITOR FOR 2020: Mgmt No vote
APPROVE AO PRICEWATERHOUSECOOPERS AUDIT AS
NOVATEK'S AUDITOR FOR 2021
CMMT TWO OF THE MEMBERS OF THE BOARD OF Non-Voting
DIRECTORS ARE SDNS, THEREFORE ANY
INSTRUCTIONS RECEIVED FOR THE ITEM 5 WILL
NOT BE VOTED OR COUNTED
5 REMUNERATION TO MEMBERS OF NOVATEK BOARD OF Non-Voting
DIRECTORS: PAY REMUNERATION TO THE NEWLY
ELECTED MEMBERS OF NOVATEK'S BOARD OF
DIRECTORS AND REIMBURSE THEIR EXPENSES IN
THE AMOUNT AND IN THE MANNER SET OUT BY THE
REGULATIONS ON THE REMUNERATION AND
COMPENSATIONS PAYABLE TO MEMBERS OF
NOVATEK'S BOARD OF DIRECTORS
6 REMUNERATION TO MEMBERS OF NOVATEK REVISION Mgmt No vote
COMMISSION: 1. ESTABLISH THE SIZE OF
REMUNERATION PAYABLE TO THE MEMBERS OF
NOVATEK'S REVISION COMMISSION DURING THE
PERIOD OF EXERCISING THEIR DUTIES IN SIZE
OF 2,100,000 (TWO MILLION ONE HUNDRED
THOUSAND) RUBLES EACH. 2. PAY REMUNERATION
WITHIN 30 DAYS FOLLOWING THE DATE OF
NOVATEK'S ANNUAL GENERAL MEETING OF
SHAREHOLDERS
CMMT IN VIEW OF JSC NOVATEK BEING A SANCTIONED Non-Voting
ENTITY, THE RELATED PARTY TRANSACTIONS ARE
PROHIBITED PROPOSALS AND THEREFORE ARE
NON-VOTING AGENDA ITEMS, THEREFORE ANY
INSTRUCTIONS RECEIVED FOR THE ITEM 7 WILL
NOT BE VOTED OR COUNTED
7 CONSENT TO ENTER INTO RELATED-PARTY Non-Voting
TRANSACTIONS THAT ALSO CONSTITUTE A MAJOR
TRANSACTION FOR NOVATEK, THE VALUE OF WHICH
EXCEEDS 50% OF THE BOOK VALUE OF NOVATEK'S
ASSETS AS DETERMINED BASED ON ITS
ACCOUNTING (FINANCIAL) STATEMENTS AS OF THE
MOST RECENT REPORTING DATE
--------------------------------------------------------------------------------------------------------------------------
NUTRIEN LTD Agenda Number: 713833122
--------------------------------------------------------------------------------------------------------------------------
Security: 67077M108
Meeting Type: AGM
Meeting Date: 17-May-2021
Ticker:
ISIN: CA67077M1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: CHRISTOPHER M. BURLEY Mgmt For For
1.2 ELECTION OF DIRECTOR: MAURA J. CLARK Mgmt For For
1.3 ELECTION OF DIRECTOR: RUSSELL K. GIRLING Mgmt For For
1.4 ELECTION OF DIRECTOR: MIRANDA C. HUBBS Mgmt For For
1.5 ELECTION OF DIRECTOR: RAJ S. KUSHWAHA Mgmt For For
1.6 ELECTION OF DIRECTOR: ALICE D. LABERGE Mgmt For For
1.7 ELECTION OF DIRECTOR: CONSUELO E. MADERE Mgmt For For
1.8 ELECTION OF DIRECTOR: CHARLES V. MAGRO Mgmt For For
1.9 ELECTION OF DIRECTOR: KEITH G. MARTELL Mgmt For For
1.10 ELECTION OF DIRECTOR: AARON W. REGENT Mgmt For For
1.11 ELECTION OF DIRECTOR: MAYO M. SCHMIDT Mgmt For For
1.12 ELECTION OF DIRECTOR: NELSON LUIZ COSTA Mgmt For For
SILVA
2 RE-APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITOR OF THE CORPORATION
3 A NON-BINDING ADVISORY RESOLUTION TO ACCEPT Mgmt For For
THE CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935359364
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 07-May-2021
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Stephen I. Chazen Mgmt For For
1B. Election of Director: Andrew Gould Mgmt For For
1C. Election of Director: Carlos M. Gutierrez Mgmt For For
1D. Election of Director: Vicki Hollub Mgmt For For
1E. Election of Director: Gary Hu Mgmt For For
1F. Election of Director: William R. Klesse Mgmt For For
1G. Election of Director: Andrew N. Langham Mgmt For For
1H. Election of Director: Jack B. Moore Mgmt For For
1I. Election of Director: Margarita Mgmt For For
Palau-Hernandez
1J. Election of Director: Avedick B. Poladian Mgmt For For
1K. Election of Director: Robert M. Shearer Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Ratification of Selection of KPMG as Mgmt For For
Occidental's Independent Auditor.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 713281727
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: EGM
Meeting Date: 03-Dec-2020
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PAY OUT DIVIDENDS ON ORDINARY SHARES OF Mgmt For For
PJSC "LUKOIL" BASED ON THE RESULTS OF THE
FIRST NINE MONTHS OF 2020 IN THE AMOUNT OF
46 ROUBLES PER ORDINARY SHARE IN CASH FROM
PJSC "LUKOIL" BANK ACCOUNT TO NOMINEE
SHAREHOLDERS AND TRUST MANAGERS WHO ARE
PROFESSIONAL MARKET PARTICIPANTS WHOSE
NAMES ARE ON THE SHAREHOLDER REGISTER OF
PJSC "LUKOIL" NOT LATER THAN 31 DECEMBER
2020, AND TO OTHER SHAREHOLDERS WHOSE NAMES
ARE ON THE SHAREHOLDER REGISTER OF PJSC
"LUKOIL" NOT LATER THAN ON 29 JANUARY 2021.
THE COSTS ON THE TRANSFER OF DIVIDENDS,
REGARDLESS OF THE MEANS, WILL BE BORNE BY
PJSC "LUKOIL". TO SET 18 DECEMBER 2020 AS
THE DATE ON WHICH PERSONS ENTITLED TO
RECEIVE DIVIDENDS BASED ON THE RESULTS OF
THE FIRST NINE MONTHS OF 2020 ARE
DETERMINED
2 TO PAY A PART OF THE REMUNERATION TO Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS OF PJSC
"LUKOIL" FOR PERFORMANCE OF THEIR FUNCTIONS
(BOARD FEE) FOR THE PERIOD FROM THE DATE
THE DECISION ON THE ELECTION OF THE BOARD
OF DIRECTORS WAS TAKEN TO THE DATE THIS
DECISION IS TAKEN CONSTITUTING ONE-HALF
(I.E. 3,625,000 ROUBLES EACH) OF THE BOARD
FEE ESTABLISHED BY DECISION OF THE ANNUAL
GENERAL SHAREHOLDERS MEETING OF PJSC
"LUKOIL" ON 23 JUNE 2020 (MINUTES NO.1)
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED.
--------------------------------------------------------------------------------------------------------------------------
OIL COMPANY LUKOIL PJSC Agenda Number: 714219892
--------------------------------------------------------------------------------------------------------------------------
Security: 69343P105
Meeting Type: AGM
Meeting Date: 24-Jun-2021
Ticker:
ISIN: US69343P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVE ANNUAL REPORT, FINANCIAL Mgmt No vote
STATEMENTS, AND ALLOCATION OF INCOME,
INCLUDING DIVIDENDS OF RUB 213 PER SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 11 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 11
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
2.1 ELECTION OF BOARD OF DIRECTOR: ALEKPEROV, Mgmt No vote
VAGIT YUSUFOVICH
2.2 ELECTION OF BOARD OF DIRECTOR: BLAZHEEV, Mgmt No vote
VICTOR VLADIMIROVICH
2.3 ELECTION OF BOARD OF DIRECTOR: GATI, TOBY Mgmt No vote
TRISTER
2.4 ELECTION OF BOARD OF DIRECTOR: MAGANOV, Mgmt No vote
RAVIL ULFATOVICH
2.5 ELECTION OF BOARD OF DIRECTOR: MUNNINGS, Mgmt No vote
ROGER
2.6 ELECTION OF BOARD OF DIRECTOR: PORFIREV , Mgmt No vote
BORIS NIKOLAEVICH
2.7 ELECTION OF BOARD OF DIRECTOR: TEPLUKHIN, Mgmt No vote
PAVEL MIKHAILOVICH
2.8 ELECTION OF BOARD OF DIRECTOR: FEDUN, Mgmt No vote
LEONID ARNOLDOVICH
2.9 ELECTION OF BOARD OF DIRECTOR: KHOBA, Mgmt No vote
LYUBOV NIKOLAEVNA
2.10 ELECTION OF BOARD OF DIRECTOR: SHATALOV, Mgmt No vote
SERGEY DMITRIEVICH
2.11 ELECTION OF BOARD OF DIRECTOR: SCHUSSEL, Mgmt No vote
WOLFGANG
3 ELECT VAGIT ALEKPEROV AS PRESIDENT Mgmt No vote
4.1 APPROVE REMUNERATION OF DIRECTORS Mgmt No vote
4.2 APPROVE REMUNERATION OF NEW DIRECTORS Mgmt No vote
5 RATIFY KPMG AS AUDITOR Mgmt No vote
6 AMEND CHARTER Mgmt No vote
7 APPROVE RELATED-PARTY TRANSACTION RE: Mgmt No vote
LIABILITY INSURANCE FOR DIRECTORS,
EXECUTIVES, AND COMPANIES
--------------------------------------------------------------------------------------------------------------------------
OMV AG Agenda Number: 714067647
--------------------------------------------------------------------------------------------------------------------------
Security: A51460110
Meeting Type: AGM
Meeting Date: 02-Jun-2021
Ticker:
ISIN: AT0000743059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting
IS REQUIRED FOR THIS MEETING. IF NO
BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED. THANK YOU.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 570490 DUE TO RECEIVED SPLITTING
OF RESOLUTION 8. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 1.85 PER SHARE
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2020
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2020
5 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
MEMBERS
6 RATIFY ERNST & YOUNG AS AUDITORS FOR FISCAL Mgmt For For
YEAR 2021
7 APPROVE REMUNERATION REPORT Mgmt For For
8.1 APPROVE LONG TERM INCENTIVE PLAN 2021 FOR Mgmt For For
KEY EMPLOYEES
8.2 APPROVE EQUITY DEFERRAL PLAN Mgmt For For
9 ELECT SAEED AL MAZROUEI AS SUPERVISORY Mgmt For For
BOARD MEMBER
10 APPROVE USE OF REPURCHASED SHARES FOR LONG Mgmt For For
TERM INCENTIVE PLANS, DEFERRALS OR OTHER
STOCK OWNERSHIP PLANS
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED Agenda Number: 935266747
--------------------------------------------------------------------------------------------------------------------------
Security: 71646E100
Meeting Type: Special
Meeting Date: 28-Sep-2020
Ticker: PTR
ISIN: US71646E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve the Transactions, Mgmt For For
and to authorize the Chairman (and the
authorized representatives of the Chairman)
to take all necessary actions to determine
and deal with the Transactions, approve the
relevant agreements, contracts and legal
documents, amend, supplement, sign, submit,
report and execute all agreements,
contracts and documents as deemed
appropriate or necessary, deal with the
relevant declaration matters, and take all
other actions as deemed necessary, ...(due
to space limits, see proxy material for
full proposal).
2. To consider and approve the election of Mr. Mgmt For For
Huang Yongzhang as Director of the Company.
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED Agenda Number: 935281179
--------------------------------------------------------------------------------------------------------------------------
Security: 71646E100
Meeting Type: Special
Meeting Date: 05-Nov-2020
Ticker: PTR
ISIN: US71646E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and approve the following Mgmt For For
resolution in respect of continuing
connected transactions: "THAT, as set out
in the circular dated 15 September 2020
issued by the Company to its shareholders
(the "Circular"): the New Comprehensive
Agreement entered into between the Company
and China National Petroleum Corporation be
and is hereby approved, ratified and
confirmed and the execution of the New
Comprehensive Agreement by Mr. Chai
Shouping for and on behalf of the Company
be and is hereby ...(due to space limits,
see proxy material for full proposal).
2. To consider and approve the election of Mr. Mgmt For For
Lv Bo nominated as a supervisor of the
Company
--------------------------------------------------------------------------------------------------------------------------
PETROCHINA COMPANY LIMITED Agenda Number: 935432269
--------------------------------------------------------------------------------------------------------------------------
Security: 71646E100
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: PTR
ISIN: US71646E1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. To consider and approve the report of the Mgmt For For
board of directors of the Company (the
"Board") for the year 2020.
O2. To consider and approve the report of the Mgmt For For
supervisory committee of the Company for
the year 2020.
O3. To consider and approve the financial Mgmt For For
report of the Company for the year 2020.
O4. To consider and approve the declaration and Mgmt For For
payment of the final dividends for the year
ended 31 December 2020 in the amount and in
the manner recommended by the Board.
O5. To consider and approve the authorisation Mgmt For For
of the Board to determine the distribution
of interim dividends for the year 2020.
O6. To consider and approve the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP and
PricewaterhouseCoopers as the domestic and
international auditors of the Company for
the year 2021 and to authorise the Board to
determine their remuneration.
O7. To consider and approve the guarantees to Mgmt For For
be provided to the subsidiaries and
affiliated companies of the Company and
relevant authorization to the Board.
S8. To consider and approve, by way of special Mgmt For For
resolution, to unconditionally grant a
general mandate to the Board to determine
and deal with the issue of debt financing
instruments of the Company with an
outstanding balance amount of up to RMB100
billion (the foreign currency equivalent
calculated by using the middle exchange
rate announced by the People's Bank of
China on the date of issue) and determine
the terms and conditions of such issue.
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 713106183
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 713419770
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 14-Dec-2020
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 714093933
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE COMPANY'S ANNUAL REPORT Mgmt No vote
2020
2 APPROVAL OF THE COMPANY ANNUAL FINANCIAL Mgmt No vote
STATEMENTS 2020
3 DISTRIBUTION OF PROFITS, INCLUDING DIVIDEND Mgmt No vote
PAYMENT (DECLARATION), AND LOSSES OF THE
COMPANY FOR 2020: RUB 63 PER SHARE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 17 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 10
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
4.1 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: ANTOSHIN IGOR
DMITRIEVICH
4.2 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: BOKOVA IRINA GEORGIEVA
4.3 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: GURYEV ANDREY
ANDREEVICH
4.4 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: GURYEV ANDREY
GRIGORYEVICH
4.5 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: OMBUDSTVEDT SVEN
4.6 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: OSIPOV ROMAN
VLADIMIROVICH
4.7 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: PASHKEVICH NATALIA
VLADIMIROVNA
4.8 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: PRONIN SERGEY
ALEKSANDROVICH
4.9 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: ROGERS JR JAMES BEELAND
4.10 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: RODIONOV IVAN IVANOVICH
4.11 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: ROLET XAVIER ROBERT
4.12 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: RHODES MARCUS JAMES
4.13 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: RYBNIKOV MIKHAIL
KONSTANTINOVICH
4.14 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: SEREDA SERGEY
VALERIEVICH
4.15 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: SIROTENKO ALEXEY
ALEKSANDROVICH
4.16 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: SHARABAIKA ALEKSANDR
FEDOROVICH
4.17 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
BOARD OF DIRECTORS: SHARONOV ANDREY
VLADIMIROVICH
5 REMUNERATION AND COMPENSATION PAYABLE TO Mgmt No vote
MEMBERS OF THE BOARD OF DIRECTORS
6.1 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
REVIEW COMMITTEE: AGABEKYAN LUSINE
FRANKLINOVNA
6.2 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
REVIEW COMMITTEE: VIKTOROVA EKATERINA
VALERIYANOVNA
6.3 ELECTION OF THE MEMBER OF THE COMPANY'S Mgmt No vote
REVIEW COMMITTEE: LIZUNOVA OLGA YURYEVNA
7 APPROVAL OF THE COMPANY'S AUDITOR FOR 2021: Mgmt No vote
FBK AS AUDITOR
8 APPROVAL OF THE INTERESTED-PARTY Mgmt No vote
TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
PHOSAGRO PJSC Agenda Number: 714268009
--------------------------------------------------------------------------------------------------------------------------
Security: 71922G209
Meeting Type: EGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: US71922G2093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 PAYMENT (DECLARATION) OF DIVIDENDS ON THE Mgmt For For
COMPANY'S SHARES AND THE PROCEDURE FOR
THEIR PAYMENT: RUB 105 PER SHARE
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935316403
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Special
Meeting Date: 12-Jan-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO VOTE ON A PROPOSAL TO APPROVE THE Mgmt For For
ISSUANCE OF SHARES OF PIONEER COMMON STOCK,
PAR VALUE $0.01 PER SHARE ("PIONEER COMMON
STOCK"), PURSUANT TO THE TERMS OF THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
OCTOBER 20, 2020 ("MERGER AGREEMENT"), BY
AND AMONG PIONEER, PARSLEY ENERGY, INC.
("PARSLEY") AND CERTAIN SUBSIDIARIES OF
PIONEER AND PARSLEY, AND OTHER SHARES OF
PIONEER COMMON STOCK RESERVED FOR ISSUANCE
IN CONNECTION WITH THE TRANSACTIONS
CONTEMPLATED BY THE MERGER AGREEMENT (THE
"STOCK ISSUANCE" AND THE "PIONEER STOCK
ISSUANCE PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935392883
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 27-May-2021
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: A.R. Alameddine Mgmt For For
1B. Election of Director: Edison C. Buchanan Mgmt For For
1C. Election of Director: Matt Gallagher Mgmt For For
1D. Election of Director: Phillip A. Gobe Mgmt For For
1E. Election of Director: Larry R. Grillot Mgmt For For
1F. Election of Director: Stacy P. Methvin Mgmt For For
1G. Election of Director: Royce W. Mitchell Mgmt For For
1H. Election of Director: Frank A. Risch Mgmt For For
1I. Election of Director: Scott D. Sheffield Mgmt For For
1J. Election of Director: J. Kenneth Thompson Mgmt For For
1K. Election of Director: Phoebe A. Wood Mgmt For For
1L. Election of Director: Michael D. Wortley Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2021.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. APPROVAL OF THE AMENDED AND RESTATED Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
REPSOL S.A. Agenda Number: 713614003
--------------------------------------------------------------------------------------------------------------------------
Security: E8471S130
Meeting Type: OGM
Meeting Date: 25-Mar-2021
Ticker:
ISIN: ES0173516115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS AND MANAGEMENT REPORTS
2 ALLOCATION OF RESULTS Mgmt For For
3 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
REPORT
4 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS
5 APPOINTMENT OF AUDITORS: Mgmt For For
PRICEWATERHOUSECOOPERS
6 DISTRIBUTION OF 0.30 EUR PER SHARE CHARGED Mgmt For For
TO RESERVES
7 APPROVAL OF A DECREASE IN CAPITAL BY Mgmt For For
REDEMPTION OF THEIR OWN SHARES MAXIMUM
AMOUNT 40,494,510 SHARES
8 DELEGATION OF POWERS TO ISSUE FIXED INCOME, Mgmt For For
CONVERTIBLE AND OR EXCHANGEABLE SECURITIES
SHARES, AS WELL AS WARRANTS
9 REELECTION AS DIRECTOR OF MR MANUEL Mgmt For For
MANRIQUE CECILIA
10 REELECTION AS DIRECTOR OF MR MARIANO MARZO Mgmt For For
CARPIO
11 REELECTION AS DIRECTOR OF MS ISABEL Mgmt For For
TORREMOCHE FERREZUELO
12 REELECTION AS DIRECTOR OF MR LUIS SUREZ DE Mgmt For For
LEZO MANTILLA
13 RATIFICATION OF APPOINTMENT OF MR RENE Mgmt For For
DAHAN AS DIRECTOR
14 APPOINTMENT OF MS AURORA CATA SALA AS Mgmt For For
DIRECTOR
15 AMENDMENT OF THE ARTICLE 19 OF THE B LAWS Mgmt For For
16 AMENDMENT OF THE ARTICLES 5 AND 7 OF THE Mgmt For For
REGULATION OF THE GENERAL SHAREHOLDERS
MEETING
17 ADVISORY VOTE ON THE ANNUAL REPORT ON Mgmt For For
DIRECTORS REMUNERATION FOR 2020
18 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
DIRECTORS 2021 TO 2023
19 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS ADOPTED BY SHAREHOLDERS AT THE
GENERAL MEETING
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 26 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 09 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 6. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935347636
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 09-Apr-2021
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2020 Annual Report Mgmt For For
2. Approval of the Remuneration Policy Mgmt For For
3. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
4. Approval of the Directors' Remuneration Mgmt For For
Report
5. To re-elect Megan Clark AC as a director Mgmt For For
6. To re-elect Hinda Gharbi as a director Mgmt For For
7. To re-elect Simon Henry as a director Mgmt For For
8. To re-elect Sam Laidlaw as a director Mgmt For For
9. To re-elect Simon McKeon AO as a director Mgmt For For
10. To re-elect Jennifer Nason as a director Mgmt For For
11. To re-elect Jakob Stausholm as a director Mgmt For For
12. To re-elect Simon Thompson as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re- appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Renewal of and amendment to the Rio Tinto Mgmt For For
Global Employee Share Plan
18. Renewal of and amendment to the Rio Tinto Mgmt For For
UK Share Plan
19. General authority to allot shares Mgmt For For
20. Disapplication of pre-emption rights Mgmt For For
21. Authority to purchase Rio Tinto plc shares Mgmt For For
22. Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROSNEFT OIL COMPANY Agenda Number: 714136113
--------------------------------------------------------------------------------------------------------------------------
Security: 67812M207
Meeting Type: AGM
Meeting Date: 01-Jun-2021
Ticker:
ISIN: US67812M2070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVE ANNUAL REPORT Mgmt For For
2 APPROVE FINANCIAL STATEMENTS Mgmt For For
3 APPROVE ALLOCATION OF INCOME Mgmt For For
4 APPROVE DIVIDENDS OF RUB 6.94 PER SHARE Mgmt For For
5 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
6 APPROVE REMUNERATION OF MEMBERS OF AUDIT Mgmt For For
COMMISSION
7 ELECT DIRECTORS Non-Voting
8.1 ELECT OLGA ANDRIANOVA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.2 ELECT PAVEL BUCHNEV AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.3 ELECT ALEKSEI KULAGIN AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.4 ELECT SERGEI POMA AS MEMBER OF AUDIT Mgmt For For
COMMISSION
8.5 ELECT ZAKHAR SABANTSEV AS MEMBER OF AUDIT Mgmt For For
COMMISSION
9 RATIFY ERNST AND YOUNG AS AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC Agenda Number: 935396653
--------------------------------------------------------------------------------------------------------------------------
Security: 780259206
Meeting Type: Annual
Meeting Date: 18-May-2021
Ticker: RDSA
ISIN: US7802592060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of Annual Report & Accounts. Mgmt For For
2. Approval of Directors' Remuneration Report. Mgmt For For
3. Appointment of Jane Holl Lute as a Director Mgmt For For
of the Company.
4. Reappointment of Ben van Beurden as a Mgmt For For
Director of the Company.
5. Reappointment of Dick Boer as a Director of Mgmt For For
the Company.
6. Reappointment of Neil Carson as a Director Mgmt For For
of the Company.
7. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company.
8. Reappointment of Euleen Goh as a Director Mgmt For For
of the Company.
9. Reappointment of Catherine Hughes as a Mgmt For For
Director of the Company.
10. Reappointment of Martina Hund-Mejean as a Mgmt For For
Director of the Company.
11. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company.
12. Reappointment of Abraham (Bram) Schot as a Mgmt For For
Director of the Company.
13. Reappointment of Jessica Uhl as a Director Mgmt For For
of the Company.
14. Reappointment of Gerrit Zalm as a Director Mgmt For For
of the Company.
15. Reappointment of Auditors. Mgmt For For
16. Remuneration of Auditors. Mgmt For For
17. Authority to allot shares. Mgmt For For
18. Disapplication of pre-emption rights. Mgmt For For
19. Authority to purchase own shares. Mgmt For For
20. Shell's Energy Transition Strategy. Mgmt For For
21. Shareholder resolution. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
SALMAR ASA Agenda Number: 713361676
--------------------------------------------------------------------------------------------------------------------------
Security: R7445C102
Meeting Type: EGM
Meeting Date: 04-Dec-2020
Ticker:
ISIN: NO0010310956
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 APPROVE DIVIDENDS OF NOK 13 PER SHARE Mgmt For For
4 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
CMMT 16 NOV 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 18 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN RECORD DATE FROM
23 NOV 2020 TO 03 DEC 2020 AND CHANGE IN
MEETING TIME. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SALMAR ASA Agenda Number: 714180976
--------------------------------------------------------------------------------------------------------------------------
Security: R7445C102
Meeting Type: AGM
Meeting Date: 08-Jun-2021
Ticker:
ISIN: NO0010310956
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 RECEIVE PRESENTATION OF THE BUSINESS Non-Voting
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20 PER SHARE
5 APPROVE REMUNERATION OF DIRECTORS; APPROVE Mgmt For For
REMUNERATION FOR COMMITTEE WORK; APPROVE
REMUNERATION OF NOMINATING COMMITTEE
6 APPROVE REMUNERATION OF AUDITORS Mgmt For For
7 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
8 APPROVE SHARE-BASED INCENTIVE PLAN Mgmt For For
9 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
(ADVISORY)
10 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
(BINDING)
11.1 ELECT LEIF INGE NORDHAMMER AS DIRECTOR Mgmt For For
11.2 REELECT MARGRETHE HAUGE AS DIRECTOR Mgmt For For
11.3 ELECT MAGNUS DYBVAD AS DIRECTOR Mgmt For For
12.1 REELECT BJORN WIGGEN AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
12.2 ELECT KARIANNE O. TUNG AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 APPROVE CREATION OF NOK 2.8 MILLION POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
14 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
15 APPROVE ISSUANCE OF CONVERTIBLE LOANS Mgmt For For
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF NOK 2 BILLION; APPROVE
CREATION OF NOK 2.8 MILLION POOL OF CAPITAL
TO GUARANTEE CONVERSION RIGHTS
16 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
CANCELLATION OF REPURCHASED SHARES
CMMT 19 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF RECORD DATE AND
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 19 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA Agenda Number: 712847764
--------------------------------------------------------------------------------------------------------------------------
Security: E8T87A100
Meeting Type: OGM
Meeting Date: 22-Jul-2020
Ticker:
ISIN: ES0143416115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
ANNUAL ACCOUNTS
2 APPROVAL OF INDIVIDUAL AND CONSOLIDATED Mgmt For For
MANAGEMENT REPORTS
3 APPROVAL OF THE NON FINANCIAL INFORMATION Mgmt For For
REPORT
4 APPROVAL OF THE SOCIAL MANAGEMENT Mgmt For For
5 ALLOCATION OF RESULTS Mgmt For For
6 APPOINTMENT OF MR ANDREAS C. HOFFMANN AS Mgmt For For
DIRECTOR
7 APPOINTMENT OF MR TIM OLIVER HOLT AS Mgmt For For
DIRECTOR
8 APPOINTMENT OF MR HARALD VON HEYNITZ AS Mgmt For For
DIRECTOR
9 APPOINTMENT OF MS MARIA FERRARO AS DIRECTOR Mgmt For For
10 APPOINTMENT OF MR ANDREAS NAUEN AS DIRECTOR Mgmt For For
11 NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS Mgmt For For
12 REELECTION OF ERNST AND YOUNG AS AUDITORS Mgmt For For
13 AUTHORIZATION FOR THE ACQUISITION OF OWN Mgmt For For
SHARES
14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE CAPITAL
15 AUTHORISATION TO THE BOARD OF DIRECTORS, TO Mgmt For For
ISSUE SIMPLE DEBENTURE AND OTHER FIXED
INCOME SECURITIES THAT ARE NEITHER
EXCHANGEABLE FOR NOR CONVERTIBLE INTO
SHARES
16 AUHTORIZATION TO ISSUE DEBENTURE S OR BONDS Mgmt For For
THAT ARE EXCHANGEABLE FOR OR CONVERTIBLE
INTO SHARES
17 APPROVAL OF THE REMUNERATION POLICY Mgmt For For
18.1 AMEND ARTICLES RE RIGHT OF INFORMATION AND Mgmt For For
INTERVENTION AT GENERAL MEETINGS: AMENDMENT
OF THE REGULATION OF THE GENERAL MEETING
ARTICLES 9, 11, 17, 27, 28 AND 29
18.2 AMEND ARTICLE 15 RE PUBLIC REQUEST FOR Mgmt For For
REPRESENTATION
18.3 AMEND ARTICLES RE TECHNICAL IMPROVEMENTS: Mgmt For For
ARTICLES 6, 7, 8, 23, 24, 31 AND 36
18.4 AMEND ARTICLE 20 AND ADD NEW PROVISION RE Mgmt For For
REMOTE ATTENDANCE AT GENERAL MEETINGS
19 DELEGATION OF POWERS TO IMPLEMENT Mgmt For For
AGREEMENTS
20 CONSULTIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
REMUNERATION OF DIRECTORS
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 JUL 2020. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
CMMT 30 JUN 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN THE TEXT OF
RESOLUTIONS 18.1 TO 18.4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA Agenda Number: 713602058
--------------------------------------------------------------------------------------------------------------------------
Security: E8T87A100
Meeting Type: OGM
Meeting Date: 17-Mar-2021
Ticker:
ISIN: ES0143416115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 18 MAR 2021. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN SHAREHOLDERS EQUITY,
STATEMENT OF CASH FLOWS AND NOTES OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA, AS WELL AS OF THE CONSOLIDATED
ANNUAL ACCOUNTS OF THE COMPANY AND ITS
SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS
ACCOUNT, STATEMENT OF CHANGES IN
SHAREHOLDERS EQUITY, STATEMENT OF CASH
FLOWS AND NOTES, FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
2 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL MANAGEMENT REPORT OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA AND OF THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FINANCIAL YEAR ENDED ON 30
SEPTEMBER 2020
3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CONSOLIDATED STATEMENT OF NON
FINANCIAL INFORMATION OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE
FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020
4 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CORPORATE MANAGEMENT AND THE
ACTIVITIES OF THE BOARD OF DIRECTORS DURING
THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER
2020
5 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE PROPOSED ALLOCATION OF PROFITS
LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY,
SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2020
6 RATIFICATION OF THE APPOINTMENT BY CO Mgmt For For
OPTION AND RE ELECTION OF MR TIM DAWIDOWSKY
AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
7 RE ELECTION OF MS MARIEL VON SCHUMANN AS A Mgmt For For
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
8 RE ELECTION OF MR KLAUS ROSENFELD AS A Mgmt For For
DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF INDEPENDENT NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
9 RE ELECTION OF ERNST AND YOUNG, SOCIEDAD Mgmt For For
LIMITADA AS STATUTORY AUDITOR OF SIEMENS
GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA
AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL
YEAR 2021
10 APPROVAL OF A NEW POLICY OF REMUNERATION OF Mgmt For For
DIRECTORS OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL
YEARS 2022, 2023 AND 2024
11 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF A LONG TERM INCENTIVE PLAN FOR THE
PERIOD FROM FISCAL YEAR 2021 THROUGH 2023,
INVOLVING THE DELIVERY OF SHARES OF THE
COMPANY AND TIED TO THE ACHIEVEMENT OF
CERTAIN STRATEGIC OBJECTIVES, ADDRESSED TO
THE CEO, TOP MANAGEMENT, CERTAIN SENIOR
MANAGERS AND EMPLOYEES OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA AND, IF
APPROPRIATE, OF THE SUBSIDIARIES, AND
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS, WITH EXPRESS POWER OF
SUBSTITUTION, TO IMPLEMENT, ELABORATE ON,
FORMALISE AND CARRY OUT SUCH REMUNERATION
SYSTEM
12 DELEGATION OF POWERS FOR THE FORMALISATION Mgmt For For
AND IMPLEMENTATION OF ALL THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE GENERAL
MEETING OF SHAREHOLDERS, FOR THE CONVERSION
THEREOF INTO A PUBLIC INSTRUMENT AND FOR
THE INTERPRETATION, CORRECTION,
SUPPLEMENTATION OR FURTHER DEVELOPMENT
THEREOF UNTIL ALL REQUIRED REGISTRATIONS
ARE ACCOMPLISHED
13 CONSULTATIVE VOTE ON THE ANNUAL REPORT ON Mgmt For For
REMUNERATION OF DIRECTORS OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR
FINANCIAL YEAR 2020
CMMT 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 03 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935271952
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 29-Sep-2020
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Distribution and payment of a special Mgmt For
dividend (dividendo eventual) in the amount
of US$0.37994 per share.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935324450
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 22-Jan-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Agree to a capital increase of up to Mgmt For
US$1,100,000,000 through the issuance of up
to 22,442,580 series B, which may not
exceed three years. The issued shares will
be offered preferentially and under equal
conditions to all series B shareholders.
2. Empower the Board of Directors of the Mgmt For
Company to freely determine, fix and agree
to the price, form, time, procedure and
other conditions for the placement of said
shares, including, but not limited to, the
registration of the new shares in the
shareholder registry with the Commission
for the Financial Market (Comision para el
Mercado Financiero) in the local stock
exchanges, the registration of the new
shares and the new American Depositary
Shares before the Securities and ...(due to
space limits, see proxy statement for full
proposal).
3. Amend the Company's by-laws to adjust them Mgmt For
to the resolutions adopted in this regard
at the ESM.
4. Adopt all the necessary or convenient Mgmt For
agreements to carry out the decisions and
amendments to the Company's by-laws that
the shareholders adopt in the ESM.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935381804
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 23-Apr-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2020.
2. Designation of the External Auditor Mgmt For
Company.
3. Designation of the Credit Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of final dividend. Mgmt For
8. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees.
9. Other corresponding matters in compliance Mgmt For
with pertinent provisions.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935406048
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2021
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nadav Zafrir Mgmt For For
1B. Election of Director: Avery More Mgmt For For
1C. Election of Director: Zvi Lando Mgmt For For
2. Ratification of appointment of EY as Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 713154033
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 29-Oct-2020
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT DELETED Non-Voting
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR FRANK COOPER AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF DR XIAOLING LIU AS A Mgmt For For
DIRECTOR
2.C RE-ELECTION OF DR NTOMBIFUTHI (FUTHI) MTOBA Mgmt For For
AS A DIRECTOR
2.D RE-ELECTION OF MS KAREN WOOD AS A DIRECTOR Mgmt For For
3 ELECTION OF MR GUY LANSDOWN AS A DIRECTOR Mgmt For For
4 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
5 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 935243232
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 24-Jul-2020
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
German L. Mota-Velasco Mgmt For For
Oscar Gonzalez Rocha Mgmt For For
Vicente A. Andreve Mgmt For For
Alfredo Casar Perez Mgmt For For
Enrique C.S. Mejorada Mgmt For For
Xavier G. de Q. Topete Mgmt For For
Rafael Mac G. Anciola Mgmt For For
Luis Miguel P. Bonilla Mgmt For For
Gilberto P. Cifuentes Mgmt For For
Carlos Ruiz Sacristan Mgmt For For
2. Ratify the Audit Committee's selection of Mgmt For For
Galaz,Yamazaki, Ruiz Urquiza S.C., a member
firm of Deloitte Touche Tohmatsu Limited,
as our independent accountants for 2020.
3. Approve by, non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION Agenda Number: 935403395
--------------------------------------------------------------------------------------------------------------------------
Security: 84265V105
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: SCCO
ISIN: US84265V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
G. Larrea Mota-Velasco Mgmt For For
O. Gonzalez Rocha Mgmt For For
V. Ariztegui Andreve Mgmt For For
E. Sanchez Mejorada Mgmt For For
L. Contreras Lerdo de T Mgmt For For
X. Garcia de Quevedo T. Mgmt For For
R. Mac Gregor Anciola Mgmt For For
L. M. Palomino Bonilla Mgmt For For
G Perezalonso Cifuentes Mgmt For For
C. Ruiz Sacristan Mgmt For For
2. Ratify the Audit Committee's selection of Mgmt For For
Galaz, Yamazaki, Ruiz Urquiza S.C., a
member firm of Deloitte Touche Tohmatsu
Limited, as our independent accountants for
2021.
3. Approve by, non-binding vote, executive Mgmt For For
compensation.
4. Vote on a stockholder proposal on Shr Against For
independent chair, if properly presented to
the meeting.
--------------------------------------------------------------------------------------------------------------------------
SUEZ SA Agenda Number: 714038444
--------------------------------------------------------------------------------------------------------------------------
Security: F6327G101
Meeting Type: OGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: FR0010613471
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIs) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIs TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIs WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIs WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT
SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT
THIS MEETING. IF NO SHAREHOLDER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY CARRY A
HEIGHTENED RISK OF BEING REJECTED. THANK
YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
1 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
COMPANY'S FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED, SHOWING NET EARNINGS AMOUNTING
TO EUR 246,143,041.04. THE SHAREHOLDERS'
MEETING APPROVES THE NON-DEDUCTIBLE
EXPENSES AND CHARGES AMOUNTING TO EUR
24,600.00
2 THE SHAREHOLDERS' MEETING, AFTER HAVING Mgmt For For
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
RECOMMENDATIONS OF THE BOARD OF DIRECTORS
AND RESOLVES TO ALLOCATE THE EARNINGS AS
FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL
YEAR: EUR 246,143,041.04 RETAINED EARNINGS:
EUR 706,351,321.19 DISTRIBUTABLE INCOME:
EUR 952,494,362.23 ALLOCATION DIVIDENDS:
EUR 408,435,676.35 (DIVIDED INTO
628,362,579 SHARES) RETAINED EARNINGS: EUR
544,058,685.88 EQUITY SHARE CAPITAL: EUR
2,557,256,896.00 LEGAL RESERVE: EUR
255,735,689.60 SHARE PREMIUM: EUR
5,363,982,724.63 2020 RETAINED EARNINGS:
EUR 544,058,685.88 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.65 PER
SHARE, WHICH WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON JUNE 30TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
FOLLOWS: EUR 0.65 PER SHARE FOR FISCAL
YEARS 2017 AND 2018 EUR 0.45 PER SHARE FOR
FISCAL YEAR 2019
4 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt For For
APPOINTMENT OF MR BERTRAND MEUNIER AS A
DIRECTOR, TO REPLACE MR ISIDRO FAINE CASAS,
FOR THE REMAINDER OF MR CASAS'S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2023
5 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt For For
APPOINTMENT OF MR JACQUES RICHIER AS A
DIRECTOR, TO REPLACE MR FRANCESCO
CALTAGIRONE, FOR THE REMAINDER OF MR
CALTAGIRONE'S TERM OF OFFICE, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE FISCAL
YEAR 2021
6 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt For For
APPOINTMENT OF MR ANTHONY R. COSCIA AS A
DIRECTOR, TO REPLACE MR FRANCK BRUEL, FOR
THE REMAINDER OF MR BRUEL'S TERM OF OFFICE,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
FISCAL YEAR 2021
7 THE SHAREHOLDERS' MEETING RATIFIES THE Mgmt For For
APPOINTMENT OF MR PHILIPPE PETITCOLIN AS A
DIRECTOR, TO REPLACE MRS ISABELLE KOCHER,
FOR THE REMAINDER OF MR KOCHER'S TERM OF
OFFICE, I.E. UNTIL THE SHAREHOLDERS'
MEETING CALLED TO RULE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2022
8 THE SHAREHOLDERS' MEETING, AFTER REVIEWING Mgmt For For
THE SPECIAL REPORT OF THE AUDITORS ON
AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET
SEQ. OF THE FRENCH COMMERCIAL CODE,
APPROVES SAID REPORT AND NOTES THAT THE
AGREEMENT CONCLUDED AND PREVIOUSLY APPROVED
BY THE MEETING, REFERRED TO THEREIN,
CONTINUED DURING THE PAST FINANCIAL YEAR
9 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
INFORMATION MENTIONED IN ARTICLE L.22-10-9
OF THE FRENCH COMMERCIAL CODE REGARDING THE
COMPENSATION OF THE CORPORATE OFFICERS FOR
THE 2020 FISCAL YEAR
10 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPONENTS OF THE COMPENSATION AS WELL AS
THE BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR JEAN-LOUIS CHAUSSADE,
CHAIRMAN OF THE BOARD OF DIRECTORS, FROM
JANUARY 1ST 2020 TO MAY 12TH 2020
11 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPONENTS OF THE COMPENSATION AS WELL AS
THE BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR PHILIPPE VARIN, CHAIRMAN OF
THE BOARD OF DIRECTORS, FROM MAY 12TH 2020
TO DECEMBER 31ST 2020
12 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPONENTS OF THE COMPENSATION AS WELL AS
THE BENEFITS OR PERKS OF ANY KIND PAID AND
AWARDED TO MR BERTRAND CAMUS, MANAGING
DIRECTOR, FOR THE 2020 FISCAL YEAR
13 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE
2021 FISCAL YEAR
14 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
MANAGING DIRECTOR FOR THE 2021 FISCAL YEAR
15 THE SHAREHOLDERS' MEETING APPROVES THE Mgmt For For
COMPENSATION POLICY APPLICABLE TO THE
DIRECTORS FOR THE 2021 FISCAL YEAR
16 THE SHAREHOLDERS' MEETING GRANTS FULL Mgmt For For
POWERS TO THE BEARER OF AN ORIGINAL, A COPY
OR EXTRACT OF THE MINUTES OF THIS MEETING
TO CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
CMMT 15 JUNE 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104302101322-52 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF COMMENT AND POSTPONEMENT OF THE MEETING
DATE FROM 22 JUNE 2021 TO 30 JUNE 2021 AND
CHANGE IN RECORD DATE FROM 17 JUNE 2021 TO
25 JUNE 2021 AND ADDITION OF UPDATED EVENT
ID. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 714218179
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Eliminate the Articles Mgmt For For
Related to Counselors and/or Advisors,
Approve Minor Revisions
3.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
3.2 Appoint a Director Nozaki, Akira Mgmt For For
3.3 Appoint a Director Matsumoto, Nobuhiro Mgmt For For
3.4 Appoint a Director Higo, Toru Mgmt For For
3.5 Appoint a Director Kanayama, Takahiro Mgmt For For
3.6 Appoint a Director Nakano, Kazuhisa Mgmt For For
3.7 Appoint a Director Ishii, Taeko Mgmt For For
3.8 Appoint a Director Kinoshita, Manabu Mgmt For For
4.1 Appoint a Corporate Auditor Imai, Koji Mgmt For For
4.2 Appoint a Corporate Auditor Wakamatsu, Mgmt For For
Shoji
5 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
6 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC Agenda Number: 713629713
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.11 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: PATRICIA M. BEDIENT Mgmt For For
1.2 ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1.3 ELECTION OF DIRECTOR: RUSSELL K. GIRLING Mgmt For For
1.4 ELECTION OF DIRECTOR: JEAN PAUL GLADU Mgmt For For
1.5 ELECTION OF DIRECTOR: DENNIS M. HOUSTON Mgmt For For
1.6 ELECTION OF DIRECTOR: MARK S. LITTLE Mgmt For For
1.7 ELECTION OF DIRECTOR: BRIAN P. MACDONALD Mgmt For For
1.8 ELECTION OF DIRECTOR: MAUREEN MCCAW Mgmt For For
1.9 ELECTION OF DIRECTOR: LORRAINE MITCHELMORE Mgmt For For
1.10 ELECTION OF DIRECTOR: EIRA M. THOMAS Mgmt For For
1.11 ELECTION OF DIRECTOR: MICHAEL M. WILSON Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITOR OF Mgmt For For
SUNCOR ENERGY INC. FOR THE ENSUING YEAR
3 TO CONSIDER AND, IF DEEMED FIT, APPROVE AN Mgmt For For
AMENDMENT TO THE SUNCOR ENERGY INC. STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
COMMON SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 15,000,000 COMMON SHARES
4 TO CONSIDER AND, IF DEEMED FIT, APPROVE AN Mgmt For For
ADVISORY RESOLUTION ON SUNCOR'S APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
MANAGEMENT PROXY CIRCULAR OF SUNCOR ENERGY
INC. DATED FEBRUARY 24, 2021
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935406846
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
K. August-deWilde Mgmt For For
Gerald Risk Mgmt For For
Sonita Lontoh Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr Against For
report on the use of mandatory arbitration.
--------------------------------------------------------------------------------------------------------------------------
SURGUTNEFTEGAS PUBLIC JOINT STOCK COMPANY Agenda Number: 714318690
--------------------------------------------------------------------------------------------------------------------------
Security: 868861204
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: US8688612048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVAL OF THE ANNUAL REPORT OF Mgmt No vote
"SURGUTNEFTEGAS" PJSC FOR 2020
2 APPROVAL OF THE ANNUAL ACCOUNTING Mgmt No vote
(FINANCIAL) STATEMENTS OF "SURGUTNEFTEGAS"
PJSC FOR 2020
3 APPROVAL OF THE DISTRIBUTION OF PROFIT Mgmt No vote
(INCLUDING PAYMENT (DECLARATION) OF
DIVIDENDS) AND LOSS OF "SURGUTNEFTEGAS"
PJSC FOR 2020, APPROVAL OF THE SIZE, FORM
AND PROCEDURE OF DIVIDEND PAYMENT ON SHARES
OF EACH CATEGORY, SETTING THE DATE AS OF
WHICH THE PERSONS ENTITLED TO DIVIDENDS ARE
DETERMINED: TO APPROVE THE DISTRIBUTION OF
PROFIT AND LOSS OF "SURGUTNEFTEGAS" PJSC
FOR 2020. TO DECLARE DIVIDEND PAYMENT: RUB
6.72 PER PREFERENCE SHARE OF
"SURGUTNEFTEGAS" PJSC, RUB 0.7 PER ORDINARY
SHARE OF "SURGUTNEFTEGAS" PJSC. PAYMENT OF
DIVIDENDS TO NATURAL PERSONS BEING THE
RECIPIENTS OF THE DIVIDENDS SHALL BE MADE
BY JSC "SURGUTINVESTNEFT", THE REGISTRAR OF
"SURGUTNEFTEGAS" PJSC; PAYMENT OF DIVIDENDS
TO LEGAL PERSONS BEING THE RECIPIENTS OF
THE DIVIDENDS - BY "SURGUTNEFTEGAS" PJSC.
TO SET 20 JULY 2021 AS THE DATE AS OF WHICH
THE PERSONS ENTITLED TO DIVIDENDS ARE
DETERMINED
4 PAYMENT OF REMUNERATION TO THE MEMBERS OF Non-Voting
THE BOARD OF DIRECTORS OF "SURGUTNEFTEGAS"
PJSC
5 PAYMENT OF REMUNERATION TO THE MEMBERS OF Mgmt No vote
THE AUDITING COMMITTEE OF "SURGUTNEFTEGAS"
PJSC
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 10 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 9
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
6.1 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: AGARYOV
ALEXANDER VALENTINOVICH
6.2 ELECTION OF THE MEMBER TO THE BOARD OF Non-Voting
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
BOGDANOV VLADIMIR LEONIDOVICH
6.3 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: BULANOV
ALEXANDER NIKOLAEVICH
6.4 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
DINICHENKO IVAN KALISTRATOVICH
6.5 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: EGOROV
VALERY NIKOLAEVICH
6.6 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: EROKHIN
VLADIMIR PETROVICH
6.7 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
KRIVOSHEEV VIKTOR MIKHAILOVICH
6.8 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: MATVEEV
NIKOLAI IVANOVICH
6.9 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC:
MUKHAMADEEV GEORGY RASHITOVICH
6.10 ELECTION OF THE MEMBER TO THE BOARD OF Mgmt No vote
DIRECTORS OF "SURGUTNEFTEGAS" PJSC: USMANOV
ILDUS SHAGALIEVICH
7.1 ELECTION OF THE MEMBER TO THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC:
MUSIKHINA VALENTINA VIKTOROVNA
7.2 ELECTION OF THE MEMBER TO THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC: OLEYNIK
TAMARA FEDOROVNA
7.3 ELECTION OF THE MEMBER TO THE AUDITING Mgmt No vote
COMMITTEE OF "SURGUTNEFTEGAS" PJSC:
PRISHCHEPOVA LYUDMILA ARKADYEVNA
8 APPROVAL OF THE AUDITOR OF "SURGUTNEFTEGAS" Mgmt No vote
PJSC
--------------------------------------------------------------------------------------------------------------------------
TATNEFT PJSC Agenda Number: 713092574
--------------------------------------------------------------------------------------------------------------------------
Security: 876629205
Meeting Type: EGM
Meeting Date: 30-Sep-2020
Ticker:
ISIN: US8766292051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO PAY DIVIDENDS FOR 6 MONTHS OF 2020 AS Mgmt For For
FOLLOWS: A) 994% OF THE PAR VALUE PER
PREFERRED SHARE. B) 994% OF THE PAR VALUE
PER ORDINARY SHARE. TO ESTABLISH 12 OCTOBER
2020 AS THE DIVIDEND ENTITLEMENT
HOLDER-OF-RECORD DATE. TO HAVE THE
DIVIDENDS PAID IN CASH
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
TATNEFT PJSC Agenda Number: 714273567
--------------------------------------------------------------------------------------------------------------------------
Security: 876629205
Meeting Type: AGM
Meeting Date: 25-Jun-2021
Ticker:
ISIN: US8766292051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 APPROVAL OF THE ANNUAL REPORT OF THE Mgmt For For
COMPANY FOR 2020: TO APPROVE THE ANNUAL
REPORT OF PJSC TATNEFT FOR 2020
2 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR 2020: TO APPROVE THE
ANNUAL ACCOUNTING (FINANCIAL) STATEMENTS OF
PJSC TATNEFT FOR 2020
3 APPROVAL OF PROFIT DISTRIBUTION ON THE Mgmt For For
BASIS OF RESULTS OF THE FINANCIAL YEAR AND
PAYMENT OF DIVIDENDS FOR 2020: TO APPROVE
DISTRIBUTION OF PROFIT OF PJSC TATNEFT
(INCLUDING PAYMENT (DECLARATION) OF
DIVIDENDS) FOR THE REPORTING YEAR. TO PAY
DIVIDENDS FOR 2020 TAKING INTO ACCOUNT
DIVIDENDS ALREADY PAID FOR THE FIRST SIX
MONTHS OF 2020: 2224 % OF THE NOMINAL VALUE
PER PREFERRED SHARE, 2224 % OF THE NOMINAL
VALUE PER ORDINARY SHARE, TO CONSIDER THE
NET PROFIT REMAINING AFTER DIVIDENDS
PAYMENT AS UNDISTRIBUTED PROFIT. TO
ESTABLISH 9 JULY 2021 AS THE
HOLDER-OF-RECORD DATE
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 14 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 14
DIRECTORS ARE TO BE ELECTED. THE LOCAL
AGENT IN THE MARKET WILL APPLY CUMULATIVE
VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM
YOU VOTE "FOR". CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
4.1 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: FANIL ANVAROVICH AGLIULLIN
4.2 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: RADIK RAUFOVICH GAIZATULLIN
4.3 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: LASZLO GERECS
4.4 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: LARISA YURIEVNA GLUKHOVA
4.5 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: YURI LVOVICH LEVINE
4.6 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: NAYIL ULFATOVICH MAGANOV
4.7 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: ALBERT ILDAROVICH NAFIGIN
4.8 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: RAFAIL SAITOVICH NURMUKHAMETOV
4.9 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: VALERIY YURIYEVICH SOROKIN
4.10 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: NURISLAM ZINATULLOVICH SYUBAYEV
4.11 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: SHAFAGAT FAKHRAZOVICH TAKHAUTDINOV
4.12 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: RUSTAM KHAMISOVICH KHALIMOV
4.13 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: RAIS SALIKHOVICH KHISAMOV
4.14 ELECTION OF THE BOARD OF DIRECTOR OF THE Mgmt For For
COMPANY: RENE FREDERIC STEINER
5.1 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: MARSEL FAGIMOVICH ABDULLIN
5.2 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: KSENIA GENNADYEVNA BORZUNOVA
5.3 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: ILNUR IMAMZUFAROVICH GABIDULLIN
5.4 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: GUZAL RAFISOVNA GILFANOVA
5.5 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: TATYANA GENNADIEVNA MALAKHOVA
5.6 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: LILIYA RAFAELOVNA RAKHIMZYANOVA
5.7 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: RAMIL SHAVKATOVICH KHAIRULLIN
5.8 ELECTION OF THE REVISION COMMITTEE OF THE Mgmt For For
COMPANY: RAVIL ANASOVICH SHARIFULLIN
6 APPROVAL OF THE COMPANY'S AUDITOR: TO Mgmt For For
APPROVE AO PRICEWATERHOUSECOOPERS AUDIT FOR
CONDUCTING STATUTORY AUDIT OF THE FINANCIAL
STATEMENTS OF PJSC TATNEFT FOR 2021
COMPILED IN ACCORDANCE WITH THE RUSSIAN AND
INTERNATIONAL ACCOUNTING STANDARDS FOR A
PERIOD OF ONE YEAR
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LTD Agenda Number: 713722127
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: MIX
Meeting Date: 28-Apr-2021
Ticker:
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.A
TO 1.L AND 2". THANK YOU
1A ELECTION OF DIRECTOR: M.M. ASHAR Mgmt For For
1B ELECTION OF DIRECTOR: Q. CHONG Mgmt For For
1C ELECTION OF DIRECTOR: E.C. DOWLING Mgmt For For
1D ELECTION OF DIRECTOR: E. FUKUDA Mgmt For For
1E ELECTION OF DIRECTOR: T. HIGO Mgmt For For
1F ELECTION OF DIRECTOR: N.B. KEEVIL III Mgmt For For
1G ELECTION OF DIRECTOR: D.R. LINDSAY Mgmt For For
1H ELECTION OF DIRECTOR: S.A. MURRAY Mgmt For For
1I ELECTION OF DIRECTOR: T.L. MCVICAR Mgmt For For
1J ELECTION OF DIRECTOR: K.W. PICKERING Mgmt For For
1K ELECTION OF DIRECTOR: U.M. POWER Mgmt For For
1L ELECTION OF DIRECTOR: T.R. SNIDER Mgmt For For
2 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE CORPORATION AND TO AUTHORIZE
THE DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION
3 TO APPROVE THE ADVISORY RESOLUTION ON THE Mgmt For For
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION
4 TO APPROVE A RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET OUT IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR DATED MARCH 1,
2021, CONFIRMING GENERAL BY-LAW NO. 1,
WHICH GOVERNS THE AFFAIRS OF THE
CORPORATION
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935377348
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 20-May-2021
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Oscar P. Bernardes Mgmt For For
1C. Election of Director: Gregory L. Ebel Mgmt For For
1D. Election of Director: Timothy S. Gitzel Mgmt For For
1E. Election of Director: Denise C. Johnson Mgmt For For
1F. Election of Director: Emery N. Koenig Mgmt For For
1G. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1H. Election of Director: David T. Seaton Mgmt For For
1I. Election of Director: Steven M. Seibert Mgmt For For
1J. Election of Director: Luciano Siani Pires Mgmt For For
1K. Election of Director: Gretchen H. Watkins Mgmt For For
1L. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as Mosaic's independent registered public
accounting firm for the year ending
December 31, 2021.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. Stockholder proposal relating to adoption Shr Against For
of written consent right.
--------------------------------------------------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY Agenda Number: 935315588
--------------------------------------------------------------------------------------------------------------------------
Security: 810186106
Meeting Type: Annual
Meeting Date: 25-Jan-2021
Ticker: SMG
ISIN: US8101861065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas N. Kelly Jr. Mgmt For For
Peter E. Shumlin Mgmt For For
John R. Vines Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
THE TORO COMPANY Agenda Number: 935330528
--------------------------------------------------------------------------------------------------------------------------
Security: 891092108
Meeting Type: Annual
Meeting Date: 16-Mar-2021
Ticker: TTC
ISIN: US8910921084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet K. Cooper Mgmt For For
Gary L. Ellis Mgmt For For
Michael G. Vale Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
October 31, 2021.
3. Approval of, on an advisory basis, our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SE Agenda Number: 935430936
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: TOT
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2020.
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2020.
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
for the purpose of trading in the Company
shares.
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code.
O6 Renewal of Mr. Patrick Pouyanne's term as Mgmt For For
director.
O7 Renewal of Ms. Anne-Marie Idrac's term as Mgmt For For
director.
O8 Appointment of Mr. Jacques Aschenbroich as Mgmt For For
a director.
O9 Appointment of Mr. Glenn Hubbard as a Mgmt For For
director.
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code.
O11 Approval of the compensation policy Mgmt For For
applicable to directors.
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2020 or
allocated for that year to Mr. Patrick
Pouyannee, Chairman and Chief Executive
Officer.
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer.
O14 Opinion on the Company's ambition with Mgmt For For
respect to sustainable development and
energy transition towards carbon neutrality
and its related targets by 2030.
E15 Amendment of the corporate name to Mgmt For For
TotalEnergies SE and of Article 2 of the
Articles of Association.
E16 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Company free shares,
existing or to be issued, for the benefit
of the Group employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued.
E17 Delegation of authority granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, for the purpose of
carrying out, in accordance with the terms
and conditions set out in Articles L.
3332-18 et seq. of the French Labor Code,
capital increases, with removal of
shareholders' pre-emptive subscription
rights, reserved for members of a company
or group savings plan.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935337089
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 12-Mar-2021
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Amendments of wording: 1a. Amendment to the Mgmt For For
wording in Article 1, head paragraph, to
include the definition of Vale as "Company"
and consequent amendment in subsequent
provisions (Article 2, head paragraph;
Article 3; Article 4; Article 5, paragraph
6; Article 6, head paragraph and paragraph
3; Article 7, IV to VI; Article 8,
paragraph 2; Article 9, head paragraph;
Article 10, head paragraph; Article 11,
paragraphs 2 and 12; Article 12, Sole
Paragraph; Article 14, I, V to IX,XI, XIII,
...(due to space limits, see proxy
statement for full proposal).
2. Change in the positions of alternate member Mgmt For For
and new rule for replacing directors: 2a.
Elimination of the position of alternate
member of the Board of Directors, except
for the member and his or her alternate
elected, in a separate vote, by the
employees, according to the Management
Proposal (Article 9, paragraph 1, Article
11, paragraph 2, and new, paragraphs 8, 9,
and 12 of Article 11). 2b. New rule for
replacement of Directors in the event of
impediment/temporary absence or vacancy,
...(due to space limits, see proxy
statement for full proposal).
3. Bringing flexibility in terms of the number Mgmt For For
of members of the Board of Directors, which
may be comprised of at least 11 and at most
13 members, according to the Management
Proposal (head paragraph of Article 11).
4. Amendments of items referring to the Mgmt For For
independence structure: 4a. Increasing the
minimum number of independent members of
the Board of Directors, according to the
Management Proposal (Article 11, paragraph
3). 4b. According to the Management
Proposal, including a new provision to
define the concept of independent
directors, in line with the best
international practices in the market (new
paragraph 4 of Article 11).
5. Provisions for the Chairman and Mgmt For For
Vice-Chairman: 5a. Provision that the
Chairman and Vice-Chairman of the Board of
Directors be individually elected by the
Shareholders' Meeting. 5b. Consolidation of
former paragraphs 5 and 6 of Article 11
into the new paragraph 8 of Article 11 to
address cases of vacancy of the positions
of Chairman and Vice-Chairman of the Board.
5c. Provision that the Board of Directors
shall be represented externally by its
Chairman or by a director appointed by the
latter (new paragraph 7 of Article 11).
6. Inclusion of the appointment, by the Mgmt For For
elected independent members, of a lead
independent member, and provision of the
respective duties, according to the
Management Proposal (new paragraph 6 of
Article 11).
7. Inclusion of the procedure for submission Mgmt For For
of a voting list, individually, by
candidate, for the election of members of
the Board of Directors, according to the
Management Proposal (new paragraph 10,
items I, II, III, IV and VII, of Article
11).
8. Provision that, for the election of members Mgmt For For
of the Board of Directors, those candidates
who receive the highest number of votes in
favor are considered elected, and those
candidates who have more votes against than
in favor are excluded, subject to the
number of vacancies to be filled, according
to the Management Proposal (new paragraph
10, items V and VI, of Article 11).
9. Renumbering and adjustment to the wording Mgmt For For
in new paragraphs 11 and 12 of Article 11,
according to the Management Proposal.
10. Amendment to the head paragraph of Article Mgmt For For
12 to reduce the number of ordinary
meetings and amend the minimum number of
members to call a meeting of the Board of
Directors, according to the Management
Proposal.
11. Amendments on the responsibilities of the Mgmt For For
Board of Directors and the Executive Board:
11a. Inclusion in Article 14, item VI, of
the safety of people as a factor to be
considered when establishing the purpose,
guidelines and strategic plan of the
Company, according to the Management
Proposal. 11b. Inclusion to expressly state
practices already adopted by Management,
for approval of the Company's purposes,
according to the Management Proposal
(Article 14, item VII and Article 29, IV).
...(due to space limits, see proxy
statement for full proposal).
12. Provisions about the Committees and the Mgmt For For
committees' coordinators coordinators: 12a.
Amendment in Article 15, head paragraph, of
the number of permanent advisory
committees, inclusion of the Compensation
scope for the Personnel and Governance
Committee and inclusion of the Nomination
and Innovation Committees, according to the
Management Proposal. 12b. According to the
Management Proposal, inclusion in Article
15, paragraph 3, to regulate how to choose
the advisory committees' coordinators.
13. Amendment of Article 23, paragraph 3, to Mgmt For For
increase the term of office of the members
of the Executive Board, according to the
Management Proposal.
14. Restatement of the By-Laws to reflect the Mgmt For For
changes approved at the Shareholders'
Meeting.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935403472
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 30-Apr-2021
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4 Resolution 4 Mgmt No vote
5A Election of Director: Jose Luciano Duarte Mgmt No vote
Penido (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5B Election of Director: Fernando Jorge Buso Mgmt No vote
Gomes (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5C Election of Director: Clinton James Dines Mgmt No vote
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5D Election of Director: Eduardo de Oliveira Mgmt No vote
Rodrigues Filho (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5E Election of Director: Elaine Dorward-King Mgmt No vote
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5F Election of Director: Jose Mauricio Pereira Mgmt No vote
Coelho (Vale Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5G Election of Director: Ken Yasuhara (Vale Mgmt No vote
Nominee). (You may only vote "FOR" in up to
12 of the 16 Directors in proposals 5A-5P.
Your vote will be deemed invalid for
proposal 5A 5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5H Election of Director: Manuel Lino Silva de Mgmt No vote
Sousa Oliveira (Ollie Oliveira) (Vale
Nominee). (You may only vote "FOR" in up to
12 of the 16 Directors in proposals 5A-5P.
Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5I Election of Director: Maria Fernanda dos Mgmt No vote
Santos Teixeira (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5J Election of Director: Murilo Cesar Lemos Mgmt No vote
dos Santos Passos (Vale Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5K Election of Director: Roger Allan Downey Mgmt No vote
(Vale Nominee). (You may only vote "FOR" in
up to 12 of the 16 Directors in proposals
5A-5P. Your vote will be deemed invalid for
proposal 5A-5P if you vote in favor of more
than 12 directors)
5L Election of Director: Sandra Maria Guerra Mgmt No vote
de Azevedo (Vale Nominee). (You may only
vote "FOR" in up to 12 of the 16 Directors
in proposals 5A-5P. Your vote will be
deemed invalid for proposal 5A-5P if you
vote in favor of more than 12 directors)
5M Election of Director: Marcelo Gasparino da Mgmt No vote
Silva (Other Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5N Election of Director: Mauro Gentile Mgmt No vote
Rodrigues Cunha (Other Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
5O Election of Director: Rachel de Oliveira Mgmt No vote
Maia (Other Nominee). (You may only vote
"FOR" in up to 12 of the 16 Directors in
proposals 5A-5P. Your vote will be deemed
invalid for proposal 5A-5P if you vote in
favor of more than 12 directors)
5P Election of Director: Roberto da Cunha Mgmt No vote
Castello Branco (Other Nominee). (You may
only vote "FOR" in up to 12 of the 16
Directors in proposals 5A-5P. Your vote
will be deemed invalid for proposal 5A-5P
if you vote in favor of more than 12
directors)
6 Resolution 6. (You may only vote "FOR" Mgmt No vote
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7A Election of Director: Jose Luciano Duarte Mgmt No vote
Penido (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7B Election of Director: Fernando Jorge Buso Mgmt No vote
Gomes (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7C Election of Director: Clinton James Dines Mgmt No vote
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7D Election of Director: Eduardo de Oliveira Mgmt No vote
Rodrigues Filho (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7E Election of Director: Elaine Dorward-King Mgmt No vote
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7F Election of Director: Jose Mauricio Pereira Mgmt No vote
Coelho (Vale Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7G Election of Director: Ken Yasuhara (Vale Mgmt No vote
Nominee). (You may only vote "FOR" proposal
6 or you may vote in 7A-7P. Your vote for
these proposals will be deemed invalid if
you vote in favor of both groups)
7H Election of Director: Manuel Lino Silva de Mgmt No vote
Sousa Oliveira (Ollie Oliveira) (Vale
Nominee). (You may only vote "FOR" proposal
6 or you may vote in 7A-7P. Your vote for
these proposals will be deemed invalid if
you vote in favor of both groups)
7I Election of Director: Maria Fernanda dos Mgmt No vote
Santos Teixeira (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7J Election of Director: Murilo Cesar Lemos Mgmt No vote
dos Santos Passos (Vale Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7K Election of Director: Roger Allan Downey Mgmt No vote
(Vale Nominee). (You may only vote "FOR"
proposal 6 or you may vote in 7A-7P. Your
vote for these proposals will be deemed
invalid if you vote in favor of both
groups)
7L Election of Director: Sandra Maria Guerra Mgmt No vote
de Azevedo (Vale Nominee). (You may only
vote "FOR" proposal 6 or you may vote in
7A-7P. Your vote for these proposals will
be deemed invalid if you vote in favor of
both groups)
7M Election of Director: Marcelo Gasparino da Mgmt No vote
Silva (Other Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7N Election of Director: Mauro Gentile Mgmt No vote
Rodrigues Cunha (Other Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
7O Election of Director: Rachel de Oliveira Mgmt No vote
Maia (Other Nominee). (You may only vote
"FOR" proposal 6 or you may vote in 7A-7P.
Your vote for these proposals will be
deemed invalid if you vote in favor of both
groups)
7P Election of Director: Roberto da Cunha Mgmt No vote
Castello Branco (Other Nominee). (You may
only vote "FOR" proposal 6 or you may vote
in 7A-7P. Your vote for these proposals
will be deemed invalid if you vote in favor
of both groups)
8 Election of Chairman of the Board of Mgmt No vote
Director: Jose Luciano Penido (An ADS
holder may only vote "FOR" in Resolution 8
or Resolution 9)
9 Election of Chairman of the Board of Mgmt No vote
Director: Roberto Castello Branco (An ADS
holder may only vote "FOR" in Resolution 8
or Resolution 9)
10 Election of Vice-Chairman of the Board: Mgmt No vote
Fernando Jorge Buso Gomes (An ADS holder
may only vote "FOR" in Resolution 10 or
Resolution 11)
11 Election of Vice-Chairman of the Board: Mgmt No vote
Mauro Gentile Rodrigues Cunha (An ADS
holder may only vote "FOR" in Resolution 10
or Resolution 11)
12A Election of the Fiscal Council by Mgmt No vote
Candidate: Cristina Fontes Doherty / Nelson
de Menezes Filho
12B Election of the Fiscal Council by Mgmt No vote
Candidate: Marcus Vinicius Dias Severini /
Vera Elias
12C Election of the Fiscal Council by Mgmt No vote
Candidate: Marcelo Moraes/Vacant
12D Election of the Fiscal Council by Mgmt No vote
Candidate: Raphael Manhaes Martins /
Adriana de Andrade Sole
13 Resolution 13 Mgmt No vote
E1 Resolution 1 Mgmt No vote
E2 Resolution 2 Mgmt No vote
E3 Resolution 3 Mgmt No vote
E4 Resolution 4 Mgmt No vote
E5 Resolution 5 Mgmt No vote
E6 Resolution 6 Mgmt No vote
E7 Resolution 7 Mgmt No vote
E8 Resolution 8 Mgmt No vote
E9 Resolution 9 Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
VEOLIA ENVIRONNEMENT SA Agenda Number: 713822383
--------------------------------------------------------------------------------------------------------------------------
Security: F9686M107
Meeting Type: MIX
Meeting Date: 22-Apr-2021
Ticker:
ISIN: FR0000124141
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE.
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN.
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104022100777-40
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 533434 DUE TO RECEIPT OF CHANGE
IN NUMBERING OF RESOLUTIONS AND DELETION OF
COMMENT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 APPROVAL OF THE COMPANY'S FINANCIAL Mgmt For For
STATEMENTS: THE SHAREHOLDERS' MEETING,
AFTER HAVING REVIEWED THE REPORTS OF THE
BOARD OF DIRECTORS AND THE AUDITORS,
APPROVES THE COMPANY'S FINANCIAL STATEMENTS
FOR THE FISCAL YEAR THAT ENDED IN 2020, AS
PRESENTED TO THE MEETING
2 CONSOLIDATED FINANCIAL STATEMENTS: THE Mgmt For For
SHAREHOLDERS' MEETING, AFTER HAVING
REVIEWED THE REPORTS OF THE BOARD OF
DIRECTORS AND THE AUDITORS, APPROVES THE
CONSOLIDATED FINANCIAL STATEMENTS FOR SAID
FISCAL YEAR AS PRESENTED TO THE MEETING
3 APPROVAL OF THE EXPENSE AND CHARGE: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
NON-DEDUCTIBLE EXPENSES AND CHARGES
AMOUNTING TO EUR 1,048,908.00
4 RESULTS APPROPRIATION: THE SHAREHOLDERS' Mgmt For For
MEETING APPROVES THE FINANCIAL STATEMENTS
AND RESOLVES TO ALLOCATE EARNINGS AS
FOLLOWS: ORIGIN: - EARNINGS FOR THE
FINANCIAL YEAR: EUR 620,912,828.00 -
DISTRIBUTABLE RESERVES: EUR
7,104,501,770.00 - RETAINED EARNINGS: EUR
1,307,827,016.00 - DISTRIBUTABLE INCOME:
EUR 9,033,241,614.00 ALLOCATION: - LEGAL
RESERVE: EUR 289,305,682.00 - DIVIDENDS:
EUR 396,040,182.00 (DIVIDED INTO
565,771,689 SHARES) - RETAINED EARNINGS:
EUR 1,532,699,662 - CAPITALIZATION: EUR
2,893,056,810.00 - SHARE PREMIUM: EUR
7,104,501,770.00 THE SHAREHOLDERS WILL BE
GRANTED A NET DIVIDEND OF EUR 0.70 PER
SHARE, WHICH WILL BE ELIGIBLE FOR THE 40
PERCENT DEDUCTION PROVIDED BY THE FRENCH
GENERAL TAX CODE. THIS DIVIDEND WILL BE
PAID ON MAY 12TH 2021. AS REQUIRED BY LAW,
IT IS REMINDED THAT, FOR THE LAST THREE
FINANCIAL YEARS, THE DIVIDENDS WERE PAID
FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR
2019 EUR 0.92 PER SHARE FOR FISCAL YEAR
2018 EUR 0.84 PER SHARE FOR FISCAL YEAR
2017
5 SPECIAL REPORT: THE SHAREHOLDERS' MEETING, Mgmt For For
AFTER REVIEWING THE SPECIAL REPORT OF THE
AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE
L. 225-38 AND L.225-40 TO L.225-42 OF THE
FRENCH COMMERCIAL CODE, APPROVES THIS
REPORT AS WELL AS THE NEW AGREEMENT
APPROVED BY THE BOARD OF DIRECTORS DURING
THIS FISCAL YEAR, AND TAKES NOTE OF THE
INFORMATION RELATING TO THE AGREEMENTS
CONCLUDED AND THE COMMITMENTS MADE DURING
PREVIOUS FISCAL YEARS
6 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF LA CAISSE DES DEPOTS ET
CONSIGNATIONS REPRESENTED BY MR OLIVIER
MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD,
I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED
TO RULE ON THE FINANCIAL STATEMENTS FOR THE
2024 FISCAL YEAR
7 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING RENEWS THE
APPOINTMENT OF MRS MARION GUILLOU AS
DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL
THE SHAREHOLDERS' MEETING CALLED TO RULE ON
THE FINANCIAL STATEMENTS FOR THE 2024
FISCAL YEAR
8 RENEWAL OF A TERM OF OFFICE: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO APPOINT OF
MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR
FOR A 4-YEAR PERIOD, I.E. UNTIL THE
SHAREHOLDERS' MEETING CALLED TO RULE ON THE
FINANCIAL STATEMENTS FOR THE 2024 FISCAL
YEAR
9 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 1 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 2ND 2018
10 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 2 GRANTED BY THE
BOARD OF DIRECTORS ON APRIL 31ST 2019
11 APPROVAL OF THE AMENDMENT OF THE INTERNAL Mgmt For For
ECONOMIC PERFORMANCE CRITERION: THE
SHAREHOLDERS' MEETING APPROVES THE
AMENDMENT OF THE INTERNAL ECONOMIC
PERFORMANCE CRITERION (NET CURRENT INCOME
GROUP SHARE PER SHARE) LINKED TO THE
ACQUISITION OF PERFORMANCE SHARES ALLOCATED
TO THE CEO, UNDER PLAN 3 GRANTED BY THE
BOARD OF DIRECTORS ON MAY 5TH 2020
12 COMPENSATION OF EXECUTIVE CORPORATE Mgmt For For
OFFICERS: THE SHAREHOLDERS' MEETING
APPROVES THE INFORMATION MENTIONED IN
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE, AND THE FIXED, VARIABLE
AND ONE-OFF COMPONENTS OF THE TOTAL
COMPENSATION AS WELL AS THE BENEFITS OR
PERKS OF ANY KIND PAID AND AWARDED TO THE
MR ANTOINE FREROT AS THE CEO FOR THE
CURRENT OR PREVIOUS FISCAL YEARS
13 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL
YEAR
14 APPROVAL OF THE COMPENSATION POLICY: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
COMPENSATION POLICY APPLICABLE TO THE CEO,
FOR THE 2021 FISCAL YEAR
15 COMPENSATION OF CORPORATE OFFICERS: THE Mgmt For For
SHAREHOLDERS' MEETING APPROVES THE
INFORMATION MENTIONED IN ARTICLE L. 22-10-9
I OF THE FRENCH COMMERCIAL CODE REGARDING
THE COMPENSATION OF THE CORPORATE OFFICERS
(EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL
YEAR
16 AUTHORIZATION TO BUY BACK SHARES: THE Mgmt For For
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO BUY BACK THE COMPANY'S
SHARES ON THE OPEN MARKET, SUBJECT TO THE
CONDITIONS DESCRIBED BELOW: MAXIMUM
PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER
OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE
SHARES COMPOSING THE SHARE CAPITAL (I.E.
57,861,136 SHARES), THE NUMBER OF SHARES
ACQUIRED BY THE COMPANY WITH A VIEW TO
RETAINING OR DELIVERING IN CASH OR IN AN
EXCHANGE AS PART OF A MERGER, DIVESTMENT OR
CAPITAL CONTRIBUTION CANNOT EXCEED 5
PERCENT OF ITS CAPITAL. MAXIMUM FUNDS
INVESTED IN THE SHARE BUYBACKS: EUR
1,000,000,000.00. THIS AUTHORIZATION IS
GIVEN FOR AN 18-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF ANY AND ALL EARLIER DELEGATIONS
TO THE SAME EFFECT
17 CAPITAL INCREASE THROUGH ISSUANCE, WITH Mgmt For For
PREFERRED SUBSCRIPTION RIGHTS MAINTAINED,
OF SHARES AND-OR SECURITIES: THE
SHAREHOLDERS' MEETING DELEGATES TO THE
BOARD OF DIRECTORS THE NECESSARY POWERS TO
INCREASE THE CAPITAL, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH PREFERENTIAL
SUBSCRIPTION RIGHTS MAINTAINED. THE
SHAREHOLDERS' MEETING SETS THE MAXIMUM
OVERALL VALUE OF THE CAPITAL INCREASE
CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR
868,000,000.00. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 15. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
18 ISSUE OF SECURITIES IN THE EVENT OF A Mgmt For For
PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS'
MEETING GIVES ALL POWERS TO THE BOARD OF
DIRECTORS TO ISSUE, UP TO EUR
868,000,000.00 (I.E. 30 PERCENT OF THE
SHARE CAPITAL), SHARES (EXCLUDING
PREFERENCE SHARES) AND-OR SECURITIES GIVING
ACCESS TO THE COMPANY'S OR A RELATED
COMPANY'S SHARE CAPITAL (INCLUDING EQUITY
SECURITIES GIVING RIGHTS TO DEBT
SECURITIES), IN CONSIDERATION FOR
SECURITIES TENDERED AS A PART OF A PUBLIC
EXCHANGE OFFER INITIATED BY THE COMPANY
CONCERNING THE SHARES OF ANOTHER COMPANY,
WITH CANCELATION OF PREFERENTIAL
SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS
GRANTED FOR A 26-MONTH PERIOD. THIS
AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 16. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
19 AUTHORIZATION TO INCREASE THE NUMBER OF Mgmt For For
SECURITIES TO BE ISSUED (OVERSUBSCRIPTION):
THE SHAREHOLDERS' MEETING AUTHORIZES THE
BOARD OF DIRECTORS TO INCREASE THE NUMBER
OF SECURITIES IN THE EVENT THOSE EXCEED THE
INITIAL NUMBER OF SECURITIES TO BE ISSUED
(OVERSUBSCRIPTION), UP TO 15 PERCENT,
WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING.
THIS DELEGATION IS GIVEN FOR A 26-MONTH
PERIOD. THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 19
20 SHARE CAPITAL INCREASE RESERVED FOR Mgmt For For
EMPLOYEES: THE SHAREHOLDERS' MEETING
AUTHORIZES THE BOARD OF DIRECTORS TO
INCREASE THE SHARE CAPITAL, IN FAVOR OF
EMPLOYEES AND CORPORATE OFFICERS OF THE
COMPANY WHO ARE MEMBERS OF A COMPANY
SAVINGS PLAN, WITH CANCELLATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS, BY
ISSUANCE OF SHARES (EXCLUDING PREFERENCE
SHARES) AND-OR SECURITIES GIVING ACCESS TO
THE COMPANY'S OR A RELATED COMPANY'S SHARE
CAPITAL (INCLUDING EQUITY SECURITIES GIVING
RIGHTS TO DEBT SECURITIES). THIS DELEGATION
IS GIVEN FOR A 26-MONTH PERIOD AND FOR A
NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR
57,861,136.00 (I.E. 2 PERCENT OF THE SHARE
CAPITAL). THIS AUTHORIZATION SUPERSEDES THE
FRACTION UNUSED OF THE AUTHORIZATION GIVEN
BY THE SHAREHOLDERS' MEETING ON APRIL 22TH
2020 IN RESOLUTION 21. THE SHAREHOLDERS'
MEETING DELEGATES ALL POWERS TO THE BOARD
OF DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
21 CAPITAL INCREASE BY ISSUING SHARES WITHOUT Mgmt For For
PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE
SHAREHOLDERS' MEETING TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL UP
TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF
THE SHARE CAPITAL), BY ISSUANCE OF SHARES
(EXCLUDING PREFERENCE SHARES) AND-OR
SECURITIES GIVING ACCESS TO THE COMPANY'S
OR A RELATED COMPANY'S SHARE CAPITAL
(INCLUDING EQUITY SECURITIES GIVING RIGHTS
TO DEBT SECURITIES), WITH CANCELATION OF
PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR
OF: - EMPLOYEES AND CORPORATE OFFICERS; -
UCITS, SHAREHOLDING INVESTED IN COMPANY
SECURITIES WHOSE SHAREHOLDERS WILL BE
PERSONS MENTIONED ABOVE; - ANY BANKING
ESTABLISHMENT INTERVENING AT THE REQUEST OF
THE COMPANY TO SET UP A SHAREHOLDING SCHEME
OR A SAVINGS SCHEME FOR THE BENEFIT OF THE
PERSONS MENTIONED ABOVE; THE PRESENT
DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD
AND SUPERSEDES THE FRACTION UNUSED OF THE
AUTHORIZATION GIVEN BY THE SHAREHOLDERS'
MEETING ON APRIL 22TH 2020 IN RESOLUTION
22. THE SHAREHOLDERS' MEETING DELEGATES ALL
POWERS TO THE BOARD OF DIRECTORS
22 ALLOCATION OF SHARES FREE OF CHARGE: THE Mgmt For For
SHAREHOLDERS' MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO GRANT FOR FREE, EXISTING OR
FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR
THE CORPORATE OFFICERS OF THE COMPANY AND
RELATED COMPANIES, FOR AN AMOUNT
REPRESENTING 0.5 PERCENT OF THE SHARE
CAPITAL. THE TOTAL NUMBER OF SHARES
ALLOCATED TO THE EXECUTIVE CORPORATE
OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04
PERCENT OF THE SHARE CAPITAL. THE PRESENT
DELEGATION IS GIVEN FOR A 26-MONTH PERIOD.
THIS AUTHORIZATION SUPERSEDES THE FRACTION
UNUSED OF THE AUTHORIZATION GIVEN BY THE
SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN
RESOLUTION 23. THE SHAREHOLDERS' MEETING
DELEGATES ALL POWERS TO THE BOARD OF
DIRECTORS TO TAKE ALL NECESSARY MEASURES
AND ACCOMPLISH ALL NECESSARY FORMALITIES
23 AMENDMENT TO ARTICLES OF THE BYLAWS: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO ADD TO
ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH
PERTAINING TO THE APPOINTMENT OF A DIRECTOR
REPRESENTING EMPLOYEE SHAREHOLDERS
24 NEW ARTICLES OF THE BYLAWS: THE Mgmt For For
SHAREHOLDERS' MEETING DECIDES TO OVERHAUL
THE ARTICLES OF THE BYLAWS FOR THEM TO
COMPLY WITH THE LEGAL PROVISIONS IN FORCE.
THE SHAREHOLDERS' MEETING DECIDES TO AMEND
ARTICLE 11: ' COMPOSITION OF THE BOARD OF
DIRECTORS' OF THE BYLAWS
25 POWERS TO ACCOMPLISH FORMALITIES: THE Mgmt For For
SHAREHOLDERS' MEETING GRANTS FULL POWERS TO
THE BEARER OF AN ORIGINAL, A COPY OR
EXTRACT OF THE MINUTES OF THIS MEETING TO
CARRY OUT ALL FILINGS, PUBLICATIONS AND
OTHER FORMALITIES PRESCRIBED BY LAW
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 713663208
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J128
Meeting Type: AGM
Meeting Date: 08-Apr-2021
Ticker:
ISIN: DK0010268606
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.H AND 7. THANK
YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR: DKK 8.45 PER SHARE
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT
5 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION
6.a RE-ELECTION OF ANDERS RUNEVAD AS A MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
6.b RE-ELECTION OF BERT NORDBERG AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
6.c RE-ELECTION OF BRUCE GRANT AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
6.d RE-ELECTION OF EVA MERETE SOFELDE BERNEKE Mgmt For For
AS A MEMBER TO THE BOARD OF DIRECTORS
6.e RE-ELECTION OF HELLE THORNING-SCHMIDT AS A Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
6.f RE-ELECTION OF KARL-HENRIK SUNDSTROM AS A Mgmt For For
MEMBER TO THE BOARD OF DIRECTORS
6.g RE-ELECTION OF LARS JOSEFSSON AS A MEMBER Mgmt For For
TO THE BOARD OF DIRECTORS
6.h ELECTION OF KENTARO HOSOMI AS A MEMBER TO Mgmt For For
THE BOARD OF DIRECTORS
7 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
8.1 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE COMPANY'S REMUNERATION
POLICY: AMENDMENTS TO THE REMUNERATION
POLICY CONCERNING THE VARIABLE REMUNERATION
TO THE EXECUTIVE MANAGEMENT, IN SECTION 3.1
"ANNUAL FIXED SALARY" AND SECTION 3.4
"VARIABLE COMPONENTS" TO SIMPLIFY THE
LONG-TERM INCENTIVE PROGRAMMES
8.2 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AMENDMENT OF THE DENOMINATION OF SHARES:
AMENDMENT OF ARTICLES 2(1), 3, AND 6(1) OF
THE ARTICLES OF ASSOCIATION. THE
DENOMINATION PER SHARE BE CHANGED FROM DKK
1.00 TO DKK 0.01 OR MULTIPLES THEREOF,
ENTAILING THAT THE BOARD OF DIRECTORS MAY
AT A LATER STAGE UNDERTAKE A SHARE SPLIT
8.3 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL AND AMENDMENT OF THE AUTHORISATIONS
TO INCREASE THE SHARE CAPITAL: AMENDMENT OF
ARTICLE 3 OF THE ARTICLES OF ASSOCIATION.
AUTHORISATIONS TO INCREASE THE COMPANY'S
SHARE CAPITAL IS RENEWED SO THEY ARE VALID
UNTIL 1 APRIL 2026 WITH A MAXIMUM ISSUANCE
OF DKK 20,197,345
8.4 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO HOLD GENERAL MEETINGS
ELECTRONICALLY: NEW ARTICLE 4(3) OF THE
ARTICLES OF ASSOCIATION TO CREATE THE
GREATEST POSSIBLE FLEXIBILITY FOR THE
COMPANY WHEN PREPARING AND HOLDING GENERAL
MEETINGS AND IN ACCORDANCE WITH SECTION
77(2) OF THE DANISH COMPANIES ACT
8.5 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RESOLUTION TO GRANT AUTHORISATION TO ADOPT
ELECTRONIC COMMUNICATION: NEW ARTICLE 13 OF
THE ARTICLES OF ASSOCIATION TO CREATE THE
GREATEST POSSIBLE FLEXIBILITY FOR THE
COMPANY IN THE FUTURE IN TERMS OF
COMMUNICATING WITH ITS SHAREHOLDERS IN
ACCORDANCE WITH SECTION 92 OF THE DANISH
COMPANIES ACT
8.6 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
AUTHORISATION TO THE BOARD OF DIRECTORS TO
DISTRIBUTE EXTRAORDINARY DIVIDEND: TO
CREATE THE GREATEST POSSIBLE FLEXIBILITY
FOR PAYING OUT DIVIDENDS BY THE COMPANY
8.7 PROPOSAL FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES: AUTHORISATION TO ACQUIRE
TREASURY SHARES ON AN ONGOING BASIS UNTIL
31 DECEMBER 2022
9 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING: THE BOARD OF DIRECTORS
PROPOSES THAT THE GENERAL MEETING
AUTHORISES THE CHAIRMAN OF THE GENERAL
MEETING (WITH A RIGHT OF SUBSTITUTION) TO
FILE AND REGISTER THE ADOPTED RESOLUTIONS
WITH THE DANISH BUSINESS AUTHORITY AND TO
MAKE SUCH AMENDMENTS TO THE DOCUMENTS FILED
WITH THE DANISH BUSINESS AUTHORITY, AS THE
DANISH BUSINESS AUTHORITY MAY REQUEST OR
FIND APPROPRIATE IN CONNECTION WITH THE
REGISTRATION OF THE ADOPTED RESOLUTIONS
10 ANY OTHER BUSINESS Non-Voting
CMMT 22 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 6 AND 3. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 529134, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE PETROLEUM LTD Agenda Number: 713713546
--------------------------------------------------------------------------------------------------------------------------
Security: 980228100
Meeting Type: AGM
Meeting Date: 15-Apr-2021
Ticker:
ISIN: AU000000WPL2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 515684 DUE TO WITHDRAWAL OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3, 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF DR CHRISTOPHER HAYNES Mgmt For For
2.B RE-ELECTION OF MR RICHARD GOYDER Mgmt For For
2.C RE-ELECTION OF MR GENE TILBROOK Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
CEO AND MANAGING DIRECTOR
5.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: AMENDMENT TO THE
CONSTITUTION (MARKET FORCES)
5.B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: CONTINGENT RESOLUTION
- CAPITAL PROTECTION (MARKET FORCES)
6 AMENDMENT TO THE CONSTITUTION (ACCR) Non-Voting
--------------------------------------------------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 713068131
--------------------------------------------------------------------------------------------------------------------------
Security: Y97237112
Meeting Type: EGM
Meeting Date: 16-Oct-2020
Ticker:
ISIN: CNE100000PP1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0831/2020083101172.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/0831/2020083101152.pdf
1 TO CONSIDER THE MOTION ON THE Mgmt For For
RECOMMENDATION OF MS. DONG ZHENYU AS A
CANDIDATE FOR THE BOARD OF DIRECTORS OF THE
COMPANY
2 TO CONSIDER THE MOTION ON THE REVISION OF Mgmt For For
THE RULES OF PROCEDURE OF THE BOARD OF
DIRECTORS
3 TO CONSIDER THE MOTION ON THE REVISION OF Mgmt For For
THE RULES OF PROCEDURE OF THE SUPERVISORY
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 713437893
--------------------------------------------------------------------------------------------------------------------------
Security: Y97237112
Meeting Type: EGM
Meeting Date: 22-Dec-2020
Ticker:
ISIN: CNE100000PP1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 492549 DUE TO ADDITION OF
RESOLUTION 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2020/1204/2020120401353.pdf,
1 TO CONSIDER THE MOTION ON THE ESTIMATED Mgmt For For
ANNUAL CAP FOR CONTINUING CONNECTED
TRANSACTIONS (A SHARE) FOR 2021
2 TO CONSIDER THE MOTION ON THE APPLICATION Mgmt For For
FOR A LETTER OF GUARANTEE FROM THE BANK ON
BEHALF OF AUSTRALIA WHITE ROCK WIND FARM,
AN ASSOCIATE COMPANY
3 TO CONSIDER THE MOTION ON PURCHASING Mgmt For For
LIABILITY INSURANCE FOR DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT
4 TO CONSIDER THE MOTION ON THE PROPOSED Mgmt For For
REVISION OF ANNUAL CAPS FOR CONTINUING
CONNECTED TRANSACTIONS (H SHARE) FOR 2020
AND 2021 UNDER THE PRODUCT SALES FRAMEWORK
AGREEMENT (2019-2021)
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 713974877
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200743.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0422/2021042200795.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS OF THE COMPANY (THE "DIRECTORS")
AND THE AUDITOR OF THE COMPANY (THE
"AUDITOR") FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
2 TO DECLARE A FINAL DIVIDEND OF 17.0 HK Mgmt For For
CENTS PER SHARE (WITH SCRIP OPTION) FOR THE
YEAR ENDED 31 DECEMBER 2020
3.A.I TO RE-ELECT MR. CHEN XI AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.AII TO RE-ELECT MR. LEE SHING PUT, B.B.S. AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. CHENG KWOK KIN, PAUL AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX ITS REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DUE CHANGE IN NUMBERING FOR
RESOLUTIONS 5.A TO 5.C. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935365658
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1B. Election of Director: Patrick K. Decker Mgmt For For
1C. Election of Director: Robert F. Friel Mgmt For For
1D. Election of Director: Jorge M. Gomez Mgmt For For
1E. Election of Director: Victoria D. Harker Mgmt For For
1F. Election of Director: Steven R. Loranger Mgmt For For
1G. Election of Director: Surya N. Mohapatra, Mgmt For For
Ph.D.
1H. Election of Director: Jerome A. Peribere Mgmt For For
1I. Election of Director: Markos I. Tambakeras Mgmt For For
1J. Election of Director: Lila Tretikov Mgmt For For
1K. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our Independent Registered
Public Accounting Firm for 2021.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Shareholder proposal requesting amendments Shr Against For
to our proxy access by-law, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713278439
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: EGM
Meeting Date: 17-Nov-2020
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPENING OF THE EXTRAORDINARY GENERAL Mgmt For For
MEETING, APPROVAL OF THE NOTICE AND THE
AGENDA
2 ELECTION OF THE CHAIR OF THE MEETING AND A Mgmt For For
PERSON TO CO-SIGN THE MINUTES
3 APPROVAL OF ADDITIONAL DIVIDEND FOR YARA Mgmt For For
INTERNATIONAL ASA AND THE GROUP: NOK 18 PER
SHARE
CMMT 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS ("CDIS") AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 02 NOV 2020: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN TEXT OF RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
YARA INTERNATIONAL ASA Agenda Number: 713888684
--------------------------------------------------------------------------------------------------------------------------
Security: R9900C106
Meeting Type: AGM
Meeting Date: 06-May-2021
Ticker:
ISIN: NO0010208051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: Non-Voting
POWER OF ATTORNEY (POA) REQUIREMENTS VARY
BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A
POA IN PLACE WHICH WOULD ELIMINATE THE NEED
FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN
THE ABSENCE OF THIS ARRANGEMENT, AN
INDIVIDUAL BENEFICIAL OWNER POA MAY BE
REQUIRED. IF YOU HAVE ANY QUESTIONS PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
THANK YOU
CMMT SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT Non-Voting
NEED TO BE RE-REGISTERED IN THE BENEFICIAL
OWNERS NAME TO BE ALLOWED TO VOTE AT
MEETINGS. SHARES WILL BE TEMPORARILY
TRANSFERRED TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY
DEADLINE AND TRANSFERRED BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 OPEN MEETING APPROVE NOTICE OF MEETING AND Mgmt For For
AGENDA
2 ELECT CHAIRMAN OF MEETING DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS APPROVE ALLOCATION OF INCOME AND
DIVIDENDS OF NOK 20.00 PER SHARE
4 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt For For
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
5 APPROVE COMPANY'S CORPORATE GOVERNANCE Mgmt For For
STATEMENT
6 APPROVE REMUNERATION OF AUDITORS Mgmt For For
7 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 690 ,000 FOR THE CHAIRMAN,
NOK 412,000 FOR THE VICE CHAIRMAN, AND NOK
363 ,000 FOR THE OTHER DIRECTORS APPROVE
COMMITTEE FEES
8 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE
9 APPROVE NOK 22.8 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION AND
REDEMPTION
10 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
11 AMEND ARTICLES RE: ELECTRONIC GENERAL Mgmt For For
MEETINGS
CMMT 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU.
CMMT 13 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President/Principal Executive Officer
Date 08/27/2021