UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 898 N. Broadway, Suite 2
Massapequa, NY 11758
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
898 N. Broadway, Suite 2
Massapequa, NY 11758
REGISTRANT'S TELEPHONE NUMBER: 844-986-7676
DATE OF FISCAL YEAR END: March 31
DATE OF REPORTING PERIOD: 05/12/2021 - 06/30/2021
SonicShares Airlines, Hotels, Cruise Lines ETF
--------------------------------------------------------------------------------------------------------------------------
AIR FRANCE - KLM Agenda Number: 713981113
--------------------------------------------------------------------------------------------------------------------------
Security: F01699135
Meeting Type: MIX
Meeting Date: 26-May-2021
Ticker:
ISIN: FR0000031122
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting
CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A
VALID VOTING OPTION. FOR ANY ADDITIONAL
ITEMS RAISED AT THE MEETING THE VOTING
OPTION WILL DEFAULT TO 'AGAINST', OR FOR
POSITIONS WHERE THE PROXY CARD IS NOT
COMPLETED BY BROADRIDGE, TO THE PREFERENCE
OF YOUR CUSTODIAN
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting
CRISIS AND IN ACCORDANCE WITH THE
PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT
UNDER LAW NO. 2020-1379 OF NOVEMBER 14,
2020, EXTENDED AND MODIFIED BY LAW NO
2020-1614 OF DECEMBER 18, 2020 THE GENERAL
MEETING WILL TAKE PLACE BEHIND CLOSED DOORS
WITHOUT THE PHYSICAL PRESENCE OF THE
SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. SHOULD THIS
SITUATION CHANGE, THE COMPANY ENCOURAGES
ALL SHAREHOLDERS TO REGULARLY CONSULT THE
COMPANY WEBSITE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202104212101074-48 AND
https://www.journal-officiel.gouv.fr/balo/d
ocument/202105102101537-56 AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF TEXT OF RESOLUTION 15 & REMOVAL OF JUNK
CHARACTERS FROM RESOLUTIONS AND DUE TO
CHANGE IN RECORD DATE FROM 21 MAY 2021 TO
24 MAY 2021 AND DUE TO RECEIPT OF UPDATED
BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
1 APPROVAL OF THE STATUTORY FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2020
3 ALLOCATION OF THE NET RESULT FOR THE Mgmt For For
FINANCIAL YEAR ENDED DECEMBER 31, 2020
4 APPROVAL OF RELATED PARTY AGREEMENTS IN Mgmt For For
ACCORDANCE WITH ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE RELATED TO THE
CONCLUSION OF A LOAN AGREEMENT GUARANTEED
BY THE FRENCH STATE AND THE GRANTING OF A
SHAREHOLDER LOAN BY THE FRENCH STATE
5 APPROVAL OF A RELATED PARTY AGREEMENT IN Mgmt For For
ACCORDANCE WITH ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE RELATED TO THE
CONCLUSION OF A FRAMEWORK AGREEMENT BETWEEN
AIR FRANCE-KLM, KLM AND THE DUTCH STATE
6 APPROVAL OF A RELATED PARTY AGREEMENT IN Mgmt For For
ACCORDANCE WITH ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE RELATED TO THE
ADJUSTMENT OF THE FINANCIAL PROVISIONS OF
THE PARTNERSHIPS ENTERED INTO WITH DELTA
AIR LINES INC. AND VIRGIN ATLANTIC AIRWAYS
LTD
7 APPROVAL OF A RELATED PARTY AGREEMENT IN Mgmt For For
ACCORDANCE WITH ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE RELATED TO THE
ADJUSTMENT OF THE FINANCIAL PROVISIONS OF
THE PARTNERSHIPS ENTERED INTO WITH CHINA
EASTERN AIRLINES CO. LTD
8 RE-APPOINTMENT OF MS. LENI BOEREN AS A Mgmt For For
BOARD DIRECTOR FOR A TERM OF FOUR YEARS
9 RE-APPOINTMENT OF MS. ISABELLE BOUILLOT AS Mgmt For For
A BOARD DIRECTOR FOR A TERM OF FOUR YEARS
10 RE-APPOINTMENT OF DELTA AIR LINES, INC. AS Mgmt For For
A BOARD DIRECTOR FOR A TERM OF FOUR YEARS
11 RE-APPOINTMENT OF MS. ANNE-MARIE IDRAC AS A Mgmt For For
BOARD DIRECTOR FOR A TERM OF FOUR YEARS
12 RE-APPOINTMENT OF MR. JIAN WANG AS A BOARD Mgmt For For
DIRECTOR FOR A TERM OF FOUR YEARS
13 APPOINTMENT OF MS. GWENAELLE AVICE-HUET AS Mgmt For For
A BOARD DIRECTOR FOR A TERM OF FOUR YEARS
14 APPROVAL OF THE INFORMATION ON THE Mgmt For For
COMPENSATION OF EACH OF THE COMPANY
OFFICERS REQUIRED BY ARTICLE L. 22-10-9 I
OF THE FRENCH COMMERCIAL CODE
15 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXTRAORDINARY COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE 2020 FINANCIAL YEAR OR GRANTED
IN RESPECT OF THIS FINANCIAL YEAR TO MS.
ANNE-MARIE COUDERC AS CHAIR OF THE BOARD OF
DIRECTORS
16 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For
EXTRAORDINARY COMPONENTS OF THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
DURING THE 2020 FINANCIAL YEAR OR GRANTED
IN RESPECT OF THIS FINANCIAL YEAR TO MR.
BENJAMIN SMITH AS CHIEF EXECUTIVE OFFICER
17 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
FOR THE NON-EXECUTIVE COMPANY OFFICERS
18 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
FOR THE CHAIR OF THE BOARD OF DIRECTORS
19 APPROVAL OF THE 2021 COMPENSATION POLICY Mgmt For For
FOR THE CHIEF EXECUTIVE OFFICER
20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
OTHER COMPANY CAPITAL SECURITIES TO BE
ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WHILE
MAINTAINING PREFERENTIAL SUBSCRIPTION
RIGHTS FOR SHAREHOLDERS, WITHIN A LIMIT NOT
TO EXCEED A NOMINAL AMOUNT OF 1,930 MILLION
(DELEGATION TO BE USED OUTSIDE THE CONTEXT
OF A PUBLIC TENDER OFFER)
21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
OTHER COMPANY CAPITAL SECURITIES TO BE
ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY WAY OF
PUBLIC OFFERINGS OTHER THAN THE PUBLIC
OFFERINGS REFERRED TO IN ARTICLE L. 411-2,
1 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITHOUT SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS BUT WITH A MANDATORY
PRIORITY SUBSCRIPTION PERIOD, WITHIN A
LIMIT NOT TO EXCEED A NOMINAL AMOUNT OF 643
MILLION (DELEGATION TO BE USED OUTSIDE THE
CONTEXT OF A PUBLIC TENDER OFFER)
22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
COMPANY CAPITAL SECURITIES TO BE ISSUED,
AND FOR THE PURPOSE OF AUTHORIZING THE
ISSUANCE OF ANY SECURITIES GRANTING ACCESS
BY ANY MEANS TO THE ALLOCATION OF COMPANY
CAPITAL SECURITIES BY THOSE COMPANIES IN
WHICH THE COMPANY HOLDS, EITHER DIRECTLY OR
INDIRECTLY, MORE THAN HALF OF THE SHARE
CAPITAL, BY WAY OF PUBLIC OFFERINGS OTHER
THAN THE PUBLIC OFFERINGS REFERRED TO IN
ARTICLE L. 411-2, 1 OF THE FRENCH MONETARY
AND FINANCIAL CODE, WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS AND WITH
AN OPTIONAL PRIORITY SUBSCRIPTION PERIOD,
WITHIN A LIMIT NOT TO EXCEED A NOMINAL
AMOUNT OF 129 MILLION (DELEGATION TO BE
USED OUTSIDE THE CONTEXT OF A PUBLIC TENDER
OFFER)
23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
OTHER COMPANY CAPITAL SECURITIES TO BE
ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS, WITHIN A LIMIT NOT TO EXCEED A
NOMINAL AMOUNT 129 MILLION, AND BY WAY OF
THE PUBLIC OFFERINGS REFERRED TO IN ARTICLE
L. 411-2, 1 OF THE FRENCH MONETARY AND
FINANCIAL CODE (DELEGATION TO BE USED
OUTSIDE THE CONTEXT OF A PUBLIC TENDER
OFFER)
24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF INCREASING THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS, WITHIN A LIMIT NOT TO EXCEED 15% OF
THE AMOUNT OF THE INITIAL ISSUANCE
(DELEGATION TO BE USED OUTSIDE THE CONTEXT
OF A PUBLIC TENDER OFFER)
25 DELEGATION OF POWER GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A 26-MONTH TERM, FOR THE
PURPOSE OF INCREASING THE SHARE CAPITAL
WITHIN A LIMIT NOT TO EXCEED 10% OF THE
SHARE CAPITAL IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF CAPITAL SECURITIES
OR SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL (DELEGATION TO BE USED OUTSIDE THE
CONTEXT OF A PUBLIC TENDER OFFER)
26 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF INCREASING THE SHARE CAPITAL
VIA CAPITALIZATION OF RESERVES, PROFITS,
PREMIUMS, OR OTHER AMOUNTS ELIGIBLE FOR
CAPITALIZATION WITHIN A LIMIT NOT TO EXCEED
A NOMINAL AMOUNT OF 322 MILLION (DELEGATION
TO BE USED OUTSIDE THE CONTEXT OF A PUBLIC
TENDER OFFER)
27 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
OTHER COMPANY CAPITAL SECURITIES TO BE
ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WHILE
MAINTAINING SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS, WITHIN A LIMIT NOT TO
EXCEED A NOMINAL AMOUNT OF 161 MILLION
(DELEGATION TO BE USED WITHIN THE CONTEXT
OF A PUBLIC TENDER OFFER)
28 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
OTHER COMPANY CAPITAL SECURITIES TO BE
ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, BY WAY OF
PUBLIC OFFERINGS OTHER THAN THE PUBLIC
OFFERINGS REFERRED TO IN ARTICLE L. 411-2,
1 OF THE FRENCH MONETARY AND FINANCIAL
CODE, WITHOUT SHAREHOLDERS' PREFERENTIAL
SUBSCRIPTION RIGHTS BUT WITH A MANDATORY
SUBSCRIPTION PERIOD, AND WITHIN A LIMIT NOT
TO EXCEED A NOMINAL AMOUNT OF 161 MILLION
(DELEGATION TO BE USED WITHIN THE CONTEXT
OF A PUBLIC TENDER OFFER)
29 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
COMPANY CAPITAL SECURITIES TO BE ISSUED,
AND FOR THE PURPOSE OF AUTHORIZING THE
ISSUANCE OF ANY SECURITIES GRANTING ACCESS,
BY ANY MEANS AVAILABLE, TO THE ALLOCATION
OF COMPANY CAPITAL SECURITIES BY THOSE
COMPANIES IN WHICH THE COMPANY HOLDS,
EITHER DIRECTLY OR INDIRECTLY, MORE THAN
HALF OF THE SHARE CAPITAL, BY WAY OF PUBLIC
OFFERINGS OTHER THAN THE PUBLIC OFFERINGS
REFERRED TO IN ARTICLE L. 411-2, 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE, WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS AND WITH AN OPTIONAL PRIORITY
SUBSCRIPTION PERIOD, WITHIN A LIMIT NOT TO
EXCEED A NOMINAL AMOUNT OF 65 MILLION
(DELEGATION TO BE USED WITHIN THE CONTEXT
OF A PUBLIC TENDER OFFER)
30 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF ISSUING ORDINARY COMPANY
SHARES AND SECURITIES GRANTING ACCESS TO
OTHER COMPANY CAPITAL SECURITIES TO BE
ISSUED OR GRANTING THE RIGHT TO THE
ALLOCATION OF DEBT SECURITIES, WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS, BY WAY OF THE PUBLIC OFFERINGS
REFERRED TO IN ARTICLE L. 411-2 1 OF THE
FRENCH MONETARY AND FINANCIAL CODE, AND
WITHIN A LIMIT NOT TO EXCEED A NOMINAL
AMOUNT OF 65 MILLION (DELEGATION TO BE USED
WITHIN THE CONTEXT OF A PUBLIC TENDER
OFFER)
31 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM, FOR
THE PURPOSE OF INCREASING THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE WITH OR WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS, WITHIN A LIMIT NOT TO EXCEED 15% OF
THE AMOUNT OF THE INITIAL ISSUANCE
(DELEGATION TO BE USED WITHIN THE CONTEXT
OF A PUBLIC TENDER OFFER)
32 DELEGATION OF POWER GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR A 26-MONTH TERM, FOR THE
PURPOSE OF INCREASING THE SHARE CAPITAL BY
AN AMOUNT NOT TO EXCEED A NOMINAL AMOUNT OF
33 MILLION IN ORDER TO COMPENSATE
CONTRIBUTIONS IN KIND GRANTED TO THE
COMPANY AND COMPRISED OF CAPITAL SECURITIES
OR SECURITIES GRANTING ACCESS TO THE SHARE
CAPITAL (DELEGATION TO BE USED WITHIN THE
CONTEXT OF A PUBLIC TENDER OFFER)
33 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS FOR A 26-MONTH TERM FOR
THE PURPOSE OF INCREASING THE SHARE CAPITAL
VIA CAPITALIZATION OF RESERVES, PROFITS,
PREMIUMS, OR OTHER AMOUNTS ELIGIBLE FOR
CAPITALIZATION WITHIN A LIMIT NOT TO EXCEED
A NOMINAL AMOUNT OF 161 MILLION (DELEGATION
TO BE USED WITHIN THE CONTEXT OF A PUBLIC
TENDER OFFER)
34 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, FOR THE PURPOSE OF
DETERMINING THE ISSUE PRICE OF ORDINARY
COMPANY SHARES AND/OR COMPANY SECURITIES
GRANTING ACCESS TO OTHER COMPANY CAPITAL
SECURITIES AND/OR GRANTING THE RIGHT TO THE
ALLOCATION OF COMPANY DEBT SECURITIES,
WITHIN A LIMIT NOT TO EXCEED 10% OF THE
SHARE CAPITAL PER YEAR WITHIN THE FRAMEWORK
OF A CAPITAL INCREASE BY WAY OF PUBLIC
OFFERINGS WITHOUT SHAREHOLDERS'
PREFERENTIAL SUBSCRIPTION RIGHTS
35 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS FOR A 26-MONTH TERM,
FOR THE PURPOSE OF CARRYING OUT CAPITAL
INCREASES RESERVED TO MEMBERS OF A COMPANY
OR GROUP SAVINGS SCHEME WITHOUT
SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION
RIGHTS WITHIN A LIMIT NOT TO EXCEED 2 % OF
THE SHARE CAPITAL
36 AMENDMENT OF ARTICLE 26 OF THE ARTICLES OF Mgmt For For
INCORPORATION RELATED TO THE AGE LIMIT FOR
COMPANY OFFICERS
37 POWER TO ACCOMPLISH FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CHINA EASTERN AIRLINES CORPORATION LTD Agenda Number: 714170292
--------------------------------------------------------------------------------------------------------------------------
Security: Y1406M102
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: CNE1000002K5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0513/2021051301453.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0506/2021050602068.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 576752 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 THAT, TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY FOR
THE YEAR 2020
2 THAT, TO CONSIDER AND APPROVE THE REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE OF THE COMPANY
FOR THE YEAR 2020
3 THAT, TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORTS OF THE COMPANY FOR THE YEAR 2020
4 THAT, TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
PROFIT DISTRIBUTION PROPOSAL FOR THE YEAR
2020
5 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
RESOLUTION IN RELATION TO THE COMPANY'S
APPOINTMENT OF THE PRC DOMESTIC AUDITORS
AND INTERNATIONAL AUDITORS FOR FINANCIAL
REPORTING AND THE AUDITORS FOR INTERNAL
CONTROL FOR THE YEAR 2021
6 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
RESOLUTION ON GRANTING OF A GENERAL MANDATE
TO THE BOARD TO ISSUE BONDS: AGREED THE
BOARD TO ISSUE DEBT FINANCING INSTRUMENTS
IN ONE OR MULTIPLE TRANCHES WITHIN THE
LIMITS OF BONDS ISSUABLE UNDER THE
REQUIREMENTS OF APPLICABLE LAWS, UPON
OBTAINING GENERAL AND UNCONDITIONAL MANDATE
FROM THE GENERAL MEETING: (A) TYPE OF DEBT
FINANCING INSTRUMENTS: DEBT FINANCING
INSTRUMENTS INCLUDE BUT NOT LIMITED TO
CORPORATE BONDS, SUPER SHORT-TERM
COMMERCIAL PAPERS, SHORT-TERM COMMERCIAL
PAPERS, MEDIUM TERM NOTES, BONDS
DENOMINATED IN OFFSHORE RENMINBI OR US
DOLLARS OR OTHER CURRENCIES, ASSET-BACKED
SECURITIES, ENTERPRISE BONDS, PERPETUAL
BONDS OR OTHER ONSHORE AND OFFSHORE DEBT
FINANCING INSTRUMENTS ISSUABLE UPON
APPROVAL BY OR FILING WITH THE CHINA
SECURITIES REGULATORY COMMISSION,
SECURITIES ASSOCIATION OF CHINA AND OTHER
RELEVANT AUTHORITIES IN ACCORDANCE WITH
RELEVANT REGULATIONS. HOWEVER, BONDS ISSUED
AND/OR DEBT FINANCING INSTRUMENTS ADOPTED
UNDER THIS MANDATE SHALL NOT INCLUDE BONDS
THAT ARE CONVERTIBLE TO SHARES OF THE
COMPANY. (B) ISSUER: THE COMPANY AND/OR ITS
WHOLLY-OWNED OR CONTROLLED SUBSIDIARIES.
THE ACTUAL ISSUER SHALL BE DETERMINED BY
THE BOARD ACCORDING TO THE NEEDS OF
ISSUANCE. (C) ISSUANCE SIZE: THE AMOUNT OF
DEBT FINANCING INSTRUMENTS PERMITTED TO BE
ISSUED UNDER THIS MANDATE SHALL FALL WITHIN
THE OUTSTANDING BALANCE AVAILABLE FOR
ISSUANCE OF SUCH TYPE OF INSTRUMENTS UNDER
THE REQUIREMENTS OF APPLICABLE LAWS. THE
ACTUAL ISSUANCE SIZE SHALL BE DETERMINED BY
THE BOARD ACCORDING TO FUNDING REQUIREMENTS
AND MARKET CONDITIONS. (D) TERM AND TYPE:
SAVE FOR PERPETUAL BONDS, NOT MORE THAN 15
YEARS AND MAY HAVE SINGLE OR MULTIPLE
MATURITIES. THE ACTUAL TERM AND ISSUANCE
SIZE OF EACH TYPE OF THE DEBT FINANCING
INSTRUMENTS SHALL BE DETERMINED BY THE
BOARD ACCORDING TO RELEVANT REQUIREMENTS
AND MARKET CONDITIONS. (E) USE OF PROCEEDS:
THE PROCEEDS RAISED FROM THE ISSUANCE ARE
EXPECTED TO BE USED IN WAYS WHICH ARE IN
ACCORDANCE WITH THE REQUIREMENTS OF LAWS
AND REGULATIONS, SUCH AS TO FUND THE
PRODUCTION AND OPERATION NEEDS OF THE
COMPANY, TO ADJUST THE DEBT STRUCTURE, TO
SUPPLEMENT WORKING CAPITAL AND/OR TO MAKE
PROJECT INVESTMENT. THE ACTUAL USE OF
PROCEEDS SHALL BE DETERMINED BY THE BOARD
ACCORDING TO FUNDING REQUIREMENTS. (F)
EFFECTIVE PERIOD OF THE MANDATE: ONE YEAR
FROM THE DATE OF APPROVING THIS RESOLUTION
AT THE GENERAL MEETING OF THE COMPANY.
WHERE THE BOARD AND/OR ITS AUTHORISED
REPRESENTATIVES HAVE, DURING THE EFFECTIVE
PERIOD OF THE MANDATE, DECIDED THE
ISSUANCE, AND PROVIDED THAT THE COMPANY HAS
ALSO, DURING THE EFFECTIVE PERIOD OF THE
MANDATE, OBTAINED THE APPROVAL OR
PERMISSION FROM OR REGISTRATION WITH
REGULATORY AUTHORITIES ON THE ISSUANCE, THE
COMPANY MAY, DURING THE EFFECTIVE PERIOD OF
SUCH APPROVAL, PERMISSION OR REGISTRATION,
COMPLETE THE ISSUANCE (G) GUARANTEES AND
OTHER ARRANGEMENTS: THE GUARANTEES AND
OTHER CREDIT ENHANCEMENT ARRANGEMENTS SHALL
BE DETERMINED BASED ON THE FEATURES OF THE
ONSHORE AND OFFSHORE DEBT FINANCING
INSTRUMENTS AND THE ISSUANCE NEEDS IN
ACCORDANCE WITH THE LAWS. (H) TARGET
SUBSCRIBERS AND ARRANGEMENTS ON PLACEMENT
TO SHAREHOLDERS OF THE COMPANY: THE TARGET
SUBSCRIBERS SHALL BE THE INVESTORS WHO MEET
THE CONDITIONS FOR SUBSCRIPTION IN
ACCORDANCE WITH THE REQUIREMENTS OF LAWS
AND REGULATIONS. THE SPECIFIC TARGET
SUBSCRIBERS SHALL BE DETERMINED IN
ACCORDANCE WITH RELEVANT LAWS, THE MARKET
CONDITIONS AND OTHER SPECIFIC MATTERS
RELATED TO THE ISSUANCE. (I) AUTHORISATION
TO THE BOARD THE BOARD PROPOSES TO THE
GENERAL MEETING TO GRANT THE GENERAL AND
UNCONDITIONAL MANDATE TO THE BOARD FOR THE
FOLLOWING PURPOSES, AFTER TAKING INTO
ACCOUNT OF THE SPECIFIC REQUIREMENTS OF THE
COMPANY AND OTHER MARKET CONDITIONS: (I) TO
CONFIRM THE ISSUER, TYPE, ACTUAL TYPE,
ACTUAL TERMS AND CONDITIONS AND OTHER
MATTERS IN RELATION TO THE ISSUANCE,
INCLUDING BUT NOT LIMITED TO THE ACTUAL
ISSUANCE SIZE, ACTUAL AGGREGATE AMOUNT,
CURRENCY, ISSUANCE PRICE, INTEREST RATE OR
METHODS OF DETERMINING INTEREST RATE,
ISSUANCE PLACE, TIMING OF ISSUANCE, TERM,
WHETHER TO ISSUE ON MULTI-TRANCHE
ISSUANCES, NUMBER OF TRANCHES OF ISSUANCE,
WHETHER TO INCORPORATE TERMS OF REPURCHASE
OR REDEMPTION, RATING ARRANGEMENT,
GUARANTEES AND OTHER ARRANGEMENTS, TERM OF
REPAYMENT OF PRINCIPAL AND PAYMENT OF
INTEREST, USE OF PROCEEDS AND UNDERWRITING
ARRANGEMENT, ETC. (II) TO UNDERTAKE ACTIONS
AND PROCEDURES NECESSARY AND ANCILLARY TO
EACH, INCLUDING BUT NOT LIMITED TO THE
ENGAGEMENT OF INTERMEDIARY AGENCIES TO DEAL
WITH PROCEDURES SUCH AS APPLYING APPROVAL
FROM, REGISTERING AND FILING WITH RELEVANT
REGULATORY AUTHORITIES RELATING TO THE
ISSUANCE ON BEHALF OF THE COMPANY, SIGN ALL
LEGAL DOCUMENTS NECESSARY AND RELATING TO
THE ISSUANCE, AND HANDLE OTHER MATTERS SUCH
AS, REPAYMENT OF PRINCIPAL AND PAYMENT OF
INTEREST DURING THE DURATION AND TRADING
AND CIRCULATION. (III) TO APPROVE, CONFIRM
AND RATIFY THE AFOREMENTIONED ACTIONS AND
PROCEDURES GIVEN THE COMPANY HAS TAKEN ANY
OF THE ACTIONS AND PROCEDURES IN RESPECT OF
ANY ISSUANCE. (IV) TO MAKE RELEVANT
ADJUSTMENTS TO RELEVANT MATTERS RELATING TO
ACTUAL PROPOSAL FOR ISSUANCE WITHIN THE
SCOPE OF THE MANDATE GRANTED TO THE BOARD
ACCORDING TO THE ADVICE OF REGULATORY
AUTHORITIES OR THE THEN PREVAILING MARKET
CONDITIONS IN THE EVENT OF CHANGES IN THE
ISSUE POLICY OF REGULATORY AUTHORITIES OR
MARKET CONDITIONS, UNLESS RE-APPROVAL AT
THE GENERAL MEETING OF THE COMPANY IS
OTHERWISE REQUIRED PURSUANT TO THE RELEVANT
LAWS, REGULATIONS AND THE ARTICLES OF
ASSOCIATION. (V) TO DECIDE AND DEAL WITH
RELEVANT MATTERS RELATING TO THE LISTING OF
ISSUED DEBT FINANCING INSTRUMENTS UPON THE
COMPLETION OF ISSUANCE. (VI) TO APPROVE,
SIGN AND DISPATCH ANNOUNCEMENTS AND
CIRCULARS RELATING TO THE ISSUANCE TO
DISCLOSE RELEVANT INFORMATION ACCORDING TO
THE APPLICABLE REGULATORY RULES AT THE
PLACES OF LISTING OF THE COMPANY. (VII) TO
ADJUST THE CURRENCY STRUCTURE AND INTEREST
RATE STRUCTURE OF BONDS WITHIN THE DURATION
OF THE BONDS ACCORDING TO MARKET
CONDITIONS. (VIII) TO ASSIGN THE
AFOREMENTIONED MANDATE TO OTHER CANDIDATES
WHOM THE BOARD FINDS APPROPRIATE
7 THAT, TO CONSIDER AND APPROVE THE GRANTING Mgmt For For
OF A GENERAL MANDATE TO THE BOARD TO ISSUE
SHARES OF THE COMPANY: (A) UNDER THE
PREMISE OF THE FOLLOWING CONDITIONS, THE
BOARD IS GRANTED UNCONDITIONAL AND GENERAL
MANDATE AND IS AGREED TO FURTHER AUTHORISE
THE MANAGEMENT OF THE COMPANY TO DEAL WITH,
AT ITS SOLE DISCRETION, RELEVANT MATTERS IN
CONNECTION WITH THE ISSUANCE OF SHARES OF
THE COMPANY DURING THE RELEVANT PERIOD (AS
DEFINED BELOW), IN ACCORDANCE WITH THE
COMPANY'S SPECIFIC NEEDS, OTHER MARKET
CONDITIONS AND THE CONDITIONS BELOW: (I)
THE BOARD APPROVES THE COMPANY TO, EITHER
SEPARATELY OR CONCURRENTLY, ISSUE, ALLOT
AND DEAL WITH, OR CONDITIONALLY OR
UNCONDITIONALLY AGREE TO, EITHER SEPARATELY
OR CONCURRENTLY, ISSUE, ALLOT OR DEAL WITH
THE DOMESTIC SHARES ("A SHARES") AND
OVERSEAS-LISTED FOREIGN SHARES ("H SHARES")
OF THE COMPANY (INCLUDING CORPORATE BONDS
CONVERTIBLE INTO SHARES) FOR NOT MORE THAN
20% OF THE A SHARES AND H SHARES OF THE
COMPANY AT THE DATE OF THIS RESOLUTION
BEING CONSIDERED AND APPROVED AT THE
GENERAL MEETING, RESPECTIVELY; AND APPROVES
THE COMPANY TO DETERMINE THE NUMBER OF A
SHARES AND/OR H SHARES TO BE ISSUED,
ALLOTTED OR DEALT WITH WITHIN SUCH LIMIT,
UNDER THE PREMISE OF ITEM (III) OF THIS
ARTICLE; (II) THE BOARD FORMULATES AND
IMPLEMENTS SPECIFIC ISSUANCE PLANS,
INCLUDING BUT NOT LIMITED TO THE CLASS OF
NEW SHARES TO BE ISSUED, THE PRICING
METHODS AND/OR THE ISSUANCE PRICE
(INCLUDING THE PRICE RANGE), NUMBER OF
SHARES TO BE ISSUED, TARGET SUBSCRIBERS,
USE OF PROCEEDS, ETC., DETERMINES THE
TIMING OF ISSUANCE, PERIOD OF ISSUANCE AND
WHETHER TO PLACE TO EXISTING SHAREHOLDERS;
(III) THE BOARD APPROVES, SIGNS, AMENDS AND
PERFORMS OR FACILITATES TO SIGN, PERFORM
AND AMEND ALL DOCUMENTS, INDENTURES AND
MATTERS IT FINDS RELATED TO ANY ISSUANCE,
ALLOTMENT OR DEALING OF A SHARES AND/OR H
SHARES PURSUANT TO THE EXERCISE OF THE
AFOREMENTIONED GENERAL MANDATE; AND (IV)
THE BOARD ONLY EXERCISES THE AFOREMENTIONED
POWER PURSUANT TO THE COMPANY LAW OF THE
PEOPLE'S REPUBLIC OF CHINA (AS AMENDED FROM
TIME TO TIME) AND THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED OR ALL APPLICABLE
LAWS, REGULATIONS AND RULES OF ANY OTHER
GOVERNMENT OR REGULATORY AUTHORITIES. THE
COMPANY CAN COMPLETE THE ISSUANCE ONLY
AFTER OBTAINING APPROVALS FROM CHINA
SECURITIES REGULATORY COMMISSION AND/OR ANY
OTHER RELEVANT CHINESE GOVERNMENT
AUTHORITIES. (B) IN RESPECT OF THIS SPECIAL
RESOLUTION, THE GENERAL MANDATE SHALL NOT
EXCEED THE RELEVANT PERIOD. YET, IF THE
BOARD HAS RESOLVED TO ISSUE DURING THE
RELEVANT PERIOD, THE COMPANY CAN COMPLETE
THE ISSUANCE UNDER SUCH MANDATE UPON THE
COMPLETION OF APPROVAL FROM RELEVANT
CHINESE GOVERNMENT AUTHORITIES. "RELEVANT
PERIOD" REFERS TO THE DATE FROM THE PASSING
OF THIS SPECIAL RESOLUTION TO THE FOLLOWING
DATES, WHICHEVER IS EARLIER: (I) FROM THE
DATE WHEN THIS SPECIAL RESOLUTION IS PASSED
UNTIL THE CONCLUSION OF THE NEXT AGM OF THE
COMPANY; (II) FROM THE DATE WHEN THIS
SPECIAL RESOLUTION IS PASSED UNTIL THE
EXPIRY OF 12 MONTHS SINCE THEN; AND (III)
THE DATE OF THE PASSING OF THE SPECIAL
RESOLUTION BY THE SHAREHOLDERS OF THE
COMPANY AT THE GENERAL MEETING REVOKING OR
VARYING THE GENERAL MANDATE GIVEN TO THE
BOARD BY THIS RESOLUTION. (C) DECISION IS
MADE TO AUTHORISE THE BOARD TO INCREASE THE
REGISTERED CAPITAL OF THE COMPANY UNDER THE
PREMISE OF SEPARATE OR CONCURRENT ISSUANCE
OF SHARES IN PARAGRAPH (A) OF THIS SPECIAL
RESOLUTION, TO SHOW THAT THE COMPANY IS
AUTHORISED TO ISSUE SHARES UNDER PARAGRAPH
(A) OF THIS SPECIAL RESOLUTION. DECISION IS
ALSO MADE TO AUTHORISE THE BOARD TO AMEND
THE ARTICLES OF ASSOCIATION IT FINDS
APPROPRIATE AND NECESSARY, TO SHOW THE
INCREASE IN THE REGISTERED CAPITAL OF THE
COMPANY; AND TO UNDERTAKE NECESSARY ACTIONS
AND OTHER NECESSARY PROCEDURES TO ACHIEVE
THE SEPARATE OR CONCURRENT ISSUANCE OF
SHARES UNDER PARAGRAPH (A) OF THIS SPECIAL
RESOLUTION AND THE INCREASE IN THE
REGISTERED CAPITAL OF THE COMPANY
8 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
RESOLUTION IN RELATION TO THE ELECTION OF
DIRECTORS OF THE NINTH SESSION OF THE BOARD
OF DIRECTORS OF THE COMPANY: (1) TO
CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE ELECTION OF MR. LIN WANLI
AS A DIRECTOR OF THE COMPANY
9.1 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
RESOLUTION IN RELATION TO THE ELECTION OF
INDEPENDENT DIRECTOR OF THE NINTH SESSION
OF THE BOARD OF DIRECTORS OF THE COMPANY:
TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE ELECTION OF MR. SUN ZHENG
AS AN INDEPENDENT DIRECTOR OF THE COMPANY
9.2 THAT, TO CONSIDER AND APPROVE THE Mgmt For For
RESOLUTION IN RELATION TO THE ELECTION OF
INDEPENDENT DIRECTOR OF THE NINTH SESSION
OF THE BOARD OF DIRECTORS OF THE COMPANY:
TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE ELECTION OF MR. LU XIONGWEN
AS AN INDEPENDENT DIRECTOR OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CHINA SOUTHERN AIRLINES CO LTD Agenda Number: 714231204
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503W102
Meeting Type: AGM
Meeting Date: 30-Jun-2021
Ticker:
ISIN: CNE1000002T6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0512/2021051200216.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0512/2021051200210.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700454.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700497.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700521.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 581286 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1 THE REPORT OF THE DIRECTORS OF THE COMPANY Mgmt For For
FOR THE YEAR 2020
2 THE REPORT OF THE SUPERVISORY COMMITTEE OF Mgmt For For
THE COMPANY FOR THE YEAR 2020
3 THE AUDITED CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS OF THE COMPANY FOR THE YEAR 2020
4 THE PROFIT DISTRIBUTION PROPOSAL OF THE Mgmt For For
COMPANY FOR THE YEAR 2020
5 THE APPOINTMENT OF EXTERNAL AUDITOR Mgmt For For
6 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE SHARES UNDER THE GENERAL MANDATE
7 TO AUTHORIZE THE BOARD OF DIRECTORS TO Mgmt For For
ISSUE THE DEBT FINANCING INSTRUMENTS UNDER
THE GENERAL MANDATE
8 TO AUTHORIZE XIAMEN AIRLINES COMPANY Mgmt For For
LIMITED ON THE PROVISION OF GUARANTEES TO
ITS SUBSIDIARIES
--------------------------------------------------------------------------------------------------------------------------
HUAZHU GROUP LIMITED Agenda Number: 935447133
--------------------------------------------------------------------------------------------------------------------------
Security: 44332N106
Meeting Type: Annual
Meeting Date: 25-Jun-2021
Ticker: HTHT
ISIN: US44332N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. RESOLVED, AS AN ORDINARY RESOLUTION: THAT Mgmt For For
the ratification of appointment of Deloitte
Touche Tohmatsu Certified Public
Accountants LLP as auditor of the Company
for 2021 and the authorization for the
directors of the Company to determine the
remuneration of the auditor be and is
hereby authorized and approved.
O2. RESOLVED, AS AN ORDINARY RESOLUTION: THAT Mgmt For For
subject to and conditional upon the Listing
Committee of The Stock Exchange of Hong
Kong Limited granting the listing of, and
permission to deal in, the subdivided
ordinary shares, and with effect from the
second business day following the day on
which this resolution is passed by the
shareholders of the Company, the
sub-division of each issued and unissued
ordinary share of the Company with a par
value of US$0.0001 each into 10 ordinary
...(due to space limits, see proxy material
for full proposal).
S3. RESOLVED, AS A SPECIAL RESOLUTION: THAT, Mgmt For For
subject to the passing of the above
Resolution 2, and with effect from the
Sub-Division becoming effective, the
amendments to the current memorandum and
articles of association of the Company in
the manner as detailed in the proxy
statement be and are hereby approved and
the amended and restated memorandum and
articles of association in the form as set
out in Exhibit A in the proxy statement be
and is hereby approved and adopted in
substitution for and to the ...(due to
space limits, see proxy material for full
proposal).
O4. RESOLVED, AS AN ORDINARY RESOLUTION: THAT Mgmt For For
each director or officer of the Company or
Conyers Trust Company (Cayman) Limited be
and is hereby authorized to take any and
every action that might be necessary,
appropriate or desirable to effect the
foregoing resolutions as such director or
officer or Conyers Trust Company (Cayman)
Limited, in his, her or its absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Agenda Number: 714114054
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: OGM
Meeting Date: 16-Jun-2021
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE 2020 FINANCIAL STATEMENTS Mgmt For For
AND MANAGEMENT REPORTS OF THE COMPANY AND
OF ITS CONSOLIDATED GROUP
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
STATEMENT FOR FINANCIAL YEAR 2020
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE 2020 FINANCIAL YEAR.
RESULTS ALLOCATION
4 APPROVAL OF THE PROPOSAL FOR THE ALLOCATION Mgmt For For
OF 2020 RESULTS. DIRECTORS RE-ELECTION,
RATIFICATION OF THE APPOINTMENT BY CO
OPTION, APPOINTMENT AND RESOLUTIONS ON
DIRECTORS REMUNERATION
5.A RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MR. JAVIER
FERRAN AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
5.B RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MR. LUIS GALLEGO
MARTIN AS EXECUTIVE DIRECTOR
5.C RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MR. GILES
AGUTTER AS NON-EXECUTIVE PROPRIETARY
DIRECTOR
5.D RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MS. MARGARET
EWING AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.E RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MR. ROBIN
PHILLIPS AS NON-EXECUTIVE PROPRIETARY
DIRECTOR
5.F RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MR. EMILIO
SARACHO RODRIGUEZ DE TORRES AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
5.G RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MS. NICOLA SHAW
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.H RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RE-ELECT MR. ALBERTO
TEROL ESTEBAN AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
5.I RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RATIFY THE APPOINTMENT BY
CO OPTION OF, AND TO RE ELECT, MS. PEGGY
BRUZELIUS AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
5.J RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RATIFY THE APPOINTMENT BY
CO OPTION OF, AND TO RE ELECT, MS. EVA
CASTILLO SANZ AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
5.K RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO RATIFY THE APPOINTMENT BY
CO OPTION OF, AND TO RE ELECT, MS. HEATHER
ANN MCSHARRY AS NON-EXECUTIVE INDEPENDENT
DIRECTOR
5.L RE-ELECTION, RATIFICATION OF THE Mgmt For For
APPOINTMENT BY CO OPTION AND APPOINTMENT OF
DIRECTORS FOR THE CORPORATE BYLAWS MANDATED
ONE YEAR TERM: TO APPOINT MR. MAURICE LAM
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
6 CONSULTATIVE VOTE ON THE 2020 ANNUAL REPORT Mgmt For For
ON DIRECTORS REMUNERATION
7 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
POLICY. APPROVAL OF THE IAG EXECUTIVE SHARE
PLAN AND ALLOTMENT OF A MAXIMUM NUMBER OF
SHARES OF THE COMPANY FOR SHARE AWARDS
8 APPROVAL OF A NEW SHARE BASED INCENTIVE Mgmt For For
PLAN OF THE COMPANY
9 APPROVAL OF THE ALLOTMENT OF A MAXIMUM Mgmt For For
NUMBER OF SHARES OF THE COMPANY FOR SHARE
AWARDS (INCLUDING THE AWARDS TO EXECUTIVE
DIRECTORS. UNDER THE EXECUTIVE SHARE PLAN
IN RELATION TO 2021, 2022, 2023 AND 2024
FINANCIAL YEARS. AMENDMENT OF THE BYLAWS
AND THE SHAREHOLDERS MEETING REGULATIONS
10 AMENDMENT OF ARTICLE 13.2 OF THE CORPORATE Mgmt For For
BYLAWS TO REDUCE, FROM 50 PERCENT TO 20
PERCENT, THE LIMIT OF SHARE CAPITAL OR
CONVERTIBLE SECURITIES THAT COULD BE
INCREASED OR ISSUED, WHEN PRE-EMPTIVE
RIGHTS ARE EXCLUDED BY THE BOARD OF
DIRECTORS UNDER THE AUTHORISATION OF THE
SHAREHOLDERS MEETING
11 AMENDMENT OF ARTICLES 21 AND 24.2 OF THE Mgmt For For
CORPORATE BYLAWS TO ENABLE THE GENERAL
SHAREHOLDERS' MEETING TO BE HELD
EXCLUSIVELY BY REMOTE MEANS
12 AMENDMENT OF ARTICLE 44 OF THE CORPORATE Mgmt For For
BYLAWS RELATED TO THE BOARD COMMITTEES
13 AMENDMENT OF ARTICLE 16 OF THE REGULATIONS Mgmt For For
OF THE GENERAL SHAREHOLDERS' MEETING TO
DEVELOP THE RULES APPLICABLE TO THE REMOTE
ATTENDANCE BY SHAREHOLDERS
14 ADDITION OF A NEW CHAPTER V TO THE Mgmt For For
REGULATIONS OF THE GENERAL SHAREHOLDERS'
MEETING INCLUDING A NEW ARTICLE 37 TO
DEVELOP THE RULES APPLICABLE TO THE REMOTE
ATTENDANCE BY SHAREHOLDERS OR THEIR
PROXIES. AUTHORISATIONS FOR THE ACQUISITION
OF OWN SHARES, FOR THE ISSUANCE OF SHARES
AND CONVERTIBLE OR EXCHANGEABLE SECURITIES
AND FOR THE EXCLUSION OF PREEMPTIVE RIGHTS
15 AUTHORISATION FOR THE DERIVATIVE Mgmt For For
ACQUISITION OF THE COMPANY S OWN SHARES BY
THE COMPANY ITSELF AND/OR BY ITS
SUBSIDIARIES
16 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
INCREASE THE SHARE CAPITAL PURSUANT TO THE
PROVISIONS OF ARTICLE 297.1.B. OF THE
COMPANIES ACT
17 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
ISSUE SECURITIES (INCLUDING WARRANTS.
CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR
SHARES OF THE COMPANY. ESTABLISHMENT OF THE
CRITERIA FOR DETERMINING THE BASIS FOR AND
TERMS AND CONDITIONS APPLICABLE TO THE
CONVERSION OR EXCHANGE. AUTHORISATION TO
THE BOARD OF DIRECTORS, WITH THE EXPRESS
POWER OF SUBSTITUTION, TO DEVELOP THE BASIS
FOR AND TERMS AND CONDITIONS APPLICABLE TO
THE CONVERSION OR EXCHANGE OF SUCH
SECURITIES, AS WELL AS TO INCREASE THE
SHARE CAPITAL BY THE REQUIRED AMOUNT ON THE
CONVERSION
18 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITIES GIVEN UNDER
RESOLUTIONS 16 AND 17. CALL OF
EXTRAORDINARY GENERAL MEETINGS AND
DELEGATION OF POWERS
19 APPROVAL, FOR A TERM ENDING AT NEXT YEAR S Mgmt For For
ANNUAL SHAREHOLDERS MEETING, OF THE
REDUCTION TO FIFTEEN DAYS OF THE NOTICE
PERIOD FOR CALLING EXTRAORDINARY GENERAL
MEETINGS, IN ACCORDANCE WITH THE PROVISIONS
OF ARTICLE 515 OF THE COMPANIES ACT
20 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS MEETING
CMMT 12 MAY 2021: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 17 JUNE 2021
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU
CMMT 03 JUNE 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN MEETING DATE FROM 17 JUNE 2021 TO
16 JUNE 2021. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SHANGRI-LA ASIA LTD Agenda Number: 713993423
--------------------------------------------------------------------------------------------------------------------------
Security: G8063F106
Meeting Type: AGM
Meeting Date: 28-May-2021
Ticker:
ISIN: BMG8063F1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0426/2021042601491.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND, IF THOUGHT FIT, Mgmt For For
ADOPT THE AUDITED FINANCIAL STATEMENTS AND
THE REPORTS OF THE DIRECTORS AND THE
AUDITOR OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2020
2.A TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MS KUOK HUI KWONG
2.B TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR YAP CHEE KEONG
2.C TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MS KHOO SHULAMITE N K
3 TO FIX THE DIRECTORS' FEES (INCLUDING FEES Mgmt For For
PAYABLE TO MEMBERS OF THE REMUNERATION
COMMITTEE, THE NOMINATION COMMITTEE AND THE
AUDIT & RISK COMMITTEE) FOR THE YEAR ENDING
31 DECEMBER 2021
4 TO RE-APPOINT MESSRS PRICEWATERHOUSECOOPERS Mgmt For For
AS THE AUDITOR OF THE COMPANY FOR THE
ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS
OF THE COMPANY TO FIX ITS REMUNERATION
5.A TO APPROVE THE 20% NEW ISSUE GENERAL Mgmt For For
MANDATE
5.B TO APPROVE THE 10% SHARE REPURCHASE MANDATE Mgmt For For
5.C TO APPROVE, CONDITIONAL UPON RESOLUTION 5B Mgmt For For
BEING DULY PASSED, THE MANDATE OF
ADDITIONAL NEW ISSUE BY THE NUMBER OF
SHARES REPURCHASED UNDER RESOLUTION 5B
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC Agenda Number: 714128279
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 17-Jun-2021
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 ELECT KAL ATWAL AS DIRECTOR Mgmt For For
4 ELECT FUMBI CHIMA AS DIRECTOR Mgmt For For
5 RE-ELECT DAVID ATKINS AS DIRECTOR Mgmt For For
6 RE-ELECT HORST BAIER AS DIRECTOR Mgmt For For
7 RE-ELECT ALISON BRITTAIN AS DIRECTOR Mgmt For For
8 RE-ELECT NICHOLAS CADBURY AS DIRECTOR Mgmt For For
9 RE-ELECT ADAM CROZIER AS DIRECTOR Mgmt For For
10 RE-ELECT FRANK FISKERS AS DIRECTOR Mgmt For For
11 RE-ELECT RICHARD GILLINGWATER AS DIRECTOR Mgmt For For
12 RE-ELECT CHRIS KENNEDY AS DIRECTOR Mgmt For For
13 RE-ELECT LOUISE SMALLEY AS DIRECTOR Mgmt For For
14 REAPPOINT DELOITTE LLP AS AUDITORS Mgmt For For
15 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
16 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
17 AUTHORISE ISSUE OF EQUITY Mgmt For For
18 APPROVE SHARE SAVE PLAN Mgmt For For
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President/Principal Executive Officer
Date 08/27/2021