UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-10401
NAME OF REGISTRANT: Trust for Professional Managers
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Jay Fitton
U.S. Bancorp Fund Services,
LLC
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 513-629-8104
DATE OF FISCAL YEAR END: 02/28
DATE OF REPORTING PERIOD: 07/01/2021 - 11/05/2021
Snow Capital Long/Short Opportunity Fund
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CARDINAL HEALTH, INC. Agenda Number: 935495920
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Security: 14149Y108
Meeting Type: Annual
Meeting Date: 05-Nov-2021
Ticker: CAH
ISIN: US14149Y1082
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Carrie S. Cox Mgmt For For
1B. Election of Director: Bruce L. Downey Mgmt For For
1C. Election of Director: Sheri H. Edison Mgmt For For
1D. Election of Director: David C. Evans Mgmt For For
1E. Election of Director: Patricia A. Hemingway Mgmt For For
Hall
1F. Election of Director: Akhil Johri Mgmt For For
1G. Election of Director: Michael C. Kaufmann Mgmt For For
1H. Election of Director: Gregory B. Kenny Mgmt For For
1I. Election of Director: Nancy Killefer Mgmt For For
1J. Election of Director: Dean A. Scarborough Mgmt For For
1K. Election of Director: John H. Weiland Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent auditor for the
fiscal year ending June 30, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve the Cardinal Health, Inc. 2021 Mgmt For For
Long-Term Incentive Plan.
5. To approve an amendment to our Restated Mgmt For For
Code of Regulations to reduce the share
ownership threshold for calling a special
meeting of shareholders.
6. Shareholder proposal to adopt a policy that Shr Against For
the chairman of the board be an independent
director, if properly presented.
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CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935473380
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Security: M22465104
Meeting Type: Annual
Meeting Date: 10-Aug-2021
Ticker: CHKP
ISIN: IL0010824113
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gil Shwed Mgmt For For
1B. Election of Director: Jerry Ungerman Mgmt For For
1C. Election of Director: Rupal Hollenbeck Mgmt For For
1D. Election of Director: Dr. Tal Shavit Mgmt For For
1E. Election of Director: Eyal Waldman Mgmt For For
1F. Election of Director: Shai Weiss Mgmt For For
2A. To elect Yoav Chelouche as outside director Mgmt For For
for an additional three-year term.
2B. To elect Guy Gecht as outside director for Mgmt For For
an additional three- year term.
3. To set the size of the Board of Directors Mgmt For For
at nine members in accordance with our
Articles of Association.
4. To ratify the appointment and compensation Mgmt For For
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2021.
5. To approve compensation to Check Point's Mgmt For For
Chief Executive Officer.
6A. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 2. Mark "for" = yes or
"against" = no.
6B. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 5. Mark "for" = yes or
"against" = no.
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CIMAREX ENERGY CO. Agenda Number: 935490603
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Security: 171798101
Meeting Type: Special
Meeting Date: 29-Sep-2021
Ticker: XEC
ISIN: US1717981013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of May 23, 2021, as amended on
June 29, 2021 (as it may be further amended
from time to time, the "merger agreement"),
among Cabot Oil & Gas Corporation
("Cabot"), Double C Merger Sub, Inc.
("Merger Sub") and Cimarex Energy Co.
("Cimarex"), providing for the acquisition
of Cimarex by Cabot pursuant to a merger
between Merger Sub, a wholly owned
subsidiary of Cabot, and Cimarex (the
"merger").
2. To adopt an amendment to Cimarex's Amended Mgmt For For
and Restated Certificate of Incorporation
relating to Cimarex's 8 1/8% Series A
Cumulative Perpetual Convertible Preferred
Stock, par value $0.01 per share ("Cimarex
preferred stock"), that would give the
holders of Cimarex preferred stock the
right to vote with the holders of Cimarex
common stock as a single class on all
matters submitted to a vote of such holders
of Cimarex common stock, to become
effective no later than immediately prior
to consummation of the merger.
3. To approve, by a non-binding advisory vote, Mgmt For For
certain compensation that may be paid or
become payable to Cimarex's named executive
officers that is based on or otherwise
relates to the merger contemplated by the
merger agreement.
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NETAPP, INC Agenda Number: 935476918
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Security: 64110D104
Meeting Type: Annual
Meeting Date: 10-Sep-2021
Ticker: NTAP
ISIN: US64110D1046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: T. Michael Nevens Mgmt For For
1B. Election of Director: Deepak Ahuja Mgmt For For
1C. Election of Director: Gerald Held Mgmt For For
1D. Election of Director: Kathryn M. Hill Mgmt For For
1E. Election of Director: Deborah L. Kerr Mgmt For For
1F. Election of Director: George Kurian Mgmt For For
1G. Election of Director: Carrie Palin Mgmt For For
1H. Election of Director: Scott F. Schenkel Mgmt For For
1I. Election of Director: George T. Shaheen Mgmt For For
2. To hold an advisory vote to approve Named Mgmt For For
Executive Officer compensation.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as NetApp's independent
registered public accounting firm for the
fiscal year ending April 29, 2022.
4. To approve the NetApp, Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. To approve an amendment to NetApp's Mgmt For For
Employee Stock Purchase Plan to increase
the share reserve by an additional
3,000,000 shares of common stock.
6. To approve a management Proposal for Mgmt Abstain Against
Stockholder Action by Written Consent.
7. To approve a stockholder Proposal for Shr For Against
Stockholder Action by Written Consent.
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TAPESTRY, INC. Agenda Number: 935497481
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Security: 876030107
Meeting Type: Annual
Meeting Date: 03-Nov-2021
Ticker: TPR
ISIN: US8760301072
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John P. Bilbrey Mgmt For For
1B. Election of Director: Darrell Cavens Mgmt For For
1C. Election of Director: Joanne Crevoiserat Mgmt For For
1D. Election of Director: David Denton Mgmt For For
1E. Election of Director: Johanna (Hanneke) Mgmt For For
Faber
1F. Election of Director: Anne Gates Mgmt For For
1G. Election of Director: Thomas Greco Mgmt For For
1H. Election of Director: Pamela Lifford Mgmt For For
1I. Election of Director: Annabelle Yu Long Mgmt For For
1J. Election of Director: Ivan Menezes Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending July 2, 2022.
3. Advisory vote to approve the Company's Mgmt For For
executive compensation as discussed and
described in the proxy statement.
Snow Capital Small Cap Value Fund
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CIMAREX ENERGY CO. Agenda Number: 935490603
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Security: 171798101
Meeting Type: Special
Meeting Date: 29-Sep-2021
Ticker: XEC
ISIN: US1717981013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of May 23, 2021, as amended on
June 29, 2021 (as it may be further amended
from time to time, the "merger agreement"),
among Cabot Oil & Gas Corporation
("Cabot"), Double C Merger Sub, Inc.
("Merger Sub") and Cimarex Energy Co.
("Cimarex"), providing for the acquisition
of Cimarex by Cabot pursuant to a merger
between Merger Sub, a wholly owned
subsidiary of Cabot, and Cimarex (the
"merger").
2. To adopt an amendment to Cimarex's Amended Mgmt For For
and Restated Certificate of Incorporation
relating to Cimarex's 8 1/8% Series A
Cumulative Perpetual Convertible Preferred
Stock, par value $0.01 per share ("Cimarex
preferred stock"), that would give the
holders of Cimarex preferred stock the
right to vote with the holders of Cimarex
common stock as a single class on all
matters submitted to a vote of such holders
of Cimarex common stock, to become
effective no later than immediately prior
to consummation of the merger.
3. To approve, by a non-binding advisory vote, Mgmt For For
certain compensation that may be paid or
become payable to Cimarex's named executive
officers that is based on or otherwise
relates to the merger contemplated by the
merger agreement.
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CO-DIAGNOSTICS, INC. Agenda Number: 935461703
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Security: 189763105
Meeting Type: Annual
Meeting Date: 04-Aug-2021
Ticker: CODX
ISIN: US1897631057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dwight H. Egan Mgmt For For
Eugene Durenard Mgmt For For
Edward L. Murphy Mgmt For For
Richard S. Serbin Mgmt For For
James B. Nelson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers as described in the
Proxy Statement.
3. To ratify the appointment of Haynie & Mgmt For For
Company as our independent registered
public accounting firm for the year ending
December 31, 2021.
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FIRST MIDWEST BANCORP, INC. Agenda Number: 935479976
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Security: 320867104
Meeting Type: Special
Meeting Date: 15-Sep-2021
Ticker: FMBI
ISIN: US3208671046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve and adopt the Mgmt For For
Agreement and Plan of Merger by and between
Old National Bancorp and First Midwest
Bancorp, Inc. ("First Midwest"), dated as
of May 30, 2021 (the "merger agreement")
(the "First Midwest merger proposal").
2. A proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the merger-related
compensation payments that will or may be
paid to the named executive officers of
First Midwest in connection with the
transactions contemplated by the merger
agreement (the "First Midwest compensation
proposal").
3. A proposal to adjourn the First Midwest Mgmt For For
Special Meeting of Stockholders, if
necessary or appropriate, to solicit
additional proxies if, immediately prior to
such adjournment, there are not sufficient
votes to approve the First Midwest merger
proposal or to ensure that any supplement
or amendment to the accompanying joint
proxy statement/prospectus is timely
provided to holders of First Midwest common
stock (the "First Midwest adjournment
proposal").
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LIONS GATE ENTERTAINMENT CORP. Agenda Number: 935480171
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Security: 535919401
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: LGFA
ISIN: CA5359194019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael Burns Mgmt For For
1B. Election of Director: Mignon Clyburn Mgmt For For
1C. Election of Director: Gordon Crawford Mgmt For For
1D. Election of Director: Jon Feltheimer Mgmt For For
1E. Election of Director: Emily Fine Mgmt For For
1F. Election of Director: Michael T. Fries Mgmt For For
1G. Election of Director: Susan McCaw Mgmt For For
1H. Election of Director: Yvette Ostolaza Mgmt For For
1I. Election of Director: Mark H. Rachesky, Mgmt For For
M.D.
1J. Election of Director: Daryl Simm Mgmt For For
1K. Election of Director: Hardwick Simmons Mgmt For For
2. Appointment of Auditors: To reappoint Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm for the Company for
the fiscal year ending March 31, 2022 at a
remuneration to be determined by the Audit
& Risk Committee. See the section entitled
"Proposal 2: Re-Appointment of Independent
Registered Public Accounting Firm" in the
Notice and Proxy Statement.
3. Advisory Vote on Executive Compensation: To Mgmt Against Against
pass a non-binding advisory resolution to
approve the compensation paid to the
Company's Named Executive Officers. See the
section entitled "Proposal 3: Advisory Vote
to Approve Executive Compensation" in the
Notice and Proxy Statement.
4. Lions Gate Entertainment Corp. 2019 Mgmt Against Against
Performance Incentive Plan: To approve an
amendment to the Lions Gate Entertainment
Corp. 2019 Performance Incentive Plan. See
the section entitled "Proposal 4: Proposal
to Approve An Amendment to Lions Gate
Entertainment Corp. 2019 Performance
Incentive Plan" in the Notice and Proxy
Statement.
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MODINE MANUFACTURING COMPANY Agenda Number: 935466791
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Security: 607828100
Meeting Type: Annual
Meeting Date: 22-Jul-2021
Ticker: MOD
ISIN: US6078281002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dr. Suresh V. Mgmt For For
Garimella
1B. Election of Director: Mr. Christopher W. Mgmt For For
Patterson
1C. Election of Director: Ms. Christine Y. Yan Mgmt For For
2. Advisory vote to approve of the Company's Mgmt For For
named executive officer compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm.
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SILICON MOTION TECHNOLOGY CORP. Agenda Number: 935486298
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Security: 82706C108
Meeting Type: Annual
Meeting Date: 29-Sep-2021
Ticker: SIMO
ISIN: US82706C1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Mr. Kuan-Ming Lin and Mr. Mgmt For For
Shii-Tyng Duann as the directors of the
Company.
2. To ratify the selection of Deloitte & Mgmt For For
Touche as independent auditors of the
Company for the fiscal year ending on
December 31, 2021 and authorize the
directors to fix their remuneration.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Professional Managers
By (Signature) /s/ John Buckel
Name John Buckel
Title President
Date 01/04/2022