UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23084
NAME OF REGISTRANT: Series Portfolios Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Ryan Roell, President
Series Portfolios Trust
777 East Wisconsin Avenue,
5th Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6839
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 01/26/2022 - 06/30/2022
Subversive Metaverse ETF
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1LIFE HEALTHCARE, INC. Agenda Number: 935613934
--------------------------------------------------------------------------------------------------------------------------
Security: 68269G107
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ONEM
ISIN: US68269G1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul R. Auvil Mgmt No vote
Mark S. Blumenkranz, MD Mgmt No vote
Kalen F. Holmes, Ph.D. Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022.
3. To approve, on a non-binding advisory Mgmt No vote
basis, the compensation of our named
executive officers.
4. To approve, on a non-binding advisory Mgmt No vote
basis, the frequency of future non-binding
stockholder advisory votes on the
compensation of our named executive
officers.
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ACTIVISION BLIZZARD, INC. Agenda Number: 935580111
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Special
Meeting Date: 28-Apr-2022
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Merger Agreement. To adopt Mgmt No vote
the Agreement and Plan of Merger (as it may
be amended from time to time), dated as of
January 18, 2022 (the "merger agreement"),
by and among Activision Blizzard, Inc.
("Activision Blizzard"), Microsoft
Corporation and Anchorage Merger Sub Inc.,
a wholly owned subsidiary of Microsoft
Corporation.
2. Approval, by Means of a Non-Binding, Mgmt No vote
Advisory Vote, of Certain Compensatory
Arrangements with Named Executive Officers.
To approve, by means of a non-binding,
advisory vote, compensation that will or
may become payable to the named executive
officers of Activision Blizzard in
connection with the merger pursuant to the
merger agreement.
3. Adjournment of the Special Meeting. To Mgmt No vote
adjourn the special meeting to a later date
or dates, if necessary or appropriate, to
allow time to solicit additional proxies if
there are insufficient votes to adopt the
merger agreement at the time of the special
meeting.
--------------------------------------------------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC. Agenda Number: 935640715
--------------------------------------------------------------------------------------------------------------------------
Security: 00507V109
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: ATVI
ISIN: US00507V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reveta Bowers Mgmt No vote
1b. Election of Director: Kerry Carr Mgmt No vote
1c. Election of Director: Robert Corti Mgmt No vote
1d. Election of Director: Brian Kelly Mgmt No vote
1e. Election of Director: Robert Kotick Mgmt No vote
1f. Election of Director: Lulu Meservey Mgmt No vote
1g. Election of Director: Barry Meyer Mgmt No vote
1h. Election of Director: Robert Morgado Mgmt No vote
1i. Election of Director: Peter Nolan Mgmt No vote
1j. Election of Director: Dawn Ostroff Mgmt No vote
2. Advisory vote to approve our executive Mgmt No vote
compensation.
3. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
4. Shareholder proposal regarding the Shr No vote
nomination of an employee representative
director.
5. Shareholder proposal regarding the Shr No vote
preparation of a report about the Company's
efforts to prevent abuse, harassment and
discrimination.
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ADIDAS AG Agenda Number: 935610798
--------------------------------------------------------------------------------------------------------------------------
Security: 00687A107
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: ADDYY
ISIN: US00687A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Appropriation of retained earnings Mgmt For
3. Ratification of the actions of the Mgmt For
Executive Board
4. Ratification of the actions of the Mgmt For
Supervisory Board
5. Approval of the Compensation Report Mgmt For
6. Amendment of section 18 of the Articles of Mgmt For
Association regarding the adjustment of the
compensation of the Supervisory Board
members; compensation system for the
Supervisory Board members
7. Revocation of the authorization to issue Mgmt For
bonds with warrants and/or convertible
bonds of May 9, 2018, and cancelation of
the Contingent Capital 2018; creation of a
new authorization to issue bonds with
warrants and/or convertible bonds and to
exclude subscription rights and creation of
a Contingent Capital 2022; amendment of the
Articles of Association
8. Appointment of the auditor and Group Mgmt For
auditor as well as of the auditor for a
possible audit review of the half year
financial report for the 2022 financial
year
9. Appointment of the auditor and Group Mgmt For
auditor as well as of the auditor for a
possible audit review of the half year
financial report for the 2023 financial
year
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC. Agenda Number: 935553669
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 14-Apr-2022
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt No vote
one-year term: Amy Banse
1B. Election of Director to serve for a Mgmt No vote
one-year term: Brett Biggs
1C. Election of Director to serve for a Mgmt No vote
one-year term: Melanie Boulden
1D. Election of Director to serve for a Mgmt No vote
one-year term: Frank Calderoni
1E. Election of Director to serve for a Mgmt No vote
one-year term: Laura Desmond
1F. Election of Director to serve for a Mgmt No vote
one-year term: Shantanu Narayen
1G. Election of Director to serve for a Mgmt No vote
one-year term: Spencer Neumann
1H. Election of Director to serve for a Mgmt No vote
one-year term: Kathleen Oberg
1I. Election of Director to serve for a Mgmt No vote
one-year term: Dheeraj Pandey
1J. Election of Director to serve for a Mgmt No vote
one-year term: David Ricks
1K. Election of Director to serve for a Mgmt No vote
one-year term: Daniel Rosensweig
1L. Election of Director to serve for a Mgmt No vote
one-year term: John Warnock
2. Ratify the appointment of KPMG LLP as our Mgmt No vote
independent registered public accounting
firm for our fiscal year ending on December
2, 2022.
3. Approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers.
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt No vote
1B. Election of Director: Nora M. Denzel Mgmt No vote
1C. Election of Director: Mark Durcan Mgmt No vote
1D. Election of Director: Michael P. Gregoire Mgmt No vote
1E. Election of Director: Joseph A. Householder Mgmt No vote
1F. Election of Director: John W. Marren Mgmt No vote
1G. Election of Director: Jon A. Olson Mgmt No vote
1H. Election of Director: Lisa T. Su Mgmt No vote
1I. Election of Director: Abhi Y. Talwalkar Mgmt No vote
1J. Election of Director: Elizabeth W. Mgmt No vote
Vanderslice
2. Ratify the appointment of Ernst & Young LLP Mgmt No vote
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt No vote
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935579752
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon Bowen Mgmt No vote
1B. Election of Director: Marianne Brown Mgmt No vote
1C. Election of Director: Monte Ford Mgmt No vote
1D. Election of Director: Dan Hesse Mgmt No vote
1E. Election of Director: Tom Killalea Mgmt No vote
1F. Election of Director: Tom Leighton Mgmt No vote
1G. Election of Director: Jonathan Miller Mgmt No vote
1H. Election of Director: Madhu Ranganathan Mgmt No vote
1I. Election of Director: Ben Verwaayen Mgmt No vote
1J. Election of Director: Bill Wagner Mgmt No vote
2. To approve an amendment and restatement of Mgmt No vote
the Amended and Restated Akamai
Technologies, Inc. 2013 Stock Incentive
Plan
3. To approve, on an advisory basis, our Mgmt No vote
executive officer compensation
4. To ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935609288
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt No vote
1b. Election of Director: Andrew R. Jassy Mgmt No vote
1c. Election of Director: Keith B. Alexander Mgmt No vote
1d. Election of Director: Edith W. Cooper Mgmt No vote
1e. Election of Director: Jamie S. Gorelick Mgmt No vote
1f. Election of Director: Daniel P. Mgmt No vote
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt No vote
1h. Election of Director: Indra K. Nooyi Mgmt No vote
1i. Election of Director: Jonathan J. Mgmt No vote
Rubinstein
1j. Election of Director: Patricia Q. Mgmt No vote
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION
4. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt No vote
RESTATED CERTIFICATE OF INCORPORATION TO
EFFECT A 20-FOR-1 SPLIT OF THE COMPANY'S
COMMON STOCK AND A PROPORTIONATE INCREASE
IN THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
RETIREMENT PLAN OPTIONS
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
CUSTOMER DUE DILIGENCE
7. SHAREHOLDER PROPOSAL REQUESTING AN Shr No vote
ALTERNATIVE DIRECTOR CANDIDATE POLICY
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
PACKAGING MATERIALS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
WORKER HEALTH AND SAFETY DIFFERENCES
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr No vote
REPORTING ON RISKS ASSOCIATED WITH THE USE
OF CERTAIN CONTRACT CLAUSES
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
CHARITABLE CONTRIBUTIONS
12. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr No vote
TAX REPORTING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr No vote
REPORTING ON FREEDOM OF ASSOCIATION
14. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr No vote
REPORTING ON LOBBYING
15. SHAREHOLDER PROPOSAL REQUESTING A POLICY Shr No vote
REQUIRING MORE DIRECTOR CANDIDATES THAN
BOARD SEATS
16. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
WAREHOUSE WORKING CONDITIONS
17. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr No vote
REPORTING ON GENDER/RACIAL PAY
18. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr No vote
AND EQUITY AUDIT
19. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr No vote
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WELL CORP (AMWELL) Agenda Number: 935630017
--------------------------------------------------------------------------------------------------------------------------
Security: 03044L105
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: AMWL
ISIN: US03044L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deval Patrick Mgmt No vote
Stephen Schlegel Mgmt No vote
Dr. Delos Cosgrove Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the Company for the fiscal year
ending December 31, 2022.
3. Recommend, by a non-binding advisory vote, Mgmt No vote
the frequency of future advisory votes on
named executive officer compensation.
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AUTODESK, INC. Agenda Number: 935625814
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt No vote
1b. Election of Director: Karen Blasing Mgmt No vote
1c Election of Director: Reid French Mgmt No vote
1d. Election of Director: Dr. Ayanna Howard Mgmt No vote
1e. Election of Director: Blake Irving Mgmt No vote
1f. Election of Director: Mary T. McDowell Mgmt No vote
1g. Election of Director: Stephen Milligan Mgmt No vote
1h. Election of Director: Lorrie M. Norrington Mgmt No vote
1i. Election of Director: Betsy Rafael Mgmt No vote
1j. Election of Director: Stacy J. Smith Mgmt No vote
2. Ratify the appointment of Ernst & Young LLP Mgmt No vote
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2023.
3. Approve, on an advisory (non-binding) Mgmt No vote
basis, the compensation of Autodesk, Inc.'s
named executive officers.
4. Approve the Autodesk 2022 Equity Incentive Mgmt No vote
Plan.
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935629583
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt No vote
Paul Deighton Mgmt No vote
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt No vote
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2022.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr No vote
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
CD PROJEKT S.A. Agenda Number: 715758821
--------------------------------------------------------------------------------------------------------------------------
Security: X0957E106
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: PLOPTTC00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 757965 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 OPENING OF THE GENERAL MEETING Non-Voting
2 ELECTION OF GENERAL MEETING CHAIRMAN Mgmt No vote
3 DETERMINING THAT THE GENERAL MEETING HAS Mgmt No vote
BEEN VALIDLY CONVENED AND IS EMPOWERED TO
UNDERTAKE BINDING DECISIONS
4 APPROVAL OF GENERAL MEETING AGENDA Mgmt No vote
5 DISCUSSION CONCERNING THE COMPANY S Mgmt No vote
MANAGERIAL REPORTS, THE COMPANY S FINANCIAL
STATEMENT AND THE CONSOLIDATED FINANCIAL
STATEMENT FOR 2021
6 RESOLUTION CONCERNING APPROVAL OF THE Mgmt No vote
COMPANY S FINANCIAL STATEMENT FOR 2021
7 RESOLUTION CONCERNING APPROVAL OF THE Mgmt No vote
CONSOLIDATED FINANCIAL STATEMENT OF THE CD
PROJEKT GROUP FOR 2021
8 RESOLUTION CONCERNING APPROVAL OF THE Mgmt No vote
MANAGEMENT BOARD REPORT ON CD PROJEKT GROUP
AND CD PROJEKT S.A. ACTIVITIES IN 2021
9 RESOLUTION CONCERNING THE ALLOCATION OF Mgmt No vote
COMPANY PROFIT OBTAINED IN 2021
10 ADOPTION OF A RESOLUTION ON GRANTING THE Mgmt No vote
PRESIDENT OF THE MANAGEMENT BOARD, MR.
ADAM.KICINSKI, DISCHARGE FROM THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM JANUARY 1 TO DECEMBER 31, 2021
11 RESOLUTION ON GRANTING DISCHARGE TO THE Mgmt No vote
VICE PRESIDENT OF THE MANAGEMENT BOARD, MR.
MARCIN IWI SKI, ON ACCOUNT OF THE
PERFORMANCE OF HIS DUTIES BETWEEN JANUARY 1
AND DECEMBER 31, 2021
12 RESOLUTION ON GRANTING DISCHARGE TO THE Mgmt No vote
VICE PRESIDENT OF THE MANAGEMENT BOARD, MR.
PIOTR NIELUBOWICZ, ON ACCOUNT OF THE
PERFORMANCE OF HIS DUTIES BETWEEN JANUARY 1
AND DECEMBER 31, 2021
13 RESOLUTION ON GRANTING DISCHARGE TO MR. Mgmt No vote
ADAM BADOWSKI, MEMBER OF THE MANAGEMENT
BOARD, ON ACCOUNT OF THE PERFORMANCE OF HIS
DUTIES BETWEEN JANUARY 1 AND DECEMBER 31,
2021
14 RESOLUTION ON GRANTING DISCHARGE TO MR. Mgmt No vote
MICHA NOWAKOWSKI, MEMBER OF THE MANAGEMENT
BOARD, ON ACCOUNT OF THE PERFORMANCE OF HIS
DUTIES BETWEEN JANUARY 1 AND DECEMBER 31,
2021
15 RESOLUTION ON GRANTING DISCHARGE TO MR. Mgmt No vote
PIOTR KARWOWSKI, MEMBER OF THE MANAGEMENT
BOARD, ON ACCOUNT OF THE PERFORMANCE OF HIS
DUTIES BETWEEN JANUARY 1 AND DECEMBER 31,
2021
16 RESOLUTION ON GRANTING DISCHARGE TO Mgmt No vote
CHAIRWOMAN OF THE SUPERVISORY BOARD, MS.
KATARZYNA SZWARC, ON ACCOUNT OF THE
PERFORMANCE OF HER DUTIES BETWEEN JANUARY 1
AND DECEMBER 31, 2021
17 RESOLUTION ON GRANTING DISCHARGE TO DEPUTY Mgmt No vote
CHAIRMAN OF THE SUPERVISORY BOARD, MR.
PIOTR P GOWSKI, ON ACCOUNT OF THE
PERFORMANCE OF HIS DUTIES BETWEEN JANUARY 1
AND DECEMBER 31, 2021
18 RESOLUTION ON GRANTING DISCHARGE TO MR. Mgmt No vote
MICHA BIE , MEMBER OF THE SUPERVISORY
BOARD, ON ACCOUNT OF THE PERFORMANCE OF HIS
DUTIES BETWEEN JANUARY 1 AND DECEMBER 31,
2021
19 RESOLUTION ON GRANTING DISCHARGE TO MR. Mgmt No vote
MACIEJ NIELUBOWICZ, MEMBER OF THE
SUPERVISORY BOARD, ON ACCOUNT OF THE
PERFORMANCE OF HIS DUTIES BETWEEN JANUARY 1
AND DECEMBER 31, 2021
20 RESOLUTION ON GRANTING DISCHARGE TO MR. Mgmt No vote
KRZYSZTOF KILIAN, MEMBER OF THE SUPERVISORY
BOARD, ON ACCOUNT OF THE PERFORMANCE OF HIS
DUTIES BETWEEN MAY 25 AND DECEMBER 31, 2021
21 RESOLUTION ON GRANTING DISCHARGE TO MR. JAN Mgmt No vote
UKASZ WEJCHERT, MEMBER OF THE SUPERVISORY
BOARD, ON ACCOUNT OF THE PERFORMANCE OF HIS
DUTIES BETWEEN MAY 25 AND DECEMBER 31, 2021
22 RESOLUTION EXPRESSING AN OPINION WITH Mgmt No vote
REGARD TO THE CD PROJEKT S.A. SUPERVISORY
BOARD REPORT CONCERNING REMUNERATION OF
MEMBERS OF THE MANAGEMENT BOARD AND
SUPERVISORY BOARD IN 2021
23 RESOLUTION CONCERNING CHANGES IN Mgmt No vote
REMUNERATION OF SUPERVISORY BOARD MEMBERS
24 RESOLUTION CONCERNING DISSOLUTION OF Mgmt No vote
RESERVE CAPITAL CREATED TO FINANCE PURCHASE
OF THE COMPANY'S OWN SHARES
25 RESOLUTION CONCERNING AMENDMENTS TO PAR 14 Mgmt No vote
OF THE COMPANY'S ARTICLES OF ASSOCIATION
26 RESOLUTION CONCERNING AMENDMENTS TO PAR 16 Mgmt No vote
OF THE COMPANY'S ARTICLES OF ASSOCIATION
27 RESOLUTION CONCERNING AMENDMENTS TO PAR 21 Mgmt No vote
OF THE COMPANY'S ARTICLES OF ASSOCIATION
28 CONCLUSION OF THE MEETING Non-Voting
CMMT 08 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 24 TO 27. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935609620
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Anderson Mgmt No vote
Mark Hawkins Mgmt No vote
Carl Ledbetter Mgmt No vote
2. Ratification of the appointment of KPMG LLP Mgmt No vote
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers.
4. To approve the performance equity awards Mgmt No vote
granted to our co-founders, Matthew Prince
and Michelle Zatlyn.
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935618174
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt No vote
Tobias Lutke Mgmt No vote
Fred Wilson Mgmt No vote
2. Ratification of the appointment of Deloitte Mgmt No vote
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory vote on the compensation of our Mgmt No vote
named executive officers.
4. Advisory vote on the frequency of future Mgmt No vote
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CORSAIR GAMING, INC. Agenda Number: 935621664
--------------------------------------------------------------------------------------------------------------------------
Security: 22041X102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: CRSR
ISIN: US22041X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anup Bagaria Mgmt No vote
George L. Majoros, Jr. Mgmt No vote
Stuart A. Martin Mgmt No vote
2. To ratify the selection of KPMG LLP as the Mgmt No vote
independent registered public accounting
firm of the Company for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935648622
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 29-Jun-2022
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cary J. Davis Mgmt No vote
George Kurtz Mgmt No vote
Laura J. Schumacher Mgmt No vote
2. To ratify the selection of Mgmt No vote
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
EMBRACER GROUP AB Agenda Number: 715765066
--------------------------------------------------------------------------------------------------------------------------
Security: W2504N150
Meeting Type: EGM
Meeting Date: 27-Jun-2022
Ticker:
ISIN: SE0016828511
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
VOTING INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
4 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
5 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
6 APPROVE AGENDA OF MEETING Non-Voting
7 APPROVE CREATION OF 10 PERCENT OF POOL OF Mgmt No vote
CAPITAL WITHOUT PREEMPTIVE RIGHTS
8 CLOSE MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
FASTLY INC. Agenda Number: 935634534
--------------------------------------------------------------------------------------------------------------------------
Security: 31188V100
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: FSLY
ISIN: US31188V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Artur Bergman Mgmt No vote
Paula Loop Mgmt No vote
Christopher B. Paisley Mgmt No vote
2. To ratify the selection by the Audit Mgmt No vote
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm for the
year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935622286
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 17-Jun-2022
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt No vote
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt No vote
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt No vote
one year: Kenneth A. Goldman
1.4 Election of Director to serve for a term of Mgmt No vote
one year: Ming Hsieh
1.5 Election of Director to serve for a term of Mgmt No vote
one year: Jean Hu
1.6 Election of Director to serve for a term of Mgmt No vote
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt No vote
one year: Judith Sim
1.8 Election of Director to serve for a term of Mgmt No vote
one year: Admiral James Stavridis (Ret)
2. Ratify the appointment of Deloitte & Touche Mgmt No vote
LLP as Fortinet's independent registered
accounting firm for the fiscal year ending
December 31, 2022.
3. Advisory vote to approve named executive Mgmt No vote
officer compensation, as disclosed in the
Proxy Statement.
4. Approve the adoption of an Amended and Mgmt No vote
Restated Certificate of Incorporation in
order to implement a five-for-one forward
stock split and to make certain other
changes as reflected in the Amended and
Restated Certificate and described in the
Proxy Statement.
5. Stockholder proposal to remove Shr No vote
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 715729503
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.A TO 1.G AND 2. THANK
YOU
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt No vote
1.B ELECTION OF DIRECTOR: THEAGENIS ILIADIS Mgmt No vote
1.C ELECTION OF DIRECTOR: NEREIDA FLANNERY Mgmt No vote
1.D ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt No vote
1.E ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt No vote
1.F ELECTION OF DIRECTOR: MICHAEL DAFFEY Mgmt No vote
1.G ELECTION OF DIRECTOR: JANE DIETZE Mgmt No vote
2 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt No vote
COMPANY FOR THE ENSUING YEAR, AUTHORIZING
THE DIRECTORS TO FIX THE REMUNERATION TO BE
PAID TO THE AUDITOR AND RATIFYING THE PAST
APPOINTMENT OF THE AUDITOR
3.I FOR THE PURPOSE OF DETERMINING THE Mgmt No vote
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: IT IS NOT A U.S. RESIDENT
3.II FOR THE PURPOSE OF DETERMINING THE Mgmt No vote
AGGREGATE NUMBER OF VOTES THAT U.S. HOLDERS
ARE ENTITLED TO CAST, THE UNDERSIGNED
CERTIFIES THAT: TO THE EXTENT THAT IT HOLDS
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
NOT A U.S. RESIDENT
CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting
FOR THE ACCOUNT OR BENEFIT OF ANY OTHER
PERSON, PLEASE ALSO CHECK THE "YES" BOX IN
3(II) ABOVE
CMMT 13 JUN 2022: IF YOU DO NOT COMPLETE THIS Non-Voting
DECLARATION OF NON-U.S. STATUS OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THIS DECLARATION
(THROUGH INADVERTENCE OR OTHERWISE), IT
WILL BE DEEMED THAT (A) YOU ARE A U.S.
RESIDENT OR (B) TO THE EXTENT THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON, SUCH PERSON IS
A U.S. RESIDENT. IF YOU CHECKED THE "NO"
BOX IN 3.I ABOVE INDICATING THAT YOU HOLD
SHARES OF THE COMPANY FOR THE ACCOUNT OR
BENEFIT OF ANY OTHER PERSON THAT IS A U.S.
RESIDENT, IT IS IMPORTANT THAT YOU ALSO
COMPLETE, SIGN AND MAIL (USING THE RETURN
ENVELOPE PROVIDED TO YOU) THE ADDITIONAL
PAPER FORM OF DECLARATION OF BENEFICIAL
OWNERSHIP (THE "BENEFICIAL OWNERSHIP
DECLARATION") THAT HAS BEEN SENT TO YOU
WITH THE MEETING MATERIALS. IF YOU DO NOT
COMPLETE, SIGN AND MAIL THE BENEFICIAL
OWNERSHIP DECLARATION, OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THE BENEFICIAL
OWNERSHIP DECLARATION (THROUGH INADVERTENCE
OR OTHERWISE), IT WILL BE DEEMED THAT ALL
SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT
OR BENEFIT OF A PERSON THAT IS A U.S.
RESIDENT. IF YOU CHECKED THE "YES" BOX IN
3.II ABOVE, YOU DO NOT NEED TO COMPLETE
BENEFICIAL OWNERSHIP DECLARATION
CMMT 07 JUN 2022: REGARDING RESOLUTION 3.I, Non-Voting
NOTE: FOR = YES, ABSTAIN = NO, AGAINST WILL
BE TREATED AS NOT MARKED. REGARDING
RESOLUTION 3.II, NOTE: FOR = YES, ABSTAIN =
NO, AGAINST WILL BE TREATED AS NOT MARKED.
THANK YOU
CMMT 13 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935634659
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth A. Bronfin Mgmt No vote
Michael R. Burns Mgmt No vote
Hope F. Cochran Mgmt No vote
Christian P. Cocks Mgmt No vote
Lisa Gersh Mgmt No vote
Elizabeth Hamren Mgmt No vote
Blake Jorgensen Mgmt No vote
Tracy A. Leinbach Mgmt No vote
Edward M. Philip Mgmt No vote
Laurel J. Richie Mgmt No vote
Richard S. Stoddart Mgmt No vote
Mary Beth West Mgmt No vote
Linda Zecher Higgins Mgmt No vote
2. Advisory vote to approve the compensation Mgmt No vote
of the Company's named executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt No vote
as the Company's independent registered
public accounting firm for fiscal 2022.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935607842
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William Martin Mgmt No vote
1.2 Election of Director: Elias Nader Mgmt No vote
1.3 Election of Director: Eric Singer Mgmt No vote
1.4 Election of Director: Frederick Wasch Mgmt No vote
1.5 Election of Director: Sumit Agarwal Mgmt No vote
2. Ratification of appointment of Armanino LLP Mgmt No vote
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2022.
3. Advisory vote on the compensation of our Mgmt No vote
named executive officers.
4. Ratification of section 382 tax benefits Mgmt No vote
preservation plan.
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935577013
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick P. Gelsinger Mgmt No vote
1B. Election of Director: James J. Goetz Mgmt No vote
1C. Election of Director: Andrea J. Goldsmith Mgmt No vote
1D. Election of Director: Alyssa H. Henry Mgmt No vote
1E. Election of Director: Omar Ishrak Mgmt No vote
1F. Election of Director: Risa Lavizzo-Mourey Mgmt No vote
1G. Election of Director: Tsu-Jae King Liu Mgmt No vote
1H. Election of Director: Gregory D. Smith Mgmt No vote
1I. Election of Director: Dion J. Weisler Mgmt No vote
1J. Election of Director: Frank D. Yeary Mgmt No vote
2. Ratification of selection of Ernst & Young Mgmt No vote
LLP as our independent registered public
accounting firm for 2022.
3. Advisory vote to approve executive Mgmt No vote
compensation of our listed officers.
4. Approval of amendment and restatement of Mgmt No vote
the 2006 Equity Incentive Plan.
5. Stockholder proposal requesting amendment Shr No vote
to the company's stockholder special
meeting right, if properly presented at the
meeting.
6. Stockholder proposal requesting a Shr No vote
third-party audit and report on whether
written policies or unwritten norms at the
company reinforce racism in company
culture, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935559483
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a Term of One Mgmt No vote
Year: Thomas Buberl
1B. Election of Director for a Term of One Mgmt No vote
Year: David N. Farr
1C. Election of Director for a Term of One Mgmt No vote
Year: Alex Gorsky
1D. Election of Director for a Term of One Mgmt No vote
Year: Michelle J. Howard
1E. Election of Director for a Term of One Mgmt No vote
Year: Arvind Krishna
1F. Election of Director for a Term of One Mgmt No vote
Year: Andrew N. Liveris
1G. Election of Director for a Term of One Mgmt No vote
Year: F. William McNabb III
1H. Election of Director for a Term of One Mgmt No vote
Year: Martha E. Pollack
1I. Election of Director for a Term of One Mgmt No vote
Year: Joseph R. Swedish
1J. Election of Director for a Term of One Mgmt No vote
Year: Peter R. Voser
1K. Election of Director for a Term of One Mgmt No vote
Year: Frederick H. Waddell
1L. Election of Director for a Term of One Mgmt No vote
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt No vote
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt No vote
4. Stockholder Proposal to Lower Special Shr No vote
Meeting Right Ownership Threshold.
5. Stockholder Proposal to Have An Independent Shr No vote
Board Chairman.
6. Stockholder Proposal Requesting Public Shr No vote
Report on the use of Concealment Clauses.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY, INC. Agenda Number: 935647353
--------------------------------------------------------------------------------------------------------------------------
Security: 573874104
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: MRVL
ISIN: US5738741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sara Andrews Mgmt No vote
1b. Election of Director: W. Tudor Brown Mgmt No vote
1c. Election of Director: Brad W. Buss Mgmt No vote
1d. Election of Director: Edward H. Frank Mgmt No vote
1e. Election of Director: Richard S. Hill Mgmt No vote
1f. Election of Director: Marachel L. Knight Mgmt No vote
1g. Election of Director: Matthew J. Murphy Mgmt No vote
1h. Election of Director: Michael G. Strachan Mgmt No vote
1i. Election of Director: Robert E. Switz Mgmt No vote
1j. Election of Director: Ford Tamer Mgmt No vote
2. An advisory (non-binding) vote to approve Mgmt No vote
compensation of our named executive
officers.
3. To amend the Marvell Technology, Inc. 2000 Mgmt No vote
Employee Stock Purchase Plan to remove the
term of the plan and to remove the annual
evergreen feature of the plan.
4. To ratify the appointment of Deloitte and Mgmt No vote
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 28, 2023.
--------------------------------------------------------------------------------------------------------------------------
MATTEL, INC. Agenda Number: 935593889
--------------------------------------------------------------------------------------------------------------------------
Security: 577081102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: MAT
ISIN: US5770811025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: R. Todd Bradley Mgmt No vote
1B. Election of Director: Adriana Cisneros Mgmt No vote
1C. Election of Director: Michael Dolan Mgmt No vote
1D. Election of Director: Diana Ferguson Mgmt No vote
1E. Election of Director: Ynon Kreiz Mgmt No vote
1F. Election of Director: Soren Laursen Mgmt No vote
1G. Election of Director: Ann Lewnes Mgmt No vote
1H. Election of Director: Roger Lynch Mgmt No vote
1I. Election of Director: Dominic Ng Mgmt No vote
1J. Election of Director: Dr. Judy Olian Mgmt No vote
2. Ratification of the selection of Mgmt No vote
PricewaterhouseCoopers LLP as Mattel,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2022.
3. Advisory vote to approve named executive Mgmt No vote
officer compensation, as described in the
Mattel, Inc. Proxy Statement.
4. Approval of the Sixth Amendment to the Mgmt No vote
Mattel, Inc. Amended and Restated 2010
Equity and Long-Term Compensation Plan.
5. Stockholder proposal regarding our special Shr No vote
meeting bylaw.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935618299
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt No vote
1B. Election of Director: Tench Coxe Mgmt No vote
1C. Election of Director: John O. Dabiri Mgmt No vote
1D. Election of Director: Persis S. Drell Mgmt No vote
1E. Election of Director: Jen-Hsun Huang Mgmt No vote
1F. Election of Director: Dawn Hudson Mgmt No vote
1G. Election of Director: Harvey C. Jones Mgmt No vote
1H. Election of Director: Michael G. McCaffery Mgmt No vote
1I. Election of Director: Stephen C. Neal Mgmt No vote
1J. Election of Director: Mark L. Perry Mgmt No vote
1K. Election of Director: A. Brooke Seawell Mgmt No vote
1L. Election of Director: Aarti Shah Mgmt No vote
1M. Election of Director: Mark A. Stevens Mgmt No vote
2. Advisory approval of our executive Mgmt No vote
compensation.
3. Ratification of the selection of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
4. Approval of an amendment to our charter to Mgmt No vote
increase the number of authorized shares of
common stock from 4 billion to 8 billion
shares.
5. Approval of an amendment and restatement of Mgmt No vote
our Amended and Restated 2007 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935644941
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff Epstein Mgmt No vote
J. Frederic Kerrest Mgmt No vote
Rebecca Saeger Mgmt No vote
2. A proposal to ratify the appointment of Mgmt No vote
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending January 31, 2023.
3. To approve, on an advisory non-binding Mgmt No vote
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935613744
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt No vote
1b. Election of Director: Jonathan Christodoro Mgmt No vote
1c. Election of Director: John J. Donahoe Mgmt No vote
1d. Election of Director: David W. Dorman Mgmt No vote
1e. Election of Director: Belinda J. Johnson Mgmt No vote
1f. Election of Director: Enrique Lores Mgmt No vote
1g. Election of Director: Gail J. McGovern Mgmt No vote
1h. Election of Director: Deborah M. Messemer Mgmt No vote
1i. Election of Director: David M. Moffett Mgmt No vote
1j. Election of Director: Ann M. Sarnoff Mgmt No vote
1k. Election of Director: Daniel H. Schulman Mgmt No vote
1l. Election of Director: Frank D. Yeary Mgmt No vote
2. Advisory Vote to Approve Named Executive Mgmt No vote
Officer Compensation.
3. Advisory Vote on the Frequency of the Mgmt No vote
Stockholder Advisory Vote to Approve Named
Executive Officer Compensation.
4. Ratification of the Appointment of Mgmt No vote
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2022.
5. Stockholder Proposal - Special Shareholder Shr No vote
Meeting Improvement.
--------------------------------------------------------------------------------------------------------------------------
PLBY GROUP, INC. Agenda Number: 935649977
--------------------------------------------------------------------------------------------------------------------------
Security: 72814P109
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: PLBY
ISIN: US72814P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ben Kohn Mgmt No vote
Suhail Rizvi Mgmt No vote
Juliana F. Hill Mgmt No vote
2. Ratification of the appointment of BDO USA, Mgmt No vote
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022.
3. An advisory vote to recommend the frequency Mgmt No vote
of executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
ROBLOX CORPORATION Agenda Number: 935599540
--------------------------------------------------------------------------------------------------------------------------
Security: 771049103
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: RBLX
ISIN: US7710491033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher Carvalho Mgmt No vote
Gina Mastantuono Mgmt No vote
2. Advisory Vote on the Compensation of our Mgmt No vote
Named Executive Officers.
3. Advisory Vote on the Frequency of Future Mgmt No vote
Stockholder Advisory Votes on the
Compensation of our Named Executive
Officers.
4. Ratification of Independent Registered Mgmt No vote
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935660185
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 28-Jun-2022
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To amend a part of the Articles of Mgmt No vote
Incorporation.
2a. Election of Director: Kenichiro Yoshida Mgmt No vote
2b. Election of Director: Hiroki Totoki Mgmt No vote
2c. Election of Director: Shuzo Sumi Mgmt No vote
2d. Election of Director: Tim Schaaff Mgmt No vote
2e. Election of Director: Toshiko Oka Mgmt No vote
2f. Election of Director: Sakie Akiyama Mgmt No vote
2g. Election of Director: Wendy Becker Mgmt No vote
2h. Election of Director: Yoshihiko Hatanaka Mgmt No vote
2i. Election of Director: Keiko Kishigami Mgmt No vote
2j. Election of Director: Joseph A. Kraft Jr. Mgmt No vote
3. To issue Stock Acquisition Rights for the Mgmt No vote
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 715110691
--------------------------------------------------------------------------------------------------------------------------
Security: W87819145
Meeting Type: EGM
Meeting Date: 23-Feb-2022
Ticker:
ISIN: SE0015346135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
VOTING INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 APPROVE CREATION OF POOL OF CAPITAL WITH Mgmt No vote
PREEMPTIVE RIGHTS
8 CLOSE MEETING Non-Voting
CMMT 28 JAN 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 28 JAN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 28 JAN 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
STILLFRONT GROUP AB Agenda Number: 715442353
--------------------------------------------------------------------------------------------------------------------------
Security: W87819145
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: SE0015346135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting
AN AGAINST VOTE IF THE MEETING REQUIRES
APPROVAL FROM THE MAJORITY OF PARTICIPANTS
TO PASS A RESOLUTION
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
VOTING INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 OPEN MEETING Non-Voting
2 ELECT CHAIRMAN OF MEETING Non-Voting
3 DESIGNATE INSPECTOR(S) OF MINUTES OF Non-Voting
MEETING
4 PREPARE AND APPROVE LIST OF SHAREHOLDERS Non-Voting
5 APPROVE AGENDA OF MEETING Non-Voting
6 ACKNOWLEDGE PROPER CONVENING OF MEETING Non-Voting
7 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS
8.A ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
8.B APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt No vote
OF DIVIDENDS
8.C1 APPROVE DISCHARGE OF JAN SAMUELSON Mgmt No vote
8.C2 APPROVE DISCHARGE OF ERIK FORSBERG Mgmt No vote
8.C3 APPROVE DISCHARGE OF KATARINA G. BONDE Mgmt No vote
8.C4 APPROVE DISCHARGE OF BIRGITTA HENRIKSSON Mgmt No vote
8.C5 APPROVE DISCHARGE OF ULRIKA VIKLUND Mgmt No vote
8.C6 APPROVE DISCHARGE OF KAI WAWRZINEK Mgmt No vote
8.C7 APPROVE DISCHARGE OF CEO JORGEN LARSSON Mgmt No vote
9 APPROVE REMUNERATION REPORT Mgmt No vote
10 DETERMINE NUMBER OF MEMBERS (6) AND DEPUTY Mgmt No vote
MEMBERS (0) OF BOARD
11 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF SEK 750 ,000 FOR CHAIRMAN AND SEK
300,000 FOR OTHER DIRECTORS APPROVE
REMUNERATION FOR COMMITTEE WORK APPROVE
REMUNERATION OF AUDITORS
12.1 ELECT MARCUS JACOBS AS NEW DIRECTOR Mgmt No vote
12.2 REELECT JAN SAMUELSON AS DIRECTOR Mgmt No vote
12.3 REELECT ERIK FORSBERG AS DIRECTOR Mgmt No vote
12.4 REELECT KATARINA G. BONDE AS DIRECTOR Mgmt No vote
12.5 REELECT BIRGITTA HENRIKSSON AS DIRECTOR Mgmt No vote
12.6 REELECT ULRIKA VIKLUND AS DIRECTOR Mgmt No vote
13 REELECT JAN SAMUELSON AS BOARD CHAIR Mgmt No vote
14 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt No vote
15 AUTHORIZE CHAIRMAN OF BOARD AND Mgmt No vote
REPRESENTATIVES OF THREE OF COMPANY'S
LARGEST SHAREHOLDERS TO SERVE ON NOMINATING
COMMITTEE
16 APPROVE REMUNERATION POLICY AND OTHER TERMS Mgmt No vote
OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT
17 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF CANDYWRITER
LLC
18 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF EVERGUILD LTD
19 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF GAME LABS INC
20 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF IMPERIA ONLINE
JSC
21 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF SANDBOX
INTERACTIVE GMBH
22 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF STORM8, INC
23 APPROVE ISSUANCE OF SHARES FOR A PRIVATE Mgmt No vote
PLACEMENT FOR THE SELLERS OF SUPER FREE
GAMES INC
24 APPROVE ISSUANCE OF UP TO 10 PERCENT OF Mgmt No vote
ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS
25 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt No vote
26 AUTHORIZE REISSUANCE OF REPURCHASED SHARES Mgmt No vote
27 APPROVE PERFORMANCE SHARE PLAN FOR KEY Mgmt No vote
EMPLOYEES (LTIP 2022/2026)
28 APPROVE EQUITY PLAN FINANCING Mgmt No vote
29 APPROVE TRANSFER OF SHARES TO PARTICIPANTS Mgmt No vote
IN LTIP 2022/2026
30 CLOSE MEETING Non-Voting
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935610988
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Special
Meeting Date: 19-May-2022
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt No vote
Take-Two common stock in connection with
the combination contemplated by the
Agreement and Plan of Merger, dated January
9, 2022, among Take-Two, Zebra MS I, Inc.,
Zebra MS II, Inc. and Zynga, as the same
may be amended from time to time.
2. Approval and adoption of an amendment to Mgmt No vote
the Company's Restated Certificate of
Incorporation to increase the number of
authorized shares of Company capital stock
from 205,000,000 to 305,000,000, of which
300,000,000 shares will be common stock and
5,000,000 shares will be preferred stock.
3. Approval of the adjournment of the Mgmt No vote
Company's special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Company's special meeting to approve
proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935600862
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt No vote
year: Karen L. Daniel
1B. Election of Director for a term of one Mgmt No vote
year: Sandra L. Fenwick
1C. Election of Director for a term of one Mgmt No vote
year: William H. Frist, M.D.
1D. Election of Director for a term of one Mgmt No vote
year: Jason Gorevic
1E. Election of Director for a term of one Mgmt No vote
year: Catherine A. Jacobson
1F. Election of Director for a term of one Mgmt No vote
year: Thomas G. McKinley
1G. Election of Director for a term of one Mgmt No vote
year: Kenneth H. Paulus
1H. Election of Director for a term of one Mgmt No vote
year: David L. Shedlarz
1I. Election of Director for a term of one Mgmt No vote
year: Mark Douglas Smith, M.D., MBA
1J. Election of Director for a term of one Mgmt No vote
year: David B. Snow, Jr.
2. Approve, on an advisory basis, the Mgmt No vote
compensation of Teladoc Health's named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt No vote
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
4. Approve an amendment to Teladoc Health's Mgmt No vote
Certificate of Incorporation to permit
holders of at least 15% net long ownership
in voting power of Teladoc Health's
outstanding capital stock to call special
meetings.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935609733
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Egon Durban Mgmt No vote
Barry Schuler Mgmt No vote
Robynne Sisco Mgmt No vote
2. To ratify the selection by the Audit Mgmt No vote
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. To indicate, on an advisory basis, the Mgmt No vote
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VELODYNE LIDAR, INC. Agenda Number: 935649662
--------------------------------------------------------------------------------------------------------------------------
Security: 92259F101
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: VLDR
ISIN: US92259F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Helen Pan Mgmt No vote
1.2 Election of Class II Director: Virginia Mgmt No vote
Boulet
1.3 Election of Class II Director: Andy Mattes Mgmt No vote
2. To ratify the appointment of KPMG LLP as Mgmt No vote
the independent registered public
accountingfirm for the fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt No vote
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VUZIX CORPORATION Agenda Number: 935632605
--------------------------------------------------------------------------------------------------------------------------
Security: 92921W300
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: VUZI
ISIN: US92921W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Paul Travers
1b. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Grant Russell
1c. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Edward Kay
1d. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Timothy Harned
1e. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Emily Nagle Green
1f. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Raj Rajgopal
1g. Election of Director to serve until the Mgmt No vote
2023 Annual Meeting: Azita Arvani
2. To ratify the appointment of Freed Maxick, Mgmt No vote
CPAs, P.C. as the Company's independent
registered public accounting firm for the
year ending December 31, 2022.
3. To approve, by non-binding vote, the Mgmt No vote
compensation disclosed in the Proxy
Statement of the Company's executive
officers, who are named in the Proxy
Statement Summary Compensation Table.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935636956
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl M. Eschenbach Mgmt No vote
William R. McDermott Mgmt No vote
Janet Napolitano Mgmt No vote
Santiago Subotovsky Mgmt No vote
2. Ratify the appointment of KPMG LLP as our Mgmt No vote
independent registered public accounting
firm for our fiscal year ending January 31,
2023.
3. To approve, on an advisory non-binding Mgmt No vote
basis, the compensation of our named
executive officers as disclosed in our
proxy statement.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Series Portfolios Trust
By (Signature) /s/ Ryan Roell
Name Ryan Roell
Title President
Date 08/24/2022