UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23226 NAME OF REGISTRANT: Listed Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory C. Bakken, President Listed Funds Trust c/o U.S. Bank Global Fund Services 811 E. Wisconsin Ave, 8th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-4711 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 Cabot Growth ETF -------------------------------------------------------------------------------------------------------------------------- AKOUSTIS TECHNOLOGIES, INC. Agenda Number: 935494550 -------------------------------------------------------------------------------------------------------------------------- Security: 00973N102 Meeting Type: Annual Meeting Date: 28-Oct-2021 Ticker: AKTS ISIN: US00973N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven P. DenBaars Mgmt For For Arthur E. Geiss Mgmt For For J. Michael McGuire Mgmt For For Jeffrey K. McMahon Mgmt For For Jerry D. Neal Mgmt For For Suzanne B. Rudy Mgmt For For Jeffrey B. Shealy Mgmt For For 2. Proposal to approve, on a non-binding, Mgmt For For advisory basis, the compensation paid to the Company's named executive officers. 3. Proposal to ratify the appointment of Mgmt For For Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2022. -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935484321 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Meeting Date: 17-Sep-2021 Ticker: BABA ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: JOSEPH C. TSAI (To Mgmt Against Against serve for a three year term or until such director's successor is elected or appointed and duly qualified.) 1.2 Election of Director: J. MICHAEL EVANS (To Mgmt Against Against serve for a three year term or until such director's successor is elected or appointed and duly qualified.) 1.3 Election of Director: E. BoRJE EKHOLM (To Mgmt For For serve for a three year term or until such director's successor is elected or appointed and duly qualified.) 2. Ratify the appointment of Mgmt For For PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CLEANSPARK INC. Agenda Number: 935545890 -------------------------------------------------------------------------------------------------------------------------- Security: 18452B209 Meeting Type: Annual Meeting Date: 15-Mar-2022 Ticker: CLSK ISIN: US18452B2097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Zachary Bradford Mgmt For For S. Matthew Schultz Mgmt For For Larry McNeill Mgmt Withheld Against Dr. Thomas Wood Mgmt Withheld Against Roger Beynon Mgmt Withheld Against 2. Ratification of Selection of MaloneBailey, Mgmt For For LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending September 30, 2022. -------------------------------------------------------------------------------------------------------------------------- INSEEGO CORP. Agenda Number: 935463896 -------------------------------------------------------------------------------------------------------------------------- Security: 45782B104 Meeting Type: Annual Meeting Date: 28-Jul-2021 Ticker: INSG ISIN: US45782B1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Harland Mgmt For For Christopher Lytle Mgmt For For 2. Ratify the appointment of Marcum LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. Approve, in an advisory vote, the Mgmt For For compensation paid to the Company's named executive officers, as presented in the proxy statement. 4. Approve an amendment of the Company's 2018 Mgmt For For Omnibus Incentive Compensation Plan to increase the number of shares issuable under the plan by 3,000,000 shares. -------------------------------------------------------------------------------------------------------------------------- MARATHON DIGITAL HOLDINGS INC. Agenda Number: 935466537 -------------------------------------------------------------------------------------------------------------------------- Security: 565788106 Meeting Type: Annual Meeting Date: 06-Aug-2021 Ticker: MARA ISIN: US5657881067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an increase in the number of Mgmt For For shares available in the Company's 2018 Equity Incentive Plan by 7,500,000 shares. 2. DIRECTOR Fred Thiel Mgmt For For Kevin DeNuccio Mgmt For For Said Ouissal Mgmt For For Sarita James Mgmt For For 3. The ratification of the appointment of Mgmt For For RBSM, LLP, as the Company's independent registered certified public accountant for the fiscal year ended December 31, 2021. 4. To transact such other business as may be Mgmt Abstain Against properly brought before the 2021 Annual Meeting and any adjournments thereof. -------------------------------------------------------------------------------------------------------------------------- NANO-X IMAGING LTD. Agenda Number: 935508094 -------------------------------------------------------------------------------------------------------------------------- Security: M70700105 Meeting Type: Annual Meeting Date: 04-Nov-2021 Ticker: NNOX ISIN: IL0011681371 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Proposal to approve Kesselman & Kesselman Mgmt For For (PWC Israel) as independent auditors of the Company for the fiscal year ending December 31, 2021 and for such additional period until the next Annual General Meeting of shareholders and to the authorize the Board of Directors of the Company to approve their compensation. 1A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. 2. Proposal to approve the re-election of Mr. Mgmt Against Against Erez Meltzer as a Class I director to the Board of Directors of the Company, to hold office until the Annual General Meeting of Shareholders of the Company to be held in 2024 or until a successor has been duly elected, and to approve his compensation as set out in the Proxy Statement. 2A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. 3. Proposal to approve the re-election of Mgmt For For Prof. Richard Stone as a Class I director to the Board of Directors of the Company, to hold office until the Annual General Meeting of Shareholders of the Company to be held in 2024 or until a successor has been duly elected, and to approve his compensation as set out in the Proxy Statement. 3A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. 4. Proposal to approve the employment and Mgmt Against Against remuneration terms of Mr. Erez Meltzer as the Company's Chief Executive Officer effective as set out in the Proxy Statement. 4A. I HAVE A PERSONAL INTEREST: If you do not Mgmt Against vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. 5. With respect to proposals 2 through 4, Mgmt Against please indicate if you are a Controlling shareholder, otherwise your votes will not be counted. YES=FOR or NO=AGAINST 6. With respect to proposals 2 through 4, Mgmt Against please indicate if you are a Senior office holder, otherwise your votes will not be counted. YES=FOR or NO=AGAINST 7. With respect to proposals 2 through 4, Mgmt For please indicate if you are a Israeli Institutional Investor, otherwise your votes will not be counted. YES=FOR or NO=AGAINST -------------------------------------------------------------------------------------------------------------------------- POWER & DIGITAL INFRASTRUCTURE ACQ. CORP Agenda Number: 935540509 -------------------------------------------------------------------------------------------------------------------------- Security: 739190106 Meeting Type: Special Meeting Date: 19-Jan-2022 Ticker: XPDI ISIN: US7391901060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - To Mgmt Against Against consider and vote upon a proposal to approve the Agreement and Plan of Merger and Reorganization, dated as of July 20, 2021 (as amended by the First Amendment thereto, dated as of October 1, 2021, as further amended by the Second Amendment thereto, dated as of December 29, 2021, and as it may be further amended and/or restated from time to time, the "merger agreement"), by and among Power & Digital Infrastructure Acquisition Corp., a Delaware corporation ...(due to space limits, see proxy statement for full proposal). 2. The Charter Proposal - To consider and vote Mgmt Against Against upon a proposal to adopt the proposed second amended and restated certificate of incorporation (the "Proposed Charter") and the proposed second amended and restated bylaws (the "Proposed Bylaws") of XPDI after the merger (referred to herein as "New Core"). 3A. To increase the total number of shares of Mgmt Against Against all classes of authorized capital stock from (i) 551,000,000, consisting of (a) 550,000,000 shares of common stock, including (1) 500,000,000 shares of Class A common stock, par value $0.0001 per share, and (2) 50,000,000 shares of Class B common stock, par value $0.0001 per share, and (b) 1,000,000 shares of preferred stock, par value $0.0001 per share, to (ii) 12,000,000,000, consisting of (A) 10,000,000,000 shares of common stock, par value $0.0001 per ...(due to space limits, see proxy statement for full proposal). 3B. To provide that any amendment to the Mgmt Against Against Proposed Bylaws will require the approval of either New Core's board of directors or the holders of at least 66 2/3% of the voting power of New Core's then-outstanding shares of capital stock entitled to vote generally in an election of directors, voting together as a single class. 3C. To provide that any amendment to certain Mgmt Against Against provisions of the Proposed Charter will require the approval of the holders of at least 66 2/3% of the voting power of New Core's then-outstanding shares of capital stock entitled to vote generally in an election of directors, voting together as a single class. 4. The Nasdaq Proposal - To consider and vote Mgmt Against Against upon a proposal to approve, for purposes of complying with applicable listing rules of the Nasdaq: (i) the issuance of shares of New Core common stock pursuant to the merger agreement and (ii) the related change of control of XPDI that will occur in connection with consummation of the merger and the other transactions contemplated by the merger agreement. 5. The Incentive Plan Proposal - To consider Mgmt Against Against and vote upon a proposal to approve and adopt the Core Scientific, Inc. 2021 Equity Incentive Plan. 6. The ESPP Proposal - To consider and vote Mgmt Against Against upon a proposal to approve and adopt the Core Scientific, Inc. 2021 Employee Stock Purchase Plan. 7. The Adjournment Proposal - To consider and Mgmt Against Against vote upon a proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the Business Combination Proposal, the Charter Proposal, the Governance Proposals, the Nasdaq Proposal, the Incentive Plan Proposal or the ESPP Proposal. -------------------------------------------------------------------------------------------------------------------------- QORVO, INC. Agenda Number: 935466258 -------------------------------------------------------------------------------------------------------------------------- Security: 74736K101 Meeting Type: Annual Meeting Date: 10-Aug-2021 Ticker: QRVO ISIN: US74736K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ralph G. Quinsey Mgmt For For Robert A. Bruggeworth Mgmt For For Judy Bruner Mgmt For For Jeffery R. Gardner Mgmt For For John R. Harding Mgmt For For David H. Y. Ho Mgmt For For Roderick D. Nelson Mgmt For For Dr. Walden C. Rhines Mgmt For For Susan L. Spradley Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers (as defined in the proxy statement). 3. To vote, on an advisory basis, on the Mgmt 1 Year For frequency of future advisory votes on the compensation of our Named Executive Officers. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending April 2, 2022. -------------------------------------------------------------------------------------------------------------------------- QUANTUMSCAPE CORPORATION Agenda Number: 935521698 -------------------------------------------------------------------------------------------------------------------------- Security: 74767V109 Meeting Type: Annual Meeting Date: 15-Dec-2021 Ticker: QS ISIN: US74767V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jagdeep Singh Mgmt Withheld Against Frank Blome Mgmt Withheld Against Brad Buss Mgmt Withheld Against John Doerr Mgmt Withheld Against Prof. Dr Jurgen Leohold Mgmt Withheld Against Justin Mirro Mgmt Withheld Against Prof. Fritz Prinz Mgmt Withheld Against Dipender Saluja Mgmt Withheld Against J.B. Straubel Mgmt Withheld Against Jens Wiese Mgmt Withheld Against 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. 3. Approval of the Extraordinary Performance Mgmt Against Against Award Program. -------------------------------------------------------------------------------------------------------------------------- QUOTIENT LIMITED Agenda Number: 935494764 -------------------------------------------------------------------------------------------------------------------------- Security: G73268107 Meeting Type: Annual Meeting Date: 29-Oct-2021 Ticker: QTNT ISIN: JE00BLG2ZQ72 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Manuel O. Mendez Mgmt For For Isabelle Buckle Mgmt For For Frederick Hallsworth Mgmt For For Catherine Larue Mgmt For For Brian McDonough Mgmt For For Heino von Prondzynski Mgmt For For Zubeen Shroff Mgmt For For John Wilkerson Mgmt For For 9. A non-binding, advisory vote on the Mgmt For For compensation paid to the Company's named executive officers, as described in the "Compensation Discussion and Analysis" section of the Company's proxy statement and the related compensation tables, notes and narrative discussion. 10. Proposal to re-appoint Ernst & Young LLP as Mgmt For For the Company's auditors from the conclusion of this meeting until the next Annual General Meeting of the Company to be held in 2022, to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm and to authorize the directors to determine the fees to be paid to the auditors. -------------------------------------------------------------------------------------------------------------------------- RAFAEL HOLDINGS, INC. Agenda Number: 935530356 -------------------------------------------------------------------------------------------------------------------------- Security: 75062E106 Meeting Type: Annual Meeting Date: 19-Jan-2022 Ticker: RFL ISIN: US75062E1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Stephen Greenberg Mgmt Against Against 1B. Election of Director: Howard S. Jonas Mgmt Against Against 1C. Election of Director: Rachel Jonas Mgmt Against Against 1D. Election of Director: Shannon Klinger Mgmt For For 1E. Election of Director: Ameet Mallik Mgmt For For 1F. Election of Director: Mark McCamish Mgmt For For 1G. Election of Director: Boris C. Pasche Mgmt Against Against 1H. Election of Director: Michael J. Weiss Mgmt Against Against 2. To ratify the appointment of CohnReznick Mgmt For For LLP as the Company's independent registered public accounting firm for the Fiscal Year ending July 31, 2022. 3. To adopt the Rafael Holdings, Inc. 2021 Mgmt Against Against Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- VYNE THERAPEUTICS INC. Agenda Number: 935457475 -------------------------------------------------------------------------------------------------------------------------- Security: 92941V209 Meeting Type: Annual Meeting Date: 19-Jul-2021 Ticker: VYNE ISIN: US92941V2097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David Domzalski Mgmt Withheld Against Patrick LePore Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Company's Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2021. 3. To approve and adopt an amendment to the Mgmt For For Company's Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 75,000,000 to 150,000,000. -------------------------------------------------------------------------------------------------------------------------- WILDBRAIN LTD. Agenda Number: 935527688 -------------------------------------------------------------------------------------------------------------------------- Security: 96810C101 Meeting Type: Annual and Special Meeting Date: 16-Dec-2021 Ticker: WLDBF ISIN: CA96810C1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Karine Courtemanche Mgmt For For Amanda Cupples Mgmt For For Deborah Drisdell Mgmt For For Eric Ellenbogen Mgmt For For Erin Elofson Mgmt For For Alan Hibben Mgmt For For Steven Landry Mgmt For For Geoffrey Machum Mgmt For For Thomas McGrath Mgmt For For Jonathan Whitcher Mgmt For For Donald Wright Mgmt For For 2 To re-appoint PricewaterhouseCoopers LLP as Mgmt For For Auditor of the Company for the ensuing year and authorize the board of directors to fix the Auditor's remuneration. 3 To affirm, ratify, and approve the Mgmt Against Against Company's Amended and Restated Omnibus Equity Incentive Plan (the full text of which is set out in Appendix "B" of the management information circular). 4 The undersigned certifies that it has made Mgmt Abstain Against reasonable inquiries as to the Canadian(1) status of the registered holder and/or the beneficial owner of the shares represented by this form of proxy/VIF and has read the management information circular enclosed with this form of proxy/VIF and the definitions set forth below so as to make an accurate Declaration of Status. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED. -------------------------------------------------------------------------------------------------------------------------- ZIM INTEGRATED SHIPPING SERVICES LTD. Agenda Number: 935523161 -------------------------------------------------------------------------------------------------------------------------- Security: M9T951109 Meeting Type: Special Meeting Date: 13-Dec-2021 Ticker: ZIM ISIN: IL0065100930 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the shortening of the vesting Mgmt For For period of options granted to the Company's CEO, Mr. Eli Glickman, pursuant to the Company's 2018 Share Option Plan. 1A. Do you have a personal interest in the Mgmt Against approval of Proposal No. 1 or are you a controlling shareholder of the Company (please note: if you do not mark either Yes or No, your shares will not be voted for Proposal No. 1)? Mark For=yes, No=Against * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Listed Funds Trust By (Signature) /s/ Gregory C. Bakken Name Gregory C. Bakken Title President Date 08/25/2022