UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory C. Bakken, President
Listed Funds Trust c/o U.S.
Bank Global Fund Services
811 E. Wisconsin Ave, 8th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 05/31
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Alexis Practical Tactical ETF
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APPLE INC. Agenda Number: 935541549
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 04-Mar-2022
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Andrea Jung Mgmt For For
1F. Election of Director: Art Levinson Mgmt For For
1G. Election of Director: Monica Lozano Mgmt For For
1H. Election of Director: Ron Sugar Mgmt For For
1I. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the Apple Inc. 2022 Employee Mgmt For For
Stock Plan.
5. A shareholder proposal entitled Shr Against For
"Reincorporate with Deeper Purpose".
6. A shareholder proposal entitled Shr Against For
"Transparency Reports".
7. A shareholder proposal entitled "Report on Shr Against For
Forced Labor".
8. A shareholder proposal entitled "Pay Shr Against For
Equity".
9. A shareholder proposal entitled "Civil Shr Against For
Rights Audit".
10. A shareholder proposal entitled "Report on Shr Against For
Concealment Clauses".
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APPLIED MATERIALS, INC. Agenda Number: 935544381
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt For For
1G. Election of Director: Alexander A. Karsner Mgmt For For
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2021.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2022.
4. Shareholder proposal to amend the Shr Against For
appropriate company governing documents to
give the owners of a combined 10% of our
outstanding common stock the power to call
a special shareholder meeting.
5. Shareholder proposal to improve the Shr Against For
executive compensation program and policy,
such as to include the CEO pay ratio factor
and voices from employees.
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ATARA BIOTHERAPEUTICS, INC. Agenda Number: 935636196
--------------------------------------------------------------------------------------------------------------------------
Security: 046513107
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: ATRA
ISIN: US0465131078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Roy D. Baynes, M.D., Mgmt For For
Ph.D.
1b. Election of Director: Matthew K. Fust Mgmt For For
1c. Election of Director: Ronald C. Renaud, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
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AUTONATION, INC. Agenda Number: 935557302
--------------------------------------------------------------------------------------------------------------------------
Security: 05329W102
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: AN
ISIN: US05329W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rick L. Burdick Mgmt No vote
1B. Election of Director: David B. Edelson Mgmt No vote
1C. Election of Director: Steven L. Gerard Mgmt No vote
1D. Election of Director: Robert R. Grusky Mgmt No vote
1E. Election of Director: Norman K. Jenkins Mgmt No vote
1F. Election of Director: Lisa Lutoff-Perlo Mgmt No vote
1G. Election of Director: Michael Manley Mgmt No vote
1H. Election of Director: G. Mike Mikan Mgmt No vote
1I. Election of Director: Jacqueline A. Mgmt No vote
Travisano
2. Ratification of the selection of KPMG LLP Mgmt No vote
as the Company's independent registered
public accounting firm for 2022.
3. Adoption of stockholder proposal regarding Shr No vote
special meetings.
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CATERPILLAR INC. Agenda Number: 935627729
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: Gerald Johnson Mgmt For For
1e. Election of Director: David W. MacLennan Mgmt For For
1f. Election of Director: Debra L. Reed-Klages Mgmt For For
1g. Election of Director: Edward B. Rust, Jr. Mgmt For For
1h. Election of Director: Susan C. Schwab Mgmt For For
1i. Election of Director: D. James Umpleby III Mgmt For For
1j. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Shareholder Proposal - Report on Climate Shr For For
5. Shareholder Proposal - Lobbying Disclosure Shr Against For
6. Shareholder Proposal - Report on Activities Shr Against For
in Conflict- Affected Areas
7. Shareholder Proposal - Special Shareholder Shr Against For
Meeting Improvement
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 935571542
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt For For
2) Election of Director: Jennifer W. Rumsey Mgmt For For
3) Election of Director: Robert J. Bernhard Mgmt For For
4) Election of Director: Dr. Franklin R. Chang Mgmt For For
Diaz
5) Election of Director: Bruno V. Di Leo Allen Mgmt For For
6) Election of Director: Stephen B. Dobbs Mgmt For For
7) Election of Director: Carla A. Harris Mgmt For For
8) Election of Director: Robert K. Herdman Mgmt For For
9) Election of Director: Thomas J. Lynch Mgmt For For
10) Election of Director: William I. Miller Mgmt For For
11) Election of Director: Georgia R. Nelson Mgmt For For
12) Election of Director: Kimberly A. Nelson Mgmt For For
13) Election of Director: Karen H. Quintos Mgmt For For
14) Advisory vote to approve the compensation Mgmt For For
of our named executive officers as
disclosed in the proxy statement.
15) Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our auditors
for 2022.
16) The shareholder proposal regarding an Shr Against For
independent chairman of the board.
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DEERE & COMPANY Agenda Number: 935540977
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 23-Feb-2022
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Leanne G. Caret Mgmt Split 9% For Split
1B. Election of Director: Tamra A. Erwin Mgmt Split 9% For Split
1C. Election of Director: Alan C. Heuberger Mgmt Split 9% For Split
1D. Election of Director: Charles O. Holliday, Mgmt Split 9% For Split
Jr.
1E. Election of Director: Michael O. Johanns Mgmt Split 9% For Split
1F. Election of Director: Clayton M. Jones Mgmt Split 9% For Split
1G. Election of Director: John C. May Mgmt Split 9% For Split
1H. Election of Director: Gregory R. Page Mgmt Split 9% For Split
1I. Election of Director: Sherry M. Smith Mgmt Split 9% For Split
1J. Election of Director: Dmitri L. Stockton Mgmt Split 9% For Split
1K. Election of Director: Sheila G. Talton Mgmt Split 9% For Split
2. Advisory vote on executive compensation. Mgmt Split 9% For Split
3. Ratification of the appointment of Deloitte Mgmt Split 9% For Split
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2022.
4. Approval of the Nonemployee Director Stock Mgmt Split 9% For Split
Ownership Plan.
5. Shareholder Proposal - Special Shareholder Shr Split 9% Against Split
Meeting Improvement.
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FREEPORT-MCMORAN INC. Agenda Number: 935615279
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Richard C. Adkerson Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Robert W. Dudley Mgmt For For
1e. Election of Director: Hugh Grant Mgmt For For
1f. Election of Director: Lydia H. Kennard Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1I. Election of Director: Dustan E. McCoy Mgmt For For
1j. Election of Director: John J. Stephens Mgmt For For
1k. Election of Director: Frances Fragos Mgmt For For
Townsend
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2022.
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HONEYWELL INTERNATIONAL INC. Agenda Number: 935559510
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 25-Apr-2022
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt Split 96% For Split
1B. Election of Director: Duncan B. Angove Mgmt Split 96% For Split
1C. Election of Director: William S. Ayer Mgmt Split 96% For Split
1D. Election of Director: Kevin Burke Mgmt Split 96% For Split
1E. Election of Director: D. Scott Davis Mgmt Split 96% For Split
1F. Election of Director: Deborah Flint Mgmt Split 96% For Split
1G. Election of Director: Rose Lee Mgmt Split 96% For Split
1H. Election of Director: Grace D. Lieblein Mgmt Split 96% For Split
1I. Election of Director: George Paz Mgmt Split 96% For Split
1J. Election of Director: Robin L. Washington Mgmt Split 96% For Split
2. Advisory Vote to Approve Executive Mgmt Split 96% For Split
Compensation.
3. Approval of Appointment of Independent Mgmt Split 96% For Split
Accountants.
4. Shareowner Proposal - Special Shareholder Shr Split 96% Against Split
Meeting Improvement.
5. Shareowner Proposal - Climate Lobbying Shr Split 96% Against Split
Report.
6. Shareowner Proposal - Environmental and Shr Split 96% Against Split
Social Due Diligence.
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JPMORGAN DIVERSIFIED RETURN Agenda Number: 935496061
--------------------------------------------------------------------------------------------------------------------------
Security: 46641Q837
Meeting Type: Special
Meeting Date: 27-Oct-2021
Ticker: JPST
ISIN: US46641Q8371
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John F. Finn Mgmt Split 88% For Split
Stephen P. Fisher Mgmt Split 88% For Split
Gary L. French Mgmt Split 88% For Split
Kathleen M. Gallagher Mgmt Split 88% For Split
Robert J. Grassi Mgmt Split 88% For Split
Frankie D. Hughes Mgmt Split 88% For Split
Raymond Kanner Mgmt Split 88% For Split
Thomas P. Lemke Mgmt Split 88% For Split
Lawrence Maffia Mgmt Split 88% For Split
Mary E. Martinez Mgmt Split 88% For Split
Marilyn McCoy Mgmt Split 88% For Split
Dr. Robert A. Oden, Jr. Mgmt Split 88% For Split
Marian U. Pardo Mgmt Split 88% For Split
Emily A. Youssouf Mgmt Split 88% For Split
Robert F. Deutsch Mgmt Split 88% For Split
Nina O. Shenker Mgmt Split 88% For Split
--------------------------------------------------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION Agenda Number: 935564751
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: LMT
ISIN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Daniel F. Akerson Mgmt Split 13% For Split
1B. Election of Director: David B. Burritt Mgmt Split 13% For Split
1C. Election of Director: Bruce A. Carlson Mgmt Split 13% For Split
1D. Election of Director: John M. Donovan Mgmt Split 13% For Split
1E. Election of Director: Joseph F. Dunford, Mgmt Split 13% For Split
Jr.
1F. Election of Director: James O. Ellis, Jr. Mgmt Split 13% For Split
1G. Election of Director: Thomas J. Falk Mgmt Split 13% For Split
1H. Election of Director: Ilene S. Gordon Mgmt Split 13% For Split
1I. Election of Director: Vicki A. Hollub Mgmt Split 13% For Split
1J. Election of Director: Jeh C. Johnson Mgmt Split 13% For Split
1K. Election of Director: Debra L. Reed-Klages Mgmt Split 13% For Split
1L. Election of Director: James D. Taiclet Mgmt Split 13% For Split
1M. Election of Director: Patricia E. Mgmt Split 13% For Split
Yarrington
2. Ratification of Appointment of Ernst & Mgmt Split 13% For Split
Young LLP as Independent Auditors for 2022.
3. Advisory Vote to Approve the Compensation Mgmt Split 13% For Split
of our Named Executive Officers
(Say-on-Pay)
4. Stockholder Proposal to Reduce Threshold Shr Split 13% Against Split
for Calling Special Stockholder Meetings.
5. Stockholder Proposal to Issue a Human Shr Split 13% Against Split
Rights Impact Assessment Report.
--------------------------------------------------------------------------------------------------------------------------
META PLATFORMS, INC. Agenda Number: 935601559
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Tracey T. Travis Mgmt For For
Tony Xu Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Meta Platforms, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation program for Meta
Platforms, Inc.'s named executive officers
as disclosed in Meta Platforms, Inc.'s
proxy statement.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding an Shr Against For
independent chair.
6. A shareholder proposal regarding Shr Against For
concealment clauses.
7. A shareholder proposal regarding report on Shr Against For
external costs of misinformation.
8. A shareholder proposal regarding report on Shr Against For
community standards enforcement.
9. A shareholder proposal regarding report and Shr Against For
advisory vote on the metaverse.
10. A shareholder proposal regarding human Shr Against For
rights impact assessment.
11. A shareholder proposal regarding child Shr Against For
sexual exploitation online.
12. A shareholder proposal regarding civil Shr Against For
rights and non-discrimination audit.
13. A shareholder proposal regarding report on Shr Against For
lobbying.
14. A shareholder proposal regarding assessment Shr Against For
of audit & risk oversight committee.
15. A shareholder proposal regarding report on Shr Against For
charitable donations.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935574168
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry Diller Mgmt For For
1B. Election of Director: Alexis M. Herman Mgmt For For
1C. Election of Director: William J. Hornbuckle Mgmt For For
1D. Election of Director: Mary Chris Jammet Mgmt For For
1E. Election of Director: Joey Levin Mgmt For For
1F. Election of Director: Rose McKinney-James Mgmt For For
1G. Election of Director: Keith A. Meister Mgmt For For
1H. Election of Director: Paul Salem Mgmt For For
1I. Election of Director: Gregory M. Spierkel Mgmt For For
1J. Election of Director: Jan G. Swartz Mgmt For For
1K. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve and adopt the 2022 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935505480
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt No vote
1B. Election of Director: Hugh F. Johnston Mgmt No vote
1C. Election of Director: Teri L. List Mgmt No vote
1D. Election of Director: Satya Nadella Mgmt No vote
1E. Election of Director: Sandra E. Peterson Mgmt No vote
1F. Election of Director: Penny S. Pritzker Mgmt No vote
1G. Election of Director: Carlos A. Rodriguez Mgmt No vote
1H. Election of Director: Charles W. Scharf Mgmt No vote
1I. Election of Director: John W. Stanton Mgmt No vote
1J. Election of Director: John W. Thompson Mgmt No vote
1K. Election of Director: Emma N. Walmsley Mgmt No vote
1L. Election of Director: Padmasree Warrior Mgmt No vote
2. Advisory vote to approve named executive Mgmt No vote
officer compensation.
3. Approve Employee Stock Purchase Plan. Mgmt No vote
4. Ratification of the Selection of Deloitte & Mgmt No vote
Touche LLP as our Independent Auditor for
Fiscal Year 2022.
5. Shareholder Proposal - Report on median pay Shr No vote
gaps across race and gender.
6. Shareholder Proposal - Report on Shr No vote
effectiveness of workplace sexual
harassment policies.
7. Shareholder Proposal - Prohibition on sales Shr No vote
of facial recognition technology to all
government entities.
8. Shareholder Proposal - Report on Shr No vote
implementation of the Fair Chance Business
Pledge.
9. Shareholder Proposal - Report on how Shr No vote
lobbying activities align with company
policies.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935584878
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alistair Darling Mgmt Split 10% For Split
1B. Election of Director: Thomas H. Glocer Mgmt Split 10% For Split
1C. Election of Director: James P. Gorman Mgmt Split 10% For Split
1D. Election of Director: Robert H. Herz Mgmt Split 10% For Split
1E. Election of Director: Erika H. James Mgmt Split 10% For Split
1F. Election of Director: Hironori Kamezawa Mgmt Split 10% For Split
1G. Election of Director: Shelley B. Leibowitz Mgmt Split 10% For Split
1H. Election of Director: Stephen J. Luczo Mgmt Split 10% For Split
1I. Election of Director: Jami Miscik Mgmt Split 10% For Split
1J. Election of Director: Masato Miyachi Mgmt Split 10% For Split
1K. Election of Director: Dennis M. Nally Mgmt Split 10% For Split
1L. Election of Director: Mary L. Schapiro Mgmt Split 10% For Split
1M. Election of Director: Perry M. Traquina Mgmt Split 10% For Split
1N. Election of Director: Rayford Wilkins, Jr. Mgmt Split 10% For Split
2. To ratify the appointment of Deloitte & Mgmt Split 10% For Split
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt Split 10% For Split
as disclosed in the proxy statement
(non-binding advisory vote)
4. Shareholder proposal requesting adoption of Shr Split 10% Against Split
a policy to cease financing new fossil fuel
development
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY INSTL FD INC Agenda Number: 935542870
--------------------------------------------------------------------------------------------------------------------------
Security: 61756E693
Meeting Type: Special
Meeting Date: 25-Feb-2022
Ticker: MGGIX
ISIN: US61756E6932
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nancy C. Everett Mgmt For For
Jakki L. Haussler Mgmt For For
Patricia A. Maleski Mgmt For For
Frances L. Cashman Mgmt For For
Eddie A. Grier Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935592495
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt No vote
1B. Election of Director: David P. Abney Mgmt No vote
1C. Election of Director: Marianne C. Brown Mgmt No vote
1D. Election of Director: Donald E. Felsinger Mgmt No vote
1E. Election of Director: Ann M. Fudge Mgmt No vote
1F. Election of Director: William H. Hernandez Mgmt No vote
1G. Election of Director: Madeleine A. Kleiner Mgmt No vote
1H. Election of Director: Karl J. Krapek Mgmt No vote
1I. Election of Director: Graham N. Robinson Mgmt No vote
1J. Election of Director: Gary Roughead Mgmt No vote
1K. Election of Director: Thomas M. Schoewe Mgmt No vote
1L. Election of Director: James S. Turley Mgmt No vote
1M. Election of Director: Mark A. Welsh III Mgmt No vote
2. Proposal to approve, on an advisory basis, Mgmt No vote
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt No vote
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2022.
4. Shareholder proposal to change the Shr No vote
ownership threshold for shareholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC. Agenda Number: 935535849
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 01-Feb-2022
Ticker: ROK
ISIN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DIRECTOR
James P. Keane Mgmt For For
Blake D. Moret Mgmt For For
Thomas W. Rosamilia Mgmt For For
Patricia A. Watson Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm for
fiscal 2022.
--------------------------------------------------------------------------------------------------------------------------
SCHWAB FUNDS AND SCHWAB ETFS Agenda Number: 935576504
--------------------------------------------------------------------------------------------------------------------------
Security: 808515605
Meeting Type: Special
Meeting Date: 14-Jun-2022
Ticker: SWVXX
ISIN: US8085156052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter W. Bettinger II Mgmt For For
Richard A. Wurster Mgmt For For
Robert W. Burns Mgmt For For
Nancy F. Heller Mgmt For For
David L. Mahoney Mgmt For For
Jane P. Moncreiff Mgmt For For
Kiran M. Patel Mgmt For For
Kimberly S. Patmore Mgmt For For
J. Derek Penn Mgmt For For
Michael J. Beer Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEMPUR SEALY INTERNATIONAL, INC. Agenda Number: 935570110
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: TPX
ISIN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Evelyn S. Dilsaver Mgmt Split 10% For Split
1B. Election of Director: Simon John Dyer Mgmt Split 10% For Split
1C. Election of Director: Cathy R. Gates Mgmt Split 10% For Split
1D. Election of Director: John A. Heil Mgmt Split 10% For Split
1E. Election of Director: Meredith Siegfried Mgmt Split 10% For Split
Madden
1F. Election of Director: Richard W. Neu Mgmt Split 10% For Split
1G. Election of Director: Scott L. Thompson Mgmt Split 10% For Split
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Split 10% For Split
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE YEAR ENDING DECEMBER 31,
2022.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Split 10% For Split
OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE AMENDED AND RESTATED 2013 Mgmt Split 10% For Split
EQUITY INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935560842
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark A. Blinn Mgmt No vote
1B. Election of Director: Todd M. Bluedorn Mgmt No vote
1C. Election of Director: Janet F. Clark Mgmt No vote
1D. Election of Director: Carrie S. Cox Mgmt No vote
1E. Election of Director: Martin S. Craighead Mgmt No vote
1F. Election of Director: Jean M. Hobby Mgmt No vote
1G. Election of Director: Michael D. Hsu Mgmt No vote
1H. Election of Director: Haviv Ilan Mgmt No vote
1I. Election of Director: Ronald Kirk Mgmt No vote
1J. Election of Director: Pamela H. Patsley Mgmt No vote
1K. Election of Director: Robert E. Sanchez Mgmt No vote
1L. Election of Director: Richard K. Templeton Mgmt No vote
2. Board proposal regarding advisory approval Mgmt No vote
of the Company's executive compensation.
3. Board proposal to ratify the appointment of Mgmt No vote
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2022.
4. Stockholder proposal to permit a combined Shr No vote
10% of stockholders to call a special
meeting.
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935581290
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerard J. Arpey Mgmt Split 13% For Split
1B. Election of Director: Ari Bousbib Mgmt Split 13% For Split
1C. Election of Director: Jeffery H. Boyd Mgmt Split 13% For Split
1D. Election of Director: Gregory D. Brenneman Mgmt Split 13% For Split
1E. Election of Director: J. Frank Brown Mgmt Split 13% For Split
1F. Election of Director: Albert P. Carey Mgmt Split 13% For Split
1G. Election of Director: Edward P. Decker Mgmt Split 13% For Split
1H. Election of Director: Linda R. Gooden Mgmt Split 13% For Split
1I. Election of Director: Wayne M. Hewett Mgmt Split 13% For Split
1J. Election of Director: Manuel Kadre Mgmt Split 13% For Split
1K. Election of Director: Stephanie C. Linnartz Mgmt Split 13% For Split
1L. Election of Director: Craig A. Menear Mgmt Split 13% For Split
1M. Election of Director: Paula Santilli Mgmt Split 13% For Split
1N. Election of Director: Caryn Seidman-Becker Mgmt Split 13% For Split
2. Ratification of the Appointment of KPMG LLP Mgmt Split 13% For Split
3. Advisory Vote to Approve Executive Mgmt Split 13% For Split
Compensation ("Say-on-Pay")
4. Approval of the Omnibus Stock Incentive Mgmt Split 13% For Split
Plan, as Amended and Restated May 19, 2022
5. Shareholder Proposal to Reduce the Shr Split 13% Against Split
Threshold to Call Special Shareholder
Meetings to 10% of Outstanding Shares
6. Shareholder Proposal Regarding Independent Shr Split 13% Against Split
Board Chair
7. Shareholder Proposal Regarding Political Shr Split 13% Against Split
Contributions Congruency Analysis
8. Shareholder Proposal Regarding Report on Shr Split 13% Against Split
Gender and Racial Equity on the Board of
Directors
9. Shareholder Proposal Regarding Report on Shr Split 13% Against Split
Deforestation
10. Shareholder Proposal Regarding Racial Shr Split 13% Against Split
Equity Audit
--------------------------------------------------------------------------------------------------------------------------
THE SELECT SECTOR SPDR TRUST Agenda Number: 935496580
--------------------------------------------------------------------------------------------------------------------------
Security: 81369Y605
Meeting Type: Special
Meeting Date: 29-Oct-2021
Ticker: XLF
ISIN: US81369Y6059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Allison Grant Williams Mgmt No vote
Sheila Hartnett-Devlin Mgmt No vote
James Jessee Mgmt No vote
Teresa Polley Mgmt No vote
Ashley T. Rabun Mgmt No vote
James E. Ross Mgmt No vote
Rory Tobin Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935544317
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 09-Mar-2022
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt Split 86% For Split
1B. Election of Director: Mary T. Barra Mgmt Split 86% For Split
1C. Election of Director: Safra A. Catz Mgmt Split 86% For Split
1D. Election of Director: Amy L. Chang Mgmt Split 86% For Split
1E. Election of Director: Robert A. Chapek Mgmt Split 86% For Split
1F. Election of Director: Francis A. deSouza Mgmt Split 86% For Split
1G. Election of Director: Michael B.G. Froman Mgmt Split 86% For Split
1H. Election of Director: Maria Elena Mgmt Split 86% For Split
Lagomasino
1I. Election of Director: Calvin R. McDonald Mgmt Split 86% For Split
1J. Election of Director: Mark G. Parker Mgmt Split 86% For Split
1K. Election of Director: Derica W. Rice Mgmt Split 86% For Split
2. Ratification of the appointment of Mgmt Split 86% For Split
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal 2022.
3. Consideration of an advisory vote to Mgmt Split 86% For Split
approve executive compensation.
4. Shareholder proposal, if properly presented Shr Split 86% For Split
at the meeting, requesting an annual report
disclosing information regarding lobbying
policies and activities.
5. Shareholder proposal, if properly presented Shr Split 86% Against Split
at the meeting, requesting amendment of the
Company's governing documents to lower the
stock ownership threshold to call a special
meeting of shareholders.
6. Shareholder proposal, if properly presented Shr Split 86% Against Split
at the meeting, requesting a diligence
report evaluating human rights impacts.
7. Shareholder proposal, if properly presented Shr Split 86% Against Split
at the meeting, requesting a report on both
median and adjusted pay gaps across race
and gender.
8. Shareholder proposal, if properly presented Shr Split 86% Against Split
at the meeting, requesting a workplace
non-discrimination audit and report.
--------------------------------------------------------------------------------------------------------------------------
UNITED RENTALS, INC. Agenda Number: 935571225
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: URI
ISIN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: JosE B. Alvarez Mgmt For For
1B. Election of Director: Marc A. Bruno Mgmt For For
1C. Election of Director: Larry D. De Shon Mgmt For For
1D. Election of Director: Matthew J. Flannery Mgmt For For
1E. Election of Director: Bobby J. Griffin Mgmt For For
1F. Election of Director: Kim Harris Jones Mgmt For For
1G. Election of Director: Terri L. Kelly Mgmt For For
1H. Election of Director: Michael J. Kneeland Mgmt For For
1I. Election of Director: Gracia C. Martore Mgmt For For
1J. Election of Director: Shiv Singh Mgmt For For
2. Ratification of Appointment of Public Mgmt For For
Accounting Firm
3. Advisory Approval of Executive Compensation Mgmt For For
4. Company Proposal for Special Shareholder Mgmt For For
Meeting Improvement (Amend By-Laws to
Reduce Threshold to 15%)
5. Stockholder Proposal for Special Shr Against For
Shareholder Meeting Improvement
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935531550
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 25-Jan-2022
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd A. Carney Mgmt Split 17% For Split
1B. Election of Director: Mary B. Cranston Mgmt Split 17% For Split
1C. Election of Director: Francisco Javier Mgmt Split 17% For Split
Fernandez-Carbajal
1D. Election of Director: Alfred F. Kelly, Jr. Mgmt Split 17% For Split
1E. Election of Director: Ramon Laguarta Mgmt Split 17% For Split
1F. Election of Director: John F. Lundgren Mgmt Split 17% For Split
1G. Election of Director: Robert W. Matschullat Mgmt Split 17% For Split
1H. Election of Director: Denise M. Morrison Mgmt Split 17% For Split
1I. Election of Director: Linda J. Rendle Mgmt Split 17% For Split
1J. Election of Director: Maynard G. Webb, Jr. Mgmt Split 17% For Split
2. To approve, on an advisory basis, the Mgmt Split 17% For Split
compensation paid to our named executive
officers.
3. To ratify the appointment of KPMG LLP as Mgmt Split 17% For Split
our independent registered public
accounting firm for fiscal year 2022.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory C. Bakken
Name Gregory C. Bakken
Title President
Date 08/29/2022