UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President
Listed Funds Trust c/o U.S.
Bank Global Fund Services
811 E. Wisconsin Ave, 8th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-4711
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022
Spear Alpha ETF
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ALBEMARLE CORPORATION Agenda Number: 935570211
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Security: 012653101
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: ALB
ISIN: US0126531013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a non-binding Mgmt For For
advisory resolution approving the
compensation of our named executive
officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Ralf H. Cramer Mgmt For For
2C. Election of Director: J. Kent Masters, Jr. Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt For For
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt For For
2J. Election of Director: Alejandro D. Wolff Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
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ANSYS, INC. Agenda Number: 935578748
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Security: 03662Q105
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: ANSS
ISIN: US03662Q1058
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director for Mgmt For For
three-year terms: Anil Chakravarthy
1B. Election of Class II Director for Mgmt For For
three-year terms: Barbara V. Scherer
1C. Election of Class II Director for Mgmt For For
three-year terms: Ravi Vijayaraghavan
2. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as the Company's Independent
Registered Public Accounting Firm for
Fiscal Year 2022.
3. Advisory Approval of the Compensation of Mgmt For For
Our Named Executive Officers.
4. Approval of the Amendment of Article VI, Mgmt For For
Section 5 of the Charter to Eliminate the
Supermajority Vote Requirement to Remove a
Director.
5. Approval of the Amendment of Article VIII, Mgmt For For
Section 2 of the Charter to Eliminate the
Supermajority Vote Requirement for
Stockholders to Amend or Repeal the
By-Laws.
6. Approval of the Amendment of Article IX of Mgmt For For
the Charter to Eliminate the Supermajority
Vote Requirement for Stockholders to
Approve Amendments to or Repeal Certain
Provisions of the Charter.
7. Approval of the ANSYS, Inc. 2022 Employee Mgmt For For
Stock Purchase Plan.
8. Stockholder Proposal Requesting the Annual Shr For Against
Election of Directors, if Properly
Presented.
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CAMECO CORPORATION Agenda Number: 935589676
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Security: 13321L108
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: CCJ
ISIN: CA13321L1085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
Leontine Atkins Mgmt No vote
Ian Bruce Mgmt No vote
Daniel Camus Mgmt No vote
Donald Deranger Mgmt No vote
Catherine Gignac Mgmt No vote
Tim Gitzel Mgmt No vote
Jim Gowans Mgmt No vote
Kathryn Jackson Mgmt No vote
Don Kayne Mgmt No vote
B Appoint the auditors (see page 6 of the Mgmt No vote
management proxy circular) Appoint KPMG LLP
as auditors.
C Have a say on our approach to executive Mgmt No vote
compensation (see page 7 of the management
proxy circular) As this is an advisory
vote, the results will not be binding on
the board. Be it resolved that, on an
advisory basis and not to diminish the role
and responsibilities of the board of
directors for executive compensation, the
shareholders accept the approach to
executive compensation disclosed in
Cameco's management proxy circular
delivered in advance of the 2022 annual
meeting of shareholders.
D Declare your residency You declare that the Mgmt No vote
shares represented by this voting
instruction form are held, beneficially
owned or controlled, either directly or
indirectly, by a resident of Canada as
defined below. If the shares are held in
the names of two or more people, you
declare that all of these people are
residents of Canada. NOTE: "For" = Yes,
"Abstain" = No, "Against" will be treated
as not marked
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CERENCE INC. Agenda Number: 935541070
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Security: 156727109
Meeting Type: Annual
Meeting Date: 02-Feb-2022
Ticker: CRNC
ISIN: US1567271093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Arun Sarin Mgmt For For
1.2 Election of Class III Director: Kristi Ann Mgmt For For
Matus
1.3 Election of Class III Director: Stefan Mgmt For For
Ortmanns
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2022.
3. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. Indication, on a non-binding, advisory Mgmt 1 Year For
basis, of preferred frequency of future
shareholder non-binding, advisory votes on
the compensation of the Company's named
executive officers.
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CLOUDFLARE, INC. Agenda Number: 935609620
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Security: 18915M107
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NET
ISIN: US18915M1071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Anderson Mgmt For For
Mark Hawkins Mgmt For For
Carl Ledbetter Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the performance equity awards Mgmt For For
granted to our co-founders, Matthew Prince
and Michelle Zatlyn.
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COGNEX CORPORATION Agenda Number: 935562240
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Security: 192422103
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CGNX
ISIN: US1924221039
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term ending in Mgmt For For
2025: Anthony Sun
1.2 Election of Director for a term ending in Mgmt For For
2025: Robert J. Willett
1.3 Election of Director for a term ending in Mgmt For For
2024: Marjorie T. Sennett
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as Cognex's independent registered
public accounting firm for fiscal year
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Cognex's named executive
officers as described in the proxy
statement including the Compensation
Discussion and Analysis,compensation tables
and narrative discussion ("say-on-pay").
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CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935648622
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Security: 22788C105
Meeting Type: Annual
Meeting Date: 29-Jun-2022
Ticker: CRWD
ISIN: US22788C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cary J. Davis Mgmt For For
George Kurtz Mgmt For For
Laura J. Schumacher Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2023.
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IONQ, INC. Agenda Number: 935605432
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Security: 46222L108
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: IONQ
ISIN: US46222L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Blake Byers Mgmt For For
1.2 Election of Director: Niccolo de Masi Mgmt For For
1.3 Election of Director: Inder M. Singh Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
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JOBY AVIATION, INC Agenda Number: 935625763
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Security: G65163100
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: JOBY
ISIN: KYG651631007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term expiring in Mgmt For For
2025: James Kuffner
1b. Election of Director for a term expiring in Mgmt For For
2025: Dipender Saluja
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Joby's independent registered public
accounting firm for fiscal year 2022
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LITHIUM AMERICAS CORP. Agenda Number: 935655122
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Security: 53680Q207
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: LAC
ISIN: CA53680Q2071
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
George Ireland Mgmt For For
Fabiana Chubbs Mgmt For For
Kelvin Dushnisky Mgmt For For
Jonathan Evans Mgmt For For
Dr. Yuan Gao Mgmt For For
John Kanellitsas Mgmt For For
Jinhee Magie Mgmt For For
Franco Mignacco Mgmt For For
Xiaoshen Wang Mgmt For For
3 Appoint PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants as the
Company's auditor for the ensuing year and
authorize the Directors to set the
auditor's remuneration.
4 Pass a non-binding advisory vote on the Mgmt For For
Company's approach to executive
compensation.
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LIVENT CORPORATION Agenda Number: 935561678
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Security: 53814L108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: LTHM
ISIN: US53814L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to terms Mgmt For For
expiring in 2025: Michael F. Barry
1B. Election of Class I Director to terms Mgmt For For
expiring in 2025: Steven T. Merkt
1C. Election of Class I Director to terms Mgmt For For
expiring in 2025: Pablo Marcet
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Advisory (non-binding) vote on named Mgmt For For
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
6. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate obsolete provisions.
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MARVELL TECHNOLOGY, INC. Agenda Number: 935647353
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Security: 573874104
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: MRVL
ISIN: US5738741041
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sara Andrews Mgmt For For
1b. Election of Director: W. Tudor Brown Mgmt For For
1c. Election of Director: Brad W. Buss Mgmt For For
1d. Election of Director: Edward H. Frank Mgmt For For
1e. Election of Director: Richard S. Hill Mgmt For For
1f. Election of Director: Marachel L. Knight Mgmt For For
1g. Election of Director: Matthew J. Murphy Mgmt For For
1h. Election of Director: Michael G. Strachan Mgmt For For
1i. Election of Director: Robert E. Switz Mgmt For For
1j. Election of Director: Ford Tamer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. To amend the Marvell Technology, Inc. 2000 Mgmt For For
Employee Stock Purchase Plan to remove the
term of the plan and to remove the annual
evergreen feature of the plan.
4. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 28, 2023.
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NVIDIA CORPORATION Agenda Number: 935618299
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Security: 67066G104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NVDA
ISIN: US67066G1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 4 billion to 8 billion
shares.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
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PALANTIR TECHNOLOGIES INC. Agenda Number: 935627818
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Security: 69608A108
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: PLTR
ISIN: US69608A1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alexander Karp Mgmt For For
Stephen Cohen Mgmt For For
Peter Thiel Mgmt For For
Alexander Moore Mgmt For For
Alexandra Schiff Mgmt For For
Lauren Friedman Stat Mgmt For For
Eric Woersching Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Palantir's independent
registered public accounting firm for 2022.
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PALO ALTO NETWORKS, INC. Agenda Number: 935512699
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Security: 697435105
Meeting Type: Annual
Meeting Date: 14-Dec-2021
Ticker: PANW
ISIN: US6974351057
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John M. Mgmt For For
Donovan
1B. Election of Class I Director: Right Mgmt For For
Honorable Sir John Key
1C. Election of Class I Director: Mary Pat Mgmt For For
McCarthy
1D. Election of Class I Director: Nir Zuk Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the 2021 Palo Alto Networks, Mgmt For For
Inc. Equity Incentive Plan.
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PARKER-HANNIFIN CORPORATION Agenda Number: 935499904
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Security: 701094104
Meeting Type: Annual
Meeting Date: 27-Oct-2021
Ticker: PH
ISIN: US7010941042
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Lee C. Banks
1B. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Jillian C. Evanko
1C. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Lance M. Fritz
1D. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Linda A. Harty
1E. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
William F. Lacey
1F. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Kevin A. Lobo
1G. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Joseph Scaminace
1H. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Ake Svensson
1I. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Laura K. Thompson
1J. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
James R. Verrier
1K. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
James L. Wainscott
1L. Election of Director for a term expiring at Mgmt No vote
the Annual Meeting of Shareholders in 2022:
Thomas L. Williams
2. Ratification of the appointment of Deloitte Mgmt No vote
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
3. Approval of, on a non-binding, advisory Mgmt No vote
basis, the compensation of our Named
Executive Officers.
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PLUG POWER INC. Agenda Number: 935645284
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Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: PLUG
ISIN: US72919P2020
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George C. McNamee Mgmt For For
Gregory L. Kenausis Mgmt For For
Jean A. Bua Mgmt For For
2. The approval of the amendment to the Plug Mgmt For For
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the non-binding advisory Mgmt For For
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
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POWER INTEGRATIONS, INC. Agenda Number: 935594968
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Security: 739276103
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: POWI
ISIN: US7392761034
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Wendy Arienzo
1.2 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Balu Balakrishnan
1.3 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Nicholas E. Brathwaite
1.4 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Anita Ganti
1.5 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: William George
1.6 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Balakrishnan S. Iyer
1.7 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Jennifer Lloyd
1.8 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Necip Sayiner
2. To approve, on an advisory basis, the Mgmt For For
compensation of Power Integrations' named
executive officers, as disclosed in this
proxy statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of Power
Integrations for the fiscal year ending
December 31, 2022
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SCHRODINGER, INC. Agenda Number: 935627515
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Security: 80810D103
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: SDGR
ISIN: US80810D1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Jeffrey
Chodakewitz
1b. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Michael
Lynton
1c. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Nancy A.
Thornberry
2. Approval of an advisory vote on executive Mgmt For For
compensation.
3. Holding an advisory vote on the frequency Mgmt 1 Year For
of future executive compensation advisory
votes.
4. Approval of the Schrodinger, Inc. 2022 Mgmt For For
Equity Incentive Plan.
5. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
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SENTINELONE, INC. Agenda Number: 935647339
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Security: 81730H109
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: S
ISIN: US81730H1095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel Scheinman Mgmt For For
Teddie Wardi Mgmt For For
Tomer Weingarten Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as SentinelOne, Inc.'s
independent registered public accounting
firm for the fiscal year ending January 31,
2023.
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TERADYNE, INC. Agenda Number: 935578798
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: TER
ISIN: US8807701029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Edwin J. Gillis
1B. Election of Director for a one-year term: Mgmt For For
Timothy E. Guertin
1C. Election of Director for a one-year term: Mgmt For For
Peter Herweck
1D. Election of Director for a one-year term: Mgmt For For
Mark E. Jagiela
1E. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1F. Election of Director for a one-year term: Mgmt For For
Marilyn Matz
1G. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1H. Election of Director for a one-year term: Mgmt For For
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
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UNITY SOFTWARE INC Agenda Number: 935609733
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: U
ISIN: US91332U1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Egon Durban Mgmt For For
Barry Schuler Mgmt For For
Robynne Sisco Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
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ZSCALER, INC. Agenda Number: 935521484
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 05-Jan-2022
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen Blasing Mgmt For For
Charles Giancarlo Mgmt For For
Eileen Naughton Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory Bakken
Name Gregory Bakken
Title President
Date 08/29/2022