UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23226 NAME OF REGISTRANT: Listed Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President Listed Funds Trust c/o U.S. Bank Global Fund Services 811 E. Wisconsin Ave, 8th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-4711 DATE OF FISCAL YEAR END: 06/30 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 Spear Alpha ETF -------------------------------------------------------------------------------------------------------------------------- ALBEMARLE CORPORATION Agenda Number: 935570211 -------------------------------------------------------------------------------------------------------------------------- Security: 012653101 Meeting Type: Annual Meeting Date: 03-May-2022 Ticker: ALB ISIN: US0126531013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote on a non-binding Mgmt For For advisory resolution approving the compensation of our named executive officers. 2A. Election of Director: Mary Lauren Brlas Mgmt For For 2B. Election of Director: Ralf H. Cramer Mgmt For For 2C. Election of Director: J. Kent Masters, Jr. Mgmt For For 2D. Election of Director: Glenda J. Minor Mgmt For For 2E. Election of Director: James J. O'Brien Mgmt For For 2F. Election of Director: Diarmuid B. O'Connell Mgmt For For 2G. Election of Director: Dean L. Seavers Mgmt For For 2H. Election of Director: Gerald A. Steiner Mgmt For For 2I. Election of Director: Holly A. Van Deursen Mgmt For For 2J. Election of Director: Alejandro D. Wolff Mgmt For For 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Albemarle's independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- ANSYS, INC. Agenda Number: 935578748 -------------------------------------------------------------------------------------------------------------------------- Security: 03662Q105 Meeting Type: Annual Meeting Date: 12-May-2022 Ticker: ANSS ISIN: US03662Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director for Mgmt For For three-year terms: Anil Chakravarthy 1B. Election of Class II Director for Mgmt For For three-year terms: Barbara V. Scherer 1C. Election of Class II Director for Mgmt For For three-year terms: Ravi Vijayaraghavan 2. Ratification of the Selection of Deloitte & Mgmt For For Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2022. 3. Advisory Approval of the Compensation of Mgmt For For Our Named Executive Officers. 4. Approval of the Amendment of Article VI, Mgmt For For Section 5 of the Charter to Eliminate the Supermajority Vote Requirement to Remove a Director. 5. Approval of the Amendment of Article VIII, Mgmt For For Section 2 of the Charter to Eliminate the Supermajority Vote Requirement for Stockholders to Amend or Repeal the By-Laws. 6. Approval of the Amendment of Article IX of Mgmt For For the Charter to Eliminate the Supermajority Vote Requirement for Stockholders to Approve Amendments to or Repeal Certain Provisions of the Charter. 7. Approval of the ANSYS, Inc. 2022 Employee Mgmt For For Stock Purchase Plan. 8. Stockholder Proposal Requesting the Annual Shr For Against Election of Directors, if Properly Presented. -------------------------------------------------------------------------------------------------------------------------- CAMECO CORPORATION Agenda Number: 935589676 -------------------------------------------------------------------------------------------------------------------------- Security: 13321L108 Meeting Type: Annual Meeting Date: 10-May-2022 Ticker: CCJ ISIN: CA13321L1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A DIRECTOR Leontine Atkins Mgmt No vote Ian Bruce Mgmt No vote Daniel Camus Mgmt No vote Donald Deranger Mgmt No vote Catherine Gignac Mgmt No vote Tim Gitzel Mgmt No vote Jim Gowans Mgmt No vote Kathryn Jackson Mgmt No vote Don Kayne Mgmt No vote B Appoint the auditors (see page 6 of the Mgmt No vote management proxy circular) Appoint KPMG LLP as auditors. C Have a say on our approach to executive Mgmt No vote compensation (see page 7 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2022 annual meeting of shareholders. D Declare your residency You declare that the Mgmt No vote shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "For" = Yes, "Abstain" = No, "Against" will be treated as not marked -------------------------------------------------------------------------------------------------------------------------- CERENCE INC. Agenda Number: 935541070 -------------------------------------------------------------------------------------------------------------------------- Security: 156727109 Meeting Type: Annual Meeting Date: 02-Feb-2022 Ticker: CRNC ISIN: US1567271093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Arun Sarin Mgmt For For 1.2 Election of Class III Director: Kristi Ann Mgmt For For Matus 1.3 Election of Class III Director: Stefan Mgmt For For Ortmanns 2. Ratification of the appointment of BDO USA, Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2022. 3. Approval, on a non-binding, advisory basis, Mgmt For For of the compensation of the Company's named executive officers, as disclosed in the proxy statement. 4. Indication, on a non-binding, advisory Mgmt 1 Year For basis, of preferred frequency of future shareholder non-binding, advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CLOUDFLARE, INC. Agenda Number: 935609620 -------------------------------------------------------------------------------------------------------------------------- Security: 18915M107 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: NET ISIN: US18915M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark Anderson Mgmt For For Mark Hawkins Mgmt For For Carl Ledbetter Mgmt For For 2. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for our fiscal year ending December 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve the performance equity awards Mgmt For For granted to our co-founders, Matthew Prince and Michelle Zatlyn. -------------------------------------------------------------------------------------------------------------------------- COGNEX CORPORATION Agenda Number: 935562240 -------------------------------------------------------------------------------------------------------------------------- Security: 192422103 Meeting Type: Annual Meeting Date: 04-May-2022 Ticker: CGNX ISIN: US1924221039 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director for a term ending in Mgmt For For 2025: Anthony Sun 1.2 Election of Director for a term ending in Mgmt For For 2025: Robert J. Willett 1.3 Election of Director for a term ending in Mgmt For For 2024: Marjorie T. Sennett 2. To ratify the selection of Grant Thornton Mgmt For For LLP as Cognex's independent registered public accounting firm for fiscal year 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of Cognex's named executive officers as described in the proxy statement including the Compensation Discussion and Analysis,compensation tables and narrative discussion ("say-on-pay"). -------------------------------------------------------------------------------------------------------------------------- CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935648622 -------------------------------------------------------------------------------------------------------------------------- Security: 22788C105 Meeting Type: Annual Meeting Date: 29-Jun-2022 Ticker: CRWD ISIN: US22788C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Cary J. Davis Mgmt For For George Kurtz Mgmt For For Laura J. Schumacher Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2023. -------------------------------------------------------------------------------------------------------------------------- IONQ, INC. Agenda Number: 935605432 -------------------------------------------------------------------------------------------------------------------------- Security: 46222L108 Meeting Type: Annual Meeting Date: 25-May-2022 Ticker: IONQ ISIN: US46222L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Blake Byers Mgmt For For 1.2 Election of Director: Niccolo de Masi Mgmt For For 1.3 Election of Director: Inder M. Singh Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022 -------------------------------------------------------------------------------------------------------------------------- JOBY AVIATION, INC Agenda Number: 935625763 -------------------------------------------------------------------------------------------------------------------------- Security: G65163100 Meeting Type: Annual Meeting Date: 10-Jun-2022 Ticker: JOBY ISIN: KYG651631007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expiring in Mgmt For For 2025: James Kuffner 1b. Election of Director for a term expiring in Mgmt For For 2025: Dipender Saluja 2. Ratify the appointment of Deloitte & Touche Mgmt For For LLP as Joby's independent registered public accounting firm for fiscal year 2022 -------------------------------------------------------------------------------------------------------------------------- LITHIUM AMERICAS CORP. Agenda Number: 935655122 -------------------------------------------------------------------------------------------------------------------------- Security: 53680Q207 Meeting Type: Annual Meeting Date: 21-Jun-2022 Ticker: LAC ISIN: CA53680Q2071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at nine (9). Mgmt For For 2 DIRECTOR George Ireland Mgmt For For Fabiana Chubbs Mgmt For For Kelvin Dushnisky Mgmt For For Jonathan Evans Mgmt For For Dr. Yuan Gao Mgmt For For John Kanellitsas Mgmt For For Jinhee Magie Mgmt For For Franco Mignacco Mgmt For For Xiaoshen Wang Mgmt For For 3 Appoint PricewaterhouseCoopers LLP, Mgmt For For Chartered Professional Accountants as the Company's auditor for the ensuing year and authorize the Directors to set the auditor's remuneration. 4 Pass a non-binding advisory vote on the Mgmt For For Company's approach to executive compensation. -------------------------------------------------------------------------------------------------------------------------- LIVENT CORPORATION Agenda Number: 935561678 -------------------------------------------------------------------------------------------------------------------------- Security: 53814L108 Meeting Type: Annual Meeting Date: 26-Apr-2022 Ticker: LTHM ISIN: US53814L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director to terms Mgmt For For expiring in 2025: Michael F. Barry 1B. Election of Class I Director to terms Mgmt For For expiring in 2025: Steven T. Merkt 1C. Election of Class I Director to terms Mgmt For For expiring in 2025: Pablo Marcet 2. Ratification of the appointment of Mgmt For For independent registered public accounting firm. 3. Advisory (non-binding) vote on named Mgmt For For executive officer compensation. 4. Amendments to the Company's Amended and Mgmt For For Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. 5. Amendment to the Company's Amended and Mgmt For For Restated Certificate of Incorporation to eliminate supermajority voting requirements. 6. Amendment to the Company's Amended and Mgmt For For Restated Certificate of Incorporation to eliminate obsolete provisions. -------------------------------------------------------------------------------------------------------------------------- MARVELL TECHNOLOGY, INC. Agenda Number: 935647353 -------------------------------------------------------------------------------------------------------------------------- Security: 573874104 Meeting Type: Annual Meeting Date: 23-Jun-2022 Ticker: MRVL ISIN: US5738741041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Sara Andrews Mgmt For For 1b. Election of Director: W. Tudor Brown Mgmt For For 1c. Election of Director: Brad W. Buss Mgmt For For 1d. Election of Director: Edward H. Frank Mgmt For For 1e. Election of Director: Richard S. Hill Mgmt For For 1f. Election of Director: Marachel L. Knight Mgmt For For 1g. Election of Director: Matthew J. Murphy Mgmt For For 1h. Election of Director: Michael G. Strachan Mgmt For For 1i. Election of Director: Robert E. Switz Mgmt For For 1j. Election of Director: Ford Tamer Mgmt For For 2. An advisory (non-binding) vote to approve Mgmt For For compensation of our named executive officers. 3. To amend the Marvell Technology, Inc. 2000 Mgmt For For Employee Stock Purchase Plan to remove the term of the plan and to remove the annual evergreen feature of the plan. 4. To ratify the appointment of Deloitte and Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. -------------------------------------------------------------------------------------------------------------------------- NVIDIA CORPORATION Agenda Number: 935618299 -------------------------------------------------------------------------------------------------------------------------- Security: 67066G104 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: NVDA ISIN: US67066G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert K. Burgess Mgmt For For 1B. Election of Director: Tench Coxe Mgmt For For 1C. Election of Director: John O. Dabiri Mgmt For For 1D. Election of Director: Persis S. Drell Mgmt For For 1E. Election of Director: Jen-Hsun Huang Mgmt For For 1F. Election of Director: Dawn Hudson Mgmt For For 1G. Election of Director: Harvey C. Jones Mgmt For For 1H. Election of Director: Michael G. McCaffery Mgmt For For 1I. Election of Director: Stephen C. Neal Mgmt For For 1J. Election of Director: Mark L. Perry Mgmt For For 1K. Election of Director: A. Brooke Seawell Mgmt For For 1L. Election of Director: Aarti Shah Mgmt For For 1M. Election of Director: Mark A. Stevens Mgmt For For 2. Advisory approval of our executive Mgmt For For compensation. 3. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. 4. Approval of an amendment to our charter to Mgmt For For increase the number of authorized shares of common stock from 4 billion to 8 billion shares. 5. Approval of an amendment and restatement of Mgmt For For our Amended and Restated 2007 Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PALANTIR TECHNOLOGIES INC. Agenda Number: 935627818 -------------------------------------------------------------------------------------------------------------------------- Security: 69608A108 Meeting Type: Annual Meeting Date: 07-Jun-2022 Ticker: PLTR ISIN: US69608A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Alexander Karp Mgmt For For Stephen Cohen Mgmt For For Peter Thiel Mgmt For For Alexander Moore Mgmt For For Alexandra Schiff Mgmt For For Lauren Friedman Stat Mgmt For For Eric Woersching Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Palantir's independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- PALO ALTO NETWORKS, INC. Agenda Number: 935512699 -------------------------------------------------------------------------------------------------------------------------- Security: 697435105 Meeting Type: Annual Meeting Date: 14-Dec-2021 Ticker: PANW ISIN: US6974351057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director: John M. Mgmt For For Donovan 1B. Election of Class I Director: Right Mgmt For For Honorable Sir John Key 1C. Election of Class I Director: Mary Pat Mgmt For For McCarthy 1D. Election of Class I Director: Nir Zuk Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve the 2021 Palo Alto Networks, Mgmt For For Inc. Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- PARKER-HANNIFIN CORPORATION Agenda Number: 935499904 -------------------------------------------------------------------------------------------------------------------------- Security: 701094104 Meeting Type: Annual Meeting Date: 27-Oct-2021 Ticker: PH ISIN: US7010941042 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Lee C. Banks 1B. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Jillian C. Evanko 1C. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Lance M. Fritz 1D. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Linda A. Harty 1E. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: William F. Lacey 1F. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Kevin A. Lobo 1G. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Joseph Scaminace 1H. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Ake Svensson 1I. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Laura K. Thompson 1J. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: James R. Verrier 1K. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: James L. Wainscott 1L. Election of Director for a term expiring at Mgmt No vote the Annual Meeting of Shareholders in 2022: Thomas L. Williams 2. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. 3. Approval of, on a non-binding, advisory Mgmt No vote basis, the compensation of our Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- PLUG POWER INC. Agenda Number: 935645284 -------------------------------------------------------------------------------------------------------------------------- Security: 72919P202 Meeting Type: Annual Meeting Date: 30-Jun-2022 Ticker: PLUG ISIN: US72919P2020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George C. McNamee Mgmt For For Gregory L. Kenausis Mgmt For For Jean A. Bua Mgmt For For 2. The approval of the amendment to the Plug Mgmt For For Power Inc. 2021 Stock Option and Incentive Plan as described in the proxy statement. 3. The approval of the non-binding advisory Mgmt For For resolution regarding the compensation of the Company's named executive officers as described in the proxy statement. 4. The ratification of Deloitte & Touche LLP Mgmt For For as the Company's independent registered public accounting firm for 2022. -------------------------------------------------------------------------------------------------------------------------- POWER INTEGRATIONS, INC. Agenda Number: 935594968 -------------------------------------------------------------------------------------------------------------------------- Security: 739276103 Meeting Type: Annual Meeting Date: 20-May-2022 Ticker: POWI ISIN: US7392761034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Wendy Arienzo 1.2 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Balu Balakrishnan 1.3 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Nicholas E. Brathwaite 1.4 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Anita Ganti 1.5 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: William George 1.6 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Balakrishnan S. Iyer 1.7 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Jennifer Lloyd 1.8 Election of Director to serve until the Mgmt For For 2023 Annual Meeting: Necip Sayiner 2. To approve, on an advisory basis, the Mgmt For For compensation of Power Integrations' named executive officers, as disclosed in this proxy statement. 3. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2022 -------------------------------------------------------------------------------------------------------------------------- SCHRODINGER, INC. Agenda Number: 935627515 -------------------------------------------------------------------------------------------------------------------------- Security: 80810D103 Meeting Type: Annual Meeting Date: 15-Jun-2022 Ticker: SDGR ISIN: US80810D1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Jeffrey Chodakewitz 1b. Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Michael Lynton 1c. Election of Class II Director to serve Mgmt For For until the 2025 Annual Meeting: Nancy A. Thornberry 2. Approval of an advisory vote on executive Mgmt For For compensation. 3. Holding an advisory vote on the frequency Mgmt 1 Year For of future executive compensation advisory votes. 4. Approval of the Schrodinger, Inc. 2022 Mgmt For For Equity Incentive Plan. 5. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- SENTINELONE, INC. Agenda Number: 935647339 -------------------------------------------------------------------------------------------------------------------------- Security: 81730H109 Meeting Type: Annual Meeting Date: 30-Jun-2022 Ticker: S ISIN: US81730H1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel Scheinman Mgmt For For Teddie Wardi Mgmt For For Tomer Weingarten Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as SentinelOne, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2023. -------------------------------------------------------------------------------------------------------------------------- TERADYNE, INC. Agenda Number: 935578798 -------------------------------------------------------------------------------------------------------------------------- Security: 880770102 Meeting Type: Annual Meeting Date: 13-May-2022 Ticker: TER ISIN: US8807701029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term: Mgmt For For Edwin J. Gillis 1B. Election of Director for a one-year term: Mgmt For For Timothy E. Guertin 1C. Election of Director for a one-year term: Mgmt For For Peter Herweck 1D. Election of Director for a one-year term: Mgmt For For Mark E. Jagiela 1E. Election of Director for a one-year term: Mgmt For For Mercedes Johnson 1F. Election of Director for a one-year term: Mgmt For For Marilyn Matz 1G. Election of Director for a one-year term: Mgmt For For Ford Tamer 1H. Election of Director for a one-year term: Mgmt For For Paul J. Tufano 2. To approve, in a non-binding, advisory Mgmt For For vote, the compensation of the Company's named executive officers. 3. To ratify the selection of the firm of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- UNITY SOFTWARE INC Agenda Number: 935609733 -------------------------------------------------------------------------------------------------------------------------- Security: 91332U101 Meeting Type: Annual Meeting Date: 02-Jun-2022 Ticker: U ISIN: US91332U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Egon Durban Mgmt For For Barry Schuler Mgmt For For Robynne Sisco Mgmt For For 2. To ratify the selection by the Audit Mgmt For For Committee of the Board of Directors of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as disclosed in the proxy statement. 4. To indicate, on an advisory basis, the Mgmt 1 Year For preferred frequency of stockholder advisory votes on the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- ZSCALER, INC. Agenda Number: 935521484 -------------------------------------------------------------------------------------------------------------------------- Security: 98980G102 Meeting Type: Annual Meeting Date: 05-Jan-2022 Ticker: ZS ISIN: US98980G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Karen Blasing Mgmt For For Charles Giancarlo Mgmt For For Eileen Naughton Mgmt For For 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. 3. To approve on a non-binding, advisory Mgmt For For basis, the compensation of our named executive officers. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Listed Funds Trust By (Signature) /s/ Gregory Bakken Name Gregory Bakken Title President Date 08/29/2022