UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22135
NAME OF REGISTRANT: Innovator ETFs Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 109 North Hale Street
Wheaton, IL 60187
NAME AND ADDRESS OF AGENT FOR SERVICE: Chapman and Cutler LLP
320 South Canal Street, 27th Floor
Chicago, IL 60606
REGISTRANT'S TELEPHONE NUMBER: 800-208-5212
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2021 to 06/30/2022
Innovator 20+ Year Treasury Bond 5 Floor ETF - Quarterly
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator 20+ Year Treasury Bond 9 Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Buffer Step-Up Strategy ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Defined Wealth Shield ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker 9 Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker 9 Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Double Stacker ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Emerging Markets Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Emerging Markets Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Emerging Markets Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Emerging Markets Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated ETF - Quarterly
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated Plus ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated Plus ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated Plus ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth Accelerated Plus ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth-100 Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth-100 Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth-100 Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Growth-100 Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator IBD 50 ETF
--------------------------------------------------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC. Agenda Number: 935571465
--------------------------------------------------------------------------------------------------------------------------
Security: 01973R101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: ALSN
ISIN: US01973R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy L. Altmaier Mgmt Against Against
1B. Election of Director: Stan A. Askren Mgmt Against Against
1C. Election of Director: D. Scott Barbour Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1F. Election of Director: David S. Graziosi Mgmt Against Against
1G. Election of Director: Carolann I. Haznedar Mgmt For For
1H. Election of Director: Richard P. Lavin Mgmt Against Against
1I. Election of Director: Thomas W. Rabaut Mgmt Against Against
1J. Election of Director: Richard V. Reynolds Mgmt Against Against
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
3. An advisory non-binding vote to approve the Mgmt Against Against
compensation paid to our named executive
officers.
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ALPHABET INC. Agenda Number: 935618578
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt Against Against
1e. Election of Director: Frances H. Arnold Mgmt For For
1f. Election of Director: L. John Doerr Mgmt Against Against
1g. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1h. Election of Director: Ann Mather Mgmt For For
1i. Election of Director: K. Ram Shriram Mgmt Against Against
1j. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. The amendment of Alphabet's 2021 Stock Plan Mgmt Against Against
to increase the share reserve by 4,000,000
shares of Class C capital stock.
4. The amendment of Alphabet's Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares.
5. A stockholder proposal regarding a lobbying Shr Against For
report, if properly presented at the
meeting.
6. A stockholder proposal regarding a climate Shr Against For
lobbying report, if properly presented at
the meeting.
7. A stockholder proposal regarding a report Shr For Against
on physical risks of climate change, if
properly presented at the meeting.
8. A stockholder proposal regarding a report Shr For Against
on water management risks, if properly
presented at the meeting.
9. A stockholder proposal regarding a racial Shr For Against
equity audit, if properly presented at the
meeting.
10. A stockholder proposal regarding a report Shr For Against
on concealment clauses, if properly
presented at the meeting.
11. A stockholder proposal regarding equal Shr For Against
shareholder voting, if properly presented
at the meeting.
12. A stockholder proposal regarding a report Shr For Against
on government takedown requests, if
properly presented at the meeting.
13. A stockholder proposal regarding a human Shr For Against
rights assessment of data center siting, if
properly presented at the meeting.
14. A stockholder proposal regarding a report Shr For Against
on data collection, privacy, and security,
if properly presented at the meeting.
15. A stockholder proposal regarding algorithm Shr For Against
disclosures, if properly presented at the
meeting.
16. A stockholder proposal regarding Shr For Against
misinformation and disinformation, if
properly presented at the meeting.
17. A stockholder proposal regarding a report Shr For Against
on external costs of disinformation, if
properly presented at the meeting.
18. A stockholder proposal regarding a report Shr For Against
on board diversity, if properly presented
at the meeting.
19. A stockholder proposal regarding the Shr For Against
establishment of an environmental
sustainability board committee, if properly
presented at the meeting.
20. A stockholder proposal regarding a policy Shr Against For
on non-management employee representative
director, if properly presented at the
meeting.
21. A stockholder proposal regarding a report Shr Against For
on policies regarding military and
militarized policing agencies, if properly
presented at the meeting.
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AMERICAN EXPRESS COMPANY Agenda Number: 935569484
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Thomas J. Baltimore
1B. Election of Director for a term of one Mgmt For For
year: Charlene Barshefsky
1C. Election of Director for a term of one Mgmt For For
year: John J. Brennan
1D. Election of Director for a term of one Mgmt Against Against
year: Peter Chernin
1E. Election of Director for a term of one Mgmt For For
year: Ralph de la Vega
1F. Election of Director for a term of one Mgmt For For
year: Michael O. Leavitt
1G. Election of Director for a term of one Mgmt Against Against
year: Theodore J. Leonsis
1H. Election of Director for a term of one Mgmt For For
year: Karen L. Parkhill
1I. Election of Director for a term of one Mgmt For For
year: Charles E. Phillips
1J. Election of Director for a term of one Mgmt For For
year: Lynn A. Pike
1K. Election of Director for a term of one Mgmt For For
year: Stephen J. Squeri
1L. Election of Director for a term of one Mgmt For For
year: Daniel L. Vasella
1M. Election of Director for a term of one Mgmt For For
year: Lisa W. Wardell
1N. Election of Director for a term of one Mgmt For For
year: Christopher D. Young
2. Ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2022.
3. Approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
4. Shareholder Proposal Relating to Shr For Against
Independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
AMPHASTAR PHARMACEUTICALS INC. Agenda Number: 935627806
--------------------------------------------------------------------------------------------------------------------------
Security: 03209R103
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: AMPH
ISIN: US03209R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director to serve Mgmt For For
until the 2025 Annual Meeting: Jack
Yongfeng Zhang
1b. Election of Class III Director to serve Mgmt Against Against
until the 2025 Annual Meeting: Richard
Prins
1c. Election of Class III Director to serve Mgmt For For
until the 2025 Annual Meeting: Diane Gerst
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935544381
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt Against Against
1G. Election of Director: Alexander A. Karsner Mgmt Against Against
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2021.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as Applied Materials' independent
registered public accounting firm for
fiscal year 2022.
4. Shareholder proposal to amend the Shr For Against
appropriate company governing documents to
give the owners of a combined 10% of our
outstanding common stock the power to call
a special shareholder meeting.
5. Shareholder proposal to improve the Shr Against For
executive compensation program and policy,
such as to include the CEO pay ratio factor
and voices from employees.
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935629228
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Arougheti Mgmt Against Against
1b. Election of Director: Antoinette Bush Mgmt For For
1c. Election of Director: Paul G. Joubert Mgmt For For
1d. Election of Director: R. Kipp deVeer Mgmt Against Against
1e. Election of Director: David B. Kaplan Mgmt Against Against
1f. Election of Director: Michael Lynton Mgmt For For
1g. Election of Director: Dr. Judy D. Olian Mgmt For For
1h. Election of Director: Antony P. Ressler Mgmt Against Against
1i. Election of Director: Bennett Rosenthal Mgmt Against Against
1j. Election of Director: Eileen Naughton Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for our
2022 fiscal year.
3. Approval, on a non-binding basis, of the Mgmt Against Against
compensation paid to our named executive
officers for our 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935612160
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Giancarlo Mgmt For For
Daniel Scheinman Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC. Agenda Number: 935569511
--------------------------------------------------------------------------------------------------------------------------
Security: 043436104
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: ABG
ISIN: US0434361046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Reddin Mgmt For For
1B. Election of Director: Joel Alsfine Mgmt For For
1C. Election of Director: William D. Fay Mgmt For For
1D. Election of Director: David W. Hult Mgmt For For
1E. Election of Director: Juanita T. James Mgmt Withheld Against
1F. Election of Director: Philip F. Maritz Mgmt Withheld Against
1G. Election of Director: Maureen F. Morrison Mgmt Withheld Against
1H. Election of Director: Bridget Ryan-Berman Mgmt Withheld Against
1I. Election of Director: Hilliard C. Terry, Mgmt For For
III
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ATLASSIAN CORPORATION PLC Agenda Number: 935507876
--------------------------------------------------------------------------------------------------------------------------
Security: G06242104
Meeting Type: Annual
Meeting Date: 02-Dec-2021
Ticker: TEAM
ISIN: GB00BZ09BD16
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To reappoint Ernst & Young LLP as auditor Mgmt Against Against
of the Company to hold office until the
conclusion of the next annual general
meeting of the Company.
2. To receive the Company's accounts and the Mgmt For For
reports of the directors and the auditors
for the year ended June 30, 2021 (the
"Annual Report").
3. To approve the Directors' Remuneration Mgmt For For
Report as set forth in the Annual Report.
4. To authorize the Audit Committee of the Mgmt Against Against
Board of Directors to determine the
remuneration of the auditor.
5. To re-elect Shona L. Brown as a director of Mgmt Against Against
the Company.
6. To re-elect Michael Cannon-Brookes as a Mgmt For For
director of the Company.
7. To re-elect Scott Farquhar as a director of Mgmt For For
the Company.
8. To re-elect Heather Mirjahangir Fernandez Mgmt For For
as a director of the Company.
9. To re-elect Sasan Goodarzi as a director of Mgmt For For
the Company.
10. To re-elect Jay Parikh as a director of the Mgmt For For
Company.
11. To re-elect Enrique Salem as a director of Mgmt For For
the Company.
12. To re-elect Steven Sordello as a director Mgmt For For
of the Company.
13. To re-elect Richard P. Wong as a director Mgmt For For
of the Company.
14. To re-elect Michelle Zatlyn as a director Mgmt For For
of the Company.
--------------------------------------------------------------------------------------------------------------------------
AXCELIS TECHNOLOGIES, INC. Agenda Number: 935592697
--------------------------------------------------------------------------------------------------------------------------
Security: 054540208
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: ACLS
ISIN: US0545402085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tzu-Yin Chiu Mgmt For For
Richard J. Faubert Mgmt Withheld Against
Arthur L. George, Jr. Mgmt For For
Joseph P. Keithley Mgmt Withheld Against
John T. Kurtzweil Mgmt For For
Mary G. Puma Mgmt For For
Jeanne Quirk Mgmt For For
Thomas St. Dennis Mgmt For For
Jorge Titinger Mgmt For For
Dipti Vachani Mgmt For For
2. Proposal to ratify independent public Mgmt Against Against
accounting firm.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 935589195
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel I. Klein Mgmt For For
1B. Election of Director: Kelly A. Ayotte Mgmt For For
1C. Election of Director: Bruce W. Duncan Mgmt For For
1D. Election of Director: Carol B. Einiger Mgmt For For
1E. Election of Director: Diane J. Hoskins Mgmt For For
1F. Election of Director: Mary E. Kipp Mgmt For For
1G. Election of Director: Douglas T. Linde Mgmt For For
1H. Election of Director: Matthew J. Lustig Mgmt Against Against
1I. Election of Director: Owen D. Thomas Mgmt For For
1J. Election of Director: David A. Twardock Mgmt Against Against
1K. Election of Director: William H. Walton, Mgmt For For
III
2. To approve, by non-binding, advisory Mgmt For For
resolution, the Company's named executive
officer compensation.
3. To approve the Boston Properties, Inc. Mgmt For For
Non-Employee Director Compensation Plan.
4. To ratify the Audit Committee's appointment Mgmt Against Against
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935550740
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 04-Apr-2022
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Diane M. Bryant Mgmt Against Against
1B. Election of Director: Gayla J. Delly Mgmt For For
1C. Election of Director: Raul J. Fernandez Mgmt For For
1D. Election of Director: Eddy W. Hartenstein Mgmt Against Against
1E. Election of Director: Check Kian Low Mgmt Against Against
1F. Election of Director: Justine F. Page Mgmt For For
1G. Election of Director: Henry Samueli Mgmt For For
1H. Election of Director: Hock E. Tan Mgmt For For
1I. Election of Director: Harry L. You Mgmt Against Against
2. Ratification of the appointment of Mgmt Against Against
Pricewaterhouse- Coopers LLP as Broadcom's
independent registered public accounting
firm for the fiscal year ending October 30,
2022.
3. Advisory vote to approve compensation of Mgmt Against Against
Broadcom's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BUNGE LIMITED Agenda Number: 935576592
--------------------------------------------------------------------------------------------------------------------------
Security: G16962105
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: BG
ISIN: BMG169621056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sheila Bair Mgmt For For
1B. Election of Director: Carol Browner Mgmt For For
1C. Election of Director: Paul Fribourg Mgmt For For
1D. Election of Director: J. Erik Fyrwald Mgmt Against Against
1E. Election of Director: Gregory Heckman Mgmt For For
1F. Election of Director: Bernardo Hees Mgmt Against Against
1G. Election of Director: Kathleen Hyle Mgmt For For
1H. Election of Director: Michael Kobori Mgmt For For
1I. Election of Director: Kenneth Simril Mgmt Against Against
1J. Election of Director: Henry "Jay" Winship Mgmt Against Against
1K. Election of Director: Mark Zenuk Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. To appoint Deloitte & Touche LLP as Bunge Mgmt Against Against
Limited's independent auditor for the
fiscal year ending December 31, 2022, and
to authorize the audit committee of the
Board of Directors to determine the
independent auditor's fees.
4. To approve the amendments to the Bye-Laws Mgmt For For
of Bunge Limited as set forth in the proxy
statement.
5. Shareholder proposal regarding shareholder Shr For Against
right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY Agenda Number: 935599704
--------------------------------------------------------------------------------------------------------------------------
Security: 13123X508
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: CPE
ISIN: US13123X5086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael L. Finch Mgmt For For
Mary Shafer-Malicki Mgmt For For
Steven A. Webster Mgmt For For
2. The approval, by non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
4. The approval of an amendment to the Mgmt Against Against
Company's certificate of incorporation in
the form attached to the accompanying Proxy
Statement as Appendix B to increase the
number of authorized shares of our common
stock.
--------------------------------------------------------------------------------------------------------------------------
CELSIUS HOLDINGS, INC. Agenda Number: 935474659
--------------------------------------------------------------------------------------------------------------------------
Security: 15118V207
Meeting Type: Annual
Meeting Date: 19-Aug-2021
Ticker: CELH
ISIN: US15118V2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Fieldly Mgmt No vote
Nicholas Castaldo Mgmt No vote
Caroline Levy Mgmt No vote
Hal Kravitz Mgmt No vote
Alexandre Ruberti Mgmt No vote
Tony Lau Mgmt No vote
Cheryl Miller Mgmt No vote
Damon DeSantis Mgmt No vote
Joyce Russell Mgmt No vote
2. To ratify the appointment of Ernst & Young Mgmt No vote
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC. Agenda Number: 935575588
--------------------------------------------------------------------------------------------------------------------------
Security: 125269100
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: CF
ISIN: US1252691001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Javed Ahmed Mgmt For For
1B. Election of Director: Robert C. Arzbaecher Mgmt Against Against
1C. Election of Director: Deborah L. DeHaas Mgmt For For
1D. Election of Director: John W. Eaves Mgmt For For
1E. Election of Director: Stephen J. Hagge Mgmt Against Against
1F. Election of Director: Jesus Madrazo Yris Mgmt For For
1G. Election of Director: Anne P. Noonan Mgmt For For
1H. Election of Director: Michael J. Toelle Mgmt For For
1I. Election of Director: Theresa E. Wagler Mgmt For For
1J. Election of Director: Celso L. White Mgmt For For
1K. Election of Director: W. Anthony Will Mgmt For For
2. Approval of an advisory resolution Mgmt For For
regarding the compensation of CF Industries
Holdings, Inc.'s named executive officers.
3. Approval of CF Industries Holdings, Inc.'s Mgmt For For
new 2022 Equity and Incentive Plan.
4. Ratification of the selection of KPMG LLP Mgmt Against Against
as CF Industries Holdings, Inc.'s
independent registered public accounting
firm for 2022.
5. Shareholder proposal regarding the Shr For Against
ownership threshold required to call a
special meeting of shareholders, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
CIGNA CORPORATION Agenda Number: 935562911
--------------------------------------------------------------------------------------------------------------------------
Security: 125523100
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: CI
ISIN: US1255231003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Cordani Mgmt Against Against
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: Eric J. Foss Mgmt Against Against
1D. Election of Director: Elder Granger, MD, Mgmt For For
MG, USA (Retired)
1E. Election of Director: Neesha Hathi Mgmt For For
1F. Election of Director: George Kurian Mgmt Against Against
1G. Election of Director: Kathleen M. Mgmt Against Against
Mazzarella
1H. Election of Director: Mark B. McClellan, Mgmt For For
MD, PhD
1I. Election of Director: Kimberly A. Ross Mgmt For For
1J. Election of Director: Eric C. Wiseman Mgmt For For
1K. Election of Director: Donna F. Zarcone Mgmt For For
2. Advisory approval of Cigna's executive Mgmt Against Against
compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Cigna's
independent registered public accounting
firm for 2022.
4. Shareholder proposal - Special shareholder Shr For Against
meeting improvement.
5. Shareholder proposal - Gender pay gap Shr For Against
report.
6. Shareholder proposal - Political Shr Against For
contributions report.
--------------------------------------------------------------------------------------------------------------------------
DARLING INGREDIENTS INC. Agenda Number: 935571972
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall C. Stuewe Mgmt For For
1B. Election of Director: Charles Adair Mgmt For For
1C. Election of Director: Beth Albright Mgmt Against Against
1D. Election of Director: Celeste A. Clark Mgmt For For
1E. Election of Director: Linda Goodspeed Mgmt Against Against
1F. Election of Director: Enderson Guimaraes Mgmt Against Against
1G. Election of Director: Dirk Kloosterboer Mgmt For For
1H. Election of Director: Mary R. Korby Mgmt Against Against
1I. Election of Director: Gary W. Mize Mgmt For For
1J. Election of Director: Michael E. Rescoe Mgmt For For
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
DATADOG, INC. Agenda Number: 935604997
--------------------------------------------------------------------------------------------------------------------------
Security: 23804L103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: DDOG
ISIN: US23804L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director to hold Mgmt For For
office until our Annual Meeting of
Stockholders in 2025: Titi Cole
1B. Election of Class III Director to hold Mgmt For For
office until our Annual Meeting of
Stockholders in 2025: Matthew Jacobson
1C. Election of Class III Director to hold Mgmt For For
office until our Annual Meeting of
Stockholders in 2025: Julie Richardson
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the selection by the Audit Mgmt Against Against
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION Agenda Number: 935477528
--------------------------------------------------------------------------------------------------------------------------
Security: 243537107
Meeting Type: Annual
Meeting Date: 15-Sep-2021
Ticker: DECK
ISIN: US2435371073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael F. Devine, III Mgmt Withheld Against
David A. Burwick Mgmt For For
Nelson C. Chan Mgmt For For
Cynthia (Cindy) L Davis Mgmt For For
Juan R. Figuereo Mgmt For For
Maha S. Ibrahim Mgmt For For
Victor Luis Mgmt For For
Dave Powers Mgmt For For
Lauri M. Shanahan Mgmt For For
Bonita C. Stewart Mgmt For For
2. To ratify the selection of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for fiscal year 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers, as disclosed in the
Compensation Discussion and Analysis
section of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
DUTCH BROS Agenda Number: 935621070
--------------------------------------------------------------------------------------------------------------------------
Security: 26701L100
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: BROS
ISIN: US26701L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Travis Boersma Mgmt Against Against
1b. Election of Director: Shelley Broader Mgmt For For
1c. Election of Director: Thomas Davis Mgmt Against Against
1d. Election of Director: Kathryn George Mgmt For For
1e. Election of Director: Stephen Gillett Mgmt For For
1f. Election of Director: Jonathan Ricci Mgmt Against Against
2. Ratification of the Appointment of KPMG LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2022
--------------------------------------------------------------------------------------------------------------------------
FMC CORPORATION Agenda Number: 935562822
--------------------------------------------------------------------------------------------------------------------------
Security: 302491303
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: FMC
ISIN: US3024913036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Pierre
Brondeau
1B. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Eduardo E.
Cordeiro
1C. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Carol
Anthony (John) Davidson
1D. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Mark
Douglas
1E. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Kathy L.
Fortmann
1F. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: C. Scott
Greer
1G. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: K'Lynne
Johnson
1H. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Dirk A.
Kempthorne
1I. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Paul J.
Norris
1J. Election of Director to serve for a Mgmt For For
one-year term expiring in 2023: Margareth
Ovrum
1K. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Robert C.
Pallash
1L. Election of Director to serve for a Mgmt Against Against
one-year term expiring in 2023: Vincent R.
Volpe, Jr.
2. Ratification of the appointment of Mgmt Against Against
independent registered public accounting
firm.
3. Approval, by non-binding vote, of executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 935589690
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 04-May-2022
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Harquail Mgmt For For
Paul Brink Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt Withheld Against
Catharine Farrow Mgmt For For
Louis Gignac Mgmt Withheld Against
Maureen Jensen Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt Withheld Against
Elliott Pew Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt Withheld Against
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FREEDOM HOLDING CORP. Agenda Number: 935481351
--------------------------------------------------------------------------------------------------------------------------
Security: 356390104
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: FRHC
ISIN: US3563901046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leonard Stillman Mgmt Withheld Against
Amber Williams Mgmt For For
2. Approval of the non-binding advisory Mgmt For For
resolution regarding compensation of the
Company's named executive officers as
described in the proxy statement.
3. Ratification of the appointment of WSRP, Mgmt For For
LLC. as our independent registered public
accounting firm for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935615279
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Richard C. Adkerson Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Robert W. Dudley Mgmt For For
1e. Election of Director: Hugh Grant Mgmt For For
1f. Election of Director: Lydia H. Kennard Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1I. Election of Director: Dustan E. McCoy Mgmt Against Against
1j. Election of Director: John J. Stephens Mgmt For For
1k. Election of Director: Frances Fragos Mgmt For For
Townsend
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
HARMONY BIOSCIENCES HOLDINGS, INC. Agenda Number: 935577493
--------------------------------------------------------------------------------------------------------------------------
Security: 413197104
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: HRMY
ISIN: US4131971040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Juan A. Sabater Mgmt For For
Gary Sender Mgmt For For
Linda Szyper Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. To consider and vote upon a proposal to Mgmt 1 Year Against
approve on a non- binding, advisory basis,
the frequency of future advisory votes on
the compensation of our named executive
officers as described in our proxy
materials.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MONEY EXPRESS, INC. Agenda Number: 935647909
--------------------------------------------------------------------------------------------------------------------------
Security: 46005L101
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: IMXI
ISIN: US46005L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernardo Fernandez Mgmt For For
Laura Maydon Mgmt Withheld Against
Justin Wender Mgmt For For
2. Ratification of BDO USA, LLP as Mgmt For For
International Money Express, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC. Agenda Number: 935576960
--------------------------------------------------------------------------------------------------------------------------
Security: 445658107
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JBHT
ISIN: US4456581077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas G. Duncan Mgmt Against Against
1B. Election of Director: Francesca M. Mgmt For For
Edwardson
1C. Election of Director: Wayne Garrison Mgmt For For
1D. Election of Director: Sharilyn S. Gasaway Mgmt For For
1E. Election of Director: Gary C. George Mgmt Against Against
1F. Election of Director: Thad Hill Mgmt For For
1G. Election of Director: J. Bryan Hunt, Jr. Mgmt For For
1H. Election of Director: Gale V. King Mgmt For For
1I. Election of Director: John N. Roberts III Mgmt For For
1J. Election of Director: James L. Robo Mgmt Against Against
1K. Election of Director: Kirk Thomspon Mgmt For For
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent public accountants for calendar
year 2022.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 935587660
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: KBR
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: Stuart J. B. Bradie Mgmt For For
1C. Election of Director: Lynn A. Dugle Mgmt Against Against
1D. Election of Director: General Lester L. Mgmt For For
Lyles, USAF (Ret.)
1E. Election of Director: Sir John A. Manzoni Mgmt For For
KCB
1F. Election of Director: Lt. General Wendy M. Mgmt For For
Masiello, USAF (Ret.)
1G. Election of Director: Jack B. Moore Mgmt Against Against
1H. Election of Director: Ann D. Pickard Mgmt Against Against
1I. Election of Director: Carlos A. Sabater Mgmt For For
1J. Election of Director: Lt. General Vincent Mgmt For For
R. Stewart, USMC (Ret.)
2. Advisory vote to approve KBR's named Mgmt Against Against
executive officer compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt Against Against
independent registered public accounting
firm to audit the consolidated financial
statements for KBR, Inc. as of and for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
KINSALE CAPITAL GROUP, INC. Agenda Number: 935591239
--------------------------------------------------------------------------------------------------------------------------
Security: 49714P108
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: KNSL
ISIN: US49714P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael P. Kehoe Mgmt For For
1B. Election of Director: Steven J. Bensinger Mgmt For For
1C. Election of Director: Teresa P. Chia Mgmt For For
1D. Election of Director: Robert V. Hatcher, Mgmt For For
III
1E. Election of Director: Anne C. Kronenberg Mgmt For For
1F. Election of Director: Robert Lippincott, Mgmt Against Against
III
1G. Election of Director: James J. Ritchie Mgmt For For
1H. Election of Director: Frederick L. Russell, Mgmt For For
Jr.
1I. Election of Director: Gregory M. Share Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as Independent Registered Public Accounting
Firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 935626715
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. Gaines Baty Mgmt For For
1b. Election of Director: James M. Howard Mgmt For For
2. Approval of the First Amendment to the Mgmt For For
Matador Resources Company 2019 Long-Term
Incentive Plan.
3. Approval of the Matador Resources Company Mgmt For For
2022 Employee Stock Purchase Plan.
4. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
5. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MATSON, INC. Agenda Number: 935556350
--------------------------------------------------------------------------------------------------------------------------
Security: 57686G105
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: MATX
ISIN: US57686G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meredith J. Ching Mgmt For For
Matthew J. Cox Mgmt For For
Thomas B. Fargo Mgmt Withheld Against
Mark H. Fukunaga Mgmt For For
Stanley M. Kuriyama Mgmt For For
Constance H. Lau Mgmt For For
Jenai S. Wall Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC. Agenda Number: 935564092
--------------------------------------------------------------------------------------------------------------------------
Security: 60855R100
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: MOH
ISIN: US60855R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Barbara L. Brasier
1B. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Daniel Cooperman
1C. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Stephen H.
Lockhart
1D. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Steven J. Orlando
1E. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Ronna E. Romney
1F. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Richard M.
Schapiro
1G. Election of Director to hold office until Mgmt Against Against
the 2023 Annual Meeting: Dale B. Wolf
1H. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Richard C. Zoretic
1I. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Joseph M.
Zubretsky
2. To consider and approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation of our
named executive officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
MP MATERIALS CORP. Agenda Number: 935635978
--------------------------------------------------------------------------------------------------------------------------
Security: 553368101
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: MP
ISIN: US5533681012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Connie K. Duckworth Mgmt For For
1B. Election of Director: Maryanne R. Lavan Mgmt For For
1C. Election of Director: General (Retired) Mgmt For For
Richard B. Myers
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Advisory vote to approve compensation paid Mgmt Against Against
to the Company's named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEW FORTRESS ENERGY INC Agenda Number: 935632340
--------------------------------------------------------------------------------------------------------------------------
Security: 644393100
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: NFE
ISIN: US6443931000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Desmond Iain Catterall Mgmt For For
Wesley R. Edens Mgmt Withheld Against
Randal A. Nardone Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for New Fortress Energy
Inc. for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935618299
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt Against Against
1B. Election of Director: Tench Coxe Mgmt Against Against
1C. Election of Director: John O. Dabiri Mgmt Against Against
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt Against Against
1G. Election of Director: Harvey C. Jones Mgmt Against Against
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt Against Against
1K. Election of Director: A. Brooke Seawell Mgmt Against Against
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt Against Against
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 4 billion to 8 billion
shares.
5. Approval of an amendment and restatement of Mgmt Against Against
our Amended and Restated 2007 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
OGE ENERGY CORP. Agenda Number: 935581098
--------------------------------------------------------------------------------------------------------------------------
Security: 670837103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: OGE
ISIN: US6708371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Frank A. Bozich Mgmt Against Against
1B. Election of Director: Peter D. Clarke Mgmt For For
1C. Election of Director: David L. Hauser Mgmt Against Against
1D. Election of Director: Luther C. Kissam, IV Mgmt Against Against
1E. Election of Director: Judy R. McReynolds Mgmt Against Against
1F. Election of Director: David E. Rainbolt Mgmt For For
1G. Election of Director: J. Michael Sanner Mgmt For For
1H. Election of Director: Sheila G. Talton Mgmt Against Against
1I. Election of Director: Sean Trauschke Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's principal
independent accountants for 2022.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Amendment of the Restated Certificate of Mgmt For For
Incorporation to Eliminate Supermajority
Voting Provisions.
5. Approval of OGE Energy Corp. 2022 Stock Mgmt Against Against
Incentive Plan.
6. Shareholder Proposal Regarding Modification Shr For Against
of the Supermajority Voting Provisions.
--------------------------------------------------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC. Agenda Number: 935630928
--------------------------------------------------------------------------------------------------------------------------
Security: 695127100
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: PCRX
ISIN: US6951271005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Yvonne Greenstreet Mgmt Withheld Against
Paul Hastings Mgmt Withheld Against
Andreas Wicki Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
4. Approval of our Amended and Restated 2014 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935620383
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bonnie L. Bassler, Mgmt For For
Ph.D.
1b. Election of Director: Michael S. Brown, Mgmt Against Against
M.D.
1c. Election of Director: Leonard S. Schleifer, Mgmt For For
M.D., Ph.D.
1d. Election of Director: George D. Mgmt For For
Yancopoulos, M.D., Ph.D.
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935632679
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Antin Mgmt For For
1.2 Election of Director: Michael S. Frankel Mgmt For For
1.3 Election of Director: Diana J. Ingram Mgmt For For
1.4 Election of Director: Angela L. Kleiman Mgmt For For
1.5 Election of Director: Debra L. Morris Mgmt For For
1.6 Election of Director: Tyler H. Rose Mgmt For For
1.7 Election of Director: Howard Schwimmer Mgmt For For
1.8 Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation for the fiscal year ended
December 31, 2021, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The advisory determination of the frequency Mgmt 1 Year For
of future advisory votes on the Company's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935565121
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2021 Annual Report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt Against Against
Report
4. To elect Dominic Barton BBM as a director Mgmt For For
5. To elect Peter Cunningham as a director Mgmt For For
6. To elect Ben Wyatt as a director Mgmt For For
7. To re-elect Megan Clark AC as a director Mgmt Against Against
8. To re-elect Simon Henry as a director Mgmt For For
9. To re-elect Sam Laidlaw as a director Mgmt Against Against
10. To re-elect Simon McKeon AO as a director Mgmt Against Against
11. To re-elect Jennifer Nason as a director Mgmt Against Against
12. To re-elect Jakob Stausholm as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt Against Against
14. Re-appointment of auditors Mgmt Against Against
15. Remuneration of auditors Mgmt Against Against
16. Authority to make political donations Mgmt For For
17. Climate Action Plan Mgmt For For
18. General authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to purchase Rio Tinto plc shares Mgmt Against Against
21. Notice period for general meetings other Mgmt For For
than annual general meetings
22. Resolution to hold a meeting for fresh Mgmt For Against
election of directors (conditional item)
--------------------------------------------------------------------------------------------------------------------------
SHOCKWAVE MEDICAL, INC. Agenda Number: 935634205
--------------------------------------------------------------------------------------------------------------------------
Security: 82489T104
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: SWAV
ISIN: US82489T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Godshall Mgmt For For
F.T. "Jay" Watkins Mgmt For For
Frederic Moll, M.D. Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Shockwave Medical, Inc.'s
independent registered public accounting
firm for fiscal year ending December 31,
2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935566743
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Derrick D. Cephas Mgmt For For
1B. Election of Director: Judith A. Huntington Mgmt For For
1C. Election of Director: Eric R. Howell Mgmt For For
2. To ratify the appointment of KPMG LLP, an Mgmt Against Against
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2022.
3. Advisory vote on executive compensation. Mgmt For For
4. To approve the continuation of the Bank's Mgmt For For
share repurchase plan, which allows the
Bank to repurchase from the Bank's
stockholders from time to time in open
market transactions, shares of the Bank's
common stock in an aggregate purchase
amount of up to $500 million under the
Stock Repurchase Program.
5. To approve an amendment to our By-laws to Mgmt For For
declassify our Board.
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935612704
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Raman K. Chitkara Mgmt For For
1.2 Election of Director: Katherine E. Schuelke Mgmt For For
1.3 Election of Director: Rajesh Vashist Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of SiTime's named executive
officers as disclosed in SiTime's proxy
statement.
3. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of SiTime's named
executive officers.
4. To ratify the appointment of BDO USA, LLP Mgmt For For
as SiTime's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SMART GLOBAL HOLDINGS, INC. Agenda Number: 935536699
--------------------------------------------------------------------------------------------------------------------------
Security: G8232Y101
Meeting Type: Annual
Meeting Date: 11-Feb-2022
Ticker: SGH
ISIN: KYG8232Y1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randy Furr Mgmt Against Against
1B. Election of Director: Penelope Herscher Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending August 26, 2022.
3. Approval of a non-binding resolution to Mgmt Against Against
approve the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC. Agenda Number: 935560880
--------------------------------------------------------------------------------------------------------------------------
Security: 83545G102
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SAH
ISIN: US83545G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: O. Bruton Smith Mgmt Against Against
1B. Election of Director: David Bruton Smith Mgmt For For
1C. Election of Director: Jeff Dyke Mgmt For For
1D. Election of Director: William I. Belk Mgmt Against Against
1E. Election of Director: William R. Brooks Mgmt For For
1F. Election of Director: John W. Harris III Mgmt Against Against
1G. Election of Director: Michael Hodge Mgmt For For
1H. Election of Director: Keri A. Kaiser Mgmt Against Against
1I. Election of Director: Marcus G. Smith Mgmt For For
1J. Election of Director: R. Eugene Taylor Mgmt Against Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
to serve as Sonic's independent registered
public accounting firm for fiscal 2022.
3. Advisory vote to approve Sonic's named Mgmt Against Against
executive officer compensation in fiscal
2021.
--------------------------------------------------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY Agenda Number: 935579841
--------------------------------------------------------------------------------------------------------------------------
Security: 892356106
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: TSCO
ISIN: US8923561067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Cynthia T. Jamison Mgmt Against Against
1.2 Election of Director: Joy Brown Mgmt For For
1.3 Election of Director: Ricardo Cardenas Mgmt For For
1.4 Election of Director: Denise L. Jackson Mgmt For For
1.5 Election of Director: Thomas A. Kingsbury Mgmt For For
1.6 Election of Director: Ramkumar Krishnan Mgmt For For
1.7 Election of Director: Harry A. Lawton III Mgmt For For
1.8 Election of Director: Edna K. Morris Mgmt For For
1.9 Election of Director: Mark J. Weikel Mgmt For For
2. To ratify the re-appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022
3. To approve, by advisory vote, the Mgmt For For
compensation of our named executive
officers
4. To vote on a shareholder proposal titled Shr For Against
"Report on Costs of Low Wages and
Inequality"
--------------------------------------------------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED Agenda Number: 935562000
--------------------------------------------------------------------------------------------------------------------------
Security: G9078F107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: TRTN
ISIN: BMG9078F1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian M. Sondey Mgmt For For
1B. Election of Director: Robert W. Alspaugh Mgmt For For
1C. Election of Director: Malcolm P. Baker Mgmt For For
1D. Election of Director: Annabelle Bexiga Mgmt For For
1E. Election of Director: Claude Germain Mgmt Against Against
1F. Election of Director: Kenneth Hanau Mgmt For For
1G. Election of Director: John S. Hextall Mgmt Against Against
1H. Election of Director: Niharika Ramdev Mgmt For For
1I. Election of Director: Robert L. Rosner Mgmt Against Against
1J. Election of Director: Simon R. Vernon Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS.
3. APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt Against Against
AUTHORIZATION OF REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935588042
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt Against Against
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt Against Against
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt Against Against
1G. Election of Director: Jeffrey Leiden Mgmt Against Against
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt Against Against
1K. Election of Director: Suketu Upadhyay Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent Registered Public Accounting
firm for the year ending December 31, 2022.
3. Advisory vote to approve named executive Mgmt Against Against
office compensation.
4. Approval of an amendment and restatement of Mgmt Against Against
our 2013 Stock and Option Plan to increase
the number of shares authorized for
issuance under this plan by 13.5 million
shares.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 935600901
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Engel Mgmt Withheld Against
Anne M. Cooney Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt Withheld Against
Steven A. Raymund Mgmt Withheld Against
James L. Singleton Mgmt Withheld Against
Easwaran Sundaram Mgmt For For
Laura K. Thompson Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ZIM INTEGRATED SHIPPING SERVICES LTD. Agenda Number: 935588686
--------------------------------------------------------------------------------------------------------------------------
Security: M9T951109
Meeting Type: Special
Meeting Date: 02-May-2022
Ticker: ZIM
ISIN: IL0065100930
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's amended and Mgmt For For
restated compensation policy.
1A. Do you have a personal interest in the Mgmt Against
approval of Proposal No. 1 or are you a
controlling shareholder of the Company
(please note: if you do not mark either Yes
or No, your shares will not be voted for
Proposal No.1)? Mark "for" = yes or
"against" = no.
2. Approval of an equity compensation grant to Mgmt For For
the Company's directors.
3. Approval of an equity compensation grant to Mgmt For For
the Company's CEO, Eli Glickman.
3A. Do you have a personal interest in the Mgmt Against
approval of Proposal No. 3 or are you a
controlling shareholder of the Company
(please note: if you do not mark either Yes
or No, your shares will not be voted for
Proposal No.3)? Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935521484
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 05-Jan-2022
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen Blasing Mgmt For For
Charles Giancarlo Mgmt For For
Eileen Naughton Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
3. To approve on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
Innovator IBD Breakout Opportunities ETF
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935568141
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 06-May-2022
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H.L. Burnside Mgmt For For
Thomas C. Freyman Mgmt For For
Brett J. Hart Mgmt For For
Edward J. Rapp Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
AbbVie's independent registered public
accounting firm for 2022
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting
5. Stockholder Proposal - to Adopt a Policy to Shr For Against
Require Independent Chairman
6. Stockholder Proposal - to Seek Shareholder Shr For Against
Approval of Certain Termination Pay
Arrangements
7. Stockholder Proposal - to Issue a Report on Shr Against For
Board Oversight of Competition Practices
8. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending
--------------------------------------------------------------------------------------------------------------------------
AIR TRANSPORT SERVICES GROUP, INC. Agenda Number: 935599019
--------------------------------------------------------------------------------------------------------------------------
Security: 00922R105
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: ATSG
ISIN: US00922R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Phyllis J. Campbell Mgmt For For
1B. Election of Director: Richard F. Corrado Mgmt For For
1C. Election of Director: Joseph C. Hete Mgmt For For
1D. Election of Director: Raymond E. Johns, Jr. Mgmt Against Against
1E. Election of Director: Laura J. Peterson Mgmt For For
1F. Election of Director: Randy D. Rademacher Mgmt Against Against
1G. Election of Director: J. Christopher Teets Mgmt Against Against
1H. Election of Director: Jeffrey J. Vorholt Mgmt Against Against
1I. Election of Director: Paul S. Williams Mgmt Against Against
2. Company proposal to ratify the selection of Mgmt Against Against
Deloitte and Touche LLP as the independent
registered public accounting firm of the
Company for 2022.
3. Advisory vote on executive compensation. Mgmt Against Against
4. Company proposal to amend and restate the Mgmt Against Against
Company's 2015 Long- Term Incentive Plan.
5. Shareholder proposal to give holders in the Shr For Against
aggregate of 10% of the Company's
outstanding common stock the right to call
special meetings.
--------------------------------------------------------------------------------------------------------------------------
ALCOA CORPORATION Agenda Number: 935568393
--------------------------------------------------------------------------------------------------------------------------
Security: 013872106
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: AA
ISIN: US0138721065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Steven W. Williams
1B. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Mary Anne Citrino
1C. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Pasquale (Pat) Fiore
1D. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Thomas J. Gorman
1E. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Roy C. Harvey
1F. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: James A. Hughes
1G. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: James E. Nevels
1H. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Carol L. Roberts
1I. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Jackson (Jackie) P.
Roberts
1J. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Ernesto Zedillo
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent auditor for 2022
3. Approval, on an advisory basis, of the Mgmt For For
Company's 2021 named executive officer
compensation
4. Stockholder proposal to reduce the Shr For Against
ownership threshold for stockholders to
call a special meeting, if properly
presented
--------------------------------------------------------------------------------------------------------------------------
ALLIANT ENERGY CORPORATION Agenda Number: 935575526
--------------------------------------------------------------------------------------------------------------------------
Security: 018802108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: LNT
ISIN: US0188021085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for term ending in Mgmt For For
2025: N. Joy Falotico
1B. Election of Director for term ending in Mgmt Against Against
2025: John O. Larsen
1C. Election of Director for term ending in Mgmt Against Against
2025: Thomas F. O'Toole
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's independent
registered public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC. Agenda Number: 935571465
--------------------------------------------------------------------------------------------------------------------------
Security: 01973R101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: ALSN
ISIN: US01973R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Judy L. Altmaier Mgmt Against Against
1B. Election of Director: Stan A. Askren Mgmt Against Against
1C. Election of Director: D. Scott Barbour Mgmt For For
1D. Election of Director: David C. Everitt Mgmt For For
1E. Election of Director: Alvaro Garcia-Tunon Mgmt For For
1F. Election of Director: David S. Graziosi Mgmt Against Against
1G. Election of Director: Carolann I. Haznedar Mgmt For For
1H. Election of Director: Richard P. Lavin Mgmt Against Against
1I. Election of Director: Thomas W. Rabaut Mgmt Against Against
1J. Election of Director: Richard V. Reynolds Mgmt Against Against
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
3. An advisory non-binding vote to approve the Mgmt Against Against
compensation paid to our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935545016
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: ABC
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt Against Against
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt Against Against
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt Against Against
1G. Election of Director: Kathleen W. Hyle Mgmt Against Against
1H. Election of Director: Michael J. Long Mgmt Against Against
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt Against Against
2. Ratification of Ernst & Young LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for fiscal year 2022.
3. Advisory vote to approve the compensation Mgmt For For
of named executive officers.
4. Approval of the AmerisourceBergen Mgmt Against Against
Corporation 2022 Omnibus Incentive Plan.
5. Stockholder proposal, if properly Shr Against For
presented, to adopt a policy that no
financial performance metric be adjusted to
exclude legal or compliance costs in
determining executive compensation.
6. Stockholder proposal, if properly Shr For Against
presented, regarding the threshold for
calling a special meeting.
--------------------------------------------------------------------------------------------------------------------------
APA CORPORATION Agenda Number: 935572784
--------------------------------------------------------------------------------------------------------------------------
Security: 03743Q108
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: APA
ISIN: US03743Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt Against Against
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt Against Against
4. Election of Director: Charles W. Hooper Mgmt Against Against
5 Election of Director: Chansoo Joung Mgmt For For
6. Election of Director: John E. Lowe Mgmt Against Against
7 Election of Director: H. Lamar McKay Mgmt Against Against
8. Election of Director: Amy H. Nelson Mgmt For For
9. Election of Director: Daniel W. Rabun Mgmt For For
10. Election of Director: Peter A. Ragauss Mgmt For For
11. Election of Director: David L. Stover Mgmt For For
12. Ratification of Ernst & Young LLP as APA's Mgmt Against Against
Independent Auditors
13. Advisory Vote to Approve Compensation of Mgmt Against Against
APA's Named Executive Officers
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935544381
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 10-Mar-2022
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rani Borkar Mgmt For For
1B. Election of Director: Judy Bruner Mgmt For For
1C. Election of Director: Xun (Eric) Chen Mgmt For For
1D. Election of Director: Aart J. de Geus Mgmt For For
1E. Election of Director: Gary E. Dickerson Mgmt For For
1F. Election of Director: Thomas J. Iannotti Mgmt Against Against
1G. Election of Director: Alexander A. Karsner Mgmt Against Against
1H. Election of Director: Adrianna C. Ma Mgmt For For
1I. Election of Director: Yvonne McGill Mgmt For For
1J. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2021.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as Applied Materials' independent
registered public accounting firm for
fiscal year 2022.
4. Shareholder proposal to amend the Shr For Against
appropriate company governing documents to
give the owners of a combined 10% of our
outstanding common stock the power to call
a special shareholder meeting.
5. Shareholder proposal to improve the Shr Against For
executive compensation program and policy,
such as to include the CEO pay ratio factor
and voices from employees.
--------------------------------------------------------------------------------------------------------------------------
ARCH RESOURCES, INC. Agenda Number: 935582999
--------------------------------------------------------------------------------------------------------------------------
Security: 03940R107
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: ARCH
ISIN: US03940R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patrick J. Bartels, Jr. Mgmt For For
James N. Chapman Mgmt Withheld Against
John W. Eaves Mgmt For For
Holly Keller Koeppel Mgmt Withheld Against
Patrick A. Kriegshauser Mgmt For For
Paul A. Lang Mgmt For For
Richard A. Navarre Mgmt Withheld Against
Molly P. Zhang Mgmt For For
2. Advisory approval of the Company's named Mgmt Against Against
executive officer compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARES MANAGEMENT CORPORATION Agenda Number: 935629228
--------------------------------------------------------------------------------------------------------------------------
Security: 03990B101
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ARES
ISIN: US03990B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Arougheti Mgmt Against Against
1b. Election of Director: Antoinette Bush Mgmt For For
1c. Election of Director: Paul G. Joubert Mgmt For For
1d. Election of Director: R. Kipp deVeer Mgmt Against Against
1e. Election of Director: David B. Kaplan Mgmt Against Against
1f. Election of Director: Michael Lynton Mgmt For For
1g. Election of Director: Dr. Judy D. Olian Mgmt For For
1h. Election of Director: Antony P. Ressler Mgmt Against Against
1i. Election of Director: Bennett Rosenthal Mgmt Against Against
1j. Election of Director: Eileen Naughton Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for our
2022 fiscal year.
3. Approval, on a non-binding basis, of the Mgmt Against Against
compensation paid to our named executive
officers for our 2021 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
ARIS WATER SOLUTIONS, INC. Agenda Number: 935625927
--------------------------------------------------------------------------------------------------------------------------
Security: 04041L106
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: ARIS
ISIN: US04041L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amanda M. Brock Mgmt Withheld Against
W. Howard Keenan, Jr. Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935612160
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Giancarlo Mgmt For For
Daniel Scheinman Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ASSURANT, INC. Agenda Number: 935568418
--------------------------------------------------------------------------------------------------------------------------
Security: 04621X108
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: AIZ
ISIN: US04621X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Elaine D. Rosen Mgmt For For
1B. Election of Director: Paget L. Alves Mgmt For For
1C. Election of Director: J. Braxton Carter Mgmt Against Against
1D. Election of Director: Juan N. Cento Mgmt Against Against
1E. Election of Director: Keith W. Demmings Mgmt For For
1F. Election of Director: Harriet Edelman Mgmt Against Against
1G. Election of Director: Lawrence V. Jackson Mgmt Against Against
1H. Election of Director: Jean-Paul L. Montupet Mgmt For For
1I. Election of Director: Debra J. Perry Mgmt For For
1J. Election of Director: Ognjen (Ogi) Redzic Mgmt For For
1K. Election of Director: Paul J. Reilly Mgmt Against Against
1L. Election of Director: Robert W. Stein Mgmt Against Against
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Assurant's
Independent Registered Public Accounting
Firm for 2022.
3. Advisory approval of the 2021 compensation Mgmt Against Against
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC. Agenda Number: 935621501
--------------------------------------------------------------------------------------------------------------------------
Security: 049164205
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: AAWW
ISIN: US0491642056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles F. Bolden, Mgmt For For
Jr.
1B. Election of Director: Walter G. Borst Mgmt For For
1C. Election of Director: Raymond L. Conner Mgmt For For
1D. Election of Director: John W. Dietrich Mgmt For For
1E. Election of Director: Beverly K. Goulet Mgmt For For
1F. Election of Director: Bobby J. Griffin Mgmt For For
1G. Election of Director: Duncan J. McNabb Mgmt Against Against
1H. Election of Director: Sheila A. Stamps Mgmt For For
1I. Election of Director: George A. Willis Mgmt For For
1J. Election of Director: Carol J. Zierhoffer Mgmt For For
2. Ratification of the selection of Mgmt Against Against
Pricewaterhouse Coopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935494827
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104
Meeting Type: Annual
Meeting Date: 28-Oct-2021
Ticker: TECH
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt Against Against
2B. Election of Director: Julie L. Bushman Mgmt For For
2C. Election of Director: John L. Higgins Mgmt Against Against
2D. Election of Director: Joseph D. Keegan Mgmt Against Against
2E. Election of Director: Charles R. Kummeth Mgmt For For
2F. Election of Director: Roeland Nusse Mgmt For For
2G. Election of Director: Alpna Seth Mgmt For For
2H. Election of Director: Randolph Steer Mgmt Against Against
2I. Election of Director: Rupert Vessey Mgmt Against Against
3. Cast a non-binding vote on named executive Mgmt Against Against
officer compensation.
4. Ratify the appointment of the Company's Mgmt Against Against
independent registered public accounting
firm for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 935589195
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: BXP
ISIN: US1011211018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel I. Klein Mgmt For For
1B. Election of Director: Kelly A. Ayotte Mgmt For For
1C. Election of Director: Bruce W. Duncan Mgmt For For
1D. Election of Director: Carol B. Einiger Mgmt For For
1E. Election of Director: Diane J. Hoskins Mgmt For For
1F. Election of Director: Mary E. Kipp Mgmt For For
1G. Election of Director: Douglas T. Linde Mgmt For For
1H. Election of Director: Matthew J. Lustig Mgmt Against Against
1I. Election of Director: Owen D. Thomas Mgmt For For
1J. Election of Director: David A. Twardock Mgmt Against Against
1K. Election of Director: William H. Walton, Mgmt For For
III
2. To approve, by non-binding, advisory Mgmt For For
resolution, the Company's named executive
officer compensation.
3. To approve the Boston Properties, Inc. Mgmt For For
Non-Employee Director Compensation Plan.
4. To ratify the Audit Committee's appointment Mgmt Against Against
of PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935571782
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt Against Against
1B) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1C) Election of Director: Julia A. Haller, M.D. Mgmt For For
1D) Election of Director: Manuel Hidalgo Mgmt For For
Medina, M.D., Ph.D.
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt Against Against
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt Against Against
1I) Election of Director: Karen H. Vousden, Mgmt Against Against
Ph.D.
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of our Named Executive Officers.
3. Ratification of the Appointment of an Mgmt Against Against
Independent Registered Public Accounting
Firm.
4. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
5. Shareholder Proposal on the Adoption of a Shr For Against
Board Policy that the Chairperson of the
Board be an Independent Director.
--------------------------------------------------------------------------------------------------------------------------
CARGURUS, INC. Agenda Number: 935618439
--------------------------------------------------------------------------------------------------------------------------
Security: 141788109
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: CARG
ISIN: US1417881091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Conine Mgmt Withheld Against
Yvonne Hao Mgmt For For
Stephen Kaufer Mgmt Withheld Against
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2022.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED Agenda Number: 935564220
--------------------------------------------------------------------------------------------------------------------------
Security: 142339100
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CSL
ISIN: US1423391002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robin J. Adams Mgmt Against Against
1B. Election of Director: Jonathan R. Collins Mgmt For For
1C. Election of Director: D. Christian Koch Mgmt Against Against
2. To adopt an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate enhanced voting rights for
holders of shares of the Company's common
stock that satisfy certain criteria and
provide for one vote for each outstanding
share.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as the Company's
independent registered public accounting
firm for 2022.
4. To approve an amendment and restatement of Mgmt Against Against
the Company's Incentive Compensation
Program to increase the number of shares of
the Company's common stock available for
issuance thereunder.
5. To approve, on an advisory basis, the Mgmt For For
Company's named executive officer
compensation in 2021.
--------------------------------------------------------------------------------------------------------------------------
CATALENT, INC. Agenda Number: 935494411
--------------------------------------------------------------------------------------------------------------------------
Security: 148806102
Meeting Type: Annual
Meeting Date: 28-Oct-2021
Ticker: CTLT
ISIN: US1488061029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Madhavan Balachandran Mgmt For For
1B. Election of Director: Michael J. Barber Mgmt For For
1C. Election of Director: J. Martin Carroll Mgmt For For
1D. Election of Director: John Chiminski Mgmt Against Against
1E. Election of Director: Rolf Classon Mgmt For For
1F. Election of Director: Rosemary A. Crane Mgmt For For
1G. Election of Director: John Greisch Mgmt For For
1H. Election of Director: Christa Kreuzburg Mgmt For For
1I. Election of Director: Gregory T. Lucier Mgmt For For
1J. Election of Director: Donald E. Morel, Jr. Mgmt For For
1K. Election of Director: Jack Stahl Mgmt For For
2. Ratification of Appointment of Independent Mgmt Against Against
Auditor for Fiscal 2022.
3. Advisory Vote to Approve Our Executive Mgmt For For
Compensation (Say-on-Pay).
4. Advisory Vote on the Frequency of Advisory Mgmt 1 Year For
Votes in Respect of Executive Compensation.
5. Amend our Certificate of Incorporation to Mgmt For For
Remove the Limitation on Calling
Shareholder Special Meetings.
6. Amend our Certificate of Incorporation to Mgmt For For
Add a Federal Forum Selection Provision.
7. Amend and Restate our Certificate of Mgmt For For
Incorporation to (i) Eliminate the
Supermajority Vote Requirement for
Amendments and (ii) Make Non-Substantive
and Conforming Changes.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935599968
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrea Robertson Mgmt Withheld Against
Lauren C. States Mgmt For For
Robert J. Willett Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt Against Against
Company's executive compensation.
3. To ratify the selection by the Audit Mgmt Against Against
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC. Agenda Number: 935589602
--------------------------------------------------------------------------------------------------------------------------
Security: 212015101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: CLR
ISIN: US2120151012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William B. Berry Mgmt For For
Harold G. Hamm Mgmt Withheld Against
Shelly Lambertz Mgmt Withheld Against
Lon McCain Mgmt Withheld Against
John T. McNabb, II Mgmt Withheld Against
Mark E. Monroe Mgmt Withheld Against
Timothy G. Taylor Mgmt For For
2. Approval of the Company's 2022 Long-Term Mgmt For For
Incentive Plan.
3. Ratification of selection of Grant Thornton Mgmt Against Against
LLP as independent registered public
accounting firm.
4. Approve, by a non-binding vote, the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CVR ENERGY, INC. Agenda Number: 935611992
--------------------------------------------------------------------------------------------------------------------------
Security: 12662P108
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: CVI
ISIN: US12662P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kapiljeet Dargan Mgmt For For
Jaffrey A. Firestone Mgmt For For
Hunter C. Gary Mgmt For For
David L. Lamp Mgmt For For
Stephen Mongillo Mgmt Withheld Against
James M. Strock Mgmt Withheld Against
David Willetts Mgmt For For
2. To approve, by a non-binding, advisory Mgmt For For
vote, our named executive officer
compensation ("Say-on-Pay").
3. To ratify the appointment of Grant Thornton Mgmt Against Against
LLP as CVR Energy's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
DARDEN RESTAURANTS, INC. Agenda Number: 935481856
--------------------------------------------------------------------------------------------------------------------------
Security: 237194105
Meeting Type: Annual
Meeting Date: 22-Sep-2021
Ticker: DRI
ISIN: US2371941053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Margaret Shan Atkins Mgmt No vote
James P. Fogarty Mgmt No vote
Cynthia T. Jamison Mgmt No vote
Eugene I. Lee, Jr. Mgmt No vote
Nana Mensah Mgmt No vote
William S. Simon Mgmt No vote
Charles M. Sonsteby Mgmt No vote
Timothy J. Wilmott Mgmt No vote
2. To obtain advisory approval of the Mgmt No vote
Company's executive compensation.
3. To ratify the appointment of KPMG LLP as Mgmt No vote
our independent registered public
accounting firm for the fiscal year ending
May 29, 2022.
4. To approve the amended Darden Restaurants, Mgmt No vote
Inc. Employee Stock Purchase Plan.
5. Proposal has been withdrawn. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
DARLING INGREDIENTS INC. Agenda Number: 935571972
--------------------------------------------------------------------------------------------------------------------------
Security: 237266101
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: DAR
ISIN: US2372661015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall C. Stuewe Mgmt For For
1B. Election of Director: Charles Adair Mgmt For For
1C. Election of Director: Beth Albright Mgmt Against Against
1D. Election of Director: Celeste A. Clark Mgmt For For
1E. Election of Director: Linda Goodspeed Mgmt Against Against
1F. Election of Director: Enderson Guimaraes Mgmt Against Against
1G. Election of Director: Dirk Kloosterboer Mgmt For For
1H. Election of Director: Mary R. Korby Mgmt Against Against
1I. Election of Director: Gary W. Mize Mgmt For For
1J. Election of Director: Michael E. Rescoe Mgmt For For
2. Proposal to ratify the selection of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
EASTERN BANKSHARES, INC. Agenda Number: 935577215
--------------------------------------------------------------------------------------------------------------------------
Security: 27627N105
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: EBC
ISIN: US27627N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election Director for a three-year term Mgmt For For
expiring in 2025: Richard E. Holbrook
1.2 Election Director for a three-year term Mgmt For For
expiring in 2025: Deborah C. Jackson
1.3 Election Director for a three-year term Mgmt Against Against
expiring in 2025: Peter K. Markell
1.4 Election Director for a three-year term Mgmt For For
expiring in 2025: Greg A. Shell
2. to approve an amendment to the Company's Mgmt For For
Amended and Restated Articles of
Organization that would declassify the
Board of Directors over a five-year period,
such that it would be fully declassified,
with all directors standing for annual
election, at the Company's 2027 Annual
Meeting of Shareholders.
3. to approve, in an advisory vote, the Mgmt For For
compensation paid to the Company's named
executive officers.
4. to ratify the appointment of Ernst & Young Mgmt Against Against
LLP by the Audit Committee of the Board of
Directors as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 935555877
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Annual
Meeting Date: 30-Mar-2022
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the Agenda Mgmt For For
5. Appointment of the Chairperson presiding Mgmt For For
over the General Shareholders' Meeting
6. Appointment of the commission responsible Mgmt For For
for scrutinizing elections and polling
7. Appointment of the commission responsible Mgmt For For
for reviewing and approving the minute of
the meeting
12. Approval of the Board of Directors' report Mgmt For For
on its performance, progress, and
compliance with the Corporate Governance
Code
13. Approval of the 2021 Management Report by Mgmt For For
the Board of Directors and the Chief
Executive Officer of Ecopetrol S.A.
14. Approval of the individual and consolidated Mgmt For For
financial statements
15. Presentation and approval of the profit Mgmt For For
distribution project
16. Presentation and approval of the legal Mgmt Against Against
assistance package for the members of the
Board of Directors of Ecopetrol S.A.
17. Presentation and approval of the bylaws Mgmt For For
amendment
--------------------------------------------------------------------------------------------------------------------------
EXELIXIS, INC. Agenda Number: 935609644
--------------------------------------------------------------------------------------------------------------------------
Security: 30161Q104
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: EXEL
ISIN: US30161Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Carl B. Feldbaum,
Esq.
1b. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Maria C. Freire,
Ph.D.
1c. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Alan M. Garber,
M.D., Ph.D.
1d. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Vincent T.
Marchesi, M.D., Ph.D.
1e. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Michael M.
Morrissey, Ph.D.
1f. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Stelios
Papadopoulos, Ph.D.
1g. Election of Director to hold office until Mgmt For For
the next Annual Meeting: George Poste, DVM,
Ph.D., FRS
1h. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Julie Anne Smith
1i. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Lance Willsey,
M.D.
1j. Election of Director to hold office until Mgmt For For
the next Annual Meeting: Jacqueline Wright
1k. Election of Director to hold office until Mgmt Against Against
the next Annual Meeting: Jack L.
Wyszomierski
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as Exelixis' independent
registered public accounting firm for the
fiscal year ending December 30, 2022.
3. To amend and restate the Exelixis 2017 Mgmt Against Against
Equity Incentive Plan to, among other
things, increase the number of shares
authorized for issuance by 28,500,000
shares.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of Exelixis' named executive
officers, as disclosed in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935622286
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 17-Jun-2022
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt Against Against
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt For For
one year: Kenneth A. Goldman
1.4 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.5 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt For For
one year: Judith Sim
1.8 Election of Director to serve for a term of Mgmt For For
one year: Admiral James Stavridis (Ret)
2. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as Fortinet's independent registered
accounting firm for the fiscal year ending
December 31, 2022.
3. Advisory vote to approve named executive Mgmt For For
officer compensation, as disclosed in the
Proxy Statement.
4. Approve the adoption of an Amended and Mgmt For For
Restated Certificate of Incorporation in
order to implement a five-for-one forward
stock split and to make certain other
changes as reflected in the Amended and
Restated Certificate and described in the
Proxy Statement.
5. Stockholder proposal to remove Shr For
supermajority voting requirements.
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 935589690
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 04-May-2022
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Harquail Mgmt For For
Paul Brink Mgmt For For
Tom Albanese Mgmt For For
Derek W. Evans Mgmt Withheld Against
Catharine Farrow Mgmt For For
Louis Gignac Mgmt Withheld Against
Maureen Jensen Mgmt For For
Jennifer Maki Mgmt For For
Randall Oliphant Mgmt Withheld Against
Elliott Pew Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt Withheld Against
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC. Agenda Number: 935607044
--------------------------------------------------------------------------------------------------------------------------
Security: 398905109
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: GPI
ISIN: US3989051095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carin M. Barth Mgmt For For
Earl J. Hesterberg Mgmt For For
Steven C. Mizell Mgmt Withheld Against
Lincoln Pereira Filho Mgmt For For
Stephen D. Quinn Mgmt Withheld Against
Steven P. Stanbrook Mgmt Withheld Against
Charles L. Szews Mgmt For For
Anne Taylor Mgmt Withheld Against
MaryAnn Wright Mgmt Withheld Against
2. Advisory Vote on Executive Compensation. Mgmt Against Against
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
HILLTOP HOLDINGS INC. Agenda Number: 935445103
--------------------------------------------------------------------------------------------------------------------------
Security: 432748101
Meeting Type: Annual
Meeting Date: 22-Jul-2021
Ticker: HTH
ISIN: US4327481010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rhodes R. Bobbitt Mgmt Withheld Against
Tracy A. Bolt Mgmt For For
J. Taylor Crandall Mgmt For For
Charles R. Cummings Mgmt Withheld Against
Hill A. Feinberg Mgmt For For
Gerald J. Ford Mgmt Withheld Against
Jeremy B. Ford Mgmt For For
J. Markham Green Mgmt Withheld Against
William T. Hill, Jr. Mgmt Withheld Against
Charlotte Jones Mgmt For For
Lee Lewis Mgmt For For
Andrew J. Littlefair Mgmt Withheld Against
Tom C. Nichols Mgmt For For
W. Robert Nichols, III Mgmt Withheld Against
Kenneth D. Russell Mgmt For For
A. Haag Sherman Mgmt Withheld Against
Jonathan S. Sobel Mgmt For For
Robert C. Taylor, Jr. Mgmt For For
Carl B. Webb Mgmt For For
2. Non-binding advisory vote to approve Mgmt Against Against
executive compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Hilltop
Holdings Inc.'s independent registered
public accounting firm for the 2021 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE REALTY TRUST, INC. Agenda Number: 935570526
--------------------------------------------------------------------------------------------------------------------------
Security: 45378A106
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: IRT
ISIN: US45378A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott F. Schaeffer Mgmt For For
1b. Election of Director: Stephen R. Bowie Mgmt For For
1c. Election of Director: Ned W. Brines Mgmt For For
1d. Election of Director: Richard D. Gebert Mgmt For For
1e. Election of Director: Melinda H. McClure Mgmt For For
1f. Election of Director: Ella S. Neyland Mgmt For For
1g. Election of Director: Thomas H. Purcell Mgmt For For
1h. Election of Director: Ana Marie del Rio Mgmt For For
1i. Election of Director: DeForest B. Soaries, Mgmt Against Against
Jr.
1j. Election of Director: Lisa Washington Mgmt For For
2. The Board of Directors recommends: a vote Mgmt Against Against
FOR ratification of the appointment of KPMG
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. The Board of Directors recommends: a vote Mgmt For For
FOR the advisory, non- binding vote to
approve the Company's executive
compensation.
4. The Board of Directors recommends: a vote Mgmt For For
FOR the adoption of the Company's 2022 Long
Term Incentive plan.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL MONEY EXPRESS, INC. Agenda Number: 935647909
--------------------------------------------------------------------------------------------------------------------------
Security: 46005L101
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: IMXI
ISIN: US46005L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bernardo Fernandez Mgmt For For
Laura Maydon Mgmt Withheld Against
Justin Wender Mgmt For For
2. Ratification of BDO USA, LLP as Mgmt For For
International Money Express, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 935578801
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one year term: Mgmt For For
Jennifer Allerton
1B. Election of Director for a one year term: Mgmt For For
Pamela M. Arway
1C. Election of Director for a one year term: Mgmt Against Against
Clarke H. Bailey
1D. Election of Director for a one year term: Mgmt Against Against
Kent P. Dauten
1E. Election of Director for a one year term: Mgmt For For
Monte Ford
1F. Election of Director for a one year term: Mgmt For For
Robin L. Matlock
1G. Election of Director for a one year term: Mgmt For For
William L. Meaney
1H. Election of Director for a one year term: Mgmt For For
Wendy J. Murdock
1I. Election of Director for a one year term: Mgmt For For
Walter C. Rakowich
1J. Election of Director for a one year term: Mgmt For For
Doyle R. Simons
1K. Election of Director for a one year term: Mgmt Against Against
Alfred J. Verrecchia
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The ratification of the selection by the Mgmt Against Against
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 935587660
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: KBR
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: Stuart J. B. Bradie Mgmt For For
1C. Election of Director: Lynn A. Dugle Mgmt Against Against
1D. Election of Director: General Lester L. Mgmt For For
Lyles, USAF (Ret.)
1E. Election of Director: Sir John A. Manzoni Mgmt For For
KCB
1F. Election of Director: Lt. General Wendy M. Mgmt For For
Masiello, USAF (Ret.)
1G. Election of Director: Jack B. Moore Mgmt Against Against
1H. Election of Director: Ann D. Pickard Mgmt Against Against
1I. Election of Director: Carlos A. Sabater Mgmt For For
1J. Election of Director: Lt. General Vincent Mgmt For For
R. Stewart, USMC (Ret.)
2. Advisory vote to approve KBR's named Mgmt Against Against
executive officer compensation.
3. Ratify the appointment of KPMG LLP as the Mgmt Against Against
independent registered public accounting
firm to audit the consolidated financial
statements for KBR, Inc. as of and for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
KORNIT DIGITAL LTD. Agenda Number: 935474178
--------------------------------------------------------------------------------------------------------------------------
Security: M6372Q113
Meeting Type: Annual
Meeting Date: 12-Aug-2021
Ticker: KRNT
ISIN: IL0011216723
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. To re-elect Mr. Yuval Cohen for a Mgmt Against Against
three-year term as a Class III director of
the Company, until the Company's annual
general meeting of shareholders in 2024 and
until his successor is duly elected and
qualified.
1B. To re-elect Mr. Stephen Nigro for a Mgmt For For
three-year term as a Class III director of
the Company, until the Company's annual
general meeting of shareholders in 2024 and
until her successor is duly elected and
qualified.
1C. To re-elect Mr. Ronen Samuel for a Mgmt Against Against
three-year term as a Class III director of
the Company, until the Company's annual
general meeting of shareholders in 2024 and
until his successor is duly elected and
qualified.
2. Approval of an amendment to the Company's Mgmt For For
Articles of Association (the "Articles")
that sets the forums for adjudication of
disputes under the Articles.
3. Re-appointment of Kost Forer Gabbay & Mgmt Against Against
Kasierer, registered public accounting
firm, a member firm of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2021 and until the
Company's 2022 annual general meeting of
shareholders, and to authorize the
Company's board of directors (or the audit
committee thereof) to fix such accounting
firm's annual compensation.
--------------------------------------------------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY Agenda Number: 935626715
--------------------------------------------------------------------------------------------------------------------------
Security: 576485205
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: MTDR
ISIN: US5764852050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. Gaines Baty Mgmt For For
1b. Election of Director: James M. Howard Mgmt For For
2. Approval of the First Amendment to the Mgmt For For
Matador Resources Company 2019 Long-Term
Incentive Plan.
3. Approval of the Matador Resources Company Mgmt For For
2022 Employee Stock Purchase Plan.
4. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers.
5. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935591570
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Robert M. Davis Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt Against Against
1G. Election of Director: Risa J. Mgmt Against Against
Lavizzo-Mourey, M.D.
1H. Election of Director: Stephen L. Mayo, Mgmt For For
Ph.D.
1I. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1J. Election of Director: Patricia F. Russo Mgmt Against Against
1K. Election of Director: Christine E. Seidman, Mgmt For For
M.D.
1L. Election of Director: Inge G. Thulin Mgmt Against Against
1M. Election of Director: Kathy J. Warden Mgmt For For
1N. Election of Director: Peter C. Wendell Mgmt Against Against
2. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt Against Against
Company's independent registered public
accounting firm for 2022.
4. Shareholder proposal regarding an Shr For Against
independent board chairman.
5. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
6. Shareholder proposal regarding lobbying Shr Against For
expenditure disclosure.
--------------------------------------------------------------------------------------------------------------------------
MIMECAST LIMITED Agenda Number: 935501975
--------------------------------------------------------------------------------------------------------------------------
Security: G14838109
Meeting Type: Annual
Meeting Date: 06-Oct-2021
Ticker: MIME
ISIN: GB00BYT5JK65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Peter Bauer as a Class III Mgmt Against Against
director of the Company.
2. To re-elect Hagi Schwartz as a Class III Mgmt For For
director of the Company.
3. To re-elect Helene Auriol Potier as a Class Mgmt For For
III director of the Company.
4. To appoint Ernst & Young LLP in the United Mgmt For For
States as the Company's independent
auditor.
5. To authorise the Board of Directors of the Mgmt For For
Company to determine the remuneration of
the independent auditor.
6. To receive the Company's accounts for the Mgmt For For
year ended March 31, 2021, together with
the independent auditor's report on those
accounts.
7. Non-binding advisory vote to approve the Mgmt For For
compensation of the named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 935571504
--------------------------------------------------------------------------------------------------------------------------
Security: 674599105
Meeting Type: Annual
Meeting Date: 06-May-2022
Ticker: OXY
ISIN: US6745991058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Vicky A. Bailey Mgmt For For
1B. Election of Director: Stephen I. Chazen Mgmt For For
1C. Election of Director: Andrew Gould Mgmt For For
1D. Election of Director: Carlos M. Gutierrez Mgmt For For
1E. Election of Director: Vicki Hollub Mgmt For For
1F. Election of Director: William R. Klesse Mgmt For For
1G. Election of Director: Jack B. Moore Mgmt For For
1H. Election of Director: Avedick B. Poladian Mgmt Against Against
1I. Election of Director: Robert M. Shearer Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Ratification of Selection of KPMG as Mgmt Against Against
Occidental's Independent Auditor
4. Shareholder Proposal Requesting Occidental Shr For Against
Set and Disclose Quantitative Short-,
Medium- and Long-Term GHG Emissions
Reduction Targets Consistent with the Paris
Agreement
--------------------------------------------------------------------------------------------------------------------------
OUTFRONT MEDIA INC. Agenda Number: 935618326
--------------------------------------------------------------------------------------------------------------------------
Security: 69007J106
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: OUT
ISIN: US69007J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicolas Brien Mgmt Against Against
1b. Election of Director: Angela Courtin Mgmt Against Against
1c. Election of Director: Manuel A. Diaz Mgmt For For
1d. Election of Director: Michael J. Dominguez Mgmt For For
1e. Election of Director: Jeremy J. Male Mgmt Against Against
1f. Election of Director: Peter Mathes Mgmt Against Against
1g. Election of Director: Susan M. Tolson Mgmt For For
1h. Election of Director: Joseph H. Wender Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP to serve as
OUTFRONT Media Inc.'s independent
registered public accounting firm for
fiscal year 2022.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of OUTFRONT Media
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
OVINTIV INC. Agenda Number: 935568228
--------------------------------------------------------------------------------------------------------------------------
Security: 69047Q102
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: OVV
ISIN: US69047Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter A. Dea Mgmt Against Against
1B. Election of Director: Meg A. Gentle Mgmt For For
1C. Election of Director: Howard J. Mayson Mgmt For For
1D. Election of Director: Brendan M. McCracken Mgmt For For
1E. Election of Director: Lee A. McIntire Mgmt For For
1F. Election of Director: Katherine L. Minyard Mgmt For For
1G. Election of Director: Steven W. Nance Mgmt For For
1H. Election of Director: Suzanne P. Nimocks Mgmt For For
1I. Election of Director: George L. Pita Mgmt For For
1J. Election of Director: Thomas G. Ricks Mgmt For For
1K. Election of Director: Brian G. Shaw Mgmt For For
1L. Election of Director: Bruce G. Waterman Mgmt Against Against
2. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers
3. Increase Share Reserve of Omnibus Incentive Mgmt For For
Plan
4. Ratify PricewaterhouseCoopers LLP as Mgmt Against Against
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA Agenda Number: 935582026
--------------------------------------------------------------------------------------------------------------------------
Security: 695156109
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: PKG
ISIN: US6951561090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Duane C. Farrington Mgmt For For
1C. Election of Director: Donna A. Harman Mgmt For For
1D. Election of Director: Mark W. Kowlzan Mgmt Against Against
1E. Election of Director: Robert C. Lyons Mgmt Against Against
1F. Election of Director: Thomas P. Maurer Mgmt For For
1G. Election of Director: Samuel M. Mencoff Mgmt Against Against
1H. Election of Director: Roger B. Porter Mgmt Against Against
1I. Election of Director: Thomas S. Souleles Mgmt Against Against
1J. Election of Director: Paul T. Stecko Mgmt For For
2. Proposal to ratify appointment of KPMG LLP Mgmt Against Against
as our auditors.
3. Proposal to approve our executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
PDC ENERGY, INC. Agenda Number: 935604276
--------------------------------------------------------------------------------------------------------------------------
Security: 69327R101
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: PDCE
ISIN: US69327R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barton R. Brookman Mgmt For For
Pamela R. Butcher Mgmt For For
Mark E. Ellis Mgmt Withheld Against
Paul J. Korus Mgmt For For
Lynn A. Peterson Mgmt For For
Carlos A. Sabater Mgmt For For
Diana L. Sands Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QORVO, INC. Agenda Number: 935466258
--------------------------------------------------------------------------------------------------------------------------
Security: 74736K101
Meeting Type: Annual
Meeting Date: 10-Aug-2021
Ticker: QRVO
ISIN: US74736K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ralph G. Quinsey Mgmt Withheld Against
Robert A. Bruggeworth Mgmt For For
Judy Bruner Mgmt For For
Jeffery R. Gardner Mgmt For For
John R. Harding Mgmt For For
David H. Y. Ho Mgmt For For
Roderick D. Nelson Mgmt For For
Dr. Walden C. Rhines Mgmt For For
Susan L. Spradley Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers (as defined in the proxy
statement).
3. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our Named Executive
Officers.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
April 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935598473
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Mgmt For For
Austin, Jr.
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt Against Against
1.4 Election of Director: Bernard Fried Mgmt Against Against
1.5 Election of Director: Worthing F. Jackman Mgmt Against Against
1.6 Election of Director: Holli C. Ladhani Mgmt For For
1.7 Election of Director: David M. McClanahan Mgmt For For
1.8 Election of Director: Margaret B. Shannon Mgmt For For
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
Quanta's executive compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Quanta's
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to the Quanta Mgmt For For
Services, Inc. 2019 Omnibus Equity
Incentive Plan to increase the number of
shares of Quanta common stock that may be
issued thereunder and make certain other
changes.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935620383
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bonnie L. Bassler, Mgmt For For
Ph.D.
1b. Election of Director: Michael S. Brown, Mgmt Against Against
M.D.
1c. Election of Director: Leonard S. Schleifer, Mgmt For For
M.D., Ph.D.
1d. Election of Director: George D. Mgmt For For
Yancopoulos, M.D., Ph.D.
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935585301
--------------------------------------------------------------------------------------------------------------------------
Security: 759509102
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: RS
ISIN: US7595091023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lisa L. Baldwin Mgmt Against Against
1B. Election of Director: Karen W. Colonias Mgmt Against Against
1C. Election of Director: Frank J. Dellaquila Mgmt For For
1D. Election of Director: John G. Figueroa Mgmt Against Against
1E. Election of Director: James D. Hoffman Mgmt For For
1F. Election of Director: Mark V. Kaminski Mgmt Against Against
1G. Election of Director: Karla R. Lewis Mgmt For For
1H. Election of Director: Robert A. McEvoy Mgmt Against Against
1I. Election of Director: David W. Seeger Mgmt Against Against
1J. Election of Director: Douglas W. Stotlar Mgmt For For
2. To consider a non-binding, advisory vote to Mgmt Against Against
approve the compensation of the Company's
named executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for 2022.
4. To consider a stockholder proposal Shr For Against
regarding changes to the Company's proxy
access bylaw, to remove the size limit on
the stockholder nominating group.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935632679
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Antin Mgmt For For
1.2 Election of Director: Michael S. Frankel Mgmt For For
1.3 Election of Director: Diana J. Ingram Mgmt For For
1.4 Election of Director: Angela L. Kleiman Mgmt For For
1.5 Election of Director: Debra L. Morris Mgmt For For
1.6 Election of Director: Tyler H. Rose Mgmt For For
1.7 Election of Director: Howard Schwimmer Mgmt For For
1.8 Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation for the fiscal year ended
December 31, 2021, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The advisory determination of the frequency Mgmt 1 Year For
of future advisory votes on the Company's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935565121
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2021 Annual Report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt Against Against
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt Against Against
Report
4. To elect Dominic Barton BBM as a director Mgmt For For
5. To elect Peter Cunningham as a director Mgmt For For
6. To elect Ben Wyatt as a director Mgmt For For
7. To re-elect Megan Clark AC as a director Mgmt Against Against
8. To re-elect Simon Henry as a director Mgmt For For
9. To re-elect Sam Laidlaw as a director Mgmt Against Against
10. To re-elect Simon McKeon AO as a director Mgmt Against Against
11. To re-elect Jennifer Nason as a director Mgmt Against Against
12. To re-elect Jakob Stausholm as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt Against Against
14. Re-appointment of auditors Mgmt Against Against
15. Remuneration of auditors Mgmt Against Against
16. Authority to make political donations Mgmt For For
17. Climate Action Plan Mgmt For For
18. General authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to purchase Rio Tinto plc shares Mgmt Against Against
21. Notice period for general meetings other Mgmt For For
than annual general meetings
22. Resolution to hold a meeting for fresh Mgmt For Against
election of directors (conditional item)
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935592952
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt No vote
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2021
2. Designation of the External Auditor Company Mgmt No vote
3. Designation of the Credit Rating Agencies Mgmt No vote
4. Designation of the Account Inspectors Mgmt No vote
5. Investment Policy Mgmt No vote
6. Finance Policy Mgmt No vote
7. Distribution of final dividend Mgmt No vote
8A. Election of Director: Board Election Mgmt No vote
(Please note that you can only vote 'For'
in option 8A or 8B. Voting 'For' both 8A &
8B will deem your vote invalid. Please cast
a vote of 'Against' or 'Abstain' in the
proposal you do not wish to vote 'For')
8B. Election of Director: Laurence Golborne, Mgmt No vote
nominated as a Board Member (Please note
that you can only vote 'For' in option 8A
or 8B. Voting 'For' both 8A & 8B will deem
your vote invalid. Please cast a vote of
'Against' or 'Abstain' in the proposal you
do not wish to vote 'For')
9. Structure of the Compensation of the Board Mgmt No vote
of Directors and Board committees
10. Designation of the newspaper for corporate Mgmt No vote
publications; general corporate information
matters and execution of shareholders'
meeting resolutions
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935616170
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2021
2. Designation of the External Auditor Company Mgmt For
3. Designation of the Credit Rating Agencies Mgmt For
4. Designation of the Account Inspectors Mgmt For
5. Investment Policy Mgmt For
6. Finance Policy Mgmt For
7. Distribution of final dividend Mgmt For
8A. Board Election. (Please note that you can Mgmt For
only vote 'For' either option 8A, 8B, or 8C
. Voting 'For' more than one option will
deem your vote invalid)
8B. Laurence Golborne, nominated as a Board Mgmt Against
Member. (Please note that you can only vote
'For' either option 8A, 8B, or 8C . Voting
'For' more than one option will deem your
vote invalid)
8C. Antonio Gil Nievas, nominated as a Board Mgmt Against
member. (Please note that you can only vote
'For' either option 8A, 8B, or 8C . Voting
'For' more than one option will deem your
vote invalid)
9. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees
10. Designation of the newspaper for corporate Mgmt For
publications; general corporate information
matters and execution of shareholders'
meeting resolutions
--------------------------------------------------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC. Agenda Number: 935560880
--------------------------------------------------------------------------------------------------------------------------
Security: 83545G102
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SAH
ISIN: US83545G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: O. Bruton Smith Mgmt Against Against
1B. Election of Director: David Bruton Smith Mgmt For For
1C. Election of Director: Jeff Dyke Mgmt For For
1D. Election of Director: William I. Belk Mgmt Against Against
1E. Election of Director: William R. Brooks Mgmt For For
1F. Election of Director: John W. Harris III Mgmt Against Against
1G. Election of Director: Michael Hodge Mgmt For For
1H. Election of Director: Keri A. Kaiser Mgmt Against Against
1I. Election of Director: Marcus G. Smith Mgmt For For
1J. Election of Director: R. Eugene Taylor Mgmt Against Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
to serve as Sonic's independent registered
public accounting firm for fiscal 2022.
3. Advisory vote to approve Sonic's named Mgmt Against Against
executive officer compensation in fiscal
2021.
--------------------------------------------------------------------------------------------------------------------------
STEPSTONE GROUP INC Agenda Number: 935479522
--------------------------------------------------------------------------------------------------------------------------
Security: 85914M107
Meeting Type: Annual
Meeting Date: 24-Sep-2021
Ticker: STEP
ISIN: US85914M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Monte M. Brem Mgmt Withheld Against
Valerie G. Brown Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SWITCH INC Agenda Number: 935631691
--------------------------------------------------------------------------------------------------------------------------
Security: 87105L104
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: SWCH
ISIN: US87105L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Rob Roy Mgmt For For
1.2 Election of Director: Angela Archon Mgmt Withheld Against
1.3 Election of Director: Jason Genrich Mgmt For For
1.4 Election of Director: Liane Pelletier Mgmt For For
1.5 Election of Director: Zareh Sarrafian Mgmt For For
1.6 Election of Director: Kim Sheehy Mgmt Withheld Against
1.7 Election of Director: Donald D. Snyder Mgmt Withheld Against
1.8 Election of Director: Tom Thomas Mgmt For For
1.9 Election of Director: Bryan Wolf Mgmt Withheld Against
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Switch,
Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2022
3. To vote on an advisory (non-binding) Mgmt Against Against
proposal to approve the compensation of the
named executive officers
4. To amend and restate Switch, Inc.'s Amended Mgmt For For
and Restated Articles of Incorporation to
impose certain ownership and transfer
restrictions in connection with its
anticipated election to be taxed as a real
estate investment trust and certain other
governance provisions
5. To reincorporate as a Maryland corporation, Mgmt For For
through and including a merger with and
into a wholly owned subsidiary
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935569206
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Michael R. Culbert Mgmt For For
William D. Johnson Mgmt For For
Susan C. Jones Mgmt For For
John E. Lowe Mgmt For For
David MacNaughton Mgmt For For
Francois L. Poirier Mgmt For For
Una Power Mgmt For For
Mary Pat Salomone Mgmt For For
Indira Samarasekera Mgmt For For
Siim A. Vanaselja Mgmt Withheld Against
Thierry Vandal Mgmt For For
Dheeraj "D" Verma Mgmt For For
2 Resolution to appoint KPMG LLP, Chartered Mgmt Withheld Against
Professional Accountants as auditors and
authorize the directors to fix their
remuneration.
3 Resolution to accept TC Energy's approach Mgmt For For
to executive compensation, as described in
the Management information circular.
4 Resolution to continue and approve the Mgmt For For
amended and restated shareholder rights
plan dated April 29, 2022, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
TECK RESOURCES LIMITED Agenda Number: 935570728
--------------------------------------------------------------------------------------------------------------------------
Security: 878742204
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: TECK
ISIN: CA8787422044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M.M. Ashar Mgmt For For
Q. Chong Mgmt For For
E.C. Dowling Mgmt Withheld Against
T. Higo Mgmt For For
N.B. Keevil III Mgmt For For
D.R. Lindsay Mgmt For For
S.A. Murray Mgmt Withheld Against
T.L. McVicar Mgmt For For
K.W. Pickering Mgmt For For
U.M. Power Mgmt For For
P.G. Schiodtz Mgmt For For
T.R. Snider Mgmt For For
S.A. Strunk Mgmt For For
M. Tani Mgmt For For
2 To appoint PricewaterhouseCoopers LLP as Mgmt Withheld Against
Auditor of the Corporation and to authorize
the directors to fix the Auditor's
remuneration.
3 To approve the advisory resolution on the Mgmt For For
Corporation's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
TECNOGLASS INC. Agenda Number: 935528971
--------------------------------------------------------------------------------------------------------------------------
Security: G87264100
Meeting Type: Annual
Meeting Date: 16-Dec-2021
Ticker: TGLS
ISIN: KYG872641009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class A Director: Christian T. Mgmt For For
Daes
1B. Election of Class A Director: Julio A. Mgmt Against Against
Torres
--------------------------------------------------------------------------------------------------------------------------
THE AZEK COMPANY INC Agenda Number: 935543238
--------------------------------------------------------------------------------------------------------------------------
Security: 05478C105
Meeting Type: Annual
Meeting Date: 08-Mar-2022
Ticker: AZEK
ISIN: US05478C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fumbi Chima Mgmt For For
Brian Spaly Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending September
30, 2022.
3. To approve, on an advisory, non-binding Mgmt 1 Year For
basis, the frequency of future advisory
votes on the compensation of our named
executive officers.
4. To approve amendments to our certificate of Mgmt For For
incorporation to remove supermajority
voting requirements to amend our
certificate of incorporation and bylaws.
5. To approve amendments to our certificate of Mgmt For For
incorporation to declassify our board of
directors and phase-in annual director
elections.
6. To approve our adoption of the 2021 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
THE KROGER CO. Agenda Number: 935647416
--------------------------------------------------------------------------------------------------------------------------
Security: 501044101
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: KR
ISIN: US5010441013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Nora A. Aufreiter Mgmt For For
Kevin M. Brown Mgmt For For
Elaine L. Chao Mgmt For For
Anne Gates Mgmt For For
Karen M. Hoguet Mgmt For For
W. Rodney McMullen Mgmt Withheld Against
Clyde R. Moore Mgmt Withheld Against
Ronald L. Sargent Mgmt Withheld Against
J. Amanda Sourry Knox Mgmt Withheld Against
Mark S. Sutton Mgmt Withheld Against
Ashok Vemuri Mgmt For For
2. To approve our executive compensation, on Mgmt For For
an advisory basis
3. To ratify the selection of our independent Mgmt Against Against
auditor for fiscal year 2022
4. To approve additional shares under the 2019 Mgmt Against Against
Long-Term Incentive Plan
5. Shareholder Proposal - Recyclability of Shr Against For
Packaging
6. Shareholder Proposal - Report on Protection Shr For Against
of Farmworkers
7. Shareholder Proposal - Report on Shr For Against
Elimination of HFCs
8. Shareholder Proposal - Report on Workforce Shr For Against
Strategy
--------------------------------------------------------------------------------------------------------------------------
THE MOSAIC COMPANY Agenda Number: 935586997
--------------------------------------------------------------------------------------------------------------------------
Security: 61945C103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: MOS
ISIN: US61945C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Cheryl K. Beebe Mgmt For For
1B. Election of Director: Gregory L. Ebel Mgmt Against Against
1C. Election of Director: Timothy S. Gitzel Mgmt For For
1D. Election of Director: Denise C. Johnson Mgmt For For
1E. Election of Director: Emery N. Koenig Mgmt Against Against
1F. Election of Director: James ("Joc") C. Mgmt For For
O'Rourke
1G. Election of Director: David T. Seaton Mgmt Against Against
1H. Election of Director: Steven M. Seibert Mgmt Against Against
1I. Election of Director: Luciano Siani Pires Mgmt For For
1J. Election of Director: Gretchen H. Watkins Mgmt For For
1K. Election of Director: Kelvin R. Westbrook Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the accompanying
Proxy Statement.
4. A stockholder proposal to reduce the Shr For Against
ownership threshold to call a special
meeting.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935556538
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director for a one-year term: Mgmt For For
Alan S.Armstrong
1B. Election of director for a one-year term: Mgmt For For
Stephen W. Bergstrom
1C. Election of director for a one-year term: Mgmt For For
Nancy K. Buese
1D. Election of director for a one-year term: Mgmt For For
Michael A. Creel
1E. Election of director for a one-year term: Mgmt For For
Stacey H. Dore
1F. Election of director for a one-year term: Mgmt For For
Richard E. Muncrief
1G. Election of director for a one-year term: Mgmt For For
Peter A. Ragauss
1H. Election of director for a one-year term: Mgmt For For
Rose M. Robeson
1I. Election of director for a one-year term: Mgmt For For
Scott D. Sheffield
1J. Election of director for a one-year term: Mgmt Against Against
Murray D. Smith
1K. Election of director for a one-year term: Mgmt For For
William H. Spence
1L. Election of director for a one-year term: Mgmt For For
Jesse J. Tyson
2. Ratify the selection of Ernst & Young LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED Agenda Number: 935562000
--------------------------------------------------------------------------------------------------------------------------
Security: G9078F107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: TRTN
ISIN: BMG9078F1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian M. Sondey Mgmt For For
1B. Election of Director: Robert W. Alspaugh Mgmt For For
1C. Election of Director: Malcolm P. Baker Mgmt For For
1D. Election of Director: Annabelle Bexiga Mgmt For For
1E. Election of Director: Claude Germain Mgmt Against Against
1F. Election of Director: Kenneth Hanau Mgmt For For
1G. Election of Director: John S. Hextall Mgmt Against Against
1H. Election of Director: Niharika Ramdev Mgmt For For
1I. Election of Director: Robert L. Rosner Mgmt Against Against
1J. Election of Director: Simon R. Vernon Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against
OF NAMED EXECUTIVE OFFICERS.
3. APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt Against Against
AUTHORIZATION OF REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935588042
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sangeeta Bhatia Mgmt For For
1B. Election of Director: Lloyd Carney Mgmt Against Against
1C. Election of Director: Alan Garber Mgmt For For
1D. Election of Director: Terrence Kearney Mgmt Against Against
1E. Election of Director: Reshma Kewalramani Mgmt For For
1F. Election of Director: Yuchun Lee Mgmt Against Against
1G. Election of Director: Jeffrey Leiden Mgmt Against Against
1H. Election of Director: Margaret McGlynn Mgmt For For
1I. Election of Director: Diana McKenzie Mgmt For For
1J. Election of Director: Bruce Sachs Mgmt Against Against
1K. Election of Director: Suketu Upadhyay Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt Against Against
independent Registered Public Accounting
firm for the year ending December 31, 2022.
3. Advisory vote to approve named executive Mgmt Against Against
office compensation.
4. Approval of an amendment and restatement of Mgmt Against Against
our 2013 Stock and Option Plan to increase
the number of shares authorized for
issuance under this plan by 13.5 million
shares.
--------------------------------------------------------------------------------------------------------------------------
VISTA OUTDOOR INC Agenda Number: 935459431
--------------------------------------------------------------------------------------------------------------------------
Security: 928377100
Meeting Type: Annual
Meeting Date: 27-Jul-2021
Ticker: VSTO
ISIN: US9283771007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Callahan Mgmt Against Against
1b. Election of Director: Christopher T. Metz Mgmt For For
1c. Election of Director: Mark A. Gottfredson Mgmt For For
1d. Election of Director: Tig H. Krekel Mgmt For For
1e. Election of Director: Gary L. McArthur Mgmt For For
1f. Election of Director: Frances P. Philip Mgmt Against Against
1g. Election of Director: Michael D. Robinson Mgmt Against Against
1h. Election of Director: Robert M. Tarola Mgmt Against Against
1i. Election of Director: Lynn M. Utter Mgmt Against Against
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Vista Outdoor's Named Executive Officers.
3. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation.
4. Ratification of the Appointment of Vista Mgmt Against Against
Outdoor's Independent Registered Public
Accounting Firm for the fiscal year ending
March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WILLSCOT MOBILE MINI HOLDINGS CORP. Agenda Number: 935616548
--------------------------------------------------------------------------------------------------------------------------
Security: 971378104
Meeting Type: Annual
Meeting Date: 03-Jun-2022
Ticker: WSC
ISIN: US9713781048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To approve amendments to the Amended and Mgmt For For
Restated Certificate of Incorporation of
WillScot Mobile Mini Holdings Corp. to
immediately declassify the Board of
Directors.
2 To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm of WillScot Mobile Mini
Holdings Corp. for the fiscal year ending
December 31, 2022.
3 To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of the named
executive officers of WillScot Mobile Mini
Holdings Corp.
4aa If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Mark S.
Bartlett
4ab If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Erika T.
Davis
4ac If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Sara R.
Dial
4ad If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Jeffrey
S. Goble
4ae If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Gerard
E. Holthaus
4af If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Kimberly
J. McWaters
4ag If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Erik
Olsson
4ah If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Rebecca
L. Owen
4ai If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Jeff
Sagansky
4aj If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Bradley
L. Soultz
4ak If Proposal 1 is approved, the election as Mgmt For For
director to serve a one-year term: Michael
W. Upchurch
4ba If Proposal 1 is not approved, the election Mgmt For For
as director to serve a two-year term: Erika
T. Davis
4bb If Proposal 1 is not approved, the election Mgmt For For
as director to serve a two-year term:
Jeffrey S. Goble
4bc If Proposal 1 is not approved, the election Mgmt For For
as director to serve a two-year term: Jeff
Sagansky
Innovator IBD ETF Leaders ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator International Developed Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator International Developed Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator International Developed Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator International Developed Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Laddered Allocation Buffer ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Laddered Allocation Power Buffer ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Loup Frontier Tech ETF
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935585096
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John E. Caldwell Mgmt Against Against
1B. Election of Director: Nora M. Denzel Mgmt For For
1C. Election of Director: Mark Durcan Mgmt For For
1D. Election of Director: Michael P. Gregoire Mgmt For For
1E. Election of Director: Joseph A. Householder Mgmt For For
1F. Election of Director: John W. Marren Mgmt For For
1G. Election of Director: Jon A. Olson Mgmt For For
1H. Election of Director: Lisa T. Su Mgmt For For
1I. Election of Director: Abhi Y. Talwalkar Mgmt For For
1J. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
3. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935486870
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 24-Sep-2021
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cindy K. Lewis Mgmt For For
Wahid Nawabi Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm.
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers.
4. Approve the AeroVironment, Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. Advisory vote on stockholder proposal to Shr For
elect directors by a majority vote.
--------------------------------------------------------------------------------------------------------------------------
AFFIRM HOLDINGS, INC. Agenda Number: 935508501
--------------------------------------------------------------------------------------------------------------------------
Security: 00827B106
Meeting Type: Annual
Meeting Date: 03-Dec-2021
Ticker: AFRM
ISIN: US00827B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Libor Michalek Mgmt For For
Jacqueline D. Reses Mgmt Withheld Against
2. Ratify the Audit Committee's selection of Mgmt Against Against
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending June 30, 2022.
3. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve our named executive officers'
compensation.
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935624254
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Anne De Greef-Safft Mgmt For For
1.2 Election of Director: Chenming C. Hu, Ph.D. Mgmt For For
1.3 Election of Director: Feng-Ming (Fermi) Mgmt For For
Wang, Ph.D.
2. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as the independent registered public
accounting firm of Ambarella, Inc. for the
fiscal year ending January 31, 2023.
3. Advisory vote to approve the compensation Mgmt For For
of Ambarella, Inc.'s named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMS-OSRAM AG Agenda Number: 715693669
--------------------------------------------------------------------------------------------------------------------------
Security: A0400Q115
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: AT0000A18XM4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A MEETING SPECIFIC POWER OF ATTORNEY IS Non-Voting
REQUIRED WITH BENEFICIAL OWNER NAME
MATCHING THAT GIVEN ON ACCOUNT SET UP WITH
YOUR CUSTODIAN BANK; THE SHARE AMOUNT IS
THE SETTLED HOLDING AS OF RECORD DATE
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2021
4 RATIFY KPMG AUSTRIA GMBH AS AUDITORS FOR Mgmt Against Against
FISCAL YEAR 2022
5 APPROVE REMUNERATION REPORT Mgmt Against Against
6.1 ELECT YEN YEN TAN AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.2 ELECT BRIAN KRZANICH AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.3 ELECT MONIKA HENZINGER AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.4 ELECT KIN WAH LOH AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.5 ELECT WOLFGANG LEITNER AS SUPERVISORY BOARD Mgmt For For
MEMBER
6.6 ELECT ANDREAS GERSTENMAYR AS SUPERVISORY Mgmt For For
BOARD MEMBER
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV Agenda Number: 715373015
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 29-Apr-2022
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 704583 DUE TO RECEIPT OF CHANGE
IN VOTING STATUS OF RESOLUTION. 10. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1. OPENING Non-Voting
2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3.a. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: Mgmt For For
ADVISORY VOTE ON THE REMUNERATION REPORT
FOR THE BOARD OF MANAGEMENT AND THE
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
2021
3.b. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: Mgmt For For
PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS
OF THE COMPANY FOR THE FINANCIAL YEAR 2021,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
3.c. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: Non-Voting
CLARIFICATION OF THE COMPANY'S RESERVES AND
DIVIDEND POLICY
3.d. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: Mgmt For For
PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF
THE FINANCIAL YEAR 2021
4.a. DISCHARGE: PROPOSAL TO DISCHARGE THE Mgmt For For
MEMBERS OF THE BOARD OF MANAGEMENT FROM
LIABILITY FOR THEIR RESPONSIBILITIES IN THE
FINANCIAL YEAR 2021
4.b. DISCHARGE: PROPOSAL TO DISCHARGE THE Mgmt For For
MEMBERS OF THE SUPERVISORY BOARD FROM
LIABILITY FOR THEIR RESPONSIBILITIES IN THE
FINANCIAL YEAR 2021
5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
6. PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For
FOR THE BOARD OF MANAGEMENT
7.a. COMPOSITION OF THE BOARD OF MANAGEMENT: Non-Voting
NOTIFICATION OF THE INTENDED REAPPOINTMENT
OF MR. P.T.F.M. WENNINK
7.b. COMPOSITION OF THE BOARD OF MANAGEMENT: Non-Voting
NOTIFICATION OF THE INTENDED REAPPOINTMENT
OF MR. M.A. VAN DEN BRINK
7.c. COMPOSITION OF THE BOARD OF MANAGEMENT: Non-Voting
NOTIFICATION OF THE INTENDED REAPPOINTMENT
OF MR. F.J.M. SCHNEIDER-MAUNOURY
7.d. COMPOSITION OF THE BOARD OF MANAGEMENT: Non-Voting
NOTIFICATION OF THE INTENDED REAPPOINTMENT
OF MR. C.D. FOUQUET
7.e. COMPOSITION OF THE BOARD OF MANAGEMENT: Non-Voting
NOTIFICATION OF THE INTENDED REAPPOINTMENT
OF MR. R.J.M. DASSEN
8.a. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
NOTIFICATION OF SUPERVISORY BOARD VACANCIES
8.b. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE
GENERAL MEETING
8.c. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
ANNOUNCEMENT OF THE SUPERVISORY BOARD'S
RECOMMENDATION TO REAPPOINT MS. T.L. KELLY
AND APPOINT MR. A.F.M. EVERKE AND MS. A.L.
STEEGEN AS MEMBERS OF THE SUPERVISORY BOARD
8.d. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO REAPPOINT MS. T.L. KELLY AS A
MEMBER OF THE SUPERVISORY BOARD
8.e. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MR. A.F.M. EVERKE AS A
MEMBER OF THE SUPERVISORY BOARD
8.f. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
PROPOSAL TO APPOINT MS. A.L. STEEGEN AS A
MEMBER OF THE SUPERVISORY BOARD
8.g. COMPOSITION OF THE SUPERVISORY BOARD: Non-Voting
COMPOSITION OF THE SUPERVISORY BOARD IN
2023
9. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt Against Against
AS EXTERNAL AUDITOR FOR THE REPORTING YEARS
2023 AND 2024
10. PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS Non-Voting
B.V. AS EXTERNAL AUDITOR FOR THE REPORTING
YEAR 2025, IN LIGHT OF THE MANDATORY
EXTERNAL AUDITOR ROTATION
11. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
12.a. PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS: AUTHORIZATION TO ISSUE
ORDINARY SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR
GENERAL PURPOSES AND UP TO 5% IN CONNECTION
WITH OR ON THE OCCASION OF MERGERS,
ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES
12.b. PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS: AUTHORIZATION OF THE BOARD OF
MANAGEMENT TO RESTRICT OR EXCLUDE
PRE-EMPTION RIGHTS IN CONNECTION WITH THE
AUTHORIZATIONS REFERRED TO IN ITEM 12 A)
13. PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO REPURCHASE ORDINARY SHARES UP
TO 10% OF THE ISSUED SHARE CAPITAL
14. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
15. ANY OTHER BUSINESS Non-Voting
16. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FPR MID: 720074, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AXON ENTERPRISE, INC. Agenda Number: 935592205
--------------------------------------------------------------------------------------------------------------------------
Security: 05464C101
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: AXON
ISIN: US05464C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal No. 1 requests that shareholders Mgmt For For
vote to approve an amendment to the
Company's Amended and Restated Certificate
of Incorporation to declassify the
Company's Board of Directors.
2A. Election of Class A Director: Adriane Brown Mgmt For For
2B. Election of Class A Director: Michael Mgmt Against Against
Garnreiter
2C. Election of Class A Director: Hadi Partovi Mgmt For For
3. Proposal No. 3 requests that shareholders Mgmt For For
vote to approve, on an advisory basis, the
compensation of the Company's named
executive officers.
4. Proposal No. 4 requests that shareholders Mgmt Against Against
vote to ratify the appointment of Grant
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
5. Proposal No. 5 requests that shareholders Mgmt For For
vote to approve the Axon Enterprise, Inc.
2022 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BAIDU, INC. Agenda Number: 935521218
--------------------------------------------------------------------------------------------------------------------------
Security: 056752108
Meeting Type: Special
Meeting Date: 07-Dec-2021
Ticker: BIDU
ISIN: US0567521085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution: Resolution No. 1 Mgmt For
set out in the Meeting Notice of the
Extraordinary General Meeting (to approve
the adoption of the Company's dual foreign
name).
2. As a special resolution: Resolution No. 2 Mgmt For
set out in the Meeting Notice of the Annual
Extraordinary General Meeting (to approve
the adoption of the Amended M&AA).
3. Resolution No. 3 set out in the Meeting Mgmt For
Notice of the Extraordinary General Meeting
(to approve the filings of adoption of the
Company's dual foreign name and the Amended
M&AA).
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935629583
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Dorsey Mgmt For For
Paul Deighton Mgmt Withheld Against
2. ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt Against Against
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR
ENDING DECEMBER 31, 2022.
5. STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED Shr For Against
AT THE MEETING, REGARDING A CHANGE IN
STOCKHOLDER VOTING.
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935618174
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt For For
Tobias Lutke Mgmt For For
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year Against
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
GXO LOGISTICS, INC. Agenda Number: 935643329
--------------------------------------------------------------------------------------------------------------------------
Security: 36262G101
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: GXO
ISIN: US36262G1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director for a term to Mgmt For For
expire at 2025 Annual Meeting: Gena Ashe
1.2 Election of Class I Director for a term to Mgmt For For
expire at 2025 Annual Meeting: Malcolm
Wilson
2. Ratification of the Appointment of our Mgmt Against Against
Independent Public Accounting Firm To
ratify the appointment of KPMG LLP as the
company's independent registered public
accounting firm for fiscal year 2022.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation Advisory vote to approve the
executive compensation of the company's
named executive officers as disclosed in
the accompanying Proxy Statement.
4. Advisory Vote on Frequency of Future Mgmt 1 Year For
Advisory Votes to Approve Executive
Compensation Advisory vote on the frequency
of future advisory votes to approve
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
HIMAX TECHNOLOGIES, INC. Agenda Number: 935477871
--------------------------------------------------------------------------------------------------------------------------
Security: 43289P106
Meeting Type: Annual
Meeting Date: 25-Aug-2021
Ticker: HIMX
ISIN: US43289P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt audited accounts and financial Mgmt For For
reports of the Company for the fiscal year
ended December 31, 2020.
2. To re-elect Mr. Yan-Kuin Su as an Mgmt For For
Independent Director of the Company.
--------------------------------------------------------------------------------------------------------------------------
II-VI INCORPORATED Agenda Number: 935502028
--------------------------------------------------------------------------------------------------------------------------
Security: 902104108
Meeting Type: Annual
Meeting Date: 18-Nov-2021
Ticker: IIVI
ISIN: US9021041085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class Four Director for a Mgmt For For
three-year term to expire at the annual
meeting of shareholders in 2024: Howard H.
Xia
1B. Election of Class Four Director for a Mgmt For For
three-year term to expire at the annual
meeting of shareholders in 2024: Vincent D.
Mattera, Jr.
1C. Election of Class Four Director for a Mgmt For For
three-year term to expire at the annual
meeting of shareholders in 2024: Michael L.
Dreyer
1D. Election of Class Four Director for a Mgmt For For
three-year term to expire at the annual
meeting of shareholders in 2024: Stephen
Pagliuca
2. Non-binding advisory vote to approve Mgmt For For
compensation paid to named executive
officers in fiscal year 2021.
3. Ratification of the Audit Committee's Mgmt Against Against
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
LUMENTUM HOLDINGS INC. Agenda Number: 935499916
--------------------------------------------------------------------------------------------------------------------------
Security: 55024U109
Meeting Type: Annual
Meeting Date: 19-Nov-2021
Ticker: LITE
ISIN: US55024U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Penelope A. Herscher Mgmt For For
1B. Election of Director: Harold L. Covert Mgmt For For
1C. Election of Director: Isaac H. Harris Mgmt Against Against
1D. Election of Director: Julia S. Johnson Mgmt For For
1E. Election of Director: Brian J. Lillie Mgmt Against Against
1F. Election of Director: Alan S. Lowe Mgmt For For
1G. Election of Director: Ian S. Small Mgmt Against Against
1H. Election of Director: Janet S. Wong Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To approve the Amended and Restated 2015 Mgmt Against Against
Equity Incentive Plan.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 2, 2022.
--------------------------------------------------------------------------------------------------------------------------
MAGNA INTERNATIONAL INC. Agenda Number: 935583561
--------------------------------------------------------------------------------------------------------------------------
Security: 559222401
Meeting Type: Annual and Special
Meeting Date: 03-May-2022
Ticker: MGA
ISIN: CA5592224011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt Withheld Against
Director: Peter G. Bowie
1B Election of Director: Mary S. Chan Mgmt For For
1C Election of Director: Hon. V. Peter Harder Mgmt For For
1D Election of Director: Seetarama S. Kotagiri Mgmt For For
(CEO)
1E Election of Director: Dr. Kurt J. Lauk Mgmt For For
1F Election of Director: Robert F. MacLellan Mgmt For For
1G Election of Director: Mary Lou Maher Mgmt For For
1H Election of Director: William A. Ruh Mgmt For For
1I Election of Director: Dr. Indira V. Mgmt For For
Samarasekera
1J Election of Director: Dr. Thomas Weber Mgmt For For
1K Election of Director: Lisa S. Westlake Mgmt For For
2 Reappointment of Deloitte LLP as the Mgmt Withheld Against
independent auditor of the Corporation and
authorization of the Audit Committee to fix
the independent auditor's remuneration.
3 Resolved that the 2022 Treasury Performance Mgmt For For
Stock Unit Plan, with a plan maximum of
3,000,000 Common Shares that may be
reserved for issuance pursuant to grants
made under such plan, as described in the
accompanying Management Information
Circular/Proxy Statement, is ratified and
confirmed by shareholders.
4 Resolved, on an advisory basis and not to Mgmt For For
diminish the roles and responsibilities of
the Board of Directors, that the
shareholders accept the approach to
executive compensation disclosed in the
accompanying management information
circular/proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 935528717
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 13-Jan-2022
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: Richard M. Beyer Mgmt For For
1B. ELECTION OF DIRECTOR: Lynn A. Dugle Mgmt For For
1C. ELECTION OF DIRECTOR: Steven J. Gomo Mgmt For For
1D. ELECTION OF DIRECTOR: Linnie Haynesworth Mgmt For For
1E. ELECTION OF DIRECTOR: Mary Pat McCarthy Mgmt For For
1F. ELECTION OF DIRECTOR: Sanjay Mehrotra Mgmt For For
1G. ELECTION OF DIRECTOR: Robert E. Switz Mgmt Against Against
1H. ELECTION OF DIRECTOR: MaryAnn Wright Mgmt For For
2. PROPOSAL BY THE COMPANY TO APPROVE A Mgmt For For
NON-BINDING RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY
STATEMENT.
3. PROPOSAL BY THE COMPANY TO RATIFY THE Mgmt Against Against
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP
AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE
FISCAL YEAR ENDING SEPTEMBER 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
NASDAQ, INC. Agenda Number: 935633746
--------------------------------------------------------------------------------------------------------------------------
Security: 631103108
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: NDAQ
ISIN: US6311031081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Melissa M. Arnoldi Mgmt For For
1b. Election of Director: Charlene T. Begley Mgmt For For
1c. Election of Director: Steven D. Black Mgmt Against Against
1d. Election of Director: Adena T. Friedman Mgmt For For
1e. Election of Director: Essa Kazim Mgmt For For
1f. Election of Director: Thomas A. Kloet Mgmt For For
1g. Election of Director: John D. Rainey Mgmt For For
1h. Election of Director: Michael R. Splinter Mgmt Against Against
1i. Election of Director: Toni Townes-Whitley Mgmt For For
1j. Election of Director: Alfred W. Zollar Mgmt For For
2. Advisory vote to approve the Company's Mgmt For For
executive compensation as presented in the
Proxy Statement
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022
4. Approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock in order
to effect a 3-for-1 stock split
5. A Shareholder Proposal entitled "Special Shr For Against
Shareholder Meeting Improvement"
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 715748072
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Furukawa,
Shuntaro
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Miyamoto,
Shigeru
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Takahashi,
Shinya
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shiota, Ko
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shibata,
Satoru
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Chris
Meledandri
4.1 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Yoshimura,
Takuya
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Umeyama,
Katsuhiro
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Masao
4.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Shinkawa, Asa
5 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
6 Approve Details of the Restricted-Stock Mgmt For For
Compensation to be received by Directors
(Excluding Directors who are Audit and
Supervisory Committee Members and Outside
Directors)
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 935592495
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kathy J. Warden Mgmt For For
1B. Election of Director: David P. Abney Mgmt For For
1C. Election of Director: Marianne C. Brown Mgmt For For
1D. Election of Director: Donald E. Felsinger Mgmt Against Against
1E. Election of Director: Ann M. Fudge Mgmt For For
1F. Election of Director: William H. Hernandez Mgmt For For
1G. Election of Director: Madeleine A. Kleiner Mgmt For For
1H. Election of Director: Karl J. Krapek Mgmt Against Against
1I. Election of Director: Graham N. Robinson Mgmt For For
1J. Election of Director: Gary Roughead Mgmt Against Against
1K. Election of Director: Thomas M. Schoewe Mgmt Against Against
1L. Election of Director: James S. Turley Mgmt For For
1M. Election of Director: Mark A. Welsh III Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation of the Company's Named
Executive Officers.
3. Proposal to ratify the appointment of Mgmt Against Against
Deloitte & Touche LLP as the Company's
Independent Auditor for fiscal year ending
December 31, 2022.
4. Shareholder proposal to change the Shr For Against
ownership threshold for shareholders to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
NOVANTA INC. Agenda Number: 935612413
--------------------------------------------------------------------------------------------------------------------------
Security: 67000B104
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: NOVT
ISIN: CA67000B1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors Election of Director: Mgmt Withheld Against
Lonny J. Carpenter
1B Election of Director: Matthijs Glastra Mgmt For For
1C Election of Director: Brian D. King Mgmt Withheld Against
1D Election of Director: Ira J. Lamel Mgmt Withheld Against
1E Election of Director: Maxine L. Mauricio Mgmt For For
1F Election of Director: Katherine A. Owen Mgmt For For
1G Election of Director: Thomas N. Secor Mgmt Withheld Against
1H Election of Director: Frank A. Wilson Mgmt For For
2 Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the Company's executive
compensation.
3 To appoint PricewaterhouseCoopers LLP as Mgmt Against Against
the Company's independent registered public
accounting firm to serve until the 2023
Annual Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935579548
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve for Mgmt Withheld Against
a term of three years: Joseph J. Tabacco,
Jr.
1.2 Election of Class II Director to serve for Mgmt For For
a term of three years: Dr. Robert J.
Shapiro
1.3 Election of Class II Director to serve for Mgmt For For
a term of three years: Barbara H. Messing
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. The approval and adoption of an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Designation for the Digital
Voting Series A-1 Preferred Stock to
provide that each share of Digital Voting
Series A-1 Preferred Stock will be
automatically converted into common stock,
which proposal is conditioned on the
approval of Proposal 4.
4. The approval and adoption of an amendment Mgmt For For
to the Company's Amended and Restated
Certificate of Designation for the Voting
Series B Preferred Stock to provide that
each share of Voting Series B Preferred
Stock will be automatically converted into
common stock, which proposal is conditioned
on the approval of Proposal 3.
5. The approval of one or more adjournments of Mgmt For For
the Annual Meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Annual Meeting to approve either
Proposal 3 or Proposal 4.
--------------------------------------------------------------------------------------------------------------------------
PEGASYSTEMS INC. Agenda Number: 935647620
--------------------------------------------------------------------------------------------------------------------------
Security: 705573103
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: PEGA
ISIN: US7055731035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term of one Mgmt Against Against
year: Alan Trefler
1.2 Election of Director for a term of one Mgmt Against Against
year: Peter Gyenes
1.3 Election of Director for a term of one Mgmt Against Against
year: Richard Jones
1.4 Election of Director for a term of one Mgmt For For
year: Christopher Lafond
1.5 Election of Director for a term of one Mgmt Against Against
year: Dianne Ledingham
1.6 Election of Director for a term of one Mgmt Against Against
year: Sharon Rowlands
1.7 Election of Director for a term of one Mgmt Against Against
year: Larry Weber
2. To approve, by a non-binding advisory vote, Mgmt Against Against
the compensation of our named executive
officers.
3. To ratify the selection by the Audit Mgmt Against Against
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935566743
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: SBNY
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Derrick D. Cephas Mgmt For For
1B. Election of Director: Judith A. Huntington Mgmt For For
1C. Election of Director: Eric R. Howell Mgmt For For
2. To ratify the appointment of KPMG LLP, an Mgmt Against Against
independent registered public accounting
firm, as the independent auditors for the
year ending December 31, 2022.
3. Advisory vote on executive compensation. Mgmt For For
4. To approve the continuation of the Bank's Mgmt For For
share repurchase plan, which allows the
Bank to repurchase from the Bank's
stockholders from time to time in open
market transactions, shares of the Bank's
common stock in an aggregate purchase
amount of up to $500 million under the
Stock Repurchase Program.
5. To approve an amendment to our By-laws to Mgmt For For
declassify our Board.
--------------------------------------------------------------------------------------------------------------------------
SK HYNIX INC Agenda Number: 715193900
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085F100
Meeting Type: AGM
Meeting Date: 30-Mar-2022
Ticker:
ISIN: KR7000660001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
4 APPROVAL OF SHARES OF GRANT OF STOCK OPTION Mgmt Against Against
5.1 ELECTION OF INSIDE DIRECTOR GWAK NO JEONG Mgmt Against Against
5.2 ELECTION OF INSIDE DIRECTOR NO JONG WON Mgmt Against Against
6 ELECTION OF OUTSIDE DIRECTOR HA YEONG GU Mgmt Against Against
7 ELECTION OF AUDIT COMMITTEE MEMBER HA YEONG Mgmt Against Against
GU
8 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935574271
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alan S. Batey Mgmt Against Against
1B. Election of Director: Kevin L. Beebe Mgmt Against Against
1C. Election of Director: Liam K. Griffin Mgmt For For
1D. Election of Director: Eric J. Guerin Mgmt For For
1E. Election of Director: Christine King Mgmt Against Against
1F. Election of Director: Suzanne E. McBride Mgmt For For
1G. Election of Director: David P.McGlade Mgmt Against Against
1H. Election of Director: Robert A. Schriesheim Mgmt Against Against
2. To ratify the selection by the Company's Mgmt Against Against
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
merger or consolidation, disposition of all
or substantially all of the Company's
assets, or issuance of a substantial amount
of the Company's securities.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provisions
relating to stockholder approval of a
business combination with any related
person.
6. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of
charter provisions governing directors.
7. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority vote provision
relating to stockholder amendment of the
charter provision governing action by
stockholders.
8. To approve a stockholder proposal regarding Shr For Against
the Company's stockholder special meeting
right.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935479584
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Strauss Zelnick Mgmt For For
1B. Election of Director: Michael Dornemann Mgmt Against Against
1C. Election of Director: J. Moses Mgmt Against Against
1D. Election of Director: Michael Sheresky Mgmt Against Against
1E. Election of Director: LaVerne Srinivasan Mgmt For For
1F. Election of Director: Susan Tolson Mgmt For For
1G. Election of Director: Paul Viera Mgmt For For
1H. Election of Director: Roland Hernandez Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Approval of the amendment to the Amended Mgmt For For
and Restated Take-Two Interactive Software,
Inc. 2017 Stock Incentive Plan.
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935610988
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Special
Meeting Date: 19-May-2022
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of shares of Mgmt For For
Take-Two common stock in connection with
the combination contemplated by the
Agreement and Plan of Merger, dated January
9, 2022, among Take-Two, Zebra MS I, Inc.,
Zebra MS II, Inc. and Zynga, as the same
may be amended from time to time.
2. Approval and adoption of an amendment to Mgmt For For
the Company's Restated Certificate of
Incorporation to increase the number of
authorized shares of Company capital stock
from 205,000,000 to 305,000,000, of which
300,000,000 shares will be common stock and
5,000,000 shares will be preferred stock.
3. Approval of the adjournment of the Mgmt For For
Company's special meeting, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes at the time
of the Company's special meeting to approve
proposals 1 and 2.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935578798
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt Against Against
Edwin J. Gillis
1B. Election of Director for a one-year term: Mgmt Against Against
Timothy E. Guertin
1C. Election of Director for a one-year term: Mgmt For For
Peter Herweck
1D. Election of Director for a one-year term: Mgmt For For
Mark E. Jagiela
1E. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1F. Election of Director for a one-year term: Mgmt For For
Marilyn Matz
1G. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1H. Election of Director for a one-year term: Mgmt Against Against
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To ratify the selection of the firm of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935591645
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven W. Berglund Mgmt Withheld Against
James C. Dalton Mgmt For For
Borje Ekholm Mgmt For For
Ann Fandozzi Mgmt For For
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt For For
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt Withheld Against
Thomas Sweet Mgmt For For
Johan Wibergh Mgmt For For
2. To hold an advisory vote on approving the Mgmt For For
compensation for our Named Executive
Officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 30,
2022.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935609733
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Egon Durban Mgmt Withheld Against
Barry Schuler Mgmt Withheld Against
Robynne Sisco Mgmt For For
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
Innovator Power Buffer Step-Up Strategy ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator S&P Investment Grade Preferred ETF
--------------------------------------------------------------------------------------------------------------------------
ALABAMA POWER COMPANY Agenda Number: 935572140
--------------------------------------------------------------------------------------------------------------------------
Security: 010392462
Meeting Type: Annual
Meeting Date: 22-Apr-2022
Ticker: ALPPRQ
ISIN: US0103924629
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Angus R. Cooper, III Mgmt Against Against
1B. Election of Director: Mark A. Crosswhite Mgmt Against Against
1C. Election of Director: O. B. Grayson Hall, Mgmt Against Against
Jr.
1D. Election of Director: Anthony A. Joseph Mgmt For For
1E. Election of Director: Catherine J. Randall Mgmt Against Against
1F. Election of Director: Kevin B. Savoy Mgmt For For
1G. Election of Director: R. Mitchell Mgmt For For
Shackleford, III
1H. Election of Director: Charisse D. Stokes Mgmt For For
1I. Election of Director: Selwyn M. Vickers Mgmt For For
1J. Election of Director: Phillip M. Webb Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD Agenda Number: 935519097
--------------------------------------------------------------------------------------------------------------------------
Security: 04686J200
Meeting Type: Special
Meeting Date: 21-Dec-2021
Ticker: ATHPRB
ISIN: US04686J2006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger of AHL and Blue Mgmt For For
Merger Sub, Ltd. and the Agreement and Plan
of Merger, by and among Apollo Global
Management, Inc., AHL, Tango Holdings,
Inc., Blue Merger Sub, Ltd. and Green
Merger Sub, Inc. (which, as it may be
amended from time to time, we refer to as
the "merger agreement"), and the statutory
merger agreement required by Section 105 of
the Companies Act, 1981 (as amended) of
Bermuda, which proposal is referred to as
the "AHL merger agreement proposal."
2. To approve the adjournment of the AHL Mgmt For For
special general meeting to solicit
additional proxies if there are not
sufficient votes at the time of the AHL
special general meeting to approve the AHL
merger agreement proposal or to ensure that
any supplement or amendment to the joint
proxy statement/prospectus is timely
provided to holders of AHL Common Shares
and AHL Preferred Shares, which is referred
to as the "AHL adjournment proposal."
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD Agenda Number: 935519097
--------------------------------------------------------------------------------------------------------------------------
Security: 04686J309
Meeting Type: Special
Meeting Date: 21-Dec-2021
Ticker: ATHPRC
ISIN: US04686J3095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger of AHL and Blue Mgmt For For
Merger Sub, Ltd. and the Agreement and Plan
of Merger, by and among Apollo Global
Management, Inc., AHL, Tango Holdings,
Inc., Blue Merger Sub, Ltd. and Green
Merger Sub, Inc. (which, as it may be
amended from time to time, we refer to as
the "merger agreement"), and the statutory
merger agreement required by Section 105 of
the Companies Act, 1981 (as amended) of
Bermuda, which proposal is referred to as
the "AHL merger agreement proposal."
2. To approve the adjournment of the AHL Mgmt For For
special general meeting to solicit
additional proxies if there are not
sufficient votes at the time of the AHL
special general meeting to approve the AHL
merger agreement proposal or to ensure that
any supplement or amendment to the joint
proxy statement/prospectus is timely
provided to holders of AHL Common Shares
and AHL Preferred Shares, which is referred
to as the "AHL adjournment proposal."
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD Agenda Number: 935519097
--------------------------------------------------------------------------------------------------------------------------
Security: 04686J408
Meeting Type: Special
Meeting Date: 21-Dec-2021
Ticker: ATHPRD
ISIN: US04686J4085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger of AHL and Blue Mgmt For For
Merger Sub, Ltd. and the Agreement and Plan
of Merger, by and among Apollo Global
Management, Inc., AHL, Tango Holdings,
Inc., Blue Merger Sub, Ltd. and Green
Merger Sub, Inc. (which, as it may be
amended from time to time, we refer to as
the "merger agreement"), and the statutory
merger agreement required by Section 105 of
the Companies Act, 1981 (as amended) of
Bermuda, which proposal is referred to as
the "AHL merger agreement proposal."
2. To approve the adjournment of the AHL Mgmt For For
special general meeting to solicit
additional proxies if there are not
sufficient votes at the time of the AHL
special general meeting to approve the AHL
merger agreement proposal or to ensure that
any supplement or amendment to the joint
proxy statement/prospectus is timely
provided to holders of AHL Common Shares
and AHL Preferred Shares, which is referred
to as the "AHL adjournment proposal."
--------------------------------------------------------------------------------------------------------------------------
ATHENE HOLDING LTD. Agenda Number: 935519059
--------------------------------------------------------------------------------------------------------------------------
Security: G0684D305
Meeting Type: Special
Meeting Date: 21-Dec-2021
Ticker: ATHPRA
ISIN: BMG0684D3054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger of AHL and Blue Mgmt For For
Merger Sub, Ltd. and the Agreement and Plan
of Merger, by and among Apollo Global
Management, Inc., AHL, Tango Holdings,
Inc., Blue Merger Sub, Ltd. and Green
Merger Sub, Inc. (which, as it may be
amended from time to time, we refer to as
the "merger agreement"), and the statutory
merger agreement required by Section 105 of
the Companies Act, 1981 (as amended) of
Bermuda, which proposal is referred to as
the "AHL merger agreement proposal."
2. To approve the adjournment of the AHL Mgmt For For
special general meeting to solicit
additional proxies if there are not
sufficient votes at the time of the AHL
special general meeting to approve the AHL
merger agreement proposal or to ensure that
any supplement or amendment to the joint
proxy statement/prospectus is timely
provided to holders of AHL Common Shares
and AHL Preferred Shares, which is referred
to as the "AHL adjournment proposal."
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935560335
--------------------------------------------------------------------------------------------------------------------------
Security: 060505583
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: BMLPRL
ISIN: US0605055831
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Frank P. Bramble, Sr. Mgmt Against Against
1C. Election of Director: Pierre J.P. de Weck Mgmt For For
1D. Election of Director: Arnold W. Donald Mgmt For For
1E. Election of Director: Linda P. Hudson Mgmt For For
1F. Election of Director: Monica C. Lozano Mgmt For For
1G. Election of Director: Brian T. Moynihan Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: Denise L. Ramos Mgmt For For
1J. Election of Director: Clayton S. Rose Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
1L. Election of Director: Thomas D. Woods Mgmt For For
1M. Election of Director: R. David Yost Mgmt Against Against
1N. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution)
3. Ratifying the appointment of our Mgmt Against Against
independent registered public accounting
firm for 2022.
4. Ratifying the Delaware Exclusive Forum Mgmt For For
Provision in our Bylaws.
5. Shareholder proposal requesting a civil Shr For Against
rights and nondiscrimination audit.
6. Shareholder proposal requesting adoption of Shr Against For
policy to cease financing new fossil fuel
supplies.
7. Shareholder proposal requesting a report on Shr Against For
charitable donations.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935560335
--------------------------------------------------------------------------------------------------------------------------
Security: 060505625
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: BMLPRH
ISIN: US0605056250
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Frank P. Bramble, Sr. Mgmt Against Against
1C. Election of Director: Pierre J.P. de Weck Mgmt For For
1D. Election of Director: Arnold W. Donald Mgmt For For
1E. Election of Director: Linda P. Hudson Mgmt For For
1F. Election of Director: Monica C. Lozano Mgmt For For
1G. Election of Director: Brian T. Moynihan Mgmt For For
1H. Election of Director: Lionel L. Nowell III Mgmt For For
1I. Election of Director: Denise L. Ramos Mgmt For For
1J. Election of Director: Clayton S. Rose Mgmt For For
1K. Election of Director: Michael D. White Mgmt For For
1L. Election of Director: Thomas D. Woods Mgmt For For
1M. Election of Director: R. David Yost Mgmt Against Against
1N. Election of Director: Maria T. Zuber Mgmt For For
2. Approving our executive compensation (an Mgmt For For
advisory, nonbinding "Say on Pay"
resolution)
3. Ratifying the appointment of our Mgmt Against Against
independent registered public accounting
firm for 2022.
4. Ratifying the Delaware Exclusive Forum Mgmt For For
Provision in our Bylaws.
5. Shareholder proposal requesting a civil Shr For Against
rights and nondiscrimination audit.
6. Shareholder proposal requesting adoption of Shr Against For
policy to cease financing new fossil fuel
supplies.
7. Shareholder proposal requesting a report on Shr Against For
charitable donations.
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935466703
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E503
Meeting Type: Annual
Meeting Date: 08-Jul-2021
Ticker: HFROPR
ISIN: US43010E5033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Honis Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935475219
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E503
Meeting Type: Special
Meeting Date: 15-Oct-2021
Ticker: HFROPR
ISIN: US43010E5033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a change in the Mgmt For For
Company's business from a registered
investment company that invests primarily
in debt and equity securities to a
diversified holding company and to amend
the Company's fundamental investment
restrictions to permit the Company to
engage in its new business (the "Business
Change Proposal").
2. If the Business Change Proposal is Mgmt For For
approved, to approve the amendment and
restatement of the Company's Agreement and
Declaration of Trust (the "Amendment
Proposal" and, together with the Business
Change Proposal, the "Proposals").
Innovator Triple Stacker ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator Triple Stacker ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated 9 Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated 9 Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated 9 Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated 9 Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated ETF - Quarterly
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated Plus ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated Plus ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated Plus ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Accelerated Plus ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - August
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - December
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - February
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - June
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - March
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - May
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - November
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Buffer ETF - September
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - August
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - December
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - February
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - June
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - March
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - May
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - November
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Power Buffer ETF - September
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - August
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - December
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - February
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - June
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - March
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - May
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - November
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Equity Ultra Buffer ETF - September
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Small Cap Power Buffer ETF - April
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Small Cap Power Buffer ETF - January
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Small Cap Power Buffer ETF - July
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Innovator U.S. Small Cap Power Buffer ETF - October
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Innovator ETFs Trust
By (Signature) /s/ H Bruce Bond
Name H Bruce Bond
Title President
Date 8/26/2022