UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22668
NAME OF REGISTRANT: ETF Series Solutions
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina R. Nelson
ETF Series Solutions
615 East Michigan Street
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-765-6076
Fund
1. AlphaClone Alternative Alpha ETF
2. Blue Horizon BNE ETF
3. ETFB Green SRI REITs ETF
4. NetLease Corporate Real Estate ETF
5. Loncar Cancer Immunotherapy ETF
6. Loncar China Biopharma ETF
7. Roundhill Acquirers Deep Value ETF
8. PSYK ETF
9. Carbon Strategy ETF
Date of fiscal year end
1. March 31
2. October 31
3. October 31
4. February 28
5. August 31
6. August 31
7. August 31
8. November 30
9. November 30
Date of reporting period
1. July 1, 2021 to June 30, 2022
2. July 1, 2021 to June 30, 2022
3. July 1, 2021 to June 30, 2022
4. July 1, 2021 to June 30, 2022
5. July 1, 2021 to June 30, 2022
6. July 1, 2021 to June 30, 2022
7. July 1, 2021 to June 30, 2022
8. July 1, 2021 to June 30, 2022
9. July 1, 2021 to June 30, 2022
Item 1. Proxy Voting Record.
AlphaClone Alternative Alpha ETF
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1LIFE HEALTHCARE, INC. Agenda Number: 935613934
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Security: 68269G107
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ONEM
ISIN: US68269G1076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul R. Auvil Mgmt Withheld Against
Mark S. Blumenkranz, MD Mgmt Withheld Against
Kalen F. Holmes, Ph.D. Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future non-binding
stockholder advisory votes on the
compensation of our named executive
officers.
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ADIENT PLC Agenda Number: 935544747
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Security: G0084W101
Meeting Type: Annual
Meeting Date: 08-Mar-2022
Ticker: ADNT
ISIN: IE00BD845X29
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Julie L. Bushman Mgmt For For
1B. Election of Director: Peter H. Carlin Mgmt For For
1C. Election of Director: Raymond L. Conner Mgmt For For
1D. Election of Director: Douglas G. Del Grosso Mgmt For For
1E. Election of Director: Ricky T. Dillon Mgmt For For
1F. Election of Director: Richard Goodman Mgmt For For
1G. Election of Director: Jose M. Gutierrez Mgmt For For
1H. Election of Director: Frederick A. Mgmt For For
Henderson
1I. Election of Director: Barb J. Samardzich Mgmt For For
2. To ratify, by non-binding advisory vote, Mgmt For For
the appointment of PricewaterhouseCoopers
LLP as our independent auditor for fiscal
year 2022 and to authorize, by binding
vote, the Board of Directors, acting
through the Audit Committee, to set the
auditors' remuneration.
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation.
4. To renew the Board of Directors' authority Mgmt For For
to issue shares under Irish law.
5. To renew the Board of Directors' authority Mgmt For For
to opt-out of statutory preemption rights
under Irish law.
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ALBEMARLE CORPORATION Agenda Number: 935570211
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Security: 012653101
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: ALB
ISIN: US0126531013
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a non-binding Mgmt For For
advisory resolution approving the
compensation of our named executive
officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Ralf H. Cramer Mgmt For For
2C. Election of Director: J. Kent Masters, Jr. Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt For For
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt For For
2J. Election of Director: Alejandro D. Wolff Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
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ANAPLAN, INC. Agenda Number: 935645816
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Security: 03272L108
Meeting Type: Special
Meeting Date: 21-Jun-2022
Ticker: PLAN
ISIN: US03272L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Merger Agreement and Plan of Mgmt For For
Merger, dated as of March 20, 2022, by and
among Alpine Parent, LLC, Alpine Merger
Sub, Inc., and Anaplan, Inc., as it may be
amended from time to time.
2. To approve the adoption of any proposal to Mgmt For For
adjourn the Special Meeting to a later date
or dates if necessary or appropriate to
solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
3. To approve, by non-binding, advisory vote, Mgmt For For
compensation that will or may become
payable by Anaplan, Inc. to its named
executive officers in connection with the
merger.
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APPLOVIN CORPORATION Agenda Number: 935616574
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Security: 03831W108
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: APP
ISIN: US03831W1080
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: ADAM FOROUGHI Mgmt Against Against
1b. Election of Director: HERALD CHEN Mgmt Against Against
1c. Election of Director: CRAIG BILLINGS Mgmt Against Against
1d. Election of Director: MARGARET GEORGIADIS Mgmt Against Against
1e. Election of Director: ALYSSA HARVEY DAWSON Mgmt For For
1f. Election of Director: EDWARD OBERWAGER Mgmt Against Against
1g. Election of Director: ASHA SHARMA Mgmt For For
1h. Election of Director: EDUARDO VIVAS Mgmt Against Against
2. Ratification of the Audit Committee's Mgmt For For
appointment of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. Approval, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To recommend, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
5. Approval of the amendment of our 2021 Mgmt Against Against
Partner Studio Incentive Plan to increase
the number of shares of our Class A common
stock authorized for issuance thereunder.
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AVIS BUDGET GROUP, INC. Agenda Number: 935602208
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Security: 053774105
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: CAR
ISIN: US0537741052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one-year term Mgmt For For
expiring in 2023: Bernardo Hees
1.2 Election of Director for a one-year term Mgmt For For
expiring in 2023: Jagdeep Pahwa
1.3 Election of Director for a one-year term Mgmt For For
expiring in 2023: Anu Hariharan
1.4 Election of Director for a one-year term Mgmt For For
expiring in 2023: Lynn Krominga
1.5 Election of Director for a one-year term Mgmt For For
expiring in 2023: Glenn Lurie
1.6 Election of Director for a one-year term Mgmt For For
expiring in 2023: Karthik Sarma
2. To ratify the appointment of Deloitte & Mgmt For For
Touche as the independent registered public
accounting firm for fiscal year 2022.
3. Advisory approval of the compensation of Mgmt For For
our named executive officers.
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AXCELIS TECHNOLOGIES, INC. Agenda Number: 935592697
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Security: 054540208
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: ACLS
ISIN: US0545402085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tzu-Yin Chiu Mgmt For For
Richard J. Faubert Mgmt For For
Arthur L. George, Jr. Mgmt For For
Joseph P. Keithley Mgmt For For
John T. Kurtzweil Mgmt For For
Mary G. Puma Mgmt For For
Jeanne Quirk Mgmt For For
Thomas St. Dennis Mgmt For For
Jorge Titinger Mgmt For For
Dipti Vachani Mgmt For For
2. Proposal to ratify independent public Mgmt For For
accounting firm.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
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AZENTA, INC. Agenda Number: 935533388
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Security: 114340102
Meeting Type: Annual
Meeting Date: 24-Jan-2022
Ticker: AZTA
ISIN: US1143401024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank E. Casal Mgmt For For
Robyn C. Davis Mgmt For For
Joseph R. Martin Mgmt For For
Erica J. McLaughlin Mgmt For For
Krishna G. Palepu Mgmt For For
Michael Rosenblatt Mgmt For For
Stephen S. Schwartz Mgmt For For
Alfred Woollacott, III Mgmt For For
Mark S. Wrighton Mgmt For For
Ellen M. Zane Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the 2022 fiscal year.
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BILL.COM HOLDINGS, INC. Agenda Number: 935510443
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Security: 090043100
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: BILL
ISIN: US0900431000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Allison Mnookin Mgmt Withheld Against
Steven Piaker Mgmt Withheld Against
Rory O'Driscoll Mgmt Withheld Against
Steve Fisher Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm Ernst &
Young LLP.
3. Advisory Vote on the Compensation of our Mgmt For For
Named Executive Officers.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on the Compensation of our
Named Executive Officers.
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BOOKING HOLDINGS INC. Agenda Number: 935631110
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Security: 09857L108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: BKNG
ISIN: US09857L1089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy Armstrong Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt For For
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Sumit Singh Mgmt For For
Lynn V. Radakovich Mgmt For For
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2021 executive Mgmt Against Against
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. Stockholder proposal requesting the right Shr For Against
of stockholders holding 10% of outstanding
shares of common stock to call a special
meeting.
5. Stockholder proposal requesting the Board Shr Against For
of Directors incorporate climate change
metrics into executive compensation
arrangements for our Chief Executive
Officer and at least one other senior
executive.
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BUILDERS FIRSTSOURCE, INC. Agenda Number: 935631653
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Security: 12008R107
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: BLDR
ISIN: US12008R1077
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark A. Alexander Mgmt For For
1.2 Election of Director: Dirkson R Charles Mgmt For For
2. Advisory vote on the compensation of the Mgmt For For
named executive officers
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public
accounting firm
4. Stockholder proposal regarding greenhouse Shr For
gas emissions reduction targets
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CARVANA CO. Agenda Number: 935568317
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Security: 146869102
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: CVNA
ISIN: US1468691027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dan Quayle Mgmt Withheld Against
1.2 Election of Director: Gregory Sullivan Mgmt Withheld Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval, by an advisory vote, of Carvana's Mgmt For For
executive compensation.
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CNH INDUSTRIAL N V Agenda Number: 935572366
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Security: N20944109
Meeting Type: Annual
Meeting Date: 13-Apr-2022
Ticker: CNHI
ISIN: NL0010545661
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2B. Adoption of the 2021 Annual Financial Mgmt For For
Statements.
2C. Determination and distribution of dividend. Mgmt For For
2D. Release from liability of the executive Mgmt For For
directors and the nonexecutive directors of
the Board.
3. Advisory vote on application of the Mgmt Against Against
remuneration policy in 2021.
4A. Re-appointment of Suzanne Heywood Mgmt Against Against
4B. Re-appointment of Scott W. Wine Mgmt For For
4C. Re-appointment of Catia Bastioli Mgmt For For
4D. Re-appointment of Howard W. Buffett Mgmt For For
4E. Re-appointment of Leo W. Houle Mgmt For For
4F. Re-appointment of John B. Lanaway Mgmt Against Against
4G. Re-appointment of Alessandro Nasi Mgmt For For
4H. Re-appointment of Vagn Sorensen Mgmt For For
4I. Re-appointment of Asa Tamsons Mgmt For For
4J. Appointment of Karen Linehan Mgmt For For
5A. Proposal to re-appoint Ernst & Young Mgmt For For
Accountants LLP as the independent auditor
of the Company for the 2022 financial year.
5B. Proposal to appoint Deloitte Accountants Mgmt For For
B.V. as the independent auditor of the
Company for the 2023 financial year.
6. Replacement of the existing authorization Mgmt For For
to the Board of the authority to acquire
common shares in the capital of the
Company.
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COMCAST CORPORATION Agenda Number: 935613693
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Security: 20030N101
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: CMCSA
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Ratification of the appointment of our Mgmt For For
independent auditors
4. To report on charitable donations Shr Against For
5. To perform independent racial equity audit Shr Against For
6. To report on risks of omitting "viewpoint" Shr Against For
and "ideology" from EEO policy
7. To conduct and publicly release the results Shr Against For
of an independent investigation into the
effectiveness of sexual harassment policies
8. To report on how retirement plan options Shr Against For
align with company climate goals
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DEVON ENERGY CORPORATION Agenda Number: 935618198
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Security: 25179M103
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: DVN
ISIN: US25179M1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
David A. Hager Mgmt For For
Kelt Kindick Mgmt For For
John Krenicki Jr. Mgmt For For
Karl F. Kurz Mgmt For For
Robert A. Mosbacher, Jr Mgmt For For
Richard E. Muncrief Mgmt For For
Duane C. Radtke Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the selection of the Company's Mgmt For For
Independent Auditors for 2022.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approve the Devon Energy Corporation 2022 Mgmt For For
Long-Term Incentive Plan.
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DYCOM INDUSTRIES, INC. Agenda Number: 935603565
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Security: 267475101
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: DY
ISIN: US2674751019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Eitan Gertel Mgmt For For
1B. Election of Director: Stephen C. Robinson Mgmt For For
1C. Election of Director: Carmen M. Sabater Mgmt For For
1D. Election of Director: Richard K. Sykes Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for fiscal 2023.
4. To approve an Amendment & Restatement to Mgmt For For
the Dycom Industries, Inc. 2012 Long-Term
Incentive Plan.
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ELASTIC N.V. Agenda Number: 935494435
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Security: N14506104
Meeting Type: Annual
Meeting Date: 01-Oct-2021
Ticker: ESTC
ISIN: NL0013056914
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of executive Director for a term Mgmt Against Against
of three years ending at the close of the
annual general meeting of 2024: Shay Banon
1B. Election of non-executive Director for a Mgmt For For
term of three years ending at the close of
the annual general meeting of 2024: Shelley
Leibowitz
2. Adoption of Dutch Statutory Annual Accounts Mgmt For For
for fiscal year 2021.
3. Grant of full discharge of the Company's Mgmt For For
executive director from liability with
respect to the performance of his duties
during fiscal year 2021.
4. Grant of full discharge of the Company's Mgmt For For
non-executive directors from liability with
respect to the performance of their duties
during fiscal year 2021.
5. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2022.
6. Authorization of the Board of Directors to Mgmt For For
repurchase shares in the capital of the
Company.
7. Non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
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ETSY, INC. Agenda Number: 935625600
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Security: 29786A106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ETSY
ISIN: US29786A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
our 2025 Annual Meeting: C. Andrew Ballard
1b. Election of Class I Director to serve until Mgmt Withheld Against
our 2025 Annual Meeting: Jonathan D. Klein
1c. Election of Class I Director to serve until Mgmt Withheld Against
our 2025 Annual Meeting: Margaret M. Smyth
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
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EXPEDIA GROUP, INC. Agenda Number: 935626462
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Security: 30212P303
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: EXPE
ISIN: US30212P3038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel Altman Mgmt For For
1b. Election of Director: Beverly Anderson (To Mgmt Withheld Against
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1c. Election of Director: Susan Athey Mgmt For For
1d. Election of Director: Chelsea Clinton Mgmt Withheld Against
1e. Election of Director: Barry Diller Mgmt For For
1f. Election of Director: Craig Jacobson Mgmt Withheld Against
1g. Election of Director: Peter Kern Mgmt For For
1h. Election of Director: Dara Khosrowshahi Mgmt Withheld Against
1i. Election of Director: Patricia Menendez Mgmt For For
Cambo (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class.)
1j. Election of Director: Alex von Furstenberg Mgmt For For
1k. Election of Director: Julie Whalen (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2022.
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FORMFACTOR, INC. Agenda Number: 935609505
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Security: 346375108
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: FORM
ISIN: US3463751087
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lothar Maier (To hold Mgmt For For
office for one-year term if proposal 2 is
approved, else three-year term if proposal
2 not approved)
1b. Election of Director: Sheri Rhodes (To hold Mgmt For For
office for one-year term if proposal 2 is
approved, else three-year term if proposal
2 not approved)
1c. Election of Director: Jorge Titinger (To Mgmt For For
hold office for one- year term if proposal
2 is approved, else two-year term if
proposal 2 not approved)
2. Amendment to FormFactor's Certificate of Mgmt For For
Incorporation to provide for the annual
election of directors and eliminate the
classified Board structure.
3. Advisory approval of FormFactor's executive Mgmt For For
compensation.
4. Advisory vote on the frequency of Mgmt 1 Year For
stockholder advisory votes on FormFactor's
executive compensation.
5. Amendment and restatement of the Company's Mgmt For For
2012 Equity Incentive Plan to increase the
number of shares reserved for issuance
under the 2012 Equity Incentive Plan by
4,000,000 shares and to extend the term of
the 2012 Equity Incentive Plan to 2032.
6. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2022.
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GODADDY INC. Agenda Number: 935613592
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Security: 380237107
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: GDDY
ISIN: US3802371076
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Amanpal (Aman) Mgmt For For
Bhutani
1b. Election of Director: Caroline Donahue Mgmt For For
1c. Election of Director: Charles Robel Mgmt For For
2. Advisory, non-binding vote to approve named Mgmt For For
executive officer compensation.
3. Advisory, non-binding vote to approve the Mgmt 1 Year For
frequency of advisory votes on named
executive officer compensation for one, two
or three years.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
5. Approval of an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify the Board of
Directors and provide for the annual
election of directors.
6. Approval of an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate certain
supermajority voting requirements.
7. Approval of an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate certain business
combination restrictions set forth therein
and instead subject the Company to the
business combination restrictions of the
Delaware General Corporation Law.
8. Approval of an Amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation to eliminate inoperative
provisions and implement certain other
miscellaneous amendments.
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HARLEY-DAVIDSON, INC. Agenda Number: 935579017
--------------------------------------------------------------------------------------------------------------------------
Security: 412822108
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: HOG
ISIN: US4128221086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Troy Alstead Mgmt For For
R. John Anderson Mgmt For For
Michael J. Cave Mgmt For For
Jared D. Dourdeville Mgmt For For
James D. Farley, Jr. Mgmt For For
Allan Golston Mgmt For For
Sara L. Levinson Mgmt For For
N. Thomas Linebarger Mgmt For For
Maryrose Sylvester Mgmt For For
Jochen Zeitz Mgmt For For
2. To approve, by advisory vote, the Mgmt Against Against
compensation of our Named Executive
Officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. To approve an amendment to the Mgmt For For
Harley-Davidson, Inc. 2020 Incentive Stock
Plan.
5. To approve the 2022 Aspirational Incentive Mgmt Against Against
Stock Plan.
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HUMANA INC. Agenda Number: 935557857
--------------------------------------------------------------------------------------------------------------------------
Security: 444859102
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: HUM
ISIN: US4448591028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Raquel C. Bono, M.D. Mgmt For For
1B) Election of Director: Bruce D. Broussard Mgmt For For
1C) Election of Director: Frank A. D'Amelio Mgmt For For
1D) Election of Director: David T. Feinberg, Mgmt For For
M.D.
1E) Election of Director: Wayne A. I. Mgmt For For
Frederick, M.D.
1F) Election of Director: John W. Garratt Mgmt For For
1G) Election of Director: Kurt J. Hilzinger Mgmt For For
1H) Election of Director: David A. Jones, Jr. Mgmt For For
1I) Election of Director: Karen W. Katz Mgmt For For
1J) Election of Director: Marcy S. Klevorn Mgmt For For
1K) Election of Director: William J. McDonald Mgmt For For
1L) Election of Director: Jorge S. Mesquita Mgmt For For
1M) Election of Director: James J. O'Brien Mgmt For For
2) The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3) Non-binding advisory vote for the approval Mgmt For For
of the compensation of the named executive
officers as disclosed in the 2022 proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY Agenda Number: 935541789
--------------------------------------------------------------------------------------------------------------------------
Security: 453440307
Meeting Type: Special
Meeting Date: 15-Feb-2022
Ticker: IHC
ISIN: US4534403070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of November 9, 2021, by
and among Independence Holding Company,
Geneve Holdings, Inc. and Geneve
Acquisition Corp.
2. Approval, on a non-binding, advisory basis, Mgmt Against Against
of compensation that may become payable to
named executive officers of Independence
Holding Company in connection with the
Merger.
3. Approval of the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to obtain Company
stockholder approval or majority of the
minority stockholder approval.
--------------------------------------------------------------------------------------------------------------------------
JAMF HOLDING CORP Agenda Number: 935593536
--------------------------------------------------------------------------------------------------------------------------
Security: 47074L105
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: JAMF
ISIN: US47074L1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Virginia Gambale Mgmt Withheld Against
Charles Guan Mgmt Withheld Against
Dean Hager Mgmt Withheld Against
Martin Taylor Mgmt Withheld Against
2. To approve, by an advisory vote, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Jamf's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935496946
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 08-Nov-2021
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sohail U. Ahmed Mgmt For For
Timothy M. Archer Mgmt For For
Eric K. Brandt Mgmt For For
Michael R. Cannon Mgmt For For
Catherine P. Lego Mgmt For For
Bethany J. Mayer Mgmt For For
Abhijit Y. Talwalkar Mgmt For For
Lih Shyng (Rick L) Tsai Mgmt For For
Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
LSB INDUSTRIES, INC. Agenda Number: 935607183
--------------------------------------------------------------------------------------------------------------------------
Security: 502160104
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: LXU
ISIN: US5021601043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark T. Behrman Mgmt For For
1.2 Election of Director: Jonathan S. Bobb Mgmt For For
1.3 Election of Director: Richard S. Sanders, Mgmt For For
Jr.
2. Approval of the LSB Industries, Inc. Mgmt For For
Employee Stock Purchase Plan.
3. Proposal to ratify Ernst & Young, LLP as Mgmt For For
the independent registered public
accounting firm for 2022.
4. Say on Pay - An advisory vote on the Mgmt For For
approval of named executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MASTEC, INC. Agenda Number: 935587658
--------------------------------------------------------------------------------------------------------------------------
Security: 576323109
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: MTZ
ISIN: US5763231090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
C. Robert Campbell Mgmt For For
Robert J. Dwyer Mgmt For For
Ava L. Parker Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
3. Approval of a non-binding advisory Mgmt For For
resolution regarding the compensation of
our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935629747
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Sanders** Mgmt For For
Emiliano Calemzuk# Mgmt For For
Marcos Galperin# Mgmt For For
A.M Petroni Merhy# Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2021.
3. Ratification of the appointment of Mgmt For For
Pistrelli, Henry Martin y Asociados S.R.L.,
a member firm of Ernst & Young Global
Limited as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935574168
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Barry Diller Mgmt For For
1B. Election of Director: Alexis M. Herman Mgmt For For
1C. Election of Director: William J. Hornbuckle Mgmt For For
1D. Election of Director: Mary Chris Jammet Mgmt For For
1E. Election of Director: Joey Levin Mgmt Against Against
1F. Election of Director: Rose McKinney-James Mgmt For For
1G. Election of Director: Keith A. Meister Mgmt For For
1H. Election of Director: Paul Salem Mgmt For For
1I. Election of Director: Gregory M. Spierkel Mgmt For For
1J. Election of Director: Jan G. Swartz Mgmt For For
1K. Election of Director: Daniel J. Taylor Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve and adopt the 2022 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935505480
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2021
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Reid G. Hoffman Mgmt For For
1B. Election of Director: Hugh F. Johnston Mgmt For For
1C. Election of Director: Teri L. List Mgmt For For
1D. Election of Director: Satya Nadella Mgmt For For
1E. Election of Director: Sandra E. Peterson Mgmt For For
1F. Election of Director: Penny S. Pritzker Mgmt For For
1G. Election of Director: Carlos A. Rodriguez Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: John W. Stanton Mgmt For For
1J. Election of Director: John W. Thompson Mgmt For For
1K. Election of Director: Emma N. Walmsley Mgmt For For
1L. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approve Employee Stock Purchase Plan. Mgmt For For
4. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as our Independent Auditor for
Fiscal Year 2022.
5. Shareholder Proposal - Report on median pay Shr For Against
gaps across race and gender.
6. Shareholder Proposal - Report on Shr For Against
effectiveness of workplace sexual
harassment policies.
7. Shareholder Proposal - Prohibition on sales Shr Against For
of facial recognition technology to all
government entities.
8. Shareholder Proposal - Report on Shr Against For
implementation of the Fair Chance Business
Pledge.
9. Shareholder Proposal - Report on how Shr For Against
lobbying activities align with company
policies.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935620422
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting of
Stockholders: Timothy Haley
1b. Election of Class II director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting of
Stockholders: Leslie Kilgore
1c. Election of Class II director to hold Mgmt For For
office until the 2025 Annual Meeting of
Stockholders: Strive Masiyiwa
1d. Election of Class II director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting of
Stockholders: Ann Mather
2. Management Proposal: Declassification of Mgmt For For
the Board of Directors.
3. Management Proposal: Elimination of Mgmt For For
Supermajority Voting Provisions.
4. Management Proposal: Creation of a New Mgmt For For
Stockholder Right to Call a Special
Meeting.
5. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
6. Advisory Approval of Executive Officer Mgmt Against Against
Compensation.
7. Stockholder Proposal entitled, "Proposal 7 Shr For Against
- Simple Majority Vote," if properly
presented at the meeting.
8. Stockholder Proposal entitled, "Proposal 8 Mgmt For Against
- Lobbying Activity Report," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NUTANIX, INC. Agenda Number: 935510049
--------------------------------------------------------------------------------------------------------------------------
Security: 67059N108
Meeting Type: Annual
Meeting Date: 10-Dec-2021
Ticker: NTNX
ISIN: US67059N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Craig Conway Mgmt Abstain Against
1B. Election of Class II Director: Virginia Mgmt Abstain Against
Gambale
1C. Election of Class II Director: Brian Mgmt Abstain Against
Stevens
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935618299
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert K. Burgess Mgmt For For
1B. Election of Director: Tench Coxe Mgmt For For
1C. Election of Director: John O. Dabiri Mgmt For For
1D. Election of Director: Persis S. Drell Mgmt For For
1E. Election of Director: Jen-Hsun Huang Mgmt For For
1F. Election of Director: Dawn Hudson Mgmt For For
1G. Election of Director: Harvey C. Jones Mgmt For For
1H. Election of Director: Michael G. McCaffery Mgmt For For
1I. Election of Director: Stephen C. Neal Mgmt For For
1J. Election of Director: Mark L. Perry Mgmt For For
1K. Election of Director: A. Brooke Seawell Mgmt For For
1L. Election of Director: Aarti Shah Mgmt For For
1M. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
4. Approval of an amendment to our charter to Mgmt For For
increase the number of authorized shares of
common stock from 4 billion to 8 billion
shares.
5. Approval of an amendment and restatement of Mgmt For For
our Amended and Restated 2007 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935589018
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Atsushi
Abe
1B. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Alan
Campbell
1C. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Susan K.
Carter
1D. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Thomas L.
Deitrich
1E. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Gilles
Delfassy
1F. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Hassane
El-Khoury
1G. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Bruce E.
Kiddoo
1H. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Paul A.
Mascarenas
1I. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Gregory L.
Waters
1J. Election of Director for a one-year term Mgmt For For
expiring at 2023 Annual Meeting: Christine
Y. Yan
2. Advisory (non-binding) resolution to Mgmt For For
approve the compensation of our named
executive officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935512699
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 14-Dec-2021
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director: John M. Mgmt For For
Donovan
1B. Election of Class I Director: Right Mgmt For For
Honorable Sir John Key
1C. Election of Class I Director: Mary Pat Mgmt For For
McCarthy
1D. Election of Class I Director: Nir Zuk Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the 2021 Palo Alto Networks, Mgmt For For
Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935510431
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 07-Dec-2021
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon Callaghan Mgmt Withheld Against
Jay Hoag Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2022.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the named executive
officers as disclosed in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
PLANET FITNESS, INC. Agenda Number: 935571756
--------------------------------------------------------------------------------------------------------------------------
Security: 72703H101
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: PLNT
ISIN: US72703H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig Benson Mgmt Withheld Against
Cammie Dunaway Mgmt Withheld Against
Christopher Tanco Mgmt Withheld Against
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PROPETRO HOLDING CORP. Agenda Number: 935557326
--------------------------------------------------------------------------------------------------------------------------
Security: 74347M108
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: PUMP
ISIN: US74347M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel D. Sledge Mgmt For For
Phillip A. Gobe Mgmt For For
Spencer D. Armour III Mgmt For For
Mark S. Berg Mgmt For For
Anthony J. Best Mgmt For For
Michele Vion Mgmt For For
Alan E. Douglas Mgmt For For
G. Larry Lawrence Mgmt For For
Jack B. Moore Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935598473
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: PWR
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Earl C. (Duke) Mgmt For For
Austin, Jr.
1.2 Election of Director: Doyle N. Beneby Mgmt For For
1.3 Election of Director: Vincent D. Foster Mgmt For For
1.4 Election of Director: Bernard Fried Mgmt For For
1.5 Election of Director: Worthing F. Jackman Mgmt For For
1.6 Election of Director: Holli C. Ladhani Mgmt For For
1.7 Election of Director: David M. McClanahan Mgmt For For
1.8 Election of Director: Margaret B. Shannon Mgmt For For
1.9 Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
Quanta's executive compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's
independent registered public accounting
firm for fiscal year 2022.
4. Approval of an amendment to the Quanta Mgmt For For
Services, Inc. 2019 Omnibus Equity
Incentive Plan to increase the number of
shares of Quanta common stock that may be
issued thereunder and make certain other
changes.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935565121
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 08-Apr-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receipt of the 2021 Annual Report Mgmt For For
2. Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3. Approval of the Directors' Remuneration Mgmt For For
Report
4. To elect Dominic Barton BBM as a director Mgmt For For
5. To elect Peter Cunningham as a director Mgmt For For
6. To elect Ben Wyatt as a director Mgmt For For
7. To re-elect Megan Clark AC as a director Mgmt For For
8. To re-elect Simon Henry as a director Mgmt For For
9. To re-elect Sam Laidlaw as a director Mgmt For For
10. To re-elect Simon McKeon AO as a director Mgmt For For
11. To re-elect Jennifer Nason as a director Mgmt For For
12. To re-elect Jakob Stausholm as a director Mgmt For For
13. To re-elect Ngaire Woods CBE as a director Mgmt For For
14. Re-appointment of auditors Mgmt For For
15. Remuneration of auditors Mgmt For For
16. Authority to make political donations Mgmt For For
17. Climate Action Plan Mgmt For For
18. General authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to purchase Rio Tinto plc shares Mgmt For For
21. Notice period for general meetings other Mgmt For For
than annual general meetings
22. Resolution to hold a meeting for fresh Mgmt Against For
election of directors (conditional item)
--------------------------------------------------------------------------------------------------------------------------
SEA LIMITED Agenda Number: 935545179
--------------------------------------------------------------------------------------------------------------------------
Security: 81141R100
Meeting Type: Annual
Meeting Date: 14-Feb-2022
Ticker: SE
ISIN: US81141R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. AS A SPECIAL RESOLUTION, that the Eighth Mgmt Against Against
Amended and Restated Memorandum and
Articles of Association of the Company
currently in effect be amended and restated
by their deletion in their entirety and the
substitution in their place of the Ninth
Amended and Restated Memorandum and
Articles of Association annexed as Annex A
of the Notice of the Annual General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 935626830
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin S.J. Burvill Mgmt For For
1B. Election of Director: Rodolpho C. Cardenuto Mgmt For For
1C. Election of Director: Bruce C. Edwards Mgmt For For
1D. Election of Director: Saar Gillai Mgmt For For
1E. Election of Director: Rockell N. Hankin Mgmt For For
1F. Election of Director: Ye Jane Li Mgmt For For
1G. Election of Director: James T. Lindstrom Mgmt For For
1H. Election of Director: Paula LuPriore Mgmt For For
1I. Election of Director: Mohan R. Maheswaran Mgmt For For
1J. Election of Director: Sylvia Summers Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2023.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. Proposal to approve amendment and Mgmt For For
restatement of the Semtech Corporation 2017
Long-Term Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935633289
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual and Special
Meeting Date: 07-Jun-2022
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: John Phillips Mgmt For For
1G Election of Director: Fidji Simo Mgmt For For
2 Appointment of the Auditors Resolution Mgmt For For
approving the re-appointment of
PricewaterhouseCoopers LLP as auditors of
Shopify Inc. and authorizing the Board of
Directors to fix their remuneration.
3 Approval of Arrangement Special resolution, Mgmt Against Against
the full text of which is attached as
Schedule A to the management information
circular dated April 11, 2022, to approve,
pursuant to an interim order of the Ontario
Superior Court of Justice (Commercial List)
dated April 11, 2022, a proposed plan of
arrangement pursuant to Section 192 of the
Canada Business Corporations Act to effect,
among other things, certain updates to the
Company's governance structure, including
an amendment to Shopify Inc.'s restated
articles of incorporation to provide for
the creation of a new class of share,
designated as the Founder share, and the
issuance of such Founder share to Shopify
Inc.'s Founder and Chief Executive Officer,
Mr. Tobias Lutke.
4 Approval of Share Split Special resolution, Mgmt For For
the full text of which is attached as
Schedule B to the management information
circular dated April 11, 2022, to approve
an amendment to Shopify Inc.'s restated
articles of incorporation to effect a
ten-for-one split of its Class A
subordinate voting shares and Class B
multiple voting shares.
5 Advisory Vote on Executive Compensation Mgmt For For
Non-binding advisory resolution that the
shareholders accept Shopify Inc.'s approach
to executive compensation as disclosed in
the management information circular dated
April 11, 2022.
--------------------------------------------------------------------------------------------------------------------------
SKYLINE CHAMPION Agenda Number: 935460092
--------------------------------------------------------------------------------------------------------------------------
Security: 830830105
Meeting Type: Annual
Meeting Date: 03-Aug-2021
Ticker: SKY
ISIN: US8308301055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith Anderson Mgmt For For
Michael Berman Mgmt For For
Timothy Bernlohr Mgmt For For
Eddie Capel Mgmt For For
John C. Firth Mgmt For For
Michael Kaufman Mgmt For For
Erin Mulligan Nelson Mgmt For For
Gary E. Robinette Mgmt For For
Mark Yost Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Skyline Champion's independent
registered public accounting firm.
3. To consider a non-binding advisory vote on Mgmt For For
fiscal 2021 compensation paid to Skyline
Champion's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SQUARE, INC. Agenda Number: 935505858
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Special
Meeting Date: 03-Nov-2021
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of shares of Class A Mgmt For For
common stock of Square, Inc. ("Square")
(including shares underlying CHESS
Depositary Interests) to shareholders of
Afterpay Limited ("Afterpay") pursuant to a
Scheme of Arrangement between Afterpay and
its shareholders and a Deed Poll to be
executed by Square and Lanai (AU) 2 Pty Ltd
("Square Sub"), as contemplated by the
Scheme Implementation Deed, dated as of
August 2, 2021, and as it may be further
amended or supplemented, by and among
Square, Square Sub, and Afterpay (the
"Transaction Proposal").
2. Approve one or more adjournments of the Mgmt For For
special meeting of stockholders of Square,
if necessary or appropriate and consented
to by Afterpay, including to permit further
solicitation of proxies if there are
insufficient votes at the time of the
special meeting of stockholders to approve
the Transaction Proposal.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935486452
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 07-Oct-2021
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: James Mgmt Against Against
Murdoch
1.2 Election of Class II Director: Kimbal Musk Mgmt Against Against
2. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
5. Stockholder proposal regarding reduction of Shr For Against
director terms to one year.
6. Stockholder proposal regarding additional Shr For Against
reporting on diversity and inclusion
efforts.
7. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
8. Stockholder proposal regarding assigning Shr For Against
responsibility for strategic oversight of
human capital management to an independent
board-level committee.
9. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935587836
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John K. Adams, Jr. Mgmt For For
1B. Election of Director: Stephen A. Ellis Mgmt For For
1C. Election of Director: Brian M. Levitt Mgmt For For
1D. Election of Director: Arun Sarin Mgmt For For
1E. Election of Director: Charles R. Schwab Mgmt For For
1F. Election of Director: Paula A. Sneed Mgmt For For
2. Approval of amendments to Certificate of Mgmt For For
Incorporation and Bylaws to declassify the
board of directors.
3. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as independent auditors.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
5. Approval of the 2022 Stock Incentive Plan. Mgmt For For
6. Approval of the board's proposal to amend Mgmt For For
Bylaws to adopt proxy access.
7. Stockholder Proposal requesting amendment Shr For Against
to Bylaws to adopt proxy access.
8. Stockholder Proposal requesting disclosure Shr For Against
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935604341
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lise J. Buyer Mgmt Withheld Against
Kathryn E. Falberg Mgmt Withheld Against
David B. Wells Mgmt Withheld Against
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The approval, on a non-binding, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935585058
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Marc N. Casper Mgmt For For
1B. Election of director: Nelson J. Chai Mgmt For For
1C. Election of director: Ruby R. Chandy Mgmt For For
1D. Election of director: C. Martin Harris Mgmt For For
1E. Election of director: Tyler Jacks Mgmt For For
1F. Election of director: R. Alexandra Keith Mgmt For For
1G. Election of director: Jim P. Manzi Mgmt For For
1H. Election of director: James C. Mullen Mgmt For For
1I. Election of director: Lars R. Sorensen Mgmt For For
1J. Election of director: Debora L. Spar Mgmt For For
1K. Election of director: Scott M. Sperling Mgmt For For
1L. Election of director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2022.
--------------------------------------------------------------------------------------------------------------------------
TIDEWATER INC. Agenda Number: 935639154
--------------------------------------------------------------------------------------------------------------------------
Security: 88642R109
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: TDW
ISIN: US88642R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for one-year term: Mgmt For For
Darron M. Anderson
1b. Election of Director for one-year term: Mgmt For For
Melissa Cougle
1c. Election of Director for one-year term: Mgmt For For
Dick H. Fagerstal
1d. Election of Director for one-year term: Mgmt For For
Quintin V. Kneen
1e. Election of Director for one-year term: Mgmt For For
Louis A. Raspino
1f. Election of Director for one-year term: Mgmt For For
Larry T. Rigdon
1g. Election of Director for one-year term: Mgmt For For
Robert E. Robotti
1h. Election of Director for one-year term: Mgmt For For
Kenneth H. Traub
1i. Election of Director for one-year term: Mgmt For For
Lois K. Zabrocky
2. Say on Pay Vote - An advisory vote to Mgmt For For
approve executive compensation as disclosed
in the proxy statement.
3. Ratification of the selection of Mgmt For For
PriceWaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED Agenda Number: 935562000
--------------------------------------------------------------------------------------------------------------------------
Security: G9078F107
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: TRTN
ISIN: BMG9078F1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian M. Sondey Mgmt For For
1B. Election of Director: Robert W. Alspaugh Mgmt For For
1C. Election of Director: Malcolm P. Baker Mgmt For For
1D. Election of Director: Annabelle Bexiga Mgmt For For
1E. Election of Director: Claude Germain Mgmt For For
1F. Election of Director: Kenneth Hanau Mgmt For For
1G. Election of Director: John S. Hextall Mgmt For For
1H. Election of Director: Niharika Ramdev Mgmt For For
1I. Election of Director: Robert L. Rosner Mgmt For For
1J. Election of Director: Simon R. Vernon Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF NAMED EXECUTIVE OFFICERS.
3. APPOINTMENT OF INDEPENDENT AUDITORS AND Mgmt For For
AUTHORIZATION OF REMUNERATION.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935579067
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2021 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
4. Stockholder proposal to prepare an annual Shr For Against
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC. Agenda Number: 935600901
--------------------------------------------------------------------------------------------------------------------------
Security: 95082P105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: WCC
ISIN: US95082P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Engel Mgmt For For
Anne M. Cooney Mgmt For For
Matthew J. Espe Mgmt For For
Bobby J. Griffin Mgmt For For
John K. Morgan Mgmt For For
Steven A. Raymund Mgmt For For
James L. Singleton Mgmt For For
Easwaran Sundaram Mgmt For For
Laura K. Thompson Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WEST FRASER TIMBER CO. LTD. Agenda Number: 935566072
--------------------------------------------------------------------------------------------------------------------------
Security: 952845105
Meeting Type: Annual and Special
Meeting Date: 20-Apr-2022
Ticker: WFG
ISIN: CA9528451052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 11. Mgmt For For
2 DIRECTOR
Henry H. (Hank) Ketcham Mgmt For For
Reid E. Carter Mgmt For For
Raymond Ferris Mgmt For For
John N. Floren Mgmt For For
Ellis Ketcham Johnson Mgmt For For
Brian G. Kenning Mgmt For For
Marian Lawson Mgmt For For
Colleen M. McMorrow Mgmt For For
Robert L. Phillips Mgmt For For
Janice G. Rennie Mgmt For For
Gillian D. Winckler Mgmt For For
3 To appoint PricewaterhouseCoopers LLP, as Mgmt For For
the Auditor of the Company for the ensuing
year and to authorize the Directors to fix
the Auditor's remuneration.
4 To pass the special resolution to amend the Mgmt For For
corporate Articles of the Company to
increase the quorum requirements and to
provide for additional methods for delivery
of notices, all as more particularly
described under "Amendment of the Corporate
Articles" in the accompanying Information
Circular.
5 To pass the ordinary resolution to ratify, Mgmt For For
confirm and approve adoption by the Board
of Directors of the Company's U.S. Employee
Stock Purchase Plan for the purposes of
Internal Revenue Code S423, as more
particularly described under "Approval of
the U.S. Employee Stock Purchase Plan" in
the accompanying Information Circular.
6 To pass the ordinary resolution being the Mgmt For For
advisory resolution to approve the
Company's approach to compensation paid by
the Company to directors and Named
Executive Officers, as more particularly
described under "Advisory Resolution on the
Company's Approach to Executive
Compensation (Say on Pay)" in the
accompanying Information Circular.
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935670059
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
(the" Director(s)") and the auditor of the
Company for the year ended December 31,
2021.
2. To re-elect Mr. Xiaopeng He as an executive Mgmt For For
Director as detailed in the proxy statement
dated May 12, 2022.
3. To re-elect Mr. Yingjie Chen as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
4. To re-elect Mr. Ji-Xun Foo as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
5. To re-elect Mr. Fei Yang as a non-executive Mgmt For For
Director as detailed in the proxy statement
dated May 12, 2022.
6. To authorize the Board of Directors to fix Mgmt For For
the respective Directors' remuneration.
7. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors to hold office until the
conclusion of the next annual general
meeting of the Company and to authorize the
Board of Directors to fix their
remunerations for the year ending December
31, 2022.
8. THAT consider and approve the grant of a Mgmt Against Against
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
9. THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
10. THAT consider and approve the extension of Mgmt Against Against
the general mandate granted to the
Directors to issue, allot and deal with
additional shares in the share capital of
the Company by the aggregate number of the
shares repurchased by the Company as
detailed in the proxy statement dated May
12, 2022.
Blue Horizon BNE ETF
--------------------------------------------------------------------------------------------------------------------------
ABB AG Agenda Number: 715210592
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 24-Mar-2022
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2021
2 CONSULTATIVE VOTE ON THE 2021 COMPENSATION Mgmt For For
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS Mgmt For For
5 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt For For
SHARES REPURCHASED UNDER THE SHARE BUYBACK
PROGRAMS 2020 AND 2021
6.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE
6.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR
7.1 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: GUNNAR BROCK AS DIRECTOR
7.2 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: DAVID CONSTABLE AS DIRECTOR
7.3 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: FREDERICO FLEURY CURADO AS
DIRECTOR
7.4 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: LARS FOERBERG AS DIRECTOR
7.5 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: JENNIFER XIN-ZHE LI AS DIRECTOR
7.6 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: GERALDINE MATCHETT AS DIRECTOR
7.7 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: DAVID MELINE AS DIRECTOR
7.8 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: SATISH PAI AS DIRECTOR
7.9 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt For For
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: JACOB WALLENBERG AS DIRECTOR
7.10 ELECTIONS TO THE BOARD OF DIRECTOR AND Mgmt Against Against
ELECTION OF THE CHAIRMAN OF THE BOARD OF
DIRECTOR: PETER VOSER AS DIRECTOR AND
CHAIRMAN
8.1 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
DAVID CONSTABLE
8.2 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
FREDERICO FLEURY CURADO
8.3 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
JENNIFER XIN-ZHE LI
9 ELECTION OF THE INDEPENDENT PROXY: ZEHNDER Mgmt For For
BOLLIGER AND PARTNER
10 ELECTION OF THE AUDITORS: KPMG AG Mgmt For For
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY SOLUTION HOLDING CO LT Agenda Number: 715649212
--------------------------------------------------------------------------------------------------------------------------
Security: G0097V108
Meeting Type: AGM
Meeting Date: 14-Jun-2022
Ticker:
ISIN: KYG0097V1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2021 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 THE PROPOSAL FOR DISTRIBUTION OF 2021 Mgmt For For
EARNINGS. PROPOSED CASH DIVIDEND :TWD 15
PER SHARE.
3 AMENDMENT OF THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
4 AMENDMENT OF THE COMPANY'S RULES OF Mgmt For For
PROCEDURE OF THE SHAREHOLDERS MEETING
5 AMENDMENT OF THE COMPANYS PROCEDURE FOR Mgmt For For
ACQUISITION AND DISPOSAL OF ASSETS
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935486870
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 24-Sep-2021
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cindy K. Lewis Mgmt For For
Wahid Nawabi Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm.
3. Advisory vote on the compensation of the Mgmt For For
company's Named Executive Officers.
4. Approve the AeroVironment, Inc. 2021 Equity Mgmt For For
Incentive Plan.
5. Advisory vote on stockholder proposal to Shr For
elect directors by a majority vote.
--------------------------------------------------------------------------------------------------------------------------
AIR LIQUIDE SA Agenda Number: 715205286
--------------------------------------------------------------------------------------------------------------------------
Security: F01764103
Meeting Type: MIX
Meeting Date: 04-May-2022
Ticker:
ISIN: FR0000120073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE Non-Voting
WITH THE PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020-1379 OF
NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY
LAW NO 2020-1614 OF DECEMBER 18 2020; THE
GENERAL MEETING WILL TAKE PLACE BEHIND
CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE
OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY
CONSULT THE COMPANY WEBSITE TO VIEW ANY
CHANGES TO THIS POLICY.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 2.90 PER SHARE
4 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
5 REELECT BENOIT POTIER AS DIRECTOR Mgmt For For
6 ELECT FRANCOIS JACKOW AS DIRECTOR Mgmt For For
7 REELECT ANNETTE WINKLER AS DIRECTOR Mgmt For For
8 RENEW APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
AUDIT AS AUDITOR
9 APPOINT KPMG SA AS AUDITOR Mgmt For For
10 END OF MANDATE OF AUDITEX AND Mgmt For For
JEAN-CHRISTOPHE GEORGHIOU AS ALTERNATE
AUDITOR AND DECISION NOT TO REPLACE
11 APPROVE AUDITORS' SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS MENTIONING THE
ABSENCE OF NEW TRANSACTIONS
12 APPROVE COMPENSATION OF BENOIT POTIER Mgmt For For
13 APPROVE COMPENSATION REPORT OF CORPORATE Mgmt For For
OFFICERS
14 APPROVE REMUNERATION POLICY OF CHAIRMAN AND Mgmt For For
CEO UNTIL 31 MAY 2022
15 APPROVE REMUNERATION POLICY OF VICE-CEO Mgmt For For
SINCE 1 JUNE 2022
16 APPROVE REMUNERATION POLICY OF CHAIRMAN OF Mgmt For For
THE BOARD SINCE 1 JUNE
17 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt For For
18 AUTHORIZE DECREASE IN SHARE CAPITAL VIA Mgmt For For
CANCELLATION OF REPURCHASED SHARES
19 AUTHORIZE CAPITALIZATION OF RESERVES OF UP Mgmt For For
TO EUR 300 MILLION FOR BONUS ISSUE OR
INCREASE IN PAR VALUE
20 AUTHORIZE UP TO 2 PERCENT OF ISSUED CAPITAL Mgmt For For
FOR USE IN STOCK OPTION PLANS
21 AUTHORIZE UP TO 0.5 PERCENT OF ISSUED Mgmt For For
CAPITAL FOR USE IN RESTRICTED STOCK PLANS
22 AUTHORIZE CAPITAL ISSUANCES FOR USE IN Mgmt For For
EMPLOYEE STOCK PURCHASE PLANS
23 APPROVE ISSUANCE OF EQUITY OR EQUITY-LINKED Mgmt For For
SECURITIES FOR SPECIFIC BENEFICIARIES, UP
TO AGGREGATE NOMINAL AMOUNT OF EUR 22
MILLION
24 AMEND ARTICLE 11 OF BYLAWS RE: PERIOD OF Mgmt For For
ACQUISITION OF COMPANY SHARES BY THE
DIRECTORS
25 AMEND ARTICLE 14 OF BYLAWS RE: WRITTEN Mgmt For For
CONSULTATION
26 AMEND ARTICLE 12 AND 13 OF BYLAWS RE: AGE Mgmt For For
LIMIT OF CEO
27 AMEND ARTICLE 17 OF BYLAWS RE: ALTERNATE Mgmt For For
AUDITOR
28 AMEND ARTICLES 8, 18 AND 23 OF BYLAWS TO Mgmt For For
COMPLY WITH LEGAL CHANGES
29 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/balo/d
ocument/202202232200305-23
--------------------------------------------------------------------------------------------------------------------------
AIR PRODUCTS AND CHEMICALS, INC. Agenda Number: 935535015
--------------------------------------------------------------------------------------------------------------------------
Security: 009158106
Meeting Type: Annual
Meeting Date: 03-Feb-2022
Ticker: APD
ISIN: US0091581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Charles I. Cogut Mgmt For For
1B. Election of Director: Lisa A. Davis Mgmt For For
1C. Election of Director: Seifollah Ghasemi Mgmt For For
1D. Election of Director: David H.Y. Ho Mgmt For For
1E. Election of Director: Edward L. Monser Mgmt For For
1F. Election of Director: Matthew H. Paull Mgmt For For
1G. Election of Director: Wayne T. Smith Mgmt For For
2. Advisory vote approving the compensation of Mgmt For For
the Company's named executive officers.
3. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935570211
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on a non-binding Mgmt For For
advisory resolution approving the
compensation of our named executive
officers.
2A. Election of Director: Mary Lauren Brlas Mgmt For For
2B. Election of Director: Ralf H. Cramer Mgmt For For
2C. Election of Director: J. Kent Masters, Jr. Mgmt For For
2D. Election of Director: Glenda J. Minor Mgmt For For
2E. Election of Director: James J. O'Brien Mgmt For For
2F. Election of Director: Diarmuid B. O'Connell Mgmt For For
2G. Election of Director: Dean L. Seavers Mgmt For For
2H. Election of Director: Gerald A. Steiner Mgmt For For
2I. Election of Director: Holly A. Van Deursen Mgmt For For
2J. Election of Director: Alejandro D. Wolff Mgmt For For
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ALCOA CORPORATION Agenda Number: 935568393
--------------------------------------------------------------------------------------------------------------------------
Security: 013872106
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: AA
ISIN: US0138721065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Steven W. Williams
1B. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Mary Anne Citrino
1C. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Pasquale (Pat) Fiore
1D. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Thomas J. Gorman
1E. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Roy C. Harvey
1F. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: James A. Hughes
1G. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: James E. Nevels
1H. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Carol L. Roberts
1I. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Jackson (Jackie) P.
Roberts
1J. Election of Director to serve for one-year Mgmt For For
term expiring in 2023: Ernesto Zedillo
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for 2022
3. Approval, on an advisory basis, of the Mgmt For For
Company's 2021 named executive officer
compensation
4. Stockholder proposal to reduce the Shr For Against
ownership threshold for stockholders to
call a special meeting, if properly
presented
--------------------------------------------------------------------------------------------------------------------------
ALFEN N.V. Agenda Number: 715193087
--------------------------------------------------------------------------------------------------------------------------
Security: N0227W101
Meeting Type: AGM
Meeting Date: 07-Apr-2022
Ticker:
ISIN: NL0012817175
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. OPENING Non-Voting
2a. REPORT OF THE MANAGEMENT BOARD FOR 2021 Non-Voting
2b. REMUNERATION REPORT FOR 2021 (ADVISORY Mgmt For For
VOTE)
2c. PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
FOR 2021 AS INCLUDED IN THE 2021 ANNUAL
REPORT
3a. EXPLANATION OF DIVIDEND AND RESERVE POLICY Non-Voting
3b. EXPLANATION OF RESERVATION OF PROFITS FOR Non-Voting
2021
4a. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
MANAGEMENT BOARD FROM LIABILITY
4b. PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY
5. PROPOSAL TO AMEND THE REMUNERATION POLICY Mgmt For For
OF THE MANAGEMENT BOARD
6a. PROPOSAL TO REAPPOINT MR M. ROELEVELD AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD
6b. PROPOSAL TO REAPPOINT MR J. VAN ROSSEN AS Mgmt For For
MEMBER OF THE MANAGEMENT BOARD
6c. PROPOSAL TO APPOINT MS M.K. LESH AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD
7. PROPOSAL TO REAPPOINT MR H. TEN HOVE AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
8a. PROPOSAL TO EXTEND THE DESIGNATION OF THE Mgmt For For
MANAGEMENT BOARD AS THE COMPETENT BODY TO
ISSUE SHARES AND/OR GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PRE-EMPTIVE RIGHTS FOR A PERIOD OF
18 MONTHS
8b. PROPOSAL TO AUTHORIZE THE MANAGEMENT BOARD Mgmt For For
TO CAUSE THE COMPANY TO ACQUIRE OWN SHARES
FOR A PERIOD OF 18 MONTHS
9. PROPOSAL TO APPOINT PWC AS THE EXTERNAL Mgmt For For
AUDITOR FOR 2023
10. ANY OTHER BUSINESS Non-Voting
11. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935484321
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102
Meeting Type: Annual
Meeting Date: 17-Sep-2021
Ticker: BABA
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: JOSEPH C. TSAI (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.2 Election of Director: J. MICHAEL EVANS (To Mgmt Against Against
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
1.3 Election of Director: E. BORJE EKHOLM (To Mgmt For For
serve for a three year term or until such
director's successor is elected or
appointed and duly qualified.)
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers as the independent
registered public accounting firm of the
Company for the fiscal year ending March
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ALLEGRO MICROSYSTEMS, INC. Agenda Number: 935470207
--------------------------------------------------------------------------------------------------------------------------
Security: 01749D105
Meeting Type: Annual
Meeting Date: 05-Aug-2021
Ticker: ALGM
ISIN: US01749D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Noriharu Fujita Mgmt Withheld Against
Reza Kazerounian Mgmt Withheld Against
Joseph Martin Mgmt Withheld Against
Ravi Vig Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending March 25, 2022.
--------------------------------------------------------------------------------------------------------------------------
AMERESCO, INC. (AMRC) Agenda Number: 935596657
--------------------------------------------------------------------------------------------------------------------------
Security: 02361E108
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: AMRC
ISIN: US02361E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas I. Foy Mgmt Withheld Against
Jennifer L. Miller Mgmt For For
Nickolas Stravopoulos Mgmt Withheld Against
2. To ratify the appointment of RSM US LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935560309
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin P. Clark Mgmt For For
1B. Election of Director: Richard L. Clemmer Mgmt For For
1C. Election of Director: Nancy E. Cooper Mgmt For For
1D. Election of Director: Joseph L. Hooley Mgmt For For
1E. Election of Director: Merit E. Janow Mgmt For For
1F. Election of Director: Sean O. Mahoney Mgmt For For
1G. Election of Director: Paul M. Meister Mgmt For For
1H. Election of Director: Robert K. Ortberg Mgmt For For
1I. Election of Director: Colin J. Parris Mgmt For For
1J. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt For For
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC. Agenda Number: 935630841
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: BLDP
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors Election of Director: Mgmt For For
Kathy Bayless
1B Election of Director: Douglas P. Hayhurst Mgmt For For
1C Election of Director: Kui (Kevin) Jiang Mgmt For For
1D Election of Director: Duy-Loan Le Mgmt For For
1E Election of Director: Randy MacEwen Mgmt For For
1F Election of Director: Hubertus M. Mgmt For For
Muehlhaeuser
1G Election of Director: Marty Neese Mgmt For For
1H Election of Director: James Roche Mgmt For For
1I Election of Director: Shaojun (Sherman) Sun Mgmt For For
1J Election of Director: Janet Woodruff Mgmt For For
2 Appointment of KPMG LLP, Chartered Mgmt For For
Accountants as Auditors of the Corporation
for the ensuing year and authorizing the
Directors to fix their remuneration.
3 RESOLVED, on an advisory basis and not to Mgmt For For
diminish the role and responsibilities of
the Board of Directors of the Corporation,
that the shareholders accept the approach
to executive compensation disclosed in the
Corporation's Circular dated April 11,
2022.
4 RESOLVED, as an ordinary resolution, that Mgmt For For
the articles of the Corporation be altered
by deleting Section 11.3 of the existing
Articles of the Corporation in its entirety
and creating and adding to the Articles of
the Corporation new Section 11.3 in the
form set out in the Corporation's Circular
dated April 11, 2022, such alteration to be
effective upon the deposit at the records
office of the Corporation by the Board of
this resolution and the text of such new
Section 11.3.
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935475168
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 02-Sep-2021
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt For For
Jack Levine Mgmt For For
Kenneth R. Marks Mgmt For For
Ritsaart van Montfrans Mgmt For For
Carmen M. Perez-Carlton Mgmt For For
2. Ratify the appointment of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2021.
3. Advisory vote to approve executive Mgmt Against Against
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION Agenda Number: 935577253
--------------------------------------------------------------------------------------------------------------------------
Security: 093712107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: BE
ISIN: US0937121079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary K. Bush Mgmt Withheld Against
KR Sridhar Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To approve an amendment to our restated Mgmt Against Against
certificate of incorporation to increase
the authorized Preferred Stock.
4. To approve an amendment to the choice of Mgmt For For
forum provisions in our restated
certificate of incorporation to, among
other things, align with the bylaws.
5. To approve an amendment to the 2018 Mgmt For For
Employee Stock Purchase Plan to increase
the share pool.
6. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 714903906
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 30-Nov-2021
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1112/2021111201506.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1112/2021111201544.pdf
1 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION AS SET OUT IN
APPENDIX I TO THE CIRCULAR DATED 13
NOVEMBER 2021 OF THE COMPANY
(THE"CIRCULAR")
2 TO CONSIDER AND APPROVE THE RULES OF Mgmt For For
PROCEDURES OF MEETINGS OF THE BOARD OF THE
COMPANY AS SET OUT IN APPENDIX II TO THE
CIRCULAR
3 TO CONSIDER AND APPROVE THE RULES OF Mgmt For For
PROCEDURES OF MEETINGS OF THE SUPERVISORY
COMMITTEE OF THE COMPANY AS SET OUT IN
APPENDIX III TO THE CIRCULAR
4 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt For For
MANUAL IN RELATION TO INDEPENDENT DIRECTORS
OF THE COMPANY AS SET OUT IN APPENDIX IV TO
THE CIRCULAR
5 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt For For
SYSTEM FOR THE FUNDS RAISED OF THE COMPANY
AS SET OUT IN APPENDIX V TO THE CIRCULAR
6 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt For For
MANUAL IN RELATION TO CONNECTED
TRANSACTIONS OF THE COMPANY AS SET OUT IN
APPENDIX VI TO THE CIRCULAR
7 TO CONSIDER AND APPROVE THE RULES FOR THE Mgmt For For
SELECTION AND APPOINTMENT OF ACCOUNTANTS'
FIRM OF THE COMPANY AS SET OUT IN APPENDIX
VII TO THE CIRCULAR
8 TO CONSIDER AND APPROVE THE POLICY ON Mgmt For For
EXTERNAL GUARANTEE OF THE COMPANY AS SET
OUT IN APPENDIX VIII TO THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 715596271
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: EGM
Meeting Date: 27-May-2022
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502348.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502323.pdf
1.01 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: PURPOSE OF THE
SHARE REPURCHASE
1.02 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: THE SHARE
REPURCHASE FULFILLS RELEVANT CONDITIONS
1.03 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: METHOD AND
PURPOSE OF THE SHARE REPURCHASE
1.04 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: PRICE OR PRICE
RANGE AND PRICING PRINCIPLES OF THE SHARE
REPURCHASE
1.05 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: AMOUNT AND SOURCE
OF CAPITAL FOR THE REPURCHASE
1.06 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: CLASS, QUANTITY
AND PERCENTAGE TO THE TOTAL SHARE CAPITAL
FOR THE SHARES INTENDED TO BE REPURCHASED
1.07 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: SHARE REPURCHASE
PERIOD
1.08 TO CONSIDER AND APPROVE THE A SHARES Mgmt For For
REPURCHASE PLAN FOR 2022: VALIDITY PERIOD
OF THE SHARE REPURCHASE RESOLUTION
2 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
MANDATE TO THE BOARD AND ITS AUTHORIZED
PERSONS TO DEAL WITH MATTERS IN RELATION TO
THE REPURCHASE OF A SHARES IN FULL
DISCRETION
3 TO CONSIDER AND APPROVE THE BYD 2022 Mgmt For For
EMPLOYEE SHARE OWNERSHIP PLAN (DRAFT) AND
ITS SUMMARY
4 TO CONSIDER AND APPROVE THE MANAGEMENT Mgmt For For
MEASURES FOR BYD 2022 EMPLOYEE SHARE
OWNERSHIP PLAN
5 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
AUTHORISATION TO THE BOARD AND ITS
AUTHORIZED PERSONS TO DEAL WITH MATTERS IN
RELATION TO THE BYD 2022 EMPLOYEE SHARE
OWNERSHIP PLAN IN FULL DISCRETION
6 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
INJECTION TO THE JOINT-STOCK COMPANY BYD
AUTO FINANCE COMPANY LIMITED AND RELATED
PARTY TRANSACTION
CMMT 12 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF THE RECORD DATE
FROM 26 MAY 2022 TO 20 MAY 2022. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 715477279
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041401131.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0414/2022041401063.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
BOARD) FOR THE YEAR ENDED 31 DECEMBER 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2021
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
4 TO CONSIDER AND APPROVE THE ANNUAL REPORTS Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2021 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
6 TO CONSIDER AND APPROVE THE ALIGNMENT IN Mgmt For For
THE PREPARATION OF FINANCIAL STATEMENTS IN
ACCORDANCE WITH THE CHINA ACCOUNTING
STANDARDS FOR BUSINESS ENTERPRISES AND
CESSATION OF APPOINTMENT OF THE
INTERNATIONAL AUDITOR
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING (LLP) AS THE SOLE
EXTERNAL AUDITOR AND INTERNAL CONTROL AUDIT
INSTITUTION OF THE COMPANY FOR THE
FINANCIAL YEAR OF 2022 AND TO HOLD OFFICE
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY, AND TO AUTHORISE THE BOARD AND
THE BOARD DELEGATES THE MANAGEMENT OF THE
COMPANY TO DETERMINE THEIR REMUNERATION
8 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEE BY THE GROUP
9 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2022
10 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt Against Against
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE; (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED (THE "LISTING RULES")); (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
11 TO CONSIDER AND APPROVE A GENERAL AND Mgmt Against Against
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PER CENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
12 TO CONSIDER AND APPROVE PROVISION OF PHASED Mgmt For For
GUARANTEE FOR MORTGAGE-BACKED CAR BUYERS TO
BYD AUTO FINANCE COMPANY LIMITED (AS
SPECIFIED) BY THE STORE DIRECTLY RUN BY THE
COMPANY'S HOLDING SUBSIDIARY
13 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt Against Against
TO THE BOARD OF DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORP Agenda Number: 715428860
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: AGM
Meeting Date: 10-May-2022
Ticker:
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 692663 DUE TO RECEIPT OF
RESOLUTION D WITH RECOMMENDATION AS NONE.
ALL VOTES RECEIVED ON THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU.
A.1 ELECTION OF DIRECTOR: LEONTINE ATKINS Mgmt For For
A.2 ELECTION OF DIRECTOR: IAN BRUCE Mgmt For For
A.3 ELECTION OF DIRECTOR: DANIEL CAMUS Mgmt For For
A.4 ELECTION OF DIRECTOR: DONALD DERANGER Mgmt For For
A.5 ELECTION OF DIRECTOR: CATHERINE GIGNAC Mgmt For For
A.6 ELECTION OF DIRECTOR: TIM GITZEL Mgmt For For
A.7 ELECTION OF DIRECTOR: JIM GOWANS Mgmt For For
A.8 ELECTION OF DIRECTOR: KATHRYN JACKSON Mgmt For For
A.9 ELECTION OF DIRECTOR: DON KAYNE Mgmt For For
B APPOINT KPMG LLP AS AUDITORS Mgmt For For
C ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
APPROACH
D DECLARE YOUR RESIDENCY YOU DECLARE THAT THE Mgmt Abstain
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM ARE HELD, BENEFICIALLY
OWNED OR CONTROLLED, EITHER DIRECTLY OR
INDIRECTLY, BY A RESIDENT OF CANADA AS
DEFINED BELOW. IF THE SHARES ARE HELD IN
THE NAMES OF TWO OR MORE PEOPLE, YOU
DECLARE THAT ALL OF THESE PEOPLE ARE
RESIDENTS OF CANADA. NOTE: "FOR" = YES,
"ABSTAIN" = NO, "AGAINST" WILL BE TREATED
AS NOT MARKED
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION C AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS A1 TO A9 AND B.
THANK YOU
CMMT 25 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION D. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INC. Agenda Number: 935652203
--------------------------------------------------------------------------------------------------------------------------
Security: 136635109
Meeting Type: Annual and Special
Meeting Date: 22-Jun-2022
Ticker: CSIQ
ISIN: CA1366351098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Shawn (Xiaohua) Qu Mgmt For For
Karl E. Olsoni Mgmt For For
Harry E. Ruda Mgmt For For
Lauren C. Templeton Mgmt For For
Andrew Luen Cheung Wong Mgmt For For
Lap Tat Arthur Wong Mgmt For For
Leslie Li Hsien Chang Mgmt For For
Yan Zhuang Mgmt For For
Huifeng Chang Mgmt For For
2 To reappoint Deloitte Touche Tohmatsu Mgmt For For
Certified Public Accountants LLP as
auditors of the Corporation and to
authorize the directors of the Corporation
to fix their remuneration.
3 To approve a special resolution authorizing Mgmt For For
and approving the continuance of the
Corporation from the provincial
jurisdiction of the Province of British
Columbia under the Business Corporations
Act (British Columbia) to the provincial
jurisdiction of Ontario under the Business
Corporations Act (Ontario) on the basis set
forth in the management information
circular.
--------------------------------------------------------------------------------------------------------------------------
CHINA MOLYBDENUM CO LTD Agenda Number: 715580533
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 10-Jun-2022
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042903995.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042904091.pdf
1 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2021."
2 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR THE YEAR 2021."
3 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE ANNUAL REPORT OF THE COMPANY FOR THE
YEAR 2021."
4 "TO RECEIVE AND CONSIDER THE PROPOSAL ON Mgmt For For
THE FINANCIAL REPORT AND FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
2021."
5 "TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2021."
6 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE RE-APPOINTMENT OF THE EXTERNAL AUDITORS
FOR THE YEAR 2022."
7 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE BUDGET REPORT OF THE COMPANY FOR THE
YEAR 2022."
8 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
THE PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND."
9 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PURCHASE OF WEALTH MANAGEMENT OR
ENTRUSTED WEALTH MANAGEMENT PRODUCTS WITH
INTERNAL IDLE FUND."
10 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PROVISION OF GUARANTEE TO WHOLLY-OWNED
SUBSIDIARIES."
11 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PROVISION OF SUPPLY CHAIN FINANCING
GUARANTEE BY IXM (A WHOLLY-OWNED SUBSIDIARY
OF THE COMPANY) TO SUPPLIERS."
12 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE PROVISION OF FINANCING GUARANTEE TO A
JOINT VENTURE OF THE COMPANY WITH NO MORE
THAN RMB1 BILLION."
13 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
THE AUTHORISATION TO THE BOARD OF DIRECTORS
OF THE COMPANY (THE "BOARD") TO DECIDE ON
THE ISSUANCE OF DEBT FINANCING
INSTRUMENTS."
14 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASING LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY."
15 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS OF THE COMPANY FOR THE YEAR
2014."
16 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE AUTHORIZATION TO THE BOARD TO DEAL WITH
THE DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2022."
17 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
THE GRANT OF A GENERAL MANDATE TO THE BOARD
FOR ISSUANCE OF ADDITIONAL A SHARES AND/OR
H SHARES OF THE COMPANY."
18 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE GRANT OF A GENERAL MANDATE TO THE BOARD
TO REPURCHASE H SHARES."
19 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE CHANGE OF ENGLISH NAME OF THE COMPANY."
20 "TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION."
--------------------------------------------------------------------------------------------------------------------------
CREE, INC. Agenda Number: 935494536
--------------------------------------------------------------------------------------------------------------------------
Security: 225447101
Meeting Type: Annual
Meeting Date: 25-Oct-2021
Ticker: CREE
ISIN: US2254471012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenda M. Dorchak Mgmt For For
John C. Hodge Mgmt For For
Clyde R. Hosein Mgmt For For
Darren R. Jackson Mgmt For For
Duy-Loan T. Le Mgmt For For
Gregg A. Lowe Mgmt For For
John B. Replogle Mgmt For For
Marvin A. Riley Mgmt For For
Thomas H. Werner Mgmt For For
2. APPROVAL OF AMENDMENT TO THE BYLAWS TO Mgmt For For
INCREASE THE SIZE OF THE BOARD OF
DIRECTORS.
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING JUNE
26, 2022.
4. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt Against Against
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DENSO CORPORATION Agenda Number: 715679619
--------------------------------------------------------------------------------------------------------------------------
Security: J12075107
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: JP3551500006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Business Lines, Mgmt For For
Approve Minor Revisions Related to Change
of Laws and Regulations
2.1 Appoint a Director Arima, Koji Mgmt For For
2.2 Appoint a Director Shinohara, Yukihiro Mgmt For For
2.3 Appoint a Director Ito, Kenichiro Mgmt For For
2.4 Appoint a Director Matsui, Yasushi Mgmt For For
2.5 Appoint a Director Toyoda, Akio Mgmt For For
2.6 Appoint a Director Kushida, Shigeki Mgmt For For
2.7 Appoint a Director Mitsuya, Yuko Mgmt For For
2.8 Appoint a Director Joseph P. Schmelzeis, Mgmt For For
Jr.
3 Appoint a Substitute Corporate Auditor Mgmt For For
Kitagawa, Hiromi
--------------------------------------------------------------------------------------------------------------------------
ECOPRO BM CO. LTD. Agenda Number: 715240723
--------------------------------------------------------------------------------------------------------------------------
Security: Y2243T102
Meeting Type: AGM
Meeting Date: 29-Mar-2022
Ticker:
ISIN: KR7247540008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR JU JAE HWAN Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR CHOE MUN HO Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR BAK SEOK HOE Mgmt For For
3.4 ELECTION OF INSIDE DIRECTOR GIM JANG U Mgmt For For
3.5 ELECTION OF INSIDE DIRECTOR BAK JAE HA Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR GANG GI SEOK Mgmt For For
3.7 ELECTION OF OUTSIDE DIRECTOR JO JAE JEONG Mgmt For For
3.8 ELECTION OF OUTSIDE DIRECTOR SIN IL YONG Mgmt For For
3.9 ELECTION OF OUTSIDE DIRECTOR O GYU SEOP Mgmt For For
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER I HWA RYEON
5.1 ELECTION OF AUDIT COMMITTEE MEMBER BAK JAE Mgmt For For
HA
5.2 ELECTION OF AUDIT COMMITTEE MEMBER O GYU Mgmt For For
SEOP
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
7 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ECOPRO BM CO. LTD. Agenda Number: 715317916
--------------------------------------------------------------------------------------------------------------------------
Security: Y2243T102
Meeting Type: EGM
Meeting Date: 10-May-2022
Ticker:
ISIN: KR7247540008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER JO JAE JEONG
--------------------------------------------------------------------------------------------------------------------------
ENEL S.P.A. Agenda Number: 715549448
--------------------------------------------------------------------------------------------------------------------------
Security: T3679P115
Meeting Type: AGM
Meeting Date: 19-May-2022
Ticker:
ISIN: IT0003128367
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 727718 DUE TO RECEIVED SLATES
FOR RES. 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
O.1 TO APPROVE THE BALANCE SHEET AS OF 31 Mgmt For For
DECEMBER 2021. BOARD OF DIRECTORS' REPORT,
INTERNAL AND EXTERNAL AUDITORS REPORTS.
RESOLUTIONS RELATED THERETO. TO PRESENT THE
CONSOLIDATED BALANCE SHEET AS OF 31
DECEMBER 2021 AND THE NON-FINANCIAL
CONSOLIDATED DECLARATION RELATED TO YEAR
2021
O.2 PROFIT ALLOCATION Mgmt For For
O.3 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
COMPANY'S OWN SHARES, UPON REVOCATION OF
THE AUTHORIZATION GRANTED BY THE ORDINARY
MEETING HELD ON 20 MAY 2021. RESOLUTIONS
RELATED THERETO
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
SLATES TO BE ELECTED AS INTERNAL AUDITORS,
THERE IS ONLY 1 SLATE AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE TO INSTRUCT,
YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE
OF THE 2 SLATES OF BOARD OF DIRECTORS
O.4.1 TO APPOINT THE INTERNAL AUDITORS. LIST Shr For
PRESENTED BY THE MINISTRY OF ECONOMY AND
FINANCE, REPRESENTING THE 23.585 PCT OF THE
SHARE CAPITAL
O.4.2 TO APPOINT THE INTERNAL AUDITORS. LIST Shr No vote
PRESENTED BY A GROUP OF ASSET MANAGEMENT
COMPANIES AND OTHER INSTITUTIONAL
INVESTORS, REPRESENTING THE 1.321 PCT OF
THE SHARE CAPITAL
O.5 TO STATE THE EMOLUMENT OF THE EFFECTIVE Mgmt For For
MEMBERS OF THE INTERNAL AUDITORS
O.6 2022 LONG-TERM INCENTIVE PLAN DEDICATED TO Mgmt For For
THE MANAGEMENT OF ENEL S.P.A. AND/OR ITS
SUBSIDIARIES AS PER ART. NO. 2359 OF THE
ITALIAN CIVIL CODE
O.7.1 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
FIRST SECTION: REWARDING POLICY REPORT FOR
2022 (BINDING RESOLUTION)
O.7.2 REWARDING POLICY AND EMOLUMENT PAID REPORT. Mgmt For For
SECOND SECTION: EMOLUMENT PAID REPORT FOR
2021 (NON-BINDING RESOLUTION)
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935583179
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven J. Gomo Mgmt For For
Thurman J. Rodgers Mgmt For For
2. To approve, on advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
3. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EVGO INC. Agenda Number: 935596479
--------------------------------------------------------------------------------------------------------------------------
Security: 30052F100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: EVGO
ISIN: US30052F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Badar Khan Mgmt For For
Joseph Esteves Mgmt Withheld Against
John King Mgmt Withheld Against
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935599362
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Michael J. Ahearn Mgmt For For
1B. Election of Director: Richard D. Chapman Mgmt For For
1C. Election of Director: Anita Marangoly Mgmt For For
George
1D. Election of Director: George A. Hambro Mgmt For For
1E. Election of Director: Molly E. Joseph Mgmt For For
1F. Election of Director: Craig Kennedy Mgmt For For
1G. Election of Director: Lisa A. Kro Mgmt For For
1H. Election of Director: William J. Post Mgmt For For
1I. Election of Director: Paul H. Stebbins Mgmt For For
1J. Election of Director: Michael Sweeney Mgmt For For
1K. Election of Director: Mark R. Widmar Mgmt For For
1L. Election of Director: Norman L. Wright Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as First Solar's
Independent Registered Public Accounting
Firm for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 935571681
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kimberly A. Casiano Mgmt For For
1B. Election of Director: Alexandra Ford Mgmt For For
English
1C. Election of Director: James D. Farley, Jr. Mgmt For For
1D. Election of Director: Henry Ford III Mgmt For For
1E. Election of Director: William Clay Ford, Mgmt For For
Jr.
1F. Election of Director: William W. Helman IV Mgmt For For
1G. Election of Director: Jon M. Huntsman, Jr. Mgmt For For
1H. Election of Director: William E. Kennard Mgmt For For
1I. Election of Director: John C. May Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Lynn Vojvodich Mgmt For For
Radakovich
1L. Election of Director: John L. Thornton Mgmt For For
1M. Election of Director: John B. Veihmeyer Mgmt For For
1N. Election of Director: John S. Weinberg Mgmt For For
2. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
3. Say-on-Pay - An Advisory Vote to Approve Mgmt For For
the Compensation of the Named Executives.
4. Approval of the Tax Benefit Preservation Mgmt For For
Plan.
5. Relating to Consideration of a Mgmt For Against
Recapitalization Plan to Provide That All
of the Company's Outstanding Stock Have One
Vote Per Share.
--------------------------------------------------------------------------------------------------------------------------
FREEPORT-MCMORAN INC. Agenda Number: 935615279
--------------------------------------------------------------------------------------------------------------------------
Security: 35671D857
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: FCX
ISIN: US35671D8570
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David P. Abney Mgmt For For
1b. Election of Director: Richard C. Adkerson Mgmt For For
1c. Election of Director: Marcela E. Donadio Mgmt For For
1d. Election of Director: Robert W. Dudley Mgmt For For
1e. Election of Director: Hugh Grant Mgmt For For
1f. Election of Director: Lydia H. Kennard Mgmt For For
1g. Election of Director: Ryan M. Lance Mgmt For For
1h. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1I. Election of Director: Dustan E. McCoy Mgmt For For
1j. Election of Director: John J. Stephens Mgmt For For
1k. Election of Director: Frances Fragos Mgmt For For
Townsend
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935551881
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 07-Apr-2022
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James H. England Mgmt For For
1B. Election of Director: Jason Few Mgmt For For
1C. Election of Director: Matthew F. Hilzinger Mgmt For For
1D. Election of Director: Natica von Althann Mgmt For For
1E. Election of Director: Cynthia Hansen Mgmt For For
1F. Election of Director: Donna Sims Wilson Mgmt For For
1G. Election of Director: Betsy Bingham Mgmt For For
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2022
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714538975
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 31-Aug-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0730/2021073002108.pdf,
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ACQUISITION OF 50% EQUITY INTEREST IN
NETHERLANDS SPV COMPANY BY GFL
INTERNATIONAL WHICH INVOLVES MINING RIGHTS
INVESTMENT AND THE PROVISION OF FINANCIAL
ASSISTANCE FOR LMSA, A WHOLLY-OWNED
SUBSIDIARY OF NETHERLANDS SPV COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
CAPITAL INCREASE IN ITS CONTROLLED
SUBSIDIARY GANFENG LIENERGY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
INVESTMENT IN WEALTH MANAGEMENT PRODUCTS
WITH SELF-OWNED FUNDS
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE IN ITS WHOLLY-OWNED
SUBSIDIARY GFL INTERNATIONAL
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT AND CONSTRUCTION OF NEW-TYPE
LITHIUM BATTERY PROJECT WITH 15GWH ANNUAL
CAPACITY BY GANFENG LIENERGY
6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 618375 DUE TO RECEIPT OF
ADDITIONAL RESOLUTION 5. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 714954749
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 20-Dec-2021
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1129/2021112901326.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1129/2021112901330.pdf
1 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt Against Against
BANK FACILITIES AND PROVISION OF GUARANTEES
BY THE COMPANY AND ITS SUBSIDIARIES
2 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
GUARANTEES TO THE CONTROLLED SUBSIDIARY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPITAL INCREASE AND PROVISION OF FINANCIAL
ASSISTANCE TO WHOLLY-OWNED SUBSIDIARY LITIO
BY GANFENG NETHERLANDS
4 TO CONSIDER AND APPROVE THE CONNECTED Mgmt For For
TRANSACTIONS
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715354116
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 22-Apr-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033002982.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033003032.pdf
S.1 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
S.2 THE APPLICATION FOR BANK FACILITIES AND Mgmt Against Against
PROVISION OF GUARANTEES BY THE COMPANY AND
ITS SUBSIDIARIES
O.1 PROPOSED AMENDMENTS TO THE RULES OF Mgmt Against Against
PROCEDURES OF THE GENERAL MEETING
O.2 PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES OF THE BOARD OF SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715620476
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502562.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502546.pdf
1 PROFIT DISTRIBUTION PROPOSAL FOR 2021 AND Mgmt For For
ISSUANCE OF BONUS SHARES BY WAY OF
CONVERSION OF CAPITAL RESERVE
CMMT 07 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 10 JUN 2022 TO 15 JUN 2022. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715700351
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 717963 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
O.1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
2021
O.2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt For For
2021
O.3 2021 ANNUAL REPORT, SUMMARY OF THE ANNUAL Mgmt For For
REPORT AND ANNUAL RESULTS ANNOUNCEMENT
O.4 2021 FINANCIAL REPORT AS RESPECTIVELY Mgmt For For
AUDITED BY THE DOMESTIC AND OVERSEAS
AUDITORS
O.5 ENGAGEMENT OF DOMESTIC AND OVERSEAS Mgmt For For
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2022
O.6 THE REMUNERATION OF DOMESTIC AND OVERSEAS Mgmt For For
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2022
O.7 DETERMINATION OF DIRECTORS' EMOLUMENTS Mgmt For For
O.8 DETERMINATION OF SUPERVISORS' EMOLUMENTS Mgmt For For
O.9 PROPOSED APPOINTMENT OF INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR, CHAIRMAN OF
NOMINATION COMMITTEE AND MEMBER OF AUDIT
COMMITTEE
S.1 PROFIT DISTRIBUTION PROPOSAL FOR 2021 AND Mgmt For For
ISSUANCE OF BONUS SHARES BY WAY OF
CONVERSION OF CAPITAL RESERVE
S.2 GRANT OF GENERAL MANDATE TO THE BOARD Mgmt Against Against
S.3 GENERAL MANDATE TO ISSUE DOMESTIC AND Mgmt Against Against
OVERSEAS DEBT FINANCING INSTRUMENTS
S.4 ENGAGEMENT IN FOREIGN EXCHANGE HEDGING Mgmt For For
BUSINESS BY THE COMPANY AND ITS
SUBSIDIARIES
S.5 CONTINUING RELATED-PARTY TRANSACTIONS FOR Mgmt For For
2022
S.6 THE PROVISION OF GUARANTEES TO MENGJIN Mgmt For For
MINING AND RELATED-PARTY TRANSACTION
S.7 INDUSTRIAL INVESTMENT WITH SELF-OWNED FUNDS Mgmt Against Against
S.8 SHAREHOLDERS' RETURN PLAN FOR THREE YEARS Mgmt For For
OF 2022 TO 2024
S.9 PROPOSED ADOPTION OF THE RESTRICTED SHARE Mgmt Against Against
UNIT SCHEME
S.10 PROPOSED AUTHORIZATION TO THE BOARD AND/OR Mgmt Against Against
THE DELEGATEE TO HANDLE MATTERS PERTAINING
TO THE RESTRICTED SHARE UNIT SCHEME
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502532.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050502556.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501199.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501205.pdf
CMMT 07 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO POSTPONEMENT OF THE MEETING
DATE FROM 10 JUN 2022 TO 15 JUN 2022. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD Agenda Number: 715191792
--------------------------------------------------------------------------------------------------------------------------
Security: G3774X108
Meeting Type: EGM
Meeting Date: 01-Apr-2022
Ticker:
ISIN: KYG3774X1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0222/2022022201068.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0222/2022022201066.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THAT SUBJECT TO AND CONDITIONAL Mgmt For For
UPON THE APPROVAL OF THE REGISTRAR OF
COMPANIES IN THE CAYMAN ISLANDS BEING
OBTAINED, THE ENGLISH NAME OF THE COMPANY
BE CHANGED FROM ''GCL-POLY ENERGY HOLDINGS
LIMITED'' TO ''GCL TECHNOLOGY HOLDINGS
LIMITED'' AND THE DUAL FOREIGN NAME IN
CHINESE OF THE COMPANY BE CHANGED FROM ''AS
SPECIFIED' TO ''AS SPECIFIED'' WITH EFFECT
FROM THE DATE OF ENTRY OF THE NEW ENGLISH
NAME AND THE DUAL FOREIGN NAME OF THE
COMPANY ON THE REGISTER OF COMPANIES
MAINTAINED BY THE REGISTRAR OF COMPANIES IN
THE CAYMAN ISLANDS, AND THAT ANY ONE
DIRECTOR OF THE COMPANY AND THE REGISTERED
OFFICE PROVIDER OF THE COMPANY BE AND ARE
HEREBY AUTHORISED SEVERALLY TO DO ALL SUCH
ACTS AND THINGS AND EXECUTE SUCH FURTHER
DOCUMENTS AND TAKE ALL STEPS WHICH, IN
HIS/HER OPINION, MAY BE NECESSARY,
DESIRABLE OR EXPEDIENT TO IMPLEMENT AND
GIVE EFFECT TO THE AFORESAID CHANGE OF THE
COMPANY'S NAME AND TO ATTEND TO ANY
NECESSARY REGISTRATION AND/OR FILING FOR
AND ON BEHALF OF THE COMPANY, AS MORE
PARTICULARLY SET OUT IN THE NOTICE OF EGM
CMMT 10 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
POSTPONEMENT OF THE MEETING DATE FROM 17
MAR 2022 TO 01 APR 2022 AND CHANGE OF THE
RECORD DATE FROM 11 MAR 2022 TO 28 MAR
2022. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD Agenda Number: 715260799
--------------------------------------------------------------------------------------------------------------------------
Security: G3774X108
Meeting Type: EGM
Meeting Date: 01-Apr-2022
Ticker:
ISIN: KYG3774X1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0309/2022030901543.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0309/2022030901547.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE ADOPTION OF NEW SHARE OPTION Mgmt Against Against
SCHEME OF THE COMPANY, AS MORE PARTICULARLY
SET OUT IN THE REVISED NOTICE OF EGM
--------------------------------------------------------------------------------------------------------------------------
GCL-POLY ENERGY HOLDINGS LTD Agenda Number: 715560543
--------------------------------------------------------------------------------------------------------------------------
Security: G3774X108
Meeting Type: AGM
Meeting Date: 31-May-2022
Ticker:
ISIN: KYG3774X1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0426/2022042602188.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0426/2022042602196.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2021
2 TO RE-ELECT MR. LAN TIANSHI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3 TO RE-ELECT MS. SUN WEI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. YEUNG MAN CHUNG, CHARLES AS Mgmt For For
AN EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. ZHENG XIONGJIU AS AN Mgmt Against Against
EXECUTIVE DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. YIP TAI HIM AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY (WHO HAS SERVED AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY MORE
THAN NINE YEARS)
7 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
8 TO RE-APPOINT CROWE (HK) CPA LIMITED AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS REMUNERATION
9.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
9.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
9.C TO EXTEND THE GENERAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES BY THE ADDITION OF NUMBER
OF SHARES BOUGHT BACK BY THE COMPANY
10 TO APPROVE AND ADOPT THE PROPOSED Mgmt Against Against
AMENDMENTS TO THE EXISTING MEMORANDUM AND
ARTICLES OF ASSOCIATION AND PROPOSED
ADOPTION OF THE NEW AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD Agenda Number: 714518101
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: EGM
Meeting Date: 24-Aug-2021
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0804/2021080400961.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0804/2021080401005.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE, RATIFY AND CONFIRM THE CEVT Mgmt For For
ACQUISITION AGREEMENT (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 5 AUGUST 2021
(THE "CIRCULAR")) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
2 TO APPROVE, RATIFY AND CONFIRM THE HAOHAN Mgmt For For
ENERGY ACQUISITION AGREEMENT (AS DEFINED IN
THE CIRCULAR) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
3 TO APPROVE, RATIFY AND CONFIRM THE NINGBO Mgmt For For
VIRIDI SUBSCRIPTION AGREEMENT (AS DEFINED
IN THE CIRCULAR) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
4 TO APPROVE, RATIFY AND CONFIRM THE R&D Mgmt For For
SERVICES AND TECHNOLOGY LICENSING AGREEMENT
(AS DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS
UNDER THE R&D SERVICES AND TECHNOLOGY
LICENSING AGREEMENT (AS DEFINED IN THE
CIRCULAR) FOR EACH OF THE THREE FINANCIAL
YEARS ENDING 31 DECEMBER 2023
5 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
AUTOMOBILE COMPONENTS SALES AGREEMENT (AS
DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS
UNDER THE AUTOMOBILE COMPONENTS SALES
AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR
EACH OF THE THREE FINANCIAL YEARS ENDING 31
DECEMBER 2023
6 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
AUTOMOBILE COMPONENTS PROCUREMENT AGREEMENT
(AS DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS
UNDER THE AUTOMOBILE COMPONENTS PROCUREMENT
AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR
EACH OF THE THREE FINANCIAL YEARS ENDING 31
DECEMBER 2023
7 TO APPROVE, RATIFY AND CONFIRM THE ZEEKR Mgmt For For
FINANCE COOPERATION AGREEMENT (AS DEFINED
IN THE CIRCULAR) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND TO APPROVE AND
CONFIRM THE ZEEKR FINANCING ANNUAL CAPS (AS
DEFINED IN THE CIRCULAR) FOR EACH OF THE
THREE FINANCIAL YEARS ENDING 31 DECEMBER
2023
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD Agenda Number: 714907308
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: EGM
Meeting Date: 06-Dec-2021
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1115/2021111500790.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1115/2021111500872.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE, RATIFY AND CONFIRM THE SERVICES Mgmt For For
AGREEMENT (AS DEFINED IN THE CIRCULAR OF
THE COMPANY DATED 16 NOVEMBER 2021 (THE
"CIRCULAR")) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND TO APPROVE AND
CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE
SERVICES AGREEMENT (AS DEFINED IN THE
CIRCULAR) FOR EACH OF THE THREE FINANCIAL
YEARS ENDING 31 DECEMBER 2024
2 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
AUTOMOBILE COMPONENTS PROCUREMENT AGREEMENT
(AS DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE ANNUAL CAP AMOUNTS
UNDER THE AUTOMOBILE COMPONENTS PROCUREMENT
AGREEMENT (AS DEFINED IN THE CIRCULAR) FOR
EACH OF THE THREE FINANCIAL YEARS ENDING 31
DECEMBER 2024
3 TO APPROVE, RATIFY AND CONFIRM THE RENEWAL Mgmt Against Against
OF VOLVO FINANCE COOPERATION AGREEMENTS (AS
DEFINED IN THE CIRCULAR) AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
APPROVE AND CONFIRM THE VOLVO ANNUAL CAPS
(WHOLESALE) (AS DEFINED IN THE CIRCULAR)
AND THE VOLVO ANNUAL CAPS (RETAIL) (AS
DEFINED IN THE CIRCULAR) FOR EACH OF THE
THREE FINANCIAL YEARS ENDING 31 DECEMBER
2024
4 TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
SUPPLEMENTAL MASTER CKDS AND AUTOMOBILE
COMPONENTS PURCHASE AGREEMENT (AS DEFINED
IN THE CIRCULAR) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER AND TO APPROVE AND
CONFIRM THE ANNUAL CAP AMOUNTS UNDER THE
SUPPLEMENTAL MASTER CKDS AND AUTOMOBILE
COMPONENTS PURCHASE AGREEMENT (AS DEFINED
IN THE CIRCULAR) FOR EACH OF THE THREE
FINANCIAL YEARS ENDING 31 DECEMBER 2023
--------------------------------------------------------------------------------------------------------------------------
GEELY AUTOMOBILE HOLDINGS LTD Agenda Number: 714951957
--------------------------------------------------------------------------------------------------------------------------
Security: G3777B103
Meeting Type: EGM
Meeting Date: 17-Dec-2021
Ticker:
ISIN: KYG3777B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1129/2021112900842.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1129/2021112900852.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE, RATIFY AND CONFIRM THE SHARE Mgmt For For
PURCHASE AGREEMENT (AS DEFINED IN THE
CIRCULAR OF THE COMPANY DATED 30 NOVEMBER
2021 (THE "CIRCULAR")) AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER; CONDITIONAL UPON
THE LISTING COMMITTEE OF THE STOCK EXCHANGE
OF HONG KONG LIMITED GRANTING THE LISTING
OF, AND THE PERMISSION TO DEAL IN, THE
CONSIDERATION SHARES (AS DEFINED IN THE
CIRCULAR), TO GRANT A SPECIFIC MANDATE TO
THE DIRECTORS OF THE COMPANY TO ALLOT AND
ISSUE THE CONSIDERATION SHARES AND TAKE ALL
SUCH STEPS AND DO ALL SUCH ACTS AS MAY BE
NECESSARY OR EXPEDIENT TO GIVE EFFECT TO
THE SAME; AND TO AUTHORIZE THE DIRECTORS OF
THE COMPANY TO DO ALL SUCH THINGS AND ACTS
AND TO EXECUTE ALL SUCH DOCUMENTS WHICH
THEY CONSIDER DESIRABLE, NECESSARY OR
EXPEDIENT TO GIVE EFFECT TO OR IN
CONNECTION WITH THE SHARE PURCHASE
AGREEMENT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
GENERAL MOTORS COMPANY Agenda Number: 935631778
--------------------------------------------------------------------------------------------------------------------------
Security: 37045V100
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: GM
ISIN: US37045V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary T. Barra Mgmt For For
1b. Election of Director: Aneel Bhusri Mgmt For For
1c. Election of Director: Wesley G. Bush Mgmt For For
1d. Election of Director: Linda R. Gooden Mgmt For For
1e. Election of Director: Joseph Jimenez Mgmt For For
1f. Election of Director: Judith A. Miscik Mgmt For For
1g. Election of Director: Patricia F. Russo Mgmt For For
1h. Election of Director: Thomas M. Schoewe Mgmt For For
1i. Election of Director: Carol M. Stephenson Mgmt For For
1j. Election of Director: Mark A. Tatum Mgmt For For
1k. Election of Director: Devin N. Wenig Mgmt For For
1l. Election of Director: Margaret C. Whitman Mgmt For For
2. Advisory Approval of Named Executive Mgmt For For
Officer Compensation
3. Ratification of the Selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2022
4. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold to Call a Special Meeting
5. Shareholder Proposal Regarding Separation Shr Against For
of Chair and CEO Roles
6. Shareholder Proposal Requesting a Report on Shr For Against
the Use of Child Labor in Connection with
Electric Vehicles
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 715328464
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 28-Apr-2022
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2021
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF THE MEETING
3 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt For For
DIRECTOR
4 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
5 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT PATRICE MERRIN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt For For
9 TO RE-ELECT GARY NAGLE AS A DIRECTOR Mgmt For For
10 TO RE-ELECT DAVID WORMSLEY AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt For For
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID OR DATE TO BE
DETERMINED BY THE DIRECTORS
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE COMPANY'S 2021 CLIMATE Mgmt Against Against
PROGRESS REPORT
14 TO APPROVE THE DIRECTOR'S REMUNERATION Mgmt For For
REPORT AS SET OUT IN THE 2021 ANNUAL REPORT
15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
16 SUBJECT TO THE PASSING OF THE RESOLUTION Mgmt For For
15. TO RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
17 SUBJECT TO THE PASSING OF RESOLUTION 15, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 16, TO EMPOWER TO
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
18 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ORDINARY SHARES
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935617184
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt For For
Michael T. Eckhart Mgmt For For
Nancy C. Floyd Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
4. The approval of the 2022 Hannon Armstrong Mgmt For For
Sustainable Infrastructure Capital, Inc.
Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
HON HAI PRECISION INDUSTRY CO LTD Agenda Number: 715578425
--------------------------------------------------------------------------------------------------------------------------
Security: Y36861105
Meeting Type: AGM
Meeting Date: 31-May-2022
Ticker:
ISIN: TW0002317005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2021 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2021 EARNINGS.PROPOSED CASH DIVIDEND: TWD
5.2 PER SHARE.
3 TO AMEND THE ARTICLES OF INCORPORATION. Mgmt For For
4 TO AMEND THE RULES AND PROCEDURES OF Mgmt For For
SHAREHOLDERS' MEETING.
5 TO AMEND THE PROCEDURES FOR ASSET Mgmt For For
ACQUISITION & DISPOSAL.
6 TO AMEND THE PROCEDURES FOR LENDING FUNDS Mgmt For For
TO OTHERS.
7 THE INITIAL PUBLIC LISTING OF THE COMPANY'S Mgmt For For
HONG KONG LISTED SUBSIDIARY 'FIH MOBILE
LIMITED (CAYMAN)', THROUGH ISSUANCE OF
RUPEE COMMON STOCKS ON THE INDIAN STOCK
EXCHANGE, THROUGH SUBSIDIARY 'BHARAT FIH
LIMITED'.
8.1 THE ELECTION OF THE DIRECTOR.:LIU, YANG Mgmt For For
WEI,SHAREHOLDER NO.00085378
8.2 THE ELECTION OF THE DIRECTOR.:GOU, TAI Mgmt For For
MING,SHAREHOLDER NO.00000001,TERRY GOU AS
REPRESENTATIVE
8.3 THE ELECTION OF THE DIRECTOR.:HON JIN Mgmt For For
INTERNATIONAL INVESTMENT CO.,
LTD.,SHAREHOLDER NO.00057132,WANG, CHENG
YANG AS REPRESENTATIVE
8.4 THE ELECTION OF THE DIRECTOR.:HON JIN Mgmt For For
INTERNATIONAL INVESTMENT CO.,
LTD.,SHAREHOLDER NO.00057132,DR. CHRISTINA
YEE RU LIU AS REPRESENTATIVE
8.5 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:JAMES WANG,SHAREHOLDER
NO.F120591XXX
8.6 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:KUO, TA WEI,SHAREHOLDER
NO.F121315XXX
8.7 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:HUANG, QING YUAN,SHAREHOLDER
NO.R101807XXX
8.8 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:LIU ,LEN YU,SHAREHOLDER
NO.N120552XXX
8.9 THE ELECTION OF THE INDEPENDENT Mgmt For For
DIRECTOR.:CHEN, YUE MIN,SHAREHOLDER
NO.A201846XXX
9 TO APPROVE THE LIFTING OF DIRECTOR OF NON Mgmt For For
COMPETITION RESTRICTIONS.
--------------------------------------------------------------------------------------------------------------------------
ILUKA RESOURCES LTD Agenda Number: 715230366
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875J104
Meeting Type: AGM
Meeting Date: 13-Apr-2022
Ticker:
ISIN: AU000000ILU1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2,3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF DIRECTOR MARCELO BASTOS Mgmt For For
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 GRANT OF SECURITIES TO MANAGING DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935569509
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynda L. Ziegler Mgmt For For
1B. Election of Director: Diana D. Tremblay Mgmt For For
1C. Election of Director: Santiago Perez Mgmt For For
2. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2022.
--------------------------------------------------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935521713
--------------------------------------------------------------------------------------------------------------------------
Security: 47759T100
Meeting Type: Annual
Meeting Date: 09-Dec-2021
Ticker: JKS
ISIN: US47759T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That Mr. Xianhua Li be re-elected as a Mgmt Against Against
director of the Company.
2. That Mr. Steven Markscheid be re-elected as Mgmt For For
a director of the Company.
3. That the appointment of Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company for the fiscal year
of 2021 be ratified.
4. That the directors of the Company be Mgmt For For
authorized to determine the remuneration of
the auditors.
5. That each of the directors of the Company Mgmt For For
be authorized to take any and all action
that might be necessary to effect the
foregoing resolutions 1 to 4 as such
director, in his or her absolute
discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON ELECTRIC HOLDINGS LTD Agenda Number: 714227938
--------------------------------------------------------------------------------------------------------------------------
Security: G5150J157
Meeting Type: AGM
Meeting Date: 14-Jul-2021
Ticker:
ISIN: BMG5150J1577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700575.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0527/2021052700581.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND OF THE AUDITOR
FOR THE YEAR ENDED 31 MARCH 2021
2 TO DECLARE A FINAL DIVIDEND OF 34 HK CENTS Mgmt For For
PER SHARE IN RESPECT OF THE YEAR ENDED 31
MARCH 2021
3 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
4.A TO RE-ELECT THE FOLLOWING DIRECTOR: MR. Mgmt For For
AUSTIN JESSE WANG AS AN EXECUTIVE DIRECTOR
4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MR. Mgmt For For
PETER KIN-CHUNG WANG AS A NON-EXECUTIVE
DIRECTOR
4.C TO RE-ELECT THE FOLLOWING DIRECTOR: MR. Mgmt For For
JOSEPH CHI-KWONG YAM AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
5 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
6 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS AUDITOR AND TO
AUTHORISE THE DIRECTORS TO FIX ITS
REMUNERATION
7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE ADDITIONAL SHARES
BOUGHT BACK BY THE COMPANY PURSUANT TO
RESOLUTION NUMBERED 3
--------------------------------------------------------------------------------------------------------------------------
KAKAO CORP. Agenda Number: 715264355
--------------------------------------------------------------------------------------------------------------------------
Security: Y4519H119
Meeting Type: AGM
Meeting Date: 29-Mar-2022
Ticker:
ISIN: KR7035720002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 698185 DUE TO ADDITION OF
RESOLUTION NUMBER 3.3 AND 8. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
CHANGES TO THE SUBJECT OF GRANTING STOCK
OPTIONS (ARTICLE 10)
2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
CHANGES IN THE ORDER OF ACTING ON BEHALF OF
THE CHAIRMAN OF THE GENERAL MEETING OF
SHAREHOLDERS (ARTICLE 18)
2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
EXTENSION OF THE INTERIM DIVIDEND DATE
(ARTICLE 37.2)
2.4 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
CHANGES TO OTHER PROVISIONS (ARTICLES 8,
26, 36, ADDENDUM)
3.1 ELECTION OF INSIDE DIRECTOR CANDIDATES: NAM Mgmt For For
GOONG HOON
3.2 ELECTION OF INSIDE DIRECTOR CANDIDATES: KIM Mgmt For For
SEONG SOO
3.3 ELECTION OF INSIDE DIRECTOR CANDIDATES: Mgmt For For
HONG EUN TAECK
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF ENDOWMENT OF STOCK PURCHASE Mgmt For For
OPTION
6 APPROVAL OF TREASURY STOCK RETIREMENT Mgmt For For
7 AMENDMENT OF ARTICLES ON RETIREMENT Mgmt For For
ALLOWANCE FOR BOARD MEMBERS
8 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
L & F CO LTD Agenda Number: 715205678
--------------------------------------------------------------------------------------------------------------------------
Security: Y52747105
Meeting Type: AGM
Meeting Date: 23-Mar-2022
Ticker:
ISIN: KR7066970005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER LEE GYUNBAHL
3.2 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt For For
COMMITTEE MEMBER JUNG JAEHAK
4 TRANSFER BETWEEN EARNED SURPLUS AND CAPITAL Mgmt For For
SURPLUS
5 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
LANDIS+GYR GROUP AG Agenda Number: 715710097
--------------------------------------------------------------------------------------------------------------------------
Security: H893NZ107
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: CH0371153492
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2.1 APPROVE TREATMENT OF NET LOSS Mgmt For For
2.2 APPROVE DIVIDENDS OF CHF 2.15 PER SHARE Mgmt For For
FROM CAPITAL CONTRIBUTION RESERVES
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For
MANAGEMENT
4.1 APPROVE REMUNERATION REPORT Mgmt For For
4.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF CHF 1.7 MILLION
4.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For
IN THE AMOUNT OF CHF 8.5 MILLION
5.1.1 REELECT ANDREAS UMBACH AS DIRECTOR Mgmt Against Against
5.1.2 REELECT ERIC ELZVIK AS DIRECTOR Mgmt For For
5.1.3 REELECT PETER MAINZ AS DIRECTOR Mgmt For For
5.1.4 REELECT SOREN SORENSEN AS DIRECTOR Mgmt For For
5.1.5 REELECT ANDREAS SPREITER AS DIRECTOR Mgmt For For
5.1.6 REELECT CHRISTINA STERCKEN AS DIRECTOR Mgmt For For
5.1.7 REELECT LAUREEN TOLSON AS DIRECTOR Mgmt For For
5.2 REELECT ANDREAS UMBACH AS BOARD CHAIR Mgmt Against Against
5.3.1 REAPPOINT ERIC ELZVIK AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.3.2 REAPPOINT PETER MAINZ AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.3.3 REAPPOINT LAUREEN TOLSON AS MEMBER OF THE Mgmt For For
COMPENSATION COMMITTEE
5.4 RATIFY PRICEWATERHOUSECOOPERS AG AS Mgmt For For
AUDITORS
5.5 DESIGNATE ADROIT ANWAELTE AS INDEPENDENT Mgmt For For
PROXY
6 APPROVE RENEWAL OF CHF 28.9 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL WITH OR WITHOUT
EXCLUSION OF PREEMPTIVE RIGHTS
--------------------------------------------------------------------------------------------------------------------------
LARGO INC Agenda Number: 715711900
--------------------------------------------------------------------------------------------------------------------------
Security: 517097101
Meeting Type: MIX
Meeting Date: 30-Jun-2022
Ticker:
ISIN: CA5170971017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION "1" AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS "2.A TO 2.F AND
3". THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.A ELECTION OF DIRECTOR: ALBERTO ARIAS Mgmt For For
2.B ELECTION OF DIRECTOR: DAVID BRACE Mgmt For For
2.C ELECTION OF DIRECTOR: JONATHAN LEE Mgmt For For
2.D ELECTION OF DIRECTOR: PAULO MISK Mgmt For For
2.E ELECTION OF DIRECTOR: DANIEL TELLECHEA Mgmt For For
2.F ELECTION OF DIRECTOR: KOKO YAMAMOTO Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 715186309
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 23-Mar-2022
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: SIN HAK CHEOL Mgmt For For
2.2 ELECTION OF A NON-PERMANENT DIRECTOR: GWON Mgmt For For
BONG SEOK
2.3 ELECTION OF OUTSIDE DIRECTOR: I HYEON JU Mgmt For For
2.4 ELECTION OF OUTSIDE DIRECTOR: JO HWA SUN Mgmt For For
3.1 ELECTION OF AUDIT COMMITTEE MEMBER: I HYEON Mgmt For For
JU
3.2 ELECTION OF AUDIT COMMITTEE MEMBER: JO HWA Mgmt For For
SUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC Agenda Number: 935511293
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Special
Meeting Date: 16-Nov-2021
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. As a ordinary resolution, THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined below) at the class meeting of
holders of the Class B ordinary shares with
a par value of US$0.0001 each and the
passing of a special resolution at the
extraordinary general meeting of the
Company convened on the same date and at
the same place as the Class A Meeting, the
Company's Fourth Amended and Restated
Memorandum of Association and Articles of
Association be amended and restated by
their ...(due to space limits, see proxy
material for full proposal).
S1. As a special resolution, THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined below) at each of the class
meeting of holders of the Class A ordinary
shares with a par value of US$0.0001 each
(the "Class A Meeting") and the class
meeting of holders of Class B ordinary
shares with a par value of US$0.0001 each
(the "Class B Meeting") convened on the
same date and at the same place as the EGM,
the Company's Fourth Amended and Restated
Memorandum of Association and Articles of
...(due to space limits, see proxy material
for full proposal).
S2. As a special resolution, THAT if the Mgmt For For
Class-based Resolution is not passed at
either the Class A Meeting or the Class B
Meeting, the Company's Existing Articles be
amended and restated by their deletion in
their entirety and by the substitution in
their place of the Fifth Amended and
Restated Memorandum of Association and
Articles of Association in the form as set
out in Part B of Appendix I to the
Circular, by (a) incorporating the
following requirements under the Hong Kong
Listing Rules: ...(due to space limits, see
proxy material for full proposal).
S3. As an ordinary resolution, To grant a Mgmt Against Against
general mandate to the directors to issue,
allot, and deal with additional Class A
Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
S4. As an ordinary resolution, To grant a Mgmt For For
general mandate to the directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
S5. As an ordinary resolution, To extend the Mgmt Against Against
general mandate granted to the directors to
issue, allot and deal with additional
shares in the capital of the Company by the
aggregate number of the shares repurchased
by the Company.
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC Agenda Number: 935617879
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company for the year ended December 31,
2021 and the reports of the Directors and
independent auditor thereon.
2. To re-elect Mr. Zheng Fan as a Mgmt Against Against
non-executive Director.
3. To re-elect Mr. Hongqiang Zhao as an Mgmt For For
independent non-executive Director.
4. To re-elect Mr. Zhenyu Jiang as an Mgmt For For
independent non-executive Director.
5. To re-elect Prof. Xing Xiao as an Mgmt For For
independent non-executive Director.
6. To authorize the Board to fix the Mgmt For For
remuneration of the Directors of the
Company.
7. To grant a general mandate to the Directors Mgmt Against Against
to issue, allot and deal with additional
Class A Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
8. To grant a general mandate to the Directors Mgmt For For
to repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
9. To extend the general mandate granted to Mgmt Against Against
the Directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate number of the
shares repurchased by the Company.
10. To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company to hold office until
the conclusion of the next annual general
meeting of the Company and to authorize the
Board to fix their remuneration for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LI-CYCLE HOLDINGS CORP. Agenda Number: 935582052
--------------------------------------------------------------------------------------------------------------------------
Security: 50202P105
Meeting Type: Annual and Special
Meeting Date: 28-Apr-2022
Ticker: LICY
ISIN: CA50202P1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Rick Findlay
1B Election of Director: Tim Johnston Mgmt Withheld Against
1C Election of Director: Ajay Kochhar Mgmt Withheld Against
1D Election of Director: Alan Levande Mgmt Withheld Against
1E Election of Director: Scott Prochazka Mgmt For For
1F Election of Director: Anthony Tse Mgmt Withheld Against
1G Election of Director: Mark Wellings Mgmt For For
2 Appoint KPMG LLP as the external auditor of Mgmt For For
the Company and the authorization of the
Board to fix their remuneration.
3 Approve a change of the municipality in Mgmt For For
which the registered office of the Company
is located from Mississauga, Ontario to
Toronto, Ontario.
--------------------------------------------------------------------------------------------------------------------------
LINDE PLC Agenda Number: 935428234
--------------------------------------------------------------------------------------------------------------------------
Security: G5494J103
Meeting Type: Annual
Meeting Date: 26-Jul-2021
Ticker: LIN
ISIN: IE00BZ12WP82
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Prof. Dr. Wolfgang Mgmt For For
Reitzle
1B. Election of Director: Stephen F. Angel Mgmt For For
1C. Election of Director: Prof. DDr. Mgmt For For
Ann-Kristin Achleitner
1D. Election of Director: Prof. Dr. Clemens Mgmt For For
Borsig
1E. Election of Director: Dr. Nance K. Dicciani Mgmt For For
1F. Election of Director: Dr. Thomas Enders Mgmt For For
1G. Election of Director: Franz Fehrenbach Mgmt For For
1H. Election of Director: Edward G. Galante Mgmt For For
1I. Election of Director: Larry D. McVay Mgmt For For
1J. Election of Director: Dr. Victoria Ossadnik Mgmt For For
1K. Election of Director: Prof. Dr. Martin H. Mgmt For For
Richenhagen
1L. Election of Director: Robert L. Wood Mgmt For For
2A. To ratify, on an advisory and non-binding Mgmt For For
basis, the appointment of
PricewaterhouseCoopers ("PWC") as the
independent auditor.
2B. To authorize the Board, acting through the Mgmt For For
Audit Committee, to determine PWC's
remuneration.
3. To approve, on an advisory and non-binding Mgmt For For
basis, the compensation of Linde plc's
Named Executive Officers, as disclosed in
the 2021 Proxy Statement.
4. To approve, on an advisory and non-binding Mgmt For For
basis, a Directors' Remuneration Policy for
the Company's Directors as required under
Irish law.
5. To approve, on an advisory and non-binding Mgmt For For
basis, the Directors' Remuneration Report
for the financial year ended December 31,
2020 as required under Irish law.
6. To approve the 2021 Linde plc Long Term Mgmt For For
Incentive Plan.
7. To determine the price range at which the Mgmt For For
Company can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
LITHIUM AMERICAS CORP. Agenda Number: 935655122
--------------------------------------------------------------------------------------------------------------------------
Security: 53680Q207
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: LAC
ISIN: CA53680Q2071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at nine (9). Mgmt For For
2 DIRECTOR
George Ireland Mgmt For For
Fabiana Chubbs Mgmt For For
Kelvin Dushnisky Mgmt For For
Jonathan Evans Mgmt For For
Dr. Yuan Gao Mgmt Withheld Against
John Kanellitsas Mgmt For For
Jinhee Magie Mgmt For For
Franco Mignacco Mgmt For For
Xiaoshen Wang Mgmt For For
3 Appoint PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants as the
Company's auditor for the ensuing year and
authorize the Directors to set the
auditor's remuneration.
4 Pass a non-binding advisory vote on the Mgmt For For
Company's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935561678
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to terms Mgmt For For
expiring in 2025: Michael F. Barry
1B. Election of Class I Director to terms Mgmt For For
expiring in 2025: Steven T. Merkt
1C. Election of Class I Director to terms Mgmt For For
expiring in 2025: Pablo Marcet
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Advisory (non-binding) vote on named Mgmt For For
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
6. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate obsolete provisions.
--------------------------------------------------------------------------------------------------------------------------
LYNAS RARE EARTHS LTD Agenda Number: 714729728
--------------------------------------------------------------------------------------------------------------------------
Security: Q5683J210
Meeting Type: AGM
Meeting Date: 29-Nov-2021
Ticker:
ISIN: AU000000LYC6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF PHILIPPE ETIENNE AS A Mgmt For For
DIRECTOR
3 GRANT OF PERFORMANCE RIGHTS FOR THE BENEFIT Mgmt For For
OF CEO AND MANAGING DIRECTOR AMANDA LACAZE
--------------------------------------------------------------------------------------------------------------------------
MICROCHIP TECHNOLOGY INCORPORATED Agenda Number: 935474445
--------------------------------------------------------------------------------------------------------------------------
Security: 595017104
Meeting Type: Annual
Meeting Date: 24-Aug-2021
Ticker: MCHP
ISIN: US5950171042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Matthew W. Chapman Mgmt For For
1.2 Election of Director: Esther L. Johnson Mgmt For For
1.3 Election of Director: Karlton D. Johnson Mgmt For For
1.4 Election of Director: Wade F. Meyercord Mgmt For For
1.5 Election of Director: Ganesh Moorthy Mgmt For For
1.6 Election of Director: Karen M. Rapp Mgmt For For
1.7 Election of Director: Steve Sanghi Mgmt For For
2. Proposal to approve an amendment and Mgmt For For
restatement of our Certificate of
Incorporation to increase the number of
authorized shares of common stock for the
purpose of effecting a two-for-one forward
stock split.
3. Proposal to approve an amendment and Mgmt For For
restatement of our 2004 Equity Incentive
Plan to extend the term of the plan by ten
years, to August 24, 2031.
4. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the independent registered
public accounting firm of Microchip for the
fiscal year ending March 31, 2022.
5. Proposal to approve, on an advisory Mgmt For For
(non-binding) basis, the compensation of
our named executives.
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 714492307
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 19-Aug-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
1 TO REDUCE THE AUTHORIZED CAPITAL OF PJSC Mgmt For For
MMC NORILSK NICKEL BY RUB 4,590,852 DOWN TO
RUB 153,654,624 THROUGH CANCELLATION OF
4,590,852 ORDINARY SHARES WITH A PAR VALUE
OF RUB 1 EACH REPURCHASED BY PJSC MMC
NORILSK NICKEL
2 TO INTRODUCE AMENDMENTS NO.1 TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF PJSC MMC NORILSK
NICKEL (REVISION NO. 10)
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 714975806
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: EGM
Meeting Date: 27-Dec-2021
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 1. PAY OUT DIVIDENDS ON ORDINARY NOMINAL Mgmt For For
SHARES OF PJSC MMC NORILSK NICKEL FOR THE
NINE MONTHS OF 2021 IN CASH AT RUB 1 523,17
PER ORDINARY SHARE. 2. TO SET JANUARY 14,
2022 AS THE DATE FOR DETERMINING WHICH
PERSONS ARE ENTITLED TO RECEIVE THE
DIVIDENDS
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
MINING AND METALLURGICAL COMPANY NORILSK NICKEL PJ Agenda Number: 715684951
--------------------------------------------------------------------------------------------------------------------------
Security: 55315J102
Meeting Type: AGM
Meeting Date: 03-Jun-2022
Ticker:
ISIN: US55315J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE 2021 REPORT OF PJSC MMC NORILSK Mgmt For For
NICKEL
2 TO APPROVE THE 2021 ANNUAL ACCOUNTING Mgmt For For
(FINANCIAL) STATEMENTS OF PJSC MMC NORILSK
NICKEL
3 TO APPROVE THE 2021 PJSC MMC NORILSK NICKEL Mgmt For For
CONSOLIDATE FINANCIAL STATEMENTS
4 DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK Mgmt For For
NICKEL FOR 2021, INCLUDING PAYMENT
(DECLARATION) OF DIVIDENDS, BASED ON THE
RESULTS OF 2021: 1. APPROVE THE
DISTRIBUTION OF PROFIT OF PJSC MMC NORILSK
NICKEL IN 2021 IN ACCORDANCE WITH THE
RECOMMENDATION OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL, INCLUDED IN THE
REPORT OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL WITH THE MOTIVATED
POSITION OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL ON THE ITEMS OF THE
AGENDA OF ANNUAL GENERAL MEETING OF
SHAREHOLDERS OF PJSC MMC NORILSK NICKEL. 2.
PAY MONETARY DIVIDENDS ON ORDINARY SHARES
OF PJSC MMC NORILSK NICKEL FOR 2021 IN CASH
IN THE AMOUNT OF RUB 1,166.22 PER AN
ORDINARY SHARE. 3. SET JUNE 14, 2022 AS THE
RECORD DATE FOR DETERMINING PERSONS
ELIGIBLE TO RECEIVE THE DIVIDENDS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 13 DIRECTORS
PRESENTED FOR ELECTION, A MAXIMUM OF 13
DIRECTORS ARE TO BE ELECTED. BROADRIDGE
WILL APPLY CUMULATIVE VOTING EVENLY AMONG
ONLY DIRECTORS FOR WHOM YOU VOTE INR FOR,'
AND WILL SUBMIT INSTRUCTION TO THE LOCAL
AGENT IN THIS MANNER. CUMULATIVE VOTES
CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS
VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO
SO, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE
5.1 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: DENIS VLADIMIROVICH ALEXANDROV
5.2 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: SERGEY LEONIDOVICH BATEKHIN
5.3 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ALEXEY VLADIMIROVICH BASHKIROV
5.4 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ANDREY YEVGENYEVICH BOUGROV
5.5 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: SERGEY NIKOLAEVICH VOLK
5.6 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ALEXEY ANDREEVICH GERMANOVICH
5.7 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: MARIANNA ALEXANDROVNA ZAKHAROVA
5.8 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: ALEXEY SERGEEVICH IVANOV
5.9 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: STANISLAV LVOVICH LUCHITSKY
5.10 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: MAXIM VLADIMIROVICH POLETAEV
5.11 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: VSEVOLOD VALERIEVICH ROZANOV
5.12 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt Against Against
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: EGOR MIKHAILOVICH SHEIBAK
5.13 TO ELECT THE FOLLOWING PERSON AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL: EVGENY ARKADIEVICH SCHWARTZ
6.1 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION: EDUARD LEONIDOVICH GORNIN
6.2 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION: ALEXEY SERGEECIVH DZYBALOV
6.3 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION: ANNA VIKTORNOVA MASALOVA
6.4 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION: GEORGIY EDUARDOVICH SVANIDZE
6.5 ELECTION OF MEMBER TO THE INTERNAL AUDIT Mgmt For For
COMMISSION: ELENA ALEXANDROVNA YANEVICH
7 TO APPROVE JSC KPMG (OGRN 1027700125628) AS Mgmt For For
AUDITOR OF RUSSIAN ACCOUNTING (FINANCIAL)
STATEMENTS OF PJSC MMC NORILSK NICKEL FOR
2022
8 TO APPROVE JSC KPMG (OGRN 1027700125628) AS Mgmt For For
AUDITOR OF CONSOLIDATED FINANCIAL
STATEMENTS OF PJSC MMC NORILSK NICKEL FOR
2022 AND INTERIM CONSOLIDATED FINANCIAL
STATEMENTS FOR THE FIRST HALF OF 2022
9 REMUNERATION AND REIMBURSEMENT OF EXPENSES Mgmt Against Against
OF MEMBERS OF THE BOARD OF DIRECTORS AT
PJSC MMC NORILSK NICKEL: 1. TO ESTABLISH
THAT MEMBERS OF THE BOARD OF DIRECTORS OF
PJSC MMC NORILSK NICKEL SHALL BE
REMUNERATED, AND THEIR EXPENSES RELATED TO
THE PERFORMANCE OF THEIR DUTIES SHALL BE
REIMBURSED IN ACCORDANCE WITH THE POLICY OF
REMUNERATION OF MEMBERS OF THE BOARD OF
DIRECTORS OF PJSC MMC NORILSK NICKEL
(APPROVED BY THE ANNUAL GENERAL MEETING'S
RESOLUTION DATED MAY13, 2020). 2. FOR THE
CHAIRMAN OF THE BOARD OF DIRECTORS OF PJSC
MMC NORILSK NICKEL THE COMPANY PROVIDES
REMUNERATION, REIMBURSEMENT OF EXPENSES
RELATED TO THE PERFORMANCE OF HIS/HER
DUTIES, AND ACCIDENT INSURANCE, AS FOLLOWS:
2.1. REMUNERATION SHALL BE USD 1,000,000
(ONE MILLION) PER ANNUM, PAYABLE ON A
QUARTERLY BASIS IN EQUAL AMOUNTS IN RUB AT
THE RATE SET BY THE CENTRAL BANK OF THE
RUSSIAN FEDERATION ON THE LAST BUSINESS DAY
OF THE ACCOUNTING QUARTER. THE AMOUNT SHOWN
ABOVE SHALL BE AFTER TAXES IN ACCORDANCE
WITH EFFECTIVE LAWS OF THE RUSSIAN
FEDERATION. THE AFOREMENTIONED REMUNERATION
SHALL BE PAYABLE FROM THE DAY OF ELECTION
OF THE DIRECTOR AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS UNTIL THE DATE, ON WHICH
HIS TERM OF OFFICE AS THE CHAIRMAN OF THE
BOARD OF DIRECTORS EXPIRES; 2.2 ALL
DOCUMENTED EXPENSES INCURRED BY THE
CHAIRMAN OF THE BOARD OF DIRECTORS, IN THE
PERFORMANCE OF HIS DUTIES, SHALL BE
REIMBURSED IN ACCORDANCE WITH THE
REMUNERATION POLICY FOR MEMBERS OF THE
BOARD OF DIRECTORS OF PJSC MMC NORILSK
NICKEL (APPROVED BY THE ANNUAL GENERAL
MEETING'S RESOLUTION DATED MAY 13, 2020).
2.3. PJSC MMC NORILSK NICKEL AT ITS OWN
EXPENSE PROVIDES LIFE INSURANCE FOR THE
CHAIRMAN OF THE BOARD OF DIRECTORS AGAINST
THE FOLLOWING RISK IN THE PERFORMANCE OF
OFFICIAL DUTIES: - "ACCIDENTAL DEATH" AND
"SERIOUS BODILY INJURY IN AN ACCIDENT" (OR
DISABILITY RESULTING FROM AN ACCIDENT) PER
RISK AND IN AGGREGATE THROUGH THE TERM OF
INSURANCE WITH A COVERAGE IN THE AMOUNT OF
AT LEAST USD 3,000,000 (THREE MILLION); -
"INJURY IN AN ACCIDENT (OR TEMPORARY
DISABILITY RESULTING FROM AN ACCIDENT) WITH
THE COVERAGE IN AMOUNT OF AT LEAST USD
100,000 (ONE HUNDRED THOUSAND)
10 SET THE REMUNERATION FOR ANY AUDIT Mgmt For For
COMMISSION MEMBER OF PJSC MMC NORILSK
NICKEL NOT EMPLOYED BY THE COMPANY AT THE
AMOUNT OF RUB 1,800,000 (ONE MILLION EIGHT
HUNDRED THOUSAND) PER ANNUM BEFORE TAXES.
PAYABLE IN EQUAL AMOUNTS TWICE PER YEAR.
THE ABOVE AMOUNT IS SHOWN BEFORE TAXES, IN
ACCORDANCE WITH APPLICABLE LAWS OF THE
RUSSIAN FEDERATION
11 TO AUTHORIZE ASSOCIATED TRANSACTIONS WHICH Mgmt For For
REPRESENT RELATED PARTY TRANSACTIONS FOR
ALL MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, THE SUBJECT MATTER OF WHICH IMPLIES
THE OBLIGATION OF PJSC MMC NORILSK NICKEL
TO INDEMNIFY THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE MANAGEMENT BOARD OF PJSC
MMC NORILSK NICKEL FOR ANY AND ALL LOSSES
WHICH THE ABOVE-MENTIONED PERSONS MAY INCUR
AS A RESULT OF THEIR ELECTION TO THE
ABOVE-MENTIONED POSITIONS WITH PJSC MMC
NORILSK NICKEL TO THE AMOUNT OF NO MORE
THAN USD 115,000,000 (ONE HUNDRED FIFTEEN
MILLION) EACH
12 TO APPROVE PJSC MMC NORILSK NICKEL'S ENTRY Mgmt For For
INTO TRANSACTIONS FOR LIABILITY INSURANCE
OF MEMBERS OF THE BOARD OF DIRECTORS AND
THE MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL AND OTHER OFFICERS OF THE COMPANY
AND ITS SUBSIDIARIES IF THEY CONSTITUTE
RELATED PARTY TRANSACTIONS FOR ALL MEMBERS
OF THE BOARD OF DIRECTORS AND THE
MANAGEMENT BOARD OF PJSC MMC NORILSK
NICKEL, WHICH ARE BENEFICIARIES IN THE
TRANSACTION, ENTERED INTO WITH A RUSSIAN
INSURANCE COMPANY FOR A ONE-YEAR TERM WITH
A TOTAL LIMIT OF LIABILITY (INSURANCE
COVERAGE) INCLUDING ALL THE INDIVIDUAL
COVERAGES AND EXTENSIONS (EXCLUDING THE
CASES STIPULATED BY THE INSURANCE
AGREEMENT) IN THE AMOUNT OF USD 150,000,000
(ONE HUNDRED FIFTY MILLION) AND THE
INSURANCE PREMIUM PAID BY PJSC MMC UP TO
USD 5,000 000 (FIVE MILLION) IF, DUE TO THE
MARKET CIRCUMSTANCES IN WHICH PJSC MMC
NORILSK NICKEL FINDS ITSELF AS OF THE
TRANSACTION DATE, THE INSURANCE COVERAGE
MAY NOT BE SET AT USD 150,000,000 (ONE
HUNDRED FIFTY MILLION), THE INSURANCE
AGREEMENT SHALL BE ENTERED INTO WITH THE
HIGHEST AVAILABLE COVERAGE AMOUNT ON
REASONABLE MARKET TERMS
CMMT IN ACCORDANCE WITH NEW RUSSIAN FEDERATION Non-Voting
LEGISLATION REGARDING FOREIGN OWNERSHIP
DISCLOSURE REQUIREMENTS FOR ADR SECURITIES,
ALL SHAREHOLDERS WHO WISH TO PARTICIPATE IN
THIS EVENT MUST DISCLOSE THEIR BENEFICIAL
OWNER COMPANY REGISTRATION NUMBER AND DATE
OF COMPANY REGISTRATION. BROADRIDGE WILL
INTEGRATE THE RELEVANT DISCLOSURE
INFORMATION WITH THE VOTE INSTRUCTION WHEN
IT IS ISSUED TO THE LOCAL MARKET AS LONG AS
THE DISCLOSURE INFORMATION HAS BEEN
PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS
INFORMATION HAS NOT BEEN PROVIDED BY YOUR
GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE
REJECTED
--------------------------------------------------------------------------------------------------------------------------
MP MATERIALS CORP. Agenda Number: 935635978
--------------------------------------------------------------------------------------------------------------------------
Security: 553368101
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: MP
ISIN: US5533681012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Connie K. Duckworth Mgmt Withheld Against
1B. Election of Director: Maryanne R. Lavan Mgmt Withheld Against
1C. Election of Director: General (Retired) Mgmt Withheld Against
Richard B. Myers
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Advisory vote to approve compensation paid Mgmt Against Against
to the Company's named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on compensation of the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEL ASA Agenda Number: 715298990
--------------------------------------------------------------------------------------------------------------------------
Security: R4S21L127
Meeting Type: AGM
Meeting Date: 21-Apr-2022
Ticker:
ISIN: NO0010081235
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPEN MEETING; REGISTRATION OF ATTENDING Non-Voting
SHAREHOLDERS AND PROXIES
2 ELECT CHAIRMAN OF MEETING; DESIGNATE Mgmt For For
INSPECTOR(S) OF MINUTES OF MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
6 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 625,000 FOR CHAIRMAN AND NOK
350,000 FOR OTHER DIRECTORS
7 APPROVE REMUNERATION OF NOMINATING Mgmt For For
COMMITTEE; APPROVE REMUNERATION OF MEMBERS
OF THE AUDIT COMMITTEE
8 APPROVE REMUNERATION OF AUDITORS Mgmt For For
9 APPROVE REMUNERATION STATEMENT Mgmt Against Against
10.1 APPROVE CREATION OF NOK 29.2 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
10.2 APPROVE ISSUANCE OF SHARES IN CONNECTION Mgmt Against Against
WITH INCENTIVE PLANS
11.1 AUTHORIZE SHARE REPURCHASE PROGRAM IN Mgmt Against Against
CONNECTION WITH INCENTIVE PLANS
11.2 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
12.1 ELECT OLE ENGER AS DIRECTOR (CHAIR) Mgmt For For
12.2 ELECT HANNE BLUME AS DIRECTOR Mgmt For For
12.3 ELECT CHARLOTTA FALVIN AS DIRECTOR Mgmt Against Against
12.4 ELECT FINN JEBSEN AS DIRECTOR Mgmt For For
12.5 ELECT BEATRIZ MALO DE MOLINA AS DIRECTOR Mgmt For For
12.6 ELECT TOM ROTJER AS DIRECTOR Mgmt For For
12.7 ELECT JON ANDRE LOKKE AS DIRECTOR Mgmt For For
13.1 ELECT EIVIND SARS VEDDENG (CHAIR) AS MEMBER Mgmt For For
OF NOMINATING COMMITTEE
13.2 ELECT ANDREAS POOLE AS MEMBER OF NOMINATING Mgmt For For
COMMITTEE
13.3 ELECT LEIF ERIKSROD AS MEMBER OF NOMINATING Mgmt For For
COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
NEO PERFORMANCE MATERIALS INC Agenda Number: 715706810
--------------------------------------------------------------------------------------------------------------------------
Security: 64046G106
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: CA64046G1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: CLAIRE M.C. KENNEDY Mgmt For For
1.2 ELECTION OF DIRECTOR: ERIC NOYREZ Mgmt For For
1.3 ELECTION OF DIRECTOR: CONSTANTINE E. Mgmt For For
KARAYANNOPOULOS
1.4 ELECTION OF DIRECTOR: BROOK HINCHMAN Mgmt For For
1.5 ELECTION OF DIRECTOR: EDGAR LEE Mgmt For For
1.6 ELECTION OF DIRECTOR: G. GAIL EDWARDS Mgmt For For
1.7 ELECTION OF DIRECTOR: GREGORY SHARE Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE BOARD OF DIRECTORS OF THE
CORPORATION TO FIX THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
NEOEN SPA Agenda Number: 715531403
--------------------------------------------------------------------------------------------------------------------------
Security: F6517R107
Meeting Type: MIX
Meeting Date: 25-May-2022
Ticker:
ISIN: FR0011675362
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE Non-Voting
WITH THE PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020-1379 OF
NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY
LAW NO 2020-1614 OF DECEMBER 18 2020; THE
GENERAL MEETING WILL TAKE PLACE BEHIND
CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE
OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY
CONSULT THE COMPANY WEBSITE TO VIEW ANY
CHANGES TO THIS POLICY
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 APPROVAL OF THE 2021 COMPANY FINANCIAL Mgmt For For
STATEMENTS AND APPROVAL OF EXPENSES AND
CHARGES THAT ARE NOT TAX DEDUCTIBLE
2 APPROVAL OF THE 2021 CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS
3 ALLOCATION OF NET INCOME AND DETERMINATION Mgmt For For
OF THE DIVIDEND
4 OPTION TO RECEIVE DIVIDEND PAYMENT IN CASH Mgmt For For
OR IN SHARES
5 APPROVAL OF INFORMATION REFERRED TO IN Mgmt For For
ARTICLE L. 22-10-9 I OF THE FRENCH
COMMERCIAL CODE INCLUDED IN THE CORPORATE
GOVERNANCE REPORT (OVERALL EX-POST "SAY ON
PAY")
6 APPROVAL OF THE FIXED, VARIABLE, AND Mgmt Against Against
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN FISCAL YEAR 2021 OR GRANTED IN RESPECT
OF FISCAL YEAR 2021 TO XAVIER BARBARO,
CHAIRMAN AND CEO
7 APPROVAL OF THE FIXED, VARIABLE, AND Mgmt Against Against
EXCEPTIONAL ITEMS COMPRISING THE TOTAL
COMPENSATION AND BENEFITS OF ANY KIND PAID
IN FISCAL YEAR 2021 OR GRANTED IN RESPECT
OF FISCAL YEAR 2021 TO ROMAIN DESROUSSEAUX,
DEPUTY CEO
8 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO MEMBERS OF THE BOARD OF
DIRECTORS
9 APPROVAL OF THE COMPENSATION POLICY Mgmt Against Against
APPLICABLE TO THE CHAIRMAN AND CEO
10 APPROVAL OF THE COMPENSATION POLICY Mgmt Against Against
APPLICABLE TO THE DEPUTY CEO
11 RENEWAL OF XAVIER BARBARO'S DIRECTORSHIP Mgmt Against Against
12 RENEWAL OF SIXTO'S DIRECTORSHIP Mgmt For For
13 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES
IN ACCORDANCE WITH THE PROCEDURES SET FORTH
IN ARTICLE L. 22-10-62 OF THE FRENCH
COMMERCIAL CODE, DURATION OF THE
AUTHORIZATION, PURPOSES, PROCEDURES, CAP
14 RATIFICATION OF THE TRANSFER OF THE Mgmt For For
REGISTERED OFFICE FROM 6 RUE M NARS - 75002
PARIS TO 22 RUE BAYARD 75008 PARIS
15 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO DECREASE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES, DURATION OF THE
AUTHORIZATION, CAP
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, AND/OR DEBT SECURITIES, WITH
PREFERENTIAL SUBSCRIPTION RIGHTS, DURATION
OF THE DELEGATION, MAXIMUM NOMINAL AMOUNT
OF THE CAPITAL INCREASE, RIGHT TO OFFER THE
UNSUBSCRIBED SECURITIES TO THE PUBLIC
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, AND/OR DEBT SECURITIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY OFFERING TO THE PUBLIC EXCLUDING
THE OFFERINGS REFERRED TO IN ARTICLE L.
411-2 1 OF THE FRENCH MONETARY AND
FINANCIAL CODE AND/OR IN CONSIDERATION OF
SECURITIES IN CONNECTION WITH AN EXCHANGE
OFFER, DURATION OF THE DELEGATION, MAXIMUM
NOMINAL AMOUNT OF THE CAPITAL INCREASE,
ISSUANCE PRICE, RIGHT TO LIMIT THE OFFERING
TO THE AMOUNT OF SUBSCRIPTIONS OR TO
DISTRIBUTE THE UNSUBSCRIBED SECURITIES TO
THE PUBLIC
18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, AND/OR DEBT SECURITIES, WITH
CANCELLATION OF PREFERENTIAL SUBSCRIPTION
RIGHTS, BY OFFERING OF THE TYPE REFERRED TO
IN ARTICLE L. 411-2 1 OF THE FRENCH
MONETARY AND FINANCIAL CODE, DURATION OF
THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF
THE CAPITAL INCREASE, ISSUANCE PRICE, RIGHT
TO LIMIT THE OFFERING TO THE AMOUNT OF
SUBSCRIPTIONS OR TO DISTRIBUTE THE
UNSUBSCRIBED SECURITIES TO THE PUBLIC
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO DECIDE TO INCREASE THE
COMPANY'S SHARE CAPITAL BY ISSUING SHARES
AND/OR TRANSFERABLE SECURITIES GIVING
IMMEDIATE OR FUTURE ACCESS TO THE SHARE
CAPITAL, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT, RESERVED
FOR GROUP EMPLOYEES OUTSIDE FRANCE,
DURATION OF THE DELEGATION, MAXIMUM NOMINAL
AMOUNT OF THE CAPITAL INCREASE, ISSUANCE
PRICE, RIGHT TO LIMIT TO THE AMOUNT OF
SUBSCRIPTIONS OR TO DISTRIBUTE UNSUBSCRIBED
SECURITIES
20 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt Against Against
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN A CAPITAL INCREASE, WITH OR
WITHOUT CANCELLATION OF THE PREFERENTIAL
SUBSCRIPTION RIGHT
21 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt Against Against
DIRECTORS TO ISSUE SHARES AND/OR
TRANSFERABLE SECURITIES GIVING IMMEDIATE OR
FUTURE ACCESS TO THE COMPANY'S SHARE
CAPITAL IN CONSIDERATION OF CONTRIBUTIONS
IN KIND CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GIVING ACCESS TO
SHARE CAPITAL
22 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO INCREASE
THE COMPANY'S SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS, OR ANY OTHER AMOUNTS, DURATION OF
THE DELEGATION, MAXIMUM NOMINAL AMOUNT OF
THE CAPITAL INCREASE, PROCEDURE FOR
FRACTIONAL SHARES
23 DELEGATION OF AUTHORITY TO BE GIVEN TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE TO INCREASE
THE COMPANY'S SHARE CAPITAL BY ISSUING
SHARES AND/OR TRANSFERABLE SECURITIES
GIVING IMMEDIATE OR FUTURE ACCESS TO THE
SHARE CAPITAL, WITH CANCELLATION OF THE
PREFERENTIAL SUBSCRIPTION RIGHT, RESERVED
FOR PARTICIPANTS IN COMPANY SAVINGS PLANS
PURSUANT TO ARTICLES L. 3332-18 ET SEQ. OF
THE FRENCH LABOR CODE, MAXIMUM NOMINAL
AMOUNT OF THE CAPITAL INCREASE, ISSUANCE
PRICE, RIGHT TO GRANT FREE SHARES PURSUANT
TO ARTICLE L. 3332-21 OF THE FRENCH LABOR
CODE
24 AUTHORIZATION TO BE GIVEN TO THE BOARD OF Mgmt Against Against
DIRECTORS TO GRANT SHARE SUBSCRIPTION
AND/OR PURCHASE OPTIONS TO EMPLOYEES AND/OR
CERTAIN OFFICERS OF THE COMPANY OR OF
RELATED COMPANIES OR ECONOMIC INTEREST
GROUPS OR TO CERTAIN OF THEM, DURATION OF
THE AUTHORIZATION, CAP, EXERCISE PRICE,
MAXIMUM DURATION OF THE OPTION
25 OVERALL CAP ON THE DELEGATIONS PROVIDED FOR Mgmt For For
IN THE 17TH THROUGH 19TH, 21ST, AND 23RD
THROUGH 24TH RESOLUTIONS OF THIS MEETING,
AS WELL AS IN THE 16TH RESOLUTION OF THE
GENERAL SHAREHOLDERS' MEETING OF MAY 25,
2021
26 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://fr.ftp.opendatasoft.com/datadila/JO
/BALO/pdf/2022/0420/202204202200999.pdf
--------------------------------------------------------------------------------------------------------------------------
NESTE CORPORATION Agenda Number: 715160393
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 30-Mar-2022
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT A POWER OF ATTORNEY (POA) IS REQUIRED TO Non-Voting
APPOINT A REPRESENTATIVE TO ATTEND THE
MEETING AND LODGE YOUR VOTING INSTRUCTIONS.
IF YOU APPOINT A FINNISH SUB CUSTODIAN
BANK, NO POA IS REQUIRED (UNLESS THE
SHAREHOLDER IS FINNISH).
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF THE EXAMINER OF THE MINUTES AND Non-Voting
THE SUPERVISOR FOR COUNTING VOTES
4 ESTABLISHING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
THE VOTING LIST
6 PRESENTATION OF THE FINANCIAL STATEMENTS, Non-Voting
INCLUDING ALSO THE CONSOLIDATED FINANCIAL
STATEMENTS, THE REVIEW BY THE BOARD OF
DIRECTORS AND THE AUDITOR'S REPORT FOR THE
YEAR 2021
7 ADOPTION OF THE FINANCIAL STATEMENTS, Mgmt For For
INCLUDING ALSO THE ADOPTION OF THE
CONSOLIDATED FINANCIAL STATEMENTS
8 USE OF THE PROFIT SHOWN ON THE BALANCE Mgmt For For
SHEET AND DECIDING ON THE PAYMENT OF
DIVIDEND: THE BOARD OF DIRECTORS PROPOSES
TO THE AGM THAT A DIVIDEND OF EUR 0.82 PER
SHARE BE PAID ON THE BASIS OF THE APPROVED
BALANCE SHEET FOR THE YEAR 2021. THE
DIVIDEND SHALL BE PAID IN TWO INSTALMENTS.
THE FIRST INSTALMENT OF DIVIDEND, EUR 0.41
PER SHARE, WILL BE PAID TO A SHAREHOLDER
REGISTERED IN THE SHAREHOLDERS' REGISTER OF
THE COMPANY MAINTAINED BY EUROCLEAR FINLAND
LTD ON THE RECORD DATE FOR THE FIRST
DIVIDEND INSTALMENT, WHICH SHALL BE FRIDAY,
1 APRIL 2022. THE BOARD PROPOSES TO THE AGM
THAT THE FIRST DIVIDEND INSTALMENT WOULD BE
PAID ON FRIDAY, 8 APRIL 2022. THE SECOND
INSTALMENT OF DIVIDEND, EUR 0.41 PER SHARE,
WILL BE PAID TO A SHAREHOLDER REGISTERED IN
THE SHAREHOLDERS' REGISTER OF THE COMPANY
MAINTAINED BY EUROCLEAR FINLAND LTD ON THE
RECORD DATE FOR THE SECOND DIVIDEND
INSTALMENT, WHICH SHALL BE FRIDAY, 30
SEPTEMBER 2022. THE BOARD PROPOSES TO THE
AGM THAT THE SECOND DIVIDEND INSTALMENT
WOULD BE PAID ON FRIDAY, 7 OCTOBER 2022.
THE BOARD OF DIRECTORS IS AUTHORIZED TO SET
A NEW DIVIDEND RECORD DATE AND PAYMENT DATE
FOR THE SECOND INSTALMENT OF THE DIVIDEND,
IN CASE THE RULES AND REGULATIONS ON THE
FINNISH BOOK-ENTRY SYSTEM WOULD BE CHANGED,
OR OTHERWISE SO REQUIRE.
9 DISCHARGING THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND THE PRESIDENT AND CEO FROM
LIABILITY
10 REMUNERATION REPORT Mgmt For For
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12 AND 13 Non-Voting
ARE PROPOSED BY NOMINATION BOARD AND BOARD
DOES NOT MAKE ANY RECOMMENDATION ON THIS
PROPOSALS. THE STANDING INSTRUCTIONS ARE
DISABLED FOR THIS MEETING
11 DECIDING THE REMUNERATION OF THE MEMBERS OF Mgmt For
THE BOARD OF DIRECTORS
12 DECIDING THE NUMBER OF MEMBERS OF THE BOARD Mgmt For
OF DIRECTORS: NINE
13 ELECTION OF THE CHAIR, THE VICE CHAIR, AND Mgmt For
THE MEMBERS OF THE BOARD OF DIRECTORS: THE
NOMINATION BOARD PROPOSES THAT MATTI
KAHKONEN SHALL BE RE-ELECTED AS THE CHAIR
OF THE BOARD OF DIRECTORS. IN ADDITION, THE
CURRENT MEMBERS OF THE BOARD, JOHN ABBOTT,
NICK ELMSLIE, MARTINA FLOEL, JARI ROSENDAL,
JOHANNA SODERSTROM AND MARCO WIREN ARE
PROPOSED TO BE RE-ELECTED FOR A FURTHER
TERM OF OFFICE. THE NOMINATION BOARD
PROPOSES THAT MARCO WIREN SHALL BE
RE-ELECTED AS THE VICE CHAIR OF THE BOARD.
FURTHER, THE NOMINATION BOARD PROPOSES THAT
JUST JANSZ AND EEVA SIPILA SHALL BE ELECTED
AS NEW MEMBERS. JEAN-BAPTISTE RENARD, WHO
HAS BEEN A BOARD MEMBER OF THE COMPANY AS
OF 2014, WILL LEAVE THE BOARD AT THE END OF
THE AGM.
14 DECIDING THE REMUNERATION OF THE AUDITOR Mgmt For For
15 ELECTION OF THE AUDITOR: KPMG OY AB Mgmt For For
16 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE THE BUYBACK OF COMPANY SHARES
17 CLOSING OF THE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935556425
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan D. Austin Mgmt For For
1B. Election of Director: Robert J. Byrne Mgmt For For
1C. Election of Director: Peter H. Kind Mgmt For For
1D. Election of Director: John W. Ketchum Mgmt Against Against
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2022.
3. Approval, by non-binding advisory vote, of Mgmt Against Against
the compensation of NextEra Energy
Partners' named executive officers as
disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY, INC. Agenda Number: 935583092
--------------------------------------------------------------------------------------------------------------------------
Security: 65339F101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: NEE
ISIN: US65339F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sherry S. Barrat Mgmt For For
1B. Election of Director: James L. Camaren Mgmt For For
1C. Election of Director: Kenneth B. Dunn Mgmt For For
1D. Election of Director: Naren K. Gursahaney Mgmt For For
1E. Election of Director: Kirk S. Hachigian Mgmt For For
1F. Election of Director: John W. Ketchum Mgmt For For
1G. Election of Director: Amy B. Lane Mgmt For For
1H. Election of Director: David L. Porges Mgmt For For
1I. Election of Director: James L. Robo Mgmt For For
1J. Election of Director: Rudy E. Schupp Mgmt For For
1K. Election of Director: John L. Skolds Mgmt For For
1L. Election of Director: John Arthur Stall Mgmt For For
1M. Election of Director: Darryl L. Wilson Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy's independent
registered public accounting firm for 2022
3. Approval, by non-binding advisory vote, of Mgmt For For
NextEra Energy's compensation of its named
executive officers as disclosed in the
proxy statement
4. A proposal entitled "Board Matrix" to Shr Against For
request disclosure of a Board skills matrix
5. A proposal entitled "Diversity Data Shr For Against
Reporting" to request quantitative employee
diversity data
--------------------------------------------------------------------------------------------------------------------------
NIDEC CORPORATION Agenda Number: 715705527
--------------------------------------------------------------------------------------------------------------------------
Security: J52968104
Meeting Type: AGM
Meeting Date: 17-Jun-2022
Ticker:
ISIN: JP3734800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations,
Change Official Company Name, Approve Minor
Revisions
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagamori,
Shigenobu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kobe, Hiroshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Seki, Jun
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sato, Shinichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Komatsu, Yayoi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakai, Takako
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Murakami,
Kazuya
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Ochiai,
Hiroyuki
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nakane,
Takeshi
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yamada, Aya
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Akamatsu,
Tamame
4 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Watanabe,
Junko
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935620840
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Isaac Angel
1B. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Karin Corfee
1C. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: David Granot
1D. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Michal Marom
1E. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Mike Nikkel
1F. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Dafna Sharir
1G. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Stanley B. Stern
1H. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Hidetake Takahashi
1I. Election of Director to hold office until Mgmt For For
the 2023 Annual Meeting: Byron G. Wong
2. To ratify the appointment of Kesselman & Mgmt For For
Kesselman, a member firm of
PricewaterhouseCoopers International
Limited, as our independent registered
public accounting firm for 2022.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of our named
executive officers.
4. To approve the amendment and restatement of Mgmt For For
the Ormat Technologies, Inc. 2018 Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 715710972
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 23-Jun-2022
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt Against Against
Related to Change of Laws and Regulations,
Adopt Reduction of Liability System for
Corporate Officers, Establish the Articles
Related to Shareholders Meeting Held
without Specifying a Venue
2.1 Appoint a Director Tsuga, Kazuhiro Mgmt For For
2.2 Appoint a Director Kusumi, Yuki Mgmt For For
2.3 Appoint a Director Homma, Tetsuro Mgmt For For
2.4 Appoint a Director Sato, Mototsugu Mgmt For For
2.5 Appoint a Director Matsui, Shinobu Mgmt For For
2.6 Appoint a Director Noji, Kunio Mgmt For For
2.7 Appoint a Director Sawada, Michitaka Mgmt For For
2.8 Appoint a Director Toyama, Kazuhiko Mgmt For For
2.9 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.10 Appoint a Director Umeda, Hirokazu Mgmt For For
2.11 Appoint a Director Miyabe, Yoshiyuki Mgmt For For
2.12 Appoint a Director Shotoku, Ayako Mgmt For For
3.1 Appoint a Corporate Auditor Eto, Akihiro Mgmt For For
3.2 Appoint a Corporate Auditor Nakamura, Mgmt For For
Akihiko
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 714592107
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: OGM
Meeting Date: 29-Sep-2021
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2, 3, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RATIFICATION OF THE ISSUE OF THE TRANCHE 1 Mgmt For For
DEFERRED CONSIDERATION SHARES
2 ISSUE OF TRANCHE 2 DEFERRED CONSIDERATION Mgmt For For
SHARES
3 RATIFICATION OF ISSUE OF PLACEMENT SHARES Mgmt For For
4 ADOPTION OF NEW CONSTITUTION Mgmt Against Against
5 INCREASE IN AGGREGATE FEE POOL FOR Mgmt For For
NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 714736975
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: AGM
Meeting Date: 16-Nov-2021
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1, 3 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 ELECTION OF MS MIRIAM STANBOROUGH AS Mgmt For For
DIRECTOR
3 ISSUE OF EMPLOYEE OPTIONS AND EMPLOYEE Mgmt For For
PERFORMANCE RIGHTS TO MR KEN BRINSDEN
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935473811
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jul-2021
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew J. Marsh Mgmt For For
Gary K. Willis Mgmt For For
Maureen O. Helmer Mgmt For For
2. The approval of the Fifth Certificate of Mgmt For For
Amendment of the Amended and Restated
Certificate of Incorporation of the Company
to increase the number of authorized shares
of common stock from 750,000,000 shares to
1,500,000,000 shares as described in the
proxy statement.
3. The approval of the Plug Power Inc. 2021 Mgmt For For
Stock Option and Incentive Plan as
described in the proxy statement.
4. The approval of the non-binding advisory Mgmt Against Against
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
5. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935645284
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 30-Jun-2022
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George C. McNamee Mgmt For For
Gregory L. Kenausis Mgmt For For
Jean A. Bua Mgmt For For
2. The approval of the amendment to the Plug Mgmt For For
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the non-binding advisory Mgmt Against Against
resolution regarding the compensation of
the Company's named executive officers as
described in the proxy statement.
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
POSCO CHEMICAL CO. LTD. Agenda Number: 715200375
--------------------------------------------------------------------------------------------------------------------------
Security: Y70754109
Meeting Type: AGM
Meeting Date: 21-Mar-2022
Ticker:
ISIN: KR7003670007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3.1 ELECTION OF INSIDE DIRECTOR MIN GYEONG JUN Mgmt For For
3.2 ELECTION OF INSIDE DIRECTOR GIM JU HYEON Mgmt For For
3.3 ELECTION OF INSIDE DIRECTOR GIM JIN CHUL Mgmt For For
3.4 ELECTION OF A NON-PERMANENT DIRECTOR YU Mgmt For For
BYEONG OK
3.5 ELECTION OF OUTSIDE DIRECTOR GWON O CHEOL Mgmt For For
3.6 ELECTION OF OUTSIDE DIRECTOR YUN HYEON Mgmt For For
CHEOL
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER JEON YEONG SUN
5.1 ELECTION OF AUDIT COMMITTEE MEMBER YUN Mgmt For For
HYEON CHEOL
5.2 ELECTION OF AUDIT COMMITTEE MEMBER I UNG Mgmt For For
BEOM
6 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
7 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PROTERRA INC Agenda Number: 935610611
--------------------------------------------------------------------------------------------------------------------------
Security: 74374T109
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: PTRA
ISIN: US74374T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director for a Mgmt For For
three-year term expiring in 2025: Mary
Louise Krakauer
1.2 Election of Class I Director for a Mgmt For For
three-year term expiring in 2025: Roger M.
Nielsen
1.3 Election of Class I Director for a Mgmt Withheld Against
three-year term expiring in 2025: Jeannine
P. Sargent
2. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
our named executive officer compensation.
3. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUANTUMSCAPE CORPORATION Agenda Number: 935521698
--------------------------------------------------------------------------------------------------------------------------
Security: 74767V109
Meeting Type: Annual
Meeting Date: 15-Dec-2021
Ticker: QS
ISIN: US74767V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagdeep Singh Mgmt Withheld Against
Frank Blome Mgmt Withheld Against
Brad Buss Mgmt Withheld Against
John Doerr Mgmt Withheld Against
Prof. Dr Jurgen Leohold Mgmt Withheld Against
Justin Mirro Mgmt Withheld Against
Prof. Fritz Prinz Mgmt Withheld Against
Dipender Saluja Mgmt Withheld Against
J.B. Straubel Mgmt Withheld Against
Jens Wiese Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
3. Approval of the Extraordinary Performance Mgmt Against Against
Award Program.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 715181424
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 17-Mar-2022
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF INSIDE DIRECTOR: CHOE YUN HO Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SCATEC ASA Agenda Number: 715353835
--------------------------------------------------------------------------------------------------------------------------
Security: R7562P100
Meeting Type: AGM
Meeting Date: 29-Apr-2022
Ticker:
ISIN: NO0010715139
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
2 ELECTION OF A PERSON TO CHAIR THE MEETING Mgmt For For
AND A REPRESENTATIVE TO CO-SIGN THE MINUTES
3 APPROVAL OF THE NOTICE AND THE AGENDA Mgmt For For
5 APPROVAL OF THE ANNUAL ACCOUNTS AND ANNUAL Mgmt For For
REPORT FOR THE FINANCIAL YEAR 2021
6 APPROVAL OF THE BOARD'S PROPOSAL FOR Mgmt For For
DISTRIBUTION OF DIVIDEND
8 APPROVAL OF GUIDELINES FOR REMUNERATION FOR Mgmt Against Against
THE EXECUTIVE MANAGEMENT
9 CONSIDERATION OF THE BOARD'S REPORT ON Mgmt Against Against
REMUNERATION TO THE EXECUTIVE MANAGEMENT
10.1 ELECTION OF JOHN ANDERSEN (CHAIR) UNTIL Mgmt For For
2024
10.2 ELECTION OF JAN SKOGSETH UNTIL 2024 Mgmt For For
10.3 ELECTION OF MARIA MORAEUS HANSSEN UNTIL Mgmt For For
2024
10.4 ELECTION OF METTE KROGSRUD UNTIL 2024 Mgmt For For
10.5 ELECTION OF ESPEN GUNDERSEN UNTIL 2024 Mgmt For For
11 APPROVAL OF REMUNERATION TO THE BOARD AND Mgmt For For
THE COMMITTEES
12 ELECTION OF MEMBERS OF THE NOMINATION Mgmt For For
COMMITTEE
13 APPROVAL OF REMUNERATION TO THE MEMBERS OF Mgmt For For
THE NOMINATION COMMITTEE
14 APPROVAL OF REMUNERATION TO THE COMPANY'S Mgmt For For
AUDITOR
15 ELECTION OF AUDITOR Mgmt For For
16 APPROVAL OF AMENDMENTS TO THE GUIDELINES Mgmt For For
FOR THE NOMINATION COMMITTEE
17 AUTHORISATION TO THE BOARD TO PURCHASE Mgmt Against Against
TREASURY SHARES IN CONNECTION WITH
ACQUISITIONS, MERGERS, DE-MERGERS OR OTHER
TRANSACTIONS
18 AUTHORISATION TO THE BOARD TO PURCHASE Mgmt Against Against
TREASURY SHARES IN CONNECTION WITH THE
COMPANY'S SHAREAND INCENTIVE SCHEMES FOR
EMPLOYEES
19 AUTHORISATION TO THE BOARD TO PURCHASE Mgmt Against Against
TREASURY SHARES FOR THE PURPOSE OF
INVESTMENT OR FOR SUBSEQUENT SALE OR
DELETION OF SUCH SHARES
20 AUTHORISATION TO THE BOARD TO INCREASE THE Mgmt For For
SHARE CAPITAL OF THE COMPANY FOR
STRENGTHENING OF THE COMPANY'S EQUITY AND
ISSUE OF CONSIDERATION SHARES IN CONNECTION
WITH ACQUISITIONS OF BUSINESSES WITHIN THE
COMPANY'S PURPOSE
21 AUTHORISATION TO THE BOARD TO INCREASE THE Mgmt Against Against
SHARE CAPITAL OF THE COMPANY IN CONNECTION
WITH THE COMPANY'S SHARE- AND INCENTIVE
SCHEMES FOR EMPLOYEES
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 05 APR 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 05 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 715305670
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 05-May-2022
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT DUE TO THE COVID19 CRISIS AND IN ACCORDANCE Non-Voting
WITH THE PROVISIONS ADOPTED BY THE FRENCH
GOVERNMENT UNDER LAW NO. 2020-1379 OF
NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY
LAW NO 2020-1614 OF DECEMBER 18 2020; THE
GENERAL MEETING WILL TAKE PLACE BEHIND
CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE
OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS,
PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND
THE MEETING IN PERSON. THE COMPANY
ENCOURAGES ALL SHAREHOLDERS TO REGULARLY
CONSULT THE COMPANY WEBSITE TO VIEW ANY
CHANGES TO THIS POLICY.
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2021 -
APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE
EXPENSES AND COSTS
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR 2021
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
2021 AND SETTING OF THE DIVIDEND
4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For
REFERRED TO IN ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 RENEWAL OF THE TERM OF OFFICE OF MAZARS AS Mgmt For For
PRINCIPAL STATUTORY AUDITOR; NON-RENEWAL
AND NON-REPLACEMENT OF MR. THIERRY
BLANCHETIER AS DEPUTY STATUTORY AUDITOR
6 APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT Mgmt For For
AS PRINCIPAL STATUTORY AUDITOR, AS A
REPLACEMENT FOR ERNST & YOUNG ET
AUTRES; NON-RENEWAL AND NON-REPLACEMENT OF
AUDITEX AS DEPUTY STATUTORY AUDITOR
7 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
REMUNERATION OF CORPORATE OFFICERS PAID
DURING OR ALLOCATED IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021, AS
REFERRED TO IN ARTICLE L. 22-10-9 OF THE
FRENCH COMMERCIAL CODE
8 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For
TOTAL COMPENSATION AND BENEFITS OF ANY KIND
PAID DURING THE FINANCIAL YEAR 2021 OR
ALLOCATED IN RESPECT OF THAT SAME FINANCIAL
YEAR TO MR. JEAN-PASCAL TRICOIRE, CHAIRMAN
AND CHIEF EXECUTIVE OFFICER
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
EXECUTIVE CORPORATE OFFICERS (CHAIRMAN AND
CHIEF EXECUTIVE OFFICER)
10 APPROVAL OF THE REMUNERATION POLICY FOR Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
11 RENEWAL OF THE TERM OF OFFICE OF MRS. LINDA Mgmt For For
KNOLL AS DIRECTOR
12 RENEWAL OF THE TERM OF OFFICE OF MR. ANDERS Mgmt For For
RUNEVAD AS DIRECTOR
13 APPOINTMENT OF MRS. NIVEDITA KRISHNAMURTHY Mgmt For For
(NIVE) BHAGAT AS DIRECTOR
14 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE SHARES OF THE COMPANY
15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE SHARES IN
FAVOUR OF EMPLOYEES OR A CATEGORY OF
EMPLOYEES AND/OR CORPORATE OFFICERS OF THE
COMPANY OR ITS RELATED COMPANIES IN THE
CONTEXT OF THE LONG TERM INCENTIVE PLAN,
WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL
16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR MEMBERS OF A COMPANY SAVINGS
PLAN WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN
COMPANIES OF THE GROUP, DIRECTLY OR THROUGH
INTERVENING ENTITIES, IN ORDER TO OFFER
THEM BENEFITS COMPARABLE TO THOSE OFFERED
TO MEMBERS OF A COMPANY SAVINGS PLAN,
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHTS
18 REVIEW AND APPROVAL OF THE PROPOSED MERGER Mgmt For For
BY ABSORPTION OF IGE+XAO COMPANY BY
SCHNEIDER ELECTRIC
19 POWERS TO CARRY OUT FORMALITIES Mgmt For For
CMMT 29 MAR 2022: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://fr.ftp.opendatasoft.com/datadila/JO
/BALO/pdf/2022/0328/202203282200650.pdf AND
PLEASE NOTE THAT THIS IS A REVISION DUE TO
ADDITION OF COMMENT. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
CMMT 29 MAR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE; PLEASE NOTE THAT IF YOU HOLD
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG Agenda Number: 714970781
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 10-Feb-2022
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020/21
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4.00 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ROLAND BUSCH FOR FISCAL YEAR 2020/21
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER KLAUS HELMRICH (UNTIL MARCH 31,
2021) FOR FISCAL YEAR 2020/21
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOE KAESER (UNTIL FEB. 3, 2021) FOR
FISCAL YEAR 2020/21
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CEDRIK NEIKE FOR FISCAL YEAR 2020/21
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER MATTHIAS REBELLIUS FOR FISCAL YEAR
2020/21
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RALF THOMAS FOR FISCAL YEAR 2020/21
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JUDITH WIESE FOR FISCAL YEAR 2020/21
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JIM SNABE FOR FISCAL YEAR 2020/21
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BIRGIT STEINBORN FOR FISCAL YEAR
2020/21
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER BRANDT FOR FISCAL YEAR
2020/21
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER TOBIAS BAEUMLER (FROM OCT. 16, 2020)
FOR FISCAL YEAR 2020/21
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL DIEKMANN FOR FISCAL YEAR
2020/21
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANDREA FEHRMANN FOR FISCAL YEAR
2020/21
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BETTINA HALLER FOR FISCAL YEAR
2020/21
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HARALD KERN FOR FISCAL YEAR 2020/21
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN KERNER FOR FISCAL YEAR
2020/21
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NICOLA LEIBINGER-KAMMUELLER (UNTIL
FEB. 3, 2021) FOR FISCAL YEAR 2020/21
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER BENOIT POTIER FOR FISCAL YEAR
2020/21
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HAGEN REIMER FOR FISCAL YEAR 2020/21
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NORBERT REITHOFER FOR FISCAL YEAR
2020/21
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KASPER ROERSTED FOR FISCAL YEAR
2020/21
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NEMAT SHAFIK FOR FISCAL YEAR 2020/21
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR
2020/21
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MICHAEL SIGMUND FOR FISCAL YEAR
2020/21
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DOROTHEA SIMON FOR FISCAL YEAR
2020/21
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GRAZIA VITTADINI (FROM FEB. 3, 2021)
FOR FISCAL YEAR 2020/21
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WERNER WENNING (UNTIL FEB. 3, 2021)
FOR FISCAL YEAR 2020/21
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MATTHIAS ZACHERT FOR FISCAL YEAR
2020/21
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GUNNAR ZUKUNFT FOR FISCAL YEAR
2020/21
5 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2021/22
6 APPROVE REMUNERATION REPORT Mgmt For For
CMMT 13 DEC 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 14 DEC 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
MODIFICATION OF THE TEXT OF RESOLUTION
4.14. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIEMENS GAMESA RENEWABLE ENERGY SA Agenda Number: 715192453
--------------------------------------------------------------------------------------------------------------------------
Security: E8T87A100
Meeting Type: OGM
Meeting Date: 24-Mar-2022
Ticker:
ISIN: ES0143416115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL ANNUAL ACCOUNTS BALANCE
SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT
OF CHANGES IN SHAREHOLDERS EQUITY,
STATEMENT OF CASH FLOWS AND NOTES OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA, AS WELL AS OF THE CONSOLIDATED
ANNUAL ACCOUNTS OF THE COMPANY AND ITS
SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS
ACCOUNT, STATEMENT OF CHANGES IN
SHAREHOLDERS EQUITY, STATEMENT OF CASH
FLOWS AND NOTES FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2021
2 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE INDIVIDUAL MANAGEMENT REPORT OF
SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD
ANONIMA AND OF THE CONSOLIDATED MANAGEMENT
REPORT OF THE COMPANY AND ITS SUBSIDIARIES
FOR THE FINANCIAL YEAR ENDED ON 30
SEPTEMBER 2021
3 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CONSOLIDATED STATEMENT OF
NONFINANCIAL INFORMATION OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE
FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2021
4 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE CORPORATE MANAGEMENT AND THE
ACTIVITIES OF THE BOARD OF DIRECTORS DURING
THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER
2021
5 EXAMINATION AND APPROVAL, IF APPROPRIATE, Mgmt For For
OF THE PROPOSED ALLOCATION OF PROFITS
LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY,
SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR
ENDED ON 30 SEPTEMBER 2021
6 RATIFICATION OF THE APPOINTMENT BY CO Mgmt For For
OPTION AND RE ELECTION OF MR JOCHEN
EICKHOLT AS A DIRECTOR OF SIEMENS GAMESA
RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH
THE CLASSIFICATION OF EXECUTIVE DIRECTOR,
FOR THE BYLAW MANDATED FOUR YEAR TERM
7 RATIFICATION OF THE APPOINTMENT BY CO Mgmt For For
OPTION AND RE ELECTION OF MR FRANCISCO
BELIL CREIXELL AS A DIRECTOR OF SIEMENS
GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA,
WITH THE CLASSIFICATION OF INDEPENDENT NON
EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED
FOUR YEAR TERM
8 RATIFICATION OF THE APPOINTMENT BY CO Mgmt For For
OPTION AND RE ELECTION OF MR ANDRE CLARK AS
A DIRECTOR OF SIEMENS GAMESA RENEWABLE
ENERGY, SOCIEDAD ANONIMA, WITH THE
CLASSIFICATION OF PROPRIETARY NON EXECUTIVE
DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR
TERM
9 RE-ELECTION OF ERNST AND YOUNG, SOCIEDAD Mgmt For For
LIMITADA AS STATUTORY AUDITOR OF SIEMENS
GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA
AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL
YEAR 2022
10.1 AMENDMENT OF ARTICLES 15, 17, 19, 20, 21 Mgmt For For
AND 24 OF THE BY LAWS
10.2 AMENDMENT OF ARTICLE 45 OF THE BY LAWS Mgmt For For
10.3 AMENDMENT OF ARTICLES 9, 14, 25.1, 30 AND Mgmt For For
33 OF THE BY LAWS
10.4 AMENDMENT OF ARTICLES 1.1, 2.2, 4.1, 7, 8, Mgmt For For
10.2, 11, 12.1, 13.1, 16, 18.3, 22.2, 23,
26.2, 27.2, 28.1, 31, 32, 34.1, 35.2, 36,
37, 38, 39, 40, 41, 42.1, 43, 46, 47, 48.1,
49, 50, 51, 52 AND 53 AS WELL AS A
REORGANIZATION OF TITLE V INCLUDING NEW
ARTICLES 50 AND 53 OF THE BY LAWS
11.1 AMENDMENT OF ARTICLES 7, 12, 14, 16.5, 19, Mgmt For For
20, 22, 31 AND 35 AND ELIMINATION OF THE
ADDITIONAL PROVISION OF THE REGULATIONS
11.2 AMENDMENT OF ARTICLE 6 OF THE REGULATIONS Mgmt For For
11.3 AMENDMENT OF ARTICLES 1.1, 3, 5.4, 8, 9.2, Mgmt For For
11, 13, 15, 17, 18, 21, 23, 24, 25, 27, 28,
30, 32 AND 33 OF THE REGULATIONS
12 DELEGATION OF POWERS FOR THE FORMALISATION Mgmt For For
AND IMPLEMENTATION OF ALL THE RESOLUTIONS
ADOPTED BY THE SHAREHOLDERS AT THE GENERAL
MEETING OF SHAREHOLDERS, FOR THE CONVERSION
THEREOF INTO A PUBLIC INSTRUMENT AND FOR
THE INTERPRETATION, CORRECTION,
SUPPLEMENTATION OR FURTHER DEVELOPMENT
THEREOF UNTIL ALL REQUIRED REGISTRATIONS
ARE ACCOMPLISHED
13 APPROVAL, ON A CONSULTATIVE BASIS, OF THE Mgmt For For
ANNUAL REPORT ON REMUNERATION OF DIRECTORS
OF SIEMENS GAMESA RENEWABLE ENERGY,
SOCIEDAD ANONIMA FOR FINANCIAL YEAR 2021
CMMT 24 FEB 2022: PLEASE NOTE IN THE EVENT THE Non-Voting
MEETING DOES NOT REACH QUORUM, THERE WILL
BE A SECOND CALL ON 25 MAR 2022.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU'
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 695055 DUE TO DELETION OF
RESOLUTIONS 10 AND 11. ALL VOTES RECEIVED
ON THE PREVIOUS MEETING WILL BE DISREGARDED
IF VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT 08 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
DUE TO ADDITION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 08 MAR 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SK IE TECHNOLOGY CO., LTD. Agenda Number: 715190435
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085G108
Meeting Type: AGM
Meeting Date: 28-Mar-2022
Ticker:
ISIN: KR7361610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt For For
OF INCORPORATION
3.1 ELECTION OF INSIDE DIRECTOR: NO JAE SEOK Mgmt For For
3.2 ELECTION OF NON EXECUTIVE DIRECTOR: KIM JUN Mgmt For For
3.3 ELECTION OF OUTSIDE DIRECTOR: AHN JIN HO Mgmt For For
4 APPROVAL OF GRANT OF STOCK OPTION Mgmt For For
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SK INNOVATION CO LTD Agenda Number: 714518098
--------------------------------------------------------------------------------------------------------------------------
Security: Y8063L103
Meeting Type: EGM
Meeting Date: 16-Sep-2021
Ticker:
ISIN: KR7096770003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
2 APPROVAL OF SPLIT-OFF Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935531790
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Special
Meeting Date: 22-Dec-2021
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Distribution and payment of a special Mgmt For
dividend ("dividendo eventual") equivalent
to US$1.40037 per share to be charged to
the SQM's retained earnings.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935592952
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 12-Apr-2022
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt No vote
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2021
2. Designation of the External Auditor Company Mgmt No vote
3. Designation of the Credit Rating Agencies Mgmt No vote
4. Designation of the Account Inspectors Mgmt No vote
5. Investment Policy Mgmt No vote
6. Finance Policy Mgmt No vote
7. Distribution of final dividend Mgmt No vote
8A. Election of Director: Board Election Mgmt No vote
(Please note that you can only vote 'For'
in option 8A or 8B. Voting 'For' both 8A &
8B will deem your vote invalid. Please cast
a vote of 'Against' or 'Abstain' in the
proposal you do not wish to vote 'For')
8B. Election of Director: Laurence Golborne, Mgmt No vote
nominated as a Board Member (Please note
that you can only vote 'For' in option 8A
or 8B. Voting 'For' both 8A & 8B will deem
your vote invalid. Please cast a vote of
'Against' or 'Abstain' in the proposal you
do not wish to vote 'For')
9. Structure of the Compensation of the Board Mgmt No vote
of Directors and Board committees
10. Designation of the newspaper for corporate Mgmt No vote
publications; general corporate information
matters and execution of shareholders'
meeting resolutions
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935616170
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Financial Statements, Balance Sheet, Mgmt For
Annual report, Account Inspectors' Report
and External Auditor's Report for the
business year ended December 31, 2021
2. Designation of the External Auditor Company Mgmt For
3. Designation of the Credit Rating Agencies Mgmt For
4. Designation of the Account Inspectors Mgmt For
5. Investment Policy Mgmt For
6. Finance Policy Mgmt For
7. Distribution of final dividend Mgmt For
8A. Board Election. (Please note that you can Mgmt Abstain
only vote 'For' either option 8A, 8B, or 8C
. Voting 'For' more than one option will
deem your vote invalid)
8B. Laurence Golborne, nominated as a Board Mgmt Abstain
Member. (Please note that you can only vote
'For' either option 8A, 8B, or 8C . Voting
'For' more than one option will deem your
vote invalid)
8C. Antonio Gil Nievas, nominated as a Board Mgmt For
member. (Please note that you can only vote
'For' either option 8A, 8B, or 8C . Voting
'For' more than one option will deem your
vote invalid)
9. Structure of the Compensation of the Board Mgmt For
of Directors and Board committees
10. Designation of the newspaper for corporate Mgmt For
publications; general corporate information
matters and execution of shareholders'
meeting resolutions
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935630714
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 20-Jun-2022
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Betsy Atkins Mgmt Against Against
1b. Election of Director: Dirk Hoke Mgmt For For
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2022.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay
Proposal").
--------------------------------------------------------------------------------------------------------------------------
SOLID POWER, INC. Agenda Number: 935605420
--------------------------------------------------------------------------------------------------------------------------
Security: 83422N105
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: SLDP
ISIN: US83422N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Anderson Mgmt For For
Douglas Campbell Mgmt Withheld Against
Lesa Roe Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Solid Power, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SOULBRAIN CO., LTD. Agenda Number: 715255558
--------------------------------------------------------------------------------------------------------------------------
Security: Y8076W120
Meeting Type: AGM
Meeting Date: 29-Mar-2022
Ticker:
ISIN: KR7357780006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt For For
3 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
4 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STELLANTIS N.V. Agenda Number: 715222826
--------------------------------------------------------------------------------------------------------------------------
Security: N82405106
Meeting Type: AGM
Meeting Date: 13-Apr-2022
Ticker:
ISIN: NL00150001Q9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE"
CMMT 07 MAR 2022: DELETION OF COMMENT Non-Voting
1 OPEN MEETING Non-Voting
2.a RECEIVE REPORT OF BOARD OF DIRECTORS Non-Voting
2.b RECEIVE EXPLANATION ON COMPANY'S RESERVES Non-Voting
AND DIVIDEND POLICY
O.2.c APPROVE REMUNERATION REPORT Mgmt Against Against
O.2.d ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
O.2.e APPROVE DIVIDENDS OF EUR 1.04 PER SHARE Mgmt For For
O.2.f APPROVE DISCHARGE OF DIRECTORS Mgmt For For
O.3 RATIFY ERNST & YOUNG ACCOUNTANTS LLP AS Mgmt For For
AUDITORS
O.4 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
5 CLOSE MEETING Non-Voting
CMMT 18 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS AND DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935587812
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: ANNE Mgmt Withheld Against
SLAUGHTER ANDREW
1.2 Election of Class III Director: AKBAR Mgmt Withheld Against
MOHAMED
1.3 Election of Class III Director: MARY YANG Mgmt For For
2. Approval, in a non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. Approval of the Sunnova Energy Mgmt For For
International Inc. Employee Stock Purchase
Plan.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935581137
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine Lesjak Mgmt For For
Vincent Stoquart Mgmt Withheld Against
2. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935611524
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lynn Jurich Mgmt Withheld Against
Alan Ferber Mgmt Withheld Against
Manjula Talreja Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. The advisory proposal of the compensation Mgmt For For
of our named executive officers
("Say-on-Pay").
4. Stockholder proposal relating to a public Shr For For
report on the use of concealment clauses.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935486452
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 07-Oct-2021
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: James Mgmt Against Against
Murdoch
1.2 Election of Class II Director: Kimbal Musk Mgmt Against Against
2. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
5. Stockholder proposal regarding reduction of Shr For Against
director terms to one year.
6. Stockholder proposal regarding additional Shr For Against
reporting on diversity and inclusion
efforts.
7. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
8. Stockholder proposal regarding assigning Shr For Against
responsibility for strategic oversight of
human capital management to an independent
board-level committee.
9. Stockholder proposal regarding additional Shr Against For
reporting on human rights.
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 715688923
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director James Kuffner Mgmt For For
1.5 Appoint a Director Kon, Kenta Mgmt For For
1.6 Appoint a Director Maeda, Masahiko Mgmt For For
1.7 Appoint a Director Sugawara, Ikuro Mgmt For For
1.8 Appoint a Director Sir Philip Craven Mgmt For For
1.9 Appoint a Director Kudo, Teiko Mgmt For For
2.1 Appoint a Corporate Auditor Yasuda, Mgmt For For
Masahide
2.2 Appoint a Corporate Auditor George Olcott Mgmt Against Against
3 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
4 Approve Details of the Restricted-Stock Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
5 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
--------------------------------------------------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC Agenda Number: 935616839
--------------------------------------------------------------------------------------------------------------------------
Security: G8994E103
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: TT
ISIN: IE00BK9ZQ967
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kirk E. Arnold Mgmt For For
1b. Election of Director: Ann C. Berzin Mgmt For For
1c. Election of Director: April Miller Boise Mgmt For For
1d. Election of Director: John Bruton Mgmt For For
1e. Election of Director: Jared L. Cohon Mgmt For For
1f. Election of Director: Gary D. Forsee Mgmt For For
1g. Election of Director: Linda P. Hudson Mgmt For For
1h. Election of Director: Myles P. Lee Mgmt For For
1i. Election of Director: David S. Regnery Mgmt For For
1j. Election of Director: John P. Surma Mgmt For For
1k. Election of Director: Tony L. White Mgmt For For
2. Advisory approval of the compensation of Mgmt For For
the Company's named executive officers.
3. Approval of the appointment of independent Mgmt For For
auditors of the Company and authorization
of the Audit Committee of the Board of
Directors to set the auditors'
remuneration.
4. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares.
5. Approval of the renewal of the Directors' Mgmt For For
existing authority to issue shares for cash
without first offering shares to existing
shareholders. (Special Resolution)
6. Determination of the price range at which Mgmt For For
the Company can re-allot shares that it
holds as treasury shares. (Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935579067
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald Sugar Mgmt For For
1B. Election of Director: Revathi Advaithi Mgmt For For
1C. Election of Director: Ursula Burns Mgmt For For
1D. Election of Director: Robert Eckert Mgmt For For
1E. Election of Director: Amanda Ginsberg Mgmt For For
1F. Election of Director: Dara Khosrowshahi Mgmt For For
1G. Election of Director: Wan Ling Martello Mgmt For For
1H. Election of Director: Yasir Al-Rumayyan Mgmt For For
1I. Election of Director: John Thain Mgmt For For
1J. Election of Director: David Trujillo Mgmt For For
1K. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2021 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2022.
4. Stockholder proposal to prepare an annual Shr For Against
report on lobbying activities.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL DISPLAY CORPORATION Agenda Number: 935603907
--------------------------------------------------------------------------------------------------------------------------
Security: 91347P105
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: OLED
ISIN: US91347P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a Mgmt For For
one-year term: Steven V. Abramson
1B. Election of Director to serve for a Mgmt For For
one-year term: Cynthia J. Comparin
1C. Election of Director to serve for a Mgmt For For
one-year term: Richard C. Elias
1D. Election of Director to serve for a Mgmt For For
one-year term: Elizabeth H. Gemmill
1E. Election of Director to serve for a Mgmt For For
one-year term: C. Keith Hartley
1F. Election of Director to serve for a Mgmt For For
one-year term: Celia M. Joseph
1G. Election of Director to serve for a Mgmt For For
one-year term: Lawrence Lacerte
1H. Election of Director to serve for a Mgmt For For
one-year term: Sidney D. Rosenblatt
1I. Election of Director to serve for a Mgmt For For
one-year term: Sherwin I. Seligsohn
2. Advisory resolution to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935610661
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt For For
2 Resolution 2 Mgmt For For
3 Resolution 3 Mgmt Abstain Against
4a Election of the Board of Directors by Mgmt For For
Candidate: Jose Luciano Duarte Penido
(independent)
4b Election of the Board of Directors by Mgmt For For
Candidate: Fernando Jorge Buso Gomes
4c Election of the Board of Directors by Mgmt For For
Candidate: Daniel Andre Stieler
4d Election of the Board of Directors by Mgmt For For
Candidate: Eduardo de Oliveira Rodrigues
Filho
4e Election of the Board of Directors by Mgmt For For
Candidate: Ken Yasuhara
4f Election of the Board of Directors by Mgmt For For
Candidate: Manuel Lino Silva de Sousa
Oliveira (Ollie) (independent)
4g Election of the Board of Directors by Mgmt For For
Candidate: Marcelo Gasparino da Silva
(independent)
4h Election of the Board of Directors by Mgmt For For
Candidate: Mauro Gentile Rodrigues Cunha
(independent)
4i Election of the Board of Directors by Mgmt For For
Candidate: Murilo Cesar Lemos dos Santos
Passos (independent)
4j Election of the Board of Directors by Mgmt For For
Candidate: Rachel de Oliveira Maia
(independent)
4k Election of the Board of Directors by Mgmt For For
Candidate: Roberto da Cunha Castello Branco
(independent)
4l Election of the Board of Directors by Mgmt For For
Candidate: Roger Allan Downey (independent)
6a Election of the Board of Directors by Mgmt No vote
Cumulative voting: Jose Luciano Duarte
Penido (independent)
6b Election of the Board of Directors by Mgmt No vote
Cumulative voting: Fernando Jorge Buso
Gomes
6c Election of the Board of Directors by Mgmt No vote
Cumulative voting: Daniel Andre Stieler
6d Election of the Board of Directors by Mgmt No vote
Cumulative voting: Eduardo de Oliveira
Rodrigues Filho
6e Election of the Board of Directors by Mgmt No vote
Cumulative voting: Ken Yasuhara
6f Election of the Board of Directors by Mgmt No vote
Cumulative voting: Manuel Lino Silva de
Sousa Oliveira (Ollie) (independent)
6g Election of the Board of Directors by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva (independent)
6h Election of the Board of Directors by Mgmt No vote
Cumulative voting: Mauro Gentile Rodrigues
Cunha (independent)
6i Election of the Board of Directors by Mgmt No vote
Cumulative voting: Murilo Cesar Lemos dos
Santos Passos (independent)
6j Election of the Board of Directors by Mgmt No vote
Cumulative voting: Rachel de Oliveira Maia
(independent)
6k Election of the Board of Directors by Mgmt No vote
Cumulative voting: Roberto da Cunha
Castello Branco (independent)
6l Election of the Board of Directors by Mgmt No vote
Cumulative voting: Roger Allan Downey
(independent)
7 Election of Chairman of the Board of Mgmt For For
Directors: Jose Luciano Duarte Penido
(independent)
8 Election of Vice-Chairman of the Board: Mgmt For For
Fernando Jorge Buso Gomes
9a Election of the Fiscal Council by Mgmt Abstain
Candidate: Marcelo Amaral Moraes (Marcus
Vinicius Dias Severini as alternate). (You
may only vote "FOR" in up to 4 of the 6
Fiscal Council candidates in proposals
9A-9F. Your vote will be deemed invalid for
proposals 9A-9F if you vote in favor of
more than 4 Fiscal Council candidates)
9b Election of the Fiscal Council by Mgmt Abstain
Candidate: Gueitiro Matsuo Genso. (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9c Election of the Fiscal Council by Mgmt For
Candidate: Marcio de Souza (Nelson de
Menezes Filho as alternate). (You may only
vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9d Election of the Fiscal Council by Mgmt For
Candidate: Raphael Manhaes Martins (Adriana
de Andrade Sole as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9e Election of the Fiscal Council by Mgmt For
Candidate: Heloisa Belotti Bedicks (Rodrigo
de Mesquita Pereira as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
9f Election of the Fiscal Council by Mgmt For
Candidate: Robert Juenemann (Jandaraci
Ferreira de Araujo as alternate). (You may
only vote "FOR" in up to 4 of the 6 Fiscal
Council candidates in proposals 9A-9F. Your
vote will be deemed invalid for proposals
9A-9F if you vote in favor of more than 4
Fiscal Council candidates)
10 Resolution 10 Mgmt For For
11 Resolution 11 Mgmt For For
E1 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 1
E2 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 2
E3 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 3
E4 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 4
E5 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 5
E6 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 6
E7 Extraordinary Shareholders' Meeting: Mgmt For For
Resolution 7
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 715226052
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J201
Meeting Type: AGM
Meeting Date: 05-Apr-2022
Ticker:
ISIN: DK0061539921
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH MARKET
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.8. THANK YOU
1 THE BOARD OF DIRECTORS REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST YEAR
2 THE BOARD OF DIRECTORS PROPOSES ADOPTION OF Mgmt For For
THE ANNUAL REPORT FOR 2021. THE REPORT IS
AVAILABLE ON THE CORPORATE WEBSITE
3 THE BOARD OF DIRECTORS PROPOSES THAT A Mgmt For For
DIVIDEND OF DKK 0.37 PER SHARE BE PAID OUT
FOR 2021. THE PROPOSED DIVIDEND
DISTRIBUTION IS IN ACCORDANCE WITH THE
COMPANY'S DIVIDEND POLICY. FOR FURTHER
INFORMATION, PLEASE REFER TO THE ANNUAL
REPORT 2021, PAGE 107 AND 122
4 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
ANNUAL GENERAL MEETING APPROVES THE
REMUNERATION REPORT 2021 PRESENTED FOR
ADVISORY VOTE. THE REMUNERATION REPORT 2021
HAS BEEN PREPARED IN ACCORDANCE WITH
SECTION 139B OF THE DANISH COMPANIES ACT.
THE REPORT PROVIDES AN OVERVIEW OF THE
TOTAL REMUNERATION AWARDED DURING 2021 TO
CURRENT AND PREVIOUS MEMBERS OF THE BOARD
OF DIRECTORS AND THE EXECUTIVE MANAGEMENT
OF VESTAS WIND SYSTEMS A/S AS REGISTERED
WITH THE DANISH BUSINESS AUTHORITY. THE
REPORT IS AVAILABLE ON THE CORPORATE
WEBSITE
5 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
REMUNERATION FOR 2022 BE BASED UPON A BASIC
REMUNERATION OF DKK 455,175 PER BOARD
MEMBER AN INCREASE OF 2 PERCENT. THE
CHAIRMAN RECEIVES THREE TIMES THE BASIC
REMUNERATION AND THE DEPUTY CHAIRMAN
RECEIVES TWO TIMES THE BASIC REMUNERATION
FOR THEIR EXTENDED BOARD DUTIES. IT IS
FURTHERMORE PROPOSED THAT THE BOARD
COMMITTEE FEE AND THE COMMITTEE CHAIRMAN
FEE ARE INCREASED BY 2 PERCENT TO DKK
267,7501 AND DKK 481,9501, RESPECTIVELY
6.1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: ANDERS RUNEVAD
6.2 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: BERT NORDBERG
6.3 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: BRUCE GRANT
6.4 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: EVA MERET SOEFELDE BERNEKE
6.5 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: HELLE THORNING-SCHMIDT
6.6 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: KARL-HENRIK SUNDSTROEM
6.7 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: KENTARO HOSOMI
6.8 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTOR: LENA OLVING
7 THE BOARD OF DIRECTORS PROPOSES Mgmt For For
RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS
PURSUANT TO THE AUDIT COMMITTEES'
RECOMMENDATION. THE AUDIT COMMITTEE HAS NOT
BEEN INFLUENCED BY THIRD PARTIES NOR BEEN
SUBJECTED TO ANY CONTRACTUAL OBLIGATION
RESTRICTING THE GENERAL MEETINGS CHOICE TO
CERTAIN AUDITORS OR AUDIT COMPANIES. MORE
INFORMATION ABOUT THE PROPOSED AUDITOR CAN
BE FOUND IN APPENDIX 2
8.1 PROPOSALS FROM THE BOARD OF DIRECTORS: THE Mgmt For For
BOARD OF DIRECTORS PROPOSES, PURSUANT TO
SECTION 198 OF THE DANISH COMPANIES ACT,
THAT THE BOARD OF DIRECTORS BE GRANTED AN
AUTHORISATION TO ALLOW THE COMPANY TO
ACQUIRE TREASURY SHARES IN THE PERIOD UNTIL
31 DECEMBER 2023 UP TO AN AGGREGATE OF 10
PERCENT OF THE COMPANY'S SHARE CAPITAL AT
THE TIME OF THE AUTHORISATION, PROVIDED
THAT THE COMPANY'S TOTAL HOLDING OF
TREASURY SHARES DOES NOT AT ANY TIME EXCEED
10 PERCENT OF THE COMPANY'S SHARE CAPITAL.
THE PURCHASE PRICE PAID IN CONNECTION WITH
ACQUISITION OF TREASURY SHARES MUST NOT
DEVIATE FROM THE PRICE QUOTED ON NASDAQ
COPENHAGEN AT THE TIME OF ACQUISITION BY
MORE THAN 10 PERCENT
9 THE BOARD OF DIRECTORS PROPOSES THAT THE Mgmt For For
GENERAL MEETING AUTHORISES THE CHAIRMAN OF
THE ANNUAL GENERAL MEETING (WITH A RIGHT OF
SUBSTITUTION) TO FILE AND REGISTER THE
ADOPTED RESOLUTIONS WITH THE DANISH
BUSINESS AUTHORITY AND TO MAKE SUCH
AMENDMENTS TO THE DOCUMENTS FILED WITH THE
DANISH BUSINESS AUTHORITY, AS THE DANISH
BUSINESS AUTHORITY MAY REQUEST OR FIND
APPROPRIATE IN CONNECTION WITH THE
REGISTRATION OF THE ADOPTED RESOLUTIONS
10 ANY OTHER BUSINESS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 714399614
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 22-Jul-2021
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMAN.VOTING@BROADRIDGE.COM TO REQUEST THE
NECESSARY FORMS. WHEN REQUESTING FORMS,
PLEASE STATE YOUR PROXYEDGE INSTITUTION ID
TO MAKE SURE YOU RECEIVE THE CORRECT
DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU
ONLY WANT TO VOTE A SUBSET OF YOUR
ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE
VOTED IN ADDITION TO YOUR PROXYEDGE ID.
VOTES INPUT INTO PROXYEDGE WILL BE RECORDED
FOR RECORD KEEPING PURPOSES BUT WILL NOT BE
PROCESSED. PLEASE NOTE THAT THE ORIGINAL
COMPLETED PROXY FORM MUST BE RETURNED TO
THE RESPECTIVE SUB CUSTODIAN BY THE
DEADLINE AS INDICATED ON THE PROXY FORM.
PLEASE NOTE THAT THE VOTE ENTITLEMENT IS
DETERMINED BY THE RECORD DATE. PLEASE NOTE
THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE TO
ENABLE YOU TO LIST ONLY THE VOTE ENTITLED
SHARE AMOUNT ON THE PROXY FORM
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2020
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 4.80 PER ORDINARY SHARE AND EUR 4.86
PER PREFERRED SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER H. DIESS FOR FISCAL YEAR 2020
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER O. BLUME FOR FISCAL YEAR 2020
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER M. DUESMANN (FROM APRIL 1, 2020) FOR
FISCAL YEAR 2020
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER G. KILIAN FOR FISCAL YEAR 2020
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER A. RENSCHLER (UNTIL JULY 15, 2020)
FOR FISCAL YEAR 2020
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER A. SCHOT (UNTIL MARCH 31, 2020) FOR
FISCAL YEAR 2020
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER S. SOMMER (UNTIL JUNE 30, 2020) FOR
FISCAL YEAR 2020
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER H. D. WERNER FOR FISCAL YEAR 2020
3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt Against Against
MEMBER F. WITTER FOR FISCAL YEAR 2020
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.D. POETSCH FOR FISCAL YEAR 2020
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER J. HOFMANN FOR FISCAL YEAR 2020
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.A. AL ABDULLA FOR FISCAL YEAR 2020
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H. S. AL JABER FOR FISCAL YEAR 2020
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER B. ALTHUSMANN FOR FISCAL YEAR 2020
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER K. BLIESENER (FROM JUNE 20, 2020)
FOR FISCAL YEAR 2020
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.-P. FISCHER FOR FISCAL YEAR 2020
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER M. HEISS FOR FISCAL YEAR 2020
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER J. JAERVKLO (UNTIL MAY 29, 2020) FOR
FISCAL YEAR 2020
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER U. JAKOB FOR FISCAL YEAR 2020
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER L. KIESLING FOR FISCAL YEAR 2020
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER P. MOSCH FOR FISCAL YEAR 2020
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER B. MURKOVIC FOR FISCAL YEAR 2020
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER B. OSTERLOH FOR FISCAL YEAR 2020
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.M. PIECH FOR FISCAL YEAR 2020
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER F.O. PORSCHE FOR FISCAL YEAR 2020
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER W. PORSCHE FOR FISCAL YEAR 2020
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER C. SCHOENHARDT FOR FISCAL YEAR 2020
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER A. STIMONIARIS FOR FISCAL YEAR 2020
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER S. WEIL FOR FISCAL YEAR 2020
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER W. WERESCH FOR FISCAL YEAR 2020
5.1 ELECT LOUISE KIESLING TO THE SUPERVISORY Mgmt Against Against
BOARD
5.2 ELECT HANS POETSCH TO THE SUPERVISORY BOARD Mgmt Against Against
6 APPROVE REMUNERATION POLICY Mgmt Against Against
7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
8 AMEND ARTICLES RE: ABSENTEE VOTE Mgmt For For
9 AMEND ARTICLES RE: INTERIM DIVIDEND Mgmt For For
10.1 APPROVE DISPUTE SETTLEMENT AGREEMENT WITH Mgmt For For
FORMER MANAGEMENT BOARD CHAIRMAN MARTIN
WINTERKORN
10.2 APPROVE DISPUTE SETTLEMENT AGREEMENT WITH Mgmt For For
FORMER MANAGEMENT BOARD MEMBER RUPERT
STADLER
11 APPROVE DISPUTE SETTLEMENT AGREEMENT WITH Mgmt For For
D&O-VERSICHERUNG
12 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt Against Against
FISCAL YEAR 2021
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 597938 DUE TO RECEIPT OF
SPLITTING OF RESOLUTION 10. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
VOLKSWAGEN AG Agenda Number: 715504785
--------------------------------------------------------------------------------------------------------------------------
Security: D94523145
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: DE0007664005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE.
CMMT PLEASE NOTE THAT VOTING INSTRUCTIONS HAVE Non-Voting
TO BE RECEIVED IN WRITTEN FORM FOR VOTING
RIGHTS TO BE EXERCISED AT THIS MEETING. IF
YOU WISH TO VOTE, PLEASE EMAIL
GERMAN.VOTING@BROADRIDGE.COM TO REQUEST THE
NECESSARY FORMS. WHEN REQUESTING FORMS,
PLEASE STATE YOUR PROXYEDGE INSTITUTION ID
TO MAKE SURE YOU RECEIVE THE CORRECT
DOCUMENTATION FOR YOUR ACCOUNTS. IF YOU
ONLY WANT TO VOTE A SUBSET OF YOUR
ACCOUNTS, PLEASE LIST ALL ACCOUNTS TO BE
VOTED IN ADDITION TO YOUR PROXYEDGE ID.
VOTES INPUT INTO PROXYEDGE WILL BE RECORDED
FOR RECORD KEEPING PURPOSES BUT WILL NOT BE
PROCESSED. PLEASE NOTE THAT THE ORIGINAL
COMPLETED PROXY FORM MUST BE RETURNED TO
THE RESPECTIVE SUB CUSTODIAN BY THE
DEADLINE AS INDICATED ON THE PROXY FORM.
PLEASE NOTE THAT THE VOTE ENTITLEMENT IS
DETERMINED BY THE RECORD DATE. PLEASE NOTE
THAT BROADRIDGE WILL PROVIDE THE PROXY
FORMS VIA EMAIL AS EARLY AS RECORD DATE TO
ENABLE YOU TO LIST ONLY THE VOTE ENTITLED
SHARE AMOUNT ON THE PROXY FORM
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 7.50 PER ORDINARY SHARE AND EUR 7.56
PER PREFERRED SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER H. DIESS FOR FISCAL YEAR 2021
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER M. AKSEL FOR FISCAL YEAR 2021
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER A. ANTLITZ (FROM APRIL 1, 2021) FOR
FISCAL YEAR 2021
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER O. BLUME FOR FISCAL YEAR 2021
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER M. DUESMANN FOR FISCAL YEAR 2021
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER G. KILIAN FOR FISCAL YEAR 2021
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER T. SCHMALL-VON WESTERHOLT FOR FISCAL
YEAR 2021
3.8 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER H. D. WERNER FOR FISCAL YEAR 2021
3.9 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER F. WITTER (UNTIL MARCH 31, 2021) FOR
FISCAL YEAR 2021
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.D. POETSCH FOR FISCAL YEAR 2021
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER J. HOFMANN FOR FISCAL YEAR 2021
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.A. AL ABDULLA FOR FISCAL YEAR 2021
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER H. S. AL JABER FOR FISCAL YEAR 2021
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER B. ALTHUSMANN FOR FISCAL YEAR 2021
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER K. BLIESENER (UNTIL MARCH 31, 2021)
FOR FISCAL YEAR 2021
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER M. CARNERO SOJO (FROM APRIL 1, 2021)
FOR FISCAL YEAR 2021
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER D. CAVALLO (FROM MAY 11, 2021) FOR
FISCAL YEAR 2021
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.-P. FISCHER FOR FISCAL YEAR 2021
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER M. HEISS FOR FISCAL YEAR 2021
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER U. JAKOB FOR FISCAL YEAR 2021
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER L. KIESLING FOR FISCAL YEAR 2021
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER P. MOSCH FOR FISCAL YEAR 2021
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER B. MURKOVIC FOR FISCAL YEAR 2021
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER B. OSTERLOH (UNTIL APRIL 30, 2021)
FOR FISCAL YEAR 2021
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER H.M. PIECH FOR FISCAL YEAR 2021
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER F.O. PORSCHE FOR FISCAL YEAR 2021
4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER W. PORSCHE FOR FISCAL YEAR 2021
4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER J. ROTHE (FROM OCT. 22, 2021) FOR
FISCAL YEAR 2021
4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER C. SCHOENHARDT FOR FISCAL YEAR 2021
4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER A. STIMONIARIS (UNTIL AUGUST 31,
2021) FOR FISCAL YEAR 2021
4.22 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt Against Against
MEMBER S. WEIL FOR FISCAL YEAR 2021
4.23 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER W. WERESCH FOR FISCAL YEAR 2021
5 APPROVE REMUNERATION REPORT Mgmt For For
6 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt For For
FISCAL YEAR 2022 AND FOR THE REVIEW OF THE
INTERIM FINANCIAL STATEMENTS FOR THE FIRST
HALF OF FISCAL YEAR 2022
7 PLEASE NOTE THAT THIS IS A SHAREHOLDER Shr Against Against
PROPOSAL BY QATAR HOLDING GERMANY GMBH:
ELECT MANSOOR EBRAHIM AL-MAHMOUD TO THE
SUPERVISORY BOARD
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 705803 DUE TO RECEIVED ADDITION
OF RES. 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WEG SA Agenda Number: 715299005
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: EGM
Meeting Date: 26-Apr-2022
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) MAY BE REQUIRED TO LODGE VOTING
INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS MAY BE
REJECTED
1 EXAMINE, DISCUSS AND VOTE ON THE PROPOSAL Mgmt For For
OF THE BOARD OF DIRECTORS PROPOSAL TO
INCREASE THE COMPANY'S CAPITAL STOCK, FROM
BRL 5,504,516,508.00 TO BRL
6,504,516,508.00, THROUGH THE INCORPORATION
OF PART OF PROFIT, PROFIT RETENTION RESERVE
FOR INVESTMENTS IN THE AMOUNT OF BRL
1,000,000,000.00, WITHOUT INCREASING THE
NUMBER OF SHARES, AND CONSEQUENT
ADJUSTMENTS TO THE BYLAWS TO REFLECT WHAT
REMAINS APPROVED
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WEG SA Agenda Number: 715302117
--------------------------------------------------------------------------------------------------------------------------
Security: P9832B129
Meeting Type: AGM
Meeting Date: 26-Apr-2022
Ticker:
ISIN: BRWEGEACNOR0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) MAY BE REQUIRED TO LODGE VOTING
INSTRUCTIONS (DEPENDENT UPON THE
AVAILABILITY AND USAGE OF THE BRAZILIAN
REMOTE VOTING PLATFORM). IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS MAY BE
REJECTED
CMMT PLEASE NOTE THAT VOTES 'IN FAVOR' AND Non-Voting
'AGAINST' IN THE SAME AGENDA ITEM ARE NOT
ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN
OR AGAINST AND/ OR ABSTAIN ARE ALLOWED.
THANK YOU
1 EXAMINE, DISCUSS AND VOTE ON THE MANAGEMENT Mgmt For For
REPORT, FINANCIAL STATEMENTS, INDEPENDENT
AUDITORS REPORT, FISCAL COUNCIL OPINION AND
OTHER DOCUMENTS RELATING TO THE FISCAL YEAR
ENDED DECEMBER 31, 2021
2 APPROVAL ON THE DESTINATION OF THE NET Mgmt For For
EARNINGS OF THE FISCAL YEAR AND THE CAPITAL
BUDGET FOR 2022 AS PROPOSED BY THE BOARD OF
DIRECTORS, AS WELL AS, RATIFY THE DIVIDEND
AND INTEREST ON STOCKHOLDERS EQUITY, AS
PREVIOUSLY ANNOUNCED BY THE BOARD OF
DIRECTORS
3 CHARACTERIZATION OF THE INDEPENDENCE Mgmt For For
CONDITION OF THE CANDIDATE FOR THE BOARD OF
DIRECTORS, MR. DAN IOSCHPE
4 CHARACTERIZATION OF THE INDEPENDENCE Mgmt For For
CONDITION OF THE CANDIDATE FOR THE BOARD OF
DIRECTORS, MRS. TANIA CONTE COSENTINO
5 DO YOU WISH TO REQUEST A SEPARATE ELECTION Mgmt Abstain Against
OF A MEMBER OF THE BOARD OF DIRECTORS,
UNDER THE TERMS OF ARTICLE 141, PARAGRAPH
4, I, OF LAW 6,404, OF 1976. THE
SHAREHOLDER CAN ONLY FILL THIS FIELD IN
CASE OF KEEPING THE POSITION OF VOTING
SHARES IN INTERRUPTED FOR 3 MONTHS PRIOR TO
THE GENERAL MEETING. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL
NOT BE COMPUTED FOR THE REQUEST OF A
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS
6 DO YOU WISH TO REQUEST THE CUMULATIVE Mgmt Abstain Against
VOTING FOR THE ELECTION OF THE BOARD OF
DIRECTORS, UNDER THE TERMS OF ART. 141 OF
LAW 6,404, OF 1976. IF THE SHAREHOLDER
CHOOSES NO OR ABSTAIN, HIS HER SHARES WILL
NOT BE COMPUTED FOR THE REQUEST OF THE
CUMULATIVE VOTING REQUEST
7 TO ELECT THE MEMBERS OF THE BOARD OF Mgmt Against Against
DIRECTORS BY SLATE. NOMINATION OF ALL THE
NAMES THAT COMPOSE THE SLATE. THE VOTES
INDICATED IN THIS SECTION WILL BE
DISREGARDED IF THE SHAREHOLDER WITH VOTING
RIGHTS FILLS IN THE FIELDS PRESENT IN THE
SEPARATE ELECTION OF A MEMBER OF THE BOARD
OF DIRECTORS AND THE SEPARATE ELECTION
REFERRED TO IN THESE FIELDS TAKES PLACE.
DAN IOSCHPE DECIO DA SILVA MARTIN
WERNINGHAUS NILDEMAR SECCHES SERGIO LUIZ
SILVA SCHWARTZ SIEGFRIED KREUTZFELD TANIA
CONTE COSENTINO
8 IF ONE OF THE CANDIDATES THAT COMPOSES YOUR Mgmt Against Against
CHOSEN SLATE LEAVES IT, CAN THE VOTES
CORRESPONDING TO YOUR SHARES CONTINUE TO BE
CONFERRED ON THE SAME SLATE
CMMT FOR THE PROPOSAL 9 REGARDING THE ADOPTION Non-Voting
OF CUMULATIVE VOTING, PLEASE BE ADVISED
THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN
AGAINST VOTE ON THIS PROPOSAL REQUIRES
PERCENTAGES TO BE ALLOCATED AMONGST THE
DIRECTORS IN PROPOSAL 10.1 TO 10.7. IN THIS
CASE PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE IN ORDER TO ALLOCATE
PERCENTAGES AMONGST THE DIRECTORS
9 IN CASE OF A CUMULATIVE VOTING PROCESS, Mgmt Abstain Against
SHOULD THE CORRESPONDING VOTES TO YOUR
SHARES BE EQUALLY DISTRIBUTED AMONG THE
MEMBERS OF THE SLATE THAT YOU VE CHOSEN. IF
THE SHAREHOLDER CHOOSES YES AND ALSO
INDICATES THE APPROVE ANSWER TYPE FOR
SPECIFIC CANDIDATES AMONG THOSE LISTED
BELOW, THEIR VOTES WILL BE DISTRIBUTED
PROPORTIONALLY AMONG THESE CANDIDATES. IF
THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE
ELECTION OCCURS BY THE CUMULATIVE VOTING
PROCESS, THE SHAREHOLDERS VOTE SHALL BE
COUNTED AS AN ABSTENTION IN THE RESPECTIVE
RESOLUTION OF THE MEETING
10.1 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
DAN IOSCHPE
10.2 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
DECIO DA SILVA
10.3 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
MARTIN WERNINGHAUS
10.4 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
NILDEMAR SECCHES
10.5 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SERGIO LUIZ SILVA SCHWARTZ
10.6 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
SIEGFRIED KREUTZFELD
10.7 VISUALIZATION OF ALL THE CANDIDATES THAT Mgmt Abstain Against
COMPOSE THE SLATE TO INDICATE THE
PERCENTAGE OF THE VOTES TO BE ATTRIBUTED.
TANIA CONTE COSENTINO
11 ESTABLISHMENT OF THE ANNUAL REMUNERATION OF Mgmt For For
THE MANAGERS
12 APPOINTMENT OF CANDIDATES TO THE FISCAL Mgmt Abstain Against
COUNCIL BY SINGLE SLATE. INDICATION OF ALL
THE NAMES THAT MAKE UPTHE SLATE. . PATRICIA
VALENTE STIERLI, PRINCIPAL. GIULIANO
BARBATO WOLF SUBSTITUTE VANDERLEI DOMINGUEZ
DA ROSA, PRINCIPAL. PAULO ROBERTO
FRANCESCHI, SUBSTITUTE
13 IF ONE OF THE CANDIDATES OF THE SLATE Mgmt Against Against
LEAVES IT, TO ACCOMMODATE THE SEPARATE
ELECTION REFERRED TO IN ARTICLES 161,
PARAGRAPH 4, AND 240 OF LAW 6404, OF 1976,
CAN THE VOTES CORRESPONDING TO YOUR SHARES
CONTINUE TO BE CONFERRED TO THE SAME SLATE
14 SEPARATE ELECTION OF A MEMBER OF THE FISCAL Mgmt For For
COUNCIL BY MINORITY SHAREHOLDERS HOLDING
SHARES OF VOTING RIGHTS. THE SHAREHOLDER
MUST COMPLETE THIS FIELD SHOULD HE HAVE
LEFT THE GENERAL ELECTION FIELD BLANK.
LUCIA MARIA MARTINS CASASANTA, PRINCIPAL.
SILVIA MAURA RODRIGUES PEREIRA SUBSTITUTE
15 TO ESTABLISH THE AGGREGATE COMPENSATION OF Mgmt For For
THE FISCAL COUNCIL MEMBERS
16 APPROVE THE NEWSPAPERS USED FOR THE LEGAL Mgmt For For
ANNOUNCEMENTS AND DISCLOSURES
--------------------------------------------------------------------------------------------------------------------------
WESTERN AREAS LTD Agenda Number: 714739844
--------------------------------------------------------------------------------------------------------------------------
Security: Q9618L100
Meeting Type: AGM
Meeting Date: 18-Nov-2021
Ticker:
ISIN: AU000000WSA9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 3, 4, 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR - MR RICHARD YEATES
2 ADOPTION OF REMUNERATION REPORT Mgmt For For
3 NON-EXECUTIVE DIRECTOR FEE POOL Mgmt For
4 GRANT OF PERFORMANCE RIGHTS TO MR DANIEL Mgmt For For
LOUGHER
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 ADOPTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
6 APPROVAL OF PRIOR ISSUE OF PLACEMENT SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935582812
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lynn Casey Mgmt For For
1b. Election of Director: Bob Frenzel Mgmt For For
1c. Election of Director: Netha Johnson Mgmt For For
1d. Election of Director: Patricia Kampling Mgmt For For
1e. Election of Director: George Kehl Mgmt For For
1f. Election of Director: Richard O'Brien Mgmt For For
1g. Election of Director: Charles Pardee Mgmt For For
1h. Election of Director: Christopher Mgmt For For
Policinski
1i. Election of Director: James Prokopanko Mgmt For For
1j. Election of Director: Kim Williams Mgmt For For
1k. Election of Director: Daniel Yohannes Mgmt For For
2. Company proposal to approve, on an advisory Mgmt For For
basis, executive compensation.
3. Company proposal to ratify the appointment Mgmt For For
of Deloitte & Touche LLP as Xcel Energy
Inc.'s independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 715052370
--------------------------------------------------------------------------------------------------------------------------
Security: Y97237112
Meeting Type: EGM
Meeting Date: 25-Feb-2022
Ticker:
ISIN: CNE100000PP1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0110/2022011000894.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0110/2022011000878.pdf
1.1 TO CONSIDER THE MOTION ON THE APPLICATION Mgmt For For
FOR THE ESTIMATED ANNUAL CAP FOR CONNECTED
TRANSACTIONS CONDUCTED IN THE ORDINARY
COURSE OF BUSINESS (A SHARE) FOR 2022:
CONNECTED TRANSACTIONS FOR SALES OF
PRODUCTS CONDUCTED IN THE ORDINARY COURSE
OF BUSINESS (A SHARE) BETWEEN THE COMPANY
AND CHINA THREE GORGES NEW ENERGY (GROUP)
CO., LTD. AND ITS HOLDING SUBSIDIARIES
1.2 TO CONSIDER THE MOTION ON THE APPLICATION Mgmt For For
FOR THE ESTIMATED ANNUAL CAP FOR CONNECTED
TRANSACTIONS CONDUCTED IN THE ORDINARY
COURSE OF BUSINESS (A SHARE) FOR 2022:
CONNECTED TRANSACTIONS FOR SALES OF
PRODUCTS CONDUCTED IN THE ORDINARY COURSE
OF BUSINESS (A SHARE) BETWEEN THE COMPANY
AND XINJIANG NEW ENERGY (GROUP) CO., LTD.
AND ITS HOLDING SUBSIDIARIES
2 TO CONSIDER THE MOTION ON PURCHASING Mgmt For For
LIABILITY INSURANCE FOR THE COMPANY AND ITS
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT
3 TO CONSIDER THE MOTION ON THE Mgmt For For
RECOMMENDATION OF MR. WANG YAN (AS
SPECIFIED) AS A SUPERVISOR CANDIDATE
--------------------------------------------------------------------------------------------------------------------------
XINJIANG GOLDWIND SCIENCE & TECHNOLOGY CO LTD Agenda Number: 715621199
--------------------------------------------------------------------------------------------------------------------------
Security: Y97237112
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: CNE100000PP1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050601544.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050601592.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE DIRECTORS) OF THE
COMPANY (THE BOARD) FOR THE YEAR OF 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
SUPERVISORY COMMITTEE) FOR THE YEAR OF 2021
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED CONSOLIDATED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2021
4 TO CONSIDER AND APPROVE THE FINAL DIVIDEND Mgmt For For
DISTRIBUTION FOR THE YEAR ENDED 31 DECEMBER
2021
5 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR OF 2021
6 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
OPERATION OF EXCHANGE RATE HEDGING BUSINESS
WITH A TOTAL AMOUNT OF NOT MORE THAN USD2
BILLION AND THE INTEREST RATE HEDGING
BUSINESS WITH A TOTAL AMOUNT OF NOT MORE
THAN USD2 BILLION DURING THE PERIOD FROM
THE DATE OF PASSING THIS RESOLUTION UNTIL
THE DATE OF THE ANNUAL GENERAL MEETING OF
THE COMPANY TO BE HELD IN THE YEAR OF 2023
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PROVISION OF NEW GUARANTEES BY THE COMPANY
FOR ITS SUBSIDIARIES WITH A TOTAL AMOUNT OF
NOT MORE THAN RMB8 BILLION DURING THE
PERIOD FROM THE DATE OF PASSING OF THIS
RESOLUTION UNTIL THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY TO BE HELD
IN THE YEAR OF 2023, AND AUTHORISE THE
CHAIRMAN OF THE BOARD, MR. WU GANG, TO SIGN
ANY AGREEMENTS AND/OR DOCUMENTS ON BEHALF
OF THE COMPANY NECESSARY IN RELATION
THERETO
8 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt Against Against
LETTER OF GUARANTEE BY THE COMPANY FOR THE
BENEFIT OF ITS SUBSIDIARIES WITH A TOTAL
AMOUNT OF NOT MORE THAN RMB8 BILLION DURING
THE PERIOD FROM THE DATE OF PASSING OF THIS
RESOLUTION UNTIL THE DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY HELD IN THE
YEAR OF 2023
9 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE PRC AUDITORS OF THE
COMPANY AND DELOITTE TOUCHE TOHMATSU AS THE
INTERNATIONAL AUDITORS OF THE COMPANY TO
HOLD OFFICE FROM THE DATE OF PASSING OF
THIS RESOLUTION UNTIL DATE OF THE ANNUAL
GENERAL MEETING OF THE COMPANY HELD IN THE
YEAR OF 2023, AND AUTHORISE THE BOARD TO
DETERMINE THEIR REMUNERATION, RESPECTIVELY
10 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE DIRECTORS OF THE EIGHTH SESSION OF THE
BOARD AND THE INDEPENDENT NON-EXECUTIVE
DIRECTORS
11 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE SUPERVISORS OF THE EIGHTH SESSION OF
THE SUPERVISORY COMMITTEE (THE SUPERVISORS)
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 12.1 TO 12.6, 13.1 TO 13.3
THROUGH 14.1 TO 14.3 WILL BE PROCESSED AS
TAKE NO ACTIONBY THE LOCAL CUSTODIAN BANKS.
ONLY FOR VOTES FOR THESE RESOLUTIONS WILL
BE LODGED IN THE MARKET.
12.1 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING PERSON AS EXECUTIVE FOR THE
EIGHTH SESSION OF THE BOARD: MR. WU GANG AS
AN EXECUTIVE DIRECTOR
12.2 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING PERSON AS EXECUTIVE FOR THE
EIGHTH SESSION OF THE BOARD: MR. CAO
ZHIGANG AS AN EXECUTIVE DIRECTOR
12.3 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
THE FOLLOWING PERSON AS EXECUTIVE FOR THE
EIGHTH SESSION OF THE BOARD: MR. WANG HAIBO
AS AN EXECUTIVE DIRECTOR
12.4 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
THE FOLLOWING PERSON AS NON-EXECUTIVE
DIRECTOR FOR THE EIGHTH SESSION OF THE
BOARD: MR. LU HAILIN AS A NON-EXECUTIVE
DIRECTOR
12.5 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt Against Against
THE FOLLOWING PERSON AS NON-EXECUTIVE
DIRECTOR FOR THE EIGHTH SESSION OF THE
BOARD: MR. GAO JIANJUN AS A NON-EXECUTIVE
DIRECTOR
12.6 TO CONSIDER AND APPROVE THE RE-ELECTION OF Mgmt For For
THE FOLLOWING PERSON AS NON-EXECUTIVE
DIRECTOR FOR THE EIGHTH SESSION OF THE
BOARD: MR. WANG KAIGUO AS A NON-EXECUTIVE
DIRECTOR
13.1 TO CONSIDER AND APPROVE THE Mgmt For For
RE-ELECTION/APPOINTMENT OF THE FOLLOWING
PERSON AS INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR THE EIGHTH SESSION OF THE
BOARD: MS. YANG JIANPING AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
13.2 TO CONSIDER AND APPROVE THE Mgmt For For
RE-ELECTION/APPOINTMENT OF THE FOLLOWING
PERSON AS INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR THE EIGHTH SESSION OF THE
BOARD: MR. ZENG XIANFEN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
13.3 TO CONSIDER AND APPROVE THE Mgmt For For
RE-ELECTION/APPOINTMENT OF THE FOLLOWING
PERSON AS INDEPENDENT NON-EXECUTIVE
DIRECTOR FOR THE EIGHTH SESSION OF THE
BOARD: MR. WEI WEI AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR
14.1 TO CONSIDER AND APPROVE THE Mgmt For For
RE-ELECTION/APPOINTMENT OF THE FOLLOWING
PERSON AS SUPERVISOR FOR THE EIGHTH SESSION
OF THE SUPERVISORY COMMITTEE: MS. LI
TIEFENG AS A SUPERVISOR
14.2 TO CONSIDER AND APPROVE THE Mgmt For For
RE-ELECTION/APPOINTMENT OF THE FOLLOWING
PERSON AS SUPERVISOR FOR THE EIGHTH SESSION
OF THE SUPERVISORY COMMITTEE: MR. LUO JUN
AS A SUPERVISOR
14.3 TO CONSIDER AND APPROVE THE Mgmt For For
RE-ELECTION/APPOINTMENT OF THE FOLLOWING
PERSON AS SUPERVISOR FOR THE EIGHTH SESSION
OF THE SUPERVISORY COMMITTEE: MR. WANG YAN
AS A SUPERVISOR
--------------------------------------------------------------------------------------------------------------------------
XINTE ENERGY CO LTD Agenda Number: 714859393
--------------------------------------------------------------------------------------------------------------------------
Security: Y972BC104
Meeting Type: EGM
Meeting Date: 22-Nov-2021
Ticker:
ISIN: CNE1000023G9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1102/2021110201558.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1102/2021110201586.pdf
1.1 TO CONSIDER AND APPROVE THE AGREEMENTS Mgmt For For
ENTERED INTO BETWEEN THE COMPANY AND TBEA
CO., LTD. (THE "TBEA") ON 13 OCTOBER 2021
AND THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER: THE SUPPLEMENTAL PRODUCT
PROCUREMENT FRAMEWORK AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND TBEA ON 13
OCTOBER 2021 AND THE PROPOSED REVISED
ANNUAL CAPS THEREUNDER
1.2 TO CONSIDER AND APPROVE THE AGREEMENTS Mgmt For For
ENTERED INTO BETWEEN THE COMPANY AND TBEA
CO., LTD. (THE "TBEA") ON 13 OCTOBER 2021
AND THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER: THE SUPPLEMENTAL COAL
PROCUREMENT FRAMEWORK AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND TBEA ON 13
OCTOBER 2021 AND THE PROPOSED REVISED
ANNUAL CAPS THEREUNDER
1.3 TO CONSIDER AND APPROVE THE AGREEMENTS Mgmt For For
ENTERED INTO BETWEEN THE COMPANY AND TBEA
CO., LTD. (THE "TBEA") ON 13 OCTOBER 2021
AND THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER: THE SUPPLEMENTAL MISCELLANEOUS
SERVICES FRAMEWORK AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND TBEA ON 13 OCTOBER
2021 AND THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER
1.4 TO CONSIDER AND APPROVE THE AGREEMENTS Mgmt For For
ENTERED INTO BETWEEN THE COMPANY AND TBEA
CO., LTD. (THE "TBEA") ON 13 OCTOBER 2021
AND THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER: THE SUPPLEMENTAL PRODUCT SALES
FRAMEWORK AGREEMENT ENTERED INTO BETWEEN
THE COMPANY AND TBEA ON 13 OCTOBER 2021 AND
THE PROPOSED REVISED ANNUAL CAPS THEREUNDER
2 TO CONSIDER AND APPROVE THE SUPPLEMENTAL Mgmt Against Against
FINANCIAL SERVICES FRAMEWORK AGREEMENT
ENTERED INTO BETWEEN THE COMPANY AND TBEA
GROUP FINANCE CO., LTD. ON 13 OCTOBER 2021
AND THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER
3.1 TO CONSIDER AND APPROVE THE AGREEMENTS Mgmt For For
ENTERED INTO BETWEEN THE COMPANY AND
XINJIANG TEBIAN (GROUP) CO., LTD. (THE
"XINJIANG TEBIAN") ON 13 OCTOBER 2021 AND
THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER: THE SUPPLEMENTAL PRODUCT
PROCUREMENT FRAMEWORK AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND XINJIANG
TEBIAN ON 13 OCTOBER 2021 AND THE PROPOSED
REVISED ANNUAL CAPS THEREUNDER
3.2 TO CONSIDER AND APPROVE THE AGREEMENTS Mgmt For For
ENTERED INTO BETWEEN THE COMPANY AND
XINJIANG TEBIAN (GROUP) CO., LTD. (THE
"XINJIANG TEBIAN") ON 13 OCTOBER 2021 AND
THE PROPOSED REVISED ANNUAL CAPS
THEREUNDER: THE SUPPLEMENTAL MISCELLANEOUS
SERVICES FRAMEWORK AGREEMENT ENTERED INTO
BETWEEN THE COMPANY AND XINJIANG TEBIAN ON
13 OCTOBER 2021 AND THE PROPOSED REVISED
ANNUAL CAPS THEREUNDER
4 TO CONSIDER AND APPROVE THE ADOPTION OF Mgmt For For
CHINA ACCOUNTING STANDARDS FOR BUSINESS
ENTERPRISES FOR THE PREPARATION OF THE
FINANCIAL STATEMENTS
5 TO CONSIDER AND APPROVE THE TERMINATION OF Mgmt For For
APPOINTMENT OF PRICEWATERHOUSECOOPERS AS
THE COMPANY'S INTERNATIONAL AUDITOR, THE
APPOINTMENT OF SHINEWING CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE COMPANY'S AUDITORS
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, AND TO
APPROVE AND AUTHORISE THE BOARD TO
DETERMINE ITS REMUNERATION
6 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 715578033
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 02-Jun-2022
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042902292.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042902310.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS (THE "DIRECTORS") OF THE COMPANY
AND THE AUDITOR (THE "AUDITOR") OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF 10.0 HK Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2021
3.A.I TO RE-ELECT MR. LI MAN YIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3A.II TO RE-ELECT MR. LO WAN SING, VINCENT AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. KAN E-TING, MARTIN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITOR AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX ITS REMUNERATION
5.A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5.B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. LEONG CHONG PENG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR WITH EFFECT FROM THE
CONCLUSION OF THE ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935670059
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Annual
Meeting Date: 24-Jun-2022
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
(the" Director(s)") and the auditor of the
Company for the year ended December 31,
2021.
2. To re-elect Mr. Xiaopeng He as an executive Mgmt For For
Director as detailed in the proxy statement
dated May 12, 2022.
3. To re-elect Mr. Yingjie Chen as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
4. To re-elect Mr. Ji-Xun Foo as a Mgmt For For
non-executive Director as detailed in the
proxy statement dated May 12, 2022.
5. To re-elect Mr. Fei Yang as a non-executive Mgmt For For
Director as detailed in the proxy statement
dated May 12, 2022.
6. To authorize the Board of Directors to fix Mgmt For For
the respective Directors' remuneration.
7. To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors to hold office until the
conclusion of the next annual general
meeting of the Company and to authorize the
Board of Directors to fix their
remunerations for the year ending December
31, 2022.
8. THAT consider and approve the grant of a Mgmt Against Against
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
9. THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to
repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement dated May 12, 2022.
10. THAT consider and approve the extension of Mgmt Against Against
the general mandate granted to the
Directors to issue, allot and deal with
additional shares in the share capital of
the Company by the aggregate number of the
shares repurchased by the Company as
detailed in the proxy statement dated May
12, 2022.
--------------------------------------------------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD Agenda Number: 715568082
--------------------------------------------------------------------------------------------------------------------------
Security: G9830F106
Meeting Type: AGM
Meeting Date: 17-Jun-2022
Ticker:
ISIN: KYG9830F1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701849.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701882.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF 28.0 HK Mgmt For For
CENTS PER SHARE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2021
3AI TO RE-ELECT MR. SHEN YU AS AN EXECUTIVE Mgmt For For
DIRECTOR
3AII TO RE-ELECT MR. ZHANG YIYIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT MR. WONG LUNG MING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE REMUNERATION
OF THE DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND AUTHORISE THE
BOARD TO FIX ITS REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY (THE ISSUE
MANDATE)
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against
OF SHARES REPURCHASED BY THE COMPANY
6 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY AND TO ADOPT THE AMENDED AND
RESTATED ARTICLES OF ASSOCIATION OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
ZAPTEC AS Agenda Number: 715708915
--------------------------------------------------------------------------------------------------------------------------
Security: R989A0103
Meeting Type: AGM
Meeting Date: 17-Jun-2022
Ticker:
ISIN: NO0010713936
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 ELECT CHAIRMAN OF MEETING Mgmt For For
2 DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
3 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 APPROVE REMUNERATION OF AUDITORS Mgmt Against Against
6 REELECT STIG HARRY CHRISTIANSEN (CHAIR) AND Mgmt Against Against
PAL SELBOE VALSETH AS DIRECTORS
7 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF NOK 300 ,000 FOR CHAIR AND NOK
150,000 FOR OTHER DIRECTORS
8 APPROVE REMUNERATION OF NOMINATION Mgmt For For
COMMITTEE
9 APPROVE CREATION OF 10 PERCENT OF POOL OF Mgmt For For
CAPITAL WITHOUT PREEMPTIVE RIGHTS
10 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
--------------------------------------------------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO LTD Agenda Number: 714760178
--------------------------------------------------------------------------------------------------------------------------
Security: Y9892N104
Meeting Type: EGM
Meeting Date: 09-Nov-2021
Ticker:
ISIN: CNE1000004X4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1019/2021101900343.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1019/2021101900371.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
ESTIMATIONS ON ORDINARY RELATED PARTY
TRANSACTIONS FOR 2021-2023
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
INTERIM PROFIT DISTRIBUTION PLAN OF THE
COMPANY FOR 2021
ETFB Green SRI REITs ETF
--------------------------------------------------------------------------------------------------------------------------
AGREE REALTY CORPORATION Agenda Number: 935568723
--------------------------------------------------------------------------------------------------------------------------
Security: 008492100
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: ADC
ISIN: US0084921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel Agree Mgmt For For
Michael Judlowe Mgmt For For
Gregory Lehmkuhl Mgmt For For
Jerome Rossi Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
ALEXANDER & BALDWIN, INC. Agenda Number: 935558924
--------------------------------------------------------------------------------------------------------------------------
Security: 014491104
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: ALEX
ISIN: US0144911049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Christopher J. Mgmt For For
Benjamin
1.2 Election of Director: Diana M. Laing Mgmt For For
1.3 Election of Director: John T. Leong Mgmt For For
1.4 Election of Director: Thomas A. Lewis, Jr. Mgmt For For
1.5 Election of Director: Douglas M. Pasquale Mgmt For For
1.6 Election of Director: Michele K. Saito Mgmt For For
1.7 Election of Director: Eric K. Yeaman Mgmt For For
2. Approve the advisory resolution relating to Mgmt For For
executive compensation
3. Approve the Alexander & Baldwin, Inc. 2022 Mgmt For For
Omnibus Incentive Plan
4. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public
accounting firm of the corporation
--------------------------------------------------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935616396
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: ARE
ISIN: US0152711091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joel S. Marcus Mgmt For For
1B. Election of Director: Steven R. Hash Mgmt For For
1C. Election of Director: James P. Cain Mgmt Against Against
1D. Election of Director: Cynthia L. Feldmann Mgmt For For
1E. Election of Director: Maria C. Freire Mgmt Against Against
1F. Election of Director: Jennifer Friel Mgmt For For
Goldstein
1G. Election of Director: Richard H. Klein Mgmt For For
1H. Election of Director: Michael A. Woronoff Mgmt Against Against
2. To vote upon the amendment and restatement Mgmt For For
of the Company's Amended and Restated 1997
Stock Award and Incentive Plan, as more
particularly described in the accompanying
Proxy Statement.
3. To cast a non-binding, advisory vote on a Mgmt For For
resolution to approve the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
4. To vote to approve an amendment of the Mgmt For For
Company's charter to increase the number of
shares of common stock that the Company is
authorized to issue from 200,000,000 to
400,000,000 shares, as more particularly
described in the accompanying proxy
statement.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending December 31, 2022, as more
particularly described in the accompanying
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN HOMES 4 RENT Agenda Number: 935562098
--------------------------------------------------------------------------------------------------------------------------
Security: 02665T306
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: AMH
ISIN: US02665T3068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Kenneth M. Woolley Mgmt For For
1B. Election of Trustee: David P. Singelyn Mgmt For For
1C. Election of Trustee: Douglas N. Benham Mgmt For For
1D. Election of Trustee: Jack Corrigan Mgmt For For
1E. Election of Trustee: David Goldberg Mgmt For For
1F. Election of Trustee: Tamara H. Gustavson Mgmt For For
1G. Election of Trustee: Matthew J. Hart Mgmt For For
1H. Election of Trustee: Michelle C. Kerrick Mgmt For For
1I. Election of Trustee: James H. Kropp Mgmt For For
1J. Election of Trustee: Lynn C. Swann Mgmt For For
1K. Election of Trustee: Winifred M. Webb Mgmt For For
1L. Election of Trustee: Jay Willoughby Mgmt For For
1M. Election of Trustee: Matthew R. Zaist Mgmt For For
2. Ratification of the Appointment of Ernst & Mgmt For For
Young LLP as American Homes 4 Rent's
Independent Registered Public Accounting
Firm for the Fiscal Year Ending December
31, 2022.
3. Advisory Vote to Approve American Homes 4 Mgmt For For
Rent's Named Executive Officer
Compensation.
--------------------------------------------------------------------------------------------------------------------------
APPLE HOSPITALITY REIT, INC. Agenda Number: 935578647
--------------------------------------------------------------------------------------------------------------------------
Security: 03784Y200
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: APLE
ISIN: US03784Y2000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn W. Bunting Mgmt For For
Jon A. Fosheim Mgmt For For
Kristian M. Gathright Mgmt For For
Glade M. Knight Mgmt For For
Justin G. Knight Mgmt For For
Blythe J. McGarvie Mgmt For For
Daryl A. Nickel Mgmt For For
L. Hugh Redd Mgmt For For
Howard E. Woolley Mgmt For For
2. Approval on an advisory basis of executive Mgmt For For
compensation paid by the Company.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm to serve
for 2022.
--------------------------------------------------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC. Agenda Number: 935589323
--------------------------------------------------------------------------------------------------------------------------
Security: 053484101
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: AVB
ISIN: US0534841012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Glyn F. Aeppel
1B. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Terry S. Brown
1C. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Alan B. Buckelew
1D. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Ronald L. Havner, Jr.
1E. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Stephen P. Hills
1F. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Christopher B. Howard
1G. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Richard J. Lieb
1H. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Nnenna Lynch
1I. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Timothy J. Naughton
1J. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Benjamin W. Schall
1K. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Susan Swanezy
1L. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: W. Edward Walter
2. To adopt a resolution approving, on a Mgmt For For
non-binding advisory basis, the
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the Compensation Discussion and Analysis,
compensation tables and narrative
discussion set forth in the proxy
statement.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent auditors
for the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BMO COMMERCIAL PROPERTY TRUST LTD Agenda Number: 715570176
--------------------------------------------------------------------------------------------------------------------------
Security: G1R72U108
Meeting Type: AGM
Meeting Date: 27-May-2022
Ticker:
ISIN: GG00B4ZPCJ00
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL REPORT AND CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2021BE RECEIVED AND ADOPTED
2 THAT THE DIRECTORS' REMUNERATION REPORT AS Mgmt For For
SET OUT IN THE ANNUAL REPORT FOR THE YEAR
ENDED 31DECEMBER 2021 BE APPROVED
3 THAT THE DIVIDEND POLICY AS SETOUT IN THE Mgmt For For
ANNUAL REPORT BE APPROVED
4 THAT MR J WYTHE, WHO RETIRES ANNUALLY, BE Mgmt For For
RE-ELECTED AS A DIRECTOR
5 THAT MRS T CLARK, WHO RETIRES ANNUALLY, BE Mgmt For For
RE-ELECTED AS A DIRECTOR
6 THAT MR P MARCUSE, WHO RETIRES ANNUALLY, BE Mgmt Against Against
RE-ELECTED AS A DIRECTOR
7 THAT MRS L WILDING, WHO RETIRES ANNUALLY, Mgmt For For
BE RE-ELECTED AS A DIRECTOR
8 THAT MR H SCOTT-BARRETT, WHO RETIRES Mgmt For For
ANNUALLY, BE RE-ELECTED AS A DIRECTOR
9 THAT PRICEWATERHOUSECOOPERS CI LLP BE Mgmt For For
RE-APPOINTED AS AUDITOR
10 THAT THE DIRECTORS BE AUTHORIZED TO Mgmt For For
DETERMINE THE AUDITOR'S REMUNERATION
11 THAT THE PROPOSED INVESTMENT POLICY SET OUT Mgmt For For
ON PAGES 76 AND 77 IN THE ANNUAL REPORT, BE
AND IS HERE BY ADOPTED AS THE INVESTMENT
POLICY OF THE COMPANY
12 AUTHORITY TO ALLOT SHARES Mgmt For For
13 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
14 AUTHORITY TO BUY BACK SHARES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BMO REAL ESTATE INVESTMENTS LIMITED Agenda Number: 715752095
--------------------------------------------------------------------------------------------------------------------------
Security: G1R74R103
Meeting Type: OGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: GB00B012T521
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE CHANGE OF COMPANY NAME TO CT Mgmt For For
PROPERTY TRUST LIMITED
CMMT 07 JUN 2022: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BROADSTONE NET LEASE INC Agenda Number: 935571554
--------------------------------------------------------------------------------------------------------------------------
Security: 11135E203
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: BNL
ISIN: US11135E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laurie A. Hawkes Mgmt For For
1.2 Election of Director: Christopher J. Mgmt Against Against
Czarnecki
1.3 Election of Director: Denise Mgmt For For
Brooks-Williams
1.4 Election of Director: Michael A. Coke Mgmt For For
1.5 Election of Director: David M. Jacobstein Mgmt For For
1.6 Election of Director: Shekar Narasimhan Mgmt For For
1.7 Election of Director: Geoffrey H. Mgmt For For
Rosenberger
1.8 Election of Director: James H. Watters Mgmt For For
2. To amend and restate the Company's Articles Mgmt For For
of Incorporation as further described in
the Company's 2022 proxy statement.
3. To approve, in a non-binding advisory vote, Mgmt 1 Year For
the frequency of an advisory vote on the
compensation of the Company's named
executive officers in future years.
4. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers as described in the
Company's 2022 proxy statement.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST Agenda Number: 935574980
--------------------------------------------------------------------------------------------------------------------------
Security: 133131102
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: CPT
ISIN: US1331311027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Campo Mgmt For For
Javier E. Benito Mgmt For For
Heather J. Brunner Mgmt For For
Mark D. Gibson Mgmt For For
Scott S. Ingraham Mgmt For For
Renu Khator Mgmt For For
D. Keith Oden Mgmt For For
F. A. Sevilla-Sacasa Mgmt For For
Steven A. Webster Mgmt For For
Kelvin R. Westbrook Mgmt For For
2. Approval, by an advisory vote, of executive Mgmt For For
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
CENTURIA INDUSTRIAL REIT Agenda Number: 714981669
--------------------------------------------------------------------------------------------------------------------------
Security: Q2227X102
Meeting Type: OGM
Meeting Date: 20-Jan-2022
Ticker:
ISIN: AU000000CIP0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 THAT FOR THE PURPOSES OF LISTING RULE 7.4 Mgmt For For
AND FOR ALL OTHER PURPOSES, SECURITYHOLDERS
APPROVE THE ISSUE OF 78,947,369 SECURITIES
AT AN ISSUE PRICE OF AUD3.80 PER SECURITY
PURSUANT TO THE FULLY-UNDERWRITTEN
INSTITUTIONAL PLACEMENT ANNOUNCED BY CIP TO
THE ASX ON 23 SEPTEMBER 2021 TO RAISE
AUD300 MILLION AS DETAILED IN THE
EXPLANATORY MEMORANDUM ACCOMPANYING THIS
NOTICE OF MEETING
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY HEALTHCARE TRUST INCORPORATED Agenda Number: 935560979
--------------------------------------------------------------------------------------------------------------------------
Security: 20369C106
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: CHCT
ISIN: US20369C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cathrine Cotman Mgmt For For
Alan Gardner Mgmt For For
Claire Gulmi Mgmt For For
Robert Hensley Mgmt For For
Lawrence Van Horn Mgmt For For
Timothy Wallace Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the following resolutions: RESOLVED,
that the stockholders of Community
Healthcare Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the named executive
officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2022 annual meeting of
stockholders.
3. To ratify the appointment of BDO USA, LLP Mgmt For For
as the Company's independent registered
public accountants for 2022.
--------------------------------------------------------------------------------------------------------------------------
CUBESMART Agenda Number: 935570879
--------------------------------------------------------------------------------------------------------------------------
Security: 229663109
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: CUBE
ISIN: US2296631094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Piero Bussani Mgmt For For
Dorothy Dowling Mgmt For For
John W. Fain Mgmt For For
Jair K. Lynch Mgmt For For
Christopher P. Marr Mgmt For For
Deborah Ratner Salzberg Mgmt For For
John F. Remondi Mgmt For For
Jeffrey F. Rogatz Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2022.
3. To cast an advisory vote to approve our Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CYRUSONE INC. Agenda Number: 935540890
--------------------------------------------------------------------------------------------------------------------------
Security: 23283R100
Meeting Type: Special
Meeting Date: 01-Feb-2022
Ticker: CONE
ISIN: US23283R1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger (the "merger") of Mgmt For For
Cavalry Merger Sub LLC, a wholly owned
subsidiary of Parent ("Merger Sub"), with
and into CyrusOne Inc. (the "Company"),
with the Company surviving the merger, in
accordance with the terms of the Agreement
and Plan of Merger, dated as of November
14, 2021 (the "merger agreement"), by and
among Cavalry Parent L.P. ("Parent"),
Merger Sub and the Company, the merger
agreement and the other transactions
contemplated by the merger agreement.
2. To approve, by advisory (non-binding) vote, Mgmt Against Against
the compensation that may be paid or become
payable to the Company's named executive
officers in connection with the
consummation of the merger.
3. To approve any adjournment of the special Mgmt For For
meeting for the purpose of soliciting
additional proxies if there are
insufficient votes at the special meeting
to approve Proposal 1.
--------------------------------------------------------------------------------------------------------------------------
DUKE REALTY CORPORATION Agenda Number: 935553621
--------------------------------------------------------------------------------------------------------------------------
Security: 264411505
Meeting Type: Annual
Meeting Date: 14-Apr-2022
Ticker: DRE
ISIN: US2644115055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: John P. Case
1b. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: James B. Connor
1c. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Tamara D. Fischer
1d. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Norman K. Jenkins
1e. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Kelly T. Killingsworth
1f. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Melanie R. Sabelhaus
1g. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Peter M. Scott, III
1h. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: David P. Stockert
1i. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Chris T. Sultemeier
1j. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Warren M. Thompson
1k. Election of Director to serve for a Mgmt For For
one-year term ending at the 2023 Annual
Meeting: Lynn C. Thurber
2. To vote on an advisory basis to approve the Mgmt For For
compensation of the Company's named
executive officers as set forth in the
proxy statement.
3. To ratify the reappointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accountants for the fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
EASTERLY GOVERNMENT PROPERTIES, INC. Agenda Number: 935604973
--------------------------------------------------------------------------------------------------------------------------
Security: 27616P103
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: DEA
ISIN: US27616P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Darrell W. Crate Mgmt For For
1.2 Election of Director: William C. Trimble, Mgmt For For
Ill
1.3 Election of Director: Michael P. Ibe Mgmt For For
1.4 Election of Director: William H. Binnie Mgmt For For
1.5 Election of Director: Cynthia A. Fisher Mgmt Against Against
1.6 Election of Director: Scott D. Freeman Mgmt For For
1.7 Election of Director: Emil W. Henry, Jr. Mgmt For For
1.8 Election of Director: Tara S. Innes Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of our named executive officer
compensation.
3. Ratification of the Audit Committee's Mgmt For For
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC. Agenda Number: 935601319
--------------------------------------------------------------------------------------------------------------------------
Security: 277276101
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: EGP
ISIN: US2772761019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting: D.
Pike Aloian
1B. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting: H.
Eric Bolton, Jr.
1C. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
Donald F. Colleran
1D. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
Hayden C. Eaves III
1E. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
David M. Fields
1F. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
David H. Hoster II
1G. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
Marshall A. Loeb
1H. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
Mary E. McCormick
1I. Election of Director to serve for a one Mgmt For For
year term until the next Annual meeting:
Katherine M. Sandstrom
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's Named
Executive Officers as described in the
Company's definitive proxy statement.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935602501
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Nanci Caldwell Mgmt For For
1.2 Election of Director: Adaire Fox-Martin Mgmt For For
1.3 Election of Director: Ron Guerrier Mgmt For For
1.4 Election of Director: Gary Hromadko Mgmt For For
1.5 Election of Director: Irving Lyons III Mgmt For For
1.6 Election of Director: Charles Meyers Mgmt For For
1.7 Election of Director: Christopher Paisley Mgmt For For
1.8 Election of Director: Sandra Rivera Mgmt For For
1.9 Election of Director: Peter Van Camp Mgmt For For
2. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending Dec. 31,
2022.
4. A stockholder proposal, related to lowering Shr For Against
the stock ownership threshold required to
call a special meeting.
--------------------------------------------------------------------------------------------------------------------------
EQUITY COMMONWEALTH Agenda Number: 935618580
--------------------------------------------------------------------------------------------------------------------------
Security: 294628102
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: EQC
ISIN: US2946281027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sam Zell Mgmt For For
Ellen-Blair Chube Mgmt For For
Martin L. Edelman Mgmt For For
David A. Helfand Mgmt For For
Peter Linneman Mgmt For For
Mary Jane Robertson Mgmt For For
Gerald A. Spector Mgmt For For
James A. Star Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 935564129
--------------------------------------------------------------------------------------------------------------------------
Security: 29472R108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: ELS
ISIN: US29472R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Berkenfield Mgmt For For
Derrick Burks Mgmt For For
Philip Calian Mgmt For For
David Contis Mgmt Withheld Against
Constance Freedman Mgmt For For
Thomas Heneghan Mgmt For For
Marguerite Nader Mgmt For For
Scott Peppet Mgmt For For
Sheli Rosenberg Mgmt For For
Samuel Zell Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Company's Independent
Registered Public Accounting Firm for 2022.
3. Approval on a non-binding, advisory basis Mgmt For For
of our executive compensation as disclosed
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC. Agenda Number: 935589599
--------------------------------------------------------------------------------------------------------------------------
Security: 32054K103
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: FR
ISIN: US32054K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director term expires in 2023: Mgmt For For
Peter E. Baccile
1.2 Election of Director term expires in 2023: Mgmt For For
Teresa B. Bazemore
1.3 Election of Director term expires in 2023: Mgmt For For
Matthew S. Dominski
1.4 Election of Director term expires in 2023: Mgmt For For
H. Patrick Hackett, Jr.
1.5 Election of Director term expires in 2023: Mgmt For For
Denise A. Olsen
1.6 Election of Director term expires in 2023: Mgmt For For
John E. Rau
1.7 Election of Director term expires in 2023: Mgmt For For
Marcus L. Smith
2. To approve, on an advisory (i.e. Mgmt For For
non-binding) basis, the compensation of the
Company's named executive officers as
disclosed in the Proxy Statement for the
2022 Annual Meeting.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
GCP STUDENT LIVING PLC Agenda Number: 714937933
--------------------------------------------------------------------------------------------------------------------------
Security: G37745109
Meeting Type: AGM
Meeting Date: 15-Dec-2021
Ticker:
ISIN: GB00B8460Z43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt No vote
3 RE-ELECT GILLIAN DAY AS DIRECTOR Mgmt No vote
4 RE-ELECT MALCOLM NAISH AS DIRECTOR Mgmt No vote
5 RE-ELECT MARLENE WOOD AS DIRECTOR Mgmt No vote
6 RE-ELECT DAVID HUNTER AS DIRECTOR Mgmt No vote
7 ELECT RUSSELL CHAMBERS AS DIRECTOR Mgmt No vote
8 REAPPOINT ERNST YOUNG LLP AS AUDITORS Mgmt No vote
9 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt No vote
AUDITORS
10 APPROVE CONTINUATION OF COMPANY AS Mgmt No vote
PRESENTLY CONSTITUTED
11 AUTHORISE ISSUE OF EQUITY Mgmt No vote
12 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt No vote
PRE-EMPTIVE RIGHTS
13 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt No vote
SHARES
14 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt No vote
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
GLP J-REIT Agenda Number: 715572170
--------------------------------------------------------------------------------------------------------------------------
Security: J17305103
Meeting Type: EGM
Meeting Date: 19-May-2022
Ticker:
ISIN: JP3047510007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Amend Articles to: Change Company Location, Mgmt For For
Approve Minor Revisions
2 Appoint an Executive Director Miura, Mgmt For For
Yoshiyuki
3 Appoint a Substitute Executive Director Mgmt For For
Yagiba, Shinji
4.1 Appoint a Supervisory Director Inoue, Mgmt Against Against
Toraki
4.2 Appoint a Supervisory Director Yamaguchi, Mgmt For For
Kota
4.3 Appoint a Supervisory Director Naito, Agasa Mgmt For For
5 Appoint a Substitute Supervisory Director Mgmt For For
Kase, Yutaka
--------------------------------------------------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST Agenda Number: 715584199
--------------------------------------------------------------------------------------------------------------------------
Security: 387437114
Meeting Type: MIX
Meeting Date: 09-Jun-2022
Ticker:
ISIN: CA3874371147
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 5, 6, 7, 8 AND 9 AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS
1.1 TO 1.10, 2.1 TO 2.10, 3 AND 4 THANK YOU
1.1 ELECTION OF TRUSTEE OF GRANITE REIT: PETER Mgmt For For
AGHAR
1.2 ELECTION OF TRUSTEE OF GRANITE REIT: REMCO Mgmt For For
DAAL
1.3 ELECTION OF TRUSTEE OF GRANITE REIT: KEVAN Mgmt For For
GORRIE
1.4 ELECTION OF TRUSTEE OF GRANITE REIT: FERN Mgmt For For
GRODNER
1.5 ELECTION OF TRUSTEE OF GRANITE REIT: KELLY Mgmt For For
MARSHALL
1.6 ELECTION OF TRUSTEE OF GRANITE REIT: AL Mgmt For For
MAWANI
1.7 ELECTION OF TRUSTEE OF GRANITE REIT: GERALD Mgmt For For
MILLER
1.8 ELECTION OF TRUSTEE OF GRANITE REIT: SHEILA Mgmt For For
A. MURRAY
1.9 ELECTION OF TRUSTEE OF GRANITE REIT: EMILY Mgmt For For
PANG
1.10 ELECTION OF TRUSTEE OF GRANITE REIT: Mgmt For For
JENNIFER WARREN
2.1 ELECTION OF DIRECTOR OF GRANITE GP: PETER Mgmt For For
AGHAR
2.2 ELECTION OF DIRECTOR OF GRANITE GP: REMCO Mgmt For For
DAAL
2.3 ELECTION OF DIRECTOR OF GRANITE GP: KEVAN Mgmt For For
GORRIE
2.4 ELECTION OF DIRECTOR OF GRANITE GP: FERN Mgmt For For
GRODNER
2.5 ELECTION OF DIRECTOR OF GRANITE GP: KELLY Mgmt For For
MARSHALL
2.6 ELECTION OF DIRECTOR OF GRANITE GP: AL Mgmt For For
MAWANI
2.7 ELECTION OF DIRECTOR OF GRANITE GP: GERALD Mgmt For For
MILLER
2.8 ELECTION OF DIRECTOR OF GRANITE GP: SHEILA Mgmt For For
A. MURRAY
2.9 ELECTION OF DIRECTOR OF GRANITE GP: EMILY Mgmt For For
PANG
2.10 ELECTION OF DIRECTOR OF GRANITE GP: Mgmt For For
JENNIFER WARREN
3 THE RE-APPOINTMENT OF DELOITTE LLP, AS Mgmt For For
AUDITOR OF GRANITE REIT
4 THE RE-APPOINTMENT OF DELOITTE LLP, AS Mgmt For For
AUDITOR OF GRANITE GP AND AUTHORIZE THE
DIRECTORS OF GRANITE GP TO FIX THE
AUDITOR'S REMUNERATION
5 VOTE ON THE NON-BINDING ADVISORY RESOLUTION Mgmt For For
ON GRANITE'S APPROACH TO EXECUTIVE
COMPENSATION AS SET OUT IN THE CIRCULAR
6 ORDINARY RESOLUTION APPROVING CERTAIN Mgmt For For
AMENDMENTS TO THE AMENDED AND RESTATED
DECLARATION OF TRUST OF GRANITE REIT DATED
DECEMBER 20, 2017, AS REFLECTED IN THE
BLACKLINE ATTACHED AT APPENDIX C TO THE
CIRCULAR
7 SPECIAL RESOLUTION APPROVING AN AMENDMENT Mgmt For For
TO THE AMENDED AND RESTATED DECLARATION OF
TRUST OF GRANITE REIT DATED DECEMBER 20,
2017, AS REFLECTED IN THE BLACKLINE
ATTACHED AT APPENDIX C TO THE CIRCULAR
8 SPECIAL RESOLUTION APPROVING CERTAIN Mgmt Against Against
AMENDMENTS TO THE ARTICLES OF GRANITE GP,
AS REFLECTED IN THE EXTRACTS ATTACHED AT
APPENDIX D TO THE CIRCULAR
9 ORDINARY RESOLUTION APPROVING THE Mgmt For For
NON-EMPLOYEE DIRECTORS' DEFERRED SHARE UNIT
PLAN OF GRANITE GP (AS AMENDED), ATTACHED
AS APPENDIX E TO THE CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
HEALTHCARE REALTY TRUST INCORPORATED Agenda Number: 935572772
--------------------------------------------------------------------------------------------------------------------------
Security: 421946104
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: HR
ISIN: US4219461047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Todd J. Meredith Mgmt For For
John V. Abbott Mgmt For For
Nancy H. Agee Mgmt For For
Edward H. Braman Mgmt For For
Ajay Gupta Mgmt For For
James J. Kilroy Mgmt For For
Peter F. Lyle, Sr. Mgmt For For
John Knox Singleton Mgmt For For
Christann M. Vasquez Mgmt For For
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the Company and its
subsidiaries for the Company's 2022 fiscal
year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the following resolution: RESOLVED,
that the shareholders of Healthcare Realty
Trust Incorporated approve, on a
non-binding advisory basis, the
compensation of the Named Executive
Officers as disclosed pursuant to Item 402
of Regulation S-K in the Company's proxy
statement for the 2022 Annual Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
HEALTHPEAK PROPERTIES, INC Agenda Number: 935564369
--------------------------------------------------------------------------------------------------------------------------
Security: 42250P103
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: PEAK
ISIN: US42250P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian G. Cartwright Mgmt For For
1B. Election of Director: Christine N. Garvey Mgmt For For
1C. Election of Director: R. Kent Griffin, Jr. Mgmt For For
1D. Election of Director: David B. Henry Mgmt For For
1E. Election of Director: Thomas M. Herzog Mgmt For For
1F. Election of Director: Lydia H. Kennard Mgmt For For
1G. Election of Director: Sara G. Lewis Mgmt For For
1H. Election of Director: Katherine M. Mgmt For For
Sandstrom
2. Approval of 2021 executive compensation on Mgmt For For
an advisory basis.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Healthpeak Properties,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
HOMECO DAILY NEEDS REIT Agenda Number: 714967227
--------------------------------------------------------------------------------------------------------------------------
Security: Q46596104
Meeting Type: OGM
Meeting Date: 24-Jan-2022
Ticker:
ISIN: AU0000113136
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2, 3, 4, 5 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ISSUE OF TRUST SCHEME CONSIDERATION Mgmt For For
2 AMENDMENTS TO THE INVESTMENT MANAGEMENT Mgmt For For
AGREEMENT TO PERMIT THE INVESTMENT MANAGER
TO REQUIRE THE ISSUE OF HDN UNITS IN LIEU
OF CASH FOR CERTAIN FEES
3 RATIFICATION OF THE ISSUE OF THE JULY Mgmt For For
PLACEMENT UNITS
4 RATIFICATION OF THE ISSUE OF THE SEPTEMBER Mgmt For For
PLACEMENT UNITS
5 ISSUE OF HDN UNITS TO A RELATED PARTY Mgmt For For
UNDERWRITER IN CONNECTION WITH DISTRIBUTION
REINVESTMENT PLAN
--------------------------------------------------------------------------------------------------------------------------
IMPACT HEALTHCARE REIT PLC Agenda Number: 715112645
--------------------------------------------------------------------------------------------------------------------------
Security: G4720P108
Meeting Type: OGM
Meeting Date: 16-Feb-2022
Ticker:
ISIN: GB00BYXVMJ03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO APPROVE THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT ORDINARY SHARES
2 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
IMPACT HEALTHCARE REIT PLC Agenda Number: 715337704
--------------------------------------------------------------------------------------------------------------------------
Security: G4720P108
Meeting Type: AGM
Meeting Date: 11-May-2022
Ticker:
ISIN: GB00BYXVMJ03
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021 WITH THE DIRECTORS' REPORT
AND AUDITOR'S REPORT ON THOSE FINANCIAL
STATEMENTS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (SET OUT ON PAGES 87 TO 90 OF THE
COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR
THE FINANCIAL YEAR ENDED 31 DECEMBER 2021)
3 TO APPROVE THE COMPANY'S DIVIDEND POLICY TO Mgmt For For
PAY FOUR INTERIM DIVIDENDS PER YEAR
4 TO RE-ELECT RUPERT BARCLAY AS A DIRECTOR OF Mgmt Against Against
THE COMPANY
5 TO RE-ELECT ROSEMARY BOOT AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT PHILIP HALL AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT AMANDA ALDRIDGE AS A DIRECTOR Mgmt For For
OF THE COMPANY
8 TO RE-ELECT PAUL CRAIG AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 TO ELECT CHRIS SANTER AS A DIRECTOR OF THE Mgmt For For
COMPANY
10 TO APPOINT BDO LLP AS THE COMPANY'S AUDITOR Mgmt For For
TO HOLD OFFICE FROM THE CONCLUSION OF THIS
MEETING UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING AT WHICH ACCOUNTS
ARE LAID BEFORE THE COMPANY
11 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
12 THAT, IN ACCORDANCE WITH SECTION 551 OF THE Mgmt For For
COMPANIES ACT 2006 (THE "COMPANIES ACT"),
THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED TO ALLOT
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT
OF THE LESSER OF GBP 385,731.90, BEING AN
AMOUNT EQUAL TO APPROXIMATELY 10 PER CENT.
OF THE AGGREGATE OF THE NOMINAL VALUE OF
THE ISSUED ORDINARY SHARE CAPITAL OF THE
COMPANY (THE "RESOLUTION 12 NOMINAL
VALUE"), WITH SUCH AUTHORITY TO: A) EXPIRE
ON 11 AUGUST 2023 OR, IF EARLIER THE DATE
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY SAVE THAT THE COMPANY MAY, AT ANY
TIME PRIOR TO THE EXPIRY OF SUCH POWER,
MAKE AN OFFER OR ENTER INTO AN AGREEMENT
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR SOLD FROM TREASURY
AFTER THE EXPIRY OF SUCH POWER AND THE
DIRECTORS MAY ALLOT OR SELL ORDINARY SHARES
FROM TREASURY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT AS IF SUCH POWER HAD NOT
EXPIRED; AND B) REVOKE AND REPLACE ALL
EXISTING BUT UNEXERCISED AUTHORITIES
GRANTED TO THE DIRECTORS TO ALLOT ORDINARY
SHARES OTHER THAN THE AUTHORITY GRANTED TO
THE DIRECTORS IN RELATION TO THE COMPANY'S
PLACING PROGRAMME AT THE GENERAL MEETING ON
27 JANUARY 2022 BUT WITHOUT PREJUDICE TO
ANY ALLOTMENT OF SHARES OR GRANT OF RIGHTS
ALREADY MADE, OFFERED OR AGREED TO BE MADE
PURSUANT TO SUCH EXISTING BUT UNEXERCISED
AUTHORITIES
13 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
12, IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT, THE DIRECTORS BE GENERALLY
AND UNCONDITIONALLY AUTHORISED TO ALLOT
ORDINARY SHARES IN THE CAPITAL OF THE
COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT
OF GBP 385,731.90, BEING AN AMOUNT EQUAL TO
APPROXIMATELY10 PER CENT. OF THE AGGREGATE
OF THE ISSUED ORDINARY SHARE CAPITAL OF THE
COMPANY (THE "RESOLUTION 13 NOMINAL
VALUE"), WITH SUCH AUTHORITY TO: A) BE IN
ADDITION TO THE AUTHORITY GRANTED PURSUANT
TO RESOLUTION 12 ABOVE AND THE AUTHORITY
GRANTED TO THE DIRECTORS IN RELATION TO THE
COMPANY'S PLACING PROGRAMME AT THE GENERAL
MEETING ON 27 JANUARY 2022; AND B) EXPIRE
ON 11 AUGUST 2023 OR, IF EARLIER THE DATE
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY SAVE THAT THE COMPANY MAY, AT ANY
TIME PRIOR TO THE EXPIRY OF SUCH POWER,
MAKE AN OFFER OR ENTER INTO AN AGREEMENT
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR SOLD FROM TREASURY
AFTER THE EXPIRY OF SUCH POWER AND THE
DIRECTORS MAY ALLOT OR SELL ORDINARY SHARES
FROM TREASURY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT AS IF SUCH POWER HAD NOT
EXPIRED
14 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
12, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLYAUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT) FOR CASH UNDER THE
AUTHORITY CONFERRED BY THAT RESOLUTION
AND/OR TO SELL ORDINARY SHARES HELD BY THE
COMPANY AS TREASURY SHARES AS IF SECTION
561 OF THE COMPANIES ACT DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, UP TO AN
AGGREGATE NOMINAL AMOUNT EQUAL TO THE
RESOLUTION 12 NOMINAL VALUE (BEING
APPROXIMATELY 10 PER CENT. OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY),
SUCH POWER TO EXPIRE ON 11 AUGUST 2023 OR,
IF EARLIER, AT THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY
(UNLESS PREVIOUSLY RENEWED, VARIED OR
REVOKED BY THE COMPANY IN GENERAL MEETING)
SAVE THAT THE COMPANY MAY, AT ANY TIME
PRIOR TO THE EXPIRY OF SUCH POWER, MAKE AN
OFFER OR ENTER INTO AN AGREEMENT WHICH
WOULD OR MIGHT REQUIRE ORDINARY SHARES TO
BE ALLOTTED OR SOLD FROM TREASURY AFTER THE
EXPIRY OF SUCH POWER AND THE DIRECTORS MAY
ALLOT OR SELL ORDINARY SHARES FROM TREASURY
IN PURSUANCE OF SUCH AN OFFER OR AGREEMENT
AS IF SUCH POWER HAD NOT EXPIRED
15 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
13, THE DIRECTORS BE GENERALLY AND
UNCONDITIONALLY AUTHORISED TO ALLOT EQUITY
SECURITIES (AS DEFINED IN SECTION 560(1) OF
THE COMPANIES ACT) FOR CASH UNDER THE
AUTHORITY CONFERRED BY THAT RESOLUTION
AND/OR TO SELL ORDINARY SHARES HELD BY THE
COMPANY AS TREASURY SHARES AS IF SECTION
561 OF THE COMPANIES ACT DID NOT APPLY TO
ANY SUCH ALLOTMENT OR SALE, UP TO AN
AGGREGATE NOMINAL AMOUNT EQUAL TO THE
RESOLUTION 13 NOMINAL VALUE (BEING
APPROXIMATELY 10 PER CENT. OF THE ISSUED
ORDINARY SHARE CAPITAL OF THE COMPANY AND
BEING APPROXIMATELY 20 PER CENT. OF THE
ISSUED ORDINARY SHARE CAPITAL OF THE
COMPANY WHEN TAKEN IN AGGREGATE WITH THE
AUTHORITY GRANTED PURSUANT TO RESOLUTION 14
ABOVE), SUCH POWER TO EXPIRE ON 11 AUGUST
2023 OR, IF EARLIER, AT THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY (UNLESS PREVIOUSLY RENEWED, VARIED
OR REVOKED BY THE COMPANY IN GENERAL
MEETING) SAVE THAT THE COMPANY MAY, AT ANY
TIME PRIOR TO THE EXPIRY OF SUCH POWER,
MAKE AN OFFER OR ENTER INTO AN AGREEMENT
WHICH WOULD OR MIGHT REQUIRE ORDINARY
SHARES TO BE ALLOTTED OR SOLD FROM TREASURY
AFTER THE EXPIRY OF SUCH POWER AND THE
DIRECTORS MAY ALLOT OR SELL ORDINARY SHARES
FROM TREASURY IN PURSUANCE OF SUCH AN OFFER
OR AGREEMENT AS IF SUCH POWER HAD NOT
EXPIRED
16 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED FOR THE
PURPOSES OF SECTION 701 OF THE COMPANIES
ACT TO MAKE MARKET PURCHASES (WITHIN THE
MEANING OF SECTION 693(4) OF THE COMPANIES
ACT) OF ORDINARY SHARES OF GBP 0.01 EACH IN
THE CAPITAL OF THE COMPANY, PROVIDED THAT:
A) THE MAXIMUM AGGREGATE NUMBER OF ORDINARY
SHARES THAT MAY BE PURCHASED IS 57,821,213;
B) THE MINIMUM PRICE (EXCLUDING EXPENSES)
WHICH MAY BE PAID FOR EACH ORDINARY SHARE
IS GBP 0.01; C) THE MAXIMUM PRICE
(EXCLUDING EXPENSES) WHICH MAY BE PAID FOR
EACH ORDINARY SHARE IS AN AMOUNT EQUAL TO
THE HIGHER OF: I) 105 PER CENT. OF THE
AVERAGE OF THE CLOSING MID-MARKET VALUE OF
AN ORDINARY SHARE IN THE COMPANY FOR THE
FIVE BUSINESS DAYS PRIOR TO THE DAY THE
PURCHASE IS MADE; AND II) THE HIGHER OF: A.
THE PRICE OF THE LAST INDEPENDENT TRADE OF
AN ORDINARY SHARE; AND B. THE HIGHEST
CURRENT INDEPENDENT BID FOR AN ORDINARY
SHARE; AND D) THE AUTHORITY CONFERRED BY
THIS RESOLUTION SHALL EXPIRE ON 11 AUGUST
2023 OR, IF EARLIER, AT THE CONCLUSION OF
THE COMPANY'S NEXT ANNUAL GENERAL MEETING
SAVE THAT THE COMPANY MAY, BEFORE THE
EXPIRY OF THE AUTHORITY GRANTED BY THIS
RESOLUTION, ENTER INTO A CONTRACT TO
PURCHASE ORDINARY SHARES WHICH WILL OR MAY
BE EXECUTED WHOLLY OR PARTLY AFTER THE
EXPIRY OF SUCH AUTHORITY
17 THAT A GENERAL MEETING, OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
PROVIDED THAT THIS AUTHORITY SHALL EXPIRE
AT THE CONCLUSION OF THE COMPANY'S NEXT
ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935581238
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
next Annual Meeting: Alan Gold
1.2 Election of Director to serve until the Mgmt For For
next Annual Meeting: Gary Kreitzer
1.3 Election of Director to serve until the Mgmt For For
next Annual Meeting: Mary Curran
1.4 Election of Director to serve until the Mgmt For For
next Annual Meeting: Scott Shoemaker
1.5 Election of Director to serve until the Mgmt For For
next Annual Meeting: Paul Smithers
1.6 Election of Director to serve until the Mgmt For For
next Annual Meeting: David Stecher
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
INVITATION HOMES INC. Agenda Number: 935583004
--------------------------------------------------------------------------------------------------------------------------
Security: 46187W107
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: INVH
ISIN: US46187W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Fascitelli Mgmt For For
Dallas B. Tanner Mgmt For For
Jana Cohen Barbe Mgmt For For
Richard D. Bronson Mgmt For For
Jeffrey E. Kelter Mgmt For For
Joseph D. Margolis Mgmt For For
John B. Rhea Mgmt For For
J. Heidi Roizen Mgmt For For
Janice L. Sears Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2022.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation paid to our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
JBG SMITH PROPERTIES Agenda Number: 935557251
--------------------------------------------------------------------------------------------------------------------------
Security: 46590V100
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: JBGS
ISIN: US46590V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Phyllis R. Caldwell
1B. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Scott A. Estes
1C. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Alan S. Forman
1D. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Michael J. Glosserman
1E. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Charles E. Haldeman, Jr.
1F. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: W. Matthew Kelly
1G. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Alisa M. Mall
1H. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Carol A. Melton
1I. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: William J. Mulrow
1J. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: D. Ellen Shuman
1K. Election of Trustee to serve until 2023 Mgmt For For
Annual Meeting: Robert A. Stewart
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers as disclosed in
the Company's Proxy Statement
("Say-on-Pay").
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LXI REIT PLC Agenda Number: 715734794
--------------------------------------------------------------------------------------------------------------------------
Security: G57009105
Meeting Type: OGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: GB00BYQ46T41
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE MATTERS RELATING TO THE MERGER OF Mgmt For For
LXI REIT PLC AND SECURE INCOME REIT PLC
CMMT 15 JUN 2022: PLEASE NOTE THAT THE MEETING Non-Voting
TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LXP INDUSTRIAL TRUST Agenda Number: 935614013
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Arun Gupta Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Nancy Elizabeth Noe Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon an amendment to Mgmt For For
our Declaration of Trust to increase the
number of authorized shares of beneficial
interest.
4. To consider and vote upon a proposal to Mgmt For For
approve the LXP Industrial Trust 2022
Equity-Based Award Plan.
5. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC. Agenda Number: 935571427
--------------------------------------------------------------------------------------------------------------------------
Security: 59522J103
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: MAA
ISIN: US59522J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: H. Eric Bolton, Jr. Mgmt For For
1B. Election of Director: Alan B. Graf, Jr. Mgmt For For
1C. Election of Director: Toni Jennings Mgmt For For
1D. Election of Director: Edith Kelly-Green Mgmt For For
1E. Election of Director: James K. Lowder Mgmt For For
1F. Election of Director: Thomas H. Lowder Mgmt For For
1G. Election of Director: Monica McGurk Mgmt For For
1H. Election of Director: Claude B. Nielsen Mgmt For For
1I. Election of Director: Philip W. Norwood Mgmt For For
1J. Election of Director: W. Reid Sanders Mgmt For For
1K. Election of Director: Gary Shorb Mgmt For For
1L. Election of Director: David P. Stockert Mgmt For For
2. Advisory (non-binding) vote to approve the Mgmt For For
compensation of our named executive
officers as disclosed in the proxy
statement.
3. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORP. Agenda Number: 935538819
--------------------------------------------------------------------------------------------------------------------------
Security: 609720107
Meeting Type: Special
Meeting Date: 17-Feb-2022
Ticker: MNR
ISIN: US6097201072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger (the "Merger") of Mgmt For For
Monmouth Real Estate Investment
Corporation, a Maryland corporation
("Monmouth"), with and into Maple Delaware
Merger Sub LLC ("Merger Sub"), a subsidiary
of Industrial Logistics Properties Trust, a
Maryland real estate investment trust
("ILPT"), pursuant to the Agreement and
Plan of Merger, dated as of November 5,
2021 (as it may be amended, the "Merger
Agreement"), by and among Monmouth, ILPT,
and Merger Sub (the "Merger Proposal").
2. To approve on a non-binding, advisory Mgmt For For
basis, certain compensation that may be
paid or become payable to Monmouth's named
executive officers in connection with the
Merger Agreement and the transactions
contemplated thereby (the "Compensation
Proposal").
3. To approve any adjournment of the special Mgmt For For
meeting of the shareholders of Monmouth, if
necessary or appropriate, including to
solicit additional proxies in favor of the
Merger Proposal (the "Adjournment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
NSI NV Agenda Number: 715228791
--------------------------------------------------------------------------------------------------------------------------
Security: N6S10A115
Meeting Type: AGM
Meeting Date: 15-Apr-2022
Ticker:
ISIN: NL0012365084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. CHAIRMAN OPENS THE MEETING Non-Voting
2. REPORT OF THE MANAGEMENT BOARD ON THE 2021 Non-Voting
FINANCIAL YEAR
3. REPORT OF THE SUPERVISORY BOARD ON THE 2021 Non-Voting
FINANCIAL YEAR
3a. REPORT OF THE SUPERVISORY BOARD ON THE 2021 Mgmt For For
FINANCIAL YEAR: DISCUSSION OF THE
REMUNERATION REPORT FOR THE 2021 FINANCIAL
YEAR AND ADVISORY VOTE
4. ADOPTION OF THE FINANCIAL STATEMENTS FOR Mgmt For For
THE 2021 FINANCIAL YEAR
5. DIVIDEND POLICY OF NSI Non-Voting
6. DECLARATION OF THE FINAL DIVIDEND FOR 2021 Mgmt For For
7. DISCHARGE OF THE MEMBERS OF THE MANAGEMENT Mgmt For For
BOARD FOR THE POLICY PURSUED IN THE 2021
FINANCIAL YEAR
8. DISCHARGE OF THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD FOR THE SUPERVISION EXERCISED DURING
THE 2021 FINANCIAL YEAR
9. UPDATE ON BENCHMARK IN ACCORDANCE WITH THE Non-Voting
REMUNERATION POLICY FOR THE MANAGEMENT
BOARD
10. AUTHORISATIONS Non-Voting
10a. AUTHORISATION: PROPOSAL TO AUTHORISE THE Mgmt For For
MANAGEMENT BOARD TO ISSUE ORDINARY SHARES
UP TO A MAXIMUM OF 10% OF THE OUTSTANDING
NUMBER OF SHARES, SUBJECT TO THE APPROVAL
OF THE SUPERVISORY BOARD
10b. AUTHORISATION: PROPOSAL TO AUTHORISE THE Mgmt Against Against
MANAGEMENT BOARD TO ISSUE UP TO AN
ADDITIONAL 10% OF ORDINARY SHARES (I.E. 20%
IN AGGREGATE FOR 10A AND 10B), SUBJECT TO
THE APPROVAL OF THE SUPERVISORY BOARD
10c. AUTHORISATION: PROPOSAL TO AUTHORISE THE Mgmt For For
MANAGEMENT BOARD TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS UPON THE ISSUANCE OF
ORDINARY SHARES ISSUED UNDER 10A, SUBJECT
TO THE APPROVAL OF THE SUPERVISORY BOARD
10d. AUTHORISATION: PROPOSAL TO AUTHORISE THE Mgmt Against Against
MANAGEMENT BOARD TO LIMIT OR EXCLUDE
PRE-EMPTIVE RIGHTS UPON THE ISSUANCE OF
ORDINARY SHARES ISSUED UNDER 10B, SUBJECT
TO THE APPROVAL OF THE SUPERVISORY BOARD
10e. AUTHORISATION: PROPOSAL TO AUTHORISE THE Mgmt For For
MANAGEMENT BOARD TO BUY BACK ORDINARY
SHARES IN THE COMPANY'S OWN CAPITAL,
SUBJECT TO THE APPROVAL OF THE SUPERVISORY
BOARD
11. OUTLOOK FOR 2022 Non-Voting
12. ANY OTHER BUSINESS Non-Voting
13. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 08 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST Agenda Number: 935555827
--------------------------------------------------------------------------------------------------------------------------
Security: 71943U104
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: DOC
ISIN: US71943U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: John T. Thomas Mgmt For For
1.2 Election of Trustee: Tommy G. Thompson Mgmt For For
1.3 Election of Trustee: Stanton D. Anderson Mgmt For For
1.4 Election of Trustee: Mark A. Baumgartner Mgmt For For
1.5 Election of Trustee: Albert C. Black, Jr. Mgmt For For
1.6 Election of Trustee: William A. Ebinger, Mgmt For For
M.D.
1.7 Election of Trustee: Pamela J. Kessler Mgmt For For
1.8 Election of Trustee: Ava E. Lias-Booker Mgmt For For
1.9 Election of Trustee: Richard A. Weiss Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of casting future
votes on the compensation paid to the
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 935572380
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hamid R. Moghadam Mgmt For For
1B. Election of Director: Cristina G. Bita Mgmt For For
1C. Election of Director: George L. Fotiades Mgmt For For
1D. Election of Director: Lydia H. Kennard Mgmt For For
1E. Election of Director: Irving F. Lyons III Mgmt For For
1F. Election of Director: Avid Modjtabai Mgmt For For
1G. Election of Director: David P. O'Connor Mgmt For For
1H. Election of Director: Olivier Piani Mgmt For For
1I. Election of Director: Jeffrey L. Skelton Mgmt For For
1J. Election of Director: Carl B. Webb Mgmt For For
1K. Election of Director: William D. Zollars Mgmt For For
2. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation for 2021
3. Ratification of the Appointment of KPMG LLP Mgmt For For
as the Company's Independent Registered
Public Accounting Firm for the Year 2022
--------------------------------------------------------------------------------------------------------------------------
PROSPERITY REAL ESTATE INVESTMENT TRUST Agenda Number: 715531782
--------------------------------------------------------------------------------------------------------------------------
Security: Y7084Q109
Meeting Type: AGM
Meeting Date: 26-May-2022
Ticker:
ISIN: HK0808032913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042100653.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042100685.pdf
1 TO APPROVE THE CK PROPERTY MANAGEMENT Mgmt For For
TRANSACTIONS FRAMEWORK AGREEMENT, THE CK
PROPERTY MANAGEMENT TRANSACTIONS UNDER THE
CK PROPERTY MANAGEMENT TRANSACTIONS
FRAMEWORK AGREEMENT AND THE PROPOSED ANNUAL
CAPS APPLICABLE THERETO FOR THE THREE YEARS
ENDING 31 DECEMBER 2023, 2024 AND 2025
2 TO APPROVE THE GRANT OF THE BUY-BACK Mgmt For For
MANDATE
3 TO APPROVE THE CONTINUAL SERVICE OF DR. LAN Mgmt For For
HONG TSUNG AS AN INED UNTIL THE THIRD
ANNUAL GENERAL MEETING OF UNITHOLDERS
FOLLOWING THE AGM
4 TO APPROVE THE CONTINUAL SERVICE OF MRS. Mgmt For For
SNG SOW-MEI (ALIAS POON SOW MEI) AS AN INED
UNTIL THE THIRD ANNUAL GENERAL MEETING OF
UNITHOLDERS FOLLOWING THE AGM
--------------------------------------------------------------------------------------------------------------------------
PS BUSINESS PARKS, INC. Agenda Number: 935583232
--------------------------------------------------------------------------------------------------------------------------
Security: 69360J107
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: PSB
ISIN: US69360J1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Director: Maria R. Hawthorne Mgmt For For
1C. Election of Director: Jennifer Holden Mgmt For For
Dunbar
1D. Election of Director: M. Christian Mitchell Mgmt For For
1E. Election of Director: Irene H. Oh Mgmt For For
1F. Election of Director: Kristy M. Pipes Mgmt For For
1G. Election of Director: Gary E. Pruitt Mgmt For For
1H. Election of Director: Robert S. Rollo Mgmt For For
1I. Election of Director: Joseph D. Russell, Mgmt For For
Jr.
1J. Election of Director: Peter Schultz Mgmt For For
1K. Election of Director: Stephen W. Wilson Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of PS Business Parks, Inc.'s Named
Executive Officers.
3. Approval of the 2022 Equity and Mgmt Against Against
Performance-Based Incentive Compensation
Plan.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for PS Business
Parks, Inc. for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PUBLIC STORAGE Agenda Number: 935564547
--------------------------------------------------------------------------------------------------------------------------
Security: 74460D109
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: PSA
ISIN: US74460D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Ronald L. Havner, Jr. Mgmt For For
1B. Election of Trustee: Tamara Hughes Mgmt For For
Gustavson
1C. Election of Trustee: Leslie S. Heisz Mgmt For For
1D. Election of Trustee: Michelle Mgmt For For
Millstone-Shroff
1E. Election of Trustee: Shankh S. Mitra Mgmt For For
1F. Election of Trustee: David J. Neithercut Mgmt For For
1G. Election of Trustee: Rebecca Owen Mgmt For For
1H. Election of Trustee: Kristy M. Pipes Mgmt For For
1I. Election of Trustee: Avedick B. Poladian Mgmt For For
1J. Election of Trustee: John Reyes Mgmt For For
1K. Election of Trustee: Joseph D. Russell, Jr. Mgmt For For
1L. Election of Trustee: Tariq M. Shaukat Mgmt For For
1M. Election of Trustee: Ronald P. Spogli Mgmt For For
1N. Election of Trustee: Paul S. Williams Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the Company's Named Executive Officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
4. Approval of the amendment to the Mgmt For For
Declaration of Trust to eliminate
supermajority voting requirements to amend
the Declaration of Trust.
--------------------------------------------------------------------------------------------------------------------------
REGENCY CENTERS CORPORATION Agenda Number: 935565804
--------------------------------------------------------------------------------------------------------------------------
Security: 758849103
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: REG
ISIN: US7588491032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Martin E. Stein, Jr. Mgmt For For
1B. Election of Director: Bryce Blair Mgmt For For
1C. Election of Director: C. Ronald Blankenship Mgmt For For
1D. Election of Director: Deirdre J. Evens Mgmt For For
1E. Election of Director: Thomas W. Furphy Mgmt For For
1F. Election of Director: Karin M. Klein Mgmt For For
1G. Election of Director: Peter D. Linneman Mgmt For For
1H. Election of Director: David P. O'Connor Mgmt For For
1I. Election of Director: Lisa Palmer Mgmt For For
1J. Election of Director: James H. Simmons, III Mgmt For For
1K. Election of Director: Thomas G. Wattles Mgmt For For
2. Adoption of an advisory resolution Mgmt For For
approving executive compensation for fiscal
year 2021.
3. Ratification of appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
REXFORD INDUSTRIAL REALTY, INC. Agenda Number: 935632679
--------------------------------------------------------------------------------------------------------------------------
Security: 76169C100
Meeting Type: Annual
Meeting Date: 13-Jun-2022
Ticker: REXR
ISIN: US76169C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Robert L. Antin Mgmt For For
1.2 Election of Director: Michael S. Frankel Mgmt For For
1.3 Election of Director: Diana J. Ingram Mgmt For For
1.4 Election of Director: Angela L. Kleiman Mgmt For For
1.5 Election of Director: Debra L. Morris Mgmt For For
1.6 Election of Director: Tyler H. Rose Mgmt For For
1.7 Election of Director: Howard Schwimmer Mgmt For For
1.8 Election of Director: Richard S. Ziman Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. The advisory resolution to approve the Mgmt For For
Company's named executive officer
compensation for the fiscal year ended
December 31, 2021, as described in the
Rexford Industrial Realty, Inc. Proxy
Statement.
4. The advisory determination of the frequency Mgmt 1 Year For
of future advisory votes on the Company's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SAFESTORE HOLDINGS PLC Agenda Number: 715171574
--------------------------------------------------------------------------------------------------------------------------
Security: G77733106
Meeting Type: AGM
Meeting Date: 16-Mar-2022
Ticker:
ISIN: GB00B1N7Z094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ANNUAL REPORT AND Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31
OCTOBER 2021
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE FINANCIAL YEAR ENDED 31
OCTOBER 2021
3 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY TO HOLD OFFICE FROM THE
CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
4 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
5 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 OCTOBER 2021 OF 17.6 PENCE PER
ORDINARY SHARE PAYABLE ON 7 APRIL 2022 TO
SHAREHOLDERS ON REGISTER AT THE CLOSE OF
BUSINESS
6 TO ELECT LAURE DUHOT, WHO HAS BEEN Mgmt For For
APPOINTED AS A DIRECTOR SINCE THE LAST AGM
OF THE COMPANY AS A DIRECTOR OF THE COMPANY
7 TO ELECT DELPHINE MOUSSEAU, WHO HAS BEEN Mgmt For For
APPOINTED AS A DIRECTOR SINCE THE LAST
ANNUAL GENERAL MEETING, AS A DIRECTOR
8 TO RE-ELECT DAVID HEARN AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-ELECT FREDERIC VECCHIOLI AS A Mgmt For For
DIRECTOR OF THE COMPANY
10 TO RE-ELECT ANDY JONES AS A DIRECTOR OF THE Mgmt For For
COMPANY
11 TO RE-ELECT GERT VAN DE WEERDHOF AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT IAN KRIEGER AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 TO RE-ELECT CLAIRE BALMFORTH AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 TO AUTHORISE THE COMPANY AND ALL COMPANIES Mgmt For For
THAT ARE ITS SUBSIDIARIES AT ANY TIME
DURING THE PERIOD FOR WHICH THIS RESOLUTION
HAS EFFECT THE PURPOSES OF PART 14 COMPANY
ACT
15 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO AND
IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 TO EXERCISE ALL THE
POWERS
16 THAT, WITH EFFECT FROM THE CONCLUSION OF Mgmt For For
THE AGM AND PURSUANT TO SECTION 21(1) OF
THE COMPANIES ACT 2006, THE ARTICLES OF
ASSOCIATION PRODUCED TO THE MEETING
17 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
15, THE DIRECTORS BE GIVEN POWERS PURSUANT
TO SECTIONS 570 AND 573 OF THE COMPANIES
ACT TO ALLOT EQUITY SECURITIES
18 THAT THE COMPANY BE AND IS HEREBY GENERALLY Mgmt For For
AND UNCONDITIONALLY AUTHORISED FOR THE
PURPOSE OF SECTION 701 OF THE COMPANIES ACT
TO MAKE MARKET PURCHASES
19 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
SEGRO PLC (REIT) Agenda Number: 715265143
--------------------------------------------------------------------------------------------------------------------------
Security: G80277141
Meeting Type: AGM
Meeting Date: 21-Apr-2022
Ticker:
ISIN: GB00B5ZN1N88
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE REMUNERATION POLICY Mgmt For For
5 RE-ELECT GERALD CORBETT AS DIRECTOR Mgmt For For
6 RE-ELECT MARY BARNARD AS DIRECTOR Mgmt For For
7 RE-ELECT SUE CLAYTON AS DIRECTOR Mgmt For For
8 RE-ELECT SOUMEN DAS AS DIRECTOR Mgmt For For
9 RE-ELECT CAROL FAIRWEATHER AS DIRECTOR Mgmt For For
10 RE-ELECT ANDY GULLIFORD AS DIRECTOR Mgmt For For
11 RE-ELECT MARTIN MOORE AS DIRECTOR Mgmt For For
12 RE-ELECT DAVID SLEATH AS DIRECTOR Mgmt For For
13 ELECT SIMON FRASER AS DIRECTOR Mgmt For For
14 ELECT ANDY HARRISON AS DIRECTOR Mgmt For For
15 ELECT LINDA YUEH AS DIRECTOR Mgmt For For
16 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
17 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
18 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19 AMEND LONG TERM INCENTIVE PLAN Mgmt For For
20 AUTHORISE ISSUE OF EQUITY Mgmt For For
21 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
22 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
23 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
24 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
SHAFTESBURY PLC REIT Agenda Number: 714991420
--------------------------------------------------------------------------------------------------------------------------
Security: G80603106
Meeting Type: AGM
Meeting Date: 04-Feb-2022
Ticker:
ISIN: GB0007990962
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ANNUAL ACCOUNTS FOR THE YEAR ENDED Mgmt For For
30 SEPTEMBER 2021 BE RECEIVED
2 TO APPROVE THE REMUNERATION POLICY Mgmt For For
3 THAT THE DIRECTORS REMUNERATION REPORT FOR Mgmt For For
YEAR ENDED 30 SEPTEMBER 2021 BE APPROVED
4 TO APPROVE THE AMENDMENTS TO THE RULES OF Mgmt For For
THE 2016 LONG TERM INCENTIVE PLAN
5 THAT A FINAL DIVIDEND OF 4.0P BE DECLARED Mgmt For For
6 THAT HELENA COLES BE ELECTED AS DIRECTOR Mgmt For For
7 THAT JONATHAN NICHOLLS BE RE-ELECTED AS Mgmt For For
DIRECTOR
8 THAT BRIAN BICKELL BE RE-ELECTED AS Mgmt For For
DIRECTOR
9 THAT SIMON QUAYLE BE RE-ELECTED AS DIRECTOR Mgmt For For
10 THAT CHRISTOPHER WARD BE RE-ELECTED AS Mgmt For For
DIRECTOR
11 THAT THOMAS WELTON BE RE-ELECTED AS Mgmt For For
DIRECTOR
12 THAT RICHARD AKERS BE RE-ELECTED AS Mgmt For For
DIRECTOR
13 THAT RUTH ANDERSON BE RE-ELECTED AS Mgmt For For
DIRECTOR
14 THAT JENNELLE TILLING BE RE-ELECTED AS Mgmt For For
DIRECTOR
15 THAT ERNEST AND YOUNG LLP BE RE-APPOINTED Mgmt For For
16 THAT THE DIRECTORS DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITOR
17 THAT THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
SHARES
18 THAT THE DIRECTORS BE GRANTED AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
19 THAT THE DIRECTORS BE GRANTED AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS FOR AN
ADDITIONAL 5 PERCENT
20 THAT THE COMPANY BE AUTHORISED TO MAKE Mgmt For For
MARKET PURCHASES OF THE COMPANY'S SHARES
21 THAT THE COMPANY CAN CALL A GENERAL MEETING Mgmt For For
ON 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935565967
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2022.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STANDARD LIFE INVESTMENTS PROPERTY INCOME TRUST LT Agenda Number: 715634538
--------------------------------------------------------------------------------------------------------------------------
Security: G79022110
Meeting Type: AGM
Meeting Date: 15-Jun-2022
Ticker:
ISIN: GB0033875286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE REMUNERATION POLICY Mgmt For For
4 APPROVE DIVIDEND POLICY Mgmt For For
5 RATIFY DELOITTE LLP AS AUDITORS Mgmt For For
6 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
7 ELECT MIKE BANE AS DIRECTOR Mgmt For For
8 RE-ELECT MIKE BALFOUR AS DIRECTOR Mgmt For For
9 RE-ELECT JAMES CLIFTON-BROWN AS DIRECTOR Mgmt For For
10 RE-ELECT JILL MAY AS DIRECTOR Mgmt Against Against
11 RE-ELECT SARAH SLATER AS DIRECTOR Mgmt For For
12 APPROVE AMENDMENT TO THE COMPANY'S Mgmt For For
INVESTMENT POLICY
13 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
14 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
15 APPROVE CHANGE OF COMPANY NAME TO ABRDN Mgmt For For
PROPERTY INCOME TRUST LIMITED
--------------------------------------------------------------------------------------------------------------------------
SUN COMMUNITIES, INC. Agenda Number: 935587002
--------------------------------------------------------------------------------------------------------------------------
Security: 866674104
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: SUI
ISIN: US8666741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Gary A. Shiffman
1B. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Tonya Allen
1C. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Meghan G. Baivier
1D. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Stephanie W. Bergeron
1E. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Brian M. Hermelin
1F. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Ronald A. Klein
1G. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Clunet R. Lewis
1H. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Arthur A. Weiss
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. To approve the first amendment to the Sun Mgmt For For
Communities, Inc. 2015 Equity Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
TERRENO REALTY CORPORATION Agenda Number: 935565892
--------------------------------------------------------------------------------------------------------------------------
Security: 88146M101
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: TRNO
ISIN: US88146M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Blake Baird Mgmt For For
1B. Election of Director: Michael A. Coke Mgmt For For
1C. Election of Director: Linda Assante Mgmt For For
1D. Election of Director: LeRoy E. Carlson Mgmt For For
1E. Election of Director: David M. Lee Mgmt For For
1F. Election of Director: Douglas M. Pasquale Mgmt For For
1G. Election of Director: Dennis Polk Mgmt For For
2. Adoption of a resolution to approve, on a Mgmt For For
non-binding advisory basis, the
compensation of certain executives, as more
fully described in the proxy statement.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
certified public accounting firm for the
2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TRITAX BIG BOX REIT PLC Agenda Number: 715354039
--------------------------------------------------------------------------------------------------------------------------
Security: G9101W101
Meeting Type: AGM
Meeting Date: 04-May-2022
Ticker:
ISIN: GB00BG49KP99
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021
2 TO RECEIVE, ADOPT AND APPROVE THE Mgmt For For
DIRECTORS' REMUNERATION REPORT (OTHER THAN
THE DIRECTORS' REMUNERATION POLICY)
3 TO RE-ELECT AUBREY ADAMS AS A DIRECTOR OF Mgmt For For
THE COMPANY
4 TO RE-ELECT RICHARD LAING AS A DIRECTOR OF Mgmt For For
THE COMPANY
5 TO RE-ELECT ALASTAIR HUGHES AS A DIRECTOR Mgmt For For
OF THE COMPANY
6 TO RE-ELECT KAREN WHITWORTH AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO ELECT WU GANG AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 TO ELECT ELIZABETH BROWN AS A DIRECTOR OF Mgmt For For
THE COMPANY
9 TO RE-APPOINT BDO LLP AS AUDITOR OF THE Mgmt For For
COMPANY
10 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
11 TO AUTHORISE THE DIRECTORS TO DECLARE AND Mgmt For For
PAY ALL DIVIDENDS OF THE COMPANY AS INTERIM
DIVIDENDS
12 TO APPROVE THE PRINCIPAL AMENDMENTS TO THE Mgmt For For
INVESTMENT MANAGEMENT AGREEMENT BETWEEN THE
COMPANY AND TRITAX MANAGEMENT LLP
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
UNDER SECTION 551 OF THE COMPANIES ACT 2006
14 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
AS IF SECTION 561(1) OF THE COMPANIES ACT
2006 DID NOT APPLY
15 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
AS IF SECTION 561(1) OF THE COMPANIES ACT
2006 DID NOT APPLY FOR THE PURPOSE OF
FINANCING AN ACQUISITION
16 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
17 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNITE GROUP PLC Agenda Number: 715422907
--------------------------------------------------------------------------------------------------------------------------
Security: G9283N101
Meeting Type: AGM
Meeting Date: 12-May-2022
Ticker:
ISIN: GB0006928617
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE AUDITED ANNUAL ACCOUNTS OF Mgmt For For
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2021 TOGETHER WITH THE DIRECTORS' REPORT
REFER TO THE NOM FOR FULL DETAILS
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY CONTAINED IN THE ANNUAL REPORT AND
ACCOUNTS
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE PART CONTAINING THE
DIRECTORS' REMUNERATION POLICY) CONTAINED
IN THE ANNUAL REPORT AND ACCOUNTS
4 TO DECLARE A FINAL DIVIDEND FOR THE YEAR Mgmt For For
ENDED 31 DECEMBER 2021 OF 15.6P PER
ORDINARY SHARE PAYABLE ON 20 MAY 2022 TO
SHAREHOLDERS ON THE REGISTER OF MEMBERS
5 TO RE-ELECT MR RICHARD HUNTINGFORD AS A Mgmt Against Against
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR RICHARD SMITH AS A DIRECTOR Mgmt For For
OF THE COMPANY
7 TO RE-ELECT MR JOE LISTER AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT MS ELIZABETH MCMEIKAN AS A Mgmt For For
DIRECTOR OF THE COMPANY
9 TO RE-ELECT MR ROSS PATERSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 TO RE-ELECT MRS ILARIA DEL BEATO AS A Mgmt For For
DIRECTOR OF THE COMPANY
11 TO RE-ELECT DAME SHIRLEY PEARCE AS A Mgmt For For
DIRECTOR OF THE COMPANY
12 TO RE-ELECT MR THOMAS JACKSON AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO RE-ELECT PROFESSOR SIR STEVE SMITH AS A Mgmt For For
DIRECTOR OF THE COMPANY
14 TO REAPPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT GENERAL MEETING
15 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt For For
BOARD TO DETERMINE THE REMUNERATION OF THE
AUDITOR
16 TO AUTHORISE THE DIRECTORS GENERALLY AND Mgmt For For
UNCONDITIONALLY, TO EXERCISE ALL POWER TO
ALLOT RELEVANT SECURITIES
17 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON Mgmt For For
THE ALLOTMENT OF SHARES
18 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON Mgmt For For
THE ALLOTMENT OF SHARES FOR AN ACQUISITION
OR CAPITAL INVESTMENT
19 THAT, A GENERAL MEETING OTHER THAN AN Mgmt For For
ANNUAL GENERAL MEETING, MAY BE CALLED ON
NOT LESS THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL HEALTH REALTY INCOME TRUST Agenda Number: 935627565
--------------------------------------------------------------------------------------------------------------------------
Security: 91359E105
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: UHT
ISIN: US91359E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Michael Allan Domb Mgmt For For
1.2 Election of Trustee: James P. Morey Mgmt Withheld Against
2. Advisory (nonbinding) vote to approve named Mgmt For For
executive officer compensation.
3. To ratify the selection of KPMG, LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
WELLTOWER INC. Agenda Number: 935604125
--------------------------------------------------------------------------------------------------------------------------
Security: 95040Q104
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: WELL
ISIN: US95040Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kenneth J. Bacon Mgmt For For
1B. Election of Director: Karen B. DeSalvo Mgmt For For
1C. Election of Director: Philip L. Hawkins Mgmt For For
1D. Election of Director: Dennis G. Lopez Mgmt For For
1E. Election of Director: Shankh Mitra Mgmt For For
1F. Election of Director: Ade J. Patton Mgmt For For
1G. Election of Director: Diana W. Reid Mgmt For For
1H. Election of Director: Sergio D. Rivera Mgmt For For
1I. Election of Director: Johnese M. Spisso Mgmt For For
1J. Election of Director: Kathryn M. Sullivan Mgmt For For
2. To amend the Certificate of Incorporation Mgmt For For
of Welltower OP Inc. to remove the
provision requiring Welltower Inc.
shareholders to approve amendments to the
Welltower OP Inc. Certificate of
Incorporation and other extraordinary
transactions involving Welltower OP Inc.
3. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as independent registered
public accounting firm for the year ending
December 31, 2022.
4. The approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers as disclosed in the 2022 Proxy
Statement.
NETLease Corporate Real Estate ETF
--------------------------------------------------------------------------------------------------------------------------
AGREE REALTY CORPORATION Agenda Number: 935568723
--------------------------------------------------------------------------------------------------------------------------
Security: 008492100
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: ADC
ISIN: US0084921008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel Agree Mgmt For For
Michael Judlowe Mgmt For For
Gregory Lehmkuhl Mgmt For For
Jerome Rossi Mgmt For For
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
--------------------------------------------------------------------------------------------------------------------------
ALPINE INCOME PROPERTY TRUST, INC. Agenda Number: 935588030
--------------------------------------------------------------------------------------------------------------------------
Security: 02083X103
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: PINE
ISIN: US02083X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John P. Albright Mgmt For For
Mark O. Decker, Jr. Mgmt For For
Rachel Elias Wein Mgmt For For
M. Carson Good Mgmt For For
Andrew C. Richardson Mgmt For For
Jeffrey S. Yarckin Mgmt For For
2. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
BROADSTONE NET LEASE INC Agenda Number: 935571554
--------------------------------------------------------------------------------------------------------------------------
Security: 11135E203
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: BNL
ISIN: US11135E2037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Laurie A. Hawkes Mgmt For For
1.2 Election of Director: Christopher J. Mgmt Against Against
Czarnecki
1.3 Election of Director: Denise Mgmt For For
Brooks-Williams
1.4 Election of Director: Michael A. Coke Mgmt For For
1.5 Election of Director: David M. Jacobstein Mgmt For For
1.6 Election of Director: Shekar Narasimhan Mgmt For For
1.7 Election of Director: Geoffrey H. Mgmt For For
Rosenberger
1.8 Election of Director: James H. Watters Mgmt For For
2. To amend and restate the Company's Articles Mgmt For For
of Incorporation as further described in
the Company's 2022 proxy statement.
3. To approve, in a non-binding advisory vote, Mgmt 1 Year For
the frequency of an advisory vote on the
compensation of the Company's named
executive officers in future years.
4. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of the Company's named
executive officers as described in the
Company's 2022 proxy statement.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
EPR PROPERTIES Agenda Number: 935604202
--------------------------------------------------------------------------------------------------------------------------
Security: 26884U109
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: EPR
ISIN: US26884U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Thomas M. Bloch Mgmt For For
1.2 Election of Trustee: Peter C. Brown Mgmt For For
1.3 Election of Trustee: James B. Connor Mgmt For For
1.4 Election of Trustee: Jack A. Newman, Jr. Mgmt For For
1.5 Election of Trustee: Virginia E. Shanks Mgmt For For
1.6 Election of Trustee: Gregory K. Silvers Mgmt For For
1.7 Election of Trustee: Robin P. Sterneck Mgmt For For
1.8 Election of Trustee: Lisa G. Trimberger Mgmt For For
1.9 Election of Trustee: Caixia Ziegler Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
these proxy materials.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL PROPERTIES REALTY TRUST, INC. Agenda Number: 935587280
--------------------------------------------------------------------------------------------------------------------------
Security: 29670E107
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: EPRT
ISIN: US29670E1073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Paul T. Bossidy Mgmt For For
1.2 Election of Director: Joyce DeLucca Mgmt For For
1.3 Election of Director: Scott A. Estes Mgmt For For
1.4 Election of Director: Peter M. Mavoides Mgmt For For
1.5 Election of Director: Lawrence J. Minich Mgmt For For
1.6 Election of Director: Heather L. Neary Mgmt For For
1.7 Election of Director: Stephen D. Sautel Mgmt For For
1.8 Election of Director: Janaki Sivanesan Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the company's named
executive officers as more particularly
described in the proxy statement.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the company's Independent Registered
Public Accounting Firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC. Agenda Number: 935625802
--------------------------------------------------------------------------------------------------------------------------
Security: 35086T109
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: FCPT
ISIN: US35086T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: William H. Lenehan
1b. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: John S. Moody
1c. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Douglas B. Hansen
1d. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Eric S. Hirschhorn
1e. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Charles L. Jemley
1f. Election of Director to serve until the Mgmt Against Against
2023 Annual Meeting: Marran H. Ogilvie
1g. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Toni Steele
1h. Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Liz Tennican
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve the Amended and Restated Four Mgmt For For
Corners Property Trust, Inc. 2015 Omnibus
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935636071
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter M. Carlino Mgmt For For
1b. Election of Director: JoAnne A. Epps Mgmt For For
1c. Election of Director: Carol ("Lili") Lynton Mgmt For For
1d. Election of Director: Joseph W. Marshall, Mgmt For For
III
1e. Election of Director: James B. Perry Mgmt For For
1f. Election of Director: Barry F. Schwartz Mgmt For For
1g. Election of Director: Earl C. Shanks Mgmt For For
1h. Election of Director: E. Scott Urdang Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GETTY REALTY CORP. Agenda Number: 935561957
--------------------------------------------------------------------------------------------------------------------------
Security: 374297109
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: GTY
ISIN: US3742971092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Christopher J. Mgmt For For
Constant
1B. Election of Director: Milton Cooper Mgmt For For
1C. Election of Director: Philip E. Coviello Mgmt For For
1D. Election of Director: Evelyn Leon Infurna Mgmt For For
1E. Election of Director: Mary Lou Malanoski Mgmt For For
1F. Election of Director: Richard E. Montag Mgmt For For
1G. Election of Director: Howard B. Safenowitz Mgmt For For
2. ADVISORY (NON-BINDING) VOTE ON NAMED Mgmt For For
EXECUTIVE COMPENSATION (SAY-ON-PAY).
3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2022.
4. APPROVAL OF CHARTER AMENDMENT PROPOSAL. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION Agenda Number: 935567327
--------------------------------------------------------------------------------------------------------------------------
Security: 376536108
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: GOOD
ISIN: US3765361080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Gladstone Mgmt Withheld Against
Paul W. Adelgren Mgmt Withheld Against
John H. Outland Mgmt Withheld Against
2. To ratify our Audit Committee's selection Mgmt For For
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL NET LEASE Agenda Number: 935555132
--------------------------------------------------------------------------------------------------------------------------
Security: 379378201
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: GNL
ISIN: US3793782018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Lee M. Elman Mgmt Withheld Against
1B. Election of Class II Director: P. Sue Mgmt Withheld Against
Perrotty
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTY TRUST Agenda Number: 935592015
--------------------------------------------------------------------------------------------------------------------------
Security: 456237106
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: ILPT
ISIN: US4562371066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Independent Trustee: Lisa Mgmt Withheld Against
Harris Jones
1.2 Election of Independent Trustee: Joseph L. Mgmt Withheld Against
Morea
1.3 Election of Independent Trustee: Kevin C. Mgmt Withheld Against
Phelan
1.4 Election of Managing Trustee: John G. Mgmt For For
Murray
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent auditors to
serve for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
INNOVATIVE INDUSTRIAL PROPERTIES, INC. Agenda Number: 935581238
--------------------------------------------------------------------------------------------------------------------------
Security: 45781V101
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: IIPR
ISIN: US45781V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
next Annual Meeting: Alan Gold
1.2 Election of Director to serve until the Mgmt For For
next Annual Meeting: Gary Kreitzer
1.3 Election of Director to serve until the Mgmt For For
next Annual Meeting: Mary Curran
1.4 Election of Director to serve until the Mgmt For For
next Annual Meeting: Scott Shoemaker
1.5 Election of Director to serve until the Mgmt For For
next Annual Meeting: Paul Smithers
1.6 Election of Director to serve until the Mgmt For For
next Annual Meeting: David Stecher
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval on a non-binding advisory basis of Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
LXP INDUSTRIAL TRUST Agenda Number: 935614013
--------------------------------------------------------------------------------------------------------------------------
Security: 529043101
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: LXP
ISIN: US5290431015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. Wilson Eglin Mgmt For For
Richard S. Frary Mgmt For For
Lawrence L. Gray Mgmt For For
Arun Gupta Mgmt For For
Jamie Handwerker Mgmt For For
Claire A. Koeneman Mgmt For For
Nancy Elizabeth Noe Mgmt For For
Howard Roth Mgmt For For
2. To consider and vote upon an advisory, Mgmt For For
non-binding resolution to approve the
compensation of the named executive
officers, as disclosed in the accompanying
proxy statement.
3. To consider and vote upon an amendment to Mgmt For For
our Declaration of Trust to increase the
number of authorized shares of beneficial
interest.
4. To consider and vote upon a proposal to Mgmt For For
approve the LXP Industrial Trust 2022
Equity-Based Award Plan.
5. To consider and vote upon the ratification Mgmt For For
of the appointment of Deloitte & Touche LLP
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORP. Agenda Number: 935482430
--------------------------------------------------------------------------------------------------------------------------
Security: 609720107
Meeting Type: Special
Meeting Date: 31-Aug-2021
Ticker: MNR
ISIN: US6097201072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger (the "Merger") of Mgmt Against *
Monmouth Real Estate Investment Corporation
("MNR") with and into EQC Maple Industrial
LLC (f/k/a RS18 LLC) ("Merger Sub"), a
subsidiary of Equity Commonwealth ("EQC"),
pursuant to the Agreement and Plan of
Merger, dated as of May 4, 2021, as it may
be amended from time to time (the "Merger
Agreement"), by and among MNR, EQC, and
Merger Sub, and the other transactions
contemplated by the Merger Agreement.
2. To approve, on a non-binding advisory Mgmt Against *
basis, certain compensation that may be
paid or become payable to MNR's five
executive officers in connection with the
Merger Agreement and the transactions
contemplated thereby.
3. To authorize the board of directors of MNR Mgmt Against *
to approve one or more adjournments of the
MNR special meeting to another date, time,
place or format, if necessary or
appropriate, including to solicit
additional proxies in favor of the proposal
to approve the Merger and the other
transactions contemplated by the Merger
Agreement.
--------------------------------------------------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORP. Agenda Number: 935523440
--------------------------------------------------------------------------------------------------------------------------
Security: 609720107
Meeting Type: Annual
Meeting Date: 16-Dec-2021
Ticker: MNR
ISIN: US6097201072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Catherine B. Elflein Mgmt Withheld Against
Eugene W. Landy Mgmt Withheld Against
Michael P. Landy Mgmt Withheld Against
Samuel A. Landy Mgmt Withheld Against
2. Ratification of the appointment of PKF Mgmt For For
O'Connor Davies, LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2022.
3. An advisory resolution for the executive Mgmt For For
compensation of the Company's named
executive officers for the fiscal year
ended September 30, 2021 as more fully
described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORP. Agenda Number: 935538819
--------------------------------------------------------------------------------------------------------------------------
Security: 609720107
Meeting Type: Special
Meeting Date: 17-Feb-2022
Ticker: MNR
ISIN: US6097201072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the merger (the "Merger") of Mgmt For For
Monmouth Real Estate Investment
Corporation, a Maryland corporation
("Monmouth"), with and into Maple Delaware
Merger Sub LLC ("Merger Sub"), a subsidiary
of Industrial Logistics Properties Trust, a
Maryland real estate investment trust
("ILPT"), pursuant to the Agreement and
Plan of Merger, dated as of November 5,
2021 (as it may be amended, the "Merger
Agreement"), by and among Monmouth, ILPT,
and Merger Sub (the "Merger Proposal").
2. To approve on a non-binding, advisory Mgmt For For
basis, certain compensation that may be
paid or become payable to Monmouth's named
executive officers in connection with the
Merger Agreement and the transactions
contemplated thereby (the "Compensation
Proposal").
3. To approve any adjournment of the special Mgmt For For
meeting of the shareholders of Monmouth, if
necessary or appropriate, including to
solicit additional proxies in favor of the
Merger Proposal (the "Adjournment
Proposal").
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC. Agenda Number: 935587367
--------------------------------------------------------------------------------------------------------------------------
Security: 637417106
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: NNN
ISIN: US6374171063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next Annual Meeting: Pamela K. M. Beall
1B. Election of Director to serve until the Mgmt For For
next Annual Meeting: Steven D. Cosler
1C. Election of Director to serve until the Mgmt For For
next Annual Meeting: David M. Fick
1D. Election of Director to serve until the Mgmt For For
next Annual Meeting: Edward J. Fritsch
1E. Election of Director to serve until the Mgmt For For
next Annual Meeting: Kevin B. Habicht
1F. Election of Director to serve until the Mgmt For For
next Annual Meeting: Betsy D. Holden
1G. Election of Director to serve until the Mgmt For For
next Annual Meeting: Stephen A. Horn, Jr.
1H. Election of Director to serve until the Mgmt For For
next Annual Meeting: Kamau O. Witherspoon
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
NETSTREIT CORP. Agenda Number: 935589400
--------------------------------------------------------------------------------------------------------------------------
Security: 64119V303
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: NTST
ISIN: US64119V3033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark Manheimer Mgmt For For
1B. Election of Director: Todd Minnis Mgmt For For
1C. Election of Director: Michael Christodolou Mgmt For For
1D. Election of Director: Heidi Everett Mgmt For For
1E. Election of Director: Matthew Troxell Mgmt For For
1F. Election of Director: Lori Wittman Mgmt For For
1G. Election of Director: Robin Zeigler Mgmt For For
2. Ratification of appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2022.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of NETSTREIT Corp.'s named
executive officers.
4. Approval, on an advisory basis of the Mgmt 1 Year For
frequency of stockholder advisory votes on
compensation of NETSTREIT Corp.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ONE LIBERTY PROPERTIES, INC. Agenda Number: 935623694
--------------------------------------------------------------------------------------------------------------------------
Security: 682406103
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: OLP
ISIN: US6824061039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Matthew J. Gould Mgmt For For
1.2 Election of Director: J. Robert Lovejoy Mgmt For For
1.3 Election of Director: Karen A. Till Mgmt Against Against
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2022.
3. A proposal to approve the Company's 2022 Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
ORION OFFICE REIT INC. Agenda Number: 935601636
--------------------------------------------------------------------------------------------------------------------------
Security: 68629Y103
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: ONL
ISIN: US68629Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
next Annual Meeting of Stockholders: Paul
H. McDowell
1B. Election of Director to serve until the Mgmt For For
next Annual Meeting of Stockholders:
Reginald H. Gilyard
1C. Election of Director to serve until the Mgmt For For
next Annual Meeting of Stockholders:
Kathleen R. Allen
1D. Election of Director to serve until the Mgmt For For
next Annual Meeting of Stockholders:
Richard J. Lieb
1E. Election of Director to serve until the Mgmt For For
next Annual Meeting of Stockholders:
Gregory J. Whyte
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935473998
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Special
Meeting Date: 12-Aug-2021
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the issuance of Mgmt For For
Realty Income common stock, par value $0.01
per share, in connection with the
transactions contemplated by the Agreement
and Plan of Merger, dated as of April 29,
2021, as amended, by and among Realty
Income, VEREIT, Inc., VEREIT Operating
Partnership, L.P., Rams MD Subsidiary I,
Inc., a wholly owned subsidiary of Realty
Income, and Rams Acquisition Sub II, LLC, a
wholly owned subsidiary of Realty Income
(which we refer to as the "Realty Income
Issuance Proposal").
2. A proposal to approve the adjournment of Mgmt For For
the Realty Income special meeting, if
necessary or appropriate, to solicit
additional proxies in favor of the Realty
Income Issuance Proposal if there are
insufficient votes at the time of such
adjournment to approve such proposals
(which we refer to as the "Realty Income
Adjournment Proposal").
--------------------------------------------------------------------------------------------------------------------------
REALTY INCOME CORPORATION Agenda Number: 935581151
--------------------------------------------------------------------------------------------------------------------------
Security: 756109104
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: O
ISIN: US7561091049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Priscilla Almodovar
1B. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Jacqueline Brady
1C. Election of Director to serve until the Mgmt For For
2023 Annual meeting: A. Larry Chapman
1D. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Reginald H. Gilyard
1E. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Mary Hogan Preusse
1F. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Priya Cherian Huskins
1G. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Gerardo I. Lopez
1H. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Michael D. McKee
1I. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Gregory T. McLaughlin
1J. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Ronald L. Merriman
1K. Election of Director to serve until the Mgmt For For
2023 Annual meeting: Sumit Roy
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2022.
3. A non-binding advisory proposal to approve Mgmt For For
the compensation of our named executive
officers as described in the Proxy
Statement.
4. Amendment of the Company's charter to Mgmt For For
increase the number of authorized shares of
common stock.
--------------------------------------------------------------------------------------------------------------------------
SAFEHOLD INC Agenda Number: 935583941
--------------------------------------------------------------------------------------------------------------------------
Security: 78645L100
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: SAFE
ISIN: US78645L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dean Adler Mgmt Against Against
1.2 Election of Director: Jesse Hom Mgmt For For
1.3 Election of Director: Robin Josephs Mgmt For For
1.4 Election of Director: Jay Nydick Mgmt Against Against
1.5 Election of Director: Stefan Selig Mgmt For For
1.6 Election of Director: Jay Sugarman Mgmt For For
2. Say on Pay - A non-binding advisory vote on Mgmt For For
approval of executive compensation
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC. Agenda Number: 935587040
--------------------------------------------------------------------------------------------------------------------------
Security: 84860W300
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: SRC
ISIN: US84860W3007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kevin M. Charlton Mgmt For For
1.2 Election of Director: Elizabeth F. Frank Mgmt For For
1.3 Election of Director: Michelle M. Frymire Mgmt For For
1.4 Election of Director: Kristian M. Gathright Mgmt For For
1.5 Election of Director: Richard I. Gilchrist Mgmt For For
1.6 Election of Director: Jackson Hsieh Mgmt For For
1.7 Election of Director: Diana M. Laing Mgmt For For
1.8 Election of Director: Nicholas P. Shepherd Mgmt For For
1.9 Election of Director: Thomas J. Sullivan Mgmt For For
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. The approval of the Second Amended and Mgmt For For
Restated Spirit Realty Capital, Inc. and
Spirit Realty, L.P. 2012 Incentive Award
Plan, including an increase to the number
of shares of common stock reserved for
issuance under the Plan by 3,000,000
shares.
4. A non-binding, advisory resolution to Mgmt For For
approve the compensation of our named
executive officers as described in our
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
STAG INDUSTRIAL, INC. Agenda Number: 935565967
--------------------------------------------------------------------------------------------------------------------------
Security: 85254J102
Meeting Type: Annual
Meeting Date: 02-May-2022
Ticker: STAG
ISIN: US85254J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Benjamin S. Butcher Mgmt For For
1B. Election of Director: Jit Kee Chin Mgmt For For
1C. Election of Director: Virgis W. Colbert Mgmt For For
1D. Election of Director: Michelle S. Dilley Mgmt For For
1E. Election of Director: Jeffrey D. Furber Mgmt For For
1F. Election of Director: Larry T. Guillemette Mgmt For For
1G. Election of Director: Francis X. Jacoby III Mgmt For For
1H. Election of Director: Christopher P. Marr Mgmt For For
1I. Election of Director: Hans S. Weger Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the year ending December 31, 2022.
3. The approval, by non-binding vote, of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
STORE CAPITAL CORPORATION Agenda Number: 935604656
--------------------------------------------------------------------------------------------------------------------------
Security: 862121100
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: STOR
ISIN: US8621211007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jawad Ahsan Mgmt For For
Joseph M. Donovan Mgmt For For
David M. Edwards Mgmt For For
Mary B. Fedewa Mgmt For For
Morton H. Fleischer Mgmt For For
William F. Hipp Mgmt For For
Tawn Kelley Mgmt For For
Catherine D. Rice Mgmt For For
Quentin P. Smith, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future stockholder
advisory votes approving the compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VEREIT, INC. Agenda Number: 935473986
--------------------------------------------------------------------------------------------------------------------------
Security: 92339V308
Meeting Type: Special
Meeting Date: 12-Aug-2021
Ticker: VER
ISIN: US92339V3087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. A proposal to approve the merger of VEREIT, Mgmt For For
Inc. ("VEREIT") with and into Rams MD
Subsidiary I, Inc. ("Merger Sub 1"), with
Merger Sub 1 continuing its existence as a
wholly owned subsidiary of Realty Income
Corporation ("Realty Income"), on the terms
and subject to the conditions of the
Agreement and Plan of Merger, dated as of
April 29, 2021 (as amended from time to
time, the "Merger Agreement"), by and among
VEREIT, VEREIT Operating Partnership, L.P.,
Realty Income, Merger Sub 1 and Rams
Acquisition Sub II, LLC (the "VEREIT Merger
Proposal").
2. A proposal to approve, by advisory Mgmt For For
(non-binding) vote, the compensation that
may be paid or become payable to the named
executive officers of VEREIT in connection
with the merger of VEREIT with and into
Merger Sub 1.
3. A proposal to approve the adjournment of Mgmt For For
the VEREIT Special Meeting, if necessary or
appropriate, to solicit additional proxies
in favor of the VEREIT Merger Proposal, if
there are insufficient votes at the time of
such adjournment to approve such proposal.
--------------------------------------------------------------------------------------------------------------------------
VICI PROPERTIES INC. Agenda Number: 935500163
--------------------------------------------------------------------------------------------------------------------------
Security: 925652109
Meeting Type: Special
Meeting Date: 29-Oct-2021
Ticker: VICI
ISIN: US9256521090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve the issuance of common stock, Mgmt For For
$0.01 par value per share, in connection
with the transactions contemplated by the
Master Transaction Agreement, dated August
4, 2021, by and among MGM Growth Properties
LLC, MGM Growth Properties Operating
Partnership LP, VICI Properties Inc., Venus
Sub LLC, VICI Properties L.P., VICI
Properties OP LLC and MGM Resorts
International.
2. To approve one or more adjournments of the Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
in favor of Proposal 1 if there are
insufficient votes at the time of such
adjournment to approve such proposal.
--------------------------------------------------------------------------------------------------------------------------
VICI PROPERTIES INC. Agenda Number: 935561200
--------------------------------------------------------------------------------------------------------------------------
Security: 925652109
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: VICI
ISIN: US9256521090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James R. Abrahamson Mgmt For For
1B. Election of Director: Diana F. Cantor Mgmt For For
1C. Election of Director: Monica H. Douglas Mgmt For For
1D. Election of Director: Elizabeth I. Holland Mgmt For For
1E. Election of Director: Craig Macnab Mgmt For For
1F. Election of Director: Edward B. Pitoniak Mgmt For For
1G. Election of Director: Michael D. Rumbolz Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To approve (on a non-binding, advisory Mgmt For For
basis) the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
W. P. CAREY INC. Agenda Number: 935576768
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Mark A. Alexander
1B. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Constantin H. Beier
1C. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Tonit M. Calaway
1D. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Peter J. Farrell
1E. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Robert J. Flanagan
1F. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Jason E. Fox
1G. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Jean Hoysradt
1H. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Margaret G. Lewis
1I. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Christopher J. Niehaus
1J. Election of Director to serve until 2023 Mgmt For For
Annual Meeting: Nick J.M. van Ommen
2. To Approve the Advisory Resolution on Mgmt For For
Executive Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2022.
Loncar Cancer Immunotherapy ETF
--------------------------------------------------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC. Agenda Number: 935631588
--------------------------------------------------------------------------------------------------------------------------
Security: 019770106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ALLO
ISIN: US0197701065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Elizabeth Barrett Mgmt For For
1b. Election of Director: Arie Belldegrun, M.D. Mgmt Withheld Against
1c. Election of Director: David Bonderman Mgmt Withheld Against
1d. Election of Director: David Chang, M.D., Mgmt Withheld Against
Ph.D.
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
3. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock from 200,000,000 to
400,000,000.
4. To approve the stock option exchange Mgmt Against Against
program, as disclosed in the proxy
statement.
5. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2022.
6. To approve the authorization to adjourn the Mgmt For For
Annual Meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes in favor of Proposal 3.
--------------------------------------------------------------------------------------------------------------------------
ALX ONCOLOGY HOLDINGS INC Agenda Number: 935646173
--------------------------------------------------------------------------------------------------------------------------
Security: 00166B105
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: ALXO
ISIN: US00166B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Itziar Canamasas, Ph.D. Mgmt For For
Jack Nielsen Mgmt Withheld Against
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARCUS BIOSCIENCES, INC. Agenda Number: 935620814
--------------------------------------------------------------------------------------------------------------------------
Security: 03969F109
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: RCUS
ISIN: US03969F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Yasunori Kaneko, M.D. Mgmt Withheld Against
1b. Election of Director: Patrick Machado, J.D. Mgmt Withheld Against
1c. Election of Director: Andrew Perlman, M.D., Mgmt Withheld Against
Ph.D.
1d. Election of Director: Antoni Ribas, M.D., Mgmt Withheld Against
Ph.D.
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of Arcus
Biosciences for its fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Arcus Biosciences' named
executive officers, as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ARGENX SE Agenda Number: 935631158
--------------------------------------------------------------------------------------------------------------------------
Security: 04016X101
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: ARGX
ISIN: US04016X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3. Advisory vote to approve the 2021 Mgmt Against
remuneration report
4b. Adoption of the 2021 annual accounts Mgmt For
4d. Allocation of losses of the Company in the Mgmt For
financial year 2021 to the retained
earnings of the Company
4e. Proposal to release the members of the Mgmt For
board of directors from liability for their
respective duties carried out in the
financial year 2021
5. Re-appointment of Tim Van Hauwermeiren as Mgmt For
executive director to the board of
directors of the Company for a term of 4
years
6. Re-appointment of Peter Verhaeghe as Mgmt Against
non-executive director to the board of
directors of the Company for a term of 2
years
7. Re-appointment of James Daly as Mgmt For
non-executive director to the board of
directors of the Company for a term of 4
years
8. Re-appointment of Werner Lanthaler as Mgmt For
non-executive director to the board of
directors of the Company for a term of 2
years
9. Authorization of the board of directors to Mgmt For
issue shares and grant rights to subscribe
for shares in the share capital of the
Company up to a maximum of 10% of the
outstanding capital at the date of the
general meeting, for a period of 18 months
from the annual general meeting and to
limit or exclude statutory pre-emptive
rights, if any.
10. Amendment of the articles of association of Mgmt For
argenx SE to align with current Dutch law
and practice and to grant proxy to each of
the directors of the Company and employees
of Freshfields Bruckhaus Deringer LLP in
having the deed of amendment executed
11. Appointment of Deloitte Accountants B.V. as Mgmt For
statutory auditor for the 2022 financial
year.
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935608729
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 29-Apr-2022
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2021
2. To confirm dividends Mgmt For For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor
4. To authorise the Directors to agree the Mgmt For For
remuneration of the Auditor
5A. Re-election of Director: Leif Johansson Mgmt For For
5B. Re-election of Director: Pascal Soriot Mgmt For For
5C. Election of Director: Aradhana Sarin Mgmt For For
5D. Re-election of Director: Philip Broadley Mgmt For For
5E. Re-election of Director: Euan Ashley Mgmt For For
5F. Re-election of Director: Michel Demare Mgmt For For
5G. Re-election of Director: Deborah DiSanzo Mgmt For For
5H. Re-election of Director: Diana Layfield Mgmt For For
5I. Re-election of Director: Sheri McCoy Mgmt For For
5J. Re-election of Director: Tony Mok Mgmt For For
5K. Re-election of Director: Nazneen Rahman Mgmt For For
5L. Election of Director: Andreas Rummelt Mgmt For For
5M. Re-election of Director: Marcus Wallenberg Mgmt For For
6. To approve the Annual Report on Mgmt For For
Remuneration for the year ended 31 December
2021
7. To authorise limited political donations Mgmt For For
8. To authorise the Directors to allot shares Mgmt For For
9. To authorise the Directors to disapply Mgmt For For
pre-emption rights (Special Resolution)
10. To authorise the Directors to further Mgmt For For
disapply pre-emption rights for
acquisitions and specified capital
investments (Special Resolution)
11. To authorise the Company to purchase its Mgmt For For
own shares (Special Resolution)
12. To reduce the notice period for general Mgmt For For
meetings (Special Resolution)
13. To extend the AstraZenca PLC 2012 Savings Mgmt For For
Related Share Option Scheme
--------------------------------------------------------------------------------------------------------------------------
ATARA BIOTHERAPEUTICS, INC. Agenda Number: 935636196
--------------------------------------------------------------------------------------------------------------------------
Security: 046513107
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: ATRA
ISIN: US0465131078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Roy D. Baynes, M.D., Mgmt Withheld Against
Ph.D.
1b. Election of Director: Matthew K. Fust Mgmt Withheld Against
1c. Election of Director: Ronald C. Renaud, Jr. Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935648646
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Anthony C. Hooper be and is hereby Mgmt For For
re-elected to serve as a Class III director
of the Company until the 2025 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
2. THAT Ranjeev Krishana be and is hereby Mgmt For For
re-elected to serve as a Class III director
of the Company until the 2025 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
3. THAT Xiaodong Wang be and is hereby Mgmt For For
re-elected to serve as a Class III director
of the Company until the 2025 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
4. THAT Qingqing Yi be and is hereby Mgmt For For
re-elected to serve as a Class III director
until the 2025 annual general meeting of
shareholders and until his successor is
duly elected and qualified, subject to his
earlier resignation or removal.
5. THAT Margaret Dugan be and is hereby Mgmt For For
re-elected to serve as a Class I director
until the 2023 annual general meeting of
shareholders and until her successor is
duly elected and qualified, subject to her
earlier resignation or removal.
6. THAT Alessandro Riva be and is hereby Mgmt For For
re-elected to serve as a Class I director
until the 2023 annual general meeting of
shareholders and until his successor is
duly elected and qualified, subject to his
earlier resignation or removal.
7. THAT the selection of Ernst & Young LLP, Mgmt For For
Ernst & Young Hua Ming LLP and Ernst &
Young as the Company's reporting accounting
firms for the fiscal year ending December
31, 2022 be and is hereby approved,
ratified and confirmed.
8. THAT the granting of a share issue mandate Mgmt Against Against
to the Board of ...(due to space limits,
see proxy material for full proposal).
9. THAT the granting of a share repurchase Mgmt For For
mandate to the Board of ...(due to space
limits, see proxy material for full
proposal).
10. THAT the Company and its underwriters be Mgmt Against Against
and are hereby ...(due to space limits, see
proxy material for full proposal).
11. THAT the Company and its underwriters be Mgmt Against Against
and are hereby ...(due to space limits, see
proxy material for full proposal).
12. THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow ...(due to space
limits, see proxy material for full
proposal).
13. THAT the grant of restricted share units Mgmt For For
("RSUs") with a grant ...(due to space
limits, see proxy material for full
proposal).
14. THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of ...(due to space limits, see
proxy material for full proposal).
15. THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of ...(due to space limits, see
proxy material for full proposal).
16. THAT the Amendment No. 2 to the 2016 Plan Mgmt Against Against
to increase the number ...(due to space
limits, see proxy material for full
proposal).
17. THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the ...(due to space
limits, see proxy material for full
proposal).
18. THAT the adjournment of the Annual Meeting Mgmt Against Against
by the chairman, if ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
BICYCLE THERAPEUTICS PLC Agenda Number: 935643420
--------------------------------------------------------------------------------------------------------------------------
Security: 088786108
Meeting Type: Annual
Meeting Date: 27-Jun-2022
Ticker: BCYC
ISIN: US0887861088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect as a director Pierre Legault, Mgmt For For
who retires in accordance with the Articles
of Association.
2. To re-elect as a director Richard Kender, Mgmt For For
who retires in accordance with the Articles
of Association.
3. To approve, on advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement.
4. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of shareholder advisory
votes on the compensation of the Company's
named executive officers.
5. To approve the amendment of the Bicycle Mgmt Against Against
Therapeutics plc 2020 Equity Incentive Plan
to increase the number of shares available
for issuance under the plan.
6. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, a limited
liability partnership organized under the
laws of England, as our U.S. independent
registered public accounting firm for the
year ending December 31, 2022.
7. To re-appoint PricewaterhouseCoopers LLP, a Mgmt For For
limited liability partnership organized
under the laws of England, as our U.K.
statutory auditors, to hold office until
the conclusion of the next annual general
meeting of shareholders.
8. To authorize the Audit Committee to Mgmt For For
determine our U.K. statutory auditors'
remuneration for the year ending December
31, 2022.
9. To receive and adopt our U.K. statutory Mgmt For For
annual accounts and reports for the year
ended December 31, 2021.
10. To approve the directors' remuneration Mgmt For For
report for the year ended December 31,
2021, which is set forth as Annex A to the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935571782
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A) Election of Director: Peter J. Arduini Mgmt For For
1B) Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1C) Election of Director: Julia A. Haller, M.D. Mgmt For For
1D) Election of Director: Manuel Hidalgo Mgmt For For
Medina, M.D., Ph.D.
1E) Election of Director: Paula A. Price Mgmt For For
1F) Election of Director: Derica W. Rice Mgmt For For
1G) Election of Director: Theodore R. Samuels Mgmt For For
1H) Election of Director: Gerald L. Storch Mgmt For For
1I) Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1J) Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
4. Shareholder Proposal to Lower the Ownership Shr For Against
Threshold for Special Shareholder Meetings
to 10%.
5. Shareholder Proposal on the Adoption of a Shr For Against
Board Policy that the Chairperson of the
Board be an Independent Director.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935633974
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of the Swiss statutory annual Mgmt For For
report, the consolidated financial
statements and the statutory financial
statements of the Company for the year
ended December 31, 2021.
2. The approval of the appropriation of Mgmt For For
financial results.
3. The discharge of the members of the Board Mgmt For For
of Directors and Executive Committee.
4a. Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman
4b. Re-election of Samarth Kulkami, Ph.D. as Mgmt For For
the member to the Board of Director.
4c. Re-election of Ali Behbahani, M.D. as the Mgmt Against Against
member to the Board of Director.
4d. Re-election of Bradley Bolzon, Ph.D. as the Mgmt For For
member to the Board of Director.
4e. Re-election of H. Edward Fleming, Jr. M.D. Mgmt For For
as the member to the Board of Director.
4f. Re-election of Simeon J. George, M.D. as Mgmt For For
the member to the Board of Director.
4g. Re-election of John T. Greene as the member Mgmt For For
to the Board of Director.
4h. Re-election of Katherine A. High, M.D. as Mgmt For For
the member to the Board of Director.
4i. Re-election of Douglas A. Treco, Ph.D. as Mgmt For For
the member to the Board of Director.
4j. Election of Maria Fardis, Ph.D. as the Mgmt For For
member to the Board of Director.
5a. Re-election of the member of the Mgmt Against Against
Compensation Committee: Ali Behbahani, M.D.
5b. Re-election of the member of the Mgmt For For
Compensation Committee: Simeon J. George,
M.D.
5c. Re-election of the member of the Mgmt For For
Compensation Committee: John T. Greene
6a. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Board of Directors from the
2022 Annual General Meeting to the 2023
annual general meeting of shareholders.
6b. Binding vote on equity for members of the Mgmt Against Against
Board of Directors from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
6c. Binding vote on total Mgmt For For
non-performance-related compensation for
members of the Executive Committee from
July 1, 2022 to June 30, 2023.
6d. Binding vote on total variable compensation Mgmt For For
for members of the Executive Committee for
the current year ending December 31, 2022.
6e. Binding vote on equity for members of the Mgmt For For
Executive Committee from the 2022 Annual
General Meeting to the 2023 annual general
meeting of shareholders.
7. Non-binding advisory vote to approve the Mgmt For For
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
8. Non-binding advisory vote on the frequency Mgmt 1 Year Against
of future shareholder advisory votes on the
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
9. The approval of increasing the maximum size Mgmt For For
of the Board of Directors.
10. The approval of an adjustment of the Mgmt Against Against
maximum number of authorized share capital
and extending the date by which the Board
of Directors may increase the share
capital.
11. The approval of an adjustment of the Mgmt For For
conditional share capital for the
conversion of bonds and similar debt
instruments.
12. The approval of an increase in the Mgmt Against Against
conditional share capital for employee
equity plans.
13. The approval of an Amendment to the CRISPR Mgmt Against Against
Therapeutics AG 2018 Stock Option and
Incentive Plan.
14. The re-election of the independent voting Mgmt For For
rights representative.
15. The re-election of the auditors. Mgmt For For
16. The transaction of any other business that Mgmt Against Against
may properly come before the 2022 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
FATE THERAPEUTICS, INC. Agenda Number: 935619518
--------------------------------------------------------------------------------------------------------------------------
Security: 31189P102
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: FATE
ISIN: US31189P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy P. Coughlin Mgmt For For
J. Scott Wolchko Mgmt For For
Dr. Shefali Agarwal Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
4. To approve the Fate Therapeutics, Inc. 2022 Mgmt Against Against
Stock Option and Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GENMAB A S Agenda Number: 935555170
--------------------------------------------------------------------------------------------------------------------------
Security: 372303206
Meeting Type: Annual
Meeting Date: 29-Mar-2022
Ticker: GMAB
ISIN: US3723032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Presentation and adoption of the audited Mgmt For For
Annual Report and discharge of Board of
Directors and Executive Management.
3. Resolution on the distribution of profits Mgmt For For
as recorded in the adopted Annual Report.
4. Advisory vote on the Compensation Report. Mgmt For For
5A. Re-election of Deirdre P. Connelly to the Mgmt For For
Board of Directors.
5B. Re-election of Pernille Erenbjerg to the Mgmt For For
Board of Directors.
5C. Re-election of Rolf Hoffmann to the Board Mgmt For For
of Directors.
5D. Re-election of Dr. Paolo Paoletti to the Mgmt For For
Board of Directors.
5E. Re-election of Dr. Anders Gersel Pedersen Mgmt For For
to the Board of Directors.
6. Re-election of auditor Mgmt For For
PricewaterhouseCoopers Statsautoriseret
Revisionspartnerselskab
7A. Approval of the Board of Directors' Mgmt Against Against
remuneration for 2022.
8. Authorization of the Chair of the General Mgmt For For
Meeting to register resolutions passed by
the General Meeting.
5F. Election of members of the Board of Mgmt For For
Directors: Election of Elizabeth
O'Farrell. Additional director proposal
related to resolution 5. Additional
information can be found at:
https://ir.genmab.com/news-releases/news-
release-details/genmab-announces-nomination
-new-member-companys-board-directors
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935570134
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1B. Election of Director: Jeffrey A. Bluestone, Mgmt For For
Ph.D.
1C. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1D. Election of Director: Kelly A. Kramer Mgmt For For
1E. Election of Director: Kevin E. Lofton Mgmt For For
1F. Election of Director: Harish Manwani Mgmt For For
1G. Election of Director: Daniel P. O'Day Mgmt For For
1H. Election of Director: Javier J. Rodriguez Mgmt For For
1I. Election of Director: Anthony Welters Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To approve the Gilead Sciences, Inc. 2022 Mgmt For For
Equity Incentive Plan.
5. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board adopt a policy
that the Chairperson of the Board of
Directors be an independent director.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting that the Board include one
member from Gilead's non-management
employees.
7. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting a 10% threshold to call a
special stockholder meeting.
8. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting that the Board publish a
third-party review of Gilead's lobbying
activities.
9. To vote on a stockholder proposal, if Shr For Against
properly presented at the meeting,
requesting a Board report on oversight of
risks related to anticompetitive practices.
--------------------------------------------------------------------------------------------------------------------------
IMMUNITYBIO, INC. Agenda Number: 935630310
--------------------------------------------------------------------------------------------------------------------------
Security: 45256X103
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: IBRX
ISIN: US45256X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: Patrick Soon-Shiong,
M.D.
1.2 Election of Director to serve until our Mgmt For For
2023 annual meeting: Richard Adcock
1.3 Election of Director to serve until our Mgmt For For
2023 annual meeting: Barry J. Simon, M.D
1.4 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: Michael D. Blaszyk
1.5 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: John Owen Brennan
1.6 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: Wesley Clark
1.7 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: Cheryl L. Cohen
1.8 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: Linda Maxwell, M.D.
1.9 Election of Director to serve until our Mgmt Withheld Against
2023 annual meeting: Christobel Selecky
2. To approve an amendment to the ImmunityBio, Mgmt Against Against
Inc. 2015 Equity Incentive Plan to increase
the number of shares of the company's
common stock authorized for issuance under
the plan by 19,900,000 shares.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as ImmunityBio's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
IMMUNOCORE HOLDINGS PLC Agenda Number: 935619948
--------------------------------------------------------------------------------------------------------------------------
Security: 45258D105
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: IMCR
ISIN: US45258D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the accounts of the Mgmt For For
Company for the financial year ended 31
December 2021 together with the reports of
the the directors of the Company (the
"Directors") and the auditor thereon (the
"UK Annual Report").
2. To approve the Directors' Remuneration Mgmt For For
Report (other than the Directors'
Remuneration Policy referred to in
Resolution 3 below), as set out in the UK
Annual Report, for the financial year ended
31 December 2021.
3. To approve the Directors' Remuneration Mgmt Against Against
Policy set out on pages 21 to 30 within the
Directors' Remuneration Report contained in
the UK Annual Report, such Directors'
Remuneration Policy to take effect
immediately after the end of the Annual
General Meeting.
4. To re-appoint Travis Coy as a Director of Mgmt For For
the Company, who is retiring in accordance
with article 81.2 of the Company's articles
of association and, being eligible, is
offering himself for re-appointment.
5. To re-appoint Professor Sir Peter J. Mgmt For For
Ratcliffe as a Director of the Company, who
is retiring in accordance with article 81.2
of the Company's articles of association
and, being eligible, is offering himself
for re-appointment.
6. To re-appoint Roy S. Herbst, M.D., Ph.D. as Mgmt For For
a Director of the Company, who is retiring
in accordance with article 81.2 of the
Company's articles of association and,
being eligible, is offering himself for
re-appointment.
7. To re-appoint KPMG LLP as the Company's Mgmt For For
auditor to act as such until the conclusion
of the next annual general meeting of the
Company at which the requirements of
section 437 of the Companies Act 2006 are
complied with.
8. To authorise the Directors to determine the Mgmt For For
auditor's remuneration.
9. To authorise the Company and all of its Mgmt For For
subsidiaries at any time during the period
for which this resolution has effect to:
(a) make political donations to political
parties and/or independent election
candidates not exceeding GBP 50,000 in
total (b) make political donations to
political organisations other than
political parties not exceeding GBP 50,000
in total (c) incur political expenditure
not exceeding GBP 50,000 in total, in each
case during the period beginning with the
date of the Annual ...(due to space limits,
see proxy material for full proposal).
10. To approve the form of share repurchase Mgmt For For
contract (the "Share Repurchase Contract"),
a copy of which is appended to this
document, for the purchase by the Company
of its deferred shares of GBP 0.0001 each,
and the Company be and is hereby authorised
to enter into the Share Repurchase Contract
(such authority to expire on 12 May 2027).
--------------------------------------------------------------------------------------------------------------------------
INHIBRX, INC. Agenda Number: 935603971
--------------------------------------------------------------------------------------------------------------------------
Security: 45720L107
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: INBX
ISIN: US45720L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Withheld Against
until 2025 Annual Meeting of Stockholders:
Douglas G. Forsyth
1.2 Election of Class II Director to serve Mgmt Withheld Against
until 2025 Annual Meeting of Stockholders:
Kimberly Manhard
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INSTIL BIO, INC. Agenda Number: 935588458
--------------------------------------------------------------------------------------------------------------------------
Security: 45783C101
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: TIL
ISIN: US45783C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt Withheld Against
until the 2025 annual meeting: Bronson
Crouch
1B. Election of Class I Director to hold office Mgmt Withheld Against
until the 2025 annual meeting: Jack B.
Nielsen
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
IOVANCE BIOTHERAPEUTICS, INC. Agenda Number: 935634584
--------------------------------------------------------------------------------------------------------------------------
Security: 462260100
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: IOVA
ISIN: US4622601007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Iain Dukes, D. Phil. Mgmt Withheld Against
Athena Countouriotis MD Mgmt For For
Ryan Maynard Mgmt For For
Merrill A. McPeak Mgmt For For
Wayne P. Rothbaum Mgmt For For
Michael Weiser, MD PhD Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
4. To approve an amendment to our 2018 Equity Mgmt For For
Incentive Plan (the "2018 Plan") to
increase the number of shares of the
Company's common stock authorized for
issuance thereunder from 14,000,000 shares
to 20,700,000 shares.
--------------------------------------------------------------------------------------------------------------------------
ITEOS THERAPEUTICS, INC. Agenda Number: 935630447
--------------------------------------------------------------------------------------------------------------------------
Security: 46565G104
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ITOS
ISIN: US46565G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Withheld Against
until the 2025 Annual Meeting: Aaron Davis
1.2 Election of Class II Director to serve Mgmt Withheld Against
until the 2025 Annual Meeting: Ann D.
Rhoads
1.3 Election of Class II Director to serve Mgmt Withheld Against
until the 2025 Annual Meeting: Matthew
Roden, Ph.D.
1.4 Election of Class II Director to serve Mgmt Withheld Against
until the 2025 Annual Meeting: Tony Ho,
M.D.
2. Approval of Amended and Restated 2020 Stock Mgmt Against Against
Option and Incentive Plan
3. Ratification of the selection of Deloitte Mgmt For For
Bedrijfsrevisoren / Reviseurs d'Entreprises
BV/SRL as the Company's independent
registered public accounting firm
--------------------------------------------------------------------------------------------------------------------------
MACROGENICS, INC. Agenda Number: 935587038
--------------------------------------------------------------------------------------------------------------------------
Security: 556099109
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: MGNX
ISIN: US5560991094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting: Karen
Ferrante, M.D.
1.2 Election of Class III Director to hold Mgmt Withheld Against
office until the 2025 Annual Meeting:
Edward Hurwitz
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
proxy materials.
4. To approve, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935591570
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1B. Election of Director: Mary Ellen Coe Mgmt For For
1C. Election of Director: Pamela J. Craig Mgmt For For
1D. Election of Director: Robert M. Davis Mgmt For For
1E. Election of Director: Kenneth C. Frazier Mgmt For For
1F. Election of Director: Thomas H. Glocer Mgmt For For
1G. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey, M.D.
1H. Election of Director: Stephen L. Mayo, Mgmt For For
Ph.D.
1I. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1J. Election of Director: Patricia F. Russo Mgmt For For
1K. Election of Director: Christine E. Seidman, Mgmt For For
M.D.
1L. Election of Director: Inge G. Thulin Mgmt For For
1M. Election of Director: Kathy J. Warden Mgmt For For
1N. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2022.
4. Shareholder proposal regarding an Shr Against For
independent board chairman.
5. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
6. Shareholder proposal regarding lobbying Shr Against For
expenditure disclosure.
--------------------------------------------------------------------------------------------------------------------------
MERUS N.V. Agenda Number: 935647480
--------------------------------------------------------------------------------------------------------------------------
Security: N5749R100
Meeting Type: Annual
Meeting Date: 31-May-2022
Ticker: MRUS
ISIN: NL0011606264
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of Merus N.V.'s Dutch statutory Mgmt For For
annual accounts in the English language for
the financial year 2021.
2. Appointment of KPMG Accountants N.V. as Mgmt For For
Merus N.V.'s external auditor for the
financial year 2022 for purposes of Dutch
law.
3. Release of each member of Merus N.V.'s Mgmt For For
board of directors from liability for the
exercise of their duties.
4. Re-appointment of Len Kanavy as Mgmt For For
non-executive director.
5. Granting authorization to Merus N.V.'s Mgmt For For
board of directors to acquire shares (or
depository receipts for such shares) in
Merus N.V.'s capital.
6. Approval of the amendment of the Mgmt Against Against
Non-Executive Director Compensation Program
("NED Program") to (i) increase the value
of option awards granted under the NED
Program to more closely align with the 50th
percentile of Merus N.V.'s U.S. peer group,
and (ii) increase the amount by which the
grant date fair value of option awards
granted under the NED Program increases
annually from 3% to up to 5%. The number of
shares subject to such awards will continue
to be determined in accordance with the NED
Program.
7. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation of Merus N.V.'s
named executive officers.
8. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of Merus N.V.'s
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
NEKTAR THERAPEUTICS Agenda Number: 935626169
--------------------------------------------------------------------------------------------------------------------------
Security: 640268108
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: NKTR
ISIN: US6402681083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diana M. Brainard Mgmt For For
1b. Election of Director: R. Scott Greer Mgmt For For
2. To approve an amendment to our Amended and Mgmt For For
Restated 2017 Performance Incentive Plan to
increase the aggregate number of shares of
common stock authorized for issuance under
the plan by 5,000,000 shares.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. To approve a non-binding advisory Mgmt For For
resolution regarding our executive
compensation (a "say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935620383
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 10-Jun-2022
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bonnie L. Bassler, Mgmt For For
Ph.D.
1b. Election of Director: Michael S. Brown, Mgmt For For
M.D.
1c. Election of Director: Leonard S. Schleifer, Mgmt For For
M.D., Ph.D.
1d. Election of Director: George D. Mgmt For For
Yancopoulos, M.D., Ph.D.
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
REPLIMUNE GROUP INC Agenda Number: 935476590
--------------------------------------------------------------------------------------------------------------------------
Security: 76029N106
Meeting Type: Annual
Meeting Date: 08-Sep-2021
Ticker: REPL
ISIN: US76029N1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Coffin, Ph.D. Mgmt Withheld Against
Hyam Levitsky, M.D. Mgmt Withheld Against
Dieter Weinand Mgmt Withheld Against
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Replimune Group, Inc. for the
fiscal year ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
RUBIUS THERAPEUTICS, INC. Agenda Number: 935575336
--------------------------------------------------------------------------------------------------------------------------
Security: 78116T103
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: RUBY
ISIN: US78116T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David R. Epstein Mgmt Withheld Against
Natalie Holles Mgmt Withheld Against
Anne Prener, M.D.,Ph.D. Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Rubius
Therapeutics, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers for the year ended
December 31, 2021 (say-on-pay vote).
4. To consider and act upon a non-binding, Mgmt 1 Year For
advisory vote on the frequency of future
advisory votes to approve the compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TRILLIUM THERAPEUTICS INC. Agenda Number: 935501723
--------------------------------------------------------------------------------------------------------------------------
Security: 89620X506
Meeting Type: Special
Meeting Date: 26-Oct-2021
Ticker: TRIL
ISIN: CA89620X5064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if deemed advisable, pass, Mgmt For For
with or without variation, a special
resolution, the full text of which is set
forth in Appendix B to the accompanying
Management Information Circular and Proxy
Statement of Trillium dated September 27,
2021 (the "Information Circular"),
approving a statutory arrangement (the
"Arrangement") under Division 5 of Part 9
of the Business Corporations Act (British
Columbia) involving Trillium, all as more
particularly described in the Information
Circular.
2 To consider and, if deemed advisable, pass Mgmt For For
an advisory (non- binding) resolution on
specified compensation that may become
payable to the named executive officers of
Trillium in connection with the
Arrangement, all as more particularly
described in the Information Circular.
--------------------------------------------------------------------------------------------------------------------------
XENCOR, INC. Agenda Number: 935633847
--------------------------------------------------------------------------------------------------------------------------
Security: 98401F105
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: XNCR
ISIN: US98401F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bassil I. Dahiyat, Mgmt For For
Ph.D.
1.2 Election of Director: Ellen G. Feigal, M.D. Mgmt For For
1.3 Election of Director: Kevin C. Gorman, Ph. Mgmt For For
D.
1.4 Election of Director: Kurt A. Gustafson Mgmt For For
1.5 Election of Director: Yujiro S. Hata Mgmt For For
1.6 Election of Director: A. Bruce Montgomery, Mgmt For For
M.D.
1.7 Election of Director: Richard J. Ranieri Mgmt For For
1.8 Election of Director: Dagmar Rosa-Bjorkeson Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of RSM
US LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2022.
3. To hold a non-binding advisory vote on the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
Loncar China BioPharma ETF
--------------------------------------------------------------------------------------------------------------------------
3SBIO INC Agenda Number: 714990125
--------------------------------------------------------------------------------------------------------------------------
Security: G8875G102
Meeting Type: EGM
Meeting Date: 10-Jan-2022
Ticker:
ISIN: KYG8875G1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1221/2021122100624.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1221/2021122100653.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 THAT SUBJECT TO THE PASSING OF ORDINARY Mgmt For For
RESOLUTION NUMBERED 2 HEREIN: (A) THE SHARE
BUY-BACK AGREEMENT DATED 12 DECEMBER 2021
ENTERED INTO BETWEEN CS SUNSHINE AND THE
COMPANY IN RELATION TO THE PROPOSED SHARE
BUY-BACK OF 85,760,087 SHARES OF USD
0.00001 EACH IN THE ISSUED SHARE CAPITAL OF
THE COMPANY BY THE COMPANY FROM CS SUNSHINE
AT THE PROPOSED TOTAL CONSIDERATION OF HKD
581,453,389.86 BE AND IS HEREBY CONFIRMED,
APPROVED AND RATIFIED; (B) THE PROPOSED
SHARE BUY-BACK AND THE TRANSACTIONS
CONTEMPLATED UNDER THE SHARE BUY-BACK
AGREEMENT BE AND ARE HEREBY APPROVED; AND
(C) ANY ONE OR MORE OF THE DIRECTORS (OR
ANY PERSON DULY AUTHORISED BY THEM) BE AND
ARE HEREBY AUTHORISED TO TAKE ALL SUCH
STEPS TO IMPLEMENT AND GIVE EFFECT TO THE
TRANSACTIONS MENTIONED IN PARAGRAPHS (A)
AND (B) ABOVE (INCLUDING BUT NOT LIMITED TO
THE EXECUTION OF ALL DOCUMENTS OR DEEDS AS
THEY MAY CONSIDER NECESSARY OR APPROPRIATE
IN RELATION THERETO AND THE MAKING OF ANY
CHANGES, MODIFICATIONS, AMENDMENTS,
WAIVERS, VARIATIONS OR EXTENSIONS OF SUCH
TERMS AND CONDITIONS AS THEY THINK FIT)
2 THAT SUBJECT TO THE PASSING OF SPECIAL Mgmt Against Against
RESOLUTION NUMBERED 1 HEREIN: (A) THE SALE
AND PURCHASE AGREEMENT DATED 12 DECEMBER
2021 ENTERED INTO BETWEEN CS SUNSHINE AND
MIGHTY DECADE IN RELATION TO THE PROPOSED
TRUST'S ACQUISITION OF 40,357,688 SHARES OF
USD 0.00001 EACH IN THE ISSUED SHARE
CAPITAL OF THE COMPANY BY MIGHTY DECADE
FROM CS SUNSHINE AT THE PROPOSED TOTAL
CONSIDERATION OF HKD 273,625,124.64 BE AND
IS HEREBY CONFIRMED, APPROVED AND RATIFIED;
(B) THE PROPOSED TRUST'S ACQUISITION AND
THE TRANSACTIONS CONTEMPLATED UNDER THE
SALE AND PURCHASE AGREEMENT BE AND ARE
HEREBY APPROVED; AND (C) ANY ONE OR MORE OF
THE DIRECTORS (OR ANY PERSON DULY
AUTHORISED BY THEM) BE AND ARE HEREBY
AUTHORISED TO TAKE ALL SUCH STEPS TO
IMPLEMENT AND GIVE EFFECT TO THE
TRANSACTIONS MENTIONED IN PARAGRAPHS (A)
AND (B) ABOVE (INCLUDING BUT NOT LIMITED TO
THE EXECUTION OF ALL DOCUMENTS OR DEEDS AS
THEY MAY CONSIDER NECESSARY OR APPROPRIATE
IN RELATION THERETO AND THE MAKING OF ANY
CHANGES, MODIFICATIONS, AMENDMENTS,
WAIVERS, VARIATIONS OR EXTENSIONS OF SUCH
TERMS AND CONDITIONS AS THEY THINK FIT)
--------------------------------------------------------------------------------------------------------------------------
3SBIO INC Agenda Number: 715673768
--------------------------------------------------------------------------------------------------------------------------
Security: G8875G102
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: KYG8875G1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0520/2022052000461.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0520/2022052000493.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
AND THE REPORTS OF THE DIRECTORS AND
AUDITORS THEREON
2.A TO RE-ELECT MS. SU DONGMEI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. HUANG BIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. NG, JOO YEOW GERRY AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.D TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
3 TO DECLARE A FINAL DIVIDEND OF HKD20 CENTS Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2021
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
THEIR REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2022
5.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
5.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS OF THE COMPANY TO ALLOT,
ISSUE AND DEAL WITH NEW SHARES OF THE
COMPANY BY THE AGGREGATE NUMBER OF SHARES
REPURCHASED BY THE COMPANY
6 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION OF
THE COMPANY AND TO ADOPT THE SECOND AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
AKESO, INC. Agenda Number: 715727371
--------------------------------------------------------------------------------------------------------------------------
Security: G0146B103
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: KYG0146B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0601/2022060103092.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0601/2022060103096.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2021
2.AI TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: MR. XIA YU (PH.D.),
EXECUTIVE DIRECTOR OF THE COMPANY
2.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. ZHOU YI, NON-EXECUTIVE
DIRECTOR OF THE COMPANY
2AIII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt For For
OF THE COMPANY: DR. ZENG JUNWEN,
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 4(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY REPURCHASED UNDER
ORDINARY RESOLUTION NO. 4(B)
5 TO APPROVE AND ADOPT THE SHARE OPTION Mgmt Against Against
SCHEME AND TO AUTHORISE THE DIRECTORS OF
THE COMPANY TO GRANT OPTIONS AND TO ALLOT,
ISSUE AND DEAL IN THE SHARES OF THE COMPANY
PURSUANT TO THE EXERCISE OF ANY OPTION
GRANTED THEREUNDER
CMMT 02 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ALPHAMAB ONCOLOGY Agenda Number: 715635213
--------------------------------------------------------------------------------------------------------------------------
Security: G0330A101
Meeting Type: AGM
Meeting Date: 10-Jun-2022
Ticker:
ISIN: KYG0330A1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051001138.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051001154.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF DIRECTORS OF THE
COMPANY (THE DIRECTORS) AND THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2021
2 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
3 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES OF THE
COMPANY BY ADDING THERETO THE SHARES TO BE
BOUGHT BACK BY THE COMPANY
5.I TO RE-ELECT DR. XU TING AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
5.II TO RE-ELECT MR. XU ZHAN KEVIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5.III TO RE-ELECT MR. QIU YU MIN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5.IV TO RE-ELECT DR. GUO ZIJIAN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE REMUNERATION
OF THE DIRECTORS
7 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS OF THE COMPANY AND
AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
ANTENGENE CORPORATION LIMITED Agenda Number: 715521212
--------------------------------------------------------------------------------------------------------------------------
Security: G03957100
Meeting Type: AGM
Meeting Date: 01-Jun-2022
Ticker:
ISIN: KYG039571008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042101928.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO APPROVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTORS) AND AUDITOR OF THE COMPANY
FOR THE YEAR ENDED DECEMBER 31, 2021
2.I TO RE-ELECT MR. JOHN F. CHIN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.II TO RE-ELECT DR. KEVIN PATRICK LYNCH AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.III TO RE-ELECT MR. DONALD ANDREW LUNG AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.IV TO RE-ELECT MR. YILUN LIU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.V TO AUTHORIZE THE BOARD (THE BOARD) OF Mgmt For For
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND TO AUTHORIZE THE BOARD TO
FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
CMMT 25 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ASCENTAGE PHARMA GROUP INTERNATIONAL Agenda Number: 714613002
--------------------------------------------------------------------------------------------------------------------------
Security: G0519B102
Meeting Type: EGM
Meeting Date: 20-Sep-2021
Ticker:
ISIN: KYG0519B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0831/2021083100268.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0831/2021083100290.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF RSUS TO THE CONNECTED SELECTED PERSONS
2 TO GRANT A SPECIFIC MANDATE TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT AND ISSUE
THE UNDERLYING SHARES OF THE RSUS PROPOSED
TO BE GRANTED TO THE CONNECTED SELECTED
PERSONS, BEING 92,690 SHARES IN AGGREGATE
3.A TO AUTHORIZE THE DIRECTORS OF THE COMPANY Mgmt For For
TO CREATE AND ISSUE THE WARRANTS TO
INNOVENT
3.B TO GRANT A SPECIFIC MANDATE TO THE Mgmt For For
DIRECTORS OF THE COMPANY TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT AND ISSUE
THE WARRANT SHARES INCLUDING THE ADJUSTMENT
THEREOF, UPON EXERCISE OF THE SUBSCRIPTION
RIGHTS ATTACHED TO THE WARRANTS
3.C ANY ONE OR MORE OF THE DIRECTORS OF THE Mgmt For For
COMPANY BE AND ARE HEREBY AUTHORIZED TO DO
ALL SUCH ACTS AND THINGS, TO SIGN AND
EXECUTE SUCH DOCUMENTS OR AGREEMENTS OR
DEED ON BEHALF OF THE COMPANY AND TO DO
SUCH OTHER THINGS AND TO TAKE ALL SUCH
ACTIONS AS HE/SHE CONSIDERS OR THEY
CONSIDER NECESSARY, APPROPRIATE, DESIRABLE
OR EXPEDIENT FOR THE PURPOSES OF GIVING
EFFECT TO OR IN CONNECTION WITH THE WARRANT
SUBSCRIPTION DEED AND ALL THE TRANSACTIONS
IN RELATION TO THE CREATION AND ISSUE OF
THE WARRANTS AND THE ALLOTMENT AND ISSUE OF
THE WARRANT SHARES AND TO AGREE TO SUCH
VARIATION, AMENDMENTS OR WAIVER OR MATTERS
RELATING THERETO (EXCLUDING ANY VARIATION,
AMENDMENTS OR WAIVER OF SUCH DOCUMENTS OR
ANY TERMS THEREOF, WHICH ARE FUNDAMENTALLY
AND MATERIALLY DIFFERENT FROM THOSE AS
PROVIDED FOR IN THE WARRANT SUBSCRIPTION
DEED AND WHICH SHALL BE SUBJECT TO APPROVAL
OF THE SHAREHOLDERS OF THE COMPANY) AS ARE,
IN THE OPINION OF ANY ONE OR MORE OF THE
DIRECTORS OF THE COMPANY, IN THE INTEREST
OF THE COMPANY AND ITS SHAREHOLDERS AS A
WHOLE
--------------------------------------------------------------------------------------------------------------------------
ASCENTAGE PHARMA GROUP INTERNATIONAL Agenda Number: 715455742
--------------------------------------------------------------------------------------------------------------------------
Security: G0519B102
Meeting Type: AGM
Meeting Date: 19-May-2022
Ticker:
ISIN: KYG0519B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0413/2022041301398.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0413/2022041301388.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITOR FOR THE YEAR ENDED
2A TO RE-ELECT MR. YE CHANGQING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2B TO RE-ELECT DR. YIN ZHENG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2C TO RE-ELECT MR. REN WEI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3 TO AUTHORIZE THE BOARD TO FIX THE DIRECTORS Mgmt For For
REMUNERATION
4 TO RE-APPOINT ERNST &YOUNG AS AUDITOR Mgmt For For
OF THE COMPANY, TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY, AND TO AUTHORIZE
THE BOARD TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF
THE COMPANY WITH AN AGGREGATE NUMBER OF NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING OF THE RELEVANT RESOLUTION AT THE
AGM
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANYS SHARES WITH A
TOTAL NUMBER OF NOT MORE THAN 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING OF THE
RELEVANT RESOLUTION AT THE AGM
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS UNDER RESOLUTION 5 BY AN
AMOUNT REPRESENTING THE AGGREGATE NUMBER OF
THE COMPANYS SHARES REPURCHASED BY THE
COMPANY UNDER RESOLUTION 6, PROVIDED THAT
SUCH AMOUNT SHALL NOT EXCEED 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING OF THE
RELEVANT RESOLUTION AT THE AGM
8 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY AND TO ADOPT A
NEW AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ASCLETIS PHARMA INC. Agenda Number: 715686056
--------------------------------------------------------------------------------------------------------------------------
Security: G0520K109
Meeting Type: AGM
Meeting Date: 16-Jun-2022
Ticker:
ISIN: KYG0520K1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0524/2022052400237.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0524/2022052400265.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 31 DECEMBER 2021
2.I TO RE-ELECT MRS. JUDY HEJINGDAO WU AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.II TO RE-ELECT MS. LIN HUA AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.III TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
7 TO APPROVE THE ADOPTION OF THE SECOND Mgmt For For
AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION INCORPORATED WITH
THE PROPOSED AMENDMENTS AS SET OUT IN THE
APPENDIX III OF THE CIRCULAR; AND AUTHORISE
ANY ONE DIRECTOR TO DO ALL SUCH ACTS AND
THINGS AND EXECUTE ALL SUCH DOCUMENTS FOR
AND ON BEHALF OF THE COMPANY AS THEY MAY
CONSIDER NECESSARY, DESIRABLE OR
APPROPRIATE IN CONNECTION WITH THE SPECIAL
RESOLUTION NO. 7
--------------------------------------------------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 715457354
--------------------------------------------------------------------------------------------------------------------------
Security: Y0370S111
Meeting Type: EGM
Meeting Date: 05-May-2022
Ticker:
ISIN: CNE100004Z06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0412/2022041201162.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0412/2022041201166.pdf
1 PROPOSED INVESTMENT PROJECT UNDER THE Mgmt For For
INVESTMENT AGREEMENT ENTERED WITH SHANGHAI
INDUSTRY COMPREHENSIVE DEVELOPMENT ZONE
CO., LTD
2 PROPOSED CAPITAL CONTRIBUTIONS AND DEEMED Mgmt For For
DISPOSAL OF EQUITY INTEREST IN ASYMCHEM
BIOTECHNOLOGY DEVELOPMENT
--------------------------------------------------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 715635237
--------------------------------------------------------------------------------------------------------------------------
Security: Y0370S111
Meeting Type: AGM
Meeting Date: 09-Jun-2022
Ticker:
ISIN: CNE100004Z06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051001256.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051001304.pdf
1 THE 2021 ANNUAL REPORT AND SUMMARY AND 2021 Mgmt For For
ANNUAL RESULTS
2 THE WORK REPORT OF THE BOARD FOR THE YEAR Mgmt For For
2021
3 THE WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE FOR THE YEAR 2021
4 THE FINANCIAL STATEMENTS FOR THE YEAR 2021 Mgmt For For
5 THE PROPOSED RE-APPOINTMENT OF DOMESTIC Mgmt For For
AUDITOR FOR THE YEAR 2022
6 THE PROPOSED RE-APPOINTMENT OF Mgmt For For
INTERNATIONAL AUDITOR FOR THE YEAR 2022
7 THE DIRECTORS, SUPERVISORS AND SENIOR Mgmt For For
MANAGEMENT'S REMUNERATION FOR THE YEAR 2021
AND PROPOSED REMUNERATION FOR THE YEAR 2022
8 THE SPECIAL REPORT ON THE DEPOSIT AND USE Mgmt For For
OF PROCEEDS IN 2021
9 THE PROPOSED FOREIGN EXCHANGE DERIVATIVES Mgmt For For
BUSINESS
10 THE PROPOSED EMOLUMENT ADJUSTMENT OF Mgmt For For
INDEPENDENT NON EXECUTIVE DIRECTORS
11 THE PROPOSED GRANTING OF GENERAL MANDATE TO Mgmt Against Against
ISSUE A SHARES AND/OR H SHARES
12 THE PROPOSED 2021 PROFIT DISTRIBUTION PLAN Mgmt For For
13 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For
PART OF RESTRICTED A SHARES GRANTED UNDER
THE 2020 RESTRICTED A SHARE INCENTIVE
SCHEME
14 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For
PART OF RESTRICTED A SHARES GRANTED UNDER
THE 2021 RESTRICTED A SHARE INCENTIVE
SCHEME
15 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ASYMCHEM LABORATORIES (TIANJIN) CO LTD Agenda Number: 715638346
--------------------------------------------------------------------------------------------------------------------------
Security: Y0370S111
Meeting Type: CLS
Meeting Date: 09-Jun-2022
Ticker:
ISIN: CNE100004Z06
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051001290.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051001316.pdf
1 THE PROPOSED 2021 PROFIT DISTRIBUTION PLAN Mgmt For For
2 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For
PART OF RESTRICTED A SHARES GRANTED UNDER
THE 2020 RESTRICTED A SHARE INCENTIVE
SCHEME
3 THE PROPOSED REPURCHASE AND CANCELLATION OF Mgmt For For
PART OF RESTRICTED A SHARES GRANTED UNDER
THE 2021 RESTRICTED A SHARE INCENTIVE
SCHEME
4 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935648646
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT Anthony C. Hooper be and is hereby Mgmt For For
re-elected to serve as a Class III director
of the Company until the 2025 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
2. THAT Ranjeev Krishana be and is hereby Mgmt For For
re-elected to serve as a Class III director
of the Company until the 2025 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
3. THAT Xiaodong Wang be and is hereby Mgmt For For
re-elected to serve as a Class III director
of the Company until the 2025 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
4. THAT Qingqing Yi be and is hereby Mgmt For For
re-elected to serve as a Class III director
until the 2025 annual general meeting of
shareholders and until his successor is
duly elected and qualified, subject to his
earlier resignation or removal.
5. THAT Margaret Dugan be and is hereby Mgmt For For
re-elected to serve as a Class I director
until the 2023 annual general meeting of
shareholders and until her successor is
duly elected and qualified, subject to her
earlier resignation or removal.
6. THAT Alessandro Riva be and is hereby Mgmt For For
re-elected to serve as a Class I director
until the 2023 annual general meeting of
shareholders and until his successor is
duly elected and qualified, subject to his
earlier resignation or removal.
7. THAT the selection of Ernst & Young LLP, Mgmt For For
Ernst & Young Hua Ming LLP and Ernst &
Young as the Company's reporting accounting
firms for the fiscal year ending December
31, 2022 be and is hereby approved,
ratified and confirmed.
8. THAT the granting of a share issue mandate Mgmt Against Against
to the Board of ...(due to space limits,
see proxy material for full proposal).
9. THAT the granting of a share repurchase Mgmt For For
mandate to the Board of ...(due to space
limits, see proxy material for full
proposal).
10. THAT the Company and its underwriters be Mgmt Against Against
and are hereby ...(due to space limits, see
proxy material for full proposal).
11. THAT the Company and its underwriters be Mgmt Against Against
and are hereby ...(due to space limits, see
proxy material for full proposal).
12. THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow ...(due to space
limits, see proxy material for full
proposal).
13. THAT the grant of restricted share units Mgmt For For
("RSUs") with a grant ...(due to space
limits, see proxy material for full
proposal).
14. THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of ...(due to space limits, see
proxy material for full proposal).
15. THAT the grant of RSUs with a grant date Mgmt Against Against
fair value of ...(due to space limits, see
proxy material for full proposal).
16. THAT the Amendment No. 2 to the 2016 Plan Mgmt Against Against
to increase the number ...(due to space
limits, see proxy material for full
proposal).
17. THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the ...(due to space
limits, see proxy material for full
proposal).
18. THAT the adjournment of the Annual Meeting Mgmt Against Against
by the chairman, if ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
BRII BIOSCIENCES LIMITED Agenda Number: 715680028
--------------------------------------------------------------------------------------------------------------------------
Security: G1645A109
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: KYG1645A1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0520/2022052000057.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0520/2022052000055.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES, THE REPORT OF
THE DIRECTORS OF THE COMPANY (THE
DIRECTORS, COLLECTIVELY KNOWN AS THE BOARD)
AND THE REPORT OF THE AUDITOR OF THE
COMPANY (THE AUDITOR) FOR THE YEAR ENDED
DECEMBER 31, 2021
2.A TO RE-ELECT DR. ZHI HONG AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT MR. YONGQING LUO AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. ROBERT TAYLOR NELSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT DR. AXEL BOUCHON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.E TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE AUDITOR TO HOLD OFFICE UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY AND
TO AUTHORISE THE BOARD TO FIX ITS
REMUNERATION
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES IN THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THE
RELEVANT RESOLUTION
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THE RELEVANT RESOLUTION
4.C TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
ORDINARY RESOLUTIONS NO. 4(A) AND 4(B)
BEING DULY PASSED, THE AUTHORITY GIVEN TO
THE DIRECTORS PURSUANT TO ORDINARY
RESOLUTION NO. 4(A) TO ISSUE ADDITIONAL
SHARES OF THE COMPANY BY ADDING THE NUMBER
OF SHARES OF THE COMPANY BOUGHT BACK UNDER
ORDINARY RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
BRII BIOSCIENCES LIMITED Agenda Number: 715314477
--------------------------------------------------------------------------------------------------------------------------
Security: G1645A109
Meeting Type: EGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: KYG1645A1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0328/2022032800522.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0328/2022032800566.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE, CONFIRM AND RATIFY THE Mgmt Against Against
CONDITIONAL GRANT OF 911,000 RSUS TO DR.
ZHI HONG IN ACCORDANCE WITH THE TERMS OF
THE POST-IPO SHARE AWARD SCHEME
2 TO APPROVE, CONFIRM AND RATIFY THE Mgmt Against Against
CONDITIONAL GRANT OF 607,000 RSUS TO MR.
YONGQING LUO IN ACCORDANCE WITH THE TERMS
OF THE POST-IPO SHARE AWARD SCHEME
--------------------------------------------------------------------------------------------------------------------------
BURNING ROCK BIOTECH LIMITED Agenda Number: 935529947
--------------------------------------------------------------------------------------------------------------------------
Security: 12233L107
Meeting Type: Annual
Meeting Date: 28-Dec-2021
Ticker: BNR
ISIN: US12233L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. That the appointment of Ernst & Young Hua Mgmt For
Ming LLP as auditor of the Company for the
fiscal year ending December 31, 2021 be
ratified and that directors of the Company
be authorized to determine the remuneration
of the auditor.
2. That Yusheng Han, Gang Lu and Shaokun Chuai Mgmt Against
be re-elected as directors of the Company.
3. That the 2021 Long-term Equity Incentive Mgmt Against Against
Plan and the grants of options thereunder
be and is hereby approved and confirmed,
and where necessary ratified.
4. That each of the directors of the Company Mgmt Against
be authorized to take any and all action
that might be necessary to effect the
foregoing resolutions as such director, in
his or her absolute discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 714476620
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: EGM
Meeting Date: 30-Jul-2021
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0714/2021071400428.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0714/2021071400404.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADJUSTMENT OF BUSINESS SCOPE AND PROPOSED
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY AS SET OUT IN THE CIRCULAR
OF THE COMPANY DATED JULY 15, 2021
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 714588944
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: EGM
Meeting Date: 10-Sep-2021
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0825/2021082500843.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0825/2021082500873.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE 2021 RESTRICTED SHARE
INCENTIVE SCHEME OF THE COMPANY AND A
SPECIFIC MANDATE TO ALLOT AND ISSUE
RESTRICTED SHARES TO THE PARTICIPANTS UNDER
THE SCHEME
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE MANAGEMENT MEASURES FOR
ASSESSMENT FOR THE IMPLEMENTATION OF THE
2021 RESTRICTED SHARE INCENTIVE SCHEME
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AUTHORIZATION TO THE BOARD OF DIRECTORS OF
THE COMPANY TO DEAL WITH MATTERS RELATING
TO THE 2021 RESTRICTED SHARE INCENTIVE
SCHEME
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 714588956
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: CLS
Meeting Date: 10-Sep-2021
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0825/2021082500853.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0825/2021082500885.pdf
CMMT 26 AUG 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE 2021 RESTRICTED SHARE
INCENTIVE SCHEME OF THE COMPANY AND A
SPECIFIC MANDATE TO ALLOT AND ISSUE
RESTRICTED SHARES TO THE PARTICIPANTS UNDER
THE SCHEME
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE MANAGEMENT MEASURES FOR
ASSESSMENT FOR THE IMPLEMENTATION OF THE
2021 RESTRICTED SHARE INCENTIVE SCHEME
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AUTHORIZATION TO THE BOARD OF DIRECTORS OF
THE COMPANY TO DEAL WITH MATTERS RELATING
TO THE 2021 RESTRICTED SHARE INCENTIVE
SCHEME
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 714674997
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: EGM
Meeting Date: 11-Oct-2021
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0921/2021092100435.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0921/2021092100377.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
APPOINTMENT OF MS. JING WANG AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSED USE OF Mgmt For For
PART OF THE OVER-RAISED PROCEEDS TO
PERMANENTLY SUPPLEMENT WORKING CAPITAL
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 715702507
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0527/2022052700440.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0527/2022052700552.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR OF 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR OF 2021
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR OF 2021 AND ITS ABSTRACT
4 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
ACCOUNTS REPORT AND FINANCIAL AUDIT REPORT
OF THE COMPANY AND ITS SUBSIDIARIES FOR THE
YEAR OF 2021
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR OF 2021
6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF DELOITTE TOUCHE TOHMATSU CERTIFIED
PUBLIC ACCOUNTANTS LLP AS THE DOMESTIC
AUDITOR AND INTERNAL CONTROL AUDIT AGENCY
AND THE RE-APPOINTMENT OF DELOITTE TOUCHE
TOHMATSU AS THE INTERNATIONAL AUDITOR OF
THE COMPANY FOR THE YEAR OF 2022
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE AND/OR RENEWAL OF BANK CREDIT LINE
FOR THE YEAR OF 2022
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
FOREIGN EXCHANGE HEDGING LIMIT
9.1 THE PROPOSED AMENDMENTS TO THE MANAGEMENT Mgmt For For
POLICY FOR RAISED FUNDS
9.2 THE PROPOSED AMENDMENTS TO THE Mgmt For For
ADMINISTRATIVE POLICIES FOR EXTERNAL
GUARANTEES; AND
9.3 THE PROPOSED AMENDMENTS TO THE TERMS OF Mgmt For For
REFERENCE FOR THE INDEPENDENT NON-
EXECUTIVE DIRECTORS
10 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF A GENERAL MANDATE TO THE BOARD TO ISSUE
H SHARES AND/OR A SHARES
11.A TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF A GENERAL MANDATE TO THE BOARD TO
REPURCHASE H SHARES
11.B TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF A GENERAL MANDATE TO THE BOARD TO
REPURCHASE A SHARES
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AUTHORIZATION FOR ISSUE OF ONSHORE AND
OFFSHORE DEBT FINANCING INSTRUMENTS
13.1 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt Against Against
ASSOCIATIONS OF THE COMPANY
13.2 THE PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES FOR THE MEETING OF SHAREHOLDERS;
AND
13.3 THE PROPOSED AMENDMENTS TO THE RULES OF Mgmt For For
PROCEDURES FOR THE BOARD OF DIRECTORS
14 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF A GENERAL MANDATE TO THE BOARD TO ISSUE
A SHARES TO SPECIFIC TARGETS UNDER
SIMPLIFIED PROCEDURE
--------------------------------------------------------------------------------------------------------------------------
CANSINO BIOLOGICS INC. Agenda Number: 715704335
--------------------------------------------------------------------------------------------------------------------------
Security: Y1099N102
Meeting Type: CLS
Meeting Date: 29-Jun-2022
Ticker:
ISIN: CNE100003F01
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0527/2022052700595.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0527/2022052700486.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF A GENERAL MANDATE TO THE BOARD TO
REPURCHASE H SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF A GENERAL MANDATE TO THE BOARD TO
REPURCHASE A SHARES
3 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF A GENERAL MANDATE TO THE BOARD TO ISSUE
A SHARES TO SPECIFIC TARGETS UNDER
SIMPLIFIED PROCEDURE
--------------------------------------------------------------------------------------------------------------------------
CARSGEN THERAPEUTICS HOLDINGS LIMITED Agenda Number: 715521399
--------------------------------------------------------------------------------------------------------------------------
Security: G1996C100
Meeting Type: AGM
Meeting Date: 25-May-2022
Ticker:
ISIN: KYG1996C1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042102070.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042102076.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITORS OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2021
2 TO RE-ELECT DR. LI ZONGHAI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3 TO RE-ELECT DR. WANG HUAMAO AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. GUO BINGSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
5 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE BOARD OF DIRECTORS OF THE COMPANY TO
FIX THEIR REMUNERATION
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY
9 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 7 TO ISSUE SHARES
BY ADDING THE NUMBER OF SHARES REPURCHASED
UNDER ORDINARY RESOLUTION NO. 8
--------------------------------------------------------------------------------------------------------------------------
CHINA GRAND PHARMACEUTICAL AND HEALTHCARE HO Agenda Number: 714657597
--------------------------------------------------------------------------------------------------------------------------
Security: G210A7101
Meeting Type: SGM
Meeting Date: 30-Sep-2021
Ticker:
ISIN: BMG210A71016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 14 SEP 2021: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0913/2021091300822.pdf;
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
A TO APPROVE AND CONFIRM THE AMENDED AND Mgmt For For
RESTATED TRS AGREEMENT AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
B TO APPROVE, CONFIRM AND RATIFY THE Mgmt For For
EXECUTION AND DELIVERY OF THE AMENDED AND
RESTATED TRS AGREEMENT
C TO AUTHORISE ANY ONE OF THE DIRECTORS TO DO Mgmt For For
ALL THINGS NECESSARY FOR IMPLEMENTATION OF
THE AFORESAID
CMMT 14 SEP 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF RECORD DATE FROM
24 SEP 2021 TO 28 SEP 2021 & MODIFICATION
OF COMMENT. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
CHINA GRAND PHARMACEUTICAL AND HEALTHCARE HO Agenda Number: 714665241
--------------------------------------------------------------------------------------------------------------------------
Security: G210A7101
Meeting Type: SGM
Meeting Date: 30-Sep-2021
Ticker:
ISIN: BMG210A71016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0913/2021091300787.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0913/2021091300793.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
O.A TO APPROVE, RATIFY AND CONFIRM THE Mgmt For For
SUPPLEMENTAL BAODING JIUFU AGREEMENT (AS
DEFINED IN THE CIRCULAR OF THE COMPANY
DATED 13 SEPTEMBER 2021) (THE ''CIRCULAR'')
AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER
O.B TO APPROVE THE REVISED ANNUAL CAPS AS Mgmt For For
DEFINED AND DESCRIBED IN THE CIRCULAR IN
RESPECT OF THE CONSIDERATION PAYABLE UNDER
THE SUPPLEMENTAL BAODING JIUFU PURCHASE
AGREEMENT FOR EACH OF THE TWO YEARS ENDING
31 DECEMBER 2022
O.C TO AUTHORISE ANY ONE OF MORE OF THE Mgmt For For
DIRECTORS OF THE COMPANY TO DO ALL SUCH
ACTS AND THINGS AND EXECUTE ALL SUCH
DOCUMENTS WHICH HE/THEY CONSIDER NECESSARY,
DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF,
OR IN CONNECTION WITH, THE IMPLEMENTATION
OF AND GIVING EFFECT TO THE SUPPLEMENTAL
BAODING JIUFU PURCHASE AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER
S.1 SUBJECT TO AND CONDITIONAL UPON THE Mgmt For For
NECESSARY APPROVAL OF THE REGISTRAR OF
COMPANIES IN BERMUDA BEING OBTAINED, TO
CHANGE THE ENGLISH NAME OF THE COMPANY FROM
''CHINA GRAND PHARMACEUTICAL AND HEALTHCARE
HOLDINGS LIMITED'' TO ''GRAND
PHARMACEUTICAL GROUP LIMITED'' AND TO ADOPT
THE CHINESE NAME OF (AS SPECIFIED) AS THE
SECONDARY NAME OF THE COMPANY IN CHINESE
WITH EFFECT FROM THE DATE OF ENTRY OF THE
NEW ENGLISH NAME AND SECONDARY NAME OF THE
COMPANY IN CHINESE ON THE REGISTER
MAINTAINED BY THE REGISTRAR OF COMPANIES IN
BERMUDA, AND TO AUTHORISE ANY ONE DIRECTOR
OF THE COMPANY TO DO ALL THINGS AND ACTS
AND SIGN ALL DOCUMENTS AS THEY MAY CONSIDER
NECESSARY, DESIRABLE OR EXPEDIENT TO
IMPLEMENT AND/OR GIVE EFFECT TO ANY MATTERS
RELATING TO OR IN CONNECTION WITH THE
AFORESAID CHANGE OF COMPANY NAME
--------------------------------------------------------------------------------------------------------------------------
CHINA MEDICAL SYSTEM HOLDINGS LTD Agenda Number: 715277554
--------------------------------------------------------------------------------------------------------------------------
Security: G21108124
Meeting Type: AGM
Meeting Date: 22-Apr-2022
Ticker:
ISIN: KYG211081248
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO REVIEW, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP, THE REPORTS OF THE BOARD (THE
"BOARD") OF THE DIRECTORS (THE
"DIRECTOR(S)") OF THE COMPANY AND THE
AUDITORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2021
2 TO APPROVE THE RECOMMENDED FINAL DIVIDEND Mgmt For For
OF RMB0.2269 (EQUIVALENT TO HKD 0.279) PER
SHARE FOR THE YEAR ENDED 31 DECEMBER 2021
3.A TO RE-ELECT MR. LAM KONG AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. CHEN HONGBING AS EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR. FUNG CHING SIMON AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.D TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS OF THE COMPANY AND TO AUTHORISE
THE BOARD TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND OTHERWISE DEAL WITH
UNISSUED SHARES OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO ADD THE NOMINAL AMOUNT OF THE SHARES Mgmt Against Against
REPURCHASED BY THE COMPANY TO THE GENERAL
MANDATE GRANTED TO THE DIRECTORS UNDER
RESOLUTION NO.5 ABOVE
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0321/2022032100874.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0321/2022032100913.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
--------------------------------------------------------------------------------------------------------------------------
CHINA RESOURCES PHARMACEUTICAL GROUP LTD Agenda Number: 715568119
--------------------------------------------------------------------------------------------------------------------------
Security: Y1511B108
Meeting Type: AGM
Meeting Date: 27-May-2022
Ticker:
ISIN: HK0000311099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701263.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701323.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF HKD0.15 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2021
3.1 TO RE-ELECT MR. LIN GUOLONG AS DIRECTOR Mgmt For For
3.2 TO RE-ELECT MR. TAN YING AS DIRECTOR Mgmt For For
3.3 TO RE-ELECT MDM. JIAO RUIFANG, AS DIRECTOR Mgmt For For
3.4 TO RE-ELECT MR. BAI XIAOSONG AS DIRECTOR Mgmt For For
3.5 TO RE-ELECT MDM. WENG JINGWEN AS DIRECTOR Mgmt For For
3.6 TO RE-ELECT MR. TAO RAN AS DIRECTOR Mgmt For For
3.7 TO RE-ELECT MDM. SHING MO HAN YVONNE AS Mgmt For For
DIRECTOR
3.8 TO RE-ELECT MR. KWOK KIN FUN AS DIRECTOR Mgmt For For
3.9 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT MESSR. ERNST AND YOUNG AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION
5 ORDINARY RESOLUTION IN ITEM NO.5 OF THE Mgmt For For
NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO BUY
BACK SHARES OF THE COMPANY)
6 ORDINARY RESOLUTION IN ITEM NO.6 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING (TO GIVE A
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
NEW SHARES OF THE COMPANY)
7 ORDINARY RESOLUTION IN ITEM NO.7 OF THE Mgmt Against Against
NOTICE OF ANNUAL GENERAL MEETING (TO EXTEND
THE GENERAL MANDATE TO BE GIVEN TO THE
DIRECTORS TO ISSUE NEW SHARES OF THE
COMPANY)
8 TO APPROVE THE NEW ARTICLES OF ASSOCIATION Mgmt For For
OF THE COMPANY, A COPY OF WHICH HAS BEEN
PRODUCED TO THE MEETING AND INITIALED BY
THE CHAIRMAN OF THE MEETING FOR THE PURPOSE
OF IDENTIFICATION BE AND ARE HEREBY
APPROVED AND AMENDED ADOPTED IN
SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY WITH IMMEDIATE EFFECT AFTER THE
CLOSE OF THIS MEETING, AND ANY ONE DIRECTOR
BE AND IS HEREBY AUTHORISED TO DO ALL
THINGS NECESSARY TO IMPLEMENT THE ADOPTION
OF THE NEW ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CLOVER BIOPHARMACEUTICALS LTD Agenda Number: 715522618
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV54745
Meeting Type: AGM
Meeting Date: 27-May-2022
Ticker:
ISIN: KYG2280A1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042100489.pdf And
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042100551.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2021
2A TO RE-ELECT THE FOLLOWING PERSON: DR. WU Mgmt For For
XIAOBIN, INDEPENDENT NON-EXECUTIVE DIRECTOR
2B TO RE-ELECT THE FOLLOWING PERSON: MR. Mgmt For For
JEFFREY FARROW, INDEPENDENT NON-EXECUTIVE
DIRECTOR
2C TO RE-ELECT THE FOLLOWING PERSON: MR. Mgmt For For
THOMAS LEGGETT, INDEPENDENT NON-EXECUTIVE
DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF THIS RESOLUTION
5B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
5C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 5(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
5(B)
6 THAT THE GRANT OF SHARE OPTIONS (THE SHARE Mgmt Against Against
OPTIONS) TO MR. LIANG JOSHUA G (MR. LIANG),
THE EXECUTIVE DIRECTOR AND SUBSTANTIAL
SHAREHOLDER (AS DEFINED IN THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED) OF THE
COMPANY, TO SUBSCRIBE FOR 9,031,000
ORDINARY SHARES OF USD0.0001 EACH IN THE
SHARE CAPITAL OF THE COMPANY (THE SHARES)
AT AN EXERCISE PRICE OF HKD7.3 PER SHARE
UNDER THE POST-IPO SHARE OPTION PLAN OF THE
COMPANY ADOPTED BY THE COMPANY ON SEPTEMBER
26, 2021 (THE POST-IPO SHARE OPTION PLAN)
AND OTHERWISE ON SUCH TERMS AS STIPULATED
IN THE OFFER LETTER TO BE ISSUED BY THE
COMPANY PURSUANT TO THE POST-IPO SHARE
OPTION PLAN BE AND IS HEREBY APPROVED AND
THAT THE BOARD OF DIRECTORS OF THE COMPANY
BE AND IS HEREBY AUTHORISED TO EXERCISE ALL
RIGHTS AND POWERS AVAILABLE TO IT AS IT MAY
IN ITS SOLE DISCRETION CONSIDER NECESSARY
OR EXPEDIENT TO GIVE FULL EFFECT TO THE
GRANT OF THE SHARE OPTIONS TO MR. LIANG AND
THE ISSUE OF THE SHARES UPON THE EXERCISE
OF THE SHARE OPTIONS BY MR. LIANG
7 THAT THE PROPOSED AMENDMENTS TO THE Mgmt For For
ARTICLES OF ASSOCIATION OF THE COMPANY AS
SET OUT IN THE CIRCULAR OF THE COMPANY
DATED APRIL 22, 2022 (THE PROPOSED
AMENDMENTS) BE AND IS HEREBY APPROVED AND
THE DIRECTORS OF THE COMPANY BE AND ARE
HEREBY AUTHORISED TO DEAL WITH ON BEHALF OF
THE COMPANY THE RELEVANT APPLICATION(S),
APPROVAL(S), REGISTRATION(S), FILING(S) AND
OTHER RELATED PROCEDURES OR ISSUES AND TO
MAKE FURTHER AMENDMENT(S) (WHERE NECESSARY)
PURSUANT TO THE REQUIREMENTS OF THE
RELEVANT GOVERNMENTAL AND/OR REGULATORY
AUTHORITIES ARISING FROM THE PROPOSED
AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LIMITED Agenda Number: 715521313
--------------------------------------------------------------------------------------------------------------------------
Security: Y1837N109
Meeting Type: AGM
Meeting Date: 26-May-2022
Ticker:
ISIN: HK1093012172
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE HONG KONG MARKET A VOTE OF ABSTAIN Non-Voting
WILL BE TREATED THE SAME AS A VOTE OF TAKE
NO ACTION.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042101558.pdf, AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0421/2022042101554.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE REPORT OF THE
DIRECTORS AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF HK10 CENTS Mgmt For For
PER SHARE FOR THE YEAR ENDED 31 DECEMBER
2021
3.A.I TO RE-ELECT MR. WANG ZHENGUO AS AN Mgmt For For
EXECUTIVE DIRECTOR
3AII TO RE-ELECT MR. WANG HUAIYU AS AN EXECUTIVE Mgmt For For
DIRECTOR
3AIII TO RE-ELECT MR. CHAK KIN MAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
3AIV TO RE-ELECT MR. WANG BO AS AN INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR
3AV TO RE-ELECT MR. CHEN CHUAN AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
3B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF DIRECTORS
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt Against Against
TOHMATSU AS AUDITOR AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THE REMUNERATION
OF AUDITOR
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY (ORDINARY
RESOLUTION IN ITEM NO.5 OF THE NOTICE OF
ANNUAL GENERAL MEETING)
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES OF THE COMPANY
(ORDINARY RESOLUTION IN ITEM NO.6 OF THE
NOTICE OF ANNUAL GENERAL MEETING)
7 TO GRANT A MANDATE TO THE DIRECTORS TO Mgmt Against Against
GRANT OPTIONS UNDER THE SHARE OPTION SCHEME
OF THE COMPANY (ORDINARY RESOLUTION IN ITEM
NO.7 OF THE NOTICE OF ANNUAL GENERAL
MEETING)
--------------------------------------------------------------------------------------------------------------------------
CSTONE PHARMACEUTICALS Agenda Number: 715759138
--------------------------------------------------------------------------------------------------------------------------
Security: G2588M100
Meeting Type: AGM
Meeting Date: 30-Jun-2022
Ticker:
ISIN: KYG2588M1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0607/2022060700922.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0607/2022060700890.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(DIRECTORS) AND AUDITOR OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2021
2.I TO RE-ELECT DR. FRANK NINGJUN JIANG AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.II TO RE-ELECT MR. YANLING CAO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.III TO RE-ELECT MR. KENNETH WALTON HITCHNER III Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
2.IV TO RE-ELECT MR. EDWARD HU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.V TO RE-ELECT MR. TING YUK ANTHONY WU AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
THE AUDITOR OF THE COMPANY AND AUTHORISE
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY
7 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 5 TO ISSUE SHARES BY ADDING TO THE
ISSUED SHARE CAPITAL OF THE COMPANY THE
NUMBER OF SHARES BOUGHT BACK UNDER ORDINARY
RESOLUTION NO. 6
--------------------------------------------------------------------------------------------------------------------------
EVEREST MEDICINES LIMITED Agenda Number: 715680597
--------------------------------------------------------------------------------------------------------------------------
Security: G3224E106
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: KYG3224E1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0523/2022052300616.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0523/2022052300648.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
AND THE REPORTS OF THE DIRECTORS OF THE
COMPANY (THE DIRECTORS) AND INDEPENDENT
AUDITOR OF THE COMPANY (THE AUDITOR)
THEREON
2.A TO RE-ELECT DR. KERRY LEVAN BLANCHARD AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.B TO RE-ELECT MR. YUBO GONG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. SHIDONG JIANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
BOARD) TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR TO HOLD OFFICE UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
6 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY BY THE AGGREGATE NUMBER OF THE
SHARES REPURCHASED BY THE COMPANY
7.A TO APPROVE AND CONFIRM THE GRANT OF SHARE Mgmt Against Against
AWARDS (THE 2021 AWARDS) TO DR. KERRY LEVAN
BLANCHARD IN ACCORDANCE WITH THE TERMS OF
THE POST-IPO SHARE AWARD SCHEME ADOPTED BY
THE SHAREHOLDERS ON 21 SEPTEMBER 2020 (THE
POST-IPO SHARE AWARD SCHEME)
7.B TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MR. IAN YING WOO IN ACCORDANCE
WITH THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
7.C TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MR. XIAOFAN ZHANG IN ACCORDANCE
WITH THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
7.D TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MS. XU ZHU IN ACCORDANCE WITH THE
TERMS OF THE POST-IPO SHARE AWARD SCHEME
AND THE PRE-IPO EMPLOYEE EQUITY PLAN
ADOPTED ON 25 DECEMBER 2018, AMENDED AND
RESTATED ON 17 FEBRUARY 2020 (THE PRE-IPO
ESOP)
7.E TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MS. YANG SHI IN ACCORDANCE WITH
THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME AND THE PRE-IPO ESOP
7.F TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO DR. ZHENGYING ZHU IN ACCORDANCE
WITH THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME AND THE PRE-IPO ESOP
7.G TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MR. YUAN GAO IN ACCORDANCE WITH
THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME AND THE PRE-IPO ESOP
7.H TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MS. MIN YU IN ACCORDANCE WITH THE
TERMS OF THE POST-IPO SHARE AWARD SCHEME
7.I TO APPROVE AND CONFIRM THE GRANT OF 2021 Mgmt Against Against
AWARDS TO MR. ZIXIN QIAO IN ACCORDANCE WITH
THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
7.J TO AUTHORISE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. KERRY LEVAN BLANCHARD, MR.
IAN YING WOO AND MR. XIAOFAN ZHANG IN
RESPECT TO THE PROPOSED GRANT OF 2021
AWARDS TO EACH OF THEM, RESPECTIVELY, TO
EXERCISE THE POWERS OF THE COMPANY TO ALLOT
AND ISSUE THE ORDINARY SHARES OF THE
COMPANY PURSUANT TO THE PROPOSED GRANT OF
2021 AWARDS (THE 2021 AWARD SHARES) IN
ACCORDANCE WITH THE TERMS OF THE POST-IPO
SHARE AWARD SCHEME AND THE PRE-IPO ESOP,
SUCH THAT THE 2021 AWARD SHARES SHALL RANK
PARI PASSU IN ALL RESPECTS AMONG THEMSELVES
AND WITH THE EXISTING ORDINARY SHARES IN
ISSUE AT THE DATE OF THE ALLOTMENT AND
ISSUANCE OF THE 2021 AWARD SHARES AND TO
TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN
THEIR OPINION MAY BE NECESSARY, DESIRABLE
OR EXPEDIENT FOR THE PURPOSE OF GIVING
EFFECT TO AND/OR TO IMPLEMENT THE
TRANSACTIONS CONTEMPLATED IN 7(A) TO (I)
ABOVE
8.A TO APPROVE AND CONFIRM THE GRANT OF SHARE Mgmt Against Against
AWARDS (THE 2022 AWARDS) TO MS. MIN YU IN
ACCORDANCE WITH THE TERMS OF THE POST-IPO
SHARE AWARD SCHEME
8.B TO APPROVE AND CONFIRM THE GRANT OF 2022 Mgmt Against Against
AWARDS TO MR. ZIXIN QIAO IN ACCORDANCE WITH
THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
8.C TO APPROVE AND CONFIRM THE GRANT OF 2022 Mgmt Against Against
AWARDS TO DR. HEASUN PARK IN ACCORDANCE
WITH THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
8.D TO APPROVE AND CONFIRM THE GRANT OF 2022 Mgmt Against Against
AWARDS TO MR. NG KAH SAN IN ACCORDANCE WITH
THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
8.E TO APPROVE AND CONFIRM THE GRANT OF 2022 Mgmt Against Against
AWARDS TO MR. YUAN GAO IN ACCORDANCE WITH
THE TERMS OF THE POST-IPO SHARE AWARD
SCHEME
8.F TO AUTHORISE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT AND ISSUE
THE ORDINARY SHARES OF THE COMPANY PURSUANT
TO THE PROPOSED GRANT OF 2022 AWARDS (THE
2022 AWARD SHARES) IN ACCORDANCE WITH THE
TERMS OF THE POST-IPO SHARE AWARD SCHEME,
SUCH THAT THE 2022 AWARD SHARES SHALL RANK
PARI PASSU IN ALL RESPECTS AMONG THEMSELVES
AND WITH THE EXISTING ORDINARY SHARES IN
ISSUE AT THE DATE OF THE ALLOTMENT AND
ISSUANCE OF THE 2022 AWARD SHARES, AND TO
TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH IN
THEIR OPINION MAY BE NECESSARY, DESIRABLE
OR EXPEDIENT FOR THE PURPOSE OF GIVING
EFFECT TO AND/OR TO IMPLEMENT THE
TRANSACTIONS CONTEMPLATED IN 8(A) TO (E)
ABOVE
9.A TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against
PERFORMANCE TARGET AWARDS (THE PERFORMANCE
TARGET AWARDS) TO DR. KERRY LEVAN BLANCHARD
IN ACCORDANCE WITH THE TERMS OF THE
POST-IPO SHARE AWARD SCHEME
9.B TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against
PERFORMANCE TARGET AWARDS TO MR. IAN YING
WOO IN ACCORDANCE WITH THE TERMS OF THE
POST-IPO SHARE AWARD SCHEME
9.C TO APPROVE AND CONFIRM THE GRANT OF Mgmt Against Against
PERFORMANCE TARGET AWARDS TO MR. XIAOFAN
ZHANG IN ACCORDANCE WITH THE TERMS OF THE
POST-IPO SHARE AWARD SCHEME
9.D TO AUTHORISE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. KERRY LEVAN BLANCHARD, MR.
IAN YING WOO AND MR. XIAOFAN ZHANG IN
RESPECT TO THE PROPOSED GRANT OF
PERFORMANCE TARGET AWARDS TO EACH OF THEM,
RESPECTIVELY, TO EXERCISE THE POWERS OF THE
COMPANY TO ALLOT AND ISSUE THE ORDINARY
SHARES OF THE COMPANY PURSUANT TO THE
PROPOSED GRANT OF PERFORMANCE TARGET AWARDS
(THE PERFORMANCE TARGET AWARDS SHARES) IN
ACCORDANCE WITH THE TERMS OF THE POST-IPO
SHARE AWARD SCHEME, SUCH THAT THE
PERFORMANCE TARGET AWARDS SHARES SHALL RANK
PARI PASSU IN ALL RESPECTS AMONG THEMSELVES
AND WITH THE EXISTING ORDINARY SHARES IN
ISSUE AT THE DATE OF THE ALLOTMENT AND
ISSUANCE OF THE PERFORMANCE TARGET AWARD
SHARES, AND TO TAKE SUCH ACTIONS, DO SUCH
THINGS WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
9(A) TO (C) ABOVE
10 TO APPROVE THE INCREASE IN SCHEME LIMIT TO Mgmt Against Against
INCREASE THE EXISTING SCHEME LIMIT OF THE
POST-IPO SHARE AWARD SCHEME BY 4,500,000
SHARES TO THE NEW SCHEME LIMIT OF
18,684,519 SHARES, BY WAY OF AMENDING
PARAGRAPH 15.1 OF THE SCHEME RULES OF THE
POST-IPO SHARE AWARD SCHEME
11 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
TO ADOPT THE AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION OF THE COMPANY IN SUBSTITUTION
FOR AND TO THE EXCLUSION OF THE EXISTING
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
GENSCRIPT BIOTECH CORPORATION Agenda Number: 715638120
--------------------------------------------------------------------------------------------------------------------------
Security: G3825B105
Meeting Type: AGM
Meeting Date: 27-May-2022
Ticker:
ISIN: KYG3825B1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501935.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0511/2022051100029.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0511/2022051100031.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 707583 DUE TO RECEIPT OF
ADDITION OF RESOLUTION 5. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTORS") AND AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
2.AI TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For
DIRECTOR: MS. WANG YE AS EXECUTIVE DIRECTOR
2.AII TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For
DIRECTOR: MR. WANG LUQUAN AS NON-EXECUTIVE
DIRECTOR
2AIII TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For
DIRECTOR: MR. PAN YUEXIN AS NON-EXECUTIVE
DIRECTOR
2.AIV TO RE-ELECT THE FOLLOWING PERSONS AS Mgmt For For
DIRECTOR: MR. GUO HONGXIN AS INDEPENDENT
NON-EXECUTIVE DIRECTOR
2.B TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG, CERTIFIED Mgmt For For
PUBLIC ACCOUNTANTS, AS THE AUDITOR OF THE
COMPANY AND AUTHORIZE THE BOARD TO FIX
REMUNERATION OF AUDITOR
4.A TO GIVE A GENERAL AND UNCONDITIONAL MANDATE Mgmt Against Against
TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
4.B TO GIVE A GENERAL AND UNCONDITIONAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE NUMBER OF THE ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO THE ORDINARY
RESOLUTION NO. 4(A) TO ISSUE SHARES BY
ADDING THE NUMBER OF SHARES REPURCHASED
UNDER THE ORDINARY RESOLUTION NO. 4(B)
5 TO RE-ELECT DR. ZHANG FANGLIANG AS Mgmt For For
NON-EXECUTIVE DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
GRACELL BIOTECHNOLOGIES INC. Agenda Number: 935460561
--------------------------------------------------------------------------------------------------------------------------
Security: 38406L103
Meeting Type: Annual
Meeting Date: 09-Jul-2021
Ticker: GRCL
ISIN: US38406L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution set out in the Notice of the Mgmt For For
Annual General Meeting (to elect Mr.
Christophe Lee as a Class I director of the
Company).
--------------------------------------------------------------------------------------------------------------------------
GRAND PHARMACEUTICAL GROUP LIMITED Agenda Number: 715571255
--------------------------------------------------------------------------------------------------------------------------
Security: G210A7101
Meeting Type: AGM
Meeting Date: 27-May-2022
Ticker:
ISIN: BMG210A71016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501774.pdf And
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0425/2022042501780.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO ADOPT THE AUDITED FINANCIAL STATEMENTS Mgmt For For
TOGETHER WITH THE REPORT OF THE DIRECTORS
AND THE REPORT OF THE AUDITORS FOR THE YEAR
ENDED 31 DECEMBER 2021
2 TO DECLARE A FINAL DIVIDEND OF HKD0.11 PER Mgmt For For
SHARE FOR THE YEAR ENDED 31 DECEMBER 2021
3.A TO RE-ELECT DR. SHAO YAN AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT DR. NIU ZHANQI AS AN EXECUTIVE Mgmt For For
DIRECTOR
3.C TO RE-ELECT AND RETAIN MS. SO TOSI WAN, Mgmt For For
WINNIE AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR, WHO HAS SERVED MORE THAN 9 YEARS
IN THE COMPANY
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS REMUNERATION
4 TO RE-APPOINT HLB HODGSON IMPEY CHENG Mgmt For For
LIMITED AS AUDITORS TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO ADOPT ORDINARY RESOLUTION NO. 5 AS SET Mgmt Against Against
OUT IN THE NOTICE (TO GIVE A GENERAL
MANDATE TO THE DIRECTORS TO ISSUE SHARES IN
THE COMPANY)
6 TO ADOPT ORDINARY RESOLUTION NO. 6 AS SET Mgmt For For
OUT IN THE NOTICE (TO GIVE A GENERAL
MANDATE TO THE DIRECTORS TO REPURCHASE
SHARES IN THE COMPANY)
7 TO ADOPT ORDINARY RESOLUTION NO. 7 AS SET Mgmt Against Against
OUT IN THE NOTICE (TO EXTEND THE GENERAL
MANDATE TO THE DIRECTORS TO ISSUE SHARES IN
THE COMPANY)
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 714606665
--------------------------------------------------------------------------------------------------------------------------
Security: Y2932P106
Meeting Type: EGM
Meeting Date: 30-Sep-2021
Ticker:
ISIN: CNE100000387
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 624420 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0830/2021083000473.pdf,
1 RESOLUTION ON THE EXTENSION OF THE OPTION Mgmt For For
EQUITY INTEREST EXERCISE PERIOD AND
CONNECTED TRANSACTION
2 RESOLUTION ON CHANGES IN USE OF PROCEEDS Mgmt For For
FROM THE FUND RAISING OF THE COMPANY
3 RESOLUTION ON POSTPONEMENT IN FULFILLING Mgmt For For
PERFORMANCE GUARANTEE BY THE CONTROLLING
SHAREHOLDER AND SIGNING OF SUPPLEMENTAL
AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
GUANGZHOU BAIYUNSHAN PHARMACEUTICAL HOLDINGS CO LT Agenda Number: 715633827
--------------------------------------------------------------------------------------------------------------------------
Security: Y2932P106
Meeting Type: AGM
Meeting Date: 26-May-2022
Ticker:
ISIN: CNE100000387
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051000511.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0510/2022051000515.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 722329 DUE TO RECEIVED ADDITION
OF RES. 18 TO 20. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt Against Against
ASSOCIATION OF GUANGZHOU BAIYUNSHAN
PHARMACEUTICAL HOLDINGS COMPANY LIMITED
2 ANNUAL REPORT AND ITS SUMMARY FOR YEAR 2021 Mgmt For For
3 REPORT OF THE BOARD FOR YEAR 2021 Mgmt For For
4 REPORT OF THE SUPERVISORY COMMITTEE OF THE Mgmt For For
COMPANY FOR YEAR 2021
5 FINANCIAL REPORT OF THE COMPANY FOR YEAR Mgmt For For
2021
6 AUDITORS REPORT OF THE COMPANY FOR YEAR Mgmt For For
2021
7 PROPOSAL ON PROFIT DISTRIBUTION AND Mgmt For For
DIVIDEND PAYMENT OF THE COMPANY FOR YEAR
2021
8 PROPOSAL ON THE FINANCIAL AND OPERATIONAL Mgmt Against Against
TARGETS AND ANNUAL BUDGET OF THE COMPANY
FOR YEAR 2022
9.1 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. LI CHUYUAN (THE CHAIRPERSON OF THE
BOARD) FOR YEAR 2022
9.2 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. YANG JUN (THE VICE CHAIRPERSON OF THE
BOARD) FOR YEAR 2022
9.3 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. CHENG NING (THE VICE CHAIRPERSON OF THE
BOARD) FOR YEAR 2022
9.4 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. LIU JUYAN (AN EXECUTIVE DIRECTOR) FOR
YEAR 2022
9.5 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. ZHANG CHUNBO (AN EXECUTIVE DIRECTOR)
FOR YEAR 2022
9.6 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. WU CHANGHAI (AN EXECUTIVE DIRECTOR) FOR
YEAR 2022
9.7 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. LI HONG (AN EXECUTIVE DIRECTOR) FOR
YEAR 2022
9.8 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. WONG HIN WING (AN INDEPENDENT
NON-EXECUTIVE DIRECTOR) FOR YEAR 2022
9.9 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MS. WANG WEIHONG (AN INDEPENDENT
NON-EXECUTIVE DIRECTOR) FOR YEAR 2022
9.10 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. CHEN YAJIN (AN INDEPENDENT
NON-EXECUTIVE DIRECTOR) FOR YEAR 2022
9.11 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. HUANG MIN (AN INDEPENDENT NON-EXECUTIVE
DIRECTOR) FOR YEAR 2022
10.1 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. CAI RUIYU (THE CHAIRPERSON OF THE
SUPERVISORY COMMITTEE) FOR YEAR 2022
10.2 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. CHENG JINYUAN (A SUPERVISOR) FOR YEAR
2022
10.3 RESOLUTION ON THE EMOLUMENTS TO BE PAID TO Mgmt For For
MR. JIA HUIDONGN (A SUPERVISOR) FOR YEAR
2022
11 RESOLUTION ON THE APPLICATION FOR THE Mgmt For For
AMOUNTS OF BANK BORROWINGS BY GUANGZHOU
PHARMACEUTICALS COMPANY LIMITED, A
CONTROLLED SUBSIDIARY OF THE COMPANY, AND
THE AMOUNTS OF GUARANTEES TO BE PROVIDED BY
IT TO SECURE THE BANK LOANS FOR SOME OF ITS
SUBSIDIARIES
12 RESOLUTION ON THE APPLICATION BY THE Mgmt For For
COMPANY FOR GENERAL BANKING FACILITIES NOT
EXCEEDING RMB4 BILLION
13 RESOLUTION ON THE PURCHASE OF THE INSURANCE Mgmt For For
IN RESPECT OF THE LIABILITIES OF THE
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
14 RESOLUTION ON AMENDMENTS TO THE RULES OF Mgmt Against Against
PROCEDURES OF THE SHAREHOLDERS MEETINGS OF
THE COMPANY
15 RESOLUTION ON AMENDMENTS TO THE RULES OF Mgmt Against Against
PROCEDURES OF THE BOARD OF DIRECTORS OF THE
COMPANY
16 RESOLUTION ON AMENDMENTS TO THE RULES OF Mgmt Against Against
PROCEDURES OF THE SUPERVISORY COMMITTEE OF
THE COMPANY
17 RESOLUTION ON AMENDMENTS TO THE SYSTEM OF Mgmt Against Against
INDEPENDENT DIRECTORS
18 RESOLUTION ON THE APPOINTMENT OF WUYIGE Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE
AUDITOR OF THE COMPANY FOR YEAR 2022
19 RESOLUTION ON THE APPOINTMENT OF WUYIGE Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS THE
INTERNAL CONTROL AUDITOR OF THE COMPANY FOR
YEAR 2022
20 RESOLUTION ON AMENDMENTS TO THE MANAGEMENT Mgmt Against Against
MEASURES IN RELATION TO THE PROCEEDS RAISED
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 714497838
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 09-Aug-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0722/2021072201287.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0722/2021072201293.pdf
1 TO APPROVE, CONFIRM AND RATIFY: (A) THE Mgmt For For
PARTNERSHIP AGREEMENT DATED JULY 12, 2021
(THE "PARTNERSHIP AGREEMENT") ENTERED INTO
AMONG HANGZHOU TIGER EQUITY INVESTMENT
PARTNERSHIP (LIMITED PARTNERSHIP) (AS
SPECIFIED), HANGZHOU TAILONG VENTURE
INVESTMENT PARTNERSHIP (LIMITED
PARTNERSHIP) (AS SPECIFIED), HANGZHOU
INDUSTRY INVESTMENT CO., LTD. (AS
SPECIFIED) AND HANGZHOU HI-TECH INVESTMENT
CO., LTD. (AS SPECIFIED), PURSUANT TO WHICH
THE PARTIES CONDITIONALLY AGREED TO
ESTABLISH A PARTNERSHIP OF REGISTERED
CAPITAL OF RMB20 BILLION TO INVEST IN
HI-TECH MEDICAL EQUIPMENT,
BIOPHARMACEUTICAL, MEDICARE SERVICES,
MEDICARE INFORMATIZATION, DIGITAL
THERAPEUTICS, INTELLIGENT MANUFACTURING AND
NUTRITION AND HEALTH INDUSTRIES; AND (B)
ANY ONE OR MORE DIRECTORS OF THE COMPANY BE
AND ARE HEREBY AUTHORISED TO DO ALL SUCH
ACTS AND THINGS AS THEY CONSIDER NECESSARY
AND TO SIGN AND EXECUTE ALL SUCH DOCUMENTS,
AND TO TAKE ALL SUCH STEPS WHICH IN THEIR
OPINION MAY BE NECESSARY, APPROPRIATE,
DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF
GIVING EFFECT TO THE PARTNERSHIP AGREEMENT
AND COMPLETING THE TRANSACTIONS
CONTEMPLATED THEREBY
2 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION (DETAILS OF
WHICH ARE SET OUT IN "PROPOSED AMENDMENTS
TO THE ARTICLES OF ASSOCIATION" IN APPENDIX
III TO THE CIRCULAR OF THE COMPANY DATED
JULY 23, 2021 (THE "CIRCULAR")
3 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES OF PROCEDURE FOR GENERAL MEETINGS
OF THE COMPANY (DETAILS OF WHICH ARE SET
OUT IN "PROPOSED AMENDMENTS TO THE RULES OF
PROCEDURE FOR GENERAL MEETINGS" IN APPENDIX
IV TO THE CIRCULAR)
4 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE RULES OF PROCEDURE FOR BOARD MEETINGS
OF THE COMPANY (DETAILS OF WHICH ARE SET
OUT IN "PROPOSED AMENDMENTS TO THE RULES OF
PROCEDURE FOR BOARD MEETINGS" IN APPENDIX V
TO THE CIRCULAR)
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 714631884
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 27-Sep-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0908/2021090800485.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0908/2021090800421.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 714631973
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: CLS
Meeting Date: 27-Sep-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0908/2021090800455.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0908/2021090800516.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 714682449
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: EGM
Meeting Date: 15-Oct-2021
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0923/2021092300575.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0923/2021092300625.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
APPOINTMENT OF EXECUTIVE DIRECTOR
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENT TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 715574667
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: CLS
Meeting Date: 20-May-2022
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042802314.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042802384.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
3 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF GENERAL MANDATE TO THE BOARD TO
REPURCHASE H SHARES
--------------------------------------------------------------------------------------------------------------------------
HANGZHOU TIGERMED CONSULTING CO LTD Agenda Number: 715634196
--------------------------------------------------------------------------------------------------------------------------
Security: Y3043G118
Meeting Type: AGM
Meeting Date: 20-May-2022
Ticker:
ISIN: CNE1000040M1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 740099 DUE TO RECEIVED
WITHDRAWAL OF RESOLUTIONS 10 TO 14. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0509/2022050900033.pdf,
1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
FOR 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD FOR 2021
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR 2021
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR 2021
5 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
REPORT FOR 2021
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
DOMESTIC AND OVERSEAS AUDITORS OF THE
COMPANY FOR 2022
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
APPLICATION TO THE BANK FOR THE INTEGRATED
CREDIT FACILITY
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PURCHASE OF SHORT-TERM BANK
PRINCIPAL-GUARANTEED WEALTH MANAGEMENT
PRODUCTS WITH SELF-OWNED IDLE FUNDS
9 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
IN USE OF PROCEEDS FROM H SHARES OFFERING
10 TO CONSIDER AND APPROVE THE PROPOSED Non-Voting
ADOPTION OF THE EMPLOYEE SHARE OWNERSHIP
PLAN AND ITS SUMMARY
11 TO CONSIDER AND APPROVE THE PROPOSED Non-Voting
ADOPTION OF THE ADMINISTRATIVE MEASURES FOR
THE EMPLOYEE SHARE OWNERSHIP PLAN
12 TO CONSIDER AND APPROVE THE PROPOSED Non-Voting
AUTHORIZATION FOR THE BOARD TO HANDLE
MATTERS IN RELATION TO THE EMPLOYEE SHARE
OWNERSHIP PLAN
13 TO CONSIDER AND APPROVE THE PROPOSED Non-Voting
ADOPTION OF THE 2022 SHARE APPRECIATION
SCHEME
14 TO CONSIDER AND APPROVE THE PROPOSED Non-Voting
AUTHORIZATION FOR THE BOARD TO HANDLE
MATTERS IN RELATION TO THE 2022 SHARE
APPRECIATION SCHEME
15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
PARTIAL REPURCHASE AND CANCELLATION OF THE
2019 RESTRICTED A SHARES
16 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF THE REGISTERED CAPITAL OF THE COMPANY
17 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
18 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF GENERAL MANDATE TO THE BOARD FOR THE
ISSUANCE OF H SHARES
19 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt For For
OF GENERAL MANDATE TO THE BOARD TO
REPURCHASE H SHARES
--------------------------------------------------------------------------------------------------------------------------
HANSOH PHARMACEUTICAL GROUP COMPANY LIMITED Agenda Number: 715569882
--------------------------------------------------------------------------------------------------------------------------
Security: G54958106
Meeting Type: AGM
Meeting Date: 10-Jun-2022
Ticker:
ISIN: KYG549581067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 25 MAY 2022: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042801262.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042801689.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0524/2022052401227.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0524/2022052401237.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED DECEMBER 31, 2021
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED DECEMBER 31, 2021
3.A TO RE-ELECT MISS SUN YUAN AS EXECUTIVE Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR. CHAN CHARLES SHEUNG WAI AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE RESPECTIVE DIRECTORS' REMUNERATION
4 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY AS AT THE DATE OF PASSING OF THIS
RESOLUTION
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
ADDITIONAL SHARES IN THE CAPITAL OF THE
COMPANY UNDER RESOLUTION NO. 6 ABOVE BY THE
AGGREGATE NUMBER OF THE SHARES REPURCHASED
BY THE COMPANY
CMMT 25 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 4 AND POSTPONEMENT OF THE
MEETING DATE FROM 01 JUN 2022 TO 10 JUN
2022 AND CHANGE OF THE RECORD DATE FROM 26
MAY 2022 TO 06 JUN 2022 AND MODIFICATION OF
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HBM HOLDINGS LIMITED Agenda Number: 715635198
--------------------------------------------------------------------------------------------------------------------------
Security: G4403H100
Meeting Type: AGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: KYG4403H1002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0511/2022051100667.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0511/2022051100651.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
2 TO RE-ELECT DR. YIPING RONG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
3 TO RE-ELECT DR. ROBERT IRWIN KAMEN AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT DR. XIAOPING YE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. KA CHI YAU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF THE
DIRECTORS OF THE COMPANY
7 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX ITS
REMUNERATION
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE NUMBER OF ISSUED
SHARES OF THE COMPANY
10 TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO.8 TO ISSUE SHARES BY
ADDING THE NUMBER OF SHARES REPURCHASED
UNDER ORDINARY RESOLUTION NO. 9
11 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY IN THE MANNER AS SET OUT IN
APPENDIX III OF THE CIRCULAR OF THE COMPANY
DATED 11 MAY 2022
--------------------------------------------------------------------------------------------------------------------------
HUTCHMED CHINA LIMITED Agenda Number: 935580034
--------------------------------------------------------------------------------------------------------------------------
Security: 44842L103
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: HCM
ISIN: US44842L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and adopt the audited financial Mgmt For For
statements, and the reports of the
directors and independent auditors for the
year ended December 31, 2021.
2A. To re-elect Mr TO Chi Keung, Simon as a Mgmt For For
director.
2B. To re-elect Dr Weiguo SU as a director. Mgmt For For
2C. To re-elect Mr CHENG Chig Fung, Johnny as a Mgmt For For
director.
2D. To re-elect Dr Dan ELDAR as a director. Mgmt For For
2E. To re-elect Ms Edith SHIH as a director. Mgmt For For
2F. To re-elect Mr Paul Rutherford CARTER as a Mgmt For For
director.
2G. To re-elect Dr Karen Jean FERRANTE as a Mgmt For For
director.
2H. To re-elect Mr Graeme Allan JACK as a Mgmt For For
director.
2I. To re-elect Professor MOK Shu Kam, Tony as Mgmt For For
a director.
3. To appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the auditors of the Company for Hong Kong
financial reporting and U.S. financial
reporting purposes, respectively, and to
authorize the Directors to fix the
auditors' remuneration.
4. Special Resolution: To grant a general Mgmt For For
mandate to the directors of the Company to
issue additional shares.
5.1 Ordinary Resolution: To grant a general Mgmt For For
mandate to the directors of the Company to
repurchase shares of the Company.
5.2 Ordinary Resolution: To refresh the scheme Mgmt Against Against
mandate limit under the Long Term Incentive
Plan.
--------------------------------------------------------------------------------------------------------------------------
IMMUNOTECH BIOPHARM LTD Agenda Number: 715494299
--------------------------------------------------------------------------------------------------------------------------
Security: G4721A100
Meeting Type: AGM
Meeting Date: 20-May-2022
Ticker:
ISIN: KYG4721A1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0420/2022042000586.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0420/2022042000596.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND THE AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2021
2.A TO RE-ELECT MR TAN ZHENG AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT DR WANG YU AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.C TO RE-ELECT MR JUNG HYUN CHUL AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR TAO RAN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
3 TO AUTHORISE THE BOARD TO FIX THE Mgmt For For
DIRECTORS' REMUNERATION
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORISE THE BOARD TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF
THE COMPANY WITH AN AGGREGATE NUMBER OF NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING OF THE RELEVANT RESOLUTION AT THE
AGM
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE COMPANY'S SHARES WITH A
TOTAL NUMBER OF NOT MORE THAN 10% OF TOTAL
NUMBER OF SHARES OF THE COMPANY IN ISSUE AT
THE DATE OF PASSING THE RELEVANT RESOLUTION
AT THE AGM
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS UNDER RESOLUTION 5 BY AN
AMOUNT REPRESENTING THE AGGREGATE NUMBER OF
THE COMPANY'S SHARES REPURCHASED BY THE
COMPANY UNDER RESOLUTION 6, PROVIDED THAT
SUCH AMOUNT SHALL NOT EXCEED 10% OF THE
TOTAL NUMBER OF SHARES OF THE COMPANY IN
ISSUE AS AT THE DATE OF PASSING OF THE
RELEVANT RESOLUTION AT THE AGM
--------------------------------------------------------------------------------------------------------------------------
INNOCARE PHARMA LIMITED Agenda Number: 715752588
--------------------------------------------------------------------------------------------------------------------------
Security: G4783B103
Meeting Type: AGM
Meeting Date: 21-Jun-2022
Ticker:
ISIN: KYG4783B1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0606/2022060600126.pdf,
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 709452 DUE TO RECEIVED UPDATED
AGENDA WITH 8 AND 8.A AS SEPARATE
RESOLUTIONS. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND AUDITOR OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
2I TO RE-ELECT DR. JISONG CUI AS AN EXECUTIVE Mgmt For For
DIRECTOR
2II TO RE-ELECT MR. SHAN FU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2III TO RE-ELECT MR. MING JIN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2IV TO RE-ELECT MS. LAN HU AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD TO FIX
ITS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY AS AT THE DATE
OF PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
7 TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTIONS 5 AND 6 BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES BY ADDING THE
AGGREGATE AMOUNT OF THE REPURCHASED SHARES
TO THE 20% GENERAL MANDATE
8 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD AND ITS AUTHORIZED PERSON TO
EXERCISE FULL POWERS TO DEAL WITH MATTERS
RELATING TO THE RMB SHARE ISSUE
8A TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
EXTENSION OF THE VALIDITY PERIOD OF THE
SPECIFIC MANDATE BY 12 MONTHS TO 20 JUNE
2023
9 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
CURRENT M&A AND THE ADOPTION OF THE VERSION
OF THE SECOND AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION
WHICH CONTAINS ALL THE PROPOSED AMENDMENTS
TO THE CURRENT M&A
10 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
RMB SHARES ISSUE M&A AND THE ADOPTION OF
THE VERSION OF THE SECOND AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION WHICH CONTAINS ALL THE PROPOSED
AMENDMENTS TO THE RMB SHARE ISSUE M&A
--------------------------------------------------------------------------------------------------------------------------
INNOVENT BIOLOGICS, INC. Agenda Number: 715718283
--------------------------------------------------------------------------------------------------------------------------
Security: G4818G101
Meeting Type: AGM
Meeting Date: 22-Jun-2022
Ticker:
ISIN: KYG4818G1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0601/2022060100133.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0601/2022060100149.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO CONSIDER AND RECEIVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF DIRECTORS AND
THE AUDITOR OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2021
2.I TO RE-ELECT DR. DE-CHAO MICHAEL YU AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
2.II TO RE-ELECT MS. JOYCE I-YIN HSU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
3 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. GARY ZIEZIULA AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY
4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE REMUNERATION
OF THE DIRECTORS
5 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU Mgmt For For
CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITOR
OF THE COMPANY AND AUTHORISE THE BOARD TO
FIX THEIR REMUNERATION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY
7 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY
8 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE SHARES OF THE
COMPANY BY ADDING THERETO THE TOTAL NUMBER
OF THE SHARES TO BE BOUGHT BACK BY THE
COMPANY
9.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. DE-CHAO
MICHAEL YU (DR. YU) IN ACCORDANCE WITH THE
TERMS OF THE RESTRICTED SHARE PLAN ADOPTED
BY THE COMPANY ON JUNE 12, 2020 (THE 2020
RS PLAN), SUBJECT TO ALL APPLICABLE LAWS,
RULES, REGULATIONS AND THE APPLICABLE AWARD
AGREEMENT (THE PROPOSED GRANT TO DR. YU)
9.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. YU, TO EXERCISE THE POWERS
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH THE ORDINARY SHARES OF THE COMPANY
(THE SHARES) PURSUANT TO THE PROPOSED GRANT
TO DR. YU UNDER THE SPECIFIC MANDATE
GRANTED TO THE DIRECTORS BY THE
SHAREHOLDERS OF THE COMPANY (THE
SHAREHOLDERS) AT THE EXTRAORDINARY GENERAL
MEETING OF THE COMPANY HELD ON JUNE 20,
2020 IN ACCORDANCE WITH THE TERMS OF THE
2020 RS PLAN (THE 2020 RS PLAN SPECIFIC
MANDATE), SUCH THAT THE RESTRICTED SHARES
SHALL RANK PARI PASSU IN ALL RESPECTS AMONG
THEMSELVES AND WITH THE EXISTING SHARES IN
ISSUE AT THE DATE OF THE ALLOTMENT AND
ISSUANCE OF THE RESTRICTED SHARES, AND THAT
HE/SHE/THEY BE AND IS/ARE HEREBY AUTHORIZED
TO TAKE SUCH ACTIONS, DO SUCH THINGS, WHICH
IN THEIR OPINION MAY BE NECESSARY,
DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF
GIVING EFFECT TO AND/OR TO IMPLEMENT THE
TRANSACTIONS CONTEMPLATED IN 9(I) ABOVE
10.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO MR. RONALD
HAO XI EDE (MR. EDE) IN ACCORDANCE WITH THE
TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE PROPOSED
GRANT TO MR. EDE)
10.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MR. EDE, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO MR. EDE UNDER THE 2020 RS
PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
10(I) ABOVE
11.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. CHARLES
LELAND COONEY (DR. COONEY) IN ACCORDANCE
WITH THE TERMS OF 2020 RS PLAN, SUBJECT TO
ALL APPLICABLE LAWS, RULES, REGULATIONS AND
THE APPLICABLE AWARD AGREEMENT (THE
PROPOSED GRANT TO DR. COONEY)
11.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. COONEY, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO DR. COONEY UNDER THE 2020
RS PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
11(I)
12.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO MS. JOYCE
I-YIN HSU (MS. HSU) IN ACCORDANCE WITH THE
TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE PROPOSED
GRANT TO MS. HSU)
12.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MS. HSU, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO MS. HSU UNDER THE 2020 RS
PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT HE/SHE/THEY BE AND IS/ARE
HEREBY AUTHORIZED TO TAKE SUCH ACTIONS, DO
SUCH THINGS, WHICH IN THEIR OPINION MAY BE
NECESSARY, DESIRABLE OR EXPEDIENT FOR THE
PURPOSE OF GIVING EFFECT TO AND/OR TO
IMPLEMENT THE TRANSACTIONS CONTEMPLATED IN
12(I) ABOVE
13.I TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF RESTRICTED SHARES TO DR. KAIXIAN
CHEN (DR. CHEN) IN ACCORDANCE WITH THE
TERMS OF 2020 RS PLAN, SUBJECT TO ALL
APPLICABLE LAWS, RULES, REGULATIONS AND THE
APPLICABLE AWARD AGREEMENT (THE PROPOSED
GRANT TO DR. CHEN)
13.II TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF DR. CHEN, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT, ISSUE AND
DEAL WITH THE SHARES PURSUANT TO THE
PROPOSED GRANT TO DR. CHEN UNDER THE 2020
RS PLAN SPECIFIC MANDATE, SUCH THAT THE
RESTRICTED SHARES SHALL RANK PARI PASSU IN
ALL RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING SHARES IN ISSUE AT THE DATE OF THE
ALLOTMENT AND ISSUANCE OF THE RESTRICTED
SHARES, AND THAT AND THAT HE/SHE/THEY BE
AND IS/ARE HEREBY AUTHORIZED TO TAKE SUCH
ACTIONS, DO SUCH THINGS, WHICH IN THEIR
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN 13(I) ABOVE
--------------------------------------------------------------------------------------------------------------------------
JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 715012958
--------------------------------------------------------------------------------------------------------------------------
Security: Y444TU113
Meeting Type: EGM
Meeting Date: 19-Jan-2022
Ticker:
ISIN: CNE100004BP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122901027.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122900988.pdf
O.1 THE ADOPTION OF THE 2021 A SHARE EMPLOYEE Mgmt For For
STOCK OWNERSHIP PLAN
O.2 THE PROPOSED ADOPTION OF THE ADMINISTRATIVE Mgmt For For
MEASURES ON THE 2021 A SHARE EMPLOYEE STOCK
OWNERSHIP PLAN
O.3 THE PROPOSED AUTHORIZATION TO THE BOARD TO Mgmt For For
DEAL WITH MATTERS IN RELATION TO THE 2021 A
SHARE EMPLOYEE STOCK OWNERSHIP PLAN
O.4 THE CONNECTED TRANSACTION IN RELATION TO Mgmt For For
THE PURCHASE OF SERIES B+ PREFERRED SHARES
IN JOINN BIOLOGICS
O.5 THE PROPOSED CAPITAL INCREASE IN RELEVANT Mgmt For For
WHOLLY-OWNED DOMESTIC SUBSIDIARIES BY THE
COMPANY
O.6 THE PROPOSED CAPITAL INCREASE IN THE WHOLLY Mgmt For For
-OWNED SUBSIDIARY, JO INN LABORATORIES, CA
INC., BY THE COMPANY
O.7 THE PROPOSED ESTABLISHMENT OF A Mgmt For For
WHOLLY-OWNED SUBSIDIARY, BIOMERE-JOINN
(CA), INC., BY THE COMPANY
O.8 THE PROPOSED INVESTMENT IN JIANGSU SINOTAU Mgmt Against Against
MOLECULAR IMAGING TECHNOLOGY CO., LTD. BY
THE COMPANY
O.9 THE PROPOSED ESTABLISHMENT OF A SUBSIDIARY, Mgmt For For
WUXI JOINN MOLECULAR IMAGING TECHNOLOGY
CO., LTD., BY THE COMPANY
S.1 THE ADOPTION OF THE 2021 RESTRICTED A SHARE Mgmt For For
INCENTIVE SCHEME INCLUDING THE ISSUANCE OF
RESTRICTED A SHARES UNDER SPECIFIC MANDATE
S.2 THE ADOPTION OF THE ASSESSMENT Mgmt For For
ADMINISTRATIVE MEASURES ON THE
IMPLEMENTATION OF THE 2021 RESTRICTED A
SHARE INCENTIVE SCHEME
S.3 TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL Mgmt For For
WITH MATTERS IN RELATION TO THE 2021
RESTRICTED A SHARE INCENTIVE SCHEME
S.4 TO GRANT THE GENERAL MANDATE TO THE BOARD Mgmt For For
TO REPURCHASE A SHARES AND H SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 715012960
--------------------------------------------------------------------------------------------------------------------------
Security: Y444TU113
Meeting Type: CLS
Meeting Date: 19-Jan-2022
Ticker:
ISIN: CNE100004BP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122901047.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122901009.pdf
1 THE ADOPTION OF THE 2021 RESTRICTED A SHARE Mgmt For For
INCENTIVE SCHEME INCLUDING THE ISSUANCE OF
RESTRICTED A SHARES UNDER SPECIFIC MANDATE
2 THE ADOPTION OF THE ASSESSMENT Mgmt For For
ADMINISTRATIVE MEASURES ON THE
IMPLEMENTATION OF THE 2021 RESTRICTED A
SHARE INCENTIVE SCHEME
3 TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL Mgmt For For
WITH MATTERS IN RELATION TO THE 2021
RESTRICTED A SHARE INCENTIVE SCHEME
4 TO GRANT THE GENERAL MANDATE TO THE BOARD Mgmt For For
TO REPURCHASE A SHARES AND H SHARES OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 715697580
--------------------------------------------------------------------------------------------------------------------------
Security: Y444TU113
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: CNE100004BP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501159.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501163.pdf
CMMT 27 MAY 2022: DELETION OF COMMENT Non-Voting
1 THE ANNUAL REPORT AND SUMMARY FOR 2021 Mgmt For For
2 THE WORK REPORT OF THE BOARD OF DIRECTORS Mgmt For For
FOR 2021
3 THE WORK REPORT OF THE SUPERVISORY Mgmt For For
COMMITTEE FOR 2021
4 THE FINAL ACCOUNT REPORT FOR 2021 Mgmt For For
5 THE RE-APPOINTMENT OF THE AUDITOR FOR THE Mgmt For For
FINANCIAL REPORT AND THE INTERNAL CONTROL
AUDITOR FOR 2022
6 THE PROPOSED REMUNERATION OF DIRECTORS AND Mgmt For For
SENIOR MANAGEMENT
7 THE PROPOSED REMUNERATION OF SUPERVISORS Mgmt For For
8 THE PROPOSED PURCHASE OF WEALTH MANAGEMENT Mgmt Against Against
PRODUCTS WITH INTERNAL IDLE FUND
9 THE PROPOSED AMENDMENTS TO THE MANAGEMENT Mgmt For For
SYSTEM FOR THE FUNDS RAISED OF THE COMPANY
10 THE PROPOSED CHANGE IN USE OF NET PROCEEDS Mgmt For For
11 THE PROPOSED 2021 PROFIT DISTRIBUTION PLAN Mgmt For For
12 THE PROPOSED CHANGE OF THE REGISTERED Mgmt For For
CAPITAL OF THE COMPANY
13 THE PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION OF THE COMPANY
14 THE PROPOSED ADOPTION OF THE SHARE Mgmt Against Against
INCENTIVE SCHEME (H SHARES) AND THE
PROPOSED AUTHORIZATION OF THE BOARD TO DEAL
WITH MATTERS IN RELATION TO THE SHARE
INCENTIVE SCHEME (H SHARES)
15 THE GRANT OF THE A SHARE REPURCHASE MANDATE Mgmt For For
AND THE H SHARE REPURCHASE MANDATE
CMMT 27 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JOINN LABORATORIES (CHINA) CO., LTD. Agenda Number: 715702622
--------------------------------------------------------------------------------------------------------------------------
Security: Y444TU113
Meeting Type: CLS
Meeting Date: 24-Jun-2022
Ticker:
ISIN: CNE100004BP3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501217.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0525/2022052501225.pdf
1 THE PROPOSED 2021 PROFIT DISTRIBUTION PLAN Mgmt For For
2 THE PROPOSED CHANGE OF THE REGISTERED Mgmt For For
CAPITAL OF THE COMPANY
3 THE PROPOSED ADOPTION OF THE SHARE Mgmt Against Against
INCENTIVE SCHEME (H SHARES) AND THE
PROPOSED AUTHORIZATION OF THE BOARD TO DEAL
WITH MATTERS IN RELATION TO THE SHARE
INCENTIVE SCHEME (H SHARES)
4 THE GRANT OF THE A SHARE REPURCHASE MANDATE Mgmt For For
AND THE H SHARE REPURCHASE MANDATE
--------------------------------------------------------------------------------------------------------------------------
JW (CAYMAN) THERAPEUTICS CO. LTD Agenda Number: 715729301
--------------------------------------------------------------------------------------------------------------------------
Security: G5210T104
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: KYG5210T1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201424.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201465.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2021 AND THE REPORTS OF THE DIRECTORS AND
AUDITOR THEREON
2.AI TO RE-ELECT MS. XING GAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.AII TO RE-ELECT MR. CHI SHING LI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2AIII TO RE-ELECT MR. YIU LEUNG ANDY CHEUNG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS OF THE
COMPANY (THE "DIRECTORS")
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2022
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO OFFER, ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES IN THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES IN THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
SHARES BY THE NUMBER OF SHARES REPURCHASED
BY THE COMPANY
5 TO APPROVE THE ADOPTION OF AMENDED AND Mgmt For For
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY, WHICH CONTAIN
THE PROPOSED AMENDMENTS TO THE EXISTING
SEVENTH AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY
CURRENTLY IN EFFECT AS SET OUT IN APPENDIX
III OF THE CIRCULAR OF THE COMPANY DATED
JUNE 6, 2022, IN SUBSTITUTION FOR AND TO
THE EXCLUSION OF, THE EXISTING SEVENTH
AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY WITH
IMMEDIATE EFFECT
--------------------------------------------------------------------------------------------------------------------------
KEYMED BIOSCIENCES INC. Agenda Number: 715584430
--------------------------------------------------------------------------------------------------------------------------
Security: G5252B102
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: KYG5252B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0503/2022050301475.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0503/2022050301588.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTOR(S)) AND INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2021
2.A.1 TO RE-ELECT DR. BO CHEN AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.A.2 TO RE-ELECT DR. CHANGYU WANG AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.A.3 TO RE-ELECT DR. MIN CHUAN WANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.A.4 TO RE-ELECT MR. YILUN LIU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2.A.5 TO RE-ELECT PROF. XIAO-FAN WANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.A.6 TO RE-ELECT PROF. YANG KE AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2.A.7 TO RE-ELECT MR. CHEUK KIN STEPHEN LAW AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.A.8 TO RE-ELECT PROF. LINQING LIU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
BOARD) TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT MESSRS. ERNST & YOUNG AS Mgmt For For
AUDITOR OF THE COMPANY UNTIL THE CONCLUSION
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY AND TO AUTHORISE THE BOARD TO FIX
ITS REMUNERATION
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 4(A) TO ISSUE SHARES BY ADDING TO THE
NUMBER OF ISSUED SHARES OF THE COMPANY THE
NUMBER OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 4(B)
5 TO ADOPT THE FIFTH AMENDED AND RESTATED Mgmt For For
MEMORANDUM AND ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
KINTOR PHARMACEUTICAL LIMITED Agenda Number: 715710390
--------------------------------------------------------------------------------------------------------------------------
Security: G5273B107
Meeting Type: AGM
Meeting Date: 30-Jun-2022
Ticker:
ISIN: KYG5273B1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0530/2022053000759.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0530/2022053000777.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE "DIRECTOR(S)") AND INDEPENDENT AUDITOR
FOR THE YEAR ENDED 31 DECEMBER 2021
2.A.I TO RE-ELECT DR. YOUZHI TONG AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.AII TO RE-ELECT MS. YAN LU AS AN EXECUTIVE Mgmt For For
DIRECTOR
2AIII TO RE-ELECT MR. WEIPENG GAO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2A.IV TO RE-ELECT MS. GEQI WEI AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2.A.V TO RE-ELECT MR. CHENGWEI LIU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2A.VI TO RE-ELECT MR. WALLACE WAI YIM YEUNG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
3 TO RE-APPOINT MESSRS. Mgmt For For
PRICEWATERHOUSECOOPERS AS THE AUDITOR OF
THE COMPANY UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO AUTHORISE THE BOARD TO FIX ITS
REMUNERATION
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
4.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 4(A) TO ISSUE SHARES BY ADDING TO THE
NUMBER OF ISSUED SHARES OF THE COMPANY THE
NUMBER OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 4(B)
--------------------------------------------------------------------------------------------------------------------------
LIANBIO Agenda Number: 935639053
--------------------------------------------------------------------------------------------------------------------------
Security: 53000N108
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: LIAN
ISIN: US53000N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Tassos Mgmt For For
Gianakakos
1b. Election of Class I Director: Neil Kumar Mgmt Against Against
2. An ordinary resolution to ratify the Mgmt For For
appointment of KPMG LLP as the Company's
independent registered public accounting
firm for the Company's fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 714445257
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 29-Jul-2021
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0706/2021070600778.pdf,
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.1 THROUGH 1.2 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
1.1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. LUO HUIYUAN AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION
OF THE BOARD
1.2 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MS. CUI LIJIE AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE TENTH SESSION
OF THE BOARD
2 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
PROVISION OF FINANCING GUARANTEES TO ITS
CONTROLLING SUBSIDIARY LIVZON MAB
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 714921586
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: EGM
Meeting Date: 10-Dec-2021
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1117/2021111700940.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1117/2021111700928.pdf
1 TO CONSIDER AND APPROVE A THREE-YEAR Mgmt For For
CONTINUING GUARANTEE SUPPORT FRAMEWORK
AGREEMENT FOR 2022-2024 ENTERED INTO
BETWEEN THE COMPANY AND ITS CONTROLLING
SUBSIDIARY LIVZON MAB, THE CONTINUING
CONNECTED TRANSACTIONS OF PROVISION OF
FINANCING GUARANTEES BY THE COMPANY TO
LIVZON MAB CONTEMPLATED THEREUNDER AND THE
ANNUAL CAPS OF THE GUARANTEES
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 715435081
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: AGM
Meeting Date: 20-May-2022
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0411/2022041101270.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0411/2022041101272.pdf
1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF THE COMPANY FOR THE YEAR 2021
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE OF THE COMPANY
FOR THE YEAR 2021
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
ACCOUNTS REPORT OF THE COMPANY FOR THE YEAR
2021
4 TO CONSIDER AND APPROVE THE 2021 ANNUAL Mgmt For For
REPORT OF LIVZON PHARMACEUTICAL GROUP INC
5 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF GRANT THORNTON (SPECIAL GENERAL
PARTNERSHIP) AS THE AUDITOR OF THE COMPANY
FOR THE YEAR 2022 AND FIX ITS REMUNERATION
6 TO CONSIDER AND APPROVE THE 2021 ANNUAL Mgmt For For
PROFIT DISTRIBUTION PLAN OF THE COMPANY
7 TO CONSIDER AND APPROVE THE COMPANY'S Mgmt For For
FACILITY FINANCING AND PROVISION OF
FINANCING GUARANTEES TO ITS SUBSIDIARIES
8 TO CONSIDER AND APPROVE THE GRANT OF Mgmt Against Against
GENERAL MANDATE TO THE BOARD FOR ISSUING OF
SHARES
9 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
GENERAL MANDATE TO THE BOARD TO REPURCHASE
H SHARES OF THE COMPANY
10 TO CONSIDER AND APPROVE THE DRAFT AND Mgmt For For
SUMMARY OF THE SECOND PHASE OWNERSHIP
SCHEME UNDER THE MEDIUM TO LONG-TERM
BUSINESS PARTNER SHARE OWNERSHIP SCHEME OF
THE COMPANY
11 TO CONSIDER AND APPROVE THE ADMINISTRATIVE Mgmt For For
MEASURES OF THE SECOND PHASE OWNERSHIP
SCHEME UNDER THE MEDIUM TO LONG-TERM
BUSINESS PARTNER SHARE OWNERSHIP SCHEME OF
THE COMPANY
12 TO CONSIDER AND APPROVE THE AUTHORIZATION Mgmt For For
TO THE BOARD TO DEAL WITH MATTERS REGARDING
THE SECOND PHASE OWNERSHIP SCHEME UNDER THE
MEDIUM TO LONG-TERM BUSINESS PARTNER SHARE
OWNERSHIP SCHEME OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LIVZON PHARMACEUTICAL GROUP INC Agenda Number: 715456554
--------------------------------------------------------------------------------------------------------------------------
Security: Y52889105
Meeting Type: CLS
Meeting Date: 20-May-2022
Ticker:
ISIN: CNE100001QV5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0411/2022041101284.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0411/2022041101274.pdf
1 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
GENERAL MANDATE TO THE BOARD TO REPURCHASE
H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LUYE PHARMA GROUP LTD Agenda Number: 715658893
--------------------------------------------------------------------------------------------------------------------------
Security: G57007109
Meeting Type: AGM
Meeting Date: 20-Jun-2022
Ticker:
ISIN: BMG570071099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0517/2022051701047.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0517/2022051701049.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE ''DIRECTORS'') AND OF THE
AUDITORS OF THE COMPANY (THE ''AUDITOR'')
FOR THE YEAR ENDED 31 DECEMBER 2021
2.A TO RE-ELECT MR. LIU DIAN BO AS AN EXECUTIVE Mgmt For For
DIRECTOR
2.B TO RE-ELECT MR. YUAN HUI XIAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
2.C TO RE-ELECT MR. ZHANG HUA QIAO AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.D TO RE-ELECT MR. CHOY SZE CHUNG JOJO AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2.E TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE ''BOARD'') TO FIX THE
REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS THE AUDITOR Mgmt For For
TO HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING OF THE COMPANY
AND TO AUTHORISE THE BOARD TO FIX THEIR
REMUNERATION FOR THE YEAR ENDING 31
DECEMBER 2022
4.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE ISSUED
SHARE CAPITAL OF THE COMPANY (THE ''ISSUE
MANDATE'')
4.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY
4.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt Against Against
OF SHARES REPURCHASED BY THE COMPANY
5 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt Against Against
BYE-LAWS OF THE COMPANY AND TO ADOPT THE
AMENDED AND RESTATED BYE-LAWS OF THE
COMPANY IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE CURRENT BYE-LAWS OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
NEW HORIZON HEALTH LIMITED Agenda Number: 715567636
--------------------------------------------------------------------------------------------------------------------------
Security: G6485S102
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: KYG6485S1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042700951.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0427/2022042701035.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
AND AUDITORS FOR THE YEAR ENDED DECEMBER
31, 2021
2.A TO RE-ELECT MR. YEQING ZHU AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. NAXIN YAO AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITORS AND AUTHORISE THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES NOT EXCEEDING 20% OF
THE ISSUED SHARE CAPITAL OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF PASSING OF
THIS RESOLUTION
7 TO EXTEND, CONDITIONAL UPON THE ABOVE Mgmt Against Against
RESOLUTIONS 5 AND 6 BEING DULY PASSED, THE
GENERAL MANDATE TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL SHARES BY ADDING THE
AGGREGATE AMOUNT OF THE REPURCHASED SHARES
TO THE 20% GENERAL MANDATE
8 TO APPROVE AND ADOPT THE 2022 RSU SCHEME; Mgmt Against Against
AND TO AUTHORIZE THE DIRECTORS TO DO ALL
SUCH ACTS AND TO ENTER INTO ALL SUCH
TRANSACTIONS, ARRANGEMENTS AND AGREEMENTS
AS MAY BE NECESSARY OR EXPEDIENT IN ORDER
TO GIVE FULL EFFECT TO THE 2022 RSU SCHEME
9 TO APPROVE AND ADOPT THE 2022 SHARE OPTION Mgmt Against Against
SCHEME, SUBJECT TO AND CONDITIONAL UPON THE
LISTING COMMITTEE OF THE STOCK EXCHANGE
GRANTING THE APPROVAL FOR THE LISTING OF,
AND THE PERMISSION TO DEAL IN, SHARES TO BE
ISSUED PURSUANT TO THE EXERCISE OF THE
OPTIONS WHICH MAY BE GRANTED UNDER THE 2022
SHARE OPTION SCHEME; AND TO AUTHORIZE THE
DIRECTORS TO DO ALL SUCH ACTS AND TO ENTER
INTO ALL SUCH TRANSACTIONS, ARRANGEMENTS
AND AGREEMENTS AS MAY BE NECESSARY OR
EXPEDIENT IN ORDER TO GIVE FULL EFFECT TO
THE 2022 SHARE OPTION SCHEME
10 (I) TO APPROVE THE PROPOSED AMENDMENTS (THE Mgmt For For
"PROPOSED AMENDMENTS") TO THE SIXTH AMENDED
AND RESTATED ARTICLES OF ASSOCIATION (THE
"ARTICLES OF ASSOCIATION") OF THE COMPANY,
THE DETAILS OF WHICH ARE SET OUT IN
APPENDIX V TO THE CIRCULAR OF THE COMPANY
DATED APRIL 28, 2022; (II) TO APPROVE AND
ADOPT THE SEVENTH AMENDED AND RESTATED
ARTICLES OF ASSOCIATION OF THE COMPANY (THE
"NEW ARTICLES OF ASSOCIATION"), WHICH
CONTAINS ALL THE PROPOSED AMENDMENTS, AS
THE ARTICLES OF ASSOCIATION OF THE COMPANY
IN SUBSTITUTION FOR AND TO THE EXCLUSION OF
THE ARTICLES OF ASSOCIATION WITH IMMEDIATE
EFFECT; AND (III) TO AUTHORIZE ANY DIRECTOR
OR COMPANY SECRETARY OF THE COMPANY TO DO
ALL SUCH ACTS, DEEDS AND THINGS AND EXECUTE
ALL SUCH DOCUMENTS AND MAKE ALL SUCH
ARRANGEMENTS THAT HE/SHE SHALL, IN HIS/HER
ABSOLUTE DISCRETION, DEEM NECESSARY OR
EXPEDIENT TO GIVE EFFECT TO THE PROPOSED
AMENDMENTS AND THE ADOPTION OF NEW ARTICLES
OF ASSOCIATION, INCLUDING WITHOUT
LIMITATION, ATTENDING TO THE NECESSARY
FILINGS WITH THE REGISTRAR OF COMPANIES IN
THE CAYMAN ISLANDS AND HONG KONG
--------------------------------------------------------------------------------------------------------------------------
OCUMENSION THERAPEUTICS Agenda Number: 714537973
--------------------------------------------------------------------------------------------------------------------------
Security: G67411101
Meeting Type: EGM
Meeting Date: 31-Aug-2021
Ticker:
ISIN: KYG674111011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0810/2021081000881.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0810/2021081000864.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 SUBJECT TO AND CONDITIONAL UPON THE LISTING Mgmt Against Against
COMMITTEE OF THE STOCK EXCHANGE GRANTING
THE APPROVAL FOR THE LISTING OF, AND THE
PERMISSION TO DEAL IN, SHARES TO BE ISSUED
PURSUANT TO THE EXERCISE OF THE SHARE
OPTIONS WHICH MAY BE GRANTED UNDER THE 2021
SHARE OPTION SCHEME, TO APPROVE AND ADOPT
THE 2021 SHARE OPTION SCHEME, AND AUTHORIZE
THE DIRECTORS TO DO ALL SUCH ACTS AND TO
ENTER INTO ALL SUCH TRANSACTIONS,
ARRANGEMENTS AND AGREEMENTS AS MAY BE
NECESSARY OR EXPEDIENT IN ORDER TO GIVE
FULL EFFECT TO THE 2021 SHARE OPTION SCHEME
2.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF OPTIONS TO MR. LIU IN ACCORDANCE
WITH THE TERMS OF THE 2021 SHARE OPTION
SCHEME (THE "OPTIONS GRANT"), SUBJECT TO
ALL APPLICABLE LAWS, RULES, REGULATIONS AND
THE APPLICABLE GRANT LETTER
2.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MR. LIU, TO EXERCISE THE
POWERS OF THE COMPANY TO ALLOT AND ISSUE
THE ORDINARY SHARES OF THE COMPANY PURSUANT
TO THE OPTION GRANT (THE "OPTION SHARES")
IN ACCORDANCE WITH THE TERMS OF THE 2021
SHARE OPTION SCHEME, SUCH THAT THE OPTION
SHARES SHALL RANK PARI PASSU IN ALL
RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING ORDINARY SHARES IN ISSUE AT THE
DATE OF THE ALLOTMENT AND ISSUANCE OF THE
OPTION SHARES, AND THAT HE/SHE/THEY, BE AND
IS/ARE HEREBY AUTHORIZED TO TAKE SUCH
ACTIONS, DO SUCH THINGS, WHICH IN THEIR
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN 2(A) ABOVE
3.A TO APPROVE AND CONFIRM THE CONDITIONAL Mgmt Against Against
GRANT OF AWARDS TO MR. LIU AND DR. HU IN
ACCORDANCE WITH THE TERMS OF THE 2021 SHARE
AWARD SCHEME, SUBJECT TO ALL APPLICABLE
LAWS, RULES, REGULATIONS AND THE APPLICABLE
GRANT LETTER (THE "AWARDS GRANT")
3.B TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS OF THE COMPANY, WITH THE
EXCEPTION OF MR. LIU AND DR. HU, TO
EXERCISE THE POWERS OF THE COMPANY TO ALLOT
AND ISSUE THE ORDINARY SHARES OF THE
COMPANY PURSUANT TO THE AWARDS GRANT (THE
"AWARD SHARES") UNDER THE CONNECTED GRANT
SPECIFIC MANDATE GRANTED TO THE DIRECTORS
BY THE SHAREHOLDERS OF THE COMPANY AT THE
EGM IN ACCORDANCE WITH THE TERMS OF THE
2021 SHARE AWARD SCHEME, SUCH THAT THE
AWARD SHARES SHALL RANK PARI PASSU IN ALL
RESPECTS AMONG THEMSELVES AND WITH THE
EXISTING ORDINARY SHARES IN ISSUE AT THE
DATE OF THE ALLOTMENT AND ISSUANCE OF THE
AWARD SHARES, AND THAT HE/SHE/THEY, BE AND
IS/ARE HEREBY AUTHORIZED TO TAKE SUCH
ACTIONS, DO SUCH THINGS, WHICH IN THEIR
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN 3(A) ABOVE
4.A SUBJECT TO AND CONDITIONAL UPON THE LISTING Mgmt Against Against
COMMITTEE OF STOCK EXCHANGE GRANTING THE
APPROVAL FOR THE LISTING OF, AND THE
PERMISSION TO DEAL IN, SHARES TO BE ISSUED
PURSUANT TO THE 2021 SHARE AWARD SCHEME, TO
GRANTED THE DIRECTORS A SPECIFIC MANDATE TO
ALLOT AND ISSUE UP TO 3% OF SHARES AS OF
THE LATEST PRACTICABLE DATE PURSUANT TO THE
2021 SHARE AWARD SCHEME AND THE ARTICLES OF
ASSOCIATION AND FOR THE PURPOSE OF
DISTRIBUTION OF SHARES PURSUANT TO THE 2021
SHARE AWARD SCHEME (THE "AWARD SCHEME
SPECIFIC MANDATE"), PROVIDED THAT THIS
AWARD SCHEME SPECIFIC MANDATE SHALL BE IN
ADDITION TO, AND SHALL NOT PREJUDICE OR
REVOKE ANY EXISTING OR SUCH OTHER GENERAL
OR SPECIAL MANDATES WHICH MAY FROM TIME TO
TIME BE GRANTED TO THE DIRECTORS PRIOR TO
THE PASSING OF THIS RESOLUTION
4.B SUBJECT TO AND CONDITIONAL UPON THE LISTING Mgmt Against Against
COMMITTEE OF STOCK EXCHANGE GRANTING THE
APPROVAL FOR THE LISTING OF, AND THE
PERMISSION TO DEAL IN, SHARES TO BE ISSUED
PURSUANT TO THE 2021 SHARE AWARD SCHEME,
AND THE PASSING OF RESOLUTION 4(A) ABOVE,
TO GRANT THE DIRECTORS A SPECIFIC MANDATE
TO ALLOT AND ISSUE UP TO 13,152,000 SHARES
UNDER THE AWARDS GRANT PURSUANT TO THE 2021
SHARE AWARD SCHEME AND THE ARTICLES OF
ASSOCIATION (THE "CONNECTED GRANT SPECIFIC
MANDATE"), PROVIDED THAT THE CONNECTED
GRANT SPECIFIC MANDATE SHALL BE IN ADDITION
TO, AND SHALL NOT PREJUDICE OR REVOKE ANY
EXISTING OR SUCH OTHER GENERAL OR SPECIAL
MANDATES (OTHER THAN THE AWARD SCHEME
SPECIFIC MANDATE) WHICH MAY FROM TIME TO
TIME BE GRANTED TO THE DIRECTORS PRIOR TO
THE PASSING OF THIS RESOLUTION
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 714398294
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: EGM
Meeting Date: 12-Jul-2021
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0624/2021062400275.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0624/2021062400377.pdf
1 2021 RESTRICTED A SHARE INCENTIVE SCHEME Mgmt For For
(DRAFT) AND ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt For For
IMPLEMENTATION OF THE 2021 RESTRICTED A
SHARE INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS PERTAINING TO THE 2021 RESTRICTED A
SHARE INCENTIVE SCHEME
4 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
5 REDUCTION OF REGISTERED CAPITAL Mgmt For For
6 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
7 AUTHORIZATION TO THE BOARD OF THE COMPANY Mgmt For For
TO HANDLE MATTERS PERTAINING TO THE
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
AND THE PROCEDURES FOR FILING THE ARTICLES
OF ASSOCIATION WITH THE MARKET SUPERVISION
AND MANAGEMENT DEPARTMENT
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 714398307
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 12-Jul-2021
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0624/2021062400291.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0624/2021062400411.pdf
1 2021 RESTRICTED A SHARE INCENTIVE SCHEME Mgmt For For
(DRAFT) AND ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt For For
IMPLEMENTATION OF THE 2021 RESTRICTED A
SHARE INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS PERTAINING TO THE 2021 RESTRICTED A
SHARE INCENTIVE SCHEME
4 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
5 REDUCTION OF REGISTERED CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 715011184
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: EGM
Meeting Date: 14-Jan-2022
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122900484.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122900658.pdf
1 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
2 REDUCTION OF REGISTERED CAPITAL Mgmt For For
3 AMENDMENTS TO THE ARTICLES OF ASSOCIATION Mgmt For For
4 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS PERTAINING TO THE REDUCTION OF
REGISTERED CAPITAL, THE AMENDMENTS TO THE
ARTICLES OF ASSOCIATION AND THE PROCEDURES
FOR FILLING THE THE REDUCTION OF REGISTERED
CAPITAL AND ARTICLES OF ASSOCIATION WITH
THE MARKET SUPERVISION MANAGEMENT
DEPARTMENT
5 AMENDMENTS TO THE RULES OF PROCEDURE FOR Mgmt Against Against
THE GENERAL MEETINGS
6 AMENDMENTS TO THE RULES OF PROCEDURE FOR Mgmt Against Against
THE BOARD MEETINGS
7 AMENDMENTS TO THE RULES OF PROCEDURE FOR Mgmt Against Against
THE SUPERVISORY COMMITTEE
8 AMENDMENTS TO THE RELATED PARTY Mgmt Against Against
TRANSACTIONS MANAGEMENT POLICY
9 AMENDMENTS TO THE EXTERNAL GUARANTEE Mgmt Against Against
MANAGEMENT POLICY
10 AMENDMENTS TO THE INDEPENDENT NON-EXECUTIVE Mgmt Against Against
DIRECTORS WORKING POLICY
11 AMENDMENTS TO THE EXTERNAL INVESTMENT Mgmt Against Against
MANAGEMENT POLICY
12 AMENDMENTS TO THE PROCEDURE FOR A Mgmt Against Against
SHAREHOLDER TO NOMINATE A PERSON FOR
ELECTION AS A DIRECTOR
13 PARTIAL AMENDMENTS TO THE VOLUNTARY Mgmt For For
UNDERTAKINGS MADE BY ENTITIES CONTROLLED BY
ACTUAL CONTROLLERS
14 APPOINTMENT OF INTERNAL CONTROL AUDITOR FOR Mgmt For For
THE YEAR OF 2021
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 715011196
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 14-Jan-2022
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122900522.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1229/2021122900668.pdf
1 REPURCHASE AND CANCELLATION OF PART OF THE Mgmt For For
RESTRICTED A SHARES GRANTED UNDER THE A
SHARE INCENTIVE SCHEME
2 REDUCTION OF REGISTERED CAPITAL Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 715608103
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: AGM
Meeting Date: 31-May-2022
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050601327.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050601376.pdf
1 WORK REPORT OF THE BOARD OF DIRECTORS FOR Mgmt For For
THE YEAR 2021
2 WORK REPORT OF THE SUPERVISORY COMMITTEE Mgmt For For
FOR THE YEAR 2021
3 FINANCIAL STATEMENTS FOR THE YEAR 2021 Mgmt For For
6 2021 ANNUAL REPORTS FULL TEXT AND REPORT Mgmt For For
SUMMARY AND 2021 ANNUAL RESULTS
ANNOUNCEMENT
7 REMUNERATION OF THE DIRECTORS FOR THE YEAR Mgmt For For
2022
8 REMUNERATION OF THE SUPERVISORS FOR THE Mgmt For For
YEAR 2022
9 ENGAGEMENT OF DOMESTIC FINANCIAL AND Mgmt For For
INTERNAL CONTROL AUDITORS FOR THE YEAR 2022
10 ENGAGEMENT OF INTERNATIONAL AUDITOR FOR THE Mgmt For For
YEAR 2022
12 FOREIGN EXCHANGE HEDGING QUOTA FOR THE YEAR Mgmt For For
2022
4 (SUBJECT TO THE PASSING OF RESOLUTION NO. 5 Mgmt For For
BELOW) 2021 PROFIT DISTRIBUTION PLAN
5 (SUBJECT TO THE PASSING OF RESOLUTION NO. 4 Mgmt For For
ABOVE) PROPOSED GRANT OF THE CONVERTIBLE
BONDS-RELATED SPECIFIC MANDATE TO ISSUE
ADDITIONAL CONVERSION SHARES
11 GUARANTEES QUOTA FOR THE YEAR 2022 Mgmt Against Against
13 2022 A SHARE INCENTIVE SCHEME (DRAFT) AND Mgmt For For
ITS SUMMARY
14 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt For For
IMPLEMENTATION OF THE 2022 A SHARE
INCENTIVE SCHEME
15 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS PERTAINING TO THE 2022 A SHARE
INCENTIVE SCHEME
16 GRANTING OF GENERAL MANDATE TO ISSUE H Mgmt Against Against
SHARES
--------------------------------------------------------------------------------------------------------------------------
PHARMARON BEIJING CO., LTD. Agenda Number: 715618166
--------------------------------------------------------------------------------------------------------------------------
Security: Y989K6119
Meeting Type: CLS
Meeting Date: 31-May-2022
Ticker:
ISIN: CNE100003PG4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0506/2022050601451.pdf,
1 2022 A SHARE INCENTIVE SCHEME (DRAFT) AND Mgmt For For
ITS SUMMARY
2 ASSESSMENT MANAGEMENT MEASURES FOR THE Mgmt For For
IMPLEMENTATION OF THE 2022 A SHARE
INCENTIVE SCHEME
3 AUTHORIZATION TO THE BOARD TO HANDLE Mgmt For For
MATTERS PERTAINING TO THE 2022 A SHARE
INCENTIVE SCHEME
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 714958280
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: EGM
Meeting Date: 20-Dec-2021
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1202/2021120201380.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1202/2021120201384.pdf
CMMT 03 DEC 2021: COMMENT DELETED Non-Voting
1 TO CONSIDER AND APPROVE: ''THAT: I. THE Mgmt For For
STRATEGIC ALLOTMENT UNDER THE PLAN; AND II.
ANY ONE OF THE DIRECTORS OF THE COMPANY BE
AND IS HEREBY AUTHORIZED TO DO, APPROVE AND
TRANSACT ALL SUCH ACTS AND THINGS AS THE
DIRECTOR MAY IN HIS/HER ABSOLUTE DISCRETION
CONSIDER NECESSARY OR DESIRABLE IN
CONNECTION THEREWITH.''
CMMT 03 DEC 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 715481228
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: EGM
Meeting Date: 05-May-2022
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0419/2022041901798.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0419/2022041901776.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. CHEN YUNJIN (AS SPECIFIED AS) AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
REMEGEN CO. LTD. Agenda Number: 715707317
--------------------------------------------------------------------------------------------------------------------------
Security: Y7S9CK101
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: CNE1000048G6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0530/2022053000302.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0530/2022053000366.pdf
1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2021
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS OF THE COMPANY FOR THE
YEAR 2021
4 TO CONSIDER AND APPROVE THE ANNUAL PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2021
5 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt Against Against
BUDGET OF THE COMPANY FOR THE YEAR 2022
6 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
GROUP AND THE REPORT OF AUDITOR FOR THE
YEAR 2021
7 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
DIRECTORS OF THE COMPANY
8 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
SUPERVISORS OF THE COMPANY
9 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
THE AMOUNT OF THE EXPECTED DAY-TO-DAY
RELATED PARTY TRANSACTIONS FOR THE YEAR
2022
10 TO CONSIDER AND APPROVE THE EXPECTED Mgmt For For
DAY-TO-DAY RELATED PARTY TRANSACTIONS FOR
THE YEAR 2023 TO 2025
11 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF ERNST & YOUNG HUA MING LLP AND ERNST &
YOUNG AS THE PRC FINANCIAL REPORT AUDITORS
AND INTERNATIONAL FINANCIAL REPORT AUDITORS
OF THE COMPANY FOR 2022, RESPECTIVELY, FOR
A TERM UNTIL THE CONCLUSION OF THE 2022
ANNUAL GENERAL MEETING OF THE COMPANY, AND
AUTHORIZED THE BOARD OF DIRECTORS OF THE
COMPANY TO DETERMINE THE SPECIFIC MATTERS,
INCLUDING BUT NOT LIMITED TO THEIR
REMUNERATIONS, IN RELATION TO SUCH
APPOINTMENT
12 TO CONSIDER AND APPROVE THE PURCHASE OF Mgmt For For
LIABILITY INSURANCE FOR DIRECTORS,
SUPERVISORS AND SENIOR MANAGEMENT OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 714393612
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: EGM
Meeting Date: 14-Jul-2021
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0622/2021062200527.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0622/2021062200543.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE REPORT ON THE USE OF PROCEEDS
PREVIOUSLY RAISED
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 714909756
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: EGM
Meeting Date: 07-Dec-2021
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1116/2021111600473.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1116/2021111600467.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
EXTENSION OF AUTHORISATION VALID PERIOD AND
CHANGE OF AUTHORISED PERSON FOR THE
PROPOSED SHANGHAI HENLIUS LISTING
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 2.A THROUGH 2.B WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
2.A TO ELECT MR. WANG KEXIN AS EXECUTIVE Mgmt For For
DIRECTOR
2.B TO ELECT MS. GUAN XIAOHUI AS EXECUTIVE Mgmt For For
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 715596447
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: CLS
Meeting Date: 01-Jun-2022
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042801074.pdf,
1 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF GENERAL MANDATE TO
REPURCHASE H SHARES
2 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF GENERAL MANDATE TO
REPURCHASE A SHARES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO LTD Agenda Number: 715569907
--------------------------------------------------------------------------------------------------------------------------
Security: Y7687D109
Meeting Type: AGM
Meeting Date: 01-Jun-2022
Ticker:
ISIN: CNE100001M79
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042800870.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042801012.pdf
1 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE GROUP FOR THE YEAR 2021
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD FOR THE YEAR 2021
3 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE FOR THE YEAR 2021
4 TO CONSIDER AND APPROVE THE FINAL ACCOUNTS Mgmt For For
REPORT OF THE GROUP FOR THE YEAR 2021
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR 2021
6 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF ERNST & YOUNG HUA MING LLP AS THE PRC
FINANCIAL REPORT AND INTERNAL CONTROL
REPORT AUDITORS OF THE COMPANY FOR THE YEAR
2022 AND RE-APPOINTMENT OF ERNST & YOUNG AS
INTERNATIONAL FINANCIAL REPORT AUDITORS OF
THE COMPANY FOR THE YEAR 2022 AND THE
PASSING OF REMUNERATION PACKAGES FOR THE
PRC AND INTERNATIONAL AUDITORS FOR THE YEAR
2021
7 TO CONSIDER AND APPROVE THE ESTIMATES OF Mgmt For For
ONGOING RELATED PARTY TRANSACTIONS OF THE
GROUP FOR 2022
8 TO CONSIDER AND APPROVE THE APPRAISAL Mgmt For For
RESULTS AND REMUNERATIONS OF DIRECTORS FOR
2021
9 TO CONSIDER AND APPROVE THE APPRAISAL Mgmt For For
PROGRAM OF DIRECTORS FOR 2022
10 TO CONSIDER AND APPROVE THE RENEWED AND Mgmt For For
ADDITIONAL ENTRUSTED LOAN/ BORROWING QUOTA
OF THE GROUP
11 TO CONSIDER AND APPROVE THE ADDITIONAL Mgmt For For
CREDIT APPLICATIONS OF THE COMPANY
12 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
OF THE MANAGEMENT TO DISPOSE OF THE SHARES
OF THE LISTED COMPANIES HELD BY THE GROUP
13 TO CONSIDER AND APPROVE THE COMPLIANCE WITH Mgmt For For
CONDITIONS FOR THE PROPOSED ISSUANCE OF
CORPORATE BONDS OF THE COMPANY
14.1 SIZE AND METHOD OF THE ISSUANCE Mgmt For For
14.2 COUPON RATE OR ITS DETERMINATION MECHANISM Mgmt For For
14.3 MATURITY PERIOD, METHOD OF PRINCIPAL Mgmt For For
REPAYMENT AND INTEREST PAYMENT, AND OTHER
SPECIFIC ARRANGEMENTS
14.4 USE OF PROCEEDS Mgmt For For
14.5 ISSUANCE TARGET AND PLACING ARRANGEMENT FOR Mgmt For For
SHAREHOLDERS
14.6 GUARANTEE ARRANGEMENT Mgmt For For
14.7 PROVISIONS ON REDEMPTION AND REPURCHASE Mgmt For For
14.8 CREDIT STANDING OF THE COMPANY AND Mgmt For For
SAFEGUARDS FOR DEBT REPAYMENT
14.9 UNDERWRITING METHOD Mgmt For For
14.10 LISTING ARRANGEMENT Mgmt For For
14.11 VALIDITY OF THE RESOLUTIONS Mgmt For For
15 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
AUTHORIZATIONS TO THE BOARD (OR ITS
AUTHORIZED REPRESENTATIVES) TO DEAL WITH,
AT THEIR ABSOLUTE DISCRETION, RELEVANT
MATTERS IN RELATION TO THE PUBLIC ISSUANCE
OF CORPORATE BONDS
16 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt Against Against
SHARE OPTION SCHEME OF FOSUN HEALTH AND TO
AUTHORIZE THE BOARD OF THE COMPANY, THE
BOARD OF DIRECTORS OF FOSUN HEALTH AND
THEIR RESPECTIVE AUTHORIZED PERSONS TO
EXECUTE SUCH DOCUMENTS AND TAKE SUCH ACTION
AS THEY DEEM APPROPRIATE TO IMPLEMENT AND
GIVE EFFECT TO THE SHARE OPTION SCHEME
17 TO CONSIDER AND APPROVE THE RENEWED AND Mgmt For For
ADDITIONAL GUARANTEE QUOTA OF THE GROUP
18 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt Against Against
THE PROPOSED GRANT OF GENERAL MANDATE TO
ISSUE A SHARES AND/OR H SHARES
19 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF GENERAL MANDATE TO
REPURCHASE H SHARES
20 TO CONSIDER AND, IF THOUGHT FIT, APPROVE Mgmt For For
THE PROPOSED GRANT OF GENERAL MANDATE TO
REPURCHASE A SHARES
21.A RE-ELECT MR. WU YIFANG AS AN EXECUTIVE Mgmt For For
DIRECTOR
21.B RE-ELECT MR. WANG KEXIN AS AN EXECUTIVE Mgmt For For
DIRECTOR
21.C RE-ELECT MS. GUAN XIAOHUI AS AN EXECUTIVE Mgmt For For
DIRECTOR
21.D RE-ELECT MR. CHEN QIYU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
21.E RE-ELECT MR. YAO FANG AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
21.F RE-ELECT MR. XU XIAOLIANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
21.G RE-ELECT MR. PAN DONGHUI AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
22.A RE-ELECT MS. LI LING AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
22.B RE-ELECT MR. TANG GULIANG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
22.C RE-ELECT MR. WANG QUANDI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
22.D RE-ELECT MR. YU TZE SHAN HAILSON AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
23.A RE-ELECT MR. CAO GENXING AS A SUPERVISOR Mgmt For For
23.B RE-ELECT MR. GUAN YIMIN AS A SUPERVISOR Mgmt For For
CMMT 26 MAY 2022: PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 21.A THROUGH
21.G WILL BE PROCESSED AS TAKE NO ACTION BY
THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES
FOR THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET
CMMT 26 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS AND
MODIFICATION OF COMMENT. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 26 MAY 2022: PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 22.A THROUGH
22.D WILL BE PROCESSED AS TAKE NO ACTION BY
THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES
FOR THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET
CMMT 26 MAY 2022: PLEASE NOTE THAT PER THE Non-Voting
AGENDA PUBLISHED BY THE ISSUER, AGAINST AND
ABSTAIN VOTES FOR RESOLUTIONS 23.A THROUGH
23.B WILL BE PROCESSED AS TAKE NO ACTION BY
THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES
FOR THESE RESOLUTIONS WILL BE LODGED IN THE
MARKET
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 715160038
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690W102
Meeting Type: EGM
Meeting Date: 07-Mar-2022
Ticker:
ISIN: CNE100001W69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0210/2022021000546.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0210/2022021000608.pdf
1 THE PROPOSAL IN RELATION TO THE 2021 Mgmt Against Against
RESTRICTED A SHARE INCENTIVE SCHEME OF THE
COMPANY (DRAFT) AND ITS SUMMARY
2 THE PROPOSAL IN RELATION TO THE ASSESSMENT Mgmt Against Against
MANAGEMENT MEASURES FOR THE IMPLEMENTATION
OF THE 2021 RESTRICTED A SHARE INCENTIVE
SCHEME OF THE COMPANY
3 THE PROPOSAL IN RELATION TO THE Mgmt Against Against
AUTHORIZATION GRANTED BY THE GENERAL
MEETING TO THE BOARD OF DIRECTORS TO DEAL
WITH MATTERS RELATING TO THE RESTRICTED A
SHARE INCENTIVES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 715160040
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690W102
Meeting Type: CLS
Meeting Date: 07-Mar-2022
Ticker:
ISIN: CNE100001W69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2022/0210/2022021000641.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0210/2022021000586.pdf
1 THE PROPOSAL IN RELATION TO THE 2021 Mgmt Against Against
RESTRICTED A SHARE INCENTIVE SCHEME OF THE
COMPANY (DRAFT) AND ITS SUMMARY
2 THE PROPOSAL IN RELATION TO THE ASSESSMENT Mgmt Against Against
MANAGEMENT MEASURES FOR THE IMPLEMENTATION
OF THE 2021 RESTRICTED A SHARE INCENTIVE
SCHEME OF THE COMPANY
3 THE PROPOSAL IN RELATION TO THE Mgmt Against Against
AUTHORIZATION GRANTED BY THE GENERAL
MEETING TO THE BOARD OF DIRECTORS TO DEAL
WITH MATTERS RELATING TO THE RESTRICTED A
SHARE INCENTIVES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 715673302
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690W102
Meeting Type: CLS
Meeting Date: 29-Jun-2022
Ticker:
ISIN: CNE100001W69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900354.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900417.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
GRANTING THE GENERAL MANDATE TO THE BOARD
TO REPURCHASE THE H SHARES
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against
THE AUTHORIZATION OF THE BOARD FOR THE
ISSUANCE OF A SHARES TO SPECIFIC TARGETS BY
SIMPLIFIED PROCEDURE
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HAOHAI BIOLOGICAL TECHNOLOGY CO LTD Agenda Number: 715805187
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690W102
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: CNE100001W69
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0519/2022051900297.pdf,
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 752549 DUE TO RECEIPT OF UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD FOR 2021
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE SUPERVISORY COMMITTEE FOR 2021
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORTS OF THE COMPANY FOR 2021
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR 2021
5 TO CONSIDER AND APPROVE THE REMUNERATION Mgmt For For
PLAN OF THE DIRECTORS AND SUPERVISORS FOR
2022
6 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE APPOINTMENT OF THE AUDITORS FOR THE
FINANCIAL REPORT OF THE COMPANY AND THE
INTERNAL CONTROL AUDITOR FOR 2022
7 TO CONSIDER AND APPROVE THE SHAREHOLDERS' Mgmt For For
DIVIDEND AND RETURN PLAN FOR THE NEXT 3
YEARS (2022-2024)
8 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
GRANTING THE GENERAL MANDATE TO THE BOARD
TO REPURCHASE THE H SHARES
9.1 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt Against Against
AMENDING THE ARTICLES OF ASSOCIATION, THE
RULES OF PROCEDURE OF THE GENERAL MEETING,
THE RULES OF PROCEDURE OF THE BOARD AND THE
RULES OF PROCEDURE OF THE SUPERVISORY
COMMITTEE: THE PROPOSAL ON AMENDING THE
ARTICLES OF ASSOCIATION
9.2 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDING THE ARTICLES OF ASSOCIATION, THE
RULES OF PROCEDURE OF THE GENERAL MEETING,
THE RULES OF PROCEDURE OF THE BOARD AND THE
RULES OF PROCEDURE OF THE SUPERVISORY
COMMITTEE: THE PROPOSAL ON AMENDING THE
RULES OF PROCEDURE OF THE GENERAL MEETING
9.3 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDING THE ARTICLES OF ASSOCIATION, THE
RULES OF PROCEDURE OF THE GENERAL MEETING,
THE RULES OF PROCEDURE OF THE BOARD AND THE
RULES OF PROCEDURE OF THE SUPERVISORY
COMMITTEE: THE PROPOSAL ON AMENDING THE
RULES OF PROCEDURE OF THE BOARD
9.4 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AMENDING THE ARTICLES OF ASSOCIATION, THE
RULES OF PROCEDURE OF THE GENERAL MEETING,
THE RULES OF PROCEDURE OF THE BOARD AND THE
RULES OF PROCEDURE OF THE SUPERVISORY
COMMITTEE: THE PROPOSAL ON AMENDING THE
RULES OF PROCEDURE OF THE SUPERVISORY
COMMITTEE
10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against
THE GRANT OF GENERAL MANDATE TO ISSUE A
SHARES AND/OR H SHARES
11 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt Against Against
THE AUTHORIZATION OF THE BOARD FOR THE
ISSUANCE OF A SHARES TO SPECIFIC TARGETS BY
SIMPLIFIED PROCEDURE
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 12.1 THROUGH 12.6 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
12.1 ELECTION OF DR. HOU YONGTAI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
12.2 ELECTION OF MR. WU JIANYING AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
12.3 ELECTION OF MS. CHEN YIYI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
12.4 ELECTION OF MR. TANG MINJIE AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD;
12.5 ELECTION OF MS. YOU JIE AS A NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE FIFTH SESSION OF THE BOARD
12.6 ELECTION OF MR. HUANG MING AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 13.1 THROUGH 13.5 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
13.1 ELECTION OF MR. JIANG ZHIHONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD
13.2 ELECTION OF MR. SU ZHI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
13.3 ELECTION OF MR. YANG YUSHE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD
13.4 ELECTION OF MR. ZHAO LEI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE FIFTH SESSION
OF THE BOARD
13.5 ELECTION OF MR. GUO YONGQING AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
FIFTH SESSION OF THE BOARD
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 14.1 THROUGH 14.3 WILL BE
PROCESSED AS TAKE NO ACTION BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
14.1 ELECTION OF MR. LIU YUANZHONG AS A Mgmt For For
NON-STAFF REPRESENTATIVE SUPERVISORS OF THE
FIFTH SESSION OF THE SUPERVISORY COMMITTEE
14.2 ELECTION OF MS. YANG QING AS A NON-STAFF Mgmt For For
REPRESENTATIVE SUPERVISORS OF THE FIFTH
SESSION OF THE SUPERVISORY COMMITTEE
14.3 ELECTION OF MR. TANG YUEJUN AS A NON-STAFF Mgmt For For
REPRESENTATIVE SUPERVISORS OF THE FIFTH
SESSION OF THE SUPERVISORY COMMITTEE
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI HENLIUS BIOTECH, INC. Agenda Number: 714443190
--------------------------------------------------------------------------------------------------------------------------
Security: Y7690X100
Meeting Type: EGM
Meeting Date: 27-Jul-2021
Ticker:
ISIN: CNE100003N76
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0705/2021070501464.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0705/2021070501532.pdf
1 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO
ARTICLE 4 OF THE ARTICLES OF ASSOCIATION,
WHICH WILL TAKE EFFECT IMMEDIATELY UPON
APPROVAL AT THE EGM
2 TO CONSIDER AND APPROVE THE RESOLUTION IN Mgmt For For
RELATION TO THE PROPOSED AMENDMENTS TO
ARTICLE 4 OF THE POST A SHARE OFFERING
ARTICLES, WHICH WILL TAKE EFFECT AND BE
IMPLEMENTED FROM THE DATE OF COMPLETION OF
THE A SHARE OFFERING AND LISTING
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 714907435
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: EGM
Meeting Date: 16-Dec-2021
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1115/2021111500529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1115/2021111500560.pdf
CMMT 16 NOV 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
1.i THE PROPOSAL IN RELATION TO THE APPOINTMENT Mgmt For For
OF INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY. (I) TO APPOINT MR. FENG
XIAOYUAN AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE THIRD SESSION OF THE BOARD
OF DIRECTORS OF THE COMPANY
2 THE PROPOSAL IN RELATION TO UTILISING PART Mgmt For For
OF THE OVER SUBSCRIPTION PROCEEDS FOR
PERMANENT REPLENISHMENT OF LIQUIDITY
3 THE PROPOSAL IN RELATION TO THE AMENDMENTS Mgmt For For
TO THE ARTICLES OF ASSOCIATION AND THE
RULES OF PROCEDURES OF THE BOARD OF
DIRECTORS AND THE INDUSTRIAL AND COMMERCIAL
REGISTRATION OF THE CHANGES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 715235114
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: EGM
Meeting Date: 06-Apr-2022
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0307/2022030701577.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0307/2022030701585.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE FULFILMENT OF THE
CONDITIONS FOR THE PROPOSED ISSUANCE BY THE
COMPANY
2.1 CLASS AND NOMINAL VALUE OF SHARES TO BE Mgmt For For
ISSUED
2.2 METHOD AND TIME OF ISSUANCE Mgmt For For
2.3 TARGET SUBSCRIBERS AND SUBSCRIPTION METHOD Mgmt For For
2.4 NUMBER OF SHARES TO BE ISSUED Mgmt For For
2.5 PRICE DETERMINATION DATE, ISSUE PRICE AND Mgmt For For
PRICING PRINCIPLES
2.6 LOCK-UP PERIOD Mgmt For For
2.7 AMOUNT AND USE OF PROCEEDS Mgmt For For
2.8 LISTING VENUE OF THE SHARES Mgmt For For
2.9 DISTRIBUTION ARRANGEMENT OF ACCUMULATED Mgmt For For
PROFITS
2.10 VALIDITY PERIOD OF THE RESOLUTIONS IN Mgmt For For
RELATION TO THE PROPOSED ISSUANCE
3 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
THE PROPOSED ISSUANCE
4 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE DEMONSTRATION AND ANALYSIS
REPORT REGARDING THE PLAN OF THE PROPOSED
ISSUANCE
5 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE FEASIBILITY REPORT ON THE
USE OF PROCEEDS FROM THE PROPOSED ISSUANCE
6 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE REPORT ON THE USE OF
PROCEEDS PREVIOUSLY RAISED
7 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE DILUTION OF IMMEDIATE
RETURN RESULTING FROM THE PROPOSED ISSUANCE
AND REMEDIAL MEASURES ADOPTED BY THE
COMPANY AND UNDERTAKINGS BY RELEVANT
SUBJECTS
8 TO CONSIDER AND APPROVE THE PROPOSAL IN Mgmt For For
RELATION TO THE DIVIDEND DISTRIBUTION PLAN
FOR THE SHAREHOLDERS FOR THE NEXT THREE
YEARS (2022 TO 2024)
9 TO CONSIDER AND APPROVE THE PROPOSAL FOR Mgmt For For
AUTHORIZING THE BOARD AND PERSONS
AUTHORIZED BY THE BOARD TO DEAL WITH ALL
MATTERS IN RELATION TO THE PROPOSED
ISSUANCE AT THE GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI JUNSHI BIOSCIENCES CO., LTD Agenda Number: 715765117
--------------------------------------------------------------------------------------------------------------------------
Security: Y768ER100
Meeting Type: AGM
Meeting Date: 29-Jun-2022
Ticker:
ISIN: CNE100003FF7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0608/2022060800529.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0608/2022060800555.pdf
1 THE PROPOSAL IN RELATION TO THE 2021 REPORT Mgmt For For
OF THE BOARD OF DIRECTORS
2 THE PROPOSAL IN RELATION TO THE 2021 REPORT Mgmt For For
OF THE BOARD OF SUPERVISORS
3 THE PROPOSAL IN RELATION TO THE 2021 ANNUAL Mgmt For For
REPORT AND ITS SUMMARY
4 THE PROPOSAL IN RELATION TO THE 2021 Mgmt For For
FINANCIAL ACCOUNTS REPORT
5 THE PROPOSAL IN RELATION TO THE 2021 PROFIT Mgmt For For
DISTRIBUTION PLAN
6 THE PROPOSAL IN RELATION TO THE APPLICATION Mgmt For For
TO BANK(S) FOR CREDIT LINES FOR 2022
7 THE PROPOSAL IN RELATION TO THE Mgmt For For
REMUNERATION OF DIRECTORS FOR 2022
8 THE PROPOSAL IN RELATION TO THE Mgmt For For
REMUNERATION OF SUPERVISORS FOR 2022
9 THE PROPOSAL IN RELATION TO THE APPOINTMENT Mgmt For For
OF THE PRC AND OVERSEAS AUDITORS FOR 2022
10 THE PROPOSAL IN RELATION TO THE PURCHASE OF Mgmt For For
LIABILITY INSURANCE FOR THE COMPANY, ITS
DIRECTORS, SUPERVISORS, AND SENIOR
MANAGEMENT
11 THE PROPOSAL IN RELATION TO THE APPOINTMENT Mgmt For For
OF EXECUTIVE DIRECTOR
12 THE PROPOSAL IN RELATION TO THE ADDITION OF Mgmt For For
ESTIMATED EXTERNAL GUARANTEE QUOTA FOR 2022
13 THE PROPOSAL IN RELATION TO THE GRANT OF Mgmt Against Against
THE GENERAL MANDATE TO ISSUE DOMESTIC
AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS
14 THE PROPOSAL IN RELATION TO THE GRANT OF Mgmt Against Against
THE GENERAL MANDATE TO ISSUE ADDITIONAL A
SHARES AND/OR H SHARES
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO LTD Agenda Number: 714503871
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685S108
Meeting Type: EGM
Meeting Date: 12-Aug-2021
Ticker:
ISIN: CNE1000012B3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0726/2021072601449.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0726/2021072601457.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FULFILMENT OF THE CRITERIA
FOR THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
2.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
CLASS AND PAR VALUE OF THE SHARES TO BE
ISSUED
2.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
METHOD AND TIME OF ISSUANCE
2.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
SUBSCRIPTION METHOD
2.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
ISSUE PRICE AND PRICING PRINCIPLES
2.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
NUMBER OF SHARES TO BE ISSUED AND THE
SUBSCRIBERS
2.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
LOCK-UP PERIOD
2.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
PLACE OF LISTING
2.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
ARRANGEMENT FOR THE ACCUMULATED
UNDISTRIBUTED PROFITS OF THE COMPANY PRIOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
2.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
VALIDITY PERIOD OF THE RESOLUTION IN
RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES
2.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENTS OF THE RESOLUTION IS SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL RESOLUTION:
AMOUNT AND USE OF PROCEEDS
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PROPOSAL FOR THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE FEASIBILITY REPORT ON THE USE
OF PROCEEDS FROM THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES IN 2021
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE REPORT ON THE USE OF PROCEEDS
PREVIOUSLY RAISED BY THE COMPANY
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE DILUTION OF IMMEDIATE RETURN
RESULTING FROM THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES AND ITS REMEDIAL
MEASURES
7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE SHAREHOLDERS' RETURN PLAN FOR
THE NEXT THREE YEARS (2021-2023)
8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING GRANTING A SPECIFIC MANDATE IN
RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES TO THE BOARD AND
AUTHORIZING THE BOARD AND ITS AUTHORIZED
PERSONS TO DEAL WITH RELEVANT MATTERS IN
RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES AND THE STRATEGIC
COOPERATION
9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE INTRODUCTION OF STRATEGIC
INVESTORS TO THE COMPANY
10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE STRATEGIC COOPERATION
AGREEMENT BETWEEN THE COMPANY AND THE
STRATEGIC INVESTOR
11 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CONDITIONAL SUBSCRIPTION
AGREEMENTS BETWEEN THE COMPANY AND THE
SUBSCRIBERS
12 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CONNECTED TRANSACTION
RELATING TO THE PROPOSED NONPUBLIC ISSUANCE
OF A SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO LTD Agenda Number: 714503883
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685S108
Meeting Type: CLS
Meeting Date: 12-Aug-2021
Ticker:
ISIN: CNE1000012B3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0726/2021072601471.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0726/2021072601476.pdf
1.1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):CLASS AND PAR VALUE OF THE
SHARES TO BE ISSUED
1.2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):METHOD AND TIME OF ISSUANCE
1.3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):SUBSCRIPTION METHOD
1.4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):ISSUE PRICE AND PRICING
PRINCIPLES
1.5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):NUMBER OF SHARES TO BE ISSUED
AND THE SUBSCRIBERS
1.6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):LOCK-UP PERIOD
1.7 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):PLACE OF LISTING
1.8 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):ARRANGEMENT FOR THE ACCUMULATED
UNDISTRIBUTED PROFITS OF THE COMPANY PRIOR
TO THE PROPOSED NON-PUBLIC ISSUANCE OF A
SHARES
1.9 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):VALIDITY PERIOD OF THE
RESOLUTION IN RELATION TO THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
1.10 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PLAN OF THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES. THE MAIN
CONTENT OF THE RESOLUTION ARE SET OUT AS
BELOW (EACH TO BE CONSIDERED AND APPROVED
BY WAY OF SEPARATE SPECIAL
RESOLUTION):AMOUNT AND USE OF PROCEEDS
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE PROPOSAL FOR THE PROPOSED
NON-PUBLIC ISSUANCE OF A SHARES
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING GRANTING A SPECIFIC MANDATE IN
RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES TO THE BOARD AND
AUTHORIZING THE BOARD AND ITS AUTHORIZED
PERSONS TO DEAL WITH RELEVANT MATTERS IN
RELATION TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES AND THE STRATEGIC
COOPERATION
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CONDITIONAL SUBSCRIPTION
AGREEMENTS BETWEEN THE COMPANY AND THE
SUBSCRIBERS
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE CONNECTED TRANSACTION
RELATING TO THE PROPOSED NON-PUBLIC
ISSUANCE OF A SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO LTD Agenda Number: 715765167
--------------------------------------------------------------------------------------------------------------------------
Security: Y7685S108
Meeting Type: AGM
Meeting Date: 30-Jun-2022
Ticker:
ISIN: CNE1000012B3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ANNUAL REPORT FOR 2021 Mgmt For For
2 REPORT OF THE BOARD OF DIRECTORS FOR 2021 Mgmt For For
3 REPORT OF THE BOARD OF SUPERVISORS FOR 2021 Mgmt For For
4 FINAL ACCOUNTS REPORT FOR 2021 AND Mgmt Against Against
FINANCIAL BUDGET FOR 2022
5 PROFIT DISTRIBUTION PLAN FOR 2021 Mgmt For For
6 PROPOSAL REGARDING RE-APPOINTMENT OF Mgmt For For
AUDITOR
7 PROPOSAL REGARDING RENEWAL OF FINANCIAL Mgmt Against Against
SERVICES AGREEMENT WITH SHANGHAI SHANGSHI
FINANCE CO., LTD. AND DAILY
RELATED/CONTINUING CONNECTED TRANSACTIONS
AND DISCLOSEABLE TRANSACTIONS
8 PROPOSAL REGARDING EXTERNAL GUARANTEES FOR Mgmt Against Against
2022
9 PROPOSAL REGARDING AMENDMENTS TO THE Mgmt For For
ADMINISTRATIVE MEASURES FOR FUNDS RAISED BY
THE COMPANY
10 PROPOSAL REGARDING ISSUANCE OF DEBT Mgmt For For
FINANCING PRODUCTS
11 PROPOSAL REGARDING THE SATISFACTION OF THE Mgmt For For
CONDITIONS FOR ISSUING CORPORATE BONDS
12.1 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: FACE VALUE AND ISSUING
PRICE OF BONDS TO BE ISSUED AND SCALE OF
ISSUANCE
12.2 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: INTEREST RATE OF BONDS AND
ITS WAY OF DETERMINATION
12.3 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: VARIETY AND TERM OF BONDS
12.4 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: METHOD OF PRINCIPAL AND
INTEREST REPAYMENT
12.5 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: METHOD OF ISSUANCE
12.6 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: TARGET OF ISSUANCE AND
ARRANGEMENT OF PLACEMENT TO SHAREHOLDERS OF
THE COMPANY
12.7 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: USE OF PROCEEDS
12.8 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: GUARANTEES
12.9 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: MEASURES TO GUARANTEE
BONDS REPAYMENT
12.10 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: WAY OF UNDERWRITING
12.11 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: LISTING ARRANGEMENTS
12.12 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: PERIOD OF VALIDITY OF THE
RESOLUTION
12.13 PROPOSAL REGARDING PUBLIC ISSUANCE OF Mgmt For For
CORPORATE BONDS: AUTHORIZATIONS REGARDING
THIS ISSUANCE TO THE EXECUTIVE COMMITTEE OF
THE BOARD
13 PROPOSAL REGARDING THE GENERAL MANDATE OF Mgmt Against Against
THE COMPANY
CMMT 15 JUN 2022: PLEASE NOTE THAT THE COMPANY Non-Voting
NOTICE AND PROXY FORM ARE AVAILABLE BY
CLICKING ON THE URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0608/2022060800426.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0608/2022060800444.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0615/2022061500449.pdf
CMMT 15 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIHUAN PHARMACEUTICAL HOLDINGS GROUP LTD Agenda Number: 715521743
--------------------------------------------------------------------------------------------------------------------------
Security: G8162K113
Meeting Type: AGM
Meeting Date: 24-May-2022
Ticker:
ISIN: BMG8162K1137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0419/2022041900849.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0419/2022041900871.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE DIRECTORS) AND AUDITORS OF
THE COMPANY (THE AUDITORS) FOR THE YEAR
ENDED 31 DECEMBER 2021
2 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For
FINAL CASH DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2021
3 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For
SPECIAL CASH DIVIDEND FOR THE YEAR ENDED 31
DECEMBER 2021
4.A.1 DR. CHE FENGSHENG AS AN EXECUTIVE DIRECTOR Mgmt For For
4.A.2 DR. GUO WEICHENG AS AN EXECUTIVE DIRECTOR Mgmt For For
4.A.3 DR. ZHU XUN AS AN INDEPENDENT NON-EXECUTIVE Mgmt For For
DIRECTOR
4.A.4 MR. TSANG WAH KWONG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
4.B TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
BOARD) TO FIX THE REMUNERATION OF THE
DIRECTORS
5 TO RE-APPOINT ERNST & YOUNG AS AUDITORS AND Mgmt For For
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION
6.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20 PER CENT OF THE
NUMBER OF ISSUED SHARES OF THE COMPANY
6.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF ISSUED SHARES OF THE
COMPANY
6.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS PURSUANT TO ORDINARY RESOLUTION
NO. 6(A) TO ISSUE SHARES BY ADDING TO THE
NUMBER OF ISSUED SHARES OF THE COMPANY THE
NUMBER OF SHARES REPURCHASED UNDER ORDINARY
RESOLUTION NO. 6(B)
CMMT 25 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIMCERE PHARMACEUTICAL GROUP LIMITED Agenda Number: 714729615
--------------------------------------------------------------------------------------------------------------------------
Security: Y793E5106
Meeting Type: EGM
Meeting Date: 01-Nov-2021
Ticker:
ISIN: HK0000658531
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT 12 OCT 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1011/2021101100653.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1011/2021101100636.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE.
1 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 2,025,000 RESTRICTED SHARE UNITS
("RSUS") TO MR. WAN YUSHAN PURSUANT TO THE
RESTRICTED SHARE UNIT SCHEME OF THE COMPANY
ADOPTED BY THE BOARD ON MAY 20, 2021 ("2021
RSU SCHEME")
2 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 3,000,000 RSUS TO MR. TANG RENHONG
PURSUANT TO THE 2021 RSU SCHEME
3 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 411,000 RSUS TO MR. SHI RUIWEN PURSUANT
TO THE 2021 RSU SCHEME
4 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 615,000 RSUS TO MR. CHENG XIANGHUA
PURSUANT TO THE 2021 RSU SCHEME
5 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 615,000 RSUS TO MR. LU JIANXUE PURSUANT
TO THE 2021 RSU SCHEME
6 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 492,000 RSUS TO MS. WANG XI PURSUANT TO
THE 2021 RSU SCHEME
7 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 492,000 RSUS TO MR. WANG FENG PURSUANT
TO THE 2021 RSU SCHEME
8 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 306,000 RSUS TO MS. MA YAN PURSUANT TO
THE 2021 RSU SCHEME
9 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 165,000 RSUS TO MS. CHEN YANQIONG
PURSUANT TO THE 2021 RSU SCHEME
10 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 129,000 RSUS TO MR. YU QINGZHU PURSUANT
TO THE 2021 RSU SCHEME
11 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 63,000 RSUS TO MS. CHEN QIANJIE PURSUANT
TO THE 2021 RSU SCHEME
12 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 96,000 RSUS TO MS. CONG YUEHUA PURSUANT
TO THE 2021 RSU SCHEME
13 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 225,000 RSUS TO MR. PENG SHAOPING
PURSUANT TO THE 2021 RSU SCHEME
14 TO APPROVE AND CONFIRM THE PROPOSED GRANT Mgmt Against Against
OF 78,000 RSUS TO MR. ZHANG RONG PURSUANT
TO THE 2021 RSU SCHEME
15 TO AUTHORIZE ANY ONE OR MORE OF THE Mgmt Against Against
DIRECTORS TO DO ALL SUCH ACTS AND THINGS
AND EXECUTE ALL SUCH DOCUMENTS WHICH
HE/THEY CONSIDER NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF, OR IN
CONNECTION WITH, THE IMPLEMENTATION OF AND
GIVING EFFECT TO THE GRANT OF RSUS AND THE
TRANSACTIONS CONTEMPLATED THEREUNDER,
INCLUDING BUT NOT LIMITED TO THE ALLOTMENT
AND ISSUE OF THE SHARES OF THE COMPANY
PURSUANT TO THE 2021 RSU SCHEME
--------------------------------------------------------------------------------------------------------------------------
SIMCERE PHARMACEUTICAL GROUP LIMITED Agenda Number: 715718221
--------------------------------------------------------------------------------------------------------------------------
Security: Y793E5106
Meeting Type: AGM
Meeting Date: 24-Jun-2022
Ticker:
ISIN: HK0000658531
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0601/2022060103712.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0601/2022060103744.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE "DIRECTOR(S)") AND
AUDITORS OF THE COMPANY (THE "AUDITORS")
FOR THE YEAR ENDED DECEMBER 31, 2021
2.A TO DECLARE A FINAL DIVIDEND OF RMB0.15 PER Mgmt For For
ORDINARY SHARE OF THE COMPANY (THE "FINAL
DIVIDEND") FOR THE YEAR ENDED DECEMBER 31,
2021
2.B ANY DIRECTOR BE AND IS HEREBY AUTHORISED TO Mgmt For For
TAKE SUCH ACTION, DO SUCH THINGS AND
EXECUTE SUCH FURTHER DOCUMENTS AS THE
DIRECTOR MAY AT HIS/HER ABSOLUTE DISCRETION
CONSIDER NECESSARY OR DESIRABLE FOR THE
PURPOSE OF OR IN CONNECTION WITH THE
IMPLEMENTATION OF THE PAYMENT OF THE FINAL
DIVIDEND
3.AI TO RE-ELECT THE FOLLOWING RETIRING Mgmt Against Against
DIRECTORS: MR. ZHAO JOHN HUAN AS A
NON-EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTORS: MR. SONG RUILIN AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3AIII TO RE-ELECT THE FOLLOWING RETIRING Mgmt For For
DIRECTORS: MR. WANG JIANGUO AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
3.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt For For
FIX THE REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT KPMG AS THE AUDITORS AND Mgmt For For
AUTHORISE THE BOARD OF THE DIRECTORS TO FIX
THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH THE
SECURITIES OF THE COMPANY NOT EXCEEDING 20%
OF THE TOTAL NUMBER OF SHARES OF THE
COMPANY IN ISSUE AS AT THE DATE OF THE
MEETING
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SECURITIES OF THE COMPANY
NOT EXCEEDING 10% OF THE TOTAL NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THE MEETING
7 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt Against Against
RESOLUTIONS 5 AND 6, THE TOTAL NUMBER OF
SHARES OF THE COMPANY REPURCHASED UNDER
RESOLUTION 6 TO THE MANDATE GRANTED TO THE
DIRECTORS UNDER RESOLUTION 5
--------------------------------------------------------------------------------------------------------------------------
SINCO PHARMACEUTICAL HOLDINGS LTD Agenda Number: 715425371
--------------------------------------------------------------------------------------------------------------------------
Security: G8154Y105
Meeting Type: AGM
Meeting Date: 13-May-2022
Ticker:
ISIN: KYG8154Y1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0408/2022040800618.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0408/2022040800623.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021
AND THE REPORTS OF THE DIRECTORS AND
INDEPENDENT AUDITOR THEREON
2AI TO RE-ELECT THE FOLLOWING DIRECTORS OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): MR. HUANG
XIANGBIN AS AN EXECUTIVE DIRECTOR
2AII TO RE-ELECT THE FOLLOWING DIRECTORS OF THE Mgmt For For
COMPANY (THE "DIRECTORS"): MR. WANG QING AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR
2.B TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE BOARD) TO FIX THE REMUNERATION
OF THE DIRECTORS
3 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING 31 DECEMBER 2022
4.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
ISSUED SHARES OF THE COMPANY
4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF ISSUED SHARES OF THE COMPANY
4.C CONDITIONAL UPON THE PASSING OF ORDINARY Mgmt Against Against
RESOLUTIONS NUMBERED 4(A) AND 4(B), TO
EXTEND THE AUTHORITY GRANTED TO DIRECTORS
PURSUANT TO ORDINARY RESOLUTION NUMBERED
4(A) TO ISSUE SHARES BY ADDING NUMBER OF
ISSUED SHARES OF THE COMPANY WHICH MAY BE
ALLOTTED BY THE DIRECTORS OF THE COMPANY
PURSUANT TO SUCH GENERAL MANDATE OF AN
AMOUNT REPRESENTING THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION
NUMBERED 4(B)
5 THE PROPOSED AMENDMENTS TO THE MEMORANDUM Mgmt For For
AND ARTICLES OF THE COMPANY BE APPROVED AND
ADOPTED AND THE DIRECTORS BE AND ARE HEREBY
AUTHORISED TO DO ALL SUCH ACTS AND THINGS
AND EXECUTE ALL SUCH DOCUMENTS AND MAKE ALL
SUCH ARRANGEMENTS AS THEY SHALL, IN THEIR
ABSOLUTE DISCRETION, DEEM NECESSARY OR
EXPEDIENT IN CONNECTION WITH THE
IMPLEMENTATION OF OR GIVING EFFECT TO THE
AFORESAID ADOPTION OF THE PROPOSED
AMENDMENTS
CMMT 12 APR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINO BIOPHARMACEUTICAL LTD Agenda Number: 715578881
--------------------------------------------------------------------------------------------------------------------------
Security: G8167W138
Meeting Type: AGM
Meeting Date: 06-Jun-2022
Ticker:
ISIN: KYG8167W1380
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042903993.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0429/2022042904011.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, THE REPORT OF DIRECTORS OF THE
COMPANY ("DIRECTORS") AND THE REPORT OF
INDEPENDENT AUDITORS OF THE COMPANY
("AUDITORS") FOR THE YEAR ENDED 31 DECEMBER
2021
2 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2021
3 TO RE-ELECT MS. TSE, THERESA Y Y AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
4 TO RE-ELECT MR. TSE, ERIC S Y AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
5 TO RE-ELECT MR. TSE HSIN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR. LU ZHENGFEI AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
7 TO RE-ELECT MR. LI DAKUI AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
8 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
9 TO RE-APPOINT ERNST & YOUNG AS AUDITORS FOR Mgmt For For
THE YEAR ENDING 31 DECEMBER 2022 AND TO
AUTHORISE THE BOARD OF DIRECTORS TO FIX
THEIR REMUNERATION
10.A TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt Against Against
TO ALLOT, ISSUE AND OTHERWISE DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 20 PER
CENT. OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
10.B TO GRANT TO THE DIRECTORS A GENERAL MANDATE Mgmt For For
TO BUY BACK SHARES NOT EXCEEDING 10 PER
CENT. OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
10.C TO EXTEND THE GENERAL MANDATE TO ALLOT, Mgmt Against Against
ISSUE AND OTHERWISE DEAL WITH ADDITIONAL
SHARES UNDER RESOLUTION 10(A) BY THE
ADDITION THERETO OF SUCH NUMBER OF SHARES
BOUGHT BACK BY THE COMPANY UNDER RESOLUTION
10(B)
11 TO ADOPT THE AMENDED AND RESTATED ARTICLES Mgmt For For
OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 715595914
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: EGM
Meeting Date: 20-May-2022
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0505/2022050500050.pdf,
CMMT 06 MAY 2022: PLEASE NOTE IN THE HONG KONG Non-Voting
MARKET THAT A VOTE OF 'ABSTAIN' WILL BE
TREATED THE SAME AS A 'TAKE NO ACTION' VOTE
1 THAT THE ACTUAL TRANSACTION AMOUNT BETWEEN Mgmt For For
THE GROUP AND CHINA NATIONAL PHARMACEUTICAL
GROUP CO., LTD. ("CNPGC") AND ITS
SUBSIDIARIES AND ASSOCIATES (EXCLUDING THE
GROUP)(THE "CNPGC GROUP") UNDER THE
PROCUREMENT FRAMEWORK AGREEMENT ENTERED
INTO BETWEEN THE COMPANY AND CNPGC ON 22
OCTOBER 2020 (THE "2020 PROCUREMENT
FRAMEWORK AGREEMENT") FOR THE YEAR ENDED 31
DECEMBER 2021 AS WELL AS THE ACTUAL
TRANSACTION AMOUNT BETWEEN THE GROUP AND
CNPGC GROUP UNDER THE SALES FRAMEWORK
AGREEMENT ENTERED INTO BETWEEN THE COMPANY
AND CNPGC ON 22 OCTOBER 2020 (THE "2020
SALES FRAMEWORK AGREEMENT") FOR THE YEAR
ENDED 31 DECEMBER 2021 (COLLECTIVELY, THE
"2021 ACTUAL TRANSACTION AMOUNTS") , BE AND
ARE HEREBY APPROVED, CONFIRMED AND RATIFIED
2 THAT THE PROPOSED NEW ANNUAL CAPS FOR THE Mgmt For For
TRANSACTIONS CONTEMPLATED UNDER THE 2020
PROCUREMENT FRAMEWORK AGREEMENT FOR THE TWO
YEARS ENDING 31 DECEMBER 2023, BE AND ARE
HEREBY APPROVED AND CONFIRMED
3 THAT THE PROPOSED NEW ANNUAL CAPS FOR THE Mgmt For For
TRANSACTIONS CONTEMPLATED UNDER THE 2020
SALES FRAMEWORK AGREEMENT FOR THE TWO YEARS
ENDING 31 DECEMBER 2023, BE AND ARE HEREBY
APPROVED AND CONFIRMED
CMMT 06 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 715728498
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: AGM
Meeting Date: 23-Jun-2022
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201048.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201164.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
"BOARD") FOR THE YEAR ENDED 31 DECEMBER
2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
"SUPERVISORY COMMITTEE") FOR THE YEAR ENDED
31 DECEMBER 2021
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER
2021 AND THE AUDITORS' REPORT
4 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN AND PAYMENT OF THE FINAL
DIVIDEND FOR THE YEAR ENDED 31 DECEMBER
2021
5 TO CONSIDER AND AUTHORISE THE BOARD TO Mgmt For For
DETERMINE THE REMUNERATION OF THE DIRECTORS
OF THE COMPANY (THE "DIRECTORS") FOR THE
YEAR ENDING 31 DECEMBER 2022
6 TO CONSIDER AND AUTHORISE THE SUPERVISORY Mgmt For For
COMMITTEE TO DETERMINE THE REMUNERATION OF
THE SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2022
7 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING LLP AS THE DOMESTIC
AUDITORS OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING, AND THE APPOINTMENT OF
ERNST & YOUNG AS THE INTERNATIONAL AUDITORS
OF THE COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING, AND TO RATIFY AND CONFIRM THEIR
REMUNERATIONS DETERMINED BY THE AUDIT
COMMITTEE OF THE BOARD
8 TO CONSIDER AND APPROVE THE DELEGATION OF Mgmt Against Against
POWER TO THE BOARD TO APPROVE THE
GUARANTEES IN FAVOR OF OTHER ENTITIES WITH
AN AGGREGATE TOTAL VALUE OF NOT MORE THAN
30% OF THE LATEST AUDITED TOTAL ASSETS OF
THE COMPANY OVER A PERIOD OF 12 MONTHS; AND
IF THE ABOVE DELEGATION IS NOT CONSISTENT
WITH, COLLIDES WITH OR CONFLICTS WITH THE
REQUIREMENTS UNDER THE RULES GOVERNING THE
LISTING OF SECURITIES (THE "HONG KONG
LISTING RULES") ON THE STOCK EXCHANGE OF
HONG KONG LIMITED (THE "HONG KONG STOCK
EXCHANGE") OR OTHER REQUIREMENTS OF THE
HONG KONG STOCK EXCHANGE, THE REQUIREMENTS
UNDER THE HONG KONG LISTING RULES OR OTHER
REQUIREMENTS OF THE HONG KONG STOCK
EXCHANGE SHOULD BE FOLLOWED
9 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt Against Against
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO ALLOT, ISSUE AND/OR DEAL
WITH DOMESTIC SHARES AND/OR H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 2 JUNE 2022)
10 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED 2 JUNE 2022)
11 TO CONSIDER AND APPROVE CENTRALIZED Mgmt For For
REGISTRATION AND ISSUANCE OF DEBT FINANCING
INSTRUMENTS OF NON-FINANCIAL ENTERPRISES
(THE "DEBT FINANCING INSTRUMENTS") BY THE
COMPANY, AND TO AUTHORISE THE PRESIDENT OF
THE COMPANY TO DEAL WITH ALL MATTERS IN
RELATION TO CENTRALIZED REGISTRATION AND
ISSUANCE OF DEBT FINANCING INSTRUMENTS IN
HIS SOLE DISCRETION (DETAILS OF THIS
RESOLUTION WERE SET OUT IN THE NOTICE OF
AGM DATED 2 JUNE 2022)
--------------------------------------------------------------------------------------------------------------------------
SINOPHARM GROUP CO LTD Agenda Number: 715750724
--------------------------------------------------------------------------------------------------------------------------
Security: Y8008N107
Meeting Type: CLS
Meeting Date: 23-Jun-2022
Ticker:
ISIN: CNE100000FN7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201204.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201094.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE TO GRANT A GENERAL Mgmt For For
MANDATE TO THE BOARD TO EXERCISE THE POWER
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF H SHAREHOLDERS' CLASS MEETING
DATED 2 JUNE 2022)
CMMT 14 JUN 2022: PLEASE NOTE THAT THE VOTE Non-Voting
DIRECTION/INTENTION MUST BE THE SAME FOR
THE RESOLUTION NUMBERS 10 UNDER THE EGM/AGM
AND RESOLUTION NUMBERS 1 UNDER THE CLASS
MEETING, OTHERWISE THE VOTE WILL BE
REJECTED IN THE MARKET. IF THEY ARE VOTED
IN DIFFERENT DIRECTIONS YOUR BALLOT WILL BE
DISQUALIFIED AS A SPLIT VOTE. THANK YOU
CMMT 14 JUN 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SIRNAOMICS LTD. Agenda Number: 715729351
--------------------------------------------------------------------------------------------------------------------------
Security: G2050P102
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: KYG2050P1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201198.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0602/2022060201240.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTORS) AND AUDITOR FOR THE YEAR
ENDED DECEMBER 31, 2021
2I TO RE-ELECT DR. YANG LU AS AN EXECUTIVE Mgmt For For
DIRECTOR
2II TO RE-ELECT DR. MICHAEL V. MOLYNEAUX AS AN Mgmt For For
EXECUTIVE DIRECTOR
2III TO RE-ELECT DR. DAVID MARK EVANS AS AN Mgmt For For
EXECUTIVE DIRECTOR
2IV TO RE-ELECT DR. XIAOCHANG DAI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2V TO RE-ELECT MR. MINCONG HUANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2VI TO RE-ELECT MR. DA LIU AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2VII TO RE-ELECT MR. JIAJUN LAI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2VIII TO RE-ELECT MR. JIANKANG ZHANG AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
2IX TO RE-ELECT DR. CHEUNG HOI YU AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2X TO RE-ELECT MR. FENGMAO HUA AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2XI TO RE-ELECT MS. MONIN UNG AS AN INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
2XII TO RE-ELECT MS. SHING MO HAN, YVONNE AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2XIII TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD OF
DIRECTORS TO FIX ITS REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE NUMBER OF SHARES OF
THE COMPANY IN ISSUE
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE NUMBER OF SHARES OF
THE COMPANY IN ISSUE
6 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
7 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
SIRNAOMICS LTD. Agenda Number: 715794966
--------------------------------------------------------------------------------------------------------------------------
Security: G2050P102
Meeting Type: EGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: KYG2050P1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0610/2022061000499.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0610/2022061000524.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO ADOPT THE SHARE OPTION SCHEME OF THE Mgmt Against Against
COMPANY
2 TO GRANT THE RSU ANNUAL MANDATE TO THE Mgmt Against Against
DIRECTORS TO ISSUE A MAXIMUM OF 2,671,206
SHARES UNDER THE RESTRICTED SHARE UNIT
SCHEME OF THE COMPANY ADOPTED ON APRIL 22,
2022
--------------------------------------------------------------------------------------------------------------------------
SSY GROUP LTD Agenda Number: 715480719
--------------------------------------------------------------------------------------------------------------------------
Security: G8406X103
Meeting Type: AGM
Meeting Date: 23-May-2022
Ticker:
ISIN: KYG8406X1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0419/2022041900685.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0419/2022041900711.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND OF THE
INDEPENDENT AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2021
2.A TO RE-ELECT MR. QU JIGUANG AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. SU XUEJUN AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MR. MENG GUO AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.D TO RE-ELECT MR. CHOW HING YEUNG AS AN Mgmt For For
EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE DIRECTORS) TO FIX THE
DIRECTORS REMUNERATION
4 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORISE THE DIRECTORS TO
FIX ITS REMUNERATION
5 TO APPROVE THE DECLARATION AND PAYMENT OF A Mgmt For For
FINAL DIVIDEND. (ORDINARY RESOLUTION 5 OF
THE NOTICE)
6.A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE NEW SHARES. (ORDINARY RESOLUTION
6A OF THE NOTICE)
6.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES. (ORDINARY RESOLUTION
6B OF THE NOTICE)
6.C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt Against Against
THE DIRECTORS TO ISSUE NEW SHARES BY ADDING
THE NUMBER OF THE SHARES REPURCHASED.
(ORDINARY RESOLUTION 6C OF THE NOTICE)
7 TO APPROVE AND ADOPT THE NEW ARTICLES OF Mgmt Against Against
ASSOCIATION. (SPECIAL RESOLUTION 7 OF THE
NOTICE)
--------------------------------------------------------------------------------------------------------------------------
SUZHOU BASECARE MEDICAL CORPORATION LIMITED Agenda Number: 714625069
--------------------------------------------------------------------------------------------------------------------------
Security: Y831LR108
Meeting Type: EGM
Meeting Date: 21-Oct-2021
Ticker:
ISIN: CNE100004BC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0906/2021090600955.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0906/2021090600875.pdf
1 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. CHAU KWOK KEUNG (AS SPECIFIED) AS THE
COMPANY'S INDEPENDENT NON-EXECUTIVE
DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
SUZHOU BASECARE MEDICAL CORPORATION LIMITED Agenda Number: 714908576
--------------------------------------------------------------------------------------------------------------------------
Security: Y831LR108
Meeting Type: EGM
Meeting Date: 18-Dec-2021
Ticker:
ISIN: CNE100004BC1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1116/2021111600017.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1116/2021111600025.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
2 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
IN USE OF PROCEEDS FROM THE GLOBAL OFFERING
--------------------------------------------------------------------------------------------------------------------------
VIVA BIOTECH HOLDINGS Agenda Number: 715643513
--------------------------------------------------------------------------------------------------------------------------
Security: G9390W101
Meeting Type: AGM
Meeting Date: 28-Jun-2022
Ticker:
ISIN: KYG9390W1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042803387.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0512/2022051201011.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0428/2022042803391.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED DECEMBER 31, 2021
2.A TO RE-ELECT MS. SUN YANYAN AS NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.B TO RE-ELECT MR. FU LEI AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.C TO RE-ELECT MS. LI XIANGRONG AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
3 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO FIX THE REMUNERATION OF ALL THE
DIRECTORS
4 TO RE-APPOINT ERNST & YOUNG AS AUDITOR OF Mgmt For For
THE COMPANY AND AUTHORISE THE BOARD OF
DIRECTORS OF THE COMPANY TO FIX THEIR
REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
OF THE COMPANY TO ALLOT, ISSUE OR DEAL WITH
ADDITIONAL SHARES NOT EXCEEDING 20% OF THE
ISSUED SHARE CAPITAL OF THE COMPANY AS AT
THE DATE OF THIS RESOLUTION
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE SHARES NOT
EXCEEDING 10% OF THE ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
RESOLUTION
5.C TO EXTEND THE AUTHORITY GIVEN TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY PURSUANT TO
ORDINARY RESOLUTION NO. 5(A) TO ISSUE
SHARES BY ADDING TO THE ISSUED SHARE
CAPITAL OF THE COMPANY THE NUMBER OF SHARES
REPURCHASED UNDER ORDINARY RESOLUTION NO.
5(B)
6 TO ADOPT THE SECOND AMENDED AND RESTATED Mgmt For For
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 712690. DUE TO RECEIVED CHANGE
IN MEETING DATE FROM 26 MAY 2022 TO 28 JUNE
2022 AND CHANGE IN RECORD DATE FROM 20 MAY
2022 TO 22 JUNE 2022. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 714537860
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: EGM
Meeting Date: 30-Aug-2021
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0809/2021080901333.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/0809/2021080901341.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE 2021 H SHARE AWARD AND
TRUST SCHEME
2 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF AWARDS TO THE CONNECTED SELECTED
PARTICIPANTS UNDER THE 2021 H SHARE AWARD
AND TRUST SCHEME
3 TO CONSIDER AND AUTHORIZE THE BOARD AND/OR Mgmt Against Against
THE DELEGATEE TO HANDLE MATTERS PERTAINING
TO THE 2021 H SHARE AWARD AND TRUST SCHEME
WITH FULL AUTHORITY
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
ADOPTION OF THE 2021 SHAREHOLDER ALIGNMENT
INCENTIVE H SHARE SCHEME
5 TO CONSIDER AND APPROVE THE PROPOSED GRANT Mgmt Against Against
OF SAI AWARDS TO THE SAI CONNECTED SELECTED
PARTICIPANTS UNDER THE 2021 SHAREHOLDER
ALIGNMENT INCENTIVE H SHARE SCHEME
6 TO CONSIDER AND AUTHORIZE THE BOARD AND/OR Mgmt Against Against
THE SAI DELEGATEE TO HANDLE MATTERS
PERTAINING TO THE 2021 SHAREHOLDER
ALIGNMENT INCENTIVE H SHARE SCHEME WITH
FULL AUTHORITY
7 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF REGISTERED CAPITAL OF THE COMPANY
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 715366628
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: CLS
Meeting Date: 06-May-2022
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033003230.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033003130.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
GRANTING OF GENERAL MANDATES TO REPURCHASE
A SHARES AND/OR H SHARES
--------------------------------------------------------------------------------------------------------------------------
WUXI APPTEC CO., LTD. Agenda Number: 715366197
--------------------------------------------------------------------------------------------------------------------------
Security: Y971B1118
Meeting Type: AGM
Meeting Date: 06-May-2022
Ticker:
ISIN: CNE100003F19
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033002986.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0330/2022033003060.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE YEAR 2021
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE FOR THE YEAR 2021
3 TO CONSIDER AND APPROVE THE FINANCIAL Mgmt For For
REPORT FOR THE YEAR 2021
4 TO CONSIDER AND APPROVE THE PROPOSED 2021 Mgmt For For
PROFIT DISTRIBUTION PLAN
5 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
PROVISION OF EXTERNAL GUARANTEES FOR
SUBSIDIARIES OF THE COMPANY
6 SUBJECT TO THE PASSING OF RESOLUTION NO. 15 Mgmt For For
BELOW, TO CONSIDER AND APPROVE THE PROPOSED
ELECTION OF DR. MINZHANG CHEN AS AN
EXECUTIVE DIRECTOR OF THE COMPANY
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
RE-APPOINTMENT OF DELOITTE TOUCHE TOHMATSU
(A SPECIAL GENERAL PARTNERSHIP) AND
DELOITTE TOUCHE TOHMATSU RESPECTIVELY, AS
PRC FINANCIAL REPORT AND INTERNAL CONTROL
REPORT AUDITORS OF THE COMPANY AND AS
OFFSHORE FINANCIAL REPORT AUDITORS OF THE
COMPANY FOR THE YEAR 2022 AND TO AUTHORIZE
THE BOARD TO FIX THEIR REMUNERATION
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE EXTERNAL INVESTMENT
MANAGEMENT POLICY
9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE CONNECTED TRANSACTIONS
MANAGEMENT POLICY
10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE EXTERNAL GUARANTEES
POLICY
11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
FOREIGN EXCHANGE HEDGING LIMIT
12 TO CONSIDER AND APPROVE THE CHANGE IN Mgmt For For
IMPLEMENTATION ENTITY AND IMPLEMENTATION
LOCATION OF THE SUZHOU PROJECT BY APPLYING
A PORTION OF THE NET PROCEEDS FROM THE A
SHARE LISTING ORIGINALLY ALLOCATED TO THE
SUZHOU PROJECT TO THE NANTONG PROJECT
13 TO CONSIDER AND APPROVE THE PROPOSED USE OF Mgmt For For
SURPLUS NET PROCEEDS FROM THE A SHARE LIST
AND THE NON-PUBLIC ISSUANCE OF A SHARES TO
PERMANENTLY REPLENISH WORKING CAPITAL OF
THE COMPANY SUBSEQUENT TO COMPLETION OF THE
TIANJIN PROJECT AND THE CHANGZHOU STA
CENTRE PROJECT
14 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INCREASE OF REGISTERED CAPITAL
15 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
16 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
SHAREHOLDERS MEETINGS
17 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE FOR
BOARD MEETINGS
18 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
GRANTING OF GENERAL MANDATE TO ISSUE A
SHARES AND/OR H SHARES
19 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
GRANTING OF GENERAL MANDATES TO REPURCHASE
A SHARES AND/OR H SHARES
20 TO CONSIDER AND APPROVE THE PROPOSED Mgmt Against Against
AUTHORIZATION FOR ISSUANCE OF ONSHORE AND
OFFSHORE DEBT FINANCING INSTRUMENTS
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 714882998
--------------------------------------------------------------------------------------------------------------------------
Security: G97008117
Meeting Type: EGM
Meeting Date: 23-Nov-2021
Ticker:
ISIN: KYG970081173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1103/2021110301797.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2021/1103/2021110301801.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE ADOPTION OF SUBSIDIARY SHARE Mgmt Against Against
OPTION SCHEMES OF WUXI VACCINES (CAYMAN)
INC. AND WUXI XDC CAYMAN INC., SUBSIDIARIES
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
WUXI BIOLOGICS (CAYMAN) INC. Agenda Number: 715652877
--------------------------------------------------------------------------------------------------------------------------
Security: G97008117
Meeting Type: AGM
Meeting Date: 10-Jun-2022
Ticker:
ISIN: KYG970081173
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0517/2022051700363.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0517/2022051700391.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING.
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AND THE REPORTS OF THE
DIRECTORS AND OF THE INDEPENDENT AUDITOR OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2021
2.A TO RE-ELECT DR. WEICHANG ZHOU AS EXECUTIVE Mgmt Against Against
DIRECTOR
2.B TO RE-ELECT MR. YIBING WU AS NON-EXECUTIVE Mgmt Against Against
DIRECTOR
2.C TO RE-ELECT MR. YANLING CAO AS Mgmt Against Against
NON-EXECUTIVE DIRECTOR
3 TO AUTHORIZE THE BOARD OF DIRECTORS OR ANY Mgmt For For
DULY AUTHORIZED BOARD COMMITTEE TO FIX THE
DIRECTORS REMUNERATION FOR THE YEAR ENDING
DECEMBER 31, 2022
4 TO RE-APPOINT MESSRS. DELOITTE TOUCHE Mgmt For For
TOHMATSU AS AUDITORS AND TO AUTHORIZE THE
BOARD OF DIRECTORS OR ANY DULY AUTHORIZED
BOARD COMMITTEE TO FIX THEIR REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO ISSUE, ALLOT AND DEAL WITH THE SHARES OF
THE COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY
7 TO GRANT A SPECIFIC MANDATE TO THE Mgmt Against Against
DIRECTORS OF THE COMPANY TO ISSUE AND ALLOT
THE CONNECTED RESTRICTED SHARES (AS DEFINED
IN THE NOTICE CONVENING THE AGM)
8 TO GRANT (A) 1,324,333 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME (AS DEFINED
IN THE NOTICE CONVENING THE AGM); AND (B)
THE GRANT OF 877,694 CONNECTED RESTRICTED
SHARES PURSUANT TO THE PROGRAM (AS DEFINED
IN THE NOTICE CONVENING THE AGM) TO DR.
ZHISHENG CHEN
9 TO GRANT (A) 450,281 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME; AND (B) THE
GRANT OF 298,416 CONNECTED RESTRICTED
SHARES PURSUANT TO THE PROGRAM TO DR.
WEICHANG ZHOU
10 TO GRANT 4,145 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. WILLIAM
ROBERT KELLER
11 TO GRANT 4,145 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. TEH-MING
WALTER KWAUK
12 TO GRANT 8,291 CONNECTED RESTRICTED SHARES Mgmt Against Against
PURSUANT TO THE SCHEME TO MR. KENNETH
WALTON HITCHNER III
13 TO GRANT (A) 33,565 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME; AND (B) THE
GRANT OF 29,251 CONNECTED RESTRICTED SHARES
PURSUANT TO THE PROGRAM TO MR. ANGUS SCOTT
MARSHALL TURNER
14 TO GRANT (A) 12,424 CONNECTED RESTRICTED Mgmt Against Against
SHARES PURSUANT TO THE SCHEME; AND (B) THE
GRANT OF 17,786 CONNECTED RESTRICTED SHARES
PURSUANT TO THE PROGRAM TO MR. BRENDAN
MCGRATH
15 TO GRANT 32,160,000 SHARE OPTIONS PURSUANT Mgmt Against Against
TO THE SHARE OPTION SCHEME OF WUXI XDC
CAYMAN INC. ADOPTED BY SHAREHOLDERS OF THE
COMPANY ON NOVEMBER 23, 2021 TO DR. JINCAI
LI
16 TO GRANT 31,980,000 SHARE OPTIONS PURSUANT Mgmt Against Against
TO THE SHARE OPTION SCHEME OF WUXI VACCINES
(CAYMAN) INC. ADOPTED BY SHAREHOLDERS OF
THE COMPANY ON NOVEMBER 23, 2021 TO MR.
JIAN DONG
17 TO APPROVE THE ADOPTION OF SECOND AMENDED Mgmt For For
AND RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY, WHICH CONTAIN
THE PROPOSED AMENDMENTS TO THE EXISTING
MEMORANDUM AND ARTICLES OF ASSOCIATION (AS
DEFINED IN THE NOTICE CONVENING THE AGM) AS
SET OUT IN APPENDIX III OF THE CIRCULAR OF
THE COMPANY DATED MAY 18, 2022, IN
SUBSTITUTION FOR, AND TO THE EXCLUSION OF,
THE EXISTING MEMORANDUM AND ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 715513823
--------------------------------------------------------------------------------------------------------------------------
Security: Y9828F100
Meeting Type: AGM
Meeting Date: 02-Jun-2022
Ticker:
ISIN: CNE1000023R6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0420/2022042000456.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0420/2022042000506.pdf
1 TO REVIEW AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS FOR THE YEAR ENDED 31
DECEMBER 2021
2 TO REVIEW AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF SUPERVISORS FOR THE YEAR ENDED 31
DECEMBER 2021
3 TO REVIEW AND APPROVE THE CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2021
4 TO REVIEW AND APPROVE THE 2021 ANNUAL Mgmt For For
REPORT OF THE COMPANY
5 TO REVIEW AND APPROVE THE RE-APPOINTMENT OF Mgmt For For
KPMG AS AUDITOR OF THE COMPANY FOR A TERM
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, AND
AUTHORIZE THE BOARD OF DIRECTORS TO
DETERMINE ITS REMUNERATION
6 TO CONSIDER AND APPROVE THE ADJUSTMENT OF Mgmt For For
THE REMUNERATION OF MR. LI XUECHEN, AN
INDEPENDENT NON-EXECUTIVE DIRECTOR
7 TO CONSIDER AND APPROVE THE GENERAL Mgmt Against Against
MANDATES TO THE BOARD TO ISSUE SHARES
8 TO CONSIDER AND APPROVE THE GENERAL Mgmt For For
MANDATES TO THE BOARD TO REPURCHASE H
SHARES
--------------------------------------------------------------------------------------------------------------------------
YICHANG HEC CHANGJIANG PHARMACEUTICAL CO LTD Agenda Number: 715531491
--------------------------------------------------------------------------------------------------------------------------
Security: Y9828F100
Meeting Type: CLS
Meeting Date: 02-Jun-2022
Ticker:
ISIN: CNE1000023R6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0420/2022042000482.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0420/2022042000644.pdf
1 TO CONSIDER AND APPROVE THE GENERAL Mgmt For For
MANDATES TO THE BOARD TO REPURCHASE H
SHARES
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935557542
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Special
Meeting Date: 28-Mar-2022
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT, the subdivision of each issued and Mgmt For For
unissued ordinary shares of the Company
with a par value of US$0.00006 each into 10
ordinary shares with a par value of
US$0.000006 each with effect from March 30,
2022, subject to and conditional upon the
Listing Committee of The Stock Exchange of
Hong Kong Limited granting the listing of,
and permission to deal in, (i) the
Subdivided Ordinary Shares (as defined
below) (ii) any Subdivided Ordinary Shares
which may be issued upon exercise of
...(due to space limits,see proxy material
for full proposal).
--------------------------------------------------------------------------------------------------------------------------
ZAI LAB LTD Agenda Number: 935647151
--------------------------------------------------------------------------------------------------------------------------
Security: 98887Q104
Meeting Type: Annual
Meeting Date: 22-Jun-2022
Ticker: ZLAB
ISIN: US98887Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 An ordinary resolution to re-elect Samantha Mgmt For For
(Ying) Du to serve as a director until the
2023 annual general meeting of shareholders
and until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O2 An ordinary resolution to re-elect Kai-Xian Mgmt For For
Chen to serve as a director until the 2023
annual general meeting of shareholders and
until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
O3 An ordinary resolution to re-elect John D. Mgmt For For
Diekman to serve as a director until the
2023 annual general meeting of shareholders
and until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
O4 An ordinary resolution to re-elect Richard Mgmt For For
Gaynor to serve as a director until the
2023 annual general meeting of shareholders
and until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
O5 An ordinary resolution to re-elect Nisa Mgmt For For
Leung to serve as a director until the 2023
annual general meeting of shareholders and
until her successor is duly elected and
qualified, subject to her earlier
resignation or removal.
O6 An ordinary resolution to re-elect William Mgmt For For
Lis to serve as a director until the 2023
annual general meeting of shareholders and
until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
O7 An ordinary resolution to re-elect Scott Mgmt For For
Morrison to serve as a director until the
2023 annual general meeting of shareholders
and until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
O8 An ordinary resolution to re-elect Lonnie Mgmt For For
Moulder to serve as a director until the
2023 annual general meeting of shareholders
and until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
O9 An ordinary resolution to re-elect Peter Mgmt For For
Wirth to serve as a director until the 2023
annual general meeting of shareholders and
until his successor is duly elected and
qualified, subject to his earlier
resignation or removal.
S10 A special resolution to adopt the Sixth Mgmt For For
Amended and Restated Memorandum and
Articles of Association of the Company in
the form annexed hereto as Appendix A as
described in this Proxy Statement,
conditioned on and subject to the
dual-primary listing of the Company on the
Main Board of The Stock Exchange of Hong
Kong Limited.
O11 An ordinary resolution to approve the Zai Mgmt Against Against
Lab Limited 2022 Equity Incentive Plan,
conditioned on and subject to the dual-
primary listing of the Company on the Main
Board of The Stock Exchange of Hong Kong
Limited becoming effective.
O12 An ordinary resolution to ratify the Mgmt For For
appointment of KPMG LLP ("KPMG") as the
Company's independent registered public
...(due to space limits, see proxy material
for full proposal).
O13 An ordinary resolution, within the Mgmt Against Against
parameters of Rule 13.36 of the HK Listing
Rules, to approve the granting of a share
issue ...(due to space limits, see proxy
material for full proposal).
O14 An ordinary resolution to approve, on an Mgmt For For
advisory basis, the compensation of our
named executive officers, as disclosed in
this Proxy Statement.
O15 An ordinary resolution to hold an advisory Mgmt 1 Year Against
vote on the frequency of future advisory
votes on the compensation of our named
executive officers.
Roundhill Acquirers Deep Value ETF
--------------------------------------------------------------------------------------------------------------------------
1ST SOURCE CORPORATION Agenda Number: 935555548
--------------------------------------------------------------------------------------------------------------------------
Security: 336901103
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: SRCE
ISIN: US3369011032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring in Mgmt For For
2025: Isaac P. Torres
1B. Election of Director for a term expiring in Mgmt For For
2025: John F. Affleck-Graves
1C. Election of Director for a term expiring in Mgmt Against Against
2025: Daniel B. Fitzpatrick
1D. Election of Director for a term expiring in Mgmt For For
2025: Christopher J. Murphy IV
2. Ratification of the appointment of BKD LLP Mgmt For For
as 1st Source Corporation's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ADVANSIX INC Agenda Number: 935629470
--------------------------------------------------------------------------------------------------------------------------
Security: 00773T101
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: ASIX
ISIN: US00773T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Erin N. Kane Mgmt For For
1b. Election of Director: Michael L. Marberry Mgmt For For
1c. Election of Director: Farha Aslam Mgmt For For
1d. Election of Director: Darrell K. Hughes Mgmt For For
1e. Election of Director: Todd D. Karran Mgmt For For
1f. Election of Director: Gena C. Lovett Mgmt For For
1g. Election of Director: Daniel F. Sansone Mgmt For For
1h. Election of Director: Sharon S. Spurlin Mgmt For For
1i. Election of Director: Patrick S. Williams Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accountants for 2022.
3. An advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the 2016 Stock Incentive Plan Mgmt For For
of AdvanSix Inc. and its Affiliates, as
Amended and Restated.
--------------------------------------------------------------------------------------------------------------------------
AMERICA'S CAR-MART, INC. Agenda Number: 935473861
--------------------------------------------------------------------------------------------------------------------------
Security: 03062T105
Meeting Type: Annual
Meeting Date: 25-Aug-2021
Ticker: CRMT
ISIN: US03062T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term of one Mgmt For For
year: Ann G. Bordelon
1B. Election of Director for a term of one Mgmt For For
year: Julia K. Davis
1C. Election of Director for a term of one Mgmt For For
year: Daniel J. Englander
1D. Election of Director for a term of one Mgmt For For
year: William H. Henderson
1E. Election of Director for a term of one Mgmt For For
year: Dawn C. Morris
1F. Election of Director for a term of one Mgmt For For
year: Joshua G. Welch
1G. Election of Director for a term of one Mgmt For For
year: Jeffrey A. Williams
2. To approve an advisory resolution regarding Mgmt For For
the Company's compensation of its named
executive officers.
3. To ratify the selection of Grant Thornton Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
ARCBEST CORPORATION Agenda Number: 935574043
--------------------------------------------------------------------------------------------------------------------------
Security: 03937C105
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: ARCB
ISIN: US03937C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DIRECTOR
Eduardo F. Conrado Mgmt For For
Fredrik J. Eliasson Mgmt For For
Stephen E. Gorman Mgmt For For
Michael P. Hogan Mgmt For For
Kathleen D. McElligott Mgmt For For
Judy R. McReynolds Mgmt For For
Craig E. Philip Mgmt For For
Steven L. Spinner Mgmt For For
Janice E. Stipp Mgmt For For
II To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers.
III To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for fiscal year
2022.
--------------------------------------------------------------------------------------------------------------------------
ARGAN, INC. Agenda Number: 935644826
--------------------------------------------------------------------------------------------------------------------------
Security: 04010E109
Meeting Type: Annual
Meeting Date: 21-Jun-2022
Ticker: AGX
ISIN: US04010E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rainer H. Bosselmann Mgmt For For
Cynthia A. Flanders Mgmt For For
Peter W. Getsinger Mgmt For For
William F. Griffin, Jr. Mgmt For For
John R. Jeffrey, Jr. Mgmt For For
Mano S. Koilpillai Mgmt For For
William F. Leimkuhler Mgmt For For
W.G. Champion Mitchell Mgmt For For
James W. Quinn Mgmt For For
2. The non-binding advisory approval of our Mgmt For For
executive compensation (the "say- on-pay"
vote).
3. The ratification of the appointment of Mgmt For For
Grant Thornton LLP as our independent
registered public accountants for the
fiscal year ending January 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ASTEC INDUSTRIES, INC. Agenda Number: 935564321
--------------------------------------------------------------------------------------------------------------------------
Security: 046224101
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: ASTE
ISIN: US0462241011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tracey H. Cook Mgmt For For
Mary L. Howell Mgmt Withheld Against
Linda I. Knoll Mgmt For For
William B. Southern Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for calendar year 2022.
--------------------------------------------------------------------------------------------------------------------------
ATKORE INC. Agenda Number: 935534025
--------------------------------------------------------------------------------------------------------------------------
Security: 047649108
Meeting Type: Annual
Meeting Date: 27-Jan-2022
Ticker: ATKR
ISIN: US0476491081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeri L. Isbell Mgmt For For
1b. Election of Director: Wilbert W. James, Jr. Mgmt For For
1c. Election of Director: Betty R. Johnson Mgmt For For
1d. Election of Director: Justin P. Kershaw Mgmt For For
1e. Election of Director: Scott H. Muse Mgmt For For
1f. Election of Director: Michael V. Schrock Mgmt For For
1g. Election of Director: William R. VanArsdale Mgmt For For
1h. Election of Director: William E. Waltz Jr. Mgmt For For
1i. Election of Director: A. Mark Zeffiro Mgmt For For
2. The non-binding advisory vote approving Mgmt For For
executive compensation.
3. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
AUDIOCODES LTD. Agenda Number: 935486248
--------------------------------------------------------------------------------------------------------------------------
Security: M15342104
Meeting Type: Annual
Meeting Date: 14-Sep-2021
Ticker: AUDC
ISIN: IL0010829658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO REELECT MR. DORON NEVO AS AN OUTSIDE Mgmt Against Against
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
1A. PLEASE NOTE: with respect to Proposal 1, Mgmt For
please indicate by checking the box at
right, that you are NOT a controlling
shareholder and that you do NOT have a
personal interest in this resolution. If
you do not check the box FOR=YES or
AGAINST=NO your vote will be classified as
a vote subject to personal interest with
respect to proposal 1 therefor will not be
counted as a part of the Non-Interested
votes.
2. TO REELECT MR. SHABTAI ADLERSBERG AS A Mgmt For For
CLASS III DIRECTOR FOR AN ADDITIONAL TERM
OF THREE YEARS.
3. TO REELECT MR. STANLEY STERN AS A CLASS III Mgmt For For
DIRECTOR FOR AN ADDITIONAL TERM OF THREE
YEARS.
4. TO RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2021 AND AUTHORIZE
THE BOARD OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BARRETT BUSINESS SERVICES, INC. Agenda Number: 935627452
--------------------------------------------------------------------------------------------------------------------------
Security: 068463108
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: BBSI
ISIN: US0684631080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to a one-year term: Mgmt For For
Thomas J. Carley
1.2 Election of Director to a one-year term: Mgmt For For
Thomas B. Cusick
1.3 Election of Director to a one-year term: Mgmt For For
Jon L. Justesen
1.4 Election of Director to a one-year term: Mgmt For For
Gary E. Kramer
1.5 Election of Director to a one-year term: Mgmt For For
Anthony Meeker
1.6 Election of Director to a one-year term: Mgmt For For
Carla A. Moradi
1.7 Election of Director to a one-year term: Mgmt For For
Alexandra Morehouse
1.8 Election of Director to a one-year term: Mgmt For For
Vincent P. Price
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of selection of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION Agenda Number: 935638645
--------------------------------------------------------------------------------------------------------------------------
Security: 08915P101
Meeting Type: Annual
Meeting Date: 08-Jun-2022
Ticker: BGFV
ISIN: US08915P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Lily W. Chang Mgmt For For
1b. Election of Class B Director: Van B. Mgmt For For
Honeycutt
2. Approval of the compensation of the Mgmt For For
Company's named executive officers as
described in the proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
4. Approval of the Company's Amended and Mgmt For For
Restated 2019 Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BIGLARI HOLDINGS INC. Agenda Number: 935625143
--------------------------------------------------------------------------------------------------------------------------
Security: 08986R309
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: BH
ISIN: US08986R3093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THE ENCLOSED MATERIALS HAVE BEEN SENT TO Mgmt No vote
YOU FOR INFORMATIONAL PURPOSES ONLY
--------------------------------------------------------------------------------------------------------------------------
BLUELINX HOLDINGS INC Agenda Number: 935617071
--------------------------------------------------------------------------------------------------------------------------
Security: 09624H208
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: BXC
ISIN: US09624H2085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dwight Gibson Mgmt For For
Dominic DiNapoli Mgmt For For
Kim S. Fennebresque Mgmt For For
Mitchell B. Lewis Mgmt For For
J. David Smith Mgmt For For
Carol B. Yancey Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for fiscal year
2022.
3. Proposal to approve the non-binding, Mgmt For For
advisory resolution regarding the executive
compensation described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
BOISE CASCADE COMPANY Agenda Number: 935566731
--------------------------------------------------------------------------------------------------------------------------
Security: 09739D100
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: BCC
ISIN: US09739D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mack Hogans Mgmt For For
1B. Election of Director: Nate Jorgensen Mgmt For For
1C. Election of Director: Christopher McGowan Mgmt For For
1D. Election of Director: Steven Cooper Mgmt For For
1E. Election of Director: Karen Gowland Mgmt For For
1F. Election of Director: David Hannah Mgmt For For
1G. Election of Director: Sue Taylor Mgmt For For
1H. Election of Director: Craig Dawson Mgmt For For
1I. Election of Director: Amy Humphreys Mgmt For For
2. Advisory vote approving the Company's Mgmt For For
executive compensation.
3. To ratify the appointment of KPMG as the Mgmt For For
Company's external auditors for the year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CAI INTERNATIONAL, INC. Agenda Number: 935482529
--------------------------------------------------------------------------------------------------------------------------
Security: 12477X106
Meeting Type: Special
Meeting Date: 02-Sep-2021
Ticker: CAI
ISIN: US12477X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Merger Agreement. Mgmt For For
2. To adjourn the Special Meeting to a later Mgmt For For
date or dates, if necessary or appropriate,
to solicit additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting.
3. To approve, on a non-binding, advisory Mgmt For For
basis, of certain compensation that will
be, or may become, payable to our named
executive officers in connection with the
Merger.
--------------------------------------------------------------------------------------------------------------------------
CARRIAGE SERVICES, INC. Agenda Number: 935591467
--------------------------------------------------------------------------------------------------------------------------
Security: 143905107
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: CSV
ISIN: US1439051079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan D. Leibman Mgmt Withheld Against
Dr. Achille Messac Mgmt Withheld Against
2. To approve on an advisory basis our 2021 Mgmt For For
Named Executive Officer compensation.
3. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ended
2022.
--------------------------------------------------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP. Agenda Number: 935552770
--------------------------------------------------------------------------------------------------------------------------
Security: 154760409
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: CPF
ISIN: US1547604090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christine H. H. Camp Mgmt For For
Earl E. Fry Mgmt For For
Jonathan B. Kindred Mgmt For For
Paul J. Kosasa Mgmt For For
Duane K. Kurisu Mgmt For For
Christopher T. Lutes Mgmt For For
Colbert M. Matsumoto Mgmt For For
A. Catherine Ngo Mgmt For For
Saedene K. Ota Mgmt For For
Crystal K. Rose Mgmt For For
Paul K. Yonamine Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the company's
named executive officers ("Say-On-Pay").
3. To ratify the appointment of Crowe LLP as Mgmt For For
the company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 935579257
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Annual
Meeting Date: 13-May-2022
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David J. Spitz Mgmt For For
Timothy V. Williams Mgmt For For
Linda M. Crawford Mgmt For For
2. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2022.
3. ADVISORY (NONBINDING) VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CITI TRENDS, INC. Agenda Number: 935620751
--------------------------------------------------------------------------------------------------------------------------
Security: 17306X102
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: CTRN
ISIN: US17306X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Brian P. Carney Mgmt For For
1B. Election of Director: Jonathan Duskin Mgmt For For
1C. Election of Director: Christina Francis Mgmt For For
1D. Election of Director: Laurens M. Goff Mgmt For For
1E. Election of Director: Margaret L. Jenkins Mgmt For For
1F. Election of Director: David N. Makuen Mgmt For For
1G. Election of Director: Cara Sabin Mgmt For For
1H. Election of Director: Peter R. Sachse Mgmt For For
1I. Election of Director: Kenneth D. Seipel Mgmt For For
2. An advisory vote to approve, on a Mgmt For For
non-binding basis, the compensation of our
named executive officers as set forth in
the proxy statement.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 28, 2023.
--------------------------------------------------------------------------------------------------------------------------
CITY OFFICE REIT, INC. Agenda Number: 935563040
--------------------------------------------------------------------------------------------------------------------------
Security: 178587101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: CIO
ISIN: US1785871013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John McLernon Mgmt For For
1.2 Election of Director: James Farrar Mgmt For For
1.3 Election of Director: William Flatt Mgmt For For
1.4 Election of Director: Sabah Mirza Mgmt For For
1.5 Election of Director: Mark Murski Mgmt For For
1.6 Election of Director: John Sweet Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
City Office REIT, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. The approval, on an advisory basis, of the Mgmt For For
compensation of the named executive
officers for 2021.
4. The approval of an amendment to City Office Mgmt For For
REIT, Inc.'s Equity Incentive Plan to
increase the number of shares of common
stock available for awards made thereunder
and certain administrative changes.
--------------------------------------------------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION Agenda Number: 935571946
--------------------------------------------------------------------------------------------------------------------------
Security: 126128107
Meeting Type: Annual
Meeting Date: 19-Apr-2022
Ticker: CCNE
ISIN: US1261281075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class 2 Director for a three Mgmt For For
year term expiring at the time of the
annual meeting in 2025: Richard L.
Greslick, Jr
1.2 Election of Class 2 Director for a three Mgmt For For
year term expiring at the time of the
annual meeting in 2025: Deborah Dick
Pontzer
1.3 Election of Class 2 Director for a three Mgmt For For
year term expiring at the time of the
annual meeting in 2025: Nicholas N. Scott
1.4 Election of Class 2 Director for a three Mgmt For For
year term expiring at the time of the
annual meeting in 2025: Julie M. Young
1.5 Election of Class 3 Director for a two year Mgmt For For
term expiring at the time of the annual
meeting in 2024: Michael Obi
2. To vote on a non-binding advisory Mgmt For For
resolution on the compensation program for
CNB Financial Corporation's named executive
officers, as disclosed in the Compensation
Discussion and Analysis, the compensation
tables, and the related narrative executive
compensation disclosures contained in the
Proxy Statement.
3. To ratify the appointment of BKD, LLP as Mgmt For For
our independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC. Agenda Number: 935583319
--------------------------------------------------------------------------------------------------------------------------
Security: 204149108
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: CTBI
ISIN: US2041491083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles J. Baird Mgmt For For
Franklin H. Farris, Jr. Mgmt For For
Mark A. Gooch Mgmt For For
Eugenia C. Luallen Mgmt For For
Ina Michelle Matthews Mgmt For For
James E. McGhee II Mgmt For For
Franky Minnifield Mgmt For For
M. Lynn Parrish Mgmt For For
Anthony W. St. Charles Mgmt For For
Chad C. Street Mgmt For For
2. Proposal to ratify and approve the Mgmt For For
appointment of BKD, LLP as Community Trust
Bancorp, Inc.'s Independent Registered
Public Accounting Firm for the fiscal year
ending December 31, 2022.
3. Proposal to approve the advisory Mgmt For For
(nonbinding) resolution relating to
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC. Agenda Number: 935476728
--------------------------------------------------------------------------------------------------------------------------
Security: 218681104
Meeting Type: Special
Meeting Date: 25-Aug-2021
Ticker: CORE
ISIN: US2186811046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Agreement Proposal - To consider and Mgmt For For
vote on a proposal to adopt the Agreement
and Plan of Merger, dated as of May 17,
2021, which is referred to as the merger
agreement, by and among Performance Food
Group Company, which is referred to as PFG,
Longhorn Merger Sub I, Inc., Longhorn
Merger Sub II, LLC and Core-Mark Holding
Company, Inc., which is referred to as
Core-Mark, as may be amended from time to
time, a copy of which is attached as Annex
A to the proxy statement/prospectus.
2. Merger-Related Compensation Proposal - To Mgmt For For
consider and vote on a non-binding advisory
vote on compensation payable to executive
officers of Core-Mark in connection with
the proposed transactions.
3. Core-Mark Adjournment Proposal - To Mgmt For For
consider and vote on a proposal to adjourn
the special meeting from time to time, if
necessary or appropriate, (a) due to the
absence of a quorum, (b) to solicit
additional proxies in the event there are
not sufficient votes at the time of the
special meeting to approve the Merger
Agreement Proposal or (c) to allow
reasonable additional time for the filing
and mailing of any required supplement or
amendment to the accompanying proxy
statement/ prospectus, & review of such
materials by Core-Mark stockholders
--------------------------------------------------------------------------------------------------------------------------
COWEN INC. Agenda Number: 935671998
--------------------------------------------------------------------------------------------------------------------------
Security: 223622606
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: COWN
ISIN: US2236226062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one-year term: Mgmt For For
Brett H. Barth
1.2 Election of Director for a one-year term: Mgmt For For
Katherine E. Dietze
1.3 Election of Director for a one-year term: Mgmt For For
Gregg A. Gonsalves
1.4 Election of Director for a one-year term: Mgmt For For
Lorence H. Kim
1.5 Election of Director for a one-year term: Mgmt For For
Steven Kotler
1.6 Election of Director for a one-year term: Mgmt For For
Lawrence E. Leibowitz
1.7 Election of Director for a one-year term: Mgmt For For
Margaret L. Poster
1.8 Election of Director for a one-year term: Mgmt For For
Douglas A. Rediker
1.9 Election of Director for a one-year term: Mgmt For For
Jeffrey M. Solomon
2. An advisory vote to approve the Mgmt Against Against
compensation of the named executive
officers.
3. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
4. Approve an increase in the shares available Mgmt Against Against
for issuance under the 2020 Equity
Incentive Plan.
5. To approve a charter amendment to permit Mgmt For For
requests for Special Meetings of
Stockholders by holders of 25% of our
issued and outstanding capital stock
entitled to vote on the matters to be
presented.
6. A Shareholder Proposal Entitled Shr For Against
"Shareholder Right to Call a Special
Shareholder Meeting".
--------------------------------------------------------------------------------------------------------------------------
CTS CORPORATION Agenda Number: 935570146
--------------------------------------------------------------------------------------------------------------------------
Security: 126501105
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: CTS
ISIN: US1265011056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
D. M. Costello Mgmt For For
G. Hunter Mgmt For For
W. S. Johnson Mgmt For For
Y.J. Li Mgmt For For
K. M. O'Sullivan Mgmt For For
R. A. Profusek Mgmt For For
A. G. Zulueta Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of CTS' named executive
officers.
3. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as CTS' independent auditor
for 2022.
4. Approval of an amendment to the CTS Mgmt For For
Articles of Incorporation to implement a
majority voting standard in uncontested
director elections.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND HILL INVESTMENT GROUP, INC. Agenda Number: 935562187
--------------------------------------------------------------------------------------------------------------------------
Security: 25264R207
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: DHIL
ISIN: US25264R2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Heather E. Brilliant
1B. Election of Director for a one-year term: Mgmt For For
Richard S. Cooley
1C. Election of Director for a one-year term: Mgmt For For
Randolph J. Fortener
1D. Election of Director for a one-year term: Mgmt For For
James F. Laird
1E. Election of Director for a one-year term: Mgmt For For
Paula R. Meyer
1F. Election of Director for a one-year term: Mgmt For For
Nicole R. St. Pierre
1G. Election of Director for a one-year term: Mgmt For For
L'Quentus Thomas
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ended December 31, 2022.
3. A non-binding, advisory resolution to Mgmt For For
approve the compensation of the Company's
named executive officers.
4. The approval and adoption of the Diamond Mgmt Against Against
Hill Investment Group, Inc. 2022 Equity and
Cash Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC. Agenda Number: 935596277
--------------------------------------------------------------------------------------------------------------------------
Security: 25432X102
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: DCOM
ISIN: US25432X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Mahon Mgmt For For
Marcia Z. Hefter Mgmt For For
Rosemarie Chen Mgmt For For
Michael P. Devine Mgmt For For
Matthew A. Lindenbaum Mgmt For For
Albert E. McCoy, Jr. Mgmt For For
Raymond A. Nielsen Mgmt For For
Kevin M. O'Connor Mgmt For For
Vincent F. Palagiano Mgmt For For
Joseph J. Perry Mgmt For For
Kevin Stein Mgmt For For
Dennis A. Suskind Mgmt For For
2. Ratification of the appointment of Crowe Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. Approval, by a non-binding advisory vote, Mgmt Against Against
of the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC. Agenda Number: 935586947
--------------------------------------------------------------------------------------------------------------------------
Security: 25787G100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: DFIN
ISIN: US25787G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Luis Aguilar Mgmt For For
1.2 Election of Director: Richard Crandall Mgmt For For
1.3 Election of Director: Charles Drucker Mgmt For For
1.4 Election of Director: Juliet Ellis Mgmt For For
1.5 Election of Director: Gary Greenfield Mgmt For For
1.6 Election of Director: Jeffrey Jacobowitz Mgmt For For
1.7 Election of Director: Daniel Leib Mgmt For For
1.8 Election of Director: Lois Martin Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation.
3. Ratification of Independent Registered Mgmt For For
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
DYNEX CAPITAL, INC. Agenda Number: 935587759
--------------------------------------------------------------------------------------------------------------------------
Security: 26817Q886
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: DX
ISIN: US26817Q8868
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Byron L. Boston Mgmt For For
1.2 Election of Director: Julia L. Coronado, Mgmt For For
Ph.D.
1.3 Election of Director: Michael R. Hughes Mgmt For For
1.4 Election of Director: Joy D. Palmer Mgmt For For
1.5 Election of Director: Robert A. Salcetti Mgmt For For
1.6 Election of Director: David H. Stevens Mgmt For For
2. Proposal to provide advisory approval of Mgmt For For
the compensation of the Company's named
executive officers as disclosed in the
proxy statement.
3. Proposal to ratify the selection of BDO Mgmt For For
USA, LLP, independent certified public
accountants, as auditors for the Company
for the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
EMERGENT BIOSOLUTIONS INC. Agenda Number: 935593827
--------------------------------------------------------------------------------------------------------------------------
Security: 29089Q105
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: EBS
ISIN: US29089Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to hold office Mgmt For For
for a term expiring at the 2025 Annual
Meeting: Keith Katkin
1B. Election of Class I Director to hold office Mgmt For For
for a term expiring at the 2025 Annual
Meeting: Ronald Richard
1C. Election of Class I Director to hold office Mgmt For For
for a term expiring at the 2025 Annual
Meeting: Kathryn Zoon, Ph.D.
2. To ratify the appointment by the audit Mgmt For For
committee of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. Advisory vote to approve executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC. Agenda Number: 935602210
--------------------------------------------------------------------------------------------------------------------------
Security: 292218104
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: EIG
ISIN: US2922181043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine H. Mgmt For For
Antonello
1B. Election of Director: Joao "John" M. de Mgmt For For
Figueiredo
1C. Election of Director: Prasanna G. Dhore Mgmt For For
1D. Election of Director: Valerie R. Glenn Mgmt For For
1E. Election of Director: Barbara A. Higgins Mgmt For For
1F. Election of Director: James R. Kroner Mgmt For For
1G. Election of Director: Michael J. McColgan Mgmt For For
1H. Election of Director: Michael J. McSally Mgmt For For
1I. Election of Director: Jeanne L. Mockard Mgmt For For
1J. Election of Director: Alejandro "Alex" Mgmt For For
Perez-Tenessa
2. To approve, on a non-binding basis, the Mgmt For For
Company's executive compensation.
3. Ratification of the appointment of the Mgmt For For
Company's independent accounting firm,
Ernst & Young LLP, for 2022.
--------------------------------------------------------------------------------------------------------------------------
ENCORE WIRE CORPORATION Agenda Number: 935576770
--------------------------------------------------------------------------------------------------------------------------
Security: 292562105
Meeting Type: Annual
Meeting Date: 03-May-2022
Ticker: WIRE
ISIN: US2925621052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory J. Fisher Mgmt Withheld Against
Daniel L. Jones Mgmt For For
Gina A. Norris Mgmt For For
William R. Thomas Mgmt For For
Scott D. Weaver Mgmt For For
John H. Wilson Mgmt For For
2. BOARD PROPOSAL TO APPROVE,IN A NON-BINDING Mgmt For For
ADVISORY VOTE, THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS.
3. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITORS
OF THE COMPANY FOR THE YEAR ENDING DECEMBER
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ENNIS, INC. Agenda Number: 935453059
--------------------------------------------------------------------------------------------------------------------------
Security: 293389102
Meeting Type: Annual
Meeting Date: 15-Jul-2021
Ticker: EBF
ISIN: US2933891028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a Term ending in Mgmt For For
2024: Godfrey M. Long, Jr.
1.2 Election of Director for a Term ending in Mgmt For For
2024: Troy L. Priddy
1.3 Election of Director for a Term ending in Mgmt For For
2024: Alejandro Quiroz
2. Ratification of Grant Thornton LLP as our Mgmt For For
independent registered public accounting
firm for fiscal year 2022.
3. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
4. To approve the Ennis, Inc. 2021 Long-Term Mgmt For For
Incentive Plan ("the 2021 Plan").
5. In their discretion, the Proxies are Mgmt Against Against
authorized to vote upon such other business
as may properly come before the meeting.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE FINANCIAL SERVICES CORP Agenda Number: 935460662
--------------------------------------------------------------------------------------------------------------------------
Security: 293712105
Meeting Type: Special
Meeting Date: 20-Jul-2021
Ticker: EFSC
ISIN: US2937121059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal 1, a proposal to approve the Mgmt For For
Agreement and Plan of Merger, dated April
26, 2021, by and among Enterprise Financial
Services Corp, Enterprise Bank & Trust,
First Choice Bancorp and First Choice Bank,
included with the joint proxy
statement/prospectus as Appendix A, or the
merger agreement, and the merger
contemplated by the merger agreement,
including the issuance of shares of
Enterprise Financial Services Corp's common
stock to holders of First Choice Bancorp
common stock pursuant to the merger
agreement.
2. Proposal 2, a proposal to approve an Mgmt For For
amendment to Enterprise Financial Services
Corp's certificate of incorporation to
increase the number of authorized shares of
Enterprise common stock from 45,000,000
shares to 75,000,000 shares. We refer to
this proposal as the Enterprise charter
amendment proposal.
3. Proposal 3, a proposal to adjourn or Mgmt For For
postpone the Enterprise Financial Services
Corp Special Meeting, if necessary or
appropriate, to solicit additional proxies
in favor of the Enterprise merger and share
issuance proposal and/or the Enterprise
charter amendment proposal.
--------------------------------------------------------------------------------------------------------------------------
EPLUS INC. Agenda Number: 935478532
--------------------------------------------------------------------------------------------------------------------------
Security: 294268107
Meeting Type: Annual
Meeting Date: 16-Sep-2021
Ticker: PLUS
ISIN: US2942681071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRUCE M. BOWEN Mgmt For For
JOHN E. CALLIES Mgmt For For
C. THOMAS FAULDERS, III Mgmt For For
ERIC D. HOVDE Mgmt For For
IRA A. HUNT, III Mgmt For For
MARK P. MARRON Mgmt For For
MAUREEN F. MORRISON Mgmt For For
BEN XIANG Mgmt For For
2. Advisory vote on named executive officer Mgmt For For
compensation, as disclosed in the proxy
statement.
3. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as our independent
registered public accounting firm for
fiscal year 2022.
4. To approve the 2021 Employee Long-Term Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC. Agenda Number: 935633710
--------------------------------------------------------------------------------------------------------------------------
Security: 317585404
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: FISI
ISIN: US3175854047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martin K. Birmingham Mgmt For For
Samuel M. Gullo Mgmt For For
Kim E. VanGelder Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt For For
Our Named Executive Officers
3. Ratification of Appointment of RSM US LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
FIRST COMMUNITY BANKSHARES, INC. Agenda Number: 935562303
--------------------------------------------------------------------------------------------------------------------------
Security: 31983A103
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: FCBC
ISIN: US31983A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Samuel L. Elmore Mgmt Withheld Against
Richard S. Johnson Mgmt For For
Beth A. Taylor Mgmt For For
2. To approve, on a non binding advisory Mgmt For For
basis, the Corporation's executive
compensation program for fiscal year 2021.
3. To ratify the selection of the independent Mgmt For For
registered public accounting firm for 2022.
4. To approve the First Community Bankshares, Mgmt For For
Inc. 2022 Omnibus Equity Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 935468531
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Special
Meeting Date: 04-Aug-2021
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Agreement and Plan of Mgmt For For
Merger (as amended from time to time, the
"merger agreement"), dated April 24, 2021,
by and among Flagstar Bancorp, Inc.
("Flagstar"), New York Community Bancorp,
Inc. ("NYCB") and 615 Corp. (the "Flagstar
merger proposal"). Flagstar shareholders
should read the joint proxy
statement/prospectus to which this proxy
card is attached carefully and in its
entirety, including the annexes, for more
detailed information concerning the merger
agreement and the transactions contemplated
thereby.
2. Approval of, on an advisory (non-binding) Mgmt Against Against
basis, the merger- related compensation
payments that will or may be paid to the
named executive officers of Flagstar in
connection with the transactions
contemplated by the merger agreement (the
"Flagstar compensation proposal").
3. Approval of the adjournment of the Flagstar Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if, immediately prior to such adjournment,
there are not sufficient votes to approve
the Flagstar merger proposal or to ensure
that any supplement or amendment to the
accompanying joint proxy
statement/prospectus is timely provided to
Flagstar shareholders (the "Flagstar
adjournment proposal").
--------------------------------------------------------------------------------------------------------------------------
FLAGSTAR BANCORP, INC. Agenda Number: 935608414
--------------------------------------------------------------------------------------------------------------------------
Security: 337930705
Meeting Type: Annual
Meeting Date: 24-May-2022
Ticker: FBC
ISIN: US3379307057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alessandro P. DiNello Mgmt For For
1b. Election of Director: Jay J. Hansen Mgmt For For
1c. Election of Director: Toan Huynh Mgmt For For
1d. Election of Director: Lori Jordan Mgmt For For
1e. Election of Director: John D. Lewis Mgmt For For
1f. Election of Director: Bruce E. Nyberg Mgmt For For
1g. Election of Director: James A. Ovenden Mgmt For For
1h. Election of Director: Peter Schoels Mgmt For For
1i. Election of Director: David L. Treadwell Mgmt For For
1j. Election of Director: Jennifer R. Whip Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2022.
3. To adopt an advisory (non-binding) Mgmt For For
resolution to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
FORRESTER RESEARCH, INC. Agenda Number: 935569890
--------------------------------------------------------------------------------------------------------------------------
Security: 346563109
Meeting Type: Annual
Meeting Date: 10-May-2022
Ticker: FORR
ISIN: US3465631097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jean M. Birch Mgmt For For
David Boyce Mgmt For For
Neil Bradford Mgmt For For
George F. Colony Mgmt For For
Anthony Friscia Mgmt For For
Robert M. Galford Mgmt For For
Warren Romine Mgmt For For
Gretchen Teichgraeber Mgmt For For
Yvonne Wassenaar Mgmt For For
2. To approve an amendment and restatement of Mgmt For For
the Forrester Research, Inc. Second Amended
and Restated Employee Stock Purchase Plan.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2022.
4. To approve, by non-binding vote, executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL INDUSTRIAL COMPANY Agenda Number: 935623024
--------------------------------------------------------------------------------------------------------------------------
Security: 37892E102
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: GIC
ISIN: US37892E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard Leeds Mgmt Withheld Against
Bruce Leeds Mgmt Withheld Against
Robert Leeds Mgmt Withheld Against
Barry Litwin Mgmt Withheld Against
Chad M. Lindbloom Mgmt For For
Paul S. Pearlman Mgmt For For
Lawrence Reinhold Mgmt Withheld Against
Robert D. Rosenthal Mgmt Withheld Against
2. A proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent auditor for fiscal year 2022.
--------------------------------------------------------------------------------------------------------------------------
GRAFTECH INTERNATIONAL LTD. Agenda Number: 935604137
--------------------------------------------------------------------------------------------------------------------------
Security: 384313508
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: EAF
ISIN: US3843135084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term Mgmt For For
until the 2025 Annual Meeting: Denis A.
Turcotte
1.2 Election of Director for a three-year term Mgmt Against Against
until the 2025 Annual Meeting: Michel J.
Dumas
1.3 Election of Director for a three-year term Mgmt Against Against
until the 2025 Annual Meeting: Leslie D.
Dunn
1.4 Election of Director for a three-year term Mgmt For For
until the 2025 Annual Meeting: Jean-Marc
Germain
1.5 Election of Director for a one-year term Mgmt For For
until the 2023 Annual Meeting: David
Gregory
2. Ratify the selection of Deloitte & Touche Mgmt For For
as our independent registered public
accounting firm for 2022.
3. Approve, on an advisory basis, our named Mgmt For For
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935626309
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt For For
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
John R. Farris Mgmt Withheld Against
Kathleen Olsen Mgmt Withheld Against
Richard S. Press Mgmt Withheld Against
Lila Manassa Murphy Mgmt For For
2. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
GREENHILL & CO., INC. Agenda Number: 935558708
--------------------------------------------------------------------------------------------------------------------------
Security: 395259104
Meeting Type: Annual
Meeting Date: 27-Apr-2022
Ticker: GHL
ISIN: US3952591044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Scott L. Bok Mgmt For For
1B. Election of Director: Meryl D. Hartzband Mgmt For For
1C. Election of Director: John D. Liu Mgmt For For
1D. Election of Director: Ulrika M. Ekman Mgmt For For
1E. Election of Director: Kevin T. Ferro Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Greenhill's independent
auditor for the year ending December 31,
2022.
4. Stockholder Proposal - Special Shareholder Shr Against For
Meeting Improvement.
5. Amended 2019 Equity Incentive Plan. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
GRIFFON CORPORATION Agenda Number: 935544848
--------------------------------------------------------------------------------------------------------------------------
Security: 398433102
Meeting Type: Annual
Meeting Date: 17-Feb-2022
Ticker: GFF
ISIN: US3984331021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Diao Mgmt For *
MGT NOM L.J. Grabowsky Mgmt For *
MGT NOM M. L. Taylor Mgmt For *
MGT NOM C. L. Turnbull Mgmt For *
2. Company's proposal to approve, on an Mgmt Against *
advisory basis, the Company's executive
compensation as disclosed in the Company's
proxy statement.
3. Company's proposal to approve an amendment Mgmt For *
to Griffon's Certificate of Incorporation
to phase out the classified structure of
the Board of Directors.
4. Company's proposal to approve an amendment Mgmt For *
to Griffon's Certificate of Incorporation
to reduce the percentage of outstanding
voting power required to call a Special
Meeting to 25%.
5. Company's proposal to approve the Griffon Mgmt For *
Corporation Amended and Restated 2016
Equity Incentive Plan
6. Company's proposal to ratify the Mgmt For *
appointment of Grant Thornton LLP as the
Company's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC. Agenda Number: 935618338
--------------------------------------------------------------------------------------------------------------------------
Security: 422819102
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: HSII
ISIN: US4228191023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth L. Axelrod Mgmt For For
Mary E.G. Bear Mgmt For For
Lyle Logan Mgmt For For
T. Willem Mesdag Mgmt For For
Krishnan Rajagopalan Mgmt For For
Stacey Rauch Mgmt For For
Adam Warby Mgmt For For
2. Advisory vote to approve Named Executive Mgmt For For
Officer compensation.
3. Ratification of the appointment of RSM US Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 935463442
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Special
Meeting Date: 13-Jul-2021
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of Herman Mgmt For For
Miller common stock, par value $0.20 per
share, to Knoll stockholders in connection
with the merger contemplated by the
Agreement and Plan of Merger, dated as of
April 19, 2021, by and among Herman Miller,
Inc., Heat Merger Sub, Inc. and Knoll, Inc.
(the "Herman Miller share issuance
proposal").
2. Proposal to adjourn the Herman Miller Mgmt For For
special meeting, if necessary or
appropriate, to solicit additional proxies
if there are not sufficient votes at the
time of the Herman Miller special meeting
to approve the Herman Miller share issuance
proposal or to ensure that any supplement
or amendment to the joint proxy
statement/prospectus is timely provided to
Herman Miller shareholders.
--------------------------------------------------------------------------------------------------------------------------
HERMAN MILLER, INC. Agenda Number: 935489028
--------------------------------------------------------------------------------------------------------------------------
Security: 600544100
Meeting Type: Annual
Meeting Date: 11-Oct-2021
Ticker: MLHR
ISIN: US6005441000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael R. Smith* Mgmt For For
David A. Brandon# Mgmt For For
Douglas D. French# Mgmt For For
John R. Hoke III# Mgmt For For
Heidi J. Manheimer# Mgmt For For
2. Proposal to approve the Amendment to our Mgmt For For
Articles of Incorporation.
3. Proposal to ratify the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm.
4. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HIBBETT, INC. Agenda Number: 935608779
--------------------------------------------------------------------------------------------------------------------------
Security: 428567101
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: HIBB
ISIN: US4285671016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Ramesh Mgmt For For
Chikkala
1.2 Election of Class II Director: Karen S. Mgmt For For
Etzkorn
1.3 Election of Class II Director: Linda Mgmt For For
Hubbard
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as the Independent Registered
Public Accounting Firm for Fiscal 2023.
3. Say on Pay - Approval, by non-binding Mgmt For For
advisory vote, of the compensation of our
named executive officers.
4. Approval of the Hibbett, Inc. Amended and Mgmt For For
Restated Non-Employee Director Equity Plan.
5. Approval of an amendment to our Certificate Mgmt For For
of Incorporation to increase the number of
authorized shares of our Common Stock from
80,000,000 to 160,000,000.
6. Approval of an amendment to the Hibbett, Mgmt For For
Inc. 2016 Executive Officer Cash Bonus
Plan.
--------------------------------------------------------------------------------------------------------------------------
HOLLYSYS AUTOMATION TECHNOLOGIES LTD Agenda Number: 935469545
--------------------------------------------------------------------------------------------------------------------------
Security: G45667105
Meeting Type: Consent
Meeting Date: 20-Aug-2021
Ticker: HOLI
ISIN: VGG456671053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consent to the resolutions listed in the Mgmt For *
Shareholder Letter dated June 29th, 2021 as
proposed by the buyer consortium,
consisting of Mr. Shao Baiqing, Ace Lead
Profits Limited and CPE Funds Management
Limited. ( FOR = CONSENT, AGAINST =
WITHOLD CONSENT )
--------------------------------------------------------------------------------------------------------------------------
IES HOLDINGS, INC. Agenda Number: 935539885
--------------------------------------------------------------------------------------------------------------------------
Security: 44951W106
Meeting Type: Annual
Meeting Date: 24-Feb-2022
Ticker: IESC
ISIN: US44951W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JENNIFER A. BALDOCK Mgmt For For
TODD M. CLEVELAND Mgmt Withheld Against
DAVID B. GENDELL Mgmt For For
JEFFREY L. GENDELL Mgmt For For
JOE D. KOSHKIN Mgmt Withheld Against
ELIZABETH D. LEYKUM Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS AUDITORS FOR THE COMPANY FOR
FISCAL YEAR 2022.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
IMMERSION CORPORATION Agenda Number: 935607842
--------------------------------------------------------------------------------------------------------------------------
Security: 452521107
Meeting Type: Annual
Meeting Date: 23-May-2022
Ticker: IMMR
ISIN: US4525211078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William Martin Mgmt For For
1.2 Election of Director: Elias Nader Mgmt For For
1.3 Election of Director: Eric Singer Mgmt For For
1.4 Election of Director: Frederick Wasch Mgmt For For
1.5 Election of Director: Sumit Agarwal Mgmt For For
2. Ratification of appointment of Armanino LLP Mgmt For For
as Immersion Corporation's independent
registered public accounting firm for
fiscal 2022.
3. Advisory vote on the compensation of our Mgmt For For
named executive officers.
4. Ratification of section 382 tax benefits Mgmt For For
preservation plan.
--------------------------------------------------------------------------------------------------------------------------
INSTEEL INDUSTRIES, INC. Agenda Number: 935539859
--------------------------------------------------------------------------------------------------------------------------
Security: 45774W108
Meeting Type: Annual
Meeting Date: 15-Feb-2022
Ticker: IIIN
ISIN: US45774W1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jon M. Ruth Mgmt For For
Joseph A. Rutkowski Mgmt Withheld Against
2. Advisory vote to approve the compensation Mgmt For For
of our executive officers.
3. Ratification of appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
2022.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BANCSHARES CORPORATION Agenda Number: 935617223
--------------------------------------------------------------------------------------------------------------------------
Security: 459044103
Meeting Type: Annual
Meeting Date: 16-May-2022
Ticker: IBOC
ISIN: US4590441030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. De Anda Mgmt For For
1.2 Election of Director: R. M. Miles Mgmt For For
1.3 Election of Director: L.A. Norton Mgmt For For
1.4 Election of Director: A. R. Sanchez, Jr. Mgmt For For
1.5 Election of Director: D. B. Howland Mgmt For For
1.6 Election of Director: D. E. Nixon Mgmt For For
1.7 Election of Director: R. R. Resendez Mgmt For For
1.8 Election of Director: D. G. Zuniga Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF RSM Mgmt For For
US LLP, as the independent auditors of the
Company for the fiscal year ending December
31, 2022.
3. PROPOSAL TO CONSIDER AND VOTE ON a Mgmt For For
non-binding advisory resolution to approve
the compensation of the Company's named
executives as described in the Compensation
Discussion and Analysis and the tabular
disclosure regarding named executive
officer compensation in the Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS INC Agenda Number: 935464040
--------------------------------------------------------------------------------------------------------------------------
Security: Y41053102
Meeting Type: Special
Meeting Date: 13-Jul-2021
Ticker: INSW
ISIN: MHY410531021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the issuance of the Company Mgmt For For
common stock, no par value, to shareholders
of Diamond S Shipping Inc. ("Diamond S") in
connection with the merger (the "Merger")
contemplated by the agreement and plan of
merger, dated March 30, 2021, by and among
International Seaways, Inc. (the
"Company"), Dispatch Transaction Sub, Inc.
and Diamond S.
2. Approval of the adjournment of the Company Mgmt For For
special meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies in the event there are
not sufficient votes at the time of the
Company special meeting to approve the
Company share issuance proposal above.
--------------------------------------------------------------------------------------------------------------------------
IRONWOOD PHARMACEUTICALS, INC. Agenda Number: 935612110
--------------------------------------------------------------------------------------------------------------------------
Security: 46333X108
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: IRWD
ISIN: US46333X1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Currie, Ph.D. Mgmt For For
Alexander Denner, Ph.D. Mgmt For For
Andrew Dreyfus Mgmt For For
Jon Duane Mgmt For For
Marla Kessler Mgmt For For
Thomas McCourt Mgmt For For
Julie McHugh Mgmt For For
Catherine Moukheibir Mgmt For For
Jay Shepard Mgmt For For
2. Approval, by non-binding advisory vote, of Mgmt For For
the compensation paid to the named
executive officers.
3. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Ironwood Pharmaceuticals
Inc.'s independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON OUTDOORS INC. Agenda Number: 935540991
--------------------------------------------------------------------------------------------------------------------------
Security: 479167108
Meeting Type: Annual
Meeting Date: 24-Feb-2022
Ticker: JOUT
ISIN: US4791671088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul G. Alexander Mgmt For For
John M. Fahey, Jr. Mgmt For For
William D. Perez Mgmt For For
2. To ratify the appointment of RSM US LLP, an Mgmt For For
independent registered public accounting
firm, as auditors of the Company for its
fiscal year ending September 30, 2022.
3. To approve a non-binding advisory proposal Mgmt For For
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
KFORCE INC. Agenda Number: 935565842
--------------------------------------------------------------------------------------------------------------------------
Security: 493732101
Meeting Type: Annual
Meeting Date: 18-Apr-2022
Ticker: KFRC
ISIN: US4937321010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Joseph J. Mgmt For For
Liberatore
1.2 Election of Class I Director: Randall A. Mgmt For For
Mehl
1.3 Election of Class I Director: Elaine D. Mgmt For For
Rosen
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as Kforce's independent registered
public accountants for 2022.
3. Advisory vote on Kforce's executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
KRONOS WORLDWIDE, INC. Agenda Number: 935582014
--------------------------------------------------------------------------------------------------------------------------
Security: 50105F105
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: KRO
ISIN: US50105F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Loretta J. Feehan Mgmt Withheld Against
1.2 Election of Director: Robert D. Graham Mgmt Withheld Against
1.3 Election of Director: John E. Harper Mgmt For For
1.4 Election of Director: Meredith W. Mendes Mgmt For For
1.5 Election of Director: Cecil H. Moore, Jr. Mgmt For For
1.6 Election of Director: Thomas P. Stafford Mgmt For For
1.7 Election of Director: R. Gerald Turner Mgmt For For
2. Nonbinding advisory vote approving named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED Agenda Number: 935469824
--------------------------------------------------------------------------------------------------------------------------
Security: 505336107
Meeting Type: Annual
Meeting Date: 19-Aug-2021
Ticker: LZB
ISIN: US5053361078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kurt L. Darrow Mgmt For For
Sarah M. Gallagher Mgmt For For
James P. Hackett Mgmt For For
Janet E. Kerr Mgmt For For
Michael T. Lawton Mgmt For For
H. George Levy, MD Mgmt For For
W. Alan McCollough Mgmt For For
Rebecca L. O'Grady Mgmt For For
Lauren B. Peters Mgmt For For
Dr. Nido R. Qubein Mgmt For For
Melinda D. Whittington Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2022.
3. To approve, through a non-binding advisory Mgmt For For
vote, the compensation of the company's
named executive officers as disclosed in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC. Agenda Number: 935654651
--------------------------------------------------------------------------------------------------------------------------
Security: 511795106
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: LAKE
ISIN: US5117951062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas J. McAteer Mgmt For For
1b. Election of Director: James M. Jenkins Mgmt For For
1c. Election of Director: Nikki L. Hamblin Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
3. Approve, on an advisory basis, compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION Agenda Number: 935579928
--------------------------------------------------------------------------------------------------------------------------
Security: 533535100
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: LINC
ISIN: US5335351004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Burke, Jr. Mgmt For For
Kevin M. Carney Mgmt For For
Ronald E. Harbour Mgmt For For
J. Barry Morrow Mgmt For For
Michael A. Plater Mgmt For For
Felecia J. Pryor Mgmt For For
Carlton E. Rose Mgmt For For
Scott M. Shaw Mgmt For For
2. Approval on a non-binding, advisory basis Mgmt For For
of the named executive officer
compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as our independent
registered public accountingfirm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LL FLOORING HOLDINGS, INC. Agenda Number: 935594437
--------------------------------------------------------------------------------------------------------------------------
Security: 55003T107
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: LL
ISIN: US55003T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Terri Funk Graham* Mgmt For For
Famous P. Rhodes* Mgmt For For
Joseph M. Nowicki* Mgmt For For
Ashish Parmar# Mgmt For For
2. Proposal to approve a non-binding advisory Mgmt For For
resolution approving the compensation of
the Company's named executive officers.
3. Proposal to ratify the selection of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935604771
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Friedrich K.M. Bohm Mgmt For For
1.2 Election of Director: William H. Carter Mgmt For For
1.3 Election of Director: Robert H. Mgmt For For
Schottenstein
2. A non-binding, advisory resolution to Mgmt For For
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. To approve an amendment to the M/I Homes, Mgmt For For
Inc. 2018 Long- Term Incentive Plan to (i)
increase the number of common shares
available for issuance under the plan and
(ii) provide that, for purposes of
equity-based awards to the nonemployee
directors under the plan, the vesting
period will be deemed to be one year if it
runs from the date of one annual meeting of
shareholders to the next annual meeting of
shareholders provided that such annual
meetings are at least 50 weeks apart.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2022 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MERIDIAN BANCORP INC. Agenda Number: 935468555
--------------------------------------------------------------------------------------------------------------------------
Security: 58958U103
Meeting Type: Special
Meeting Date: 05-Aug-2021
Ticker: EBSB
ISIN: US58958U1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Agreement and Plan Mgmt For For
of Merger, dated as of April 22, 2021 (the
"merger agreement"), by and among
Independent Bank Corp. ("Independent"),
Rockland Trust Company, Bradford Merger Sub
Inc., Meridian and East Boston Savings
Bank, and to approve the transactions
contemplated by the merger agreement,
including the merger of Meridian with and
into Independent (the "merger," with such
proposal the "Meridian merger proposal").
2. To approve a non-binding, advisory proposal Mgmt Against Against
to approve the compensation payable to the
named executive officers of Meridian in
connection with the merger.
3. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary or appropriate, to
solicit additional proxies if there are
insufficient votes at the time of the
Special Meeting to approve the Meridian
merger proposal, or to ensure that any
supplement or amendment to the accompanying
joint proxy statement/prospectus is timely
provided to Meridian stockholders.
--------------------------------------------------------------------------------------------------------------------------
META FINANCIAL GROUP, INC. Agenda Number: 935541032
--------------------------------------------------------------------------------------------------------------------------
Security: 59100U108
Meeting Type: Annual
Meeting Date: 22-Feb-2022
Ticker: CASH
ISIN: US59100U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth G. Hoople Mgmt For For
Ronald D. McCray Mgmt For For
Brett L. Pharr Mgmt For For
2. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our "named executive
officers" (a Say-on-Pay vote).
3. To ratify the appointment by the Board of Mgmt For For
Directors of the independent registered
public accounting firm Crowe LLP as the
independent auditors of Meta Financial's
financial statements for the fiscal year
ending September 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
METHODE ELECTRONICS, INC. Agenda Number: 935476920
--------------------------------------------------------------------------------------------------------------------------
Security: 591520200
Meeting Type: Annual
Meeting Date: 15-Sep-2021
Ticker: MEI
ISIN: US5915202007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Walter J. Aspatore Mgmt For For
1B. Election of Director: David P. Blom Mgmt For For
1C. Election of Director: Therese M. Bobek Mgmt For For
1D. Election of Director: Brian J. Cadwallader Mgmt For For
1E. Election of Director: Bruce K. Crowther Mgmt For For
1F. Election of Director: Darren M. Dawson Mgmt For For
1G. Election of Director: Donald W. Duda Mgmt For For
1H. Election of Director: Janie Goddard Mgmt For For
1I. Election of Director: Mary A. Lindsey Mgmt For For
1J. Election of Director: Angelo V. Pantaleo Mgmt For For
1K. Election of Director: Mark D. Schwabero Mgmt For For
1L. Election of Director: Lawrence B. Skatoff Mgmt For For
2. The ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP to serve as
our independent registered public
accounting firm for the fiscal year ending
April 30, 2022.
3. The advisory approval of Methode's named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC. Agenda Number: 935580818
--------------------------------------------------------------------------------------------------------------------------
Security: 603158106
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: MTX
ISIN: US6031581068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Douglas T. Dietrich Mgmt For For
1B. Election of Director: Carolyn K. Pittman Mgmt For For
2. Ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting
firm for the 2022 fiscal year.
3. Advisory vote to approve 2021 named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MOVADO GROUP, INC. Agenda Number: 935643571
--------------------------------------------------------------------------------------------------------------------------
Security: 624580106
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: MOV
ISIN: US6245801062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Bridgman Mgmt For For
Alex Grinberg Mgmt For For
Efraim Grinberg Mgmt For For
Alan H. Howard Mgmt For For
Richard Isserman Mgmt For For
Ann Kirschner Mgmt For For
Maya Peterson Mgmt For For
Stephen Sadove Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending January 31,
2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Proxy Statement under "Executive
Compensation".
4. To approve the amendment of the Deferred Mgmt For For
Compensation Plan for Executives.
--------------------------------------------------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC. Agenda Number: 935589486
--------------------------------------------------------------------------------------------------------------------------
Security: 624756102
Meeting Type: Annual
Meeting Date: 05-May-2022
Ticker: MLI
ISIN: US6247561029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory L. Christopher Mgmt For For
Elizabeth Donovan Mgmt Withheld Against
William C. Drummond Mgmt For For
Gary S. Gladstein Mgmt For For
Scott J. Goldman Mgmt For For
John B. Hansen Mgmt For For
Terry Hermanson Mgmt For For
Charles P. Herzog, Jr. Mgmt For For
2. Approve the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. To approve, on an advisory basis by Mgmt For For
non-binding vote, executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MYR GROUP INC. Agenda Number: 935557934
--------------------------------------------------------------------------------------------------------------------------
Security: 55405W104
Meeting Type: Annual
Meeting Date: 21-Apr-2022
Ticker: MYRG
ISIN: US55405W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF CLASS III DIRECTOR FOR THREE Mgmt For For
YEAR TERM: Bradley T. Favreau
1B. ELECTION OF CLASS III DIRECTOR FOR THREE Mgmt For For
YEAR TERM: William D. Patterson
2. ADVISORY APPROVAL OF THE COMPENSATION OF Mgmt For For
OUR NAMED EXECUTIVE OFFICERS.
3. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL PRESTO INDUSTRIES, INC. Agenda Number: 935606927
--------------------------------------------------------------------------------------------------------------------------
Security: 637215104
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: NPK
ISIN: US6372151042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Richard N. Cardozo Mgmt Withheld Against
1.2 Election of Director: Patrick J. Quinn Mgmt Withheld Against
2. To ratify the appointment of RSM US LLP as Mgmt For For
National Presto's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION Agenda Number: 935607551
--------------------------------------------------------------------------------------------------------------------------
Security: 637372202
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NRC
ISIN: US6373722023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald M. Berwick Mgmt For For
Stephen H. Lockhart Mgmt For For
2. VOTE ON THE RATIFICATION OF THE APPOINTMENT Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2022.
3. ADVISORY VOTE ON THE APPROVAL OF THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE ACCOMPANYING
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC. Agenda Number: 935543644
--------------------------------------------------------------------------------------------------------------------------
Security: 63888U108
Meeting Type: Annual
Meeting Date: 02-Mar-2022
Ticker: NGVC
ISIN: US63888U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth Isely Mgmt Withheld Against
Richard Halle Mgmt Withheld Against
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
SEPTEMBER 30, 2022.
--------------------------------------------------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC. Agenda Number: 935614051
--------------------------------------------------------------------------------------------------------------------------
Security: 703343103
Meeting Type: Annual
Meeting Date: 12-May-2022
Ticker: PATK
ISIN: US7033431039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joseph M. Cerulli Mgmt For For
Todd M. Cleveland Mgmt For For
John A. Forbes Mgmt For For
Michael A. Kitson Mgmt For For
Pamela R. Klyn Mgmt For For
Derrick B. Mayes Mgmt For For
Andy L. Nemeth Mgmt For For
Denis G. Suggs Mgmt For For
M. Scott Welch Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
3. To approve, in an advisory and non-binding Mgmt For For
vote, the compensation of the Company's
named executive officers for fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
PC CONNECTION, INC. Agenda Number: 935641313
--------------------------------------------------------------------------------------------------------------------------
Security: 69318J100
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: CNXN
ISIN: US69318J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Patricia Gallup Mgmt Withheld Against
David Beffa-Negrini Mgmt For For
Jay Bothwick Mgmt For For
Barbara Duckett Mgmt For For
Jack Ferguson Mgmt For For
Gary Kinyon Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. To approve an amendment to the Mgmt For For
Corporation's 2020 Stock Incentive Plan
increasing the number of shares of Common
Stock authorized for issuance under the
plan from 902,500 to 1,002,500.
4. To approve an amendment to the Mgmt For For
Corporation's A&R ESPP increasing the
number of shares of Common Stock authorized
for issuance under the plan from 1,202,500
to 1,302,500.
5. To ratify the selection by the Audit Mgmt For For
Committee of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
PJT PARTNERS INC. Agenda Number: 935560688
--------------------------------------------------------------------------------------------------------------------------
Security: 69343T107
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: PJT
ISIN: US69343T1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Paul J. Taubman Mgmt Withheld Against
1B. Election of Director: Emily K. Rafferty Mgmt Withheld Against
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC. Agenda Number: 935468719
--------------------------------------------------------------------------------------------------------------------------
Security: 74112D101
Meeting Type: Annual
Meeting Date: 03-Aug-2021
Ticker: PBH
ISIN: US74112D1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronald M. Lombardi Mgmt For For
John E. Byom Mgmt For For
Celeste A. Clark Mgmt For For
Christopher J. Coughlin Mgmt For For
Sheila A. Hopkins Mgmt For For
Natale S. Ricciardi Mgmt For For
Dawn M. Zier Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Prestige Consumer Healthcare Inc.
for the fiscal year ending March 31, 2022.
3. Say on Pay - An advisory vote on the Mgmt For For
resolution to approve the compensation of
Prestige Consumer Healthcare Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PRICESMART, INC. Agenda Number: 935535899
--------------------------------------------------------------------------------------------------------------------------
Security: 741511109
Meeting Type: Annual
Meeting Date: 03-Feb-2022
Ticker: PSMT
ISIN: US7415111092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sherry S. Bahrambeygui Mgmt For For
Jeffrey Fisher Mgmt For For
Gordon H. Hanson Mgmt For For
Beatriz V. Infante Mgmt For For
Leon C. Janks Mgmt For For
Patricia Marquez Mgmt For For
David Price Mgmt For For
Robert E. Price Mgmt For For
David R. Snyder Mgmt For For
Edgar Zurcher Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's executive
officers for fiscal year 2021.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending August 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORP Agenda Number: 935544824
--------------------------------------------------------------------------------------------------------------------------
Security: 747619104
Meeting Type: Annual
Meeting Date: 22-Feb-2022
Ticker: NX
ISIN: US7476191041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Susan F. Davis Mgmt For For
1.2 Election of Director: William C. Griffiths Mgmt For For
1.3 Election of Director: Bradley E. Hughes Mgmt For For
1.4 Election of Director: Jason D. Lippert Mgmt For For
1.5 Election of Director: Donald R. Maier Mgmt For For
1.6 Election of Director: Meredith W. Mendes Mgmt For For
1.7 Election of Director: Curtis M. Stevens Mgmt For For
1.8 Election of Director: William E. Waltz, Jr. Mgmt For For
1.9 Election of Director: George L. Wilson Mgmt For For
2. To approve an advisory resolution approving Mgmt For For
the compensation of the Company's named
executive officers.
3. To approve a resolution ratifying the Mgmt For For
appointment of the Company's independent
auditor for fiscal 2022.
--------------------------------------------------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC. Agenda Number: 935606131
--------------------------------------------------------------------------------------------------------------------------
Security: 75972A301
Meeting Type: Annual
Meeting Date: 17-May-2022
Ticker: REGI
ISIN: US75972A3014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to adopt the Merger Agreement. Mgmt For For
2. Proposal to approve on an advisory Mgmt For For
(non-binding) basis certain compensation
arrangements for the company's named
executive officers in connection with the
Merger.
3A. Election of Director: Randolph L. Howard Mgmt For For
3B. Election of Director: Debora M. Frodl Mgmt For For
3C. Election of Director: Dylan Glenn Mgmt For For
4. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to
executive compensation.
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for 2022.
6. Proposal to approve the adjournment of the Mgmt For For
Annual Meeting, if necessary, to continue
to solicit additional proxies to adopt the
Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC. Agenda Number: 935607880
--------------------------------------------------------------------------------------------------------------------------
Security: 76117W109
Meeting Type: Annual
Meeting Date: 27-May-2022
Ticker: RFP
ISIN: US76117W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Randall C. Benson
1B Election of Director: Suzanne Blanchet Mgmt For For
1C Election of Director: Duncan K. Davies Mgmt For For
1D Election of Director: Jennifer C. Dolan Mgmt For For
1E Election of Director: Remi G. Lalonde Mgmt For For
1F Election of Director: Bradley P. Martin Mgmt For For
1G Election of Director: Alain Rheaume Mgmt For For
1H Election of Director: Michael S. Rousseau Mgmt For For
2 Ratification of PricewaterhouseCoopers LLP Mgmt For For
appointment.
3 Advisory vote to approve executive Mgmt For For
compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
RESOURCES CONNECTION, INC. Agenda Number: 935489977
--------------------------------------------------------------------------------------------------------------------------
Security: 76122Q105
Meeting Type: Annual
Meeting Date: 21-Oct-2021
Ticker: RGP
ISIN: US76122Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Donald B. Murray Mgmt For For
1B. Election of Director: Lisa M. Pierozzi Mgmt For For
1C. Election of Director: A. Robert Pisano Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as the Company's independent
registered public accounting firm for
fiscal year 2022.
3. The approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SAFETY INSURANCE GROUP, INC. Agenda Number: 935612831
--------------------------------------------------------------------------------------------------------------------------
Security: 78648T100
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: SAFT
ISIN: US78648T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve a Mgmt For For
three year term expiring in 2025: Deborah
E. Gray
1b. Election of Class II Director to serve a Mgmt For For
three year term expiring in 2025: George M.
Murphy
2. Ratification of the Appointment of DELOITTE Mgmt For For
& TOUCHE, LLP.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Vote to Provide Stockholders the Right to Mgmt For For
Call a Special Meeting.
5. Vote to Provide Stockholders the Right to Mgmt For For
Act by Written Consent.
6. Vote to Replace Supermajority Provisions. Mgmt For For
7. Vote to Approve the Amended and Restated Mgmt For For
2018 Long-term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SENECA FOODS CORPORATION Agenda Number: 935475841
--------------------------------------------------------------------------------------------------------------------------
Security: 817070501
Meeting Type: Annual
Meeting Date: 11-Aug-2021
Ticker: SENEA
ISIN: US8170705011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Keith A. Woodard* Mgmt For For
Donald Stuart* Mgmt For For
Linda K. Nelson* Mgmt For For
Paul L. Palmby# Mgmt For For
2. Appointment of Auditors: Ratification of Mgmt For For
the appointment of Plante Moran, PC as the
Company's Independent registered public
accounting firm for the fiscal year ending
March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SHOE CARNIVAL, INC. Agenda Number: 935639510
--------------------------------------------------------------------------------------------------------------------------
Security: 824889109
Meeting Type: Annual
Meeting Date: 23-Jun-2022
Ticker: SCVL
ISIN: US8248891090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James A. Aschleman Mgmt For For
1.2 Election of Director: Andrea R. Guthrie Mgmt Against Against
1.3 Election of Director: Clifton E. Sifford Mgmt For For
2. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation paid to the
Company's named executive officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm for the Company for
fiscal 2022.
4. To approve amendments to the Company's Mgmt For For
articles of incorporation to allow
shareholders to amend the Company's
by-laws.
--------------------------------------------------------------------------------------------------------------------------
SIGA TECHNOLOGIES, INC. Agenda Number: 935640828
--------------------------------------------------------------------------------------------------------------------------
Security: 826917106
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: SIGA
ISIN: US8269171067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James J. Antal Mgmt For For
Jaymie A. Durnan Mgmt For For
Phillip L. Gomez Mgmt For For
Julie M. Kane Mgmt For For
Joseph W. Marshall, III Mgmt For For
Gary J. Nabel Mgmt For For
Julian Nemirovsky Mgmt For For
Holly L. Phillips Mgmt For For
Michael C. Plansky Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of SIGA Technologies, Inc. for the
fiscal year ending December 31, 2022.
3. To approve an Amended and Restated Mgmt For For
Certificate of Incorporation eliminating
provisions that are no longer applicable.
--------------------------------------------------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC. Agenda Number: 935618542
--------------------------------------------------------------------------------------------------------------------------
Security: 853666105
Meeting Type: Annual
Meeting Date: 19-May-2022
Ticker: SMP
ISIN: US8536661056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Alejandro C. Capparelli Mgmt For For
John P. Gethin Mgmt For For
Pamela Forbes Lieberman Mgmt For For
Patrick S. McClymont Mgmt For For
Joseph W. McDonnell Mgmt For For
Alisa C. Norris Mgmt For For
Pamela S. Puryear, PhD Mgmt For For
Eric P. Sills Mgmt For For
Lawrence I. Sills Mgmt For For
William H. Turner Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Approval of non-binding, advisory Mgmt For For
resolution on the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
STEELCASE INC. Agenda Number: 935445177
--------------------------------------------------------------------------------------------------------------------------
Security: 858155203
Meeting Type: Annual
Meeting Date: 14-Jul-2021
Ticker: SCS
ISIN: US8581552036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sara E. Armbruster Mgmt For For
1B. Election of Director: Timothy C. E. Brown Mgmt For For
1C. Election of Director: Connie K. Duckworth Mgmt For For
1D. Election of Director: James P. Keane Mgmt For For
1E. Election of Director: Todd P. Kelsey Mgmt For For
1F. Election of Director: Jennifer C. Niemann Mgmt For For
1G. Election of Director: Robert C. Pew III Mgmt For For
1H. Election of Director: Cathy D. Ross Mgmt For For
1I. Election of Director: Catherine C. B. Mgmt For For
Schmelter
1J. Election of Director: Peter M. Wege II Mgmt For For
1K. Election of Director: Linda K. Williams Mgmt For For
1L. Election of Director: Kate Pew Wolters Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Approval of the Steelcase Inc. Incentive Mgmt For For
Compensation Plan.
4. Ratification of independent registered Mgmt For For
public accounting firm.
--------------------------------------------------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC. Agenda Number: 935565626
--------------------------------------------------------------------------------------------------------------------------
Security: 859241101
Meeting Type: Annual
Meeting Date: 04-May-2022
Ticker: STRL
ISIN: US8592411016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Roger A. Cregg Mgmt For For
1B. Election of Director: Joseph A. Cutillo Mgmt For For
1C. Election of Director: Julie A. Dill Mgmt For For
1D. Election of Director: Dana C. O'Brien Mgmt For For
1E. Election of Director: Charles R. Patton Mgmt For For
1F. Election of Director: Thomas M. White Mgmt For For
1G. Election of Director: Dwayne A. Wilson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2022.
--------------------------------------------------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION Agenda Number: 935596051
--------------------------------------------------------------------------------------------------------------------------
Security: 860372101
Meeting Type: Annual
Meeting Date: 26-May-2022
Ticker: STC
ISIN: US8603721015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas G. Apel Mgmt For For
C. Allen Bradley, Jr. Mgmt For For
Robert L. Clarke Mgmt For For
William S. Corey, Jr. Mgmt For For
Frederick H Eppinger Jr Mgmt For For
Deborah J. Matz Mgmt For For
Matthew W. Morris Mgmt For For
Karen R. Pallotta Mgmt For For
Manuel Sanchez Mgmt For For
2. Approval of the compensation of Stewart Mgmt For For
Information Services Corporation's named
executive officers (Say-on-Pay)
3. Approval of the frequency of the vote on Mgmt 1 Year For
the compensation of Stewart Information
Services Corporation's named executive
officers (Say-When-on-Pay)
4. Ratification of the appointment of KPMG LLP Mgmt For For
as Stewart Information Services
Corporation's independent auditors for 2022
--------------------------------------------------------------------------------------------------------------------------
STURM, RUGER & COMPANY, INC. Agenda Number: 935612843
--------------------------------------------------------------------------------------------------------------------------
Security: 864159108
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: RGR
ISIN: US8641591081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John A. Cosentino, Mgmt For For
Jr.
1b. Election of Director: Michael O. Fifer Mgmt For For
1c. Election of Director: Sandra S. Froman Mgmt Withheld Against
1d. Election of Director: Rebecca S. Halstead Mgmt For For
1e. Election of Director: Christopher J. Killoy Mgmt For For
1f. Election of Director: Terrence G. O'Connor Mgmt For For
1g. Election of Director: Amir P. Rosenthal Mgmt For For
1h. Election of Director: Ronald C. Whitaker Mgmt For For
1i. Election of Director: Phillip C. Widman Mgmt For For
2. The ratification of the appointment of RSM Mgmt For For
US LLP as the Independent Auditors of the
Company for the 2022 fiscal year.
3. An advisory vote on the compensation of the Mgmt For For
Company's Named Executive Officers.
4. A shareholder proposal entitled "Human Shr For Against
Rights Impact Assessment."
--------------------------------------------------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED Agenda Number: 935479279
--------------------------------------------------------------------------------------------------------------------------
Security: 871237103
Meeting Type: Special
Meeting Date: 24-Aug-2021
Ticker: SYKE
ISIN: US8712371033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Mgmt For For
Merger, dated as of June 17, 2021 (as
amended or modified from time to time, the
"Merger Agreement"), among Sykes
Enterprises, Incorporated, Sitel Worldwide
Corporation and Florida Mergersub, Inc.
2. Approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation that may be paid or
become payable to SYKES ENTERPRISES,
INCORPORATED's named executive officers in
connection with the merger.
3. Approve the adjournment of the special Mgmt For For
meeting, if necessary or appropriate,
including to solicit additional proxies if
there are insufficient votes at the time of
the special meeting to approve Proposal 1
(to approve and adopt the Merger Agreement)
or in the absence of a quorum.
--------------------------------------------------------------------------------------------------------------------------
TENNANT COMPANY Agenda Number: 935559558
--------------------------------------------------------------------------------------------------------------------------
Security: 880345103
Meeting Type: Annual
Meeting Date: 26-Apr-2022
Ticker: TNC
ISIN: US8803451033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director for Mgmt For For
three-year term: David W. Huml
1B. Election of Class III Director for Mgmt For For
three-year term: David Windley
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm oF the Company for
the year ending December 31, 2022.
3. Advisory approval of executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE BUCKLE, INC. Agenda Number: 935620890
--------------------------------------------------------------------------------------------------------------------------
Security: 118440106
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: BKE
ISIN: US1184401065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel J. Hirschfeld Mgmt For For
Dennis H. Nelson Mgmt For For
Thomas B. Heacock Mgmt For For
Kari G. Smith Mgmt For For
Hank M. Bounds Mgmt Withheld Against
Bill L. Fairfield Mgmt For For
Bruce L. Hoberman Mgmt Withheld Against
Michael E. Huss Mgmt Withheld Against
Angie J. Klein Mgmt For For
John P. Peetz, III Mgmt Withheld Against
Karen B. Rhoads Mgmt For For
James E. Shada Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as independent registered public
accounting firm for the Company for the
fiscal year ending January 28, 2023.
--------------------------------------------------------------------------------------------------------------------------
THE CHILDREN'S PLACE, INC. Agenda Number: 935596645
--------------------------------------------------------------------------------------------------------------------------
Security: 168905107
Meeting Type: Annual
Meeting Date: 11-May-2022
Ticker: PLCE
ISIN: US1689051076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Mgmt For For
Joseph Alutto
1B. Election of Director for a one-year term: Mgmt For For
John E. Bachman
1C. Election of Director for a one-year term: Mgmt For For
Marla Beck
1D. Election of Director for a one-year term: Mgmt For For
Elizabeth J. Boland
1E. Election of Director for a one-year term: Mgmt For For
Jane Elfers
1F. Election of Director for a one-year term: Mgmt For For
John A. Frascotti
1G. Election of Director for a one-year term: Mgmt For For
Tracey R. Griffin
1H. Election of Director for a one-year term: Mgmt For For
Katherine Kountze
1I. Election of Director for a one-year term: Mgmt For For
Norman Matthews
1J. Election of Director for a one-year term: Mgmt For For
Debby Reiner
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of The Children's Place,
Inc. for the fiscal year ending January 28,
2023.
3. To approve, by non-binding vote, executive Mgmt For For
compensation as described in the proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
THE SHYFT GROUP, INC. Agenda Number: 935586911
--------------------------------------------------------------------------------------------------------------------------
Security: 825698103
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: SHYF
ISIN: US8256981031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl A. Esposito Mgmt For For
Terri A. Pizzuto Mgmt For For
James A. Sharman Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation paid to the Company's
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
TILLY'S INC. Agenda Number: 935631970
--------------------------------------------------------------------------------------------------------------------------
Security: 886885102
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: TLYS
ISIN: US8868851028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hezy Shaked Mgmt For For
Teresa Aragones Mgmt For For
Erin Chin Mgmt For For
Doug Collier Mgmt For For
Seth Johnson Mgmt For For
Janet Kerr Mgmt For For
Edmond Thomas Mgmt For For
Bernard Zeichner Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 28, 2023.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TITAN MACHINERY INC. Agenda Number: 935609834
--------------------------------------------------------------------------------------------------------------------------
Security: 88830R101
Meeting Type: Annual
Meeting Date: 06-Jun-2022
Ticker: TITN
ISIN: US88830R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank Anglin Mgmt For For
David Meyer Mgmt For For
2. To approve, by non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our Independent Registered
Public Accounting Firm for the fiscal year
ending January 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE HOMES, INC. Agenda Number: 935558203
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109
Meeting Type: Annual
Meeting Date: 20-Apr-2022
Ticker: TPH
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas F. Bauer Mgmt For For
1.2 Election of Director: Lawrence B. Burrows Mgmt For For
1.3 Election of Director: Steven J. Gilbert Mgmt For For
1.4 Election of Director: R. Kent Grahl Mgmt For For
1.5 Election of Director: Vicki D. McWilliams Mgmt For For
1.6 Election of Director: Constance B. Moore Mgmt For For
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of Tri Pointe Homes,
Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Tri Pointe Homes, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
4. Approval of the Tri Pointe Homes, Inc. 2022 Mgmt For For
Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UNIQURE N.V. Agenda Number: 935661240
--------------------------------------------------------------------------------------------------------------------------
Security: N90064101
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: QURE
ISIN: NL0010696654
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Resolution to adopt the 2021 Dutch Mgmt For For
statutory annual accounts and treatment of
the results.
2. Resolution to discharge liability of the Mgmt For For
members of the Board.
3. Resolution to reappoint Matthew Kapusta as Mgmt For For
executive director.
4. Resolution to reappoint Robert Gut as Mgmt For For
non-executive director.
5. Resolution to renew the designation of the Mgmt Against Against
Board as the competent body to issue
ordinary shares and grant rights to
subscribe for ordinary shares.
6. Resolution to reauthorize the Board to Mgmt Against Against
exclude or limit preemptive rights upon the
issuance of ordinary shares.
7. Resolution to reauthorize the Board to Mgmt For For
repurchase ordinary shares.
8. Resolution to appoint KPMG as external Mgmt For For
auditor of the Company for the 2022
financial year.
9. Resolution to approve, on an advisory Mgmt For For
basis, the compensation of the named
executive officers of the Company.
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL CORPORATION Agenda Number: 935468339
--------------------------------------------------------------------------------------------------------------------------
Security: 913456109
Meeting Type: Annual
Meeting Date: 03-Aug-2021
Ticker: UVV
ISIN: US9134561094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Diana F. Cantor Mgmt For For
Robert C. Sledd Mgmt For For
Thomas H. Tullidge, Jr. Mgmt For For
2. Approve a non-binding advisory resolution Mgmt For For
approving the compensation of the named
executive officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
USANA HEALTH SCIENCES, INC. Agenda Number: 935569953
--------------------------------------------------------------------------------------------------------------------------
Security: 90328M107
Meeting Type: Annual
Meeting Date: 09-May-2022
Ticker: USNA
ISIN: US90328M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin G. Guest Mgmt For For
Xia Ding Mgmt For For
John T. Fleming Mgmt For For
Gilbert A. Fuller Mgmt For For
Peggie J. Pelosi Mgmt For For
Frederic Winssinger Mgmt For For
Timothy E. Wood, Ph.D. Mgmt For For
2. Ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the Fiscal Year 2022.
3. Approve on an advisory basis the Company's Mgmt For For
executive compensation, commonly referred
to as a "Say on Pay" proposal.
--------------------------------------------------------------------------------------------------------------------------
VANDA PHARMACEUTICALS INC. Agenda Number: 935630435
--------------------------------------------------------------------------------------------------------------------------
Security: 921659108
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: VNDA
ISIN: US9216591084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Stephen Ray Mgmt For For
Mitchell
2. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of the Company for the year ending
December 31, 2022.
3. To approve on an advisory basis the named Mgmt For For
executive officer compensation.
4. To approve an amendment to the Company's Mgmt For For
amended and restated 2016 Equity Incentive
Plan, as amended ("2016 Plan"), to increase
the aggregate number of shares authorized
for issuance under the 2016 Plan.
--------------------------------------------------------------------------------------------------------------------------
ZUMIEZ INC. Agenda Number: 935593790
--------------------------------------------------------------------------------------------------------------------------
Security: 989817101
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: ZUMZ
ISIN: US9898171015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Travis D. Smith Mgmt For For
1B. Election of Director: Scott A. Bailey Mgmt For For
2. Ratification of the selection of Moss Adams Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending January 28, 2023 (fiscal 2022).
PSYK ETF
--------------------------------------------------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC. Agenda Number: 935657796
--------------------------------------------------------------------------------------------------------------------------
Security: 004225108
Meeting Type: Annual
Meeting Date: 07-Jun-2022
Ticker: ACAD
ISIN: US0042251084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Laura A. Brege Mgmt Withheld Against
Stephen R. Davis Mgmt For For
Elizabeth A. Garofalo Mgmt For For
2. To approve an amendment to the Company's Mgmt For For
2010 Equity Incentive Plan, as amended, to,
among other things, increase the aggregate
number of shares of common stock authorized
for issuance under the plan by 6,000,000
shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in this
proxy statement.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
AIKIDO PHARMA INC. Agenda Number: 935588662
--------------------------------------------------------------------------------------------------------------------------
Security: 008875106
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: AIKI
ISIN: US0088751062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony Hayes Mgmt Withheld Against
Robert Dudley Mgmt Withheld Against
2. To ratify the appointment of WithumSmith + Mgmt For For
Brown PC as our independent registered
public accounting firm for the year ending
December 31, 2022.
3. To conduct a non-binding advisory vote on Mgmt Against Against
our executive compensation.
4. To approve a proposal to amend our Amended Mgmt For For
and Restated Certificate of Incorporation,
as amended (the "Certificate of
Incorporation"), to effect a reverse stock
split of our common stock at a ratio
ranging from 5-1 to 30-1 (the "Reverse
Split") to be determined at the sole
discretion of the Board of Directors (the
"Board"), without further approval or
authorization of our stockholders before
the filing of an amendment to the
Certificate of Incorporation effecting the
proposed Reverse Split.
--------------------------------------------------------------------------------------------------------------------------
ALKERMES PLC Agenda Number: 935620042
--------------------------------------------------------------------------------------------------------------------------
Security: G01767105
Meeting Type: Special
Meeting Date: 13-May-2022
Ticker: ALKS
ISIN: IE00B56GVS15
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve certain amendments to the Mgmt For For
Company's Articles of Association to
provide for plurality voting for contested
elections.
--------------------------------------------------------------------------------------------------------------------------
ATAI LIFE SCIENCES N.V. Agenda Number: 935647391
--------------------------------------------------------------------------------------------------------------------------
Security: N0731H103
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: ATAI
ISIN: NL0015000DX5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of Deloitte & Touche LLP as Mgmt For For
ATAI Life Sciences N.V.'s external auditor
for fiscal year 2022 for purposes of Dutch
law.
2. Re-appointment of Michael Auerbach as a Mgmt Against Against
supervisory director of ATAI Life Sciences
N.V.
3. Re-appointment of Jason Camm as a Mgmt Against Against
supervisory director of ATAI Life Sciences
N.V.
4. Extension of the authorization of ATAI Life Mgmt Against Against
Sciences N.V.'s management board to issue
shares and grant rights to subscribe for
shares.
5. Extension of the authorization of ATAI Life Mgmt Against Against
Sciences N.V.'s management board to limit
and exclude pre-emption rights.
6. Extension of the authorization of ATAI Life Mgmt Against Against
Sciences N.V.'s management board to acquire
shares (or depositary receipts for such
shares) in ATAI Life Sciences N.V.'s
capital.
7. Articles Amendment A - Approval of Mgmt For For
amendment of Articles of Association to
provide for a quorum of at least 33-1/3% of
common shares at any general meeting of
shareholders and authorization to implement
such amendment.
8. Articles Amendment B - Approval of Mgmt For For
amendment of Articles of Association to
include U.S. federal forum selection clause
and authorization to implement such
amendment.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935631728
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 15-Jun-2022
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Alexander J. Denner
1b. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Caroline D. Dorsa
1c. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Maria C. Freire
1d. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: William A. Hawkins
1e. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: William D. Jones
1f. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Jesus B. Mantas
1g. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Richard C. Mulligan
1h. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Stelios Papadopoulos
1i. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Eric K. Rowinsky
1j. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Stephen A. Sherwin
1k. Election of Director to serve for a Mgmt For For
one-year term extending until the 2023
Annual Meeting: Michel Vounatsos
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. Say on Pay - To approve an advisory vote on Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BIOHAVEN PHARMACEUTICAL HLDG CO LTD Agenda Number: 935562199
--------------------------------------------------------------------------------------------------------------------------
Security: G11196105
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: BHVN
ISIN: VGG111961055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a term expiring at Mgmt Against Against
the 2025 Annual Meeting: John W. Childs
1B. Election of Director for a term expiring at Mgmt Against Against
the 2025 Annual Meeting: Gregory H. Bailey
1C. Election of Director for a term expiring at Mgmt For For
the 2025 Annual Meeting: Kishan Mehta
2. Ratification of appointment of Ernst & Mgmt For For
Young LLP as independent auditors for
fiscal year 2022.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
COMPASS PATHWAYS PLC Agenda Number: 935652506
--------------------------------------------------------------------------------------------------------------------------
Security: 20451W101
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: CMPS
ISIN: US20451W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect as a director Thomas Lonngren, Mgmt Against Against
who retires by rotation in accordance with
the Company's Articles of Association.
2. To re-elect as a director Robert McQuade, Mgmt For For
who retires by rotation in accordance with
the Company's Articles of Association.
3. To re-appoint PricewaterhouseCoopers LLP, Mgmt For For
an English registered limited liability
partnership, as U.K. statutory auditors of
the Company, to hold office until the
conclusion of the next annual general
meeting of shareholders.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP, an English
registered limited liability partnership,
as the Company's independent registered
public accounting firm, for the fiscal year
ending December 31, 2022.
5. To authorize the Audit and Risk Committee Mgmt For For
to determine the Company's auditors'
remuneration for the fiscal year ending
December 31, 2022.
6. To receive the U.K. statutory annual Mgmt For For
accounts and reports for the fiscal year
ended December 31, 2021 and to note that
the Directors do not recommend the payment
of any dividend for the year ended December
31, 2021.
7. To receive and approve on an advisory basis Mgmt For For
the Company's U.K. statutory directors'
remuneration report for the year ended
December 31, 2021, which is set forth as
Annex A to the proxy statement.
8. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the alternative of every one year,
two years, or three years as the preferred
frequency with which the Company is to hold
an advisory vote on the compensation of the
Company's named executive officers and the
frequency that receives the highest number
of votes cast by shareholders in person or
by proxy at the AGM will be deemed the
preferred frequency.
9. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers for the year ended
December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
DENALI THERAPEUTICS INC. Agenda Number: 935613441
--------------------------------------------------------------------------------------------------------------------------
Security: 24823R105
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: DNLI
ISIN: US24823R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vicki Sato, Ph.D. Mgmt Withheld Against
Erik Harris Mgmt For For
Peter Klein Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. Advisory vote on executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
H. LUNDBECK A/S Agenda Number: 715205109
--------------------------------------------------------------------------------------------------------------------------
Security: K4406L129
Meeting Type: AGM
Meeting Date: 23-Mar-2022
Ticker:
ISIN: DK0010287234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED.
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH
MARKET.
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 RECEIVE REPORT OF BOARD Non-Voting
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF DKK 2.00 PER SHARE
4 APPROVE REMUNERATION REPORT (ADVISORY VOTE) Mgmt For For
5.1 REELECT LARS SOREN RASMUSSEN AS DIRECTOR Mgmt For For
5.2 REELECT LENE SKOLE-SORENSEN AS DIRECTOR Mgmt For For
5.3 REELECT LARS ERIK HOLMQVIST AS DIRECTOR Mgmt For For
5.4 REELECT JEFFREY BERKOWITZ AS DIRECTOR Mgmt For For
5.5 REELECT JEREMY MAX LEVIN AS DIRECTOR Mgmt Abstain Against
5.6 REELECT DOROTHEA WENZEL AS DIRECTOR Mgmt For For
5.7 REELECT SANTIAGO ARROYO AS DIRECTOR Mgmt For For
6 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For
AMOUNT OF DKK 1.2 MILLION FOR CHAIRMAN, DKK
800,000 FOR VICE CHAIRMAN AND DKK 400,000
FOR OTHER DIRECTORS APPROVE FEES FOR
COMMITTEE WORK
7 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
8.1 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
8.2 AUTHORIZE EDITORIAL CHANGES TO ADOPTED Mgmt For For
RESOLUTIONS IN CONNECTION WITH REGISTRATION
WITH DANISH AUTHORITIES
9 OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS Non-Voting
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTIONS 5.1 TO 5.7 AND 7 THANK YOU
CMMT 02 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE OF THE RECORD DATE
FROM 22 MAR 2022 TO 16 MAR 2022. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
H. LUNDBECK A/S Agenda Number: 715652221
--------------------------------------------------------------------------------------------------------------------------
Security: K4406L129
Meeting Type: EGM
Meeting Date: 08-Jun-2022
Ticker:
ISIN: DK0010287234
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED.
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH
MARKET.
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1.1 PROPOSALS BY THE BOARD OF DIRECTOR: Mgmt Against Against
PROPOSAL FROM THE BOARD OF DIRECTORS TO
SPLIT THE COMPANY'S EXISTING SHARES INTO
A-SHARES AND B-SHARES AND AMEND THE
ARTICLES OF ASSOCIATION, INCLUDING TO
IMPLEMENT CERTAIN PRE-EMPTION RIGHTS
1.2 PROPOSALS BY THE BOARD OF DIRECTOR: Mgmt For For
PROPOSAL FROM THE BOARD OF DIRECTORS TO
AMEND THE AUTHORIZATION TO THE BOARD OF
DIRECTORS TO INCREASE THE SHARE CAPITAL OF
THE COMPANY
1.3 PROPOSALS BY THE BOARD OF DIRECTOR: Mgmt For For
PROPOSAL FROM THE BOARD OF DIRECTORS TO
AMEND THE REMUNERATION POLICY FOR THE BOARD
OF DIRECTORS AND EXECUTIVE MANAGEMENT
1.4 PROPOSALS BY THE BOARD OF DIRECTOR: Mgmt For For
PROPOSAL FROM THE BOARD OF DIRECTORS TO
AUTHORIZE EACH OF THE CHAIRMAN OF THE
MEETING AND BECH-BRUUN
ADOVOKATPARTNERSELSKAB, CVR38538071, TO
FILE THE RESOLUTIONS PASSED AT THE
EXTRAORDINARY GENERAL MEETING FOR
REGISTRATION WITH THE DANISH BUSINESS
AUTHORITY
2 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 17 MAY 2022: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILIY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 17 MAY 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES INC Agenda Number: 935628214
--------------------------------------------------------------------------------------------------------------------------
Security: 46116X101
Meeting Type: Annual
Meeting Date: 09-Jun-2022
Ticker: ITCI
ISIN: US46116X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve a three-year Mgmt For For
term expiring in 2025: Sharon Mates, Ph.D.
1.2 Election of Director to serve a three-year Mgmt For For
term expiring in 2025: Rory B. Riggs
1.3 Election of Director to serve a three-year Mgmt For For
term expiring in 2025: Robert L. Van
Nostrand
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve by an advisory vote the Mgmt For For
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
4. To approve by an advisory vote the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935562997
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 28-Apr-2022
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Mary C. Beckerle Mgmt For For
1C. Election of Director: D. Scott Davis Mgmt For For
1D. Election of Director: Ian E. L. Davis Mgmt For For
1E. Election of Director: Jennifer A. Doudna Mgmt For For
1F. Election of Director: Joaquin Duato Mgmt For For
1G. Election of Director: Alex Gorsky Mgmt For For
1H. Election of Director: Marillyn A. Hewson Mgmt For For
1I. Election of Director: Hubert Joly Mgmt For For
1J. Election of Director: Mark B. McClellan Mgmt For For
1K. Election of Director: Anne M. Mulcahy Mgmt For For
1L. Election of Director: A. Eugene Washington Mgmt For For
1M. Election of Director: Mark A. Weinberger Mgmt For For
1N. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
3. Approval of the Company's 2022 Long-Term Mgmt For For
Incentive Plan.
4. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2022.
5. Proposal Withdrawn (Federal Securities Laws Shr Abstain
Mandatory Arbitration Bylaw).
6. Civil Rights, Equity, Diversity & Inclusion Shr Against For
Audit Proposal.
7. Third Party Racial Justice Audit. Shr For Against
8. Report on Government Financial Support and Shr For Against
Access to COVID-19 Vaccines and
Therapeutics.
9. Report on Public Health Costs of Protecting Shr Against For
Vaccine Technology.
10. Discontinue Global Sales of Baby Powder Shr Against For
Containing Talc.
11. Request for Charitable Donations Shr Against For
Disclosure.
12. Third Party Review and Report on Lobbying Shr For Against
Activities Alignment with Position on
Universal Health Coverage.
13. Adopt Policy to Include Legal and Shr For Against
Compliance Costs in Incentive Compensation
Metrics.
14. CEO Compensation to Weigh Workforce Pay and Shr Against For
Ownership.
--------------------------------------------------------------------------------------------------------------------------
MIND MEDICINE (MINDMED) INC. Agenda Number: 935612590
--------------------------------------------------------------------------------------------------------------------------
Security: 60255C109
Meeting Type: Annual
Meeting Date: 01-Jun-2022
Ticker: MNMD
ISIN: CA60255C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt Withheld Against
the 2023 annual general Meeting of
shareholders: Carol A. Vallone
1.2 Election of Director to hold office until Mgmt For For
the 2023 annual general Meeting of
shareholders: Andreas Krebs
1.3 Election of Director to hold office until Mgmt Withheld Against
the 2023 annual general Meeting of
shareholders: Brigid A. Makes
1.4 Election of Director to hold office until Mgmt For For
the 2023 annual general Meeting of
shareholders: Robert Barrow
1.5 Election of Director to hold office until Mgmt For For
the 2023 annual general Meeting of
shareholders: Dr. Miri Halperin Wernli
2. To appoint KPMG LLP as independent Mgmt For For
registered public accountants (the
"Auditor") for the Company to hold office
until close of the 2023 annual general
meeting of shareholders and to authorize
the Company's Board of Directors to fix the
auditor's remuneration
3. To approve an alteration to the Company's Mgmt For For
share structure to eliminate the Multiple
Voting Shares and re-designate the
Subordinate Voting Shares as Common Shares
--------------------------------------------------------------------------------------------------------------------------
MYRIAD GENETICS, INC. Agenda Number: 935619380
--------------------------------------------------------------------------------------------------------------------------
Security: 62855J104
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: MYGN
ISIN: US62855J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting of
Stockholder: Paul J. Diaz
1b. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting of
Stockholder: Heiner Dreismann, Ph.D.
1c. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting of
Stockholder: Colleen F. Reitan
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement.
4. To approve the Amended and Restated 2012 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC. Agenda Number: 935594095
--------------------------------------------------------------------------------------------------------------------------
Security: 64125C109
Meeting Type: Annual
Meeting Date: 18-May-2022
Ticker: NBIX
ISIN: US64125C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard F. Pops Mgmt For For
Shalini Sharp Mgmt For For
Stephen A. Sherwin M.D. Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
paid to the Company's named executive
officers.
3. To approve an amendment and restatement of Mgmt For For
the Company's 2020 Equity Incentive Plan.
4. To approve an amendment and restatement of Mgmt For For
the Company's 2018 Employee Stock Purchase
Plan.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
RELMADA THERAPEUTICS, INC. Agenda Number: 935600406
--------------------------------------------------------------------------------------------------------------------------
Security: 75955J402
Meeting Type: Annual
Meeting Date: 25-May-2022
Ticker: RLMD
ISIN: US75955J4022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric Schmidt Mgmt Withheld Against
2. To ratify the appointment of Marcum LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
3. To approve an amendment to the Relmada Mgmt Against Against
Therapeutics, Inc. 2021 Equity Incentive
Plan to increase the shares of our common
stock available for issuance thereunder by
3.9 million shares.
4. To approve an amendment to our Articles of Mgmt Against Against
Incorporation, as amended, to increase the
number of authorized shares of common stock
from 50,000,000 to 150,000,000.
--------------------------------------------------------------------------------------------------------------------------
SAGE THERAPEUTICS, INC. Agenda Number: 935623315
--------------------------------------------------------------------------------------------------------------------------
Security: 78667J108
Meeting Type: Annual
Meeting Date: 16-Jun-2022
Ticker: SAGE
ISIN: US78667J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James M. Frates Mgmt Withheld Against
George Golumbeski, PhD Mgmt Withheld Against
Kevin P. Starr Mgmt Withheld Against
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To hold a non-binding advisory vote to Mgmt Against Against
approve the compensation paid to our named
executive officers.
4. To hold a non-binding advisory vote to Mgmt 1 Year For
determine the frequency of future
stockholder advisory votes on the
compensation paid to our named executive
officers.
5. To approve an amendment to our 2014 Mgmt For For
Employee Stock Purchase Plan, as amended,
or the 2014 ESPP, to increase the number of
shares of our common stock authorized for
issuance under the 2014 ESPP by 300,000
shares.
--------------------------------------------------------------------------------------------------------------------------
SAREPTA THERAPEUTICS INC. Agenda Number: 935634508
--------------------------------------------------------------------------------------------------------------------------
Security: 803607100
Meeting Type: Annual
Meeting Date: 02-Jun-2022
Ticker: SRPT
ISIN: US8036071004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to hold office Mgmt For For
until the 2024 Annual meeting: Kathryn
Boor, Ph.D.
1.2 Election of Class I Director to hold office Mgmt For For
until the 2024 Annual meeting: Michael
Chambers
1.3 Election of Class I Director to hold office Mgmt For For
until the 2024 Annual meeting: Douglas S.
Ingram
1.4 Election of Class I Director to hold office Mgmt For For
until the 2024 Annual meeting: Hans
Wigzell, M.D., Ph.D.
2. To hold an advisory vote to approve, on a Mgmt For For
non-binding basis, named executive officer
compensation.
3. To approve an amendment to the Company's Mgmt For For
2018 Equity Incentive Plan (the "2018
Plan") to increase the maximum aggregate
number of shares of common stock that may
be issued pursuant to awards granted under
the 2018 Plan by 2,500,000 shares to
10,687,596 shares.
4. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the current year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
SEELOS THERAPEUTICS, INC. Agenda Number: 935617007
--------------------------------------------------------------------------------------------------------------------------
Security: 81577F109
Meeting Type: Annual
Meeting Date: 20-May-2022
Ticker: SEEL
ISIN: US81577F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class I Director to serve until Mgmt Withheld Against
our 2025 annual meeting of stockholder:
Daniel J. O'Connor, J.D.
2. To ratify the selection of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2022.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation paid to the Company's Named
Executive Officers, as disclosed pursuant
to Item 402 of Regulation S-K, including
the compensation tables and narrative
discussion within the section of the
Company's Proxy Statement entitled
"Executive Compensation."
--------------------------------------------------------------------------------------------------------------------------
TONIX PHARMACEUTICALS HOLDING CORP. Agenda Number: 935584082
--------------------------------------------------------------------------------------------------------------------------
Security: 890260706
Meeting Type: Annual
Meeting Date: 06-May-2022
Ticker: TNXP
ISIN: US8902607063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Seth Lederman Mgmt For For
Richard Bagger Mgmt For For
Margaret Smith Bell Mgmt For For
David Grange Mgmt For For
Adeoye Olukotun Mgmt For For
Carolyn Taylor Mgmt For For
James Treco Mgmt For For
2. To ratify the appointment of EisnerAmper Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022
3. To approve the Tonix Pharmaceuticals Mgmt For For
Holding Corp. 2022 Employee Stock Purchase
Plan.
4. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
UCB SA Agenda Number: 715320026
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: MIX
Meeting Date: 28-Apr-2022
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) MAY BE REQUIRED TO LODGE VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
I.1. REPORT OF THE BOARD OF DIRECTORS ON THE Non-Voting
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2021
I.2. REPORT OF THE STATUTORY AUDITOR ON THE Non-Voting
ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2021
I.3. COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS OF THE UCB GROUP RELATING TO THE
FINANCIAL YEAR ENDED 31 DECEMBER 2021
I.4. APPROVAL OF THE ANNUAL ACCOUNTS OF UCB Mgmt For For
SA/NV FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2021 AND APPROPRIATION OF THE
RESULTS
I.5. APPROVAL OF THE REMUNERATION REPORT FOR THE Mgmt For For
FINANCIAL YEAR ENDED 31 DECEMBER 2021
I.6. APPROVAL OF CHANGES TO THE REMUNERATION OF Mgmt For For
THE BOARD
I.7. DISCHARGE IN FAVOUR OF THE DIRECTORS Mgmt For For
I.8. DISCHARGE IN FAVOUR OF THE STATUTORY Mgmt For For
AUDITOR
I.91A DIRECTORS: RENEWAL OF MANDATES OF Mgmt For For
(INDEPENDENT) DIRECTORS THE GENERAL MEETING
RENEWS THE APPOINTMENT OF MRS. KAY DAVIES
AS DIRECTOR FOR A TERM OF FOUR YEARS UNTIL
THE CLOSE OF THE ANNUAL GENERAL MEETING OF
2026
I.91B DIRECTORS: RENEWAL OF MANDATES OF Mgmt For For
(INDEPENDENT) DIRECTORS THE GENERAL MEETING
ACKNOWLEDGES THAT, FROM THE INFORMATION
MADE AVAILABLE TO THE COMPANY, MRS. KAY
DAVIES QUALIFIES AS AN INDEPENDENT DIRECTOR
I.92. THE GENERAL MEETING RENEWS THE APPOINTMENT Mgmt For For
OF MR. JEAN-CHRISTOPHE TELLIER AS DIRECTOR
FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING OF 2026
I.93. THE GENERAL MEETING RENEWS THE APPOINTMENT Mgmt For For
OF MR. CEDRIC VAN RIJCKEVORSEL AS DIRECTOR
FOR A TERM OF FOUR YEARS UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING OF 2026
I.10. LONG-TERM INCENTIVE PLANS - PROGRAM OF FREE Mgmt For For
ALLOCATION OF SHARES
I.111 CHANGE OF CONTROL PROVISIONS - ART. 7 151 Mgmt For For
OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS EMTN PROGRAM RENEWAL
I.112 CHANGE OF CONTROL PROVISIONS - ART. 7 151 Mgmt For For
OF THE BELGIAN CODE OF COMPANIES AND
ASSOCIATIONS EUROPEAN INVESTMENT BANK
FACILITY AGREEMENT OF EUR 350 MILLION
ENTERED ON 18 NOVEMBER 2021
I.113 APPROVE CHANGE-OF-CONTROL CLAUSE RE: TERM Mgmt For For
FACILITY AGREEMENT
II.1. SPECIAL REPORT OF THE BOARD OF DIRECTORS Non-Voting
II.2. RENEWAL OF THE POWERS OF THE BOARD OF Mgmt For For
DIRECTORS UNDER THE AUTHORIZED CAPITAL AND
AMENDMENT TO ARTICLE 6 OF THE ARTICLES OF
ASSOCIATION
II.3. ACQUISITION OF OWN SHARES RENEWAL OF Mgmt For For
AUTHORIZATION
II.4. MODIFICATION OF ARTICLE 19, 1 OF ARTICLES Mgmt For For
OF ASSOCIATION RELATING TO THE SIGNATURE OF
THE BOARD MINUTES, TO BRING IT IN LINE WITH
ARTICLE 7 95 1 OF THE BELGIAN CODE
COMPANIES AND ASSOCIATIONS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 711420 DUE TO RECEIVED CHANGE IN
VOTING STATUS OF RESOLUTION I.3. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 23 MAY 2022 AT 11:00. CONSEQUENTLY,
YOUR VOTING INSTRUCTIONS WILL REMAIN VALID
FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
CMMT 31 MAR 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 714105, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ZYNERBA PHARMACEUTICALS, INC. Agenda Number: 935636665
--------------------------------------------------------------------------------------------------------------------------
Security: 98986X109
Meeting Type: Annual
Meeting Date: 14-Jun-2022
Ticker: ZYNE
ISIN: US98986X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Armando Anido Mgmt For For
John P. Butler Mgmt Withheld Against
Dr. Warren D. Cooper Mgmt Withheld Against
William J. Federici Mgmt For For
Daniel L. Kisner, M.D. Mgmt For For
Kenneth I. Moch Mgmt For For
Pamela Stephenson Mgmt Withheld Against
2. Ratification of appointment of KPMG LLP as Mgmt For For
Independent Registered Public Accounting
Firm for the 2022 Fiscal Year.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers as discussed in the Company's
Proxy Statement.
Carbon Strategy ETF
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) ETF Series Solutions
By (Signature) /s/ Kristina Nelson
Name Kristina Nelson
Title President
Date 08/30/2022