UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-09114
NAME OF REGISTRANT: The Needham Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 250 Park Avenue, 10th Floor
New York, NY 10177-1099
NAME AND ADDRESS OF AGENT FOR SERVICE: Mr. George A. Needham
250 Park Avenue, 10th Floor
New York, NY 10177-1099
REGISTRANT'S TELEPHONE NUMBER: 800-625-7071
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2022 to 06/30/2023
Needham Aggressive Growth Fund
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ACUITYADS HOLDINGS INC. Agenda Number: 935877184
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Security: 00510L106
Meeting Type: Annual and Special
Meeting Date: 14-Jun-2023
Ticker: ILLM
ISIN: CA00510L1067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Tal Hayek Mgmt For For
1B Election of Director - Sheldon Pollack Mgmt For For
1C Election of Director - Roger Dent Mgmt For For
1D Election of Director - Igal Mayer Mgmt For For
1E Election of Director - Yishay Waxman Mgmt For For
1F Election of Director - Michele Tobin Mgmt For For
1G Election of Director - Paul Khawaja Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants as
Auditor of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, a special
resolution to approve the Corporation to
change its name from "AcuityAds Holdings
Inc." to "illumin Holdings Inc.", as more
fully described in the accompanying
management information circular.
4 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution to approve the
unallocated awards, rights and other
entitlements under the Omnibus Incentive
Plan, as more fully described in the
accompanying management information
circular.
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ACV AUCTIONS INC. Agenda Number: 935824183
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Security: 00091G104
Meeting Type: Annual
Meeting Date: 30-May-2023
Ticker: ACVA
ISIN: US00091G1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Eileen A. Mgmt For For
Kamerick
1.2 Election of Class II Director: Brian Hirsch Mgmt For For
2. Approval, on a non-binding, advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Approval, on a non-binding, advisory basis, Mgmt 1 Year For
of the frequency of future non-binding,
advisory votes to approve the compensation
of our named executive officers.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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ADAMS RESOURCES & ENERGY, INC. Agenda Number: 935816073
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Security: 006351308
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: AE
ISIN: US0063513081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.G. Pressler Mgmt For For
M.A. Earley Mgmt For For
M.E. Brasseux Mgmt For For
R.C. Jenner Mgmt For For
J.O. Niemann Jr. Mgmt For For
D.E. Dominic Mgmt For For
K.J. Roycraft Mgmt For For
2. Proposal for an Advisory Resolution on Mgmt For For
Executive Compensation.
3. Proposal to ratify selection of independent Mgmt For For
registered public accounting firm.
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ADTRAN HOLDINGS, INC. Agenda Number: 935792095
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Security: 00486H105
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ADTN
ISIN: US00486H1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas R. Stanton Mgmt For For
1b. Election of Director: Johanna Hey Mgmt For For
1c. Election of Director: H. Fenwick Huss Mgmt For For
1d. Election of Director: Gregory J. McCray Mgmt For For
1e. Election of Director: Balan Nair Mgmt For For
1f. Election of Director: Brian Protiva Mgmt For For
1g. Election of Director: Jacqueline H. Rice Mgmt For For
1h. Election of Director: Nikos Theodosopoulos Mgmt For For
1i. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt Against Against
Adtran's named executive officers.
3. Non-binding vote on the frequency of future Mgmt 1 Year For
votes on the compensation of Adtran's named
executive officers.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Adtran for the fiscal year ending
December 31, 2023.
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AKAMAI TECHNOLOGIES, INC. Agenda Number: 935796613
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Security: 00971T101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: AKAM
ISIN: US00971T1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon Bowen Mgmt For For
1b. Election of Director: Marianne Brown Mgmt For For
1c. Election of Director: Monte Ford Mgmt For For
1d. Election of Director: Dan Hesse Mgmt For For
1e. Election of Director: Tom Killalea Mgmt For For
1f. Election of Director: Tom Leighton Mgmt For For
1g. Election of Director: Jonathan Miller Mgmt For For
1h. Election of Director: Madhu Ranganathan Mgmt For For
1i. Election of Director: Ben Verwaayen Mgmt For For
1j. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment to our Second Mgmt For For
Amended and Restated 2013 Stock Incentive
Plan to increase the number of shares of
common stock authorized for issuance
thereunder by 7,250,000 shares
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation
5. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2023
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ALLBIRDS, INC. Agenda Number: 935842270
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Security: 01675A109
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: BIRD
ISIN: US01675A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Levitan Mgmt For For
Joseph Zwillinger Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
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ALPHA PRO TECH, LTD. Agenda Number: 935836518
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Security: 020772109
Meeting Type: Annual
Meeting Date: 12-Jun-2023
Ticker: APT
ISIN: US0207721095
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Buchan Mgmt For For
David R. Garcia Mgmt For For
Lloyd Hoffman Mgmt For For
Donna Millar Mgmt For For
Danny Montgomery Mgmt For For
John Ritota Mgmt For For
Benjamin A. Shaw Mgmt For For
2. The ratification of the appointment of Mgmt For For
Tanner LLC as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
3. The advisory approval of the compensation Mgmt For For
of the Company's named executive officers.
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ALTAIR ENGINEERING INC. Agenda Number: 935839716
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Security: 021369103
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: ALTR
ISIN: US0213691035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: James R.
Scapa
1b. Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Stephen
Earhart
2. To vote, on an advisory basis, on the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
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AMERICAN TOWER CORPORATION Agenda Number: 935806008
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Security: 03027X100
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMT
ISIN: US03027X1000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas A. Bartlett Mgmt For For
1b. Election of Director: Kelly C. Chambliss Mgmt For For
1c. Election of Director: Teresa H. Clarke Mgmt For For
1d. Election of Director: Raymond P. Dolan Mgmt For For
1e. Election of Director: Kenneth R. Frank Mgmt For For
1f. Election of Director: Robert D. Hormats Mgmt For For
1g. Election of Director: Grace D. Lieblein Mgmt For For
1h. Election of Director: Craig Macnab Mgmt For For
1i. Election of Director: JoAnn A. Reed Mgmt For For
1j. Election of Director: Pamela D. A. Reeve Mgmt For For
1k. Election of Director: Bruce L. Tanner Mgmt For For
1l. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2023.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the Company will hold
a stockholder advisory vote on executive
compensation.
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APPLE INC. Agenda Number: 935757700
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Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2023
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2023
3. Advisory vote to approve executive Mgmt For For
compensation
4. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes on executive compensation
5. A shareholder proposal entitled "Civil Shr Against For
Rights and Non-Discrimination Audit
Proposal"
6. A shareholder proposal entitled "Communist Shr Against For
China Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Shr Against For
Gender Pay Gaps"
9. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
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ARLO TECHNOLOGIES, INC. Agenda Number: 935859097
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Security: 04206A101
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: ARLO
ISIN: US04206A1016
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Prashant Aggarwal Mgmt For For
Amy Rothstein Mgmt For For
Grady Summers Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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ARTERIS, INC. Agenda Number: 935840288
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Security: 04302A104
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: AIP
ISIN: US04302A1043
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Wayne C. Cantwell Mgmt For For
1.2 Election of Director: Antonio J. Viana Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm and independent
auditor of the Company for the fiscal year
ending December 31, 2023.
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ASML HOLDINGS N.V. Agenda Number: 935815932
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Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASML
ISIN: USN070592100
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2022
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2022,
as prepared in accordance with Dutch law
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2022
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2022
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2022
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management
6a Proposal to amend the Remuneration Policy Mgmt For For
for the Supervisory Board
6b Proposal to amend the remuneration of the Mgmt For For
members of the Supervisory Board
8a Proposal to appoint Mr. N.S. Andersen as a Mgmt For For
member of the Supervisory Board
8b Proposal to appoint Mr. J.P. de Kreij as a Mgmt For For
member of the Supervisory Board
9 Proposal to appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the reporting year 2025, in light of the
mandatory external auditor rotation
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes and up
to 5% in connection with or on the occasion
of mergers, acquisitions and/or (strategic)
alliances
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with the authorizations referred
to in item 10 a)
11 Proposal to authorize the Board of Mgmt For For
Management to repurchase ordinary shares up
to 10% of the issued share capital
12 Proposal to cancel ordinary shares Mgmt For For
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ASPEN AEROGELS, INC. Agenda Number: 935822038
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Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ASPN
ISIN: US04523Y1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven R. Mitchell Mgmt For For
Donald R. Young Mgmt For For
2. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to reflect new Delaware law
provisions regarding officer exculpation.
3. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance from 125,000,000 to 250,000,000.
4. Approval of the Aspen Aerogels 2023 Equity Mgmt Against Against
Incentive Plan.
5. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
6. Approval of the compensation of Aspen Mgmt Against Against
Aerogels, Inc.'s named executive officers,
as disclosed in its Proxy Statement for the
2023 Annual Meeting.
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AVROBIO, INC. Agenda Number: 935861927
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Security: 05455M100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: AVRO
ISIN: US05455M1009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Ian Clark
1.2 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Annalisa
Jenkins, M.B.B.S., F.R.C.P.
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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AXT, INC. Agenda Number: 935810780
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Security: 00246W103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AXTI
ISIN: US00246W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: Morris S. Young
1.2 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: David C. Chang
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of our Named Executive
Officers.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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BENCHMARK ELECTRONICS, INC. Agenda Number: 935815641
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Security: 08160H101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: BHE
ISIN: US08160H1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2024 Annual meeting: David W. Scheible
1.2 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Douglas M. Britt
1.3 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Anne De Greef-Safft
1.4 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Robert K. Gifford
1.5 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Ramesh Gopalakrishnan
1.6 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Kenneth T. Lamneck
1.7 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Jeffrey S. McCreary
1.8 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Lynn A. Wentworth
1.9 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Jeffrey W. Benck
2. To provide an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2023.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
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BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935801743
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Security: 08975P108
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BIGC
ISIN: US08975P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald E. Clarke Mgmt Withheld Against
Ellen F. Siminoff Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2023.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
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BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935852574
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Security: 109194100
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: BFAM
ISIN: US1091941005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director for a term of Mgmt For For
three years: Stephen H. Kramer
1b. Election of Class I Director for a term of Mgmt For For
three years: Dr. Sara Lawrence-Lightfoot
1c. Election of Class I Director for a term of Mgmt For For
three years: Cathy E. Minehan
2. To approve, on an advisory basis, the 2022 Mgmt For For
compensation paid by the Company to its
Named Executive Officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2023.
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BRUKER CORPORATION Agenda Number: 935831671
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: BRKR
ISIN: US1167941087
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia M. Friend, Ph.D Mgmt For For
Philip Ma, Ph.D. Mgmt For For
Hermann Requardt, Ph.D. Mgmt For For
2. Approval on an advisory basis of the 2022 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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CAMBIUM NETWORKS CORPORATION Agenda Number: 935845543
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Security: G17766109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: CMBM
ISIN: KYG177661090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Atul Mgmt For For
Bhatnagar
1.2 Election of Class I Director: Alexander R. Mgmt For For
Slusky
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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CARMAX, INC. Agenda Number: 935847535
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: KMX
ISIN: US1431301027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Peter J. Bensen
1b. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Ronald E. Blaylock
1c. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Sona Chawla
1d. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Thomas J. Folliard
1e. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Shira Goodman
1f. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: David W. McCreight
1g. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: William D. Nash
1h. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Mark F. O'Neil
1i. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Pietro Satriano
1j. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Marcella Shinder
1k. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To determine, in an advisory (non-binding) Mgmt 1 Year For
vote, whether a shareholder vote to approve
the compensation of our named executive
officers should occur every one, two, or
three years.
5. To approve the Carmax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
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CHANNELADVISOR CORPORATION Agenda Number: 935721820
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Special
Meeting Date: 11-Nov-2022
Ticker: ECOM
ISIN: US1591791009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated September 4, 2022, by and among
ChannelAdvisor Corporation, a Delaware
corporation, CommerceHub, Inc., a Delaware
corporation, and CH Merger Sub, Inc., a
Delaware corporation.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to ChannelAdvisor's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To adjourn the special meeting of the Mgmt For For
ChannelAdvisor stockholders (the "Special
Meeting") to a later date or dates, if
necessary or appropriate, including to
solicit additional proxies to approve the
proposal to adopt the Merger Agreement if
there are insufficient votes to adopt the
Merger Agreement at the time of the Special
Meeting.
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CLEAN HARBORS, INC. Agenda Number: 935819803
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: CLH
ISIN: US1844961078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward G. Galante Mgmt For For
Alison A. Quirk Mgmt For For
Shelley Stewart, Jr. Mgmt For For
John R. Welch Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To recommend frequency of future advisory Mgmt 1 Year For
votes on approval of executive
compensation.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
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COPPERLEAF TECHNOLOGIES INC Agenda Number: 717287723
--------------------------------------------------------------------------------------------------------------------------
Security: 21766N109
Meeting Type: AGM
Meeting Date: 21-Jun-2023
Ticker:
ISIN: CA21766N1096
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 2.A TO 2.G AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 3.
THANK YOU
1 TO SET THE NUMBER OF DIRECTORS TO BE Mgmt For For
ELECTED AT THE MEETING TO SEVEN (7)
2.A ELECTION OF DIRECTOR: AMOS MICHELSON Mgmt For For
2.B ELECTION OF DIRECTOR: MANUEL ALBA- MARQUEZ Mgmt For For
2.C ELECTION OF DIRECTOR: MICHAEL CALYNIUK Mgmt For For
2.D ELECTION OF DIRECTOR: ROLF DEKLEER Mgmt For For
2.E ELECTION OF DIRECTOR: JUDITH HESS Mgmt For For
2.F ELECTION OF DIRECTOR: ERIC MACDONALD Mgmt For For
2.G ELECTION OF DIRECTOR: PAUL SAKRZEWSKI Mgmt For For
3 TO APPOINT KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
CRA INTERNATIONAL, INC. Agenda Number: 935673752
--------------------------------------------------------------------------------------------------------------------------
Security: 12618T105
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: CRAI
ISIN: US12618T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Paul Maleh Mgmt For For
1.2 Election of Class III Director: Thomas Mgmt For For
Avery
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to CRA's named executive
officers, as disclosed in the proxy
statement for the 2022 meeting of its
shareholders.
3. To ratify the appointment by our audit Mgmt For For
committee of Grant Thornton LLP as our
independent registered public accountants
for our fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 935793768
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linda Baddour Mgmt For For
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Robert Hariri MD, PhD Mgmt For For
Ram M. Jagannath Mgmt For For
Ramkumar Mandalam, PhD Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company and
its subsidiaries for the year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in this Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
EDUCATIONAL DEVELOPMENT CORPORATION Agenda Number: 935679324
--------------------------------------------------------------------------------------------------------------------------
Security: 281479105
Meeting Type: Annual
Meeting Date: 06-Jul-2022
Ticker: EDUC
ISIN: US2814791057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John A. Clerico Mgmt For For
Randall W. White Mgmt For For
2. To ratify the appointment of HoganTaylor Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
February 28, 2023.
3. An advisory vote to approve the Mgmt For For
compensation of the Company's Named
Executive Officers.
4. An advisory vote on the frequency with Mgmt 2 Years For
which the advisory vote on the Executive
Compensation Program should be held.
--------------------------------------------------------------------------------------------------------------------------
EDUCATIONAL DEVELOPMENT CORPORATION Agenda Number: 935870104
--------------------------------------------------------------------------------------------------------------------------
Security: 281479105
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: EDUC
ISIN: US2814791057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bradley Von Stoots Mgmt For For
2. To ratify the appointment of HoganTaylor Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
February 29, 2024.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935800018
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Anderson Mgmt For For
1b. Election of Director: Rodney Clark Mgmt For For
1c. Election of Director: James F. Gentilcore Mgmt For For
1d. Election of Director: Yvette Kanouff Mgmt For For
1e. Election of Director: James P. Lederer Mgmt For For
1f. Election of Director: Bertrand Loy Mgmt For For
1g. Election of Director: Azita Saleki-Gerhardt Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Frequency of future advisory votes on Mgmt 1 Year For
Executive compensation (advisory vote).
4. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Accounting Firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935820490
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Nanci Caldwell
1b. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Adaire
Fox-Martin
1c. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Ron Guerrier
1d. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Gary Hromadko
1e. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Charles Meyers
1f. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Thomas Olinger
1g. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Christopher
Paisley
1h. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Jeetu Patel
1i. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Sandra Rivera
1j. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Fidelma Russo
1k. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Peter Van Camp
2. Approval, by a non-binding advisory vote, Mgmt For For
of the compensation of our named executive
officers.
3. Approval, by a non-binding advisory vote, Mgmt 1 Year For
of the frequency with which our
stockholders will vote on the compensation
of our named executive officers
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023
5. A stockholder proposal related to Shr Against For
shareholder ratification of termination pay
--------------------------------------------------------------------------------------------------------------------------
ESI GROUP SA Agenda Number: 717294564
--------------------------------------------------------------------------------------------------------------------------
Security: F3165E108
Meeting Type: MIX
Meeting Date: 29-Jun-2023
Ticker:
ISIN: FR0004110310
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED.
1 APPROVAL OF THE COMPANY FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2022
2 APPROVAL OF EXPENSES AND NON-TAX DEDUCTIBLE Mgmt For For
CHARGES FROM PROFITS SUBJECT TO INCOME TAX
3 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2022
4 ALLOCATION OF THE NET RESULT FOR THE FISCAL Mgmt For For
YEAR ENDED ON DECEMBER 31, 2022
5 AUDITORS SPECIAL RAPPORT ON REGULATED Mgmt For For
AGREEMENTS AND COMMITMENTS REFERRED TO IN
ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL
CODE
6 APPROVAL OF THE TOTAL COMPENSATION PAID OR Mgmt For For
GRANTED TO THE BOARD OF DIRECTORS' MEMBERS,
TO THE CHAIRMAN AND THE MANAGING DIRECTOR
FOR THE FISCAL YEAR ENDED ON DECEMBER 31,
2022 PURSUANT TO ARTICLE L. 22-10-34 I OF
THE FRENCH COMMERCIAL CODE
7 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt For For
COMPENSATION PAID OR GRANTED TO ALEX DAVERN
FOR THE FISCAL YEAR ENDED ON DECEMBER 31,
2022, IN HIS CAPACITY OF CHAIRMAN OF THE
BOARD OF DIRECTORS
8 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt For For
COMPENSATION PAID OR GRANTED TO CRISTEL DE
ROUVRAY FOR THE FISCAL YEAR ENDED ON
DECEMBER 31, 2022, IN HER CAPACITY OF
MANAGING DIRECTOR
9 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
BOARD OF DIRECTORS CHAIRMAN FOR THE 2023
FISCAL YEAR, PURSUANT TO ARTICLE L. 22-10-8
II OF THE FRENCH COMMERCIAL CODE
10 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
MANAGING DIRECTOR FOR THE 2023 FISCAL YEAR,
PURSUANT TO ARTICLE L. 22-10-8 II OF THE
FRENCH COMMERCIAL CODE
11 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS' MEMBERS
FOR THE 2023 FISCAL YEAR, PURSUANT TO
ARTICLE L. 22-10-8 II OF THE FRENCH
COMMERCIAL CODE
12 AUTHORISATION TO BE GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO HAVE THE COMPANY BUY BACK IT'S
OWN SHARES, UNDER THE PROVISIONS OF ARTICLE
L. 22-10-62 OF THE FRENCH COMMERCIAL CODE
13 AUTHORISATION TO BE GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH AN ALLOCATION OF
SHARES FREE OF CHARGE, TO EMPLOYEES AND
ELIGIBLE CORPORATE OFFICERS OF THE COMPANY
OR ONE OF ITS SUBSIDIARIES
14 POWERS FOR FORMALITIES Mgmt For For
CMMT 30 MAY 2023: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0524/202305242302018
.pdf AND PLEASE NOTE THAT THIS IS A REVISION
DUE TO ADDITION OF COMMENTS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 30 MAY 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 30 MAY 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 30 MAY 2023: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 935794176
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lothar Maier Mgmt For For
1b. Election of Director: Sheri Rhodes Mgmt For For
1c. Election of Director: Michael D. Slessor Mgmt For For
1d. Election of Director: Thomas St. Dennis Mgmt For For
1e. Election of Director: Jorge Titinger Mgmt For For
1f. Election of Director: Brian White Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Amendment and restatement of FormFactor's Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the Employee Stock Purchase Plan by
2,500,000 shares and to extend the term of
the Employee Stock Purchase Plan to 2033.
4. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
G1 THERAPEUTICS, INC. Agenda Number: 935857625
--------------------------------------------------------------------------------------------------------------------------
Security: 3621LQ109
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: GTHX
ISIN: US3621LQ1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Garry A. Mgmt For For
Nicholson
1.2 Election of Class III Director: Mark A. Mgmt For For
Velleca, M.D., Ph.D.
1.3 Election of Class III Director: Glenn P. Mgmt For For
Muir
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as G1
Therapeutics, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
GSE SYSTEMS, INC. Agenda Number: 935848791
--------------------------------------------------------------------------------------------------------------------------
Security: 36227K106
Meeting Type: Annual
Meeting Date: 12-Jun-2023
Ticker: GVP
ISIN: US36227K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: William S. Mgmt For For
Corey, Jr.
1b. Election of Class I Director: Thomas J. Mgmt For For
Dougherty
1c. Election of Class III Director: Kathryn Mgmt For For
O'Connor Gardner
2. A Non-binding Resolution to Approve the Mgmt For For
Company's Named Executive Officer
Compensation.
3. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
4. Approval of a reverse split of the Mgmt For For
Company's issued and outstanding Common
Stock.
5. Approval of the issuance of Company Common Mgmt For For
Stock in an amount exceeding 20% of
outstanding shares to Lind Global Fund II,
LP.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 935824652
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David S. Dury Mgmt For For
1.2 Election of Director: Nigel D. Hunton Mgmt For For
1.3 Election of Director: Kevin D. Barber Mgmt For For
1.4 Election of Director: Dorothy D. Hayes Mgmt For For
1.5 Election of Director: Michele F. Klein Mgmt For For
2. Proposal to approve the amended Intevac Mgmt For For
2003 Employee Stock Purchase Plan to
increase the maximum number of shares of
Common Stock authorized for issuance
thereunder by 300,000 shares.
3. Proposal to approve the amended Intevac Mgmt For For
2020 Equity Incentive Plan to increase the
maximum number of shares of Common Stock
authorized for issuance thereunder by
850,000 shares.
4. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending December
30, 2023.
5. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the executive compensation
of the Intevac's named executive officers.
6. Proposal to approve, on a non-binding, Mgmt 1 Year For
advisory basis, the frequency of future
advisory votes on the compensation of the
Intevac's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
JEWETT-CAMERON TRADING COMPANY LTD. Agenda Number: 935760036
--------------------------------------------------------------------------------------------------------------------------
Security: 47733C207
Meeting Type: Annual
Meeting Date: 17-Feb-2023
Ticker: JCTCF
ISIN: CA47733C2076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at eight Mgmt For For
(8).
2 DIRECTOR
Charles E. Hopewell Mgmt For For
Geoff Guilfoy Mgmt For For
Sarah Johnson Mgmt For For
Chris Karlin Mgmt For For
Michael C. Nasser Mgmt For For
Michelle Walker Mgmt For For
Chad Summers Mgmt For For
Mike Henningsen Mgmt For For
3 Appointment of Davidson & Company LLP, Mgmt For For
Chartered Accountants as Auditors of the
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 To confirm, ratify and approve all actions Mgmt For For
of the Directors and Officers carried out
on behalf of the Company during the
preceding year.
5 To approve, on an advisory basis, on the Mgmt For For
compensation of the Company's Named
Executive Officers.
6 To vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the Company should
conduct future shareholder advisory votes
on the compensation of the Company's Named
Executive Officers. (The option of "one
year", "two years" or "three years" that
receives the highest number of votes cast
by shareholders will be the frequency of
the advisory vote on executive compensation
that has been selected by shareholders.)
7 To consider any permitted amendments to or Mgmt For For
variations of any matter identified in the
Notice of the Meeting.
8 To transact such further or other business Mgmt For For
as may properly come before the Meeting and
any adjournment or postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935855190
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to a Mgmt For For
three-year term expiring in 2026: David M.
Tolley
1.2 Election of Class III Director to a Mgmt For For
three-year term expiring in 2026: Stephen
H. Deckoff
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers for 2022.
3. To determine, in a non-binding "say on Mgmt 1 Year For
frequency" vote, the frequency of the vote
on our executive compensation program (once
every year, once every two years or once
every three years).
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935798972
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kerrii B. Anderson Mgmt For For
1b. Election of Director: Jean-Luc Belingard Mgmt For For
1c. Election of Director: Jeffrey A. Davis Mgmt For For
1d. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1e. Election of Director: Kirsten M. Kliphouse Mgmt For For
1f. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1g. Election of Director: Peter M. Neupert Mgmt For For
1h. Election of Director: Richelle P. Parham Mgmt For For
1i. Election of Director: Adam H. Schechter Mgmt For For
1j. Election of Director: Kathryn E. Wengel Mgmt For For
1k. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To recommend by non-binding vote, the Mgmt 1 Year For
frequency of future non- binding votes on
executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2023.
5. Shareholder proposal relating to a policy Shr Against For
regarding separation of the roles of Board
Chairman and Chief Executive Officer.
6. Shareholder proposal regarding a Board Shr Against For
report on transport of nonhuman primates
within the U.S.
7. Shareholder proposal regarding a Board Shr Against For
report on known risks of fulfilling
information requests and mitigation
strategies.
--------------------------------------------------------------------------------------------------------------------------
LEMAITRE VASCULAR, INC. Agenda Number: 935843234
--------------------------------------------------------------------------------------------------------------------------
Security: 525558201
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: LMAT
ISIN: US5255582018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Bridget A. Ross Mgmt For For
1.2 Election of Director: John A. Roush Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify Grant Thornton LLP as our Mgmt For For
independent registered accounting firm for
2023.
--------------------------------------------------------------------------------------------------------------------------
MARKEL CORPORATION Agenda Number: 935791586
--------------------------------------------------------------------------------------------------------------------------
Security: 570535104
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: MKL
ISIN: US5705351048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark M. Besca Mgmt For For
1b. Election of Director: K. Bruce Connell Mgmt For For
1c. Election of Director: Lawrence A. Mgmt For For
Cunningham
1d. Election of Director: Thomas S. Gayner Mgmt For For
1e. Election of Director: Greta J. Harris Mgmt For For
1f. Election of Director: Morgan E. Housel Mgmt For For
1g. Election of Director: Diane Leopold Mgmt For For
1h. Election of Director: Anthony F. Markel Mgmt For For
1i. Election of Director: Steven A. Markel Mgmt For For
1j. Election of Director: Harold L. Morrison, Mgmt For For
Jr.
1k. Election of Director: Michael O'Reilly Mgmt For For
1l. Election of Director: A. Lynne Puckett Mgmt For For
2. Advisory vote on approval of executive Mgmt For For
compensation.
3. Advisory vote on frequency of advisory Mgmt 1 Year For
votes on approval of executive
compensation.
4. Ratify the selection of KPMG LLP by the Mgmt For For
Audit Committee of the Board of Directors
as the Company's independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MATIV HOLDINGS, INC. Agenda Number: 935785507
--------------------------------------------------------------------------------------------------------------------------
Security: 808541106
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: MATV
ISIN: US8085411069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: William M. Mgmt For For
Cook
1.2 Election of Class I Director: Jeffrey J. Mgmt For For
Keenan
1.3 Election of Class I Director: Marco Levi Mgmt For For
2. Ratify the selection of Deloitte & Touche Mgmt For For
LLP as the Company's independent registered
public accounting firm for 2023.
3. Approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of the advisory vote regarding
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MATRIX SERVICE COMPANY Agenda Number: 935724321
--------------------------------------------------------------------------------------------------------------------------
Security: 576853105
Meeting Type: Annual
Meeting Date: 05-Dec-2022
Ticker: MTRX
ISIN: US5768531056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose L. Bustamante Mgmt For For
1b. Election of Director: Martha Z. Carnes Mgmt For For
1c. Election of Director: John D. Chandler Mgmt For For
1d. Election of Director: Carlin G. Conner Mgmt For For
1e. Election of Director: John R. Hewitt Mgmt For For
1f. Election of Director: Liane K. Hinrichs Mgmt For For
1g. Election of Director: James H. Miller Mgmt For For
1h. Election of Director: Jim W. Mogg Mgmt For For
2. To ratify the engagement of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal 2023.
3. Advisory vote on named executive officer Mgmt For For
compensation.
4. To consider and vote upon a proposal to Mgmt For For
amend the Company's 2020 Stock and
Incentive Compensation Plan to increase the
number of shares of Common Stock of the
Company authorized for issuance thereunder
from 1,725,000 to 2,350,000.
5. Approval to amend and restate the Company's Mgmt For For
Certificate of Incorporation to provide for
exculpation of officers.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935808610
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter J. Cannone III Mgmt For For
Joseph B. Donahue Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. An advisory vote regarding the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
4. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935849666
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bandel Carano Mgmt For For
Raymond Link Mgmt For For
Geoffrey Moore Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NOVA LTD. Agenda Number: 935828802
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Eitan
Oppenhaim
1b. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Avi
Cohen
1c. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Raanan
Cohen
1d. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Sarit
Sagiv
1e. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Zehava
Simon
1f. Election of Director to hold office until Mgmt For For
next annual general meeting: Yaniv Garty
2. Approval of the employment terms of Mr. Mgmt For For
Gabriel Waisman as the new President and
Chief Executive Officer of the Company.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? Please note: If
you do not mark either Yes or No, these
shares will not be voted for Proposal No.
2. Mark "for" = yes or "against" = no
3. Approval of additional termination terms of Mgmt For For
Mr. Eitan Oppenhaim, from his current
position as the President and Chief
Executive Officer of the Company.
4. Approval of amendments to the compensation Mgmt For For
scheme of directors.
5. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA Agenda Number: 935721539
--------------------------------------------------------------------------------------------------------------------------
Security: 677864100
Meeting Type: Annual
Meeting Date: 07-Dec-2022
Ticker: ODC
ISIN: US6778641000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ellen-Blair Chube Mgmt For For
Paul M. Hindsley Mgmt For For
Daniel S. Jaffee Mgmt For For
Michael A. Nemeroff Mgmt For For
George C. Roeth Mgmt For For
Amy L. Ryan Mgmt For For
Allan H. Selig Mgmt For For
Paul E. Suckow Mgmt For For
Lawrence E. Washow Mgmt For For
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
auditor for the fiscal year ending July 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935824347
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: OMCL
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director to serve until Mgmt For For
the 2026 Annual Meeting: Joanne B. Bauer
1.2 Election of Class I director to serve until Mgmt For For
the 2026 Annual Meeting: Robin G. Seim
1.3 Election of Class I director to serve until Mgmt For For
the 2026 Annual Meeting: Sara J. White
2. Say on Pay - An advisory vote to approve Mgmt For For
named executive officer compensation.
3. Frequency of Say on Pay - An advisory vote Mgmt 1 Year For
on the frequency of future advisory votes
to approve named executive officer
compensation.
4. Proposal to approve Omnicell's 1997 Mgmt For For
Employee Stock Purchase Plan, as amended,
to add an additional 3,000,000 shares to
the number of shares of common stock
authorized for issuance under the plan.
5. Proposal to approve Omnicell's 2009 Equity Mgmt For For
Incentive Plan, as amended, to, among other
items, add an additional 1,600,000 shares
to the number of shares of common stock
authorized for issuance under such plan.
6. Proposal to ratify the selection of Mgmt For For
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935773627
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Letitia A. Long Mgmt For For
Harry T. McMahon Mgmt For For
Carey A. Smith Mgmt For For
2. Ratification of appointment of PwC as the Mgmt For For
Company's independent registered accounting
firm for fiscal year December 31, 2023.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935850467
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joseph R. Bronson Mgmt For For
1.2 Election of Director: Ye Jane Li Mgmt For For
2. To ratify the appointment BPM LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2023.
3. To approve our Eighth Amended and Restated Mgmt For For
2011 Stock Incentive Plan.
4. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers disclosed in this Proxy Statement.
5. To approve, by a non-binding advisory vote, Mgmt 1 Year For
of the frequency of future advisory votes
on named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935769779
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Frank Lee Mgmt For For
Adam Lewis Mgmt For For
Daniel Liao Mgmt For For
C. S. Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2023.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. 2016 Equity Incentive Compensation
Plan to increase the number of authorized
shares of common stock available from
4,000,000 to 5,000,000.
4. To vote upon the frequency (One, Two, or Mgmt 1 Year For
Three years) with which the non-binding
shareholder vote to approve the
compensation of our named executive
officers should be conducted.
5. To approve by non-binding advisory vote Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935807137
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James E. Davis Mgmt For For
1b. Election of Director: Luis A. Diaz, Jr., Mgmt For For
M.D.
1c. Election of Director: Tracey C. Doi Mgmt For For
1d. Election of Director: Vicky B. Gregg Mgmt For For
1e. Election of Director: Wright L. Lassiter, Mgmt For For
III
1f. Election of Director: Timothy L. Main Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Gary M. Pfeiffer Mgmt For For
1i. Election of Director: Timothy M. Ring Mgmt For For
1j. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2023 proxy statement
3. An advisory vote to recommend the frequency Mgmt 1 Year For
of the stockholder advisory vote to approve
executive officer compensation
4. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2023
5. Approval of the Amended and Restated Mgmt For For
Employee Long-Term Incentive Plan
6. Stockholder proposal regarding a report on Shr Against For
the Company's greenhouse gas emissions
--------------------------------------------------------------------------------------------------------------------------
SIENTRA, INC. Agenda Number: 935746733
--------------------------------------------------------------------------------------------------------------------------
Security: 82621J105
Meeting Type: Special
Meeting Date: 12-Jan-2023
Ticker: SIEN
ISIN: US82621J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
amended and restated certificate of
incorporation to effect a reverse stock
split of the Company's common stock, within
a range, as determined by the Company's
board of directors, of one new share for
every five (5) to fifteen (15) (or any
number in between) shares outstanding, the
implementation and timing of which shall be
subject to the discretion of the Company's
board of directors.
2. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary, to continue to
solicit votes for Proposal No. 1.
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935828674
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Torsten G. Kreindl Mgmt For For
1.2 Election of Director: Akira Takata Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of SiTime's named executive
officers as disclosed in SiTime's proxy
statement.
3. To ratify the appointment by the audit Mgmt For For
committee of BDO USA, LLP as SiTime's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SKYWATER TECHNOLOGY, INC. Agenda Number: 935827406
--------------------------------------------------------------------------------------------------------------------------
Security: 83089J108
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: SKYT
ISIN: US83089J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nancy Fares Mgmt For For
1b. Election of Director: Gregory B. Graves Mgmt For For
1c. Election of Director: John T. Kurtzweil Mgmt For For
1d. Election of Director: Chunyi (Amy) Leong Mgmt For For
1e. Election of Director: Thomas R. Lujan Mgmt For For
1f. Election of Director: Gary J. Obermiller Mgmt For For
1g. Election of Director: Thomas Sonderman Mgmt For For
1h. Election of Director: Loren A. Unterseher Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for fiscal 2023.
3. To approve an amendment and restatement of Mgmt Against Against
the SkyWater Technology, Inc. 2021 Equity
Incentive Plan.
4. To approve an amendment and restatement of Mgmt For For
the SkyWater Technology, Inc. 2021 Employee
Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935835566
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to hold office Mgmt For For
until 2025 annual meeting: Charles Liang
1b. Election of Class I Director to hold office Mgmt For For
until 2025 annual meeting: Sherman Tuan
1c. Election of Class I Director to hold office Mgmt For For
until 2025 annual meeting: Tally Liu
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. An advisory (non-binding) vote regarding Mgmt 1 Year For
the frequency of future advisory votes on
the compensation of our named executive
officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935792502
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt Withheld Against
David Borland Mgmt Withheld Against
Maj. Gen John W. Maluda Mgmt Withheld Against
Bonnie L. Carroll Mgmt Withheld Against
Derrick D. Dockery Mgmt Withheld Against
Bradley W. Jacobs Mgmt Withheld Against
Fredrick D. Schaufeld Mgmt Withheld Against
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm.
3. AMENDMENT to the OMNIBUS LONG-TERM Mgmt Against Against
INCENTIVE PLAN: To approve Amendment No. 2
to the 2016 Omnibus Long-Term Incentive
Plan of the Company, substantially in the
form attached hereto as Exhibit A (the
"Plan Amendment").
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION: To Mgmt Against Against
approve, on an advisory basis, the
compensation of the Company's named
executive officers or "say-on-pay".
5. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION: To recommend, on
an advisory basis, the frequency with which
the Company should conduct future
stockholder advisory votes on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935790281
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Timothy E. Guertin
1b. Election of Director for a one-year term: Mgmt For For
Peter Herweck
1c. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1d. Election of Director for a one-year term: Mgmt For For
Ernest E. Maddock
1e. Election of Director for a one-year term: Mgmt For For
Marilyn Matz
1f. Election of Director for a one-year term: Mgmt For For
Gregory S. Smith
1g. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1h. Election of Director for a one-year term: Mgmt For For
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve, in a non-binding, advisory Mgmt 1 Year For
vote, that the frequency of an advisory
vote on the compensation of the Company's
named executive officers as set forth in
the Company's proxy statement is every
year, every two years, or every three
years.
4. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935821391
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff T. Green Mgmt For For
Andrea L. Cunningham Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC. Agenda Number: 935677724
--------------------------------------------------------------------------------------------------------------------------
Security: 88362T103
Meeting Type: Annual
Meeting Date: 01-Aug-2022
Ticker: THR
ISIN: US88362T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John U. Clarke Mgmt For For
Linda A. Dalgetty Mgmt For For
Roger L. Fix Mgmt For For
Marcus J. George Mgmt For For
Kevin J. McGinty Mgmt For For
John T. Nesser, III Mgmt For For
Bruce A. Thames Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the fiscal year ending
March 31, 2023.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the Company's
executive officers as described in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THREDUP INC. Agenda Number: 935814815
--------------------------------------------------------------------------------------------------------------------------
Security: 88556E102
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: TDUP
ISIN: US88556E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jack Lazar Mgmt For For
Dan Nova Mgmt Withheld Against
James Reinhart Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TRANSCAT, INC. Agenda Number: 935690683
--------------------------------------------------------------------------------------------------------------------------
Security: 893529107
Meeting Type: Annual
Meeting Date: 07-Sep-2022
Ticker: TRNS
ISIN: US8935291075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles P. Hadeed Mgmt For For
Cynthia Langston Mgmt For For
Paul D. Moore Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To ratify the selection of Freed Maxick Mgmt For For
CPAs, P.C. as our independent registered
public accounting firm for the fiscal year
ending March 25, 2023.
--------------------------------------------------------------------------------------------------------------------------
UNISYS CORPORATION Agenda Number: 935790065
--------------------------------------------------------------------------------------------------------------------------
Security: 909214306
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: UIS
ISIN: US9092143067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter A. Altabef Mgmt For For
1b. Election of Director: Nathaniel A. Davis Mgmt For For
1c. Election of Director: Matthew J. Desch Mgmt For For
1d. Election of Director: Philippe Germond Mgmt For For
1e. Election of Director: Deborah Lee James Mgmt For For
1f. Election of Director: John A. Kritzmacher Mgmt For For
1g. Election of Director: Paul E. Martin Mgmt For For
1h. Election of Director: Regina Paolillo Mgmt For For
1i. Election of Director: Troy K. Richardson Mgmt For For
1j. Election of Director: Lee D. Roberts Mgmt For For
1k. Election of Director: Roxanne Taylor Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on executive compensation.
4. Ratification of the selection of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2023.
5. Approval of the Unisys Corporation 2023 Mgmt Against Against
Long-Term Incentive and Equity Compensation
Plan.
--------------------------------------------------------------------------------------------------------------------------
VACASA, INC. Agenda Number: 935851750
--------------------------------------------------------------------------------------------------------------------------
Security: 91854V107
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: VCSA
ISIN: US91854V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joerg Adams Mgmt For For
Rachel Gonzalez Mgmt Withheld Against
Jeffrey Parks Mgmt Withheld Against
Chris Terrill Mgmt Withheld Against
Kimberly White Mgmt For For
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm for 2023.
3. Approval to Amend Certificate of Mgmt Against Against
Incorporation to Expand the Maximum Size of
the Board.
4. Approval to Amend Certificate of Mgmt For For
Incorporation to Revise the Process for
Filling Board Vacancies and Newly Created
Directorships.
5. Approval to Amend Certificate of Mgmt For For
Incorporation to Revise References to the
Stockholders Agreement.
6. Approval to Amend Certificate of Mgmt Against Against
Incorporation to Allow for Exculpation of
Officers.
7. Approval to Amend and Restate the 2021 Mgmt Against Against
Incentive Award Plan.
8. Approval to Amend and Restate the Employee Mgmt Against Against
Stock Purchase Plan.
9. Approval to Amend Certificate of Mgmt For For
Incorporation to Effect a Reverse Stock
Split.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 935788781
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Bayless Mgmt For For
Gordon Hunter Mgmt For For
Lena Nicolaides, Ph.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To establish, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of holding an advisory
vote on executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
VERTIV HOLDINGS CO Agenda Number: 935851902
--------------------------------------------------------------------------------------------------------------------------
Security: 92537N108
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: VRT
ISIN: US92537N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: David
M. Cote
1b. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting:
Giordano Albertazzi
1c. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Joseph
J. DeAngelo
1d. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Joseph
van Dokkum
1e. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Roger
Fradin
1f. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Jakki
L. Haussler
1g. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Jacob
Kotzubei
1h. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting:
Matthew Louie
1i. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Edward
L. Monser
1j. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Steven
S. Reinemund
1k. Election of Director for a term of one year Mgmt For For
expiring at the 2024 annual meeting: Robin
L. Washington
2. To approve, on an advisory basis, the 2022 Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
VIA OPTRONICS Agenda Number: 935746050
--------------------------------------------------------------------------------------------------------------------------
Security: 91823Y109
Meeting Type: Annual
Meeting Date: 29-Dec-2022
Ticker: VIAO
ISIN: US91823Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the ratification of the acts Mgmt For For
of the Management Board for the fiscal year
2021
3. Resolution on the ratification of the acts Mgmt For For
of the Supervisory Board for the fiscal
year 2021
4. Election of the Auditor of the Consolidated Mgmt For For
Financial Statements for the fiscal year
2022
5. Resolution on the approval of the Mgmt For For
remuneration system of the members of the
Management Board
6. Resolution on the compensation of the Mgmt For For
members of the Supervisory Board
8. Resolution on amendments to the Articles of Mgmt For For
Association for the purpose of holding
virtual General Shareholders' Meetings and
updating Articles 16, 17, and 19 of the
Articles of Association
9. Resolution on the authorization to grant Mgmt For For
subscription rights to members of the
Management Board of the Company, to members
of the management of affiliated companies
and to selected employees of the Company
and of affiliated companies in Germany and
abroad (Stock Program 2022) and creation of
Conditional Capital 2022/I and
corresponding amendment to the Articles of
Association
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935863755
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Samuel J. Anderson
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: M. Michael Ansour
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Jason L. Carlson
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Philip D. Davies
1e. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Andrew T. D'Amico
1f. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Estia J. Eichten
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Zmira Lavie
1h. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Michael S.
McNamara
1i. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James F. Schmidt
1j. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: John Shen
1k. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Claudio Tuozzolo
1l. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Patrizio
Vinciarelli
2. Advisory vote to approve the compensation Mgmt For For
of the Corporation's named executive
officers.
3. Advisory vote on the frequency of Mgmt 3 Years For
stockholder votes on the compensation of
the Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VISHAY PRECISION GROUP, INC. Agenda Number: 935817328
--------------------------------------------------------------------------------------------------------------------------
Security: 92835K103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: VPG
ISIN: US92835K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Janet Clarke Mgmt For For
Wesley Cummins Mgmt For For
Sejal Shah Gulati Mgmt For For
Bruce Lerner Mgmt For For
Saul Reibstein Mgmt For For
Ziv Shoshani Mgmt For For
Timothy Talbert Mgmt For For
Marc Zandman Mgmt For For
2. To approve the ratification of Brightman Mgmt For For
Almagor Zohar & Co., a firm in the Deloitte
global network, as Vishay Precision Group,
Inc.'s independent registered public
accounting firm for the year ending
December 31, 2023.
3. To approve the non-binding resolution Mgmt For For
relating to the executive compensation.
4. The non-binding resolution relating to the Mgmt 1 Year For
frequency of stockholder advisory votes on
executive compensation.
5. To approve the amendment to the Vishay Mgmt For For
Precision Group, Inc. Amended and Restated
Certificate of Incorporation, as amended.
--------------------------------------------------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP Agenda Number: 935797487
--------------------------------------------------------------------------------------------------------------------------
Security: 929740108
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: WAB
ISIN: US9297401088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Elect director for a term of three years Mgmt For For
expiring in 2026: Rafael Santana
1b. Elect director for a term of three years Mgmt For For
expiring in 2026: Lee C. Banks
1c. Elect director for a term of three years Mgmt For For
expiring in 2026: Byron S. Foster
2. Approve an advisory (non-binding) Mgmt For For
resolution relating to the approval of 2022
named executive officer compensation.
3. Approval for the one year term on an Mgmt 1 Year For
advisory (non-binding) vote on how often
the Company should conduct a stockholder
advisory vote on named executive officer
compensation.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
WORLD WRESTLING ENTERTAINMENT, INC. Agenda Number: 935809775
--------------------------------------------------------------------------------------------------------------------------
Security: 98156Q108
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: WWE
ISIN: US98156Q1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vincent K. McMahon Mgmt For For
Nick Khan Mgmt For For
Paul Levesque Mgmt For For
George A. Barrios Mgmt For For
Steve Koonin Mgmt For For
Michelle R. McKenna Mgmt For For
Steve Pamon Mgmt For For
Michelle D. Wilson Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
our Independent Registered Public
Accounting Firm.
3. Advisory vote to approve Executive Mgmt For For
Compensation.
4. Advisory vote on frequency of the advisory Mgmt 1 Year For
vote on Executive Compensation.
Needham Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADTRAN HOLDINGS, INC. Agenda Number: 935792095
--------------------------------------------------------------------------------------------------------------------------
Security: 00486H105
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ADTN
ISIN: US00486H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas R. Stanton Mgmt For For
1b. Election of Director: Johanna Hey Mgmt For For
1c. Election of Director: H. Fenwick Huss Mgmt For For
1d. Election of Director: Gregory J. McCray Mgmt For For
1e. Election of Director: Balan Nair Mgmt For For
1f. Election of Director: Brian Protiva Mgmt For For
1g. Election of Director: Jacqueline H. Rice Mgmt For For
1h. Election of Director: Nikos Theodosopoulos Mgmt For For
1i. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt Against Against
Adtran's named executive officers.
3. Non-binding vote on the frequency of future Mgmt 1 Year For
votes on the compensation of Adtran's named
executive officers.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Adtran for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
AIR LEASE CORPORATION Agenda Number: 935779821
--------------------------------------------------------------------------------------------------------------------------
Security: 00912X302
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: AL
ISIN: US00912X3026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Matthew J. Hart Mgmt For For
1b. Election of Director: Yvette H. Clark Mgmt For For
1c. Election of Director: Cheryl Gordon Mgmt For For
Krongard
1d. Election of Director: Marshall O. Larsen Mgmt For For
1e. Election of Director: Susan McCaw Mgmt For For
1f. Election of Director: Robert A. Milton Mgmt For For
1g. Election of Director: John L. Plueger Mgmt For For
1h. Election of Director: Ian M. Saines Mgmt For For
1i. Election of Director: Steven F. Udvar-Hazy Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for 2023.
3. Approve the Air Lease Corporation 2023 Mgmt For For
Equity Incentive Plan.
4. Advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935796613
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon Bowen Mgmt For For
1b. Election of Director: Marianne Brown Mgmt For For
1c. Election of Director: Monte Ford Mgmt For For
1d. Election of Director: Dan Hesse Mgmt For For
1e. Election of Director: Tom Killalea Mgmt For For
1f. Election of Director: Tom Leighton Mgmt For For
1g. Election of Director: Jonathan Miller Mgmt For For
1h. Election of Director: Madhu Ranganathan Mgmt For For
1i. Election of Director: Ben Verwaayen Mgmt For For
1j. Election of Director: Bill Wagner Mgmt For For
2. To approve an amendment to our Second Mgmt For For
Amended and Restated 2013 Stock Incentive
Plan to increase the number of shares of
common stock authorized for issuance
thereunder by 7,250,000 shares
3. To approve, on an advisory basis, our named Mgmt For For
executive officer compensation
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation
5. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935830946
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2023
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt For For
1e. Election of Director: Frances H. Arnold Mgmt For For
1f. Election of Director: R. Martin "Marty" Mgmt For For
Chavez
1g. Election of Director: L. John Doerr Mgmt For For
1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1i. Election of Director: Ann Mather Mgmt For For
1j. Election of Director: K. Ram Shriram Mgmt For For
1k. Election of Director: Robin L. Washington Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2023
3. Approval of amendment and restatement of Mgmt For For
Alphabet's Amended and Restated 2021 Stock
Plan to increase the share reserve by
170,000,000 (post stock split) shares of
Class C capital stock
4. Advisory vote to approve compensation Mgmt For For
awarded to named executive officers
5. Advisory vote on the frequency of advisory Mgmt 3 Years For
votes to approve compensation awarded to
named executive officers
6. Stockholder proposal regarding a lobbying Shr Against For
report
7. Stockholder proposal regarding a congruency Shr Against For
report
8. Stockholder proposal regarding a climate Shr Against For
lobbying report
9. Stockholder proposal regarding a report on Shr Against For
reproductive rights and data privacy
10. Stockholder proposal regarding a human Shr Against For
rights assessment of data center siting
11. Stockholder proposal regarding a human Shr Against For
rights assessment of targeted ad policies
and practices
12. Stockholder proposal regarding algorithm Shr Against For
disclosures
13. Stockholder proposal regarding a report on Shr Against For
alignment of YouTube policies with
legislation
14. Stockholder proposal regarding a content Shr Against For
governance report
15. Stockholder proposal regarding a Shr Against For
performance review of the Audit and
Compliance Committee
16. Stockholder proposal regarding bylaws Shr Against For
amendment
17. Stockholder proposal regarding "executives Shr Against For
to retain significant stock"
18. Stockholder proposal regarding equal Shr Against For
shareholder voting
--------------------------------------------------------------------------------------------------------------------------
ALTERYX, INC. Agenda Number: 935805892
--------------------------------------------------------------------------------------------------------------------------
Security: 02156B103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: AYX
ISIN: US02156B1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles R. Cory Mgmt For For
Jeffrey L. Horing Mgmt For For
Dean A. Stoecker Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935806008
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas A. Bartlett Mgmt For For
1b. Election of Director: Kelly C. Chambliss Mgmt For For
1c. Election of Director: Teresa H. Clarke Mgmt For For
1d. Election of Director: Raymond P. Dolan Mgmt For For
1e. Election of Director: Kenneth R. Frank Mgmt For For
1f. Election of Director: Robert D. Hormats Mgmt For For
1g. Election of Director: Grace D. Lieblein Mgmt For For
1h. Election of Director: Craig Macnab Mgmt For For
1i. Election of Director: JoAnn A. Reed Mgmt For For
1j. Election of Director: Pamela D. A. Reeve Mgmt For For
1k. Election of Director: Bruce L. Tanner Mgmt For For
1l. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for 2023.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the Company will hold
a stockholder advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935758740
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vincent Roche Mgmt For For
1b. Election of Director: James A. Champy Mgmt For For
1c. Election of Director: Andre Andonian Mgmt For For
1d. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1e. Election of Director: Edward H. Frank Mgmt For For
1f. Election of Director: Laurie H. Glimcher Mgmt For For
1g. Election of Director: Karen M. Golz Mgmt For For
1h. Election of Director: Mercedes Johnson Mgmt For For
1i. Election of Director: Kenton J. Sicchitano Mgmt For For
1j. Election of Director: Ray Stata Mgmt For For
1k. Election of Director: Susie Wee Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
4. Ratification of the selection of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935757700
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2023
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2023
3. Advisory vote to approve executive Mgmt For For
compensation
4. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes on executive compensation
5. A shareholder proposal entitled "Civil Shr Against For
Rights and Non-Discrimination Audit
Proposal"
6. A shareholder proposal entitled "Communist Shr Against For
China Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Shr Against For
Gender Pay Gaps"
9. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 935760858
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rani Borkar Mgmt For For
1b. Election of Director: Judy Bruner Mgmt For For
1c. Election of Director: Xun (Eric) Chen Mgmt For For
1d. Election of Director: Aart J. de Geus Mgmt For For
1e. Election of Director: Gary E. Dickerson Mgmt For For
1f. Election of Director: Thomas J. Iannotti Mgmt For For
1g. Election of Director: Alexander A. Karsner Mgmt For For
1h. Election of Director: Kevin P. March Mgmt For For
1i. Election of Director: Yvonne McGill Mgmt For For
1j. Election of Director: Scott A. McGregor Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of Applied Materials' named
executive officers for fiscal year 2022.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of holding an advisory vote on
executive compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as Applied Materials' independent
registered public accounting firm for
fiscal year 2023.
5. Shareholder proposal to amend the Shr Against For
appropriate company governing documents to
give the owners of a combined 10% of our
outstanding common stock the power to call
a special shareholder meeting.
6. Shareholder proposal to improve the Shr Against For
executive compensation program and policy
to include the CEO pay ratio factor.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935815932
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2022
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2022,
as prepared in accordance with Dutch law
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2022
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2022
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2022
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management
6a Proposal to amend the Remuneration Policy Mgmt For For
for the Supervisory Board
6b Proposal to amend the remuneration of the Mgmt For For
members of the Supervisory Board
8a Proposal to appoint Mr. N.S. Andersen as a Mgmt For For
member of the Supervisory Board
8b Proposal to appoint Mr. J.P. de Kreij as a Mgmt For For
member of the Supervisory Board
9 Proposal to appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the reporting year 2025, in light of the
mandatory external auditor rotation
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes and up
to 5% in connection with or on the occasion
of mergers, acquisitions and/or (strategic)
alliances
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with the authorizations referred
to in item 10 a)
11 Proposal to authorize the Board of Mgmt For For
Management to repurchase ordinary shares up
to 10% of the issued share capital
12 Proposal to cancel ordinary shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 935822038
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven R. Mitchell Mgmt For For
Donald R. Young Mgmt For For
2. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to reflect new Delaware law
provisions regarding officer exculpation.
3. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance from 125,000,000 to 250,000,000.
4. Approval of the Aspen Aerogels 2023 Equity Mgmt Against Against
Incentive Plan.
5. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
6. Approval of the compensation of Aspen Mgmt Against Against
Aerogels, Inc.'s named executive officers,
as disclosed in its Proxy Statement for the
2023 Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935810780
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: Morris S. Young
1.2 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: David C. Chang
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of our Named Executive
Officers.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY Agenda Number: 935749789
--------------------------------------------------------------------------------------------------------------------------
Security: 075887109
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: BDX
ISIN: US0758871091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William M. Brown Mgmt For For
1B. Election of Director: Catherine M. Burzik Mgmt For For
1C. Election of Director: Carrie L. Byington Mgmt For For
1D. Election of Director: R Andrew Eckert Mgmt For For
1E. Election of Director: Claire M. Fraser Mgmt For For
1F. Election of Director: Jeffrey W. Henderson Mgmt For For
1G. Election of Director: Christopher Jones Mgmt For For
1H. Election of Director: Marshall O. Larsen Mgmt For For
1I. Election of Director: Thomas E. Polen Mgmt For For
1J. Election of Director: Timothy M. Ring Mgmt For For
1K. Election of Director: Bertram L. Scott Mgmt For For
2. Ratification of the selection of the Mgmt For For
independent registered public accounting
firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote to approve the frequency of Mgmt 1 Year For
named executive officer compensation
advisory votes.
5. Approval of amendments to the 2004 Employee Mgmt For For
and Director Equity-Based Compensation
Plan.
6. A shareholder proposal to require prior Shr Against For
shareholder approval of certain termination
payments, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC. Agenda Number: 935815641
--------------------------------------------------------------------------------------------------------------------------
Security: 08160H101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: BHE
ISIN: US08160H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2024 Annual meeting: David W. Scheible
1.2 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Douglas M. Britt
1.3 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Anne De Greef-Safft
1.4 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Robert K. Gifford
1.5 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Ramesh Gopalakrishnan
1.6 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Kenneth T. Lamneck
1.7 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Jeffrey S. McCreary
1.8 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Lynn A. Wentworth
1.9 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Jeffrey W. Benck
2. To provide an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2023.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935801743
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald E. Clarke Mgmt Withheld Against
Ellen F. Siminoff Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2023.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC. Agenda Number: 935852574
--------------------------------------------------------------------------------------------------------------------------
Security: 109194100
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: BFAM
ISIN: US1091941005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director for a term of Mgmt For For
three years: Stephen H. Kramer
1b. Election of Class I Director for a term of Mgmt For For
three years: Dr. Sara Lawrence-Lightfoot
1c. Election of Class I Director for a term of Mgmt For For
three years: Cathy E. Minehan
2. To approve, on an advisory basis, the 2022 Mgmt For For
compensation paid by the Company to its
Named Executive Officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BRUKER CORPORATION Agenda Number: 935831671
--------------------------------------------------------------------------------------------------------------------------
Security: 116794108
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: BRKR
ISIN: US1167941087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia M. Friend, Ph.D Mgmt For For
Philip Ma, Ph.D. Mgmt For For
Hermann Requardt, Ph.D. Mgmt For For
2. Approval on an advisory basis of the 2022 Mgmt For For
compensation of our named executive
officers, as discussed in the Proxy
Statement.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION Agenda Number: 935845543
--------------------------------------------------------------------------------------------------------------------------
Security: G17766109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: CMBM
ISIN: KYG177661090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Atul Mgmt For For
Bhatnagar
1.2 Election of Class I Director: Alexander R. Mgmt For For
Slusky
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 935847535
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: KMX
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Peter J. Bensen
1b. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Ronald E. Blaylock
1c. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Sona Chawla
1d. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Thomas J. Folliard
1e. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Shira Goodman
1f. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: David W. McCreight
1g. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: William D. Nash
1h. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Mark F. O'Neil
1i. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Pietro Satriano
1j. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Marcella Shinder
1k. Election of Director for a one year term Mgmt For For
expiring at the 2024 Annual Shareholders
Meeting: Mitchell D. Steenrod
2. To ratify the appointment of KPMG LLP as Mgmt For For
independent registered public accounting
firm.
3. To approve, in an advisory (non-binding) Mgmt For For
vote, the compensation of our named
executive officers.
4. To determine, in an advisory (non-binding) Mgmt 1 Year For
vote, whether a shareholder vote to approve
the compensation of our named executive
officers should occur every one, two, or
three years.
5. To approve the Carmax, Inc. 2002 Stock Mgmt For For
Incentive Plan, as amended and restated.
--------------------------------------------------------------------------------------------------------------------------
CHANNELADVISOR CORPORATION Agenda Number: 935721820
--------------------------------------------------------------------------------------------------------------------------
Security: 159179100
Meeting Type: Special
Meeting Date: 11-Nov-2022
Ticker: ECOM
ISIN: US1591791009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated September 4, 2022, by and among
ChannelAdvisor Corporation, a Delaware
corporation, CommerceHub, Inc., a Delaware
corporation, and CH Merger Sub, Inc., a
Delaware corporation.
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation that may be paid or
become payable to ChannelAdvisor's named
executive officers that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To adjourn the special meeting of the Mgmt For For
ChannelAdvisor stockholders (the "Special
Meeting") to a later date or dates, if
necessary or appropriate, including to
solicit additional proxies to approve the
proposal to adopt the Merger Agreement if
there are insufficient votes to adopt the
Merger Agreement at the time of the Special
Meeting.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935829284
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wanda M. Austin Mgmt For For
1b. Election of Director: John B. Frank Mgmt For For
1c. Election of Director: Alice P. Gast Mgmt For For
1d. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1e. Election of Director: Marillyn A. Hewson Mgmt For For
1f. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1g. Election of Director: Charles W. Moorman Mgmt For For
1h. Election of Director: Dambisa F. Moyo Mgmt For For
1i. Election of Director: Debra Reed-Klages Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Cynthia J. Warner Mgmt For For
1l. Election of Director: Michael K. Wirth Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation
5. Rescind the 2021 "Reduce Scope 3 Emissions" Shr Against For
Stockholder Proposal
6. Set a Medium-Term Scope 3 GHG Emissions Shr Against For
Reduction Target
7. Recalculate Emissions Baseline to Exclude Shr Against For
Emissions from Material Divestitures
8. Establish Board Committee on Shr Against For
Decarbonization Risk
9. Report on Worker and Community Impact from Shr Against For
Facility Closures and Energy Transitions
10. Report on Racial Equity Audit Shr Against For
11. Report on Tax Practices Shr Against For
12. Independent Chair Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935819803
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: CLH
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward G. Galante Mgmt For For
Alison A. Quirk Mgmt For For
Shelley Stewart, Jr. Mgmt For For
John R. Welch Mgmt For For
2. To approve an advisory vote on the Mgmt For For
Company's executive compensation.
3. To recommend frequency of future advisory Mgmt 1 Year For
votes on approval of executive
compensation.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Company's Board of
Directors of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm for the current fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
COHERENT CORP. Agenda Number: 935717352
--------------------------------------------------------------------------------------------------------------------------
Security: 19247G107
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: COHR
ISIN: US19247G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Enrico Digirolamo
1b. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: David L. Motley
1c. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Shaker Sadasivam
1d. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Lisa Neal-Graves
2. Non-binding advisory vote to approve Mgmt For For
compensation paid to named executive
officers in fiscal year 2022.
3. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935845492
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Thomas J. Baltimore Jr. Mgmt For For
Madeline S. Bell Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent auditors.
3. Approval of Comcast Corporation 2023 Mgmt For For
Omnibus Equity Incentive Plan.
4. Approval of Amended and Restated Comcast Mgmt For For
Corporation 2002 Employee Stock Purchase
Plan.
5. Advisory vote on executive compensation. Mgmt For For
6. Advisory vote on the frequency of the vote Mgmt 1 Year For
on executive compensation.
7. To perform independent racial equity audit. Shr Against For
8. To report on climate risk in default Shr Against For
retirement plan options.
9. To set different greenhouse gas emissions Shr Against For
reduction targets.
10. To report on political contributions and Shr Against For
company values alignment.
11. To report on business in China. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CORNING INCORPORATED Agenda Number: 935780545
--------------------------------------------------------------------------------------------------------------------------
Security: 219350105
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: GLW
ISIN: US2193501051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald W. Blair Mgmt For For
1b. Election of Director: Leslie A. Brun Mgmt For For
1c. Election of Director: Stephanie A. Burns Mgmt For For
1d. Election of Director: Richard T. Clark Mgmt For For
1e. Election of Director: Pamela J. Craig Mgmt For For
1f. Election of Director: Robert F. Cummings, Mgmt For For
Jr.
1g. Election of Director: Roger W. Ferguson, Mgmt For For
Jr.
1h. Election of Director: Deborah A. Henretta Mgmt For For
1i. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1j. Election of Director: Kurt M. Landgraf Mgmt For For
1k. Election of Director: Kevin J. Martin Mgmt For For
1l. Election of Director: Deborah D. Rieman Mgmt For For
1m. Election of Director: Hansel E. Tookes II Mgmt For For
1n. Election of Director: Wendell P. Weeks Mgmt For For
1o. Election of Director: Mark S. Wrighton Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation (Say on Pay).
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
4. Advisory vote on the frequency with which Mgmt 1 Year For
we hold advisory votes on our executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
CRYOPORT, INC. Agenda Number: 935793768
--------------------------------------------------------------------------------------------------------------------------
Security: 229050307
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: CYRX
ISIN: US2290503075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linda Baddour Mgmt For For
Richard Berman Mgmt For For
Daniel Hancock Mgmt For For
Robert Hariri MD, PhD Mgmt For For
Ram M. Jagannath Mgmt For For
Ramkumar Mandalam, PhD Mgmt For For
Jerrell W. Shelton Mgmt For For
Edward Zecchini Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered
public accounting firm of the Company and
its subsidiaries for the year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers, as disclosed in this Proxy
Statement.
--------------------------------------------------------------------------------------------------------------------------
EMBECTA CORP Agenda Number: 935752673
--------------------------------------------------------------------------------------------------------------------------
Security: 29082K105
Meeting Type: Annual
Meeting Date: 09-Feb-2023
Ticker: EMBC
ISIN: US29082K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mr. David J. Mgmt For For
Albritton
1b. Election of Director: Ms. Carrie L. Mgmt For For
Anderson
1c. Election of Director: Mr. Christopher R. Mgmt For For
Reidy
2. Ratification of selection of independent Mgmt For For
registered public accounting firm.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935800018
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Anderson Mgmt For For
1b. Election of Director: Rodney Clark Mgmt For For
1c. Election of Director: James F. Gentilcore Mgmt For For
1d. Election of Director: Yvette Kanouff Mgmt For For
1e. Election of Director: James P. Lederer Mgmt For For
1f. Election of Director: Bertrand Loy Mgmt For For
1g. Election of Director: Azita Saleki-Gerhardt Mgmt For For
2. Approval, by non-binding vote, of the Mgmt For For
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Frequency of future advisory votes on Mgmt 1 Year For
Executive compensation (advisory vote).
4. Ratify the appointment of KPMG LLP as Mgmt For For
Entegris, Inc.'s Independent Registered
Public Accounting Firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 935794176
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lothar Maier Mgmt For For
1b. Election of Director: Sheri Rhodes Mgmt For For
1c. Election of Director: Michael D. Slessor Mgmt For For
1d. Election of Director: Thomas St. Dennis Mgmt For For
1e. Election of Director: Jorge Titinger Mgmt For For
1f. Election of Director: Brian White Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Amendment and restatement of FormFactor's Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the Employee Stock Purchase Plan by
2,500,000 shares and to extend the term of
the Employee Stock Purchase Plan to 2033.
4. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
G1 THERAPEUTICS, INC. Agenda Number: 935857625
--------------------------------------------------------------------------------------------------------------------------
Security: 3621LQ109
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: GTHX
ISIN: US3621LQ1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Garry A. Mgmt For For
Nicholson
1.2 Election of Class III Director: Mark A. Mgmt For For
Velleca, M.D., Ph.D.
1.3 Election of Class III Director: Glenn P. Mgmt For For
Muir
2. An advisory (non-binding) vote to approve Mgmt For For
executive compensation
3. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as G1
Therapeutics, Inc.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935788438
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: Jeffrey A. Bluestone, Mgmt For For
Ph.D.
1c. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1d. Election of Director: Kelly A. Kramer Mgmt For For
1e. Election of Director: Kevin E. Lofton Mgmt For For
1f. Election of Director: Harish Manwani Mgmt For For
1g. Election of Director: Daniel P. O'Day Mgmt For For
1h. Election of Director: Javier J. Rodriguez Mgmt For For
1i. Election of Director: Anthony Welters Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory stockholder
votes on executive compensation.
5. To approve an amendment and restatement of Mgmt For For
the Gilead Sciences, Inc. Employee Stock
Purchase Plan and the Gilead Sciences, Inc.
International Employee Stock Purchase Plan.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting the Board implement a process to
nominate at least one more candidate than
the number of directors to be elected.
7. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting the Board amend the company
governing documents to give street name
shares and non-street name shares an equal
right to call a special stockholder
meeting.
8. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting a report on a process by which
the impact of extended patent exclusivities
on product access would be considered in
deciding whether to apply for secondary and
tertiary patents.
--------------------------------------------------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY Agenda Number: 935766583
--------------------------------------------------------------------------------------------------------------------------
Security: 42824C109
Meeting Type: Annual
Meeting Date: 05-Apr-2023
Ticker: HPE
ISIN: US42824C1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel Ammann Mgmt For For
1b. Election of Director: Pamela L. Carter Mgmt For For
1c. Election of Director: Frank A. D'Amelio Mgmt For For
1d. Election of Director: Regina E. Dugan Mgmt For For
1e. Election of Director: Jean M. Hobby Mgmt For For
1f. Election of Director: Raymond J. Lane Mgmt For For
1g. Election of Director: Ann M. Livermore Mgmt For For
1h. Election of Director: Antonio F. Neri Mgmt For For
1i. Election of Director: Charles H. Noski Mgmt For For
1j. Election of Director: Raymond E. Ozzie Mgmt For For
1k. Election of Director: Gary M. Reiner Mgmt For For
1l. Election of Director: Patricia F. Russo Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending October 31, 2023.
3. Approval of the increase of shares reserved Mgmt For For
under the Hewlett Packard Enterprise 2021
Stock Incentive Plan.
4. Advisory vote to approve executive Mgmt For For
compensation.
5. Stockholder proposal entitled: Shr Against For
"Transparency in Lobbying".
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 935801200
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Vimal Kapur Mgmt For For
1H. Election of Director: Rose Lee Mgmt For For
1I. Election of Director: Grace D. Lieblein Mgmt For For
1J. Election of Director: Robin L. Washington Mgmt For For
1K. Election of Director: Robin Watson Mgmt For For
2. Advisory Vote to Approve Frequency of Mgmt 1 Year For
Advisory Vote on Executive Compensation.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of Independent Accountants. Mgmt For For
5. Shareowner Proposal - Independent Board Shr Against For
Chairman.
6. Shareowner Proposal - Environmental and Shr Against For
Health Impact Report.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 935824652
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David S. Dury Mgmt For For
1.2 Election of Director: Nigel D. Hunton Mgmt For For
1.3 Election of Director: Kevin D. Barber Mgmt For For
1.4 Election of Director: Dorothy D. Hayes Mgmt For For
1.5 Election of Director: Michele F. Klein Mgmt For For
2. Proposal to approve the amended Intevac Mgmt For For
2003 Employee Stock Purchase Plan to
increase the maximum number of shares of
Common Stock authorized for issuance
thereunder by 300,000 shares.
3. Proposal to approve the amended Intevac Mgmt For For
2020 Equity Incentive Plan to increase the
maximum number of shares of Common Stock
authorized for issuance thereunder by
850,000 shares.
4. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending December
30, 2023.
5. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the executive compensation
of the Intevac's named executive officers.
6. Proposal to approve, on a non-binding, Mgmt 1 Year For
advisory basis, the frequency of future
advisory votes on the compensation of the
Intevac's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935855190
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to a Mgmt For For
three-year term expiring in 2026: David M.
Tolley
1.2 Election of Class III Director to a Mgmt For For
three-year term expiring in 2026: Stephen
H. Deckoff
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers for 2022.
3. To determine, in a non-binding "say on Mgmt 1 Year For
frequency" vote, the frequency of the vote
on our executive compensation program (once
every year, once every two years or once
every three years).
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 935798972
--------------------------------------------------------------------------------------------------------------------------
Security: 50540R409
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: LH
ISIN: US50540R4092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kerrii B. Anderson Mgmt For For
1b. Election of Director: Jean-Luc Belingard Mgmt For For
1c. Election of Director: Jeffrey A. Davis Mgmt For For
1d. Election of Director: D. Gary Gilliland, Mgmt For For
M.D., Ph.D.
1e. Election of Director: Kirsten M. Kliphouse Mgmt For For
1f. Election of Director: Garheng Kong, M.D., Mgmt For For
Ph.D.
1g. Election of Director: Peter M. Neupert Mgmt For For
1h. Election of Director: Richelle P. Parham Mgmt For For
1i. Election of Director: Adam H. Schechter Mgmt For For
1j. Election of Director: Kathryn E. Wengel Mgmt For For
1k. Election of Director: R. Sanders Williams, Mgmt For For
M.D.
2. To approve, by non-binding vote, executive Mgmt For For
compensation.
3. To recommend by non-binding vote, the Mgmt 1 Year For
frequency of future non- binding votes on
executive compensation.
4. Ratification of the appointment of Deloitte Mgmt For For
and Touche LLP as Laboratory Corporation of
America Holdings' independent registered
public accounting firm for the year ending
December 31, 2023.
5. Shareholder proposal relating to a policy Shr Against For
regarding separation of the roles of Board
Chairman and Chief Executive Officer.
6. Shareholder proposal regarding a Board Shr Against For
report on transport of nonhuman primates
within the U.S.
7. Shareholder proposal regarding a Board Shr Against For
report on known risks of fulfilling
information requests and mitigation
strategies.
--------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH CORPORATION Agenda Number: 935711728
--------------------------------------------------------------------------------------------------------------------------
Security: 512807108
Meeting Type: Annual
Meeting Date: 08-Nov-2022
Ticker: LRCX
ISIN: US5128071082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sohail U. Ahmed Mgmt For For
1b. Election of Director: Timothy M. Archer Mgmt For For
1c. Election of Director: Eric K. Brandt Mgmt For For
1d. Election of Director: Michael R. Cannon Mgmt For For
1e. Election of Director: Bethany J. Mayer Mgmt For For
1f. Election of Director: Jyoti K. Mehra Mgmt For For
1g. Election of Director: Abhijit Y. Talwalkar Mgmt For For
1h. Election of Director: Lih Shyng (Rick L.) Mgmt For For
Tsai
1i. Election of Director: Leslie F. Varon Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of the named executive officers of Lam
Research, or "Say on Pay."
3. Ratification of the appointment of the Mgmt For For
independent registered public accounting
firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
MARVELL TECHNOLOGY, INC. Agenda Number: 935858463
--------------------------------------------------------------------------------------------------------------------------
Security: 573874104
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: MRVL
ISIN: US5738741041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sara Andrews Mgmt For For
1b. Election of Director: W. Tudor Brown Mgmt For For
1c. Election of Director: Brad W. Buss Mgmt For For
1d. Election of Director: Rebecca W. House Mgmt For For
1e. Election of Director: Marachel L. Knight Mgmt For For
1f. Election of Director: Matthew J. Murphy Mgmt For For
1g. Election of Director: Michael G. Strachan Mgmt For For
1h. Election of Director: Robert E. Switz Mgmt For For
1i. Election of Director: Ford Tamer Mgmt For For
2. An advisory (non-binding) vote to approve Mgmt For For
compensation of our named executive
officers.
3. To conduct an advisory (non-binding) vote Mgmt 1 Year For
on the frequency of holding an advisory
shareholder vote on executive compensation.
4. To ratify the appointment of Deloitte and Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 3, 2024.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 935723610
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Richard H.
Anderson
1b. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Craig
Arnold
1c. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Scott C.
Donnelly
1d. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Lidia L.
Fonseca
1e. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Andrea J.
Goldsmith, Ph.D.
1f. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Randall J.
Hogan, III
1g. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Kevin E.
Lofton
1h. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Geoffrey
S. Martha
1i. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Elizabeth
G. Nabel, M.D.
1j. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Denise M.
O'Leary
1k. Election of Director to hold office until Mgmt For For
the 2023 Annual General Meeting: Kendall J.
Powell
2. Ratifying, in a non-binding vote, the Mgmt For For
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
fiscal year 2023 and authorizing, in a
binding vote, the Board of Directors,
acting through the Audit Committee, to set
the auditor's remuneration.
3. Approving, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. Renewing the Board of Directors' authority Mgmt For For
to issue shares under Irish law.
5. Renewing the Board of Directors' authority Mgmt For For
to opt out of pre-emption rights under
Irish law.
6. Authorizing the Company and any subsidiary Mgmt For For
of the Company to make overseas market
purchases of Medtronic ordinary shares.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935808610
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter J. Cannone III Mgmt For For
Joseph B. Donahue Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. An advisory vote regarding the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
4. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD Agenda Number: 935883822
--------------------------------------------------------------------------------------------------------------------------
Security: Y62132108
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: NVGS
ISIN: MHY621321089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dag von Appen Mgmt For For
Yngvil Asheim Mgmt For For
Dr. Heiko Fischer Mgmt For For
David Kenwright Mgmt For For
Dr. Anita Odedra Mgmt For For
Peter Stokes Mgmt For For
Florian Weidinger Mgmt For For
2. To approve the Company's 2023 Long-Term Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935849666
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bandel Carano Mgmt For For
Raymond Link Mgmt For For
Geoffrey Moore Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
NOVA LTD. Agenda Number: 935828802
--------------------------------------------------------------------------------------------------------------------------
Security: M7516K103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: NVMI
ISIN: IL0010845571
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Eitan
Oppenhaim
1b. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Avi
Cohen
1c. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Raanan
Cohen
1d. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Sarit
Sagiv
1e. Re-election of Director to hold office Mgmt For For
until next annual general meeting: Zehava
Simon
1f. Election of Director to hold office until Mgmt For For
next annual general meeting: Yaniv Garty
2. Approval of the employment terms of Mr. Mgmt For For
Gabriel Waisman as the new President and
Chief Executive Officer of the Company.
2a. Are you a controlling shareholder in the Mgmt Against
Company, or have a personal interest in the
approval of this Proposal? Please note: If
you do not mark either Yes or No, these
shares will not be voted for Proposal No.
2. Mark "for" = yes or "against" = no
3. Approval of additional termination terms of Mgmt For For
Mr. Eitan Oppenhaim, from his current
position as the President and Chief
Executive Officer of the Company.
4. Approval of amendments to the compensation Mgmt For For
scheme of directors.
5. Approval and ratification of the Mgmt For For
re-appointment of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young, as the
independent auditors of the Company for the
period ending at the close of the next
annual general meeting.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935773627
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Letitia A. Long Mgmt For For
Harry T. McMahon Mgmt For For
Carey A. Smith Mgmt For For
2. Ratification of appointment of PwC as the Mgmt For For
Company's independent registered accounting
firm for fiscal year December 31, 2023.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PDF SOLUTIONS, INC. Agenda Number: 935850467
--------------------------------------------------------------------------------------------------------------------------
Security: 693282105
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: PDFS
ISIN: US6932821050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Joseph R. Bronson Mgmt For For
1.2 Election of Director: Ye Jane Li Mgmt For For
2. To ratify the appointment BPM LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2023.
3. To approve our Eighth Amended and Restated Mgmt For For
2011 Stock Incentive Plan.
4. To approve, by a non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers disclosed in this Proxy Statement.
5. To approve, by a non-binding advisory vote, Mgmt 1 Year For
of the frequency of future advisory votes
on named executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935769779
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Frank Lee Mgmt For For
Adam Lewis Mgmt For For
Daniel Liao Mgmt For For
C. S. Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2023.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. 2016 Equity Incentive Compensation
Plan to increase the number of authorized
shares of common stock available from
4,000,000 to 5,000,000.
4. To vote upon the frequency (One, Two, or Mgmt 1 Year For
Three years) with which the non-binding
shareholder vote to approve the
compensation of our named executive
officers should be conducted.
5. To approve by non-binding advisory vote Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED Agenda Number: 935807137
--------------------------------------------------------------------------------------------------------------------------
Security: 74834L100
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: DGX
ISIN: US74834L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James E. Davis Mgmt For For
1b. Election of Director: Luis A. Diaz, Jr., Mgmt For For
M.D.
1c. Election of Director: Tracey C. Doi Mgmt For For
1d. Election of Director: Vicky B. Gregg Mgmt For For
1e. Election of Director: Wright L. Lassiter, Mgmt For For
III
1f. Election of Director: Timothy L. Main Mgmt For For
1g. Election of Director: Denise M. Morrison Mgmt For For
1h. Election of Director: Gary M. Pfeiffer Mgmt For For
1i. Election of Director: Timothy M. Ring Mgmt For For
1j. Election of Director: Gail R. Wilensky, Mgmt For For
Ph.D.
2. An advisory resolution to approve the Mgmt For For
executive officer compensation disclosed in
the Company's 2023 proxy statement
3. An advisory vote to recommend the frequency Mgmt 1 Year For
of the stockholder advisory vote to approve
executive officer compensation
4. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm for 2023
5. Approval of the Amended and Restated Mgmt For For
Employee Long-Term Incentive Plan
6. Stockholder proposal regarding a report on Shr Against For
the Company's greenhouse gas emissions
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935828674
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Torsten G. Kreindl Mgmt For For
1.2 Election of Director: Akira Takata Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of SiTime's named executive
officers as disclosed in SiTime's proxy
statement.
3. To ratify the appointment by the audit Mgmt For For
committee of BDO USA, LLP as SiTime's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SUMO LOGIC, INC. Agenda Number: 935666997
--------------------------------------------------------------------------------------------------------------------------
Security: 86646P103
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: SUMO
ISIN: US86646P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra E. Bergeron Mgmt For For
Randy S. Gottfried Mgmt For For
John D. Harkey, Jr. Mgmt For For
Tracey Newell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sumo Logic,
Inc.'s independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
3. The approval, on an advisory basis, of the Mgmt Against Against
compensation of Sumo Logic, Inc.'s named
executive officers.
4. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of Sumo Logic,
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
SUPER MICRO COMPUTER INC. Agenda Number: 935835566
--------------------------------------------------------------------------------------------------------------------------
Security: 86800U104
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: SMCI
ISIN: US86800U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to hold office Mgmt For For
until 2025 annual meeting: Charles Liang
1b. Election of Class I Director to hold office Mgmt For For
until 2025 annual meeting: Sherman Tuan
1c. Election of Class I Director to hold office Mgmt For For
until 2025 annual meeting: Tally Liu
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers as disclosed in the
proxy statement.
3. An advisory (non-binding) vote regarding Mgmt 1 Year For
the frequency of future advisory votes on
the compensation of our named executive
officers.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for its
fiscal year ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935792502
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt Withheld Against
David Borland Mgmt Withheld Against
Maj. Gen John W. Maluda Mgmt Withheld Against
Bonnie L. Carroll Mgmt Withheld Against
Derrick D. Dockery Mgmt Withheld Against
Bradley W. Jacobs Mgmt Withheld Against
Fredrick D. Schaufeld Mgmt Withheld Against
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm.
3. AMENDMENT to the OMNIBUS LONG-TERM Mgmt Against Against
INCENTIVE PLAN: To approve Amendment No. 2
to the 2016 Omnibus Long-Term Incentive
Plan of the Company, substantially in the
form attached hereto as Exhibit A (the
"Plan Amendment").
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION: To Mgmt Against Against
approve, on an advisory basis, the
compensation of the Company's named
executive officers or "say-on-pay".
5. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION: To recommend, on
an advisory basis, the frequency with which
the Company should conduct future
stockholder advisory votes on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935790281
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Timothy E. Guertin
1b. Election of Director for a one-year term: Mgmt For For
Peter Herweck
1c. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1d. Election of Director for a one-year term: Mgmt For For
Ernest E. Maddock
1e. Election of Director for a one-year term: Mgmt For For
Marilyn Matz
1f. Election of Director for a one-year term: Mgmt For For
Gregory S. Smith
1g. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1h. Election of Director for a one-year term: Mgmt For For
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of the Company's
named executive officers.
3. To approve, in a non-binding, advisory Mgmt 1 Year For
vote, that the frequency of an advisory
vote on the compensation of the Company's
named executive officers as set forth in
the Company's proxy statement is every
year, every two years, or every three
years.
4. To ratify the selection of the firm of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935821391
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff T. Green Mgmt For For
Andrea L. Cunningham Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 935803709
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc N. Casper Mgmt For For
1b. Election of Director: Nelson J. Chai Mgmt For For
1c. Election of Director: Ruby R. Chandy Mgmt For For
1d. Election of Director: C. Martin Harris Mgmt For For
1e. Election of Director: Tyler Jacks Mgmt For For
1f. Election of Director: R. Alexandra Keith Mgmt For For
1g. Election of Director: James C. Mullen Mgmt For For
1h. Election of Director: Lars R. Sorensen Mgmt For For
1i. Election of Director: Debora L. Spar Mgmt For For
1j. Election of Director: Scott M. Sperling Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
2. An advisory vote to approve named executive Mgmt For For
officer compensation.
3. An advisory vote on the frequency of future Mgmt 1 Year For
named executive officer advisory votes.
4. Ratification of the Audit Committee's Mgmt For For
selection of PricewaterhouseCoopers LLP as
the Company's independent auditors for
2023.
5. Approval of the Company's Amended and Mgmt For For
Restated 2013 Stock Incentive Plan.
6. Approval of the Company's 2023 Global Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 935790279
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenton K. Alder Mgmt For For
Julie S. England Mgmt For For
Philip G. Franklin Mgmt For For
2. To approve the TTM Technologies, Inc. 2023 Mgmt For For
Incentive Compensation Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
January 1, 2024.
--------------------------------------------------------------------------------------------------------------------------
UNISYS CORPORATION Agenda Number: 935790065
--------------------------------------------------------------------------------------------------------------------------
Security: 909214306
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: UIS
ISIN: US9092143067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter A. Altabef Mgmt For For
1b. Election of Director: Nathaniel A. Davis Mgmt For For
1c. Election of Director: Matthew J. Desch Mgmt For For
1d. Election of Director: Philippe Germond Mgmt For For
1e. Election of Director: Deborah Lee James Mgmt For For
1f. Election of Director: John A. Kritzmacher Mgmt For For
1g. Election of Director: Paul E. Martin Mgmt For For
1h. Election of Director: Regina Paolillo Mgmt For For
1i. Election of Director: Troy K. Richardson Mgmt For For
1j. Election of Director: Lee D. Roberts Mgmt For For
1k. Election of Director: Roxanne Taylor Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote on the frequency of holding Mgmt 1 Year For
an advisory vote on executive compensation.
4. Ratification of the selection of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm for 2023.
5. Approval of the Unisys Corporation 2023 Mgmt Against Against
Long-Term Incentive and Equity Compensation
Plan.
--------------------------------------------------------------------------------------------------------------------------
VACASA, INC. Agenda Number: 935851750
--------------------------------------------------------------------------------------------------------------------------
Security: 91854V107
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: VCSA
ISIN: US91854V1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joerg Adams Mgmt For For
Rachel Gonzalez Mgmt Withheld Against
Jeffrey Parks Mgmt Withheld Against
Chris Terrill Mgmt Withheld Against
Kimberly White Mgmt For For
2. Ratification of KPMG LLP as Independent Mgmt For For
Registered Public Accounting Firm for 2023.
3. Approval to Amend Certificate of Mgmt Against Against
Incorporation to Expand the Maximum Size of
the Board.
4. Approval to Amend Certificate of Mgmt For For
Incorporation to Revise the Process for
Filling Board Vacancies and Newly Created
Directorships.
5. Approval to Amend Certificate of Mgmt For For
Incorporation to Revise References to the
Stockholders Agreement.
6. Approval to Amend Certificate of Mgmt Against Against
Incorporation to Allow for Exculpation of
Officers.
7. Approval to Amend and Restate the 2021 Mgmt Against Against
Incentive Award Plan.
8. Approval to Amend and Restate the Employee Mgmt Against Against
Stock Purchase Plan.
9. Approval to Amend Certificate of Mgmt For For
Incorporation to Effect a Reverse Stock
Split.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 935788781
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Bayless Mgmt For For
Gordon Hunter Mgmt For For
Lena Nicolaides, Ph.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To establish, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of holding an advisory
vote on executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
VIASAT, INC. Agenda Number: 935693350
--------------------------------------------------------------------------------------------------------------------------
Security: 92552V100
Meeting Type: Annual
Meeting Date: 01-Sep-2022
Ticker: VSAT
ISIN: US92552V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard Baldridge Mgmt For For
1b. Election of Director: James Bridenstine Mgmt For For
1c. Election of Director: Sean Pak Mgmt For For
2. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as Viasat's
Independent Registered Public Accounting
Firm for fiscal year 2023
3. Advisory Vote on Executive Compensation Mgmt For For
4. Amendment and Restatement of the 1996 Mgmt For For
Equity Participation Plan
--------------------------------------------------------------------------------------------------------------------------
VICOR CORPORATION Agenda Number: 935863755
--------------------------------------------------------------------------------------------------------------------------
Security: 925815102
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: VICR
ISIN: US9258151029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Samuel J. Anderson
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: M. Michael Ansour
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Jason L. Carlson
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Philip D. Davies
1e. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Andrew T. D'Amico
1f. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Estia J. Eichten
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Zmira Lavie
1h. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Michael S.
McNamara
1i. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James F. Schmidt
1j. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: John Shen
1k. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Claudio Tuozzolo
1l. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Patrizio
Vinciarelli
2. Advisory vote to approve the compensation Mgmt For For
of the Corporation's named executive
officers.
3. Advisory vote on the frequency of Mgmt 3 Years For
stockholder votes on the compensation of
the Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC. Agenda Number: 935825212
--------------------------------------------------------------------------------------------------------------------------
Security: 928298108
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: VSH
ISIN: US9282981086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joel Smejkal* Mgmt For For
Michael J. Cody# Mgmt For For
Dr. Abraham Ludomirski# Mgmt For For
Raanan Zilberman# Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vishay's independent registered
public accounting firm for the year ending
December 31, 2023.
3. The advisory approval of the compensation Mgmt For For
of the Company's executive officers.
4. To approve the 2023 Long-Term Incentive Mgmt For For
Plan.
5. The approval of an amendment to the Mgmt For For
Company's Corrected Amended and Restated
Certificate of Incorporation to limit the
liability of certain officers of the
Company as permitted by 2022 amendments to
Delaware law regarding officer exculpation.
Needham Small Cap Growth Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935677736
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: EGHT
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jaswinder Pal Singh Mgmt For For
David Sipes Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Alison Gleeson Mgmt For For
Vladimir Jacimovic Mgmt For For
Eric Salzman Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP Mgmt For For
as 8x8, Inc.'s independent registered
public accounting firm for the fiscal year
ending March 31, 2023.
3. To approve, through an advisory vote, 8x8, Mgmt For For
Inc.'s executive compensation for the
fiscal year ended March 31, 2022.
4. To approve 8x8, Inc.'s 2022 Equity Mgmt For For
Incentive Plan, including the reservation
of 8,000,000 new shares for issuance
thereunder.
5. To approve amendments to 8x8, Inc.'s Mgmt For For
Amended and Restated 1996 Employee Stock
Purchase Plan, including the reservation of
3,600,000 additional shares for issuance.
6. To approve an amendment to 8x8, Inc.'s Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
common stock from 200,000,000 to
300,000,000 shares.
--------------------------------------------------------------------------------------------------------------------------
ADTRAN HOLDINGS, INC. Agenda Number: 935792095
--------------------------------------------------------------------------------------------------------------------------
Security: 00486H105
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ADTN
ISIN: US00486H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas R. Stanton Mgmt For For
1b. Election of Director: Johanna Hey Mgmt For For
1c. Election of Director: H. Fenwick Huss Mgmt For For
1d. Election of Director: Gregory J. McCray Mgmt For For
1e. Election of Director: Balan Nair Mgmt For For
1f. Election of Director: Brian Protiva Mgmt For For
1g. Election of Director: Jacqueline H. Rice Mgmt For For
1h. Election of Director: Nikos Theodosopoulos Mgmt For For
1i. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt Against Against
Adtran's named executive officers.
3. Non-binding vote on the frequency of future Mgmt 1 Year For
votes on the compensation of Adtran's named
executive officers.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Adtran for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY INDUSTRIES, INC. Agenda Number: 935781395
--------------------------------------------------------------------------------------------------------------------------
Security: 007973100
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: AEIS
ISIN: US0079731008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Grant H. Beard Mgmt For For
(Chairman)
1b. Election of Director: Frederick A. Ball Mgmt For For
1c. Election of Director: Anne T. DelSanto Mgmt For For
1d. Election of Director: Tina M. Donikowski Mgmt For For
1e. Election of Director: Ronald C. Foster Mgmt For For
1f. Election of Director: Stephen D. Kelley Mgmt For For
1g. Election of Director: Lanesha T. Minnix Mgmt For For
1h. Election of Director: David W. Reed Mgmt For For
1i. Election of Director: John A. Roush Mgmt For For
1j. Election of Director: Brian M. Shirley Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Advanced Energy's independent
registered public accounting firm for 2023.
3. Advisory approval on the compensation of Mgmt For For
our named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
5. Approval of Advanced Energy's 2023 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
AKOUSTIS TECHNOLOGIES, INC. Agenda Number: 935714851
--------------------------------------------------------------------------------------------------------------------------
Security: 00973N102
Meeting Type: Annual
Meeting Date: 10-Nov-2022
Ticker: AKTS
ISIN: US00973N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven P. DenBaars Mgmt For For
Arthur E. Geiss Mgmt For For
J. Michael McGuire Mgmt For For
Jeffrey K. McMahon Mgmt For For
Jerry D. Neal Mgmt For For
Suzanne B. Rudy Mgmt For For
Jeffrey B. Shealy Mgmt For For
2. Proposal to approve, on a non-binding, Mgmt Against Against
advisory basis, the compensation paid to
our named executive officers.
3. Proposal to approve, as required by Nasdaq Mgmt Against Against
Marketplace Rule 5635(d), the potential
issuance of shares of the Company's common
stock in respect of the Company's 6.0%
Convertible Senior Notes due 2027 (the
"2027 Notes") exceeding 19.99% of the
number of shares of common stock
outstanding at the time of the issuance of
the 2027 Notes, including upon the
conversion of the 2027 Notes, upon payment
of interest thereon, and upon certain
make-whole payments.
4. Proposal to approve an amendment to the Mgmt Against Against
Company's 2018 Stock Incentive Plan to
increase the number of shares reserved for
issuance thereunder from 6,000,000 to
12,000,000 shares.
5. Proposal to approve an amendment to the Mgmt Against Against
Company's Certificate of Incorporation
increasing the number of authorized shares
of common stock from 100,000,000 to
125,000,000 shares.
6. Proposal to approve an amendment to the Mgmt For For
Company's Certificate of Incorporation to
update the exculpation provision to limit
the liability of certain officers of the
Company as permitted by recent amendments
to Delaware law.
7. Proposal to ratify the appointment of Mgmt For For
Marcum LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
ASPEN AEROGELS, INC. Agenda Number: 935822038
--------------------------------------------------------------------------------------------------------------------------
Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ASPN
ISIN: US04523Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven R. Mitchell Mgmt For For
Donald R. Young Mgmt For For
2. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to reflect new Delaware law
provisions regarding officer exculpation.
3. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance from 125,000,000 to 250,000,000.
4. Approval of the Aspen Aerogels 2023 Equity Mgmt Against Against
Incentive Plan.
5. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
6. Approval of the compensation of Aspen Mgmt Against Against
Aerogels, Inc.'s named executive officers,
as disclosed in its Proxy Statement for the
2023 Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
AXT, INC. Agenda Number: 935810780
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AXTI
ISIN: US00246W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: Morris S. Young
1.2 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: David C. Chang
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of our Named Executive
Officers.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935801743
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald E. Clarke Mgmt Withheld Against
Ellen F. Siminoff Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for 2023.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CAMBIUM NETWORKS CORPORATION Agenda Number: 935845543
--------------------------------------------------------------------------------------------------------------------------
Security: G17766109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: CMBM
ISIN: KYG177661090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Atul Mgmt For For
Bhatnagar
1.2 Election of Class I Director: Alexander R. Mgmt For For
Slusky
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CHART INDUSTRIES, INC. Agenda Number: 935824107
--------------------------------------------------------------------------------------------------------------------------
Security: 16115Q308
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: GTLS
ISIN: US16115Q3083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jillian C. Evanko Mgmt For For
1b. Election of Director: Andrew R. Cichocki Mgmt For For
1c. Election of Director: Paula M. Harris Mgmt For For
1d. Election of Director: Linda A. Harty Mgmt For For
1e. Election of Director: Paul E. Mahoney Mgmt For For
1f. Election of Director: Singleton B. Mgmt For For
McAllister
1g. Election of Director: Michael L. Molinini Mgmt For For
1h. Election of Director: David M. Sagehorn Mgmt For For
1i. Election of Director: Spencer S. Stiles Mgmt For For
1j. Election of Director: Roger A. Strauch Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, an independent registered
public accounting firm, to examine the
financial statements of the Company for the
year ending December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
Company's executive compensation.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
Company's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CIENA CORPORATION Agenda Number: 935765214
--------------------------------------------------------------------------------------------------------------------------
Security: 171779309
Meeting Type: Annual
Meeting Date: 30-Mar-2023
Ticker: CIEN
ISIN: US1717793095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Joanne B. Mgmt For For
Olsen
1b. Election of Class II Director: Gary B. Mgmt For For
Smith
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal 2023.
3. Advisory vote on our named executive Mgmt For For
officer compensation, as described in the
proxy materials.
4. Advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes on our named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COHERENT CORP. Agenda Number: 935717352
--------------------------------------------------------------------------------------------------------------------------
Security: 19247G107
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: COHR
ISIN: US19247G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Enrico Digirolamo
1b. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: David L. Motley
1c. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Shaker Sadasivam
1d. Election of Class Two Director for a Mgmt For For
three-year term to expire at the 2025
Annual Meeting: Lisa Neal-Graves
2. Non-binding advisory vote to approve Mgmt For For
compensation paid to named executive
officers in fiscal year 2022.
3. Ratification of the Audit Committee's Mgmt For For
selection of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
FORMFACTOR, INC. Agenda Number: 935794176
--------------------------------------------------------------------------------------------------------------------------
Security: 346375108
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: FORM
ISIN: US3463751087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lothar Maier Mgmt For For
1b. Election of Director: Sheri Rhodes Mgmt For For
1c. Election of Director: Michael D. Slessor Mgmt For For
1d. Election of Director: Thomas St. Dennis Mgmt For For
1e. Election of Director: Jorge Titinger Mgmt For For
1f. Election of Director: Brian White Mgmt For For
2. Advisory approval of FormFactor's executive Mgmt For For
compensation.
3. Amendment and restatement of FormFactor's Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares reserved for issuance
under the Employee Stock Purchase Plan by
2,500,000 shares and to extend the term of
the Employee Stock Purchase Plan to 2033.
4. Ratification of the selection of KPMG LLP Mgmt For For
as FormFactor's independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC. Agenda Number: 935709139
--------------------------------------------------------------------------------------------------------------------------
Security: 358010106
Meeting Type: Annual
Meeting Date: 06-Oct-2022
Ticker: FEIM
ISIN: US3580101067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Brolin Mgmt For For
Richard Schwartz Mgmt For For
Russell Sarachek Mgmt For For
Lance Lord Mgmt For For
2. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
April 30, 2023.
3. Approval of the non-binding vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
INFINERA CORPORATION Agenda Number: 935806363
--------------------------------------------------------------------------------------------------------------------------
Security: 45667G103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: INFN
ISIN: US45667G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to hold office Mgmt For For
until the 2026 annual meeting of
stockholders: Roop K. Lakkaraju
1b. Election of Class I Director to hold office Mgmt For For
until the 2026 annual meeting of
stockholders: Amy H. Rice
1c. Election of Class I Director to hold office Mgmt For For
until the 2026 annual meeting of
stockholders: George A. Riedel
2. To approve the Infinera Corporation 2016 Mgmt For For
Equity Incentive Plan, as amended, which
increases the number of shares authorized
for issuance thereunder by 8,100,000
shares.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Infinera's named executive
officers, as described in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of stockholder advisory votes on
the compensation of Infinera's named
executive officers.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Infinera's independent registered
public accounting firm for the fiscal year
ending December 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
INTEVAC, INC. Agenda Number: 935824652
--------------------------------------------------------------------------------------------------------------------------
Security: 461148108
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: IVAC
ISIN: US4611481080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David S. Dury Mgmt For For
1.2 Election of Director: Nigel D. Hunton Mgmt For For
1.3 Election of Director: Kevin D. Barber Mgmt For For
1.4 Election of Director: Dorothy D. Hayes Mgmt For For
1.5 Election of Director: Michele F. Klein Mgmt For For
2. Proposal to approve the amended Intevac Mgmt For For
2003 Employee Stock Purchase Plan to
increase the maximum number of shares of
Common Stock authorized for issuance
thereunder by 300,000 shares.
3. Proposal to approve the amended Intevac Mgmt For For
2020 Equity Incentive Plan to increase the
maximum number of shares of Common Stock
authorized for issuance thereunder by
850,000 shares.
4. Proposal to ratify the appointment of BPM Mgmt For For
LLP as independent public accountants of
Intevac for the fiscal year ending December
30, 2023.
5. Proposal to approve, on a non-binding, Mgmt For For
advisory basis, the executive compensation
of the Intevac's named executive officers.
6. Proposal to approve, on a non-binding, Mgmt 1 Year For
advisory basis, the frequency of future
advisory votes on the compensation of the
Intevac's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KVH INDUSTRIES, INC. Agenda Number: 935855190
--------------------------------------------------------------------------------------------------------------------------
Security: 482738101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: KVHI
ISIN: US4827381017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to a Mgmt For For
three-year term expiring in 2026: David M.
Tolley
1.2 Election of Class III Director to a Mgmt For For
three-year term expiring in 2026: Stephen
H. Deckoff
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers for 2022.
3. To determine, in a non-binding "say on Mgmt 1 Year For
frequency" vote, the frequency of the vote
on our executive compensation program (once
every year, once every two years or once
every three years).
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 935827913
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Albert J.
Moyer
1.2 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Theodore L.
Tewksbury, Ph.D.
1.3 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Carolyn D.
Beaver
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for the year ended December 31,
2022, as set forth in the proxy statement.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder votes on
named executive officer compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
5. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
reflect Delaware law provisions regarding
officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
MKS INSTRUMENTS, INC. Agenda Number: 935808610
--------------------------------------------------------------------------------------------------------------------------
Security: 55306N104
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: MKSI
ISIN: US55306N1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter J. Cannone III Mgmt For For
Joseph B. Donahue Mgmt For For
2. The approval, on an advisory basis, of Mgmt For For
executive compensation.
3. An advisory vote regarding the frequency of Mgmt 1 Year For
advisory votes on executive compensation.
4. The ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NLIGHT, INC. Agenda Number: 935849666
--------------------------------------------------------------------------------------------------------------------------
Security: 65487K100
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: LASR
ISIN: US65487K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bandel Carano Mgmt For For
Raymond Link Mgmt For For
Geoffrey Moore Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. To approve, on an advisory, non-binding Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PARSONS CORPORATION Agenda Number: 935773627
--------------------------------------------------------------------------------------------------------------------------
Security: 70202L102
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: PSN
ISIN: US70202L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Letitia A. Long Mgmt For For
Harry T. McMahon Mgmt For For
Carey A. Smith Mgmt For For
2. Ratification of appointment of PwC as the Mgmt For For
Company's independent registered accounting
firm for fiscal year December 31, 2023.
3. To approve, by non-binding advisory vote, Mgmt For For
the compensation program for the Company's
named executive officers, as disclosed in
the Compensation Discussion and Analysis of
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
PHOTRONICS, INC. Agenda Number: 935769779
--------------------------------------------------------------------------------------------------------------------------
Security: 719405102
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: PLAB
ISIN: US7194051022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Walter M. Fiederowicz Mgmt For For
Frank Lee Mgmt For For
Adam Lewis Mgmt For For
Daniel Liao Mgmt For For
C. S. Macricostas Mgmt For For
George Macricostas Mgmt For For
Mary Paladino Mgmt For For
Mitchell G. Tyson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
October 31, 2023.
3. To approve an amendment to the Photronics, Mgmt For For
Inc. 2016 Equity Incentive Compensation
Plan to increase the number of authorized
shares of common stock available from
4,000,000 to 5,000,000.
4. To vote upon the frequency (One, Two, or Mgmt 1 Year For
Three years) with which the non-binding
shareholder vote to approve the
compensation of our named executive
officers should be conducted.
5. To approve by non-binding advisory vote Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING PLC Agenda Number: 935812479
--------------------------------------------------------------------------------------------------------------------------
Security: G8060N102
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: ST
ISIN: GB00BFMBMT84
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew C. Teich Mgmt For For
1b. Election of Director: Jeffrey J. Cote Mgmt For For
1c. Election of Director: John P. Absmeier Mgmt For For
1d. Election of Director: Daniel L. Black Mgmt For For
1e. Election of Director: Lorraine A. Bolsinger Mgmt For For
1f. Election of Director: Constance E. Skidmore Mgmt For For
1g. Election of Director: Steven A. Sonnenberg Mgmt For For
1h. Election of Director: Martha N. Sullivan Mgmt For For
1i. Election of Director: Stephen M. Zide Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation
3. Ordinary resolution to ratify the Mgmt For For
appointment of Deloitte & Touche LLP as the
Company's independent registered public
accounting firm
4. Advisory resolution on Director Mgmt For For
Compensation Report
5. Ordinary resolution to appoint Deloitte & Mgmt For For
Touche LLP as the Company's U.K. statutory
auditor
6. Ordinary resolution to authorize the Audit Mgmt For For
Committee, for and on behalf of the Board,
to determine the Company's U.K. statutory
auditor's reimbursement
7. Ordinary resolution to receive the Mgmt For For
Company's 2022 Annual Report and Accounts
8. Special resolution to approve the form of Mgmt For For
share repurchase contracts and repurchase
counterparties
9. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
10. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
without pre-emptive rights
11. Ordinary resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans
12. Special resolution to authorize the Board Mgmt For For
of Directors to issue equity securities
under our equity incentive plans without
pre-emptive rights
--------------------------------------------------------------------------------------------------------------------------
SIENTRA, INC. Agenda Number: 935746733
--------------------------------------------------------------------------------------------------------------------------
Security: 82621J105
Meeting Type: Special
Meeting Date: 12-Jan-2023
Ticker: SIEN
ISIN: US82621J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the Company's Mgmt For For
amended and restated certificate of
incorporation to effect a reverse stock
split of the Company's common stock, within
a range, as determined by the Company's
board of directors, of one new share for
every five (5) to fifteen (15) (or any
number in between) shares outstanding, the
implementation and timing of which shall be
subject to the discretion of the Company's
board of directors.
2. To approve the adjournment of the Special Mgmt For For
Meeting, if necessary, to continue to
solicit votes for Proposal No. 1.
--------------------------------------------------------------------------------------------------------------------------
STANDARD BIOTOOLS INC. Agenda Number: 935845252
--------------------------------------------------------------------------------------------------------------------------
Security: 34385P108
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: LAB
ISIN: US34385P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Egholm, Ph.D. Mgmt For For
Fenel M. Eloi Mgmt For For
2. To vote, on an advisory basis, to approve Mgmt For For
the compensation of our named executive
officers.
3. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency of the advisory stockholder vote
on the compensation of our named executive
officers.
4. To vote to approve our Amended and Restated Mgmt For For
2011 Equity Incentive Plan.
5. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SUMO LOGIC, INC. Agenda Number: 935666997
--------------------------------------------------------------------------------------------------------------------------
Security: 86646P103
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: SUMO
ISIN: US86646P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sandra E. Bergeron Mgmt For For
Randy S. Gottfried Mgmt For For
John D. Harkey, Jr. Mgmt For For
Tracey Newell Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sumo Logic,
Inc.'s independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
3. The approval, on an advisory basis, of the Mgmt Against Against
compensation of Sumo Logic, Inc.'s named
executive officers.
4. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of Sumo Logic,
Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TELOS CORPORATION Agenda Number: 935792502
--------------------------------------------------------------------------------------------------------------------------
Security: 87969B101
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: TLS
ISIN: US87969B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John B. Wood Mgmt Withheld Against
David Borland Mgmt Withheld Against
Maj. Gen John W. Maluda Mgmt Withheld Against
Bonnie L. Carroll Mgmt Withheld Against
Derrick D. Dockery Mgmt Withheld Against
Bradley W. Jacobs Mgmt Withheld Against
Fredrick D. Schaufeld Mgmt Withheld Against
2. INDEPENDENT REGISTERED PUBLIC ACCOUNTING Mgmt For For
FIRM: To ratify the selection of
PricewaterhouseCoopers LLP to serve as the
Company's independent registered public
accounting firm.
3. AMENDMENT to the OMNIBUS LONG-TERM Mgmt Against Against
INCENTIVE PLAN: To approve Amendment No. 2
to the 2016 Omnibus Long-Term Incentive
Plan of the Company, substantially in the
form attached hereto as Exhibit A (the
"Plan Amendment").
4. ADVISORY VOTE ON EXECUTIVE COMPENSATION: To Mgmt Against Against
approve, on an advisory basis, the
compensation of the Company's named
executive officers or "say-on-pay".
5. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year Against
ON EXECUTIVE COMPENSATION: To recommend, on
an advisory basis, the frequency with which
the Company should conduct future
stockholder advisory votes on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC. Agenda Number: 935790279
--------------------------------------------------------------------------------------------------------------------------
Security: 87305R109
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: TTMI
ISIN: US87305R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenton K. Alder Mgmt For For
Julie S. England Mgmt For For
Philip G. Franklin Mgmt For For
2. To approve the TTM Technologies, Inc. 2023 Mgmt For For
Incentive Compensation Plan.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent registered public
accounting firm for the fiscal year ending
January 1, 2024.
--------------------------------------------------------------------------------------------------------------------------
UPLAND SOFTWARE, INC. Agenda Number: 935863313
--------------------------------------------------------------------------------------------------------------------------
Security: 91544A109
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: UPLD
ISIN: US91544A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: John T. Mgmt Withheld Against
(Jack) McDonald
2. To ratify the selection of Ernst & Young, Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. Advisory Vote on Executive Compensation. Mgmt Against Against
4. To amend the Company's Certificate of Mgmt Against Against
Incorporation to increase the number of
authorized shares of Common Stock from 50
Million to 75 Million.
5. To amend the Company's Certificate of Mgmt Against Against
Incorporation to provide for exculpation of
certain officers of the Company from
personal liability under certain
circumstances as allowed by Delaware law.
6. To authorize, for purposes of complying Mgmt For For
with Nasdaq Listing Rules 5635(b) and (d),
the issuance of shares of our Common Stock
underlying shares of convertible preferred
stock in an amount equal to or in excess of
20% of our Common Stock outstanding
immediately prior to the issuance of such
convertible preferred stock (including upon
the operation of anti-dilution provisions
contained in such convertible preferred
stock).
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VEECO INSTRUMENTS INC. Agenda Number: 935788781
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Security: 922417100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VECO
ISIN: US9224171002
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Bayless Mgmt For For
Gordon Hunter Mgmt For For
Lena Nicolaides, Ph.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To establish, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of holding an advisory
vote on executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2023.
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VICOR CORPORATION Agenda Number: 935863755
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Security: 925815102
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: VICR
ISIN: US9258151029
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Samuel J. Anderson
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: M. Michael Ansour
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Jason L. Carlson
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Philip D. Davies
1e. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Andrew T. D'Amico
1f. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Estia J. Eichten
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Zmira Lavie
1h. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Michael S.
McNamara
1i. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James F. Schmidt
1j. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: John Shen
1k. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Claudio Tuozzolo
1l. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Patrizio
Vinciarelli
2. Advisory vote to approve the compensation Mgmt For For
of the Corporation's named executive
officers.
3. Advisory vote on the frequency of Mgmt 3 Years For
stockholder votes on the compensation of
the Corporation's named executive officers.
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YEXT, INC. Agenda Number: 935842472
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Security: 98585N106
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: YEXT
ISIN: US98585N1063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Sheehan Mgmt For For
Jesse Lipson Mgmt For For
Tamar Yehoshua Mgmt For For
2. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Yext, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2024.
3. Approve, on an advisory basis, the Mgmt For For
compensation of Yext, Inc.'s named
executive officers.
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ZUORA, INC. Agenda Number: 935866939
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Security: 98983V106
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: ZUO
ISIN: US98983V1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Omar P. Abbosh Mgmt For For
Sarah R. Bond Mgmt For For
Jason Pressman Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid by us to our
Named Executive Officers as disclosed in
this Proxy Statement.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Needham Funds, Inc.
By (Signature) /s/ George A Needham
Name George A Needham
Title President
Date 8/22/2023