UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23226
NAME OF REGISTRANT: Listed Funds Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President
Listed Funds Trust c/o U.S.
Bank Global Fund Services
777 E. Wisconsin Ave, 6th
Floor
Milwaukee, WI 53202
REGISTRANT'S TELEPHONE NUMBER: 414-516-3097
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
B.A.D. ETF
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935786484
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Robert J. Mgmt For For
Alpern
1b. Election of Class II Director: Melody B. Mgmt For For
Meyer
1c. Election of Class II Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to Implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Issue a Report on Shr Against For
Patent Process.
--------------------------------------------------------------------------------------------------------------------------
AMBEV S.A. Agenda Number: 935826694
--------------------------------------------------------------------------------------------------------------------------
Security: 02319V103
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: ABEV
ISIN: US02319V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 analyze and approve the management Mgmt For For
accounts, with examination, discussion and
voting on the Company's financial
statements related to the fiscal year ended
December 31, 2022.
2 resolve on the allocation of the net Mgmt For For
profits for the fiscal year ended December
31, 2022, pursuant to the Management
Proposal.
3 approve the number of members of the Board Mgmt For For
of Directors to 11 effective seats and 2
alternates, for a 3-year term, which will
end at the Ordinary Shareholder's Meeting
to be held in 2026, pursuant to the
Management Proposal.
4AA Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Michel Dimitrios Doukeris
4AB Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Victorio Carlos De Marchi
4AC Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Milton Seligman
4AD Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Fabio Colleti Barbosa
4AE Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Fernando Mommensohn Tennenbaum
4AF Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Lia Machado de Matos
4AG Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Nelson Jose Jamel
4AH Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Carlos Eduardo Klutzenschell Lisboa
4AI Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Claudia Quintella Woods (Independent
Member)
4AJ Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Marcos de Barros Lisboa (Independent
Member)
4AK Election of Effective Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Luciana Pires Dias (Independent Member)
4BA Election of Alternate Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
Ricardo Tadeu Almeida Cabral de Soares
4BB Election of Alternate Director for a term Mgmt For For
of 3 years, as per the Management Proposal:
David Henrique Galatro de Almeida
5 In case of the adoption of multiple voting, Mgmt For For
should the votes regarding your shares be
equally distributed for all the members you
have chosen? If the shareholder chooses to
"abstain" and the election occurs by the
multiple voting process, his/her vote must
be counted as an abstention in the
respective resolution of the meeting.
6A1 Elect the effective and alternate members Mgmt For For
of the Fiscal Council for a term in office
of 1 year, which shall end on the Ordinary
General Meeting to be held in 2024:
Controller Slate - Fiscal Council: Jose
Ronaldo Vilela Rezende, Elidie Palma
Bifano, Emanuel Sotelino Schifferle
(Alternate), Eduardo Rogatto Luque
(Alternate) Please vote in one option only
6A1/6A2 or 6B. Voting in 6A and 6B will
deem your vote invalid.
6A2 If one of the candidates that are part of Mgmt For For
the slate fails to integrate it to
accommodate the separate election, your
votes may still be given to the chosen
slate? Please vote in one option only
6A1/6A2 or 6B. Voting in 6A and 6B will
deem your vote invalid.
6B Separate Election of the fiscal council - Mgmt For
Candidates nominated by minority
shareholders Fabio de Oliveira Moser /
Nilson Martiniano Moreira Please vote in
one option only 6A1/6A2 or 6B. Voting in
6A and 6B will deem your vote invalid.
7 Establish the overall management Mgmt For For
compensation for the fiscal year of 2023,
pursuant to the Management Proposal.
8 establish the compensation of the members Mgmt For For
of the Fiscal Council for the fiscal year
of 2023, pursuant to the Management
Proposal.
E1A Amend the Company's Bylaws to: add item "r" Mgmt For For
of article 3, to detail in the corporate
purpose of the Company ancillary activities
related to the main activities carried out
by the Company.
E1B Amend the Company's Bylaws to: amend the Mgmt For For
heading of article 5, in order to reflect
the capital increases approved by the Board
of Directors up to the date of the AGOE,
within the authorized capital limit.
E1C Amend the Company's Bylaws to: Amend Mgmt For For
section 5 of article 15, in order to adapt
it to the provisions of CVM Resolution
80/22.
E1D Amend the Company's Bylaws to: amend the Mgmt For For
wording of item "c" of article 21, in order
to clarify that all the Company's annual
strategic long-term plans shall be approved
by the Board of Directors.
E2 consolidate the Company's Bylaws. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935805739
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Wanda M. Austin
1b. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Mr.
Robert A. Bradway
1c. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Michael V. Drake
1d. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Brian J. Druker
1e. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Mr.
Robert A. Eckert
1f. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Mr.
Greg C. Garland
1g. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Mr.
Charles M. Holley, Jr.
1h. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr. S.
Omar Ishrak
1i. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Tyler Jacks
1j. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Ms.
Ellen J. Kullman
1k. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Ms.
Amy E. Miles
1l. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Ronald D. Sugar
1m. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote on the frequency of future Mgmt 3 Years Against
stockholder advisory votes to approve
executive compensation.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA Agenda Number: 935808115
--------------------------------------------------------------------------------------------------------------------------
Security: 03524A108
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: BUD
ISIN: US03524A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Change to article 19.3 of the articles of Mgmt For For
association of the Company Proposed
resolution: amending the composition rules
...(due to space limits, see proxy material
for full proposal).
5. Approval of the statutory annual accounts Mgmt For For
Proposed resolution: approving the
statutory annual accounts relating to the
accounting year ended on 31 December 2022.
6. Discharge to the directors Proposed Mgmt For For
resolution: granting discharge to the
directors for the performance of their
duties during the accounting year ended on
31 December 2022.
7. Discharge to the statutory auditor Proposed Mgmt For For
resolution: granting discharge to the
statutory auditor for the performance of
his duties during the accounting year ended
on 31 December 2022.
8a. Proposed resolution: acknowledging the end Mgmt For For
of the mandate of Ms. ...(due to space
limits, see proxy material for full
proposal).
8b. Proposed resolution: acknowledging the Mgmt For For
resignation of Mr. Elio ...(due to space
limits, see proxy material for full
proposal).
8c. Proposed resolution: acknowledging the Mgmt For For
resignation of Ms. ...(due to space limits,
see proxy material for full proposal).
8d. Proposed resolution: upon proposal by the Mgmt For For
Reference Shareholder, ...(due to space
limits, see proxy material for full
proposal).
8e. Proposed resolution: upon proposal by the Mgmt For For
Reference Shareholder, ...(due to space
limits, see proxy material for full
proposal).
8f. Proposed resolution: acknowledging the end Mgmt For For
of the mandate of Ms. ...(due to space
limits, see proxy material for full
proposal).
8g. Proposed resolution: upon proposal by the Mgmt For For
Restricted ...(due to space limits, see
proxy material for full proposal).
8h. Proposed resolution: upon proposal by the Mgmt For For
Restricted ...(due to space limits, see
proxy material for full proposal).
8i. Proposed resolution: acknowledging the end Mgmt For For
of the mandate of Mr. ...(due to space
limits, see proxy material for full
proposal).
9. Remuneration Report Proposed resolution: Mgmt For For
approving the remuneration report for the
financial year 2022. The 2022 annual report
containing the remuneration report is
available on the Company's website as
indicated in this notice.
10. Filings Proposed resolution: without Mgmt For For
prejudice to other ...(due to space limits,
see proxy material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935820793
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2022
2. To confirm dividends Mgmt For For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For
Auditor
4. To authorise the Directors to agree the Mgmt Abstain Against
remuneration of the Auditor
5a. Re-election of Director: Michel Demare Mgmt Abstain Against
5b. Re-election of Director: Pascal Soriot Mgmt Abstain Against
5c. Re-election of Director: Aradhana Sarin Mgmt Abstain Against
5d. Re-election of Director: Philip Broadley Mgmt Abstain Against
5e. Re-election of Director: Euan Ashley Mgmt Abstain Against
5f. Re-election of Director: Deborah DiSanzo Mgmt Abstain Against
5g. Re-election of Director: Diana Layfield Mgmt Abstain Against
5h. Re-election of Director: Sheri McCoy Mgmt Abstain Against
5i. Re-election of Director: Tony Mok Mgmt Abstain Against
5j. Re-election of Director: Nazneen Rahman Mgmt Abstain Against
5k. Re-election of Director: Andreas Rummelt Mgmt Abstain Against
5l. Re-election of Director: Marcus Wallenberg Mgmt Abstain Against
6. To approve the Annual Report on Mgmt For For
Remuneration for the year ended 31 December
2022
7. To authorise limited political donations Mgmt Against Against
8. To authorise the Directors to allot shares Mgmt For For
9. To authorise the Directors to disapply Mgmt For For
pre-emption rights (Special Resolution)
10. To authorise the Directors to further Mgmt For For
disapply pre-emption rights for
acquisitions and specified capital
investments (Special Resolution)
11. To authorise the Company to purchase its Mgmt Against Against
own shares (Special Resolution)
12. To reduce the notice period for general Mgmt For For
meetings (Special Resolution)
13. To adopt new Articles of Association Mgmt For For
(Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
BALLY'S CORPORATION Agenda Number: 935804294
--------------------------------------------------------------------------------------------------------------------------
Security: 05875B106
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: BALY
ISIN: US05875B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office for a Mgmt For For
term of three years: George T. Papanier
1b. Election of Director to hold office for a Mgmt For For
term of three years: Jeffrey W. Rollins
2. Ratification of the appointment of Mgmt For For
independent registered public accounting
firm.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
BEIGENE LTD Agenda Number: 935864315
--------------------------------------------------------------------------------------------------------------------------
Security: 07725L102
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: BGNE
ISIN: US07725L1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 THAT Dr. Margaret Dugan be and is hereby Mgmt For For
re-elected to serve as a Class I director
of the Company until the 2026 annual
general meeting of the shareholders of the
Company and until her successor is duly
elected and qualified, subject to her
earlier resignation or removal.
O2 THAT John V. Oyler be and is hereby Mgmt For For
re-elected to serve as a Class I director
of the Company until the 2026 annual
general meeting of the shareholders of the
Company and until his successor is duly
elected and qualified, subject to his
earlier resignation or removal.
O3 THAT Dr. Alessandro Riva be and is hereby Mgmt For For
re-elected to serve as a Class I director
until the 2026 annual general meeting of
shareholders and until his successor is
duly electedand qualified, subject to his
earlier resignation or removal.
O4 THAT the selection of Ernst & Young LLP, Mgmt For For
Ernst & Young and Ernst & Young Hua Ming
LLP as the Company's reporting accounting
firms for the fiscal year ending December
31, 2023 be and is hereby approved,
ratified and confirmed.
O5 THAT the Board of Directors is hereby Mgmt For For
authorized to fix the auditors'
remuneration for the fiscal year ending
December 31, 2023.
O6 THAT the granting of a share issue mandate Mgmt For For
to the Board of ...(due to space limits,
see proxy material for full proposal).
O7 THAT the granting of a share repurchase Mgmt For For
mandate to the Board of ...(due to space
limits, see proxy material for full
proposal).
O8 THAT the Company and its underwriters be Mgmt For For
and are hereby ...(due to space limits, see
proxy material for full proposal).
O9 THAT the Company and its underwriters be Mgmt For For
and are hereby ...(due to space limits, see
proxy material for full proposal).
O10 THAT the grant of an option to acquire Mgmt For For
shares to Amgen to allow ...(due to space
limits, see proxy material for full
proposal).
O11 THAT the grant of restricted share units Mgmt For For
("RSUs") with a grant date fair value of
US$5,500,000 to Mr. John V. Oyler under the
Second Amended and Restated 2016 Share
Option and Incentive Plan (as amended, the
"2016 Plan"), according to the terms and
conditions described in the Proxy
Statement, be and is hereby approved.
O12 THAT the grant of RSUs with a grant date Mgmt For For
fair value of ...(due to space limits, see
proxy material for full proposal).
O13 THAT the grant of RSUs with a grant date Mgmt For For
fair value of ...(due to space limits, see
proxy material for full proposal).
O14 THAT, on a non-binding, advisory basis, the Mgmt For For
compensation of the ...(due to space
limits, see proxy material for full
proposal).
S15 THAT the Seventh Amended and Restated Mgmt For For
Memorandum and Articles of Association of
the Company, as described in the Proxy
Statement, be and is hereby approved.
O16 THAT the adjournment of the Annual Meeting Mgmt For For
by the chairman, if ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 935850013
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 26-Jun-2023
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Not Applicable
1b. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Caroline D. Dorsa
1c. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Maria C. Freire
1d. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: William A. Hawkins
1e. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Not Applicable
1f. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Jesus B. Mantas
1g. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Not Applicable
1h. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Eric K. Rowinsky
1i. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Stephen A. Sherwin
1j. Election of Director to serve for a Mgmt For For
one-year term extending until the 2024
Annual Meeting: Christopher A. Viehbacher
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as Biogen Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Say on Pay - To approve an advisory vote on Mgmt For For
executive compensation.
4. Say When on Pay - To approve an advisory Mgmt 3 Years Against
vote on the frequency of the advisory vote
on executive compensation.
5. To elect Susan Langer as a director Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BIONTECH SE Agenda Number: 935849197
--------------------------------------------------------------------------------------------------------------------------
Security: 09075V102
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: BNTX
ISIN: US09075V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2 Resolution on the appropriation of the Mgmt For For
balance sheet profit for the financial year
2021.
3 Resolution on the appropriation of the Mgmt For For
balance sheet profit for the financial year
2022.
4 Resolution on the approval of the actions Mgmt For For
of the Management Board.
5 Resolution on the approval of the actions Mgmt For For
of the Supervisory Board.
6 Resolution on the appointment of the Mgmt For For
auditor of the financial statements and the
auditor of the consolidated financial
statements for the financial year 2023 as
well as the auditor for a possible audit or
audit review of interim reports.
7 Resolution on the approval of the Mgmt For For
remuneration report.
8.1 Election to the Supervisory Board: Baroness Mgmt For For
Nicola Blackwood
8.2 Election to the Supervisory Board: Ulrich Mgmt For For
Wandschneider, Ph.D.
8.3 Election to the Supervisory Board: Mr. Mgmt For For
Michael Motschmann
9 Resolution on the Amendment to Sec. 16 Mgmt For For
para. 5 of the Articles of Association to
authorise the Management Board to provide
for the holding of a virtual Annual General
Meeting.
10 Resolution on the Amendment to Sec. 16 Mgmt For For
para. 4 of the Articles of Association on
the participation of members of the
Supervisory Board in the Annual General
Meeting by means of video and audio
transmission.
11a Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and BioNTech
Idar-Oberstein Services GmbH as dependent
company.
11b Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and NT Security and
Services GmbH as dependent company.
11c Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and BioNTech BioNTainer
Holding GmbH as dependent company.
11d Approval of the conclusion of the Mgmt For For
domination and profit and loss transfer
agreement between the Company as
controlling company and BioNTech
Individualized mRNA Manufacturing GmbH as
dependent company.
--------------------------------------------------------------------------------------------------------------------------
BOYD GAMING CORPORATION Agenda Number: 935786511
--------------------------------------------------------------------------------------------------------------------------
Security: 103304101
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: BYD
ISIN: US1033041013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John R. Bailey Mgmt For For
William R. Boyd Mgmt For For
Marianne Boyd Johnson Mgmt For For
Keith E. Smith Mgmt For For
Christine J. Spadafor Mgmt For For
A. Randall Thoman Mgmt For For
Peter M. Thomas Mgmt For For
Paul W. Whetsell Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Advisory vote on executive compensation. Mgmt For For
4. Advisory vote on the frequency of holding Mgmt 3 Years For
an advisory vote on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: BMY
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Deepak L. Bhatt, Mgmt For For
M.D., M.P.H.
1C. Election of Director: Giovanni Caforio, Mgmt For For
M.D.
1D. Election of Director: Julia A. Haller, M.D. Mgmt For For
1E. Election of Director: Manuel Hidalgo Mgmt For For
Medina, M.D., Ph.D.
1F. Election of Director: Paula A. Price Mgmt For For
1G. Election of Director: Derica W. Rice Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Gerald L. Storch Mgmt For For
1J. Election of Director: Karen H. Vousden, Mgmt For For
Ph.D.
1K. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Advisory Vote on the Frequency of the Mgmt 3 Years Against
Advisory Vote on the Compensation of our
Named Executive Officers.
4. Ratification of the Appointment of an Mgmt For For
Independent Registered Public Accounting
Firm.
5. Shareholder Proposal on the Adoption of a Shr Against For
Board Policy that the Chairperson of the
Board be an Independent Director.
6. Shareholder Proposal on Workplace Shr Against For
Non-Discrimination Audit.
7. Shareholder Proposal on Special Shareholder Shr Against For
Meeting Improvement.
--------------------------------------------------------------------------------------------------------------------------
CAESARS ENTERTAINMENT, INC. Agenda Number: 935854225
--------------------------------------------------------------------------------------------------------------------------
Security: 12769G100
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: CZR
ISIN: US12769G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gary L. Carano Mgmt For For
Bonnie S. Biumi Mgmt For For
Jan Jones Blackhurst Mgmt For For
Frank J. Fahrenkopf Mgmt For For
Don R. Kornstein Mgmt For For
Courtney R. Mather Mgmt For For
Michael E. Pegram Mgmt For For
Thomas R. Reeg Mgmt For For
David P. Tomick Mgmt For For
2. COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION.
3. COMPANY PROPOSAL: RATIFY THE SELECTION OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE YEAR ENDING DECEMBER 31,
2023.
4. COMPANY PROPOSAL: APPROVE AND ADOPT AN Mgmt For For
AMENDMENT TO THE COMPANY'S CERTIFICATE OF
INCORPORATION TO LIMIT THE LIABILITY OF
CERTAIN OFFICERS AND THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S CERTIFICATE OF
INCORPORATION TO REFLECT SUCH AMENDMENT.
5. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For
PROPOSAL REGARDING COMPANY POLITICAL
DISCLOSURES.
6. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For
PROPOSAL REGARDING BOARD MATRIX.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935695304
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual and Special
Meeting Date: 15-Sep-2022
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors Election of Director: Mgmt For For
Judy A. Schmeling
1B Election of Director: David Klein Mgmt For For
1C Election of Director: Garth Hankinson Mgmt For For
1D Election of Director: Robert L. Hanson Mgmt For For
1E Election of Director: David Lazzarato Mgmt For For
1F Election of Director: James A. Sabia Mgmt For For
1G Election of Director: Theresa Yanofsky Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as the Company's
auditor and independent registered public
accounting firm for the fiscal year 2023
and authorizing the directors of the
Company to fix their remuneration.
3 To consider and, if deemed advisable, Mgmt For For
approve the renewal of the Company's
employee stock purchase plan, as described
in more detail in the proxy statement.
4 To adopt, on an advisory (non-binding) Mgmt For For
basis, a resolution approving the
compensation of the Company's named
executive officers, as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
CHURCHILL DOWNS INCORPORATED Agenda Number: 935782311
--------------------------------------------------------------------------------------------------------------------------
Security: 171484108
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: CHDN
ISIN: US1714841087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Robert L. Mgmt For For
Fealy
1.2 Election of Class III Director: Douglas C. Mgmt For For
Grissom
1.3 Election of Class III Director: Daniel P. Mgmt For For
Harrington
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2023.
3. To conduct an advisory vote to approve Mgmt For For
executive compensation.
4. To conduct an advisory vote on the Mgmt 3 Years Against
frequency of holding future advisory votes
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
COMPANIA CERVECERIAS UNIDAS Agenda Number: 935787676
--------------------------------------------------------------------------------------------------------------------------
Security: 204429104
Meeting Type: Annual
Meeting Date: 12-Apr-2023
Ticker: CCU
ISIN: US2044291043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the Annual Report, Consolidated Mgmt For For
Financial Statements and External Auditors'
Report corresponding to the fiscal year
ended on December 31, 2022.
3. Distribution of the profits accrued during Mgmt For For
fiscal year 2022 and dividend payment.
5. Election of the members of the Board of Mgmt For For
Directors.
6. Determination of the remuneration of the Mgmt For For
members of the Board of Directors for
fiscal year 2023.
7. Determination of the remuneration of the Mgmt For For
members of the Directors Committee and its
budget for the fiscal year 2023.
8. Determination of the remuneration of the Mgmt For For
members of the Audit Committee and its
budget for the fiscal year 2023.
9. Appointment of External Auditors Firm for Mgmt For For
the 2023 fiscal year.
10. Appointment of Risk Rating Agencies for the Mgmt For For
2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935670706
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Annual
Meeting Date: 19-Jul-2022
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Daniels Mgmt For For
Jeremy S.G. Fowden Mgmt For For
Jose M. Madero Garza Mgmt For For
Daniel J. McCarthy Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2023.
3. To approve, by an advisory vote, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC. Agenda Number: 935714990
--------------------------------------------------------------------------------------------------------------------------
Security: 21036P108
Meeting Type: Special
Meeting Date: 09-Nov-2022
Ticker: STZ
ISIN: US21036P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve and adopt the Amended and Mgmt For For
Restated Charter, which will effectuate the
Reclassification described in the Proxy
Statement.
2. To adjourn the Special Meeting to a later Mgmt For For
date or dates, if necessary or appropriate,
to solicit additional proxies if there are
insufficient votes to approve the
Reclassification Proposal at the time of
the Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
CRONOS GROUP INC. Agenda Number: 935864389
--------------------------------------------------------------------------------------------------------------------------
Security: 22717L101
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: CRON
ISIN: CA22717L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jason Adler Mgmt For For
1b. Election of Director: Kendrick Ashton, Jr. Mgmt For For
1c. Election of Director: Kamran Khan Mgmt For For
1d. Election of Director: Dominik Meier Mgmt For For
1e. Election of Director: Michael Gorenstein Mgmt For For
1f. Election of Director: Elizabeth Seegar Mgmt For For
1g. Election of Director: James Rudyk Mgmt For For
2. Adoption of an advisory (non-binding) Mgmt For For
resolution to approve the compensation of
the Company's named executive officers as
disclosed in the proxy statement dated
April 28, 2023.
3. Appointment of KPMG LLP to serve as the Mgmt For For
Company's registered independent public
accounting firm for fiscal year 2023 and to
authorize the board of directors of the
Company to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC Agenda Number: 935705864
--------------------------------------------------------------------------------------------------------------------------
Security: 25243Q205
Meeting Type: Annual
Meeting Date: 06-Oct-2022
Ticker: DEO
ISIN: US25243Q2057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Report and accounts 2022 Mgmt For For
O2 Directors' remuneration report 2022 Mgmt For For
O3 Declaration of final dividend Mgmt For For
O4 Appointment of Karen Blackett (1,3,4) as a Mgmt For For
Director
O5 Re-appointment of Melissa Bethell (1,3,4) Mgmt For For
as a Director
O6 Re-appointment of Lavanya Chandrashekar (2) Mgmt For For
as a Director
O7 Re-appointment of Valerie Mgmt For For
Chapoulaud-Floquet (1,3,4) as a Director
O8 Re-appointment of Javier FerrAn (3*) as a Mgmt For For
Director
O9 Re-appointment of Susan Kilsby (1,3,4*) as Mgmt For For
a Director
O10 Re-appointment of Sir John Manzoni (1,3,4) Mgmt For For
as a Director
O11 Re-appointment of Lady Mendelsohn (1,3,4) Mgmt For For
as a Director
O12 Re-appointment of Ivan Menezes (2*) as a Mgmt For For
Director
O13 Re-appointment of Alan Stewart (1*,3,4) as Mgmt For For
a Director
O14 Re-appointment of Ireena Vittal (1,3,4) as Mgmt For For
a Director
O15 Re-appointment of auditor Mgmt For For
O16 Remuneration of auditor Mgmt For For
O17 Authority to make political donations Mgmt For For
and/or to incur political expenditure
O18 Amendment of the Diageo plc 2017 Irish Mgmt For For
Share Ownership Plan
O19 Authority to allot shares Mgmt For For
S20 Disapplication of pre-emption rights Mgmt For For
S21 Authority to purchase own ordinary shares Mgmt For For
S22 Reduced notice of a general meeting other Mgmt For For
than an AGM
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935799253
--------------------------------------------------------------------------------------------------------------------------
Security: 26142V105
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: DKNG
ISIN: US26142V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry E. Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt For For
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt For For
Marni M. Walden Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. To conduct a non-binding advisory vote on Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 935784769
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 01-May-2023
Ticker: LLY
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three-year Mgmt For For
term: William G. Kaelin, Jr.
1b. Election of Director to serve a three-year Mgmt For For
term: David A. Ricks
1c. Election of Director to serve a three-year Mgmt For For
term: Marschall S. Runge
1d. Election of Director to serve a three-year Mgmt For For
term: Karen Walker
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Advisory vote on frequency of future Mgmt 3 Years Against
advisory votes on named executive officer
compensation.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2023.
5. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate the
classified board structure.
6. Approval of amendments to the company's Mgmt For For
Articles of Incorporation to eliminate
supermajority voting provisions.
7. Shareholder proposal to publish an annual Shr Against For
report disclosing lobbying activities.
8. Shareholder proposal to eliminate Shr Against For
supermajority voting requirements.
9. Shareholder proposal to establish and Shr Against For
report on a process by which the impact of
extended patent exclusivities on product
access would be considered in deciding
whether to apply for secondary and tertiary
patents.
10. Shareholder proposal to report on risks of Shr Against For
supporting abortion.
11. Shareholder proposal to disclose lobbying Shr Against For
activities and alignment with public policy
positions and statements.
12. Shareholder proposal to report on Shr Against For
effectiveness of the company's diversity,
equity, and inclusion efforts.
13. Shareholder proposal to adopt a policy to Shr Against For
require certain third-party organizations
to annually report expenditures for
political activities before Lilly
contributes to an organization.
--------------------------------------------------------------------------------------------------------------------------
EVERI HOLDINGS INC. Agenda Number: 935854782
--------------------------------------------------------------------------------------------------------------------------
Security: 30034T103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: EVRI
ISIN: US30034T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linster W. Fox Mgmt For For
Maureen T. Mullarkey Mgmt For For
Secil Tabli Watson Mgmt For For
2. Advisory approval, on a non-binding basis, Mgmt For For
of the compensation of our named executive
officers.
3. Advisory vote, on a non-binding basis, on Mgmt 3 Years Against
the frequency of future advisory votes on
the compensation of our named executive
officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GENMAB A S Agenda Number: 935770962
--------------------------------------------------------------------------------------------------------------------------
Security: 372303206
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: GMAB
ISIN: US3723032062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Presentation and adoption of the audited Mgmt For For
Annual Report and discharge of Board of
Directors and Executive Management
3. Resolution on the distribution of profits Mgmt For For
as recorded in the adopted Annual Report
4. Advisory vote on the Compensation Report Mgmt For For
5a. Re-election of Director: Deirdre P. Mgmt For For
Connelly
5b. Re-election of Director: Pernille Erenbjerg Mgmt For For
5c. Re-election of Director: Rolf Hoffmann Mgmt For For
5d. Re-election of Director: Elizabeth Mgmt For For
O'Farrell
5e. Re-election of Director: Dr. Paolo Paoletti Mgmt For For
5f. Re-election of Director: Dr. Anders Gersel Mgmt For For
Pedersen
6. Re-election of PricewaterhouseCoopers Mgmt For For
Statsautoriseret Revisionspartnerselskab
7a. Approval of the Board of Directors' Mgmt For For
remuneration for 2023
7b. Amendment to Remuneration Policy for the Mgmt For For
Board of Directors and the Executive
Management (removal of DKK 25 million cap)
7c. Amendments to Remuneration Policy for the Mgmt For For
Board of Directors and the Executive
Management (certain other changes)
7d. Authorization to the Board of Directors to Mgmt For For
mandate the Company to acquire treasury
shares
8. Authorization of the Chair of the General Mgmt For For
Meeting to register resolutions passed by
the General Meeting
--------------------------------------------------------------------------------------------------------------------------
GILEAD SCIENCES, INC. Agenda Number: 935788438
--------------------------------------------------------------------------------------------------------------------------
Security: 375558103
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GILD
ISIN: US3755581036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacqueline K. Barton, Mgmt For For
Ph.D.
1b. Election of Director: Jeffrey A. Bluestone, Mgmt For For
Ph.D.
1c. Election of Director: Sandra J. Horning, Mgmt For For
M.D.
1d. Election of Director: Kelly A. Kramer Mgmt For For
1e. Election of Director: Kevin E. Lofton Mgmt For For
1f. Election of Director: Harish Manwani Mgmt For For
1g. Election of Director: Daniel P. O'Day Mgmt For For
1h. Election of Director: Javier J. Rodriguez Mgmt For For
1i. Election of Director: Anthony Welters Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers as presented in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of future advisory stockholder
votes on executive compensation.
5. To approve an amendment and restatement of Mgmt For For
the Gilead Sciences, Inc. Employee Stock
Purchase Plan and the Gilead Sciences, Inc.
International Employee Stock Purchase Plan.
6. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting the Board implement a process to
nominate at least one more candidate than
the number of directors to be elected.
7. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting the Board amend the company
governing documents to give street name
shares and non-street name shares an equal
right to call a special stockholder
meeting.
8. To vote on a stockholder proposal, if Shr Against For
properly presented at the meeting,
requesting a report on a process by which
the impact of extended patent exclusivities
on product access would be considered in
deciding whether to apply for secondary and
tertiary patents.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC. Agenda Number: 935824032
--------------------------------------------------------------------------------------------------------------------------
Security: 381013101
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: GDEN
ISIN: US3810131017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the next annual meeting: Blake L. Sartini
1.2 Election of Director to hold office until Mgmt For For
the next annual meeting: Andy H. Chien
1.3 Election of Director to hold office until Mgmt For For
the next annual meeting: Ann D. Dozier
1.4 Election of Director to hold office until Mgmt For For
the next annual meeting: Mark A. Lipparelli
1.5 Election of Director to hold office until Mgmt For For
the next annual meeting: Anthony A. Marnell
III
1.6 Election of Director to hold office until Mgmt For For
the next annual meeting: Terrence L. Wright
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as disclosed in the
accompanying proxy statement (the "Say on
Pay Proposal").
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GSK PLC Agenda Number: 935675112
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 06-Jul-2022
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Demerger Resolution Mgmt For For
2. Related Party Transactions Resolution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GSK PLC Agenda Number: 935802959
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W204
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GSK
ISIN: US37733W2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2022 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To elect Julie Brown as a Director Mgmt For For
4. To elect Dr Vishal Sikka as a Director Mgmt For For
5. To elect Elizabeth McKee Anderson as a Mgmt For For
Director
6. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
7. To re-elect Dame Emma Walmsley as a Mgmt For For
Director
8. To re-elect Charles Bancroft as a Director Mgmt For For
9. To re-elect Dr Hal Barron as a Director Mgmt For For
10. To re-elect Dr Anne Beal as a Director Mgmt For For
11. To re-elect Dr Harry C Dietz as a Director Mgmt For For
12. To re-elect Dr Jesse Goodman as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To approve amendments to the Directors' Mgmt For For
Remuneration policy
17. To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
18. To authorise allotment of shares Mgmt For For
19. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
20. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
21. To authorise the company to purchase its Mgmt For For
own shares (Special resolution)
22. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
23. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC Agenda Number: 935856774
--------------------------------------------------------------------------------------------------------------------------
Security: G4863A108
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: IGT
ISIN: GB00BVG7F061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2022 Annual Report Mgmt For For
& Accounts
2. To approve the 2022 Directors' Remuneration Mgmt For For
Report (excluding the remuneration policy)
3. Election of Director: Massimiliano Chiara Mgmt For For
4. Election of Director: Alberto Dessy Mgmt For For
5. Election of Director: Marco Drago Mgmt For For
6. Election of Director: Ashley M. Hunter Mgmt For For
7. Election of Director: James McCann Mgmt For For
8. Election of Director: Heather McGregor Mgmt For For
9. Election of Director: Lorenzo Pellicioli Mgmt For For
10. Election of Director: Maria Pinelli Mgmt For For
11. Election of Director: Samantha Ravich Mgmt For For
12. Election of Director: Vincent Sadusky Mgmt For For
13. Election of Director: Marco Sala Mgmt For For
14. Election of Director: Gianmario Tondato Da Mgmt For For
Ruos
15. To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor of the Company
16. To authorise the Board or its Audit Mgmt For For
Committee to determine the auditor's
remuneration
17. To authorise the Company to make political Mgmt For For
donations and expenditure
18. To authorise the directors to allot shares Mgmt For For
19. To authorise the directors to disapply Mgmt For For
pre-emption rights (special resolution)
20. To authorise the directors to further Mgmt For For
disapply pre-emption rights for an
acquisition or a specified capital
investment (special resolution)
21. To authorise the Company to make off-market Mgmt For For
purchases of its own ordinary shares
(special resolution)
22. To approve the capitalisation of the Mgmt For For
Company's revaluation reserve and to
authorise the Board to allot the Capital
Reduction Share (as defined in the Notice
of AGM) (special resolution)
23. To approve the cancellation of the Capital Mgmt For For
Reduction Share (as defined in the Notice
of AGM) (special resolution)
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt For For
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Advisory Vote on the Frequency of Voting to Mgmt 3 Years Against
Approve Named Executive Officer
Compensation
4. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Shr Against
Mandatory Arbitration Bylaw)
6. Vaccine Pricing Report Shr Against For
7. Executive Compensation Adjustment Policy Shr Against For
8. Impact of Extended Patent Exclusivities on Shr Against For
Product Access
--------------------------------------------------------------------------------------------------------------------------
LAS VEGAS SANDS CORP. Agenda Number: 935799479
--------------------------------------------------------------------------------------------------------------------------
Security: 517834107
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: LVS
ISIN: US5178341070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert G. Goldstein Mgmt For For
Patrick Dumont Mgmt For For
Irwin Chafetz Mgmt For For
Micheline Chau Mgmt For For
Charles D. Forman Mgmt For For
Nora M. Jordan Mgmt For For
Lewis Kramer Mgmt For For
David F. Levi Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
3. An advisory (non-binding) vote to approve Mgmt For For
the compensation of the named executive
officers.
4. An advisory (non-binding) vote on how Mgmt 3 Years Against
frequently stockholders should vote to
approve the compensation of the named
executive officers.
5. Shareholder proposal to require the Company Shr Against For
to include in its proxy statement each
director/nominee's self identified gender
and race/ethnicity, as well as certain
skills and attributes, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
LIGHT & WONDER, INC. Agenda Number: 935847802
--------------------------------------------------------------------------------------------------------------------------
Security: 80874P109
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: LNW
ISIN: US80874P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie R. Odell Mgmt For For
Matthew R. Wilson Mgmt For For
Antonia Korsanos Mgmt For For
Hamish R. McLennan Mgmt For For
Stephen Morro Mgmt For For
Michael J. Regan Mgmt For For
Virginia E. Shanks Mgmt For For
Timothy Throsby Mgmt For For
Maria T. Vullo Mgmt For For
Kneeland C. Youngblood Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To indicate on an advisory basis, whether Mgmt 3 Years Against
the advisory vote on compensation of the
Company's named executive officers should
take place every year, every two years or
every three years.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935809080
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Mary Ellen Coe Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt For For
1f. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey, M.D.
1g. Election of Director: Stephen L. Mayo, Mgmt For For
Ph.D.
1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Christine E. Seidman, Mgmt For For
M.D.
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Non-binding advisory vote to approve the Mgmt 3 Years Against
frequency of future votes to approve the
compensation of our named executive
officers.
4. Ratification of the appointment of the Mgmt For For
Company's independent registered public
accounting firm for 2023.
5. Shareholder proposal regarding business Shr Against For
operations in China.
6. Shareholder proposal regarding access to Shr Against For
COVID-19 products.
7. Shareholder proposal regarding indirect Shr Against For
political spending.
8. Shareholder proposal regarding patents and Shr Against For
access.
9. Shareholder proposal regarding a congruency Shr Against For
report of partnerships with globalist
organizations.
10. Shareholder proposal regarding an Shr Against For
independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS INTERNATIONAL Agenda Number: 935791788
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: MGM
ISIN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barry Diller Mgmt For For
1b. Election of Director: Alexis M. Herman Mgmt For For
1c. Election of Director: William J. Hornbuckle Mgmt For For
1d. Election of Director: Mary Chris Jammet Mgmt For For
1e. Election of Director: Joey Levin Mgmt For For
1f. Election of Director: Rose McKinney-James Mgmt For For
1g. Election of Director: Keith A. Meister Mgmt For For
1h. Election of Director: Paul Salem Mgmt For For
1i. Election of Director: Jan G. Swartz Mgmt For For
1j. Election of Director: Daniel J. Taylor Mgmt For For
1k. Election of Director: Ben Winston Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency with which the Company conducts
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MGP INGREDIENTS, INC. Agenda Number: 935825589
--------------------------------------------------------------------------------------------------------------------------
Security: 55303J106
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: MGPI
ISIN: US55303J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas A. Gerke Mgmt For For
1b. Election of Director: Donn Lux Mgmt For For
1c. Election of Director: Kevin S. Rauckman Mgmt For For
1d. Election of Director: Todd B. Siwak Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm.
3. To adopt an advisory resolution to approve Mgmt For For
the compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MODERNA, INC. Agenda Number: 935788096
--------------------------------------------------------------------------------------------------------------------------
Security: 60770K107
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: MRNA
ISIN: US60770K1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Berenson Mgmt For For
Sandra Horning, M.D. Mgmt For For
Paul Sagan Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our registered independent public
accounting firm for the year ending
December 31, 2023.
4. To vote on a shareholder proposal Shr Against For
requesting a report on transferring
intellectual property.
--------------------------------------------------------------------------------------------------------------------------
MOLSON COORS BEVERAGE COMPANY Agenda Number: 935812405
--------------------------------------------------------------------------------------------------------------------------
Security: 60871R209
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: TAP
ISIN: US60871R2094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger G. Eaton Mgmt For For
Charles M. Herington Mgmt For For
H. Sanford Riley Mgmt For For
2. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of Molson Coors Beverage
Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
MONARCH CASINO & RESORT, INC. Agenda Number: 935813255
--------------------------------------------------------------------------------------------------------------------------
Security: 609027107
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: MCRI
ISIN: US6090271072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bob Farahi Mgmt For For
1b. Election of Director: Yvette E. Landau Mgmt For For
2. To approve, on a non-binding, advisory Mgmt For For
basis, the executive compensation of our
named executive officers.
3. To recommend, by non-binding, advisory Mgmt 3 Years For
vote, the frequency of votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935764577
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 07-Mar-2023
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2022 Financial Year
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2022
4. Reduction of Share Capital Mgmt For For
5. Further Share Repurchases Mgmt For For
6A. Introduction of Article 12a of the Articles Mgmt For For
of Incorporation
6B. Amendment of Articles 10, 14, 30, 33 and 34 Mgmt For For
of the Articles of Incorporation
6C. Amendment of Articles 4-7, 9, 11-13, 16-18, Mgmt For For
20-24, 27, 38 and 39 of the Articles of
Incorporation
7A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2023 Annual General
Meeting to the 2024 Annual General Meeting
7B. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Executive
Committee for the 2024 Financial Year
7C. Advisory Vote on the 2022 Compensation Mgmt For For
Report
8A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Board Chair
8B. Re-election of Nancy C. Andrews Mgmt For For
8C. Re-election of Ton Buechner Mgmt For For
8D. Re-election of Patrice Bula Mgmt For For
8E. Re-election of Elizabeth Doherty Mgmt For For
8F. Re-election of Bridgette Heller Mgmt For For
8G. Re-election of Daniel Hochstrasser Mgmt For For
8H. Re-election of Frans van Houten Mgmt For For
8I. Re-election of Simon Moroney Mgmt For For
8J. Re-election of Ana de Pro Gonzalo Mgmt For For
8K. Re-election of Charles L. Sawyers Mgmt For For
8L. Re-election of William T. Winters Mgmt For For
8M. Election of John D. Young Mgmt For For
9A. Re-election of Patrice Bula Mgmt For For
9B. Re-election of Bridgette Heller Mgmt For For
9C. Re-election of Simon Moroney Mgmt For For
9D. Re-election of William T. Winters Mgmt For For
10. Re-election of the Auditor Mgmt For For
11. Re-election of the Independent Proxy Mgmt For For
12. General instructions in case of alternative Mgmt For For
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 704b of
the Swiss Code of Obligations
--------------------------------------------------------------------------------------------------------------------------
PENN ENTERTAINMENT, INC. Agenda Number: 935833459
--------------------------------------------------------------------------------------------------------------------------
Security: 707569109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: PENN
ISIN: US7075691094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vimla Black-Gupta Mgmt For For
Marla Kaplowitz Mgmt For For
Jane Scaccetti Mgmt For For
Jay A. Snowden Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2023 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the Company's named
executive officers.
4. Advisory vote on the frequency of the Mgmt 3 Years Against
shareholder advisory vote to approve
compensation paid to the Company's named
executive officers.
5. Approval of the amendment to the Company's Mgmt For For
2022 Long-Term Incentive Compensation Plan
to increase the number of authorized
shares.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935778451
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Scott Gottlieb Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: Susan Hockfield Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2023
3. 2023 advisory approval of executive Mgmt For For
compensation
4. Advisory vote on frequency of future Mgmt 3 Years Against
advisory votes to approve executive
compensation
5. Shareholder proposal regarding ratification Shr Against For
of termination pay
6. Shareholder proposal regarding independent Shr Against For
board chairman policy
7. Shareholder proposal regarding transfer of Shr Against For
intellectual property to potential COVID-19
manufacturers feasibility report
8. Shareholder proposal regarding impact of Shr Against For
extended patent exclusivities on product
access report
9. Shareholder proposal regarding political Shr Against For
contributions congruency report
--------------------------------------------------------------------------------------------------------------------------
RED ROCK RESORTS, INC. Agenda Number: 935843169
--------------------------------------------------------------------------------------------------------------------------
Security: 75700L108
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: RRR
ISIN: US75700L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fertitta III Mgmt For For
Lorenzo J. Fertitta Mgmt For For
Robert A. Cashell, Jr. Mgmt For For
Robert E. Lewis Mgmt For For
James E. Nave, D.V.M. Mgmt For For
2. Company Proposal: Proposal 2 - Advisory Mgmt For For
vote to approve the compensation of our
named executive officers.
3. Company Proposal: Proposal 3 - Advisory Mgmt 3 Years Against
proposal regarding the frequency of future
say-on-pay votes.
4. Company Proposal: Proposal 4 - Ratification Mgmt For For
of the appointment of Ernst & Young LLP as
our independent registered public
accounting firm for 2023.
5. Company Proposal: Proposal 5 - Approval of Mgmt For For
an Amendment to the Company's Amended and
Restated Certificate of Incorporation to
limit the liability of certain officers of
the Company as permitted by Delaware law.
6. Stockholder Proposal: Proposal 6 - A Shr Against For
stockholder proposal regarding a Board
diversity report.
--------------------------------------------------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC. Agenda Number: 935835338
--------------------------------------------------------------------------------------------------------------------------
Security: 75886F107
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: REGN
ISIN: US75886F1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joseph L. Goldstein, Mgmt For For
M.D.
1b. Election of Director: Christine A. Poon Mgmt For For
1c. Election of Director: Craig B. Thompson, Mgmt For For
M.D.
1d. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Proposal to approve, on an advisory basis, Mgmt For For
executive compensation.
4. Proposal to approve, on an advisory basis, Mgmt 3 Years Against
the frequency of future advisory votes on
executive compensation.
5. Non-binding shareholder proposal, if Shr Against For
properly presented, requesting report on a
process by which access to medicine is
considered in matters related to protecting
intellectual property.
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935860189
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2022
O2 Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2022
O3 Appropriation of profits for the year ended Mgmt For For
December 31, 2022 and declaration of
dividend
O4 Appointment of Frederic Oudea as a director Mgmt For For
O5 Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code
O6 Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2022 to Serge
Weinberg, Chairman of the Board
O7 Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2022 to Paul
Hudson, Chief Executive Officer
O8 Setting the compensation for directors Mgmt For For
O9 Approval of the compensation policy for Mgmt For For
directors
O10 Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors
O11 Approval of the compensation policy for the Mgmt For For
Chief Executive Officer
O12 Reappointment of Pricewaterhouse Coopers Mgmt For For
Audit as a statutory auditor
O13 Ratification of the transfer of the Mgmt For For
registered office (ratification of the
decision of the Board of Directors to
...(due to space limits, see proxy material
for full proposal).
O14 Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer)
E15 Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares
E16 Delegation to the Board of Directors of Mgmt For For
competence to decide to issue, with
shareholders' preemptive rights maintained,
shares ...(due to space limits, see proxy
material for full proposal).
E17 Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy material for full
proposal).
E18 Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy material for full
proposal).
E19 Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy material for full
proposal).
E20 Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy material for full
proposal).
E21 Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy material for full
proposal).
E22 Delegation to the Board of Directors of Mgmt For For
competence to decide to carry out increases
in the share capital by incorporation of
share premium, reserves, profits or other
items (usable outside the period of a
public tender offer)
E23 Delegation to the Board of Directors of Mgmt For For
competence to decide on the issuance of
shares or securities giving access to the
Company's share capital reserved for
members of savings plans, with waiver of
preemptive rights in their favor.
24 Powers to carry out formalities (Ordinary & Mgmt For For
Extraordinary Business)
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935851320
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104
Meeting Type: Special
Meeting Date: 30-May-2023
Ticker: SGEN
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on the proposal to Mgmt For For
adopt the Agreement and Plan of Merger (as
it may be amended or supplemented from time
to time, the "merger agreement"), dated
March 12, 2023, by and among Seagen Inc.
("Seagen"), Pfizer Inc. ("Pfizer") and Aris
Merger Sub, Inc., a wholly-owned subsidiary
of Pfizer ("Merger Sub"), and pursuant to
which Merger Sub will be merged with and
into Seagen, with Seagen surviving the
merger as a wholly-owned subsidiary of
Pfizer (the "merger" and such proposal the
"merger agreement proposal").
2. To consider and vote on the proposal to Mgmt For For
approve, on a non-binding, advisory basis,
certain compensation arrangements for
Seagen's named executive officers in
connection with the merger (the
"compensation proposal").
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935821098
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: SGEN
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: David W. Mgmt For For
Gryska
1b. Election of Class I Director: John A. Orwin Mgmt For For
1c. Election of Class I Director: Alpna H. Mgmt For For
Seth, Ph.D.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Seagen's named executive
officers as disclosed in the accompanying
proxy statement.
3. Indicate, on an advisory basis, the Mgmt 3 Years Against
preferred frequency of shareholder advisory
votes on the compensation of Seagen's named
executive officers.
4. Approve the amendment and restatement of Mgmt For For
the Seagen Inc. Amended and Restated 2007
Equity Incentive Plan to, among other
things, increase the aggregate number of
shares of common stock authorized for
issuance thereunder by 5,190,000 shares.
5. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Seagen's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SPORTRADAR GROUP AG Agenda Number: 935800311
--------------------------------------------------------------------------------------------------------------------------
Security: H8088L103
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: SRAD
ISIN: CH1134239669
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Approval of the Management Report, Mgmt For For
Consolidated Financial Statements and
Statutory Financial Statements
1B Consultative vote on the Compensation Mgmt For For
Report
2 Approval of Appropriation of Available Mgmt For For
Earnings
3 Approval of Discharge of the Board of Mgmt For For
Directors and of Executive Management
4AA Election of Director: Deirdre Mary Bigley Mgmt For For
4AB Election of Director: John Andrew Doran Mgmt For For
4AC Election of Director: George Fleet Mgmt For For
4AD Election of Director: Carsten Koerl Mgmt For For
4AE Election of Director: Hafiz Lalani Mgmt For For
4AF Election of Director: Rajani Ramanathan Mgmt For For
4AG Election of Director: Marc Walder Mgmt For For
4AH Election of Director: William Jeffery Mgmt For For
Yabuki
4B Election of William Jeffery Yabuki as Chair Mgmt For For
of the Board of Directors
4CA Election of Compensation Committee: Deirdre Mgmt For For
Mary Bigley
4CB Election of Compensation Committee: John Mgmt For For
Andrew Doran
4CC Election of Compensation Committee: Hafiz Mgmt For For
Lalani
4CD Election of Compensation Committee: Marc Mgmt For For
Walder
5A Approval of the total maximum amount of Mgmt For For
Board compensation for the term of office
until the Annual General Meeting in 2024
5B Approval of the total maximum amount of Mgmt For For
Executive Management compensation for the
next financial year
6 Election of the law firm Furer Partner Mgmt For For
Advocaten KlG, Frauenfeld, Switzerland as
independent proxy
7A Election of KPMG AG, St. Gallen, Mgmt For For
Switzerland, as statutory auditors
7B Election of BDO, AG, St. Gallen, Mgmt For For
Switzerland, as special auditors
8A Amendments of the articles of association: Mgmt For For
Amendment of the Company's current
conditional share capital
8B Amendments of the articles of association: Mgmt For For
Replacement of the current authorized share
capital by a capital band
8C Amendments of the articles of association: Mgmt For For
Amendment of the provisions on compensation
in connection with the compensation policy
8D Amendments of the articles of association: Mgmt For For
Amendments in connection with shareholders'
rights and the preparation and conduct of
the Annual General Meeting
8E Amendments of the articles of association: Mgmt For For
Amendments in connection with the Board of
Directors and editorial changes
9A New or modified proposals or agenda items - Mgmt For For
motions by the Board
9B New or modified proposals or agenda items - Mgmt Against For
motions by shareholders
--------------------------------------------------------------------------------------------------------------------------
TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935893037
--------------------------------------------------------------------------------------------------------------------------
Security: 874060205
Meeting Type: Annual
Meeting Date: 28-Jun-2023
Ticker: TAK
ISIN: US8740602052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appropriation of Surplus Mgmt For For
2a. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Christophe
Weber
2b. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Andrew Plump
2c. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Costa
Saroukos
2d. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Masami Iijima
2e. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Olivier
Bohuon
2f. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Jean-Luc
Butel
2g. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Ian Clark
2h. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Steven Gillis
2i. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: John
Maraganore
2j. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Michel
Orsinger
2k. Election of Director who are not Audit and Mgmt For For
Supervisory Committee Member: Miki Tsusaka
3. Payment of Bonuses to Directors who are not Mgmt For For
Audit and Supervisory Committee Members
--------------------------------------------------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC. Agenda Number: 935798376
--------------------------------------------------------------------------------------------------------------------------
Security: 100557107
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: SAM
ISIN: US1005571070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Meghan V. Joyce Mgmt For For
Michael Spillane Mgmt For For
Jean-Michel Valette Mgmt For For
2. Advisory vote to approve our Named Mgmt For For
Executive Officers' executive compensation.
3. To conduct an advisory vote on the Mgmt 3 Years Against
frequency of holding future advisory votes
on the compensation of the Company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
THE DUCKHORN PORTFOLIO, INC. Agenda Number: 935742216
--------------------------------------------------------------------------------------------------------------------------
Security: 26414D106
Meeting Type: Annual
Meeting Date: 20-Jan-2023
Ticker: NAPA
ISIN: US26414D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Melanie Cox Mgmt For For
1b. Election of Director: Adriel Lares Mgmt For For
1c. Election of Director: James O'Hara Mgmt For For
2. Ratification of the Appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting
Firm for Fiscal 2023.
3. Advisory Vote to Approve the Frequency of Mgmt 3 Years For
Future Stockholder Advisory Votes on
Compensation of Named Executive Officers.
4. Approval of an Amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
Limit the Liability of Certain Officers of
the Company.
--------------------------------------------------------------------------------------------------------------------------
TILRAY BRANDS, INC. Agenda Number: 935770986
--------------------------------------------------------------------------------------------------------------------------
Security: 88688T100
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: TLRY
ISIN: US88688T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director for a three-year term Mgmt For For
expiring 2025: John M. Herhalt
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending May 31,
2023.
3. To approve the amendments to the Company's Mgmt For For
Certificate of Incorporation, as amended to
cancel the Class 1 common stock and
re-allocate such authorized shares to Class
2 common stock.
--------------------------------------------------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935809852
--------------------------------------------------------------------------------------------------------------------------
Security: 92532F100
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: VRTX
ISIN: US92532F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sangeeta Bhatia Mgmt For For
1.2 Election of Director: Lloyd Carney Mgmt For For
1.3 Election of Director: Alan Garber Mgmt For For
1.4 Election of Director: Terrence Kearney Mgmt For For
1.5 Election of Director: Reshma Kewalramani Mgmt For For
1.6 Election of Director: Jeffrey Leiden Mgmt For For
1.7 Election of Director: Diana McKenzie Mgmt For For
1.8 Election of Director: Bruce Sachs Mgmt For For
1.9 Election of Director: Suketu Upadhyay Mgmt For For
2. Ratification of Ernst & Young LLP as Mgmt For For
independent Registered Public Accounting
firm for the year ending December 31, 2023.
3. Advisory vote to approve named executive Mgmt For For
office compensation.
4. Advisory vote on the frequency of future Mgmt 3 Years Against
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
WYNN RESORTS, LIMITED Agenda Number: 935785494
--------------------------------------------------------------------------------------------------------------------------
Security: 983134107
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: WYNN
ISIN: US9831341071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard J. Byrne Mgmt For For
Patricia Mulroy Mgmt For For
Philip G. Satre Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers as described in the
proxy statement.
4. To approve, on a non-binding advisory Mgmt 3 Years Against
basis, the frequency of future advisory
votes to approve the compensation of our
named executive officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory Bakken
Name Gregory Bakken
Title President
Date 08/29/2023