UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-23226 NAME OF REGISTRANT: Listed Funds Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Gregory Bakken, President Listed Funds Trust c/o U.S. Bank Global Fund Services 777 E. Wisconsin Ave, 6th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-516-3097 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023 B.A.D. ETF -------------------------------------------------------------------------------------------------------------------------- ABBVIE INC. Agenda Number: 935786484 -------------------------------------------------------------------------------------------------------------------------- Security: 00287Y109 Meeting Type: Annual Meeting Date: 05-May-2023 Ticker: ABBV ISIN: US00287Y1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Director: Robert J. Mgmt For For Alpern 1b. Election of Class II Director: Melody B. Mgmt For For Meyer 1c. Election of Class II Director: Frederick H. Mgmt For For Waddell 2. Ratification of Ernst & Young LLP as Mgmt For For AbbVie's independent registered public accounting firm for 2023. 3. Say on Pay - An advisory vote on the Mgmt For For approval of executive compensation. 4. Approval of a management proposal regarding Mgmt For For amendment of the certificate of incorporation to eliminate supermajority voting. 5. Stockholder Proposal - to Implement Simple Shr Against For Majority Vote. 6. Stockholder Proposal - to Issue an Annual Shr Against For Report on Political Spending. 7. Stockholder Proposal - to Issue an Annual Shr Against For Report on Lobbying. 8. Stockholder Proposal - to Issue a Report on Shr Against For Patent Process. -------------------------------------------------------------------------------------------------------------------------- AMBEV S.A. Agenda Number: 935826694 -------------------------------------------------------------------------------------------------------------------------- Security: 02319V103 Meeting Type: Annual Meeting Date: 28-Apr-2023 Ticker: ABEV ISIN: US02319V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 analyze and approve the management Mgmt For For accounts, with examination, discussion and voting on the Company's financial statements related to the fiscal year ended December 31, 2022. 2 resolve on the allocation of the net Mgmt For For profits for the fiscal year ended December 31, 2022, pursuant to the Management Proposal. 3 approve the number of members of the Board Mgmt For For of Directors to 11 effective seats and 2 alternates, for a 3-year term, which will end at the Ordinary Shareholder's Meeting to be held in 2026, pursuant to the Management Proposal. 4AA Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Michel Dimitrios Doukeris 4AB Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Victorio Carlos De Marchi 4AC Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Milton Seligman 4AD Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Fabio Colleti Barbosa 4AE Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Fernando Mommensohn Tennenbaum 4AF Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Lia Machado de Matos 4AG Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Nelson Jose Jamel 4AH Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Carlos Eduardo Klutzenschell Lisboa 4AI Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Claudia Quintella Woods (Independent Member) 4AJ Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Marcos de Barros Lisboa (Independent Member) 4AK Election of Effective Director for a term Mgmt For For of 3 years, as per the Management Proposal: Luciana Pires Dias (Independent Member) 4BA Election of Alternate Director for a term Mgmt For For of 3 years, as per the Management Proposal: Ricardo Tadeu Almeida Cabral de Soares 4BB Election of Alternate Director for a term Mgmt For For of 3 years, as per the Management Proposal: David Henrique Galatro de Almeida 5 In case of the adoption of multiple voting, Mgmt For For should the votes regarding your shares be equally distributed for all the members you have chosen? If the shareholder chooses to "abstain" and the election occurs by the multiple voting process, his/her vote must be counted as an abstention in the respective resolution of the meeting. 6A1 Elect the effective and alternate members Mgmt For For of the Fiscal Council for a term in office of 1 year, which shall end on the Ordinary General Meeting to be held in 2024: Controller Slate - Fiscal Council: Jose Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate), Eduardo Rogatto Luque (Alternate) Please vote in one option only 6A1/6A2 or 6B. Voting in 6A and 6B will deem your vote invalid. 6A2 If one of the candidates that are part of Mgmt For For the slate fails to integrate it to accommodate the separate election, your votes may still be given to the chosen slate? Please vote in one option only 6A1/6A2 or 6B. Voting in 6A and 6B will deem your vote invalid. 6B Separate Election of the fiscal council - Mgmt For Candidates nominated by minority shareholders Fabio de Oliveira Moser / Nilson Martiniano Moreira Please vote in one option only 6A1/6A2 or 6B. Voting in 6A and 6B will deem your vote invalid. 7 Establish the overall management Mgmt For For compensation for the fiscal year of 2023, pursuant to the Management Proposal. 8 establish the compensation of the members Mgmt For For of the Fiscal Council for the fiscal year of 2023, pursuant to the Management Proposal. E1A Amend the Company's Bylaws to: add item "r" Mgmt For For of article 3, to detail in the corporate purpose of the Company ancillary activities related to the main activities carried out by the Company. E1B Amend the Company's Bylaws to: amend the Mgmt For For heading of article 5, in order to reflect the capital increases approved by the Board of Directors up to the date of the AGOE, within the authorized capital limit. E1C Amend the Company's Bylaws to: Amend Mgmt For For section 5 of article 15, in order to adapt it to the provisions of CVM Resolution 80/22. E1D Amend the Company's Bylaws to: amend the Mgmt For For wording of item "c" of article 21, in order to clarify that all the Company's annual strategic long-term plans shall be approved by the Board of Directors. E2 consolidate the Company's Bylaws. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 935805739 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 19-May-2023 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. Wanda M. Austin 1b. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Mr. Robert A. Bradway 1c. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. Michael V. Drake 1d. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. Brian J. Druker 1e. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Mr. Robert A. Eckert 1f. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Mr. Greg C. Garland 1g. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Mr. Charles M. Holley, Jr. 1h. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. S. Omar Ishrak 1i. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. Tyler Jacks 1j. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Ms. Ellen J. Kullman 1k. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Ms. Amy E. Miles 1l. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. Ronald D. Sugar 1m. Election of Director for a term of office Mgmt For For expiring at the 2024 annual meeting: Dr. R. Sanders Williams 2. Advisory vote on the frequency of future Mgmt 3 Years Against stockholder advisory votes to approve executive compensation. 3. Advisory vote to approve our executive Mgmt For For compensation. 4. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accountants for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 935808115 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Meeting Date: 26-Apr-2023 Ticker: BUD ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Change to article 19.3 of the articles of Mgmt For For association of the Company Proposed resolution: amending the composition rules ...(due to space limits, see proxy material for full proposal). 5. Approval of the statutory annual accounts Mgmt For For Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2022. 6. Discharge to the directors Proposed Mgmt For For resolution: granting discharge to the directors for the performance of their duties during the accounting year ended on 31 December 2022. 7. Discharge to the statutory auditor Proposed Mgmt For For resolution: granting discharge to the statutory auditor for the performance of his duties during the accounting year ended on 31 December 2022. 8a. Proposed resolution: acknowledging the end Mgmt For For of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). 8b. Proposed resolution: acknowledging the Mgmt For For resignation of Mr. Elio ...(due to space limits, see proxy material for full proposal). 8c. Proposed resolution: acknowledging the Mgmt For For resignation of Ms. ...(due to space limits, see proxy material for full proposal). 8d. Proposed resolution: upon proposal by the Mgmt For For Reference Shareholder, ...(due to space limits, see proxy material for full proposal). 8e. Proposed resolution: upon proposal by the Mgmt For For Reference Shareholder, ...(due to space limits, see proxy material for full proposal). 8f. Proposed resolution: acknowledging the end Mgmt For For of the mandate of Ms. ...(due to space limits, see proxy material for full proposal). 8g. Proposed resolution: upon proposal by the Mgmt For For Restricted ...(due to space limits, see proxy material for full proposal). 8h. Proposed resolution: upon proposal by the Mgmt For For Restricted ...(due to space limits, see proxy material for full proposal). 8i. Proposed resolution: acknowledging the end Mgmt For For of the mandate of Mr. ...(due to space limits, see proxy material for full proposal). 9. Remuneration Report Proposed resolution: Mgmt For For approving the remuneration report for the financial year 2022. The 2022 annual report containing the remuneration report is available on the Company's website as indicated in this notice. 10. Filings Proposed resolution: without Mgmt For For prejudice to other ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda Number: 935820793 -------------------------------------------------------------------------------------------------------------------------- Security: 046353108 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: AZN ISIN: US0463531089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Company's Accounts, the Mgmt For For Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2022 2. To confirm dividends Mgmt For For 3. To reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditor 4. To authorise the Directors to agree the Mgmt Abstain Against remuneration of the Auditor 5a. Re-election of Director: Michel Demare Mgmt Abstain Against 5b. Re-election of Director: Pascal Soriot Mgmt Abstain Against 5c. Re-election of Director: Aradhana Sarin Mgmt Abstain Against 5d. Re-election of Director: Philip Broadley Mgmt Abstain Against 5e. Re-election of Director: Euan Ashley Mgmt Abstain Against 5f. Re-election of Director: Deborah DiSanzo Mgmt Abstain Against 5g. Re-election of Director: Diana Layfield Mgmt Abstain Against 5h. Re-election of Director: Sheri McCoy Mgmt Abstain Against 5i. Re-election of Director: Tony Mok Mgmt Abstain Against 5j. Re-election of Director: Nazneen Rahman Mgmt Abstain Against 5k. Re-election of Director: Andreas Rummelt Mgmt Abstain Against 5l. Re-election of Director: Marcus Wallenberg Mgmt Abstain Against 6. To approve the Annual Report on Mgmt For For Remuneration for the year ended 31 December 2022 7. To authorise limited political donations Mgmt Against Against 8. To authorise the Directors to allot shares Mgmt For For 9. To authorise the Directors to disapply Mgmt For For pre-emption rights (Special Resolution) 10. To authorise the Directors to further Mgmt For For disapply pre-emption rights for acquisitions and specified capital investments (Special Resolution) 11. To authorise the Company to purchase its Mgmt Against Against own shares (Special Resolution) 12. To reduce the notice period for general Mgmt For For meetings (Special Resolution) 13. To adopt new Articles of Association Mgmt For For (Special Resolution) -------------------------------------------------------------------------------------------------------------------------- BALLY'S CORPORATION Agenda Number: 935804294 -------------------------------------------------------------------------------------------------------------------------- Security: 05875B106 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: BALY ISIN: US05875B1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to hold office for a Mgmt For For term of three years: George T. Papanier 1b. Election of Director to hold office for a Mgmt For For term of three years: Jeffrey W. Rollins 2. Ratification of the appointment of Mgmt For For independent registered public accounting firm. 3. Approve, on a non-binding advisory basis, Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- BEIGENE LTD Agenda Number: 935864315 -------------------------------------------------------------------------------------------------------------------------- Security: 07725L102 Meeting Type: Annual Meeting Date: 15-Jun-2023 Ticker: BGNE ISIN: US07725L1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 THAT Dr. Margaret Dugan be and is hereby Mgmt For For re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until her successor is duly elected and qualified, subject to her earlier resignation or removal. O2 THAT John V. Oyler be and is hereby Mgmt For For re-elected to serve as a Class I director of the Company until the 2026 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. O3 THAT Dr. Alessandro Riva be and is hereby Mgmt For For re-elected to serve as a Class I director until the 2026 annual general meeting of shareholders and until his successor is duly electedand qualified, subject to his earlier resignation or removal. O4 THAT the selection of Ernst & Young LLP, Mgmt For For Ernst & Young and Ernst & Young Hua Ming LLP as the Company's reporting accounting firms for the fiscal year ending December 31, 2023 be and is hereby approved, ratified and confirmed. O5 THAT the Board of Directors is hereby Mgmt For For authorized to fix the auditors' remuneration for the fiscal year ending December 31, 2023. O6 THAT the granting of a share issue mandate Mgmt For For to the Board of ...(due to space limits, see proxy material for full proposal). O7 THAT the granting of a share repurchase Mgmt For For mandate to the Board of ...(due to space limits, see proxy material for full proposal). O8 THAT the Company and its underwriters be Mgmt For For and are hereby ...(due to space limits, see proxy material for full proposal). O9 THAT the Company and its underwriters be Mgmt For For and are hereby ...(due to space limits, see proxy material for full proposal). O10 THAT the grant of an option to acquire Mgmt For For shares to Amgen to allow ...(due to space limits, see proxy material for full proposal). O11 THAT the grant of restricted share units Mgmt For For ("RSUs") with a grant date fair value of US$5,500,000 to Mr. John V. Oyler under the Second Amended and Restated 2016 Share Option and Incentive Plan (as amended, the "2016 Plan"), according to the terms and conditions described in the Proxy Statement, be and is hereby approved. O12 THAT the grant of RSUs with a grant date Mgmt For For fair value of ...(due to space limits, see proxy material for full proposal). O13 THAT the grant of RSUs with a grant date Mgmt For For fair value of ...(due to space limits, see proxy material for full proposal). O14 THAT, on a non-binding, advisory basis, the Mgmt For For compensation of the ...(due to space limits, see proxy material for full proposal). S15 THAT the Seventh Amended and Restated Mgmt For For Memorandum and Articles of Association of the Company, as described in the Proxy Statement, be and is hereby approved. O16 THAT the adjournment of the Annual Meeting Mgmt For For by the chairman, if ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- BIOGEN INC. Agenda Number: 935850013 -------------------------------------------------------------------------------------------------------------------------- Security: 09062X103 Meeting Type: Annual Meeting Date: 26-Jun-2023 Ticker: BIIB ISIN: US09062X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Not Applicable 1b. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Caroline D. Dorsa 1c. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Maria C. Freire 1d. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: William A. Hawkins 1e. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Not Applicable 1f. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Jesus B. Mantas 1g. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Not Applicable 1h. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Eric K. Rowinsky 1i. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Stephen A. Sherwin 1j. Election of Director to serve for a Mgmt For For one-year term extending until the 2024 Annual Meeting: Christopher A. Viehbacher 2. To ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as Biogen Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Say on Pay - To approve an advisory vote on Mgmt For For executive compensation. 4. Say When on Pay - To approve an advisory Mgmt 3 Years Against vote on the frequency of the advisory vote on executive compensation. 5. To elect Susan Langer as a director Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- BIONTECH SE Agenda Number: 935849197 -------------------------------------------------------------------------------------------------------------------------- Security: 09075V102 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: BNTX ISIN: US09075V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2 Resolution on the appropriation of the Mgmt For For balance sheet profit for the financial year 2021. 3 Resolution on the appropriation of the Mgmt For For balance sheet profit for the financial year 2022. 4 Resolution on the approval of the actions Mgmt For For of the Management Board. 5 Resolution on the approval of the actions Mgmt For For of the Supervisory Board. 6 Resolution on the appointment of the Mgmt For For auditor of the financial statements and the auditor of the consolidated financial statements for the financial year 2023 as well as the auditor for a possible audit or audit review of interim reports. 7 Resolution on the approval of the Mgmt For For remuneration report. 8.1 Election to the Supervisory Board: Baroness Mgmt For For Nicola Blackwood 8.2 Election to the Supervisory Board: Ulrich Mgmt For For Wandschneider, Ph.D. 8.3 Election to the Supervisory Board: Mr. Mgmt For For Michael Motschmann 9 Resolution on the Amendment to Sec. 16 Mgmt For For para. 5 of the Articles of Association to authorise the Management Board to provide for the holding of a virtual Annual General Meeting. 10 Resolution on the Amendment to Sec. 16 Mgmt For For para. 4 of the Articles of Association on the participation of members of the Supervisory Board in the Annual General Meeting by means of video and audio transmission. 11a Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Idar-Oberstein Services GmbH as dependent company. 11b Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and NT Security and Services GmbH as dependent company. 11c Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and BioNTech BioNTainer Holding GmbH as dependent company. 11d Approval of the conclusion of the Mgmt For For domination and profit and loss transfer agreement between the Company as controlling company and BioNTech Individualized mRNA Manufacturing GmbH as dependent company. -------------------------------------------------------------------------------------------------------------------------- BOYD GAMING CORPORATION Agenda Number: 935786511 -------------------------------------------------------------------------------------------------------------------------- Security: 103304101 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: BYD ISIN: US1033041013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR John R. Bailey Mgmt For For William R. Boyd Mgmt For For Marianne Boyd Johnson Mgmt For For Keith E. Smith Mgmt For For Christine J. Spadafor Mgmt For For A. Randall Thoman Mgmt For For Peter M. Thomas Mgmt For For Paul W. Whetsell Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Advisory vote on executive compensation. Mgmt For For 4. Advisory vote on the frequency of holding Mgmt 3 Years For an advisory vote on executive compensation. -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935788286 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: BMY ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Deepak L. Bhatt, Mgmt For For M.D., M.P.H. 1C. Election of Director: Giovanni Caforio, Mgmt For For M.D. 1D. Election of Director: Julia A. Haller, M.D. Mgmt For For 1E. Election of Director: Manuel Hidalgo Mgmt For For Medina, M.D., Ph.D. 1F. Election of Director: Paula A. Price Mgmt For For 1G. Election of Director: Derica W. Rice Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Gerald L. Storch Mgmt For For 1J. Election of Director: Karen H. Vousden, Mgmt For For Ph.D. 1K. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory Vote to Approve the Compensation Mgmt For For of our Named Executive Officers. 3. Advisory Vote on the Frequency of the Mgmt 3 Years Against Advisory Vote on the Compensation of our Named Executive Officers. 4. Ratification of the Appointment of an Mgmt For For Independent Registered Public Accounting Firm. 5. Shareholder Proposal on the Adoption of a Shr Against For Board Policy that the Chairperson of the Board be an Independent Director. 6. Shareholder Proposal on Workplace Shr Against For Non-Discrimination Audit. 7. Shareholder Proposal on Special Shareholder Shr Against For Meeting Improvement. -------------------------------------------------------------------------------------------------------------------------- CAESARS ENTERTAINMENT, INC. Agenda Number: 935854225 -------------------------------------------------------------------------------------------------------------------------- Security: 12769G100 Meeting Type: Annual Meeting Date: 13-Jun-2023 Ticker: CZR ISIN: US12769G1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gary L. Carano Mgmt For For Bonnie S. Biumi Mgmt For For Jan Jones Blackhurst Mgmt For For Frank J. Fahrenkopf Mgmt For For Don R. Kornstein Mgmt For For Courtney R. Mather Mgmt For For Michael E. Pegram Mgmt For For Thomas R. Reeg Mgmt For For David P. Tomick Mgmt For For 2. COMPANY PROPOSAL: ADVISORY VOTE TO APPROVE Mgmt For For NAMED EXECUTIVE OFFICER COMPENSATION. 3. COMPANY PROPOSAL: RATIFY THE SELECTION OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2023. 4. COMPANY PROPOSAL: APPROVE AND ADOPT AN Mgmt For For AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO LIMIT THE LIABILITY OF CERTAIN OFFICERS AND THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO REFLECT SUCH AMENDMENT. 5. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For PROPOSAL REGARDING COMPANY POLITICAL DISCLOSURES. 6. SHAREHOLDER PROPOSAL: A SHAREHOLDER Shr Against For PROPOSAL REGARDING BOARD MATRIX. -------------------------------------------------------------------------------------------------------------------------- CANOPY GROWTH CORPORATION Agenda Number: 935695304 -------------------------------------------------------------------------------------------------------------------------- Security: 138035100 Meeting Type: Annual and Special Meeting Date: 15-Sep-2022 Ticker: CGC ISIN: CA1380351009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Directors Election of Director: Mgmt For For Judy A. Schmeling 1B Election of Director: David Klein Mgmt For For 1C Election of Director: Garth Hankinson Mgmt For For 1D Election of Director: Robert L. Hanson Mgmt For For 1E Election of Director: David Lazzarato Mgmt For For 1F Election of Director: James A. Sabia Mgmt For For 1G Election of Director: Theresa Yanofsky Mgmt For For 2 The re-appointment of KPMG LLP, Chartered Mgmt For For Professional Accountants, as the Company's auditor and independent registered public accounting firm for the fiscal year 2023 and authorizing the directors of the Company to fix their remuneration. 3 To consider and, if deemed advisable, Mgmt For For approve the renewal of the Company's employee stock purchase plan, as described in more detail in the proxy statement. 4 To adopt, on an advisory (non-binding) Mgmt For For basis, a resolution approving the compensation of the Company's named executive officers, as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- CHURCHILL DOWNS INCORPORATED Agenda Number: 935782311 -------------------------------------------------------------------------------------------------------------------------- Security: 171484108 Meeting Type: Annual Meeting Date: 25-Apr-2023 Ticker: CHDN ISIN: US1714841087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director: Robert L. Mgmt For For Fealy 1.2 Election of Class III Director: Douglas C. Mgmt For For Grissom 1.3 Election of Class III Director: Daniel P. Mgmt For For Harrington 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2023. 3. To conduct an advisory vote to approve Mgmt For For executive compensation. 4. To conduct an advisory vote on the Mgmt 3 Years Against frequency of holding future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS Agenda Number: 935787676 -------------------------------------------------------------------------------------------------------------------------- Security: 204429104 Meeting Type: Annual Meeting Date: 12-Apr-2023 Ticker: CCU ISIN: US2044291043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Approval of the Annual Report, Consolidated Mgmt For For Financial Statements and External Auditors' Report corresponding to the fiscal year ended on December 31, 2022. 3. Distribution of the profits accrued during Mgmt For For fiscal year 2022 and dividend payment. 5. Election of the members of the Board of Mgmt For For Directors. 6. Determination of the remuneration of the Mgmt For For members of the Board of Directors for fiscal year 2023. 7. Determination of the remuneration of the Mgmt For For members of the Directors Committee and its budget for the fiscal year 2023. 8. Determination of the remuneration of the Mgmt For For members of the Audit Committee and its budget for the fiscal year 2023. 9. Appointment of External Auditors Firm for Mgmt For For the 2023 fiscal year. 10. Appointment of Risk Rating Agencies for the Mgmt For For 2023 fiscal year. -------------------------------------------------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Agenda Number: 935670706 -------------------------------------------------------------------------------------------------------------------------- Security: 21036P108 Meeting Type: Annual Meeting Date: 19-Jul-2022 Ticker: STZ ISIN: US21036P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jennifer M. Daniels Mgmt For For Jeremy S.G. Fowden Mgmt For For Jose M. Madero Garza Mgmt For For Daniel J. McCarthy Mgmt For For 2. To ratify the selection of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending February 28, 2023. 3. To approve, by an advisory vote, the Mgmt For For compensation of the Company's named executive officers as disclosed in the Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. Agenda Number: 935714990 -------------------------------------------------------------------------------------------------------------------------- Security: 21036P108 Meeting Type: Special Meeting Date: 09-Nov-2022 Ticker: STZ ISIN: US21036P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve and adopt the Amended and Mgmt For For Restated Charter, which will effectuate the Reclassification described in the Proxy Statement. 2. To adjourn the Special Meeting to a later Mgmt For For date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to approve the Reclassification Proposal at the time of the Special Meeting. -------------------------------------------------------------------------------------------------------------------------- CRONOS GROUP INC. Agenda Number: 935864389 -------------------------------------------------------------------------------------------------------------------------- Security: 22717L101 Meeting Type: Annual Meeting Date: 22-Jun-2023 Ticker: CRON ISIN: CA22717L1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jason Adler Mgmt For For 1b. Election of Director: Kendrick Ashton, Jr. Mgmt For For 1c. Election of Director: Kamran Khan Mgmt For For 1d. Election of Director: Dominik Meier Mgmt For For 1e. Election of Director: Michael Gorenstein Mgmt For For 1f. Election of Director: Elizabeth Seegar Mgmt For For 1g. Election of Director: James Rudyk Mgmt For For 2. Adoption of an advisory (non-binding) Mgmt For For resolution to approve the compensation of the Company's named executive officers as disclosed in the proxy statement dated April 28, 2023. 3. Appointment of KPMG LLP to serve as the Mgmt For For Company's registered independent public accounting firm for fiscal year 2023 and to authorize the board of directors of the Company to fix their remuneration. -------------------------------------------------------------------------------------------------------------------------- DIAGEO PLC Agenda Number: 935705864 -------------------------------------------------------------------------------------------------------------------------- Security: 25243Q205 Meeting Type: Annual Meeting Date: 06-Oct-2022 Ticker: DEO ISIN: US25243Q2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Report and accounts 2022 Mgmt For For O2 Directors' remuneration report 2022 Mgmt For For O3 Declaration of final dividend Mgmt For For O4 Appointment of Karen Blackett (1,3,4) as a Mgmt For For Director O5 Re-appointment of Melissa Bethell (1,3,4) Mgmt For For as a Director O6 Re-appointment of Lavanya Chandrashekar (2) Mgmt For For as a Director O7 Re-appointment of Valerie Mgmt For For Chapoulaud-Floquet (1,3,4) as a Director O8 Re-appointment of Javier FerrAn (3*) as a Mgmt For For Director O9 Re-appointment of Susan Kilsby (1,3,4*) as Mgmt For For a Director O10 Re-appointment of Sir John Manzoni (1,3,4) Mgmt For For as a Director O11 Re-appointment of Lady Mendelsohn (1,3,4) Mgmt For For as a Director O12 Re-appointment of Ivan Menezes (2*) as a Mgmt For For Director O13 Re-appointment of Alan Stewart (1*,3,4) as Mgmt For For a Director O14 Re-appointment of Ireena Vittal (1,3,4) as Mgmt For For a Director O15 Re-appointment of auditor Mgmt For For O16 Remuneration of auditor Mgmt For For O17 Authority to make political donations Mgmt For For and/or to incur political expenditure O18 Amendment of the Diageo plc 2017 Irish Mgmt For For Share Ownership Plan O19 Authority to allot shares Mgmt For For S20 Disapplication of pre-emption rights Mgmt For For S21 Authority to purchase own ordinary shares Mgmt For For S22 Reduced notice of a general meeting other Mgmt For For than an AGM -------------------------------------------------------------------------------------------------------------------------- DRAFTKINGS INC. Agenda Number: 935799253 -------------------------------------------------------------------------------------------------------------------------- Security: 26142V105 Meeting Type: Annual Meeting Date: 15-May-2023 Ticker: DKNG ISIN: US26142V1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jason D. Robins Mgmt For For Harry E. Sloan Mgmt For For Matthew Kalish Mgmt For For Paul Liberman Mgmt For For Woodrow H. Levin Mgmt For For Jocelyn Moore Mgmt For For Ryan R. Moore Mgmt For For Valerie Mosley Mgmt For For Steven J. Murray Mgmt For For Marni M. Walden Mgmt For For 2. To ratify the selection of BDO USA, LLP as Mgmt For For our independent registered public accounting firm for our fiscal year ending December 31, 2023. 3. To conduct a non-binding advisory vote on Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 935784769 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 01-May-2023 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve a three-year Mgmt For For term: William G. Kaelin, Jr. 1b. Election of Director to serve a three-year Mgmt For For term: David A. Ricks 1c. Election of Director to serve a three-year Mgmt For For term: Marschall S. Runge 1d. Election of Director to serve a three-year Mgmt For For term: Karen Walker 2. Approval, on an advisory basis, of the Mgmt For For compensation paid to the company's named executive officers. 3. Advisory vote on frequency of future Mgmt 3 Years Against advisory votes on named executive officer compensation. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent auditor for 2023. 5. Approval of amendments to the company's Mgmt For For Articles of Incorporation to eliminate the classified board structure. 6. Approval of amendments to the company's Mgmt For For Articles of Incorporation to eliminate supermajority voting provisions. 7. Shareholder proposal to publish an annual Shr Against For report disclosing lobbying activities. 8. Shareholder proposal to eliminate Shr Against For supermajority voting requirements. 9. Shareholder proposal to establish and Shr Against For report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. 10. Shareholder proposal to report on risks of Shr Against For supporting abortion. 11. Shareholder proposal to disclose lobbying Shr Against For activities and alignment with public policy positions and statements. 12. Shareholder proposal to report on Shr Against For effectiveness of the company's diversity, equity, and inclusion efforts. 13. Shareholder proposal to adopt a policy to Shr Against For require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. -------------------------------------------------------------------------------------------------------------------------- EVERI HOLDINGS INC. Agenda Number: 935854782 -------------------------------------------------------------------------------------------------------------------------- Security: 30034T103 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: EVRI ISIN: US30034T1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Linster W. Fox Mgmt For For Maureen T. Mullarkey Mgmt For For Secil Tabli Watson Mgmt For For 2. Advisory approval, on a non-binding basis, Mgmt For For of the compensation of our named executive officers. 3. Advisory vote, on a non-binding basis, on Mgmt 3 Years Against the frequency of future advisory votes on the compensation of our named executive officers. 4. Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GENMAB A S Agenda Number: 935770962 -------------------------------------------------------------------------------------------------------------------------- Security: 372303206 Meeting Type: Annual Meeting Date: 29-Mar-2023 Ticker: GMAB ISIN: US3723032062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. Presentation and adoption of the audited Mgmt For For Annual Report and discharge of Board of Directors and Executive Management 3. Resolution on the distribution of profits Mgmt For For as recorded in the adopted Annual Report 4. Advisory vote on the Compensation Report Mgmt For For 5a. Re-election of Director: Deirdre P. Mgmt For For Connelly 5b. Re-election of Director: Pernille Erenbjerg Mgmt For For 5c. Re-election of Director: Rolf Hoffmann Mgmt For For 5d. Re-election of Director: Elizabeth Mgmt For For O'Farrell 5e. Re-election of Director: Dr. Paolo Paoletti Mgmt For For 5f. Re-election of Director: Dr. Anders Gersel Mgmt For For Pedersen 6. Re-election of PricewaterhouseCoopers Mgmt For For Statsautoriseret Revisionspartnerselskab 7a. Approval of the Board of Directors' Mgmt For For remuneration for 2023 7b. Amendment to Remuneration Policy for the Mgmt For For Board of Directors and the Executive Management (removal of DKK 25 million cap) 7c. Amendments to Remuneration Policy for the Mgmt For For Board of Directors and the Executive Management (certain other changes) 7d. Authorization to the Board of Directors to Mgmt For For mandate the Company to acquire treasury shares 8. Authorization of the Chair of the General Mgmt For For Meeting to register resolutions passed by the General Meeting -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 935788438 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jacqueline K. Barton, Mgmt For For Ph.D. 1b. Election of Director: Jeffrey A. Bluestone, Mgmt For For Ph.D. 1c. Election of Director: Sandra J. Horning, Mgmt For For M.D. 1d. Election of Director: Kelly A. Kramer Mgmt For For 1e. Election of Director: Kevin E. Lofton Mgmt For For 1f. Election of Director: Harish Manwani Mgmt For For 1g. Election of Director: Daniel P. O'Day Mgmt For For 1h. Election of Director: Javier J. Rodriguez Mgmt For For 1i. Election of Director: Anthony Welters Mgmt For For 2. To ratify the selection of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers as presented in the Proxy Statement. 4. To approve, on an advisory basis, the Mgmt 3 Years Against frequency of future advisory stockholder votes on executive compensation. 5. To approve an amendment and restatement of Mgmt For For the Gilead Sciences, Inc. Employee Stock Purchase Plan and the Gilead Sciences, Inc. International Employee Stock Purchase Plan. 6. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting the Board implement a process to nominate at least one more candidate than the number of directors to be elected. 7. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting the Board amend the company governing documents to give street name shares and non-street name shares an equal right to call a special stockholder meeting. 8. To vote on a stockholder proposal, if Shr Against For properly presented at the meeting, requesting a report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. -------------------------------------------------------------------------------------------------------------------------- GOLDEN ENTERTAINMENT, INC. Agenda Number: 935824032 -------------------------------------------------------------------------------------------------------------------------- Security: 381013101 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: GDEN ISIN: US3810131017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director to hold office until Mgmt For For the next annual meeting: Blake L. Sartini 1.2 Election of Director to hold office until Mgmt For For the next annual meeting: Andy H. Chien 1.3 Election of Director to hold office until Mgmt For For the next annual meeting: Ann D. Dozier 1.4 Election of Director to hold office until Mgmt For For the next annual meeting: Mark A. Lipparelli 1.5 Election of Director to hold office until Mgmt For For the next annual meeting: Anthony A. Marnell III 1.6 Election of Director to hold office until Mgmt For For the next annual meeting: Terrence L. Wright 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement (the "Say on Pay Proposal"). 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- GSK PLC Agenda Number: 935675112 -------------------------------------------------------------------------------------------------------------------------- Security: 37733W105 Meeting Type: Annual Meeting Date: 06-Jul-2022 Ticker: GSK ISIN: US37733W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Demerger Resolution Mgmt For For 2. Related Party Transactions Resolution Mgmt For For -------------------------------------------------------------------------------------------------------------------------- GSK PLC Agenda Number: 935802959 -------------------------------------------------------------------------------------------------------------------------- Security: 37733W204 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: GSK ISIN: US37733W2044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive and adopt the 2022 Annual Report Mgmt For For 2. To approve the Annual report on Mgmt For For remuneration 3. To elect Julie Brown as a Director Mgmt For For 4. To elect Dr Vishal Sikka as a Director Mgmt For For 5. To elect Elizabeth McKee Anderson as a Mgmt For For Director 6. To re-elect Sir Jonathan Symonds as a Mgmt For For Director 7. To re-elect Dame Emma Walmsley as a Mgmt For For Director 8. To re-elect Charles Bancroft as a Director Mgmt For For 9. To re-elect Dr Hal Barron as a Director Mgmt For For 10. To re-elect Dr Anne Beal as a Director Mgmt For For 11. To re-elect Dr Harry C Dietz as a Director Mgmt For For 12. To re-elect Dr Jesse Goodman as a Director Mgmt For For 13. To re-elect Urs Rohner as a Director Mgmt For For 14. To re-appoint the auditor Mgmt For For 15. To determine remuneration of the auditor Mgmt For For 16. To approve amendments to the Directors' Mgmt For For Remuneration policy 17. To authorise the company and its Mgmt For For subsidiaries to make donations to political organisations and incur political expenditure 18. To authorise allotment of shares Mgmt For For 19. To disapply pre-emption rights - general Mgmt For For power (Special resolution) 20. To disapply pre-emption rights - in Mgmt For For connection with an acquisition or specified capital investment (Special resolution) 21. To authorise the company to purchase its Mgmt For For own shares (Special resolution) 22. To authorise exemption from statement of Mgmt For For name of senior statutory auditor 23. To authorise reduced notice of a general Mgmt For For meeting other than an AGM (Special resolution) -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL GAME TECHNOLOGY PLC Agenda Number: 935856774 -------------------------------------------------------------------------------------------------------------------------- Security: G4863A108 Meeting Type: Annual Meeting Date: 09-May-2023 Ticker: IGT ISIN: GB00BVG7F061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive and adopt the 2022 Annual Report Mgmt For For & Accounts 2. To approve the 2022 Directors' Remuneration Mgmt For For Report (excluding the remuneration policy) 3. Election of Director: Massimiliano Chiara Mgmt For For 4. Election of Director: Alberto Dessy Mgmt For For 5. Election of Director: Marco Drago Mgmt For For 6. Election of Director: Ashley M. Hunter Mgmt For For 7. Election of Director: James McCann Mgmt For For 8. Election of Director: Heather McGregor Mgmt For For 9. Election of Director: Lorenzo Pellicioli Mgmt For For 10. Election of Director: Maria Pinelli Mgmt For For 11. Election of Director: Samantha Ravich Mgmt For For 12. Election of Director: Vincent Sadusky Mgmt For For 13. Election of Director: Marco Sala Mgmt For For 14. Election of Director: Gianmario Tondato Da Mgmt For For Ruos 15. To re-appoint PricewaterhouseCoopers LLP as Mgmt For For auditor of the Company 16. To authorise the Board or its Audit Mgmt For For Committee to determine the auditor's remuneration 17. To authorise the Company to make political Mgmt For For donations and expenditure 18. To authorise the directors to allot shares Mgmt For For 19. To authorise the directors to disapply Mgmt For For pre-emption rights (special resolution) 20. To authorise the directors to further Mgmt For For disapply pre-emption rights for an acquisition or a specified capital investment (special resolution) 21. To authorise the Company to make off-market Mgmt For For purchases of its own ordinary shares (special resolution) 22. To approve the capitalisation of the Mgmt For For Company's revaluation reserve and to authorise the Board to allot the Capital Reduction Share (as defined in the Notice of AGM) (special resolution) 23. To approve the cancellation of the Capital Mgmt For For Reduction Share (as defined in the Notice of AGM) (special resolution) -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935776813 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Darius Adamczyk Mgmt For For 1b. Election of Director: Mary C. Beckerle Mgmt For For 1c. Election of Director: D. Scott Davis Mgmt For For 1d. Election of Director: Jennifer A. Doudna Mgmt For For 1e. Election of Director: Joaquin Duato Mgmt For For 1f. Election of Director: Marillyn A. Hewson Mgmt For For 1g. Election of Director: Paula A. Johnson Mgmt For For 1h. Election of Director: Hubert Joly Mgmt For For 1I. Election of Director: Mark B. McClellan Mgmt For For 1j. Election of Director: Anne M. Mulcahy Mgmt For For 1k. Election of Director: Mark A. Weinberger Mgmt For For 1l. Election of Director: Nadja Y. West Mgmt For For 2. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation 3. Advisory Vote on the Frequency of Voting to Mgmt 3 Years Against Approve Named Executive Officer Compensation 4. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm 5. Proposal Withdrawn (Federal Securities Laws Shr Against Mandatory Arbitration Bylaw) 6. Vaccine Pricing Report Shr Against For 7. Executive Compensation Adjustment Policy Shr Against For 8. Impact of Extended Patent Exclusivities on Shr Against For Product Access -------------------------------------------------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Agenda Number: 935799479 -------------------------------------------------------------------------------------------------------------------------- Security: 517834107 Meeting Type: Annual Meeting Date: 11-May-2023 Ticker: LVS ISIN: US5178341070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert G. Goldstein Mgmt For For Patrick Dumont Mgmt For For Irwin Chafetz Mgmt For For Micheline Chau Mgmt For For Charles D. Forman Mgmt For For Nora M. Jordan Mgmt For For Lewis Kramer Mgmt For For David F. Levi Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. 3. An advisory (non-binding) vote to approve Mgmt For For the compensation of the named executive officers. 4. An advisory (non-binding) vote on how Mgmt 3 Years Against frequently stockholders should vote to approve the compensation of the named executive officers. 5. Shareholder proposal to require the Company Shr Against For to include in its proxy statement each director/nominee's self identified gender and race/ethnicity, as well as certain skills and attributes, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- LIGHT & WONDER, INC. Agenda Number: 935847802 -------------------------------------------------------------------------------------------------------------------------- Security: 80874P109 Meeting Type: Annual Meeting Date: 07-Jun-2023 Ticker: LNW ISIN: US80874P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jamie R. Odell Mgmt For For Matthew R. Wilson Mgmt For For Antonia Korsanos Mgmt For For Hamish R. McLennan Mgmt For For Stephen Morro Mgmt For For Michael J. Regan Mgmt For For Virginia E. Shanks Mgmt For For Timothy Throsby Mgmt For For Maria T. Vullo Mgmt For For Kneeland C. Youngblood Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. To indicate on an advisory basis, whether Mgmt 3 Years Against the advisory vote on compensation of the Company's named executive officers should take place every year, every two years or every three years. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- MERCK & CO., INC. Agenda Number: 935809080 -------------------------------------------------------------------------------------------------------------------------- Security: 58933Y105 Meeting Type: Annual Meeting Date: 23-May-2023 Ticker: MRK ISIN: US58933Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For 1b. Election of Director: Mary Ellen Coe Mgmt For For 1c. Election of Director: Pamela J. Craig Mgmt For For 1d. Election of Director: Robert M. Davis Mgmt For For 1e. Election of Director: Thomas H. Glocer Mgmt For For 1f. Election of Director: Risa J. Mgmt For For Lavizzo-Mourey, M.D. 1g. Election of Director: Stephen L. Mayo, Mgmt For For Ph.D. 1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For 1i. Election of Director: Patricia F. Russo Mgmt For For 1j. Election of Director: Christine E. Seidman, Mgmt For For M.D. 1k. Election of Director: Inge G. Thulin Mgmt For For 1l. Election of Director: Kathy J. Warden Mgmt For For 1m. Election of Director: Peter C. Wendell Mgmt For For 2. Non-binding advisory vote to approve the Mgmt For For compensation of our named executive officers. 3. Non-binding advisory vote to approve the Mgmt 3 Years Against frequency of future votes to approve the compensation of our named executive officers. 4. Ratification of the appointment of the Mgmt For For Company's independent registered public accounting firm for 2023. 5. Shareholder proposal regarding business Shr Against For operations in China. 6. Shareholder proposal regarding access to Shr Against For COVID-19 products. 7. Shareholder proposal regarding indirect Shr Against For political spending. 8. Shareholder proposal regarding patents and Shr Against For access. 9. Shareholder proposal regarding a congruency Shr Against For report of partnerships with globalist organizations. 10. Shareholder proposal regarding an Shr Against For independent board chairman. -------------------------------------------------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Agenda Number: 935791788 -------------------------------------------------------------------------------------------------------------------------- Security: 552953101 Meeting Type: Annual Meeting Date: 02-May-2023 Ticker: MGM ISIN: US5529531015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Barry Diller Mgmt For For 1b. Election of Director: Alexis M. Herman Mgmt For For 1c. Election of Director: William J. Hornbuckle Mgmt For For 1d. Election of Director: Mary Chris Jammet Mgmt For For 1e. Election of Director: Joey Levin Mgmt For For 1f. Election of Director: Rose McKinney-James Mgmt For For 1g. Election of Director: Keith A. Meister Mgmt For For 1h. Election of Director: Paul Salem Mgmt For For 1i. Election of Director: Jan G. Swartz Mgmt For For 1j. Election of Director: Daniel J. Taylor Mgmt For For 1k. Election of Director: Ben Winston Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2023. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve, on an advisory basis, the Mgmt 3 Years Against frequency with which the Company conducts advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- MGP INGREDIENTS, INC. Agenda Number: 935825589 -------------------------------------------------------------------------------------------------------------------------- Security: 55303J106 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: MGPI ISIN: US55303J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Thomas A. Gerke Mgmt For For 1b. Election of Director: Donn Lux Mgmt For For 1c. Election of Director: Kevin S. Rauckman Mgmt For For 1d. Election of Director: Todd B. Siwak Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm. 3. To adopt an advisory resolution to approve Mgmt For For the compensation of our named executive officers. 4. To approve, on an advisory basis, the Mgmt 3 Years Against frequency of future advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- MODERNA, INC. Agenda Number: 935788096 -------------------------------------------------------------------------------------------------------------------------- Security: 60770K107 Meeting Type: Annual Meeting Date: 03-May-2023 Ticker: MRNA ISIN: US60770K1079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stephen Berenson Mgmt For For Sandra Horning, M.D. Mgmt For For Paul Sagan Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our registered independent public accounting firm for the year ending December 31, 2023. 4. To vote on a shareholder proposal Shr Against For requesting a report on transferring intellectual property. -------------------------------------------------------------------------------------------------------------------------- MOLSON COORS BEVERAGE COMPANY Agenda Number: 935812405 -------------------------------------------------------------------------------------------------------------------------- Security: 60871R209 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: TAP ISIN: US60871R2094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger G. Eaton Mgmt For For Charles M. Herington Mgmt For For H. Sanford Riley Mgmt For For 2. To approve, in a non-binding advisory vote, Mgmt For For the compensation of Molson Coors Beverage Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- MONARCH CASINO & RESORT, INC. Agenda Number: 935813255 -------------------------------------------------------------------------------------------------------------------------- Security: 609027107 Meeting Type: Annual Meeting Date: 22-May-2023 Ticker: MCRI ISIN: US6090271072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Bob Farahi Mgmt For For 1b. Election of Director: Yvette E. Landau Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, the executive compensation of our named executive officers. 3. To recommend, by non-binding, advisory Mgmt 3 Years For vote, the frequency of votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 935764577 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 07-Mar-2023 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Mgmt For For Review of Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2022 Financial Year 2. Discharge from Liability of the Members of Mgmt For For the Board of Directors and the Executive Committee 3. Appropriation of Available Earnings of Mgmt For For Novartis AG as per Balance Sheet and Declaration of Dividend for 2022 4. Reduction of Share Capital Mgmt For For 5. Further Share Repurchases Mgmt For For 6A. Introduction of Article 12a of the Articles Mgmt For For of Incorporation 6B. Amendment of Articles 10, 14, 30, 33 and 34 Mgmt For For of the Articles of Incorporation 6C. Amendment of Articles 4-7, 9, 11-13, 16-18, Mgmt For For 20-24, 27, 38 and 39 of the Articles of Incorporation 7A. Binding Vote on the Maximum Aggregate Mgmt For For Amount of Compensation for the Board of Directors from the 2023 Annual General Meeting to the 2024 Annual General Meeting 7B. Binding Vote on the Maximum Aggregate Mgmt For For Amount of Compensation for the Executive Committee for the 2024 Financial Year 7C. Advisory Vote on the 2022 Compensation Mgmt For For Report 8A. Re-election of Joerg Reinhardt as Member Mgmt For For and Board Chair 8B. Re-election of Nancy C. Andrews Mgmt For For 8C. Re-election of Ton Buechner Mgmt For For 8D. Re-election of Patrice Bula Mgmt For For 8E. Re-election of Elizabeth Doherty Mgmt For For 8F. Re-election of Bridgette Heller Mgmt For For 8G. Re-election of Daniel Hochstrasser Mgmt For For 8H. Re-election of Frans van Houten Mgmt For For 8I. Re-election of Simon Moroney Mgmt For For 8J. Re-election of Ana de Pro Gonzalo Mgmt For For 8K. Re-election of Charles L. Sawyers Mgmt For For 8L. Re-election of William T. Winters Mgmt For For 8M. Election of John D. Young Mgmt For For 9A. Re-election of Patrice Bula Mgmt For For 9B. Re-election of Bridgette Heller Mgmt For For 9C. Re-election of Simon Moroney Mgmt For For 9D. Re-election of William T. Winters Mgmt For For 10. Re-election of the Auditor Mgmt For For 11. Re-election of the Independent Proxy Mgmt For For 12. General instructions in case of alternative Mgmt For For motions under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 704b of the Swiss Code of Obligations -------------------------------------------------------------------------------------------------------------------------- PENN ENTERTAINMENT, INC. Agenda Number: 935833459 -------------------------------------------------------------------------------------------------------------------------- Security: 707569109 Meeting Type: Annual Meeting Date: 06-Jun-2023 Ticker: PENN ISIN: US7075691094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Vimla Black-Gupta Mgmt For For Marla Kaplowitz Mgmt For For Jane Scaccetti Mgmt For For Jay A. Snowden Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. 3. Approval, on an advisory basis, of the Mgmt For For compensation paid to the Company's named executive officers. 4. Advisory vote on the frequency of the Mgmt 3 Years Against shareholder advisory vote to approve compensation paid to the Company's named executive officers. 5. Approval of the amendment to the Company's Mgmt For For 2022 Long-Term Incentive Compensation Plan to increase the number of authorized shares. -------------------------------------------------------------------------------------------------------------------------- PFIZER INC. Agenda Number: 935778451 -------------------------------------------------------------------------------------------------------------------------- Security: 717081103 Meeting Type: Annual Meeting Date: 27-Apr-2023 Ticker: PFE ISIN: US7170811035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ronald E. Blaylock Mgmt For For 1b. Election of Director: Albert Bourla Mgmt For For 1c. Election of Director: Susan Mgmt For For Desmond-Hellmann 1d. Election of Director: Joseph J. Echevarria Mgmt For For 1e. Election of Director: Scott Gottlieb Mgmt For For 1f. Election of Director: Helen H. Hobbs Mgmt For For 1g. Election of Director: Susan Hockfield Mgmt For For 1h. Election of Director: Dan R. Littman Mgmt For For 1i. Election of Director: Shantanu Narayen Mgmt For For 1j. Election of Director: Suzanne Nora Johnson Mgmt For For 1k. Election of Director: James Quincey Mgmt For For 1l. Election of Director: James C. Smith Mgmt For For 2. Ratify the selection of KPMG LLP as Mgmt For For independent registered public accounting firm for 2023 3. 2023 advisory approval of executive Mgmt For For compensation 4. Advisory vote on frequency of future Mgmt 3 Years Against advisory votes to approve executive compensation 5. Shareholder proposal regarding ratification Shr Against For of termination pay 6. Shareholder proposal regarding independent Shr Against For board chairman policy 7. Shareholder proposal regarding transfer of Shr Against For intellectual property to potential COVID-19 manufacturers feasibility report 8. Shareholder proposal regarding impact of Shr Against For extended patent exclusivities on product access report 9. Shareholder proposal regarding political Shr Against For contributions congruency report -------------------------------------------------------------------------------------------------------------------------- RED ROCK RESORTS, INC. Agenda Number: 935843169 -------------------------------------------------------------------------------------------------------------------------- Security: 75700L108 Meeting Type: Annual Meeting Date: 08-Jun-2023 Ticker: RRR ISIN: US75700L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frank J. Fertitta III Mgmt For For Lorenzo J. Fertitta Mgmt For For Robert A. Cashell, Jr. Mgmt For For Robert E. Lewis Mgmt For For James E. Nave, D.V.M. Mgmt For For 2. Company Proposal: Proposal 2 - Advisory Mgmt For For vote to approve the compensation of our named executive officers. 3. Company Proposal: Proposal 3 - Advisory Mgmt 3 Years Against proposal regarding the frequency of future say-on-pay votes. 4. Company Proposal: Proposal 4 - Ratification Mgmt For For of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. 5. Company Proposal: Proposal 5 - Approval of Mgmt For For an Amendment to the Company's Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by Delaware law. 6. Stockholder Proposal: Proposal 6 - A Shr Against For stockholder proposal regarding a Board diversity report. -------------------------------------------------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Agenda Number: 935835338 -------------------------------------------------------------------------------------------------------------------------- Security: 75886F107 Meeting Type: Annual Meeting Date: 09-Jun-2023 Ticker: REGN ISIN: US75886F1075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Joseph L. Goldstein, Mgmt For For M.D. 1b. Election of Director: Christine A. Poon Mgmt For For 1c. Election of Director: Craig B. Thompson, Mgmt For For M.D. 1d. Election of Director: Huda Y. Zoghbi, M.D. Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. 3. Proposal to approve, on an advisory basis, Mgmt For For executive compensation. 4. Proposal to approve, on an advisory basis, Mgmt 3 Years Against the frequency of future advisory votes on executive compensation. 5. Non-binding shareholder proposal, if Shr Against For properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property. -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 935860189 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 25-May-2023 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 Approval of the individual company Mgmt For For financial statements for the year ended December 31, 2022 O2 Approval of the consolidated financial Mgmt For For statements for the year ended December 31, 2022 O3 Appropriation of profits for the year ended Mgmt For For December 31, 2022 and declaration of dividend O4 Appointment of Frederic Oudea as a director Mgmt For For O5 Approval of the report on the compensation Mgmt For For of corporate officers issued in accordance with Article L. 22-10-9 of the French Commercial Code O6 Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended December 31, 2022 to Serge Weinberg, Chairman of the Board O7 Approval of the components of the Mgmt For For compensation paid or awarded in respect of the year ended December 31, 2022 to Paul Hudson, Chief Executive Officer O8 Setting the compensation for directors Mgmt For For O9 Approval of the compensation policy for Mgmt For For directors O10 Approval of the compensation policy for the Mgmt For For Chairman of the Board of Directors O11 Approval of the compensation policy for the Mgmt For For Chief Executive Officer O12 Reappointment of Pricewaterhouse Coopers Mgmt For For Audit as a statutory auditor O13 Ratification of the transfer of the Mgmt For For registered office (ratification of the decision of the Board of Directors to ...(due to space limits, see proxy material for full proposal). O14 Authorization to the Board of Directors to Mgmt For For carry out transactions in the Company's shares (usable outside the period of a public tender offer) E15 Authorization to the Board of Directors to Mgmt For For reduce the share capital by cancellation of treasury shares E16 Delegation to the Board of Directors of Mgmt For For competence to decide to issue, with shareholders' preemptive rights maintained, shares ...(due to space limits, see proxy material for full proposal). E17 Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy material for full proposal). E18 Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy material for full proposal). E19 Delegation to the Board of Directors of Mgmt For For competence to decide to ...(due to space limits, see proxy material for full proposal). E20 Delegation to the Board of Directors of Mgmt For For competence to increase ...(due to space limits, see proxy material for full proposal). E21 Delegation to the Board of Directors of Mgmt For For competence with a view ...(due to space limits, see proxy material for full proposal). E22 Delegation to the Board of Directors of Mgmt For For competence to decide to carry out increases in the share capital by incorporation of share premium, reserves, profits or other items (usable outside the period of a public tender offer) E23 Delegation to the Board of Directors of Mgmt For For competence to decide on the issuance of shares or securities giving access to the Company's share capital reserved for members of savings plans, with waiver of preemptive rights in their favor. 24 Powers to carry out formalities (Ordinary & Mgmt For For Extraordinary Business) -------------------------------------------------------------------------------------------------------------------------- SEAGEN INC. Agenda Number: 935851320 -------------------------------------------------------------------------------------------------------------------------- Security: 81181C104 Meeting Type: Special Meeting Date: 30-May-2023 Ticker: SGEN ISIN: US81181C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To consider and vote on the proposal to Mgmt For For adopt the Agreement and Plan of Merger (as it may be amended or supplemented from time to time, the "merger agreement"), dated March 12, 2023, by and among Seagen Inc. ("Seagen"), Pfizer Inc. ("Pfizer") and Aris Merger Sub, Inc., a wholly-owned subsidiary of Pfizer ("Merger Sub"), and pursuant to which Merger Sub will be merged with and into Seagen, with Seagen surviving the merger as a wholly-owned subsidiary of Pfizer (the "merger" and such proposal the "merger agreement proposal"). 2. To consider and vote on the proposal to Mgmt For For approve, on a non-binding, advisory basis, certain compensation arrangements for Seagen's named executive officers in connection with the merger (the "compensation proposal"). -------------------------------------------------------------------------------------------------------------------------- SEAGEN INC. Agenda Number: 935821098 -------------------------------------------------------------------------------------------------------------------------- Security: 81181C104 Meeting Type: Annual Meeting Date: 31-May-2023 Ticker: SGEN ISIN: US81181C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: David W. Mgmt For For Gryska 1b. Election of Class I Director: John A. Orwin Mgmt For For 1c. Election of Class I Director: Alpna H. Mgmt For For Seth, Ph.D. 2. Approve, on an advisory basis, the Mgmt For For compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement. 3. Indicate, on an advisory basis, the Mgmt 3 Years Against preferred frequency of shareholder advisory votes on the compensation of Seagen's named executive officers. 4. Approve the amendment and restatement of Mgmt For For the Seagen Inc. Amended and Restated 2007 Equity Incentive Plan to, among other things, increase the aggregate number of shares of common stock authorized for issuance thereunder by 5,190,000 shares. 5. Ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2023. -------------------------------------------------------------------------------------------------------------------------- SPORTRADAR GROUP AG Agenda Number: 935800311 -------------------------------------------------------------------------------------------------------------------------- Security: H8088L103 Meeting Type: Annual Meeting Date: 16-May-2023 Ticker: SRAD ISIN: CH1134239669 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Approval of the Management Report, Mgmt For For Consolidated Financial Statements and Statutory Financial Statements 1B Consultative vote on the Compensation Mgmt For For Report 2 Approval of Appropriation of Available Mgmt For For Earnings 3 Approval of Discharge of the Board of Mgmt For For Directors and of Executive Management 4AA Election of Director: Deirdre Mary Bigley Mgmt For For 4AB Election of Director: John Andrew Doran Mgmt For For 4AC Election of Director: George Fleet Mgmt For For 4AD Election of Director: Carsten Koerl Mgmt For For 4AE Election of Director: Hafiz Lalani Mgmt For For 4AF Election of Director: Rajani Ramanathan Mgmt For For 4AG Election of Director: Marc Walder Mgmt For For 4AH Election of Director: William Jeffery Mgmt For For Yabuki 4B Election of William Jeffery Yabuki as Chair Mgmt For For of the Board of Directors 4CA Election of Compensation Committee: Deirdre Mgmt For For Mary Bigley 4CB Election of Compensation Committee: John Mgmt For For Andrew Doran 4CC Election of Compensation Committee: Hafiz Mgmt For For Lalani 4CD Election of Compensation Committee: Marc Mgmt For For Walder 5A Approval of the total maximum amount of Mgmt For For Board compensation for the term of office until the Annual General Meeting in 2024 5B Approval of the total maximum amount of Mgmt For For Executive Management compensation for the next financial year 6 Election of the law firm Furer Partner Mgmt For For Advocaten KlG, Frauenfeld, Switzerland as independent proxy 7A Election of KPMG AG, St. Gallen, Mgmt For For Switzerland, as statutory auditors 7B Election of BDO, AG, St. Gallen, Mgmt For For Switzerland, as special auditors 8A Amendments of the articles of association: Mgmt For For Amendment of the Company's current conditional share capital 8B Amendments of the articles of association: Mgmt For For Replacement of the current authorized share capital by a capital band 8C Amendments of the articles of association: Mgmt For For Amendment of the provisions on compensation in connection with the compensation policy 8D Amendments of the articles of association: Mgmt For For Amendments in connection with shareholders' rights and the preparation and conduct of the Annual General Meeting 8E Amendments of the articles of association: Mgmt For For Amendments in connection with the Board of Directors and editorial changes 9A New or modified proposals or agenda items - Mgmt For For motions by the Board 9B New or modified proposals or agenda items - Mgmt Against For motions by shareholders -------------------------------------------------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO LTD Agenda Number: 935893037 -------------------------------------------------------------------------------------------------------------------------- Security: 874060205 Meeting Type: Annual Meeting Date: 28-Jun-2023 Ticker: TAK ISIN: US8740602052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appropriation of Surplus Mgmt For For 2a. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Christophe Weber 2b. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Andrew Plump 2c. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Costa Saroukos 2d. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Masami Iijima 2e. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Olivier Bohuon 2f. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Jean-Luc Butel 2g. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Ian Clark 2h. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Steven Gillis 2i. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: John Maraganore 2j. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Michel Orsinger 2k. Election of Director who are not Audit and Mgmt For For Supervisory Committee Member: Miki Tsusaka 3. Payment of Bonuses to Directors who are not Mgmt For For Audit and Supervisory Committee Members -------------------------------------------------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. Agenda Number: 935798376 -------------------------------------------------------------------------------------------------------------------------- Security: 100557107 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: SAM ISIN: US1005571070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Meghan V. Joyce Mgmt For For Michael Spillane Mgmt For For Jean-Michel Valette Mgmt For For 2. Advisory vote to approve our Named Mgmt For For Executive Officers' executive compensation. 3. To conduct an advisory vote on the Mgmt 3 Years Against frequency of holding future advisory votes on the compensation of the Company's Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- THE DUCKHORN PORTFOLIO, INC. Agenda Number: 935742216 -------------------------------------------------------------------------------------------------------------------------- Security: 26414D106 Meeting Type: Annual Meeting Date: 20-Jan-2023 Ticker: NAPA ISIN: US26414D1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Melanie Cox Mgmt For For 1b. Election of Director: Adriel Lares Mgmt For For 1c. Election of Director: James O'Hara Mgmt For For 2. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for Fiscal 2023. 3. Advisory Vote to Approve the Frequency of Mgmt 3 Years For Future Stockholder Advisory Votes on Compensation of Named Executive Officers. 4. Approval of an Amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to Limit the Liability of Certain Officers of the Company. -------------------------------------------------------------------------------------------------------------------------- TILRAY BRANDS, INC. Agenda Number: 935770986 -------------------------------------------------------------------------------------------------------------------------- Security: 88688T100 Meeting Type: Annual Meeting Date: 16-Mar-2023 Ticker: TLRY ISIN: US88688T1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director for a three-year term Mgmt For For expiring 2025: John M. Herhalt 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2023. 3. To approve the amendments to the Company's Mgmt For For Certificate of Incorporation, as amended to cancel the Class 1 common stock and re-allocate such authorized shares to Class 2 common stock. -------------------------------------------------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Agenda Number: 935809852 -------------------------------------------------------------------------------------------------------------------------- Security: 92532F100 Meeting Type: Annual Meeting Date: 17-May-2023 Ticker: VRTX ISIN: US92532F1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Sangeeta Bhatia Mgmt For For 1.2 Election of Director: Lloyd Carney Mgmt For For 1.3 Election of Director: Alan Garber Mgmt For For 1.4 Election of Director: Terrence Kearney Mgmt For For 1.5 Election of Director: Reshma Kewalramani Mgmt For For 1.6 Election of Director: Jeffrey Leiden Mgmt For For 1.7 Election of Director: Diana McKenzie Mgmt For For 1.8 Election of Director: Bruce Sachs Mgmt For For 1.9 Election of Director: Suketu Upadhyay Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For independent Registered Public Accounting firm for the year ending December 31, 2023. 3. Advisory vote to approve named executive Mgmt For For office compensation. 4. Advisory vote on the frequency of future Mgmt 3 Years Against advisory votes on executive compensation. -------------------------------------------------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Agenda Number: 935785494 -------------------------------------------------------------------------------------------------------------------------- Security: 983134107 Meeting Type: Annual Meeting Date: 04-May-2023 Ticker: WYNN ISIN: US9831341071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard J. Byrne Mgmt For For Patricia Mulroy Mgmt For For Philip G. Satre Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for 2023. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers as described in the proxy statement. 4. To approve, on a non-binding advisory Mgmt 3 Years Against basis, the frequency of future advisory votes to approve the compensation of our named executive officers. * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Listed Funds Trust By (Signature) /s/ Gregory Bakken Name Gregory Bakken Title President Date 08/29/2023