UNiTED STATES
SECURiTiES AND EXCHANGE COMMiSSiON
WASHiNGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTiNG RECORD OF REGiSTERED MANAGEMENT iNVESTMENT
COMPANY
iNVESTMENT COMPANY ACT FiLE NUMBER: 811-23226
NAME OF REGiSTRANT: Listed Funds Trust
ADDRESS OF PRiNCiPAL EXECUTiVE OFFiCES: 615 East Michigan Street
Milwaukee, Wi 53202
NAME AND ADDRESS OF AGENT FOR SERViCE: Gregory C. Bakken, President
Listed Funds Trust c/o U.S.
Bank Global Fund Services
777 East Wisconsin Ave
Milwaukee, Wi 53202
REGiSTRANT'S TELEPHONE NUMBER: 414-516-3097
DATE OF FiSCAL YEAR END: 05/31
DATE OF REPORTiNG PERiOD: 07/01/2022 - 06/30/2023
Alexis Practical Tactical ETF
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ABBViE iNC. Agenda Number: 935786484
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
iSiN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class ii Director: Robert J. Mgmt For For
Alpern
1b. Election of Class ii Director: Melody B. Mgmt For For
Meyer
1c. Election of Class ii Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to issue a Report on Shr Against For
Patent Process.
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ADVANCED MiCRO DEViCES, iNC. Agenda Number: 935797728
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Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
iSiN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt For For
1c. Election of Director: Michael P. Gregoire Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Approve of the Advanced Micro Devices, inc. Mgmt For For
2023 Equity incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
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ALLBiRDS, iNC. Agenda Number: 935842270
--------------------------------------------------------------------------------------------------------------------------
Security: 01675A109
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: BiRD
iSiN: US01675A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DiRECTOR
Dan Levitan Mgmt For For
Joseph Zwillinger Mgmt For For
2. Ratification of the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
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APPLE iNC. Agenda Number: 935757700
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Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2023
Ticker: AAPL
iSiN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt For For
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt For For
1f Election of Director: Art Levinson Mgmt For For
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt For For
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Apple's independent registered
public accounting firm for fiscal 2023
3. Advisory vote to approve executive Mgmt For For
compensation
4. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes on executive compensation
5. A shareholder proposal entitled "Civil Shr Against For
Rights and Non-Discrimination Audit
Proposal"
6. A shareholder proposal entitled "Communist Shr Against For
China Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Shr Against For
Gender Pay Gaps"
9. A shareholder proposal entitled Shr Against For
"Shareholder Proxy Access Amendments"
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APPLiED MATERiALS, iNC. Agenda Number: 935760858
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: AMAT
iSiN: US0382221051
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rani Borkar Mgmt Split 4% For Split
1b. Election of Director: Judy Bruner Mgmt Split 4% For Split
1c. Election of Director: Xun (Eric) Chen Mgmt Split 4% For Split
1d. Election of Director: Aart J. de Geus Mgmt Split 4% For Split
1e. Election of Director: Gary E. Dickerson Mgmt Split 4% For Split
1f. Election of Director: Thomas J. iannotti Mgmt Split 4% For Split
1g. Election of Director: Alexander A. Karsner Mgmt Split 4% For Split
1h. Election of Director: Kevin P. March Mgmt Split 4% For Split
1i. Election of Director: Yvonne McGill Mgmt Split 4% For Split
1j. Election of Director: Scott A. McGregor Mgmt Split 4% For Split
2. Approval, on an advisory basis, of the Mgmt Split 4% For Split
compensation of Applied Materials' named
executive officers for fiscal year 2022.
3. Approval, on an advisory basis, of the Mgmt Split 4% 1 Year Split
frequency of holding an advisory vote on
executive compensation.
4. Ratification of the appointment of KPMG LLP Mgmt Split 4% For Split
as Applied Materials' independent
registered public accounting firm for
fiscal year 2023.
5. Shareholder proposal to amend the Shr Split 4% Against Split
appropriate company governing documents to
give the owners of a combined 10% of our
outstanding common stock the power to call
a special shareholder meeting.
6. Shareholder proposal to improve the Shr Split 4% Against Split
executive compensation program and policy
to include the CEO pay ratio factor.
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ASTRAZENECA PLC Agenda Number: 935820793
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: AZN
iSiN: US0463531089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt No vote
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2022
2. To confirm dividends Mgmt No vote
3. To reappoint PricewaterhouseCoopers LLP as Mgmt No vote
Auditor
4. To authorise the Directors to agree the Mgmt No vote
remuneration of the Auditor
5a. Re-election of Director: Michel Demare Mgmt No vote
5b. Re-election of Director: Pascal Soriot Mgmt No vote
5c. Re-election of Director: Aradhana Sarin Mgmt No vote
5d. Re-election of Director: Philip Broadley Mgmt No vote
5e. Re-election of Director: Euan Ashley Mgmt No vote
5f. Re-election of Director: Deborah DiSanzo Mgmt No vote
5g. Re-election of Director: Diana Layfield Mgmt No vote
5h. Re-election of Director: Sheri McCoy Mgmt No vote
5i. Re-election of Director: Tony Mok Mgmt No vote
5j. Re-election of Director: Nazneen Rahman Mgmt No vote
5k. Re-election of Director: Andreas Rummelt Mgmt No vote
5l. Re-election of Director: Marcus Wallenberg Mgmt No vote
6. To approve the Annual Report on Mgmt No vote
Remuneration for the year ended 31 December
2022
7. To authorise limited political donations Mgmt No vote
8. To authorise the Directors to allot shares Mgmt No vote
9. To authorise the Directors to disapply Mgmt No vote
pre-emption rights (Special Resolution)
10. To authorise the Directors to further Mgmt No vote
disapply pre-emption rights for
acquisitions and specified capital
investments (Special Resolution)
11. To authorise the Company to purchase its Mgmt No vote
own shares (Special Resolution)
12. To reduce the notice period for general Mgmt No vote
meetings (Special Resolution)
13. To adopt new Articles of Association Mgmt No vote
(Special Resolution)
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ATARA BiOTHERAPEUTiCS, iNC. Agenda Number: 935821175
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Security: 046513107
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: ATRA
iSiN: US0465131078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Pascal Touchon, Mgmt No vote
D.V.M.
1b. Election of Director: Carol Gallagher, Mgmt No vote
Pharm.D.
1c. Election of Director: Maria Grazia Mgmt No vote
Roncarolo, M.D.
2. To approve, on an advisory basis, the Mgmt No vote
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To ratify the selection of Deloitte & Mgmt No vote
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
4. To approve an amendment to the Company's Mgmt No vote
Certificate of incorporation to provide for
the exculpation of officers as permitted by
Delaware law.
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CATERPiLLAR iNC. Agenda Number: 935854794
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: CAT
iSiN: US1491231015
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kelly A. Ayotte Mgmt For For
1b. Election of Director: David L. Calhoun Mgmt For For
1c. Election of Director: Daniel M. Dickinson Mgmt For For
1d. Election of Director: James C. Fish, Jr. Mgmt For For
1e. Election of Director: Gerald Johnson Mgmt For For
1f. Election of Director: David W. MacLennan Mgmt For For
1g. Election of Director: Judith F. Marks Mgmt For For
1h. Election of Director: Debra L. Reed-Klages Mgmt For For
1i. Election of Director: Susan C. Schwab Mgmt For For
1j. Election of Director: D. James Umpleby iii Mgmt For For
1k. Election of Director: Rayford Wilkins, Jr. Mgmt For For
2. Ratification of our independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Advisory Vote on the Frequency of Executive Mgmt 1 Year For
Compensation Votes.
5. Approval of Caterpillar inc. 2023 Long-Term Mgmt For For
incentive Plan.
6. Shareholder Proposal - Report on Corporate Shr Against For
Climate Lobbying in Line with Paris
Agreement.
7. Shareholder Proposal - Lobbying Disclosure. Shr Against For
8. Shareholder Proposal - Report on Activities Shr Against For
in Conflict-Affected Areas.
9. Shareholder Proposal - Civil Rights, Shr Against For
Non-Discrimination and Returns to Merit
Audit.
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CUMMiNS iNC. Agenda Number: 935788109
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: CMi
iSiN: US2310211063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) Election of Director: N. Thomas Linebarger Mgmt Split 5% For Split
2) Election of Director: Jennifer W. Rumsey Mgmt Split 5% For Split
3) Election of Director: Gary L. Belske Mgmt Split 5% For Split
4) Election of Director: Robert J. Bernhard Mgmt Split 5% For Split
5) Election of Director: Bruno V. Di Leo Allen Mgmt Split 5% For Split
6) Election of Director: Stephen B. Dobbs Mgmt Split 5% For Split
7) Election of Director: Carla A. Harris Mgmt Split 5% For Split
8) Election of Director: Thomas J. Lynch Mgmt Split 5% For Split
9) Election of Director: William i. Miller Mgmt Split 5% For Split
10) Election of Director: Georgia R. Nelson Mgmt Split 5% For Split
11) Election of Director: Kimberly A. Nelson Mgmt Split 5% For Split
12) Election of Director: Karen H. Quintos Mgmt Split 5% For Split
13) Advisory vote to approve the compensation Mgmt Split 5% For Split
of our named executive officers as
disclosed in the proxy statement.
14) Advisory vote on the frequency of future Mgmt Split 5% 1 Year Split
advisory votes on executive compensation.
15) Proposal to ratify the appointment of Mgmt Split 5% For Split
PricewaterhouseCoopers LLP as our auditors
for 2023.
16) Approval of the Cummins inc. Employee Stock Mgmt Split 5% For Split
Purchase Plan, as amended.
17) The shareholder proposal regarding an Shr Split 5% Against Split
independent chairman of the board.
18) The shareholder proposal regarding linking Shr Split 5% Against Split
executive compensation to achieving 1.5 degree C
emissions reductions.
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DEERE & COMPANY Agenda Number: 935755009
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 22-Feb-2023
Ticker: DE
iSiN: US2441991054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leanne G. Caret Mgmt Split 6% For Split
1b. Election of Director: Tamra A. Erwin Mgmt Split 6% For Split
1c. Election of Director: Alan C. Heuberger Mgmt Split 6% For Split
1d. Election of Director: Charles O. Holliday, Mgmt Split 6% For Split
Jr.
1e. Election of Director: Michael O. Johanns Mgmt Split 6% For Split
1f. Election of Director: Clayton M. Jones Mgmt Split 6% For Split
1g. Election of Director: John C. May Mgmt Split 6% For Split
1h. Election of Director: Gregory R. Page Mgmt Split 6% For Split
1i. Election of Director: Sherry M. Smith Mgmt Split 6% For Split
1j. Election of Director: Dmitri L. Stockton Mgmt Split 6% For Split
1k. Election of Director: Sheila G. Talton Mgmt Split 6% For Split
2. Advisory vote to approve executive Mgmt Split 6% For Split
compensation("say-on-pay").
3. Advisory vote on the frequency of future Mgmt Split 6% 1 Year Split
say-on-pay votes.
4. Ratification of the appointment of Deloitte Mgmt Split 6% For Split
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2023.
5. Shareholder proposal regarding termination Shr Split 6% Against Split
pay.
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ELi LiLLY AND COMPANY Agenda Number: 935784769
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108
Meeting Type: Annual
Meeting Date: 01-May-2023
Ticker: LLY
iSiN: US5324571083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve a three-year Mgmt For For
term: William G. Kaelin, Jr.
1b. Election of Director to serve a three-year Mgmt For For
term: David A. Ricks
1c. Election of Director to serve a three-year Mgmt For For
term: Marschall S. Runge
1d. Election of Director to serve a three-year Mgmt For For
term: Karen Walker
2. Approval, on an advisory basis, of the Mgmt For For
compensation paid to the company's named
executive officers.
3. Advisory vote on frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent auditor for
2023.
5. Approval of amendments to the company's Mgmt For For
Articles of incorporation to eliminate the
classified board structure.
6. Approval of amendments to the company's Mgmt For For
Articles of incorporation to eliminate
supermajority voting provisions.
7. Shareholder proposal to publish an annual Shr Against For
report disclosing lobbying activities.
8. Shareholder proposal to eliminate Shr Against For
supermajority voting requirements.
9. Shareholder proposal to establish and Shr Against For
report on a process by which the impact of
extended patent exclusivities on product
access would be considered in deciding
whether to apply for secondary and tertiary
patents.
10. Shareholder proposal to report on risks of Shr Against For
supporting abortion.
11. Shareholder proposal to disclose lobbying Shr Against For
activities and alignment with public policy
positions and statements.
12. Shareholder proposal to report on Shr Against For
effectiveness of the company's diversity,
equity, and inclusion efforts.
13. Shareholder proposal to adopt a policy to Shr Against For
require certain third-party organizations
to annually report expenditures for
political activities before Lilly
contributes to an organization.
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FEDEX CORPORATiON Agenda Number: 935696306
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106
Meeting Type: Annual
Meeting Date: 19-Sep-2022
Ticker: FDX
iSiN: US31428X1063
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: MARViN R. ELLiSON Mgmt For For
1b. Election of Director: STEPHEN E. GORMAN Mgmt For For
1c. Election of Director: SUSAN PATRiCiA Mgmt For For
GRiFFiTH
1d. Election of Director: KiMBERLY A. JABAL Mgmt For For
1e. Election of Director: AMY B. LANE Mgmt For For
1f. Election of Director: R. BRAD MARTiN Mgmt For For
1g. Election of Director: NANCY A. NORTON Mgmt For For
1h. Election of Director: FREDERiCK P. PERPALL Mgmt For For
1i. Election of Director: JOSHUA COOPER RAMO Mgmt For For
1j. Election of Director: SUSAN C. SCHWAB Mgmt For For
1k. Election of Director: FREDERiCK W. SMiTH Mgmt For For
1l. Election of Director: DAViD P. STEiNER Mgmt For For
1m. Election of Director: RAJESH SUBRAMANiAM Mgmt For For
1n. Election of Director: V. JAMES VENA Mgmt For For
1o. Election of Director: PAUL S. WALSH Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as FedEx's independent registered public
accounting firm for fiscal year 2023.
4. Approval of amendment to the FedEx Mgmt For For
Corporation 2019 Omnibus Stock incentive
Plan to increase the number of authorized
shares.
5. Stockholder proposal regarding independent Shr Against For
board chairman.
6. Stockholder proposal regarding report on Shr Against For
alignment between company values and
electioneering contributions.
7. Stockholder proposal regarding lobbying Shr Against For
activity and expenditure report.
8. Stockholder proposal regarding assessing Shr Against For
inclusion in the workplace.
9. Proposal not applicable Shr Against
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL iNTERNATiONAL iNC. Agenda Number: 935801200
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: HON
iSiN: US4385161066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Darius Adamczyk Mgmt For For
1B. Election of Director: Duncan B. Angove Mgmt For For
1C. Election of Director: William S. Ayer Mgmt For For
1D. Election of Director: Kevin Burke Mgmt For For
1E. Election of Director: D. Scott Davis Mgmt For For
1F. Election of Director: Deborah Flint Mgmt For For
1G. Election of Director: Vimal Kapur Mgmt For For
1H. Election of Director: Rose Lee Mgmt For For
1i. Election of Director: Grace D. Lieblein Mgmt For For
1J. Election of Director: Robin L. Washington Mgmt For For
1K. Election of Director: Robin Watson Mgmt For For
2. Advisory Vote to Approve Frequency of Mgmt 1 Year For
Advisory Vote on Executive Compensation.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Approval of independent Accountants. Mgmt For For
5. Shareowner Proposal - independent Board Shr Against For
Chairman.
6. Shareowner Proposal - Environmental and Shr Against For
Health impact Report.
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iNTEL CORPORATiON Agenda Number: 935793631
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: iNTC
iSiN: US4581401001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick P. Gelsinger Mgmt For For
1b. Election of Director: James J. Goetz Mgmt For For
1c. Election of Director: Andrea J. Goldsmith Mgmt For For
1d. Election of Director: Alyssa H. Henry Mgmt For For
1e. Election of Director: Omar ishrak Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt For For
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Barbara G. Novick Mgmt For For
1i. Election of Director: Gregory D. Smith Mgmt For For
1j. Election of Director: Lip-Bu Tan Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Ratification of selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
3. Advisory vote to approve executive Mgmt For For
compensation of our named executive
officers.
4. Approval of amendment and restatement of Mgmt For For
the 2006 Equity incentive Plan.
5. Advisory vote on the frequency of holding Mgmt 1 Year For
future advisory votes to approve executive
compensation of our named executive
officers.
6. Stockholder proposal requesting an Shr Against For
executive stock retention period policy and
reporting, if properly presented at the
meeting.
7. Stockholder proposal requesting commission Shr Against For
and publication of a third party review of
intel's China business ESG congruence, if
properly presented at the meeting.
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LOCKHEED MARTiN CORPORATiON Agenda Number: 935779655
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: LMT
iSiN: US5398301094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt Split 8% For Split
1b. Election of Director: David B. Burritt Mgmt Split 8% For Split
1c. Election of Director: Bruce A. Carlson Mgmt Split 8% For Split
1d. Election of Director: John M. Donovan Mgmt Split 8% For Split
1e. Election of Director: Joseph F. Dunford, Mgmt Split 8% For Split
Jr.
1f. Election of Director: James O. Ellis, Jr. Mgmt Split 8% For Split
1g. Election of Director: Thomas J. Falk Mgmt Split 8% For Split
1h. Election of Director: ilene S. Gordon Mgmt Split 8% For Split
1i. Election of Director: Vicki A. Hollub Mgmt Split 8% For Split
1j. Election of Director: Jeh C. Johnson Mgmt Split 8% For Split
1k. Election of Director: Debra L. Reed-Klages Mgmt Split 8% For Split
1l. Election of Director: James D. Taiclet Mgmt Split 8% For Split
1m. Election of Director: Patricia E. Mgmt Split 8% For Split
Yarrington
2. Advisory Vote to Approve the Compensation Mgmt Split 8% For Split
of our Named Executive Officers
(Say-on-Pay).
3. Advisory Vote on the Frequency of Advisory Mgmt Split 8% 1 Year Split
Votes to Approve the Compensation of our
Named Executive Officers.
4. Ratification of the Appointment of Ernst & Mgmt Split 8% For Split
Young LLP as our independent Auditors for
2023.
5. Stockholder Proposal Requiring independent Shr Split 8% Against Split
Board Chairman.
6. Stockholder Proposal to issue a Human Shr Split 8% Against Split
Rights impact Assessment Report.
7. Stockholder Proposal to issue a Report on Shr Split 8% Against Split
the Company's intention to Reduce Full
Value Chain GHG Emissions.
--------------------------------------------------------------------------------------------------------------------------
MARRiOTT iNTERNATiONAL, iNC. Agenda Number: 935797564
--------------------------------------------------------------------------------------------------------------------------
Security: 571903202
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: MAR
iSiN: US5719032022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTiON OF DiRECTOR: Anthony G. Capuano Mgmt No vote
1b. ELECTiON OF DiRECTOR: isabella D. Goren Mgmt No vote
1c. ELECTiON OF DiRECTOR: Deborah M. Harrison Mgmt No vote
1d. ELECTiON OF DiRECTOR: Frederick A. Mgmt No vote
Henderson
1e. ELECTiON OF DiRECTOR: Eric Hippeau Mgmt No vote
1f. ELECTiON OF DiRECTOR: Lauren R. Hobart Mgmt No vote
1g. ELECTiON OF DiRECTOR: Debra L. Lee Mgmt No vote
1h. ELECTiON OF DiRECTOR: Aylwin B. Lewis Mgmt No vote
1i. ELECTiON OF DiRECTOR: David S. Marriott Mgmt No vote
1j. ELECTiON OF DiRECTOR: Margaret M. McCarthy Mgmt No vote
1k. ELECTiON OF DiRECTOR: Grant F. Reid Mgmt No vote
1l. ELECTiON OF DiRECTOR: Horacio D. Rozanski Mgmt No vote
1m. ELECTiON OF DiRECTOR: Susan C. Schwab Mgmt No vote
2. RATiFiCATiON OF THE APPOiNTMENT OF ERNST & Mgmt No vote
YOUNG AS THE COMPANY'S iNDEPENDENT
REGiSTERED PUBLiC ACCOUNTiNG FiRM FOR
FiSCAL YEAR 2023
3. ADViSORY VOTE TO APPROVE EXECUTiVE Mgmt No vote
COMPENSATiON
4. ADViSORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADViSORY VOTES TO APPROVE EXECUTiVE
COMPENSATiON
5. APPROVAL OF THE 2023 MARRiOTT Mgmt No vote
iNTERNATiONAL, iNC. STOCK AND CASH
iNCENTiVE PLAN
6. STOCKHOLDER RESOLUTiON REQUESTiNG THAT THE Shr No vote
COMPANY PUBLiSH A CONGRUENCY REPORT OF
PARTNERSHiPS WiTH GLOBALiST ORGANiZATiONS
7. STOCKHOLDER RESOLUTiON REQUESTiNG THE Shr No vote
COMPANY ANNUALLY PREPARE A PAY EQUiTY
DiSCLOSURE
--------------------------------------------------------------------------------------------------------------------------
MGM RESORTS iNTERNATiONAL Agenda Number: 935791788
--------------------------------------------------------------------------------------------------------------------------
Security: 552953101
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: MGM
iSiN: US5529531015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Barry Diller Mgmt No vote
1b. Election of Director: Alexis M. Herman Mgmt No vote
1c. Election of Director: William J. Hornbuckle Mgmt No vote
1d. Election of Director: Mary Chris Jammet Mgmt No vote
1e. Election of Director: Joey Levin Mgmt No vote
1f. Election of Director: Rose McKinney-James Mgmt No vote
1g. Election of Director: Keith A. Meister Mgmt No vote
1h. Election of Director: Paul Salem Mgmt No vote
1i. Election of Director: Jan G. Swartz Mgmt No vote
1j. Election of Director: Daniel J. Taylor Mgmt No vote
1k. Election of Director: Ben Winston Mgmt No vote
2. To ratify the selection of Deloitte & Mgmt No vote
Touche LLP, as the independent registered
public accounting firm for the year ending
December 31, 2023.
3. To approve, on an advisory basis, the Mgmt No vote
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt No vote
frequency with which the Company conducts
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MiCROSOFT CORPORATiON Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: MSFT
iSiN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt For For
1e. Election of Director: Sandra E. Peterson Mgmt For For
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt For For
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt For For
1l. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Ratification of the Selection of Deloitte & Mgmt For For
Touche LLP as our independent Auditor for
Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Shr Against For
Analysis of Diversity and inclusion
5. Shareholder Proposal - Report on Hiring of Shr Against For
Persons with Arrest or incarceration
Records
6. Shareholder Proposal - Report on investment Shr Against For
of Retirement Funds in Companies
Contributing to Climate Change
7. Shareholder Proposal - Report on Government Shr Against For
Use of Microsoft Technology
8. Shareholder Proposal - Report on Shr Against For
Development of Products for Military
9. Shareholder Proposal - Report on Tax Shr Against For
Transparency
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 935808646
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: MS
iSiN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alistair Darling Mgmt Split 5% For Split
1b. Election of Director: Thomas H. Glocer Mgmt Split 5% For Split
1c. Election of Director: James P. Gorman Mgmt Split 5% For Split
1d. Election of Director: Robert H. Herz Mgmt Split 5% For Split
1e. Election of Director: Erika H. James Mgmt Split 5% For Split
1f. Election of Director: Hironori Kamezawa Mgmt Split 5% For Split
1g. Election of Director: Shelley B. Leibowitz Mgmt Split 5% For Split
1h. Election of Director: Stephen J. Luczo Mgmt Split 5% For Split
1i. Election of Director: Jami Miscik Mgmt Split 5% For Split
1j. Election of Director: Masato Miyachi Mgmt Split 5% For Split
1k. Election of Director: Dennis M. Nally Mgmt Split 5% For Split
1l. Election of Director: Mary L. Schapiro Mgmt Split 5% For Split
1m. Election of Director: Perry M. Traquina Mgmt Split 5% For Split
1n. Election of Director: Rayford Wilkins, Jr. Mgmt Split 5% For Split
2. To ratify the appointment of Deloitte & Mgmt Split 5% For Split
Touche LLP as independent auditor
3. To approve the compensation of executives Mgmt Split 5% For Split
as disclosed in the proxy statement
(non-binding advisory vote)
4. To vote on the frequency of holding a Mgmt Split 5% 1 Year Split
non-binding advisory vote on the
compensation of executives as disclosed in
the proxy statement (non-binding advisory
vote)
5. Shareholder proposal requesting adoption of Shr Split 5% Against Split
improved shareholder right to call a
special shareholder meeting
6. Shareholder proposal requesting adoption of Shr Split 5% Against Split
a policy to cease financing new fossil fuel
development
--------------------------------------------------------------------------------------------------------------------------
NOKiA CORPORATiON Agenda Number: 935782931
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 04-Apr-2023
Ticker: NOK
iSiN: US6549022043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
7 Adoption of the Annual Accounts Mgmt No vote
8 Resolution on the use of the profit shown Mgmt No vote
on the balance sheet and authorization of
the Board of Directors to decide on the
distribution of dividend and assets from
the invested unrestricted equity fund
9 Resolution on the discharge of the members Mgmt No vote
of the Board of Directors and the President
and CEO from liability for the financial
year 2022
10 Addressing the Remuneration Report Mgmt No vote
11 Resolution on the remuneration to the Mgmt No vote
members of the Board of Directors
12. Resolution on the number of members of the Mgmt No vote
Board of Directors
13a Election of Director: Sari Baldauf Mgmt No vote
13b Election of Director: Thomas Dannenfeldt Mgmt No vote
13c Election of Director: Lisa Hook Mgmt No vote
13d Election of Director: Jeanette Horan Mgmt No vote
13e Election of Director: Thomas Saueressig Mgmt No vote
13f Election of Director: Soren Skou Mgmt No vote
13g Election of Director: Carla Smits-Nusteling Mgmt No vote
13h Election of Director: Kai oistamo Mgmt No vote
13i Election of Director: Timo Ahopelto Mgmt No vote
13j Election of Director: Elizabeth Crain Mgmt No vote
14 Resolution on the remuneration of the Mgmt No vote
Auditor
15 Election of Auditor for the financial year Mgmt No vote
2024
16 Authorization to the Board of Directors to Mgmt No vote
resolve to repurchase the Company's own
shares
17 Authorization to the Board of Directors to Mgmt No vote
resolve to issue shares and special rights
entitling to shares
--------------------------------------------------------------------------------------------------------------------------
ROCKWELL AUTOMATiON, iNC. Agenda Number: 935750504
--------------------------------------------------------------------------------------------------------------------------
Security: 773903109
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: ROK
iSiN: US7739031091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A. DiRECTOR
William P. Gipson Mgmt For For
Pam Murphy Mgmt For For
Donald R. Parfet Mgmt For For
Robert W. Soderbery Mgmt For For
B. To approve, on an advisory basis, the Mgmt For For
compensation of the Corporation's named
executive officers.
C. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of the shareowner vote on the
compensation of the Corporation's named
executive officers.
D. To approve the selection of Deloitte & Mgmt For For
Touche LLP as the Corporation's independent
registered public accounting firm for
fiscal 2023.
--------------------------------------------------------------------------------------------------------------------------
SPDR SERiES TRUST Agenda Number: 935696572
--------------------------------------------------------------------------------------------------------------------------
Security: 78464A888
Meeting Type: Special
Meeting Date: 20-Oct-2022
Ticker: XHB
iSiN: US78464A8889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DiRECTOR
Clare S. Richer Mgmt Split 93% For Split
Sandra G. Sponem Mgmt Split 93% For Split
Kristi L. Rowsell Mgmt Split 93% For Split
Gunjan Chauhan Mgmt Split 93% For Split
Carolyn M. Clancy Mgmt Split 93% For Split
--------------------------------------------------------------------------------------------------------------------------
TEMPUR SEALY iNTERNATiONAL, iNC. Agenda Number: 935785266
--------------------------------------------------------------------------------------------------------------------------
Security: 88023U101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: TPX
iSiN: US88023U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Evelyn S. Dilsaver Mgmt For For
1b. Election of Director: Simon John Dyer Mgmt For For
1c. Election of Director: Cathy R. Gates Mgmt For For
1d. Election of Director: John A. Heil Mgmt For For
1e. Election of Director: Meredith Siegfried Mgmt For For
Madden
1f. Election of Director: Richard W. Neu Mgmt For For
1g. Election of Director: Scott L. Thompson Mgmt For For
2. RATiFiCATiON OF THE APPOiNTMENT OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S iNDEPENDENT
AUDiTORS FOR THE YEAR ENDiNG DECEMBER 31,
2023.
3. ADViSORY VOTE TO APPROVE THE COMPENSATiON Mgmt For For
OF NAMED EXECUTiVE OFFiCERS.
4. ADViSORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADViSORY VOTES ON EXECUTiVE COMPENSATiON.
--------------------------------------------------------------------------------------------------------------------------
TESLA, iNC. Agenda Number: 935679540
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: TSLA
iSiN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: ira Ehrenpreis Mgmt For For
1.2 Election of Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to increase
the number of authorized shares of common
stock by 4,000,000,000 shares.
5. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
6. Stockholder proposal regarding proxy Shr Against For
access.
7. Stockholder proposal regarding annual Shr Against For
reporting on anti-discrimination and
harassment efforts.
8. Stockholder proposal regarding annual Shr Against For
reporting on Board diversity.
9. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
10. Stockholder proposal regarding reporting on Shr Against For
lobbying.
11. Stockholder proposal regarding adoption of Shr Against For
a freedom of association and collective
bargaining policy.
12. Stockholder proposal regarding additional Shr Against For
reporting on child labor.
13. Stockholder proposal regarding additional Shr Against For
reporting on water risk.
--------------------------------------------------------------------------------------------------------------------------
TEXAS iNSTRUMENTS iNCORPORATED Agenda Number: 935777120
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: TXN
iSiN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Blinn Mgmt For For
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Janet F. Clark Mgmt For For
1d. Election of Director: Carrie S. Cox Mgmt For For
1e. Election of Director: Martin S. Craighead Mgmt For For
1f. Election of Director: Curtis C. Farmer Mgmt For For
1g. Election of Director: Jean M. Hobby Mgmt For For
1h. Election of Director: Haviv ilan Mgmt For For
1i. Election of Director: Ronald Kirk Mgmt For For
1j. Election of Director: Pamela H. Patsley Mgmt For For
1k. Election of Director: Robert E. Sanchez Mgmt For For
1l. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal to approve amendment and Mgmt For For
restatement of the Ti Employees 2014 Stock
Purchase Plan to extend the termination
date.
3. Board proposal regarding advisory vote on Mgmt 1 Year For
the frequency of future advisory votes on
executive compensation.
4. Board proposal regarding advisory approval Mgmt For For
of the Company's executive compensation.
5. Board proposal to ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2023.
6. Stockholder proposal to permit a combined Shr Against For
10% of stockholders to call a special
meeting.
7. Stockholder proposal to report on due Shr Against For
diligence efforts to trace end-user misuse
of company products.
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATiON Agenda Number: 935809523
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: SCHW
iSiN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Marianne C. Brown Mgmt No vote
1b. Election of director: Frank C. Herringer Mgmt No vote
1c. Election of director: Gerri K. Mgmt No vote
Martin-Flickinger
1d. Election of director: Todd M. Ricketts Mgmt No vote
1e. Election of director: Carolyn Mgmt No vote
Schwab-Pomerantz
2. Ratification of the selection of Deloitte & Mgmt No vote
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt No vote
officer compensation
4. Frequency of advisory vote on named Mgmt No vote
executive officer compensation
5. Stockholder Proposal requesting pay equity Shr No vote
disclosure
6. Stockholder Proposal requesting company Shr No vote
report on discrimination risk oversight and
impact
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, iNC. Agenda Number: 935795659
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: HD
iSiN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt For For
1f. Election of Director: Albert P. Carey Mgmt For For
1g. Election of Director: Edward P. Decker Mgmt For For
1h. Election of Director: Linda R. Gooden Mgmt For For
1i. Election of Director: Wayne M. Hewett Mgmt For For
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt For For
1l. Election of Director: Paula Santilli Mgmt For For
1m. Election of Director: Caryn Seidman-Becker Mgmt For For
2. Ratification of the Appointment of KPMG LLP Mgmt For For
3. Advisory Vote to Approve Executive Mgmt For For
Compensation ("Say-on-Pay")
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Say-on-Pay Votes
5. Shareholder Proposal Regarding Amendment of Shr Against For
Shareholder Written Consent Right
6. Shareholder Proposal Regarding independent Shr Against For
Board Chair
7. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis
8. Shareholder Proposal Regarding Rescission Shr Against For
of Racial Equity Audit Proposal Vote
9. Shareholder Proposal Regarding Senior Shr Against For
Management Commitment to Avoid Political
Speech
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, iNC. Agenda Number: 935831241
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ULTA
iSiN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michelle L. Collins Mgmt No vote
1b. Election of Director: Patricia A. Little Mgmt No vote
1c. Election of Director: Heidi G. Petz Mgmt No vote
1d. Election of Director: Michael C. Smith Mgmt No vote
2. To approve an amendment to our Certificate Mgmt No vote
of incorporation to declassify our Board of
Directors and provide for the annual
election of directors.
3. To approve amendments to our Bylaws to Mgmt No vote
provide that directors may be removed by
the holders of a majority of the shares
then entitled to vote at an election of
directors and, if Proposal 2 is approved,
with or without cause.
4. To approve an amendment to our Certificate Mgmt No vote
of incorporation to replace all
supermajority voting standards for
amendments to the Certificate of
incorporation with a majority standard.
5. To approve an amendment to our Bylaws to Mgmt No vote
replace all supermajority voting standards
for amendments to the Bylaws with a
majority standard.
6. To ratify the appointment of Ernst & Young Mgmt No vote
LLP as our independent registered public
accounting firm for our fiscal year 2023,
ending February 3, 2024.
7. Advisory resolution to approve the Mgmt No vote
Company's executive compensation.
8. Advisory vote on the frequency of future Mgmt No vote
advisory votes on the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
UNiTED RENTALS, iNC. Agenda Number: 935784884
--------------------------------------------------------------------------------------------------------------------------
Security: 911363109
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: URi
iSiN: US9113631090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jose B. Alvarez Mgmt Split 96% For Split
1b. Election of Director: Marc A. Bruno Mgmt Split 96% For Split
1c. Election of Director: Larry D. De Shon Mgmt Split 96% For Split
1d. Election of Director: Matthew J. Flannery Mgmt Split 96% For Split
1e. Election of Director: Bobby J. Griffin Mgmt Split 96% For Split
1f. Election of Director: Kim Harris Jones Mgmt Split 96% For Split
1g. Election of Director: Terri L. Kelly Mgmt Split 96% For Split
1h. Election of Director: Michael J. Kneeland Mgmt Split 96% For Split
1i. Election of Director: Francisco J. Mgmt Split 96% For Split
Lopez-Balboa
1j. Election of Director: Gracia C. Martore Mgmt Split 96% For Split
1k. Election of Director: Shiv Singh Mgmt Split 96% For Split
2. Ratification of Appointment of Public Mgmt Split 96% For Split
Accounting Firm.
3. Advisory Approval of Executive Mgmt Split 96% For Split
Compensation.
4. Advisory Vote on Frequency of Executive Mgmt Split 96% 1 Year Split
Compensation Vote.
5. Company Proposal to improve Shareholder Mgmt Split 96% For Split
Written Consent (Amend Certificate of
incorporation to Reduce Threshold to 15%).
6. Stockholder Proposal to improve Shareholder Shr Split 96% Against Split
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
ViSA iNC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: V
iSiN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt For For
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt For For
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt For For
1g. Election of Director: John F. Lundgren Mgmt For For
1h. Election of Director: Denise M. Morrison Mgmt For For
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to our named executive
officers.
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve
executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for fiscal year 2023.
5. To vote on a stockholder proposal Shr Against For
requesting an independent board chair
policy.
* Management position unknown
SiGNATURES
Pursuant to the requirements of the investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature) /s/ Gregory C. Bakken
Name Gregory C. Bakken
Title President
Date 08/29/2023