UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22509
NAME OF REGISTRANT: LoCorr Investment Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 687 Excelsior Blvd.
Excelsior, MN 55331
NAME AND ADDRESS OF AGENT FOR SERVICE: CT Corporation System
1300 East Ninth Street
Cleveland, OH 44114
REGISTRANT'S TELEPHONE NUMBER: 952-767-2920
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2022 to 06/30/2023
LoCorr Dynamic Opportunity Fund
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ABSOLUTE SOFTWARE CORPORATION Agenda Number: 935733623
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Security: 00386B109
Meeting Type: Annual
Meeting Date: 07-Dec-2022
Ticker: ABST
ISIN: CA00386B1094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at seven Mgmt For For
(7).
2 DIRECTOR
Daniel P. Ryan Mgmt For For
Lynn Atchison Mgmt For For
Andre Mintz Mgmt For For
Gregory Monahan Mgmt For For
Salvatore (Sal) Visca Mgmt For For
Gerhard Watzinger Mgmt For For
Christy Wyatt Mgmt For For
3 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
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ABSOLUTE SOFTWARE CORPORATION Agenda Number: 935888226
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Security: 00386B109
Meeting Type: Special
Meeting Date: 29-Jun-2023
Ticker: ABST
ISIN: CA00386B1094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if deemed advisable, pass, Mgmt For For
with or without variation, a special
resolution of Securityholders substantially
in the form attached as Appendix "C" to the
accompanying management information
circular, to approve an arrangement under
section 288 of the Business Corporations
Act (British Columbia), involving the
Company and 1414364 B.C. Ltd., as more
particularly described in the accompanying
management information circular.
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ADTRAN HOLDINGS, INC. Agenda Number: 935792095
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Security: 00486H105
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ADTN
ISIN: US00486H1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas R. Stanton Mgmt For For
1b. Election of Director: Johanna Hey Mgmt For For
1c. Election of Director: H. Fenwick Huss Mgmt For For
1d. Election of Director: Gregory J. McCray Mgmt For For
1e. Election of Director: Balan Nair Mgmt For For
1f. Election of Director: Brian Protiva Mgmt For For
1g. Election of Director: Jacqueline H. Rice Mgmt For For
1h. Election of Director: Nikos Theodosopoulos Mgmt For For
1i. Election of Director: Kathryn A. Walker Mgmt For For
2. Non-binding approval of the compensation of Mgmt For For
Adtran's named executive officers.
3. Non-binding vote on the frequency of future Mgmt 1 Year For
votes on the compensation of Adtran's named
executive officers.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Adtran for the fiscal year ending
December 31, 2023.
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ALEXANDRIA REAL ESTATE EQUITIES, INC. Agenda Number: 935824070
--------------------------------------------------------------------------------------------------------------------------
Security: 015271109
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: ARE
ISIN: US0152711091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Joel S. Marcus Mgmt For For
1b. Election of Director: Steven R. Hash Mgmt For For
1c. Election of Director: James P. Cain Mgmt For For
1d. Election of Director: Cynthia L. Feldmann Mgmt For For
1e. Election of Director: Maria C. Freire Mgmt For For
1f. Election of Director: Richard H. Klein Mgmt For For
1g. Election of Director: Michael A. Woronoff Mgmt For For
2. To cast a non-binding, advisory vote on a Mgmt For For
resolution to approve the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
3. To cast a non-binding, advisory vote on the Mgmt 1 Year For
frequency of future non-binding advisory
stockholder votes on the compensation of
the Company's named executive officers, as
more particularly described in the
accompanying Proxy Statement.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accountants for the fiscal year
ending December 31, 2023, as more
particularly described in the accompanying
Proxy Statement.
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ALTA EQUIPMENT GROUP INC. Agenda Number: 935843412
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Security: 02128L106
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: ALTG
ISIN: US02128L1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Daniel Shribman Mgmt For For
1.2 Election of Director: Katherine E. White Mgmt For For
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
3. Approve, in non-binding advisory vote, the Mgmt For For
compensation paid to our named executive
officers.
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AMERICAN EAGLE OUTFITTERS, INC. Agenda Number: 935843068
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Security: 02553E106
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: AEO
ISIN: US02553E1064
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jay L. Schottenstein Mgmt For For
1.2 Election of Director: Sujatha Mgmt For For
Chandrasekaran
2. Proposal Two. Ratify the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending February 3,
2024.
3. Proposal Three. Hold an advisory vote on Mgmt For For
the compensation of our named executive
officers.
4. Proposal Four. Hold an advisory vote on the Mgmt 1 Year For
frequency of future say on pay votes.
5. Proposal Five. Approve the Company's 2023 Mgmt For For
Stock Award and Incentive Plan.
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AMERICAN NATIONAL BANKSHARES INC. Agenda Number: 935806705
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Security: 027745108
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: AMNB
ISIN: US0277451086
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director term ends Mgmt For For
2024: Rickey J. Barker
1.2 Election of Class I Director term ends Mgmt For For
2024: Adrian T. Smith
1.3 Election of Class II Director term ends Mgmt For For
2025: Dan M. Pleasant
1.4 Election of Class III Director term ends Mgmt For For
2026: J. Nathan Duggins III
1.5 Election of Class III Director term ends Mgmt For For
2026: William J. Farrell II
1.6 Election of Class III Director term ends Mgmt For For
2026: Tammy Moss Finley
1.7 Election of Class III Director term ends Mgmt For For
2026: Joel R. Shepherd
2. To ratify the selection of Yount, Hyde & Mgmt For For
Barbour, P.C., independent registered
public accounting firm, as auditors of the
company for the year ending December 31,
2023.
3. Advisory vote on executive compensation of Mgmt For For
the company's named executive officers as
disclosed in the proxy statement.
4. Advisory vote on the frequency of an Mgmt 1 Year For
advisory vote on executive compensation.
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AMMO INC. Agenda Number: 935749804
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Security: 00175J107
Meeting Type: Annual
Meeting Date: 05-Jan-2023
Ticker: POWW
ISIN: US00175J1079
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Fred W. Wagenhals Mgmt No vote
R. William Wallace, Jr. Mgmt No vote
Harry S. Markley Mgmt No vote
Randy E. Luth Mgmt No vote
Jessica M. Lockett Mgmt No vote
Steven F. Urvan Mgmt No vote
Richard R. Childress Mgmt No vote
Wayne Walker Mgmt No vote
Christos Tsentas Mgmt No vote
2. The ratification of the appointment of Mgmt No vote
Pannell Kerr Forster of Texas, P.C. as our
independent registered public accounting
firm.
3. Approval on an advisory basis of the Mgmt No vote
compensation of the named executive
officers.
4. Approval of the stock amendment plan Mgmt No vote
proposal
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APA CORPORATION Agenda Number: 935802581
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Security: 03743Q108
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: APA
ISIN: US03743Q1085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Annell R. Bay Mgmt For For
2. Election of Director: John J. Christmann IV Mgmt For For
3. Election of Director: Juliet S. Ellis Mgmt For For
4. Election of Director: Charles W. Hooper Mgmt For For
5. Election of Director: Chansoo Joung Mgmt For For
6. Election of Director: H. Lamar McKay Mgmt For For
7. Election of Director: Amy H. Nelson Mgmt For For
8. Election of Director: Daniel W. Rabun Mgmt For For
9. Election of Director: Peter A. Ragauss Mgmt For For
10. Election of Director: David L. Stover Mgmt For For
11. Ratification of Ernst & Young LLP as APA's Mgmt For For
Independent Auditors
12. Advisory Vote to Approve Compensation of Mgmt For For
APA's Named Executive Officers
13. Advisory Vote on the Frequency of the Mgmt 1 Year For
Advisory Vote to Approve Compensation of
APA's Named Executive Officers
14. Approval of an amendment to APA's Amended Mgmt For For
and Restated Certificate of Incorporation
to provide for the exculpation of officers
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APYX MEDICAL CORPORATION Agenda Number: 935688791
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Security: 03837C106
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: APYX
ISIN: US03837C1062
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Andrew Makrides
1.2 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Charles D. Goodwin
1.3 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Michael Geraghty
1.4 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Lawrence J. Waldman
1.5 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: John Andres
1.6 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Craig Swandal
1.7 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Minnie Baylor-Henry
1.8 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Wendy Levine
2. The ratification of RSM US LLP as the Mgmt For For
Company's independent public accountants
for the year ending December 31, 2022.
3. The approval of a non-binding advisory Mgmt For For
proposal approving a resolution supporting
the compensation of named executive
officers.
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ARCHAEA ENERGY INC. Agenda Number: 935738471
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Security: 03940F103
Meeting Type: Special
Meeting Date: 13-Dec-2022
Ticker: LFG
ISIN: US03940F1030
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 16, 2022 (as it may be
amended, supplemented or otherwise modified
from time to time, the "Merger Agreement"),
by and among Archaea Energy Inc.
("Archaea"), LFG Acquisition Holdings LLC,
("Opco"), BP Products North America Inc.,
("Parent"), Condor RTM Inc., ("Merger
Sub"), and Condor RTM LLC ("Opco Merger
Sub").
2. To adjourn the Special Meeting of Archaea Mgmt For For
stockholders (the "Special Meeting") to a
later date or dates, if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to adopt
the Merger Agreement at the time of the
Special Meeting.
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ASSERTIO HOLDINGS, INC. Agenda Number: 935816605
--------------------------------------------------------------------------------------------------------------------------
Security: 04546C205
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ASRT
ISIN: US04546C2052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Heather L. Mason
1.2 Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
William T. McKee
1.3 Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Daniel
A. Peisert
1.4 Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Peter
D. Staple
1.5 Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: James
L. Tyree
2. To approve an amendment and restatement of Mgmt For For
the Company's Amended and Restated 2014
Omnibus Incentive Plan to increase the
number of shares available for issuance
thereunder.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
4. To conduct, on an advisory basis, a vote on Mgmt 1 Year For
the preferred frequency of future advisory
votes to approve the compensation of the
Company's named executive officers.
5. To approve an amendment to the Amended and Mgmt For For
Restated Certificate of Incorporation of
Assertio Therapeutics, Inc., a wholly-owned
subsidiary of the Company, to eliminate the
pass-through voting provision.
6. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
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AXCELIS TECHNOLOGIES, INC. Agenda Number: 935809650
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Security: 054540208
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: ACLS
ISIN: US0545402085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tzu-Yin Chiu, Ph.D. Mgmt For For
Joseph P. Keithley Mgmt For For
John T. Kurtzweil Mgmt For For
Russell J. Low, Ph.D. Mgmt For For
Mary G. Puma Mgmt For For
Jeanne Quirk Mgmt For For
Thomas St. Dennis Mgmt For For
Jorge Titinger Mgmt For For
Dipti Vachani Mgmt For For
2. Proposal to ratify independent public Mgmt For For
accounting firm.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Say When on Pay - An advisory vote on the Mgmt 1 Year For
approval of the frequency of shareholder
votes on executive compensation.
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AXT, INC. Agenda Number: 935810780
--------------------------------------------------------------------------------------------------------------------------
Security: 00246W103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AXTI
ISIN: US00246W1036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: Morris S. Young
1.2 Election of Class I director to hold office Mgmt For For
for a three year term and until their
respective successor is elected and
qualified: David C. Chang
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
the compensation of our Named Executive
Officers.
4. To ratify the appointment of BPM LLP as our Mgmt For For
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
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AZENTA, INC. Agenda Number: 935750530
--------------------------------------------------------------------------------------------------------------------------
Security: 114340102
Meeting Type: Annual
Meeting Date: 31-Jan-2023
Ticker: AZTA
ISIN: US1143401024
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank E. Casal Mgmt For For
Robyn C. Davis Mgmt For For
Joseph R. Martin Mgmt For For
Erica J. McLaughlin Mgmt For For
Tina S. Nova Mgmt For For
Krishna G. Palepu Mgmt For For
Dorothy E. Puhy Mgmt For For
Michael Rosenblatt Mgmt For For
Stephen S. Schwartz Mgmt For For
Ellen M. Zane Mgmt For For
2. To approve by a non-binding advisory vote Mgmt For For
the compensation of the Company's named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the 2023 fiscal year.
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BENCHMARK ELECTRONICS, INC. Agenda Number: 935815641
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Security: 08160H101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: BHE
ISIN: US08160H1014
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2024 Annual meeting: David W. Scheible
1.2 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Douglas M. Britt
1.3 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Anne De Greef-Safft
1.4 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Robert K. Gifford
1.5 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Ramesh Gopalakrishnan
1.6 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Kenneth T. Lamneck
1.7 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Jeffrey S. McCreary
1.8 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Lynn A. Wentworth
1.9 Election of Director to serve until the Mgmt For For
2024 Annual meeting: Jeffrey W. Benck
2. To provide an advisory vote on the Mgmt For For
compensation of the Company's named
executive officers.
3. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2023.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
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BOWMAN CONSULTING GROUP LTD. Agenda Number: 935833726
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Security: 103002101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: BWMN
ISIN: US1030021018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Bruen Mgmt For For
Patricia Mulroy Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2023.
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CALIX, INC. Agenda Number: 935788933
--------------------------------------------------------------------------------------------------------------------------
Security: 13100M509
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CALX
ISIN: US13100M5094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Crusco Mgmt For For
Carl Russo Mgmt For For
2. To approve the Calix, Inc. Third Amended Mgmt For For
and Restated 2019 Equity Incentive Award
Plan.
3. To approve the Calix, Inc. Third Amended Mgmt For For
and Restated 2017 Nonqualified Employee
Stock Purchase Plan.
4. To approve, on a non-binding, advisory Mgmt For For
basis, Calix's named executive officer
compensation.
5. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes to approve the compensation of
Calix's named executive officers.
6. To ratify the selection of KPMG LLP as Mgmt For For
Calix's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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CAMBIUM NETWORKS CORPORATION Agenda Number: 935845543
--------------------------------------------------------------------------------------------------------------------------
Security: G17766109
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: CMBM
ISIN: KYG177661090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Atul Mgmt For For
Bhatnagar
1.2 Election of Class I Director: Alexander R. Mgmt For For
Slusky
2. The ratification of the appointment of KPMG Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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CAPITAL ONE FINANCIAL CORPORATION Agenda Number: 935786155
--------------------------------------------------------------------------------------------------------------------------
Security: 14040H105
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: COF
ISIN: US14040H1059
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard D. Fairbank Mgmt For For
1b. Election of Director: Ime Archibong Mgmt For For
1c. Election of Director: Christine Detrick Mgmt For For
1d. Election of Director: Ann Fritz Hackett Mgmt For For
1e. Election of Director: Peter Thomas Killalea Mgmt For For
1f. Election of Director: Cornelis "Eli" Mgmt For For
Leenaars
1g. Election of Director: Francois Locoh-Donou Mgmt For For
1h. Election of Director: Peter E. Raskind Mgmt For For
1i Election of Director: Eileen Serra Mgmt For For
1j. Election of Director: Mayo A. Shattuck III Mgmt For For
1k. Election of Director: Bradford H. Warner Mgmt For For
1l. Election of Director: Craig Anthony Mgmt For For
Williams
2. Approval of amendments to Capital One Mgmt For For
Financial Corporation's Restated
Certificate of Incorporation to remove
remaining supermajority voting requirements
and references to Signet Banking
Corporation.
3. Advisory vote on frequency of holding an Mgmt 1 Year For
advisory vote to approve our Named
Executive Officer compensation ("Say When
On Pay").
4. Advisory vote on our Named Executive Mgmt For For
Officer compensation ("Say on Pay").
5. Approval and adoption of the Capital One Mgmt For For
Financial Corporation Seventh Amended and
Restated 2004 Stock Incentive Plan.
6. Ratification of the selection of Ernst & Mgmt For For
Young LLP as independent registered public
accounting firm of Capital One for 2023.
7. Stockholder proposal requesting a simple Shr Against For
majority vote.
8. Stockholder proposal requesting a report on Shr Against For
Board oversight of risks related to
discrimination.
9. Stockholder proposal requesting a Board Shr Against For
skills and diversity matrix.
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CARIBOU BIOSCIENCES, INC Agenda Number: 935698285
--------------------------------------------------------------------------------------------------------------------------
Security: 142038108
Meeting Type: Annual
Meeting Date: 20-Sep-2022
Ticker: CRBU
ISIN: US1420381089
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class 1 Director: Scott Mgmt For For
Braunstein, M.D.
1b. Election of Class 1 Director: Ran Zheng, Mgmt For For
M.S.
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for the fiscal year
ending December 31, 2022
--------------------------------------------------------------------------------------------------------------------------
CARPARTS.COM, INC. Agenda Number: 935860610
--------------------------------------------------------------------------------------------------------------------------
Security: 14427M107
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: PRTS
ISIN: US14427M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Henry Maier Mgmt For For
Nanxi Liu Mgmt For For
2. Ratification of the appointment of RSM US, Mgmt For For
LLP, an independent registered public
accounting firm, as independent auditors of
the Company for fiscal year 2023.
3. Approval of an advisory (non-binding) Mgmt For For
resolution regarding the compensation of
our named executive officers, or the
Say-on-Pay.
4. Approval of an advisory (non-binding) Mgmt 1 Year Against
resolution regarding the frequency of
stockholder advisory votes on the
compensation of our named executive
officers, or the Say-on-Pay Frequency
Proposal.
5. Approval of an amendment to the Company's Mgmt For For
Employee Stock Purchase Plan (the "ESPP")
increasing the number of shares of common
stock reserved for issuance under the ESPP
by 500,000 shares.
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CERAGON NETWORKS LTD. Agenda Number: 935693778
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Special
Meeting Date: 23-Aug-2022
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To remove the following director from the Mgmt For Against
Company's Board of Directors (the "Board"),
effective immediately: Yael Langer
1.2 To remove the following Director from the Mgmt For Against
Company's Board of Directors (the "Board"),
effective immediately: Ira Palti
1.3 To remove the following Director from the Mgmt For Against
Company's Board of Directors (the "Board"),
effective immediately: David Ripstein
1.4 Any and All New Directors Appointed to the Mgmt For Against
Board following the Conclusion of the
Company's 2021 Annual General Meeting of
Shareholders
2.1 Election of Director: Michelle Clayman Mgmt For Against
2.2 Election of Director: Paul S. Delson Mgmt For Against
2.3 Election of Director: Jonathan F. Foster Mgmt For Against
2.4 Election of Director: Dennis Sadlowski Mgmt Abstain Against
2.5 Election of Director: Craig Weinstock Mgmt Abstain Against
--------------------------------------------------------------------------------------------------------------------------
CERAGON NETWORKS LTD. Agenda Number: 935709672
--------------------------------------------------------------------------------------------------------------------------
Security: M22013102
Meeting Type: Annual
Meeting Date: 03-Oct-2022
Ticker: CRNT
ISIN: IL0010851660
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Ms. Efrat Makov to serve on the Mgmt No vote
Board of Directors of the Company (the
"Board") for a term of approximately two
(2) years ending on the date of the annual
general meeting that will be held in 2024.
2. Subject to her election to serve as our Mgmt No vote
director, to approve a grant of options to
Ms. Efrat Makov, as part of her
compensation for service as such.
3. To approve certain compensation terms for Mgmt No vote
the Company's Chief Executive Officer: an
annual cash bonus plan and equity grant for
2022, and a special cash bonus.
3a. Are you a "Controlling Shareholder" or do Mgmt No vote
you have a "Personal Interest" in Item 3?
Under the Companies Law, 5759-1999 (the
"Companies Law"), a person will be deemed
to be a "Controlling Shareholder" if that
person has the power to direct the
activities of the company, other than by
reason of serving as a director or other
office holder of the company. Under the
Companies Law, a person is deemed to have a
personal interest if Mark "for" = yes or
"against" = no. ...(due to space limits,
see proxy material for full proposal).
4. To re-appoint Kost Forer Gabbay & Kasierer, Mgmt No vote
a Member of Ernst & Young Global, as the
Company's independent auditor for the
fiscal year ending December 31, 2022 and
for the year commencing January 1, 2023 and
until immediately following the next annual
general meeting of shareholders, and to
authorize the Board, upon the
recommendation of the Financial Audit
Committee, to set the annual compensation
of the independent auditor in accordance
with the volume and nature of its services.
--------------------------------------------------------------------------------------------------------------------------
CHAMPIONS ONCOLOGY, INC. Agenda Number: 935708985
--------------------------------------------------------------------------------------------------------------------------
Security: 15870P307
Meeting Type: Annual
Meeting Date: 20-Oct-2022
Ticker: CSBR
ISIN: US15870P3073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ronnie Morris, M.D. Mgmt No vote
Joel Ackerman Mgmt No vote
David Sidransky, M.D. Mgmt No vote
Daniel Mendelson Mgmt No vote
Scott R. Tobin Mgmt No vote
Philip Breitfeld, MD Mgmt No vote
Robert Brainin Mgmt No vote
2. Proposal to ratify the appointment of Mgmt No vote
EisnerAmper LLP as our independent
registered public accounting firm for the
fiscal year ending April 30, 2023.
3. Proposal to approve the non-binding Mgmt No vote
advisory resolution relating to the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CIRRUS LOGIC, INC. Agenda Number: 935676556
--------------------------------------------------------------------------------------------------------------------------
Security: 172755100
Meeting Type: Annual
Meeting Date: 29-Jul-2022
Ticker: CRUS
ISIN: US1727551004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John C. Carter Mgmt For For
Alexander M. Davern Mgmt For For
Timothy R. Dehne Mgmt For For
John M. Forsyth Mgmt For For
Deirdre R. Hanford Mgmt For For
Raghib Hussain Mgmt For For
Catherine P. Lego Mgmt For For
David J. Tupman Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending March 25, 2023.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Approval of the Second Amendment to the Mgmt For For
2018 Long Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC. Agenda Number: 935833790
--------------------------------------------------------------------------------------------------------------------------
Security: 205768302
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: CRK
ISIN: US2057683029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
M. Jay Allison Mgmt For For
Roland O. Burns Mgmt For For
Elizabeth B. Davis Mgmt For For
Morris E. Foster Mgmt For For
Jim L. Turner Mgmt For For
2. Proposal to ratify the appointment of Ernst Mgmt For For
& Young LLP as the Company's independent
registered public accountant for 2023.
3. Proposal to approve the advisory Mgmt For For
(non-binding) resolution relating to the
Company's 2022 compensation of its named
executive officers.
4. Proposal to approve the advisory Mgmt 1 Year Against
(non-binding) resolution on the frequency
of advisory votes on the compensation of
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
CONSOLIDATED EDISON, INC. Agenda Number: 935797235
--------------------------------------------------------------------------------------------------------------------------
Security: 209115104
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: ED
ISIN: US2091151041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy P. Cawley Mgmt For For
1b. Election of Director: Ellen V. Futter Mgmt For For
1c. Election of Director: John F. Killian Mgmt For For
1d. Election of Director: Karol V. Mason Mgmt For For
1e. Election of Director: Dwight A. McBride Mgmt For For
1f. Election of Director: William J. Mulrow Mgmt For For
1g. Election of Director: Armando J. Olivera Mgmt For For
1h. Election of Director: Michael W. Ranger Mgmt For For
1i. Election of Director: Linda S. Sanford Mgmt For For
1j. Election of Director: Deirdre Stanley Mgmt For For
1k. Election of Director: L. Frederick Mgmt For For
Sutherland
2. Ratification of appointment of independent Mgmt For For
accountants.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote on frequency of future Mgmt 1 Year For
advisory votes on named executive officer
compensation.
5. Approval of the company's 2023 long term Mgmt For For
incentive plan.
--------------------------------------------------------------------------------------------------------------------------
COTY INC. Agenda Number: 935711324
--------------------------------------------------------------------------------------------------------------------------
Security: 222070203
Meeting Type: Annual
Meeting Date: 03-Nov-2022
Ticker: COTY
ISIN: US2220702037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Beatrice Ballini Mgmt For For
Joachim Creus Mgmt For For
Olivier Goudet Mgmt For For
Peter Harf Mgmt For For
Johannes P. Huth Mgmt For For
Mariasun A. Larregui Mgmt For For
Anna Adeola Makanju Mgmt For For
Sue Y. Nabi Mgmt For For
Isabelle Parize Mgmt For For
Erhard Schoewel Mgmt For For
Robert Singer Mgmt For For
2. Approval, on an advisory (non-binding) Mgmt For For
basis, the compensation of Coty Inc.'s
named executive officers, as disclosed in
the proxy statement
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP to serve as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2023
--------------------------------------------------------------------------------------------------------------------------
COUPA SOFTWARE INCORPORATED Agenda Number: 935763335
--------------------------------------------------------------------------------------------------------------------------
Security: 22266L106
Meeting Type: Special
Meeting Date: 23-Feb-2023
Ticker: COUP
ISIN: US22266L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of December 11, 2022 (the "merger
agreement"), by and among Coupa Software
Incorporated, Coupa Holdings. LLC (f/k/a
Project CS Parent, LLC), and Project CS
Merger Sub, Inc.
2. To approve, by advisory (non-binding) vote, Mgmt For For
the compensation that may be paid or become
payable to the Company's named executive
officers in connection with the
consummation of the merger.
3. To approve any adjournment of the special Mgmt For For
meeting for the purpose of soliciting
additional proxies if there are
insufficient votes at the special meeting
to adopt the merger agreement.
--------------------------------------------------------------------------------------------------------------------------
DAVE & BUSTER'S ENTERTAINMENT, INC. Agenda Number: 935848690
--------------------------------------------------------------------------------------------------------------------------
Security: 238337109
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: PLAY
ISIN: US2383371091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James P. Chambers Mgmt For For
1.2 Election of Director: Hamish A. Dodds Mgmt For For
1.3 Election of Director: Michael J. Griffith Mgmt For For
1.4 Election of Director: Gail Mandel Mgmt For For
1.5 Election of Director: Chris Morris Mgmt For For
1.6 Election of Director: Atish Shah Mgmt For For
1.7 Election of Director: Kevin M. Sheehan Mgmt For For
1.8 Election of Director: Jennifer Storms Mgmt For For
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Approval of Executive Compensation Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
DISH NETWORK CORPORATION Agenda Number: 935782917
--------------------------------------------------------------------------------------------------------------------------
Security: 25470M109
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: DISH
ISIN: US25470M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Q. Abernathy Mgmt For For
George R. Brokaw Mgmt For For
Stephen J. Bye Mgmt For For
W. Erik Carlson Mgmt For For
James DeFranco Mgmt For For
Cantey M. Ergen Mgmt For For
Charles W. Ergen Mgmt For For
Tom A. Ortolf Mgmt For For
Joseph T. Proietti Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To amend and restate our Employee Stock Mgmt For For
Purchase Plan.
4. To conduct a non-binding advisory vote on Mgmt For For
executive compensation.
5. To conduct a non-binding advisory vote on Mgmt 1 Year Against
the frequency of future non-binding
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
DOCGO INC. Agenda Number: 935847559
--------------------------------------------------------------------------------------------------------------------------
Security: 256086109
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: DCGO
ISIN: US2560861096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Vina Leite Mgmt For For
James M. Travers Mgmt For For
2. Ratification of the appointment of Urish Mgmt For For
Popeck & Co., LLC as the Company's
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DOMO,INC. Agenda Number: 935871409
--------------------------------------------------------------------------------------------------------------------------
Security: 257554105
Meeting Type: Annual
Meeting Date: 30-Jun-2023
Ticker: DOMO
ISIN: US2575541055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua G. James Mgmt For For
Carine S. Clark Mgmt For For
Daniel Daniel Mgmt For For
Jeff Kearl Mgmt For For
John Pestana Mgmt For For
Dan Strong Mgmt For For
Renee Soto Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve the amendment and restatement of Mgmt For For
our amended and restated certificate of
incorporation to limit the liability of
certain officers of our company as
permitted by Delaware law.
--------------------------------------------------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC. Agenda Number: 935803418
--------------------------------------------------------------------------------------------------------------------------
Security: 267475101
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: DY
ISIN: US2674751019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter T. Pruitt, Jr. Mgmt For For
1b. Election of Director: Laurie J. Thomsen Mgmt For For
2. To approve, by non-binding advisory vote, Mgmt For For
executive compensation.
3. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent auditor for fiscal 2024.
4. To approve an Amendment & Restatement to Mgmt For For
the Dycom Industries, Inc. 2017
Non-Employee Directors Equity Plan.
5. To recommend, by non-binding advisory vote, Mgmt 1 Year For
the frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
EBIX, INC. Agenda Number: 935723824
--------------------------------------------------------------------------------------------------------------------------
Security: 278715206
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: EBIX
ISIN: US2787152063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Robin Raina
1.2 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Hans U. Benz
1.3 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Pavan Bhalla
1.4 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Neil Eckert
1.5 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: George W. Hebard, III
1.6 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Rolf Herter
1.7 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Priyanka Kaul
1.8 Election of Director to serve until the Mgmt For For
2023 Annual Meeting: Hans Ueli Keller
2. To ratify the appointment of KG Somani & Mgmt For For
Co. as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
3. To approve, in a non-binding advisory vote, Mgmt For For
the compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC. Agenda Number: 935849731
--------------------------------------------------------------------------------------------------------------------------
Security: 292554102
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: ECPG
ISIN: US2925541029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael P. Monaco Mgmt For For
1b. Election of Director: William C. Goings Mgmt For For
1c. Election of Director: Ashwini (Ash) Gupta Mgmt For For
1d. Election of Director: Wendy G. Hannam Mgmt For For
1e. Election of Director: Jeffrey A. Hilzinger Mgmt For For
1f. Election of Director: Angela A. Knight Mgmt For For
1g. Election of Director: Laura Newman Olle Mgmt For For
1h. Election of Director: Richard P. Stovsky Mgmt For For
1i. Election of Director: Ashish Masih Mgmt For For
2. Non-binding advisory vote to approve the Mgmt For For
compensation of the Company's named
executive officers.
3. Ratification of the appointment of BDO USA, Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ENOVIX CORPORATION Agenda Number: 935849628
--------------------------------------------------------------------------------------------------------------------------
Security: 293594107
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: ENVX
ISIN: US2935941078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thurman J. Rodgers Mgmt For For
Betsy Atkins Mgmt For For
Pegah Ebrahimi Mgmt For For
Emmanuel T. Hernandez Mgmt For For
Gregory Reichow Mgmt For For
Dr. Raj Talluri Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
EVERBRIDGE, INC. Agenda Number: 935822317
--------------------------------------------------------------------------------------------------------------------------
Security: 29978A104
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: EVBG
ISIN: US29978A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David Benjamin Mgmt For For
1.2 Election of Director: Richard D'Amore Mgmt For For
1.3 Election of Director: Alison Dean Mgmt For For
1.4 Election of Director: Rohit Ghai Mgmt For For
1.5 Election of Director: David Henshall Mgmt For For
1.6 Election of Director: Kent Mathy Mgmt For For
1.7 Election of Director: Simon Paris Mgmt For For
1.8 Election of Director: Sharon Rowlands Mgmt For For
1.9 Election of Director: David Wagner Mgmt For For
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935847585
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: EVR
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Roger C. Altman Mgmt For For
1b. Election of Director: Richard I. Beattie Mgmt For For
1c. Election of Director: Pamela G. Carlton Mgmt For For
1d. Election of Director: Ellen V. Futter Mgmt For For
1e. Election of Director: Gail B. Harris Mgmt For For
1f. Election of Director: Robert B. Millard Mgmt For For
1g. Election of Director: Willard J. Overlock, Mgmt For For
Jr.
1h. Election of Director: Sir Simon M. Mgmt For For
Robertson
1i. Election of Director: John S. Weinberg Mgmt For For
1j. Election of Director: William J. Wheeler Mgmt For For
1k. Election of Director: Sarah K. Williamson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
executive compensation of our Named
Executive Officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
EVERI HOLDINGS INC. Agenda Number: 935854782
--------------------------------------------------------------------------------------------------------------------------
Security: 30034T103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: EVRI
ISIN: US30034T1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Linster W. Fox Mgmt For For
Maureen T. Mullarkey Mgmt For For
Secil Tabli Watson Mgmt For For
2. Advisory approval, on a non-binding basis, Mgmt For For
of the compensation of our named executive
officers.
3. Advisory vote, on a non-binding basis, on Mgmt 1 Year For
the frequency of future advisory votes on
the compensation of our named executive
officers.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935815184
--------------------------------------------------------------------------------------------------------------------------
Security: 31620M106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: FIS
ISIN: US31620M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lee Adrean Mgmt For For
1b. Election of Director: Ellen R. Alemany Mgmt For For
1c. Election of Director: Mark D. Benjamin Mgmt For For
1d. Election of Director: Vijay G. D'Silva Mgmt For For
1e. Election of Director: Stephanie L. Ferris Mgmt For For
1f. Election of Director: Jeffrey A. Goldstein Mgmt For For
1g. Election of Director: Lisa A. Hook Mgmt For For
1h. Election of Director: Kenneth T. Lamneck Mgmt For For
1i. Election of Director: Gary L. Lauer Mgmt For For
1j. Election of Director: Louise M. Parent Mgmt For For
1k. Election of Director: Brian T. Shea Mgmt For For
1l. Election of Director: James B. Stallings, Mgmt For For
Jr.
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
preferred frequency of stockholder advisory
votes on executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 935804167
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: FE
ISIN: US3379321074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jana T. Croom Mgmt For For
1b. Election of Director: Steven J. Demetriou Mgmt For For
1c. Election of Director: Lisa Winston Hicks Mgmt For For
1d. Election of Director: Paul Kaleta Mgmt For For
1e. Election of Director: Sean T. Klimczak Mgmt For For
1f. Election of Director: Jesse A. Lynn Mgmt For For
1g. Election of Director: James F. O'Neil III Mgmt For For
1h. Election of Director: John W. Somerhalder Mgmt For For
II
1i. Election of Director: Andrew Teno Mgmt For For
1j. Election of Director: Leslie M. Turner Mgmt For For
1k. Election of Director: Melvin Williams Mgmt For For
2. Ratify the Appointment of the Independent Mgmt For For
Registered Public Accounting Firm for 2023
3. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officer Compensation
4. Approve, on an Advisory Basis, the Mgmt 1 Year For
Frequency of Future Advisory Votes to
Approve Named Executive Officer
Compensation
5. Approve an Amendment to the Amended and Mgmt For For
Restated Code of Regulations to Reduce the
Percentage of Shares Required to Call a
Special Meeting of Shareholders
6. Shareholder Ratification of Termination Pay Shr Against For
7. Establish a New Board Committee on Shr Against For
Decarbonization Risk
--------------------------------------------------------------------------------------------------------------------------
FLEX LTD. Agenda Number: 935685668
--------------------------------------------------------------------------------------------------------------------------
Security: Y2573F102
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: FLEX
ISIN: SG9999000020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Revathi Advaithi Mgmt For For
1b. Re-election of Director: Michael D. Mgmt For For
Capellas
1c. Re-election of Director: John D. Harris II Mgmt For For
1d. Re-election of Director: Michael E. Mgmt For For
Hurlston
1e. Re-election of Director: Erin L. McSweeney Mgmt For For
1f. Re-election of Director: Marc A. Onetto Mgmt For For
1g. Re-election of Director: Charles K. Mgmt For For
Stevens, III
1h. Re-election of Director: Lay Koon Tan Mgmt For For
1i. Re-election of Director: Patrick J. Ward Mgmt For For
1j. Re-election of Director: William D. Watkins Mgmt For For
2. To approve the re-appointment of Deloitte & Mgmt For For
Touche LLP as our independent auditors for
the 2023 fiscal year and to authorize the
Board of Directors, upon the recommendation
of the Audit Committee, to fix their
remuneration.
3. NON-BINDING, ADVISORY RESOLUTION. To Mgmt For For
approve the compensation of the Company's
named executive officers, as disclosed
pursuant to Item 402 of Regulation S-K, set
forth in "Compensation Discussion and
Analysis" and in the compensation tables
and the accompanying narrative disclosure
under "Executive Compensation" in the
Company's proxy statement relating to its
2022 Annual General Meeting.
4. To approve a general authorization for the Mgmt For For
directors of Flex to allot and issue
ordinary shares.
5. To approve a renewal of the Share Purchase Mgmt For For
Mandate permitting Flex to purchase or
otherwise acquire its own issued ordinary
shares.
--------------------------------------------------------------------------------------------------------------------------
FULL HOUSE RESORTS, INC. Agenda Number: 935840012
--------------------------------------------------------------------------------------------------------------------------
Security: 359678109
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: FLL
ISIN: US3596781092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenneth R. Adams Mgmt For For
1b. Election of Director: Carl G. Braunlich Mgmt For For
1c. Election of Director: Lewis A. Fanger Mgmt For For
1d. Election of Director: Eric J. Green Mgmt For For
1e. Election of Director: Lynn M. Handler Mgmt For For
1f. Election of Director: Michael A. Hartmeier Mgmt For For
1g. Election of Director: Daniel R. Lee Mgmt For For
1h. Election of Director: Kathleen M. Marshall Mgmt For For
1i. Election of Director: Michael P. Shaunnessy Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as independent registered
public accounting firm for 2023.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
HARMONIC INC. Agenda Number: 935851281
--------------------------------------------------------------------------------------------------------------------------
Security: 413160102
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: HLIT
ISIN: US4131601027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick J. Harshman Mgmt For For
1b. Election of Director: Patrick Gallagher Mgmt For For
1c. Election of Director: Deborah L. Clifford Mgmt For For
1d. Election of Director: Sophia Kim Mgmt For For
1e. Election of Director: David Krall Mgmt For For
1f. Election of Director: Mitzi Reaugh Mgmt For For
1g. Election of Director: Susan G. Swenson Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the named executive
officers.
3. To approve an amendment to the 2002 Mgmt For For
Employee Stock Purchase Plan to increase
the number of shares of common stock
reserved for issuance thereunder by 650,000
shares.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
INARI MEDICAL, INC. Agenda Number: 935812443
--------------------------------------------------------------------------------------------------------------------------
Security: 45332Y109
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: NARI
ISIN: US45332Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt For For
until the 2026 annual meeting of
Stockholders: Cynthia Lucchese
1.2 Election of Class III Director to serve Mgmt For For
until the 2026 annual meeting of
Stockholders: Jonathan Root, M.D.
1.3 Election of Class III Director to serve Mgmt For For
until the 2026 annual meeting of
Stockholders: Robert Warner
2. To ratify the appointment of BDO USA, LLP Mgmt For For
as the independent registered public
accounting firm for the Company's fiscal
year ending December 31, 2023.
3. To approve, on the advisory basis, the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
INDIE SEMICONDUCTOR, INC. Agenda Number: 935862121
--------------------------------------------------------------------------------------------------------------------------
Security: 45569U101
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: INDI
ISIN: US45569U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director for a term Mgmt For For
expiring at the 2026 Annual Meeting: Diane
Biagianti
1.2 Election of Class II Director for a term Mgmt For For
expiring at the 2026 Annual Meeting: Diane
Brink
1.3 Election of Class II Director for a term Mgmt For For
expiring at the 2026 Annual Meeting:
Karl-Thomas Neumann
2. To approve an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
increase the number of authorized shares of
Class A common stock, par value $0.0001 per
share from 250,000,000 to 400,000,000.
3. To approve an amendment to the 2021 Omnibus Mgmt For For
Equity Incentive Plan to increase the
number of shares of Class A common stock
reserved for issuance thereunder by
7,000,000 shares.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
KEURIG DR PEPPER INC. Agenda Number: 935848866
--------------------------------------------------------------------------------------------------------------------------
Security: 49271V100
Meeting Type: Annual
Meeting Date: 12-Jun-2023
Ticker: KDP
ISIN: US49271V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert Gamgort Mgmt For For
1B. Election of Director: Oray Boston Mgmt For For
1C. Election of Director: Olivier Goudet Mgmt For For
1D. Election of Director: Peter Harf Mgmt For For
1E. Election of Director: Juliette Hickman Mgmt For For
1F. Election of Director: Paul Michaels Mgmt For For
1G. Election of Director: Pamela Patsley Mgmt For For
1H. Election of Director: Lubomira Rochet Mgmt For For
1I. Election of Director: Debra Sandler Mgmt For For
1J. Election of Director: Robert Singer Mgmt For For
1K. Election of Director: Larry Young Mgmt For For
2. To approve, on an advisory basis, Keurig Dr Mgmt For For
Pepper Inc.'s executive compensation.
3. To vote, on an advisory basis, whether Mgmt 1 Year For
future advisory votes to approve Keurig Dr
Pepper Inc.'s executive compensation should
be held every one year, every two years, or
every three years.
4. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as Keurig Dr Pepper Inc.'s
independent registered public accounting
firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
KIMCO REALTY CORPORATION Agenda Number: 935777841
--------------------------------------------------------------------------------------------------------------------------
Security: 49446R109
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: KIM
ISIN: US49446R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Milton Cooper Mgmt For For
1b. Election of Director: Philip E. Coviello Mgmt For For
1c. Election of Director: Conor C. Flynn Mgmt For For
1d. Election of Director: Frank Lourenso Mgmt For For
1e. Election of Director: Henry Moniz Mgmt For For
1f. Election of Director: Mary Hogan Preusse Mgmt For For
1g. Election of Director: Valerie Richardson Mgmt For For
1h. Election of Director: Richard B. Saltzman Mgmt For For
2. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR THE ADVISORY RESOLUTION TO APPROVE THE
COMPANY'S EXECUTIVE COMPENSATION (AS MORE
PARTICULARLY DESCRIBED IN THE PROXY
STATEMENT).
3. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt 1 Year For
FOR EVERY YEAR AS THE FREQUENCY OF FUTURE
SAY-ON-PAY VOTES (AS MORE PARTICULARLY
DESCRIBED IN THE PROXY STATEMENT).
4. THE BOARD OF DIRECTORS RECOMMENDS: A VOTE Mgmt For For
FOR RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2023
(AS MORE PARTICULARLY DESCRIBED IN THE
PROXY STATEMENT).
--------------------------------------------------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC. Agenda Number: 935843032
--------------------------------------------------------------------------------------------------------------------------
Security: 538034109
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: LYV
ISIN: US5380341090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Maverick Carter
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Ping Fu
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Jeffrey T. Hinson
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Chad Hollingsworth
1e. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James Iovine
1f. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James S. Kahan
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Gregory B. Maffei
1h. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Randall T. Mays
1i. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Richard A. Paul
1j. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Michael Rapino
1k. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Latriece Watkins
2. To hold an advisory vote on the company's Mgmt For For
executive compensation.
3. To hold an advisory vote on the frequency Mgmt 1 Year Against
of stockholder advisory votes on the
company's executive compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the company's independent registered
public accounting firm for the 2023 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
MAGNITE, INC. Agenda Number: 935849539
--------------------------------------------------------------------------------------------------------------------------
Security: 55955D100
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: MGNI
ISIN: US55955D1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Paul Caine Mgmt For For
1b. Election of Director: Doug Knopper Mgmt For For
1c. Election of Director: David Pearson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on an advisory basis, of the Mgmt For For
compensation of the company's named
executive officers.
4. To approve the Magnite, Inc. Amended and Mgmt For For
Restated 2014 Equity Incentive Plan.
5. To approve the Magnite, Inc. Amended and Mgmt For For
Restated 2014 Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
MASIMO CORPORATION Agenda Number: 935879152
--------------------------------------------------------------------------------------------------------------------------
Security: 574795100
Meeting Type: Annual
Meeting Date: 26-Jun-2023
Ticker: MASI
ISIN: US5747951003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Company Recommended Nominee: H Michael Mgmt For For
Cohen
1b. Company Recommended Nominee: Julie A. Mgmt For For
Shimer, Ph.D.
1c. Politan Group nominee OPPOSED by the Mgmt Withheld Against
Company: Michelle Brennan
1d. Politan Group nominee OPPOSED by the Mgmt Withheld Against
Company: Quentin Koffey
2. To ratify the selection of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 30, 2023.
3. An advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
4. An advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve named executive
officer compensation.
5. To approve an amendment to the Amended and Mgmt For For
Restated Certificate of Incorporation to
provide for the phased-in declassification
of our board of directors.
6. An advisory vote to approve the increase to Mgmt For For
the total number of authorized members of
our board of directors from five to seven.
7. Politan Group proposal to repeal any Mgmt Against For
provision of, or amendment to, the Bylaws
adopted by the Board without stockholder
approval subsequent to April 20, 2023 and
up to and including the date of the Annual
Meeting of Stockholders.
--------------------------------------------------------------------------------------------------------------------------
MAXLINEAR, INC. Agenda Number: 935827913
--------------------------------------------------------------------------------------------------------------------------
Security: 57776J100
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: MXL
ISIN: US57776J1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Albert J.
Moyer
1.2 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Theodore L.
Tewksbury, Ph.D.
1.3 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Carolyn D.
Beaver
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for the year ended December 31,
2022, as set forth in the proxy statement.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder votes on
named executive officer compensation.
4. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
5. To approve an amendment to our amended and Mgmt For For
restated certificate of incorporation to
reflect Delaware law provisions regarding
officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
META PLATFORMS, INC. Agenda Number: 935830960
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: META
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt For For
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Tracey T. Travis Mgmt For For
Tony Xu Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Meta Platforms, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. A shareholder proposal regarding government Shr Against For
takedown requests.
4. A shareholder proposal regarding dual class Shr Against For
capital structure.
5. A shareholder proposal regarding human Shr Against For
rights impact assessment of targeted
advertising.
6. A shareholder proposal regarding report on Shr Against For
lobbying disclosures.
7. A shareholder proposal regarding report on Shr Against For
allegations of political entanglement and
content management biases in India.
8. A shareholder proposal regarding report on Shr Against For
framework to assess company lobbying
alignment with climate goals.
9. A shareholder proposal regarding report on Shr Against For
reproductive rights and data privacy.
10. A shareholder proposal regarding report on Shr Against For
enforcement of Community Standards and user
content.
11. A shareholder proposal regarding report on Shr Against For
child safety impacts and actual harm
reduction to children.
12. A shareholder proposal regarding report on Shr Against For
pay calibration to externalized costs.
13. A shareholder proposal regarding Shr Against For
performance review of the audit & risk
oversight committee.
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935858538
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Archana Agrawal Mgmt For For
Hope Cochran Mgmt For For
Dwight Merriman Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
--------------------------------------------------------------------------------------------------------------------------
NEURONETICS, INC. Agenda Number: 935817289
--------------------------------------------------------------------------------------------------------------------------
Security: 64131A105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: STIM
ISIN: US64131A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John K. Bakewell Mgmt For For
Joseph H. Capper Mgmt For For
Robert A. Cascella Mgmt For For
Sheryl L. Conley Mgmt For For
Wilfred E. Jaeger Mgmt For For
Glenn P. Muir Mgmt For For
Megan Rosengarten Mgmt For For
Keith J. Sullivan Mgmt For For
2. Ratification of the selection of KPMG LLP Mgmt For For
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
NEW RELIC, INC. Agenda Number: 935683979
--------------------------------------------------------------------------------------------------------------------------
Security: 64829B100
Meeting Type: Annual
Meeting Date: 17-Aug-2022
Ticker: NEWR
ISIN: US64829B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Hope Cochran Mgmt For For
Anne DelSanto Mgmt For For
Susan D. Arthur Mgmt For For
Phalachandra Bhat Mgmt For For
Caroline W. Carlisle Mgmt For For
Kevin Galligan Mgmt For For
William Staples Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of the Company's Named
Executive Officers as disclosed in the
Proxy Statement.
3. To indicate, on an advisory basis, the Mgmt 1 Year For
frequency of solicitation of advisory
stockholder approval of compensation of the
Company's Named Executive Officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending March
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NOODLES & COMPANY Agenda Number: 935798439
--------------------------------------------------------------------------------------------------------------------------
Security: 65540B105
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: NDLS
ISIN: US65540B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Egan Mgmt For For
Robert Hartnett Mgmt For For
2. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
3. To approve the Noodles & Company 2023 Stock Mgmt For For
Incentive Plan.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending January
2, 2024.
--------------------------------------------------------------------------------------------------------------------------
PAGERDUTY, INC. Agenda Number: 935848272
--------------------------------------------------------------------------------------------------------------------------
Security: 69553P100
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: PD
ISIN: US69553P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Sameer Dholakia Mgmt For For
William Losch Mgmt For For
Jennifer Tejada Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP by the Audit Committee of the Board of
Directors as the independent registered
public accounting firm of the Company for
its fiscal year ending January 31, 2024.
3. To conduct an advisory, non-binding vote to Mgmt For For
approve the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
PARK HOTELS & RESORTS INC Agenda Number: 935779326
--------------------------------------------------------------------------------------------------------------------------
Security: 700517105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PK
ISIN: US7005171050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas J. Baltimore, Mgmt For For
Jr.
1B. Election of Director: Patricia M. Bedient Mgmt For For
1C. Election of Director: Thomas D. Eckert Mgmt For For
1D. Election of Director: Geoffrey M. Garrett Mgmt For For
1E. Election of Director: Christie B. Kelly Mgmt For For
1F. Election of Director: Sen. Joseph I. Mgmt For For
Lieberman
1G. Election of Director: Thomas A. Natelli Mgmt For For
1H. Election of Director: Timothy J. Naughton Mgmt For For
1I. Election of Director: Stephen I. Sadove Mgmt For For
2. To approve the 2017 Omnibus Incentive Plan Mgmt For For
(as Amended and Restated).
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
4. To approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency of our future advisory
votes approving the compensation of our
named executive officers.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935723343
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 06-Dec-2022
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Karen Boone Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
PORCH GROUP, INC. Agenda Number: 935849591
--------------------------------------------------------------------------------------------------------------------------
Security: 733245104
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: PRCH
ISIN: US7332451043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Matthew Ehrlichman Mgmt For For
Maurice Tulloch Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for Porch Group, Inc. for
the year ending December 31, 2023.
3. To approve of, on an advisory (non-binding) Mgmt For For
basis, the compensation of our Named
Executive Officers (as defined in the
enclosed proxy statement).
--------------------------------------------------------------------------------------------------------------------------
POWER INTEGRATIONS, INC. Agenda Number: 935807531
--------------------------------------------------------------------------------------------------------------------------
Security: 739276103
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: POWI
ISIN: US7392761034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Wendy Arienzo
1.2 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Balu Balakrishnan
1.3 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Nicholas E.
Brathwaite
1.4 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Anita Ganti
1.5 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Nancy Gioia
1.6 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Balakrishnan S.
Iyer
1.7 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Ravi Vig
2. To approve, on an advisory basis, the Mgmt For For
compensation of Power Integrations' named
executive officers, as disclosed in the
proxy statement.
3. To indicate, on an advisory basis, the Mgmt 1 Year
preferred frequency of stockholder advisory
votes on the compensation of Power
Integrations' named executive officers.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of Power
Integrations for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PROS HOLDINGS, INC. Agenda Number: 935796423
--------------------------------------------------------------------------------------------------------------------------
Security: 74346Y103
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: PRO
ISIN: US74346Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Greg B. Petersen Mgmt For For
Timothy V. Williams Mgmt For For
2. Advisory vote on named executive officer Mgmt For For
compensation.
3. Approval of amendments to our Amended and Mgmt For For
Restated 2017 Equity Incentive Plan to,
among other items, increase the number of
shares authorized for issuance by 2.9
million shares.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of PROS Holdings, Inc. for the fiscal
year ending December 31, 2023.
5. Advisory Vote on Frequency of Vote on Mgmt 1 Year For
Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
QUIDELORTHO CORPORATION Agenda Number: 935803393
--------------------------------------------------------------------------------------------------------------------------
Security: 219798105
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: QDEL
ISIN: US2197981051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas C. Bryant Mgmt For For
Kenneth F. Buechler PhD Mgmt For For
Evelyn S. Dilsaver Mgmt For For
Edward L. Michael Mgmt For For
Mary L Polan MD PhD MPH Mgmt For For
Ann D. Rhoads Mgmt For For
Robert R. Schmidt Mgmt For For
Christopher M. Smith Mgmt For For
Matthew W. Strobeck PhD Mgmt For For
Kenneth J. Widder, M.D. Mgmt For For
Joseph D. Wilkins Jr. Mgmt For For
Stephen H. Wise Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of QuidelOrtho's named
executive officers.
3. To hold a non-binding advisory vote on the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of QuidelOrtho's named
executive officers.
4. To ratify the selection of Ernst & Young Mgmt For For
LLP as QuidelOrtho's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935848044
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Frances Frei Mgmt For For
1.2 Election of Class II Director: Meyer Malka Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
SEADRILL LIMITED Agenda Number: 935767460
--------------------------------------------------------------------------------------------------------------------------
Security: G7997W102
Meeting Type: Annual
Meeting Date: 21-Mar-2023
Ticker: SDRL
ISIN: BMG7997W1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws:
Julie Robertson
1b. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws:
Jean Cahuzac
1c. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws: Jan
Kjaervik
1d. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws:
Mark McCollum
1e. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws:
Andrew Schultz
1f. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws:
Paul Smith
1g. Re-election of Director to serve until the Mgmt For For
next annual general meeting or until their
respective offices are otherwise vacated in
accordance with the Company's Bye-laws: Ana
Zambelli
2. To appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor to serve as the auditor of the
Company for the financial year ended
December 31, 2022 and until the close of
the next annual general meeting, and to
authorize the Board of Directors (acting
through the Audit and Risk Committee) to
determine the remuneration of
PricewaterhouseCoopers LLP.
3. To ratify, approve and confirm the Mgmt For For
remuneration of the Directors of the
Company for the 2022 financial year and to
approve the remuneration of the Directors
of the Company for the 2023 financial year.
4. To approve the Management Incentive Plan. Mgmt For For
5. To approve the amendment and restatement of Mgmt For For
the Bye-laws of the Company.
6. To approve an increase of the number of Mgmt For For
Directors of the Company to nine (9) and
authorize the Board to fill the vacancies
of two (2) Directors.
--------------------------------------------------------------------------------------------------------------------------
SEMTECH CORPORATION Agenda Number: 935836796
--------------------------------------------------------------------------------------------------------------------------
Security: 816850101
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: SMTC
ISIN: US8168501018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Martin S.J. Burvill Mgmt For For
1b. Election of Director: Rodolpho C. Cardenuto Mgmt For For
1c. Election of Director: Gregory M. Fischer Mgmt For For
1d. Election of Director: Saar Gillai Mgmt For For
1e. Election of Director: Rockell N. Hankin Mgmt For For
1f. Election of Director: Ye Jane Li Mgmt For For
1g. Election of Director: Paula LuPriore Mgmt For For
1h. Election of Director: Mohan R. Maheswaran Mgmt For For
1i. Election of Director: Sylvia Summers Mgmt For For
1j. Election of Director: Paul V. Walsh, Jr. Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
2024 fiscal year.
3. Advisory resolution to approve executive Mgmt For For
compensation.
4. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of executive compensation votes.
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 935692574
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Special
Meeting Date: 31-Aug-2022
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As a special resolution that (a) the Mgmt For For
acquisition of the Company by MaxLinear,
Inc., a Delaware corporation ("Parent"),
including (i) the Agreement and Plan of
Merger, dated May 5, 2022 (as it may be
amended from time to time, the "Merger
Agreement"), by and among Parent, Shark
Merger Sub, an exempted company
incorporated and existing under the laws of
the Cayman Islands and a wholly-owned
subsidiary of Parent ("Merger Sub"), and
the Company, pursuant to which Merger Sub
will merge with and into ...(due to space
limits, see proxy material for full
proposal).
2. If necessary, as an ordinary resolution Mgmt For For
that the chairman of the extraordinary
general meeting be and is hereby instructed
to adjourn the extraordinary general
meeting in order to allow the Company to
solicit additional proxies if there are
insufficient votes to approve the Merger
Proposal at the time of the extraordinary
general meeting.
--------------------------------------------------------------------------------------------------------------------------
SILICON MOTION TECHNOLOGY CORP. Agenda Number: 935700737
--------------------------------------------------------------------------------------------------------------------------
Security: 82706C108
Meeting Type: Annual
Meeting Date: 28-Sep-2022
Ticker: SIMO
ISIN: US82706C1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Mr. Tsung-Ming Chung and Mr. Mgmt For For
Han-Ping D. Shieh as the directors of the
Company, who retire by rotation pursuant to
the Articles.
2. To ratify the selection of Deloitte & Mgmt For For
Touche as independent auditors of the
Company for the fiscal year ending on
December 31, 2022 and authorize the
directors to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SITIME CORPORATION Agenda Number: 935828674
--------------------------------------------------------------------------------------------------------------------------
Security: 82982T106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: SITM
ISIN: US82982T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Torsten G. Kreindl Mgmt For For
1.2 Election of Director: Akira Takata Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of SiTime's named executive
officers as disclosed in SiTime's proxy
statement.
3. To ratify the appointment by the audit Mgmt For For
committee of BDO USA, LLP as SiTime's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC. Agenda Number: 935773514
--------------------------------------------------------------------------------------------------------------------------
Security: 854502101
Meeting Type: Annual
Meeting Date: 21-Apr-2023
Ticker: SWK
ISIN: US8545021011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald Allan, Jr. Mgmt For For
1b. Election of Director: Andrea J. Ayers Mgmt For For
1c. Election of Director: Patrick D. Campbell Mgmt For For
1d. Election of Director: Debra A. Crew Mgmt For For
1e. Election of Director: Michael D. Hankin Mgmt For For
1f. Election of Director: Robert J. Manning Mgmt For For
1g. Election of Director: Adrian V. Mitchell Mgmt For For
1h. Election of Director: Jane M. Palmieri Mgmt For For
1i. Election of Director: Mojdeh Poul Mgmt For For
1j. Election of Director: Irving Tan Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers.
3. Recommend, on an advisory basis, the Mgmt 1 Year For
frequency of future shareholder advisory
votes on named executive officer
compensation.
4. Approve the selection of Ernst & Young LLP Mgmt For For
as the Company's registered independent
public accounting firm for the 2023 fiscal
year.
5. To consider and vote on a shareholder Shr Against For
proposal regarding shareholder ratification
of termination pay.
--------------------------------------------------------------------------------------------------------------------------
STIFEL FINANCIAL CORP. Agenda Number: 935845947
--------------------------------------------------------------------------------------------------------------------------
Security: 860630102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: SF
ISIN: US8606301021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Adam Berlew Mgmt For For
1b. Election of Director: Maryam Brown Mgmt For For
1c. Election of Director: Michael W. Brown Mgmt For For
1d. Election of Director: Lisa Carnoy Mgmt For For
1e. Election of Director: Robert E. Grady Mgmt For For
1f. Election of Director: James P. Kavanaugh Mgmt For For
1g. Election of Director: Ronald J. Kruszewski Mgmt For For
1h. Election of Director: Daniel J. Ludeman Mgmt For For
1i. Election of Director: Maura A. Markus Mgmt For For
1j. Election of Director: David A. Peacock Mgmt For For
1k. Election of Director: Thomas W. Weisel Mgmt For For
1l. Election of Director: Michael J. Zimmerman Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (say on pay).
3. To recommend, by an advisory vote, the Mgmt 1 Year
frequency of future advisory votes on
executive compensation.(say on frequency).
4. To approve authorization to amend the Mgmt For For
Restated Certificate of Incorporation to
exculpate certain officers of the Company
from liability for certain claims of breach
of fiduciary duties, as recently permitted
by Delaware corporate law.
5. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
STRATASYS LTD. Agenda Number: 935700749
--------------------------------------------------------------------------------------------------------------------------
Security: M85548101
Meeting Type: Annual
Meeting Date: 15-Sep-2022
Ticker: SSYS
ISIN: IL0011267213
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders: Dov
Ofer
1b. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders: S.
Scott Crump
1c. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders:
John J. McEleney
1d. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders:
Ziva Patir
1e. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders:
David Reis
1f. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders:
Michael Schoellhorn
1g. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders:
Yair Seroussi
1h. Re-election of Director until the next Mgmt For For
annual general meeting of shareholders:
Adina Shorr
2. Adoption of the Stratasys 2022 Share Mgmt For For
Incentive Plan, under which 1,296,494
ordinary shares will be reserved for
issuance, in addition to ordinary shares
that may be rolled over from the Company's
expiring 2012 Omnibus Equity Incentive
Plan.
3. Reappointment of Kesselman & Kesselman, a Mgmt For For
member of PricewaterhouseCoopers
International Limited, as the Company's
independent auditors for the year ending
December 31, 2022 and additional period
until the next annual meeting.
--------------------------------------------------------------------------------------------------------------------------
SUNOPTA INC. Agenda Number: 935830819
--------------------------------------------------------------------------------------------------------------------------
Security: 8676EP108
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: STKL
ISIN: CA8676EP1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dr. Albert Bolles Mgmt For For
1b. Election of Director: Rebecca Fisher Mgmt For For
1c. Election of Director: Joseph D. Ennen Mgmt For For
1d. Election of Director: Dean Hollis Mgmt For For
1e. Election of Director: Katrina Houde Mgmt For For
1f. Election of Director: Leslie Starr Keating Mgmt For For
1g. Election of Director: Diego Reynoso Mgmt For For
1h. Election of Director: Mahes S. Mgmt For For
Wickramasinghe
2. Appointment of Ernst & Young LLP Mgmt For For
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Vote to Approve Amended 2013 Stock Mgmt For For
Incentive Plan
5. Amendment of Bylaw No. 14 Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SYNAPTICS INCORPORATED Agenda Number: 935708202
--------------------------------------------------------------------------------------------------------------------------
Security: 87157D109
Meeting Type: Annual
Meeting Date: 25-Oct-2022
Ticker: SYNA
ISIN: US87157D1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael Hurlston Mgmt For For
1b. Election of Director: Patricia Kummrow Mgmt For For
1c. Election of Director: Vivie Lee Mgmt For For
2. Proposal to approve, on a non-binding Mgmt For For
advisory basis, the compensation of the
Company's Named Executive Officers.
3. Proposal to ratify the appointment of KPMG Mgmt For For
LLP, an independent registered public
accounting firm, as the Company's
independent auditor for the fiscal year
ending June 24, 2023.
4. Proposal to approve the Company's amended Mgmt For For
and restated 2019 Equity and Incentive
Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
TACTILE SYSTEMS TECHNOLOGY, INC. Agenda Number: 935791625
--------------------------------------------------------------------------------------------------------------------------
Security: 87357P100
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: TCMD
ISIN: US87357P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Valerie Asbury Mgmt For For
Bill Burke Mgmt For For
Sheri Dodd Mgmt For For
Raymond Huggenberger Mgmt For For
Daniel Reuvers Mgmt For For
Brent Shafer Mgmt For For
Carmen Volkart Mgmt For For
2. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
3. Approve, on an advisory basis, the 2022 Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC. Agenda Number: 935806123
--------------------------------------------------------------------------------------------------------------------------
Security: 875372203
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: TNDM
ISIN: US8753722037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kim D. Blickenstaff Mgmt For For
1b. Election of Director: Myoungil Cha Mgmt For For
1c. Election of Director: Peyton R. Howell Mgmt For For
1d. Election of Director: Joao Paulo Falcao Mgmt For For
Malagueira
1e. Election of Director: Kathleen Mgmt For For
McGroddy-Goetz
1f. Election of Director: John F. Sheridan Mgmt For For
1g. Election of Director: Christopher J. Twomey Mgmt For For
2. To approve the Company's 2023 Long-Term Mgmt For For
Incentive Plan, which will replace the 2013
Stock Incentive Plan expiring on November
15, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of our named
executive officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935819423
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Karen L. Daniel Mgmt For For
1b. Election of Director: Sandra L. Fenwick Mgmt For For
1c. Election of Director: Jason Gorevic Mgmt For For
1d. Election of Director: Catherine A. Jacobson Mgmt For For
1e. Election of Director: Thomas G. McKinley Mgmt For For
1f. Election of Director: Kenneth H. Paulus Mgmt For For
1g. Election of Director: David L. Shedlarz Mgmt For For
1h. Election of Director: Mark Douglas Smith, Mgmt For For
M.D., MBA
1i. Election of Director: David B. Snow, Jr. Mgmt For For
2. Approve, on an advisory basis, the Mgmt For For
compensation of Teladoc Health's named
executive officers.
3. Approve the Teladoc Health, Inc. 2023 Mgmt For For
Incentive Award Plan.
4. Approve an amendment to the Teladoc Health, Mgmt For For
Inc. 2015 Employee Stock Purchase Plan.
5. Ratify the appointment of Ernst & Young LLP Mgmt For For
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
6. Stockholder proposal entitled "Fair Shr For Against
Elections".
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935777702
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michele Burns Mgmt For For
1b. Election of Director: Mark Flaherty Mgmt For For
1c. Election of Director: Kimberley Harris Mgmt For For
1d. Election of Director: Kevin Johnson Mgmt For For
1e. Election of Director: Ellen Kullman Mgmt For For
1f. Election of Director: Lakshmi Mittal Mgmt For For
1g. Election of Director: Adebayo Ogunlesi Mgmt For For
1h. Election of Director: Peter Oppenheimer Mgmt For For
1i. Election of Director: David Solomon Mgmt For For
1j. Election of Director: Jan Tighe Mgmt For For
1k. Election of Director: Jessica Uhl Mgmt For For
1l. Election of Director: David Viniar Mgmt For For
2. Advisory Vote to Approve Executive Mgmt For For
Compensation (Say on Pay)
3. Advisory Vote on the Frequency of Say on Mgmt 1 Year For
Pay
4. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2023
5. Shareholder Proposal Regarding a Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding a Policy for Shr Against For
an Independent Chair
7. Shareholder Proposal Regarding Chinese Shr Against For
Congruency of Certain ETFs
8. Shareholder Proposal Regarding a Racial Shr Against For
Equity Audit
9. Shareholder Proposal Regarding a Policy to Shr Against For
Phase Out Fossil Fuel-Related Lending &
Underwriting Activities
10. Shareholder Proposal Regarding Disclosure Shr Against For
of 2030 Absolute Greenhouse Gas Reduction
Goals
11. Shareholder Proposal Regarding Climate Shr Against For
Transition Report
12. Shareholder Proposal Regarding Reporting on Shr Against For
Pay Equity
--------------------------------------------------------------------------------------------------------------------------
THE LOVESAC COMPANY Agenda Number: 935825820
--------------------------------------------------------------------------------------------------------------------------
Security: 54738L109
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: LOVE
ISIN: US54738L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Grafer Mgmt For For
Andrew Heyer Mgmt For For
Jack Krause Mgmt For For
Sharon Leite Mgmt For For
Walter McLallen Mgmt For For
Vineet Mehra Mgmt For For
Shawn Nelson Mgmt For For
Shirley Romig Mgmt For For
2. To provide advisory approval of the Mgmt For For
Company's fiscal 2023 compensation for its
named executive officers.
3. To approve the Amendment of the Second Mgmt For For
Amended and Restated 2017 Equity Incentive
Plan that increases the number of shares
for issuance thereunder by 225,000 shares.
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending February 4, 2024.
--------------------------------------------------------------------------------------------------------------------------
TRANSMEDICS GROUP, INC. Agenda Number: 935821442
--------------------------------------------------------------------------------------------------------------------------
Security: 89377M109
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TMDX
ISIN: US89377M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Waleed Hassanein, Mgmt For For
M.D.
1b. Election of Director: James R. Tobin Mgmt For For
1c. Election of Director: Edward M. Basile Mgmt For For
1d. Election of Director: Thomas J. Gunderson Mgmt For For
1e. Election of Director: Edwin M. Kania, Jr. Mgmt For For
1f. Election of Director: Stephanie Lovell Mgmt For For
1g. Election of Director: Merilee Raines Mgmt For For
1h. Election of Director: David Weill, M.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to
TransMedics' named executive officers.
3. To approve an amendment to the TransMedics Mgmt For For
Group, Inc. 2019 Stock Incentive Plan to
increase the maximum aggregate number of
shares of common stock that may be issued
pursuant to awards granted under the
TransMedics Group, Inc. 2019 Stock
Incentive Plan as set forth in the proxy
statement.
4. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as TransMedics
Group, Inc.'s independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 935854299
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Reallocation of CHF 9.5 Billion of Free Mgmt For For
Capital Reserves from Capital Contribution
to Statutory Capital Reserves from Capital
Contribution
2A Approval of the 2022 Annual Report, Mgmt For For
Including the Audited Consolidated
Financial Statements of Transocean Ltd. for
Fiscal Year 2022 and the Audited Statutory
Financial Statements of Transocean Ltd. for
Fiscal Year 2022
2B Advisory Vote to Approve Swiss Statutory Mgmt For For
Compensation Report for Fiscal Year 2022
3 Discharge of the Members of the Board of Mgmt For For
Directors and the Executive Management Team
from Liability for Activities During Fiscal
Year 2022
4 Appropriation of the Accumulated Loss for Mgmt For For
Fiscal Year 2022
5 Approval of Shares Authorized for Issuance Mgmt For For
6A Election of Director: Glyn A. Barker Mgmt For For
6B Election of Director: Vanessa C.L. Chang Mgmt For For
6C Election of Director: Frederico F. Curado Mgmt For For
6D Election of Director: Chadwick C. Deaton Mgmt For For
6E Election of Director: Domenic J. "Nick" Mgmt For For
Dell'Osso, Jr.
6F Election of Director: Vincent J. Intrieri Mgmt For For
6G Election of Director: Samuel J. Merksamer Mgmt For For
6H Election of Director: Frederik W. Mohn Mgmt For For
6I Election of Director: Edward R. Muller Mgmt For For
6J Election of Director: Margareth Ovrum Mgmt For For
6K Election of Director: Jeremy D. Thigpen Mgmt For For
7 Reelection of Chadwick C. Deaton as the Mgmt For For
Chair of the Board of Directors for a Term
Extending Until Completion of the Next
Annual General Meeting
8A Reelection of the Member of the Mgmt For For
Compensation Committee: Glyn A. Barker
8B Reelection of the Member of the Mgmt For For
Compensation Committee: Vanessa C.L. Chang
8C Reelection of the Member of the Mgmt For For
Compensation Committee: Samuel J. Merksamer
9 Reelection of Schweiger Advokatur / Mgmt For For
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
10 Appointment of Ernst & Young LLP as the Mgmt For For
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2023 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
11 Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation for Fiscal Year 2023
12 Advisory Vote to Approve Frequency of Named Mgmt 1 Year For
Executive Officer Compensation Vote
13A Ratification of the Maximum Aggregate Mgmt For For
Amount of Compensation of the Board of
Directors for the Period Between the 2023
Annual General Meeting and the 2024 Annual
General Meeting
13B Ratification of the Maximum Aggregate Mgmt For For
Amount of Compensation of the Executive
Management Team for Fiscal Year 2024
14A Approval of Amendment and Restatement of Mgmt For For
Transocean Ltd. 2015 Long-Term Incentive
Plan
14B Approval of Capital Authorization for Mgmt For For
Share-Based Incentive Plans
15 Approval of Amendments to Articles of Mgmt For For
Association to Reflect New Swiss Corporate
Law and Make Certain Related Changes
A If any modifications to agenda items or Mgmt For For
proposals identified in the notice of
meeting or other matters on which voting is
permissible under Swiss law are properly
presented at the 2023 Annual General
Meeting for consideration, you instruct the
independent proxy, in the absence of other
specific instructions, to vote in
accordance with the recommendations of the
Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
TRANSOCEAN, LTD. Agenda Number: 935800020
--------------------------------------------------------------------------------------------------------------------------
Security: H8817H100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: RIG
ISIN: CH0048265513
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Reallocation of CHF 9.5 Billion of Free Mgmt No vote
Capital Reserves from Capital Contribution
to Statutory Capital Reserves from Capital
Contribution
2A Approval of the 2022 Annual Report, Mgmt No vote
Including the Audited Consolidated
Financial Statements of Transocean Ltd. for
Fiscal Year 2022 and the Audited Statutory
Financial Statements of Transocean Ltd. for
Fiscal Year 2022
2B Advisory Vote to Approve Swiss Statutory Mgmt No vote
Compensation Report for Fiscal Year 2022
3 Discharge of the Members of the Board of Mgmt No vote
Directors and the Executive Management Team
from Liability for Activities During Fiscal
Year 2022
4 Appropriation of the Accumulated Loss for Mgmt No vote
Fiscal Year 2022
5 Approval of Shares Authorized for Issuance Mgmt No vote
6A Election of Director: Glyn A. Barker Mgmt No vote
6B Election of Director: Vanessa C.L. Chang Mgmt No vote
6C Election of Director: Frederico F. Curado Mgmt No vote
6D Election of Director: Chadwick C. Deaton Mgmt No vote
6E Election of Director: Domenic J. "Nick" Mgmt No vote
Dell'Osso, Jr.
6F Election of Director: Vincent J. Intrieri Mgmt No vote
6G Election of Director: Samuel J. Merksamer Mgmt No vote
6H Election of Director: Frederik W. Mohn Mgmt No vote
6I Election of Director: Edward R. Muller Mgmt No vote
6J Election of Director: Margareth Ovrum Mgmt No vote
6K Election of Director: Jeremy D. Thigpen Mgmt No vote
7 Reelection of Chadwick C. Deaton as the Mgmt No vote
Chair of the Board of Directors for a Term
Extending Until Completion of the Next
Annual General Meeting
8A Reelection of the Member of the Mgmt No vote
Compensation Committee: Glyn A. Barker
8B Reelection of the Member of the Mgmt No vote
Compensation Committee: Vanessa C.L. Chang
8C Reelection of the Member of the Mgmt No vote
Compensation Committee: Samuel J. Merksamer
9 Reelection of Schweiger Advokatur / Mgmt No vote
Notariat as the Independent Proxy for a
Term Extending Until Completion of the Next
Annual General Meeting
10 Appointment of Ernst & Young LLP as the Mgmt No vote
Company's Independent Registered Public
Accounting Firm for Fiscal Year 2023 and
Reelection of Ernst & Young Ltd, Zurich, as
the Company's Auditor for a Further
One-Year Term
11 Advisory Vote to Approve Named Executive Mgmt No vote
Officer Compensation for Fiscal Year 2023
12 Advisory Vote to Approve Frequency of Named Mgmt No vote
Executive Officer Compensation Vote
13A Ratification of the Maximum Aggregate Mgmt No vote
Amount of Compensation of the Board of
Directors for the Period Between the 2023
Annual General Meeting and the 2024 Annual
General Meeting
13B Ratification of the Maximum Aggregate Mgmt No vote
Amount of Compensation of the Executive
Management Team for Fiscal Year 2024
14A Approval of Amendment and Restatement of Mgmt No vote
Transocean Ltd. 2015 Long-Term Incentive
Plan
14B Approval of Capital Authorization for Mgmt No vote
Share-Based Incentive Plans
15 Approval of Amendments to Articles of Mgmt No vote
Association to Reflect New Swiss Corporate
Law and Make Certain Related Changes
A If any modifications to agenda items or Mgmt No vote
proposals identified in the notice of
meeting or other matters on which voting is
permissible under Swiss law are properly
presented at the 2023 Annual General
Meeting for consideration, you instruct the
independent proxy, in the absence of other
specific instructions, to vote in
accordance with the recommendations of the
Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
TREACE MEDICAL CONCEPTS, INC. Agenda Number: 935803773
--------------------------------------------------------------------------------------------------------------------------
Security: 89455T109
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: TMCI
ISIN: US89455T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lance A. Berry Mgmt For For
Elizabeth S. Hanna Mgmt For For
Jane E. Kiernan Mgmt For For
2. Proposal to ratify the appointment of Grant Mgmt For For
Thornton LLP as independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TREX COMPANY, INC. Agenda Number: 935786369
--------------------------------------------------------------------------------------------------------------------------
Security: 89531P105
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: TREX
ISIN: US89531P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jay M. Gratz Mgmt For For
1.2 Election of Director: Ronald W. Kaplan Mgmt For For
1.3 Election of Director: Gerald Volas Mgmt For For
2. Non-binding advisory vote on executive Mgmt For For
compensation ("say-on-pay").
3. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future advisory votes on the
compensation of named executive officers
("say-on-frequency").
4. Approve the Trex Company, Inc. 2023 Stock Mgmt For For
Incentive Plan.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for
fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935837421
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Bell Mgmt For For
Jeffrey Immelt Mgmt For For
Erika Rottenberg Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ULTA BEAUTY, INC. Agenda Number: 935831241
--------------------------------------------------------------------------------------------------------------------------
Security: 90384S303
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ULTA
ISIN: US90384S3031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michelle L. Collins Mgmt For For
1b. Election of Director: Patricia A. Little Mgmt For For
1c. Election of Director: Heidi G. Petz Mgmt For For
1d. Election of Director: Michael C. Smith Mgmt For For
2. To approve an amendment to our Certificate Mgmt For For
of Incorporation to declassify our Board of
Directors and provide for the annual
election of directors.
3. To approve amendments to our Bylaws to Mgmt For For
provide that directors may be removed by
the holders of a majority of the shares
then entitled to vote at an election of
directors and, if Proposal 2 is approved,
with or without cause.
4. To approve an amendment to our Certificate Mgmt For For
of Incorporation to replace all
supermajority voting standards for
amendments to the Certificate of
Incorporation with a majority standard.
5. To approve an amendment to our Bylaws to Mgmt For For
replace all supermajority voting standards
for amendments to the Bylaws with a
majority standard.
6. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year 2023,
ending February 3, 2024.
7. Advisory resolution to approve the Mgmt For For
Company's executive compensation.
8. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
VALARIS LIMITED Agenda Number: 935837560
--------------------------------------------------------------------------------------------------------------------------
Security: G9460G101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: VAL
ISIN: BMG9460G1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Anton Dibowitz
1b. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Dick Fagerstal
1c. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Joseph Goldschmid
1d. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Catherine J. Hughes
1e. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Kristian Johansen
1f. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Elizabeth D. Leykum
1g. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: Deepak Munganahalli
1h. Election of Director to serve until the Mgmt For For
next Annual General Meeting of
Shareholders: James W. Swent, III
2. To approve on a non-binding advisory basis Mgmt For For
the compensation of our named executive
officers.
3. To vote on a non-binding advisory basis on Mgmt 1 Year For
the frequency of future advisory votes to
approve the compensation of our named
executive officers.
4. To approve the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm until the close of the next
Annual General Meeting of Shareholders and
to authorize the Board, acting by its Audit
Committee, to set KPMG LLP's remuneration.
--------------------------------------------------------------------------------------------------------------------------
VEECO INSTRUMENTS INC. Agenda Number: 935788781
--------------------------------------------------------------------------------------------------------------------------
Security: 922417100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VECO
ISIN: US9224171002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen A. Bayless Mgmt For For
Gordon Hunter Mgmt For For
Lena Nicolaides, Ph.D. Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
3. To establish, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of holding an advisory
vote on executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
VONTIER CORPORATION Agenda Number: 935809496
--------------------------------------------------------------------------------------------------------------------------
Security: 928881101
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: VNT
ISIN: US9288811014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gloria R. Boyland Mgmt For For
1b. Election of Director: Christopher J. Klein Mgmt For For
1c. Election of Director: Maryrose Sylvester Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Vontier's independent registered
public accounting firm for the year ending
December 31, 2023.
3. To approve, on an advisory basis, Vontier's Mgmt For For
named executive officer compensation as
disclosed in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
XCEL ENERGY INC. Agenda Number: 935814651
--------------------------------------------------------------------------------------------------------------------------
Security: 98389B100
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: XEL
ISIN: US98389B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Megan Burkhart Mgmt For For
1b. Election of Director: Lynn Casey Mgmt For For
1c. Election of Director: Bob Frenzel Mgmt For For
1d. Election of Director: Netha Johnson Mgmt For For
1e. Election of Director: Patricia Kampling Mgmt For For
1f. Election of Director: George Kehl Mgmt For For
1g. Election of Director: Richard O'Brien Mgmt For For
1h. Election of Director: Charles Pardee Mgmt For For
1i. Election of Director: Christopher Mgmt For For
Policinski
1j. Election of Director: James Prokopanko Mgmt For For
1k. Election of Director: Kim Williams Mgmt For For
1l. Election of Director: Daniel Yohannes Mgmt For For
2. Approval of Xcel Energy Inc.'s executive Mgmt For For
compensation in an advisory vote (say on
pay vote)
3. Approval of the frequency of say on pay Mgmt 1 Year For
votes
4. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Xcel Energy Inc.'s
independent registered public accounting
firm for 2023
--------------------------------------------------------------------------------------------------------------------------
YATRA ONLINE, INC. Agenda Number: 935695328
--------------------------------------------------------------------------------------------------------------------------
Security: G98338109
Meeting Type: Annual
Meeting Date: 24-Aug-2022
Ticker: YTRA
ISIN: KYG983381099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of an ordinary resolution to Mgmt For For
re-appoint Mr. Dhruv Shringi, Class III
director nominee, to the Board of Directors
to serve for a three-year term expiring at
the 2025 annual general meeting of
shareholders.
2. Approval of an ordinary resolution to Mgmt For For
ratify the appointment of Ernst & Young
Associates LLP as our independent
registered public accountant for the fiscal
year ending March 31, 2023.
3. Approval of a special resolution to adopt Mgmt For For
the Seventh Amended and Restated Memorandum
and Articles of Association of the Company.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935691546
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101
Meeting Type: Annual
Meeting Date: 17-Aug-2022
Ticker: ZEN
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Michael Mgmt For For
Frandsen
1b. Election of Class II Director: Brandon Mgmt For For
Gayle
1c. Election of Class II Director: Ronald Pasek Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Zendesk's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. Non-binding advisory vote to approve the Mgmt For For
compensation of our Named Executive
Officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the compensation
of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
ZENDESK, INC. Agenda Number: 935700307
--------------------------------------------------------------------------------------------------------------------------
Security: 98936J101
Meeting Type: Special
Meeting Date: 19-Sep-2022
Ticker: ZEN
ISIN: US98936J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of June 24, 2022, by and among
Zendesk, Inc., Zoro BidCo, Inc. and Zoro
Merger Sub, Inc., as it may be amended from
time to time (the "Merger Agreement").
2. To approve, on an advisory (nonbinding) Mgmt For For
basis, the compensation that may be paid or
become payable to named executive officers
of Zendesk, Inc. that is based on or
otherwise relates to the Merger Agreement
and the transactions contemplated by the
Merger Agreement.
3. To approve any adjournment of the special Mgmt For For
meeting of stockholders of Zendesk, Inc.
(the "Special Meeting"), if necessary or
appropriate, to solicit additional proxies
if there are insufficient votes to adopt
the Merger Agreement at the time of the
Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
ZETA GLOBAL HOLDINGS CORP. Agenda Number: 935844161
--------------------------------------------------------------------------------------------------------------------------
Security: 98956A105
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: ZETA
ISIN: US98956A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William Landman Mgmt For For
1.2 Election of Director: Robert Niehaus Mgmt For For
1.3 Election of Director: Jeanine Silberblatt Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935854996
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric S. Yuan Mgmt For For
Peter Gassner Mgmt For For
Lieut. Gen. HR McMaster Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
3. Approve, on an advisory non-binding basis, Mgmt For For
the compensation of our named executive
officers as disclosed in our proxy
statement.
LoCorr Long/Short Commodities Strategy Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Macro Strategies Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Market Trend Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
LoCorr Spectrum Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 935786484
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Robert J. Mgmt For For
Alpern
1b. Election of Class II Director: Melody B. Mgmt For For
Meyer
1c. Election of Class II Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to Implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Issue a Report on Shr Against For
Patent Process.
--------------------------------------------------------------------------------------------------------------------------
AGCO CORPORATION Agenda Number: 935800210
--------------------------------------------------------------------------------------------------------------------------
Security: 001084102
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: AGCO
ISIN: US0010841023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael C. Arnold Mgmt For For
1b. Election of Director: Sondra L. Barbour Mgmt For For
1c. Election of Director: Suzanne P. Clark Mgmt For For
1d. Election of Director: Bob De Lange Mgmt For For
1e. Election of Director: Eric P. Hansotia Mgmt For For
1f. Election of Director: George E. Minnich Mgmt For For
1g. Election of Director: Niels Porksen Mgmt For For
1h. Election of Director: David Sagehorn Mgmt For For
1i. Election of Director: Mallika Srinivasan Mgmt For For
1j. Election of Director: Matthew Tsien Mgmt For For
2. Frequency (one, two or three years) of the Mgmt 1 Year For
non-binding advisory vote on executive
compensation
3. Non-binding advisory resolution to approve Mgmt For For
the compensation of the Company's named
executive officers
4. Ratification of KPMG LLP as the Company's Mgmt For For
independent registered public accounting
firm for 2023
--------------------------------------------------------------------------------------------------------------------------
AGNC INVESTMENT CORP. Agenda Number: 935775645
--------------------------------------------------------------------------------------------------------------------------
Security: 00123Q104
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: AGNC
ISIN: US00123Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donna J. Blank Mgmt For For
1b. Election of Director: Morris A. Davis Mgmt For For
1c. Election of Director: Peter J. Federico Mgmt For For
1d. Election of Director: John D. Fisk Mgmt For For
1e. Election of Director: Andrew A. Johnson, Mgmt For For
Jr.
1f. Election of Director: Gary D. Kain Mgmt For For
1g. Election of Director: Prue B. Larocca Mgmt For For
1h. Election of Director: Paul E. Mullings Mgmt For For
1i. Election of Director: Frances R. Spark Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Ratification of appointment of Ernst & Mgmt For For
Young LLP as our independent public
accountant for the year ending December 31,
2023.
5a. Approve amendments to our Amended and Mgmt For For
Restated Certificate of Incorporation
eliminating supermajority voting
requirements for stockholders to: amend
certain provisions of our Amended and
Restated Certificate of Incorporation.
5b. Approve amendments to our Amended and Mgmt For For
Restated Certificate of Incorporation
eliminating supermajority voting
requirements for stockholders to: amend our
Fourth Amended and Restated Bylaws.
5c. Approve amendments to our Amended and Mgmt For For
Restated Certificate of Incorporation
eliminating supermajority voting
requirements for stockholders to: remove
directors.
--------------------------------------------------------------------------------------------------------------------------
AGNICO EAGLE MINES LIMITED Agenda Number: 935809903
--------------------------------------------------------------------------------------------------------------------------
Security: 008474108
Meeting Type: Annual and Special
Meeting Date: 28-Apr-2023
Ticker: AEM
ISIN: CA0084741085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Leona Aglukkaq Mgmt For For
Ammar Al-Joundi Mgmt For For
Sean Boyd Mgmt For For
Martine A. Celej Mgmt For For
Robert J. Gemmell Mgmt For For
Jonathan Gill Mgmt For For
Peter Grosskopf Mgmt For For
Elizabeth Lewis-Gray Mgmt For For
Deborah McCombe Mgmt For For
Jeffrey Parr Mgmt For For
J. Merfyn Roberts Mgmt For For
Jamie C. Sokalsky Mgmt For For
2 Appointment of Ernst & Young LLP as Mgmt For For
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Consideration of and, if deemed advisable, Mgmt For For
the passing of a non-binding, advisory
resolution accepting the Company's approach
to executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INCOME FD II Agenda Number: 935673613
--------------------------------------------------------------------------------------------------------------------------
Security: 92838U108
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NCZ
ISIN: US92838U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1j. Election of Class I Trustee: William B. Mgmt For *
Ogden, IV
1k. Election of Class I Trustee: Alan Rappaport Mgmt For *
1l. Election of Class I Trustee: Brian T. Zino Mgmt For *
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 935804965
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: MO
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ian L.T. Clarke Mgmt For For
1b. Election of Director: Marjorie M. Connelly Mgmt For For
1c. Election of Director: R. Matt Davis Mgmt For For
1d. Election of Director: William F. Gifford, Mgmt For For
Jr.
1e. Election of Director: Jacinto J. Hernandez Mgmt For For
1f. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1g. Election of Director: Kathryn B. McQuade Mgmt For For
1h. Election of Director: George Munoz Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Ellen R. Strahlman Mgmt For For
1l. Election of Director: M. Max Yzaguirre Mgmt For For
2. Ratification of the Selection of Mgmt For For
Independent Registered Public Accounting
Firm
3. Non-Binding Advisory Vote to Approve the Mgmt For For
Compensation of Altria's Named Executive
Officers
4. Non-Binding Advisory Vote on the Frequency Mgmt 1 Year For
of Future Advisory Votes to Approve the
Compensation of Altria's Named Executive
Officers
5. Shareholder Proposal - Report on Congruence Shr Against For
of Political and Lobbying Expenditures with
Company Values and Policies
6. Shareholder Proposal - Commission a Civil Shr Against For
Rights Equity Audit
--------------------------------------------------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC. Agenda Number: 935778083
--------------------------------------------------------------------------------------------------------------------------
Security: 025537101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: AEP
ISIN: US0255371017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicholas K. Akins Mgmt For For
1b. Election of Director: J. Barnie Beasley, Mgmt For For
Jr.
1c. Election of Director: Ben Fowke Mgmt For For
1d. Election of Director: Art A. Garcia Mgmt For For
1e. Election of Director: Linda A. Goodspeed Mgmt For For
1f. Election of Director: Donna A. James Mgmt For For
1g. Election of Director: Sandra Beach Lin Mgmt For For
1h. Election of Director: Margaret M. McCarthy Mgmt For For
1i. Election of Director: Oliver G. Richard III Mgmt For For
1j. Election of Director: Daryl Roberts Mgmt For For
1k. Election of Director: Julia A. Sloat Mgmt For For
1l. Election of Director: Sara Martinez Tucker Mgmt For For
1m. Election of Director: Lewis Von Thaer Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Amendment to the Company's Bylaws to Mgmt For For
eliminate supermajority voting provisions.
4. Advisory approval of the Company's Mgmt For For
executive compensation.
5. Advisory approval of the frequency of Mgmt 1 Year For
holding an advisory vote on the Company's
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC. Agenda Number: 935806666
--------------------------------------------------------------------------------------------------------------------------
Security: 025932104
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: AFG
ISIN: US0259321042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carl H. Lindner III Mgmt For For
S. Craig Lindner Mgmt For For
John B. Berding Mgmt For For
James E. Evans Mgmt For For
Terry S. Jacobs Mgmt For For
Gregory G. Joseph Mgmt For For
Mary Beth Martin Mgmt For For
Amy Y. Murray Mgmt For For
Evans N. Nwankwo Mgmt For For
William W. Verity Mgmt For For
John I. Von Lehman Mgmt For For
2. Proposal to ratify the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as the
Company's Independent Registered Public
Accounting Firm for 2023.
3. Advisory vote on compensation of named Mgmt For For
executive officers.
4. Advisory vote on frequency of advisory vote Mgmt 1 Year For
on compensation of named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC. Agenda Number: 935793807
--------------------------------------------------------------------------------------------------------------------------
Security: 035710839
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: NLY
ISIN: US0357108390
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Francine J. Bovich Mgmt For For
1b. Election of Director: David L. Finkelstein Mgmt For For
1c. Election of Director: Thomas Hamilton Mgmt For For
1d. Election of Director: Kathy Hopinkah Hannan Mgmt For For
1e. Election of Director: Michael Haylon Mgmt For For
1f. Election of Director: Martin Laguerre Mgmt For For
1g. Election of Director: Eric A. Reeves Mgmt For For
1h. Election of Director: John H. Schaefer Mgmt For For
1i. Election of Director: Glenn A. Votek Mgmt For For
1j. Election of Director: Vicki Williams Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve the Company's
executive compensation.
4. Amendment to the Company's Charter to Mgmt For For
decrease the number of authorized shares of
stock.
5. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
6. Advisory stockholder proposal to further Shr Against For
reduce the ownership threshold to call a
special meeting.
--------------------------------------------------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION Agenda Number: 935839982
--------------------------------------------------------------------------------------------------------------------------
Security: 03676B102
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: AM
ISIN: US03676B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Dea Mgmt For For
W. Howard Keenan, Jr. Mgmt For For
Janine J. McArdle Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt For For
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
4. To approve the amendment to Antero Mgmt For For
Midstream Corporation's certificate of
incorporation to reflect new Delaware law
provisions regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
APOLLO COMMERCIAL REAL ESTATE FINANCE Agenda Number: 935838714
--------------------------------------------------------------------------------------------------------------------------
Security: 03762U105
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: ARI
ISIN: US03762U1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark C. Biderman Mgmt For For
Pamela G. Carlton Mgmt For For
Brenna Haysom Mgmt For For
Robert A. Kasdin Mgmt For For
Katherine G. Newman Mgmt For For
Eric L. Press Mgmt For For
Scott S. Prince Mgmt For For
Stuart A. Rothstein Mgmt For For
Michael E. Salvati Mgmt For For
Carmencita N.M. Whonder Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as Apollo Commercial Real
Estate Finance, Inc.'s independent
registered public accounting firm for the
2023 fiscal year.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Apollo Commercial Real
Estate Finance, Inc.'s named executive
officers, as more fully described in the
2023 Proxy Statement.
4. Advisory non-binding approval of frequency Mgmt 1 Year For
of future advisory votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
ARCH RESOURCES, INC. Agenda Number: 935791889
--------------------------------------------------------------------------------------------------------------------------
Security: 03940R107
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: ARCH
ISIN: US03940R1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James N. Chapman Mgmt For For
John W. Eaves Mgmt For For
Holly Keller Koeppel Mgmt For For
Patrick A. Kriegshauser Mgmt For For
Paul A. Lang Mgmt For For
Richard A. Navarre Mgmt For For
Molly P. Zhang Mgmt For For
2. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
3. Vote on an advisory resolution to approve Mgmt 1 Year For
the frequency of the advisory vote on
executive compensation.
4. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935672659
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Special
Meeting Date: 04-Aug-2022
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
--------------------------------------------------------------------------------------------------------------------------
ARES CAPITAL CORPORATION Agenda Number: 935797944
--------------------------------------------------------------------------------------------------------------------------
Security: 04010L103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: ARCC
ISIN: US04010L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director of the Company Mgmt For For
to serve until the 2026 Annual Meeting of
Stockholders: Michael J Arougheti
1b. Election of Class I Director of the Company Mgmt For For
to serve until the 2026 Annual Meeting of
Stockholders: Ann Torre Bates
1c. Election of Class I Director of the Company Mgmt For For
to serve until the 2026 Annual Meeting of
Stockholders: Steven B. McKeever
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935803937
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: T
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott T. Ford Mgmt For For
1b. Election of Director: Glenn H. Hutchins Mgmt For For
1c. Election of Director: William E. Kennard Mgmt For For
1d. Election of Director: Stephen J. Luczo Mgmt For For
1e. Election of Director: Michael B. Mgmt For For
McCallister
1f. Election of Director: Beth E. Mooney Mgmt For For
1g. Election of Director: Matthew K. Rose Mgmt For For
1h. Election of Director: John T. Stankey Mgmt For For
1i. Election of Director: Cynthia B. Taylor Mgmt For For
1j. Election of Director: Luis A. Ubinas Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval of frequency of vote on Mgmt 1 Year For
executive compensation.
5. Independent board chairman. Shr Against For
6. Racial equity audit. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC Agenda Number: 935776116
--------------------------------------------------------------------------------------------------------------------------
Security: G0751N103
Meeting Type: Annual
Meeting Date: 13-Apr-2023
Ticker: AY
ISIN: GB00BLP5YB54
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the accounts and reports of the Mgmt No vote
directors and the auditors for the year
ended 31 December 2022.
2. To approve the directors' remuneration Mgmt No vote
report, excluding the directors'
remuneration policy, for the year ended.
3. To approve amendments to the directors' Mgmt No vote
remuneration policy.
4. Election of Michael Woollcombe as director Mgmt No vote
of the Company.
5. Election of Michael Forsayeth as director Mgmt No vote
of the Company.
6. Election of William Aziz as director of the Mgmt No vote
Company.
7. Election of Brenda Eprile as director of Mgmt No vote
the Company.
8. Election of Debora Del Favero as director Mgmt No vote
of the Company.
9. Election of Arun Banskota as director of Mgmt No vote
the Company.
10. Election of George Trisic as director of Mgmt No vote
the Company.
11. Election of Edward C. Hall III as director Mgmt No vote
of the Company.
12. Election of Santiago Seage as director of Mgmt No vote
the Company.
13. To re-appoint Ernst & Young LLP and Ernst & Mgmt No vote
Young S.L. as auditors of the Company to
hold office until December 31, 2024.
14. To authorize the company's audit committee Mgmt No vote
to determine the remuneration of the
auditors.
15. Authorization to issue shares. Mgmt No vote
16. Disapplication of pre-emptive rights. Mgmt No vote
17. Disapplication of pre-emptive rights. Mgmt No vote
18. Authorization to reduce the share premium Mgmt No vote
account.
19. Authorization to purchase the Company's own Mgmt No vote
shares.
--------------------------------------------------------------------------------------------------------------------------
AVANGRID, INC. Agenda Number: 935671900
--------------------------------------------------------------------------------------------------------------------------
Security: 05351W103
Meeting Type: Annual
Meeting Date: 20-Jul-2022
Ticker: AGR
ISIN: US05351W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ignacio S. Galan Mgmt For For
John Baldacci Mgmt For For
Pedro Azagra Blazquez Mgmt For For
Daniel Alcain Lopez Mgmt For For
Maria Fatima B. Garcia Mgmt For For
Robert Duffy Mgmt For For
Teresa Herbert Mgmt For For
Patricia Jacobs Mgmt For For
John Lahey Mgmt For For
Jose A. Marra Rodriguez Mgmt For For
Santiago M. Garrido Mgmt For For
Jose Sainz Armada Mgmt For For
Alan Solomont Mgmt For For
Camille Joseph Varlack Mgmt For For
2. RATIFICATION OF THE SELECTION OF KPMG LLP Mgmt For For
AS AVANGRID, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2022.
3. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS.
4. NON-BINDING ADVISORY VOTE ON FREQUENCY OF Mgmt 1 Year For
SAY ON PAY VOTES.
--------------------------------------------------------------------------------------------------------------------------
BLACK STONE MINERALS L P Agenda Number: 935848068
--------------------------------------------------------------------------------------------------------------------------
Security: 09225M101
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: BSM
ISIN: US09225M1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carin M. Barth Mgmt For For
Thomas L. Carter, Jr. Mgmt For For
D. Mark DeWalch Mgmt For For
Jerry V. Kyle, Jr. Mgmt For For
Michael C. Linn Mgmt For For
John H. Longmaid Mgmt For For
William N. Mathis Mgmt For For
William E. Randall Mgmt For For
Alexander D. Stuart Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as Black Stone Minerals, L.P.'s
independent registered public accounting
firm for the year ending December 31, 2023.
3. Approval on a non-binding advisory basis, Mgmt For For
of the compensation of the executive
officers of Black Stone Minerals, L.P.'s
general partner for the year ended December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK TAXABLE MUNICIPAL BOND TRUST Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 09248X100
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BBN
ISIN: US09248X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt For For
Robert Fairbairn Mgmt For For
Stayce D. Harris Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK TCP CAPITAL CORP. Agenda Number: 935831823
--------------------------------------------------------------------------------------------------------------------------
Security: 09259E108
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: TCPC
ISIN: US09259E1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric J. Draut Mgmt For For
Karen L. Leets Mgmt For For
Andrea L. Petro Mgmt For For
M. Freddie Reiss Mgmt For For
Peter E. Shwab Mgmt For For
Rajneesh Vig Mgmt For For
2. To consider and vote on a proposal to renew Mgmt For For
the Company's authorization, with approval
of its Board of Directors, to sell shares
of the Company's common stock (for up to
the next 12 months) at a price or prices
below its then current net asset value per
share in one or more offerings, subject to
certain limitations set forth in the proxy
statement (including, without limitation,
that the number of shares sold on any given
date does not exceed 25% of the Company's
then outstanding common stock immediately
prior to such sale).
--------------------------------------------------------------------------------------------------------------------------
CLEARWAY ENERGY, INC. Agenda Number: 935781155
--------------------------------------------------------------------------------------------------------------------------
Security: 18539C204
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: CWEN
ISIN: US18539C2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jonathan Bram Mgmt For For
Nathaniel Anschuetz Mgmt For For
Emmanuel Barrois Mgmt For For
Brian R. Ford Mgmt For For
Guillaume Hediard Mgmt For For
Jennifer Lowry Mgmt For For
Bruce MacLennan Mgmt For For
Daniel B. More Mgmt For For
E. Stanley O'Neal Mgmt For For
Christopher S. Sotos Mgmt For For
Vincent Stoquart Mgmt For For
2. To approve, on a non-binding advisory Mgmt For For
basis, Clearway Energy, Inc.'s executive
compensation.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of the vote to approve
Clearway Energy, Inc.'s executive
compensation.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Clearway Energy, Inc.'s independent
registered public accounting firm for the
2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
COSTAMARE INC Agenda Number: 935708214
--------------------------------------------------------------------------------------------------------------------------
Security: Y1771G102
Meeting Type: Annual
Meeting Date: 06-Oct-2022
Ticker: CMRE
ISIN: MHY1771G1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director to hold Mgmt For For
office for a three-year term expiring at
the 2025 annual meeting: Konstantinos
Konstantakopoulos
1b. Election of Class III Director to hold Mgmt For For
office for a three-year term expiring at
the 2025 annual meeting: Charlotte Stratos
2. Ratification of appointment of Ernst & Mgmt For For
Young (Hellas) Certified Auditors
Accountants S.A., as the Company's
independent auditors for the fiscal year
ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
CRESTWOOD EQUITY PARTNERS LP Agenda Number: 935797970
--------------------------------------------------------------------------------------------------------------------------
Security: 226344208
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CEQP
ISIN: US2263442087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: David
Lumpkins
1.2 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Frances M.
Vallejo
1.3 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Gary D.
Reaves
2. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Crestwood Equity
Partners LP for the fiscal year ending
December 31, 2023.
4. To approve the Third Amendment to the Mgmt For For
Crestwood Equity Partners LP 2018 Long-Term
Incentive Plan to increase the number of
units authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
CRESTWOOD EQUITY PARTNERS LP Agenda Number: 935797970
--------------------------------------------------------------------------------------------------------------------------
Security: 226344307
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: CEQPPR
ISIN: US2263443077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: David
Lumpkins
1.2 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Frances M.
Vallejo
1.3 Election of Class II Director to serve Mgmt For For
until the 2026 annual meeting: Gary D.
Reaves
2. To approve, on a non-binding advisory Mgmt For For
basis, our named executive officer
compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Crestwood Equity
Partners LP for the fiscal year ending
December 31, 2023.
4. To approve the Third Amendment to the Mgmt For For
Crestwood Equity Partners LP 2018 Long-Term
Incentive Plan to increase the number of
units authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INC. Agenda Number: 935796788
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: P. Robert Bartolo Mgmt For For
1b. Election of Director: Jay A. Brown Mgmt For For
1c. Election of Director: Cindy Christy Mgmt For For
1d. Election of Director: Ari Q. Fitzgerald Mgmt For For
1e. Election of Director: Andrea J. Goldsmith Mgmt For For
1f. Election of Director: Tammy K. Jones Mgmt For For
1g. Election of Director: Anthony J. Melone Mgmt For For
1h. Election of Director: W. Benjamin Moreland Mgmt For For
1i. Election of Director: Kevin A. Stephens Mgmt For For
1j. Election of Director: Matthew Thornton, III Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2023.
3. The non-binding, advisory vote to approve Mgmt For For
the compensation of the Company's named
executive officers.
4. The amendment to the Company's Restated Mgmt For For
Certificate of Incorporation, as amended,
regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935849743
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexis Black Bjorlin Mgmt For For
1b. Election of Director: VeraLinn Jamieson Mgmt For For
1c. Election of Director: Kevin J. Kennedy Mgmt For For
1d. Election of Director: William G. LaPerch Mgmt For For
1e. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1f. Election of Director: Afshin Mohebbi Mgmt For For
1g. Election of Director: Mark R. Patterson Mgmt For For
1h. Election of Director: Mary Hogan Preusse Mgmt For For
1i. Election of Director: Andrew P. Power Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (Say-on-Pay).
4. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of holding future
advisory votes on the compensation of our
named executive officers (every one, two or
three years).
5. A stockholder proposal regarding reporting Shr Against For
on concealment clauses.
6. A stockholder proposal regarding inclusion Shr Against For
in the workplace.
--------------------------------------------------------------------------------------------------------------------------
DOMINION ENERGY, INC. Agenda Number: 935788440
--------------------------------------------------------------------------------------------------------------------------
Security: 25746U109
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: D
ISIN: US25746U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James A. Bennett Mgmt For For
1B. Election of Director: Robert M. Blue Mgmt For For
1C. Election of Director: D. Maybank Hagood Mgmt For For
1D. Election of Director: Ronald W. Jibson Mgmt For For
1E. Election of Director: Mark J. Kington Mgmt For For
1F. Election of Director: Kristin G. Lovejoy Mgmt For For
1G. Election of Director: Joseph M. Rigby Mgmt For For
1H. Election of Director: Pamela J. Royal, M.D. Mgmt For For
1I. Election of Director: Robert H. Spilman, Mgmt For For
Jr.
1J. Election of Director: Susan N. Story Mgmt For For
1K. Election of Director: Michael E. Szymanczyk Mgmt For For
2. Advisory Vote on Approval of Executive Mgmt For For
Compensation (Say on Pay)
3. Advisory Vote on the Frequency of Say on Mgmt 1 Year For
Pay Votes
4. Ratification of Appointment of Independent Mgmt For For
Auditor
5. Management's Proposal to Amend Article IV Mgmt For For
of the Bylaws to Make Certain Changes to
the Information Required to be Provided by
a Shareholder Requesting a Special Meeting
6. Management's Proposal to Amend Article XI Mgmt For For
of the Bylaws to Make Certain Changes to
the Advance Notice Provisions for Director
Nominations
7. Shareholder Proposal Regarding a Policy to Shr Against For
Require an Independent Chair
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935786232
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gina F. Adams Mgmt For For
1b. Election of Director: John H. Black Mgmt For For
1c. Election of Director: John R. Burbank Mgmt For For
1d. Election of Director: Patrick J. Condon Mgmt For For
1e. Election of Director: Kirkland H. Donald Mgmt For For
1f. Election of Director: Brian W. Ellis Mgmt For For
1g. Election of Director: Philip L. Mgmt For For
Frederickson
1h. Election of Director: M. Elise Hyland Mgmt For For
1i. Election of Director: Stuart L. Levenick Mgmt For For
1j. Election of Director: Blanche L. Lincoln Mgmt For For
1k. Election of Director: Andrew S. Marsh Mgmt For For
1l. Election of Director: Karen A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Entergy's Independent
Registered Public Accountants for 2023.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes to Approve Named Executive
Officer Compensation.
5. Approval of an Amendment to the 2019 Mgmt For For
Entergy Corporation Omnibus Incentive Plan.
6. Approval of an Amendment to Entergy Mgmt For For
Corporation's Restated Certificate of
Incorporation to Include Exculpation of
Officers.
--------------------------------------------------------------------------------------------------------------------------
ENTERPRISE PRODUCTS PARTNERS L.P. Agenda Number: 935724371
--------------------------------------------------------------------------------------------------------------------------
Security: 293792107
Meeting Type: Special
Meeting Date: 22-Nov-2022
Ticker: EPD
ISIN: US2937921078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the amendment and Mgmt For For
restatement of the 2008 Enterprise Products
Long-Term Incentive Plan
2. Proposal to approve the amendment and Mgmt For For
restatement of the EPD Unit Purchase Plan
--------------------------------------------------------------------------------------------------------------------------
FLEX LNG LTD. Agenda Number: 935832801
--------------------------------------------------------------------------------------------------------------------------
Security: G35947202
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: FLNG
ISIN: BMG359472021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the maximum number of Directors to Mgmt For For
be not more than eight.
2. To resolve that vacancies in the number of Mgmt For For
Directors be designated as casual vacancies
and that the Board of Directors be
authorized to fill such vacancies as and
when it deems fit.
3. To re-elect David McManus Mgmt For For
4. To re-elect Ola Lorentzon Mgmt For For
5. To re-elect Nikolai Grigoriev Mgmt For For
6. To re-elect Steen Jakobsen Mgmt For For
7. To re-elect Susan Sakmar Mgmt For For
8. To re-appoint Ernst & Young AS of Oslo, Mgmt For For
Norway, as auditor and to authorize the
Directors to determine their remuneration.
9. To approve remuneration of the Company's Mgmt For For
Board of Directors of a total amount of
fees not to exceed US$500,000 for the year
ended December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FS KKR CAPITAL CORP. Agenda Number: 935647961
--------------------------------------------------------------------------------------------------------------------------
Security: 302635206
Meeting Type: Annual
Meeting Date: 03-Aug-2022
Ticker: FSK
ISIN: US3026352068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara Adams Mgmt For For
Michael C. Forman Mgmt For For
Jerel A. Hopkins Mgmt For For
2. To approve the proposal to allow the Mgmt For For
Company in future offerings to sell its
shares below net asset value per share in
order to provide flexibility for future
sales.
--------------------------------------------------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935856940
--------------------------------------------------------------------------------------------------------------------------
Security: 36467J108
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: GLPI
ISIN: US36467J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Peter M. Carlino
1.2 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: JoAnne A. Epps
1.3 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Carol ("Lili")
Lynton
1.4 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Joseph W. Marshal,
III
1.5 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James B. Perry
1.6 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Barry F. Schwartz
1.7 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Earl C. Shanks
1.8 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: E. Scott Urdang
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future advisory
votes to approve the Company's executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
GOLDEN OCEAN GROUP LIMITED Agenda Number: 935709999
--------------------------------------------------------------------------------------------------------------------------
Security: G39637205
Meeting Type: Annual
Meeting Date: 30-Sep-2022
Ticker: GOGL
ISIN: BMG396372051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the maximum number of Directors to Mgmt No vote
be not more than eight.
2. To resolve that vacancies in the number of Mgmt No vote
directors be designated casual vacancies
and that the Board of Directors be
authorised to fill such casual vacancies as
and when it deems fit.
3. To re-elect John Fredriksen as a Director Mgmt No vote
of the Company.
4. To re-elect Ola Lorentzon as a Director of Mgmt No vote
the Company.
5. To re-elect James O'Shaughnessy as a Mgmt No vote
Director of the Company.
6. To re-elect Bjorn Tore Larsen as a Director Mgmt No vote
of the Company.
7. To re-elect Ben Mills as a Director of the Mgmt No vote
Company.
8. To re-appoint PricewaterhouseCoopers AS as Mgmt No vote
auditors and to authorise the Directors to
determine their remuneration.
9. To approve remuneration of the Company's Mgmt No vote
Board of Directors of a total amount of
fees not to exceed US$600,000 for the year
ended December 31, 2022.
10. To approve an amendment to the bye-laws of Mgmt No vote
the Company.
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 935781256
--------------------------------------------------------------------------------------------------------------------------
Security: 401664107
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: GBAB
ISIN: US4016641072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee to serve until Mgmt For For
2026 annual meeting or until a successor is
elected and qualified: Randall C. Barnes
1b. Election of Class I Trustee to serve until Mgmt For For
2026 annual meeting or until a successor is
elected and qualified: Angela Brock-Kyle
--------------------------------------------------------------------------------------------------------------------------
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL Agenda Number: 935835681
--------------------------------------------------------------------------------------------------------------------------
Security: 41068X100
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: HASI
ISIN: US41068X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey W. Eckel Mgmt For For
Lizabeth A. Ardisana Mgmt For For
Clarence D. Armbrister Mgmt For For
Teresa M. Brenner Mgmt For For
Michael T. Eckhart Mgmt For For
Nancy C. Floyd Mgmt For For
Jeffrey A. Lipson Mgmt For For
Charles M. O'Neil Mgmt For For
Richard J. Osborne Mgmt For For
Steven G. Osgood Mgmt For For
Kimberly A. Reed Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. The advisory approval of the compensation Mgmt For For
of the Named Executive Officers as
described in the Compensation Discussion
and Analysis, the compensation tables and
other narrative disclosure in the proxy
statement.
4. The frequency in years with which Mgmt 1 Year For
stockholders are provided an advisory vote
on executive compensation pursuant to the
compensation disclosure rules of the SEC.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1b. Election of Director for a Term of One Mgmt For For
Year: David N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: Arvind Krishna
1f. Election of Director for a Term of One Mgmt For For
Year: Andrew N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1h. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1i. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1k. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1l. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of Mgmt 1 Year For
the Advisory Vote on Executive
Compensation.
5. Stockholder Proposal to Have an Independent Shr Against For
Board Chairman.
6. Stockholder Proposal Requesting a Public Shr Against For
Report on Lobbying Activities.
7. Stockholder Proposal Requesting a Public Shr Against For
Report on Congruency in China Business
Operations and ESG Activities.
8. Stockholder Proposal Requesting a Public Shr Against For
Report on Harassment and Discrimination
Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
IRON MOUNTAIN INCORPORATED Agenda Number: 935793667
--------------------------------------------------------------------------------------------------------------------------
Security: 46284V101
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: IRM
ISIN: US46284V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Jennifer Allerton
1b. Election of Director for a one-year term: Mgmt For For
Pamela M. Arway
1c. Election of Director for a one-year term: Mgmt For For
Clarke H. Bailey
1d. Election of Director for a one-year term: Mgmt For For
Kent P. Dauten
1e. Election of Director for a one-year term: Mgmt For For
Monte Ford
1f. Election of Director for a one-year term: Mgmt For For
Robin L. Matlock
1g. Election of Director for a one-year term: Mgmt For For
William L. Meaney
1h. Election of Director for a one-year term: Mgmt For For
Wendy J. Murdock
1i. Election of Director for a one-year term: Mgmt For For
Walter C. Rakowich
1j. Election of Director for a one-year term: Mgmt For For
Doyle R. Simons
2. The approval of a non-binding, advisory Mgmt For For
resolution approving the compensation of
our named executive officers as described
in the Iron Mountain Incorporated Proxy
Statement.
3. The approval on a non-binding, advisory Mgmt 1 Year For
basis of the frequency (every one, two or
three years) of future non-binding,
advisory votes of stockholders on the
compensation of our named executive
officers.
4. The ratification of the selection by the Mgmt For For
Audit Committee of Deloitte & Touche LLP as
Iron Mountain Incorporated's independent
registered public accounting firm for the
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
KNOT OFFSHORE PARTNERS LP Agenda Number: 935715980
--------------------------------------------------------------------------------------------------------------------------
Security: Y48125101
Meeting Type: Annual
Meeting Date: 01-Nov-2022
Ticker: KNOP
ISIN: MHY481251012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To elect Edward A. Waryas, Jr. as a Class I Mgmt For For
Director of KNOT Offshore Partners LP,
whose term will expire at the 2026 Annual
Meeting of Limited Partners.
2. To ratify the appointment of Ernst & Young Mgmt For For
AS as the independent public accounting
firm of KNOT Offshore Partners LP for the
fiscal year ending December 31, 2022.
3. Norwegian Tax Residency (PROXIES WITH NO Mgmt Against
SELECTION WILL NOT BE COUNTED): If the
units being voted ARE held by a person that
is a resident of Norway for purposes of the
Tax Act on Income and Wealth, please select
"YES." If the units being voted ARE NOT
held by a person that is a resident of
Norway for purposes of the Tax Act on
Income and Wealth, please select "NO.":
Mark "for" = yes or "against" = no.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935847256
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Robin Buchanan Mgmt For For
1d. Election of Director: Anthony (Tony) Chase Mgmt For For
1e. Election of Director: Robert (Bob) Dudley Mgmt For For
1f. Election of Director: Claire Farley Mgmt For For
1g. Election of Director: Rita Griffin Mgmt For For
1h. Election of Director: Michael Hanley Mgmt For For
1i. Election of Director: Virginia Kamsky Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Peter Vanacker Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2022 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2023
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay)
7. Advisory Vote on Frequency of Say-on-Pay Mgmt 1 Year For
Vote
8. Authorization to Conduct Share Repurchases Mgmt For For
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MAGELLAN MIDSTREAM PARTNERS, L.P. Agenda Number: 935767838
--------------------------------------------------------------------------------------------------------------------------
Security: 559080106
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: MMP
ISIN: US5590801065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Sivasankaran Mgmt For For
Somasundaram
1.2 Election of Director: Chansoo Joung Mgmt For For
1.3 Election of Director: Aaron L. Milford Mgmt For For
1.4 Election of Director: James R. Montague Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Advisory Resolution to Approve Executive Mgmt 1 Year For
Compensation Vote Frequency
4. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm for 2023
--------------------------------------------------------------------------------------------------------------------------
NEW FORTRESS ENERGY INC. Agenda Number: 935804927
--------------------------------------------------------------------------------------------------------------------------
Security: 644393100
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: NFE
ISIN: US6443931000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Mack Mgmt For For
Katherine E. Wanner Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the independent registered public
accounting firm for New Fortress Energy
Inc. for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
NEW MOUNTAIN FINANCE CORPORATION Agenda Number: 935773552
--------------------------------------------------------------------------------------------------------------------------
Security: 647551100
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: NMFC
ISIN: US6475511001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven B. Klinsky Mgmt For For
Daniel B. Hebert Mgmt For For
Rome G. Arnold III Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as New Mountain Finance
Corporation's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935776938
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick G. Awuah, Jr. Mgmt For For
1b. Election of Director: Gregory H. Boyce Mgmt For For
1c. Election of Director: Bruce R. Brook Mgmt For For
1d. Election of Director: Maura J. Clark Mgmt For For
1e. Election of Director: Emma FitzGerald Mgmt For For
1f. Election of Director: Mary A. Laschinger Mgmt For For
1g. Election of Director: Jose Manuel Madero Mgmt For For
1h. Election of Director: Rene Medori Mgmt For For
1i. Election of Director: Jane Nelson Mgmt For For
1j. Election of Director: Tom Palmer Mgmt For For
1k. Election of Director: Julio M. Quintana Mgmt For For
1l. Election of Director: Susan N. Story Mgmt For For
2. Approval of the advisory resolution on Mgmt For For
Newmont's executive compensation.
3. Ratification of the Audit Committees Mgmt For For
appointment of Ernst and Young LLP as
Newmont's independent registered public
accounting firm for the fiscal year 2023.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
NEXTERA ENERGY PARTNERS, LP Agenda Number: 935772764
--------------------------------------------------------------------------------------------------------------------------
Security: 65341B106
Meeting Type: Annual
Meeting Date: 24-Apr-2023
Ticker: NEP
ISIN: US65341B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan D. Austin Mgmt For For
1b. Election of Director: Robert J. Byrne Mgmt For For
1c. Election of Director: John W. Ketchum Mgmt For For
1d. Election of Director: Peter H. Kind Mgmt For For
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as NextEra Energy Partners'
independent registered public accounting
firm for 2023
3. Approval, by non-binding advisory vote, of Mgmt For For
the compensation of NextEra Energy
Partners' named executive officers as
disclosed in the proxy statement
4. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future unitholder non-binding advisory
votes on the compensation of NextEra Energy
Partners' named executive officers
--------------------------------------------------------------------------------------------------------------------------
NUVEEN BUILD AMERICA BOND FUND Agenda Number: 935686468
--------------------------------------------------------------------------------------------------------------------------
Security: 67074C103
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NBB
ISIN: US67074C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1b. DIRECTOR
William C. Hunter Mgmt For For
Judith M. Stockdale Mgmt For For
Carole E. Stone Mgmt For For
Margaret L. Wolff Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt For For
Amy B.R. Lancellotta** Mgmt For For
John K. Nelson** Mgmt For For
Terence J. Toth** Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935746442
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Annual
Meeting Date: 20-Jan-2023
Ticker: OCSL
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2026 Annual Meeting: John B. Frank
1b. Election of Director to serve until the Mgmt For For
2026 Annual Meeting: Bruce Zimmerman
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Independent Registered Public
Accounting Firm for the Company for the
fiscal year ending September 30, 2023.
3. To approve the issuance of shares of common Mgmt For For
stock, par value $0.01 per share, of the
Company to be issued pursuant to the
Agreement and Plan of Merger, dated as of
September 14, 2022, among Oaktree Strategic
Income II, Inc., a Delaware corporation
("OSI2"), the Company, Project Superior
Merger Sub, Inc., a Delaware corporation
and a direct wholly-owned subsidiary of the
Company, and, for the limited purposes set
forth therein, Oaktree Fund Advisors, LLC,
a Delaware limited liability company and
investment adviser to each of the Company
and OSI2.
4. To approve an amendment to the Company's Mgmt For For
restated certificate of incorporation, as
amended and corrected, to effect a 1-for-3
reverse stock split of the common stock,
par value $0.01 per share, of the Company.
--------------------------------------------------------------------------------------------------------------------------
OAKTREE SPECIALTY LENDING CORPORATION Agenda Number: 935765694
--------------------------------------------------------------------------------------------------------------------------
Security: 67401P108
Meeting Type: Special
Meeting Date: 17-Mar-2023
Ticker:
ISIN: US67401P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of the Board of Directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share, provided that the number
of shares issued does not exceed 25% of its
then outstanding common stock.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935697106
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Special
Meeting Date: 19-Aug-2022
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Gileno Gurjao Barreto, Caio Mario Paes de Mgmt For For
Andrade, Edison Antonio Costa Britto
Garcia, Ieda Aparecida de Moura Cagni,
Marcio Andrade Weber, Ruy Flaks Schneider
2. If one of the candidates that composes your Mgmt For For
chosen slate leaves it,can the votes
corresponding to your shares continue to be
conferredon the same slate?
3. Do you wish to request the cumulative Mgmt For For
voting for the election of the board of
directors, under the terms of art. 141 of
Law 6,404, of 1976? (If the shareholder
chooses no or abstain, his/her shares will
not be computed for the request of the
cumulative voting request).
4. DIRECTOR
Gileno Gurjao Barreto Mgmt For For
Caio M. P. de Andrade Mgmt For For
Edison A. C. B. Garcia Mgmt For For
Ieda A. de Moura Cagni Mgmt For For
Marcio Andrade Weber Mgmt For For
Ruy Flaks Schneider Mgmt For For
Jose Joao Abdalla Filho Mgmt For For
Marcelo G. da Silva Mgmt For For
5. Election of the Chairman of the Board of Mgmt For For
Director: Gileno Gurjao Barreto
6. In case of a second call of this General Mgmt For For
Meeting, can the voting instructions
contained in this ballot be considered for
the second call as well?
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935778451
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Scott Gottlieb Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: Susan Hockfield Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2023
3. 2023 advisory approval of executive Mgmt For For
compensation
4. Advisory vote on frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation
5. Shareholder proposal regarding ratification Shr Against For
of termination pay
6. Shareholder proposal regarding independent Shr Against For
board chairman policy
7. Shareholder proposal regarding transfer of Shr Against For
intellectual property to potential COVID-19
manufacturers feasibility report
8. Shareholder proposal regarding impact of Shr Against For
extended patent exclusivities on product
access report
9. Shareholder proposal regarding political Shr Against For
contributions congruency report
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935817241
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: A.R. Alameddine Mgmt For For
1b. ELECTION OF DIRECTOR: Lori G. Billingsley Mgmt For For
1c. ELECTION OF DIRECTOR: Edison C. Buchanan Mgmt For For
1d. ELECTION OF DIRECTOR: Richard P. Dealy Mgmt For For
1e. ELECTION OF DIRECTOR: Maria S. Dreyfus Mgmt For For
1f. ELECTION OF DIRECTOR: Matthew M. Gallagher Mgmt For For
1g. ELECTION OF DIRECTOR: Phillip A. Gobe Mgmt For For
1h. ELECTION OF DIRECTOR: Stacy P. Methvin Mgmt For For
1i. ELECTION OF DIRECTOR: Royce W. Mitchell Mgmt For For
1j. ELECTION OF DIRECTOR: Scott D. Sheffield Mgmt For For
1k. ELECTION OF DIRECTOR: J. Kenneth Thompson Mgmt For For
1l. ELECTION OF DIRECTOR: Phoebe A. Wood Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2023.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
RITHM CAPITAL CORP. Agenda Number: 935815425
--------------------------------------------------------------------------------------------------------------------------
Security: 64828T201
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: RITM
ISIN: US64828T2015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Saltzman Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as independent registered public
accounting firm for Rithm Capital Corp. for
fiscal year 2023.
3. To approve (on a non-binding advisory Mgmt For For
basis) the compensation of our named
executive officers as described in the
accompanying materials.
4. To recommend (on a non-binding advisory Mgmt 1 Year For
basis) the frequency of an advisory vote on
the compensation of our named executive
officers in future years.
5. To approve the Rithm Capital Corp. 2023 Mgmt For For
Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
SABRA HEALTH CARE REIT, INC. Agenda Number: 935845389
--------------------------------------------------------------------------------------------------------------------------
Security: 78573L106
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: SBRA
ISIN: US78573L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig A. Barbarosh Mgmt For For
1b. Election of Director: Katie Cusack Mgmt For For
1c. Election of Director: Michael J. Foster Mgmt For For
1d. Election of Director: Lynne S. Katzmann Mgmt For For
1e. Election of Director: Ann Kono Mgmt For For
1f. Election of Director: Jeffrey A. Malehorn Mgmt For For
1g. Election of Director: Richard K. Matros Mgmt For For
1h. Election of Director: Clifton J. Porter II Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sabra's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of Sabra's named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
SIBANYE STILLWATER LIMITED Agenda Number: 935855722
--------------------------------------------------------------------------------------------------------------------------
Security: 82575P107
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: SBSW
ISIN: US82575P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Re-appointment of Auditors and Designated Mgmt For For
Individual Partner: Ernst & Young Inc. as
the Auditors and Lance Tomlinson as
Designated Individual Partner
O2 Re-election of a director: Timothy J Mgmt For For
Cumming
O3 Re-election of a director: Charl Keyter Mgmt For For
O4 Re-election of a director: Vincent T Maphai Mgmt For For
O5 Re-election of a director: Nkosemntu G Nika Mgmt For For
O6 Election of a member and chair of the audit Mgmt For For
committee: Keith A Rayner
O7 Election of a member of the audit Mgmt For For
committee: Timothy J Cumming
O8 Election of a member of the audit Mgmt For For
committee: Savannah N Danson
O9 Election of a member of the audit Mgmt For For
committee: Richard P Menell
O10 Election of a member of the audit Mgmt For For
committee: Nkosemntu G Nika
O11 Election of a member of the audit Mgmt For For
committee: Susan C van der Merwe
O12 Election of a member of the audit Mgmt For For
committee: Sindiswa V Zilwa
O13 Approval for the issue of authorised but Mgmt For For
unissued ordinary shares
O14 Issuing equity securities for cash Mgmt For For
O15 Advisory endorsement of the Company's Mgmt For For
remuneration policy
O16 Advisory endorsement of the Company's Mgmt For For
remuneration Implementation Report
S1 Approval for the remuneration of Mgmt For For
non-executive Directors
S2 Approval for a per diem allowance Mgmt For For
S3 Approval for the company to grant financial Mgmt For For
assistance in terms of sections 44 and 45
of the Act
S4 Acquisition of the Company's own shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STARWOOD PROPERTY TRUST, INC. Agenda Number: 935782119
--------------------------------------------------------------------------------------------------------------------------
Security: 85571B105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: STWD
ISIN: US85571B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard D. Bronson Mgmt For For
Jeffrey G. Dishner Mgmt For For
Camille J. Douglas Mgmt For For
Deborah L. Harmon Mgmt For For
Solomon J. Kumin Mgmt For For
Fred Perpall Mgmt For For
Fred S. Ridley Mgmt For For
Barry S. Sternlicht Mgmt For For
Strauss Zelnick Mgmt For For
2. The approval, on an advisory basis, of the Mgmt For For
Company's executive compensation.
3. The approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the advisory vote on the
Company's executive compensation.
4. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for the calendar
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
THE KRAFT HEINZ COMPANY Agenda Number: 935780557
--------------------------------------------------------------------------------------------------------------------------
Security: 500754106
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: KHC
ISIN: US5007541064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gregory E. Abel Mgmt For For
1b. Election of Director: Humberto P. Alfonso Mgmt For For
1c. Election of Director: John T. Cahill Mgmt For For
1d. Election of Director: Lori Dickerson Fouche Mgmt For For
1e. Election of Director: Diane Gherson Mgmt For For
1f. Election of Director: Timothy Kenesey Mgmt For For
1g. Election of Director: Alicia Knapp Mgmt For For
1h. Election of Director: Elio Leoni Sceti Mgmt For For
1i. Election of Director: Susan Mulder Mgmt For For
1j. Election of Director: James Park Mgmt For For
1k. Election of Director: Miguel Patricio Mgmt For For
1l. Election of Director: John C. Pope Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent auditors for 2023.
4. Stockholder Proposal - Simple majority Shr Against For
vote, if properly presented.
5. Stockholder Proposal - Report on water Shr Against For
risk, if properly presented.
6. Stockholder Proposal - Civil rights audit, Shr Against For
if properly presented.
--------------------------------------------------------------------------------------------------------------------------
THE NECESSITY RETAIL REIT, INC. Agenda Number: 935831710
--------------------------------------------------------------------------------------------------------------------------
Security: 02607T109
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: RTL
ISIN: US02607T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Lisa D. Kabnick Mgmt For For
1.2 Election of Director: Edward M. Weil, Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the year ending December 31, 2023.
3. A proposal to adopt a non-binding advisory Mgmt For For
resolution approving the executive
compensation for our named executive
officers as described herein.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935779706
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Alan S. Armstrong
1b. Election of Director for a one-year term: Mgmt For For
Stephen W. Bergstrom
1c. Election of Director for a one-year term: Mgmt For For
Michael A. Creel
1d. Election of Director for a one-year term: Mgmt For For
Stacey H. Dore
1e. Election of Director for a one-year term: Mgmt For For
Carri A. Lockhart
1f. Election of Director for a one-year term: Mgmt For For
Richard E. Muncrief
1g. Election of Director for a one-year term: Mgmt For For
Peter A. Ragauss
1h. Election of Director for a one-year term: Mgmt For For
Rose M. Robeson
1i. Election of Director for a one-year term: Mgmt For For
Scott D. Sheffield
1j. Election of Director for a one-year term: Mgmt For For
Murray D. Smith
1k. Election of Director for a one-year term: Mgmt For For
William H. Spence
1l. Election of Director for a one-year term: Mgmt For For
Jesse J. Tyson
2. Ratify the selection of Ernst & Young LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
UPBOUND GROUP, INC. Agenda Number: 935839615
--------------------------------------------------------------------------------------------------------------------------
Security: 76009N100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: UPBD
ISIN: US76009N1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey Brown Mgmt For For
1b. Election of Director: Mitchell Fadel Mgmt For For
1c. Election of Director: Christopher Hetrick Mgmt For For
1d. Election of Director: Harold Lewis Mgmt For For
1e. Election of Director: Glenn Marino Mgmt For For
1f. Election of Director: Carol McFate Mgmt For For
1g. Election of Director: Jen You Mgmt For For
2. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023
3. To approve, by non-binding vote, Mgmt For For
compensation of the named executive
officers for the year ended December 31,
2022
4. To approve an amendment to the Upbound Mgmt For For
Group, Inc. 2021 Long-Term Incentive Plan
--------------------------------------------------------------------------------------------------------------------------
W. P. CAREY INC. Agenda Number: 935811845
--------------------------------------------------------------------------------------------------------------------------
Security: 92936U109
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: WPC
ISIN: US92936U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Mark A. Alexander
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Constantin H. Beier
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Tonit M. Calaway
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Peter J. Farrell
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Robert J. Flanagan
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Jason E. Fox
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Jean Hoysradt
1h. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Margaret G. Lewis
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Christopher J. Niehaus
1j. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Elisabeth T. Stheeman
1k. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Nick J.M. van Ommen
2. To Approve the Advisory Resolution on Mgmt For For
Executive Compensation.
3. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
Independent Registered Public Accounting
Firm for 2023.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) LoCorr Investment Trust
By (Signature) /s/ Kevin Kinzie
Name Kevin Kinzie
Title President
Date 8/28/2023