******************************* FORM N-PX REPORT ******************************
ICA File Number: 811-23226
Reporting Period: 07/01/2022 - 06/30/2023
Listed Funds Trust
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23226
LISTED FUNDS TRUST
615 East Michigan Street, Milwaukee, Wisconsin 53202
GREGORY BAKKEN, PRESIDENT/PRINCIPAL EXECUTIVE OFFICER
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Registrant's telephone number, including area code: (414) 516-3097
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 - June 30, 2023
ITEM 1. PROXY VOTING RECORD.
================= MORGAN CREEK EXOS ACTIVE SPAC ARBITRAGE ETF ==================
10X CAPITAL VENTURE ACQUISITION CORP. II
Ticker: VCXA Security ID: G87076108
Meeting Date: NOV 09, 2022 Meeting Type: Extraordinary Shareholders
Record Date: SEP 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from November 13, 2022 to
May 13, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ADVANCED MERGER PARTNERS, INC.
Ticker: AMPI Security ID: 00777J109
Meeting Date: DEC 14, 2022 Meeting Type: Special
Record Date: OCT 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AEQUI ACQUISITION CORP.
Ticker: ARBG Security ID: 00775W102
Meeting Date: NOV 15, 2022 Meeting Type: Special
Record Date: OCT 12, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from November 24, 2022 to
August 24, 202
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALTIMAR ACQUISITION CORP. III
Ticker: ATAQ Security ID: G0370U108
Meeting Date: MAR 06, 2023 Meeting Type: Extraordinary Shareholders
Record Date: FEB 01, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association to For For Management
Extend Consummation of Business
Combination from March 8, 2023 to
September 8, 2023
2 Amend Articles to Eliminate Redemption For For Management
Limitation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ARES ACQUISITION CORP.
Ticker: AAC Security ID: G33032106
Meeting Date: FEB 02, 2023 Meeting Type: Extraordinary Shareholders
Record Date: DEC 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from February 4, 2023 to
August 4, 2023
2 Amend Certificate of Incorporation For For Management
Regarding Redemption Limitation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ASTREA ACQUISITION CORP.
Ticker: ASAX Security ID: 04637C106
Meeting Date: DEC 22, 2022 Meeting Type: Special
Record Date: NOV 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ATLAS CREST INVESTMENT CORP. II
Ticker: ACII Security ID: 049287105
Meeting Date: DEC 01, 2022 Meeting Type: Special
Record Date: NOV 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
2 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
3 Amend Investment Management Trust For For Management
Agreement
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AURORA ACQUISITION CORP.
Ticker: AURC Security ID: G0698L103
Meeting Date: FEB 24, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JAN 10, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination from March 8,
2023 to September 30, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BELONG ACQUISITION CORP.
Ticker: BLNG Security ID: 08069M102
Meeting Date: DEC 21, 2022 Meeting Type: Special
Record Date: NOV 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from January 27, 2023 to
July 27, 2023
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BIG SKY GROWTH PARTNERS, INC.
Ticker: BSKY Security ID: 08954L102
Meeting Date: DEC 12, 2022 Meeting Type: Special
Record Date: NOV 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARNEY TECHNOLOGY ACQUISITION CORP. II
Ticker: CTAQ Security ID: 143636108
Meeting Date: DEC 14, 2022 Meeting Type: Special
Record Date: NOV 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from December 14, 2022 to
June 14, 2023
2.1 Elect Director Carol Goode For For Management
2.2 Elect Director Robert Ferrell For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CARTESIAN GROWTH CORP.
Ticker: GLBL Security ID: G19276107
Meeting Date: NOV 17, 2022 Meeting Type: Extraordinary Shareholders
Record Date: AUG 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Change Country of Incorporation For For Management
[Cayman Islands to the State of
Delaware]
3 Amend Organizational Document For For Management
4 Amend Charter For For Management
5 Approve Issuance of Shares for a For For Management
Private Placement
6 Approve Omnibus Stock Plan For For Management
7 Approve Employee Stock Purchase Plan For For Management
8 Elect Ali Bouzarif, Nancy Curtin, For For Management
Kevin T. Kabat, Judy Lee, Timothy
Keaney, Spiros Maliagros, Hazel
McNeilage, Craig Smith, Michael
Tiedemann, Tracey Brophy Warson and
Peter Yu as Directors
9 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CASCADIA ACQUISITION CORP.
Ticker: CCAI Security ID: 14739D100
Meeting Date: FEB 22, 2023 Meeting Type: Special
Record Date: JAN 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination to August 31, 2023
2 Amend Certificate of Incorporation Re: For For Management
NTA Requirement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CC NEUBERGER PRINCIPAL HOLDINGS II
Ticker: PRPB Security ID: G3166T103
Meeting Date: JUL 19, 2022 Meeting Type: Extraordinary Shareholders
Record Date: MAY 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Did Not Vote Management
2 Approve SPAC Transaction For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
CHURCHILL CAPITAL CORP. V
Ticker: CCV Security ID: 17144T107
Meeting Date: MAR 14, 2023 Meeting Type: Special
Record Date: FEB 15, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 18, 2023 to
December 18, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COHN ROBBINS HOLDINGS CORP.
Ticker: CRHC Security ID: G23726105
Meeting Date: SEP 07, 2022 Meeting Type: Extraordinary Shareholders
Record Date: AUG 15, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
COMPUTE HEALTH ACQUISITION CORP.
Ticker: CPUH Security ID: 204833107
Meeting Date: DEC 02, 2022 Meeting Type: Special
Record Date: NOV 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from February 9, 2023 to
August 9, 2023
2 Amend Charter to Eliminate Redemption For For Management
Limitation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CONX CORP.
Ticker: CONX Security ID: 212873103
Meeting Date: OCT 31, 2022 Meeting Type: Special
Record Date: SEP 27, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Incorporation to For For Management
Extend Consummation of Business
Combination from November 3, 2022 to
June 3, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CROWN PROPTECH ACQUISITIONS
Ticker: CPTK Security ID: G25741102
Meeting Date: FEB 09, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JAN 17, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from February 11, 2023 to
February 11, 2024
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CRUCIBLE ACQUISITION CORP.
Ticker: CRU Security ID: 22877P108
Meeting Date: NOV 28, 2022 Meeting Type: Special
Record Date: OCT 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Charter For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DIAMONDHEAD HOLDINGS CORP.
Ticker: DHHC Security ID: 25278L105
Meeting Date: JAN 25, 2023 Meeting Type: Special
Record Date: NOV 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from January 28, 2023 to
July 28, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DPCM CAPITAL, INC.
Ticker: XPOA Security ID: 23344P101
Meeting Date: AUG 02, 2022 Meeting Type: Special
Record Date: JUN 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Approve Omnibus Stock Plan For Did Not Vote Management
3 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
4 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
ENDURANCE ACQUISITION CORP.
Ticker: EDNC Security ID: G3041W107
Meeting Date: OCT 25, 2022 Meeting Type: Extraordinary Shareholders
Record Date: SEP 19, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Against Management
2 Approve Merger Agreement For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
EUROPEAN BIOTECH ACQUISITION CORP.
Ticker: EBAC Security ID: G3167F102
Meeting Date: FEB 28, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JAN 26, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FOREST ROAD ACQUISITION CORP. II
Ticker: FRXB Security ID: 34619V103
Meeting Date: MAR 03, 2023 Meeting Type: Special
Record Date: JAN 31, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 12, 2023 to
December 12, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FORUM MERGER IV CORP.
Ticker: FMIV Security ID: 349875104
Meeting Date: MAR 07, 2023 Meeting Type: Special
Record Date: FEB 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 22, 2023 to
April 22, 2023
2.1 Elect Director Neil Goldberg For Withhold Management
2.2 Elect Director Richard Katzman For Withhold Management
2.3 Elect Director Steven Berns For Withhold Management
3 Amend Charter Re: Founder Share For For Management
Amendment
4 Amend Charter to Eliminate Redemption For For Management
Limitation
5 Approve the Liquidation Amendment For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FRAZIER LIFESCIENCES ACQUISITION CORP.
Ticker: FLAC Security ID: G3710A105
Meeting Date: NOV 15, 2022 Meeting Type: Extraordinary Shareholders
Record Date: SEP 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FUSION ACQUISITION CORP. II
Ticker: FSNB Security ID: 36118N102
Meeting Date: FEB 28, 2023 Meeting Type: Special
Record Date: JAN 23, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 2, 2023 to
September 2, 2023
2 Amend Charter Re: Founder Share For For Management
Amendment
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLENFARNE MERGER CORP.
Ticker: GGMC Security ID: 378579106
Meeting Date: DEC 12, 2022 Meeting Type: Special
Record Date: NOV 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GLOBAL PARTNER ACQUISITION CORP. II
Ticker: GPAC Security ID: G3934P102
Meeting Date: JAN 11, 2023 Meeting Type: Extraordinary Shareholders
Record Date: DEC 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association to For For Management
Change the Original Termination Date
2 Approve Insider Letter Amendment For For Management
Proposal
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GOLDEN ARROW MERGER CORP.
Ticker: GAMC Security ID: 380799106
Meeting Date: DEC 16, 2022 Meeting Type: Special
Record Date: NOV 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 19, 2023 to
March 19, 2024
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GOLDEN ARROW MERGER CORP.
Ticker: GAMC Security ID: 380799106
Meeting Date: MAR 15, 2023 Meeting Type: Special
Record Date: FEB 07, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 19, 2023 to
December 19, 2023
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GORES HOLDINGS VII, INC.
Ticker: GSEV Security ID: 38286T101
Meeting Date: DEC 15, 2022 Meeting Type: Special
Record Date: NOV 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GORES HOLDINGS VIII, INC.
Ticker: GIIX Security ID: 382863108
Meeting Date: DEC 29, 2022 Meeting Type: Special
Record Date: DEC 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GORES TECHNOLOGY PARTNERS II, INC.
Ticker: GTPB Security ID: 38287L107
Meeting Date: DEC 15, 2022 Meeting Type: Special
Record Date: NOV 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GORES TECHNOLOGY PARTNERS, INC.
Ticker: GTPA Security ID: 382870103
Meeting Date: DEC 15, 2022 Meeting Type: Special
Record Date: NOV 22, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GRAF ACQUISITION CORP. IV
Ticker: GFOR Security ID: 384272100
Meeting Date: DEC 21, 2022 Meeting Type: Special
Record Date: NOV 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Against Management
Extend Consummation of Business
Combination from May 25, 2023 to
September 29, 2023
2 Approve Non-Sponsor CFO Compensation For Against Management
3 Approve Health Care Benefits of For Against Management
Directors and Executive Officers
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
GX ACQUISITION CORP. II
Ticker: GXII Security ID: 36260F105
Meeting Date: DEC 28, 2022 Meeting Type: Annual
Record Date: NOV 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hillel Weinberger For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
GX ACQUISITION CORP. II
Ticker: GXII Security ID: 36260F105
Meeting Date: MAR 15, 2023 Meeting Type: Special
Record Date: JAN 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Amend Charter For For Management
3 Increase Authorized Common Stock For For Management
4 Increase Authorized Preferred Stock For For Management
5 Declassify the Board of Directors For For Management
6 Approve Exclusive Voting Rights of For For Management
Holders of GX Class A Shares to Elect
and Remove Directors
7 Approve Consent Right for Holders of For For Management
GX Founder Shares
8 Eliminate Blank Check Company For For Management
Provisions
9 Approve All Other Changes to the For For Management
Charter
10 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GX ACQUISITION CORP. II
Ticker: GXII Security ID: 36260F105
Meeting Date: MAR 20, 2023 Meeting Type: Special
Record Date: JAN 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 22, 2023 to
June 22, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HH&L ACQUISITION CO.
Ticker: HHLA Security ID: G39714103
Meeting Date: FEB 07, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JAN 09, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORIZON ACQUISITION CORPORATION II
Ticker: HZON Security ID: G46044106
Meeting Date: OCT 17, 2022 Meeting Type: Extraordinary Shareholders
Record Date: AUG 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination from October 22,
2022 to September 30, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IG ACQUISITION CORP.
Ticker: IGAC Security ID: 449534106
Meeting Date: SEP 29, 2022 Meeting Type: Special
Record Date: AUG 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from October 5, 2022 to
April 5, 2023
2.1 Elect Director Catharine Dockery For Withhold Management
2.2 Elect Director Peter Ward For Withhold Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
IGNYTE ACQUISITION CORP.
Ticker: IGNY Security ID: 45175H106
Meeting Date: OCT 24, 2022 Meeting Type: Special
Record Date: SEP 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Against Management
2 Amend Certificate of Incorporation For Against Management
3 Approve Issuance of Shares for a For Against Management
Private Placement
4 Approve Omnibus Stock Plan For Against Management
5 Elect Nevan Charles Elam, James Neal, For Against Management
Hoyoung Huh, Stephen LaMond, David
Rosenberg, and Brad Stevens as
Directors
6 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
IGNYTE ACQUISITION CORP.
Ticker: IGNY Security ID: 45175H106
Meeting Date: OCT 31, 2022 Meeting Type: Special
Record Date: SEP 29, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from November 1, 2022 to
May 1, 2023
--------------------------------------------------------------------------------
INTERPRIVATE II ACQUISITION CORP.
Ticker: IPVA Security ID: 46064Q108
Meeting Date: DEC 07, 2022 Meeting Type: Special
Record Date: NOV 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Amend Charter For For Management
3A Change Company Name to Getaround, Inc. For For Management
3B Eliminate Provisions of the For For Management
Certificate of Incorporation Related
to Status as a Special Purpose
Acquisition Company
3C Increase Authorized Preferred and For For Management
Common Stock
3D Amend Certificate of Incorporation to For For Management
Eliminate Rights and Privileges of
Class B Stock and Re-designate Class A
Stock and Class B Stock as Common Stock
3E Adopt Supermajority Vote Requirement For For Management
for Amendments
3F Adopt Supermajority Vote Requirement For For Management
for Removal of Directors
3G Eliminate Right to Act by Written For For Management
Consent
3H Amend Certificate of Incorporation to For For Management
Remove the Provision Renouncing the
Corporate Opportunity Doctrine
3I Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4.1 Elect Director Sam Zaid For For Management
4.2 Elect Director Bruno Bowden For For Management
4.3 Elect Director Ahmed M. Fattouh For For Management
4.4 Elect Director Ravi Narula For For Management
4.5 Elect Director Jeffrey Russakow For For Management
4.6 Elect Director Neil S. Suslak For For Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
7 Approve Issuance of Shares for a For For Management
Private Placement
8 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERPRIVATE II ACQUISITION CORP.
Ticker: IPVA Security ID: 46064Q207
Meeting Date: DEC 07, 2022 Meeting Type: Special
Record Date: NOV 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Amend Charter For For Management
3A Change Company Name to Getaround, Inc. For For Management
3B Eliminate Provisions of the For For Management
Certificate of Incorporation Related
to Status as a Special Purpose
Acquisition Company
3C Increase Authorized Preferred and For For Management
Common Stock
3D Amend Certificate of Incorporation to For For Management
Eliminate Rights and Privileges of
Class B Stock and Re-designate Class A
Stock and Class B Stock as Common Stock
3E Adopt Supermajority Vote Requirement For For Management
for Amendments
3F Adopt Supermajority Vote Requirement For For Management
for Removal of Directors
3G Eliminate Right to Act by Written For For Management
Consent
3H Amend Certificate of Incorporation to For For Management
Remove the Provision Renouncing the
Corporate Opportunity Doctrine
3I Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
4.1 Elect Director Sam Zaid For For Management
4.2 Elect Director Bruno Bowden For For Management
4.3 Elect Director Ahmed M. Fattouh For For Management
4.4 Elect Director Ravi Narula For For Management
4.5 Elect Director Jeffrey Russakow For For Management
4.6 Elect Director Neil S. Suslak For For Management
5 Approve Omnibus Stock Plan For For Management
6 Approve Qualified Employee Stock For For Management
Purchase Plan
7 Approve Issuance of Shares for a For For Management
Private Placement
8 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERPRIVATE III FINANCIAL PARTNERS INC.
Ticker: IPVF Security ID: 46064R106
Meeting Date: DEC 21, 2022 Meeting Type: Special
Record Date: NOV 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 9, 2023 to
April 9, 2023, and to Further Extend,
Without Another Shareholder Approval,
to June 9, 2023
2 Approve the Liquidation Amendment For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTERPRIVATE IV INFRATECH PARTNERS, INC.
Ticker: IPVI Security ID: 46064T102
Meeting Date: DEC 21, 2022 Meeting Type: Special
Record Date: NOV 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 9, 2023 to
April 9, 2023, and to Further Extend,
Without Another Shareholder Approval,
to September 9, 2023
2 Approve the Liquidation Amendment For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ION ACQUISITION CORP 3 LTD.
Ticker: IACC Security ID: G4940J114
Meeting Date: NOV 17, 2022 Meeting Type: Extraordinary Shareholders
Record Date: OCT 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JACK CREEK INVESTMENT CORP.
Ticker: JCIC Security ID: G4989X115
Meeting Date: JAN 24, 2023 Meeting Type: Extraordinary Shareholders
Record Date: NOV 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Merger Agreement For For Management
3 Approve Alteration of the Authorized For For Management
Share Capital
4 Adopt the Proposed Cayman For For Management
Constitutional Documents and Change
Company Name to Bridger Merger Corp.
5A Approve Changes in Authorized Capital For For Management
Stock
5B Adopt Supermajority Vote Requirement For For Management
to Amend Bylaws
5C Eliminate Right to Call Special Meeting For For Management
5D Eliminate Right to Act by Written For For Management
Consent
5E Adopt Plurality Vote Requirement for For For Management
Director Elections and That Directors
May Only be Removed for Cause
5F Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
5G Adopt Supermajority Vote Requirement For For Management
for Mergers, Consolidations and
Similar Transactions
5H Approve Stock Ownership Limitations For For Management
6 Approve Omnibus Stock Plan For For Management
7 Approve Employee Stock Purchase Plan For For Management
8 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JACK CREEK INVESTMENT CORP.
Ticker: JCIC Security ID: G4989X115
Meeting Date: JAN 24, 2023 Meeting Type: Extraordinary Shareholders
Record Date: NOV 30, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association to For For Management
Extend Consummation of Business
Combination from January 26, 2023 to
February 27, 2023
2 Elect Director Heather Hartnett For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
JOFF FINTECH ACQUISITION CORP.
Ticker: JOFF Security ID: 46592C100
Meeting Date: DEC 14, 2022 Meeting Type: Special
Record Date: NOV 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KKR ACQUISITION HOLDINGS I CORP.
Ticker: KAHC Security ID: 48253T109
Meeting Date: DEC 12, 2022 Meeting Type: Special
Record Date: NOV 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1A Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 19, 2023 to
December 19, 2023
1B Amend Charter Re: Elective Early For For Management
Wind-Up
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KL ACQUISITION CORP
Ticker: KLAQ Security ID: 49837C109
Meeting Date: DEC 16, 2022 Meeting Type: Special
Record Date: NOV 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LANDCADIA HOLDINGS IV, INC.
Ticker: LCA Security ID: 51477A104
Meeting Date: DEC 22, 2022 Meeting Type: Special
Record Date: NOV 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 29, 2023 to
September 29, 2023
2 Elect Director Scott Kelly For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LAZARD GROWTH ACQUISITION CORP. I
Ticker: LGAC Security ID: G54035103
Meeting Date: DEC 15, 2022 Meeting Type: Annual
Record Date: OCT 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
2 Ratify Marcum LLP as Auditors For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LEGATO MERGER CORP. II
Ticker: LGTO Security ID: 52473Y104
Meeting Date: FEB 14, 2023 Meeting Type: Annual
Record Date: JAN 24, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2A Increase Authorized Preferred and For For Management
Common Stock
2B Change Company Name to Southland For For Management
Holdings, Inc.
2C Approve Proposed Charter For For Management
3.1 Elect Director Michael "Kyle" Burtnett For For Management
3.2 Elect Director Izilda "Izzy" Martins For For Management
3.3 Elect Director Gregory Monahan For For Management
3.4 Elect Director Brian Pratt For For Management
3.5 Elect Director Mario Ramirez For For Management
3.6 Elect Director Frankie "Frank" S. Renda For For Management
3.7 Elect Director Walter Timothy "Tim" For For Management
Winn
4 Issue Shares in Connection with For For Management
Business Combination Agreement
5 Approve Omnibus Stock Plan For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LIGHTJUMP ACQUISITION CORP.
Ticker: LJAQ Security ID: 53228M106
Meeting Date: JUL 08, 2022 Meeting Type: Special
Record Date: JUN 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to January 12, 2023
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
LONGVIEW ACQUISITION CORP. II
Ticker: LGV Security ID: 54319Q105
Meeting Date: DEC 14, 2022 Meeting Type: Special
Record Date: OCT 31, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 23, 2023 to
September 23, 2023
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
M3-BRIGADE ACQUISITION II CORP.
Ticker: MBAC Security ID: 553800103
Meeting Date: DEC 23, 2022 Meeting Type: Special
Record Date: DEC 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 8, 2023 to
March 8, 2024
2 Amend Charter Re: Working Capital For For Management
Amendment
3 Amend Charter Re: Excise Tax Amendment For For Management
4 Amend Investment Management Trust For For Management
Agreement
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
M3-BRIGADE ACQUISITION II CORP.
Ticker: MBAC Security ID: 553800103
Meeting Date: MAR 07, 2023 Meeting Type: Special
Record Date: FEB 21, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Extend Consummation of Business For For Management
Combination from March 8, 2023 to
December 8, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MERCATO PARTNERS ACQUISITION CORPORATION
Ticker: MPRA Security ID: 58759A108
Meeting Date: FEB 03, 2023 Meeting Type: Special
Record Date: JAN 11, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MONUMENT CIRCLE ACQUISITION CORP.
Ticker: MON Security ID: 61531M101
Meeting Date: DEC 14, 2022 Meeting Type: Special
Record Date: NOV 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from January 19, 2023 to
July 19, 2023
2 Approve Plan of Liquidation For For Management
3 Amend Investment Management Trust For For Management
Agreement
4 Ratify WithumSmith+Brown, PC as For For Management
Auditors
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NORTHERN STAR INVESTMENT CORP. III
Ticker: NSTC Security ID: 66574L100
Meeting Date: DEC 22, 2022 Meeting Type: Special
Record Date: DEC 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 4, 2023 to
September 4, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NORTHERN STAR INVESTMENT CORP. III
Ticker: NSTC Security ID: 66574L100
Meeting Date: MAR 01, 2023 Meeting Type: Special
Record Date: FEB 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination March 4, 2023 to September
4, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ONE EQUITY PARTNERS OPEN WATER I CORP.
Ticker: OEPW Security ID: 68237L105
Meeting Date: DEC 01, 2022 Meeting Type: Special
Record Date: NOV 02, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation For For Management
2 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PIVOTAL INVESTMENT CORP. III
Ticker: PICC Security ID: 72582M106
Meeting Date: DEC 28, 2022 Meeting Type: Special
Record Date: DEC 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from February 11, 2023 to
August 11, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PONTEM CORPORATION
Ticker: PNTM Security ID: G71707106
Meeting Date: JAN 13, 2023 Meeting Type: Extraordinary Shareholders
Record Date: DEC 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination from January 15,
2023 to July 15, 2023
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRIMAVERA CAPITAL ACQUISITION CORP.
Ticker: PV Security ID: G7255E109
Meeting Date: DEC 09, 2022 Meeting Type: Extraordinary Shareholders
Record Date: NOV 08, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
2 Approve Merger Agreement For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRIME IMPACT ACQUISITION I
Ticker: PIAI Security ID: G61074103
Meeting Date: SEP 13, 2022 Meeting Type: Extraordinary Shareholders
Record Date: AUG 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For Did Not Vote Management
Association to Extend Consummation of
Business Combination from September
14, 2022 to December 14, 2022 and to
Allow the Company, Without Shareholder
Vote, for Additional Extension of
Consummation of Business Combination
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
PROPERTY SOLUTIONS ACQUISITION CORP. II
Ticker: PSAG Security ID: 74350A108
Meeting Date: DEC 22, 2022 Meeting Type: Special
Record Date: DEC 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PWP FORWARD ACQUISITION CORP. I
Ticker: FRW Security ID: 74709Q101
Meeting Date: NOV 28, 2022 Meeting Type: Special
Record Date: OCT 24, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Charter to Eliminate Redemption For For Management
Limitation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROSECLIFF ACQUISITION CORP I
Ticker: RCLF Security ID: 77732R103
Meeting Date: DEC 21, 2022 Meeting Type: Special
Record Date: NOV 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from February 17, 2023 to
February 17, 2024
2 Amend Certificate of Incorporation to For For Management
Eliminate Redemption Limitation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ROSS ACQUISITION CORP. II
Ticker: ROSS Security ID: G7641C106
Meeting Date: MAR 13, 2023 Meeting Type: Extraordinary Shareholders
Record Date: FEB 06, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination from March 16,
2023 to September 16, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RXR ACQUISITION CORP.
Ticker: RXRA Security ID: 74981W107
Meeting Date: DEC 15, 2022 Meeting Type: Special
Record Date: NOV 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SCIENCE STRATEGIC ACQUISITION CORP. ALPHA
Ticker: SSAA Security ID: 808641104
Meeting Date: DEC 09, 2022 Meeting Type: Special
Record Date: NOV 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
and to Eliminate Redemption Limitation
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SCIENCE STRATEGIC ACQUISITION CORP. ALPHA
Ticker: SSAA Security ID: 808641203
Meeting Date: DEC 09, 2022 Meeting Type: Special
Record Date: NOV 03, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
and to Eliminate Redemption Limitation
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SILVER SPIKE ACQUISITION CORP. II
Ticker: SPKB Security ID: G8201H105
Meeting Date: MAR 10, 2023 Meeting Type: Extraordinary Shareholders
Record Date: FEB 13, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination from March 15,
2023 to June 15, 2023
2 Amend Articles to Eliminate Redemption For For Management
Limitation
3 Approve Founder Conversion Amendment For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP ACQUISITION HOLDINGS, INC.
Ticker: SPGS Security ID: 82880R103
Meeting Date: DEC 15, 2022 Meeting Type: Special
Record Date: NOV 23, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Charter For For Management
2 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
3 Amend Investment Management Trust For For Management
Agreement
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOCIAL CAPITAL SUVRETTA HOLDINGS CORP. I
Ticker: DNAA Security ID: G8253T106
Meeting Date: AUG 18, 2022 Meeting Type: Extraordinary Shareholders
Record Date: JUL 14, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For Did Not Vote Management
2 Change Jurisdiction of Incorporation For Did Not Vote Management
from Cayman Islands to the State of
Delaware
3 Approve Changes in Authorized Share For Did Not Vote Management
Capital
4 Authorize Board to Issue Any or All For Did Not Vote Management
Shares of Preferred Stock in One or
More Classes or Series
5 Approve the Adoption of the Proposed For Did Not Vote Management
Certificate of Incorporation and the
Proposed Bylaws
6 Elect Bharatt Chowrira, Kenneth For Did Not Vote Management
Ehlert, Christine Lemke, William "BJ"
Jones, Jr., Adam Gazzaley, W. Edward
Martucci, and Chamath Palihapitiya as
Directors
7 Approve Issuance of Shares for a For Did Not Vote Management
Private Placement
8 Approve Omnibus Stock Plan For Did Not Vote Management
9 Approve Qualified Employee Stock For Did Not Vote Management
Purchase Plan
10 Ratify Marcum LLP as Auditors For Did Not Vote Management
11 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
TALON 1 ACQUISITION CORP.
Ticker: TOAC Security ID: G86656108
Meeting Date: JAN 27, 2023 Meeting Type: Extraordinary Shareholders
Record Date: JAN 09, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association to For For Management
Extend Consummation of Business
Combination from February 8, 2023 to
November 8, 2023
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TISHMAN SPEYER INNOVATION CORP. II
Ticker: TSIB Security ID: 88825H100
Meeting Date: NOV 29, 2022 Meeting Type: Special
Record Date: NOV 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Charter to Eliminate Redemption For For Management
Limitation
3 Amend Investment Management Trust For For Management
Agreement
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TISHMAN SPEYER INNOVATION CORP. II
Ticker: TSIB Security ID: 88825H209
Meeting Date: NOV 29, 2022 Meeting Type: Special
Record Date: NOV 07, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Charter to Eliminate Redemption For For Management
Limitation
3 Amend Investment Management Trust For For Management
Agreement
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TWELVE SEAS INVESTMENT CO. II
Ticker: TWLV Security ID: 90118T106
Meeting Date: FEB 28, 2023 Meeting Type: Special
Record Date: FEB 03, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Extend Consummation of Business
Combination from March 2, 2023 to
December 2, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TWO
Ticker: TWOA Security ID: G9152V101
Meeting Date: MAR 31, 2023 Meeting Type: Extraordinary Shareholders
Record Date: FEB 23, 2023
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Memorandum and Articles of For For Management
Association to Extend Consummation of
Business Combination from March 29,
2023 to December 29, 2023
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VELOCITY ACQUISITION CORP.
Ticker: VELO Security ID: 92259E104
Meeting Date: DEC 13, 2022 Meeting Type: Special
Record Date: NOV 17, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For For Management
Change the Original Termination Date
2 Amend Investment Management Trust For For Management
Agreement
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WARRIOR TECHNOLOGIES ACQUISITION COMPANY
Ticker: WARR Security ID: 936273101
Meeting Date: AUG 31, 2022 Meeting Type: Special
Record Date: AUG 05, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination to March 2, 2023
2 Adjourn Meeting For Did Not Vote Management
===================== MORGAN CREEK EXOS SPAC ORIGINATED ETF ===================
23ANDME HOLDING CO.
Ticker: ME Security ID: 90138Q108
Meeting Date: AUG 25, 2022 Meeting Type: Annual
Record Date: JUL 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Did Not Vote Management
1.2 Elect Director Patrick Chung For Did Not Vote Management
1.3 Elect Director Sandra Hernandez For Did Not Vote Management
2 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
3 Ratify KPMG LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
ARDAGH METAL PACKAGING SA
Ticker: AMBP Security ID: L02235106
Meeting Date: JUL 08, 2022 Meeting Type: Extraordinary Shareholders
Record Date: JUN 13, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Restructuring of Share Capital For Did Not Vote Management
to Rename Shares in Issue as Ordinary
Shares, Creation of New Class of
Preferred Shares and Amend Articles 1.
1, 6, 7.3, 8, 13.1, 15, and 53.2 of
the Articles of Association
2 Authorize Board to Increase the For Did Not Vote Management
Authorised Share Capital and to Limit
or Cancel the Preferential
Subscription Right and Amend Article 7.
3 of the Articles of Association
3 Approve Share Repurchase and Amend For Did Not Vote Management
Article 8 of the Articles of
Association
--------------------------------------------------------------------------------
CC NEUBERGER PRINCIPAL HOLDINGS II
Ticker: PRPB Security ID: G3166T103
Meeting Date: JUL 19, 2022 Meeting Type: Extraordinary Shareholders
Record Date: MAY 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Did Not Vote Management
2 Approve SPAC Transaction For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
CHARGEPOINT HOLDINGS, INC.
Ticker: CHPT Security ID: 15961R105
Meeting Date: JUL 12, 2022 Meeting Type: Annual
Record Date: MAY 20, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Harris For Did Not Vote Management
1.2 Elect Director Susan Heystee For Did Not Vote Management
1.3 Elect Director G. Richard Wagoner, Jr. For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
--------------------------------------------------------------------------------
COHN ROBBINS HOLDINGS CORP.
Ticker: CRHC Security ID: G23726105
Meeting Date: SEP 07, 2022 Meeting Type: Extraordinary Shareholders
Record Date: JUL 11, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Certificate of Incorporation to For Did Not Vote Management
Extend Consummation of Business
Combination from September 11, 2022 to
December 11, 2022
2 Adjourn Meeting For Did Not Vote Management
--------------------------------------------------------------------------------
DANIMER SCIENTIFIC, INC.
Ticker: DNMR Security ID: 236272100
Meeting Date: AUG 11, 2022 Meeting Type: Annual
Record Date: JUN 21, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen E. Croskrey For Did Not Vote Management
1.2 Elect Director John P. Amboian For Did Not Vote Management
1.3 Elect Director Richard Hendrix For Did Not Vote Management
1.4 Elect Director Philip Gregory Calhoun For Did Not Vote Management
1.5 Elect Director Gregory Hunt For Did Not Vote Management
1.6 Elect Director Isao Noda For Did Not Vote Management
1.7 Elect Director Stuart W. Pratt For Did Not Vote Management
1.8 Elect Director Cynthia Cohen For Did Not Vote Management
1.9 Elect Director Allison M. Leopold For Did Not Vote Management
Tilley
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three Did Not Vote Management
Years
4 Ratify KPMG LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
E2OPEN PARENT HOLDINGS, INC.
Ticker: ETWO Security ID: 29788T103
Meeting Date: JUL 08, 2022 Meeting Type: Annual
Record Date: MAY 09, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith W. Abell For Did Not Vote Management
1.2 Elect Director Stephen C. Daffron For Did Not Vote Management
1.3 Elect Director Eva F. Harris For Did Not Vote Management
2 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
--------------------------------------------------------------------------------
EMBARK TECHNOLOGY, INC.
Ticker: EMBK Security ID: 29079J103
Meeting Date: AUG 15, 2022 Meeting Type: Special
Record Date: JUL 01, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For Did Not Vote Management
--------------------------------------------------------------------------------
IRONSOURCE LTD.
Ticker: IS Security ID: M5R75Y101
Meeting Date: SEP 01, 2022 Meeting Type: Annual
Record Date: JUL 25, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eyal Milrad For Did Not Vote Management
1b Elect Director Marni Walden For Did Not Vote Management
1c Elect Director Yehoshua Nir (Shuki) For Did Not Vote Management
2 Reappoint Kesselman & Kesselman as For Did Not Vote Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
MATTERPORT, INC.
Ticker: MTTR Security ID: 577096100
Meeting Date: JUL 06, 2022 Meeting Type: Annual
Record Date: MAY 10, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Hebert For Did Not Vote Management
1.2 Elect Director R.J. Pittman For Did Not Vote Management
2 Ratify PricewaterhouseCoopers LLP as For Did Not Vote Management
Auditors
--------------------------------------------------------------------------------
QUANTUMSCAPE CORPORATION
Ticker: QS Security ID: 74767V109
Meeting Date: SEP 20, 2022 Meeting Type: Annual
Record Date: JUL 28, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jagdeep Singh For Did Not Vote Management
1.2 Elect Director Frank Blome For Did Not Vote Management
1.3 Elect Director Brad Buss For Did Not Vote Management
1.4 Elect Director Jeneanne Hanley For Did Not Vote Management
1.5 Elect Director Susan Huppertz For Did Not Vote Management
1.6 Elect Director Jurgen Leohold For Did Not Vote Management
1.7 Elect Director Gena Lovett For Did Not Vote Management
1.8 Elect Director Fritz Prinz For Did Not Vote Management
1.9 Elect Director Dipender Saluja For Did Not Vote Management
1.10 Elect Director JB Straubel For Did Not Vote Management
1.11 Elect Director Jens Wiese For Did Not Vote Management
2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management
3 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
4 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROIVANT SCIENCES LTD.
Ticker: ROIV Security ID: G76279101
Meeting Date: SEP 15, 2022 Meeting Type: Annual
Record Date: JUL 18, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Gline For Did Not Vote Management
1.2 Elect Director Keith Manchester For Did Not Vote Management
1.3 Elect Director Melissa Epperly For Did Not Vote Management
2 Appoint Ernst & Young LLP as Auditors For Did Not Vote Management
and Authorise Their Remuneration
--------------------------------------------------------------------------------
SOFI TECHNOLOGIES, INC.
Ticker: SOFI Security ID: 83406F102
Meeting Date: JUL 12, 2022 Meeting Type: Annual
Record Date: MAY 16, 2022
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ahmed Al-Hammadi For Did Not Vote Management
1b Elect Director Ruzwana Bashir For Did Not Vote Management
1c Elect Director Michael Bingle For Did Not Vote Management
1d Elect Director Richard Costolo For Did Not Vote Management
1e Elect Director Steven Freiberg For Did Not Vote Management
1f Elect Director Tom Hutton For Did Not Vote Management
1g Elect Director Clara Liang For Did Not Vote Management
1h Elect Director Anthony Noto For Did Not Vote Management
1i Elect Director Harvey Schwartz For Did Not Vote Management
1j Elect Director Magdalena Yesil For Did Not Vote Management
2 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management
3 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
4 Amend Omnibus Stock Plan For Did Not Vote Management
5 Approve Reverse Stock Split For Did Not Vote Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940,
the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature and Title)* /s/ Gregory C Bakken
Gregory C Bakken
President
Date: 8/29/2023
* Print the name and title of each signing officer under his or her signature.