UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21422
NAME OF REGISTRANT: Trust for Advised Portfolios
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street
Milwaukee, WI 53202
NAME AND ADDRESS OF AGENT FOR SERVICE: Russell B. Simon
Trust for Advised Portfolios
2020 E. Financial Way,
Ste. 100
Glendora, CA 91741
REGISTRANT'S TELEPHONE NUMBER: 626-914-7395
DATE OF FISCAL YEAR END: 06/30
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
Zevenbergen Genea Fund
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ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728
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Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
ISIN: US0079031078
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt For For
1c. Election of Director: Michael P. Gregoire Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Approve of the Advanced Micro Devices, Inc. Mgmt For For
2023 Equity Incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
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AIRBNB INC Agenda Number: 935831657
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Security: 009066101
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ABNB
ISIN: US0090661010
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Nathan
Blecharczyk
1.2 Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Alfred Lin
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
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AMAZON.COM, INC. Agenda Number: 935825452
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Security: 023135106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMZN
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt For For
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, FOR PURPOSES
OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RETIREMENT PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING Shr Against For
ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CONTENT REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For
TAX REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS Shr Against For
OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY,
AND INCLUSION PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
AMENDMENT TO OUR BYLAWS TO REQUIRE
SHAREHOLDER APPROVAL FOR CERTAIN FUTURE
AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW Shr For Against
POLICY REGARDING OUR EXECUTIVE COMPENSATION
PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL BOARD COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
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ASML HOLDINGS N.V. Agenda Number: 935815932
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Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASML
ISIN: USN070592100
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2022
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2022,
as prepared in accordance with Dutch law
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2022
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2022
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2022
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management
6a Proposal to amend the Remuneration Policy Mgmt For For
for the Supervisory Board
6b Proposal to amend the remuneration of the Mgmt For For
members of the Supervisory Board
8a Proposal to appoint Mr. N.S. Andersen as a Mgmt For For
member of the Supervisory Board
8b Proposal to appoint Mr. J.P. de Kreij as a Mgmt For For
member of the Supervisory Board
9 Proposal to appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the reporting year 2025, in light of the
mandatory external auditor rotation
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes and up
to 5% in connection with or on the occasion
of mergers, acquisitions and/or (strategic)
alliances
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with the authorizations referred
to in item 10 a)
11 Proposal to authorize the Board of Mgmt For For
Management to repurchase ordinary shares up
to 10% of the issued share capital
12 Proposal to cancel ordinary shares Mgmt For For
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ASPEN AEROGELS, INC. Agenda Number: 935822038
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Security: 04523Y105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ASPN
ISIN: US04523Y1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven R. Mitchell Mgmt For For
Donald R. Young Mgmt For For
2. Approval of an amendment to Aspen Aerogels, Mgmt Against Against
Inc.'s Restated Certificate of
Incorporation to reflect new Delaware law
provisions regarding officer exculpation.
3. Approval of an amendment to Aspen Aerogels, Mgmt For For
Inc.'s Restated Certificate of
Incorporation to increase the number of
shares of common stock authorized for
issuance from 125,000,000 to 250,000,000.
4. Approval of the Aspen Aerogels 2023 Equity Mgmt For For
Incentive Plan.
5. The ratification of the appointment of KPMG Mgmt For For
LLP as Aspen Aerogels, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
6. Approval of the compensation of Aspen Mgmt For For
Aerogels, Inc.'s named executive officers,
as disclosed in its Proxy Statement for the
2023 Annual Meeting.
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AXON ENTERPRISE, INC. Agenda Number: 935831619
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Security: 05464C101
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: AXON
ISIN: US05464C1018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Adriane Brown Mgmt For For
1B. Election of Director: Michael Garnreiter Mgmt For For
1C. Election of Director: Mark W. Kroll Mgmt For For
1D. Election of Director: Matthew R. McBrady Mgmt For For
1E. Election of Director: Hadi Partovi Mgmt For For
1F. Election of Director: Graham Smith Mgmt For For
1G. Election of Director: Patrick W. Smith Mgmt For For
1H. Election of Director: Jeri Williams Mgmt For For
2. Proposal No. 2 requests that shareholders Mgmt For For
vote to approve, on an advisory basis, the
compensation of the Company's named
executive officers.
3. Proposal No. 3 requests that shareholders Mgmt 3 Years Against
vote to approve, on an advisory basis, the
frequency of the shareholder vote to
approve the compensation of the Company's
named executive officers.
4. Proposal No. 4 requests that shareholders Mgmt For For
vote to ratify the appointment of Grant
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal year 2023.
5. Proposal No. 5 requests that shareholders Mgmt For For
vote to approve the 2023 CEO Performance
Award.
6. Proposal No. 6 is a shareholder proposal to Shr For Against
discontinue the development of a non-lethal
TASER drone system.
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BILL.COM HOLDINGS, INC. Agenda Number: 935723660
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Security: 090043100
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: BILL
ISIN: US0900431000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Cakebread Mgmt For For
David Hornik Mgmt For For
Brian Jacobs Mgmt For For
Allie Kline Mgmt For For
2. Ratification of the Appointment of Ernst Mgmt For For
and Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending June 30, 2023.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
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BLOCK, INC. Agenda Number: 935856560
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Security: 852234103
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: SQ
ISIN: US8522341036
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROELOF BOTHA Mgmt For For
AMY BROOKS Mgmt For For
SHAWN CARTER Mgmt For For
JAMES MCKELVEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2023.
4. STOCKHOLDER PROPOSAL REGARDING OUR Shr Against For
DIVERSITY AND INCLUSION DISCLOSURE
SUBMITTED BY ONE OF OUR STOCKHOLDERS, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
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BUMBLE INC Agenda Number: 935839689
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Security: 12047B105
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: BMBL
ISIN: US12047B1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Lynn Atchison Mgmt For For
Matthew S. Bromberg Mgmt For For
Amy M. Griffin Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2023.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. Approval, on a non-binding advisory basis, Mgmt 3 Years Against
of the frequency of future votes on the
compensation of the named executive
officers.
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CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935859112
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Security: 22788C105
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: CRWD
ISIN: US22788C1053
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Johanna Flower Mgmt For For
Denis J. O'Leary Mgmt For For
Godfrey R. Sullivan Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2024.
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DATADOG, INC. Agenda Number: 935835415
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Security: 23804L103
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: DDOG
ISIN: US23804L1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director, each to hold Mgmt For For
office until our Annual Meeting of
Stockholders in 2026: Olivier Pomel
1b. Election of Class I Director, each to hold Mgmt For For
office until our Annual Meeting of
Stockholders in 2026: Dev Ittycheria
1c. Election of Class I Director, each to hold Mgmt For For
office until our Annual Meeting of
Stockholders in 2026: Shardul Shah
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
3. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of
Deloitte & Touche LLP as our independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
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DOUBLEVERIFY HOLDINGS, INC. Agenda Number: 935830148
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Security: 25862V105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: DV
ISIN: US25862V1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DAVIS NOELL Mgmt For For
LUCY STAMELL DOBRIN Mgmt For For
TERI L. LIST Mgmt For For
2. Non-binding advisory vote on the frequency Mgmt 3 Years Against
of future stockholder advisory votes on the
compensation of our named executive
officers
3. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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FIRST SOLAR, INC. Agenda Number: 935794861
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: FSLR
ISIN: US3364331070
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Ahearn Mgmt For For
1b. Election of Director: Richard D. Chapman Mgmt For For
1c. Election of Director: Anita Marangoly Mgmt For For
George
1d. Election of Director: George A. Hambro Mgmt For For
1e. Election of Director: Molly E. Joseph Mgmt For For
1f. Election of Director: Craig Kennedy Mgmt For For
1g. Election of Director: Lisa A. Kro Mgmt For For
1h. Election of Director: William J. Post Mgmt For For
1i. Election of Director: Paul H. Stebbins Mgmt For For
1j. Election of Director: Michael T. Sweeney Mgmt For For
1k. Election of Director: Mark R. Widmar Mgmt For For
1l. Election of Director: Norman L. Wright Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2023
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
4. Advisory vote on the frequency of Mgmt 3 Years Against
shareholder votes on executive compensation
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GITLAB INC. Agenda Number: 935866927
--------------------------------------------------------------------------------------------------------------------------
Security: 37637K108
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: GTLB
ISIN: US37637K1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Karen Blasing Mgmt For For
Merline Saintil Mgmt For For
Godfrey Sullivan Mgmt For For
2. Ratify the appointment of KPMG LLP as Mgmt For For
GitLab Inc.'s independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. Approve, on a non-binding advisory basis, Mgmt For For
the compensation paid by GitLab Inc. to its
named executive officers.
4. Approve, on a non-binding advisory basis, Mgmt 3 Years Against
whether future advisory votes on the
compensation paid by GitLab Inc. to its
named executive officers should be held
every one, two, or three years.
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GLOBAL-E ONLINE LTD. Agenda Number: 935876699
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Security: M5216V106
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: GLBE
ISIN: IL0011741688
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Class II Director to hold Mgmt For For
office until the annual general meeting of
shareholders in 2026: Nir Debbi
1b. Re-Election of Class II Director to hold Mgmt For For
office until the annual general meeting of
shareholders in 2026: Anna Jain Bakst
2. To approve the re-appointment of Kost, Mgmt For For
Forer, Gabbay & Kasierer, registered public
accounting firm, a member of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2023 and until the
next annual general meeting of
shareholders, and to authorize the
Company's board of directors (with power of
delegation to its audit committee) to set
the fees to be paid to such auditors.
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MERCADOLIBRE, INC. Agenda Number: 935843765
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: MELI
ISIN: US58733R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo Vazquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of holding an advisory vote on
executive compensation.
4. To ratify the appointment of Pistrelli, Mgmt For For
Henry Martin y Asociados S.R.L., a member
firm of Ernst & Young Global Limited, as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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MONGODB, INC. Agenda Number: 935858538
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: MDB
ISIN: US60937P1066
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Archana Agrawal Mgmt For For
Hope Cochran Mgmt For For
Dwight Merriman Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
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NETFLIX, INC. Agenda Number: 935831126
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Security: 64110L106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NFLX
ISIN: US64110L1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Mathias Dopfner
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Reed Hastings
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Jay Hoag
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Ted Sarandos
2. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
3. Advisory approval of named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of future Mgmt 3 Years Against
advisory votes on executive compensation.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Reform the Current Impossible Special
Shareholder Meeting Requirements," if
properly presented at the meeting.
6. Stockholder proposal entitled, Shr Against For
"Netflix-Exclusive Board of Directors," if
properly presented at the meeting.
7. Stockholder proposal requesting a report on Shr Against For
the Company's 401(K) Plan, if properly
presented at the meeting.
8. Stockholder proposal entitled, "Policy on Shr Against For
Freedom of Association," if properly
presented at the meeting.
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NVIDIA CORPORATION Agenda Number: 935863224
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: NVDA
ISIN: US67066G1040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: John O. Dabiri Mgmt For For
1d. Election of Director: Persis S. Drell Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Aarti Shah Mgmt For For
1m. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Advisory approval of the frequency of Mgmt 3 Years Against
holding an advisory vote on our executive
compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2024.
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ON SEMICONDUCTOR CORPORATION Agenda Number: 935803468
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Atsushi Abe Mgmt For For
1b. Election of Director: Alan Campbell Mgmt For For
1c. Election of Director: Susan K. Carter Mgmt For For
1d. Election of Director: Thomas L. Deitrich Mgmt For For
1e. Election of Director: Hassane El-Khoury Mgmt For For
1f. Election of Director: Bruce E. Kiddoo Mgmt For For
1g. Election of Director: Paul A. Mascarenas Mgmt For For
1h. Election of Director: Gregory Waters Mgmt For For
1i. Election of Director: Christine Y. Yan Mgmt For For
2. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
(Say-on-Pay).
3. Advisory vote to approve the frequency of Mgmt 3 Years Against
future Say-on-Pay votes.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered accounting firm for
the year ending December 31, 2023.
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RIVIAN AUTOMOTIVE, INC. Agenda Number: 935857358
--------------------------------------------------------------------------------------------------------------------------
Security: 76954A103
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: RIVN
ISIN: US76954A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting of
Stockholders: Karen Boone
1b. Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting of
Stockholders: Rose Marcario
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
4. Stockholder proposal requesting the Shr For Against
adoption of a human rights policy.
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SHOALS TECHNOLOGIES GROUP, INC. Agenda Number: 935788072
--------------------------------------------------------------------------------------------------------------------------
Security: 82489W107
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: SHLS
ISIN: US82489W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeannette Mills Mgmt For For
Lori Sundberg Mgmt For For
2. Approval, by an advisory vote, of the Mgmt 3 Years Against
frequency of future advisory votes to
approve the compensation of the Company's
Named Executive Officers (i.e.,
"say-on-pay" frequency proposal).
3. Approval, by an advisory vote, of the Mgmt For For
compensation of the Company's Named
Executive Officers (i.e., "say-on-pay"
proposal).
4. The ratification of the appointment of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
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SHOPIFY INC. Agenda Number: 935878453
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: Toby Shannan Mgmt For For
1G Election of Director: Fidji Simo Mgmt For For
1H Election of Director: Bret Taylor Mgmt For For
2 Auditor Proposal Resolution approving the Mgmt For For
re-appointment of PricewaterhouseCoopers
LLP as auditors of Shopify Inc. and
authorizing the Board of Directors to fix
their remuneration.
3 Advisory Vote on Executive Compensation Mgmt For For
Proposal Non-binding advisory resolution
that the shareholders accept Shopify Inc.'s
approach to executive compensation as
disclosed in the Management Information
Circular for the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SNOWFLAKE INC. Agenda Number: 935660705
--------------------------------------------------------------------------------------------------------------------------
Security: 833445109
Meeting Type: Annual
Meeting Date: 07-Jul-2022
Ticker: SNOW
ISIN: US8334451098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Kelly A. Mgmt For For
Kramer
1b. Election of Class II Director: Frank Mgmt For For
Slootman
1c. Election of Class II Director: Michael L. Mgmt For For
Speiser
2. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
SPROUT SOCIAL, INC. Agenda Number: 935817152
--------------------------------------------------------------------------------------------------------------------------
Security: 85209W109
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: SPT
ISIN: US85209W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
our 2026 annual meeting: Peter Barris
1b. Election of Class I Director to serve until Mgmt For For
our 2026 annual meeting: Raina Moskowitz
1c. Election of Class I Director to serve until Mgmt For For
our 2026 annual meeting: Karen Walker
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2023.
3. To conduct an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935679540
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ira Ehrenpreis Mgmt For For
1.2 Election of Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to increase
the number of authorized shares of common
stock by 4,000,000,000 shares.
5. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
6. Stockholder proposal regarding proxy Shr Against For
access.
7. Stockholder proposal regarding annual Shr For Against
reporting on anti-discrimination and
harassment efforts.
8. Stockholder proposal regarding annual Shr Against For
reporting on Board diversity.
9. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
10. Stockholder proposal regarding reporting on Shr Against For
lobbying.
11. Stockholder proposal regarding adoption of Shr Against For
a freedom of association and collective
bargaining policy.
12. Stockholder proposal regarding additional Shr Against For
reporting on child labor.
13. Stockholder proposal regarding additional Shr For Against
reporting on water risk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935804636
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Elon Musk Mgmt For For
1.2 Election of Director: Robyn Denholm Mgmt For For
1.3 Election of Director: JB Straubel Mgmt For For
2. Tesla proposal to approve executive Mgmt For For
compensation on a non- binding advisory
basis.
3. Tesla proposal to approve the frequency of Mgmt 3 Years For
future votes on executive compensation on a
non-binding advisory basis.
4. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
5. Stockholder proposal regarding reporting on Shr Against For
key-person risk.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935821391
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff T. Green Mgmt For For
Andrea L. Cunningham Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935791726
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald Sugar Mgmt For For
1b. Election of Director: Revathi Advaithi Mgmt For For
1c. Election of Director: Ursula Burns Mgmt For For
1d. Election of Director: Robert Eckert Mgmt For For
1e. Election of Director: Amanda Ginsberg Mgmt For For
1f. Election of Director: Dara Khosrowshahi Mgmt For For
1g. Election of Director: Wan Ling Martello Mgmt For For
1h. Election of Director: John Thain Mgmt For For
1i. Election of Director: David Trujillo Mgmt For For
1j. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2022 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
4. Stockholder proposal to prepare an Shr Against For
independent third-party audit on Driver
health and safety.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935711134
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Special
Meeting Date: 07-Oct-2022
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The issuance of shares of Unity Software Mgmt For For
Inc. ("Unity") common stock in connection
with the merger contemplated by the
Agreement and Plan of Merger, dated July
13, 2022, by and among Unity, ironSource
Ltd. and Ursa Aroma Merger Subsidiary Ltd.,
a direct wholly owned subsidiary of Unity
(the "Unity issuance proposal").
2. The adjournment of the special meeting, if Mgmt For For
necessary, to solicit additional proxies if
there are not sufficient votes to approve
the Unity issuance proposal at the time of
the special meeting.
--------------------------------------------------------------------------------------------------------------------------
XOMETRY, INC. Agenda Number: 935855532
--------------------------------------------------------------------------------------------------------------------------
Security: 98423F109
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: XMTR
ISIN: US98423F1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: George Hornig Mgmt For For
1.2 Election of Director: Fabio Rosati Mgmt For For
1.3 Election of Director: Katharine Weymouth Mgmt For For
2. To approve, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
3. To indicate, on an advisory basis, the Mgmt 3 Years Against
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
4. To ratify the selection of KPMG, LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
Zevenbergen Growth Fund
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt For For
1c. Election of Director: Michael P. Gregoire Mgmt For For
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt For For
1i. Election of Director: Elizabeth W. Mgmt For For
Vanderslice
2. Approve of the Advanced Micro Devices, Inc. Mgmt For For
2023 Equity Incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt For For
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935831657
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ABNB
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Nathan
Blecharczyk
1.2 Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Alfred Lin
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935825452
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt For For
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt For For
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, FOR PURPOSES
OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
RETIREMENT PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING Shr Against For
ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CONTENT REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr Against For
TAX REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS Shr Against For
OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY,
AND INCLUSION PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
AMENDMENT TO OUR BYLAWS TO REQUIRE
SHAREHOLDER APPROVAL FOR CERTAIN FUTURE
AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW Shr For Against
POLICY REGARDING OUR EXECUTIVE COMPENSATION
PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ADDITIONAL BOARD COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
PACKAGING MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935815932
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt For For
for the Board of Management and the
Supervisory Board for the financial year
2022
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2022,
as prepared in accordance with Dutch law
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2022
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2022
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2022
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management
6a Proposal to amend the Remuneration Policy Mgmt For For
for the Supervisory Board
6b Proposal to amend the remuneration of the Mgmt For For
members of the Supervisory Board
8a Proposal to appoint Mr. N.S. Andersen as a Mgmt For For
member of the Supervisory Board
8b Proposal to appoint Mr. J.P. de Kreij as a Mgmt For For
member of the Supervisory Board
9 Proposal to appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the reporting year 2025, in light of the
mandatory external auditor rotation
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes and up
to 5% in connection with or on the occasion
of mergers, acquisitions and/or (strategic)
alliances
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with the authorizations referred
to in item 10 a)
11 Proposal to authorize the Board of Mgmt For For
Management to repurchase ordinary shares up
to 10% of the issued share capital
12 Proposal to cancel ordinary shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AXON ENTERPRISE, INC. Agenda Number: 935831619
--------------------------------------------------------------------------------------------------------------------------
Security: 05464C101
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: AXON
ISIN: US05464C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Adriane Brown Mgmt For For
1B. Election of Director: Michael Garnreiter Mgmt For For
1C. Election of Director: Mark W. Kroll Mgmt For For
1D. Election of Director: Matthew R. McBrady Mgmt For For
1E. Election of Director: Hadi Partovi Mgmt For For
1F. Election of Director: Graham Smith Mgmt For For
1G. Election of Director: Patrick W. Smith Mgmt For For
1H. Election of Director: Jeri Williams Mgmt For For
2. Proposal No. 2 requests that shareholders Mgmt For For
vote to approve, on an advisory basis, the
compensation of the Company's named
executive officers.
3. Proposal No. 3 requests that shareholders Mgmt 3 Years Against
vote to approve, on an advisory basis, the
frequency of the shareholder vote to
approve the compensation of the Company's
named executive officers.
4. Proposal No. 4 requests that shareholders Mgmt For For
vote to ratify the appointment of Grant
Thornton LLP as the Company's independent
registered public accounting firm for
fiscal year 2023.
5. Proposal No. 5 requests that shareholders Mgmt For For
vote to approve the 2023 CEO Performance
Award.
6. Proposal No. 6 is a shareholder proposal to Shr For Against
discontinue the development of a non-lethal
TASER drone system.
--------------------------------------------------------------------------------------------------------------------------
BILL.COM HOLDINGS, INC. Agenda Number: 935723660
--------------------------------------------------------------------------------------------------------------------------
Security: 090043100
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: BILL
ISIN: US0900431000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven Cakebread Mgmt For For
David Hornik Mgmt For For
Brian Jacobs Mgmt For For
Allie Kline Mgmt For For
2. Ratification of the Appointment of Ernst Mgmt For For
and Young LLP as the Company's Independent
Registered Public Accounting Firm for the
Fiscal Year Ending June 30, 2023.
3. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935856560
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROELOF BOTHA Mgmt For For
AMY BROOKS Mgmt For For
SHAWN CARTER Mgmt For For
JAMES MCKELVEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2023.
4. STOCKHOLDER PROPOSAL REGARDING OUR Shr Against For
DIVERSITY AND INCLUSION DISCLOSURE
SUBMITTED BY ONE OF OUR STOCKHOLDERS, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC. Agenda Number: 935794126
--------------------------------------------------------------------------------------------------------------------------
Security: 127387108
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: CDNS
ISIN: US1273871087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark W. Adams Mgmt For For
1b. Election of Director: Ita Brennan Mgmt For For
1c. Election of Director: Lewis Chew Mgmt For For
1d. Election of Director: Anirudh Devgan Mgmt For For
1e. Election of Director: ML Krakauer Mgmt For For
1f. Election of Director: Julia Liuson Mgmt For For
1g. Election of Director: James D. Plummer Mgmt For For
1h. Election of Director: Alberto Mgmt For For
Sangiovanni-Vincentelli
1i. Election of Director: John B. Shoven Mgmt For For
1j. Election of Director: Young K. Sohn Mgmt For For
2. To approve the amendment of the Omnibus Mgmt For For
Equity Incentive Plan.
3. To vote on an advisory resolution to Mgmt For For
approve named executive officer
compensation.
4. To vote on the frequency of the advisory Mgmt 3 Years Against
vote on named executive officer
compensation.
5. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of Cadence for its fiscal year ending
December 31, 2023.
6. Stockholder proposal to remove the one-year Shr For Against
holding period requirement to call a
special stockholder meeting.
--------------------------------------------------------------------------------------------------------------------------
CHEWY, INC. Agenda Number: 935659283
--------------------------------------------------------------------------------------------------------------------------
Security: 16679L109
Meeting Type: Annual
Meeting Date: 14-Jul-2022
Ticker: CHWY
ISIN: US16679L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Kim Mgmt For For
David Leland Mgmt For For
Lisa Sibenac Mgmt For For
Sumit Singh Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2023.
3. To approve, on a non-binding, advisory Mgmt For For
basis, the compensation of the Company's
named executive officers.
4. To approve the Chewy, Inc. 2022 Omnibus Mgmt For For
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935831859
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Sandell Mgmt For For
Michelle Zatlyn Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935859112
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Johanna Flower Mgmt For For
Denis J. O'Leary Mgmt For For
Godfrey R. Sullivan Mgmt For For
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2024.
--------------------------------------------------------------------------------------------------------------------------
DOUBLEVERIFY HOLDINGS, INC. Agenda Number: 935830148
--------------------------------------------------------------------------------------------------------------------------
Security: 25862V105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: DV
ISIN: US25862V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. DAVIS NOELL Mgmt For For
LUCY STAMELL DOBRIN Mgmt For For
TERI L. LIST Mgmt For For
2. Non-binding advisory vote on the frequency Mgmt 3 Years Against
of future stockholder advisory votes on the
compensation of our named executive
officers
3. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935812013
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie Haenggi Mgmt For For
Benjamin Kortlang Mgmt For For
Richard Mora Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935836176
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve for Mgmt For For
three-year term: D. Scott Coward
1b. Election of Class II Director to serve for Mgmt For For
three-year term: James Doyle
1c. Election of Class II Director to serve for Mgmt For For
three-year term: Freda Lewis-Hall
1d. Election of Class II Director to serve for Mgmt For For
three-year term: Kathleen Sebelius
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of future advisory votes on
executive compensation.
5. To approve an Amendment to our Sixth Mgmt Against Against
Amended and Restated Certificate of
Incorporation to declassify our Board of
Directors.
6. To approve Amendment No. 2 to the Exact Mgmt For For
Sciences Corporation 2019 Omnibus Long-Term
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935794861
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Ahearn Mgmt For For
1b. Election of Director: Richard D. Chapman Mgmt For For
1c. Election of Director: Anita Marangoly Mgmt For For
George
1d. Election of Director: George A. Hambro Mgmt For For
1e. Election of Director: Molly E. Joseph Mgmt For For
1f. Election of Director: Craig Kennedy Mgmt For For
1g. Election of Director: Lisa A. Kro Mgmt For For
1h. Election of Director: William J. Post Mgmt For For
1i. Election of Director: Paul H. Stebbins Mgmt For For
1j. Election of Director: Michael T. Sweeney Mgmt For For
1k. Election of Director: Mark R. Widmar Mgmt For For
1l. Election of Director: Norman L. Wright Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2023
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
4. Advisory vote on the frequency of Mgmt 3 Years Against
shareholder votes on executive compensation
--------------------------------------------------------------------------------------------------------------------------
GLOBAL-E ONLINE LTD. Agenda Number: 935876699
--------------------------------------------------------------------------------------------------------------------------
Security: M5216V106
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: GLBE
ISIN: IL0011741688
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Class II Director to hold Mgmt For For
office until the annual general meeting of
shareholders in 2026: Nir Debbi
1b. Re-Election of Class II Director to hold Mgmt For For
office until the annual general meeting of
shareholders in 2026: Anna Jain Bakst
2. To approve the re-appointment of Kost, Mgmt For For
Forer, Gabbay & Kasierer, registered public
accounting firm, a member of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2023 and until the
next annual general meeting of
shareholders, and to authorize the
Company's board of directors (with power of
delegation to its audit committee) to set
the fees to be paid to such auditors.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935843765
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt For For
Mario Eduardo Vazquez Mgmt For For
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of holding an advisory vote on
executive compensation.
4. To ratify the appointment of Pistrelli, Mgmt For For
Henry Martin y Asociados S.R.L., a member
firm of Ernst & Young Global Limited, as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NATERA, INC. Agenda Number: 935840529
--------------------------------------------------------------------------------------------------------------------------
Security: 632307104
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: NTRA
ISIN: US6323071042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rowan Chapman Mgmt For For
Herm Rosenman Mgmt For For
Jonathan Sheena Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as Natera, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Natera, Inc.'s
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935831126
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Mathias Dopfner
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Reed Hastings
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Jay Hoag
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Ted Sarandos
2. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
3. Advisory approval of named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of future Mgmt 3 Years Against
advisory votes on executive compensation.
5. Stockholder proposal entitled, "Proposal 5 Shr For Against
- Reform the Current Impossible Special
Shareholder Meeting Requirements," if
properly presented at the meeting.
6. Stockholder proposal entitled, Shr Against For
"Netflix-Exclusive Board of Directors," if
properly presented at the meeting.
7. Stockholder proposal requesting a report on Shr Against For
the Company's 401(K) Plan, if properly
presented at the meeting.
8. Stockholder proposal entitled, "Policy on Shr Against For
Freedom of Association," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935863224
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt For For
1b. Election of Director: Tench Coxe Mgmt For For
1c. Election of Director: John O. Dabiri Mgmt For For
1d. Election of Director: Persis S. Drell Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt For For
1g. Election of Director: Harvey C. Jones Mgmt For For
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt For For
1k. Election of Director: A. Brooke Seawell Mgmt For For
1l. Election of Director: Aarti Shah Mgmt For For
1m. Election of Director: Mark A. Stevens Mgmt For For
2. Advisory approval of our executive Mgmt For For
compensation.
3. Advisory approval of the frequency of Mgmt 3 Years Against
holding an advisory vote on our executive
compensation.
4. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2024.
--------------------------------------------------------------------------------------------------------------------------
ON HOLDING AG Agenda Number: 935824892
--------------------------------------------------------------------------------------------------------------------------
Security: H5919C104
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: ONON
ISIN: CH1134540470
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Acknowledgement of the Annual Report and Mgmt For For
the Audit Reports and Approval of the
Management Report, the Annual Consolidated
Financial Statements of On Holding AG and
the Annual Financial Statements of On
Holding AG for 2022
2. Appropriation of 2022 Financial Results Mgmt For For
3. Discharge of the Members of the Board of Mgmt For For
Directors and of the Executive Committee
4. Re-Election of Alex Perez as Proposed Mgmt For For
Representative of the Holders of Class A
Shares on the Board of Directors
5a. Re-Election of David Allemann as Member of Mgmt For For
the Board of Directors
5b. Re-Election of Amy Banse as Member of the Mgmt For For
Board of Directors
5c. Re-Election of Olivier Bernhard as Member Mgmt For For
of the Board of Directors
5d. Re-Election of Caspar Coppetti as Member of Mgmt For For
the Board of Directors
5e. Re-Election of Kenneth Fox as Member of the Mgmt For For
Board of Directors
5f. Re-Election of Alex Perez as Member of the Mgmt For For
Board of Directors
5g. Re-Election of Dennis Durkin as Member of Mgmt For For
the Board of Directors
6a. Re-Election of David Allemann as Mgmt For For
Co-Chairman of the Board of Directors
6b. Re-Election of Caspar Coppetti as Mgmt For For
Co-Chairman of the Board of Directors
7a. Re-Election of Kenneth Fox as Member of the Mgmt For For
Nomination and Compensation Committee
7b. Re-Election of Alex Perez as Member of the Mgmt For For
Nomination and Compensation Committee
7c. Re-Election of Amy Banse as Member of the Mgmt For For
Nomination and Compensation Committee
8. Re-Election of the Independent Proxy Mgmt For For
Representative
9. Re-Election of Statutory Auditors Mgmt For For
10a Compensation Report; Approval of the Mgmt For For
Compensation of the Board of Directors and
the Executive Committee: Consultative Vote
on the 2022 Compensation Report
10b Compensation Report; Approval of the Mgmt For For
Compensation of the Board of Directors and
the Executive Committee: Approval of the
Maximum Aggregate Compensation for the
Non-Executive Members of the Board of
Directors for the Period between this
Annual General Shareholders' Meeting and
the next Annual General Shareholders'
Meeting to be held in 2024
10c Compensation Report; Approval of the Mgmt For For
Compensation of the Board of Directors and
the Executive Committee: Approval of the
Maximum Aggregate Compensation for the
Members of the Executive Committee for the
Financial Year 2024
11a Amendment of the Articles of Association: Mgmt For For
Capital Band and Deletion of Authorized
Share Capita
11b Amendment of the Articles of Association: Mgmt For For
Shares and Share Register
11c Amendment of the Articles of Association: Mgmt For For
General Shareholders' Meeting (Powers,
Convocation, Representation, Resolutions,
Protocol and General Shareholders' Meetings
at Several Locations Simultaneously or in
Hybrid Form)
11d Amendment of the Articles of Association: Mgmt For For
Tasks, Meetings and Resolutions of the
Board of Directors, Supplementary Amount of
the Executive Committee, Mandates Outside
of the Group and Certain Editorial Changes
12. If a new proposal is made under a new or Mgmt Against
existing agenda item, I instruct the
Independent Proxy Representative to:
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935732140
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Dr. Helene Mgmt For For
D. Gayle
1b. Election of Class II Director: James J. Mgmt For For
Goetz
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve an amendment to the 2021 Palo Mgmt For For
Alto Networks, Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PAYLOCITY HOLDING CORPORATION Agenda Number: 935720361
--------------------------------------------------------------------------------------------------------------------------
Security: 70438V106
Meeting Type: Annual
Meeting Date: 01-Dec-2022
Ticker: PCTY
ISIN: US70438V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven R. Beauchamp Mgmt For For
Virginia G. Breen Mgmt For For
Robin L. Pederson Mgmt For For
Andres D. Reiner Mgmt For For
Kenneth B. Robinson Mgmt For For
Ronald V. Waters III Mgmt For For
Toby J. Williams Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent registered
public accounting firm for the fiscal year
ending June 30, 2023.
3. Advisory vote to approve compensation of Mgmt For For
named executive officers.
4. Frequency of advisory vote to approve the Mgmt 3 Years Against
compensation of named executive officers.
--------------------------------------------------------------------------------------------------------------------------
REPLIGEN CORPORATION Agenda Number: 935833132
--------------------------------------------------------------------------------------------------------------------------
Security: 759916109
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: RGEN
ISIN: US7599161095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Tony J. Hunt Mgmt For For
1b. Election of Director: Karen A. Dawes Mgmt For For
1c. Election of Director: Nicolas M. Barthelemy Mgmt For For
1d. Election of Director: Carrie Eglinton Mgmt For For
Manner
1e. Election of Director: Konstantin Mgmt For For
Konstantinov, Ph.D.
1f. Election of Director: Martin D. Madaus, Mgmt For For
D.V.M., Ph.D.
1g. Election of Director: Rohin Mhatre, Ph.D. Mgmt For For
1h. Election of Director: Glenn P. Muir Mgmt For For
2. Ratification of the selection of Ernst & Mgmt For For
Young LLP as Repligen Corporation's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Advisory vote to approve the compensation Mgmt For For
paid to Repligen Corporation's named
executive officers.
4. Advisory vote on the frequency of future Mgmt 3 Years Against
advisory votes on the compensation of
Repligen Corporation's named executive
officers.
5. Amendment to Repligen Corporation's Mgmt Against Against
Certificate of Incorporation to permit the
Board of Directors to adopt, amend or
repeal the Company's By-laws.
6. Ratification of the amendment and Mgmt For For
restatement of Repligen Corporation's
By-laws adopted by the Board of Directors
on January 27, 2021 to implement
stockholder proxy access.
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935851320
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104
Meeting Type: Special
Meeting Date: 30-May-2023
Ticker: SGEN
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote on the proposal to Mgmt For For
adopt the Agreement and Plan of Merger (as
it may be amended or supplemented from time
to time, the "merger agreement"), dated
March 12, 2023, by and among Seagen Inc.
("Seagen"), Pfizer Inc. ("Pfizer") and Aris
Merger Sub, Inc., a wholly-owned subsidiary
of Pfizer ("Merger Sub"), and pursuant to
which Merger Sub will be merged with and
into Seagen, with Seagen surviving the
merger as a wholly-owned subsidiary of
Pfizer (the "merger" and such proposal the
"merger agreement proposal").
2. To consider and vote on the proposal to Mgmt For For
approve, on a non-binding, advisory basis,
certain compensation arrangements for
Seagen's named executive officers in
connection with the merger (the
"compensation proposal").
--------------------------------------------------------------------------------------------------------------------------
SEAGEN INC. Agenda Number: 935821098
--------------------------------------------------------------------------------------------------------------------------
Security: 81181C104
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: SGEN
ISIN: US81181C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: David W. Mgmt For For
Gryska
1b. Election of Class I Director: John A. Orwin Mgmt For For
1c. Election of Class I Director: Alpna H. Mgmt For For
Seth, Ph.D.
2. Approve, on an advisory basis, the Mgmt For For
compensation of Seagen's named executive
officers as disclosed in the accompanying
proxy statement.
3. Indicate, on an advisory basis, the Mgmt 3 Years Against
preferred frequency of shareholder advisory
votes on the compensation of Seagen's named
executive officers.
4. Approve the amendment and restatement of Mgmt For For
the Seagen Inc. Amended and Restated 2007
Equity Incentive Plan to, among other
things, increase the aggregate number of
shares of common stock authorized for
issuance thereunder by 5,190,000 shares.
5. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Seagen's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935821062
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Bostrom Mgmt For For
1b. Election of Director: Teresa Briggs Mgmt For For
1c. Election of Director: Jonathan C. Chadwick Mgmt For For
1d. Election of Director: Paul E. Chamberlain Mgmt For For
1e. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1f. Election of Director: Frederic B. Luddy Mgmt For For
1g. Election of Director: William R. McDermott Mgmt For For
1h. Election of Director: Jeffrey A. Miller Mgmt For For
1i. Election of Director: Joseph "Larry" Mgmt For For
Quinlan
1j. Election of Director: Anita M. Sands Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt For For
independent registered public accounting
firm for 2023.
4. To approve the Amended and Restated 2021 Mgmt For For
Equity Incentive Plan to increase the
number of shares reserved for issuance.
5. To elect Deborah Black as a director. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOALS TECHNOLOGIES GROUP, INC. Agenda Number: 935788072
--------------------------------------------------------------------------------------------------------------------------
Security: 82489W107
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: SHLS
ISIN: US82489W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeannette Mills Mgmt For For
Lori Sundberg Mgmt For For
2. Approval, by an advisory vote, of the Mgmt 3 Years Against
frequency of future advisory votes to
approve the compensation of the Company's
Named Executive Officers (i.e.,
"say-on-pay" frequency proposal).
3. Approval, by an advisory vote, of the Mgmt For For
compensation of the Company's Named
Executive Officers (i.e., "say-on-pay"
proposal).
4. The ratification of the appointment of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935878453
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt For For
1B Election of Director: Robert Ashe Mgmt For For
1C Election of Director: Gail Goodman Mgmt For For
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt For For
1F Election of Director: Toby Shannan Mgmt For For
1G Election of Director: Fidji Simo Mgmt For For
1H Election of Director: Bret Taylor Mgmt For For
2 Auditor Proposal Resolution approving the Mgmt For For
re-appointment of PricewaterhouseCoopers
LLP as auditors of Shopify Inc. and
authorizing the Board of Directors to fix
their remuneration.
3 Advisory Vote on Executive Compensation Mgmt For For
Proposal Non-binding advisory resolution
that the shareholders accept Shopify Inc.'s
approach to executive compensation as
disclosed in the Management Information
Circular for the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SNOWFLAKE INC. Agenda Number: 935660705
--------------------------------------------------------------------------------------------------------------------------
Security: 833445109
Meeting Type: Annual
Meeting Date: 07-Jul-2022
Ticker: SNOW
ISIN: US8334451098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Kelly A. Mgmt For For
Kramer
1b. Election of Class II Director: Frank Mgmt For For
Slootman
1c. Election of Class II Director: Michael L. Mgmt For For
Speiser
2. To approve, on an advisory basis, the Mgmt 3 Years Against
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
3. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
SPROUT SOCIAL, INC. Agenda Number: 935817152
--------------------------------------------------------------------------------------------------------------------------
Security: 85209W109
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: SPT
ISIN: US85209W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
our 2026 annual meeting: Peter Barris
1b. Election of Class I Director to serve until Mgmt For For
our 2026 annual meeting: Raina Moskowitz
1c. Election of Class I Director to serve until Mgmt For For
our 2026 annual meeting: Karen Walker
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2023.
3. To conduct an advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935679540
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ira Ehrenpreis Mgmt For For
1.2 Election of Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to increase
the number of authorized shares of common
stock by 4,000,000,000 shares.
5. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
6. Stockholder proposal regarding proxy Shr Against For
access.
7. Stockholder proposal regarding annual Shr For Against
reporting on anti-discrimination and
harassment efforts.
8. Stockholder proposal regarding annual Shr Against For
reporting on Board diversity.
9. Stockholder proposal regarding reporting on Shr For Against
employee arbitration.
10. Stockholder proposal regarding reporting on Shr Against For
lobbying.
11. Stockholder proposal regarding adoption of Shr Against For
a freedom of association and collective
bargaining policy.
12. Stockholder proposal regarding additional Shr Against For
reporting on child labor.
13. Stockholder proposal regarding additional Shr For Against
reporting on water risk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935804636
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Elon Musk Mgmt For For
1.2 Election of Director: Robyn Denholm Mgmt For For
1.3 Election of Director: JB Straubel Mgmt For For
2. Tesla proposal to approve executive Mgmt For For
compensation on a non- binding advisory
basis.
3. Tesla proposal to approve the frequency of Mgmt 3 Years For
future votes on executive compensation on a
non-binding advisory basis.
4. Tesla proposal to ratify the appointment of Mgmt For For
independent registered public accounting
firm.
5. Stockholder proposal regarding reporting on Shr Against For
key-person risk.
--------------------------------------------------------------------------------------------------------------------------
THE TRADE DESK, INC. Agenda Number: 935821391
--------------------------------------------------------------------------------------------------------------------------
Security: 88339J105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TTD
ISIN: US88339J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeff T. Green Mgmt For For
Andrea L. Cunningham Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935791726
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald Sugar Mgmt For For
1b. Election of Director: Revathi Advaithi Mgmt For For
1c. Election of Director: Ursula Burns Mgmt For For
1d. Election of Director: Robert Eckert Mgmt For For
1e. Election of Director: Amanda Ginsberg Mgmt For For
1f. Election of Director: Dara Khosrowshahi Mgmt For For
1g. Election of Director: Wan Ling Martello Mgmt For For
1h. Election of Director: John Thain Mgmt For For
1i. Election of Director: David Trujillo Mgmt For For
1j. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2022 named Mgmt For For
executive officer compensation.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
4. Stockholder proposal to prepare an Shr Against For
independent third-party audit on Driver
health and safety.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935711134
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Special
Meeting Date: 07-Oct-2022
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The issuance of shares of Unity Software Mgmt For For
Inc. ("Unity") common stock in connection
with the merger contemplated by the
Agreement and Plan of Merger, dated July
13, 2022, by and among Unity, ironSource
Ltd. and Ursa Aroma Merger Subsidiary Ltd.,
a direct wholly owned subsidiary of Unity
(the "Unity issuance proposal").
2. The adjournment of the special meeting, if Mgmt For For
necessary, to solicit additional proxies if
there are not sufficient votes to approve
the Unity issuance proposal at the time of
the special meeting.
--------------------------------------------------------------------------------------------------------------------------
VEEVA SYSTEMS INC. Agenda Number: 935854097
--------------------------------------------------------------------------------------------------------------------------
Security: 922475108
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: VEEV
ISIN: US9224751084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Tim
Cabral
1b. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Mark
Carges
1c. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Peter P.
Gassner
1d. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Mary
Lynne Hedley
1e. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024:
Priscilla Hung
1f. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Tina
Hunt
1g. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Marshall
Mohr
1h. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Gordon
Ritter
1i. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Paul
Sekhri
1j. Election of Director to serve until the Mgmt For For
annual meeting to be held in 2024: Matthew
J. Wallach
2. To ratify the appointment of KPMG LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. To approve an amendment and restatement of Mgmt For For
our Certificate of Incorporation to
eliminate inoperative provisions and update
certain other miscellaneous provisions, to
take effect on or after October 15, 2023.
4. To vote on a shareholder proposal to Shr For Against
require shareholder approval for certain
advance notice bylaw amendments, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
WINGSTOP INC. Agenda Number: 935802062
--------------------------------------------------------------------------------------------------------------------------
Security: 974155103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: WING
ISIN: US9741551033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director for a term Mgmt For For
that expires at the 2026 Annual Meeting:
Lynn Crump-Caine
1.2 Election of Class II Director for a term Mgmt For For
that expires at the 2026 Annual Meeting:
Wesley S. McDonald
1.3 Election of Class II Director for a term Mgmt For For
that expires at the 2026 Annual Meeting:
Ania M. Smith
2. Ratify the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for fiscal year 2023
3. Approve, on an advisory basis, the Mgmt For For
compensation of the Company's named
executive officers
--------------------------------------------------------------------------------------------------------------------------
XOMETRY, INC. Agenda Number: 935855532
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Security: 98423F109
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: XMTR
ISIN: US98423F1093
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: George Hornig Mgmt For For
1.2 Election of Director: Fabio Rosati Mgmt For For
1.3 Election of Director: Katharine Weymouth Mgmt For For
2. To approve, on an advisory basis, of the Mgmt For For
compensation of the Company's named
executive officers as disclosed in the
Proxy Statement.
3. To indicate, on an advisory basis, the Mgmt 3 Years Against
preferred frequency of stockholder advisory
votes on the compensation of the Company's
named executive officers.
4. To ratify the selection of KPMG, LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Trust for Advised Portfolios
By (Signature) /s/ Russell B. Simon
Name Russell B. Simon, President
Date 08/28/2023