UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23108
NAME OF REGISTRANT: Amplify ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 3333 Warrenville Road, Suite 350
Lisle, IL 60532
NAME AND ADDRESS OF AGENT FOR SERVICE: Christian Magoon
Amplify ETF Trust
3333 Warrenville Road, Suite 350
Lisle, IL 60532
REGISTRANT'S TELEPHONE NUMBER: 855-267-3837
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
Amplify BlackSwan Growth & Treasury Core ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify BlackSwan ISWN ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify BlackSwan Tech & Treasury ETF
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Amplify CWP Enhanced Dividend Income ETF
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 935805739
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Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: AMGN
ISIN: US0311621009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Wanda M. Austin
1b. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting: Mr.
Robert A. Bradway
1c. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Michael V. Drake
1d. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr.
Brian J. Druker
1e. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting: Mr.
Robert A. Eckert
1f. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting: Mr.
Greg C. Garland
1g. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Mr.
Charles M. Holley, Jr.
1h. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr. S.
Omar Ishrak
1i. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting: Dr.
Tyler Jacks
1j. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Ms.
Ellen J. Kullman
1k. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Ms.
Amy E. Miles
1l. Election of Director for a term of office Mgmt Against Against
expiring at the 2024 annual meeting: Dr.
Ronald D. Sugar
1m. Election of Director for a term of office Mgmt For For
expiring at the 2024 annual meeting: Dr. R.
Sanders Williams
2. Advisory vote on the frequency of future Mgmt 1 Year For
stockholder advisory votes to approve
executive compensation.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accountants for the fiscal year ending
December 31, 2023.
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APPLE INC. Agenda Number: 935757700
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2023
Ticker: AAPL
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt Against Against
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt Against Against
1f Election of Director: Art Levinson Mgmt Against Against
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt Against Against
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for fiscal 2023
3. Advisory vote to approve executive Mgmt Against Against
compensation
4. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes on executive compensation
5. A shareholder proposal entitled "Civil Shr For Against
Rights and Non-Discrimination Audit
Proposal"
6. A shareholder proposal entitled "Communist Shr For Against
China Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Shr For Against
Gender Pay Gaps"
9. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
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CHEVRON CORPORATION Agenda Number: 935829284
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Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: CVX
ISIN: US1667641005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wanda M. Austin Mgmt For For
1b. Election of Director: John B. Frank Mgmt For For
1c. Election of Director: Alice P. Gast Mgmt For For
1d. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1e. Election of Director: Marillyn A. Hewson Mgmt For For
1f. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1g. Election of Director: Charles W. Moorman Mgmt Against Against
1h. Election of Director: Dambisa F. Moyo Mgmt For For
1i. Election of Director: Debra Reed-Klages Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Cynthia J. Warner Mgmt For For
1l. Election of Director: Michael K. Wirth Mgmt Against Against
2. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation
5. Rescind the 2021 "Reduce Scope 3 Emissions" Shr For Against
Stockholder Proposal
6. Set a Medium-Term Scope 3 GHG Emissions Shr Against For
Reduction Target
7. Recalculate Emissions Baseline to Exclude Shr For Against
Emissions from Material Divestitures
8. Establish Board Committee on Shr Against For
Decarbonization Risk
9. Report on Worker and Community Impact from Shr For Against
Facility Closures and Energy Transitions
10. Report on Racial Equity Audit Shr For Against
11. Report on Tax Practices Shr Against For
12. Independent Chair Shr For Against
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CISCO SYSTEMS, INC. Agenda Number: 935723216
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: CSCO
ISIN: US17275R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt Against Against
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1g. Election of Director: Roderick C. Mcgeary Mgmt Against Against
1h. Election of Director: Sarah Rae Murphy Mgmt For For
1i. Election of Director: Charles H. Robbins Mgmt For For
1j. Election of Director: Brenton L. Saunders Mgmt For For
1k. Election of Director: Dr. Lisa T. Su Mgmt For For
1l. Election of Director: Marianna Tessel Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2023.
4. Stockholder Proposal - Approval to have Shr Against For
Cisco's Board issue a tax transparency
report in consideration of the Global
Reporting Initiative's Tax Standard.
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DEERE & COMPANY Agenda Number: 935755009
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Security: 244199105
Meeting Type: Annual
Meeting Date: 22-Feb-2023
Ticker: DE
ISIN: US2441991054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leanne G. Caret Mgmt For For
1b. Election of Director: Tamra A. Erwin Mgmt For For
1c. Election of Director: Alan C. Heuberger Mgmt For For
1d. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1e. Election of Director: Michael O. Johanns Mgmt For For
1f. Election of Director: Clayton M. Jones Mgmt Against Against
1g. Election of Director: John C. May Mgmt For For
1h. Election of Director: Gregory R. Page Mgmt Against Against
1i. Election of Director: Sherry M. Smith Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
1k. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation("say-on-pay").
3. Advisory vote on the frequency of future Mgmt 1 Year For
say-on-pay votes.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2023.
5. Shareholder proposal regarding termination Shr For Against
pay.
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DOW INC. Agenda Number: 935771178
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Security: 260557103
Meeting Type: Annual
Meeting Date: 13-Apr-2023
Ticker: DOW
ISIN: US2605571031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt Against Against
1b. Election of Director: Gaurdie E. Banister Mgmt Against Against
Jr.
1c. Election of Director: Wesley G. Bush Mgmt For For
1d. Election of Director: Richard K. Davis Mgmt For For
1e. Election of Director: Jerri DeVard Mgmt For For
1f. Election of Director: Debra L. Dial Mgmt For For
1g. Election of Director: Jeff M. Fettig Mgmt Against Against
1h. Election of Director: Jim Fitterling Mgmt For For
1i. Election of Director: Jacqueline C. Hinman Mgmt Against Against
1j. Election of Director: Luis Alberto Moreno Mgmt Against Against
1k. Election of Director: Jill S. Wyant Mgmt Against Against
1l. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt Against Against
Compensation
3. Ratification of the Appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2023
4. Stockholder Proposal - Independent Board Shr For Against
Chairman
5. Stockholder Proposal - Single-Use Plastics Shr Against For
Report
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DUKE ENERGY CORPORATION Agenda Number: 935783440
--------------------------------------------------------------------------------------------------------------------------
Security: 26441C204
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: DUK
ISIN: US26441C2044
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Derrick Burks Mgmt For For
1b. Election of Director: Annette K. Clayton Mgmt For For
1c. Election of Director: Theodore F. Craver, Mgmt Against Against
Jr.
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Caroline Dorsa Mgmt Against Against
1f. Election of Director: W. Roy Dunbar Mgmt Against Against
1g. Election of Director: Nicholas C. Mgmt For For
Fanandakis
1h. Election of Director: Lynn J. Good Mgmt For For
1i. Election of Director: John T. Herron Mgmt For For
1j. Election of Director: Idalene F. Kesner Mgmt For For
1k. Election of Director: E. Marie McKee Mgmt Against Against
1l. Election of Director: Michael J. Pacilio Mgmt For For
1m. Election of Director: Thomas E. Skains Mgmt Against Against
1n. Election of Director: William E. Webster, Mgmt For For
Jr.
2. Ratification of Deloitte & Touche LLP as Mgmt Against Against
Duke Energy's independent registered public
accounting firm for 2023
3. Advisory vote to approve Duke Energy's Mgmt Against Against
named executive officer compensation
4. Advisory vote on the frequency of an Mgmt 1 Year For
advisory vote on executive compensation
5. Approval of the Duke Energy Corporation Mgmt Against Against
2023 Long-Term Incentive Plan
6. Shareholder proposal regarding simple Shr For
majority vote
7. Shareholder proposal regarding formation of Shr Against For
committee to evaluate decarbonization risk
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GENERAL MILLS, INC. Agenda Number: 935697877
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Security: 370334104
Meeting Type: Annual
Meeting Date: 27-Sep-2022
Ticker: GIS
ISIN: US3703341046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. Kerry Clark Mgmt Against Against
1b. Election of Director: David M. Cordani Mgmt Against Against
1c. Election of Director: C. Kim Goodwin Mgmt Against Against
1d. Election of Director: Jeffrey L. Harmening Mgmt Against Against
1e. Election of Director: Maria G. Henry Mgmt For For
1f. Election of Director: Jo Ann Jenkins Mgmt For For
1g. Election of Director: Elizabeth C. Lempres Mgmt Against Against
1h. Election of Director: Diane L. Neal Mgmt For For
1i. Election of Director: Steve Odland Mgmt For For
1j. Election of Director: Maria A. Sastre Mgmt Against Against
1k. Election of Director: Eric D. Sprunk Mgmt For For
1l. Election of Director: Jorge A. Uribe Mgmt Against Against
2. Approval of the 2022 Stock Compensation Mgmt Against Against
Plan.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm.
5. Shareholder Proposal - Independent Board Shr For Against
Chairman.
6. Shareholder Proposal Regarding a Plastic Shr Against For
Packaging Report.
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JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt Against Against
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt Against Against
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Advisory Vote on the Frequency of Voting to Mgmt 1 Year For
Approve Named Executive Officer
Compensation
4. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Shr Against
Mandatory Arbitration Bylaw)
6. Vaccine Pricing Report Shr For Against
7. Executive Compensation Adjustment Policy Shr For Against
8. Impact of Extended Patent Exclusivities on Shr For Against
Product Access
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JPMORGAN CHASE & CO. Agenda Number: 935797223
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: JPM
ISIN: US46625H1005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Linda B. Bammann Mgmt Against Against
1b. Election of Director: Stephen B. Burke Mgmt Against Against
1c. Election of Director: Todd A. Combs Mgmt Against Against
1d. Election of Director: James S. Crown Mgmt For For
1e. Election of Director: Alicia Boler Davis Mgmt For For
1f. Election of Director: James Dimon Mgmt Against Against
1g. Election of Director: Timothy P. Flynn Mgmt Against Against
1h. Election of Director: Alex Gorsky Mgmt For For
1i. Election of Director: Mellody Hobson Mgmt For For
1j. Election of Director: Michael A. Neal Mgmt For For
1k. Election of Director: Phebe N. Novakovic Mgmt For For
1l. Election of Director: Virginia M. Rometty Mgmt Against Against
2. Advisory resolution to approve executive Mgmt Against Against
compensation
3. Advisory vote on frequency of advisory Mgmt 1 Year For
resolution to approve executive
compensation
4. Ratification of independent registered Mgmt Against Against
public accounting firm
5. Independent board chairman Shr For Against
6. Fossil fuel phase out Shr Against For
7. Amending public responsibility committee Shr Against For
charter to include mandate to oversee
animal welfare impact and risk
8. Special shareholder meeting improvement Shr For Against
9. Report on climate transition planning Shr For Against
10. Report on ensuring respect for civil Shr For Against
liberties
11. Report analyzing the congruence of the Shr Against For
company's political and electioneering
expenditures
12. Absolute GHG reduction goals Shr For Against
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LOCKHEED MARTIN CORPORATION Agenda Number: 935779655
--------------------------------------------------------------------------------------------------------------------------
Security: 539830109
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: LMT
ISIN: US5398301094
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Daniel F. Akerson Mgmt For For
1b. Election of Director: David B. Burritt Mgmt Against Against
1c. Election of Director: Bruce A. Carlson Mgmt For For
1d. Election of Director: John M. Donovan Mgmt For For
1e. Election of Director: Joseph F. Dunford, Mgmt For For
Jr.
1f. Election of Director: James O. Ellis, Jr. Mgmt Against Against
1g. Election of Director: Thomas J. Falk Mgmt Against Against
1h. Election of Director: Ilene S. Gordon Mgmt For For
1i. Election of Director: Vicki A. Hollub Mgmt For For
1j. Election of Director: Jeh C. Johnson Mgmt For For
1k. Election of Director: Debra L. Reed-Klages Mgmt For For
1l. Election of Director: James D. Taiclet Mgmt For For
1m. Election of Director: Patricia E. Mgmt For For
Yarrington
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers
(Say-on-Pay).
3. Advisory Vote on the Frequency of Advisory Mgmt 1 Year For
Votes to Approve the Compensation of our
Named Executive Officers.
4. Ratification of the Appointment of Ernst & Mgmt Against Against
Young LLP as our Independent Auditors for
2023.
5. Stockholder Proposal Requiring Independent Shr For Against
Board Chairman.
6. Stockholder Proposal to Issue a Human Shr For Against
Rights Impact Assessment Report.
7. Stockholder Proposal to Issue a Report on Shr For Against
the Company's Intention to Reduce Full
Value Chain GHG Emissions.
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MARATHON PETROLEUM CORPORATION Agenda Number: 935780999
--------------------------------------------------------------------------------------------------------------------------
Security: 56585A102
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: MPC
ISIN: US56585A1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director for a Mgmt For For
three-year term expiring in 2026: J.
Michael Stice
1b. Election of Class III Director for a Mgmt Against Against
three-year term expiring in 2026: John P.
Surma
1c. Election of Class III Director for a Mgmt For For
three-year term expiring in 2026: Susan
Tomasky
1d. Election of Class III Director for a Mgmt For For
three-year term expiring in 2026: Toni
Townes-Whitley
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the company's
independent auditor for 2023.
3. Approval, on an advisory basis, of the Mgmt For For
company's named executive officer
compensation.
4. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
declassify the Board of Directors.
5. Approval of an amendment to the company's Mgmt For For
Restated Certificate of Incorporation to
eliminate the supermajority provisions.
6. Approval of an amendment to the company's Mgmt Against Against
Restated Certificate of Incorporation to
increase the maximum size of the Board of
Directors.
7. Shareholder proposal seeking a simple Shr For Against
majority vote.
8. Shareholder proposal seeking an amendment Shr Against For
to the company's existing clawback
provisions.
9. Shareholder proposal seeking a report on Shr For Against
just transition.
10. Shareholder proposal seeking an audited Shr For Against
report on asset retirement obligations.
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MCDONALD'S CORPORATION Agenda Number: 935819788
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: MCD
ISIN: US5801351017
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Anthony Capuano
1b. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Kareem Daniel
1c. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Lloyd Dean
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Catherine Engelbert
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Margaret Georgiadis
1f. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Enrique Hernandez, Jr.
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Christopher
Kempczinski
1h. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Richard Lenny
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: John Mulligan
1j. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Jennifer Taubert
1k. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Paul Walsh
1l. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Amy Weaver
1m. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting: Miles White
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
4. Advisory vote to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as independent auditor
for 2023.
5. Advisory Vote on Adoption of Antibiotics Shr Against For
Policy (1 of 2).
6. Advisory Vote on Adoption of Antibiotics Shr Against For
Policy (2 of 2).
7. Advisory Vote on Annual Report on Shr For Against
"Communist China."
8. Advisory Vote on Civil Rights & Returns to Shr For Against
Merit Audit.
9. Advisory Vote on Annual Report on Lobbying Shr Against For
Activities.
10. Advisory Vote on Annual Report on Global Shr Against For
Political Influence.
11. Advisory Vote on Poultry Welfare Shr Against For
Disclosure.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 935809080
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Douglas M. Baker, Jr. Mgmt For For
1b. Election of Director: Mary Ellen Coe Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Robert M. Davis Mgmt For For
1e. Election of Director: Thomas H. Glocer Mgmt Against Against
1f. Election of Director: Risa J. Mgmt For For
Lavizzo-Mourey, M.D.
1g. Election of Director: Stephen L. Mayo, Mgmt For For
Ph.D.
1h. Election of Director: Paul B. Rothman, M.D. Mgmt For For
1i. Election of Director: Patricia F. Russo Mgmt For For
1j. Election of Director: Christine E. Seidman, Mgmt For For
M.D.
1k. Election of Director: Inge G. Thulin Mgmt For For
1l. Election of Director: Kathy J. Warden Mgmt For For
1m. Election of Director: Peter C. Wendell Mgmt Against Against
2. Non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
3. Non-binding advisory vote to approve the Mgmt 1 Year For
frequency of future votes to approve the
compensation of our named executive
officers.
4. Ratification of the appointment of the Mgmt Against Against
Company's independent registered public
accounting firm for 2023.
5. Shareholder proposal regarding business Shr For Against
operations in China.
6. Shareholder proposal regarding access to Shr For Against
COVID-19 products.
7. Shareholder proposal regarding indirect Shr Against For
political spending.
8. Shareholder proposal regarding patents and Shr For Against
access.
9. Shareholder proposal regarding a congruency Shr Against For
report of partnerships with globalist
organizations.
10. Shareholder proposal regarding an Shr For Against
independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt Against Against
1e. Election of Director: Sandra E. Peterson Mgmt Against Against
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt Against Against
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt Against Against
1l. Election of Director: Padmasree Warrior Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of the Selection of Deloitte & Mgmt Against Against
Touche LLP as our Independent Auditor for
Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Shr For Against
Analysis of Diversity and Inclusion
5. Shareholder Proposal - Report on Hiring of Shr For Against
Persons with Arrest or Incarceration
Records
6. Shareholder Proposal - Report on Investment Shr Against For
of Retirement Funds in Companies
Contributing to Climate Change
7. Shareholder Proposal - Report on Government Shr For Against
Use of Microsoft Technology
8. Shareholder Proposal - Report on Shr Against For
Development of Products for Military
9. Shareholder Proposal - Report on Tax Shr Against For
Transparency
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935795990
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Norma B. Clayton Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt Withheld Against
Laurette T. Koellner Mgmt For For
Michael W. Lamach Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt Withheld Against
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2023
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2022
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on Nucor's named executive
officer compensation
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935767105
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 05-Apr-2023
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter Coleman Mgmt For For
1b. Election of Director: Patrick de La Mgmt For For
Chevardiere
1c. Election of Director: Miguel Galuccio Mgmt For For
1d. Election of Director: Olivier Le Peuch Mgmt For For
1e. Election of Director: Samuel Leupold Mgmt For For
1f. Election of Director: Tatiana Mitrova Mgmt For For
1g. Election of Director: Maria Moraeus Hanssen Mgmt For For
1h. Election of Director: Vanitha Narayanan Mgmt For For
1i. Election of Director: Mark Papa Mgmt For For
1j. Election of Director: Jeff Sheets Mgmt For For
1k. Election of Director: Ulrich Spiesshofer Mgmt For For
2. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
3. Advisory approval of our executive Mgmt For For
compensation.
4. Approval of our consolidated balance sheet Mgmt For For
at December 31, 2022; our consolidated
statement of income for the year ended
December 31, 2022; and the declarations of
dividends by our Board of Directors in
2022, as reflected in our 2022 Annual
Report to Shareholders.
5. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditors for 2023.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935777702
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: GS
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michele Burns Mgmt Against Against
1b. Election of Director: Mark Flaherty Mgmt For For
1c. Election of Director: Kimberley Harris Mgmt Against Against
1d. Election of Director: Kevin Johnson Mgmt Against Against
1e. Election of Director: Ellen Kullman Mgmt Against Against
1f. Election of Director: Lakshmi Mittal Mgmt Against Against
1g. Election of Director: Adebayo Ogunlesi Mgmt Against Against
1h. Election of Director: Peter Oppenheimer Mgmt For For
1i. Election of Director: David Solomon Mgmt For For
1j. Election of Director: Jan Tighe Mgmt For For
1k. Election of Director: Jessica Uhl Mgmt For For
1l. Election of Director: David Viniar Mgmt Against Against
2. Advisory Vote to Approve Executive Mgmt Against Against
Compensation (Say on Pay)
3. Advisory Vote on the Frequency of Say on Mgmt 1 Year For
Pay
4. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm for 2023
5. Shareholder Proposal Regarding a Report on Shr Against For
Lobbying
6. Shareholder Proposal Regarding a Policy for Shr For Against
an Independent Chair
7. Shareholder Proposal Regarding Chinese Shr For Against
Congruency of Certain ETFs
8. Shareholder Proposal Regarding a Racial Shr For Against
Equity Audit
9. Shareholder Proposal Regarding a Policy to Shr Against For
Phase Out Fossil Fuel-Related Lending &
Underwriting Activities
10. Shareholder Proposal Regarding Disclosure Shr For Against
of 2030 Absolute Greenhouse Gas Reduction
Goals
11. Shareholder Proposal Regarding Climate Shr For Against
Transition Report
12. Shareholder Proposal Regarding Reporting on Shr For Against
Pay Equity
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 935795659
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gerard J. Arpey Mgmt For For
1b. Election of Director: Ari Bousbib Mgmt For For
1c. Election of Director: Jeffery H. Boyd Mgmt For For
1d. Election of Director: Gregory D. Brenneman Mgmt For For
1e. Election of Director: J. Frank Brown Mgmt Against Against
1f. Election of Director: Albert P. Carey Mgmt Against Against
1g. Election of Director: Edward P. Decker Mgmt Against Against
1h. Election of Director: Linda R. Gooden Mgmt Against Against
1i. Election of Director: Wayne M. Hewett Mgmt Against Against
1j. Election of Director: Manuel Kadre Mgmt For For
1k. Election of Director: Stephanie C. Linnartz Mgmt Against Against
1l. Election of Director: Paula Santilli Mgmt For For
1m. Election of Director: Caryn Seidman-Becker Mgmt Against Against
2. Ratification of the Appointment of KPMG LLP Mgmt Against Against
3. Advisory Vote to Approve Executive Mgmt Against Against
Compensation ("Say-on-Pay")
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Say-on-Pay Votes
5. Shareholder Proposal Regarding Amendment of Shr For Against
Shareholder Written Consent Right
6. Shareholder Proposal Regarding Independent Shr For Against
Board Chair
7. Shareholder Proposal Regarding Political Shr Against For
Contributions Congruency Analysis
8. Shareholder Proposal Regarding Rescission Shr Against For
of Racial Equity Audit Proposal Vote
9. Shareholder Proposal Regarding Senior Shr Against For
Management Commitment to Avoid Political
Speech
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 935703149
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 11-Oct-2022
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: B. Marc Allen Mgmt For For
1b. ELECTION OF DIRECTOR: Angela F. Braly Mgmt For For
1c. ELECTION OF DIRECTOR: Amy L. Chang Mgmt For For
1d. ELECTION OF DIRECTOR: Joseph Jimenez Mgmt For For
1e. ELECTION OF DIRECTOR: Christopher Mgmt For For
Kempczinski
1f. ELECTION OF DIRECTOR: Debra L. Lee Mgmt For For
1g. ELECTION OF DIRECTOR: Terry J. Lundgren Mgmt For For
1h. ELECTION OF DIRECTOR: Christine M. McCarthy Mgmt For For
1i. ELECTION OF DIRECTOR: Jon R. Moeller Mgmt For For
1j. ELECTION OF DIRECTOR: Rajesh Subramaniam Mgmt For For
1k. ELECTION OF DIRECTOR: Patricia A. Woertz Mgmt For For
2. Ratify Appointment of the Independent Mgmt Against Against
Registered Public Accounting Firm
3. Advisory Vote to Approve the Company's Mgmt For For
Executive Compensation (the "Say on Pay"
vote)
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 935783894
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until 2024 Mgmt For For
annual meeting: Carol B. Tome
1b. Election of Director to serve until 2024 Mgmt Against Against
annual meeting: Rodney C. Adkins
1c. Election of Director to serve until 2024 Mgmt For For
annual meeting: Eva C. Boratto
1d. Election of Director to serve until 2024 Mgmt Against Against
annual meeting: Michael J. Burns
1e. Election of Director to serve until 2024 Mgmt For For
annual meeting: Wayne M. Hewett
1f. Election of Director to serve until 2024 Mgmt For For
annual meeting: Angela Hwang
1g. Election of Director to serve until 2024 Mgmt For For
annual meeting: Kate E. Johnson
1h. Election of Director to serve until 2024 Mgmt Against Against
annual meeting: William R. Johnson
1i. Election of Director to serve until 2024 Mgmt For For
annual meeting: Franck J. Moison
1j. Election of Director to serve until 2024 Mgmt Against Against
annual meeting: Christiana Smith Shi
1k. Election of Director to serve until 2024 Mgmt Against Against
annual meeting: Russell Stokes
1l. Election of Director to serve until 2024 Mgmt Against Against
annual meeting: Kevin Warsh
2. To approve on an advisory basis named Mgmt Against Against
executive officer compensation.
3. To approve on an advisory basis the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation.
4. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as UPS's independent registered
public accounting firm for the year ending
December 31, 2023.
5. To reduce the voting power of UPS class A Shr For Against
stock from 10 votes per share to one vote
per share.
6. To adopt independently verified Shr For Against
science-based greenhouse gas emissions
reduction targets.
7. To prepare a report on integrating GHG Shr For Against
emissions reductions targets into executive
compensation.
8. To prepare a report on addressing the Shr For Against
impact of UPS's climate change strategy on
relevant stakeholders consistent with the
"Just Transition" guidelines.
9. To prepare a report on risks or costs Shr Against For
caused by state policies restricting
reproductive rights.
10. To prepare a report on the impact of UPS's Shr For Against
DE&I policies on civil rights,
non-discrimination and returns to merit,
and the company's business.
11. To prepare an annual report on the Shr For Against
effectiveness of UPS's diversity, equity
and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935835237
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 05-Jun-2023
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Timothy Flynn Mgmt For For
1b. Election of Director: Paul Garcia Mgmt For For
1c. Election of Director: Kristen Gil Mgmt For For
1d. Election of Director: Stephen Hemsley Mgmt Against Against
1e. Election of Director: Michele Hooper Mgmt For For
1f. Election of Director: F. William McNabb III Mgmt For For
1g. Election of Director: Valerie Montgomery Mgmt For For
Rice, M.D.
1h. Election of Director: John Noseworthy, M.D. Mgmt For For
1i. Election of Director: Andrew Witty Mgmt For For
2. Advisory approval of the Company's Mgmt For For
executive compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
holding future say-on-pay votes.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2023.
5. If properly presented at the 2023 Annual Shr For Against
Meeting of Shareholders, the shareholder
proposal seeking a third-party racial
equity audit.
6. If properly presented at the 2023 Annual Shr Against For
Meeting of Shareholders, the shareholder
proposal requiring a political
contributions congruency report.
7. If properly presented at the 2023 Annual Shr For Against
Meeting of Shareholders, the shareholder
proposal seeking shareholder ratification
of termination pay.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 935790700
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: VZ
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Shellye Archambeau Mgmt For For
1B. Election of Director: Roxanne Austin Mgmt For For
1C. Election of Director: Mark Bertolini Mgmt Against Against
1D. Election of Director: Vittorio Colao Mgmt For For
1E. Election of Director: Melanie Healey Mgmt Against Against
1F. Election of Director: Laxman Narasimhan Mgmt For For
1G. Election of Director: Clarence Otis, Jr. Mgmt Against Against
1H. Election of Director: Daniel Schulman Mgmt Against Against
1I. Election of Director: Rodney Slater Mgmt Against Against
1J. Election of Director: Carol Tome Mgmt For For
1K. Election of Director: Hans Vestberg Mgmt Against Against
1L. Election of Director: Gregory Weaver Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation
4. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm
5. Government requests to remove content Shr For Against
6. Prohibit political contributions Shr Against For
7. Amend clawback policy Shr Against For
8. Shareholder ratification of annual equity Shr For Against
awards
9. Independent chair Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt Against Against
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt Against Against
1g. Election of Director: John F. Lundgren Mgmt Against Against
1h. Election of Director: Denise M. Morrison Mgmt Against Against
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation paid to our named executive
officers.
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve
executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2023.
5. To vote on a stockholder proposal Shr For Against
requesting an independent board chair
policy.
Amplify Cleaner Living ETF
--------------------------------------------------------------------------------------------------------------------------
ARCIMOTO, INC. Agenda Number: 935640638
--------------------------------------------------------------------------------------------------------------------------
Security: 039587100
Meeting Type: Annual
Meeting Date: 29-Jul-2022
Ticker: FUV
ISIN: US0395871009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark D. Frohnmayer Mgmt For For
Terry L. Becker Mgmt For For
Nancy E. Calderon Mgmt For For
Joshua S. Scherer Mgmt Withheld Against
Jesse G. Eisler Mgmt Withheld Against
2. To approve the Company's 2022 Omnibus Stock Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
BEAM GLOBAL Agenda Number: 935684185
--------------------------------------------------------------------------------------------------------------------------
Security: 07373B109
Meeting Type: Annual
Meeting Date: 10-Aug-2022
Ticker: BEEM
ISIN: US07373B1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Davidson Mgmt Withheld Against
Nancy Floyd Mgmt Withheld Against
Anthony Posawatz Mgmt Withheld Against
Desmond Wheatley Mgmt For For
2. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation of our Named Executive
Officers.
3. Ratify the appointment of RSM US LLP as our Mgmt For For
independent registered public accountants
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935664222
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 11-Jul-2022
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt Withheld Against
Jack Levine Mgmt Withheld Against
Kenneth R. Marks Mgmt For For
Ritsaart van Montfrans Mgmt Withheld Against
2. Ratify the appointment of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
CANOO INC. Agenda Number: 935667949
--------------------------------------------------------------------------------------------------------------------------
Security: 13803R102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: GOEV
ISIN: US13803R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Dattilo Mgmt Withheld Against
Arthur Kingsbury Mgmt For For
Claudia Romo Edelman Mgmt For For
Rainer Schmueckle Mgmt For For
2. To approve, by an advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
Proxy Statement.
3. To recommend, by an advisory vote, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
4. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Deloitte & Touche LLP as the independent
registered public accounting firm of the
Company for its fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
ELECTRAMECCANICA VEHICLES CORP. Agenda Number: 935681963
--------------------------------------------------------------------------------------------------------------------------
Security: 284849205
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: SOLO
ISIN: CA2848492054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Kevin Pavlov Mgmt For For
Steven Sanders Mgmt Withheld Against
Jerry Kroll Mgmt For For
Luisa Ingargiola Mgmt Withheld Against
Joanne Yan Mgmt Withheld Against
David Shemmans Mgmt Withheld Against
Michael Richardson Mgmt For For
William G. Quigley Mgmt For For
Dietmar Ostermann Mgmt For For
2 To appoint KPMG LLP as auditor of the Mgmt For For
Company for the ensuing year and to
authorize the Directors to fix the
auditor's remuneration.
--------------------------------------------------------------------------------------------------------------------------
FRESHPET, INC. Agenda Number: 935701006
--------------------------------------------------------------------------------------------------------------------------
Security: 358039105
Meeting Type: Annual
Meeting Date: 03-Oct-2022
Ticker: FRPT
ISIN: US3580391056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. David Basto Mgmt Against Against
1b. Election of Director: Lawrence S. Coben, Mgmt For For
Ph.D.
1c. Election of Director: Walter N. George III Mgmt For For
1d. Election of Director: Craig D. Steeneck Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
the independent registered public
accounting firm for 2022.
3. To approve, by advisory vote, the Mgmt Against Against
compensation of the Company's named
executive officers (the "Say-on-Pay
Proposal").
4. To approve an amendment to our Fifth Mgmt Against Against
Amended and Restated Certificate of
Incorporation to permit stockholders the
right to request that the Company call a
special meeting of stockholders under
certain circumstances (the "Special Meeting
Proposal").
--------------------------------------------------------------------------------------------------------------------------
NAUTILUS, INC. Agenda Number: 935680377
--------------------------------------------------------------------------------------------------------------------------
Security: 63910B102
Meeting Type: Annual
Meeting Date: 02-Aug-2022
Ticker: NLS
ISIN: US63910B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: James Barr, IV Mgmt For For
1.2 Election of Director: Anne G. Saunders Mgmt Withheld Against
1.3 Election of Director: Patricia M. Ross Mgmt Withheld Against
1.4 Election of Director: Shailesh Prakash Mgmt Withheld Against
1.5 Election of Director: Kelley Hall Mgmt For For
1.6 Election of Director: Ruby Sharma Mgmt For For
2. To adopt an advisory resolution approving Mgmt Against Against
Nautilus' executive compensation.
3. To approve an amendment to the Nautilus, Mgmt Against Against
Inc. Amended & Restated 2015 Long Term
Incentive Plan.
4. Ratification of selection of Grant Thornton Mgmt For For
LLP as Independent Registered Public
Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
NIKOLA CORPORATION Agenda Number: 935612146
--------------------------------------------------------------------------------------------------------------------------
Security: 654110105
Meeting Type: Annual
Meeting Date: 02-Aug-2022
Ticker: NKLA
ISIN: US6541101050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Russell Mgmt For For
Stephen J. Girsky Mgmt Withheld Against
L.F. de Rothschild Mgmt For For
Michael L. Mansuetti Mgmt For For
Gerrit A. Marx Mgmt Withheld Against
Mary L. Petrovich Mgmt Withheld Against
Steven M. Shindler Mgmt For For
Bruce L. Smith Mgmt For For
DeWitt C. Thompson, V Mgmt Withheld Against
2. The approval of an amendment to the Second Mgmt For For
Amended and Restated Certificate of
Incorporation of the Company to increase
the number of authorized shares of the
Company's common stock from 600,000,000 to
800,000,000.
3. The approval, on a non-binding advisory Mgmt Against Against
basis, of the compensation paid to the
Company's named executive officers.
4. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 935694960
--------------------------------------------------------------------------------------------------------------------------
Security: 62914V106
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: NIO
ISIN: US62914V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. As a special resolution: THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined in the Meeting Notice) at each
of the class meeting of holders of the
Class C ordinary shares with a par value of
US$0.00025 each and the annual general
meeting of the Company, each convened on
the same date and at the same place as the
Class A Meeting, the Company's Twelfth
Amended and Restated Memorandum of
Association and Articles of Association in
effect be amended and restated by the
...(due to space limits, see proxy material
for full proposal).
1. As an ordinary resolution: THAT the Mgmt For For
authorised but unissued 132,030,222 Class B
ordinary shares of a par value of
US$0.00025 each of the Company be
redesignated as 132,030,222 Class A
ordinary shares of a par value of
US$0.00025 each of the Company, such that
the authorised share capital of the Company
is US$1,000,000 divided into 4,000,000,000
shares comprising of (i) 2,632,030,222
Class A ordinary shares of a par value of
US$0.00025 each, (ii) 148,500,000 Class C
ordinary shares of a ...(due to space
limits, see proxy material for full
proposal).
2. As an ordinary resolution: to re-appoint Mgmt For For
PricewaterhouseCoopers as the auditor of
the Company to hold office until the
conclusion of the next annual general
meeting of the Company and to authorise the
Board to fix their remuneration for the
year ending December 31, 2022.
3. As a special resolution: THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined in the Meeting Notice) at each
of the class meeting of holders of the
Class C ordinary shares with a par value of
US$0.00025 each, each and the class meeting
of holders of Class A ordinary shares with
a par value of US$0.00025 each convened on
the same date and at the same place as the
AGM, the Company's Twelfth Amended and
Restated Memorandum of Association and
Articles of Association in effect ...(due
to space limits, see proxy material for
full proposal).
4. As a special resolution: THAT the Company's Mgmt For For
Twelfth Amended and Restated Memorandum of
Association and Articles of Association in
effect be amended and restated by the
deletion in their entirety and the
substitution in their place of the
Thirteenth Amended and Restated Memorandum
and Articles of Association annexed
Thirteenth Amended and Restated Memorandum
and Articles of Association annexed to this
notice, as more particularly disclosed on
pages 141 to 152 of the Listing Document,
by (a) ...(due to space limits, see proxy
material for full proposal).
5. As a special resolution: THAT the Chinese Mgmt For For
name of the Company be adopted as the dual
foreign name of the Company.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935679540
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ira Ehrenpreis Mgmt For For
1.2 Election of Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to increase
the number of authorized shares of common
stock by 4,000,000,000 shares.
5. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
6. Stockholder proposal regarding proxy Shr For Against
access.
7. Stockholder proposal regarding annual Shr For Against
reporting on anti-discrimination and
harassment efforts.
8. Stockholder proposal regarding annual Shr For Against
reporting on Board diversity.
9. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
10. Stockholder proposal regarding reporting on Shr Against For
lobbying.
11. Stockholder proposal regarding adoption of Shr Against For
a freedom of association and collective
bargaining policy.
12. Stockholder proposal regarding additional Shr For Against
reporting on child labor.
13. Stockholder proposal regarding additional Shr For Against
reporting on water risk.
--------------------------------------------------------------------------------------------------------------------------
THE HAIN CELESTIAL GROUP, INC. Agenda Number: 935716261
--------------------------------------------------------------------------------------------------------------------------
Security: 405217100
Meeting Type: Annual
Meeting Date: 17-Nov-2022
Ticker: HAIN
ISIN: US4052171000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard A. Beck Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt Against Against
1c. Election of Director: Dean Hollis Mgmt Against Against
1d. Election of Director: Shervin J. Korangy Mgmt For For
1e. Election of Director: Mark L. Schiller Mgmt For For
1f. Election of Director: Michael B. Sims Mgmt Against Against
1g. Election of Director: Carlyn R. Taylor Mgmt For For
1h. Election of Director: Dawn M. Zier Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt Against Against
named executive officer compensation.
3. Proposal to ratify the appointment of Ernst Mgmt Against Against
& Young LLP to act as registered
independent accountants of the Company for
the fiscal year ending June 30, 2023.
4. Proposal to approve the 2022 Long Term Mgmt Against Against
Incentive and Stock Award Plan.
--------------------------------------------------------------------------------------------------------------------------
VOLCON, INC. Agenda Number: 935673714
--------------------------------------------------------------------------------------------------------------------------
Security: 92864V103
Meeting Type: Annual
Meeting Date: 26-Jul-2022
Ticker: VLCN
ISIN: US92864V1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Jordan Davis Mgmt For For
1.2 Election of Director: Jonathan Foster Mgmt Withheld Against
1.3 Election of Director: John Kim Mgmt Withheld Against
1.4 Election of Director: Christian Okonsky Mgmt For For
1.5 Election of Director: Karin-Joyce Tjon Mgmt Withheld Against
2. Proposal to amend the Volcon, Inc. 2021 Mgmt Against Against
Stock Plan to increase the number of shares
authorized for issuance by 4,000,000
shares.
3. Proposal to authorize the Board to amend Mgmt For For
the Second Amended and Restated Certificate
of Incorporation to effect a reverse stock
split of Volcon, Inc.'s common stock at one
of the following reverse stock split
ratios, 1-for-2, 1-for-3, 1-for-4, or
1-for-5, as determined by the Board in its
sole discretion.
4. Proposal to ratify the appointment of Mgmt For For
MaloneBailey, LLP as our independent
registered public accounting firm for the
year ending December 31, 2022.
Amplify Digital & Online Trading ETF
--------------------------------------------------------------------------------------------------------------------------
CMC MARKETS PLC Agenda Number: 715828161
--------------------------------------------------------------------------------------------------------------------------
Security: G22327103
Meeting Type: AGM
Meeting Date: 28-Jul-2022
Ticker:
ISIN: GB00B14SKR37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITOR FOR
THE YEAR ENDED 31MARCH 2022
2 TO DECLARE A FINAL DIVIDEND OF8.88 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2022 (SEE NOTICE)
3 TO ELECT SUSANNE CHISHTI AS A DIRECTOR Mgmt For For
4 TO RE-ELECT JAMES RICHARDS AS A DIRECTOR Mgmt Against Against
5 TO RE-ELECT PETER CRUDDAS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DAVID FINEBERG AS A DIRECTOR Mgmt For For
7 TO RE-ELECT SARAH ING AS A DIRECTOR Mgmt Against Against
8 TO RE-ELECT PAUL WAINSCOTT AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT EUAN MARSHALL AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MATTHEW LEWIS AS A DIRECTOR Mgmt For For
11 TO APPOINT DELOITTE LLP AS AUDITOR OF THE Mgmt For For
COMPANY (SEE NOTICE)
12 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
13 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 MARCH 2022
(SEE NOTICE)
14 THAT THE DIRECTORS BE GENERALLY AUTHORISED Mgmt For For
TO EXERCISE ALL THE POWERS OF THE COMPANY
TO ALLOT SHARES IN THE COMPANY (SEE NOTICE)
15 THAT SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
14 ABOVE, THE DIRECTORS BE AUTHORISED TO
ALLOT EQUITY SECURITIES WHOLLY FOR CASH
(SEE NOTICE)
16 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
14 AND IN ADDITION TO RESOLUTION 15 ABOVE,
THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY
SECURITIES WHOLLY FOR CASH
17 THAT THE COMPANY BE AUTHORISED TO MAKE Mgmt Against Against
MARKET PURCHASES OF ORDINARY SHARES OF 25
PENCE EACH (SEE NOTICE)
18 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
CMC MARKETS PLC Agenda Number: 715894627
--------------------------------------------------------------------------------------------------------------------------
Security: G22327103
Meeting Type: OGM
Meeting Date: 28-Jul-2022
Ticker:
ISIN: GB00B14SKR37
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT IN RELATION TO THE RELEVANT DIVIDENDS Mgmt For For
ANY AND ALL CLAIMS WHICH THE COMPANY HAS OR
MAY HAVE IN CONNECTION WITH THE RELEVANT
DIVIDENDS BE WAIVED
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935839881
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt Withheld Against
Kathryn Haun Mgmt For For
Kelly A. Kramer Mgmt Withheld Against
Tobias Lutke Mgmt For For
Gokul Rajaram Mgmt Withheld Against
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FLATEXDEGIRO AG Agenda Number: 717199889
--------------------------------------------------------------------------------------------------------------------------
Security: D3690M106
Meeting Type: AGM
Meeting Date: 13-Jun-2023
Ticker:
ISIN: DE000FTG1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2022
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2022
5 RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2023 AND FOR THE REVIEW OF INTERIM
FINANCIAL STATEMENTS FOR THE FIRST HALF OF
FISCAL YEAR 2023 AND FOR FISCAL YEAR 2024
UNTIL THE NEXT AGM
6 APPROVE REMUNERATION REPORT Mgmt For For
7.1 FIX MAXIMUM VARIABLE COMPENSATION RATIO FOR Mgmt For For
KEY EMPLOYEES TO 200 PERCENT OF FIXED
REMUNERATION
7.2 FIX MAXIMUM VARIABLE COMPENSATION RATIO FOR Mgmt For For
MANAGEMENT BOARD MEMBERS TO 200 PERCENT OF
FIXED REMUNERATION
7.3 APPROVE REMUNERATION POLICY Mgmt For For
8 APPROVE INCREASE IN SIZE OF BOARD TO FIVE Mgmt Against Against
MEMBERS
9 ELECT BRITTA LEHFELDT TO THE SUPERVISORY Mgmt For For
BOARD
10.1 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
UNTIL 2025
10.2 AMEND ARTICLES RE: GENERAL MEETING CHAIR Mgmt For For
AND PROCEDURE
11.1 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
11.2 AMEND ARTICLES RE: GENERAL MEETING CHAIR Mgmt For For
12 AMEND ARTICLES RE: REGISTRATION IN THE Mgmt For For
SHARE REGISTER
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 09 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 1 AND ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT 09 MAY 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 09 MAY 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
--------------------------------------------------------------------------------------------------------------------------
FLOW TRADERS LTD Agenda Number: 716779701
--------------------------------------------------------------------------------------------------------------------------
Security: G3602E108
Meeting Type: AGM
Meeting Date: 26-Apr-2023
Ticker:
ISIN: BMG3602E1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. ALTERATION OF THE BYE-LAWS Mgmt For For
3.a. REPORT OF THE BOARD FOR THE FINANCIAL YEAR Non-Voting
2022
3.b. ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2022 Non-Voting
3.c. DIVIDEND POLICY Non-Voting
3.d. DIVIDEND (NON-BINDING ADVISORY VOTING ITEM) Mgmt For For
3.e. REMUNERATION REPORT FOR THE FINANCIAL YEAR Mgmt For For
2022 (NON-BINDING ADVISORY VOTING ITEM)
4. REMUNERATION POLICY FOR THE BOARD Mgmt For For
CONCERNING ITS EXECUTIVE DIRECTORS
5.a. PROPOSAL TO RE-ELECT MR RUDOLF FERSCHA TO Mgmt For For
THE BOARD
5.b. PROPOSAL TO ELECT MS KAREN FRANK TO THE Mgmt For For
BOARD
5.c. PROPOSAL TO ELECT MR PAUL HILGERS TO THE Mgmt For For
BOARD
5.d. PROPOSAL TO ELECT DELFIN RUEDA ARROYO TO Mgmt For For
THE BOARD
6.a. AUTHORITY TO ISSUE SHARES Mgmt For For
6.b. AUTHORITY TO EXCLUDE OR LIMIT PRE-EMPTIVE Mgmt For For
RIGHTS
7. AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
8. AUDITOR Mgmt For For
9. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
--------------------------------------------------------------------------------------------------------------------------
FLOW TRADERS N.V. Agenda Number: 716238488
--------------------------------------------------------------------------------------------------------------------------
Security: N33101101
Meeting Type: EGM
Meeting Date: 02-Dec-2022
Ticker:
ISIN: NL0011279492
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPENING AND ANNOUNCEMENTS Non-Voting
2.a. PROPOSAL TO AMEND THE ARTICLES OF Mgmt For For
ASSOCIATION
2.b. PROPOSAL TO ENTER INTO THE MERGER Mgmt For For
3 CLOSE MEETING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 26 OCT 2022: AGENDA ITEM 2 CONTAINS TWO Non-Voting
VOTING ITEMS. THE UPDATE OF THE HOLDING
STRUCTURE CAN ONLY BE IMPLEMENTED IF BOTH
PROPOSALS ARE ADOPTED. THEREFORE, THE
PROPOSAL UNDER AGENDA ITEM 2.B. WILL ONLY
BE PUT TO A VOTE AFTER PROPOSAL 2.A. HAS
BEEN ADOPTED
CMMT 26 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES. PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FORGE GLOBAL HOLDINGS, INC. Agenda Number: 935859148
--------------------------------------------------------------------------------------------------------------------------
Security: 34629L103
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: FRGE
ISIN: US34629L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kimberley Vogel Mgmt For For
Stephen George Mgmt Withheld Against
Debra Chrapaty Mgmt For For
2. The approval, on a non-binding advisory Mgmt Against Against
basis, of the compensation paid to the
named executive officers.
3. The recommendation, on a non-binding Mgmt 1 Year For
advisory basis, of whether an advisory vote
on executive compensation should be held
every one, two or three years.
4. Ratify the appointment of Ernst & Young LLP Mgmt For For
as the independent registered public
accounting firm for the year ending
December 31, 2023.
5. To approve (i) the cancellation of the CEO Mgmt Against Against
PSO and (ii) the grant of the CEO RSU.
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 717299615
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: AGM
Meeting Date: 28-Jun-2023
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For
1.B ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For
1.C ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For
1.D ELECTION OF DIRECTOR: MICHAEL DAFFEY Mgmt For For
1.E ELECTION OF DIRECTOR: JANE DIETZE Mgmt Against Against
1.F ELECTION OF DIRECTOR: DAMIEN VANDERWILT Mgmt For For
1.G ELECTION OF DIRECTOR: RICHARD TAVOSO Mgmt For For
2 APPOINTMENT OF AUDITOR: APPOINTMENT OF KPMG Mgmt For For
LLP AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THE REMUNERATION TO BE PAID TO THE
COMPANY'S AUDITOR
3.I DECLARATION OF NON-U.S. STATUS FOR THE Mgmt Against Against
PURPOSE OF DETERMINING THE AGGREGATE NUMBER
OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO
CAST, THE UNDERSIGNED CERTIFIES THAT: IT IS
NOT A U.S. RESIDENT
3.II TO THE EXTENT THAT IT HOLDS SHARES OF THE Mgmt Against Against
COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY
OTHER PERSON, SUCH PERSON IS NOT A U.S.
RESIDENT
CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting
FOR THE ACCOUNT OR BENEFIT OF ANY OTHER
PERSON, PLEASE ALSO CHECK THE "YES" BOX IN
3(II) ABOVE
CMMT 05 JUN 2023: REGARDING RESOLUTION 3.I, Non-Voting
NOTE: FOR = YES, AGAINST = NO. REGARDING
RESOLUTION 3.II, NOTE: "FOR" = YES,
"AGAINST" = NO. THANK YOU
CMMT IF YOU DO NOT COMPLETE THIS DECLARATION OF Non-Voting
NON-U.S. STATUS OR IF IT IS DETERMINED BY
THE DIRECTORS OF THE COMPANY, IN THEIR
ABSOLUTE DISCRETION, THAT YOU INCORRECTLY
COMPLETED THIS DECLARATION (THROUGH
INADVERTENCE OR OTHERWISE), IT WILL BE
DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR
(B) TO THE EXTENT THAT YOU HOLD SHARES OF
THE COMPANY FOR THE ACCOUNT OR BENEFIT OF
ANY OTHER PERSON, SUCH PERSON IS A U.S.
RESIDENT. IF YOU CHECKED THE NO BOX IN
3(II) ABOVE INDICATING THAT YOU HOLD SHARES
OF THE COMPANY FOR THE ACCOUNT OR BENEFIT
OF ANY OTHER PERSON THAT IS A U.S.
RESIDENT, IT IS IMPORTANT THAT YOU ALSO
COMPLETE, SIGN AND MAIL (USING THE RETURN
ENVELOPE PROVIDED TO YOU) THE ADDITIONAL
PAPER FORM OF DECLARATION OF BENEFICIAL
OWNERSHIP (THE BENEFICIAL OWNERSHIP
DECLARATION ) THAT HAS BEEN SENT TO YOU
WITH THE MEETING MATERIALS. IF YOU DO NOT
COMPLETE, SIGN AND MAIL THE BENEFICIAL
OWNERSHIP DECLARATION, OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THE BENEFICIAL
OWNERSHIP DECLARATION (THROUGH INADVERTENCE
OR OTHERWISE), IT WILL BE DEEMED THAT ALL
SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT
OR BENEFIT OF A PERSON THAT IS A U.S.
RESIDENT. IF YOU CHECKED THE YES BOX IN
3(II) ABOVE, YOU DO NOT NEED TO COMPLETE
BENEFICIAL OWNERSHIP DECLARATION
CMMT 05 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
RESOLUTIONS 3.I, 3.II. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
IG GROUP HOLDINGS PLC Agenda Number: 715975756
--------------------------------------------------------------------------------------------------------------------------
Security: G4753Q106
Meeting Type: AGM
Meeting Date: 21-Sep-2022
Ticker:
ISIN: GB00B06QFB75
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND THE AUDITOR
FOR THE YEAR ENDED 31 MAY 2022
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31 MAY 2022
3 TO DECLARE A FINAL DIVIDEND ON THE ORDINARY Mgmt For For
SHARES OF THE COMPANY FOR THE YEAR ENDED 31
MAY 2022 OF 31.24 PENCE PER ORDINARY SHARE
4 TO RE-ELECT MIKE MCTIGHE (NON-EXECUTIVE Mgmt Against Against
DIRECTOR) AS A DIRECTOR OF THE COMPANY
5 TO RE-ELECT JUNE FELIX (EXECUTIVE DIRECTOR) Mgmt For For
AS A DIRECTOR OF THE COMPANY
6 TO RE-ELECT CHARLIE ROZES (EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
7 TO RE-ELECT JON NOBLE (EXECUTIVE DIRECTOR) Mgmt For For
AS A DIRECTOR OF THE COMPANY
8 TO RE-ELECT JONATHAN MOULDS (NON-EXECUTIVE Mgmt Against Against
DIRECTOR) AS A DIRECTOR OF THE COMPANY
9 TO RE-ELECT RAKESH BHASIN (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
10 TO RE-ELECT ANDREW DIDHAM (NON-EXECUTIVE Mgmt Against Against
DIRECTOR) AS A DIRECTOR OF THE COMPANY
11 TO RE-ELECT WU GANG (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
12 TO RE-ELECT SALLY-ANN HIBBERD Mgmt Against Against
(NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF
THE COMPANY
13 TO RE-ELECT MALCOLM LE MAY (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
14 TO RE-ELECT SUSAN SKERRITT (NON-EXECUTIVE Mgmt For For
DIRECTOR) AS A DIRECTOR OF THE COMPANY
15 TO RE-ELECT HELEN STEVENSON (NON-EXECUTIVE Mgmt Against Against
DIRECTOR) AS A DIRECTOR OF THE COMPANY
16 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
THE AUDITOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING AT WHICH ACCOUNTS ARE LAID
17 TO AUTHORISE THE AUDIT COMMITTEE OF THE Mgmt Against Against
BOARD TO DETERMINE THE AUDITOR'S
REMUNERATION
18 THAT THE DIRECTORS BE AND ARE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED PURSUANT TO AND
IN ACCORDANCE WITH SECTION 551 OF THE
COMPANIES ACT 2006 (THE "2006 ACT") TO
EXERCISE ALL THE POWERS OF THE COMPANY TO
ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE
FOR OR TO CONVERT ANY SECURITY INTO SHARES:
I. UP TO A NOMINAL AMOUNT OF GBP 7,000; AND
II. COMPRISING EQUITY SECURITIES (AS
DEFINED IN SECTION 560(1) OF THE 2006 ACT)
UP TO A FURTHER NOMINAL AMOUNT OF GBP 7,000
IN CONNECTION WITH AN OFFER BY WAY OF A
RIGHTS ISSUE; SUCH AUTHORITIES TO APPLY IN
SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES
PURSUANT TO SECTION 551 OF THE 2006 ACT AND
TO EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OR ON 30 NOVEMBER 2023,
WHICHEVER IS EARLIER BUT, IN EACH CASE, SO
THAT THE COMPANY MAY MAKE OFFERS AND ENTER
INTO AGREEMENTS DURING THE RELEVANT PERIOD
WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE
ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO
CONVERT ANY SECURITY INTO SHARES TO BE
GRANTED AFTER THE AUTHORITY ENDS. FOR THE
PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE'
MEANS AN OFFER TO: I. ORDINARY SHAREHOLDERS
IN PROPORTION (AS NEARLY AS MAY BE
PRACTICABLE) TO THEIR EXISTING HOLDINGS;
AND II. PEOPLE WHO ARE HOLDERS OF OTHER
EQUITY SECURITIES IF THIS IS REQUIRED BY
THE RIGHTS OF THOSE SECURITIES OR, IF THE
DIRECTORS CONSIDER IT NECESSARY, AS
PERMITTED BY THE RIGHTS OF THOSE SECURITIES
TO SUBSCRIBE FOR FURTHER SECURITIES BY
MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER
(OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE
TRADED FOR A PERIOD BEFORE PAYMENT FOR THE
SECURITIES IS DUE, BUT SUBJECT IN BOTH
CASES TO SUCH EXCLUSIONS OR OTHER
ARRANGEMENTS AS THE DIRECTORS MAY DEEM
NECESSARY OR EXPEDIENT IN RELATION TO
TREASURY SHARES, FRACTIONAL ENTITLEMENTS,
RECORD DATES OR LEGAL, REGULATORY OR
PRACTICAL PROBLEMS IN, OR UNDER THE LAWS
OF, ANY TERRITORY
19 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
18 ABOVE, THE DIRECTORS BE AUTHORISED TO
ALLOT EQUITY SECURITIES (AS DEFINED IN
SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR
CASH: I. PURSUANT TO THE AUTHORITY GIVEN BY
PARAGRAPH (I) OF RESOLUTION 18 ABOVE OR
WHERE THE ALLOTMENT CONSTITUTES AN
ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF
SECTION 560(2)(B) OF THE 2006 ACT IN EACH
CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE
OFFER; AND (II) OTHERWISE THAN IN
CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 1,000;
AND II. PURSUANT TO THE AUTHORITY GIVEN BY
PARAGRAPH (II) OF RESOLUTION 18 ABOVE IN
CONNECTION WITH A RIGHTS ISSUE, AS IF
SECTION 561(1) OF THE 2006 ACT DID NOT
APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY
TO EXPIRE AT THE END OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR AT THE
CLOSE OF BUSINESS ON 30 NOVEMBER 2023,
WHICHEVER IS EARLIER PROVIDED THAT THE
COMPANY MAY MAKE OFFERS AND ENTER INTO
AGREEMENTS BEFORE THE EXPIRY OF SUCH
AUTHORITY WHICH WOULD, OR MIGHT, REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND
TREASURY SHARES TO BE SOLD AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES OR SELL TREASURY
SHARES PURSUANT TO ANY SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED. FOR THE PURPOSES OF THIS
RESOLUTION: I. 'RIGHTS ISSUE' HAS THE SAME
MEANING AS IN RESOLUTION 18 ABOVE; II.
'PRE-EMPTIVE OFFER' MEANS AN OFFER OF
EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A
PERIOD FIXED BY THE DIRECTORS TO HOLDERS
(OTHER THAN THE COMPANY) ON THE REGISTER ON
A RECORD DATE FIXED BY THE DIRECTORS OF
ORDINARY SHARES IN PROPORTION TO THEIR
RESPECTIVE HOLDINGS BUT SUBJECT TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY; III.
REFERENCES TO AN ALLOTMENT OF EQUITY
SECURITIES SHALL INCLUDE A SALE OF TREASURY
SHARES; AND IV. THE NOMINAL AMOUNT OF ANY
SECURITIES SHALL BE TAKEN TO BE, IN THE
CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT
ANY SECURITIES INTO SHARES OF THE COMPANY,
THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY
BE ALLOTTED PURSUANT TO SUCH RIGHTS
20 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
18 ABOVE, AND IN ADDITION TO ANY AUTHORITY
GRANTED BY RESOLUTION 19 ABOVE, THE
DIRECTORS BE AUTHORISED PURSUANT TO SECTION
570 AND SECTION 573 OF THE 2006 ACT TO
ALLOT EQUITY SECURITIES (WITHIN THE MEANING
OF SECTION 560(1) OF THE 2006 ACT) FOR CASH
UNDER THE AUTHORITY CONFERRED BY RESOLUTION
19 ABOVE AND/OR TO SELL TREASURY SHARES FOR
CASH AS IF SECTION 561(1) OF THE 2006 ACT
DID NOT APPLY TO ANY SUCH ALLOTMENT OR
SALE, PROVIDED THAT THIS AUTHORITY SHALL
BE: I. LIMITED TO THE ALLOTMENT OF EQUITY
SECURITIES OR SALE OF TREASURY SHARES UP TO
AN AGGREGATE NOMINAL AMOUNT OF GBP 1,000;
AND II. USED ONLY FOR THE PURPOSES OF
FINANCING (OR REFINANCING, IF THE AUTHORITY
IS TO BE USED WITHIN SIX MONTHS AFTER THE
ORIGINAL TRANSACTION) A TRANSACTION WHICH
THE DIRECTORS DETERMINE TO BE AN
ACQUISITION OR OTHER CAPITAL INVESTMENT OF
A KIND CONTEMPLATED BY THE STATEMENT OF
PRINCIPLES ON DISAPPLYING PRE-EMPTION
RIGHTS MOST RECENTLY PUBLISHED BY THE
PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS
NOTICE; SUCH AUTHORITY TO EXPIRE AT THE END
OF THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY OR AT THE CLOSE OF BUSINESS ON 30
NOVEMBER 2023, WHICHEVER IS EARLIER
PROVIDED THAT THE COMPANY MAY MAKE OFFERS
AND ENTER INTO AGREEMENTS BEFORE THE EXPIRY
OF SUCH AUTHORITY WHICH WOULD, OR MIGHT,
REQUIRE EQUITY SECURITIES TO BE ALLOTTED
AND TREASURY SHARES TO BE SOLD AFTER SUCH
EXPIRY AND THE DIRECTORS SHALL BE ENTITLED
TO ALLOT EQUITY SECURITIES AND SELL
TREASURY SHARES PURSUANT TO ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
21 THAT THE COMPANY BE AND IS HEREBY Mgmt Against Against
UNCONDITIONALLY AND GENERALLY AUTHORISED
FOR THE PURPOSE OF SECTION 701 OF THE 2006
ACT TO MAKE MARKET PURCHASES (AS DEFINED IN
SECTION 693 OF THE 2006 ACT) OF ORDINARY
SHARES OF 0.005 PENCE EACH IN THE CAPITAL
OF THE COMPANY PROVIDED THAT: I. THE
MAXIMUM NUMBER OF SHARES WHICH MAY BE
PURCHASED IS 43,015,803 (REPRESENTING AN
AMOUNT EQUAL TO 10 PER CENT OF THE
COMPANY'S TOTAL ISSUED ORDINARY SHARE
CAPITAL AS AT 8 AUGUST 2022); II. THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
SHARE IS 0.005 PENCE; III. THE MAXIMUM
PRICE WHICH MAY BE PAID FOR A SHARE IS AN
AMOUNT EQUAL TO THE HIGHER OF: (I) 105 PER
CENT OF THE AVERAGE OF THE CLOSING PRICE OF
THE COMPANY'S ORDINARY SHARES AS DERIVED
FROM THE LONDON STOCK EXCHANGE DAILY
OFFICIAL LIST FOR THE 5 BUSINESS DAYS
IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH
SHARE IS CONTRACTED TO BE PURCHASED; OR
(II) THE HIGHER OF THE PRICE OF THE LAST
INDEPENDENT TRADE AND THE HIGHEST CURRENT
BID AS STIPULATED BY COMMISSION ADOPTED
REGULATORY TECHNICAL STANDARDS PURSUANT TO
ARTICLE 5(6) OF THE MARKET ABUSE
REGULATION; AND IV. THIS AUTHORITY SHALL
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR ON 30
NOVEMBER 2023, WHICHEVER IS EARLIER (EXCEPT
IN RELATION TO THE PURCHASE OF SHARES, THE
CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE
EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE
EXECUTED WHOLLY OR PARTLY AFTER SUCH
EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED
PRIOR TO SUCH TIME
22 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
INTERACTIVE BROKERS GROUP, INC. Agenda Number: 935774530
--------------------------------------------------------------------------------------------------------------------------
Security: 45841N107
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: IBKR
ISIN: US45841N1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas Peterffy Mgmt Against Against
1b. Election of Director: Earl H. Nemser Mgmt Against Against
1c. Election of Director: Milan Galik Mgmt Against Against
1d. Election of Director: Paul J. Brody Mgmt For For
1e. Election of Director: Lawrence E. Harris Mgmt Against Against
1f. Election of Director: Philip Uhde Mgmt For For
1g. Election of Director: William Peterffy Mgmt For For
1h. Election of Director: Nicole Yuen Mgmt For For
1i. Election of Director: Jill Bright Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm of
Deloitte & Touche LLP.
3. To approve, by non-binding vote, executive Mgmt Against Against
compensation.
4. To recommend, by non-binding vote, the Mgmt 1 Year Against
frequency of executive compensation votes.
5. To approve an amendment to the Company's Mgmt Against Against
2007 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
MARKETAXESS HOLDINGS INC. Agenda Number: 935842333
--------------------------------------------------------------------------------------------------------------------------
Security: 57060D108
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: MKTX
ISIN: US57060D1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard M. McVey Mgmt For For
1b. Election of Director: Christopher R. Mgmt For For
Concannon
1c. Election of Director: Nancy Altobello Mgmt Against Against
1d. Election of Director: Steven L. Begleiter Mgmt For For
1e. Election of Director: Stephen P. Casper Mgmt Against Against
1f. Election of Director: Jane Chwick Mgmt For For
1g. Election of Director: William F. Cruger Mgmt For For
1h. Election of Director: Kourtney Gibson Mgmt Against Against
1i. Election of Director: Richard G. Ketchum Mgmt For For
1j. Election of Director: Emily H. Portney Mgmt For For
1k. Election of Director: Richard L. Prager Mgmt Against Against
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the 2023
Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
MATSUI SECURITIES CO.,LTD. Agenda Number: 717369107
--------------------------------------------------------------------------------------------------------------------------
Security: J4086C102
Meeting Type: AGM
Meeting Date: 25-Jun-2023
Ticker:
ISIN: JP3863800003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Amend Business Lines Mgmt Against Against
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Warita, Akira
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Uzawa,
Shinichi
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sato, Kunihiko
3.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Saiga, Motoo
3.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Shibata,
Masashi
3.6 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Haga, Manako
3.7 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Tanaka,
Takeshi
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Matsui,
Michitaro
3.9 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Imai, Takahito
3.10 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Onuki, Satoshi
3.11 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Annen, Junji
3.12 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hori, Toshiaki
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Takefumi
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kai, Mikitoshi
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kogoma, Nozomi
5 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Onuki,
Satoshi
--------------------------------------------------------------------------------------------------------------------------
MONEX GROUP,INC. Agenda Number: 717321272
--------------------------------------------------------------------------------------------------------------------------
Security: J4656U102
Meeting Type: AGM
Meeting Date: 24-Jun-2023
Ticker:
ISIN: JP3869970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Matsumoto, Oki Mgmt Against Against
1.2 Appoint a Director Seimei, Yuko Mgmt For For
1.3 Appoint a Director Oyagi, Takashi Mgmt For For
1.4 Appoint a Director Yamada, Naofumi Mgmt For For
1.5 Appoint a Director Makihara, Jun Mgmt Against Against
1.6 Appoint a Director Ishiguro, Fujiyo Mgmt For For
1.7 Appoint a Director Domae, Nobuo Mgmt For For
1.8 Appoint a Director Koizumi, Masaaki Mgmt For For
1.9 Appoint a Director Konno, Shiho Mgmt For For
1.10 Appoint a Director Ungyong Shu Mgmt For For
1.11 Appoint a Director Kuno, Sachiko Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
MONEYLION INC Agenda Number: 935816629
--------------------------------------------------------------------------------------------------------------------------
Security: 60938K106
Meeting Type: Special
Meeting Date: 19-Apr-2023
Ticker: ML
ISIN: US60938K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment to the MoneyLion Mgmt For For
Inc. Certificate of Incorporation to, at
the discretion of the Board of Directors at
any time on or prior to the twelve-month
anniversary of the Special Meeting, effect
(a) a reverse stock split with respect to
the Class A common stock at a ratio of not
less than 1-for-2 and not greater than
1-for-30, with the final ratio within such
ratio range to be determined by the Board
of Directors, and (b) a reduction in the
number of authorized shares of Class A
common stock by a corresponding proportion.
--------------------------------------------------------------------------------------------------------------------------
MONEYLION INC Agenda Number: 935852548
--------------------------------------------------------------------------------------------------------------------------
Security: 60938K106
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker:
ISIN: US60938K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dwight Bush Mgmt For For
John Chrystal Mgmt For For
Lisa Gersh Mgmt Withheld Against
2. Company Proposal - Ratify the selection of Mgmt Against Against
RSM US LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO.LTD. Agenda Number: 716757414
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75L806
Meeting Type: AGM
Meeting Date: 23-Mar-2023
Ticker:
ISIN: KR7005940002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3.1 ELECTION OF OUTSIDE DIRECTOR: HONG EUN JOO Mgmt Against Against
3.2 ELECTION OF OUTSIDE DIRECTOR: PARK MIN PYO Mgmt Against Against
3.3 ELECTION OF NON-EXECUTIVE DIRECTOR: MOON Mgmt Against Against
YEON WOO
4 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: SEO JUNG WON
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NH INVESTMENT & SECURITIES CO.LTD. Agenda Number: 717163872
--------------------------------------------------------------------------------------------------------------------------
Security: Y6S75L806
Meeting Type: EGM
Meeting Date: 15-May-2023
Ticker:
ISIN: KR7005940002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF OUTSIDE DIRECTOR JEONG TAE YONG Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
PLUS500 LTD Agenda Number: 716846437
--------------------------------------------------------------------------------------------------------------------------
Security: M7S2CK109
Meeting Type: AGM
Meeting Date: 02-May-2023
Ticker:
ISIN: IL0011284465
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT AS A CONDITION OF VOTING, ISRAELI MARKET Non-Voting
REGULATIONS REQUIRE YOU DISCLOSE IF YOU A)
HAVE A PERSONAL INTEREST IN THIS COMPANY B)
ARE A CONTROLLING SHAREHOLDER IN THIS
COMPANY; C) ARE A SENIOR OFFICER OF THIS
COMPANY OR D) THAT YOU ARE AN INSTITUTIONAL
CLIENT, JOINT INVESTMENT FUND MANAGER OR
TRUST FUND. BY SUBMITTING YOUR VOTING
INSTRUCTIONS ONLINE, YOU ARE CONFIRMING THE
ANSWER FOR A, B AND C TO BE 'NO' AND THE
ANSWER FOR D TO BE 'YES'. IF YOUR
DISCLOSURE IS DIFFERENT, PLEASE PROVIDE
YOUR CUSTODIAN WITH THE SPECIFIC DISCLOSURE
DETAILS. REGARDING SECTION 4 IN THE
DISCLOSURE, THE FOLLOWING DEFINITIONS APPLY
IN ISRAEL FOR INSTITUTIONAL CLIENTS/JOINT
INVESTMENT FUND MANAGERS/TRUST FUNDS: 1. A
MANAGEMENT COMPANY WITH A LICENSE FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS
AUTHORITY COMMISSIONER IN ISRAEL OR 2. AN
INSURER WITH A FOREIGN INSURER LICENSE FROM
THE COMMISSIONER IN ISRAEL. PER JOINT
INVESTMENT FUND MANAGERS, IN THE MUTUAL
INVESTMENTS IN TRUST LAW THERE IS NO
DEFINITION OF A FUND MANAGER, BUT THERE IS
A DEFINITION OF A MANAGEMENT COMPANY AND A
PENSION FUND. THE DEFINITIONS REFER TO THE
FINANCIAL SERVICES (PENSION FUNDS)
SUPERVISION LAW 2005. THEREFORE, A
MANAGEMENT COMPANY IS A COMPANY WITH A
LICENSE FROM THE CAPITAL MARKET, INSURANCE
AND SAVINGS AUTHORITY COMMISSIONER IN
ISRAEL. PENSION FUND - RECEIVED APPROVAL
UNDER SECTION 13 OF THE LAW FROM THE
CAPITAL MARKET, INSURANCE AND SAVINGS
AUTHORITY COMMISSIONER IN ISRAEL.
1 RE-ELECT DAVID ZRUIA AS DIRECTOR Mgmt For For
2 RE-ELECT ELAD EVEN-CHEN AS DIRECTOR Mgmt For For
3 RE-ELECT STEVE BALDWIN AS DIRECTOR Mgmt For For
4 RE-ELECT SIGALIA HEIFETZ AS DIRECTOR Mgmt For For
5 RE-ELECT VARDA LIBERMAN AS DIRECTOR Mgmt For For
6 RE-ELECT JACOB FRENKEL AS DIRECTOR Mgmt For For
7 REAPPOINT KESSELMAN & KESSELMAN AS AUDITORS Mgmt For For
8 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
10 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
11 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
12 APPROVE FEES PAYABLE TO ANNE GRIM Mgmt For For
13 APPROVE FEES PAYABLE TO TAMI GOTTLIEB Mgmt For For
14 APPROVE FEES PAYABLE TO STEVE BALDWIN Mgmt For For
15 APPROVE FEES PAYABLE TO SIGALIA HEIFETZ Mgmt For For
16 APPROVE FEES PAYABLE TO VARDA LIBERMAN Mgmt For For
17 APPROVE FEES PAYABLE TO JACOB FRENKEL Mgmt For For
18 APPROVE ADDITIONAL ALLOTMENT OF SHARES TO Mgmt For For
JACOB FRENKEL
19 APPROVE REMUNERATION POLICY Mgmt For For
20 APPROVE REMUNERATION TERMS OF DAVID ZRUIA Mgmt For For
21 APPROVE REMUNERATION TERMS OF ELAD Mgmt For For
EVEN-CHEN
22 APPROVE REMUNERATION REPORT Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935848044
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Frances Frei Mgmt Against Against
1.2 Election of Class II Director: Meyer Malka Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
SOFI TECHNOLOGIES, INC. Agenda Number: 935658661
--------------------------------------------------------------------------------------------------------------------------
Security: 83406F102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: SOFI
ISIN: US83406F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ahmed Al-Hammadi Mgmt For For
1b. Election of Director: Ruzwana Bashir Mgmt For For
1c. Election of Director: Michael Bingle Mgmt Withheld Against
1d. Election of Director: Richard Costolo Mgmt Withheld Against
1e. Election of Director: Steven Freiberg Mgmt For For
1f. Election of Director: Tom Hutton Mgmt For For
1g. Election of Director: Clara Liang Mgmt Withheld Against
1h. Election of Director: Anthony Noto Mgmt For For
1i. Election of Director: Harvey Schwartz Mgmt For For
1j. Election of Director: Magdalena Yesil Mgmt For For
2. Advisory vote on the frequency of Mgmt 1 Year For
stockholder advisory votes on the executive
compensation of named executive officers.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
4. Approval of the Amended and Restated 2021 Mgmt Against Against
Stock Option and Incentive Plan for SoFi
Technologies, Inc.
5. Approval of an Amendment to the SoFi Mgmt For For
Technologies, Inc. Certificate of
Incorporation to grant the Board of
Directors discretionary authority to effect
a reverse stock split.
--------------------------------------------------------------------------------------------------------------------------
SOFI TECHNOLOGIES, INC. Agenda Number: 935858906
--------------------------------------------------------------------------------------------------------------------------
Security: 83406F102
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: SOFI
ISIN: US83406F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ahmed Al-Hammadi Mgmt For For
1b. Election of Director: Ruzwana Bashir Mgmt For For
1c. Election of Director: Michael Bingle Mgmt Withheld Against
1d. Election of Director: Richard Costolo Mgmt Withheld Against
1e. Election of Director: Steven Freiberg Mgmt Withheld Against
1f. Election of Director: John Hele Mgmt For For
1g. Election of Director: Tom Hutton Mgmt For For
1h. Election of Director: Clara Liang Mgmt Withheld Against
1i. Election of Director: Anthony Noto Mgmt For For
1j. Election of Director: Harvey Schwartz Mgmt For For
1k. Election of Director: Magdalena Yesil Mgmt For For
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To ratify the selection of Deloitte & Mgmt For For
Touche LLP by the Audit Committee of the
Board of Directors as the independent
registered public accounting firm of the
Company for its year ending December 31,
2023.
4. To approve an Amendment to the Company's Mgmt For For
Certificate of Incorporation to give the
Board of Directors discretionary authority
to effect a reverse stock split.
--------------------------------------------------------------------------------------------------------------------------
SWISSQUOTE GROUP HOLDING SA Agenda Number: 717042600
--------------------------------------------------------------------------------------------------------------------------
Security: H8403Y103
Meeting Type: AGM
Meeting Date: 10-May-2023
Ticker:
ISIN: CH0010675863
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
STATUTORY FINANCIAL STATEMENTS AND THE
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR 2022
2 ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For
FOR THE FINANCIAL YEAR 2022
3 APPROPRIATION OF RETAINED EARNINGS, Mgmt For For
DISTRIBUTION OF DIVIDEND: PURSUANT TO SWISS
LAW AND THE COMPANYS ARTICLES OF
ASSOCIATION, THE PAYMENT OF A DIVIDEND MUST
BE APPROVED BY THE GENERAL MEETING. THE
COMPANY SEEKS TO PAY A DIVIDEND PER SHARE
THAT HAS A CERTAIN LEVEL OF STABILITY IN
THE MEDIUM TERM AND, IDEALLY, THAT
INCREASES IN LINE WITH THE COMPANYS GROWTH
IN THE LONG TERM. DESPITE THE SMALLER
PRE-TAX PROFIT MADE IN 2022 COMPARED TO
2021, THE BOARD PROPOSES A DIVIDEND PER
SHARE OF THE SAME AMOUNT AS THE ONE PAID
OUT LAST YEAR. IF THIS MOTION PASSES, AS OF
16 MAY 2023 (PAYMENT DATE), A NET AMOUNT OF
CHF 1.43 PER SHARE (I.E. AFTER DEDUCTION OF
THE 35% SWISS WITHHOLDING TAX) WILL BE
PAID. THE LAST TRADING DAY ON WHICH SHARES
MAY BE TRADED WITH ENTITLEMENT TO RECEIVE
THE DIVIDEND IS 11 MAY 2023. THE SHARES
WILL BE TRADED EX-DIVIDEND AS OF 12 MAY
2023
4 THE BOARD OF DIRECTORS PROPOSES THAT Mgmt For For
DISCHARGE BE GRANTED TO THE MEMBERS OF THE
BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT FOR THE FINANCIAL YEAR 2022
5.1.A ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR
MARKUS DENNLER AS A MEMBER AND AS CHAIR OF
THE BOARD OF DIRECTORS (RE-ELECTION, IN A
SINGLE VOTE)
5.1.B ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR
JEAN-CHRISTOPHE PERNOLLET AS A MEMBER
(RE-ELECTION)
5.1.C ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR BEAT
OBERLIN AS A MEMBER (RE-ELECTION)
5.1.D ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MS
MONICA DELLANNA AS A MEMBER (RE-ELECTION)
5.1.E ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR
MICHAEL PLOOG AS A MEMBER (RE-ELECTION)
5.1.F ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR PAOLO
BUZZI AS A MEMBER (RE-ELECTION)
5.1.G ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MS
DEMETRA KALOGEROU AS A MEMBER (RE-ELECTION)
5.1.H ELECTION OF THE BOARD OF DIRECTOR FOR A Mgmt For For
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MS
ESTHER FINIDORI AS A MEMBER (ELECTION)
5.2.A THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE, FOR A
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR BEAT
OBERLIN (RE-ELECTION)
5.2.B THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE, FOR A
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MS
MONICA DELLANNA (RE-ELECTION)
5.2.C THE BOARD OF DIRECTORS PROPOSES TO ELECT Mgmt For For
MEMBER OF THE REMUNERATION COMMITTEE, FOR A
ONE-YEAR TERM OF OFFICE UNTIL THE END OF
THE NEXT ORDINARY GENERAL MEETING: MR PAOLO
BUZZI (ELECTION)
5.3 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
PRICEWATERHOUSECOOPERS LTD, PULLY, AS
AUDITOR FOR THE FINANCIAL YEAR 2023
5.4 THE BOARD OF DIRECTORS PROPOSES TO RE-ELECT Mgmt For For
MR. JUAN CARLOS GIL, ATTORNEY-AT-LAW,
ZURICH, AS INDEPENDENT PROXY FOR A ONE-YEAR
TERM OF OFFICE UNTIL THE END OF THE NEXT
ORDINARY GENERAL MEETING
6.1 APPROVAL OF THE MAXIMUM TOTAL REMUNERATION Mgmt For For
FOR THE MEMBERS OF THE BOARD OF DIRECTORS
FROM THE 2023 ORDINARY GENERAL MEETING
UNTIL THE 2024 ORDINARY GENERAL MEETING
6.2 APPROVAL OF THE MAXIMUM TOTAL REMUNERATION Mgmt For For
FOR THE MEMBERS OF THE EXECUTIVE MANAGEMENT
FOR THE FINANCIAL YEAR 2024
7.1 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
INTRODUCTION OF A CAPITAL BAND
7.2 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
AMENDMENTS RELATING TO THE GENERAL MEETING
7.3 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
AMENDMENTS RELATING TO THE BOARD OF
DIRECTORS
7.4 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
AMENDMENTS RELATING TO REMUNERATION AND
OTHER MANDATES
7.5 AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For
AMENDMENT RELATING TO THE PLACE OF
JURISDICTION
--------------------------------------------------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION Agenda Number: 935809523
--------------------------------------------------------------------------------------------------------------------------
Security: 808513105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: SCHW
ISIN: US8085131055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: Marianne C. Brown Mgmt For For
1b. Election of director: Frank C. Herringer Mgmt Against Against
1c. Election of director: Gerri K. Mgmt For For
Martin-Flickinger
1d. Election of director: Todd M. Ricketts Mgmt For For
1e. Election of director: Carolyn Mgmt For For
Schwab-Pomerantz
2. Ratification of the selection of Deloitte & Mgmt Against Against
Touche LLP as independent auditors
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation
4. Frequency of advisory vote on named Mgmt 1 Year For
executive officer compensation
5. Stockholder Proposal requesting pay equity Shr For Against
disclosure
6. Stockholder Proposal requesting company Shr For Against
report on discrimination risk oversight and
impact
--------------------------------------------------------------------------------------------------------------------------
TP ICAP GROUP PLC Agenda Number: 716925435
--------------------------------------------------------------------------------------------------------------------------
Security: G8963N100
Meeting Type: AGM
Meeting Date: 17-May-2023
Ticker:
ISIN: JE00BMDZN391
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31 DECEMBER 2022
INCLUDING THE REPORTS OF THE DIRECTORS AND
AUDITORS
2 THAT THE REPORT OF THE REMUNERATION Mgmt For For
COMMITTEE AS SET OUT IN THE ANNUAL REPORT
AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED
31 DECEMBER 2022, BE APPROVED
3 TO AUTHORISE THE PAYMENT OF A FINAL Mgmt For For
DIVIDEND ON THE ORDINARY SHARES FOR THE
YEAR ENDED 31 DECEMBER 2022
4 TO RE-ELECT RICHARD BERLIAND AS A DIRECTOR Mgmt For For
5 TO RE-ELECT NICOLAS BRETEAU AS A DIRECTOR Mgmt For For
6 TO RE-ELECT KATH CATES AS A DIRECTOR Mgmt For For
7 TO RE-ELECT TRACY CLARKE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT ANGELA CRAWFORD-INGLE AS A Mgmt For For
DIRECTOR
9 TO RE-ELECT MICHAEL HEANEY AS A DIRECTOR Mgmt For For
10 TO RE-ELECT MARK HEMSLEY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT LOUISE MURRAY AS A DIRECTOR Mgmt For For
12 TO RE-ELECT EDMUND NG AS A DIRECTOR Mgmt For For
13 TO RE-ELECT PHILIP PRICE AS A DIRECTOR Mgmt For For
14 TO RE-ELECT ROBIN STEWART AS A DIRECTOR Mgmt For For
15 TO RE-APPOINT DELOITTE LLP AS AUDITORS TO Mgmt Against Against
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT AGM
16 TO AUTHORISE THE AUDIT COMMITTEE OF TP ICAP Mgmt Against Against
GROUP PLC TO FIX THE REMUNERATION OF THE
AUDITORS
17 THAT TP ICAP GROUP PLC BE AUTHORISED TO Mgmt For For
MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES, ELECTION CANDIDATES AND POLITICAL
ORGANISATIONS
18 THAT, THE DIRECTORS BE AUTHORISED TO ALLOT Mgmt For For
SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR
CONVERT ANY SECURITY INTO SHARES IN THE
COMPANY
19 THAT, SUBJECT TO RESOLUTION 18, THE Mgmt For For
DIRECTORS BE GIVEN POWER TO ALLOT
SECURITIES FOR CASH AND/OR TO SELL SHARES
FOR CASH AS IF ARTICLE 7(B) DID NOT APPLY
20 THAT, SUBJECT TO RESOLUTION 19, THE Mgmt For For
DIRECTORS BE GIVEN POWER TO ALLOT EQUITY
SECURITIES FOR CASH AND TO SELL SHARES FOR
CASH AS IF ARTICLE 7(B) DID NOT APPLY
21 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF SHARES OF 25P EACH IN THE
CAPITAL OF THE COMPANY ON SUCH TERMS AS THE
DIRECTORS MAY DETERMINE
22 PURSUANT TO ARTICLE 58A, THE COMPANY IS Mgmt For For
AUTHORISED TO HOLD, IF THE COMPANY SO
DESIRES, AS TREASURY SHARES ANY SHARES
PURCHASED BY IT
23 TO AUTHORISE THE DIRECTORS TO CALL A Mgmt For For
GENERAL MEETING OTHER THAN AN AGM ON NOT
LESS THAN 14 CLEAR DAY'S NOTICE
--------------------------------------------------------------------------------------------------------------------------
TRADEWEB MARKETS INC. Agenda Number: 935797704
--------------------------------------------------------------------------------------------------------------------------
Security: 892672106
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: TW
ISIN: US8926721064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Troy Dixon Mgmt For For
Scott Ganeles Mgmt Withheld Against
Catherine Johnson Mgmt For For
Murray Roos Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
VIRTU FINANCIAL INC Agenda Number: 935852803
--------------------------------------------------------------------------------------------------------------------------
Security: 928254101
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: VIRT
ISIN: US9282541013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Douglas A. Cifu Mgmt For For
Joseph J. Grano, Jr. Mgmt Withheld Against
Joanne M. Minieri Mgmt For For
2. Advisory Vote to Approve Compensation of Mgmt Against Against
Named Executive Officers.
3. Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2023.
4. Proposal to approve an amendment to the Mgmt For For
Virtu Financial, Inc. Certificate of
Incorporation to reflect new Delaware law
provisions regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
XP INC. Agenda Number: 935717340
--------------------------------------------------------------------------------------------------------------------------
Security: G98239109
Meeting Type: Annual
Meeting Date: 18-Oct-2022
Ticker: XP
ISIN: KYG982391099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT FOR THE FISCAL YEAR ENDED DECEMBER
31, 2021.
2. APPROVAL AND RATIFICATION OF THE Mgmt Against Against
APPOINTMENT OF MS. CRISTIANA PEREIRA AS
DIRECTOR.
3. APPROVAL OF THE CHANGE IN AUTHORIZED SHARE Mgmt Against Against
CAPITAL.
4. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
MEMORANDUM AND ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
XTB SPOLKA AKCYJNA Agenda Number: 717344016
--------------------------------------------------------------------------------------------------------------------------
Security: X98169117
Meeting Type: AGM
Meeting Date: 30-Jun-2023
Ticker:
ISIN: PLXTRDM00011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS IN THIS MARKET. IF NO POA IS
SUBMITTED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 OPENING OF THE ORDINARY GENERAL MEETING Non-Voting
2 ELECTION OF THE CHAIRMAN OF THE ORDINARY Mgmt For For
GENERAL MEETING
3 CONFIRMATION OF THE CORRECTNESS OF Mgmt For For
CONVENING THE ORDINARY GENERAL MEETING AND
ITS ABILITY TO PASS RESOLUTIONS
4 ADOPTION OF THE AGENDA Mgmt For For
5 CONSIDERATION AND APPROVAL OF THE Mgmt For For
MANAGEMENT BOARD S REPORT ON THE ACTIVITIES
OF THE GROUP AND THE COMPANY 2022 AND XTB
S.A. CAPITAL GROUP REPORTS ABOUT THE
INFORMATION NON-FINANCIAL FOR 2022
6 ADOPTION OF A RESOLUTION ON THE APPROVAL OF Mgmt For For
THE INDIVIDUAL REPORT THE COMPANY'S
FINANCIAL STATEMENTS FOR 2022
7 ADOPTING A RESOLUTION ON APPROVING THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
XTB S.A. CAPITAL GROUP FOR 2022
8 ADOPTION OF A RESOLUTION ON PROFIT Mgmt For For
DISTRIBUTION
9 ADOPTION OF RESOLUTIONS ON GRANTING Mgmt For For
DISCHARGE TO THE MEMBERS OF THE MANAGEMENT
BOARD OF THE COMPANY FOR THEIR PERFORMANCE
IN 2022
10 CONSIDERATION AND APPROVAL OF THE REPORT ON Mgmt For For
THE ACTIVITIES OF THE SUPERVISORY BOARD OF
THE COMPANY YEAR 2022
11 ADOPTION OF RESOLUTIONS ON GRANTING Mgmt For For
DISCHARGE TO THE MEMBERS OF THE SUPERVISORY
BOARD COMPANIES FROM THE PERFORMANCE OF
THEIR OBLIGATIONS IN 2022
12 ADOPTING A RESOLUTION ON EXPRESSING AN Mgmt For For
OPINION ON THE REPORT ON SALARIES FOR 2022
13 ADOPTING A RESOLUTION ON AMENDING THE Mgmt For For
COMPANY'S ARTICLES OF ASSOCIATION
14 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
REGULATIONS OF THE COMPANY'S MANAGEMENT
BOARD
15 ADOPTION OF A RESOLUTION ON AMENDING THE Mgmt For For
REGULATIONS OF THE SUPERVISORY BOARD OF THE
COMPANY
16 ADOPTING A RESOLUTION ON THE RULES FOR Mgmt For For
DETERMINING THE REMUNERATION OF SUPERVISORY
BOARD MEMBERS SUPERVISORY BOARD
17 CLOSING THE ORDINARY GENERAL MEETING Non-Voting
Amplify Emerging Markets FinTech ETF
--------------------------------------------------------------------------------------------------------------------------
360 DIGITECH, INC. Agenda Number: 935775176
--------------------------------------------------------------------------------------------------------------------------
Security: 88557W101
Meeting Type: Special
Meeting Date: 31-Mar-2023
Ticker: QFIN
ISIN: US88557W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. THAT, the English name of the Company be Mgmt For
changed from "360 DigiTech, Inc." to "Qifu
Technology, Inc." and the name be adopted
as the dual foreign name of the Company.
2. THAT, the authorized share capital of the Mgmt For
Company be varied and amended as follows
(the "Variation of Share Capital"): (a) all
authorized Class B Ordinary Shares of
US$0.00001 each (whether issued or
unissued) shall be re-designated and
re-classified as Class A Ordinary Shares of
US$0.00001 each on a one-for-one basis; and
(b) all authorized and unissued shares of a
par value of US$0.00001 each of such class
or classes (however designated) as the
board of directors of the Company may
determine in ..."(Due to space limits, see
proxy material for full proposal)"
3. THAT, the Second Amended and Restated Mgmt For
Memorandum and Articles of Association of
the Company currently in effect be amended
and restated by the deletion in their
entirety and by the substitution in their
place of the Third Amended and Restated
Memorandum of Association and Articles of
Association in the form as Appendix I to
the Notice of the Extraordinary General
Meeting.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LTD Agenda Number: 715969448
--------------------------------------------------------------------------------------------------------------------------
Security: G01719114
Meeting Type: AGM
Meeting Date: 30-Sep-2022
Ticker:
ISIN: KYG017191142
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0808/2022080800976.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0808/2022080800994.pdf
1.1 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt Against Against
SERVE ON THE BOARD OF DIRECTOR: DANIEL YONG
ZHANG
1.2 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: JERRY YANG
1.3 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: WAN LING
MARTELLO
1.4 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: WEIJIAN
SHAN
1.5 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: IRENE
YUN-LIEN LEE
1.6 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: ALBERT KONG
PING NG
2 RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2023
--------------------------------------------------------------------------------------------------------------------------
BAIRONG INC. Agenda Number: 717096110
--------------------------------------------------------------------------------------------------------------------------
Security: G0705A108
Meeting Type: AGM
Meeting Date: 16-May-2023
Ticker:
ISIN: KYG0705A1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0420/2023042000813.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0420/2023042000875.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS OF
THE COMPANY (THE "DIRECTORS") AND THE
INDEPENDENT AUDITOR OF THE COMPANY (THE
"AUDITOR") FOR THE YEAR ENDED DECEMBER 31,
2022
2 TO RE-ELECT MR. ZHANG SHAOFENG AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
3 TO RE-ELECT MR. ZHAO HONGQIANG AS AN Mgmt For For
EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. BAI LINSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
5 TO RE-ELECT MR. OU WENZHI AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
6 TO AUTHORISE THE BOARD OF DIRECTORS (THE Mgmt For For
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS
7 TO RE-APPOINT KPMG AS THE AUDITOR, AND TO Mgmt For For
AUTHORISE THE BOARD TO FIX ITS REMUNERATION
FOR THE YEAR ENDING DECEMBER 31, 2023
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE THE COMPANY'S SHARES NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION (THE "SHARE
REPURCHASE MANDATE")
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH NEW CLASS B
ORDINARY SHARES OF THE COMPANY NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY AS AT THE DATE OF
PASSING THIS RESOLUTION (THE "SHARE ISSUE
MANDATE")
10 CONDITIONAL UPON THE PASSING OF RESOLUTIONS Mgmt For For
NOS. 8 AND 9, TO EXTEND THE SHARE ISSUE
MANDATE GRANTED TO THE DIRECTORS TO ISSUE,
ALLOT AND DEAL WITH ADDITIONAL SHARES IN
THE CAPITAL OF THE COMPANY BY THE TOTAL
NUMBER OF SHARES REPURCHASED BY THE COMPANY
UNDER THE SHARE REPURCHASE MANDATE
11 TO APPROVE AND ADOPT THE FOURTH AMENDED AND Mgmt For For
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY AS THE NEW
MEMORANDUM AND ARTICLES OF ASSOCIATION OF
THE COMPANY IN SUBSTITUTION FOR AND TO THE
EXCLUSION OF THE EXISTING THIRD AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY WITH IMMEDIATE
EFFECT AFTER THE CLOSING OF THE ANNUAL
GENERAL MEETING, AND TO AUTHORISE ANY ONE
OF THE DIRECTORS TO DO ALL THINGS NECESSARY
OR EXPEDIENT TO IMPLEMENT THE ADOPTION OF
THE FOURTH AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
DANAL CO LTD Agenda Number: 716781364
--------------------------------------------------------------------------------------------------------------------------
Security: Y1969G104
Meeting Type: AGM
Meeting Date: 31-Mar-2023
Ticker:
ISIN: KR7064260003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
PREPARATION OF PROVISIONS IN ACCORDANCE
WITH THE ARTICLES OF INCORPORATION OF
STANDARDS AND AMEDMENTS TO RELEVANT LAWS
2.2 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
ESTABLISHMENT OF THE BASIS FOR ISSUANCE OF
CLASS STOCKS
2.3 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
ESTABLISHMENT OF THE BASIS FOR SEPARATION
OF THE BASE DATE FOR EAERCISING VOTING
RIGHTS AND THE BASE DATE FOR DIVIDENENDS
AND EXPANSION OF THE MEANS FOR DIVIDENDS
2.4 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
DEVELOPMENT OF ARTICLES FOR FLEXIBLE TERM
OF DIRECTORS
2.5 AMENDMENT OF ARTICLES OF INCORPORATION: Mgmt Against Against
PREPARATION OF PROVISIONS RELATED TO THE
APPOINTMENT OF A REPRESENTATIVE DIRECTOR
3.1 ELECTION OF INSIDE DIRECTOR: BAK SEONG CHAN Mgmt Against Against
3.2 ELECTION OF INSIDE DIRECTOR: BAK SANG MAN Mgmt Against Against
4 ELECTION OF AUDITOR: CHOE DONG JIN Mgmt Against Against
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
6 APPROVAL OF REMUNERATION FOR AUDITOR Mgmt Against Against
CMMT 17 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTIONS 2.1 TO 2.5. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY LIMITED Agenda Number: 716302435
--------------------------------------------------------------------------------------------------------------------------
Security: S2192Y109
Meeting Type: AGM
Meeting Date: 01-Dec-2022
Ticker:
ISIN: ZAE000022331
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1.1 RE-APPOINTMENT OF PWC AS JOINT INDEPENDENT Mgmt For For
EXTERNAL AUDITORS
O.1.2 RE-APPOINTMENT OF KPMG AS JOINT INDEPENDENT Mgmt For For
EXTERNAL AUDITORS
O.1.3 APPOINTMENT OF DELOITTE AS JOINT Mgmt For For
INDEPENDENT EXTERNAL AUDITORS
O.2.1 ELECTION AND RE-ELECTION OF DIRECTOR: MS Mgmt Against Against
FAITH KHANYILE
O.2.2 ELECTION AND RE-ELECTION OF DIRECTOR: MR Mgmt For For
RICHARD FARBER
O.2.3 ELECTION AND RE-ELECTION OF DIRECTOR: MS Mgmt For For
BRIDGET VAN KRALINGEN
O.2.4 ELECTION AND RE-ELECTION OF DIRECTOR: MR Mgmt Against Against
TITO MBOWENI
O.3.1 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MR DAVID MACREADY AS MEMBER AND AS
CHAIRPERSON OF THE AUDIT COMMITTEE
O.3.2 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS MARQUERITHE SCHREUDER
O.3.3 ELECTION OF MEMBER OF THE AUDIT COMMITTEE: Mgmt For For
MS MONHLA HLAHLA
O.4.1 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt For For
ISSUE A PREFERENCE SHARES
O.4.2 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt For For
ISSUE B PREFERENCE SHARES
O.4.3 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Mgmt For For
ISSUE C PREFERENCE SHARES
O.5 DIRECTORS' AUTHORITY TO TAKE ALL SUCH Mgmt For For
ACTIONS NECESSARY TO IMPLEMENT THE
AFORESAID ORDINARY RESOLUTIONS AND THE
SPECIAL RESOLUTIONS MENTIONED BELOW
NB1.1 NON-BINDING ADVISORY VOTE ON THE Mgmt Against Against
REMUNERATION POLICY
NB1.2 NON-BINDING ADVISORY VOTE ON THE Mgmt Against Against
IMPLEMENTATION OF THE REMUNERATION POLICY
S.1 APPROVAL OF NON-EXECUTIVE DIRECTORS' Mgmt For For
REMUNERATION - 2022/23
S.2 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt Against Against
S.3 AUTHORITY TO PROVIDE FINANCIAL ASSISTANCE Mgmt For For
IN TERMS OF SECTIONS 44 AND 45 OF THE
COMPANIES ACT
--------------------------------------------------------------------------------------------------------------------------
DLOCAL LIMITED Agenda Number: 935718431
--------------------------------------------------------------------------------------------------------------------------
Security: G29018101
Meeting Type: Annual
Meeting Date: 26-Oct-2022
Ticker: DLO
ISIN: KYG290181018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To resolve, as an ordinary resolution, that Mgmt For For
Ms. Mariam Toulan shall be elected as
director of the Company, following her
appointment as interim director by the
board of directors of the Company on June
2, 2022.
2. To resolve, as an ordinary resolution, that Mgmt For For
the Company's financial statements and the
auditor's report for the fiscal year ended
December 31, 2021 be approved and ratified.
--------------------------------------------------------------------------------------------------------------------------
EVERTEC, INC. Agenda Number: 935817203
--------------------------------------------------------------------------------------------------------------------------
Security: 30040P103
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: EVTC
ISIN: PR30040P1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Frank G. D'Angelo Mgmt Against Against
1b. Election of Director: Morgan M. Schuessler, Mgmt For For
Jr.
1c. Election of Director: Kelly Barrett Mgmt Against Against
1d. Election of Director: Olga Botero Mgmt For For
1e. Election of Director: Jorge A. Junquera Mgmt For For
1f. Election of Director: Ivan Pagan Mgmt For For
1g. Election of Director: Aldo J. Polak Mgmt Against Against
1h. Election of Director: Alan H. Schumacher Mgmt Against Against
1i. Election of Director: Brian J. Smith Mgmt Against Against
2. Advisory vote on executive compensation. Mgmt Against Against
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm.
4. Approval of Third Amended and Restated Mgmt For For
Certificate of Incorporation, which
eliminates the requirement that the Board
be fixed at nine directors, and deletes
certain obsolete provisions and references
relating to the Stockholder Agreement,
which terminated on July 1, 2022.
--------------------------------------------------------------------------------------------------------------------------
FAWRY FOR BANKING TECHNOLOGY AND ELECTRONIC PAYMEN Agenda Number: 715830673
--------------------------------------------------------------------------------------------------------------------------
Security: M4R989102
Meeting Type: AGM
Meeting Date: 20-Jul-2022
Ticker:
ISIN: EGS745L1C014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
1 APPROVING THE ELECTION OF TWO MEMBERS OF Mgmt Against Against
THE COMPANYS BOARD OF DIRECTORS
2 CONSIDER CONCLUDING RELATED PARTIES Mgmt Against Against
TRANSACTIONS
3 CONSIDER ADDING SIGNATORY POWERS ON BEHALF Mgmt For For
OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
FAWRY FOR BANKING TECHNOLOGY AND ELECTRONIC PAYMEN Agenda Number: 716790616
--------------------------------------------------------------------------------------------------------------------------
Security: M4R989102
Meeting Type: OGM
Meeting Date: 12-Apr-2023
Ticker:
ISIN: EGS745L1C014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
1 CONSIDERING RATIFICATION OF THE BOARD OF Mgmt For For
DIRECTORS REPORT FOR THE FISCAL YEAR ENDED
ON 31/12/2022.AND THE GOVERNANCE REPORT FOR
THE YEAR 2022 AS WELL AS THE AUDITORS
REPORT ISSUED IN THIS REGARD
2 CONSIDERING RATIFICATION OF THE AUDITORS Mgmt For For
REPORT FOR THE FISCAL YEAR ENDED ON
31/12/2022
3 CONSIDERING RATIFICATION OF THE COMPANY Mgmt For For
FINANCIAL STATEMENT FOR THE FISCAL YEAR
ENDED ON 31/12/2022 AND ENDORSING RESERVE
BALANCE OF ESOP
4 CONSIDERING WHETHER TO DISTRIBUTE PROFITS Mgmt For For
FOR THE FISCAL YEAR ENDED ON 31/12/2022
5 CONSIDERING RELEASE OF BOARD OF DIRECTORS Mgmt Against Against
MEMBERS FROM THEIR LIABILITIES FOR MANAGING
THE COMPANY AND CONSIDER THEIR BONUSES FOR
THE FISCAL YEAR ENDED ON 31/12/2022
6 CONSIDERING THE DETERMINATION OF THE Mgmt Against Against
BONUSES AND ALLOWANCES TO BE PROVIDED TO
THE BOARD OF DIRECTORS MEMBERS FOR THE
FISCAL YEAR ENDING ON 31/12/2023
7 CONSIDERING THE RENEWAL OF THE COMPANY Mgmt Against Against
AUDITORS AND DETERMINING HIS FEES FOR THE
FISCAL YEAR ENDING ON 31/12/2023
8 CONSIDERING THE APPROVAL OF THE RESIGNATION Mgmt For For
ONE OF THE BOARD OF DIRECTORS MEMBERS
9 ELECTION AND APPOINTMENT OF A FEMALE MEMBER Mgmt Against Against
OF THE BOARD OF DIRECTORS IN THE
IMPLEMENTATION OF THE FRA REQUIREMENTS
10 CONSIDERING THE CONCLUSION OF THE RELATED Mgmt Against Against
PARTIES TRANSACTION
11 CONSIDERING DONATING WITH THE LIMITS Mgmt Against Against
STIPULATED IN ARTICLE NO 101 OF LAW NO 159
OF 1981
--------------------------------------------------------------------------------------------------------------------------
FAWRY FOR BANKING TECHNOLOGY AND ELECTRONIC PAYMEN Agenda Number: 716792090
--------------------------------------------------------------------------------------------------------------------------
Security: M4R989102
Meeting Type: OGM
Meeting Date: 13-Apr-2023
Ticker:
ISIN: EGS745L1C014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) IS REQUIRED TO LODGE YOUR VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED.
1 CONSIDERING THE INCREASE OF THE ISSUED Mgmt Against Against
CAPITAL OF THE COMPANY IN FAVOR OF THE
EMPLOYEES STOCK OPTION PLAN ESOP
2 AMENDING ARTICLES 6 AND 7 OF THE COMPANY Mgmt Against Against
ARTICLES OF THE ASSOCIATION IN ACCORDANCE
WITH THE DISCLOSURE FORM NO 48
CMMT 27 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
EGM TO OGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GOTO GOJEK TOKOPED Agenda Number: 716696755
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV55285
Meeting Type: EGM
Meeting Date: 02-Mar-2023
Ticker:
ISIN: ID1000166903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 825024 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 SHAREHOLDERS APPROVAL ON THE APPOINTMENT OF Mgmt For For
THE COMPANY'S INDEPENDENT COMMISSIONER
2 SHAREHOLDERS APPROVAL ON THE CHANGE OF Mgmt For For
COMPOSITION OF THE COMPANY'S BOARD OF
COMMISSIONERS AND BOARD OF DIRECTORS
3 SHAREHOLDERS APPROVAL ON THE AMENDMENT TO Mgmt For For
THE COMPANY'S ARTICLES OF ASSOCIATION,
NAMELY ARTICLE 23 PARAGRAPH (6) ON THE
OBLIGATION FOR THE ANNOUNCEMENT OF BALANCE
SHEET AND PROFIT/LOSS REPORT IN THE
NEWSPAPER
--------------------------------------------------------------------------------------------------------------------------
GOTO GOJEK TOKOPED Agenda Number: 717388436
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV55285
Meeting Type: AGM
Meeting Date: 30-Jun-2023
Ticker:
ISIN: ID1000166903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE COMPANYS ANNUAL REPORT FOR Mgmt For For
THE FINANCIAL YEAR OF 2022 WHICH HAS BEEN
REVIEWED BY THE BOARD OF COMMISSIONERS,
INCLUDING THE APPROVAL OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY AND ITS
SUBSIDIARIES AS OF AND FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2022, WHICH HAS
BEEN AUDITED BY PUBLIC ACCOUNTING FIRM OF
PURWANTONO, SUNGKORO SURJA (MEMBER FIRM OF
ERNST YOUNG GLOBAL LIMITED) AND EXECUTED ON
MARCH 31, 2023 AND GRANTING A FULL RELEASE
AND DISCHARGE (ACQUIT ET DE CHARGE) TO ALL
MEMBERS OF THE BOARD OF DIRECTORS (BOD) AND
THE BOARD OF COMMISSIONERS (BOC) OF THE
COMPANY FOR THEIR MANAGEMENT AND
SUPERVISORY DUTY CARRIED OUT THROUGHOUT THE
FINANCIAL YEAR ENDED ON DECEMBER 31, 2022,
PROVIDED THAT THOSE ACTIONS ARE CLEARLY
REFLECTED IN THE COMPANYS ANNUAL REPORT FOR
THE FINANCIAL YEAR OF 2022 AND AUDITED
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AS OF AND FOR
THE FINANCIAL YEAR ENDED ON DECEMBER 31,
2022
2 APPROVAL ON DETERMINATION OF THE SALARY AND Mgmt Against Against
BENEFIT OF THE BOD AND DETERMINATION OF THE
HONORARIUM AND/OR BENEFIT OF THE BOC FOR
THE FINANCIAL YEAR OF 2023
3 APPROVAL ON THE APPOINTMENT OF AN Mgmt Against Against
INDEPENDENT PUBLIC ACCOUNTANT TO AUDIT THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2023
4 REPORT ON THE REALIZATION OF THE USE OF Mgmt Against Against
PROCEEDS RESULTING FROM THE INITIAL PUBLIC
OFFERING
5 APPROVAL ON THE RENEWAL OF DELEGATION OF Mgmt Against Against
AUTHORITY TO BOC FOR ISSUANCE OF NEW SHARES
IN RELATION TO THE INTERNATIONAL INITIAL
PUBLIC OFFERING
6 APPROVAL ON THE RENEWAL OF DELEGATION OF Mgmt Against Against
AUTHORITY TO BOC FOR THE ISSUANCE OF NEW
SHARES WHICH WILL BE GRANTED TO MEMBERS OF
THE BOD, MEMBERS OF THE BOC, AND/OR
EMPLOYEES OF THE COMPANY AND ITS
SUBSIDIARIES BASED ON THE SHARES OWNERSHIP
PROGRAM (SHARE OWNERSHIP PROGRAM)
7 APPROVAL ON THE INCREASE OF CAPITAL WITHOUT Mgmt Against Against
PRE-EMPTIVE RIGHTS AT A MAXIMUM OF 10 OF
ITS ISSUED AND PAID-UP CAPITAL (NPR)
8 APPROVAL ON THE AMENDMENT OF THE COMPANYS Mgmt Against Against
ARTICLES OF ASSOCIATION IN RELATION TO THE
INCREASE OF ISSUED AND PAID-UP CAPITAL
PURSUANT TO ANY IMPLEMENTATION OF THE
FOLLOWING: (I) INTERNATIONAL IPO (II)
SHARES OWNERSHIP PROGRAM AND (III) NPR
9 APPROVAL ON THE CHANGE OF COMPOSITION OF Mgmt Against Against
THE COMPANYS BOARD OF COMMISSIONERS AND
BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
GOTO GOJEK TOKOPED Agenda Number: 717423709
--------------------------------------------------------------------------------------------------------------------------
Security: ADPV55285
Meeting Type: EGM
Meeting Date: 30-Jun-2023
Ticker:
ISIN: ID1000166903
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 929438 DUE TO RECEIVED UPDATED
AGENDA WITH ONLY 1 RESOLUTION. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
1 INDEPENDENT SHAREHOLDERS APPROVAL OF THE Mgmt For For
MEMBERS OF THE BOD OF THE COMPANY TO BECOME
SERIES B SHAREHOLDERS
--------------------------------------------------------------------------------------------------------------------------
GREEN WORLD FINTECH SERVICE CO., LTD. Agenda Number: 717242135
--------------------------------------------------------------------------------------------------------------------------
Security: Y2889N104
Meeting Type: AGM
Meeting Date: 15-Jun-2023
Ticker:
ISIN: TW0006763006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE 2022 BUSINESS REPORTS AND FINANCIAL Mgmt For For
STATEMENTS
2 THE 2022 PROFIT DISTRIBUTION. PROPOSED Mgmt For For
RETAINED EARNING: TWD 15.10000003 PER SHARE
3 THE PARTIAL REVISION TO THE PROCEDURES OF Mgmt Against Against
MONETARY LOANS
4 THE PARTIAL REVISION TO THE RULES OF Mgmt Against Against
SHAREHOLDER MEETING
--------------------------------------------------------------------------------------------------------------------------
GRUPPA RENESSANS STRAKHOVANIYE OBSHCHESTVO S OGRAN Agenda Number: 716090004
--------------------------------------------------------------------------------------------------------------------------
Security: X7237X101
Meeting Type: EGM
Meeting Date: 05-Oct-2022
Ticker:
ISIN: RU000A0ZZM04
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 781592 DUE TO RECEIVED DIRECTOR
NAMES. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
1.1 EARLY TERMINATION OF POWERS OF THE BOARD OF Mgmt No vote
DIRECTORS
CMMT PLEASE NOTE CUMULATIVE VOTING APPLIES TO Non-Voting
THIS RESOLUTION REGARDING THE ELECTION OF
DIRECTORS. OUT OF THE 9 DIRECTORS PRESENTED
FOR ELECTION, A MAXIMUM OF 9 DIRECTORS ARE
TO BE ELECTED. BROADRIDGE WILL APPLY
CUMULATIVE VOTING EVENLY AMONG ONLY
DIRECTORS FOR WHOM YOU VOTE `FOR,' AND WILL
SUBMIT INSTRUCTION TO THE LOCAL AGENT IN
THIS MANNER. CUMULATIVE VOTES CANNOT BE
APPLIED UNEVENLY AMONG DIRECTORS VIA
PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE. STANDING INSTRUCTIONS HAVE
BEEN REMOVED FOR THIS MEETING. IF YOU HAVE
FURTHER QUESTIONS PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE.
2.1.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: BABURIN DMITRY ALEKSEEVICH
2.1.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: EVDOKIMOVA ANNA VALERIEVNA
2.1.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: JORDAN BORIS ALEXIS
2.1.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: KOZACHENKO YAROSLAV VLADIMIROVICH
2.1.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: OSLON OLGA ALEKSANDROVNA
2.1.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: KURANOV MIKHAIL SERGEEVICH
2.1.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: RYABTSOV SERGEY LVOVICH
2.1.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: PYLTSOV VITALY NIKOLAEVICH
2.1.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt No vote
DIRECTOR: VA'NSHELBOIM IGOR TEV 'EVICH
CMMT 26 SEP 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 2.1.1 TO 2.1.9. IF YOU HAVE
ALREADY SENT IN YOUR VOTES FOR JOB NUMBER
795279, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG Agenda Number: 935674158
--------------------------------------------------------------------------------------------------------------------------
Security: 48138M105
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: JMIA
ISIN: US48138M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the ratification of the acts Mgmt For For
of the members of the management board for
the financial year 2021
3. Resolution on the ratification of the acts Mgmt For For
of the members of the supervisory board for
the financial year 2021
4. Resolution on the appointment of the Mgmt For For
auditor of the annual financial statements
and the auditor of the consolidated
financial statements, as well as any audit
review of condensed interim financial
statements and interim management reports
as well as any audit review of additional
interim financial information
5. Resolution on the approval of the Mgmt Against Against
remuneration report for the financial year
2021
6. Resolution on the approval of the Mgmt Against Against
remuneration system for the members of the
management board
7. Resolution on the cancellation of the Mgmt For For
authorization to issue stock options to
members of the management board and
employees of the Company and members of the
management and employees of companies
affiliated with the Company (Stock Option
Program 2021) and on the cancellation of
the Conditional Capital 2021/III and the
corresponding amendment of the articles of
association
--------------------------------------------------------------------------------------------------------------------------
KAKAOPAY CORP. Agenda Number: 716715909
--------------------------------------------------------------------------------------------------------------------------
Security: Y451AL100
Meeting Type: AGM
Meeting Date: 27-Mar-2023
Ticker:
ISIN: KR7377300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
2.2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
2.3 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
2.4 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
2.5 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 APPROVAL OF GRANT OF STOCK OPTION Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
KE HOLDINGS INC Agenda Number: 935690948
--------------------------------------------------------------------------------------------------------------------------
Security: 482497104
Meeting Type: Annual
Meeting Date: 12-Aug-2022
Ticker: BEKE
ISIN: US4824971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 As a special resolution: THAT subject to Mgmt For For
the passing of the Class-based Resolution
at the Class A Meeting and Class B Meeting,
the Memorandum and Articles of Association
be amended and restated by their deletion
in their entirety and by the substitution
in their place of the Amended Memorandum
and Articles in the form as set out in Part
A of Appendix I to the Circular, by
incorporating the Class-Based Resolution
and the Non-Class-Based Resolution and THAT
the Board be authorized to ...(due to space
limits, see proxy material for full
proposal).
2 As a special resolution: THAT if the Mgmt For For
Class-Based Resolution is not passed at
either the Class A Meeting or the Class B
Meeting, the Memorandum and Articles of
Association be amended and restated by
their deletion in their entirety and by the
substitution in their place of the Amended
Memorandum and Articles in the form as set
out in Part B of Appendix I to the
Circular, by incorporating the
Non-Class-Based Resolution and THAT the
Board be authorized to deal with on behalf
of the ...(due to space limits, see proxy
material for full proposal).
3 As an ordinary resolution: to receive, Mgmt For For
consider, and adopt the audited
consolidated financial statements of the
Company as of and for the year ended
December 31, 2021 and the report of the
auditor thereon.
4a1 As an Ordinary resolution: to re-elect Mr. Mgmt For For
Jeffrey Zhaohui Li as a non-executive
Director.
4a2 As an ordinary Resolution: to re-elect Ms. Mgmt For For
Xiaohong Chen as an independent
non-executive Director.
4b As an ordinary resolution: to authorize the Mgmt For For
Board to fix the remuneration of the
Directors.
5 As an ordinary resolution: to grant a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
Shares of the Company as of the date of
passing of this resolution.
6 As an ordinary resolution: to grant a Mgmt For For
general mandate to the Directors to
repurchase Shares and/or ADSs of the
Company not exceeding 10% of the total
number of issued Shares of the Company as
of the date of passing of this resolution.
7 As an ordinary resolution: to extend the Mgmt For For
general mandate granted to the Directors to
issue, allot, and deal with additional
Shares in the capital of the Company by the
aggregate number of the Shares and/or
Shares underlying the ADSs repurchased by
the Company.
8 As an ordinary resolution: to re-appoint Mgmt For For
PricewaterhouseCoopers as auditor of the
Company to hold office until the conclusion
of the next annual general meeting of the
Company and to authorize the Board to fix
their remuneration for the year ending
December 31, 2022.
A1 As a special resolution: to consider and Mgmt For For
approve the Class-Based Resolution to amend
and restate the Memorandum and Articles.
--------------------------------------------------------------------------------------------------------------------------
KE HOLDINGS INC Agenda Number: 935874443
--------------------------------------------------------------------------------------------------------------------------
Security: 482497104
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: BEKE
ISIN: US4824971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 As an ordinary resolution, to receive, Mgmt For For
consider, and adopt the audited
consolidated financial statements of the
Company as of and for the year ended
December 31, 2022 and the report of the
auditor thereon.
2a1 As an ordinary resolution: to re-elect Mr. Mgmt For For
Tao Xu as an executive Director.
2a2 As an ordinary resolution: to re-elect Mr. Mgmt For For
Wangang Xu as an executive Director.
2a3 As an ordinary Resolution: to re-elect Mr. Mgmt For For
Hansong Zhu as an independent non-executive
Director.
2b As an ordinary resolution, to authorize the Mgmt For For
Board to fix the remuneration of the
Directors.
3 As an ordinary resolution, to grant a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
Shares of the Company as of the date of
passing of this resolution.
4 As an ordinary resolution, to grant a Mgmt Against Against
general mandate to the Directors to
repurchase Shares and/or ADSs of the
Company not exceeding 10% of the total
number of issued Shares of the Company as
of the date of passing of this resolution.
5 As an ordinary resolution, to extend the Mgmt For For
general mandate granted to the Directors to
issue, allot, and deal with additional
Shares in the capital of the Company by the
aggregate number of the Shares and/or
Shares underlying the ADSs repurchased by
the Company.
6 As an ordinary resolution, to re-appoint Mgmt For For
PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company to hold office
until the conclusion of the next annual
general meeting of the Company and to
authorize the Board to fix their
remuneration for the year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
KGINICIS CO LTD Agenda Number: 716759519
--------------------------------------------------------------------------------------------------------------------------
Security: Y4083K100
Meeting Type: AGM
Meeting Date: 23-Mar-2023
Ticker:
ISIN: KR7035600006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF PARTIAL AMENDMENT TO ARTICLES Mgmt Against Against
OF INCORPORATION
3 ELECTION OF INSIDE DIRECTOR LEE SUNJAE Mgmt Against Against
4 ELECTION OF AUDITOR OH GWANHOO Mgmt Against Against
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
6 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
LESAKA TECHNOLOGIES, INC. Agenda Number: 935716324
--------------------------------------------------------------------------------------------------------------------------
Security: 64107N206
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: LSAK
ISIN: US64107N2062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kuben Pillay Mgmt Withheld Against
1b. Election of Director: Chris G.B. Meyer Mgmt For For
1c. Election of Director: Naeem E. Kola Mgmt For For
1d. Election of Director: Antony C. Ball Mgmt Withheld Against
1e. Election of Director: Nonku N. Gobodo Mgmt For For
1f. Election of Director: Javed Hamid Mgmt For For
1g. Election of Director: Steven J. Heilbron Mgmt For For
1h. Election of Director: Lincoln C. Mali Mgmt For For
1i. Election of Director: Ali Mazanderani Mgmt For For
1j. Election of Director: Monde Nkosi Mgmt Withheld Against
1k. Election of Director: Ekta Singh-Bushell Mgmt For For
2. RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE (SOUTH AFRICA) AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
COMPANY FOR THE FISCAL YEAR ENDING JUNE 30,
2023.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against
COMPENSATION.
4. AMENDMENT AND RESTATEMENT OF CURRENT Mgmt Against Against
AMENDED AND RESTATED STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
LINKLOGIS INC. Agenda Number: 717146030
--------------------------------------------------------------------------------------------------------------------------
Security: G5571R101
Meeting Type: AGM
Meeting Date: 13-Jun-2023
Ticker:
ISIN: KYG5571R1011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0427/2023042702366.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0427/2023042702408.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO APPROVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTORS) AND AUDITOR OF THE COMPANY
FOR THE YEAR ENDED DECEMBER 31, 2022
2 TO DECLARE A SPECIAL DIVIDEND OF HKD0.25 Mgmt For For
PER SHARE OF THE COMPANY FOR THE YEAR ENDED
DECEMBER 31, 2022
3.1 TO RE-ELECT MR. GAO FENG AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.2 TO RE-ELECT MR. TAN HUAY LIM AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.3 TO RE-ELECT MR. CHEN WEI AS INDEPENDENT Mgmt For For
NON-EXECUTIVE DIRECTOR
3.4 TO AUTHORIZE THE BOARD (THE BOARD) OF Mgmt For For
DIRECTORS TO FIX THE REMUNERATION OF THE
DIRECTORS
4 TO RE-APPOINT KPMG AS AUDITOR OF THE Mgmt For For
COMPANY AND TO AUTHORIZE THE BOARD TO FIX
ITS REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW CLASS B ORDINARY SHARES OF THE
COMPANY
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
CLASS B ORDINARY SHARES OF THE COMPANY BY
ADDING THE NUMBER OF SHARES REPURCHASED
8 TO APPROVE THE ADOPTION OF THE EIGHTH Mgmt For For
AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
LUFAX HOLDING LTD Agenda Number: 935785874
--------------------------------------------------------------------------------------------------------------------------
Security: 54975P102
Meeting Type: Special
Meeting Date: 12-Apr-2023
Ticker: LU
ISIN: US54975P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S1. As a special resolution, that, conditional Mgmt For For
upon and with effect from the Company's
proposed listing on The Stock Exchange of
Hong Kong Limited (the "Hong Kong Stock
Exchange"), the Fifth Amended and Restated
Memorandum of Association and the Eighth
Amended and Restated Articles of
Association be amended and restated by the
deletion in their entirety and by the
substitution in their place of the Sixth
Amended and Restated Memorandum of
Association and the Ninth Amended and
Restated ...(due to space limits, see proxy
material for full proposal).
O2. As an ordinary resolution, that, Mgmt Against Against
immediately effective upon the
shareholders' approval at the Extraordinary
General Meeting, (a) the Phase II Share
Incentive Plan of the Company be
terminated, to merge the award pool of the
Phase II Share Incentive Plan of the
Company with the award pool of the Phase I
Share Incentive Plan of the Company, (b)
the Phase I Share Incentive Plan of the
Company be amended and restated, in
substantially the form as Appendix II as
attached to the notice of the Extraordinary
...(due to space limits, see proxy material
for full proposal).
O3. As an ordinary resolution, that, Mgmt For For
conditional upon and with effect from the
Company's proposed listing on the Hong Kong
Stock Exchange, to grant a general mandate
(the "Sales Mandate") to the board of
directors to issue, allot, and deal with
additional ordinary shares of the Company
up to a maximum of 20% of the total number
of issued and outstanding shares of the
Company immediately following the
completion of the proposed listing on the
Hong Kong Stock Exchange (without taking
into ...(due to space limits, see proxy
material for full proposal).
O4. As an ordinary resolution, that, Mgmt For For
conditional upon and with effect from the
Company's proposed listing on the Hong Kong
Stock Exchange, to grant a general mandate
(the "Repurchase Mandate") to the board of
directors to repurchase shares of the
Company up to a maximum of 10% of the total
number of issued and outstanding shares of
the Company immediately following the
completion of the proposed listing on the
Hong Kong Stock Exchange (without taking
into account the shares which may be
...(due to space limits, see proxy material
for full proposal).
O5. As an ordinary resolution, that, subject to Mgmt For For
the passing of resolutions 3 and 4 above
and conditional on and with effect from the
completion of the Company's proposed
listing on the Hong Kong Stock Exchange,
during the Relevant Period (as defined in
the notice of the Extraordinary General
Meeting), the Sale Mandate be and is hereby
extended by the addition to the total
number of ordinary shares which may be
allotted and issued or agreed to be
allotted and issued by the directors of the
Company ...(due to space limits, see proxy
material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935843765
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt Withheld Against
Mario Eduardo Vazquez Mgmt Withheld Against
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
executive compensation.
4. To ratify the appointment of Pistrelli, Mgmt Against Against
Henry Martin y Asociados S.R.L., a member
firm of Ernst & Young Global Limited, as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NU HOLDINGS LTD. Agenda Number: 935702262
--------------------------------------------------------------------------------------------------------------------------
Security: G6683N103
Meeting Type: Annual
Meeting Date: 21-Sep-2022
Ticker: NU
ISIN: KYG6683N1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To resolve, as an ordinary resolution, that Mgmt For For
the Company's audited financial statements
and the Company's Annual Report on Form
20-F for the fiscal year ended December 31,
2021 be approved and ratified.
2. To resolve, as an ordinary resolution, that Mgmt Against Against
the reelection of the individuals listed
from "a" to "h" below and the election of
the individual listed at "i" below, as
directors of the Company (the "Nominees"),
be approved: a. David Velez Osorno; b.
Douglas Mauro Leone; c. Anita Mary Sands;
d. Daniel Krepel Goldberg; e. Luis Alberto
Moreno Mejia; f. Jacqueline Dawn Reses; g.
Rogerio Paulo Calderon Peres; h. Muhtar
Ahmet Kent; and i. Thuan Quang Pham.
--------------------------------------------------------------------------------------------------------------------------
PAGSEGURO DIGITAL LTD. Agenda Number: 935859768
--------------------------------------------------------------------------------------------------------------------------
Security: G68707101
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: PAGS
ISIN: KYG687071012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Director: Luis Frias Mgmt Against Against
1b. Re-Election of Director: Maria Judith de Mgmt For For
Brito
1c. Re-Election of Director: Eduardo Alcaro Mgmt Against Against
1d. Re-Election of Director: Maria Carolina Mgmt For For
Lacerda
1e. Re-Election of Director: Cleveland Prates Mgmt For For
Teixeira
1f. Re-Election of Director: Marcia Nogueira de Mgmt For For
Mello
2. To receive and adopt the consolidated Mgmt For For
financial statements for the year ended
December 31, 2022, together with the
auditor's report, as filed with the U.S.
Securities and Exchange Commission in the
Company's Annual Report on Form 20-F on or
around April 20, 2023.
3. To approve the ratification of a Long-Term Mgmt Against Against
Incentive Plan (the "LTIP Goals") in the
form approved by the directors and as filed
with the U.S. Securities and Exchange
Commission in the Company's Annual Report
on Form 20-F on or around April 20, 2023,
subject to the number of Class A Common
Shares granted under the LTIP Goals in any
financial year not exceeding one percent of
the total issued and outstanding Class A
Common Shares of the Company in any such
year.
4. To ratify and confirm all actions taken by Mgmt For For
the directors and officers of the Company
in relation to the business of the Company
during the financial year ended December
31, 2022, and up to the date of the Annual
General Meeting of the Company.
--------------------------------------------------------------------------------------------------------------------------
PAX GLOBAL TECHNOLOGY LTD Agenda Number: 717070825
--------------------------------------------------------------------------------------------------------------------------
Security: G6955J103
Meeting Type: AGM
Meeting Date: 19-May-2023
Ticker:
ISIN: BMG6955J1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0418/2023041800063.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0418/2023041800065.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY, THE REPORT OF THE DIRECTORS OF THE
COMPANY AND THE REPORT OF THE AUDITOR OF
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER
2022
2 TO DECLARE A FINAL DIVIDEND OF HKD 0.19 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2022
3 TO RE-ELECT MR. LI WENJIN AS A DIRECTOR Mgmt Against Against
4 TO RE-ELECT MR. YIP WAI MING AS A DIRECTOR Mgmt Against Against
5 TO ELECT MR. FOK WAI SHUN, WILSON AS A Mgmt For For
DIRECTOR
6 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE REMUNERATION OF THE DIRECTORS
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS TO FIX ITS REMUNERATION
8 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF ISSUED SHARES OF THE
COMPANY
9 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
10 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH
ADDITIONAL SHARES OF THE COMPANY OF AN
AMOUNT REPRESENTING THE TOTAL NUMBER OF
SHARES TO BE REPURCHASED BY THE COMPANY
11 TO APPROVE THE ADOPTION OF THE RESTATED Mgmt For For
BYE-LAWS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD Agenda Number: 717085775
--------------------------------------------------------------------------------------------------------------------------
Security: Y69790106
Meeting Type: AGM
Meeting Date: 12-May-2023
Ticker:
ISIN: CNE1000003X6
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0419/2023041901069.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0419/2023041901075.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS (THE "DIRECTOR(S)") OF
THE COMPANY (THE "BOARD") FOR THE YEAR 2022
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2022
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR 2022 AND ITS
SUMMARY
4 TO CONSIDER AND APPROVE THE REPORT OF FINAL Mgmt For For
ACCOUNTS OF THE COMPANY FOR THE YEAR 2022,
INCLUDING THE AUDIT REPORT AND AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR 2022
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2022 AND THE PROPOSED DECLARATION AND
DISTRIBUTION OF FINAL DIVIDENDS
6 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE RE-APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2023
7 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ELECTION OF INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE 12TH SESSION
OF THE BOARD
8 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE ISSUANCE OF DEBT FINANCING
INSTRUMENTS
9 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE PROPOSED GRANT OF GENERAL
MANDATE BY THE GENERAL MEETING TO THE BOARD
TO ISSUE H SHARES, THAT IS, THE GRANT OF A
GENERAL MANDATE TO THE BOARD TO ALLOT,
ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT
EXCEEDING 10% OF H SHARES OF THE COMPANY IN
ISSUE, AT A RELEVANT PRICE REPRESENTS A
DISCOUNT (IF ANY) OF NO MORE THAN 10% TO
THE BENCHMARK PRICE
--------------------------------------------------------------------------------------------------------------------------
PT BANK BTPN SYARIAH TBK Agenda Number: 716104168
--------------------------------------------------------------------------------------------------------------------------
Security: Y713AP104
Meeting Type: EGM
Meeting Date: 13-Oct-2022
Ticker:
ISIN: ID1000142805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE APPOINTMENT OF THE MEMBER OF THE BOARD Mgmt For For
OF COMMISSIONERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT BANK BTPN SYARIAH TBK Agenda Number: 716789598
--------------------------------------------------------------------------------------------------------------------------
Security: Y713AP104
Meeting Type: AGM
Meeting Date: 12-Apr-2023
Ticker:
ISIN: ID1000142805
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THE APPROVAL OF THE FINANCIAL STATEMENT, Mgmt For For
THE ANNUAL REPORT, AND THE SUSTAINABILITY
REPORT WHICH HAVE BEEN REVIEWED BY THE
BOARD OF COMMISSIONERS FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2022, INCLUDING
BUT NOT LIMITED TO: A. THE RATIFICATION OF
THE FINANCIAL STATEMENT FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2022, B. THE
REPORT ON THE SUPERVISORY DUTIES OF THE
BOARD OF COMMISSIONERS AND THE SHARIA
SUPERVISORY BOARD FOR THE FINANCIAL YEAR
ENDED ON DECEMBER 31, 2022, AND C. THE
RELEASE AND DISCHARGE OVER THE LIABILITY
(VOLLEDIG ACQUIT ET DECHARGE) FOR THE BOARD
OF DIRECTORS, THE BOARD OF COMMISSIONERS
AND THE SHARIA SUPERVISORY BOARD OF THE
COMPANY FOR THE MANAGEMENT AND SUPERVISORY
ACTIONS WHICH HAVE BEEN PERFORMED IN AND
DURING THE FINANCIAL YEAR ENDED ON DECEMBER
31, 2022
2 THE STIPULATION ON THE UTILIZATION OF NET Mgmt For For
PROFIT OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2022
3 CHANGE OF COMPOSITION OF THE COMPANY'S Mgmt For For
MANAGEMENT
4 THE STIPULATION REGARDING THE AMOUNT OF Mgmt Against Against
REMUNERATION FOR THE MEMBERS OF THE BOARD
OF DIRECTORS, THE BOARD OF COMMISSIONERS,
AND THE SHARIA SUPERVISORY BOARD OF THE
COMPANY FOR THE YEAR 2023
5 THE APPOINTMENT OF THE PUBLIC ACCOUNTANT Mgmt Against Against
AND/OR THE PUBLIC ACCOUNTING FIRM TO AUDIT
THE BOOKS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED ON DECEMBER 31, 2023, AND THE
DETERMINATION ON THE AMOUNT OF HONORARIUM
AS WELL AS OTHER REQUIREMENTS IN RELATION
TO THE APPOINTMENT AFORESAID
6 THE REPORT OF THE COMPANY IN THE FORM OF Mgmt For For
IMPLEMENTATION OF TRANSFER OF A PORTION OF
TREASURY SHARES OF THE COMPANY IN THE YEAR
2022
--------------------------------------------------------------------------------------------------------------------------
PT BANK JAGO TBK Agenda Number: 717194497
--------------------------------------------------------------------------------------------------------------------------
Security: Y712EN107
Meeting Type: AGM
Meeting Date: 25-May-2023
Ticker:
ISIN: ID1000136708
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 905787 DUE TO RECEIVED UPDATED
AGENDA WITH ADDITIONAL RESOLUTION 7. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU
1 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For
SUSTAINABILITY FINANCE ACTION PLAN REPORT
INCLUDING THE COMPANY'S FINANCIAL
STATEMENTS AND THE BOARD OF COMMISSIONERS
REPORT ON ITS SUPERVISORY DUTIES FOR THE
FINANCIAL YEAR ENDED31 DECEMBER 2022 AND
GRANT OF RELEASE AND DISCHARGE OF LIABILITY
(VOLLEDIGACQUIT ET DECHARGE) TO ALL MEMBERS
OF THE BOARD OF DIRECTORS, THE BOARD OF
COMMISSIONERS AND SHARIAH SUPERVISORY BOARD
OF THE COMPANY FOR THEIR ACTIONS RELATED TO
MANAGEMENT AND SUPERVISION OF THE COMPANY
DURING THE FINANCIAL YEAR ENDED 31 DECEMBER
2022
2 ACCOUNTABILITY REPORT FOR THE ACTUAL USE OF Mgmt For For
PUBLIC OFFERING PROCEEDS
3 DETERMINE THE AMOUNT AND TYPE OF SALARY AND Mgmt For For
ALLOWANCES FOR THE BOARD OF DIRECTORS, AND
THE AMOUNT OF HONORARIUM AND ALLOWANCES FOR
THE BOARD OF COMMISSIONERS AND SHARIAH
SUPERVISORY BOARD AS OF THE FINANCIAL YEAR
ENDED DECEMBER 31, 2023, AND DETERMINE THE
AMOUNT OF BONUSES TO BE PAID TO MEMBERS OF
THE BOARD OF COMMISSIONERS AND MEMBERS OF
THE BOARD OF DIRECTORS FOR THEIR SERVICES
IN THE FINANCIAL YEAR ENDED DECEMBER
31,2022
4 APPOINTMENT OF A PUBLIC ACCOUNTANT TO Mgmt For For
EXAMINE THE COMPANY'S BOOKS FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER2023 AND
DETERMINATION OF THE AMOUNT OF HONORARIUM
AND OTHER PROVISIONS FOR THE APPOINTMENT OF
THE PUBLIC ACCOUNTANT
5 RE-APPOINTMENT OF PART OR ALL OF THE Mgmt Against Against
MEMBERS OF THE BOARD OF DIRECTORS AND BOARD
OF COMMISSIONERS FOR THE 2023 - 2026 TERM
6 ADJUSTMENT OF THE COMPANY-S BUSINESS Mgmt For For
ACTIVITIES IN ACCORDANCE WITH GOVERNMENT
REGULATION NUMBER 5 OF 2021CONCERNING
IMPLEMENTATION OF RISK-BASED BUSINESS
LICENSING
7 APPROVAL OF CAPITAL INCREASE WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN ACCORDANCE WITH POJK
NO.14/POJK.04/2019 IN THE FRAME WORK OF THE
EMPLOYEE STOCK OWNERSHIP PROGRAM
(MANAGEMENT AND EMPLOYEE STOCK OPTION
PROGRAM / MESOP)
--------------------------------------------------------------------------------------------------------------------------
PT GLOBAL DIGITAL NIAGA TBK Agenda Number: 717293740
--------------------------------------------------------------------------------------------------------------------------
Security: Y2183M109
Meeting Type: AGM
Meeting Date: 19-Jun-2023
Ticker:
ISIN: ID1000176001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL AND RATIFICATION OF THE BOARD OF Mgmt For For
DIRECTORS REPORT REGARDING THE COURSE OF
BUSINESS AND FINANCIAL MANAGEMENT OF THE
COMPANY FOR FINANCIAL YEAR END ON 31
DECEMBER 2022, AND APPROVAL AND
RATIFICATION OF THE COMPANYS FINANCIAL
STATEMENTS INCLUDING THE BALANCE SHEET AND
PROFIT/LOSS CALCULATION OF THE COMPANY FOR
THE FINANCIAL YEAR END ON 31 DECEMBER 2022
AUDITED BY AN INDEPENDENT PUBLIC ACCOUNTANT
AND APPROVAL OF THE COMPANYS ANNUAL REPORT,
THE BOARD OF COMMISSIONERS SUPERVISION DUTY
REPORT OF THE OF THE COMPANY FOR THE
FINANCIAL YEAR END ON 31 DECEMBER 2022 AND
GRANTING OF A FULL RELEASE AND DISCHARGE OF
RESPONSIBILITIES (ACQUIT ET DE CHARGE) TO
MEMBERS OF THE BOARD OF DIRECTORS AND BOARD
OF COMMISSIONERS FOR THE MANAGEMENT AND
SUPERVISORY FUNCTIONS THAT HAVE BEEN
CARRIED OUT DURING THE FINANCIAL YEAR END
ON 31 DECEMBER 2022
2 APPROVAL ON UTILIZATION PLAN OF THE Mgmt For For
COMPANYS NET PROFIT FOR THE FINANCIAL YEAR
END ON 31 DECEMBER 2022
3 DETERMINATION OF SALARY, HONORARIUM AND Mgmt For For
OTHER ALLOWANCES FOR THE COMPANYS BOARD OF
DIRECTORS AND BOARD OF COMMISSIONERS
MEMBERS FOR THE FINANCIAL YEAR OF 2023
4 APPOINTMENT OF INDEPENDENT PUBLIC Mgmt For For
ACCOUNTANT FIRM THAT WILL AUDIT THE
COMPANYS FINANCIAL STATEMENTS FOR THE
FINANCIAL YEAR END ON 31 DECEMBER 2023 AND
AUTHORIZATION TO DETERMINE THE HONORARIUM
OF THE INDEPENDENT PUBLIC ACCOUNTANT AND
OTHER TERMS OF APPOINTMENT
5 SUBMISSION OF REPORT ON REALIZATION OF THE Mgmt For For
USE OF PROCEEDS FROM THE INITIAL PUBLIC
OFFERING OF THE COMPANYS UNTIL 31 DECEMBER
2022
6 APPROVAL OF THE CHANGES IN THE COMPOSITION Mgmt For For
OF THE COMPANYS BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PT GLOBAL DIGITAL NIAGA TBK Agenda Number: 717293916
--------------------------------------------------------------------------------------------------------------------------
Security: Y2183M109
Meeting Type: EGM
Meeting Date: 19-Jun-2023
Ticker:
ISIN: ID1000176001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE FORMATION OF MANAGEMENT AND Mgmt For For
EMPLOYEE SHARE OWNERSHIP PROGRAMS WITH A
TOTAL OF 4,000,000,000 (FOUR BILLION)
SHARES OR 3.38 PERCENT OF THE ISSUED AND
FULLY PAID CAPITAL IN THE COMPANY
2 APPROVAL OF THE CHANGES OF THE COMPANYS Mgmt For For
ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
QIFU TECHNOLOGY, INC. Agenda Number: 935892718
--------------------------------------------------------------------------------------------------------------------------
Security: 88557W101
Meeting Type: Annual
Meeting Date: 30-Jun-2023
Ticker: QFIN
ISIN: US88557W1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT, Deloitte Mgmt For
Touche Tohmatsu Certified Public
Accountants LLP shall be re-appointed as
the auditor of the Company to hold office
until the conclusion of the next annual
general meeting of the Company and to
authorize the Board to fix their
remuneration for the year ending December
31, 2023.
2. As an ordinary resolution: THAT, Ms. Jiao Mgmt For
Jiao shall be re-elected as a director of
the Company at this annual general meeting
and retain office until her retirement
pursuant to the Company's memorandum and
articles of association.
3. As an ordinary resolution: THAT, Mr. Fan Mgmt For
Zhao shall be re-elected as a director of
the Company at this annual general meeting
and retain office until his retirement
pursuant to the Company's memorandum and
articles of association.
--------------------------------------------------------------------------------------------------------------------------
QIWI PLC Agenda Number: 935710752
--------------------------------------------------------------------------------------------------------------------------
Security: 74735M108
Meeting Type: Annual
Meeting Date: 21-Sep-2022
Ticker: QIWI
ISIN: US74735M1080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 THAT audited consolidated financial Mgmt No vote
statements of the Company for the 2021
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
A2 THAT audited standalone financial Mgmt No vote
statements of the Company for the 2021
financial year be and are hereby approved
and adopted as being in the best interests
of and to the advantage and further
commercial benefit of and within the powers
of the Company.
B1 THAT KPMG be and are hereby appointed as Mgmt No vote
the Company's Auditors to hold office from
the conclusion of that annual general
meeting until the conclusion of the next
annual general meeting at which accounts
are laid before the Company.
B2 THAT the Board of Directors of the Company Mgmt No vote
be and are hereby authorized to fix the
Auditors' remuneration at its discretion.
C1A Election of Director: Mr. Alexey Blagirev Mgmt No vote
C1B Election of Director: Mr. Alexey Ivanov Mgmt No vote
C1C Election of Director: Mr. Alexey Solovyev. Mgmt No vote
D1 THAT the remuneration for non-executives Mgmt No vote
Directors of the Company, consisting of (i)
an annual fee in the amount of US$ 150,000
gross in consideration of any time
(including travel time) committed for the
purpose of carrying out the duties of a
Director; (ii) an annual fee in the amount
of US$ 250,000 gross in consideration of
any time (including travel time) committed
for the purpose of carrying out the duties
of a chairperson of the Board of Directors;
(iii) an annual fee in the amount of US$
...(due to space limits, see proxy material
for full proposal).
D2 THAT no remuneration shall be fixed for Mgmt No vote
executive Directors of the Company and the
Directors, being direct representatives of
the shareholder(-s), having a significant
interest in the Company. For the purpose of
this resolution any shareholder(-s) owning
directly or indirectly a ten (10) per cent
interest in the voting power or in the
share capital of the Company are presumed
to have a "significant interest" in the
Company.
E THAT the amended and restated Articles of Mgmt No vote
Association of the Company be and are
hereby approved.
--------------------------------------------------------------------------------------------------------------------------
STONECO LTD Agenda Number: 935704014
--------------------------------------------------------------------------------------------------------------------------
Security: G85158106
Meeting Type: Annual
Meeting Date: 27-Sep-2022
Ticker: STNE
ISIN: KYG851581069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT FOR THE FISCAL YEAR ENDED DECEMBER
31, 2021
2. APPROVAL OF THE REELECTION OF ANDRE STREET Mgmt Against Against
DE AGUIAR AS A DIRECTOR
3. APPROVAL OF THE ELECTION OF CONRADO ENGEL Mgmt For For
AS A DIRECTOR
4. APPROVAL OF THE REELECTION OF ROBERTO MOSES Mgmt For For
THOMPSON MOTTA AS A DIRECTOR
5. APPROVAL OF THE REELECTION OF LUCIANA Mgmt For For
IBIAPINA LIRA AGUIAR AS A DIRECTOR
6. APPROVAL OF THE REELECTION OF PEDRO Mgmt For For
HENRIQUE CAVALLIERI FRANCESCHI AS A
DIRECTOR
7. APPROVAL OF THE REELECTION OF DIEGO FRESCO Mgmt For For
GUTIERREZ AS A DIRECTOR
8. APPROVAL OF THE ELECTION OF MAURICIO LUIS Mgmt For For
LUCHETTI AS A DIRECTOR
9. APPROVAL OF THE ELECTION OF PATRICIA REGINA Mgmt For For
VERDERESI SCHINDLER AS A DIRECTOR
10. APPROVAL OF THE ELECTION OF PEDRO ZINNER AS Mgmt For For
A DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 716954727
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 17-May-2023
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0406/2023040601872.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0406/2023040601874.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS REPORT
AND THE INDEPENDENT AUDITORS REPORT FOR THE
YEAR ENDED 31 DECEMBER 2022
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER Mgmt Against Against
AS DIRECTOR
3.B TO RE-ELECT PROFESSOR ZHANG XIULAN AS Mgmt For For
DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt Against Against
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 717126634
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 17-May-2023
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0424/2023042401617.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0424/2023042401635.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1A TO APPROVE AND ADOPT THE 2023 SHARE OPTION Mgmt For For
SCHEME
1B TO APPROVE THE TRANSFER OF SHARE OPTIONS Mgmt For For
1C TO TERMINATE THE SHARE OPTION SCHEME Mgmt For For
ADOPTED BY THE COMPANY ON 17 MAY 2017
2 TO APPROVE AND ADOPT THE SCHEME MANDATE Mgmt For For
LIMIT (SHARE OPTION) UNDER THE 2023 SHARE
OPTION SCHEME
3 TO APPROVE AND ADOPT THE SERVICE PROVIDER Mgmt For For
SUB-LIMIT (SHARE OPTION) UNDER THE 2023
SHARE OPTION SCHEME
4A TO APPROVE AND ADOPT THE 2023 SHARE AWARD Mgmt For For
SCHEME
4B TO APPROVE THE TRANSFER OF SHARE AWARDS Mgmt For For
4C TO TERMINATE EACH OF THE SHARE AWARD Mgmt For For
SCHEMES ADOPTED BY THE COMPANY ON 13
NOVEMBER 2013 AND 25 NOVEMBER 2019
5 TO APPROVE AND ADOPT THE SCHEME MANDATE Mgmt For For
LIMIT (SHARE AWARD) UNDER THE 2023 SHARE
AWARD SCHEME
6 TO APPROVE AND ADOPT THE SCHEME MANDATE Mgmt For For
LIMIT (NEW SHARES SHARE AWARD) UNDER THE
2023 SHARE AWARD SCHEME
7 TO APPROVE AND ADOPT THE SERVICE PROVIDER Mgmt For For
SUB-LIMIT (NEW SHARES SHARE AWARD) UNDER
THE 2023 SHARE AWARD SCHEME
--------------------------------------------------------------------------------------------------------------------------
XP INC. Agenda Number: 935717340
--------------------------------------------------------------------------------------------------------------------------
Security: G98239109
Meeting Type: Annual
Meeting Date: 18-Oct-2022
Ticker: XP
ISIN: KYG982391099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL AND RATIFICATION OF THE COMPANY'S Mgmt For For
FINANCIAL STATEMENTS AND THE AUDITOR'S
REPORT FOR THE FISCAL YEAR ENDED DECEMBER
31, 2021.
2. APPROVAL AND RATIFICATION OF THE Mgmt Against Against
APPOINTMENT OF MS. CRISTIANA PEREIRA AS
DIRECTOR.
3. APPROVAL OF THE CHANGE IN AUTHORIZED SHARE Mgmt Against Against
CAPITAL.
4. APPROVAL OF THE SECOND AMENDED AND RESTATED Mgmt Against Against
MEMORANDUM AND ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
YEAHKA LIMITED Agenda Number: 717123006
--------------------------------------------------------------------------------------------------------------------------
Security: G9835C108
Meeting Type: AGM
Meeting Date: 05-Jun-2023
Ticker:
ISIN: KYG9835C1087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0426/2023042602093.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0426/2023042602139.pdf
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTOR(S)") AND AUDITORS OF THE
COMPANY (THE "AUDITORS") FOR THE YEAR ENDED
DECEMBER 31, 2022
2.A.I TO RE-ELECT MR. LUO XIAOHUI AS AN EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
2.AII TO RE-ELECT MR. AKIO TANAKA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR OF THE COMPANY
2.B TO AUTHORISE THE BOARD OF THE DIRECTORS TO Mgmt For For
FIX THE REMUNERATION OF THE DIRECTOR
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITORS AND AUTHORISE THE BOARD OF THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY NOT EXCEEDING 20% OF
THE TOTAL NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF PASSING THIS
RESOLUTION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE THE SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES
OF THE COMPANY IN ISSUE AS AT THE DATE OF
PASSING THIS RESOLUTION
6 TO EXTEND, CONDITIONAL UPON THE PASSING OF Mgmt For For
RESOLUTIONS 4 AND 5, THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 4 BY ADDING
THERETO THE SHARES OF THE COMPANY
REPURCHASED PURSUANT TO THE GENERAL MANDATE
GRANTED BY RESOLUTION NO. 5
--------------------------------------------------------------------------------------------------------------------------
YIXIN GROUP LIMITED (DOING BUSINESS AS YIXIN AU Agenda Number: 716774787
--------------------------------------------------------------------------------------------------------------------------
Security: G9T43R102
Meeting Type: AGM
Meeting Date: 10-May-2023
Ticker:
ISIN: KYG9T43R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0313/2023031300507.pdf and
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0313/2023031300529.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY AND THE
REPORTS OF THE DIRECTORS (THE "DIRECTORS")
AND INDEPENDENT AUDITOR FOR THE YEAR ENDED
DECEMBER 31, 2022
2.A TO CONSIDER AND DECLARE A FINAL DIVIDEND OF Mgmt For For
HK1.95 CENTS PER SHARE OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2022
2.B TO CONSIDER AND DECLARE A SPECIAL DIVIDEND Mgmt For For
OF HK1.30 CENTS PER SHARE OF THE COMPANY
FOR THE YEAR ENDED DECEMBER 31, 2022
3.A TO RE-ELECT MR. TIN FAN YUEN AS A DIRECTOR Mgmt For For
3.B TO RE-ELECT MR. CHESTER TUN HO KWOK AS A Mgmt For For
DIRECTOR
3.C TO RE-ELECT MS. LILY LI DONG AS A DIRECTOR Mgmt For For
3.D TO AUTHORIZE THE BOARD (THE "BOARD") OF Mgmt For For
DIRECTORS TO FIX THEIR REMUNERATION
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THE AUDITOR'S REMUNERATION
5 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY NOT
EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED
SHARES OF THE COMPANY
6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DEAL WITH NEW SHARES OF
THE COMPANY NOT EXCEEDING 20% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY
7 TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH
NEW SHARES OF THE COMPANY BY THE AGGREGATE
NUMBER OF THE SHARES BOUGHT BACK BY THE
COMPANY
8 TO ADOPT THE AMENDED AND RESTATED Mgmt For For
MEMORANDUM AND ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 716422237
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: EGM
Meeting Date: 29-Dec-2022
Ticker:
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1129/2022112901018.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1129/2022112900997.pdf
1.A THAT THE AUTO CO-INSURANCE COOPERATION Mgmt For For
AGREEMENT (AS DEFINED IN THE CIRCULAR) AND
THE TRANSACTIONS CONTEMPLATED THEREUNDER
(INCLUDING THE ANNUAL CAPS), BE AND ARE
HERE BY APPROVED, CONFIRMED AND RATIFIED
1.B THAT ANY ONE DIRECTOR OF THE COMPANY BE AND Mgmt For For
ARE HEREBY GENERALLY AND UNCONDITIONALLY
AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND
THINGS AND TO SIGN AND EXECUTE ALL SUCH
OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL
SUCH STEPS AS HE/SHE MAY CONSIDER
NECESSARY, DESIRABLE, APPROPRIATE OR
EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO OR OTHERWISE IN CONNECTION WITH THE AUTO
CO-INSURANCE COOPERATION AGREEMENT AND THE
TRANSACTIONS CONTEMPLATED THERE UNDER
2 TO CONSIDER AND APPROVE THE ADJUSTMENT TO Mgmt For For
THE STANDARD OF EMOLUMENTS FOR DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI Agenda Number: 717257489
--------------------------------------------------------------------------------------------------------------------------
Security: Y989DF109
Meeting Type: AGM
Meeting Date: 15-Jun-2023
Ticker:
ISIN: CNE100002QY7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0516/2023051600771.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0516/2023051600781.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR ENDED DECEMBER 31, 2022
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED DECEMBER 31, 2022
3 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
AUDITORS AND AUDITED FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR ENDED DECEMBER
31, 2022
4 TO CONSIDER AND APPROVE THE RE-APPOINTMENT Mgmt For For
OF AUDITORS FOR THE YEAR ENDING DECEMBER
31, 2023
5 TO CONSIDER AND APPROVE 2023-2025 Mgmt For For
THREE-YEAR CAPITAL PLANNING REPORT OF THE
COMPANY
6 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION
Amplify High Income ETF
--------------------------------------------------------------------------------------------------------------------------
ABERDEEN ASIA-PACIFIC INCOME FUND, INC. Agenda Number: 935839817
--------------------------------------------------------------------------------------------------------------------------
Security: 003009107
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: FAX
ISIN: US0030091070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director for a Mgmt Split 82% For 15% Against 3% AbstainSplit
three-year term until the 2026 Annual
Meeting of Shareholders: P. Gerald Malone
2.1 To consider the continuation of the terms Mgmt Split 86% For 11% Against 3% AbstainSplit
of Director under the Fund's Corporate
Governance Policies: William J. Potter
(Preferred Share Director, 3-year term
ending 2024)
--------------------------------------------------------------------------------------------------------------------------
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935771279
--------------------------------------------------------------------------------------------------------------------------
Security: 01879R106
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: AWF
ISIN: US01879R1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class Two Director: Onur Erzan Mgmt Split 96% For 2% Against 2% AbstainSplit
1.2 Election of Class Two Director: Carol C. Mgmt Split 97% For 2% Against 1% AbstainSplit
McMullen
2. To ratify the appointment of Ernst & Young Mgmt Split 96% For 3% Against 1% AbstainSplit
LLP as the Fund's independent registered
public accounting firm for the fiscal year
ending March 31, 2024.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONV & INC FD Agenda Number: 935673598
--------------------------------------------------------------------------------------------------------------------------
Security: 92838X102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: NCV
ISIN: US92838X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1e. Election of Class I Trustee: William B. Mgmt Split 94% For 6% Withheld Split
Ogden, IV
1g. Election of Class I Trustee: Alan Rappaport Mgmt Split 94% For 6% Withheld Split
1h. Election of Class III Trustee: Brian T. Mgmt Split 95% For 5% Withheld Split
Zino
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CAPITAL ALLOCATION TRUST Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09260U109
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BCAT
ISIN: US09260U1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 91% For 9% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
J. Phillip Holloman Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CORPORATE HIGH YIELD FD VI INC Agenda Number: 935675059
--------------------------------------------------------------------------------------------------------------------------
Security: 09255P107
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: HYT
ISIN: US09255P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frank J. Fabozzi Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 97% For 3% Withheld Split
J. Phillip Holloman Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK CREDIT ALLOCATION INCOME TRUST Agenda Number: 935675061
--------------------------------------------------------------------------------------------------------------------------
Security: 092508100
Meeting Type: Annual
Meeting Date: 25-Jul-2022
Ticker: BTZ
ISIN: US0925081004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia L. Egan Mgmt Split 96% For 4% Withheld Split
Robert Fairbairn Mgmt Split 96% For 4% Withheld Split
Stayce D. Harris Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKSTONE FUNDS Agenda Number: 935780696
--------------------------------------------------------------------------------------------------------------------------
Security: 09257R101
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: BGB
ISIN: US09257R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3.1 Election of Trustee: Jane Siebels Mgmt Split 89% For 11% Withheld Split
3.2 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS LIMITED Agenda Number: 935780735
--------------------------------------------------------------------------------------------------------------------------
Security: 19248C105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: LDP
ISIN: US19248C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Clark Mgmt Split 99% For 1% Withheld Split
Dean A. Junkans Mgmt Split 99% For 1% Withheld Split
Ramona Rogers-Windsor Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
COHEN & STEERS QUALITY INC RLTY, FD INC. Agenda Number: 935780735
--------------------------------------------------------------------------------------------------------------------------
Security: 19247L106
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: RQI
ISIN: US19247L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael G. Clark Mgmt Split 97% For 3% Withheld Split
Dean A. Junkans Mgmt Split 97% For 3% Withheld Split
Ramona Rogers-Windsor Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE INCOME SOLUTIONS FUND Agenda Number: 935762179
--------------------------------------------------------------------------------------------------------------------------
Security: 258622109
Meeting Type: Annual
Meeting Date: 24-Feb-2023
Ticker: DSL
ISIN: US2586221093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee: John C. Salter Mgmt Split 56% For 44% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
DOUBLELINE MUTUAL FUNDS Agenda Number: 935762181
--------------------------------------------------------------------------------------------------------------------------
Security: 25862D105
Meeting Type: Annual
Meeting Date: 24-Feb-2023
Ticker: DLY
ISIN: US25862D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Trustee: John C. Mgmt Split 28% For 72% Withheld Split
Salter
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 935743395
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 12-Jan-2023
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 97% For 3% Withheld Split
Mark R. Fetting Mgmt Split 97% For 3% Withheld Split
Keith Quinton Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST HY OPPORTUNITIES 2027 TERM Agenda Number: 935701044
--------------------------------------------------------------------------------------------------------------------------
Security: 33741Q107
Meeting Type: Annual
Meeting Date: 19-Sep-2022
Ticker: FTHY
ISIN: US33741Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: James A. Bowen
1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST INTERMEDIATE Agenda Number: 935781434
--------------------------------------------------------------------------------------------------------------------------
Security: 33718W103
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: FPF
ISIN: US33718W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Denise M. Keefe
1.2 Election of Class I Trustee for a Mgmt Split 96% For 4% Withheld Split
three-year term: Robert F. Keith
--------------------------------------------------------------------------------------------------------------------------
FLAHERTY & CRUMRINE/CLAYMORE PFD SEC INC Agenda Number: 935776736
--------------------------------------------------------------------------------------------------------------------------
Security: 338478100
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: FFC
ISIN: US3384781007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: David Gale Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM ACTIVE ALLOCATION FUND Agenda Number: 935781270
--------------------------------------------------------------------------------------------------------------------------
Security: 40170T106
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: GUG
ISIN: US40170T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee to serve until Mgmt Split 90% For 9% Against 1% AbstainSplit
2026 annual meeting or until a successor is
elected and qualified: Randall C. Barnes
1b. Election of Class I Trustee to serve until Mgmt Split 90% For 9% Against 1% AbstainSplit
2026 annual meeting or until a successor is
elected and qualified: Angela Brock-Kyle
--------------------------------------------------------------------------------------------------------------------------
HIGHLAND FUNDS Agenda Number: 935865482
--------------------------------------------------------------------------------------------------------------------------
Security: 43010E404
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: HFRO
ISIN: US43010E4044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dorri McWhorter Mgmt Split 80% For 20% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
INVESCO SENIOR INCOME TRUST Agenda Number: 935687725
--------------------------------------------------------------------------------------------------------------------------
Security: 46131H107
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: VVR
ISIN: US46131H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia Hostetler Mgmt Split 95% For 5% Withheld Split
Eli Jones Mgmt Split 95% For 5% Withheld Split
Ann Barnett Stern Mgmt Split 95% For 5% Withheld Split
Daniel S. Vandivort Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP/MIDSTREAM INV CO Agenda Number: 935771089
--------------------------------------------------------------------------------------------------------------------------
Security: 486606106
Meeting Type: Annual
Meeting Date: 04-Apr-2023
Ticker: KYN
ISIN: US4866061066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR A TERM OF THREE Mgmt Split 97% For 2% Against 1% AbstainSplit
YEARS: William R. Cordes
1B. ELECTION OF DIRECTOR FOR A TERM OF THREE Mgmt Split 97% For 2% Against 1% AbstainSplit
YEARS: Barry R. Pearl
1C. ELECTION OF DIRECTOR FOR A TERM OF THREE Mgmt Split 96% For 3% Against 1% AbstainSplit
YEARS: Carita S. Walker
2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit
PRICEWATERHOUSECOOPERS LLP AS KYN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2023.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON Agenda Number: 935782246
--------------------------------------------------------------------------------------------------------------------------
Security: 184692200
Meeting Type: Annual
Meeting Date: 02-Jun-2023
Ticker: CEM
ISIN: US1846922003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Carol L. Mgmt Split 52% For 47% Against 1% AbstainSplit
Colman, CFA
1.2 Election of Class I Director: Paolo M. Mgmt Split 52% For 47% Against 1% AbstainSplit
Cucchi
2. To ratify the selection of Mgmt Split 97% For 2% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending November 30,
2023.
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 935685846
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John J. Neuhauser Mgmt Split 96% For 4% Withheld Split
Milton M. Irvin Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN AMT FREE QUALITY MUNI INC FD Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 670657105
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NEA
ISIN: US6706571055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 94% For 6% Withheld Split
Carole E. Stone Mgmt Split 94% For 6% Withheld Split
Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DYNAMIC Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67079X102
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NDMO
ISIN: US67079X1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 98% For 2% Withheld Split
Carole E. Stone Mgmt Split 98% For 2% Withheld Split
Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 935816720
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To approve the issuance of additional Mgmt Split 94% For 5% Against 1% AbstainSplit
common shares of the Acquiring Fund in
connection with the mergers of Nuveen
Senior Income Fund, Nuveen Floating Rate
Income Opportunity Fund and Nuveen Short
Duration Credit Opportunities Fund with and
into NFRIF Merger Sub, LLC, a Massachusetts
limited liability company and wholly-owned
subsidiary of Nuveen Floating Rate Income
Fund, pursuant to the Agreement and Plan of
Merger.
3. DIRECTOR
Robert L. Young* Mgmt Split 96% For 4% Withheld Split
Amy B. R. Lancellotta# Mgmt Split 96% For 4% Withheld Split
John K. Nelson# Mgmt Split 95% For 5% Withheld Split
Terence J. Toth# Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 82% For 18% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 91% For 9% Withheld Split
John K. Nelson** Mgmt Split 81% For 19% Withheld Split
Terence J. Toth** Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INC SECURITIES FD Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67072C105
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JPS
ISIN: US67072C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 95% For 5% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 96% For 4% Withheld Split
John K. Nelson** Mgmt Split 94% For 6% Withheld Split
Terence J. Toth** Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND INCOME OPP FD Agenda Number: 935816679
--------------------------------------------------------------------------------------------------------------------------
Security: 67073B106
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: JPC
ISIN: US67073B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. DIRECTOR
Robert L. Young* Mgmt Split 95% For 5% Withheld Split
Amy B.R. Lancellotta** Mgmt Split 95% For 5% Withheld Split
John K. Nelson** Mgmt Split 94% For 6% Withheld Split
Terence J. Toth** Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN QUALITY MUNICIPAL INCOME FUND Agenda Number: 935686470
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 05-Aug-2022
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1c. DIRECTOR
Judith M. Stockdale Mgmt Split 96% For 4% Withheld Split
Carole E. Stone Mgmt Split 96% For 4% Withheld Split
Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
OXFORD LANE CAPITAL CORP. Agenda Number: 935707185
--------------------------------------------------------------------------------------------------------------------------
Security: 691543102
Meeting Type: Annual
Meeting Date: 21-Oct-2022
Ticker: OXLC
ISIN: US6915431026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To vote on the election of one director of Mgmt Split 88% For 12% Withheld Split
the Company to be elected by the holders of
the Company's outstanding common stock, par
value $0.01 per share, and outstanding
preferred stock, par value $0.01 per share,
voting together as a single class, with
such director to serve for a term of three
years, or until his successor is duly
elected and qualified: Jonathan H. Cohen
--------------------------------------------------------------------------------------------------------------------------
PGIM INVESTMENTS Agenda Number: 935765581
--------------------------------------------------------------------------------------------------------------------------
Security: 69346J106
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: GHY
ISIN: US69346J1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Kevin J. Mgmt Split 85% For 14% Against 1% AbstainSplit
Bannon
1.2 Election of Class II Director: Keith F. Mgmt Split 85% For 14% Against 1% AbstainSplit
Hartstein
1.3 Election of Class II Director: Grace C. Mgmt Split 91% For 8% Against 1% AbstainSplit
Torres
2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountant
for the fiscal year ending July 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
PIMCO ACCESS INCOME FUND Agenda Number: 935795851
--------------------------------------------------------------------------------------------------------------------------
Security: 72203T100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PAXS
ISIN: US72203T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 98% For 2% Withheld *
1.2 Election of Trustee: Deborah DeCotis Mgmt Split 98% For 2% Withheld *
1.3 Election of Trustee: David Fisher Mgmt Split 98% For 2% Withheld *
1.4 Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld *
Jr.
--------------------------------------------------------------------------------------------------------------------------
PIMCO CLOSED-END FUNDS Agenda Number: 935795801
--------------------------------------------------------------------------------------------------------------------------
Security: 69355M107
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PDO
ISIN: US69355M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 97% For 3% Withheld Split
1.2 Election of Trustee: Sarah E. Cogan Mgmt Split 97% For 3% Withheld Split
1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE INCOME FUND Agenda Number: 935795813
--------------------------------------------------------------------------------------------------------------------------
Security: 72200U100
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PCN
ISIN: US72200U1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 94% For 6% Withheld Split
1.2 Election of Trustee: David Fisher Mgmt Split 95% For 5% Withheld Split
1.3 Election of Trustee: Alan Rappaport Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 935795825
--------------------------------------------------------------------------------------------------------------------------
Security: 72201B101
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: PTY
ISIN: US72201B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen McCartney Mgmt Split 92% For 8% Withheld Split
1.2 Election of Trustee: David Fisher Mgmt Split 94% For 6% Withheld Split
1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 935880395
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 96% For 4% Withheld Split
1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split
1.3 Election of Trustee: Joseph B. Kittredge, Mgmt Split 96% For 4% Withheld Split
Jr.
1.4 Election of Trustee: David Fisher Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 935880410
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 90% For 10% Withheld *
1.2 Election of Trustee: Libby D. Cantrill Mgmt Split 92% For 8% Withheld *
1.3 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 935880371
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Trustee: Kathleen A. McCartney Mgmt Split 92% For 8% Withheld Split
1.2 Election of Trustee: E. Grace Vandecruze Mgmt Split 92% For 8% Withheld Split
1.3 Election of Trustee: David Fisher Mgmt Split 93% For 7% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THORNBURG INVESTMENT INCOME BUILDER OPP Agenda Number: 935766266
--------------------------------------------------------------------------------------------------------------------------
Security: 885213108
Meeting Type: Annual
Meeting Date: 14-Mar-2023
Ticker: TBLD
ISIN: US8852131080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Trustee: Benjamin D. Mgmt Split 88% For 12% Withheld Split
Kirby
1.2 Election of Class I Trustee: Anne W. Mgmt Split 89% For 11% Withheld Split
Kritzmire
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO ADVANTAGE INCOME OPP FUND Agenda Number: 935685860
--------------------------------------------------------------------------------------------------------------------------
Security: 94987B105
Meeting Type: Annual
Meeting Date: 08-Aug-2022
Ticker: EAD
ISIN: US94987B1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy J. Penny Mgmt Split 94% For 6% Withheld Split
James G. Polisson Mgmt Split 94% For 6% Withheld Split
Pamela Wheelock Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935780886
--------------------------------------------------------------------------------------------------------------------------
Security: 95790K109
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: WDI
ISIN: US95790K1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit
until the 2026 Annual Meeting: Paolo M.
Cucchi
1.2 Election of Class II Director to serve Mgmt Split 90% For 9% Against 1% AbstainSplit
until the 2026 Annual Meeting: Eileen A.
Kamerick
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2023.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935713241
--------------------------------------------------------------------------------------------------------------------------
Security: 95766A101
Meeting Type: Annual
Meeting Date: 21-Oct-2022
Ticker: EMD
ISIN: US95766A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit
until the 2025 Annual Meeting: William R.
Hutchinson
1.2 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit
until the 2025 Annual Meeting: Nisha Kumar
1.3 Election of Class II Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit
until the 2025 Annual Meeting: Jane Trust
2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the Fund's
independent registered public accountants
for the fiscal year ending December 31,
2022.
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET/CLAYMORE LINKED OPP & INC Agenda Number: 935829955
--------------------------------------------------------------------------------------------------------------------------
Security: 95766R104
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: WIW
ISIN: US95766R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan B. Kerley Mgmt Split 88% For 12% Withheld Split
Michael Larson Mgmt Split 88% For 12% Withheld Split
Ronald L. Olson Mgmt Split 90% For 10% Withheld Split
Avedick B. Poladian Mgmt Split 88% For 12% Withheld Split
Amplify Inflation Fighter ETF
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935831657
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ABNB
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Nathan
Blecharczyk
1.2 Election of Class III Director to serve Mgmt Withheld Against
until the 2026 Annual Meeting: Alfred Lin
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ALICO, INC. Agenda Number: 935759259
--------------------------------------------------------------------------------------------------------------------------
Security: 016230104
Meeting Type: Annual
Meeting Date: 23-Feb-2023
Ticker: ALCO
ISIN: US0162301040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John E. Kiernan Mgmt For For
1.2 Election of Director: George R. Brokaw Mgmt For For
1.3 Election of Director: Katherine R. English Mgmt Against Against
1.4 Election of Director: Benjamin D. Fishman Mgmt For For
1.5 Election of Director: W. Andrew Krusen Jr. Mgmt Against Against
1.6 Election of Director: Toby K. Purse Mgmt Against Against
1.7 Election of Director: Adam H. Putnam Mgmt For For
1.8 Election of Director: Henry R. Slack Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF RSM US LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2023.
--------------------------------------------------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION Agenda Number: 935839994
--------------------------------------------------------------------------------------------------------------------------
Security: 03674X106
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: AR
ISIN: US03674X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Paul M. Rady Mgmt For For
Thomas B. Tyree, Jr. Mgmt For For
Brenda R. Schroer Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
Antero Resources Corporation's independent
registered public accounting firm for the
year ending December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Resources
Corporation's named executive officers.
4. To approve the amendment to Antero Mgmt For For
Resources Corporation's amended and
restated certificate of incorporation to
reflect new Delaware law provisions
regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
ANYWHERE REAL ESTATE INC. Agenda Number: 935786220
--------------------------------------------------------------------------------------------------------------------------
Security: 75605Y106
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: HOUS
ISIN: US75605Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term Mgmt Against Against
expiring in 2024: Fiona P. Dias
1b. Election of Director for a one-year term Mgmt Against Against
expiring in 2024: Matthew J. Espe
1c. Election of Director for a one-year term Mgmt For For
expiring in 2024: V. Ann Hailey
1d. Election of Director for a one-year term Mgmt For For
expiring in 2024: Bryson R. Koehler
1e. Election of Director for a one-year term Mgmt For For
expiring in 2024: Duncan L. Niederauer
1f. Election of Director for a one-year term Mgmt For For
expiring in 2024: Egbert L. J. Perry
1g. Election of Director for a one-year term Mgmt For For
expiring in 2024: Ryan M. Schneider
1h. Election of Director for a one-year term Mgmt Against Against
expiring in 2024: Enrique Silva
1i. Election of Director for a one-year term Mgmt Against Against
expiring in 2024: Sherry M. Smith
1j. Election of Director for a one-year term Mgmt For For
expiring in 2024: Christopher S. Terrill
1k. Election of Director for a one-year term Mgmt For For
expiring in 2024: Felicia Williams
1l. Election of Director for a one-year term Mgmt Against Against
expiring in 2024: Michael J. Williams
2. Advisory Approval of the Compensation of Mgmt Against Against
Our Named Executive Officers.
3. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP to serve as our
Registered Public Accounting Firm for 2023.
4. Proposal to approve the Second Amended and Mgmt Against Against
Restated 2018 Long-Term Incentive Plan.
5. Proposal to approve the amendment of our Mgmt For For
Certificate of Incorporation to limit the
liability of certain officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORP Agenda Number: 716975036
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: AGM
Meeting Date: 10-May-2023
Ticker:
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 859383 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU.
A.1 ELECTION OF DIRECTOR: IAN BRUCE Mgmt Against Against
A.2 ELECTION OF DIRECTOR: DANIEL CAMUS Mgmt Against Against
A.3 ELECTION OF DIRECTOR: DON DERANGER Mgmt Against Against
A.4 ELECTION OF DIRECTOR: CATHERINE GIGNAC Mgmt For For
A.5 ELECTION OF DIRECTOR: TIM GITZEL Mgmt For For
A.6 ELECTION OF DIRECTOR: JIM GOWANS Mgmt Against Against
A.7 ELECTION OF DIRECTOR: KATHRYN JACKSON Mgmt For For
A.8 ELECTION OF DIRECTOR: DON KAYNE Mgmt For For
A.9 ELECTION OF DIRECTOR: LEONTINE VAN Mgmt For For
LEEUWEN-ATKINS
B APPOINT THE AUDITORS (SEE PAGE 5 OF THE Mgmt Against Against
MANAGEMENT PROXY CIRCULAR) APPOINT KPMG LLP
AS AUDITORS
C HAVE A SAY ON OUR APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION (SEE PAGE 7 OF THE MANAGEMENT
PROXY CIRCULAR) AS THIS IS AN ADVISORY
VOTE, THE RESULTS WILL NOT BE BINDING ON
THE BOARD. BE IT RESOLVED THAT, ON AN
ADVISORY BASIS AND NOT TO DIMINISH THE ROLE
AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS FOR EXECUTIVE COMPENSATION, THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR
DELIVERED IN ADVANCE OF THE 2023 ANNUAL
MEETING OF SHAREHOLDERS
D DECLARE YOUR RESIDENCY YOU DECLARE THAT THE Mgmt For
SHARES REPRESENTED BY THIS VOTING
INSTRUCTION FORM ARE HELD, BENEFICIALLY
OWNED OR CONTROLLED, EITHER DIRECTLY OR
INDIRECTLY, BY A RESIDENT OF CANADA AS
DEFINED BELOW. IF THE SHARES ARE HELD IN
THE NAMES OF TWO OR MORE PEOPLE, YOU
DECLARE THAT ALL OF THESE PEOPLE ARE
RESIDENTS OF CANADA. NOTE: "FOR" = YES,
"ABSTAIN" = NO, AND "AGAINST" WILL BE
TREATED AS NOT MARKED
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS A.1 TO A.9 AND C AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER B.
THANK YOU
CMMT 14 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION D. IF YOU HAVE ALREADY SENT IN
YOUR VOTES TO MID 895582, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC. Agenda Number: 935782195
--------------------------------------------------------------------------------------------------------------------------
Security: 156504300
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: CCS
ISIN: US1565043007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dale Francescon Mgmt Against Against
1b. Election of Director: Robert J. Francescon Mgmt For For
1c. Election of Director: Patricia L. Arvielo Mgmt Against Against
1d. Election of Director: John P. Box Mgmt Against Against
1e. Election of Director: Keith R. Guericke Mgmt Against Against
1f. Election of Director: James M. Lippman Mgmt Against Against
2. To approve an amendment to our Certificate Mgmt For For
of Incorporation to eliminate or limit the
personal liability of officers to the
extent permitted by recent amendments to
Delaware law.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the year ending
December 31, 2023.
4. To approve, on an advisory basis, our Mgmt Against Against
executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935829284
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wanda M. Austin Mgmt For For
1b. Election of Director: John B. Frank Mgmt For For
1c. Election of Director: Alice P. Gast Mgmt For For
1d. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1e. Election of Director: Marillyn A. Hewson Mgmt For For
1f. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1g. Election of Director: Charles W. Moorman Mgmt Against Against
1h. Election of Director: Dambisa F. Moyo Mgmt For For
1i. Election of Director: Debra Reed-Klages Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Cynthia J. Warner Mgmt For For
1l. Election of Director: Michael K. Wirth Mgmt Against Against
2. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation
5. Rescind the 2021 "Reduce Scope 3 Emissions" Shr For Against
Stockholder Proposal
6. Set a Medium-Term Scope 3 GHG Emissions Shr Against For
Reduction Target
7. Recalculate Emissions Baseline to Exclude Shr For Against
Emissions from Material Divestitures
8. Establish Board Committee on Shr Against For
Decarbonization Risk
9. Report on Worker and Community Impact from Shr For Against
Facility Closures and Energy Transitions
10. Report on Racial Equity Audit Shr For Against
11. Report on Tax Practices Shr Against For
12. Independent Chair Shr For Against
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 935751265
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 18-Jan-2023
Ticker: DHI
ISIN: US23331A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Donald R. Horton Mgmt Against Against
1b. Election of Director: Barbara K. Allen Mgmt Against Against
1c. Election of Director: Brad S. Anderson Mgmt Against Against
1d. Election of Director: Michael R. Buchanan Mgmt Against Against
1e. Election of Director: Benjamin S. Carson, Mgmt For For
Sr.
1f. Election of Director: Maribess L. Miller Mgmt Against Against
2. Approval of the advisory resolution on Mgmt Against Against
executive compensation.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
DENISON MINES CORP Agenda Number: 716954359
--------------------------------------------------------------------------------------------------------------------------
Security: 248356107
Meeting Type: AGM
Meeting Date: 15-May-2023
Ticker:
ISIN: CA2483561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.8 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: BYEONG MIN AN Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID CATES Mgmt For For
1.3 ELECTION OF DIRECTOR: BRIAN EDGAR Mgmt Against Against
1.4 ELECTION OF DIRECTOR: RON HOCHSTEIN Mgmt For For
1.5 ELECTION OF DIRECTOR: DAVID NEUBURGER Mgmt For For
1.6 ELECTION OF DIRECTOR: LAURIE STERRITT Mgmt For For
1.7 ELECTION OF DIRECTOR: JENNIFER TRAUB Mgmt For For
1.8 ELECTION OF DIRECTOR: PATRICIA VOLKER Mgmt For For
2 REAPPOINTMENT OF KPMG LLP AS AUDITORS FOR Mgmt For For
THE ENSUING YEAR AND AUTHORIZING THE BOARD
OF DIRECTORS TO FIX THE AUDITOR
REMUNERATION
3 ON AN ADVISORY BASIS AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD
OF DIRECTORS, ACCEPTANCE OF THE APPROACH TO
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ENERGY FUELS INC. Agenda Number: 935819954
--------------------------------------------------------------------------------------------------------------------------
Security: 292671708
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: UUUU
ISIN: CA2926717083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: J. Birks Bovaird Mgmt Withheld Against
1b. Election of Director: Mark S. Chalmers Mgmt For For
1c. Election of Director: Benjamin Eshleman III Mgmt For For
1d. Election of Director: Ivy V. Estabrooke Mgmt For For
1e. Election of Director: Barbara A. Filas Mgmt For For
1f. Election of Director: Bruce D. Hansen Mgmt Withheld Against
1g. Election of Director: Jaqueline Herrera Mgmt For For
1h. Election of Director: Dennis L. Higgs Mgmt For For
1i. Election of Director: Robert W. Kirkwood Mgmt For For
1j. Election of Director: Alexander G. Morrison Mgmt For For
2. Appointment of Auditors: Appointment of Mgmt For For
KPMG LLP of Denver, Colorado, an
independent registered public accounting
firm, as the auditors of the Company for
2023, and to authorize the directors to fix
the remuneration of the auditors, as set
out on page 15 of the Proxy Statement.
3. Say-on-Pay Advisory Vote: Vote on a Mgmt For For
non-binding, advisory proposal to approve
the Company's named executive officer
compensation through an advisory
resolution, commonly referred to as a
"Say-on-Pay" vote, as set out on pages
15-16 of the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ENTEGRIS, INC. Agenda Number: 935800018
--------------------------------------------------------------------------------------------------------------------------
Security: 29362U104
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ENTG
ISIN: US29362U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Anderson Mgmt For For
1b. Election of Director: Rodney Clark Mgmt Against Against
1c. Election of Director: James F. Gentilcore Mgmt Against Against
1d. Election of Director: Yvette Kanouff Mgmt Against Against
1e. Election of Director: James P. Lederer Mgmt For For
1f. Election of Director: Bertrand Loy Mgmt For For
1g. Election of Director: Azita Saleki-Gerhardt Mgmt Against Against
2. Approval, by non-binding vote, of the Mgmt Against Against
compensation paid to Entegris, Inc.'s named
executive officers (advisory vote).
3. Frequency of future advisory votes on Mgmt 1 Year For
Executive compensation (advisory vote).
4. Ratify the appointment of KPMG LLP as Mgmt Against Against
Entegris, Inc.'s Independent Registered
Public Accounting Firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
FARMLAND PARTNERS INC. Agenda Number: 935790611
--------------------------------------------------------------------------------------------------------------------------
Security: 31154R109
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: FPI
ISIN: US31154R1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Chris A. Downey Mgmt For For
Mr. Luca Fabbri Mgmt For For
Mr. Joseph W. Glauber Mgmt For For
Mr. John A. Good Mgmt For For
Ms. Jennifer S. Grafton Mgmt For For
Mr. Thomas P. Henegan Mgmt For For
Mr. Danny D. Moore Mgmt For For
Mr. Paul A. Pittman Mgmt For For
Mr. Murray R. Wise Mgmt For For
2. To ratify the appointment of Plante & Mgmt For For
Moran, PLLC as our independent registered
public accounting firm for our fiscal year
ending December 31, 2023.
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIVE POINT HOLDINGS, LLC Agenda Number: 935843943
--------------------------------------------------------------------------------------------------------------------------
Security: 33833Q106
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: FPH
ISIN: US33833Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kathleen Brown Mgmt For For
Gary Hunt Mgmt For For
Michael Winer Mgmt Withheld Against
2. To approve, on a non-binding advisory Mgmt For For
basis, the compensation paid to the
Company's named executive officers.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of casting future
votes on the compensation paid to the
Company's named executive officers.
4. Ratification of Deloitte & Touche LLP as Mgmt Against Against
the Company's independent registered public
accounting firm for the year ending
December 31, 2023.
5. Approval of the Five Point Holdings, LLC Mgmt Against Against
2023 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
FORESTAR GROUP INC. Agenda Number: 935744703
--------------------------------------------------------------------------------------------------------------------------
Security: 346232101
Meeting Type: Annual
Meeting Date: 17-Jan-2023
Ticker: FOR
ISIN: US3462321015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Fuller Mgmt Against Against
1b. Election of Director: Lisa H. Jamieson Mgmt Against Against
1c. Election of Director: G.F. (Rick) Ringler, Mgmt Against Against
III
1d. Election of Director: Donald C. Spitzer Mgmt Against Against
1e. Election of Director: Donald J. Tomnitz Mgmt For For
2. Approval of the advisory resolution on Mgmt Against Against
Forestar's executive compensation.
3. Ratification of the Audit Committee's Mgmt For For
appointment of Ernst & Young LLP as
Forestar's independent registered public
accounting firm for the fiscal year 2023.
4. Approval of the 2022 Employee Stock Mgmt For For
Purchase Plan.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FRANCO-NEVADA CORPORATION Agenda Number: 935800309
--------------------------------------------------------------------------------------------------------------------------
Security: 351858105
Meeting Type: Annual and Special
Meeting Date: 02-May-2023
Ticker: FNV
ISIN: CA3518581051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - David Harquail Mgmt For For
1B Election of Director - Paul Brink Mgmt For For
1C Election of Director - Tom Albanese Mgmt Against Against
1D Election of Director - Derek W. Evans Mgmt Against Against
1E Election of Director - Catharine Farrow Mgmt For For
1F Election of Director - Maureen Jensen Mgmt Against Against
1G Election of Director - Jennifer Maki Mgmt For For
1H Election of Director - Randall Oliphant Mgmt Against Against
1I Election of Director - Jacques Perron Mgmt Against Against
2 Appointment of PricewaterhouseCoopers LLP, Mgmt Withheld Against
Chartered Professional Accountants, as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Acceptance of the Corporation's approach to Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
FRP HOLDINGS, INC. Agenda Number: 935812835
--------------------------------------------------------------------------------------------------------------------------
Security: 30292L107
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: FRPH
ISIN: US30292L1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John D. Baker II Mgmt Withheld Against
Charles E Commander III Mgmt Withheld Against
Martin E. Stein, Jr. Mgmt Withheld Against
John S. Surface Mgmt For For
Nicole B. Thomas Mgmt For For
William H. Walton III Mgmt For For
Margaret B. Wetherbee Mgmt For For
2. Ratification of the audit committee's Mgmt For For
selection of FRP's independent registered
public accounting firm, Hancock Askew &
Co., LLP (the "Auditor Proposal").
3. Approval of, on an advisory basis, the Mgmt For For
compensation of FRP's named executive
officers (the "Compensation Proposal").
4. Advisory vote on frequency of advisory vote Mgmt 1 Year For
on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
GLADSTONE LAND CORPORATION Agenda Number: 935801680
--------------------------------------------------------------------------------------------------------------------------
Security: 376549101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: LAND
ISIN: US3765491010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Gladstone Mgmt Withheld Against
Paul W. Adelgren Mgmt Withheld Against
John H. Outland Mgmt Withheld Against
2. To ratify our Audit Committee's selection Mgmt Against Against
of PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
GREEN BRICK PARTNERS, INC. Agenda Number: 935849452
--------------------------------------------------------------------------------------------------------------------------
Security: 392709101
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: GRBK
ISIN: US3927091013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth K. Blake Mgmt Withheld Against
Harry Brandler Mgmt For For
James R. Brickman Mgmt For For
David Einhorn Mgmt For For
Kathleen Olsen Mgmt Withheld Against
Richard S. Press Mgmt Withheld Against
Lila Manassa Murphy Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year Against
frequency of future advisory votes on
executive compensation.
4. To ratify the appointment of RSM US LLP as Mgmt For For
the Independent Registered Public
Accounting Firm of the Company to serve for
the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
HIVE BLOCKCHAIN TECHNOLOGIES LTD. Agenda Number: 935742583
--------------------------------------------------------------------------------------------------------------------------
Security: 43366H704
Meeting Type: Annual
Meeting Date: 20-Dec-2022
Ticker: HIVE
ISIN: CA43366H7040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Frank Holmes Mgmt Withheld Against
Ian Mann Mgmt Withheld Against
Susan McGee Mgmt Withheld Against
Marcus New Mgmt Withheld Against
Dave Perrill Mgmt Withheld Against
2 Appointment of Davidson & Company LLP, Mgmt For For
Chartered Professional Accountants as
Auditors of the Corporation for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 To consider and, if deemed advisable, to Mgmt Against Against
pass, with or without variation, an
ordinary resolution to re-approve, for the
ensuing year, the Corporation's incentive
stock option plan, as amended.
--------------------------------------------------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC. Agenda Number: 935848498
--------------------------------------------------------------------------------------------------------------------------
Security: 489398107
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: KW
ISIN: US4893981070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Todd Boehly Mgmt For For
1.2 Election of Director: David Minella Mgmt Against Against
1.3 Election of Director: Mary Ricks Mgmt For For
1.4 Election of Director: Sanaz Zaimi Mgmt For For
2. To approve, on an advisory nonbinding Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
3. To vote on an advisory (non-binding) Mgmt 1 Year For
proposal, on whether future advisory votes
to approve the compensation of the
Company's named executive officers should
occur every one, two, or three years.
4. To ratify the appointment of KPMG LLP as Mgmt For For
the Company's independent registered
accounting firm for the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LENDINGTREE INC Agenda Number: 935860432
--------------------------------------------------------------------------------------------------------------------------
Security: 52603B107
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: TREE
ISIN: US52603B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gabriel Dalporto Mgmt For For
1b. Election of Director: Thomas Davidson Mgmt For For
1c. Election of Director: Mark Ernst Mgmt Against Against
1d. Election of Director: Robin Henderson Mgmt For For
1e. Election of Director: Douglas Lebda Mgmt Against Against
1f. Election of Director: Steven Ozonian Mgmt Against Against
1g. Election of Director: Diego Rodriguez Mgmt For For
1h. Election of Director: Saras Sarasvathy Mgmt For For
1i. Election of Director: G. Kennedy Thompson Mgmt Against Against
2. To make an advisory vote to approve Mgmt Against Against
LendingTree, Inc.'s executive compensation
(say-on-pay).
3. To make an advisory "Say on Frequency" vote Mgmt 1 Year For
on the frequency of future Say on Pay
votes.
4. To approve the LendingTree, Inc. 2023 Stock Mgmt Against Against
Plan.
5. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
LENNAR CORPORATION Agenda Number: 935769159
--------------------------------------------------------------------------------------------------------------------------
Security: 526057104
Meeting Type: Annual
Meeting Date: 12-Apr-2023
Ticker: LEN
ISIN: US5260571048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: Amy
Banse
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Rick
Beckwitt
1c. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: Tig
Gilliam
1d. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders:
Sherrill W. Hudson
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Jonathan M. Jaffe
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders: Sidney
Lapidus
1g. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: Teri
P. McClure
1h. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders: Stuart
Miller
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders:
Armando Olivera
1j. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders:
Jeffrey Sonnenfeld
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of the stockholder vote on the
compensation of our named executive
officers.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for our fiscal year
ending November 30, 2023.
5. Vote on a stockholder proposal regarding Shr For Against
the elimination of our dual-class common
stock voting structure.
--------------------------------------------------------------------------------------------------------------------------
LGI HOMES, INC. Agenda Number: 935780951
--------------------------------------------------------------------------------------------------------------------------
Security: 50187T106
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: LGIH
ISIN: US50187T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ryan Edone Mgmt For For
Eric Lipar Mgmt Withheld Against
Shailee Parikh Mgmt For For
Bryan Sansbury Mgmt Withheld Against
Maria Sharpe Mgmt Withheld Against
Steven Smith Mgmt For For
Robert Vahradian Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. To approve a proposed amendment to the Mgmt For For
Company's Certificate of Incorporation to
provide for exculpation of certain officers
of the Company from personal liability
under certain circumstances as permitted by
Delaware law.
--------------------------------------------------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC. Agenda Number: 935773451
--------------------------------------------------------------------------------------------------------------------------
Security: 552676108
Meeting Type: Annual
Meeting Date: 17-Apr-2023
Ticker: MDC
ISIN: US5526761086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rafay Farooqui Mgmt For For
David D. Mandarich Mgmt For For
Paris G. Reece III Mgmt Withheld Against
David Siegel Mgmt Withheld Against
2. To approve an advisory proposal regarding Mgmt Against Against
the compensation of the Company's named
executive officers (Say on Pay).
3. An advisory vote regarding the frequency of Mgmt 1 Year For
submission to shareholders of advisory "Say
on Pay" proposals.
4. To approve an amendment to the M.D.C. Mgmt Against Against
Holdings, Inc. 2021 Equity Incentive Plan
to increase the shares authorized for
issuance under the plan.
5. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the 2023 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
M/I HOMES, INC. Agenda Number: 935821682
--------------------------------------------------------------------------------------------------------------------------
Security: 55305B101
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: MHO
ISIN: US55305B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Phillip G. Creek Mgmt For For
1.2 Election of Director: Nancy J. Kramer Mgmt For For
1.3 Election of Director: Bruce A. Soll Mgmt For For
1.4 Election of Director: Norman L. Traeger Mgmt Withheld Against
2. A non-binding, advisory resolution to Mgmt Against Against
approve the compensation of the named
executive officers of M/I Homes, Inc.
3. A non-binding, advisory resolution on the Mgmt 1 Year For
frequency of advisory votes on the
compensation of the named executive
officers of M/I Homes, Inc.
4. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as M/I Homes, Inc.'s independent
registered public accounting firm for the
2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
MORGUARD CORP Agenda Number: 717004624
--------------------------------------------------------------------------------------------------------------------------
Security: 617577101
Meeting Type: MIX
Meeting Date: 03-May-2023
Ticker:
ISIN: CA6175771014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1.1 TO 1.7 AND 3 AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2.
THANK YOU
1.1 ELECTION OF DIRECTOR: WILLIAM J. Mgmt Against Against
BRAITHWAITE
1.2 ELECTION OF DIRECTOR: CHRIS J. CAHILL Mgmt Against Against
1.3 ELECTION OF DIRECTOR: BRUCE K. ROBERTSON Mgmt Against Against
1.4 ELECTION OF DIRECTOR: ANGELA SAHI Mgmt For For
1.5 ELECTION OF DIRECTOR: K. RAI SAHI Mgmt Against Against
1.6 ELECTION OF DIRECTOR: L. PETER SHARPE Mgmt Against Against
1.7 ELECTION OF DIRECTOR: STEPHEN R. TAYLOR Mgmt Against Against
2 APPOINTMENT OF AUDITOR: APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP, CHARTERED ACCOUNTANTS,
AS AUDITOR OF THE CORPORATION AND
AUTHORIZING THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITOR
3 STOCK OPTION PLAN: APPROVAL OF NEW STOCK Mgmt Against Against
OPTION PLAN BY THE CORPORATION AS DESCRIBED
IN THE ACCOMPANYING CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
NEXGEN ENERGY LTD Agenda Number: 717209212
--------------------------------------------------------------------------------------------------------------------------
Security: 65340P106
Meeting Type: MIX
Meeting Date: 15-Jun-2023
Ticker:
ISIN: CA65340P1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.10 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT TEN (10) Mgmt For For
2.1 ELECTION OF DIRECTOR: LEIGH CURYER Mgmt For For
2.2 ELECTION OF DIRECTOR: CHRISTOPHER MCFADDEN Mgmt Against Against
2.3 ELECTION OF DIRECTOR: RICHARD PATRICIO Mgmt Against Against
2.4 ELECTION OF DIRECTOR: TREVOR THIELE Mgmt Against Against
2.5 ELECTION OF DIRECTOR: WARREN GILMAN Mgmt For For
2.6 ELECTION OF DIRECTOR: SYBIL VEENMAN Mgmt For For
2.7 ELECTION OF DIRECTOR: KARRI HOWLETT Mgmt For For
2.8 ELECTION OF DIRECTOR: BRADLEY WALL Mgmt For For
2.9 ELECTION OF DIRECTOR: DONALD ROBERTS Mgmt For For
2.10 ELECTION OF DIRECTOR: IVAN MULLANY Mgmt For For
3 APPOINTMENT OF KPMG LLP AS AUDITORS OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
4 APPROVE THE CONTINUATION OF THE COMPANY'S Mgmt For For
EXISTING SHAREHOLDER RIGHTS PLAN
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 935795990
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Norma B. Clayton Mgmt For For
Patrick J. Dempsey Mgmt For For
Christopher J. Kearney Mgmt Withheld Against
Laurette T. Koellner Mgmt For For
Michael W. Lamach Mgmt For For
Joseph D. Rupp Mgmt For For
Leon J. Topalian Mgmt Withheld Against
Nadja Y. West Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2023
3. Approval, on an advisory basis, of Nucor's Mgmt For For
named executive officer compensation in
2022
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on Nucor's named executive
officer compensation
--------------------------------------------------------------------------------------------------------------------------
OSISKO GOLD ROYALTIES LTD Agenda Number: 935873770
--------------------------------------------------------------------------------------------------------------------------
Security: 68827L101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: OR
ISIN: CA68827L1013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
The Hon. John R. Baird Mgmt For For
Joanne Ferstman Mgmt For For
Edie Hofmeister Mgmt For For
William Murray John Mgmt For For
Robert Krcmarov Mgmt For For
Pierre Labbe Mgmt For For
Norman MacDonald Mgmt For For
Candace MacGibbon Mgmt For For
Sean Roosen Mgmt For For
Sandeep Singh Mgmt For For
2 To appoint PricewaterhouseCoopers LLP as Mgmt Withheld Against
the Corporation's independent auditor for
fiscal year 2023 and to authorize the
directors to fix its remuneration.
3 Approve the unallocated options under the Mgmt For For
Stock Option Plan.
4 Approve an ordinary resolution to amend and Mgmt For For
reconfirm the Amended and Restated
Shareholder Rights Plan.
5 Adopt an advisory resolution approving Mgmt For For
Osisko's approach to executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
OVINTIV INC. Agenda Number: 935790471
--------------------------------------------------------------------------------------------------------------------------
Security: 69047Q102
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: OVV
ISIN: US69047Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Peter A. Dea Mgmt For For
1b. Election of Director: Meg A. Gentle Mgmt For For
1c. Election of Director: Ralph Izzo Mgmt For For
1d. Election of Director: Howard J. Mayson Mgmt For For
1e. Election of Director: Brendan M. McCracken Mgmt For For
1f. Election of Director: Lee A. McIntire Mgmt For For
1g. Election of Director: Katherine L. Minyard Mgmt For For
1h. Election of Director: Steven W. Nance Mgmt For For
1i. Election of Director: Suzanne P. Nimocks Mgmt For For
1j. Election of Director: George L. Pita Mgmt For For
1k. Election of Director: Thomas G. Ricks Mgmt For For
1l. Election of Director: Brian G. Shaw Mgmt Against Against
2. Advisory Vote to Approve Compensation of Mgmt For For
Named Executive Officers
3. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Votes to Approve the Compensation of Named
Executive Officers
4. Ratify PricewaterhouseCoopers LLP as Mgmt Against Against
Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935793718
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Gregory J. Hayes
1b. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Charles M. Holley
1c. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Denise R. Singleton
1d. Election of Class II Director to Hold Mgmt Against Against
Office until the 2026 Annual Meeting: Glenn
F. Tilton
1e. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting: Marna
C. Whittington
2. Management Proposal to Approve the Mgmt For For
Declassification of the Board of Directors.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Ratification of the Appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm.
5. Shareholder proposal requesting audited Shr Against For
report on the impact to chemicals business
under the System Change Scenario.
--------------------------------------------------------------------------------------------------------------------------
POSCO HOLDINGS INC. Agenda Number: 935771988
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 17-Mar-2023
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt For For
55th Fiscal Year (From January 1, 2022 to
December 31, 2022)(Year-end dividend per
share: KRW 2,000)
2.1 Partial Amendments of the Article of Mgmt For For
Incorporation: Change of the Location of
the Head Office
2.2 Partial Amendments of the Article of Mgmt For For
Incorporation: Removal of Exercise of
Voting Rights in Writing
2.3 Partial Amendments of the Article of Mgmt For For
Incorporation: Change of the Record Date
for Year-End Dividends
3.1 Election of Inside Director: Jeong, Ki-Seop Mgmt For For
3.2 Election of Inside Director: Yoo, Byeong-Og Mgmt For For
3.3 Election of Inside Director: Kim, Ji-Yong Mgmt For For
4. Election of Non-Standing Director: Kim, Mgmt For For
Hag-Dong
5. Election of Outside Director: Kim, Joon-Ki Mgmt For For
6. Approval of the Ceiling Amount of Total Mgmt For For
Remuneration for Directors
--------------------------------------------------------------------------------------------------------------------------
POTLATCHDELTIC CORPORATION Agenda Number: 935797398
--------------------------------------------------------------------------------------------------------------------------
Security: 737630103
Meeting Type: Annual
Meeting Date: 01-May-2023
Ticker: PCH
ISIN: US7376301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt Against Against
2026 Annual Meeting of Stockholders: Linda
M. Breard
1b. Election of Director to serve until the Mgmt For For
2026 Annual Meeting of Stockholders: Eric
J. Cremers
1c. Election of Director to serve until the Mgmt For For
2026 Annual Meeting of Stockholders: James
M. DeCosmo
1d. Election of Director to serve until the Mgmt Against Against
2026 Annual Meeting of Stockholders:
Lawrence S. Peiros
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent auditors for 2023.
3. Advisory vote to approve executive Mgmt Against Against
compensation.
4. Recommendation, by advisory vote, of the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
5. Approve the amendment to the Third Restated Mgmt For For
Certificate of Incorporation to increase
the number of authorized shares of common
stock.
--------------------------------------------------------------------------------------------------------------------------
PULTEGROUP, INC. Agenda Number: 935786991
--------------------------------------------------------------------------------------------------------------------------
Security: 745867101
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: PHM
ISIN: US7458671010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brian P. Anderson Mgmt For For
1b. Election of Director: Bryce Blair Mgmt Against Against
1c. Election of Director: Thomas J. Folliard Mgmt Against Against
1d. Election of Director: Cheryl W. Grise Mgmt Against Against
1e. Election of Director: Andre J. Hawaux Mgmt Against Against
1f. Election of Director: J. Phillip Holloman Mgmt For For
1g. Election of Director: Ryan R. Marshall Mgmt For For
1h. Election of Director: John R. Peshkin Mgmt For For
1i. Election of Director: Scott F. Powers Mgmt Against Against
1j. Election of Director: Lila Snyder Mgmt Against Against
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2023.
3. Say-on-pay: Advisory vote to approve Mgmt Against Against
executive compensation.
4. Say-on-frequency: Advisory vote to approve Mgmt 1 Year For
the frequency of the advisory vote to
approve executive compensation.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935757281
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Sylvia Acevedo
1b. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Cristiano R. Amon
1c. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark Fields
1d. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jeffrey W. Henderson
1e. Election of Director to hold office until Mgmt Against Against
the next annual meeting of stockholders:
Gregory N. Johnson
1f. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Ann M. Livermore
1g. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark D. McLaughlin
1h. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jamie S. Miller
1i. Election of Director to hold office until Mgmt Against Against
the next annual meeting of stockholders:
Irene B. Rosenfeld
1j. Election of Director to hold office until Mgmt Against Against
the next annual meeting of stockholders:
Kornelis (Neil) Smit
1k. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jean-Pascal Tricoire
1l. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Anthony J. Vinciquerra
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 24, 2023.
3. Approval of the QUALCOMM Incorporated 2023 Mgmt Against Against
Long-Term Incentive Plan.
4. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
RAYONIER INC. Agenda Number: 935806262
--------------------------------------------------------------------------------------------------------------------------
Security: 754907103
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: RYN
ISIN: US7549071030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Dod A. Fraser Mgmt Against Against
1b. Election of Director: Keith E. Bass Mgmt Against Against
1c. Election of Director: Gregg A. Gonsalves Mgmt Against Against
1d. Election of Director: Scott R. Jones Mgmt Against Against
1e. Election of Director: V. Larkin Martin Mgmt Against Against
1f. Election of Director: Meridee A. Moore Mgmt For For
1g. Election of Director: Ann C. Nelson Mgmt Against Against
1h. Election of Director: David L. Nunes Mgmt For For
1i. Election of Director: Matthew J. Rivers Mgmt For For
1j. Election of Director: Andrew G. Wiltshire Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers as disclosed in the proxy
statement.
3. Recommendation, on a non-binding advisory Mgmt 1 Year For
basis, on whether the vote on our named
executive officers' compensation should
occur every one, two or three years.
4. Approval of the 2023 Rayonier Incentive Mgmt For For
Stock Plan.
5. Ratification of the appointment of Ernst & Mgmt Against Against
Young, LLP as the independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
REDFIN CORPORATION Agenda Number: 935845632
--------------------------------------------------------------------------------------------------------------------------
Security: 75737F108
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: RDFN
ISIN: US75737F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class B Director: Robert Bass Mgmt For For
1b. Election of Class B Director: Kerry D. Mgmt For For
Chandler
1c. Election of Class B Director: Glenn Kelman Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935717287
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Special
Meeting Date: 25-Oct-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a)For the purposes of ASX Listing Rule Mgmt For For
10.1 and all other purposes, to approve the
Transaction, and the entry into and
performance of the Transaction Documents.
(b)to authorise the Directors (or any duly
constituted committee thereof) to do all
necessary, expedient or desirable things to
implement, complete or to procure the
implementation or completion of the
Transaction and any matters incidental to
the Transaction with such nonmaterial
modifications, variations, revisions,
waivers or amendments as they may deem
necessary, expedient or disirable
2. Subject to, and conditional upon passing of Mgmt For For
Resolution 1, and for the purpose of ASX
Listing Rule 10.1 only, to approve any
acquisition or disposal of a substantial
asset from or to China Baowu Steel Group
Co. Ltd or its associates pursuant to a
Future Transaction (as defined in the
circular to shareholders).
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935782892
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2022 Annual Report Mgmt For For
2 Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3 Approval of the Directors' Remuneration Mgmt For For
Report
4 Approval of potential termination benefits Mgmt For For
5 To elect Kaisa Hietala as a Director Mgmt For For
6 To re-elect Dominic Barton BBM as a Mgmt For For
Director
7 To re-elect Megan Clark AC as a Director Mgmt For For
8 To re-elect Peter Cunningham as a Director Mgmt For For
9 To re-elect Simon Henry as a Director Mgmt For For
10 To re-elect Sam Laidlaw as a Director Mgmt For For
11 To re-elect Simon McKeon AO as a Director Mgmt For For
12 To re-elect Jennifer Nason as a Director Mgmt For For
13 To re-elect Jakob Stausholm as a Director Mgmt For For
14 To re-elect Ngaire Woods CBE as a Director Mgmt For For
15 To re-elect Ben Wyatt as a Director Mgmt For For
16 Re-appointment of auditors of Rio Tinto plc Mgmt For For
17 Remuneration of auditors Mgmt For For
18 Authority to make political donations Mgmt For For
19 General authority to allot shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Authority to purchase Rio Tinto plc shares Mgmt For For
22 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
ROYAL GOLD, INC. Agenda Number: 935821947
--------------------------------------------------------------------------------------------------------------------------
Security: 780287108
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: RGLD
ISIN: US7802871084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director to serve Mgmt For For
until the 2026 annual meeting: Fabiana
Chubbs
1b. Election of Class III Director to serve Mgmt For For
until the 2026 annual meeting: Kevin
McArthur
1c. Election of Class III Director to serve Mgmt For For
until the 2026 annual meeting: Sybil
Veenman
2. Advisory vote to approve named executive Mgmt For For
officer compensation
3. Advisory vote on the frequency of the say Mgmt 1 Year For
on pay vote
4. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as independent auditor for 2023
5. Approval of an amendment to our restated Mgmt For For
certificate of incorporation to limit the
liability of certain officers
--------------------------------------------------------------------------------------------------------------------------
STRATUS PROPERTIES INC. Agenda Number: 935824385
--------------------------------------------------------------------------------------------------------------------------
Security: 863167201
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: STRS
ISIN: US8631672016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I director: Laurie L. Mgmt Withheld Against
Dotter
1.2 Election of Class I director: James E. Mgmt Withheld Against
Joseph
1.3 Election of Class I director: Michael D. Mgmt Withheld Against
Madden
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification, on an advisory basis, of the Mgmt Against Against
appointment of CohnReznick LLP as our
independent registered public accounting
firm for 2023.
4. Approval of the amendment to our Mgmt For For
certificate of incorporation to add officer
exculpation.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935812582
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Ian R. Ashby Mgmt For For
1B Election of Director - Patricia M. Bedient Mgmt For For
1C Election of Director - Russell K. Girling Mgmt For For
1D Election of Director - Jean Paul Gladu Mgmt For For
1E Election of Director - Dennis M. Houston Mgmt For For
1F Election of Director - Richard M. Kruger Mgmt For For
1G Election of Director - Brian P. MacDonald Mgmt For For
1H Election of Director - Lorraine Mitchelmore Mgmt For For
1I Election of Director - Daniel Romasko Mgmt For For
1J Election of Director - Christopher R. Mgmt For For
Seasons
1K Election of Director - M. Jacqueline Mgmt For For
Sheppard
1L Election of Director - Eira M. Thomas Mgmt For For
1M Election of Director - Michael M. Wilson Mgmt Against Against
2 Appointment of KPMG LLP as auditor of Mgmt Withheld Against
Suncor Energy Inc. until the close of the
next annual meeting.
3 To consider and, if deemed fit, approve an Mgmt For For
advisory resolution on Suncor's approach to
executive compensation disclosed in the
Management Proxy Circular of Suncor Energy
Inc. dated March 24, 2023.
4 To consider a shareholder proposal Shr For Against
regarding the production of a report
outlining how Suncor's capital expenditure
plans align with its 2030 emissions
reductions target.
--------------------------------------------------------------------------------------------------------------------------
TEJON RANCH CO. Agenda Number: 935795534
--------------------------------------------------------------------------------------------------------------------------
Security: 879080109
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: TRC
ISIN: US8790801091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven A. Betts Mgmt For For
1b. Election of Director: Gregory S. Bielli Mgmt For For
1c. Election of Director: Anthony L. Leggio Mgmt Withheld Against
1d. Election of Director: Norman J. Metcalfe Mgmt Withheld Against
1e. Election of Director: Rhea Frawn Morgan Mgmt For For
1f. Election of Director: Geoffrey L. Stack Mgmt Withheld Against
1g. Election of Director: Daniel R. Tisch Mgmt Withheld Against
1h. Election of Director: Michael H. Winer Mgmt Withheld Against
2. Ratification of appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for
fiscal year 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve executive
compensation.
5. Approval of 2023 stock incentive plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND CORPORATION Agenda Number: 935716867
--------------------------------------------------------------------------------------------------------------------------
Security: 88262P102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: TPL
ISIN: US88262P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Rhys J. Best
1b. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donald G.
Cook
1c. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donna E.
Epps
1d. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Eric L.
Oliver
2. To approve, by non-binding advisory vote, Mgmt For For
the executive compensation paid to our
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") providing for the
declassification of the Board.
4. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation increasing the
authorized shares of common stock from
7,756,156 shares to 46,536,936 shares.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
6. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to call for a special stockholder meeting.
7. To consider a non-binding stockholder Shr Against For
proposal regarding hiring an investment
banker in connection with the evaluation of
a potential spinoff.
8. To consider a non-binding stockholder Shr Against For
proposal regarding the release of all
remaining obligations of the stockholders'
agreement between the Company and certain
stockholders.
9. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to act by written consent.
10. To consider a non-binding stockholder Shr For Against
proposal regarding director election and
resignation policy.
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND CORPORATION Agenda Number: 935797045
--------------------------------------------------------------------------------------------------------------------------
Security: 88262P102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: TPL
ISIN: US88262P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Rhys J. Best
1b. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donald G.
Cook
1c. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donna E.
Epps
1d. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Eric L.
Oliver
2. To approve, by non-binding advisory vote, Mgmt For For
the executive compensation paid to our
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") providing for the
declassification of the Board.
4. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation increasing the
authorized shares of common stock from
7,756,156 shares to 46,536,936 shares.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
6. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to call for a special stockholder meeting.
7. To consider a non-binding stockholder Shr Against For
proposal regarding hiring an investment
banker in connection with the evaluation of
a potential spinoff.
8. To consider a non-binding stockholder Shr Against For
proposal regarding the release of all
remaining obligations of the stockholders'
agreement between the Company and certain
stockholders.
9. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to act by written consent.
10. To consider a non-binding stockholder Shr For Against
proposal regarding director election and
resignation policy.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 935808709
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William Ackman Mgmt Against Against
1b. Election of Director: David Eun Mgmt For For
1c. Election of Director: Adam Flatto Mgmt Against Against
1d. Election of Director: Beth Kaplan Mgmt For For
1e. Election of Director: Allen Model Mgmt Against Against
1f. Election of Director: David O'Reilly Mgmt For For
1g. Election of Director: R. Scot Sellers Mgmt Against Against
1h. Election of Director: Steven Shepsman Mgmt Against Against
1i. Election of Director: Mary Ann Tighe Mgmt For For
1j. Election of Director: Anthony Williams Mgmt For For
2. Advisory (non-binding) vote to approve Mgmt For For
executive compensation Say-on-Pay.
3. Advisory (non-binding) vote on the Mgmt 1 Year For
frequency of advisory votes on executive
compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for fiscal 2023.
--------------------------------------------------------------------------------------------------------------------------
THE ST. JOE COMPANY Agenda Number: 935808672
--------------------------------------------------------------------------------------------------------------------------
Security: 790148100
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: JOE
ISIN: US7901481009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term of Mgmt For For
expiring at the 2024 Annual Meeting: Cesar
L. Alvarez
1b. Election of Director for a one-year term of Mgmt For For
expiring at the 2024 Annual Meeting: Bruce
R. Berkowitz
1c. Election of Director for a one-year term of Mgmt Against Against
expiring at the 2024 Annual Meeting: Howard
S. Frank
1d. Election of Director for a one-year term of Mgmt For For
expiring at the 2024 Annual Meeting: Jorge
L. Gonzalez
1e. Election of Director for a one-year term of Mgmt Against Against
expiring at the 2024 Annual Meeting: Thomas
P. Murphy, Jr.
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2023.
3. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
4. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation for our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
TRI POINTE HOMES, INC. Agenda Number: 935773968
--------------------------------------------------------------------------------------------------------------------------
Security: 87265H109
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: TPH
ISIN: US87265H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Douglas F. Bauer Mgmt For For
1.2 Election of Director: Lawrence B. Burrows Mgmt For For
1.3 Election of Director: Steven J. Gilbert Mgmt Against Against
1.4 Election of Director: R. Kent Grahl Mgmt Against Against
1.5 Election of Director: Vicki D. McWilliams Mgmt Against Against
1.6 Election of Director: Constance B. Moore Mgmt Against Against
2. Approval, on a non-binding, advisory basis, Mgmt Against Against
of the compensation of Tri Pointe Homes,
Inc.'s named executive officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Tri Pointe Homes, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
URANIUM ENERGY CORP. Agenda Number: 935674083
--------------------------------------------------------------------------------------------------------------------------
Security: 916896103
Meeting Type: Annual
Meeting Date: 21-Jul-2022
Ticker: UEC
ISIN: US9168961038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Amir Adnani Mgmt For For
Spencer Abraham Mgmt Withheld Against
David Kong Mgmt For For
Vincent Della Volpe Mgmt Withheld Against
Ganpat Mani Mgmt For For
Gloria Ballesta Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. To approve the Company's 2022 Stock Mgmt For For
Incentive Plan.
4. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935743751
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 21-Dec-2022
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
2. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
3. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
4. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
5. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935824905
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4 Resolution 4 Mgmt No vote
5A Election of the Board of Directors by Mgmt No vote
Candidate: Daniel Andre Stieler
5B Election of the Board of Directors by Mgmt No vote
Candidate: Douglas James Upton
(independent)
5C Election of the Board of Directors by Mgmt No vote
Candidate: Fernando Jorge Buso Gomes
5D Election of the Board of Directors by Mgmt No vote
Candidate: Joao Luiz Fukunaga
5E Election of the Board of Directors by Mgmt No vote
Candidate: Jose Luciano Duarte Penido
(independent)
5F Election of the Board of Directors by Mgmt No vote
Candidate: Luis Henrique Cals de Beauclair
Guimaraes (independent)
5G Election of the Board of Directors by Mgmt No vote
Candidate: Manuel Lino Silva de Sousa
Oliveira (Ollie) (independent)
5H Election of the Board of Directors by Mgmt No vote
Candidate: Marcelo Gasparino da Silva
(independent)
5I Election of the Board of Directors by Mgmt No vote
Candidate: Paulo Hartung (independent)
5J Election of the Board of Directors by Mgmt No vote
Candidate: Rachel de Oliveira Maia
(independent)
5K Election of the Board of Directors by Mgmt No vote
Candidate: Shunji Komai
5L Election of the Board of Directors by Mgmt No vote
Candidate: Vera Marie Inkster (independent)
7A Election of the Board of Directors by Mgmt No vote
Cumulative voting: Daniel Andre Stieler
7B Election of the Board of Directors by Mgmt No vote
Cumulative voting: Douglas James Upton
(independent)
7C Election of the Board of Directors by Mgmt No vote
Cumulative voting: Fernando Jorge Buso
Gomes
7D Election of the Board of Directors by Mgmt No vote
Cumulative voting: Joao Luiz Fukunaga
7E Election of the Board of Directors by Mgmt No vote
Cumulative voting: Jose Luciano Duarte
Penido (independent)
7F Election of the Board of Directors by Mgmt No vote
Cumulative voting: Luis Henrique Cals de
Beauclair Guimaraes (independent)
7G Election of the Board of Directors by Mgmt No vote
Cumulative voting: Manuel Lino Silva de
Sousa Oliveira (Ollie) (independent)
7H Election of the Board of Directors by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva (independent)
7I Election of the Board of Directors by Mgmt No vote
Cumulative voting: Paulo Hartung
(independent)
7J Election of the Board of Directors by Mgmt No vote
Cumulative voting: Rachel de Oliveira Maia
(independent)
7K Election of the Board of Directors by Mgmt No vote
Cumulative voting: Shunji Komai
7L Election of the Board of Directors by Mgmt No vote
Cumulative voting: Vera Marie Inkster
(independent)
8A Election of Chairman of the Board of Mgmt No vote
Directors: Daniel Andre Stieler
9A Election of Vice-Chairman of the Board: Mgmt No vote
Marcelo Gasparino da Silva (independent)
10A Election of the Fiscal Council by Mgmt No vote
Candidate: Heloisa Belotti Bedicks /
Jandaraci Ferreira de Araujo
10B Election of the Fiscal Council by Mgmt No vote
Candidate: Marcio de Souza / Ana Maria
Loureiro Recart
10C Election of the Fiscal Council by Mgmt No vote
Candidate: Paulo Clovis Ayres Filho /
Guilherme Jose de Vasconcelos Cerqueira
10D Election of the Fiscal Council by Mgmt No vote
Candidate: Raphael Manhaes Martins /
Adriana de Andrade Sole
11 Resolution 11 Mgmt No vote
E1 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 1
--------------------------------------------------------------------------------------------------------------------------
WEWORK INC. Agenda Number: 935836950
--------------------------------------------------------------------------------------------------------------------------
Security: 96209A104
Meeting Type: Special
Meeting Date: 24-Apr-2023
Ticker: WE
ISIN: US96209A1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt an amendment to WeWork Inc.'s Mgmt For For
Second Amended and Restated Certificate of
Incorporation to increase the total number
of shares of Class A Common Stock that
WeWork Inc. will have authority to issue
from 1,500,000,000 shares to 4,874,958,334
shares.
2. To approve, for purposes of the rules of Mgmt For For
the New York Stock Exchange, the potential
issuance of more than 19.99% of the
outstanding shares, including more than one
percent of the outstanding shares to a
Related Party, of Class A Common Stock and
Class C Common Stock in the Transactions.
3. To adjourn the Special Meeting to a later Mgmt For For
date or dates, if necessary or appropriate,
to permit further solicitation and vote of
proxies if there are insufficient votes to
approve Proposal No. 1 and/or Proposal No.
2 at the time of the Special Meeting.
--------------------------------------------------------------------------------------------------------------------------
WEYERHAEUSER COMPANY Agenda Number: 935795407
--------------------------------------------------------------------------------------------------------------------------
Security: 962166104
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: WY
ISIN: US9621661043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Emmert Mgmt Against Against
1b. Election of Director: Rick R. Holley Mgmt Against Against
1c. Election of Director: Sara Grootwassink Mgmt For For
Lewis
1d. Election of Director: Deidra C. Merriwether Mgmt For For
1e. Election of Director: Al Monaco Mgmt Against Against
1f. Election of Director: Nicole W. Piasecki Mgmt Against Against
1g. Election of Director: Lawrence A. Selzer Mgmt For For
1h. Election of Director: Devin W. Stockfish Mgmt For For
1i. Election of Director: Kim Williams Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the named executive
officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the named executive
officers.
4. Ratification of the selection of Mgmt Against Against
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
WHEATON PRECIOUS METALS CORP. Agenda Number: 935809535
--------------------------------------------------------------------------------------------------------------------------
Security: 962879102
Meeting Type: Annual and Special
Meeting Date: 12-May-2023
Ticker: WPM
ISIN: CA9628791027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
George L. Brack Mgmt For For
John A. Brough Mgmt Withheld Against
Jaimie Donovan Mgmt For For
R. Peter Gillin Mgmt Withheld Against
Chantal Gosselin Mgmt Withheld Against
Jeane Hull Mgmt For For
Glenn Ives Mgmt For For
Charles A. Jeannes Mgmt Withheld Against
Marilyn Schonberner Mgmt Withheld Against
Randy V.J. Smallwood Mgmt For For
2 The appointment of Deloitte LLP, Mgmt Withheld Against
Independent Registered Public Accounting
Firm, as auditors for 2023 and to authorize
the directors to fix the auditors'
remuneration;
3 A non-binding advisory resolution on the Mgmt Against Against
Company's approach to executive
compensation.
Amplify International Enhanced Dividend Income ETF
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 935772257
--------------------------------------------------------------------------------------------------------------------------
Security: 000375204
Meeting Type: Annual
Meeting Date: 23-Mar-2023
Ticker: ABB
ISIN: US0003752047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, the Mgmt For For
consolidated financial statements and the
annual financial statements for 2022
2 Consultative vote on the 2022 Compensation Mgmt Against Against
Report
3 Discharge of the Board of Directors and the Mgmt For For
persons entrusted with management
4 Appropriation of earnings Mgmt For For
5.1 Amendments to the Articles of Mgmt For For
Incorporation: Shares and Capital Structure
5.2 Amendments to the Articles of Mgmt For For
Incorporation: Restrictions on Registration
5.3 Amendments to the Articles of Mgmt Against Against
Incorporation: General Meeting of
Shareholders
5.4 Amendments to the Articles of Mgmt For For
Incorporation: Virtual General Meeting of
Shareholders
5.5 Amendments to the Articles of Mgmt For For
Incorporation: Board of Directors and
Compensation
6 Capital Band Mgmt For For
7.1 Binding vote on the maximum aggregate Mgmt For For
amount of compensation of the Board of
Directors for the next term of office, i.e.
from the 2023 Annual General Meeting to the
2024 Annual General Meeting
7.2 Binding vote on the maximum aggregate Mgmt Against Against
amount of compensation of the Executive
Committee for the following financial year,
i.e. 2024
8a Election of Director: Gunnar Brock Mgmt For For
8b Election of Director: David Constable Mgmt Against Against
8c Election of Director: Frederico Fleury Mgmt Against Against
Curado
8d Election of Director: Lars Forberg Mgmt For For
8e Election of Director: Denise Johnson Mgmt For For
8f Election of Director: Jennifer Xin-Zhe Li Mgmt Against Against
8g Election of Director: Geraldine Matchett Mgmt For For
8h Election of Director: David Meline Mgmt For For
8i Election of Director: Jacob Wallenberg Mgmt For For
8j Election of Director and Chairman: Peter Mgmt For For
Voser
9.1 Election to the Compensation Committee: Mgmt Against Against
David Constable (as Director)
9.2 Election to the Compensation Committee: Mgmt Against Against
Frederico Fleury Curado (as Director)
9.3 Election to the Compensation Committee: Mgmt Against Against
Jennifer Xin-Zhe Li (as Director)
10 Election of the independent proxy, Zehnder Mgmt For For
Bolliger & Partner
11 Election of the auditors, KPMG AG Mgmt For For
12 In case of additional or alternative Mgmt Against
proposals to the published agenda items or
new agenda items during the Annual General
Meeting, I instruct the independent proxy
to act.
--------------------------------------------------------------------------------------------------------------------------
AEGON N.V. Agenda Number: 935753295
--------------------------------------------------------------------------------------------------------------------------
Security: 007924103
Meeting Type: Special
Meeting Date: 17-Jan-2023
Ticker: AEG
ISIN: US0079241032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Approval of the Transaction Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 935749361
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Special
Meeting Date: 20-Dec-2022
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I Proposal to convert Series "L" shares, with Mgmt For
limited voting rights, into common shares
of a new single Series, as well as
presentation of the amendment to the
Company's bylaws. Adoption of resolutions
thereon.
II Appointment of delegates to execute and, if Mgmt For
applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. SERIES B Agenda Number: 935818875
--------------------------------------------------------------------------------------------------------------------------
Security: 02390A101
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: AMX
ISIN: US02390A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a The report of the Chief Executive Officer Mgmt For
provided for in Article 172 of the Mexican
General Corporations Law (Ley General de
Sociedades Mercantiles), and Section XI of
Article 44 of the Mexican Securities Market
Law (Ley del Mercado de Valores), together
with the report of the external auditor, on
the Company's operations and results during
the year ended on December 31, 2022, and
the opinion of the Board of Directors
thereon.
1b The Board of Directors' report referred to Mgmt For
in article 172, paragraph (b) of the
Mexican General Corporations Law (Ley
General de Sociedades Mercantiles), on the
principal accounting and information
policies and criteria followed in
connection with the preparation of the
Company's financial information.
1c The Board of Directors' annual report, Mgmt For
referred to in Section IV (e) of Article 28
of the Mexican Securities Market Law (Ley
del Mercado de Valores), on its activities
for the year ended December 31, 2022.
1d The 2022 annual report on the activities of Mgmt For
the Audit and Corporate Practices
Committee, referred to in Article 43 of the
Mexican Securities Market Law (Ley del
Mercado de Valores).
1e The Consolidated Financial Statements of Mgmt For
the Company for the year ended on December
31, 2022, including a proposal to pay a
dividend from the Company's profit tax
account (cuenta de utilidad fiscal)
1f The annual report on the Company's share Mgmt For
repurchase program for the year ended on
December 31, 2022.
2a Approval, if applicable, of the Board of Mgmt For
Directors and Chief Executive Officer
performance during the fiscal year 2022.
2ba Appoint member of the Board of Directors of Mgmt Against
the Company: Carlos Slim Domit (Chairman)
2bb Appoint member of the Board of Directors of Mgmt Against
the Company: Patrick Slim Domit
(Cochairman)
2bc Appoint member of the Board of Directors of Mgmt Against
the Company: Antonio Cosio Pando
2bd Appoint member of the Board of Directors of Mgmt Against
the Company: Pablo Roberto Gonzalez
Guajardo
2be Appoint member of the Board of Directors of Mgmt Against
the Company: Daniel Hajj Aboumrad
2bf Appoint member of the Board of Directors of Mgmt Against
the Company: Vanessa Hajj Slim
2bg Appoint member of the Board of Directors of Mgmt Against
the Company: David Ibarra Munoz
2bh Appoint member of the Board of Directors of Mgmt Against
the Company: Claudia Janez Sanchez
2bi Appoint member of the Board of Directors of Mgmt Against
the Company: Rafael Moises Kalach Mizrahi
2bj Appoint member of the Board of Directors of Mgmt Against
the Company: Francisco Medina Chavez
2bk Appoint member of the Board of Directors of Mgmt Against
the Company: Gisselle Moran Jimenez
2bl Appoint member of the Board of Directors of Mgmt Against
the Company: Luis Alejandro Soberon Kuri
2bm Appoint member of the Board of Directors of Mgmt Against
the Company: Ernesto Vega Velasco
2bn Appoint member of the Board of Directors of Mgmt Against
the Company: Oscar Von Hauske Solis
2bo Appoint member of the Board of Directors of Mgmt Against
the Company: Alejandro Cantu Jimenez
(Corporate Secretary non-member of the
Board of Directors)
2bp Appoint member of the Board of Directors of Mgmt Against
the Company: Rafael Robles Miaja (Corporate
Pro-Secretary non-member of the Board of
Directors)
2c Approval, if applicable, of the Mgmt For
compensation to the Board of Directors'
members. Adoption of resolutions thereon.
3a Approval, if applicable, of the Executive Mgmt For
Committee performance during the fiscal
year 2022.
3ba Appoint as member of the Executive Mgmt For
Committee: Carlos Slim Domit (Chairman)
3bb Appoint as member of the Executive Mgmt For
Committee: Patrick Slim Domit
3bc Appoint as member of the Executive Mgmt For
Committee: Daniel Hajj Aboumrad
3c Approval, if applicable, of their Mgmt For
compensation. Adoption of resolutions
thereon.
4a Approval, if applicable, of the performance Mgmt For
of the Company's Corporate Practices
Committee during the fiscal year 2022
4ba Appoint as member of the Company's Mgmt For
Corporate Practices Committee: Ernesto Vega
Velasco (Chairman)
4bb Appoint as member of the Company's Mgmt For
Corporate Practices Committee: Pablo
Roberto Gonzalez Guajardo
4bc Appoint as member of the Company's Mgmt For
Corporate Practices Committee: Rafael
Moises Kalach Mizrahi
4c Approval, if applicable, of their Mgmt For
compensation. Adoption of resolutions
thereon.
5 Submission and, if applicable, approval of Mgmt For
a proposal to determine the amount of
resources to be allocated to the Company's
share repurchase program. Adoption of
resolutions thereon.
6 Appointment of delegates to execute, and Mgmt For
if, applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.
E1 Submission and if applicable, approval of a Mgmt Against
proposal to cancel the Company's shares
held by the Company as treasury shares and
acquired pursuant to its share buyback
program. Adoption of resolutions thereon.
E2 Proposal to amend article six of the Mgmt For
Company's bylaws in order to implement the
resolutions adopted, if the case, in
relation with the proposal to cancel the
Company's shares held by the Company as
treasury shares and acquired pursuant to
its share buyback program. Adoption of
resolutions thereon.
E3 Appointment of delegates to execute, and Mgmt For
if, applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. SERIES B Agenda Number: 935811489
--------------------------------------------------------------------------------------------------------------------------
Security: 02390A101
Meeting Type: Annual
Meeting Date: 14-Apr-2023
Ticker: AMX
ISIN: US02390A1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a The report of the Chief Executive Officer Mgmt For
provided for in Article 172 of the Mexican
General Corporations Law (Ley General de
Sociedades Mercantiles), and Section XI of
Article 44 of the Mexican Securities Market
Law (Ley del Mercado de Valores), together
with the report of the external auditor, on
the Company's operations and results during
the year ended on December 31, 2022, and
the opinion of the Board of Directors
thereon.
1b The Board of Directors' report referred to Mgmt For
in article 172, paragraph (b) of the
Mexican General Corporations Law (Ley
General de Sociedades Mercantiles), on the
principal accounting and information
policies and criteria followed in
connection with the preparation of the
Company's financial information.
1c The Board of Directors' annual report, Mgmt For
referred to in Section IV (e) of Article 28
of the Mexican Securities Market Law (Ley
del Mercado de Valores), on its activities
for the year ended December 31, 2022.
1d The 2022 annual report on the activities of Mgmt For
the Audit and Corporate Practices
Committee, referred to in Article 43 of the
Mexican Securities Market Law (Ley del
Mercado de Valores).
1e The Consolidated Financial Statements of Mgmt For
the Company for the year ended on December
31, 2022, including a proposal to pay a
dividend from the Company's profit tax
account (cuenta de utilidad fiscal)
1f The annual report on the Company's share Mgmt For
repurchase program for the year ended on
December 31, 2022.
2a Approval, if applicable, of the Board of Mgmt For
Directors and Chief Executive Officer
performance during the fiscal year 2022.
2ba Appoint member of the Board of Directors of Mgmt Against
the Company: Carlos Slim Domit (Chairman)
2bb Appoint member of the Board of Directors of Mgmt Against
the Company: Patrick Slim Domit
(Cochairman)
2bc Appoint member of the Board of Directors of Mgmt Against
the Company: Antonio Cosio Pando
2bd Appoint member of the Board of Directors of Mgmt Against
the Company: Pablo Roberto Gonzalez
Guajardo
2be Appoint member of the Board of Directors of Mgmt Against
the Company: Daniel Hajj Aboumrad
2bf Appoint member of the Board of Directors of Mgmt Against
the Company: Vanessa Hajj Slim
2bg Appoint member of the Board of Directors of Mgmt Against
the Company: David Ibarra Munoz
2bh Appoint member of the Board of Directors of Mgmt Against
the Company: Claudia Janez Sanchez
2bi Appoint member of the Board of Directors of Mgmt Against
the Company: Rafael Moises Kalach Mizrahi
2bj Appoint member of the Board of Directors of Mgmt Against
the Company: Francisco Medina Chavez
2bk Appoint member of the Board of Directors of Mgmt Against
the Company: Gisselle Moran Jimenez
2bl Appoint member of the Board of Directors of Mgmt Against
the Company: Luis Alejandro Soberon Kuri
2bm Appoint member of the Board of Directors of Mgmt Against
the Company: Ernesto Vega Velasco
2bn Appoint member of the Board of Directors of Mgmt Against
the Company: Oscar Von Hauske Solis
2bo Appoint member of the Board of Directors of Mgmt Against
the Company: Alejandro Cantu Jimenez
(Corporate Secretary non-member of the
Board of Directors)
2bp Appoint member of the Board of Directors of Mgmt Against
the Company: Rafael Robles Miaja (Corporate
Pro-Secretary non-member of the Board of
Directors)
2c Approval, if applicable, of the Mgmt For
compensation to the Board of Directors'
members. Adoption of resolutions thereon.
3a Approval, if applicable, of the Executive Mgmt For
Committee performance during the fiscal
year 2022.
3ba Appoint as member of the Executive Mgmt For
Committee: Carlos Slim Domit (Chairman)
3bb Appoint as member of the Executive Mgmt For
Committee: Patrick Slim Domit
3bc Appoint as member of the Executive Mgmt For
Committee: Daniel Hajj Aboumrad
3c Approval, if applicable, of their Mgmt For
compensation. Adoption of resolutions
thereon.
4a Approval, if applicable, of the performance Mgmt For
of the Company's Corporate Practices
Committee during the fiscal year 2022
4ba Appoint as member of the Company's Mgmt For
Corporate Practices Committee: Ernesto Vega
Velasco (Chairman)
4bb Appoint as member of the Company's Mgmt For
Corporate Practices Committee: Pablo
Roberto Gonzalez Guajardo
4bc Appoint as member of the Company's Mgmt For
Corporate Practices Committee: Rafael
Moises Kalach Mizrahi
4c Approval, if applicable, of their Mgmt For
compensation. Adoption of resolutions
thereon.
5 Submission and, if applicable, approval of Mgmt For
a proposal to determine the amount of
resources to be allocated to the Company's
share repurchase program. Adoption of
resolutions thereon.
6 Appointment of delegates to execute, and Mgmt For
if, applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.
E1 Submission and if applicable, approval of a Mgmt Against
proposal to cancel the Company's shares
held by the Company as treasury shares and
acquired pursuant to its share buyback
program. Adoption of resolutions thereon.
E2 Proposal to amend article six of the Mgmt For
Company's bylaws in order to implement the
resolutions adopted, if the case, in
relation with the proposal to cancel the
Company's shares held by the Company as
treasury shares and acquired pursuant to
its share buyback program. Adoption of
resolutions thereon.
E3 Appointment of delegates to execute, and Mgmt For
if, applicable, formalize the resolutions
adopted by the meeting. Adoption of
resolutions thereon.
--------------------------------------------------------------------------------------------------------------------------
ARCELORMITTAL Agenda Number: 935836912
--------------------------------------------------------------------------------------------------------------------------
Security: 03938L203
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: MT
ISIN: US03938L2034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A2 Approval of the Consolidated Financial Mgmt For For
Statements for the financial year 2022
(Resolution I)
A3 Approval of the Parent Company Financial Mgmt For For
Statements for the financial year 2022
(Resolution II)
A4A Allocation of results and determination of Mgmt For For
the dividend and the remuneration of the
members of the Board of Directors in
relation to the financial year 2022
(Resolution III)
A4B Allocation of results and determination of Mgmt For For
the dividend and the remuneration of the
members of the Board of Directors in
relation to the financial year 2022
(Resolution IV)
A5A Resolutions concerning the Remuneration Mgmt Against Against
Report for the year 2022 (Resolution V)
A5B Resolutions concerning the Remuneration Mgmt For For
Report for the year 2022 (Resolution VI)
A6 Discharge of the members of the Board of Mgmt For For
Directors (Resolution VII)
A7A Election of members of the Board of Mgmt Against Against
Directors (Resolution VIII)
A7B Election of members of the Board of Mgmt For For
Directors (Resolution IX)
A7C Election of members of the Board of Mgmt For For
Directors (Resolution X)
A7D Election of members of the Board of Mgmt For For
Directors (Resolution Xl)
A7E Election of members of the Board of Mgmt For For
Directors (Resolution Xll)
A8 Renewal of the authorisation of the Board Mgmt Against Against
of Directors of the Company and of the
corporate bodies of other companies in the
ArcelorMittal group to acquire shares in
the Company (Resolution XIII)
A9 Appointment of an independent auditor in Mgmt For For
relation to the Parent Company Financial
Statements and the Consolidated Financial
Statements for the financial year 2023
(Resolution XIV)
A10 Authorisation of grants of share-based Mgmt For For
incentives and a Performance Unit Plan
2023-2033 for the Executive Chairman and
the Chief Executive Officer (jointly, the
"Executive Office" and formerly known as
the "CEO Office") (the "Executive Office
PSU Plan") (Resolution XV)
E1 Decision to cancel shares and to Mgmt For For
consequently reduce the issued share
capital following the cancellation of
shares repurchased under its share buyback
program (EGM Resolution I)
--------------------------------------------------------------------------------------------------------------------------
ASE TECHNOLOGY HOLDING CO. LTD. Agenda Number: 935881929
--------------------------------------------------------------------------------------------------------------------------
Security: 00215W100
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: ASX
ISIN: US00215W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
G1) Ratification of ASEH's 2022 Business Report Mgmt For For
and Financial Statements.
G2) Ratification of 2022 earnings distribution Mgmt For For
proposal.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDINGS N.V. Agenda Number: 935815932
--------------------------------------------------------------------------------------------------------------------------
Security: N07059210
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASML
ISIN: USN070592100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3a Advisory vote on the remuneration report Mgmt Against Against
for the Board of Management and the
Supervisory Board for the financial year
2022
3b Proposal to adopt the financial statements Mgmt For For
of the Company for the financial year 2022,
as prepared in accordance with Dutch law
3d Proposal to adopt a dividend in respect of Mgmt For For
the financial year 2022
4a Proposal to discharge the members of the Mgmt For For
Board of Management from liability for
their responsibilities in the financial
year 2022
4b Proposal to discharge the members of the Mgmt For For
Supervisory Board from liability for their
responsibilities in the financial year 2022
5 Proposal to approve the number of shares Mgmt For For
for the Board of Management
6a Proposal to amend the Remuneration Policy Mgmt For For
for the Supervisory Board
6b Proposal to amend the remuneration of the Mgmt For For
members of the Supervisory Board
8a Proposal to appoint Mr. N.S. Andersen as a Mgmt For For
member of the Supervisory Board
8b Proposal to appoint Mr. J.P. de Kreij as a Mgmt For For
member of the Supervisory Board
9 Proposal to appoint PricewaterhouseCoopers Mgmt For For
Accountants N.V. as external auditor for
the reporting year 2025, in light of the
mandatory external auditor rotation
10a Authorization to issue ordinary shares or Mgmt For For
grant rights to subscribe for ordinary
shares up to 5% for general purposes and up
to 5% in connection with or on the occasion
of mergers, acquisitions and/or (strategic)
alliances
10b Authorization of the Board of Management to Mgmt For For
restrict or exclude pre-emption rights in
connection with the authorizations referred
to in item 10 a)
11 Proposal to authorize the Board of Mgmt Against Against
Management to repurchase ordinary shares up
to 10% of the issued share capital
12 Proposal to cancel ordinary shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ASTRAZENECA PLC Agenda Number: 935820793
--------------------------------------------------------------------------------------------------------------------------
Security: 046353108
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: AZN
ISIN: US0463531089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Company's Accounts, the Mgmt For For
Reports of the Directors and Auditor and
the Strategic Report for the year ended 31
December 2022
2. To confirm dividends Mgmt For For
3. To reappoint PricewaterhouseCoopers LLP as Mgmt Against Against
Auditor
4. To authorise the Directors to agree the Mgmt Against Against
remuneration of the Auditor
5a. Re-election of Director: Michel Demare Mgmt For For
5b. Re-election of Director: Pascal Soriot Mgmt For For
5c. Re-election of Director: Aradhana Sarin Mgmt For For
5d. Re-election of Director: Philip Broadley Mgmt For For
5e. Re-election of Director: Euan Ashley Mgmt For For
5f. Re-election of Director: Deborah DiSanzo Mgmt For For
5g. Re-election of Director: Diana Layfield Mgmt For For
5h. Re-election of Director: Sheri McCoy Mgmt For For
5i. Re-election of Director: Tony Mok Mgmt For For
5j. Re-election of Director: Nazneen Rahman Mgmt For For
5k. Re-election of Director: Andreas Rummelt Mgmt For For
5l. Re-election of Director: Marcus Wallenberg Mgmt For For
6. To approve the Annual Report on Mgmt For For
Remuneration for the year ended 31 December
2022
7. To authorise limited political donations Mgmt For For
8. To authorise the Directors to allot shares Mgmt For For
9. To authorise the Directors to disapply Mgmt For For
pre-emption rights (Special Resolution)
10. To authorise the Directors to further Mgmt For For
disapply pre-emption rights for
acquisitions and specified capital
investments (Special Resolution)
11. To authorise the Company to purchase its Mgmt For For
own shares (Special Resolution)
12. To reduce the notice period for general Mgmt For For
meetings (Special Resolution)
13. To adopt new Articles of Association Mgmt For For
(Special Resolution)
--------------------------------------------------------------------------------------------------------------------------
BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 935770289
--------------------------------------------------------------------------------------------------------------------------
Security: 05946K101
Meeting Type: Annual
Meeting Date: 16-Mar-2023
Ticker: BBVA
ISIN: US05946K1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Approval of the annual financial statements Mgmt For For
and management reports of Banco Bilbao
Vizcaya Argentaria, S.A. and its
consolidated Group for the financial year
ended 31 December 2022.
1.2 Approval of the non-financial information Mgmt For For
report of Banco Bilbao Vizcaya Argentaria,
S.A. and that of its consolidated Group for
the financial year ended 31 December 2022.
1.3 Approval of the allocation of results for Mgmt For For
the 2022 financial year.
1.4 Approval of the corporate management during Mgmt For For
the 2022 financial year.
2.1 Re-election of Raul Catarino Galamba de Mgmt For For
Oliveira.
2.2 Re-election of Lourdes Maiz Carro. Mgmt For For
2.3 Re-election of Ana Leonor Revenga Shanklin. Mgmt For For
2.4 Re-election of Carlos Vicente Salazar Mgmt For For
Lomelin.
2.5 Appointment of Sonia Lilia Dula. Mgmt For For
3. Approval of the reduction of the share Mgmt For For
capital of the Bank, in up to a maximum
amount of 10% of the share capital as of
the date of the resolution, through the
redemption of own shares purchased for the
purpose of being redeemed, delegating to
the Board of Directors the implementation
of the share capital reduction, totally or
partially, on one or more occasions.
4. Approval of the Remuneration Policy for Mgmt For For
Directors of Banco Bilbao Vizcaya
Argentaria, S.A., and the maximum number of
shares to be delivered, as the case may be,
as a result of its implementation.
5. Approval of a maximum level of variable Mgmt For For
remuneration of up to 200% of the fixed
component of the total remuneration for a
certain group of employees whose
professional activities have a significant
impact on Banco Bilbao Vizcaya Argentaria,
S.A.'s or on its Group's risk profile.
6. Delegation of powers to the Board of Mgmt For For
Directors, with the authority to
substitute, in order to formalise, amend,
interpret and execute the resolutions
adopted by the Annual General Meeting.
7. Consultative vote on the Annual Report on Mgmt For For
the Remuneration of Directors of Banco
Bilbao Vizcaya Argentaria, S.A.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935721678
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 10-Nov-2022
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To elect Michelle Hinchliffe as a Director Mgmt For For
of BHP
3. To elect Catherine Tanna as a Director of Mgmt For For
BHP
4. To re-elect Terry Bowen as a Director of Mgmt For For
BHP
5. To re-elect Xiaoqun Clever as a Director of Mgmt For For
BHP
6. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP
7. To re-elect Gary Goldberg as a Director of Mgmt For For
BHP
8. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP
9. To re-elect Christine O'Reilly as a Mgmt For For
Director of BHP
10. To re-elect Dion Weisler as a Director of Mgmt For For
BHP
11. Adoption of the Remuneration Report Mgmt For For
12. Approval of equity grants to the Chief Mgmt For For
Executive Officer
13. Amendment to the constitution Shr Against For
14. Policy advocacy Shr Against For
15. Climate accounting and audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO P.L.C. Agenda Number: 935787474
--------------------------------------------------------------------------------------------------------------------------
Security: 110448107
Meeting Type: Annual
Meeting Date: 19-Apr-2023
Ticker: BTI
ISIN: US1104481072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Receipt of the 2022 Annual Report and Mgmt For For
Accounts
O2 Directors' remuneration report Mgmt For For
O3 Reappointment of the Auditors Mgmt Against Against
O4 Authority for the Audit Committee to agree Mgmt Against Against
the Auditors' remuneration
O5 Re-election of Luc Jobin as a Director Mgmt Against Against
(Nominations)
O6 Re-election of Jack Bowles as a Director Mgmt For For
O7 Re-election of Tadeu Marroco as a Director Mgmt For For
O8 Re-election of Krishnan (Kandy) Anand Mgmt For For
(Nominations, Remuneration)
O9 Re-election of Sue Farr as a Director Mgmt For For
(Nominations, Remuneration)
O10 Re-election of Karen Guerra as a Director Mgmt For For
(Audit, Nominations)
O11 Re-election of Holly Keller Koeppel as a Mgmt For For
Director (Audit, Nominations)
O12 Re-election of Dimitri Panayotopoulos as a Mgmt For For
Director (Nominations, Remuneration)
O13 Re-election of Darrell Thomas as a Director Mgmt For For
(Audit, Nominations)
O14 Re-election of Veronique Laury as a Mgmt For For
Director (Audit, Nominations)
O15 Authority to make donations to political Mgmt For For
organisations and to incur political
expenditure
O16 Authority to allot securities Mgmt For For
S17 Disapplication of statutory pre-emption Mgmt For For
rights
S18 Authority for market purchases Mgmt For For
S19 Notice of general meetings Mgmt For For
S20 Articles of association Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CAMECO CORPORATION Agenda Number: 935812734
--------------------------------------------------------------------------------------------------------------------------
Security: 13321L108
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: CCJ
ISIN: CA13321L1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election the Directors: Election the Mgmt Against Against
Director: Ian Bruce
A2 Election the Director: Daniel Camus Mgmt Against Against
A3 Election the Director: Don Deranger Mgmt Against Against
A4 Election the Director: Catherine Gignac Mgmt For For
A5 Election the Director: Tim Gitzel Mgmt For For
A6 Election the Director: Jim Gowans Mgmt Against Against
A7 Election the Director: Kathryn Jackson Mgmt For For
A8 Election the Director: Don Kayne Mgmt For For
A9 Election the Director: Leontine van Mgmt For For
Leeuwen-Atkins
B Appoint the auditors (see page 5 of the Mgmt Withheld Against
management proxy circular) Appoint KPMG LLP
as auditors.
C Have a say on our approach to executive Mgmt For For
compensation (see page 7 of the management
proxy circular) As this is an advisory
vote, the results will not be binding on
the board. Be it resolved that, on an
advisory basis and not to diminish the role
and responsibilities of the board of
directors for executive compensation, the
shareholders accept the approach to
executive compensation disclosed in
Cameco's management proxy circular
delivered in advance of the 2023 annual
meeting of shareholders.
D Declare your residency You declare that the Mgmt For Against
shares represented by this voting
instruction form are held, beneficially
owned or controlled, either directly or
indirectly, by a resident of Canada as
defined below. If the shares are held in
the names of two or more people, you
declare that all of these people are
residents of Canada. NOTE: "FOR" = YES,
"ABSTAIN" = NO, AND "AGAINST" WILL BE
TREATED AS NOT MARKED.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN PACIFIC KANSAS CITY LIMITED Agenda Number: 935864149
--------------------------------------------------------------------------------------------------------------------------
Security: 13646K108
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: CP
ISIN: CA13646K1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Appointment of the Auditor as named in the Mgmt For For
Proxy Circular.
2 Advisory vote to approve the Corporation's Mgmt For For
approach to executive compensation as
described in the Proxy Circular.
3 Advisory vote to approve the Corporation's Mgmt For For
approach to climate change as described in
the Proxy Circular.
4A Election of Director - The Hon. John Baird Mgmt For For
4B Election of Director - Isabelle Courville Mgmt Against Against
4C Election of Director - Keith E. Creel Mgmt For For
4D Election of Director - Gillian H. Denham Mgmt For For
4E Election of Director - Amb. Antonio Garza Mgmt For For
(Ret.)
4F Election of Director - David Garza-Santos Mgmt For For
4G Election of Director - Edward R. Hamberger Mgmt For For
4H Election of Director - Janet H. Kennedy Mgmt For For
4I Election of Director - Henry J. Maier Mgmt For For
4J Election of Director - Matthew H. Paull Mgmt For For
4K Election of Director - Jane L. Peverett Mgmt For For
4L Election of Director - Andrea Robertson Mgmt For For
4M Election of Director - Gordon T. Trafton Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 935770049
--------------------------------------------------------------------------------------------------------------------------
Security: 138006309
Meeting Type: Annual
Meeting Date: 30-Mar-2023
Ticker: CAJ
ISIN: US1380063099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Dividend from Surplus Mgmt For For
2.1 Election of Director: Fujio Mitarai Mgmt Against Against
2.2 Election of Director: Toshizo Tanaka Mgmt For For
2.3 Election of Director: Toshio Homma Mgmt For For
2.4 Election of Director: Kunitaro Saida Mgmt For For
(Candidate for Outside Director)
2.5 Election of Director: Yusuke Kawamura Mgmt For For
(Candidate for Outside Director)
3.1 Election of Audit & Supervisory Board Mgmt Against Against
Member: Hideya Hatamochi
3.2 Election of Audit & Supervisory Board Mgmt For For
Member: Yutaka Tanaka (Candidate for
Outside Audit & Supervisory Board Member)
4. Grant of Bonus to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS S.A Agenda Number: 935746137
--------------------------------------------------------------------------------------------------------------------------
Security: 15234Q207
Meeting Type: Special
Meeting Date: 05-Jan-2023
Ticker: EBR
ISIN: US15234Q2075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Compensation Plan Based on Mgmt Against Against
Stock Options, according to the draft
attached to the Management Proposal, which
will integrate the compensation model for
the managers of the privatized Eletrobras.
2. Approve the Compensation Plan Based on Mgmt Against Against
Restricted Shares, according to the draft
attached to the Management Proposal, which
will integrate the compensation model for
the managers of the privatized Eletrobras.
3. Reratify the resolution taken at the Mgmt For For
Ordinary General Meeting of April 22, 2022,
to fix, in the period ending March 31,
2023, the new total amount of the
compensation of the directors and members
of the Advisory Committees to the Board of
Directors, as well as the new individual
amount of the compensation of the members
of the Fiscal Council, in line with the
compensation model of the directors of
privatized Eletrobras that includes a
review of fixed compensation and the
adoption of short- and long-term
incentives.
--------------------------------------------------------------------------------------------------------------------------
CENTRAIS ELETRICAS BRASILEIRAS S.A Agenda Number: 935751176
--------------------------------------------------------------------------------------------------------------------------
Security: 15234Q207
Meeting Type: Special
Meeting Date: 05-Jan-2023
Ticker: EBR
ISIN: US15234Q2075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
2. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
3. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
4. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
5. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
6. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
7. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
8. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
9. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
10. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
11. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
12. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
13. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
14. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
15. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
16. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
17. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
18. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
19. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
20. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
21. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
22. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
23. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
24. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
25. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
26. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
27. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
28. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
29. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
30. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
31. Please see attached Exhibit A for detailed Mgmt For For
resolutions.
--------------------------------------------------------------------------------------------------------------------------
COCA-COLA FEMSA, S.A.B DE C.V. Agenda Number: 935778665
--------------------------------------------------------------------------------------------------------------------------
Security: 191241108
Meeting Type: Annual
Meeting Date: 27-Mar-2023
Ticker: KOF
ISIN: US1912411089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Report of the chief executive officer, Mgmt For
which includes the financial statements for
the 2022 fiscal year; the opinion of the
Board of Directors regarding the content of
the report of the chief executive officer;
report of the Board of Directors regarding
the main policies and accounting and
information criteria applied during the
preparation of the Company's financial
information, including report of the
operations and activities of the Company
during the 2022 fiscal year; and ...(due to
space limits, see proxy material for full
proposal).
2. Application of the results for the 2022 Mgmt For
fiscal year of the Company, and dividends
declaration and payment in cash, in Mexican
pesos.
3. Determination of the maximum amount to be Mgmt For
allocated for the Company's stock
repurchase fund.
4n. Election of Director (series "L" Director): Mgmt For
Victor Alberto Tiburcio Celorio
4o. Election of Director (series "L" Director): Mgmt For
Luis Alfonso Nicolau Gutierrez
4p. Election of Director (series "L" Director): Mgmt For
Amy Eschliman
5. Resolution with respect to the remuneration Mgmt Against
of the members of the Board of Directors,
qualification of their independence, and
election of the chairman and secretaries of
the Board of Directors of the Company.
6. Election of members of the following Mgmt Against
Committees of the Company: (i) Planning and
Finance, (ii) Audit, and (iii) Corporate
Practices; appointment of each of their
respective chairman, and resolution with
respect to their remuneration.
7. Appointment of delegates for the Mgmt For
formalization of the Meeting's resolutions.
8. Reading and, if applicable, approval of the Mgmt For
Meeting's minutes.
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 935775051
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Annual
Meeting Date: 30-Mar-2023
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the Agenda Mgmt For For
5. Appointment of the Chairperson presiding Mgmt For For
over the General Shareholders' Meeting
6. Appointment of the commission responsible Mgmt For For
for scrutiny and counting of the votes
7. Appointment of the commission responsible Mgmt For For
for the revision and approval of the
minutes of the meeting
12. Approval of the Board of Directors' report Mgmt For For
on its performance, development, and
compliance with the Corporate Governance
Code
13. Approval of the 2022 Integrated Management Mgmt For For
Report
14. Approval of the individual and consolidated Mgmt For For
audited financial statements as of December
31, 2022
15. Presentation and approval of the profit Mgmt For For
distribution project
16. Election of the External Auditor for the Mgmt Against Against
remainder of the 2021 -2025 period and
assignment of his remuneration
17. Election of Board Members for the remainder Mgmt Against Against
of the 2021 -2025 period
--------------------------------------------------------------------------------------------------------------------------
EQUINOR ASA Agenda Number: 935832724
--------------------------------------------------------------------------------------------------------------------------
Security: 29446M102
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: EQNR
ISIN: US29446M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
3 Election of chair for the meeting Mgmt For For
4 Approval of the notice and the agenda Mgmt For For
5 Election of two persons to co-sign the Mgmt For For
minutes together with the chair of the
meeting
6 Approval of the annual report and accounts Mgmt For For
for Equinor ASA and the Equinor group for
2022, including the board of directors'
proposal for distribution of fourth quarter
2022 dividend
7 Authorisation to distribute dividend based Mgmt For For
on approved annual accounts for 2022
8 Proposal from shareholder that Equinor ban Shr Against For
the use of fiberglass rotor blades in all
new wind farms, commits to buy into
existing hydropower projects and conduct
research on other energy sources such as
thorium
9 Proposal from shareholders that Equinor Shr Against For
identify and manage risks and possibilities
regarding climate, and integrate these in
the company's strategy
10 Proposal from shareholder that Equinor Shr Against For
stops all exploration and drilling by 2025
and provides financial and technical
assistance for the repair of and
development of Ukraine's energy
infrastructure
11 Proposal from shareholder that Equinor Shr Against For
develops a procedure for greatly improved
process for responding to shareholder
proposals
12 Proposal from shareholder that Equinor ends Shr Against For
all plans for activity in the Barents Sea,
adjusts up the investments in
renewables/low carbon solutions to 50
percent by 2025, implements CCS for Melkoya
and invests in rebuilding of Ukraine
13 Proposal from shareholder that Equinor Shr Against For
stops all exploration and test drilling for
oil and gas, becomes a leading producer of
renewable energy, stops plans for
electrification of Melkoya and presents a
plan enabling Norway to become net-zero by
2050
14 Proposal from shareholder that Equinor's Shr Against For
management let the results of global
warming characterise its further strategy,
stops all exploration for more oil and gas,
phase out all production and sale of oil
and gas, multiplies its investment in
renewable energy and CCS and becomes a
climate-friendly company
15 The board of directors' report on Corporate Mgmt For For
Governance
16a Approval of the board of directors' Mgmt For For
remuneration policy on determination of
salary and other remuneration for leading
personnel
16b Advisory vote of the board of directors' Mgmt For For
remuneration report for leading personnel
17 Approval of remuneration for the company's Mgmt For For
external auditor for 2022
18 Determination of remuneration for the Mgmt For For
corporate assembly members
19 Determination of remuneration for the Mgmt For For
nomination committee members
20 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market to continue operation of the
company's share-based incentive plans for
employees
21 Reduction in capital through the Mgmt For For
cancellation of own shares and the
redemption of shares belonging to the
Norwegian State
22 Authorisation to acquire Equinor ASA shares Mgmt For For
in the market for subsequent annulment
--------------------------------------------------------------------------------------------------------------------------
GOLD FIELDS LIMITED Agenda Number: 935844565
--------------------------------------------------------------------------------------------------------------------------
Security: 38059T106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: GFI
ISIN: US38059T1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Appointment of PwC as the auditors of the Mgmt For
Company
O2a Election of a director: Mr M Preece Mgmt For
O2b Re-election of a director: Mr YGH Suleman Mgmt For
O2c Re-election of a director: Mr TP Goodlace Mgmt For
O2d Re-election of a director: Ms PG Sibiya Mgmt For
O3a Re-election of a member and Chairperson of Mgmt For
the Audit Committee: Ms PG Sibiya
O3b Re-election of a member of the Audit Mgmt For
Committee: Mr A Andani
O3c Re-election of a member of the Audit Mgmt For
Committee: Mr PJ Bacchus
O4 Approval for the issue of authorised but Mgmt For
unissued ordinary shares
O5a Advisory endorsement of the Remuneration Mgmt Against
Policy
O5b Advisory endorsement of the Remuneration Mgmt Against
Implementation Report
S1 Approval for the issuing of equity Mgmt For
securities for cash
S2 Approval of the remuneration of NEDs Mgmt For
S2a The Chairperson of the Board (all-inclusive Mgmt For
fee)
S2b The Lead Independent Director of the Board Mgmt For
(all-inclusive fee)
S2c Members of the Board (excluding the Mgmt For
Chairperson and Lead Independent Director
of the Board)
S2d The Chairperson of the Audit Committee Mgmt For
S2e The Chairpersons of the Capital Projects, Mgmt For
Control and Review Committee; Nominating
and Governance Committee; Remuneration
Committee; Risk Committee; Social, Ethics
and Transformation (SET) Committee; and
Safety, Health and Sustainable Development
(SHSD) Committee (excluding the Chairperson
and Lead Independent Director of the Board)
S2f Members of the Audit Committee (excluding Mgmt For
the Chairperson of the Audit Committee and
Lead Independent Director of the Board)
S2g Members of the Capital Projects, Control Mgmt For
and Review Committee; Nominating and
Governance Committee; Remuneration
Committee; Risk Committee; Social, Ethics
and Transformation (SET) Committee; and
Safety, Health and Sustainable Development
(SHSD) Committee (excluding the
Chairpersons of these Committees),
Chairperson and Lead Independent Director
of the Board)
S2h Chairperson of an ad hoc committee (per Mgmt For
meeting chaired)
S2i Member of an ad hoc committee (per meeting Mgmt For
attended)
S3 Approval for the Company to grant Mgmt For
inter-Group financial assistance in terms
of sections 44 and 45 of the Companies Act
S4 Acquisition of the Company's own shares Mgmt Against
--------------------------------------------------------------------------------------------------------------------------
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV Agenda Number: 935802745
--------------------------------------------------------------------------------------------------------------------------
Security: 40051E202
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: ASR
ISIN: US40051E2028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Report of the Chief Executive Officer, in Mgmt For
accordance with Article 172 of the General
Corporations Law and of Article 44,
subsection XI, of the Securities Market Law
("Ley del Mercado de Valores"), accompanied
by the independent auditor's report, in
connection with the operations and results
for the fiscal year ended December 31,
2022, as well as the Board of Directors'
opinion on the content of such report.
1B Report of the Board of Directors in Mgmt For
accordance with Article 172, subsection b,
of the General Corporations Law, which
contains the main policies, as well as the
accounting and reporting criteria followed
in the preparation of the financial
information of the Company.
1C Report of the activities and operations in Mgmt For
which the Board of Directors intervened, in
accordance with Article 28 IV (e) of the
Securities Market Law.
1D Individual and consolidated financial Mgmt For
statements of the Company for the fiscal
year ended December 31, 2022.
1E Annual report on the activities carried out Mgmt For
by the Company's Audit Committee in
accordance with Article 43 of the
Securities Market Law and report on the
Company's subsidiaries.
1F Report on compliance with the tax Mgmt For
obligations of the Company for the fiscal
year ended December 31, 2021, in accordance
with Article 76, section XIX of the Income
Tax Law ("Ley del Impuesto sobre la
Renta").
2A Proposal for increase of the legal reserve Mgmt For
by Ps. 256,834,347.18.
2B Proposal by the Board of Directors to pay Mgmt For
an ordinary net dividend in cash from
accumulated retained earnings in the amount
of Ps.9.93* (nine pesos and ninety-three
cents), payable in May 2023, as well as an
extraordinary net dividend in cash from
accumulated retained earnings in the amount
of Ps.10.00* (ten pesos and zero cents),
payable in November 2023, for each of the
ordinary "B" and "BB" Series shares.
2C Proposal and, if applicable, approval of Mgmt Against
the amount of Ps. 3,750,238,410.22* as the
maximum amount that may be used by the
Company to repurchase its shares during
2023 pursuant to Article 56 of the
Securities Market Law; proposal and, if
applicable, approval of the policies
regarding the repurchase of Company shares.
3A Management of the Company by the Board of Mgmt For
Directors and the Chief Executive Officer
for the fiscal year of 2022.
3BA Appointment of Director: Fernando Chico Mgmt Against
Pardo (President)
3BB Appointment of Director: Jose Antonio Perez Mgmt Against
Anton
3BC Appointment of Director: Pablo Chico Mgmt For
Hernandez
3BD Appointment of Director: Aurelio Perez Mgmt For
Alonso
3BE Appointment of Director: Rasmus Mgmt For
Christiansen
3BF Appointment of Director: Francisco Garza Mgmt For
Zambrano
3BG Appointment of Director: Ricardo Guajardo Mgmt For
Touche
3BH Appointment of Director: Guillermo Ortiz Mgmt For
Martinez
3BI Appointment of Director: Barbara Garza Mgmt For
Laguera Gonda
3BJ Appointment of Director: Heliane Steden Mgmt For
3BK Appointment of Director: Diana M. Chavez Mgmt For
3BL Appointment of Director: Rafael Robles Mgmt For
Miaja (Secretary)
3BM Appointment of Director: Ana Maria Poblanno Mgmt For
Chanona (Deputy Secretary)
3CA Appointment or ratification, as applicable, Mgmt For
of the Chairperson of the Audit Committee:
Ricardo Guajardo Touche
3DA Appointment or ratification, as applicable, Mgmt For
of the persons who serve or will serve on
the Nominations and Compensations Committee
of the Company: Barbara Garza Laguera Gonda
(President)
3DB Appointment or ratification, as applicable, Mgmt Against
of the persons who serve or will serve on
the Nominations and Compensations Committee
of the Company: Fernando Chico Pardo
3DC Appointment or ratification, as applicable, Mgmt Against
of the persons who serve or will serve on
the Nominations and Compensations Committee
of the Company: Jose Antonio Perez Anton
3EA Determination of corresponding Mgmt For
compensations and Board of Directors: Ps.
85,000.00 (net of taxes in Mexican legal
tender)
3EB Determination of corresponding Mgmt For
compensations and Operations Committee: Ps.
85,000.00 (net of taxes in Mexican legal
tender)
3EC Determination of corresponding Mgmt For
compensations and Nominations &
Compensations Committee: Ps. 85,000.00 (net
of taxes in Mexican legal tender)
3ED Determination of corresponding Mgmt For
compensations and Audit Committee: Ps.
120,000.00 (net of taxes in Mexican legal
tender)
3EE Determination of corresponding Mgmt For
compensations and Acquisitions & Contracts
Committee: Ps. 28,000.00 (net of taxes in
Mexican legal tender)
4A Appointment of delegates in order to enact Mgmt For
the resolutions adopted at the Meeting and,
if applicable, to formalize such
resolutions: Claudio R. Gongora Morales
4B Appointment of delegates in order to enact Mgmt For
the resolutions adopted at the Meeting and,
if applicable, to formalize such
resolutions: Rafael Robles Miaja
4C Appointment of delegates in order to enact Mgmt For
the resolutions adopted at the Meeting and,
if applicable, to formalize such
resolutions: Ana Maria Poblanno Chanona
--------------------------------------------------------------------------------------------------------------------------
GSK PLC Agenda Number: 935802959
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W204
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GSK
ISIN: US37733W2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2022 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt Against Against
remuneration
3. To elect Julie Brown as a Director Mgmt For For
4. To elect Dr Vishal Sikka as a Director Mgmt For For
5. To elect Elizabeth McKee Anderson as a Mgmt Against Against
Director
6. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
7. To re-elect Dame Emma Walmsley as a Mgmt For For
Director
8. To re-elect Charles Bancroft as a Director Mgmt Against Against
9. To re-elect Dr Hal Barron as a Director Mgmt For For
10. To re-elect Dr Anne Beal as a Director Mgmt Against Against
11. To re-elect Dr Harry C Dietz as a Director Mgmt For For
12. To re-elect Dr Jesse Goodman as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt Against Against
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To approve amendments to the Directors' Mgmt Against Against
Remuneration policy
17. To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
18. To authorise allotment of shares Mgmt For For
19. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
20. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
21. To authorise the company to purchase its Mgmt Against Against
own shares (Special resolution)
22. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
23. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 935734219
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Special
Meeting Date: 02-Dec-2022
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval for the Buyback of Equity Shares Mgmt For For
of the Company.
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 935777485
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Special
Meeting Date: 31-Mar-2023
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of Govind Vaidiram Iyer (DIN: Mgmt For For
00169343) as an Independent Director of the
Company
--------------------------------------------------------------------------------------------------------------------------
INFOSYS LIMITED Agenda Number: 935894130
--------------------------------------------------------------------------------------------------------------------------
Security: 456788108
Meeting Type: Annual
Meeting Date: 28-Jun-2023
Ticker: INFY
ISIN: US4567881085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1. Adoption of financial statements Mgmt For
O2. Declaration of dividend Mgmt For
O3. Appointment of Salil Parekh as a director, Mgmt For
liable to retire by rotation
S4. Appointment of Helene Auriol Potier as an Mgmt For
Independent Director of the Company
S5. Reappointment of Bobby Parikh as an Mgmt For
independent director
--------------------------------------------------------------------------------------------------------------------------
LOMA NEGRA CIA INDUSTRIAL ARGENTINA SA Agenda Number: 935816504
--------------------------------------------------------------------------------------------------------------------------
Security: 54150E104
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: LOMA
ISIN: US54150E1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of the persons in charge of Mgmt For For
subscribing the minute.
2. Consideration of the documents to which Mgmt For For
paragraph 1 degree) of Section 234 of the
Argentine Corporations Act refers to, that
correspond to the regular financial year
No. 98 ended on December 31st, 2022.
3. Consideration of the positive unallocated Mgmt For For
earnings of the year ended on December
31st, 2022 of the amount of ARS 1,938,676
(in thousands.) Consideration of the
proposal of the Board of Directors to
allocate said sum to the "Optional Reserve
for Future Dividends". Delegation of the
power to completely or partially use such
reserve one or more times to the Board of
Directors, depending on the evolution of
the business and until the next
shareholders' meeting at which the
financial statements as of December 31st,
2023 are considered.
4. Consideration of the performance of the Mgmt For For
members of the Board of Directors for the
year ended December 31st, 2022.
5. Consideration of the performance of the Mgmt For For
members of the Supervisory Committee for
the year ended on December 31st, 2022.
6. Consideration of the remunerations to the Mgmt For For
Board of Directors corresponding to the
fiscal year that ended on December 31st,
2022 for $359,221,771.90 (total
remunerations), in excess of
$244,326,878.71 over the limit of FIVE
PERCENT (5%) of the profits set by article
261 of Law No. 19,550 and regulations, upon
proposal of non-distribution of dividends.
7. Consideration of the remuneration of the Mgmt For For
members of the Supervisory Committee for
the year ended on December 31st, 2022.
8. Setting the number of directors and Mgmt Against Against
appointment of full and alternate members
for year 2023. Approval of a policy aimed
at maintaining a proportion of at least 20%
independent members over the total number
of members of the Board during the year in
course.
9. Appointment of the full and alternate Mgmt For For
members of the Supervisory Committee for
year 2023.
10. Appointment of External Auditors and of the Mgmt For For
main partner and alternate partner of the
respective accounting firm for the year of
2023.
11. Approval of the fees of the External Mgmt For For
Auditors for the year ended on December
31st, 2022.
12. Consideration of the fees of the External Mgmt For For
Auditors for the year 2023.
13. Approval of the budget of the Audit Mgmt For For
Committee for 2023.
14. Consideration of the voluntary reduction of Mgmt For For
the capital stock for a total amount of up
to 12,543,339 ordinary shares and
cancellation of the public offering regime
of said shares. Consideration of the
amendment of the fifth article of the
Bylaws. Consideration of the delegation of
powers to the Board of Directors of the
Company in relation to the capital
reduction.
15. Consideration of the extension of the Mgmt For For
amount of the Global Program for the
issuance of Negotiable Obligations
authorized by the CNV through Resolution
No. RESFC-2020-20695-APN-DIR#CNV dated May
7, 2020 of the CNV (the "Program") of US$
150,000,000 (one hundred and fifty million
United States dollars) to a maximum amount
in circulation at any time of up to US$
500,000,000 (five hundred million United
States dollars) or its equivalent in other
currencies, in accordance with the ...(due
to space limits, see proxy material for
full proposal).
16. Granting of the relevant authorizations for Mgmt For For
the carrying out of paperwork and to make
the necessary filings.
--------------------------------------------------------------------------------------------------------------------------
NATWEST GROUP PLC. Agenda Number: 935798744
--------------------------------------------------------------------------------------------------------------------------
Security: 639057207
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: NWG
ISIN: US6390572070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the 2022 Report and Accounts Mgmt For For
2. To approve the Annual remuneration report Mgmt For For
in the Directors' remuneration report
3. To declare a final dividend of 10 pence per Mgmt For For
ordinary share
4. To re-elect Howard Davies as a Director Mgmt For For
5. To re-elect Alison Rose-Slade as a Director Mgmt For For
6. To re-elect Katie Murray as a Director Mgmt For For
7. To re-elect Frank Dangeard as a Director Mgmt For For
8. To elect Roisin Donnelly as a Director Mgmt For For
9. To re-elect Patrick Flynn as a Director Mgmt For For
10. To re-elect Morten Friis as a Director Mgmt For For
11. To re-elect Yasmin Jetha as a Director Mgmt For For
12. To elect Stuart Lewis as a Director Mgmt For For
13. To re-elect Mark Seligman as a Director Mgmt For For
14. To re-elect Lena Wilson as a Director Mgmt For For
15. To re-appoint Ernst & Young LLP as auditors Mgmt Against Against
of the Company
16. To authorise the Group Audit Committee to Mgmt Against Against
fix the remuneration of the auditors
17. To renew the directors' authority to allot Mgmt For For
shares in the Company
18. To renew the directors' authority to allot Mgmt For For
equity securities on a non pre-emptive
basis in connection with an offer or issue
of equity securities
19. To renew the directors' authority to allot Mgmt For For
equity securities on a non pre-emptive
basis in connection with the financing of a
transaction
20. To renew the directors' authority to allot Mgmt For For
ordinary shares or grant rights to
subscribe for or to convert any security
into ordinary shares in relation to Equity
Convertible Note
21. To renew the directors' authority to allot Mgmt For For
equity securities on a non pre-emptive
basis in connection with Equity Convertible
Notes
22. To renew the authority to permit the Mgmt For For
holding of General Meetings of the Company
at 14 clear days' notice
23. To renew the authority in respect of Mgmt For For
political donations and expenditure by the
Company in terms of sections 366 and 367 of
the Companies Act 2006
24. To renew the authority for the Company to Mgmt For For
purchase its own shares on a recognised
investment exchange
25. To renew the authority to make off-market Mgmt For For
purchases of ordinary shares from HM
Treasury
26. To authorise the Company to make off-market Mgmt For For
purchases of preference shares
--------------------------------------------------------------------------------------------------------------------------
NETEASE, INC. Agenda Number: 935881246
--------------------------------------------------------------------------------------------------------------------------
Security: 64110W102
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: NTES
ISIN: US64110W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director to serve for the Mgmt For For
ensuing year until the next annual general
meeting: William Lei Ding
1b. Re-election of Director to serve for the Mgmt For For
ensuing year until the next annual general
meeting: Grace Hui Tang
1c. Re-election of Director to serve for the Mgmt For For
ensuing year until the next annual general
meeting: Alice Yu-Fen Cheng
1d. Re-election of Director to serve for the Mgmt Against Against
ensuing year until the next annual general
meeting: Joseph Tze Kay Tong
1e. Re-election of Director to serve for the Mgmt For For
ensuing year until the next annual general
meeting: Michael Man Kit Leung
2. As an ordinary resolution, ratify the Mgmt Against Against
appointment of PricewaterhouseCoopers Zhong
Tian LLP and PricewaterhouseCoopers as
auditors of NetEase, for the fiscal year
ending December 31, 2023 for U.S. financial
reporting and Hong Kong financial reporting
purposes respectively.
3. As a special resolution, amend and restate Mgmt For For
the Company's Amended and Restated
Memorandum and Articles of Association in
effect, as adopted by special resolution
passed on June 23, 2021, by the deletion in
their entirety and by the substitution in
their place of the Second Amended and
Restated Memorandum and Articles of
Association which are annexed to the
accompanying Proxy Statement for the
purposes of, among others, (i) bringing the
existing Articles of Association in line
with applicable ...(due to space limits,
see proxy material for full proposal).
4. As an ordinary resolution, approve the Mgmt Against Against
Company's Amended and Restated 2019 Share
Incentive Plan which is annexed to the
accompanying Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935764577
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109
Meeting Type: Annual
Meeting Date: 07-Mar-2023
Ticker: NVS
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Mgmt For For
Review of Novartis AG, the Financial
Statements of Novartis AG and the Group
Consolidated Financial Statements for the
2022 Financial Year
2. Discharge from Liability of the Members of Mgmt For For
the Board of Directors and the Executive
Committee
3. Appropriation of Available Earnings of Mgmt For For
Novartis AG as per Balance Sheet and
Declaration of Dividend for 2022
4. Reduction of Share Capital Mgmt For For
5. Further Share Repurchases Mgmt Against Against
6A. Introduction of Article 12a of the Articles Mgmt For For
of Incorporation
6B. Amendment of Articles 10, 14, 30, 33 and 34 Mgmt Against Against
of the Articles of Incorporation
6C. Amendment of Articles 4-7, 9, 11-13, 16-18, Mgmt For For
20-24, 27, 38 and 39 of the Articles of
Incorporation
7A. Binding Vote on the Maximum Aggregate Mgmt For For
Amount of Compensation for the Board of
Directors from the 2023 Annual General
Meeting to the 2024 Annual General Meeting
7B. Binding Vote on the Maximum Aggregate Mgmt Against Against
Amount of Compensation for the Executive
Committee for the 2024 Financial Year
7C. Advisory Vote on the 2022 Compensation Mgmt Against Against
Report
8A. Re-election of Joerg Reinhardt as Member Mgmt For For
and Board Chair
8B. Re-election of Nancy C. Andrews Mgmt For For
8C. Re-election of Ton Buechner Mgmt Against Against
8D. Re-election of Patrice Bula Mgmt For For
8E. Re-election of Elizabeth Doherty Mgmt For For
8F. Re-election of Bridgette Heller Mgmt Against Against
8G. Re-election of Daniel Hochstrasser Mgmt For For
8H. Re-election of Frans van Houten Mgmt For For
8I. Re-election of Simon Moroney Mgmt Against Against
8J. Re-election of Ana de Pro Gonzalo Mgmt For For
8K. Re-election of Charles L. Sawyers Mgmt For For
8L. Re-election of William T. Winters Mgmt Against Against
8M. Election of John D. Young Mgmt For For
9A. Re-election of Patrice Bula Mgmt Against Against
9B. Re-election of Bridgette Heller Mgmt Against Against
9C. Re-election of Simon Moroney Mgmt Against Against
9D. Re-election of William T. Winters Mgmt Against Against
10. Re-election of the Auditor Mgmt Against Against
11. Re-election of the Independent Proxy Mgmt For For
12. General instructions in case of alternative Mgmt Against Against
motions under the agenda items published in
the Notice of Annual General Meeting,
and/or of motions relating to additional
agenda items according to Article 704b of
the Swiss Code of Obligations
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935824967
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Examination of management accounts, Mgmt No vote
examination, discussion and voting of the
Annual Report and the Companys Financial
Statements, accompanied by the independent
auditors report and the Fiscal Council
report for the fiscal year ended December
31, 2022.
2. Proposal for the Allocation of the Results Mgmt No vote
of the financial year of 2022: Election of
the board of directors by single slate of
candidates: Controlling Shareholder: Pietro
Adamo Sampaio Mendes, Jean Paul Terra
Prates, Efrain Pereira da Cruz, Vitor
Eduardo de Almeida Saback, Eugenio Tiago
Chagas Cordeiro e Teixeira, Bruno Moretti,
Sergio Machado Rezende, Suzana Kahn Ribeiro
3. Nomination of all the names that compose Mgmt No vote
the slate (the votes indicated in this
section will be disregarded if the
shareholder with voting rights fills in the
fields present in the separate election of
a member of the board of directors and the
separate election referred to in these
fields takes place).- Controlling
Shareholder
4. If one of the candidates that composes your Mgmt No vote
chosen slate leaves it, can the votes
corresponding to your shares continue to be
conferred on the same slate?
5. Do you wish to request the cumulative Mgmt No vote
voting for the election of the board of
directors, under the terms of art. 141 of
Law 6,404, of 1976? (If the shareholder
chooses "against" or "abstain", his/her
shares will not be computed for the request
of the cumulative voting request).
6A. Election of the board of director by Mgmt No vote
Cumulative voting: Pietro Adamo Sampaio
Mendes
6B. Election of the board of director by Mgmt No vote
Cumulative voting: Jean Paul Terra Prates
6C. Election of the board of director by Mgmt No vote
Cumulative voting: Efrain Pereira da Cruz
6D. Election of the board of director by Mgmt No vote
Cumulative voting: Vitor Eduardo de Almeida
Saback
6E. Election of the board of director by Mgmt No vote
Cumulative voting: Eugenio Tiago Chagas
Cordeiro e Teixeira
6F. Election of the board of director by Mgmt No vote
Cumulative voting: Bruno Moretti
6G. Election of the board of director by Mgmt No vote
Cumulative voting: Sergio Machado Rezende
6H. Election of the board of director by Mgmt No vote
Cumulative voting: Suzana Kahn Ribeiro
6I. Election of the board of director by Mgmt No vote
Cumulative voting: Jose Joao Abdalla Filho
6J. Election of the board of director by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva
7. Nomination of candidates for chairman of Mgmt No vote
the board of directors. Candidate: Pietro
Adamo Sampaio Mendes
8. Proposal to establish five (5) members for Mgmt No vote
the Fiscal Council.
9. Election of the fiscal board by single Mgmt No vote
slate of candidates: Nomination of all the
names that compose the slate: Controlling
Shareholder: Candidates nominated by the
Controlling Shareholder: Main: Viviane
Aparecida da Silva Varga; Alternate: Otavio
Ladeira de Medeiros; Main: Daniel Cabaleiro
Saldanha; Alternate: Gustavo Goncalves
Manfrim; Main: Cristina Bueno Camatta;
Alternate: Sidnei Bispo
10. If one of the candidates of the slate Mgmt No vote
leaves it, to accommodate the separate
election referred to in articles 161,
paragraph 4, and 240 of Law 6404, of 1976,
can the votes corresponding to your shares
continue to be conferred to the same slate?
11. Nomination of candidates to the fiscal Mgmt No vote
council by minority shareholders with
voting rights (the shareholder must fill
this field if the general election field
was left in blank): Main: Michele da Silva
Gonsales Torres; Alternate: Aloisio Macario
Ferreira de Souza
12. Compensation of Management members, Fiscal Mgmt No vote
Council members and of the members of the
Statutory Advisory Committees of the Board
of Directors.
13. In the event of a second call of this Mgmt No vote
General Meeting, may the voting
instructions included in this ballot form
be considered also for the second call of
the meeting?
--------------------------------------------------------------------------------------------------------------------------
RELX PLC Agenda Number: 935781636
--------------------------------------------------------------------------------------------------------------------------
Security: 759530108
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: RELX
ISIN: US7595301083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the 2022 Annual Report Mgmt For For
2. Approve the Directors' Remuneration Policy Mgmt Against Against
3. Approve the Directors' Remuneration Report Mgmt Against Against
4. Declaration of a final dividend Mgmt For For
5. Re-appointment of auditor Mgmt Against Against
6. Authorise Audit Committee of Board to set Mgmt Against Against
auditor remuneration
7. Elect Alistair Cox as a Director Mgmt For For
8. Re-elect Paul Walker as a Director Mgmt Against Against
9. Re-elect June Felix as a Director Mgmt Against Against
10. Re-elect Erik Engstrom as a Director Mgmt For For
11. Re-elect Charlotte Hogg as a Director Mgmt Against Against
12. Re-elect Marike van Lier Lels as a Director Mgmt Against Against
13. Re-elect Nick Luff as a Director Mgmt For For
14. Re-elect Robert MacLeod as a Director Mgmt Against Against
15. Re-elect Andrew Sukawaty as a Director Mgmt Against Against
16. Re-elect Suzanne Wood as a Director Mgmt Against Against
17. Approve the Long-Term Incentive Plan 2023 Mgmt Against Against
18. Approve the Executive Share Ownership Mgmt For For
Scheme 2023
19. Approve the ShareSave Plan 2023 Mgmt For For
20. Approve the Employee Share Purchase Plan Mgmt For For
2023
21. Approve authority to allot shares Mgmt For For
22. Approve authority to disapply pre-emption Mgmt For For
rights (To be proposed as a Special
Resolution)
23. Approve additional authority to disapply Mgmt For For
pre-emption rights (To be proposed as a
Special Resolution)
24. Approve authority to purchase own shares Mgmt Against Against
(To be proposed as a Special Resolution)
25. Approve 14 day notice period for general Mgmt For For
meetings (To be proposed as a Special
Resolution)
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935717287
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Special
Meeting Date: 25-Oct-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a)For the purposes of ASX Listing Rule Mgmt For For
10.1 and all other purposes, to approve the
Transaction, and the entry into and
performance of the Transaction Documents.
(b)to authorise the Directors (or any duly
constituted committee thereof) to do all
necessary, expedient or desirable things to
implement, complete or to procure the
implementation or completion of the
Transaction and any matters incidental to
the Transaction with such nonmaterial
modifications, variations, revisions,
waivers or amendments as they may deem
necessary, expedient or disirable
2. Subject to, and conditional upon passing of Mgmt For For
Resolution 1, and for the purpose of ASX
Listing Rule 10.1 only, to approve any
acquisition or disposal of a substantial
asset from or to China Baowu Steel Group
Co. Ltd or its associates pursuant to a
Future Transaction (as defined in the
circular to shareholders).
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935782892
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2022 Annual Report Mgmt For For
2 Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3 Approval of the Directors' Remuneration Mgmt For For
Report
4 Approval of potential termination benefits Mgmt For For
5 To elect Kaisa Hietala as a Director Mgmt For For
6 To re-elect Dominic Barton BBM as a Mgmt For For
Director
7 To re-elect Megan Clark AC as a Director Mgmt For For
8 To re-elect Peter Cunningham as a Director Mgmt For For
9 To re-elect Simon Henry as a Director Mgmt For For
10 To re-elect Sam Laidlaw as a Director Mgmt For For
11 To re-elect Simon McKeon AO as a Director Mgmt For For
12 To re-elect Jennifer Nason as a Director Mgmt For For
13 To re-elect Jakob Stausholm as a Director Mgmt For For
14 To re-elect Ngaire Woods CBE as a Director Mgmt For For
15 To re-elect Ben Wyatt as a Director Mgmt For For
16 Re-appointment of auditors of Rio Tinto plc Mgmt For For
17 Remuneration of auditors Mgmt For For
18 Authority to make political donations Mgmt For For
19 General authority to allot shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Authority to purchase Rio Tinto plc shares Mgmt For For
22 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
SANOFI Agenda Number: 935860189
--------------------------------------------------------------------------------------------------------------------------
Security: 80105N105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: SNY
ISIN: US80105N1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the individual company Mgmt For For
financial statements for the year ended
December 31, 2022
O2 Approval of the consolidated financial Mgmt For For
statements for the year ended December 31,
2022
O3 Appropriation of profits for the year ended Mgmt For For
December 31, 2022 and declaration of
dividend
O4 Appointment of Frederic Oudea as a director Mgmt For For
O5 Approval of the report on the compensation Mgmt For For
of corporate officers issued in accordance
with Article L. 22-10-9 of the French
Commercial Code
O6 Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2022 to Serge
Weinberg, Chairman of the Board
O7 Approval of the components of the Mgmt For For
compensation paid or awarded in respect of
the year ended December 31, 2022 to Paul
Hudson, Chief Executive Officer
O8 Setting the compensation for directors Mgmt For For
O9 Approval of the compensation policy for Mgmt For For
directors
O10 Approval of the compensation policy for the Mgmt For For
Chairman of the Board of Directors
O11 Approval of the compensation policy for the Mgmt For For
Chief Executive Officer
O12 Reappointment of Pricewaterhouse Coopers Mgmt Against Against
Audit as a statutory auditor
O13 Ratification of the transfer of the Mgmt For For
registered office (ratification of the
decision of the Board of Directors to
...(due to space limits, see proxy material
for full proposal).
O14 Authorization to the Board of Directors to Mgmt For For
carry out transactions in the Company's
shares (usable outside the period of a
public tender offer)
E15 Authorization to the Board of Directors to Mgmt For For
reduce the share capital by cancellation of
treasury shares
E16 Delegation to the Board of Directors of Mgmt For For
competence to decide to issue, with
shareholders' preemptive rights maintained,
shares ...(due to space limits, see proxy
material for full proposal).
E17 Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy material for full
proposal).
E18 Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy material for full
proposal).
E19 Delegation to the Board of Directors of Mgmt For For
competence to decide to ...(due to space
limits, see proxy material for full
proposal).
E20 Delegation to the Board of Directors of Mgmt For For
competence to increase ...(due to space
limits, see proxy material for full
proposal).
E21 Delegation to the Board of Directors of Mgmt For For
competence with a view ...(due to space
limits, see proxy material for full
proposal).
E22 Delegation to the Board of Directors of Mgmt For For
competence to decide to carry out increases
in the share capital by incorporation of
share premium, reserves, profits or other
items (usable outside the period of a
public tender offer)
E23 Delegation to the Board of Directors of Mgmt For For
competence to decide on the issuance of
shares or securities giving access to the
Company's share capital reserved for
members of savings plans, with waiver of
preemptive rights in their favor.
24 Powers to carry out formalities (Ordinary & Mgmt For For
Extraordinary Business)
--------------------------------------------------------------------------------------------------------------------------
SHELL PLC Agenda Number: 935844426
--------------------------------------------------------------------------------------------------------------------------
Security: 780259305
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: SHEL
ISIN: US7802593050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Annual Report & Accounts be received Mgmt For For
2. Approval of Directors' Remuneration Policy Mgmt For For
3. Approval of Directors' Remuneration Report Mgmt For For
4. Appointment of Wael Sawan as a Director of Mgmt For For
the Company
5. Appointment of Cyrus Taraporevala as a Mgmt For For
Director of the Company
6. Appointment of Sir Charles Roxburgh as a Mgmt For For
Director of the Company
7. Appointment of Leena Srivastava as a Mgmt For For
Director of the Company
8. Reappointment of Sinead Gorman as a Mgmt For For
Director of the Company
9. Reappointment of Dick Boer as a Director of Mgmt For For
the Company
10. Reappointment of Neil Carson as a Director Mgmt Against Against
of the Company
11. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company
12. Reappointment of Jane Holl Lute as a Mgmt For For
Director of the Company
13. Reappointment of Catherine Hughes as a Mgmt Against Against
Director of the Company
14. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company
15. Reappointment of Abraham (Bram) Schot as a Mgmt Against Against
Director of the Company
16. Reappointment of Auditors Mgmt Against Against
17. Remuneration of Auditors Mgmt Against Against
18. Authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to make on market purchases of Mgmt For For
own shares
21. Authority to make off market purchases of Mgmt For For
own shares
22. Authority to make certain donations/incur Mgmt For For
expenditure
23. Adoption of new Articles of Association Mgmt For For
24. Approval of Shell's Share Plan ('Plan') Mgmt Against Against
rules and authority to adopt schedules to
the Plan
25. Approve Shell's Energy Transition Progress Mgmt For For
26. Shareholder resolution Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935824272
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Balance Sheet, Financial Statements, Mgmt For
Annual Report, Account Inspectors Report,
and External Auditors' Report for the
business year ended December 31, 2022.
2. Designation of the External Auditing Mgmt For
Company.
3. Designation of the Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of the final dividend. Mgmt For
8A. Antonio Gil Nievas, nominated as a Board Mgmt Against
member (Please note that you can vote "FOR"
for option "A", or option "B" only. If you
vote "FOR" for more than one option, the
ballot on this resolution will not count.)
8B. Board Election (Please note that you can Mgmt For
vote "FOR" for option "A", or option "B"
only. If you vote "FOR" for more than one
option, the ballot on this resolution will
not count.)
9. Board of Directors and Board committees Mgmt For
compensation structure.
10. Designation of the newspaper for corporate Mgmt For
publications; general corporate information
matters and execution of shareholders'
meeting resolutions.
--------------------------------------------------------------------------------------------------------------------------
SONY GROUP CORPORATION Agenda Number: 935876714
--------------------------------------------------------------------------------------------------------------------------
Security: 835699307
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: SONY
ISIN: US8356993076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kenichiro Yoshida Mgmt For For
1b. Election of Director: Hiroki Totoki Mgmt For For
1c. Election of Director: Yoshihiko Hatanaka Mgmt For For
1d. Election of Director: Toshiko Oka Mgmt For For
1e. Election of Director: Sakie Akiyama Mgmt For For
1f. Election of Director: Wendy Becker Mgmt For For
1g. Election of Director: Keiko Kishigami Mgmt For For
1h. Election of Director: Joseph A. Kraft Jr. Mgmt For For
1i. Election of Director: Neil Hunt Mgmt For For
1j. Election of Director: William Morrow Mgmt For For
2. To issue Stock Acquisition Rights for the Mgmt For For
purpose of granting stock options.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935863298
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To accept 2022 Business Report and Mgmt For For
Financial Statements
2. To approve the issuance of employee Mgmt For For
restricted stock awards for year 2023
3. To revise the Procedures for Endorsement Mgmt For For
and Guarantee
4. In order to reflect the Audit Committee Mgmt For For
name change to the Audit and Risk
Committee, to revise the name of Audit
Committee in the following TSMC policies:
i. Procedures for Acquisition or Disposal
of Assets ii. Procedures for Financial
Derivatives Transactions iii. Procedures
for Lending Funds to Other Parties iv.
Procedures for Endorsement and Guarantee
--------------------------------------------------------------------------------------------------------------------------
TENARIS, S.A. Agenda Number: 935844490
--------------------------------------------------------------------------------------------------------------------------
Security: 88031M109
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: TS
ISIN: US88031M1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of (i) the Company's 2022 Mgmt For
annual report containing the consolidated
management report and related management
certifications on the Company's
consolidated financial statements as of and
for the year ended 31st December 2022, and
on the annual accounts as at 31st December
2022, and the external auditors' reports on
such consolidated financial statements and
annual accounts; and (ii) the Company's
2022 annual sustainability report
containing the non-financial statement.
2. Approval of the Company's consolidated Mgmt For
financial statements as of and for the year
ended 31st December 2022.
3. Approval of the Company's annual accounts Mgmt For
as at 31st December 2022.
4. Allocation of results and approval of Mgmt For
dividend payment for the year ended 31st
December 2022.
5. Discharge of the members of the Board of Mgmt For
Directors for the exercise of their mandate
throughout the year ended 31st December
2022.
6. Election of the members of the Board of Mgmt Against
Directors.
7. Approval of the compensation payable to the Mgmt For
members of the Board of Directors for the
year ending 31st December 2023.
8. Approval of the Company's compensation Mgmt For
report for the year ended 31st December
2022.
9. Appointment of the external auditors for Mgmt For
the fiscal year ending 31st December
2023,and approval of their fees.
10. Appointment of the external auditors for Mgmt For
the fiscal year ending 31st December 2024.
11. Authorization to the Board of Directors to Mgmt For
cause the distribution of all shareholder
communications, including its shareholder
meeting and proxy materials and annual
reports to shareholders, by such electronic
means as is permitted by any applicable
laws or regulations
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 935807810
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of the Company's 2022 Annual Mgmt For For
Report containing the consolidated
management report and independent auditors
report on the Company's consolidated
financial statements as of December 31,
2022; and the Company's annual accounts as
of December 31, 2022 and the independent
auditors report thereon. Approval of the
Company's consolidated financial statements
as of December 31, 2022 and 2021 and for
the years ended December 31, 2022, 2021 and
2020.
2. Consideration of the independent auditor's Mgmt For For
report on the Company's annual accounts.
Approval of the Company's annual accounts
as at December 31, 2022.
3. Allocation of results for the year ended Mgmt For For
December 31, 2022.
4. Discharge of members of the Board of Mgmt For For
Directors for the exercise of their mandate
during the year ended December 31, 2022.
5. Election of the members of the Board of Mgmt Against Against
Directors.
6. Authorization of the compensation to the Mgmt For For
members of the Board of Directors for the
year 2023.
7. Appointment of the independent auditors for Mgmt Against Against
the fiscal year ending December 31, 2023
and approval of their fees.
8. Authorization to the Board of Directors to Mgmt For For
appoint one or more of its members as the
Company's attorney-in-fact.
--------------------------------------------------------------------------------------------------------------------------
TOTAL ENERGIES SE Agenda Number: 935861636
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: TTE
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2022
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2022
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2022
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
to trade in the Corporation shares
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
O6 Renewal of Ms. Marie-Christine Mgmt For For
Coisne-Roquette's term as director
O7 Renewal of Mr. Mark Cutifani's term as Mgmt For For
director
O8 Appointment of Mr. Dierk Paskert as Mgmt For For
director
O9 Appointment of Ms. Anelise Lara as director Mgmt For For
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code
O11 Setting of the amount of directors' Mgmt For For
aggregate annual compensation and approval
of the compensation policy applicable to
directors
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2022 or
allocated for that year to Mr. Patrick
Pouyanne, Chairman and Chief Executive
Officer
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer
O14 Opinion on the Sustainability & Climate - Mgmt For For
Progress Report 2023, reporting on the
progress made in the implementation of the
Corporation's ambition with respect to
sustainable development and energy
transition towards carbon neutrality and
its related targets by 2030 and
complementing this ambition
E15 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Corporation free shares,
existing or to be issued, for the benefit
of the Company employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued
E16 Delegation of competence granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, to proceed to capital
increases, with cancellation of the
shareholders' preemptive subscription
right, reserved to members of a company or
group savings plan
E17 Elimination of double voting rights - Mgmt For For
Amendment to Article 18of the Corporation's
Articles of Association - Powers to
carryout formalities
A Shareholder resolution on targets for Shr For
indirect Scope 3emissions (advisory vote)
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 935876702
--------------------------------------------------------------------------------------------------------------------------
Security: 892331307
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: TM
ISIN: US8923313071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Akio Toyoda Mgmt For For
1b. Election of Director: Shigeru Hayakawa Mgmt For For
1c. Election of Director: Koji Sato Mgmt For For
1d. Election of Director: Hiroki Nakajima Mgmt For For
1e. Election of Director: Yoichi Miyazaki Mgmt For For
1f. Election of Director: Simon Humphries Mgmt For For
1g. Election of Director: Ikuro Sugawara Mgmt For For
1h. Election of Director: Sir Philip Craven Mgmt For For
1i. Election of Director: Masahiko Oshima Mgmt For For
1j. Election of Director: Emi Osono Mgmt For For
2a. Election of Audit & Supervisory Board Mgmt For For
Member: Katsuyuki Ogura
2b. Election of Audit & Supervisory Board Mgmt For For
Member: Takeshi Shirane
2c. Election of Audit & Supervisory Board Mgmt For For
Member: Ryuji Sakai
2d. Election of Audit & Supervisory Board Mgmt For For
Member: Catherine O'Connell
3. Election of Substitute Audit & Supervisory Mgmt For For
Board Member: Maoko Kikuchi
4. Partial Amendments to the Articles of Mgmt Against For
Incorporation (Annual review and report on
impact on TMC caused by climate-related
lobbying activities and the alignment with
the goals of the Paris Agreement)
--------------------------------------------------------------------------------------------------------------------------
UBS GROUP AG Agenda Number: 935801616
--------------------------------------------------------------------------------------------------------------------------
Security: H42097107
Meeting Type: Annual
Meeting Date: 05-Apr-2023
Ticker: UBS
ISIN: CH0244767585
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the UBS Group AG management Mgmt For For
report and consolidated and standalone
financial statements for the 2022 financial
year
2. Advisory vote on the UBS Group AG Mgmt For For
Compensation Report 2022
3. Advisory vote on the UBS Group AG Mgmt For For
Sustainability Report 2022
4. Appropriation of total profit and Mgmt For For
distribution of ordinary dividend out of
total profit and capital contribution
reserve
5.1 Amendments related to the General Meeting Mgmt For For
(section 3 A., excluding article 10a
paragraph 2)
5.2 Vote on virtual General Meetings (article Mgmt For For
10a paragraph 2)
5.3 Amendments related to the Board of Mgmt For For
Directors (section 3 B.), Group Executive
Board (section 3 C.) and compensation of
the members of the Board and the Group
Executive Board (section 5)
5.4 General amendments Mgmt For For
6. Discharge of the members of the Board of Mgmt For For
Directors and the Group Executive Board for
the 2022 financial year
7a. Re-election of the member of the Board of Mgmt For For
Director: Colm Kelleher, as Chairman of the
Board of Director
7b. Re-election of the member of the Board of Mgmt For For
Director: Lukas Gahwiler
7c. Re-election of the member of the Board of Mgmt For For
Director: Jeremy Anderson
7d. Re-election of the member of the Board of Mgmt For For
Director: Claudia Bockstiegel
7e. Re-election of the member of the Board of Mgmt For For
Director: William C. Dudley
7f. Re-election of the member of the Board of Mgmt For For
Director: Patrick Firmenich
7g. Re-election of the member of the Board of Mgmt For For
Director: Fred Hu
7h. Re-election of the member of the Board of Mgmt For For
Director: Mark Hughes
7i. Re-election of the member of the Board of Mgmt For For
Director: Nathalie Rachou
7j. Re-election of the member of the Board of Mgmt For For
Director: Julie G. Richardson
7k. Re-election of the member of the Board of Mgmt For For
Director: Dieter Wemmer
7l. Re-election of the member of the Board of Mgmt For For
Director: Jeanette Wong
8.1 Re-election of the member of the Mgmt For For
Compensation Committee: Julie G. Richardson
8.2 Re-election of the member of the Mgmt For For
Compensation Committee: Dieter Wemmer
8.3 Re-election of the member of the Mgmt For For
Compensation Committee: Jeanette Wong
9.1 Approval of the maximum aggregate amount of Mgmt For For
compensation for the members of the Board
from the 2023 AGM to the 2024 AGM
9.2 Approval of the aggregate amount of Mgmt For For
variable compensation for members of the
Group Executive Board for 2022 financial
year
9.3 Approval of the maximum aggregate amount of Mgmt For For
fixed compensation for members of Group
Executive Board for 2024 financial year
10a Re-election of the independent proxy, ADB Mgmt For For
Altorfer Duss & Beilstein AG, Zurich
10b Re-election of the auditors, Ernst & Young Mgmt For For
Ltd, Basel
11 Ordinary reduction of share capital by way Mgmt For For
of cancellation of shares repurchased under
the 2021 share repurchase program
12 Approval of a new 2023 share repurchase Mgmt For For
program
13a Ordinary reduction of the share capital by Mgmt For For
way of reduction of the nominal value per
share
13b Conversion of currency of the share capital Mgmt For For
of UBS Group AG: Change of currency of the
share capital
14 Instruction for the exercise of voting Mgmt Against
rights for motions not published. In the
event that, at the Annual General Meeting,
shareholders or the Board of Directors make
additional or amending motions to the
published agenda items and / or put forward
new motions pursuant to Article 704b of the
Swiss Code of Obligations, I / we instruct
the independent proxy to act as follows.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935793124
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2022.
2. To approve the Directors' Remuneration Mgmt Against Against
Report.
3. To re-elect Nils Andersen as a Director. Mgmt Against Against
4. To re-elect Judith Hartmann as a Director. Mgmt For For
5. To re-elect Adrian Hennah as a Director. Mgmt For For
6. To re-elect Alan Jope as a Director. Mgmt For For
7. To re-elect Andrea Jung as a Director. Mgmt Against Against
8. To re-elect Susan Kilsby as a Director. Mgmt For For
9. To re-elect Ruby Lu as a Director. Mgmt Against Against
10. To re-elect Strive Masiyiwa as a Director. Mgmt For For
11. To re-elect Youngme Moon as a Director. Mgmt For For
12. To re-elect Graeme Pitkethly as a Director. Mgmt For For
13. To re-elect Feike Sijbesma as a Director. Mgmt For For
14. To elect Nelson Peltz as a Director. Mgmt Against Against
15. To elect Hein Schumacher as a Director. Mgmt For For
16. To reappoint KPMG LLP as Auditor of the Mgmt Against Against
Company.
17. To authorise the Directors to fix the Mgmt Against Against
remuneration of the Auditor.
18. To authorise Political Donations and Mgmt For For
expenditure.
19. To renew the authority to Directors to Mgmt For For
issue shares.
20. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
22. To renew the authority to the Company to Mgmt Against Against
purchase its own shares.
23. To shorten the notice period for General Mgmt For For
Meetings to 14 clear days' notice.
--------------------------------------------------------------------------------------------------------------------------
UNITED MICROELECTRONICS CORPORATION Agenda Number: 935843599
--------------------------------------------------------------------------------------------------------------------------
Security: 910873405
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: UMC
ISIN: US9108734057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Company's 2022 business report and Mgmt For For
financial statements
2. The Company's 2022 earnings distribution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935743751
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 21-Dec-2022
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
2. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
3. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
4. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
5. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935824905
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4 Resolution 4 Mgmt No vote
5A Election of the Board of Directors by Mgmt No vote
Candidate: Daniel Andre Stieler
5B Election of the Board of Directors by Mgmt No vote
Candidate: Douglas James Upton
(independent)
5C Election of the Board of Directors by Mgmt No vote
Candidate: Fernando Jorge Buso Gomes
5D Election of the Board of Directors by Mgmt No vote
Candidate: Joao Luiz Fukunaga
5E Election of the Board of Directors by Mgmt No vote
Candidate: Jose Luciano Duarte Penido
(independent)
5F Election of the Board of Directors by Mgmt No vote
Candidate: Luis Henrique Cals de Beauclair
Guimaraes (independent)
5G Election of the Board of Directors by Mgmt No vote
Candidate: Manuel Lino Silva de Sousa
Oliveira (Ollie) (independent)
5H Election of the Board of Directors by Mgmt No vote
Candidate: Marcelo Gasparino da Silva
(independent)
5I Election of the Board of Directors by Mgmt No vote
Candidate: Paulo Hartung (independent)
5J Election of the Board of Directors by Mgmt No vote
Candidate: Rachel de Oliveira Maia
(independent)
5K Election of the Board of Directors by Mgmt No vote
Candidate: Shunji Komai
5L Election of the Board of Directors by Mgmt No vote
Candidate: Vera Marie Inkster (independent)
7A Election of the Board of Directors by Mgmt No vote
Cumulative voting: Daniel Andre Stieler
7B Election of the Board of Directors by Mgmt No vote
Cumulative voting: Douglas James Upton
(independent)
7C Election of the Board of Directors by Mgmt No vote
Cumulative voting: Fernando Jorge Buso
Gomes
7D Election of the Board of Directors by Mgmt No vote
Cumulative voting: Joao Luiz Fukunaga
7E Election of the Board of Directors by Mgmt No vote
Cumulative voting: Jose Luciano Duarte
Penido (independent)
7F Election of the Board of Directors by Mgmt No vote
Cumulative voting: Luis Henrique Cals de
Beauclair Guimaraes (independent)
7G Election of the Board of Directors by Mgmt No vote
Cumulative voting: Manuel Lino Silva de
Sousa Oliveira (Ollie) (independent)
7H Election of the Board of Directors by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva (independent)
7I Election of the Board of Directors by Mgmt No vote
Cumulative voting: Paulo Hartung
(independent)
7J Election of the Board of Directors by Mgmt No vote
Cumulative voting: Rachel de Oliveira Maia
(independent)
7K Election of the Board of Directors by Mgmt No vote
Cumulative voting: Shunji Komai
7L Election of the Board of Directors by Mgmt No vote
Cumulative voting: Vera Marie Inkster
(independent)
8A Election of Chairman of the Board of Mgmt No vote
Directors: Daniel Andre Stieler
9A Election of Vice-Chairman of the Board: Mgmt No vote
Marcelo Gasparino da Silva (independent)
10A Election of the Fiscal Council by Mgmt No vote
Candidate: Heloisa Belotti Bedicks /
Jandaraci Ferreira de Araujo
10B Election of the Fiscal Council by Mgmt No vote
Candidate: Marcio de Souza / Ana Maria
Loureiro Recart
10C Election of the Fiscal Council by Mgmt No vote
Candidate: Paulo Clovis Ayres Filho /
Guilherme Jose de Vasconcelos Cerqueira
10D Election of the Fiscal Council by Mgmt No vote
Candidate: Raphael Manhaes Martins /
Adriana de Andrade Sole
11 Resolution 11 Mgmt No vote
E1 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 1
--------------------------------------------------------------------------------------------------------------------------
YPF SOCIEDAD ANONIMA Agenda Number: 935828903
--------------------------------------------------------------------------------------------------------------------------
Security: 984245100
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: YPF
ISIN: US9842451000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Appointment of two Shareholders to sign the Mgmt For For
minutes of the Meeting.
2. Waiver of the preemptive offer of shares to Mgmt For For
shareholders pursuant to Article 67 of Law
No. 26,831 regarding long-term share
compensation plans for employees, through
the acquisition of shares of the Company in
accordance with Article 64 et. seq. of Law
No. 26,831.
3. Consideration of the Annual Report, Mgmt For For
Informative Overview, Inventory, Statements
of Financial Position, Statements of
Comprehensive Income, Statements of Changes
in Shareholders' Equity, Statements of Cash
Flow, individual and consolidated with its
respective notes and related documentation,
and the Report of the Supervisory Committee
and Independent Auditor, corresponding to
Fiscal Year No. 46, which began on January
1, 2022 and ended on December 31, 2022.
4. Consideration of the accumulated results as Mgmt For For
of December 31, 2022. Constitution of
voluntary reserves.
5. Determination of the fees payable to the Mgmt For For
Independent Auditor for the fiscal year
ended December 31, 2022.
6. Appointment of the Independent Auditor who Mgmt For For
shall render an opinion on the annual
financial statements as of December 31,
2023 and determination of its remuneration.
7. Consideration of the performance of the Mgmt For
Board of Directors and the Supervisory
Committee for the fiscal year ended
December 31, 2022.
8. Consideration of the Remuneration of the Mgmt For For
Board of Directors for the fiscal year
ended December 31, 2022.
9. Consideration of the Remuneration of the Mgmt For For
Supervisory Committee for the fiscal year
ended December 31, 2022.
10. Determination of the number of regular and Mgmt For For
alternate members of the Supervisory
Committee.
12. Appointment of the regular and alternate Mgmt For
members of the Supervisory Committee for
Class D shares.
13. Determination of the number of regular and Mgmt For For
alternate members of the Board of
Directors.
15. Appointment of regular and alternate Mgmt For For
Directors for Class D shares and
determination of their tenure.
16. Determination of advance compensation to be Mgmt For For
received by the members of the Board of
Directors and the members of the
Supervisory Committee for the fiscal year
that began on January 1, 2023.
17. Ratification of the powers delegated to the Mgmt For For
Board of Directors to i) determine the
terms and conditions of the notes issued
under the Frequent Issuer Regime and ii) to
create Global Programs for the issuance of
negotiable obligations.
--------------------------------------------------------------------------------------------------------------------------
ZTO EXPRESS CAYMAN INC Agenda Number: 935870368
--------------------------------------------------------------------------------------------------------------------------
Security: 98980A105
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: ZTO
ISIN: US98980A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: To receive and Mgmt For For
consider the audited consolidated financial
statements of the Company and the report of
the auditor of the Company for the year
ended December 31, 2022.
2. As an ordinary resolution: To re-elect Mr. Mgmt For For
Hongqun HU as executive Director, subject
to his earlier resignation or removal.
3. As an ordinary resolution: To re-elect Mr. Mgmt Against Against
Xing LIU as non- executive Director,
subject to his earlier resignation or
removal.
4. As an ordinary resolution: To re-elect Mr. Mgmt For For
Frank Zhen WEI as independent non-executive
Director, subject to his earlier
resignationor removal.
5. As an ordinary resolution: To authorize the Mgmt For For
Board to fix the remuneration of the
Directors.
6. As an ordinary resolution: To re-appoint Mgmt For For
Deloitte Touche Tohmatsu as auditor of the
Company to hold office until the conclusion
of the next annual general meeting of the
Company and to authorize the Board to fix
its remuneration for the year ending
December 31, 2023.
7. As an ordinary resolution: To grant a Mgmt For For
general mandate to the directors to issue,
allot, and deal with additional Class A
Ordinary Shares of the Company not
exceeding 20% of the total number of issued
and outstanding shares of the Company as at
the date of passing of this resolution.
8. As an ordinary resolution: To grant a Mgmt For For
general mandate to the directors to
repurchase Class A Ordinary Shares of the
Company not exceeding 10% of the total
number of issued and outstanding shares of
the Company as at the date of passing of
this resolution.
9. As an ordinary resolution: To extend the Mgmt For For
general mandate granted to the directors to
issue, allot and deal with additional Class
A Ordinary Shares of the Company by the
aggregate number of the Class A Ordinary
Shares repurchased by the Company.
Amplify Lithium & Battery Technology ETF
--------------------------------------------------------------------------------------------------------------------------
ADVANCED ENERGY SOLUTION HOLDING CO LT Agenda Number: 717166563
--------------------------------------------------------------------------------------------------------------------------
Security: G0097V108
Meeting Type: AGM
Meeting Date: 30-May-2023
Ticker:
ISIN: KYG0097V1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2022 Business Report and Financial Mgmt For For
Statements
2 The Proposal for Distribution of 2022 Mgmt For For
Earnings.PROPOSED CASH DIVIDEND:TWD 19 PER
SHARE.
3 Amendment of the Companys Articles of Mgmt Against Against
association.
4 Amendment of the Companys Rules of Mgmt Against Against
procedure of the shareholders meeting
5.1 THE ELECTION OF THE DIRECTOR.:Sung Fu Mgmt Against Against
Hsiang,SHAREHOLDER NO.00000001
5.2 THE ELECTION OF THE DIRECTOR.:Trend Power Mgmt Against Against
Technology Holdings Samoa Co
Ltd,SHAREHOLDER NO.00009667,SungWei Jer AS
REPRESENTATIVE
5.3 THE ELECTION OF THE DIRECTOR.:Cheng Duen Mgmt Against Against
Chian,SHAREHOLDER NO.A123299XXX
5.4 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:Hsueh Pin Pin,SHAREHOLDER
NO.A221369XXX
5.5 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:Yang Cheng Hsien,SHAREHOLDER
NO.E121550XXX
5.6 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:Chuang Shih Chang,SHAREHOLDER
NO.Q120660XXX
5.7 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:Kao Chih Ting,SHAREHOLDER
NO.A124736XXX
6 Proposal for Release of the Prohibition on Mgmt Against Against
Directors from Participation in Competitive
Businesse
--------------------------------------------------------------------------------------------------------------------------
AFRICAN RAINBOW MINERALS LIMITED Agenda Number: 716233729
--------------------------------------------------------------------------------------------------------------------------
Security: S01680107
Meeting Type: AGM
Meeting Date: 01-Dec-2022
Ticker:
ISIN: ZAE000054045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.O.1 RE-ELECTION OF MR M ARNOLD Mgmt For For
2.O.2 RE-ELECTION OF MR TA BOARDMAN Mgmt Against Against
3.O.3 RE-ELECTION OF MS PJ MNISI Mgmt For For
4.O.4 RE-ELECTION OF MR JC STEENKAMP Mgmt For For
5.O.5 ELECTION OF MR B KENNEDY Mgmt For For
6.O.6 ELECTION OF MR B NQWABABA Mgmt For For
7.O.7 REAPPOINTMENT OF EXTERNAL AUDITOR AND Mgmt For For
DESIGNATED AUDITOR: RESOLVED THAT THE
REAPPOINTMENT OF ERNST & YOUNG INC. AS THE
EXTERNAL AUDITOR OF THE COMPANY BE AND IS
HEREBY APPROVED AND THAT MR PD GROBBELAAR
BE AND IS HEREBY REAPPOINTED AS THE PERSON
DESIGNATED TO ACT ON BEHALF OF THE EXTERNAL
AUDITOR FOR THE FINANCIAL YEAR ENDING 30
JUNE 2023, TO REMAIN IN OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING
8.O.8 APPOINTMENT OF EXTERNAL AUDITOR AND Mgmt For For
DESIGNATED AUDITOR IN RESPECT OF THE 2024
FINANCIAL YEAR: RESOLVED THAT THE
APPOINTMENT OF KPMG INC. AS THE EXTERNAL
AUDITOR OF THE COMPANY BE AND IS HEREBY
APPROVED AND THAT MS S LOONAT BE AND IS
HEREBY APPOINTED AS THE PERSON DESIGNATED
TO ACT ON BEHALF OF SUCH EXTERNAL AUDITOR
OF ARM, IN RESPECT OF THE 2024 FINANCIAL
YEAR
9O9.1 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
TA BOARDMAN
9O9.2 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
F ABBOTT
9O9.3 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
AD BOTHA
9O9.4 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
AK MADITSI
9O9.5 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MR
B NQWABABA
9O9.6 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: MS
PJ MNISI
9O9.7 TO INDIVIDUALLY ELECT THE FOLLOWING Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTORS AS
MEMBER OF THE AUDIT AND RISK COMMITTEE: DR
RV SIMELANE
10O10 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt Against Against
REMUNERATION POLICY
11O11 NON-BINDING ADVISORY VOTE ON THE COMPANY'S Mgmt Against Against
REMUNERATION IMPLEMENTATION REPORT
12O12 PLACING CONTROL OF AUTHORISED BUT UNISSUED Mgmt For For
COMPANY SHARES IN THE HANDS OF THE BOARD
13O13 GENERAL AUTHORITY TO ALLOT AND ISSUE SHARES Mgmt For For
FOR CASH
14O14 AMENDMENT OF THE RULES OF THE 2018 Mgmt For For
CONDITIONAL SHARE PLAN
15S11 TO INDIVIDUALLY AUTHORISE THE COMPANY TO Mgmt For For
PAY THE FOLLOWING REMUNERATION TO
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM 1
JULY 2022: ANNUAL RETAINER FEES AS OUTLINED
IN THE NOTICE OF ANNUAL GENERAL MEETING
15S12 TO INDIVIDUALLY AUTHORISE THE COMPANY TO Mgmt For For
PAY THE FOLLOWING REMUNERATION TO
NON-EXECUTIVE DIRECTORS WITH EFFECT FROM 1
JULY 2022: FEES FOR ATTENDING BOARD
MEETINGS AS OUTLINED THE NOTICE OF ANNUAL
GENERAL MEETING
16S2 COMMITTEE MEETING ATTENDANCE FEES WITH Mgmt For For
EFFECT FROM 1 JULY 2022 AS OUTLINED IN THE
NOTICE OF ANNUAL GENERAL MEETING
17S3 FINANCIAL ASSISTANCE - FOR SUBSCRIPTION FOR Mgmt For For
SECURITIES
18S4 FINANCIAL ASSISTANCE - FOR RELATED OR Mgmt For For
INTER-RELATED COMPANIES
19S5 ISSUE OF SHARES TO PERSONS LISTED IN Mgmt Against Against
SECTION 41(1) OF THE COMPANIES ACT IN
CONNECTION WITH THE COMPANY'S SHARE OR
EMPLOYEE INCENTIVE SCHEMES
20S6 GENERAL AUTHORITY TO REPURCHASE SHARES Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935783349
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for the Mgmt For For
ensuing year: M. Lauren Brlas
1b. Election of Director to serve for the Mgmt For For
ensuing year: Ralf H. Cramer
1c. Election of Director to serve for the Mgmt For For
ensuing year: J. Kent Masters, Jr.
1d. Election of Director to serve for the Mgmt For For
ensuing year: Glenda J. Minor
1e. Election of Director to serve for the Mgmt Against Against
ensuing year: James J. O'Brien
1f. Election of Director to serve for the Mgmt Against Against
ensuing year: Diarmuid B. O'Connell
1g. Election of Director to serve for the Mgmt Against Against
ensuing year: Dean L. Seavers
1h. Election of Director to serve for the Mgmt Against Against
ensuing year: Gerald A. Steiner
1i. Election of Director to serve for the Mgmt Against Against
ensuing year: Holly A. Van Deursen
1j. Election of Director to serve for the Mgmt Against Against
ensuing year: Alejandro D. Wolff
2. To approve the non-binding advisory Mgmt Against Against
resolution approving the compensation of
our named executive officers.
3. To vote on a non-binding advisory Mgmt 1 Year For
resolution recommending the frequency of
future advisory votes on the compensation
of our named executive officers.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
5. To approve the 2023 Stock Compensation and Mgmt For For
Deferral Election Plan for Non-Employee
Directors.
--------------------------------------------------------------------------------------------------------------------------
ALLKEM LIMITED Agenda Number: 716173529
--------------------------------------------------------------------------------------------------------------------------
Security: Q0226L103
Meeting Type: AGM
Meeting Date: 15-Nov-2022
Ticker:
ISIN: AU0000193666
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 8 TO 11 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF DIRECTOR - PETER COLEMAN Mgmt For For
3 RE-ELECTION OF DIRECTOR - RICHARD SEVILLE Mgmt Against Against
4 RE-ELECTION OF DIRECTOR - FERNANDO ORIS DE Mgmt For For
ROA
5 RE-ELECTION OF DIRECTOR - LEANNE HEYWOOD Mgmt For For
6 ADOPTION OF NEW CONSTITUTION Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 15
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 ADOPTION OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS (IN NEW CONSTITUTION)
8 APPROVAL OF NON-EXECUTIVE DIRECTOR SHARE Mgmt For For
PLAN AND GRANTS OF SHARE RIGHTS UNDER IT
9 APPROVAL OF PERFORMANCE RIGHTS AND OPTION Mgmt For For
PLAN AND ISSUES OF SECURITIES UNDER IT
10 GRANT OF STI PERFORMANCE RIGHTS TO THE CEO Mgmt For For
AND MANAGING DIRECTOR
11 GRANT OF LTI PERFORMANCE RIGHTS TO THE CEO Mgmt For For
AND MANAGING DIRECTOR
--------------------------------------------------------------------------------------------------------------------------
AMG ADVANCED METALLURGICAL GROUP NV Agenda Number: 716854270
--------------------------------------------------------------------------------------------------------------------------
Security: N04897109
Meeting Type: AGM
Meeting Date: 04-May-2023
Ticker:
ISIN: NL0000888691
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING Non-Voting
2.a. REPORT OF THE MANAGEMENT BOARD FOR THE 2022 Non-Voting
FINANCIAL YEAR INCLUDING DISCUSSION OF THE
ANNUAL REPORT 2022
2.b. REMUNERATION REPORT OF THE SUPERVISORY Mgmt For For
BOARD FOR THE 2022 FINANCIAL YEAR (ADVISORY
VOTING ITEM)
2.c. DISCUSSION OF THE DIVIDEND POLICY Non-Voting
3.a. ADOPTION OF THE 2022 FINANCIAL STATEMENTS Mgmt For For
3.b. PROPOSAL TO RESOLVE UPON (FINAL) DIVIDEND Mgmt For For
DISTRIBUTION
4. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE MANAGEMENT BOARD FOR THE 2022 FINANCIAL
YEAR
5. DISCHARGE OF LIABILITY OF THE MEMBERS OF Mgmt For For
THE SUPERVISORY BOARD FOR THE 2022
FINANCIAL YEAR
6. RE-APPOINTMENT OF DR. HEINZ SCHIMMELBUSCH Mgmt For For
AS MEMBER OF THE MANAGEMENT BOARD
7.a. RE-APPOINTMENT OF PROFESSOR STEVE HANKE AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
7.b. RE-APPOINTMENT OF MR. HERB DEPP AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
7.c. APPOINTMENT OF DR. ANNE ROBY AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
8. AMENDMENT OF THE ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
9.i. RENEWAL OF THE AUTHORIZATION TO (I) ISSUE Mgmt For For
SHARES AND/OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) TO RESTRICT OR EXCLUDE THE
PRE-EMPTIVE RIGHTS FOR GENERAL CORPORATE
PURPOSES, AND/OR FOR THE PURPOSE OF MERGERS
AND ACQUISITIONS, AND/OR FOR STRATEGIC
ALLIANCES AND/OR FOR FINANCIAL SUPPORT
ARRANGEMENTS: PROPOSAL TO AUTHORIZE THE
MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS
AS OF MAY 4, 2023, I.E., UP TO AND
INCLUDING NOVEMBER 3, 2024, SUBJECT TO THE
APPROVAL OF THE SUPERVISORY BOARD, TO ISSUE
SHARES IN THE COMPANY'S SHARE CAPITAL
AND/OR GRANT RIGHTS TO SUBSCRIBE FOR SHARES
IN THE COM. FOR FULL AGENDA SEE THE CBP
PORTAL OR THE CONVOCATION DOCUMENT
9.ii. RENEWAL OF THE AUTHORIZATION TO (I) ISSUE Mgmt For For
SHARES AND/OR GRANT RIGHTS TO ACQUIRE
SHARES AND (II) TO RESTRICT OR EXCLUDE THE
PRE-EMPTIVE RIGHTS FOR GENERAL CORPORATE
PURPOSES, AND/OR FOR THE PURPOSE OF MERGERS
AND ACQUISITIONS, AND/OR FOR STRATEGIC
ALLIANCES AND/OR FOR FINANCIAL SUPPORT
ARRANGEMENTS: PROPOSAL TO AUTHORIZE THE
MANAGEMENT BOARD FOR A PERIOD OF 18 MONTHS
AS OF MAY 4, 2023, I.E., UP TO AND
INCLUDING NOVEMBER 3, 2024 SUBJECT TO THE
APPROVAL OF THE SUPERVISORY BOARD, TO
RESTRICT OR EXCLUDE THE PRE-EMPTIVE RIGHTS
ACCRUING TO SHAREHOLDERS UPON AN ISSUANCE
AS REFERRED TO UNDER ITEM 9(I)
10. RENEWAL OF THE AUTHORIZATION TO ACQUIRE Mgmt For For
SHARES IN THE COMPANY'S OWN SHARE CAPITAL
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 879482 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
CMMT 03 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF
RESOLUTIONS 9.i, 9.ii. IF YOU HAVE ALREADY
SENT IN YOUR VOTES TO MID 882686, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ARGOSY MINERALS LTD Agenda Number: 716831688
--------------------------------------------------------------------------------------------------------------------------
Security: Q05260148
Meeting Type: AGM
Meeting Date: 27-Apr-2023
Ticker:
ISIN: AU000000AGY0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 1 AND VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT FROM THE
PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR BRUCE Mgmt For For
MCFADZEAN
3 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 717280262
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: AGM
Meeting Date: 26-Jun-2023
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0523/2023052300617.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0523/2023052300654.pdf
1 REPORT OF THE BOARD OF DIRECTORS FOR 2022 Mgmt For For
2 REPORT OF THE BOARD OF SUPERVISORS FOR 2022 Mgmt For For
3 FINANCIAL REPORT FOR 2022 Mgmt For For
4 PROFITS DISTRIBUTION AND DIVIDENDS Mgmt For For
DISTRIBUTION PLAN FOR 2022
5 RE-APPOINTMENT OF THE INTERNATIONAL AUDITOR Mgmt For For
AND DOMESTIC AUDITOR FOR 2023
6 PROPOSED APPOINTMENT OF NON-EXECUTIVE Mgmt For For
DIRECTOR OF THE COMPANY
7 PROPOSED APPOINTMENT OF SUPERVISOR OF THE Mgmt For For
COMPANY
8.1 ENTRY OF THE TRADEMARK LICENSING FRAMEWORK Mgmt For For
AGREEMENT WITH BAIC GROUP
8.2 REVISIONS TO THE ANNUAL CAPS FOR THE Mgmt For For
PURCHASE OF PRODUCTS AND SERVICES
TRANSACTIONS CONTEMPLATED UNDER THE
PRODUCTS AND SERVICES PURCHASING FRAMEWORK
AGREEMENT, FOR THE THREE YEARS ENDING 31
DECEMBER 2025
8.3 REVISIONS TO THE ANNUAL CAPS FOR THE SALE Mgmt For For
OF PRODUCTS TRANSACTIONS CONTEMPLATED UNDER
THE PROVISION OF PRODUCTS AND SERVICES
FRAMEWORK AGREEMENT, FOR THE THREE YEARS
ENDING 31 DECEMBER 2025
8.4 REVISIONS TO THE ANNUAL CAPS FOR THE Mgmt For For
MAXIMUM DAILY BALANCE OF DEPOSITS PLACED BY
THE GROUP WITH BAIC FINANCE, THE INTEREST
INCOME FROM DEPOSITS PLACED BY THE GROUP
WITH BAIC FINANCE AND CHARGES FOR OTHER
FINANCIAL SERVICES OF THE GROUP WITH BAIC
FINANCE UNDER THE FINANCIAL SERVICES
FRAMEWORK AGREEMENT, FOR THE THREE YEARS
ENDING 31 DECEMBER 2025
9 PROPOSED PROVISION OF FACILITY GUARANTEE TO Mgmt For For
BAIC HK
10 PROPOSED AMENDMENTS TO THE ARTICLES OF Mgmt For For
ASSOCIATION
11 GENERAL MANDATE FOR THE ISSUANCE OF BOND Mgmt For For
FINANCING INSTRUMENTS
12 GENERAL MANDATE FOR THE ISSUANCE OF SHARES Mgmt For For
13 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BAIC MOTOR CORPORATION LTD Agenda Number: 717280286
--------------------------------------------------------------------------------------------------------------------------
Security: Y0506H104
Meeting Type: CLS
Meeting Date: 26-Jun-2023
Ticker:
ISIN: CNE100001TJ4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0523/2023052300641.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0523/2023052300669.pdf
1 GENERAL MANDATE FOR THE REPURCHASE OF Mgmt For For
SHARES
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935721678
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 10-Nov-2022
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To elect Michelle Hinchliffe as a Director Mgmt For For
of BHP
3. To elect Catherine Tanna as a Director of Mgmt For For
BHP
4. To re-elect Terry Bowen as a Director of Mgmt For For
BHP
5. To re-elect Xiaoqun Clever as a Director of Mgmt For For
BHP
6. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP
7. To re-elect Gary Goldberg as a Director of Mgmt For For
BHP
8. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP
9. To re-elect Christine O'Reilly as a Mgmt For For
Director of BHP
10. To re-elect Dion Weisler as a Director of Mgmt For For
BHP
11. Adoption of the Remuneration Report Mgmt For For
12. Approval of equity grants to the Chief Mgmt For For
Executive Officer
13. Amendment to the constitution Shr Against For
14. Policy advocacy Shr Against For
15. Climate accounting and audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BLINK CHARGING CO. Agenda Number: 935664222
--------------------------------------------------------------------------------------------------------------------------
Security: 09354A100
Meeting Type: Annual
Meeting Date: 11-Jul-2022
Ticker: BLNK
ISIN: US09354A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael D. Farkas Mgmt For For
Brendan S. Jones Mgmt For For
Louis R. Buffalino Mgmt Withheld Against
Jack Levine Mgmt Withheld Against
Kenneth R. Marks Mgmt For For
Ritsaart van Montfrans Mgmt Withheld Against
2. Ratify the appointment of Marcum LLP as our Mgmt For For
independent registered public accounting
firm for the year ending December 31, 2022.
3. Advisory vote to approve executive Mgmt Against Against
compensation ("say-on-pay" vote).
--------------------------------------------------------------------------------------------------------------------------
BYD COMPANY LTD Agenda Number: 717077792
--------------------------------------------------------------------------------------------------------------------------
Security: Y1023R104
Meeting Type: AGM
Meeting Date: 08-Jun-2023
Ticker:
ISIN: CNE100000296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0418/2023041801055.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0418/2023041801069.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
BOARD OF DIRECTORS OF THE COMPANY (THE
BOARD) FOR THE YEAR ENDED 31 DECEMBER 2022
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORY COMMITTEE OF THE COMPANY (THE
SUPERVISORY COMMITTEE) FOR THE YEAR ENDED
31 DECEMBER 2022
3 TO CONSIDER AND APPROVE THE AUDITED Mgmt For For
FINANCIAL REPORT OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2022
4 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2022 AND THE SUMMARY THEREOF
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2022
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG HUA MING LLP AS THE SOLE
EXTERNAL AUDITOR AND INTERNAL CONTROL AUDIT
INSTITUTION OF THE COMPANY FOR THE
FINANCIAL YEAR OF 2023 AND TO HOLD OFFICE
UNTIL THE NEXT ANNUAL GENERAL MEETING OF
THE COMPANY, AND TO AUTHORISE THE BOARD AND
THE BOARD DELEGATES THE MANAGEMENT OF THE
COMPANY TO DETERMINE THEIR REMUNERATION
7 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEES BY THE GROUP
8 TO CONSIDER AND APPROVE THE ESTIMATED CAP Mgmt For For
OF ORDINARY CONNECTED TRANSACTIONS OF THE
GROUP FOR THE YEAR 2023
9 TO CONSIDER AND APPROVE: (A) THE GRANT TO Mgmt For For
THE BOARD A GENERAL MANDATE TO ALLOT, ISSUE
AND DEAL WITH ADDITIONAL H SHARES IN THE
CAPITAL OF THE COMPANY SUBJECT TO THE
FOLLOWING CONDITIONS: (I) THAT THE
AGGREGATE NOMINAL AMOUNT OF H SHARES OF THE
COMPANY ALLOTTED, ISSUED AND DEALT WITH OR
AGREED CONDITIONALLY OR UNCONDITIONALLY TO
BE ALLOTTED, ISSUED OR DEALT WITH BY THE
BOARD PURSUANT TO THE GENERAL MANDATE SHALL
NOT EXCEED 20 PER CENT OF THE AGGREGATE
NOMINAL AMOUNT OF H SHARES OF THE COMPANY
IN ISSUE (II) THAT THE EXERCISE OF THE
GENERAL MANDATE SHALL BE SUBJECT TO ALL
GOVERNMENTAL AND/OR REGULATORY APPROVAL(S),
IF ANY, AND APPLICABLE LAWS (INCLUDING BUT
WITHOUT LIMITATION, THE COMPANY LAW OF THE
PRC AND THE RULES GOVERNING THE LISTING OF
SECURITIES ON THE STOCK EXCHANGE OF HONG
KONG LIMITED (THE LISTING RULES)) (III)
THAT THE GENERAL MANDATE SHALL REMAIN VALID
UNTIL THE EARLIEST OF (1) THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING OF THE
COMPANY; OR (2) THE EXPIRATION OF A
12-MONTH PERIOD FOLLOWING THE PASSING OF
THIS RESOLUTION; OR (3) THE DATE ON WHICH
THE AUTHORITY SET OUT IN THIS RESOLUTION IS
REVOKED OR VARIED BY A SPECIAL RESOLUTION
OF THE SHAREHOLDERS OF THE COMPANY IN A
GENERAL MEETING; AND (B) THE AUTHORISATION
TO THE BOARD TO APPROVE, EXECUTE AND DO OR
PROCURE TO BE EXECUTED AND DONE, ALL SUCH
DOCUMENTS, DEEDS AND THINGS AS IT MAY
CONSIDER NECESSARY OR EXPEDIENT IN
CONNECTION WITH THE ALLOTMENT AND ISSUE OF
ANY NEW SHARES PURSUANT TO THE EXERCISE OF
THE GENERAL MANDATE REFERRED TO IN
PARAGRAPH (A) OF THIS RESOLUTION
10 TO CONSIDER AND APPROVE A GENERAL AND Mgmt For For
UNCONDITIONAL MANDATE TO THE DIRECTORS OF
BYD ELECTRONIC (INTERNATIONAL) COMPANY
LIMITED (BYD ELECTRONIC) TO ALLOT, ISSUE
AND DEAL WITH NEW SHARES OF BYD ELECTRONIC
NOT EXCEEDING 20 PER CENT OF THE NUMBER OF
THE ISSUED SHARES OF BYD ELECTRONIC
11 TO CONSIDER AND APPROVE THE AUTHORISATION Mgmt For For
TO THE BOARD TO DETERMINE THE PROPOSED PLAN
FOR THE ISSUANCE OF DEBT FINANCING
INSTRUMENT(S)
12 TO CONSIDER AND APPROVE MATTERS IN Mgmt For For
CONNECTION WITH THE PURCHASE OF LIABILITY
INSURANCE FOR THE COMPANY AND ALL
DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT
AND OTHER RELATED PERSONS, AND SUBJECT TO
OBTAINING AUTHORIZATION FROM GENERAL
MEETING, TO AGREE WITH THE DELEGATION OF
THE BOARD TO AUTHORIZE THE CHAIRMAN OR ITS
AUTHORISED PERSONS TO APPROVE AND HANDLE
MATTERS IN CONNECTION WITH THE PURCHASE OF
LIABILITY INSURANCE FOR THE COMPANY AND ALL
DIRECTORS, SUPERVISORS, AND SENIOR
MANAGEMENT (INCLUDING BUT NOT LIMITED TO
THE DETERMINATION OF OTHER RELATED
RESPONSIBLE PERSONS, THE DETERMINATION OF
THE INSURANCE COMPANY, THE DETERMINATION OF
THE INSURANCE AMOUNT, THE PREMIUM AND OTHER
INSURANCE CLAUSES, THE SIGNING OF RELEVANT
LEGAL DOCUMENTS AND DEALING WITH OTHER
MATTERS RELATING TO THE PURCHASE OF
INSURANCE, ETC.), AND TO DEAL WITH MATTERS
RELATING TO THE RENEWAL OR REPURCHASE OF
THE INSURANCE UPON OR BEFORE THE EXPIRATION
OF THE ABOVEMENTIONED LIABILITY INSURANCE
CONTRACTS
13 TO CONSIDER AND APPROVE THE COMPLIANCE Mgmt For For
MANUAL IN RELATION TO CONNECTED TRANSACTION
OF THE COMPANY AS SET OUT IN APPENDIX I TO
THE CIRCULAR DATED 19 APRIL 2023 OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CALB CO., LTD. Agenda Number: 716474438
--------------------------------------------------------------------------------------------------------------------------
Security: Y1083U104
Meeting Type: EGM
Meeting Date: 18-Jan-2023
Ticker:
ISIN: CNE100005LL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1230/2022123001334.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1230/2022123001400.pdf
1 TO CONSIDER AND APPROVE (I) THE 2023 Mgmt For For
ENTRUSTED PROCESSING FRAMEWORK AGREEMENT,
THE TRANSACTIONS CONTEMPLATED THEREUNDER
AND THE PROPOSED ANNUAL CAPS FOR THE YEAR
ENDING DECEMBER 31, 2023; AND (II) THE
AUTHORIZATION OF ANY ONE DIRECTOR OF THE
COMPANY TO DO ALL SUCH ACTS AND THINGS AND
SIGN ALL SUCH DOCUMENTS (UNDER SEAL, IF
NECESSARY) AND TO TAKE ALL SUCH STEPS AS
HE/HER CONSIDERS NECESSARY OR EXPEDIENT OR
DESIRABLE IN CONNECTION WITH OR TO GIVE
EFFECT TO THE 2023 ENTRUSTED PROCESSING
FRAMEWORK AGREEMENT AND TO IMPLEMENT THE
TRANSACTIONS CONTEMPLATED THEREUNDER AND TO
AGREE TO SUCH VARIATION, AMENDMENT OR
WAIVER AS ARE, IN THE OPINION OF SUCH
DIRECTOR OF THE COMPANY, IN THE INTERESTS
OF THE COMPANY
2 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE CHANGES IN ACCOUNTING POLICIES RELATING
TO GOVERNMENT GRANTS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CALB CO., LTD. Agenda Number: 716491129
--------------------------------------------------------------------------------------------------------------------------
Security: Y1083U104
Meeting Type: EGM
Meeting Date: 31-Jan-2023
Ticker:
ISIN: CNE100005LL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0105/2023010501319.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0105/2023010501341.pdf
O.1 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE RE-APPOINTMENT OF DOMESTIC
AUDITING FIRM OF THE COMPANY FOR THE YEAR
OF 2022
O.2 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE APPOINTMENT OF OVERSEAS
AUDITING FIRM OF THE COMPANY FOR THE YEAR
OF 2022
S.1 TO CONSIDER AND APPROVE THE RESOLUTION Mgmt For For
REGARDING THE CHANGES TO THE COMPANY
PROFILE AND AMENDMENTS TO THE ARTICLES OF
ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
CALB GROUP CO., LTD. Agenda Number: 717385276
--------------------------------------------------------------------------------------------------------------------------
Security: Y1083U104
Meeting Type: AGM
Meeting Date: 30-Jun-2023
Ticker:
ISIN: CNE100005LL8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0607/2023060700308.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0607/2023060700449.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE REPORT OF THE BOARD OF THE
COMPANY FOR THE YEAR OF 2022
2 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR OF
2022
3 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS AND AUDITORS REPORT OF
THE COMPANY FOR THE YEAR ENDED DECEMBER 31,
2022
4 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE ANNUAL REPORT OF THE COMPANY
FOR THE YEAR OF 2022
5 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE RE-APPOINTMENT OF DOMESTIC
AUDITOR OF THE COMPANY FOR THE YEAR OF 2023
6 TO CONSIDER AND APPROVE THE PROPOSAL Mgmt For For
REGARDING THE RE-APPOINTMENT OF AUDITOR FOR
H SHARES OF THE COMPANY FOR THE YEAR OF
2023
--------------------------------------------------------------------------------------------------------------------------
CHARGEPOINT HOLDINGS, INC. Agenda Number: 935665111
--------------------------------------------------------------------------------------------------------------------------
Security: 15961R105
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: CHPT
ISIN: US15961R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Harris Mgmt For For
Susan Heystee Mgmt For For
G. Richard Wagoner, Jr. Mgmt For For
2. The ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2023.
3. The advisory approval of the compensation Mgmt Against Against
of our named executive officers
("Say-on-Pay").
4. The preferred frequency of holding future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
CMOC GROUP LIMITED Agenda Number: 717041280
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: EGM
Meeting Date: 05-May-2023
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0413/2023041300477.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0413/2023041300507.pdf
1 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF GUARANTEES BY THE COMPANY TO
ITS CONTROLLED SUBSIDIARIES
2 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
ABSORPTION AND MERGER OF THE WHOLLY-OWNED
SUBSIDIARIES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
CMOC GROUP LIMITED Agenda Number: 717163567
--------------------------------------------------------------------------------------------------------------------------
Security: Y1503Z105
Meeting Type: AGM
Meeting Date: 09-Jun-2023
Ticker:
ISIN: CNE100000114
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042804335.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042804393.pdf
1 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE BOARD OF DIRECTORS OF THE
COMPANY FOR THE YEAR 2022
2 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
REPORT OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2022
3 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
ANNUAL REPORT OF THE COMPANY FOR THE YEAR
2022
4 TO RECEIVE AND CONSIDER THE PROPOSAL ON THE Mgmt For For
FINANCIAL REPORT AND FINANCIAL STATEMENTS
OF THE COMPANY FOR THE YEAR 2022
5 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2022
6 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt Against Against
RE-APPOINTMENT OF THE EXTERNAL AUDITORS OF
THE COMPANY FOR THE YEAR 2023
7 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
BUDGET REPORT OF THE COMPANY FOR THE YEAR
2023
8 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND
9 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PURCHASE OF WEALTH MANAGEMENT OR ENTRUSTED
WEALTH MANAGEMENT PRODUCTS WITH INTERNAL
IDLE FUND
10 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
EXTERNAL GUARANTEE ARRANGEMENTS FOR THE
YEAR 2023 OF THE COMPANY
11 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
AUTHORIZATION TO THE BOARD (THE "BOARD") OF
THE COMPANY TO DECIDE ON ISSUANCE OF DEBT
FINANCING INSTRUMENTS
12 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
PURCHASE OF LIABILITY INSURANCE FOR
DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY
13 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
FORMULATION, AMENDMENT AND IMPROVEMENT OF
THE INTERNAL CONTROL SYSTEMS OF THE COMPANY
14 TO CONSIDER AND APPROVE THE PROPOSAL ON Mgmt For For
FORFEITURE OF UNCOLLECTED DIVIDEND OF H
SHAREHOLDERS FOR THE YEAR 2015
15 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
AUTHORIZATION TO THE BOARD TO DEAL WITH THE
DISTRIBUTION OF INTERIM DIVIDEND AND
QUARTERLY DIVIDEND FOR THE YEAR 2023
16 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD FOR
ISSUANCE OF ADDITIONAL A SHARES AND/OR H
SHARES OF THE COMPANY
17 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
GRANT OF A GENERAL MANDATE TO THE BOARD TO
REPURCHASE H SHARES
18 TO CONSIDER AND APPROVE THE PROPOSAL ON THE Mgmt For For
PROVISION OF FINANCIAL SUPPORT TO THE
INVESTED SUBSIDIARIES
19 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADDITION OF MR. JIANG LI AS A NON-EXECUTIVE
DIRECTOR OF THE SIXTH SESSION OF THE BOARD
OF THE COMPANY
20 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADDITION OF MR. LIN JIUXIN AS A
NON-EXECUTIVE DIRECTOR OF THE SIXTH SESSION
OF THE BOARD OF THE COMPANY
21 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADDITION OF MR. ZHENG SHU AS A NON-EMPLOYEE
REPRESENTATIVE SUPERVISOR OF THE SIXTH
SESSION OF THE SUPERVISORY COMMITTEE OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
CORE LITHIUM LTD Agenda Number: 716359573
--------------------------------------------------------------------------------------------------------------------------
Security: Q2887W105
Meeting Type: AGM
Meeting Date: 24-Nov-2022
Ticker:
ISIN: AU000000CXO2
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 798844 DUE TO WITHDRAWAL OF
RESOLUTION 6. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS MEETING
NOTICE ON THE NEW JOB. IF HOWEVER VOTE
DEADLINE EXTENSIONS ARE NOT GRANTED IN THE
MARKET, THIS MEETING WILL BE CLOSED AND
YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3, 4, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR HEATH HELLEWELL AS A Mgmt For For
DIRECTOR OF THE COMPANY
3 RATIFICATION OF 589,438 PERFORMANCE RIGHTS Mgmt For For
ISSUED ON 16 MAY 2022
4 RATIFICATION OF 97,087,379 PLACEMENT SHARES Mgmt For For
ISSUED ON OR ABOUT 10 OCTOBER 2022
5 ADOPTION OF INCENTIVE PLAN Mgmt For
6 CHANGE TO CONSTITUTION Non-Voting
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
7 APPROVAL OF PROPORTIONAL TAKEOVER Mgmt For For
PROVISIONS
--------------------------------------------------------------------------------------------------------------------------
ECOPRO BM CO. LTD. Agenda Number: 716737208
--------------------------------------------------------------------------------------------------------------------------
Security: Y2243T102
Meeting Type: AGM
Meeting Date: 29-Mar-2023
Ticker:
ISIN: KR7247540008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 ELECTION OF NON-EXECUTIVE DIRECTOR: KIM SUN Mgmt Against Against
JOO
3 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
4 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935678079
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: ENS
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of class III Director: Howard I. Mgmt Against Against
Hoffen
1.2 Election of class III Director: David M. Mgmt For For
Shaffer
1.3 Election of class III Director: Ronald P. Mgmt Against Against
Vargo
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as EnerSys' independent registered
public accounting firm for the fiscal year
ending March 31, 2023.
3. An advisory vote to approve EnerSys' named Mgmt Against Against
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ENOVIX CORPORATION Agenda Number: 935849628
--------------------------------------------------------------------------------------------------------------------------
Security: 293594107
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: ENVX
ISIN: US2935941078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thurman J. Rodgers Mgmt For For
Betsy Atkins Mgmt Withheld Against
Pegah Ebrahimi Mgmt For For
Emmanuel T. Hernandez Mgmt For For
Gregory Reichow Mgmt Withheld Against
Dr. Raj Talluri Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
4. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ERAMET SA Agenda Number: 717143945
--------------------------------------------------------------------------------------------------------------------------
Security: F3145H130
Meeting Type: AGM
Meeting Date: 23-May-2023
Ticker:
ISIN: FR0000131757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 20 APR 2023: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0417/202304172300916
.pdf
1 APPROVE FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For
AND STATUTORY REPORTS
3 APPROVE AUDITORS SPECIAL REPORT ON Mgmt For For
RELATED-PARTY TRANSACTIONS
4 APPROVE ALLOCATION OF INCOME Mgmt For For
5 APPROVE DIVIDENDS OF EUR 3.50 PER SHARE Mgmt For For
6 REELECT EMERIC BURIN DES ROZIERS AS Mgmt For For
DIRECTOR
7 REELECT FRANCOIS CORBIN AS DIRECTOR Mgmt For For
8 REELECT SORAME AS DIRECTOR Mgmt Against Against
9 REELECT JEAN-YVES GILET AS DIRECTOR Mgmt For For
10 REELECT CEIR AS DIRECTOR Mgmt For For
11 REELECT MANOELLE LEPOUTRE AS DIRECTOR Mgmt For For
12 ELECT HELOISE DUVAL AS DIRECTOR Mgmt For For
13 ELECT GHISLAIN LESCUYER AS DIRECTOR Mgmt For For
14 APPROVE REMUNERATION POLICY OF DIRECTORS Mgmt For For
15 APPROVE REMUNERATION POLICY OF CHRISTEL Mgmt For For
BORIES, CHAIRWOMAN AND CEO
16 APPROVE COMPENSATION REPORT Mgmt For For
17 APPROVE COMPENSATION OF CHRISTEL BORIES, Mgmt For For
CHAIRWOMAN AND CEO
18 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
19 AUTHORIZE FILING OF REQUIRED Mgmt For For
DOCUMENTS/OTHER FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
EVGO INC. Agenda Number: 935808519
--------------------------------------------------------------------------------------------------------------------------
Security: 30052F100
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: EVGO
ISIN: US30052F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darpan Kapadia Mgmt For For
Jonathan Seelig Mgmt For For
Paul Segal Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as EVgo INC.'s independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Approval of the amendment to EVgo INC.'s Mgmt For For
Second Amended and Restated Certificate of
Incorporation to limit the personal
liability of certain of its officers as
permitted by recent amendments to the
General Corporation Law of the State of
Delaware.
--------------------------------------------------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD Agenda Number: 716842352
--------------------------------------------------------------------------------------------------------------------------
Security: 335934105
Meeting Type: AGM
Meeting Date: 04-May-2023
Ticker:
ISIN: CA3359341052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO FIX THE NUMBER OF DIRECTORS AT TEN (10) Mgmt For For
2.1 ELECTION OF DIRECTOR: ANDREW B. ADAMS Mgmt Against Against
2.2 ELECTION OF DIRECTOR: ALISON C. BECKETT Mgmt For For
2.3 ELECTION OF DIRECTOR: ROBERT J. HARDING Mgmt Against Against
2.4 ELECTION OF DIRECTOR: KATHLEEN A. HOGENSON Mgmt For For
2.5 ELECTION OF DIRECTOR: C. KEVIN MCARTHUR Mgmt For For
2.6 ELECTION OF DIRECTOR: PHILIP K. R. PASCALL Mgmt For For
2.7 ELECTION OF DIRECTOR: A. TRISTAN PASCALL Mgmt For For
2.8 ELECTION OF DIRECTOR: SIMON J. SCOTT Mgmt For For
2.9 ELECTION OF DIRECTOR: DR. JOANNE K. WARNER Mgmt For For
2.10 ELECTION OF DIRECTOR: GEOFF CHATER Mgmt For For
3 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt Against Against
LLP AS AUDITORS OF THE COMPANY TO HOLD
OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF SHAREHOLDERS OF
THE COMPANY AND AUTHORIZING THE DIRECTOR TO
FIX THEIR REMUNERATION
4 APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
5 CONTINUATION, AMENDMENT AND RESTATEMENT OF Mgmt For For
SHAREHOLDER RIGHTS PLAN
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1,4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.10 AND 3. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
FREYR BATTERY Agenda Number: 935876409
--------------------------------------------------------------------------------------------------------------------------
Security: L4135L100
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: FREY
ISIN: LU2360697374
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A2 Approval and, to the extent necessary, Mgmt For For
ratification for the Company to enter into
Indemnification Agreements with each
Director from time to time in office
(Resolution I).
A3 Approval of the allocation of 50,000 stock Mgmt For For
options to each Director (except for Mr.
Torstein Dale Sjotveit and Mr. Tom Einar
Jensen) during the financial year ending on
December 31, 2023 (Resolution II).
A6 Presentation and approval of the audited Mgmt For For
consolidated financial statements for the
financial year ended on December 31, 2022
prepared in accordance with US Generally
Accepted Accounting Principles (US GAAP)
(Resolution III).
A7 Presentation and approval of the audited Mgmt For For
standalone annual accounts for the
financial year ended on December 31, 2022
prepared in accordance with the Generally
Accepted Accounting Principles in
Luxembourg (Lux GAAP) (Resolution IV).
A8 Allocation of results for the financial Mgmt For For
year ended on December 31, 2022 (Resolution
V).
A9 Confirmation of the mandate of Mr. Jon Mgmt For For
Christian Thaulow to replace Mr. German
Horacio Cura as of August 1, 2022 by way of
co-option (Resolution VI).
A10 Confirmation of the mandate of Mr. Jason Mgmt Against Against
Forcier to replace Mr. Jon Christian
Thaulow as of December 21, 2022 by way of
co- option (Resolution VII).
A11 Confirmation of the mandate of Dr. Daniel Mgmt For For
Steingart to replace Mr. Jeremy Todd Bezdek
as of January 9, 2023 by way of co-option
(Resolution VIII).
A12 Confirmation of the mandate of Mr. Tom Mgmt For For
Einar Jensen to replace Ms. Monica Tiuba as
of May 10, 2023 by way of co-option
(Resolution IX).
A13 Vote on discharge of liability (quitus) of Mgmt For For
the members of the Board of Directors for
the proper exercise of their mandate for
and in connection with the financial year
ended on December 31, 2022 (Resolution X).
A14 Approval of the principle of cash Mgmt For For
remuneration to be paid to the members of
the Board of Directors and decision on the
amounts of such cash remuneration, based on
the recommendations from the Compensation
Committee of the Company (Resolution XI).
A15 Renewal of the mandate of Mgmt For For
PricewaterhouseCoopers as independent
auditor(reviseur d'entreprises agree) of
the Company for the consolidated quarterly
and annual financial statements prepared in
accordance with US Generally Accepted
Accounting Principles (US GAAP) and the
standalone annual accounts prepared in
accordance with the Generally Accepted
Accounting Principles in Luxembourg (Lux
GAAP) for a period ending at the annual
general meeting of shareholders approving
the standalone annual ...(due to space
limits, see proxy material for full
proposal).
A16 Renewal of the mandate of each of the Mgmt Against Against
current directors of the Company for a
period ending at the annual general meeting
of shareholders approving the standalone
annual accounts and the consolidated
financial statements for the financial year
ending on December 31, 2023 (Resolution
XIII).
A17 Approval and ratification of the terms and Mgmt For For
conditions of a share repurchase program
and approval of the authorization to the
Company to keep the redeemed and not yet
allocated ordinary shares under the share
repurchase program as treasury stock until
the annual general meeting of shareholders
of the Company approving the standalone
annual accounts and the consolidated
financial statements of the Company for the
financial year ending on December 31, 2023
(Resolution XIV).
A18 Approval of the amended and restated 2021 Mgmt Against Against
Equity Incentive Plan (Resolution XV).
A19 Delegation of powers (Resolution XVI). Mgmt For For
E20 Decision to amend article 9.1 of the Mgmt For For
articles of association of the Company so
that it shall read as follows: "9.1 The
Company shall be managed by a Board of
Directors composed of no less than five (5)
Directors who may but do not need to be
Shareholders of the Company." (Resolution
I)
E21 Decision : (i) to amend the terms of the Mgmt For For
authorised share capital of the Company;
(ii) to approve the renewal of the
authorisation to the Board of Directors to
increase the Company's share capital in
accordance with the terms and within the
limits of the authorised share capital for
a period ending five (5) years after the
date of the general meeting of shareholders
of the Company deciding on the amendment of
the terms of the authorised share capital;
(iii) to approve the ...(due to space
limits, see proxy material for full
proposal).
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935767092
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: James H. England
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Jason Few
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Matthew F. Hilzinger
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Natica von Althann
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Cynthia Hansen
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Donna Sims Wilson
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Betsy Bingham
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2023.
3. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. 2018 Employee
Stock Purchase Plan.
4. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. Second Amended
and Restated 2018 Omnibus Incentive Plan.
5. To approve the amendment of the FuelCell Mgmt For For
Energy, Inc. Certificate of Incorporation,
as amended, to increase the number of
authorized shares of common stock of
FuelCell Energy, Inc. from 500,000,000
shares to 1,000,000,000 shares.
6. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the Proxy Statement.
7. To vote, on a non-binding advisory basis, Mgmt 1 Year For
on the frequency with which future advisory
votes on the compensation of FuelCell
Energy, Inc.'s named executive officers
will be conducted.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715965616
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 25-Aug-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401918.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080402006.pdf
1 PROPOSED ADOPTION OF THE SHARE OPTION Mgmt Against Against
INCENTIVE SCHEME 2022
2 REGARDING THE ASSESSMENT MANAGEMENT Mgmt For For
MEASURES FOR THE IMPLEMENTATION OF THE
SHARE OPINION INCENTIVE SCHEME 2022
3 PROPOSED AUTHORIZATION TO THE BOARD TO DEAL Mgmt For For
WITH RELEVANT MATTERS IN RELATION TO THE
SHARE OPTION INCENTIVE SCHEME 2022
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715966466
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 25-Aug-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401930.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080402022.pdf
CMMT 09 AUG 2022: DELETION COMMENT Non-Voting
1 PROPOSED ADOPTION OF THE SHARE OPTION Mgmt Against Against
INCENTIVE SCHEME 2022
2 REGARDING THE ASSESSMENT MANAGEMENT Mgmt For For
MEASURES FOR THE IMPLEMENTATION OF THE
SHARE OPINION INCENTIVE SCHEME 2022
3 PROPOSED AUTHORIZATION TO THE BOARD TO DEAL Mgmt For For
WITH RELEVANT MATTERS IN RELATION TO THE
SHARE OPTION INCENTIVE SCHEME 2022
CMMT 09 AUG 2022: PLEASE NOTE THAT THIS IS A OF Non-Voting
REVISION DUE TO DELETION COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 716058587
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 30-Sep-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0908/2022090801112.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0908/2022090801114.pdf
S.1 TO CONSIDER AND APPROVE THE PROPOSED CHANGE Mgmt For For
OF COMPANY NAME
S.2 CONDITIONAL UPON THE PASSING OF THE SPECIAL Mgmt For For
RESOLUTION NUMBERED 1, TO CONSIDER AND
APPROVE THE PROPOSED AMENDMENTS TO THE
ARTICLES OF ASSOCIATION
O.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
CAPACITY CONSTRUCTION SCALE IMPROVEMENT OF
GANFENG LIENERGY NEW-TYPE LITHIUM BATTERY
PROJECT WITH 15 GWH ANNUAL CAPACITY
O.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT AND CONSTRUCTION OF NEW-TYPE
LITHIUM BATTERY PRODUCTION PROJECT WITH 6
GWH ANNUAL CAPACITY BY GANFENG LIENERGY
O.3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT AND CONSTRUCTION OF SMALL
POLYMER LITHIUM BATTERY PROJECT WITH 2
BILLION UNITS ANNUAL CAPACITY BY GANFENG
NEW LITHIUM SOURCE
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM GROUP CO., LTD Agenda Number: 716396759
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 20-Dec-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1123/2022112300929.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1123/2022112300945.pdf
1 TO CONSIDER AND APPROVE THE CAPITAL Mgmt For For
INCREASE AND SHARE EXPANSION BY GANFENG
LIENERGY, A CONTROLLED SUBSIDIARY OF THE
COMPANY, AND RELATED PARTY TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM GROUP CO., LTD Agenda Number: 716671777
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 28-Feb-2023
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0207/2023020700537.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0207/2023020700545.pdf
S.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE EXTERNAL INVESTMENT
MANAGEMENT SYSTEM
S.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ENGAGEMENT IN FOREIGN EXCHANGE HEDGING
BUSINESS BY THE COMPANY AND ITS
SUBSIDIARIES
S.3 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
BANK FACILITIES AND PROVISION OF GUARANTEES
BY THE COMPANY AND ITS SUBSIDIARIES
S.4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT IN WEALTH MANAGEMENT PRODUCTS
WITH SELF-OWNED FUNDS
S.5 TO CONSIDER AND APPROVE THE CONTINUING Mgmt For For
RELATED-PARTY TRANSACTIONS FOR 2023
O.1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
SIGNING OF INVESTMENT AGREEMENT BY GANFENG
LIENERGY
O.2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
INVESTMENT AND CONSTRUCTION OF NEW-TYPE
LITHIUM BATTERY AND ENERGY STORAGE
HEADQUARTERS PROJECT WITH 10 GWH ANNUAL
CAPACITY BY GANFENG LIENERGY
CMMT 09 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION S.3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM GROUP CO., LTD Agenda Number: 717410106
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0518/2023051800625.pdf,
O.1 WORK REPORT OF THE BOARD FOR 2022 Mgmt For For
O.2 WORK REPORT OF THE BOARD OF SUPERVISORS FOR Mgmt For For
2022
O.3 2022 ANNUAL REPORT, SUMMARY OF THE ANNUAL Mgmt For For
REPORT AND ANNUAL RESULTS ANNOUNCEMENT
O.4 2022 FINANCIAL REPORT AS RESPECTIVELY Mgmt For For
AUDITED BY THE DOMESTIC AND OVERSEAS
AUDITORS
O.5 ENGAGEMENT OF DOMESTIC AND OVERSEAS Mgmt For For
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2023
O.6 THE REMUNERATION OF DOMESTIC AND OVERSEAS Mgmt For For
AUDITORS AND THE INTERNAL CONTROL AUDITORS
FOR 2023
O.7 DETERMINATION OF DIRECTORS EMOLUMENTS Mgmt For For
O.8 DETERMINATION OF SUPERVISORS EMOLUMENTS Mgmt For For
O.9 PROPOSED AMENDMENTS TO THE EXTERNAL Mgmt For For
DONATIONS AND SPONSORSHIPS MANAGEMENT
SYSTEM
O.10 PROPOSED AMENDMENTS TO THE VENTURE CAPITAL Mgmt For For
INVESTMENT MANAGEMENT SYSTEM
S.1 PROFIT DISTRIBUTION PROPOSAL FOR 2022 Mgmt For For
S.2 GRANT OF GENERAL MANDATE TO THE BOARD Mgmt For For
S.3 GENERAL MANDATE TO ISSUE DOMESTIC AND Mgmt For For
OVERSEAS DEBT FINANCING INSTRUMENTS
S.4 VENTURE CAPITAL INVESTMENT WITH SELF-OWNED Mgmt For For
FUNDS
S.5 CONTINUING RELATED-PARTY TRANSACTIONS Mgmt For For
FORECAST BETWEEN THE COMPANY AND LITHIUM
AMERICAS FOR 2023
S.6 PROPOSED DERIVATIVES TRADING WITH Mgmt For For
SELF-OWNED FUNDS
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 882574 DUE TO RECEIVED UPDATED
AGENDA WITH ADDITIONAL RESOLUTION S.6. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
GLENCORE PLC Agenda Number: 717211445
--------------------------------------------------------------------------------------------------------------------------
Security: G39420107
Meeting Type: AGM
Meeting Date: 26-May-2023
Ticker:
ISIN: JE00B4T3BW64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 846434 DUE TO RECEIVED UPDATED
AGENDA WITH CHANGE IN VOTING STATUS FOR
19TH RESOLUTION, THE BOARD HAS RECOMMENDED
THAT SHAREHOLDERS VOTE AGAINST THE
RESOLUTION AND CODE AS 8840. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2022
2 TO APPROVE THAT THE COMPANY'S CAPITAL Mgmt For For
CONTRIBUTION RESERVES (FORMING PART OF ITS
SHARE PREMIUM ACCOUNT) BE REDUCED AND BE
REPAID TO SHAREHOLDERS AS PER THE TERMS SET
OUT IN THE NOTICE OF MEETING
3 TO RE-ELECT KALIDAS MADHAVPEDDI AS A Mgmt Against Against
DIRECTOR
4 TO RE-ELECT GARY NAGLE AS A DIRECTOR Mgmt For For
5 TO RE-ELECT PETER COATES AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MARTIN GILBERT AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT GILL MARCUS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT CYNTHIA CARROLL AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT DAVID WORMSLEY AS A DIRECTOR Mgmt For For
10 TO ELECT LIZ HEWITT AS A DIRECTOR Mgmt For For
11 TO REAPPOINT DELOITTE LLP AS THE COMPANY'S Mgmt Against Against
AUDITORS TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING AT
WHICH ACCOUNTS ARE LAID
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt Against Against
REMUNERATION OF THE AUDITORS
13 TO APPROVE THE COMPANY'S 2022 CLIMATE Mgmt For For
REPORT
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against
REPORT AS SET OUT IN THE 2022 ANNUAL REPORT
15 TO RENEW THE AUTHORITY CONFERRED ON THE Mgmt For For
DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE
COMPANY'S ARTICLES OF ASSOCIATION
16 SUBJECT TO THE PASSING OF RESOLUTION 15, TO Mgmt For For
RENEW THE AUTHORITY CONFERRED ON THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT
EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT
PERIOD
17 SUBJECT TO THE PASSING OF RESOLUTION 15, Mgmt For For
AND IN ADDITION TO ANY AUTHORITY GRANTED
UNDER RESOLUTION 16, TO EMPOWER THE
DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE
ARTICLES TO ALLOT EQUITY SECURITIES FOR
CASH FOR AN ALLOTMENT PERIOD
18 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt Against Against
PURCHASES OF ORDINARY SHARES
19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For Against
SHAREHOLDER PROPOSAL: SHAREHOLDER
RESOLUTION IN RESPECT OF THE NEXT CLIMATE
ACTION TRANSITION PLAN
--------------------------------------------------------------------------------------------------------------------------
GS YUASA CORPORATION Agenda Number: 717378788
--------------------------------------------------------------------------------------------------------------------------
Security: J1770L109
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: JP3385820000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Murao, Osamu Mgmt Against Against
2.2 Appoint a Director Shibutani, Masahiro Mgmt Against Against
2.3 Appoint a Director Fukuoka, Kazuhiro Mgmt For For
2.4 Appoint a Director Matsushima, Hiroaki Mgmt For For
2.5 Appoint a Director Otani, Ikuo Mgmt For For
2.6 Appoint a Director Matsunaga, Takayoshi Mgmt For For
2.7 Appoint a Director Nonogaki, Yoshiko Mgmt For For
3 Appoint a Corporate Auditor Nakagawa, Mgmt For For
Masaya
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HYDRO LITHIUM INC Agenda Number: 717220507
--------------------------------------------------------------------------------------------------------------------------
Security: Y4914E109
Meeting Type: EGM
Meeting Date: 21-Jun-2023
Ticker:
ISIN: KR7101670008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ELECTION OF EXECUTIVE AUDITOR LEE JOONG Mgmt Against Against
CHEOL
--------------------------------------------------------------------------------------------------------------------------
HYLIION HOLDINGS CORP. Agenda Number: 935818382
--------------------------------------------------------------------------------------------------------------------------
Security: 449109107
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: HYLN
ISIN: US4491091074
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodger Boehm Mgmt For For
Mary Gustanski Mgmt For For
Robert Knight, Jr. Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the 2023 fiscal
year ended December 31, 2023.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Vote on the Approval of the Hyliion Mgmt For For
Holdings Corp. Employee Stock Purchase
Plan.
--------------------------------------------------------------------------------------------------------------------------
IGO LIMITED Agenda Number: 716192822
--------------------------------------------------------------------------------------------------------------------------
Security: Q4875H108
Meeting Type: AGM
Meeting Date: 17-Nov-2022
Ticker:
ISIN: AU000000IGO4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS FROM 3 TO 8 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ELECTION OF MS. TRACEY ARLAUD Mgmt For For
2 ELECTION OF MR. JUSTIN OSBORNE Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 ISSUE OF SERVICE RIGHTS TO MR. PETER Mgmt For For
BRADFORD
5 ISSUE OF PERFORMANCE RIGHTS AND OPTIONS TO Mgmt For For
MR. PETER BRADFORD
6 APPROVAL OF TERMINATION PAYMENTS TO MR. DAN Mgmt For For
LOUGHER
7 IGO EMPLOYEE INCENTIVE PLAN APPROVAL Mgmt For For
8 APPROVAL OF INCREASE IN DIRECTORS FEE POOL Mgmt For For
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
9 RENEWAL OF THE COMPANY'S PROPORTIONAL Mgmt For For
TAKEOVER APPROVAL PROVISIONS
10 APPROVAL OF FINANCIAL ASSISTANCE Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ILJIN MATERIALS CO LTD Agenda Number: 716720354
--------------------------------------------------------------------------------------------------------------------------
Security: Y3884M109
Meeting Type: EGM
Meeting Date: 14-Mar-2023
Ticker:
ISIN: KR7020150009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
2.1 ELECTION OF INSIDE DIRECTOR GIM YEON SEOP Mgmt Against Against
2.2 ELECTION OF INSIDE DIRECTOR BAKIN GU Mgmt Against Against
2.3 ELECTION OF A NON-PERMANENT AUDITOR JO GYE Mgmt Against Against
YEON
2.4 ELECTION OF OUTSIDE DIRECTOR O SE MIN Mgmt Against Against
3 ELECTION OF PERMANENT AUDITOR BAK SEONG Mgmt Against Against
GEUN
CMMT 28 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 2.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ILJIN MATERIALS CO LTD Agenda Number: 716784372
--------------------------------------------------------------------------------------------------------------------------
Security: Y3884M109
Meeting Type: AGM
Meeting Date: 31-Mar-2023
Ticker:
ISIN: KR7020150009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
3 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
AUDITORS
--------------------------------------------------------------------------------------------------------------------------
IONEER LTD Agenda Number: 716141952
--------------------------------------------------------------------------------------------------------------------------
Security: Q4978A109
Meeting Type: AGM
Meeting Date: 04-Nov-2022
Ticker:
ISIN: AU0000028946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2, 4A TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 TO ADOPT THE REMUNERATION REPORT Mgmt For For
3A RE-ELECTION OF DIRECTOR - ALAN DAVIES Mgmt For For
3B RE-ELECTION OF DIRECTOR - STEPHEN GARDINER Mgmt For For
4A APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
JAMES D. CALAWAY IN LIEU OF DIRECTORS FEES
4B APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
ALAN DAVIES IN LIEU OF DIRECTORS FEES
4C APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
STEPHEN GARDINER IN LIEU OF DIRECTORS FEES
4D APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
ROSE MCKINNEY-JAMES IN LIEU OF DIRECTORS
FEES
4E APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO Mgmt For For
MARGARET R. WALKER IN LIEU OF DIRECTORS
FEES
5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MR BERNARD ROWE
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
MR JAMES D. CALAWAY
--------------------------------------------------------------------------------------------------------------------------
JERVOIS GLOBAL LIMITED Agenda Number: 716832351
--------------------------------------------------------------------------------------------------------------------------
Security: Q5058P361
Meeting Type: AGM
Meeting Date: 28-Apr-2023
Ticker:
ISIN: AU000000JRV4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 7, 9 AND 10 VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF A DIRECTOR - MR BRIAN Mgmt For For
KENNEDY
3 RE-ELECTION OF A DIRECTOR - MR PETER Mgmt Against Against
JOHNSTON
4 RE-ELECTION OF A DIRECTOR - MR MICHAEL Mgmt For For
CALLAHAN
5 RE-ELECTION OF A DIRECTOR - MR DAVID Mgmt For For
ISSROFF
6 ELECTION OF A DIRECTOR - DR DANIELA Mgmt For For
CHIMISSO DOS SANTOS
7 APPROVAL OF AMENDED AND RESTATED STOCK Mgmt For For
OPTION PLAN
8 RATIFICATION OF PRIOR ISSUE OF SHARES Mgmt For For
9 OPTION EXERCISE PRICE ADJUSTMENT FOR Mgmt For For
DIRECTORS AND INSIDERS
10 ISSUE OF PERFORMANCE RIGHTS TO MR BRYCE Mgmt For For
CROCKER
11 RE-APPOINTMENT OF AUDITOR: ERNST & YOUNG Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO LTD Agenda Number: 716682073
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: EGM
Meeting Date: 07-Mar-2023
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0213/2023021300736.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0213/2023021300740.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO CONSIDER AND APPROVE THE PROCUREMENT Mgmt For For
CONTRACT AND THE TRANSACTIONS CONTEMPLATED
THEREUNDER (AS DEFINED IN THE CIRCULAR
DATED 14 FEBRUARY 2023)
--------------------------------------------------------------------------------------------------------------------------
JINCHUAN GROUP INTERNATIONAL RESOURCES CO LTD Agenda Number: 717162844
--------------------------------------------------------------------------------------------------------------------------
Security: G5138B102
Meeting Type: AGM
Meeting Date: 24-May-2023
Ticker:
ISIN: KYG5138B1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042803924.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042803949.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND ITS SUBSIDIARIES AND THE
REPORTS OF THE DIRECTORS OF THE COMPANY
(THE DIRECTOR(S)) AND AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2022
2A TO RE-ELECT MR. CHENG YONGHONG AS AN Mgmt Against Against
EXECUTIVE DIRECTOR
2B TO RE-ELECT MR. LIU JIAN AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
2C TO RE-ELECT MR. YEN YUEN HO, TONY AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2D TO RE-ELECT MS. HAN RUIXIA AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
2E TO AUTHORIZE THE BOARD OF DIRECTORS (THE Mgmt For For
BOARD) TO FIX THE REMUNERATION OF ALL
DIRECTORS
3 TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS Mgmt For For
AUDITOR AND TO AUTHORIZE THE BOARD TO FIX
THEIR REMUNERATION
4 TO APPROVE THE PAYMENT OF A FINAL DIVIDEND Mgmt For For
OF HK0.2 CENT PER SHARE FOR THE YEAR ENDED
31 DECEMBER 2022
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
7 TO GRANT AN EXTENSION OF THE GENERAL Mgmt For For
MANDATE TO ISSUE SHARES AS DESCRIBED IN
RESOLUTION 5
8 TO APPROVE THE ADOPTION OF THE NEW ARTICLES Mgmt For For
OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
JOHNSON MATTHEY PLC Agenda Number: 715809084
--------------------------------------------------------------------------------------------------------------------------
Security: G51604166
Meeting Type: AGM
Meeting Date: 21-Jul-2022
Ticker:
ISIN: GB00BZ4BQC70
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS FOR THE Mgmt For For
YEAR ENDED 31ST MARCH 2022
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt Against Against
REPORT FOR THE YEAR ENDED 31ST MARCH 2022
3 TO DECLARE A FINAL DIVIDEND OF 55PENCE PER Mgmt For For
ORDINARY SHARE
4 TO ELECT LIAM CONDON AS A DIRECTOR Mgmt For For
5 TO ELECT RITA FORST AS A DIRECTOR Mgmt Against Against
6 TO RE-ELECT JANE GRIFFITHS AS A DIRECTOR Mgmt Against Against
7 TO RE-ELECT XIAOZHI LIU AS A DIRECTOR Mgmt Against Against
8 TO RE-ELECT CHRIS MOTTERSHEAD AS A DIRECTOR Mgmt Against Against
9 TO RE-ELECT JOHN O'HIGGINS AS A DIRECTOR Mgmt Against Against
10 TO RE-ELECT STEPHEN OXLEY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT PATRICK THOMAS AS A DIRECTOR Mgmt Against Against
12 TO RE-ELECT DOUG WEBB AS A DIRECTOR Mgmt Against Against
13 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR
14 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS REMUNERATION
15 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES TO MAKE POLITICAL DONATIONS
AND INCUR POLITICAL EXPENDITURE WITHIN
CERTAIN LIMITS
16 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
17 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES
18 TO DISAPPLY THE STATUTORY PRE-EMPTION Mgmt For For
RIGHTS ATTACHING TO SHARES IN CONNECTION
WITH AN ACQUISITION OR OTHER CAPITAL
INVESTMENT
19 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt Against Against
PURCHASES OF ITS OWN SHARES
20 TO AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS
ON NOT LESS THAN14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
KEMPOWER OYJ Agenda Number: 716757779
--------------------------------------------------------------------------------------------------------------------------
Security: X4S4V8106
Meeting Type: AGM
Meeting Date: 30-Mar-2023
Ticker:
ISIN: FI4000513593
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING OF THE MEETING Non-Voting
2 CALLING THE MEETING TO ORDER Non-Voting
3 ELECTION OF PERSONS TO SCRUTINIZE THE Non-Voting
MINUTES AND TO SUPERVISE THE COUNTING OF
VOTES
4 RECORDING THE LEGALITY OF THE MEETING Non-Voting
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2022
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 THE BOARD OF DIRECTORS PROPOSES TO THE Mgmt For For
GENERAL MEETING THAT NO DIVIDEND IS PAID
FOR THE FINANCIAL YEAR OF 1 JANUARY 2022 TO
31 DECEMBER 2022 AND THAT THE PROFIT OF THE
FINANCIAL YEAR EUR 3,488,605.09 IS
TRANSFERRED TO THE RETAINED EARNINGS / LOSS
ACCOUNT
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE CEO FROM
LIABILITY FOR THE FINANCIAL YEAR OF 1
JANUARY 2022 TO 31 DECEMBER 2022
10 ADVISORY RESOLUTION ON THE REMUNERATION Mgmt For For
REPORT FOR GOVERNING BODIES
CMMT PLEASE NOTE THAT RESOLUTIONS 11, 12, AND 13 Non-Voting
IS PROPOSED BY SHAREHOLDERS NOMINATION
BOARD AND BOARD DOES NOT MAKE ANY
RECOMMENDATION ON THIS PROPOSAL. THE
STANDING INSTRUCTIONS ARE DISABLED FOR THIS
MEETING
11 THE REMUNERATION AND NOMINATION COMMITTEE Mgmt For
OF THE BOARD OF DIRECTORS PROPOSES TO THE
GENERAL MEETING THAT THE ANNUAL
REMUNERATIONS PAYABLE TO THE MEMBERS OF THE
BOARD OF DIRECTORS ARE AS FOLLOWS: CHAIR OF
THE BOARD OF DIRECTORS EUR 45,000, VICE
CHAIR OF THE BOARD OF DIRECTORS EUR 35,000
AND MEMBERS OF THE BOARD OF DIRECTORS EUR
35,000. IN ADDITION, THE REMUNERATION AND
NOMINATION COMMITTEE PROPOSES THAT A
SEPARATE MEETING FEE IS PAID TO THE MEMBERS
OF THE BOARD OF DIRECTORS FOR ATTENDING A
MEETING AS FOLLOWS: THE MEETING FEE IS EUR
500 PER MEETING IF THE MEETING IS HELD IN
THE HOME COUNTRY OF THE MEMBER OF THE BOARD
OF DIRECTORS OR IF THE MEETING IS A VIRTUAL
MEETING, THE MEETING FEE IS EUR 1,000 PER
MEETING IF THE MEETING IS HELD ON THE SAME
CONTINENT AS WHERE THE HOME COUNTRY OF THE
MEMBER OF THE BOARD OF DIRECTORS IS LOCATED
BUT NOT IN HIS OR HER HOME COUNTRY, AND THE
MEETING FEE IS EUR 1,500 PER MEETING IF THE
MEETING IS HELD ON A DIFFERENT CONTINENT
FROM WHERE THE HOME COUNTRY OF THE MEMBER
OF THE BOARD OF DIRECTORS IS LOCATED. IN
ADDITION, THE REMUNERATION AND NOMINATION
COMMITTEE PROPOSES THAT AN ANNUAL FEE OF
EUR 5,000 IS PAID TO THE CHAIR OF THE AUDIT
COMMITTEE IN ADDITION TO THE ANNUAL
REMUNERATION OF THE MEMBER OF THE BOARD OF
DIRECTORS AND THAT AN ANNUAL FEE OF EUR
2,500 IS PAID TO THE CHAIR OF THE
REMUNERATION AND NOMINATION COMMITTEE IN
ADDITION TO THE ANNUAL REMUNERATION OF THE
MEMBER OF THE BOARD OF DIRECTORS
12 THE REMUNERATION AND NOMINATION COMMITTEE Mgmt For
OF THE BOARD OF DIRECTORS PROPOSES TO THE
GENERAL MEETING THAT THE NUMBER OF MEMBERS
OF THE BOARD OF DIRECTORS IS SEVEN
13 THE REMUNERATION AND NOMINATION COMMITTEE Mgmt For
OF THE BOARD OF DIRECTORS PROPOSES TO THE
GENERAL MEETING THAT THE CURRENT MEMBERS OF
THE BOARD OF DIRECTORS TERO ERA, ANTTI
KEMPPI, KIMMO KEMPPI, TERESA KEMPPI-VASAMA,
VESA LAISI AND ERIIKKA SODERSTROM ARE
RE-ELECTED AS MEMBERS OF THE BOARD OF
DIRECTORS AND THAT OLLI LAUREN IS ELECTED
AS A NEW MEMBER OF THE BOARD OF DIRECTORS.
IN ADDITION, THE REMUNERATION AND
NOMINATION COMMITTEE PROPOSES THAT ANTTI
KEMPPI IS RE-ELECTED AS THE CHAIR OF THE
BOARD OF DIRECTORS AND THAT VESA LAISI IS
RE-ELECTED AS THE VICE CHAIR OF THE BOARD
DIRECTORS. THE ABOVE-MENTIONED CANDIDATES
HAVE GIVEN THEIR CONSENT TO THE ELECTION.
THE CURRENT MEMBER OF THE BOARD OF
DIRECTORS JUHA-PEKKA HELMINEN HAS INFORMED
THAT HE IS NOT AVAILABLE FOR RE-ELECTION.
THE REMUNERATION AND NOMINATION COMMITTEE
PROPOSES THAT THE COMPOSITION OF THE BOARD
OF DIRECTORS IS DECIDED AS A WHOLE BASED ON
THE PROPOSAL REGARDING THE ELECTION OF THE
MEMBERS OF THE BOARD OF DIRECTORS AT THE
GENERAL MEETING
14 RESOLUTION ON THE REMUNERATION OF THE Mgmt Against Against
AUDITOR
15 BASED ON A PROPOSAL PREPARED BY THE AUDIT Mgmt Against Against
COMMITTEE, THE BOARD OF DIRECTORS PROPOSES
TO THE GENERAL MEETING THAT THE AUDIT FIRM
ERNST & YOUNG OY IS RE-ELECTED AS THE
AUDITOR OF THE COMPANY FOR A TERM ENDING AT
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING FOLLOWING THE ELECTION. ERNST &
YOUNG OY HAS INFORMED THE COMPANY THAT
AUTHORIZED PUBLIC ACCOUNTANT TONI HALONEN,
WHO HAS ACTED AS THE AUDITOR IN CHARGE
STARTING FROM 21 OCTOBER 2021 WOULD
CONTINUE IN THIS POSITION
16 PROPOSAL BY THE BOARD OF DIRECTORS TO AMEND Mgmt For For
THE ARTICLES OF ASSOCIATION
17 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES
18 AUTHORIZING THE BOARD OF DIRECTORS TO Mgmt For For
DECIDE ON THE ISSUANCE OF SHARES
19 CLOSING OF THE MEETING Non-Voting
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A POWER OF ATTORNEY (POA) IS REQUIRED TO Non-Voting
APPOINT A REPRESENTATIVE TO ATTEND THE
MEETING AND LODGE YOUR VOTING INSTRUCTIONS.
IF YOU APPOINT A FINNISH SUB CUSTODIAN
BANK, NO POA IS REQUIRED (UNLESS THE
SHAREHOLDER IS FINNISH).
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
L & F CO LTD Agenda Number: 716727322
--------------------------------------------------------------------------------------------------------------------------
Security: Y52747105
Meeting Type: AGM
Meeting Date: 22-Mar-2023
Ticker:
ISIN: KR7066970005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORPORATION Mgmt Against Against
3 ELECTION OF OUTSIDE DIRECTOR BAK GI SEON Mgmt Against Against
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
LEO LITHIUM LIMITED Agenda Number: 717078225
--------------------------------------------------------------------------------------------------------------------------
Security: Q5554A108
Meeting Type: AGM
Meeting Date: 18-May-2023
Ticker:
ISIN: AU0000221251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,5 TO 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 NON BINDING RESOLUTION TO ADOPT Mgmt For For
REMUNERATION REPORT
2 ELECTION OF BRENDAN BORG AS DIRECTOR Mgmt Against Against
3 ELECTION OF RICK CRABB AS DIRECTOR Mgmt Against Against
4 ELECTION OF ALAN RULE AS DIRECTOR Mgmt For For
5 APPROVAL OF THE NEW LEO LITHIUM AWARDS PLAN Mgmt Against Against
6 APPROVAL OF GRANT OF LONG TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR SIMON HAY -
2023-2025 LONG TERM INCENTIVE PLAN
7 APPROVAL OF GRANT OF SHORT TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR SIMON HAY - 2023
STI PROGRAM
8 APPROVAL OF GRANT OF SHORT TERM INCENTIVE Mgmt For For
PERFORMANCE RIGHTS - MR SIMON HAY - 2022
STI PROGRAM
9 APPROVAL OF GRANT OF OPTIONS TO MR ALAN Mgmt For For
RULE
10 APPROVAL OF POTENTIAL TERMINATION BENEFIT Mgmt For For
IN RELATION TO SECURITIES ISSUED PURSUANT
TO THE NEW AWARDS PLAN
--------------------------------------------------------------------------------------------------------------------------
LG CHEM LTD Agenda Number: 716692050
--------------------------------------------------------------------------------------------------------------------------
Security: Y52758102
Meeting Type: AGM
Meeting Date: 28-Mar-2023
Ticker:
ISIN: KR7051910008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2 ELECTION OF OUTSIDE DIRECTOR CHEON GYEONG Mgmt For For
HUN
3 ELECTION OF AUDIT COMMITTEE MEMBER CHEON Mgmt For For
GYEONG HUN
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
LI AUTO INC. Agenda Number: 935858021
--------------------------------------------------------------------------------------------------------------------------
Security: 50202M102
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: LI
ISIN: US50202M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company for the year ended December 31,
2022 and the reports of the Directors and
independent auditor thereon.
O2 To re-elect Mr. Ma Donghui as an executive Mgmt For For
Director.
O3 To re-elect Mr. Li Xiang as an executive Mgmt Against Against
Director.
O4 To re-elect Mr. Li Tie as an executive Mgmt For For
Director.
O5 To re-elect Mr. Zhao Hongqiang as an Mgmt Against Against
independent non-executive Director.
O6 To authorize the Board to fix the Mgmt Against Against
remuneration of the Directors of the
Company.
O7 To grant a general mandate to the Directors Mgmt For For
to issue, allot and deal with additional
Class A Ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
O8 To grant a general mandate to the Directors Mgmt Against Against
to repurchase shares of the Company not
exceeding 10% of the total number of issued
shares of the Company as at the date of
passing of this resolution.
O9 To extend the general mandate granted to Mgmt For For
the Directors to issue, allot and deal with
additional shares in the capital of the
Company by the aggregate number of the
shares repurchased by the Company.
O10 To re-appoint PricewaterhouseCoopers as Mgmt For For
auditor of the Company to hold office until
the conclusion of the next annual general
meeting of the Company and to authorize the
Board to fix their remuneration for the
year ending December 31, 2023.
S11 To approve the adoption of the sixth Mgmt For For
amended and restated memorandum and
articles of association of the Company as
the new memorandum and articles of
association of the Company in substitution
for, and to the exclusion of, the fifth
amended and restated memorandum and
articles of association of the Company with
immediate effect after the close of the
AGM, and any one Director be and is hereby
authorised to do all such acts and things
and execute all such documents, deeds and
make all ...(due to space limits, see proxy
material for full proposal).
--------------------------------------------------------------------------------------------------------------------------
LI-CYCLE HOLDINGS CORP. Agenda Number: 935785658
--------------------------------------------------------------------------------------------------------------------------
Security: 50202P105
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: LICY
ISIN: CA50202P1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors Election of Director: Mgmt For For
Ajay Kochhar
1B Election of Director: Tim Johnston Mgmt For For
1C Election of Director: Susan Alban Mgmt For For
1D Election of Director: Jacqueline Dedo Mgmt For For
1E Election of Director: Scott Prochazka Mgmt For For
1F Election of Director: Kunal Sinha Mgmt For For
1G Election of Director: Anthony Tse Mgmt For For
1H Election of Director: Mark Wellings Mgmt For For
2 Appoint KPMG LLP as the external auditor of Mgmt For For
the Company and authorize the Board to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
LIGHTNING EMOTORS, INC. Agenda Number: 935677914
--------------------------------------------------------------------------------------------------------------------------
Security: 53228T101
Meeting Type: Annual
Meeting Date: 28-Jul-2022
Ticker: ZEV
ISIN: US53228T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Fenwick-Smith Mgmt For For
Bruce Coventry Mgmt Withheld Against
2. To ratify the appointment of GRANT THORNTON Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
LIONTOWN RESOURCES LTD Agenda Number: 716239466
--------------------------------------------------------------------------------------------------------------------------
Security: Q5569M105
Meeting Type: AGM
Meeting Date: 22-Nov-2022
Ticker:
ISIN: AU000000LTR4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For
2 RE-ELECTION OF DIRECTOR - MR ANTHONY Mgmt Against Against
CIPRIANO
3 ELECTION OF DIRECTOR - MR SHANE MCLEAY Mgmt For For
4 ELECTION OF DIRECTOR - MS ADRIENNE PARKER Mgmt For For
5 APPROVAL TO ISSUE PERFORMANCE RIGHTS TO MR Mgmt For For
ANTONINO OTTAVIANO
6 APPOINTMENT OF AUDITOR: THAT, SUBJECT TO Mgmt Against Against
ASIC CONSENTING TO THE RESIGNATION OF HLB
MANN JUDD AS AUDITOR OF THE COMPANY, FOR
THE PURPOSES OF SECTION 327B(1) OF THE
CORPORATIONS ACT AND FOR ALL OTHER
PURPOSES, DELOITTE TOUCHE TOHMATSU, HAVING
BEEN NOMINATED BY A SHAREHOLDER AND
CONSENTED IN WRITING TO ACT AS AUDITOR OF
THE COMPANY, BE APPOINTED AS AUDITOR OF THE
COMPANY WITH EFFECT FROM THE CONCLUSION OF
THIS MEETING OR THE DATE OF THE ASIC
CONSENT, WHICHEVER IS LATER
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935773499
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to terms Mgmt For For
expiring in 2026: Paul W. Graves
1b. Election of Class II Director to terms Mgmt For For
expiring in 2026: Andrea E. Utecht
1c. Election of Class II Director to terms Mgmt For For
expiring in 2026: Christina Lampe-Onnerud
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as independent registered public accounting
firm for 2023.
3. Advisory (non-binding) approval of named Mgmt Against Against
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
LUCID GROUP, INC. Agenda Number: 935775518
--------------------------------------------------------------------------------------------------------------------------
Security: 549498103
Meeting Type: Annual
Meeting Date: 24-Apr-2023
Ticker: LCID
ISIN: US5494981039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Turqi Alnowaiser Mgmt For For
Glenn R. August Mgmt For For
Andrew Liveris Mgmt Withheld Against
Sherif Marakby Mgmt For For
N. Maynard-Elliott Mgmt For For
Chabi Nouri Mgmt For For
Peter Rawlinson Mgmt For For
Ori Winitzer Mgmt For For
Janet S. Wong Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023
3. To approve, on an advisory basis, the Mgmt Against Against
compensation for our named executive
officers as disclosed in our Proxy
Statement
4. To approve the amendment of the Lucid Mgmt Against Against
Group, Inc. Amended and Restated 2021 Stock
Incentive Plan
5. To approve the amendment and restatement of Mgmt For For
the Company's current certificate of
incorporation
--------------------------------------------------------------------------------------------------------------------------
LUNDIN MINING CORP Agenda Number: 716991307
--------------------------------------------------------------------------------------------------------------------------
Security: 550372106
Meeting Type: AGM
Meeting Date: 11-May-2023
Ticker:
ISIN: CA5503721063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1A TO 1H AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2.
THANK YOU
1A ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Against Against
1B ELECTION OF DIRECTOR: C.ASHLEY HEPPENSTALL Mgmt Against Against
1C ELECTION OF DIRECTOR: JULIANA L.LAM Mgmt For For
1D ELECTION OF DIRECTOR: ADAM I.LUNDIN Mgmt Against Against
1E ELECTION OF DIRECTOR: DALE C. PENIUK Mgmt Against Against
1F ELECTION OF DIRECTOR: MARIA OLIVIA RECART Mgmt For For
1G ELECTION OF DIRECTOR: PETER T. ROCKANDEL Mgmt For For
1H ELECTION OF DIRECTOR: NATASHA N.D.VAZ Mgmt Against Against
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt Against Against
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 CONSIDERING AND, IF DEEMED APPROPRIATE, Mgmt Against Against
PASSING AN ORDINARY, NON-BINDING
RESOLUTION, ON AN ADVISORY BASIS AND NOT TO
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD, TO ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S MANAGEMENT PROXY CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
LYGEND RESOURCES & TECHNOLOGY COMPANY., LIMITED. Agenda Number: 716782203
--------------------------------------------------------------------------------------------------------------------------
Security: Y534DF103
Meeting Type: EGM
Meeting Date: 31-Mar-2023
Ticker:
ISIN: CNE100005M34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0315/2023031501127.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0315/2023031501113.pdf
1 THAT THE AGREEMENTS AND THE TRANSACTIONS Mgmt For For
CONTEMPLATED THEREUNDER BE AND ARE HEREBY
APPROVED, CONFIRMED AND RATIFIED; AND ANY
ONE DIRECTOR BE AND IS HEREBY AUTHORISED
FOR AND ON BEHALF OF THE COMPANY TO EXECUTE
AND DELIVER ALL SUCH DOCUMENTS, INSTRUMENTS
AND AGREEMENTS AND TO TAKE ALL STEPS AS HE
OR SHE CONSIDERS NECESSARY, DESIRABLE OR
EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT
TO THE AGREEMENTS AND THE TRANSACTIONS
CONTEMPLATED THEREUNDER
--------------------------------------------------------------------------------------------------------------------------
LYGEND RESOURCES & TECHNOLOGY COMPANY., LIMITED. Agenda Number: 716991597
--------------------------------------------------------------------------------------------------------------------------
Security: Y534DF103
Meeting Type: EGM
Meeting Date: 28-Apr-2023
Ticker:
ISIN: CNE100005M34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0412/2023041200307.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0412/2023041200360.pdf
1 TO CONSIDER AND APPROVE THE REMUNERATION OF Mgmt For For
THE DIRECTORS, SUPERVISORS AND SENIOR
MANAGEMENT OF THE COMPANY FOR 2023
2 TO CONSIDER AND APPROVE PROPOSED BANK Mgmt For For
CREDIT LINE APPLICATIONS OF THE COMPANY FOR
2023
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ESTABLISHMENT OF PT BUMI MINERAL SENTOSA
AND A PROPERTY DEVELOPMENT SUBSIDIARY
4 TO CONSIDER AND APPROVE THE PROVISION OF Mgmt For For
GUARANTEES BY THE COMPANY AND/OR ITS
SUBSIDIARIES FOR 2023
5 TO CONSIDER AND APPROVE THE APPLICATION FOR Mgmt For For
THE H SHARE FULL CIRCULATION BY THE COMPANY
6 TO CONSIDER AND APPROVE THE GRANT OF Mgmt For For
AUTHORIZATION TO THE BOARD OF DIRECTORS AND
ITS DELEGATED PERSONS TO HANDLE ALL MATTERS
RELATING TO THE H SHARE FULL CIRCULATION
7 TO CONSIDER AND APPROVE THE AMENDMENTS TO Mgmt For For
THE ARTICLES OF ASSOCIATION
--------------------------------------------------------------------------------------------------------------------------
LYGEND RESOURCES & TECHNOLOGY COMPANY., LIMITED. Agenda Number: 717280818
--------------------------------------------------------------------------------------------------------------------------
Security: Y534DF103
Meeting Type: AGM
Meeting Date: 15-Jun-2023
Ticker:
ISIN: CNE100005M34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0524/2023052400528.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0524/2023052400405.pdf
1 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
DIRECTORS OF THE COMPANY FOR THE YEAR ENDED
31 DECEMBER 2022
2 TO CONSIDER AND APPROVE THE REPORT OF THE Mgmt For For
SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2022
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
OF THE COMPANY FOR THE YEAR ENDED 31
DECEMBER 2022 AND THE AUDITED CONSOLIDATED
FINANCIAL STATEMENTS OF THE COMPANY FOR THE
YEAR ENDED 31 DECEMBER 2022
4 TO CONSIDER AND APPROVE THE DUTY Mgmt For For
PERFORMANCE REPORT OF THE INDEPENDENT
DIRECTORS FOR 2022
5 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
REPORT FOR 2022 AND THE PROPOSED ANNUAL
FINANCIAL BUDGET FOR 2023
6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION PLAN FOR 2022
7 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
RE-APPOINTMENT OF EY, CERTIFIED PUBLIC
ACCOUNTANTS AS THE AUDITOR OF THE COMPANY
FOR 2023 AND AUTHORIZE THE BOARD TO FIX ITS
REMUNERATION
8 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE DECISION-MAKING RULES FOR
CONNECTED TRANSACTIONS
9 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES FOR THE MANAGEMENT
OF EXTERNAL GUARANTEES
10 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE WORKING RULES FOR
INDEPENDENT DIRECTORS
11 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE OF
GENERAL MEETINGS
12 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
BOARD OF DIRECTORS
13 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE RULES OF PROCEDURE OF THE
BOARD OF SUPERVISORS
--------------------------------------------------------------------------------------------------------------------------
MICROVAST HOLDINGS, INC. Agenda Number: 935685288
--------------------------------------------------------------------------------------------------------------------------
Security: 59516C106
Meeting Type: Annual
Meeting Date: 12-Aug-2022
Ticker: MVST
ISIN: US59516C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stephen Vogel Mgmt Withheld Against
Wei Ying Mgmt Withheld Against
2. To ratify the appointment of Deloitte Mgmt For For
Touche Tohmatsu Certified Public
Accountants LLP as Microvast's independent
registered public accounting firm for the
fiscal year ending December 31, 2022.
--------------------------------------------------------------------------------------------------------------------------
MINERAL RESOURCES LTD Agenda Number: 716173668
--------------------------------------------------------------------------------------------------------------------------
Security: Q60976109
Meeting Type: AGM
Meeting Date: 17-Nov-2022
Ticker:
ISIN: AU000000MIN4
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,5,6,7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 ELECTION OF DIRECTOR - MR LULEZIM (ZIMI) Mgmt For For
MEKA
3 RE-ELECTION OF DIRECTOR - MR JAMES Mgmt For For
MCCLEMENTS
4 RE-ELECTION OF DIRECTOR - MS SUSAN (SUSIE) Mgmt For For
CORLETT
5 APPROVAL FOR GRANT OF FY22 SECURITIES TO Mgmt For For
MANAGING DIRECTOR
6 APPROVAL FOR GRANT OF FY23 SECURITIES TO Mgmt For For
MANAGING DIRECTOR
7 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
8 APPOINTMENT OF AUDITOR : ERNST & YOUNG Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
MP MATERIALS CORP. Agenda Number: 935847193
--------------------------------------------------------------------------------------------------------------------------
Security: 553368101
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: MP
ISIN: US5533681012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arnold W. Donald Mgmt For For
1b. Election of Director: Randall J. Mgmt For For
Weisenburger
2. Advisory vote to approve compensation paid Mgmt For For
to the Company's named executive officers.
3. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NEC CORPORATION Agenda Number: 717303692
--------------------------------------------------------------------------------------------------------------------------
Security: J48818207
Meeting Type: AGM
Meeting Date: 22-Jun-2023
Ticker:
ISIN: JP3733000008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Reduce the Board of Mgmt For For
Directors Size, Adopt Reduction of
Liability System for Directors, Transition
to a Company with Three Committees
2.1 Appoint a Director Niino, Takashi Mgmt For For
2.2 Appoint a Director Morita, Takayuki Mgmt For For
2.3 Appoint a Director Fujikawa, Osamu Mgmt For For
2.4 Appoint a Director Matsukura, Hajime Mgmt For For
2.5 Appoint a Director Obata, Shinobu Mgmt For For
2.6 Appoint a Director Nakamura, Kuniharu Mgmt For For
2.7 Appoint a Director Christina Ahmadjian Mgmt For For
2.8 Appoint a Director Oka, Masashi Mgmt For For
2.9 Appoint a Director Okada, Kyoko Mgmt For For
2.10 Appoint a Director Mochizuki, Harufumi Mgmt For For
2.11 Appoint a Director Okada, Joji Mgmt For For
2.12 Appoint a Director Yamada, Yoshihito Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEOMETALS LTD Agenda Number: 716232599
--------------------------------------------------------------------------------------------------------------------------
Security: Q6629X107
Meeting Type: AGM
Meeting Date: 25-Nov-2022
Ticker:
ISIN: AU000000NMT1
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 3 TO 10 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF NATALIA STRELTSOVA Mgmt For For
3 APPROVAL OF THE PERFORMANCE RIGHTS PLAN Mgmt For For
4 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
CHRISTOPHER REED
5 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
STEVEN COLE
6 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
NATALIA STRELTSOVA
7 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
DOUGLAS RITCHIE
8 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
JENNY PURDIE
9 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
LES GUTHRIE
10 APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
NON- EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
NICKEL INDUSTRIES LIMITED Agenda Number: 717160484
--------------------------------------------------------------------------------------------------------------------------
Security: Q67949109
Meeting Type: AGM
Meeting Date: 31-May-2023
Ticker:
ISIN: AU0000018236
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,5,6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 APPROVAL OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF ROBERT NEALE AS A DIRECTOR Mgmt For For
3 RE-ELECTION OF MARK LOCHTENBERG AS A Mgmt For For
DIRECTOR
4 RE-ELECTION OF CHRISTOPHER SHEPHERD AS A Mgmt For For
DIRECTOR
5 INCREASE TO DIRECTORS FEES Mgmt For For
6 RATIFICATION OF THE ISSUE OF 259,103,641 Mgmt For For
SHARES TO INSTITUTIONAL AND SOPHISTICATED
INVESTORS
--------------------------------------------------------------------------------------------------------------------------
NIKOLA CORPORATION Agenda Number: 935612146
--------------------------------------------------------------------------------------------------------------------------
Security: 654110105
Meeting Type: Annual
Meeting Date: 02-Aug-2022
Ticker: NKLA
ISIN: US6541101050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark A. Russell Mgmt For For
Stephen J. Girsky Mgmt Withheld Against
L.F. de Rothschild Mgmt For For
Michael L. Mansuetti Mgmt For For
Gerrit A. Marx Mgmt Withheld Against
Mary L. Petrovich Mgmt Withheld Against
Steven M. Shindler Mgmt For For
Bruce L. Smith Mgmt For For
DeWitt C. Thompson, V Mgmt Withheld Against
2. The approval of an amendment to the Second Mgmt For For
Amended and Restated Certificate of
Incorporation of the Company to increase
the number of authorized shares of the
Company's common stock from 600,000,000 to
800,000,000.
3. The approval, on a non-binding advisory Mgmt Against Against
basis, of the compensation paid to the
Company's named executive officers.
4. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the fiscal year ending December
31, 2022.
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 935694960
--------------------------------------------------------------------------------------------------------------------------
Security: 62914V106
Meeting Type: Annual
Meeting Date: 25-Aug-2022
Ticker: NIO
ISIN: US62914V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1. As a special resolution: THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined in the Meeting Notice) at each
of the class meeting of holders of the
Class C ordinary shares with a par value of
US$0.00025 each and the annual general
meeting of the Company, each convened on
the same date and at the same place as the
Class A Meeting, the Company's Twelfth
Amended and Restated Memorandum of
Association and Articles of Association in
effect be amended and restated by the
...(due to space limits, see proxy material
for full proposal).
1. As an ordinary resolution: THAT the Mgmt For For
authorised but unissued 132,030,222 Class B
ordinary shares of a par value of
US$0.00025 each of the Company be
redesignated as 132,030,222 Class A
ordinary shares of a par value of
US$0.00025 each of the Company, such that
the authorised share capital of the Company
is US$1,000,000 divided into 4,000,000,000
shares comprising of (i) 2,632,030,222
Class A ordinary shares of a par value of
US$0.00025 each, (ii) 148,500,000 Class C
ordinary shares of a ...(due to space
limits, see proxy material for full
proposal).
2. As an ordinary resolution: to re-appoint Mgmt For For
PricewaterhouseCoopers as the auditor of
the Company to hold office until the
conclusion of the next annual general
meeting of the Company and to authorise the
Board to fix their remuneration for the
year ending December 31, 2022.
3. As a special resolution: THAT subject to Mgmt For For
the passing of the Class-based Resolution
(as defined in the Meeting Notice) at each
of the class meeting of holders of the
Class C ordinary shares with a par value of
US$0.00025 each, each and the class meeting
of holders of Class A ordinary shares with
a par value of US$0.00025 each convened on
the same date and at the same place as the
AGM, the Company's Twelfth Amended and
Restated Memorandum of Association and
Articles of Association in effect ...(due
to space limits, see proxy material for
full proposal).
4. As a special resolution: THAT the Company's Mgmt For For
Twelfth Amended and Restated Memorandum of
Association and Articles of Association in
effect be amended and restated by the
deletion in their entirety and the
substitution in their place of the
Thirteenth Amended and Restated Memorandum
and Articles of Association annexed
Thirteenth Amended and Restated Memorandum
and Articles of Association annexed to this
notice, as more particularly disclosed on
pages 141 to 152 of the Listing Document,
by (a) ...(due to space limits, see proxy
material for full proposal).
5. As a special resolution: THAT the Chinese Mgmt For For
name of the Company be adopted as the dual
foreign name of the Company.
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 935889684
--------------------------------------------------------------------------------------------------------------------------
Security: 62914V106
Meeting Type: Annual
Meeting Date: 26-Jun-2023
Ticker: NIO
ISIN: US62914V1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: to re-elect Mr. Mgmt For For
Hai Wu as an independent director of the
Company.
2. As an ordinary resolution: to re-appoint Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
the auditor of the Company to hold office
until the conclusion of the next annual
general meeting of the Company and to
authorize the Board to fix their
remuneration for the year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
NOVONIX LIMITED Agenda Number: 935783123
--------------------------------------------------------------------------------------------------------------------------
Security: 67010L100
Meeting Type: Annual
Meeting Date: 05-Apr-2023
Ticker: NVX
ISIN: US67010L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Remuneration Report (Non-Binding) Mgmt For For
2. Re-election of Director - Admiral Robert Mgmt For For
Natter
3. Re-election of director - Mr Daniel Akerson Mgmt For For
4. Re-election of director - Mr Ron Edmonds Mgmt For For
5. Issue of Transitional FY23 Performance Mgmt For For
Rights to Mr Nick Liveris
6. Issue of Transitional FY23 Share Rights to Mgmt For For
Mr Andrew N. Liveris AO
7. Issue of Transitional FY23 Share Rights to Mgmt For For
Mr Anthony Bellas
8. Issue of Transitional FY23 Share Rights to Mgmt For For
Admiral Robert Natter
9. Issue of Transitional FY23 Share Rights to Mgmt For For
Phillips 66 Company
10. Issue of Transitional FY23 Share Rights to Mgmt For For
Ms Jean Oelwang
11. Issue of FY23 Share Rights to Mr Daniel Mgmt For For
Akerson
12. Issue of Pro Rated Share Rights to Mr Mgmt For For
Daniel Akerson
13. Issue of FY23 Share Rights to Mr Ron Mgmt For For
Edmonds
14. Issue of Pro Rated Share Rights to Mr Ron Mgmt For For
Edmonds
15. Increase in Director Fee Pool Limit Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PANASONIC HOLDINGS CORPORATION Agenda Number: 717313073
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 26-Jun-2023
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuga, Kazuhiro Mgmt Against Against
1.2 Appoint a Director Kusumi, Yuki Mgmt Against Against
1.3 Appoint a Director Homma, Tetsuro Mgmt For For
1.4 Appoint a Director Sato, Mototsugu Mgmt For For
1.5 Appoint a Director Umeda, Hirokazu Mgmt For For
1.6 Appoint a Director Matsui, Shinobu Mgmt For For
1.7 Appoint a Director Noji, Kunio Mgmt For For
1.8 Appoint a Director Sawada, Michitaka Mgmt For For
1.9 Appoint a Director Toyama, Kazuhiko Mgmt For For
1.10 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
1.11 Appoint a Director Miyabe, Yoshiyuki Mgmt For For
1.12 Appoint a Director Shotoku, Ayako Mgmt For For
1.13 Appoint a Director Nishiyama, Keita Mgmt For For
2 Appoint a Corporate Auditor Baba, Hidetoshi Mgmt For For
3 Approve Details of the Restricted-Stock Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
PHOENIX SILICON INTERNATIONAL CORP Agenda Number: 717145228
--------------------------------------------------------------------------------------------------------------------------
Security: Y6973R137
Meeting Type: AGM
Meeting Date: 26-May-2023
Ticker:
ISIN: TW0008028002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACKNOWLEDGMENT OF THE 2022 BUSINESS REPORT Mgmt For For
AND FINANCIAL STATEMENTS.
2 ACKNOWLEDGMENT OF THE 2022 EARNINGS Mgmt For For
DISTRIBUTION. PROPOSED CASH DIVIDEND: TWD
1.8 PER SHARE
3.1 THE ELECTION OF THE DIRECTOR:GALLANT Mgmt Against Against
PRECISION MACHINING CO., LTD.,,SHAREHOLDER
NO.00092566,FRANK LIANG AS REPRESENTATIVE
4 DISCUSSION TO APPROVE THE LIFTING OF Mgmt For For
NON-COMPETITION RESTRICTIONS FOR THE NEW
DIRECTOR.
--------------------------------------------------------------------------------------------------------------------------
PIEDMONT LITHIUM INC. Agenda Number: 935847725
--------------------------------------------------------------------------------------------------------------------------
Security: 72016P105
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: PLL
ISIN: US72016P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director Nominee: To Mgmt For For
be elected for terms expiring in 2026: Mr.
Jeff Armstrong
1b. Election of Class III Director Nominee: To Mgmt Withheld Against
be elected for terms expiring in 2026: Ms.
Christina Alvord
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
3. Approval of, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. Approval of the grant of up to 29,890 stock Mgmt Against Against
options to Mr. Keith Phillips.
5. Approval of the grant of up to 13,260 Mgmt Against Against
restricted stock units to Mr. Keith
Phillips.
6. Approval of the grant of up to 53,034 Mgmt Against Against
performance stock units to Mr. Keith
Phillips.
7. Approval of the grant of up to 2,879 Mgmt For For
restricted stock units to Mr. Jeff
Armstrong.
8. Approval of the grant of up to 1,591 Mgmt For For
restricted stock units to Ms. Christina
Alvord.
9. Approval of the grant of up to 1,591 Mgmt For For
restricted stock units to Mr. Jorge
Beristain.
10. Approval of the grant of up to 1,591 Mgmt For For
restricted stock units to Mr. Michael
Bless.
11. Approval of the grant of up to 1,591 Mgmt For For
restricted stock units to Mr. Claude Demby.
--------------------------------------------------------------------------------------------------------------------------
PILBARA MINERALS LTD Agenda Number: 716163631
--------------------------------------------------------------------------------------------------------------------------
Security: Q7539C100
Meeting Type: AGM
Meeting Date: 17-Nov-2022
Ticker:
ISIN: AU000000PLS0
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR ANTHONY KIERNAN AS Mgmt For For
DIRECTOR
3 RE-ELECTION OF MR NICHOLAS CERNOTTA AS Mgmt For For
DIRECTOR
4 RATIFICATION OF CONVERTIBLE BONDS Mgmt For For
5 ISSUE OF EMPLOYEE PERFORMANCE RIGHTS TO MR Mgmt For For
DALE HENDERSON
6 INCREASE IN NON-EXECUTIVE DIRECTORS FEES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935870320
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Jonathan M. Mgmt For For
Silver
1b. Election of Class III Director: Kyungyeol Mgmt For For
Song
2. The approval of Amendment No. 2 to the Plug Mgmt Against Against
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the Plug Power Inc. 2023 Mgmt For For
Employee Stock Purchase Plan as described
in the proxy statement.
4. The approval of the non-binding, advisory Mgmt Against Against
vote regarding the compensation of the
Company's named executive officers as
described in the proxy statement.
5. The approval of the non-binding, advisory Mgmt 1 Year For
vote regarding the frequency of future
non-binding, advisory votes to approve the
compensation of the Company's named
executive officers.
6. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
POLESTAR AUTOMOTIVE HOLDING UK PLC Agenda Number: 935893948
--------------------------------------------------------------------------------------------------------------------------
Security: 731105201
Meeting Type: Annual
Meeting Date: 28-Jun-2023
Ticker: PSNY
ISIN: US7311052010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Report and accounts - To receive the Mgmt For For
Company's annual report and audited
financial statements for the period ended
31 December 2022.
O2 Directors' remuneration report - To receive Mgmt For For
and approve the Directors' Remuneration
Report for the period ended 31 December
2022.
O3 Remuneration policy - To receive and Mgmt For For
approve the Remuneration Policy.
O4 Election of director - To elect Mr Thomas Mgmt For For
Ingenlath as a Director.
O5 Election of director - To elect Mr Donghui Mgmt For For
(Daniel) Li as a Director.
O6 Election of director - To elect Mr David Mgmt For For
Richter as a Director.
O7 Reappointment of auditor - To appoint Mgmt For For
Deloitte LLP and Deloitte AB (together, the
Auditor) as auditor of the Company to hold
office from the conclusion of this meeting
until the conclusion of the next annual
general meeting of the Company at which the
Company's financial statements are laid
before the shareholders.
O8 Remuneration of auditor - To authorise the Mgmt For For
Audit Committee to determine the
remuneration of the Auditor.
S9 Purchase of own shares - That, the Company Mgmt For For
is hereby generally and unconditionally
authorised to make market purchases (within
the meaning of section 693(4) of the
Companies Act 2006) of Ordinary Class A
Shares of 0.01 cents each in the capital of
the Company provided that: (i) the maximum
number of Ordinary Class A shares hereby
authorised to be purchased is 70,156,338;
(ii) the minimum price (exclusive of
expenses) which may be paid for each
Ordinary Class A share is 0.01 cents per
share; ...(due to space limits, see proxy
material for full proposal).
S10 Notice of general meetings - To authorise Mgmt For For
the calling of general meetings of the
Company (not being an annual general
meeting) by notice of at least 14 clear
days.
--------------------------------------------------------------------------------------------------------------------------
PROTERRA INC Agenda Number: 935883884
--------------------------------------------------------------------------------------------------------------------------
Security: 74374T109
Meeting Type: Annual
Meeting Date: 23-Jun-2023
Ticker: PTRA
ISIN: US74374T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director for a Mgmt For For
three-year term expiring in 2026: Jan R.
Hauser
1.2 Election of Class II Director for a Mgmt For For
three-year term expiring in 2026: Gareth T.
Joyce
1.3 Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2026: Michael
D. Smith
2. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
3. Ratification of appointment of independent Mgmt For For
registered public accounting firm.
4. Approval of the issuance of shares of our Mgmt For For
common stock (or securities convertible
into or exercisable for common stock), in
settlement of the conversion in full of the
aggregate principal amount of, plus accrued
and unpaid interest on, our convertible
notes in accordance with the applicable
rules of the Nasdaq Stock Market.
5. Amendment of our certificate of Mgmt For For
incorporation to increase the authorized
number of shares of common stock.
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK. Agenda Number: 715953041
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: EGM
Meeting Date: 23-Aug-2022
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE SPIN-OFF OF PARTIAL SEGMENT Mgmt For For
OF MINING BUSINESS OF THE COMPANY LOCATED
IN EAST HALMAHERA, NORTH MALUKU, TO PT NUSA
KARYA ARINDO AND PT SUMBERDAYA ARINDO, THE
COMPANY'S CONTROLLED SUBSIDIARIES, BOTH OF
WHICH ARE AT LEAST 99 PERCENT OWNED,
DIRECTLY OR INDIRECTLY, AS REFERRED TO IN
ARTICLE 135 PARAGRAPH (1) LETTER B OF LAW
NO. 40 OF 2007 ON THE LIMITED LIABILITY
COMPANY AS AMENDED BY LAW NO. 11 OF 2020 ON
THE JOB CREATION
2 APPROVAL ON THE TRANSFER OF THE COMPANY'S Mgmt For For
ASSETS IN THE FORM OF SHARES IN THE
COMPANY'S SUBSIDIARIES WHOSE TOTAL VALUE
MAY EXCEED 50 PERCENT OF THE COMPANY'S
ASSETS IN MORE THAN ONE TRANSACTION,
DIRECTLY OR INDIRECTLY
--------------------------------------------------------------------------------------------------------------------------
PT ANEKA TAMBANG TBK. Agenda Number: 717288117
--------------------------------------------------------------------------------------------------------------------------
Security: Y7116R158
Meeting Type: AGM
Meeting Date: 15-Jun-2023
Ticker:
ISIN: ID1000106602
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL ON THE ANNUAL REPORT AND Mgmt For For
RATIFICATION OF THE COMPANY'S CONSOLIDATED
FINANCIAL STATEMENTS, APPROVAL ON THE BOARD
OF COMMISSIONERS SUPERVISORY REPORT AND
RATIFICATION OF THE ANNUAL FINANCIAL
STATEMENTS AND IMPLEMENTATION OF THE
COMPANY'S SOCIAL AND ENVIRONMENTAL
RESPONSIBILITY PROGRAM FOR THE FISCAL YEAR
ENDED ON DECEMBER 31, 2022, AS WELL AS THE
GRANTING OF A FULL RELEASE AND DISCHARGE
(VOLLEDIG ACQUIT ET DE CHARGE) TO THE BOARD
OF DIRECTORS FOR THE MANAGEMENT ACTIONS OF
THE COMPANY AND THE BOARD OF COMMISSIONERS
FOR THE COMPANY'S SUPERVISORY ACTIONS THAT
HAVE BEEN PERFORMED DURING THE FINANCIAL
YEAR 2022
2 THE APPROPRIATION OF THE PROFIT, INCLUDING Mgmt For For
THE DISTRIBUTION OF DIVIDEND FOR THE
FINANCIAL YEAR OF 2022
3 THE STIPULATION OF THE INCENTIVES FOR THE Mgmt Against Against
PERFORMANCE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE BOARD OF COMMISSIONERS
FOR THE FINANCIAL YEAR OF 2022 AND THEIR
RESPECTIVE SALARIES/HONORARIUM INCLUDING
FACILITIES AND ALLOWANCES FOR THE FINANCIAL
YEAR OF 2023
4 THE APPROVAL FOR THE APPOINTMENT OF PUBLIC Mgmt Against Against
ACCOUNTANT OFFICE TO CARRY OUT THE AUDIT OF
THE FINANCIAL STATEMENTS OF THE COMPANY AND
THE FINANCIAL STATEMENTS OF THE PROGRAM OF
FUNDING FOR MICRO AND SMALL ENTERPRISES FOR
THE FINANCIAL YEAR OF 2023
5 THE RATIFICATION OF THE REALIZATION REPORT Mgmt For For
FOR THE USE OF PROCEEDS OF THE PUBLIC
OFFERING
6 THE APPROVAL FOR THE AMENDMENT TO THE Mgmt Against Against
ARTICLES OF ASSOCIATION OF THE COMPANY
7 RATIFICATION OF THE REGULATION OF THE Mgmt Against Against
MINISTER OF STATE-OWNED ENTERPRISES (SOE)
OF THE REPUBLIC OF INDONESIA A. MINISTER OF
SOE REGULATION NUMBER PER-1/MBU/03/2023 ON
SPECIAL ASSIGNMENTS AND SOCIAL AND
ENVIRONMENTAL RESPONSIBILITY PROGRAMS FOR
STATE-OWNED ENTERPRISES, B. MINISTER OF SOE
REGULATION NUMBER PER-2/MBU/03/2023 ON
GUIDELINES FOR GOVERNANCE AND SIGNIFICANT
CORPORATE ACTIVITIES OF STATE-OWNED
ENTERPRISES, AND C. MINISTER OF SOE
REGULATION NUMBER PER-3/MBU/03/2023 ON
ORGANS AND HUMAN RESOURCES OF STATE-OWNED
ENTERPRISES
8 THE APPROVAL FOR THE CHANGE TO THE MEMBERS Mgmt Against Against
OF THE BOARDS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 716422819
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: EGM
Meeting Date: 22-Dec-2022
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 CHANGES TO THE COMPOSITION OF MEMBERS OF Mgmt For For
THE BOARD OF COMMISSIONERS OF THE COMPANY
02 APPROVAL OF REMUNERATION FOR MEMBERS OF THE Mgmt For For
BOARD OF COMMISSIONERS OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
PT VALE INDONESIA TBK Agenda Number: 716954715
--------------------------------------------------------------------------------------------------------------------------
Security: Y7150Y101
Meeting Type: AGM
Meeting Date: 05-May-2023
Ticker:
ISIN: ID1000109309
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF THE ANNUAL REPORT AND Mgmt For For
RATIFICATION OF THE FINANCIAL STATEMENT OF
THE COMPANY FOR THE FINANCIAL YEAR ENDED
DECEMBER 31ST, 2022
2 DETERMINATION OF THE UTILIZATION OF THE Mgmt For For
COMPANYS NET PROFIT FOR THE FINANCIAL YEAR
ENDED DECEMBER 31ST, 2022
3 APPROVAL ON THE CHANGES OF COMPOSITION OF Mgmt Against Against
THE BOARD OF DIRECTORS
4 APPROVAL ON THE CHANGES OF COMPOSITION OF Mgmt Against Against
THE BOARD OF COMMISSIONERS
5 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt Against Against
OF COMMISSIONERS OF THE COMPANY AND SALARY,
ALLOWANCE AND BONUS OF THE BOARD OF
DIRECTORS OF THE COMPANY
6 APPOINTMENT OF A PUBLIC ACCOUNTANT AND A Mgmt Against Against
PUBLIC ACCOUNTING FIRM TO AUDIT THE
FINANCIAL STATEMENT OF THE COMPANY FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2023
--------------------------------------------------------------------------------------------------------------------------
QUANTUMSCAPE CORPORATION Agenda Number: 935695847
--------------------------------------------------------------------------------------------------------------------------
Security: 74767V109
Meeting Type: Annual
Meeting Date: 20-Sep-2022
Ticker: QS
ISIN: US74767V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagdeep Singh Mgmt For For
Frank Blome Mgmt For For
Brad Buss Mgmt Withheld Against
Jeneanne Hanley Mgmt Withheld Against
Susan Huppertz Mgmt For For
Prof. Dr Jurgen Leohold Mgmt Withheld Against
Dr. Gena Lovett Mgmt For For
Prof. Dr. Fritz Prinz Mgmt For For
Dipender Saluja Mgmt For For
JB Straubel Mgmt For For
Jens Wiese Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. To approve, on a non-binding advisory Mgmt 1 Year For
basis, the frequency of future stockholder
advisory votes on the compensation of our
named executive officers.
4. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
QUANTUMSCAPE CORPORATION Agenda Number: 935839932
--------------------------------------------------------------------------------------------------------------------------
Security: 74767V109
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: QS
ISIN: US74767V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jagdeep Singh Mgmt For For
Frank Blome Mgmt For For
Brad Buss Mgmt For For
Jeneanne Hanley Mgmt For For
Susan Huppertz Mgmt For For
Prof. Dr Jurgen Leohold Mgmt For For
Dr. Gena Lovett Mgmt For For
Prof. Dr. Fritz Prinz Mgmt For For
Dipender Saluja Mgmt For For
JB Straubel Mgmt For For
Jens Wiese Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of the named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
RIVIAN AUTOMOTIVE, INC. Agenda Number: 935857358
--------------------------------------------------------------------------------------------------------------------------
Security: 76954A103
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: RIVN
ISIN: US76954A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting of
Stockholders: Karen Boone
1b. Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting of
Stockholders: Rose Marcario
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
4. Stockholder proposal requesting the Shr For Against
adoption of a human rights policy.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 716684091
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 15-Mar-2023
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: JEON YEONG Mgmt Against Against
HYEON
2.2 ELECTION OF OUTSIDE DIRECTOR: GWON O GYEONG Mgmt For For
2.3 ELECTION OF OUTSIDE DIRECTOR: GIM DEOK Mgmt For For
HYEON
2.4 ELECTION OF OUTSIDE DIRECTOR: I MI GYEONG Mgmt For For
3.1 ELECTION OF AUDIT COMMITTEE MEMBER GWON O Mgmt For For
GYEONG
3.2 ELECTION OF AUDIT COMMITTEE MEMBER I MI Mgmt For For
GYEONG
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt For For
AUDIT COMMITTEE MEMBER CHOE WON UK
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
CMMT 16 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 2.4 AND 3.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SHOWA DENKO K.K. Agenda Number: 716043182
--------------------------------------------------------------------------------------------------------------------------
Security: J75046136
Meeting Type: EGM
Meeting Date: 29-Sep-2022
Ticker:
ISIN: JP3368000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Absorption-Type Company Split Mgmt For For
Agreement
2 Amend Articles to: Change Official Company Mgmt For For
Name, Amend Business Lines, Set the Maximum
Size of the Board of Directors and Set the
Maximum Size of the Board of Corporate
Auditors
--------------------------------------------------------------------------------------------------------------------------
SHOWA DENKO K.K. Agenda Number: 716753606
--------------------------------------------------------------------------------------------------------------------------
Security: J75046136
Meeting Type: AGM
Meeting Date: 30-Mar-2023
Ticker:
ISIN: JP3368000000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Morikawa, Kohei Mgmt Against Against
2.2 Appoint a Director Takahashi, Hidehito Mgmt Against Against
2.3 Appoint a Director Kamiguchi, Keiichi Mgmt Against Against
2.4 Appoint a Director Somemiya, Hideki Mgmt Against Against
2.5 Appoint a Director Maoka, Tomomitsu Mgmt Against Against
2.6 Appoint a Director Nishioka, Kiyoshi Mgmt For For
2.7 Appoint a Director Isshiki, Kozo Mgmt For For
2.8 Appoint a Director Morikawa, Noriko Mgmt For For
2.9 Appoint a Director Tsuneishi, Tetsuo Mgmt For For
3 Appoint a Corporate Auditor Kato, Toshiharu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SIGMA LITHIUM CORPORATION Agenda Number: 935890853
--------------------------------------------------------------------------------------------------------------------------
Security: 826599102
Meeting Type: Annual and Special
Meeting Date: 30-Jun-2023
Ticker: SGML
ISIN: CA8265991023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Calvyn Gardner Mgmt For For
Ana Cristina Cabral Mgmt For For
Bechara S. Azar Mgmt For For
Cesar Chicayban Mgmt For For
Marcelo Paiva Mgmt Withheld Against
J. L. Ferreira de Melo Mgmt For For
Alexandre Rodrigues Mgmt For For
2 Appointment of KPMG LLP as Auditors of the Mgmt For For
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 An ordinary resolution (the "New 2023 EIP Mgmt Against Against
Resolution"), the full text of which is set
forth under the heading "New Equity
Incentive Plan" in the Management
Information Circular, ratifying and
approving a new equity incentive plan of
the Corporation (the "2023 Equity Incentive
Plan").
--------------------------------------------------------------------------------------------------------------------------
SIMPLO TECHNOLOGY CO LTD Agenda Number: 717166892
--------------------------------------------------------------------------------------------------------------------------
Security: Y7987E104
Meeting Type: AGM
Meeting Date: 31-May-2023
Ticker:
ISIN: TW0006121007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 2022 BUSINESS REPORT AND FINANCIAL Mgmt For For
STATEMENTS.
2 2022 EARNINGS DISTRIBUTION. PROPOSED CASH Mgmt For For
DIVIDEND HALF OF A YEAR :TWD 13.1 PER SHARE
AND TWD 14.5 PER SHARE.
3.1 THE ELECTION OF THE DIRECTOR.:SUNG Mgmt Against Against
FU-HSIANG,SHAREHOLDER NO.00000008
3.2 THE ELECTION OF THE DIRECTOR.:BON SHIN Mgmt Against Against
INTERNATIONAL INVESTMENT CO.,
LTD,SHAREHOLDER NO.00035704
3.3 THE ELECTION OF THE DIRECTOR.:CHEN Mgmt Against Against
TAI-MING,SHAREHOLDER NO.A121552XXX
3.4 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:WANG CHEN-WEI,SHAREHOLDER
NO.L101796XXX
3.5 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:LIN PI-JUNG,SHAREHOLDER
NO.A123097XXX
3.6 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:CHIU KUAN-HSUN,SHAREHOLDER
NO.B121420XXX
3.7 THE ELECTION OF THE INDEPENDENT Mgmt Against Against
DIRECTOR.:CHU CHIH-HAO,SHAREHOLDER
NO.A120418XXX
4 PROPOSAL FOR RELEASING THE NEWLY-APPOINTED Mgmt Against Against
DIRECTORS FROM PARTICIPATION IN COMPETITIVE
BUSINESS.
--------------------------------------------------------------------------------------------------------------------------
SK IE TECHNOLOGY CO., LTD. Agenda Number: 716774066
--------------------------------------------------------------------------------------------------------------------------
Security: Y8085G108
Meeting Type: AGM
Meeting Date: 27-Mar-2023
Ticker:
ISIN: KR7361610009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 863246 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR: KIM CHEOL Mgmt Against Against
JOONG
2.2 ELECTION OF OUTSIDE DIRECTOR: SONG EUI Mgmt Against Against
YOUNG
2.3 ELECTION OF OUTSIDE DIRECTOR: KANG YUL RE Mgmt Against Against
3.1 ELECTION OF AUDIT COMMITTEE MEMBER: SONG Mgmt Against Against
EUI YOUNG
3.2 ELECTION OF AUDIT COMMITTEE MEMBER: KANG Mgmt Against Against
YUL RE
4 ELECTION OF OUTSIDE DIRECTOR AS AUDIT Mgmt Against Against
COMMITTEE MEMBER: KIM TAE HYUN
5 APPROVAL OF LIMIT OF REMUNERATION FOR Mgmt Against Against
DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935824272
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Balance Sheet, Financial Statements, Mgmt For
Annual Report, Account Inspectors Report,
and External Auditors' Report for the
business year ended December 31, 2022.
2. Designation of the External Auditing Mgmt For
Company.
3. Designation of the Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of the final dividend. Mgmt For
8A. Antonio Gil Nievas, nominated as a Board Mgmt Against
member (Please note that you can vote "FOR"
for option "A", or option "B" only. If you
vote "FOR" for more than one option, the
ballot on this resolution will not count.)
8B. Board Election (Please note that you can Mgmt For
vote "FOR" for option "A", or option "B"
only. If you vote "FOR" for more than one
option, the ballot on this resolution will
not count.)
9. Board of Directors and Board committees Mgmt For
compensation structure.
10. Designation of the newspaper for corporate Mgmt For
publications; general corporate information
matters and execution of shareholders'
meeting resolutions.
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935833194
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marcel Gani Mgmt For For
1b. Election of Director: Tal Payne Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2023.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay" vote).
4. Vote, on an advisory and non-binding basis, Mgmt 1 Year For
on the preferred frequency of future
stockholder advisory votes to approve the
compensation of our named executive
officers (the "Say-on- Frequency" vote).
5. Approval of an amendment to the Company's Mgmt For For
certificate of incorporation to declassify
the Board and phase-in annual director
elections.
6. Approval of an amendment to the Company's Mgmt For For
certificate of incorporation to remove the
supermajority voting requirements to amend
certain provisions of the Company's
certificate of incorporation and bylaws.
7. Approval of an amendment to the Company's Mgmt For For
certificate of incorporation to add a
federal forum selection provision for
causes of action under the Securities Act
of 1933.
--------------------------------------------------------------------------------------------------------------------------
SOUTH32 LTD Agenda Number: 716104207
--------------------------------------------------------------------------------------------------------------------------
Security: Q86668102
Meeting Type: AGM
Meeting Date: 27-Oct-2022
Ticker:
ISIN: AU000000S320
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3 AND 4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF MR FRANK COOPER AS A Mgmt For For
DIRECTOR
2.B RE-ELECTION OF DR NTOMBIFUTHI (FUTHI) MTOBA Mgmt For For
AS A DIRECTOR
3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
4 GRANT OF AWARDS TO EXECUTIVE DIRECTOR Mgmt For For
5 ADVISORY VOTE ON CLIMATE CHANGE ACTION PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
STANDARD LITHIUM LTD Agenda Number: 716747425
--------------------------------------------------------------------------------------------------------------------------
Security: 853606101
Meeting Type: MIX
Meeting Date: 04-Apr-2023
Ticker:
ISIN: CA8536061010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 2.1 TO 2.8, 3 AND 4 AND 'IN
FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION
NUMBER 1. THANK YOU
1 TO APPOINT PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS THE
AUDITOR OF THE COMPANY FOR THE ENSUING
YEAR, AND TO AUTHORIZE THE DIRECTORS TO FIX
THE REMUNERATION TO BE PAID TO THE AUDITOR
2.1 ELECTION OF DIRECTOR: ROBERT CROSS Mgmt For For
2.2 ELECTION OF DIRECTOR: DR. ANDREW ROBINSON Mgmt For For
2.3 ELECTION OF DIRECTOR: ROBERT MINTAK Mgmt For For
2.4 ELECTION OF DIRECTOR: JEFFREY BARBER Mgmt For For
2.5 ELECTION OF DIRECTOR: ANTHONY ALVARO Mgmt For For
2.6 ELECTION OF DIRECTOR: DR. VOLKER BERL Mgmt For For
2.7 ELECTION OF DIRECTOR: CLAUDIA D'ORAZIO Mgmt For For
2.8 ELECTION OF DIRECTOR: ANCA RUSU Mgmt For For
3 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED ROLLING STOCK OPTION PLAN
4 TO APPROVE THE COMPANY'S AMENDED AND Mgmt For For
RESTATED LONG TERM INCENTIVE PLAN
--------------------------------------------------------------------------------------------------------------------------
SUMITOMO METAL MINING CO.,LTD. Agenda Number: 717312879
--------------------------------------------------------------------------------------------------------------------------
Security: J77712180
Meeting Type: AGM
Meeting Date: 23-Jun-2023
Ticker:
ISIN: JP3402600005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Nakazato, Yoshiaki Mgmt For For
2.2 Appoint a Director Nozaki, Akira Mgmt For For
2.3 Appoint a Director Higo, Toru Mgmt For For
2.4 Appoint a Director Matsumoto, Nobuhiro Mgmt For For
2.5 Appoint a Director Takebayashi, Masaru Mgmt For For
2.6 Appoint a Director Ishii, Taeko Mgmt For For
2.7 Appoint a Director Kinoshita, Manabu Mgmt For For
2.8 Appoint a Director Nishiura, Kanji Mgmt For For
3 Appoint a Substitute Corporate Auditor Mgmt For For
Mishina, Kazuhiro
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TDK CORPORATION Agenda Number: 717303717
--------------------------------------------------------------------------------------------------------------------------
Security: J82141136
Meeting Type: AGM
Meeting Date: 22-Jun-2023
Ticker:
ISIN: JP3538800008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Saito, Noboru Mgmt Against Against
2.2 Appoint a Director Yamanishi, Tetsuji Mgmt Against Against
2.3 Appoint a Director Ishiguro, Shigenao Mgmt For For
2.4 Appoint a Director Sato, Shigeki Mgmt For For
2.5 Appoint a Director Nakayama, Kozue Mgmt For For
2.6 Appoint a Director Iwai, Mutsuo Mgmt For For
2.7 Appoint a Director Yamana, Shoei Mgmt For For
3.1 Appoint a Corporate Auditor Momozuka, Mgmt For For
Takakazu
3.2 Appoint a Corporate Auditor Ishikawa, Mgmt For For
Masato
3.3 Appoint a Corporate Auditor Douglas K. Mgmt For For
Freeman
3.4 Appoint a Corporate Auditor Yamamoto, Mgmt For For
Chizuko
3.5 Appoint a Corporate Auditor Fujino, Takashi Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935679540
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ira Ehrenpreis Mgmt For For
1.2 Election of Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to increase
the number of authorized shares of common
stock by 4,000,000,000 shares.
5. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
6. Stockholder proposal regarding proxy Shr For Against
access.
7. Stockholder proposal regarding annual Shr For Against
reporting on anti-discrimination and
harassment efforts.
8. Stockholder proposal regarding annual Shr For Against
reporting on Board diversity.
9. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
10. Stockholder proposal regarding reporting on Shr Against For
lobbying.
11. Stockholder proposal regarding adoption of Shr Against For
a freedom of association and collective
bargaining policy.
12. Stockholder proposal regarding additional Shr For Against
reporting on child labor.
13. Stockholder proposal regarding additional Shr For Against
reporting on water risk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935804636
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Elon Musk Mgmt For For
1.2 Election of Director: Robyn Denholm Mgmt Against Against
1.3 Election of Director: JB Straubel Mgmt For For
2. Tesla proposal to approve executive Mgmt For For
compensation on a non- binding advisory
basis.
3. Tesla proposal to approve the frequency of Mgmt 1 Year Against
future votes on executive compensation on a
non-binding advisory basis.
4. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
5. Stockholder proposal regarding reporting on Shr Against For
key-person risk.
--------------------------------------------------------------------------------------------------------------------------
THE LION ELECTRIC COMPANY Agenda Number: 935848753
--------------------------------------------------------------------------------------------------------------------------
Security: 536221104
Meeting Type: Annual
Meeting Date: 30-May-2023
Ticker: LEV
ISIN: CA5362211040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Latasha Akoma Mgmt For For
Sheila C. Bair Mgmt For For
Marc Bedard Mgmt For For
Pierre Larochelle Mgmt For For
Dane L. Parker Mgmt For For
Ann L. Payne Mgmt For For
Pierre-Olivier Perras Mgmt Withheld Against
Michel Ringuet Mgmt For For
Lorenzo Roccia Mgmt For For
Pierre Wilkie Mgmt For For
2 To appoint Raymond Chabot Grant Thornton Mgmt For For
LLP as Auditors of the Corporation.
--------------------------------------------------------------------------------------------------------------------------
TIANNENG POWER INTERNATIONAL LTD Agenda Number: 716522037
--------------------------------------------------------------------------------------------------------------------------
Security: G8655K109
Meeting Type: EGM
Meeting Date: 31-Jan-2023
Ticker:
ISIN: KYG8655K1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0111/2023011100241.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0111/2023011100247.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 TO APPROVE THE PROPOSED OFFERING OF THE Mgmt For For
GLOBAL DEPOSITORY RECEIPTS REPRESENTING A
SHARES OF RMB1.00 EACH IN THE SHARE CAPITAL
OF ORDINARY SHARES OF (AS SPECIFIED)
(TIANNENG BATTERY GROUP CO., LTD.), AN
INDIRECT NON-WHOLLY OWNED SUBSIDIARY OF THE
COMPANY, ON SIX SWISS EXCHANGE AG (THE
"PROPOSED OFFERING") AND TO AUTHORISE ANY
ONE DIRECTOR OF THE COMPANY TO DO ALL SUCH
ACTS AND SIGN ALL SUCH DOCUMENTS AND TO
ENTER INTO ALL SUCH TRANSACTIONS AND
ARRANGEMENTS AS MAY BE NECESSARY OR
EXPEDIENT IN CONNECTION WITH THE
IMPLEMENTATION OF AND GIVING EFFECT TO THE
PROPOSED OFFERING
--------------------------------------------------------------------------------------------------------------------------
TIANQI LITHIUM CORPORATION Agenda Number: 716034450
--------------------------------------------------------------------------------------------------------------------------
Security: Y8817Q101
Meeting Type: EGM
Meeting Date: 17-Oct-2022
Ticker:
ISIN: CNE100005F09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0830/2022083001992.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0830/2022083001932.pdf
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
2 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE EMPLOYEE STOCK OWNERSHIP
PLAN OF THE YEAR 2022 OF A SHARES OF THE
COMPANY (DRAFT) AND ITS SUMMARY
3 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
ADOPTION OF THE MANAGEMENT MEASURES OF THE
EMPLOYEE STOCK OWNERSHIP PLAN OF THE YEAR
2022 OF A SHARES OF THE COMPANY
4 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AUTHORIZATION TO THE BOARD OF DIRECTORS OF
THE COMPANY TO DEAL WITH MATTERS IN
RELATION TO EMPLOYEE STOCK OWNERSHIP PLAN
OF THE YEAR 2022 OF A SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
TIANQI LITHIUM CORPORATION Agenda Number: 716036000
--------------------------------------------------------------------------------------------------------------------------
Security: Y8817Q101
Meeting Type: CLS
Meeting Date: 17-Oct-2022
Ticker:
ISIN: CNE100005F09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:https://www1.hkexnews.hk/listedco/lis
tconews/sehk/2022/0830/2022083002004.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0830/2022083001976.pdf
CMMT 02 SEP 2022: DELETION OF COMMENT Non-Voting
1 TO CONSIDER AND APPROVE THE PROPOSED Mgmt For For
AMENDMENTS TO THE ARTICLES OF ASSOCIATION
OF THE COMPANY
CMMT 02 SEP 2022: PLEASE NOTE THAT THIS IS A OF Non-Voting
REVISION DUE TO DELETION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
TIANQI LITHIUM CORPORATION Agenda Number: 716289079
--------------------------------------------------------------------------------------------------------------------------
Security: Y8817Q101
Meeting Type: EGM
Meeting Date: 18-Nov-2022
Ticker:
ISIN: CNE100005F09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1027/2022102701498.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1027/2022102701500.pdf
1 TO CONSIDER AND APPROVE THE CHANGE OF Mgmt For For
DOMESTIC AUDITOR OF THE COMPANY FROM
SHINEWING CERTIFIED PUBLIC ACCOUNTANTS
(SPECIAL GENERAL PARTNERSHIP) TO KPMG
HUAZHEN LLP AND APPOINT KPMG AS THE
COMPANY'S INTERNATIONAL AUDITOR FOR THE
YEAR ENDING 31 DECEMBER 2022
--------------------------------------------------------------------------------------------------------------------------
TIANQI LITHIUM CORPORATION Agenda Number: 716770208
--------------------------------------------------------------------------------------------------------------------------
Security: Y8817Q101
Meeting Type: EGM
Meeting Date: 14-Apr-2023
Ticker:
ISIN: CNE100005F09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0310/2023031001620.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0310/2023031001628.pdf
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 1.01 THROUGH 1.04 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
1.01 TO RE-ELECT MR. JIANG WEIPING AS AN Mgmt Against Against
EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF
THE BOARD OF THE COMPANY (THE BOARD) FROM
THE DATE OF APPROVAL AT THE EGM
1.02 TO RE-ELECT MS. JIANG ANQI AS AN EXECUTIVE Mgmt Against Against
DIRECTOR FOR THE SIXTH SESSION OF THE BOARD
FROM THE DATE OF APPROVAL AT THE EGM
1.03 TO RE-ELECT MR. HA, FRANK CHUN SHING AS AN Mgmt Against Against
EXECUTIVE DIRECTOR FOR THE SIXTH SESSION OF
THE BOARD FROM THE DATE OF APPROVAL AT THE
EGM
1.04 TO RE-ELECT MR. ZOU JUN AS AN EXECUTIVE Mgmt Against Against
DIRECTOR FOR THE SIXTH SESSION OF THE BOARD
FROM THE DATE OF APPROVAL AT THE EGM
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 2.01 THROUGH 2.04 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
2.01 TO RE-ELECT MR. XIANG CHUAN AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR FOR THE
SIXTH SESSION OF THE BOARD FROM THE DATE OF
APPROVAL AT THE EGM
2.02 TO RE-ELECT MS. TANG GUO QIONG AS AN Mgmt Against Against
INDEPENDENT NON-EXECUTIVE DIRECTOR FOR THE
SIXTH SESSION OF THE BOARD FROM THE DATE OF
APPROVAL AT THE EGM
2.03 TO RE-ELECT MS. HUANG WEI AS AN INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR FOR THE SIXTH
SESSION OF THE BOARD FROM THE DATE OF
APPROVAL AT THE EGM
2.04 TO ELECT MS. WU CHANGHUA AS AN INDEPENDENT Mgmt Against Against
NON-EXECUTIVE DIRECTOR FOR THE SIXTH
SESSION OF THE BOARD FROM THE DATE OF
APPROVAL AT THE EGM
CMMT PLEASE NOTE THAT PER THE AGENDA PUBLISHED Non-Voting
BY THE ISSUER, AGAINST AND ABSTAIN VOTES
FOR RESOLUTIONS 3.01 THROUGH 3.02 WILL BE
PROCESSED AS TAKE NO ACTIONBY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE LODGED IN THE MARKET
3.01 TO ELECT MS. WANG DONGJIE AS AN EXTERNAL Mgmt Against Against
SUPERVISOR FOR THE SIXTH SESSION OF THE
SUPERVISORY COMMITTEE FROM THE DATE OF
APPROVAL AT THE EGM
3.02 TO RE-ELECT MS. CHEN ZEMIN AS A Mgmt Against Against
SHAREHOLDERS REPRESENTATIVE SUPERVISOR FOR
THE SIXTH SESSION OF THE SUPERVISORY
COMMITTEE FROM THE DATE OF APPROVAL AT THE
EGM
--------------------------------------------------------------------------------------------------------------------------
TIANQI LITHIUM CORPORATION Agenda Number: 717159049
--------------------------------------------------------------------------------------------------------------------------
Security: Y8817Q101
Meeting Type: AGM
Meeting Date: 16-Jun-2023
Ticker:
ISIN: CNE100005F09
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042803047.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042802967.pdf
1 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF DIRECTORS (THE BOARD) FOR 2022
2 TO CONSIDER AND APPROVE THE WORK REPORT OF Mgmt For For
THE BOARD OF SUPERVISORS (THE BOARD OF
SUPERVISORS) FOR 2022
3 TO CONSIDER AND APPROVE THE ANNUAL REPORT Mgmt For For
AND ITS SUMMARY FOR 2022
4 TO CONSIDER AND APPROVE THE FINAL FINANCIAL Mgmt For For
REPORT FOR 2022
5 TO CONSIDER AND APPROVE THE 2022 PROFIT Mgmt For For
DISTRIBUTION PLAN
6 TO CONSIDER AND APPROVE THE 2023 FINANCIAL Mgmt For For
BUDGET REPORT
7 TO CONSIDER AND APPROVE THE SPECIAL REPORT Mgmt For For
ON THE DEPOSIT AND USE OF RAISED PROCEEDS
IN 2022
8 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE APPLICATION FOR REGISTRATION AND
ISSUANCE OF DEBT FINANCING INSTRUMENTS
9 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
SHAREHOLDERS RETURN PLAN FOR THE NEXT THREE
YEARS FROM 2023 TO 2025
10 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE APPLICATION TO FINANCIAL INSTITUTIONS
FOR CREDIT LINES IN 2023 BY THE COMPANY AND
ITS CONTROLLED SUBSIDIARIES AND THE
PROVISION OF RELATED GUARANTEE
11 TO CONSIDER AND APPROVE THE RESOLUTION ON Mgmt For For
THE GENERAL MANDATE TO ISSUE ADDITIONAL A
SHARES OR H SHARES OF THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
UMICORE SA Agenda Number: 716838985
--------------------------------------------------------------------------------------------------------------------------
Security: B95505184
Meeting Type: MIX
Meeting Date: 27-Apr-2023
Ticker:
ISIN: BE0974320526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION
CMMT A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY Non-Voting
(POA) MAY BE REQUIRED TO LODGE VOTING
INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR
INSTRUCTIONS MAY BE REJECTED
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
A.1. COMMUNICATION OF THE ANNUAL REPORT OF THE Non-Voting
SUPERVISORY BOARD AND REPORT OF THE
STATUTORY AUDITOR ON THE STATUTORY ACCOUNTS
FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER
2022
A.2. APPROVAL OF THE REMUNERATION REPORT Mgmt Against Against
A.3. APPROVAL OF THE COMPANY'S STATUTORY Mgmt For For
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2022, INCLUDING THE PROPOSED
ALLOCATION OF THE RESULT
A.4. COMMUNICATION OF THE CONSOLIDATED ANNUAL Non-Voting
ACCOUNTS FOR THE FINANCIAL YEAR ENDED ON
DECEMBER 31, 2022 AS WELL AS THE ANNUAL
REPORT OF THE SUPERVISORY BOARD AND THE
AUDITORS REPORT ON THESE CONSOLIDATED
ANNUAL ACCOUNTS
A.5. DISCHARGE TO THE MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD
A.6. DISCHARGE TO COMMISSIONER Mgmt For For
A.7.a TO RE-ELECT MR. MARIO ARMERO, AS A MEMBER Mgmt Against Against
OF THE SUPERVISORY BOARD
A.7.b TO ELECT MR. MARC GRYNBERG, AS A NEW MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
A.8. FIXING THE EMOLUMENTS OF THE SUPERVISORY Mgmt For For
BOARD
B.1. APPROVAL OF CHANGE OF CONTROL CLAUSES Mgmt For For
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 04 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VOLTA, INC. Agenda Number: 935681761
--------------------------------------------------------------------------------------------------------------------------
Security: 92873V102
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: VLTA
ISIN: US92873V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John C. Tough Mgmt Against Against
1b. Election of Director: Martin Lauber Mgmt Against Against
2. Ratification of the appointment of Grant Mgmt For For
Thornton LLP as the Company's independent
registered public accounting firm.
3. Approve an amendment and restatement of the Mgmt For For
Company's certificate of incorporation to
remove references to the Company's former
Class B common stock.
--------------------------------------------------------------------------------------------------------------------------
VULCAN ENERGY RESOURCES LTD Agenda Number: 716267768
--------------------------------------------------------------------------------------------------------------------------
Security: Q9496S102
Meeting Type: AGM
Meeting Date: 29-Nov-2022
Ticker:
ISIN: AU0000066086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,2,6 TO 9 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RATIFICATION OF PLACEMENT SHARES Mgmt For For
3 RE-ELECTION OF DIRECTOR - MS ANNIE LIU Mgmt For For
4 ELECTION OF DIRECTOR - DR GUNTER HILKEN Mgmt For For
5 ELECTION OF DIRECTOR - MARK SKELTON Mgmt For For
6 ISSUE OF PERFORMANCE RIGHTS TO DR FRANCIS Mgmt For For
WEDIN
7 ISSUE OF PERFORMANCE RIGHTS TO DR GUNTER Mgmt For For
HILKEN
8 ISSUE OF PERFORMANCE RIGHTS TO MARK SKELTON Mgmt For For
9 INCREASE IN TOTAL AGGREGATE REMUNERATION Mgmt For
FOR NON-EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
VULCAN ENERGY RESOURCES LTD Agenda Number: 717246979
--------------------------------------------------------------------------------------------------------------------------
Security: Q9496S102
Meeting Type: AGM
Meeting Date: 29-May-2023
Ticker:
ISIN: AU0000066086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 843905 DUE TO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1,4,5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 ADOPTION OF REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF DIRECTOR - MR GAVIN REZOS Mgmt For For
3 RE-ELECTION OF DIRECTOR - DR HEIDI GRON Mgmt For For
4 ISSUE OF PERFORMANCE RIGHTS TO MS RANYA Mgmt Against Against
ALKADAMANI
5 RATIFICATION OF ISSUE OF SHARES UNDER Mgmt Against Against
PLACEMENT
--------------------------------------------------------------------------------------------------------------------------
W-SCOPE CORPORATION Agenda Number: 716753707
--------------------------------------------------------------------------------------------------------------------------
Security: J9521Q103
Meeting Type: AGM
Meeting Date: 30-Mar-2023
Ticker:
ISIN: JP3505970008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Fiscal Year End Mgmt Split 99% For Split
2.1 Appoint a Director who is not Audit and Mgmt Split 99% Against Split
Supervisory Committee Member Choi Won-kun
2.2 Appoint a Director who is not Audit and Mgmt Split 99% For Split
Supervisory Committee Member Ouchi, Hideo
2.3 Appoint a Director who is not Audit and Mgmt Split 99% For Split
Supervisory Committee Member Jun Yeong-ok
2.4 Appoint a Director who is not Audit and Mgmt Split 99% For Split
Supervisory Committee Member Lee Junbom
--------------------------------------------------------------------------------------------------------------------------
WALLBOX N.V. Agenda Number: 935864985
--------------------------------------------------------------------------------------------------------------------------
Security: N94209108
Meeting Type: Annual
Meeting Date: 30-May-2023
Ticker: WBX
ISIN: NL0015000M91
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the annual accounts for the Mgmt For For
financial year 2022
2. Discharge from liability of the directors Mgmt For For
for the performance of their duties during
the financial year 2022
3a. Reappointment of Enric Asuncion Escorsa as Mgmt For For
executive director
3b. Reappointment of Beatriz Gonzalez Ordonez Mgmt For For
as non-executive director
3c. Reappointment of Francisco J. Riberas Mera Mgmt Against Against
as non-executive director
3d. Reappointment of Pol Soler Masferrer as Mgmt Against Against
non-executive director
3e. Reappointment of Carl A.W. Pettersson as Mgmt Against Against
non-executive director
3f. Reappointment of Donna Kinzel as Mgmt For For
non-executive director
3g. Appointment of Cesar Ruiperez Cassinello as Mgmt For For
non-executive director
3h. Appointment of Justin Mirro as Mgmt For For
non-executive director
3i. Appointment of Dr. Dieter Ernst Zetsche as Mgmt For For
non-executive director
4. Approval of the amended and restated Mgmt For For
employee stock purchase plan
5. Approval of RSU Scheme for non-executive Mgmt For For
directors of the Company
6. Authorization of the Board to acquire Mgmt Against Against
shares in its own capital
7. Appointment of Ernst & Young Accountants, Mgmt For For
LLP as external auditor for the financial
year 2023
--------------------------------------------------------------------------------------------------------------------------
XPENG INC. Agenda Number: 935876548
--------------------------------------------------------------------------------------------------------------------------
Security: 98422D105
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: XPEV
ISIN: US98422D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive and adopt the audited Mgmt For For
consolidated financial statements of the
Company and the reports of the directors
(the "Director(s)") and the auditor of the
Company as of and for the year ended
December 31, 2022.
O2 To re-elect Mr. Xiaopeng He as an executive Mgmt Against Against
Director as detailed in the proxy
statement/circular dated May 5, 2023.
O3 To re-elect Mr. Donghao Yang as an Mgmt For For
independent non-executive Director as
detailed in the proxy statement/circular
dated May 5, 2023.
O4 To authorize the Board of Directors to fix Mgmt For For
the respective Directors' remuneration
O5 To re-appoint PricewaterhouseCoopers and Mgmt For For
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company to hold office
until the conclusion of the next annual
general meeting of the Company and to
authorize the Board of Directors to fix
their remunerations for the year ending
December 31, 2023.
O6 THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
shares of the Company as at the date of
passing of this resolution as detailed in
the proxy statement/circular dated May 5,
2023.
O7 THAT consider and approve the grant of a Mgmt For For
general mandate to the Directors to
repurchase shares and/or ADSs of the
Company not exceeding 10% of the total
number of issued shares of the Company as
at the date of passing of this resolution
as detailed in the proxy statement/circular
dated May 5, 2023.
O8 THAT consider and approve the extension of Mgmt For For
the general mandate granted to the
Directors to issue, allot and deal with
additional shares in the share capital of
the Company by the aggregate number of the
shares and/ or shares underlying the ADSs
repurchased by the Company as detailed in
the proxy statement/circular dated May 5,
2023.
S9 THAT consider and approve the proposed Mgmt For For
amendments to the memorandum and articles
of association of the Company and the
adoption of the ninth amended and restated
memorandum and articles of association of
the Company as detailed in the proxy
statement/circular dated May 5, 2023 to
replace the eighth amended and restated
memorandum and articles of association of
the Company adopted by special resolution
passed on December 8, 2021 in its entirety.
--------------------------------------------------------------------------------------------------------------------------
YADEA GROUP HOLDINGS LTD Agenda Number: 717122989
--------------------------------------------------------------------------------------------------------------------------
Security: G9830F106
Meeting Type: AGM
Meeting Date: 16-Jun-2023
Ticker:
ISIN: KYG9830F1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0426/2023042601845.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0426/2023042601881.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AND THE REPORTS OF THE DIRECTORS
(THE "DIRECTORS") AND AUDITORS OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER 2022
2 TO DECLARE A FINAL DIVIDEND OF 40.0 HK Mgmt For For
CENTS PER SHARE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2022
3.A.I TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt Against Against
WHO ARE STANDING FOR RE-ELECTION AT THE
ANNUAL GENERAL MEETING: MR. DONG JINGGUI AS
AN EXECUTIVE DIRECTOR
3.AII TO RE-ELECT THE FOLLOWING RETIRING DIRECTOR Mgmt Against Against
WHO ARE STANDING FOR RE-ELECTION AT THE
ANNUAL GENERAL MEETING: MS. QIAN JINGHONG
AS AN EXECUTIVE DIRECTOR
3.B.I TO APPOINT THE FOLLOWING AS DIRECTORS AT Mgmt For For
THE ANNUAL GENERAL MEETING: MR. CHEN MINGYU
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.BII TO APPOINT THE FOLLOWING AS DIRECTORS AT Mgmt For For
THE ANNUAL GENERAL MEETING: MS. MA
CHENGUANG AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
3BIII TO APPOINT THE FOLLOWING AS DIRECTORS AT Mgmt For For
THE ANNUAL GENERAL MEETING: MS. LIANG QIN
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY (THE "BOARD") TO FIX THE
REMUNERATION OF THE DIRECTORS
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX ITS REMUNERATION
5.A TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES NOT EXCEEDING 20% OF THE NUMBER OF
THE ISSUED SHARES OF THE COMPANY (THE
"ISSUE MANDATE")
5.B TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against
TO REPURCHASE SHARES NOT EXCEEDING 10% OF
THE NUMBER OF THE ISSUED SHARES OF THE
COMPANY
5.C TO EXTEND THE ISSUE MANDATE BY THE NUMBER Mgmt For For
OF SHARES REPURCHASED BY THE COMPANY
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG LEAPMOTOR TECHNOLOGY CO., LTD. Agenda Number: 717074607
--------------------------------------------------------------------------------------------------------------------------
Security: Y989TP100
Meeting Type: AGM
Meeting Date: 17-May-2023
Ticker:
ISIN: CNE100005K77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0417/2023041701391.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0417/2023041701405.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE REPORT OF THE BOARD OF DIRECTORS (THE
"BOARD") OF THE COMPANY FOR THE YEAR 2022
2 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE INDEPENDENT NON-EXECUTIVE DIRECTORS'
REPORT OF THE COMPANY FOR THE YEAR 2022
3 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE REPORT OF THE SUPERVISORY COMMITTEE OF
THE COMPANY FOR THE YEAR 2022
4 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE FINANCIAL REPORT OF THE COMPANY FOR THE
YEAR 2022
5 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE FINAL FINANCIAL REPORT OF THE COMPANY
FOR THE YEAR 2022
6 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE PROFIT DISTRIBUTION PLAN OF THE COMPANY
FOR THE YEAR 2022
7 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE 2022 ANNUAL REPORT OF THE COMPANY
8 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE IMPLEMENTATION OF THE CONNECTED
TRANSACTIONS FOR THE YEAR 2022 AND
FORECASTS OF DAILY CONNECTED TRANSACTIONS
FOR THE YEAR 2023 OF THE COMPANY
9 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE APPLICATION MADE BY THE COMPANY AND ITS
BRANCHES/SUBSIDIARIES TO THE BANK FOR
COMPREHENSIVE CREDIT FOR THE YEAR 2023
10 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE DIRECTORS' REMUNERATION FOR THE YEAR
2022
11 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt Against Against
THE SUPERVISORS' REMUNERATION FOR THE YEAR
2022
12 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE ENGAGEMENT OF THE 2023 ANNUAL FINANCIAL
REPORT AUDITOR OF THE COMPANY, AND
AUTHORIZE THE BOARD TO DETERMINE THE
AUDITOR'S REMUNERATION
13 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE JOINT LIABILITY GUARANTEE TO BE
PROVIDED BY THE COMPANY FOR ITS
SUBSIDIARIES
14 TO CONSIDER AND APPROVE THE RESOLUTION OF Mgmt For For
THE JOINT LIABILITY GUARANTEE TO BE
PROVIDED BY THE COMPANY FOR ITS
DISTRIBUTORS
15 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO ALLOT, ISSUE AND DEAL
WITH ADDITIONAL DOMESTIC SHARES AND/OR H
SHARES (DETAILS OF THIS RESOLUTION WERE SET
OUT IN THE NOTICE OF AGM DATED APRIL 17,
2023)
16 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF AGM DATED APRIL 17, 2023)
--------------------------------------------------------------------------------------------------------------------------
ZHEJIANG LEAPMOTOR TECHNOLOGY CO., LTD. Agenda Number: 717077689
--------------------------------------------------------------------------------------------------------------------------
Security: Y989TP100
Meeting Type: CLS
Meeting Date: 17-May-2023
Ticker:
ISIN: CNE100005K77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0417/2023041701393.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0417/2023041701413.pdf
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF 'ABSTAIN' WILL BE TREATED THE SAME
AS A 'TAKE NO ACTION' VOTE
1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
OF THE COMPANY TO REPURCHASE H SHARES
(DETAILS OF THIS RESOLUTION WERE SET OUT IN
THE NOTICE OF H SHAREHOLDERS' CLASS MEETING
DATED APRIL 17, 2023)
Amplify Natural Resources Dividend Income ETF
--------------------------------------------------------------------------------------------------------------------------
ANTERO MIDSTREAM CORPORATION Agenda Number: 935839982
--------------------------------------------------------------------------------------------------------------------------
Security: 03676B102
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: AM
ISIN: US03676B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter A. Dea Mgmt For For
W. Howard Keenan, Jr. Mgmt For For
Janine J. McArdle Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
Antero Midstream Corporation's independent
registered public accounting firm for the
year ending December 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of Antero Midstream
Corporation's named executive officers.
4. To approve the amendment to Antero Mgmt For For
Midstream Corporation's certificate of
incorporation to reflect new Delaware law
provisions regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 935799974
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: GOLD
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
D. M. Bristow Mgmt For For
H. Cai Mgmt Withheld Against
G. A. Cisneros Mgmt Withheld Against
C. L. Coleman Mgmt Withheld Against
I. A. Costantini Mgmt For For
J. M. Evans Mgmt For For
B. L. Greenspun Mgmt Withheld Against
J. B. Harvey Mgmt Withheld Against
A. N. Kabagambe Mgmt For For
A. J. Quinn Mgmt For For
M. L. Silva Mgmt For For
J. L. Thornton Mgmt Withheld Against
2 Resolution approving the appointment of Mgmt Withheld Against
PricewaterhouseCoopers LLP as the auditor
of Barrick and authorizing the directors to
fix its remuneration.
3 Advisory resolution on approach to Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BHP GROUP LTD Agenda Number: 935721678
--------------------------------------------------------------------------------------------------------------------------
Security: 088606108
Meeting Type: Annual
Meeting Date: 10-Nov-2022
Ticker: BHP
ISIN: US0886061086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To elect Michelle Hinchliffe as a Director Mgmt For For
of BHP
3. To elect Catherine Tanna as a Director of Mgmt For For
BHP
4. To re-elect Terry Bowen as a Director of Mgmt For For
BHP
5. To re-elect Xiaoqun Clever as a Director of Mgmt For For
BHP
6. To re-elect Ian Cockerill as a Director of Mgmt For For
BHP
7. To re-elect Gary Goldberg as a Director of Mgmt For For
BHP
8. To re-elect Ken MacKenzie as a Director of Mgmt For For
BHP
9. To re-elect Christine O'Reilly as a Mgmt For For
Director of BHP
10. To re-elect Dion Weisler as a Director of Mgmt For For
BHP
11. Adoption of the Remuneration Report Mgmt For For
12. Approval of equity grants to the Chief Mgmt For For
Executive Officer
13. Amendment to the constitution Shr Against For
14. Policy advocacy Shr Against For
15. Climate accounting and audit Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 935787664
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: BP
ISIN: US0556221044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 To receive the Annual Report and Accounts Mgmt For For
for the year ended 31 December 2022
O2 To approve the directors' remuneration Mgmt For For
report
O3 To approve the directors' remuneration Mgmt For For
policy
O4 To re-elect H Lund as a director Mgmt For For
O5 To re-elect B Looney as a director Mgmt For For
O6 To re-elect M Auchincloss as a director Mgmt For For
O7 To re-elect P R Reynolds as a director Mgmt For For
O8 To re-elect M B Meyer as a director Mgmt For For
O9 To re-elect T Morzaria as a director Mgmt For For
O10 To re-elect J Sawers as a director Mgmt For For
O11 To re-elect P Daley as a director Mgmt For For
O12 To re-elect K Richardson as a director Mgmt For For
O13 To re-elect J Teyssen as a director Mgmt For For
O14 To elect A Blanc as a director Mgmt For For
O15 To elect S Pai as a director Mgmt For For
O16 To elect H Nagarajan as a director Mgmt For For
O17 To reappoint Deloitte LLP as auditor Mgmt For For
O18 To authorize the audit committee to fix the Mgmt For For
auditor's remuneration
O19 To authorize the company to make political Mgmt For For
donations and political expenditure
O20 To authorize the directors to allot shares Mgmt For For
S21 To authorize the disapplication of Mgmt For For
pre-emption rights
S22 To authorize the additional disapplication Mgmt For For
of pre-emption rights
S23 To give limited authority for the purchase Mgmt For For
of its own shares by the company
S24 To authorize the calling of general Mgmt For For
meetings of the company (not being an
annual general meeting) by notice of at
least 14 clear days
S25 Follow This shareholder resolution on Shr Against For
climate change targets
--------------------------------------------------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED Agenda Number: 935815805
--------------------------------------------------------------------------------------------------------------------------
Security: 136385101
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: CNQ
ISIN: CA1363851017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Catherine M. Best Mgmt For For
M. Elizabeth Cannon Mgmt For For
N. Murray Edwards Mgmt Withheld Against
Christopher L. Fong Mgmt For For
Amb. Gordon D. Giffin Mgmt Withheld Against
Wilfred A. Gobert Mgmt Withheld Against
Steve W. Laut Mgmt For For
Tim S. McKay Mgmt For For
Hon. Frank J. McKenna Mgmt Withheld Against
David A. Tuer Mgmt Withheld Against
Annette M. Verschuren Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt Withheld Against
LLP, Chartered Accountants, Calgary,
Alberta, as auditors of the Corporation for
the ensuing year and the authorization of
the Audit Committee of the Board of
Directors of the Corporation to fix their
remuneration.
3 On an advisory basis, accepting the Mgmt For For
Corporation's approach to executive
compensation as described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION Agenda Number: 935839792
--------------------------------------------------------------------------------------------------------------------------
Security: 165167735
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: CHK
ISIN: US1651677353
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Domenic J. Dell'Osso, Mgmt For For
Jr.
1b. Election of Director: Timothy S. Duncan Mgmt For For
1c. Election of Director: Benjamin C. Duster, Mgmt For For
IV
1d. Election of Director: Sarah A. Emerson Mgmt For For
1e. Election of Director: Matthew M. Gallagher Mgmt For For
1f. Election of Director: Brian Steck Mgmt For For
1g. Election of Director: Michael Wichterich Mgmt Against Against
2. To approve on an advisory basis our named Mgmt For For
executive officer compensation.
3. To approve on an advisory basis the Mgmt 1 Year For
frequency of shareholder votes on named
executive officer compensation.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 935829284
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Wanda M. Austin Mgmt For For
1b. Election of Director: John B. Frank Mgmt For For
1c. Election of Director: Alice P. Gast Mgmt For For
1d. Election of Director: Enrique Hernandez, Mgmt For For
Jr.
1e. Election of Director: Marillyn A. Hewson Mgmt For For
1f. Election of Director: Jon M. Huntsman Jr. Mgmt For For
1g. Election of Director: Charles W. Moorman Mgmt Against Against
1h. Election of Director: Dambisa F. Moyo Mgmt For For
1i. Election of Director: Debra Reed-Klages Mgmt For For
1j. Election of Director: D. James Umpleby III Mgmt For For
1k. Election of Director: Cynthia J. Warner Mgmt For For
1l. Election of Director: Michael K. Wirth Mgmt Against Against
2. Ratification of Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
4. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation
5. Rescind the 2021 "Reduce Scope 3 Emissions" Shr For Against
Stockholder Proposal
6. Set a Medium-Term Scope 3 GHG Emissions Shr Against For
Reduction Target
7. Recalculate Emissions Baseline to Exclude Shr For Against
Emissions from Material Divestitures
8. Establish Board Committee on Shr Against For
Decarbonization Risk
9. Report on Worker and Community Impact from Shr For Against
Facility Closures and Energy Transitions
10. Report on Racial Equity Audit Shr For Against
11. Report on Tax Practices Shr Against For
12. Independent Chair Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHORD ENERGY CORPORATION Agenda Number: 935782866
--------------------------------------------------------------------------------------------------------------------------
Security: 674215207
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: CHRD
ISIN: US6742152076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Douglas E. Brooks
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Daniel E. Brown
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Susan M. Cunningham
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Samantha F. Holroyd
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Paul J. Korus
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Kevin S. McCarthy
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Anne Taylor
1h. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Cynthia L. Walker
1i. Election of Director to serve until the Mgmt For For
2024 Annual Meeting: Marguerite N.
Woung-Chapman
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers as disclosed in the Proxy
Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future executive compensation
advisory votes.
--------------------------------------------------------------------------------------------------------------------------
CIVITAS RESOURCES, INC. Agenda Number: 935854364
--------------------------------------------------------------------------------------------------------------------------
Security: 17888H103
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: CIVI
ISIN: US17888H1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wouter van Kempen Mgmt For For
Deborah L. Byers Mgmt For For
Morris R. Clark Mgmt For For
M. Christopher Doyle Mgmt For For
Carrie M. Fox Mgmt For For
Carrie L. Hudak Mgmt For For
James M. Trimble Mgmt For For
Howard A. Willard III Mgmt For For
Jeffrey E. Wojahn Mgmt For For
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accountant for 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve amendments to our certificate of Mgmt Against Against
incorporation to create a right of
stockholders to call a special meeting.
5. To approve amendments to our certificate of Mgmt For For
incorporation to create a right of
stockholders to take action by written
consent.
6. To approve an amendment to our certificate Mgmt For For
of incorporation to limit the liability of
certain officers of the Company.
7. To approve an amendment to our certificate Mgmt For For
of incorporation to permit stockholders to
fill certain vacancies on our board of
directors.
8. To approve an amendment to our certificate Mgmt For For
of incorporation to add a federal forum
selection provision.
9. To approve the amendment and restatement of Mgmt For For
our certificate of incorporation to clarify
and modernize our certificate of
incorporation.
--------------------------------------------------------------------------------------------------------------------------
COTERRA ENERGY INC. Agenda Number: 935785634
--------------------------------------------------------------------------------------------------------------------------
Security: 127097103
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: CTRA
ISIN: US1270971039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas E. Jorden Mgmt For For
1b. Election of Director: Robert S. Boswell Mgmt For For
1c. Election of Director: Dorothy M. Ables Mgmt For For
1d. Election of Director: Amanda M. Brock Mgmt For For
1e. Election of Director: Dan O. Dinges Mgmt For For
1f. Election of Director: Paul N. Eckley Mgmt For For
1g. Election of Director: Hans Helmerich Mgmt For For
1h. Election of Director: Lisa A. Stewart Mgmt For For
1i. Election of Director: Frances M. Vallejo Mgmt For For
1j. Election of Director: Marcus A. Watts Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
3. A non-binding advisory vote to approve the Mgmt For For
compensation of our named executive
officers.
4. A non-binding advisory vote to approve the Mgmt 1 Year For
frequency of the advisory vote on executive
compensation.
5. Approval of the Coterra Energy Inc. 2023 Mgmt For For
Equity Incentive Plan.
6. A shareholder proposal regarding a report Shr For Against
on reliability of methane emission
disclosures.
7. A shareholder proposal regarding a report Shr Against For
on corporate climate lobbying.
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 935835352
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt For For
John E. Bethancourt Mgmt For For
Ann G. Fox Mgmt For For
Gennifer F. Kelly Mgmt For For
Kelt Kindick Mgmt For For
John Krenicki Jr. Mgmt For For
Karl F. Kurz Mgmt For For
Michael N. Mears Mgmt For For
Robert A. Mosbacher, Jr Mgmt Withheld Against
Richard E. Muncrief Mgmt For For
Valerie M. Williams Mgmt For For
2. Ratify the selection of the Company's Mgmt Against Against
Independent Auditors for 2023.
3. Advisory Vote to Approve Executive Mgmt For For
Compensation.
4. Advisory Vote on the Frequency of an Mgmt 1 Year For
Advisory Vote on Executive Compensation.
5. Approve an Amendment to the Company's Mgmt For For
Bylaws to Designate the Exclusive Forum for
the Adjudication of Certain Legal Matters.
6. Approve Amendments to the Certificate of Mgmt For For
Incorporation to Adopt Limitations on the
Liability of Officers Similar to Those That
Already Exist for Directors.
7. Stockholder Proposal to Reform the Near Shr For Against
Impossible Special Shareholder Meeting
Requirements.
--------------------------------------------------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC. Agenda Number: 935840339
--------------------------------------------------------------------------------------------------------------------------
Security: 25278X109
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: FANG
ISIN: US25278X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Travis D. Stice Mgmt Against Against
1.2 Election of Director: Vincent K. Brooks Mgmt For For
1.3 Election of Director: David L. Houston Mgmt Against Against
1.4 Election of Director: Rebecca A. Klein Mgmt For For
1.5 Election of Director: Stephanie K. Mains Mgmt For For
1.6 Election of Director: Mark L. Plaumann Mgmt Against Against
1.7 Election of Director: Melanie M. Trent Mgmt For For
1.8 Election of Director: Frank D. Tsuru Mgmt For For
1.9 Election of Director: Steven E. West Mgmt For For
2. Proposal to approve, on an advisory basis, Mgmt For For
the compensation paid to the Company's
named executive officers.
3. Proposal to approve amendments to the Mgmt For For
Company's charter to remove the 66 2/3%
supermajority vote requirements for the
stockholders to approve certain amendments
to the Company's charter and to remove
directors from office.
4. Proposal to approve amendments to the Mgmt Against Against
Company's charter to provide that
stockholders holding at least 25% of the
voting power, determined on a net long
basis, for at least one year, may call
special meetings of stockholders.
5. Proposal to approve amendments to the Mgmt For For
Company's charter to reflect new Delaware
law provisions regarding officer
exculpation.
6. Proposal to ratify the appointment of Grant Mgmt Against Against
Thornton LLP as the Company's independent
auditors for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
DOW INC. Agenda Number: 935771178
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 13-Apr-2023
Ticker: DOW
ISIN: US2605571031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt Against Against
1b. Election of Director: Gaurdie E. Banister Mgmt Against Against
Jr.
1c. Election of Director: Wesley G. Bush Mgmt For For
1d. Election of Director: Richard K. Davis Mgmt For For
1e. Election of Director: Jerri DeVard Mgmt For For
1f. Election of Director: Debra L. Dial Mgmt For For
1g. Election of Director: Jeff M. Fettig Mgmt Against Against
1h. Election of Director: Jim Fitterling Mgmt For For
1i. Election of Director: Jacqueline C. Hinman Mgmt Against Against
1j. Election of Director: Luis Alberto Moreno Mgmt Against Against
1k. Election of Director: Jill S. Wyant Mgmt Against Against
1l. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt Against Against
Compensation
3. Ratification of the Appointment of Deloitte Mgmt Against Against
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2023
4. Stockholder Proposal - Independent Board Shr For Against
Chairman
5. Stockholder Proposal - Single-Use Plastics Shr Against For
Report
--------------------------------------------------------------------------------------------------------------------------
DT MIDSTREAM, INC. Agenda Number: 935786206
--------------------------------------------------------------------------------------------------------------------------
Security: 23345M107
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: DTM
ISIN: US23345M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Tumminello Mgmt For For
Dwayne Wilson Mgmt For For
2. The ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year ending December 31,
2023.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of the Company's
Named Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY Agenda Number: 935789199
--------------------------------------------------------------------------------------------------------------------------
Security: 277432100
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: EMN
ISIN: US2774321002
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: HUMBERTO P. ALFONSO Mgmt For For
1b. Election of Director: BRETT D. BEGEMANN Mgmt Against Against
1c. Election of Director: ERIC L. BUTLER Mgmt For For
1d. Election of Director: MARK J. COSTA Mgmt For For
1e. Election of Director: EDWARD L. DOHENY II Mgmt For For
1f. Election of Director: LINNIE M. HAYNESWORTH Mgmt For For
1g. Election of Director: JULIE F. HOLDER Mgmt Against Against
1h. Election of Director: RENEE J. HORNBAKER Mgmt Against Against
1i. Election of Director: KIM ANN MINK Mgmt For For
1j. Election of Director: JAMES J. O'BRIEN Mgmt Against Against
1k. Election of Director: DAVID W. RAISBECK Mgmt Against Against
1l. Election of Director: CHARLES K. STEVENS Mgmt For For
III
2. Ratify Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm
3. Advisory Approval of Executive Compensation Mgmt Against Against
as Disclosed in Proxy Statement
4. Advisory Vote on Frequency of Advisory Mgmt 1 Year For
Approval of Executive Compensation
5. Advisory Vote on Stockholder Proposal Shr For Against
Regarding an Independent Board Chair
--------------------------------------------------------------------------------------------------------------------------
ECOPETROL S A Agenda Number: 935721313
--------------------------------------------------------------------------------------------------------------------------
Security: 279158109
Meeting Type: Special
Meeting Date: 24-Oct-2022
Ticker: EC
ISIN: US2791581091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Approval of the Agenda Mgmt For For
5. Appointment of the Chairperson of the Mgmt For For
Meeting
6. Appointment of the commission responsible Mgmt For For
for scrutinizing elections and voting
7. Appointment of the commission responsible Mgmt For For
for reviewing and approving the Meeting's
minutes
8. Election of Board Members Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 935781674
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: ENB
ISIN: CA29250N1050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Mayank M. Ashar
1B Election of Director: Gaurdie E. Banister Mgmt For For
1C Election of Director: Pamela L. Carter Mgmt For For
1D Election of Director: Susan M. Cunningham Mgmt For For
1E Election of Director: Gregory L. Ebel Mgmt For For
1F Election of Director: Jason B. Few Mgmt For For
1G Election of Director: Teresa S. Madden Mgmt For For
1H Election of Director: Stephen S. Poloz Mgmt For For
1I Election of Director: S. Jane Rowe Mgmt For For
1J Election of Director: Dan C. Tutcher Mgmt For For
1K Election of Director: Steven W. Williams Mgmt For For
2 Appoint the auditors Appoint Mgmt Withheld Against
PricewaterhouseCoopers LLP as auditors of
Enbridge and authorize the directors to fix
their remuneration
3 Advisory vote on executive compensation Mgmt For For
Accept Enbridge's approach to executive
compensation, as disclosed in the
Management Information Circular
4 Shareholder rights plan Amend, reconfirm Mgmt For For
and approve Enbridge's shareholder rights
plan
5 Shareholder Proposals Vote on the Shr Against For
shareholder proposals, as set out in
Appendix B of the Management Information
Circular The Board of Directors recommends
voting "AGAINST" shareholder proposals No.
1 and No. 2 Shareholder Proposal No. 1
6 Shareholder Proposals Vote on the Shr For Against
shareholder proposals, as set out in
Appendix B of the Management Information
Circular The Board of Directors recommends
voting "AGAINST" shareholder proposals No.
1 and No. 2 Shareholder Proposal No. 2
--------------------------------------------------------------------------------------------------------------------------
ENI S.P.A Agenda Number: 935841329
--------------------------------------------------------------------------------------------------------------------------
Security: 26874R108
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: E
ISIN: US26874R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Eni S.p.A. financial statements at December Mgmt For For
31, 2022. Related resolutions. Presentation
of consolidated financial statements at
December 31, 2022. Reports of the
Directors, the Board of Statutory Auditors
and the Audit Firm.
O2 Allocation of net profit. Mgmt For For
O3 Determination of the number of members of Mgmt For For
the Board of Directors.
O4 Determination of the Directors' term of Mgmt Against Against
office.
O5A Appointment of the Director: Slate proposed Mgmt For
by Italian Ministry of the Economy and
Finance. You may only vote "FOR" one slate
either 5A or 5B. VOTING IN BOTH WILL BE AN
INVALID VOTE
O5B Appointment of the Director: Slate proposed Mgmt Against
by a group of Italian & Foreign
Institutional Investors. You may only vote
"FOR" one slate either 5A or 5B. VOTING IN
BOTH WILL BE AN INVALID VOTE
O6 Appointment of the Chairman of the Board of Mgmt For
Directors.
O7 Determination of the remuneration of the Mgmt For
Chairman of the Board of Directors and the
Directors.
O8A Appointment of the Statutory Auditor: Slate Mgmt For
proposed by Italian Ministry of the Economy
and Finance You may only vote "FOR" one
slate either 8A or 8B. VOTING IN BOTH WILL
BE AN INVALID VOTE
O8B Appointment of the Statutory Auditor: Slate Mgmt Against
proposed by a group of Italian & Foreign
Institutional Investors You may only vote
"FOR" one slate either 8A or 8B. VOTING IN
BOTH WILL BE AN INVALID VOTE
O9 Appointment of the Chairman of the Board of Mgmt For
Statutory Auditors.
O10 Determination of the remuneration of the Mgmt For
Chairman of the Board of Statutory Auditors
and of standing Statutory Auditors.
O11 Long term incentive Plan 2023-2025 and Mgmt For For
disposal of Eni treasury shares to serve
the Plan.
O12 Report on remuneration policy and Mgmt For For
remuneration paid (Section I): 2023-2026
remuneration policy.
O13 Report on remuneration policy and Mgmt For For
remuneration paid (Section II):
remuneration paid in 2022.
O14 Authorisation for the purchase and disposal Mgmt For For
of treasury shares; related and consequent
resolutions.
O15 Use of available reserves for and in place Mgmt For For
of the 2023 dividend.
E16 Reduction and use of the reserve pursuant Mgmt For For
to Law 342/2000 for and in place of the
2023 dividend.
E17 Cancellation of Eni treasury shares, Mgmt For For
without reduction of the share capital and
consequent amendments to Article 5.1 of the
By-laws; related and consequent
resolutions.
E18 Cancellation of any treasury shares to be Mgmt For For
purchased under the terms of the
authorisation pursuant to item 14 on the
agenda of the ordinary part, without
reduction of the share capital, and
consequent amendments to Article 5 of the
By-laws; related and consequent
resolutions.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935823977
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Angelakis Mgmt For For
1b. Election of Director: Susan K. Avery Mgmt For For
1c. Election of Director: Angela F. Braly Mgmt For For
1d. Election of Director: Gregory J. Goff Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Kaisa H. Hietala Mgmt For For
1g. Election of Director: Joseph L. Hooley Mgmt For For
1h. Election of Director: Steven A. Kandarian Mgmt For For
1i. Election of Director: Alexander A. Karsner Mgmt For For
1j. Election of Director: Lawrence W. Kellner Mgmt For For
1k. Election of Director: Jeffrey W. Ubben Mgmt For For
1l. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors Mgmt Against Against
3. Advisory Vote to Approve Executive Mgmt For For
Compensation
4. Frequency of Advisory Vote on Executive Mgmt 1 Year For
Compensation
5. Establish a New Board Committee on Shr Against For
Decarbonization Risk
6. Reduce Executive Stock Holding Period Shr For Against
7. Additional Carbon Capture and Storage and Shr For Against
Emissions Report
8. Additional Direct Methane Measurement Shr For Against
9. Establish a Scope 3 Target and Reduce Shr Against For
Hydrocarbon Sales
10. Additional Report on Worst-case Spill and Shr For Against
Response Plans
11. GHG Reporting on Adjusted Basis Shr For Against
12. Report on Asset Retirement Obligations Shr For Against
Under IEA NZE Scenario
13. Report on Plastics Under SCS Scenario Shr Against For
14. Litigation Disclosure Beyond Legal and Shr For Against
Accounting Requirements
15. Tax Reporting Beyond Legal Requirements Shr For Against
16. Energy Transition Social Impact Report Shr For Against
17. Report on Commitment Against AMAP Work Shr For Against
--------------------------------------------------------------------------------------------------------------------------
ICL GROUP LTD Agenda Number: 935828888
--------------------------------------------------------------------------------------------------------------------------
Security: M53213100
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: ICL
ISIN: IL0002810146
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Re-election of Director: Yoav Doppelt Mgmt Against Against
1.2 Re-election of Director: Aviad Kaufman Mgmt For For
1.3 Re-election of Director: Avisar Paz Mgmt For For
1.4 Re-election of Director: Sagi Kabla Mgmt For For
1.5 Re-election of Director: Reem Aminoach Mgmt For For
1.6 Re-election of Director: Lior Reitblatt Mgmt Against Against
1.7 Re-election of Director: Tzipi Ozer Armon Mgmt For For
1.8 Re-election of Director: Gadi Lesin Mgmt For For
1.9 Re-election of Director: Michal Silverberg Mgmt For For
2. Reappointment of Somekh Chaikin, a Member Mgmt Against Against
Firm of KPMG International, as the
Company's independent auditor until the
next annual general meeting of shareholders
of the Company.
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 935785759
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one year term Mgmt Against Against
expiring in 2024: Richard D. Kinder
1b. Election of Director for a one year term Mgmt For For
expiring in 2024: Steven J. Kean
1c. Election of Director for a one year term Mgmt For For
expiring in 2024: Kimberly A. Dang
1d. Election of Director for a one year term Mgmt For For
expiring in 2024: Ted A. Gardner
1e. Election of Director for a one year term Mgmt For For
expiring in 2024: Anthony W. Hall, Jr.
1f. Election of Director for a one year term Mgmt For For
expiring in 2024: Gary L. Hultquist
1g. Election of Director for a one year term Mgmt For For
expiring in 2024: Ronald L. Kuehn, Jr.
1h. Election of Director for a one year term Mgmt For For
expiring in 2024: Deborah A. Macdonald
1i. Election of Director for a one year term Mgmt For For
expiring in 2024: Michael C. Morgan
1j. Election of Director for a one year term Mgmt For For
expiring in 2024: Arthur C. Reichstetter
1k. Election of Director for a one year term Mgmt For For
expiring in 2024: C. Park Shaper
1l. Election of Director for a one year term Mgmt For For
expiring in 2024: William A. Smith
1m. Election of Director for a one year term Mgmt Against Against
expiring in 2024: Joel V. Staff
1n. Election of Director for a one year term Mgmt Against Against
expiring in 2024: Robert F. Vagt
2. Approval of an Amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
limit the liability of certain officers of
the company as permitted by recent
amendments to the General Corporation Law
of the State of Delaware
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023
4. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers, as disclosed in the Proxy
Statement
--------------------------------------------------------------------------------------------------------------------------
KINETIK HOLDINGS INC Agenda Number: 935824044
--------------------------------------------------------------------------------------------------------------------------
Security: 02215L209
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: KNTK
ISIN: US02215L2097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie Welch Mgmt For For
David I. Foley Mgmt For For
John-Paul (JP) Munfa Mgmt For For
Elizabeth P. Cordia Mgmt For For
Jesse Krynak Mgmt For For
Ronald Schweizer Mgmt For For
Laura A. Sugg Mgmt For For
Kevin S. McCarthy Mgmt For For
Ben C. Rodgers Mgmt For For
D. Mark Leland Mgmt For For
Deborah L. Byers Mgmt For For
2. Non-binding resolution regarding the Mgmt For For
compensation of named executive officers
for 2022 (say-on-pay).
3. Non-binding resolution regarding the Mgmt 1 Year For
frequency of shareholder votes on the
compensation of named executive officers
(say-on-frequency).
4. Amendment to the Company's Certificate of Mgmt For For
Incorporation to add a sunset provision for
the supermajority vote requirement for
changes to Section 9.1.
5. Amendment to the Company's Certificate of Mgmt For For
Incorporation to limit the liability of
certain officers of the Company as
permitted pursuant to recent amendments to
the Delaware General Corporation Law.
6. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditor for
fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935847256
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt Against Against
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Robin Buchanan Mgmt Against Against
1d. Election of Director: Anthony (Tony) Chase Mgmt Against Against
1e. Election of Director: Robert (Bob) Dudley Mgmt For For
1f. Election of Director: Claire Farley Mgmt For For
1g. Election of Director: Rita Griffin Mgmt For For
1h. Election of Director: Michael Hanley Mgmt Against Against
1i. Election of Director: Virginia Kamsky Mgmt Against Against
1j. Election of Director: Albert Manifold Mgmt Against Against
1k. Election of Director: Peter Vanacker Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2022 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt Against Against
Accountants N.V. as the Auditor of our 2023
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt Against Against
Compensation (Say-on-Pay)
7. Advisory Vote on Frequency of Say-on-Pay Mgmt 1 Year For
Vote
8. Authorization to Conduct Share Repurchases Mgmt Against Against
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NEWMONT CORPORATION Agenda Number: 935776938
--------------------------------------------------------------------------------------------------------------------------
Security: 651639106
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: NEM
ISIN: US6516391066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick G. Awuah, Jr. Mgmt For For
1b. Election of Director: Gregory H. Boyce Mgmt Against Against
1c. Election of Director: Bruce R. Brook Mgmt Against Against
1d. Election of Director: Maura J. Clark Mgmt Against Against
1e. Election of Director: Emma FitzGerald Mgmt For For
1f. Election of Director: Mary A. Laschinger Mgmt Against Against
1g. Election of Director: Jose Manuel Madero Mgmt For For
1h. Election of Director: Rene Medori Mgmt For For
1i. Election of Director: Jane Nelson Mgmt For For
1j. Election of Director: Tom Palmer Mgmt For For
1k. Election of Director: Julio M. Quintana Mgmt Against Against
1l. Election of Director: Susan N. Story Mgmt For For
2. Approval of the advisory resolution on Mgmt Against Against
Newmont's executive compensation.
3. Ratification of the Audit Committees Mgmt Against Against
appointment of Ernst and Young LLP as
Newmont's independent registered public
accounting firm for the fiscal year 2023.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935817037
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brian L. Derksen Mgmt For For
1b. Election of Director: Julie H. Edwards Mgmt Against Against
1c. Election of Director: Mark W. Helderman Mgmt For For
1d. Election of Director: Randall J. Larson Mgmt For For
1e. Election of Director: Steven J. Malcolm Mgmt Against Against
1f. Election of Director: Jim W. Mogg Mgmt Against Against
1g. Election of Director: Pattye L. Moore Mgmt For For
1h. Election of Director: Pierce H. Norton II Mgmt For For
1i. Election of Director: Eduardo A. Rodriguez Mgmt For For
1j. Election of Director: Gerald B. Smith Mgmt For For
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2023.
3. Amendment and restatement of the ONEOK, Mgmt For For
Inc. Employee Stock Purchase Plan to
increase the total number of shares under
the Plan.
4. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
5. An advisory vote on the frequency of Mgmt 1 Year For
holding the shareholder advisory vote on
ONEOK's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PEMBINA PIPELINE CORPORATION Agenda Number: 935800448
--------------------------------------------------------------------------------------------------------------------------
Security: 706327103
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: PBA
ISIN: CA7063271034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Anne-Marie N. Ainsworth Mgmt For For
J. Scott Burrows Mgmt For For
Cynthia Carroll Mgmt For For
Ana Dutra Mgmt For For
Robert G. Gwin Mgmt For For
Maureen E. Howe Mgmt For For
Gordon J. Kerr Mgmt For For
David M.B. LeGresley Mgmt Withheld Against
Andy J. Mah Mgmt For For
Leslie A. O'Donoghue Mgmt For For
Bruce D. Rubin Mgmt For For
Henry W. Sykes (chair) Mgmt For For
2 To appoint KPMG LLP, Chartered Professional Mgmt Withheld Against
Accountants, as the auditors of the
Corporation for the ensuing financial year
at a remuneration to be fixed by the Board
of Directors of the Corporation.
3 To accept the approach to executive Mgmt For For
compensation as disclosed in the
accompanying management information
circular.
--------------------------------------------------------------------------------------------------------------------------
PETROLEO BRASILEIRO S.A. - PETROBRAS Agenda Number: 935824967
--------------------------------------------------------------------------------------------------------------------------
Security: 71654V408
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: PBR
ISIN: US71654V4086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Examination of management accounts, Mgmt No vote
examination, discussion and voting of the
Annual Report and the Companys Financial
Statements, accompanied by the independent
auditors report and the Fiscal Council
report for the fiscal year ended December
31, 2022.
2. Proposal for the Allocation of the Results Mgmt No vote
of the financial year of 2022: Election of
the board of directors by single slate of
candidates: Controlling Shareholder: Pietro
Adamo Sampaio Mendes, Jean Paul Terra
Prates, Efrain Pereira da Cruz, Vitor
Eduardo de Almeida Saback, Eugenio Tiago
Chagas Cordeiro e Teixeira, Bruno Moretti,
Sergio Machado Rezende, Suzana Kahn Ribeiro
3. Nomination of all the names that compose Mgmt No vote
the slate (the votes indicated in this
section will be disregarded if the
shareholder with voting rights fills in the
fields present in the separate election of
a member of the board of directors and the
separate election referred to in these
fields takes place).- Controlling
Shareholder
4. If one of the candidates that composes your Mgmt No vote
chosen slate leaves it, can the votes
corresponding to your shares continue to be
conferred on the same slate?
5. Do you wish to request the cumulative Mgmt No vote
voting for the election of the board of
directors, under the terms of art. 141 of
Law 6,404, of 1976? (If the shareholder
chooses "against" or "abstain", his/her
shares will not be computed for the request
of the cumulative voting request).
6A. Election of the board of director by Mgmt No vote
Cumulative voting: Pietro Adamo Sampaio
Mendes
6B. Election of the board of director by Mgmt No vote
Cumulative voting: Jean Paul Terra Prates
6C. Election of the board of director by Mgmt No vote
Cumulative voting: Efrain Pereira da Cruz
6D. Election of the board of director by Mgmt No vote
Cumulative voting: Vitor Eduardo de Almeida
Saback
6E. Election of the board of director by Mgmt No vote
Cumulative voting: Eugenio Tiago Chagas
Cordeiro e Teixeira
6F. Election of the board of director by Mgmt No vote
Cumulative voting: Bruno Moretti
6G. Election of the board of director by Mgmt No vote
Cumulative voting: Sergio Machado Rezende
6H. Election of the board of director by Mgmt No vote
Cumulative voting: Suzana Kahn Ribeiro
6I. Election of the board of director by Mgmt No vote
Cumulative voting: Jose Joao Abdalla Filho
6J. Election of the board of director by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva
7. Nomination of candidates for chairman of Mgmt No vote
the board of directors. Candidate: Pietro
Adamo Sampaio Mendes
8. Proposal to establish five (5) members for Mgmt No vote
the Fiscal Council.
9. Election of the fiscal board by single Mgmt No vote
slate of candidates: Nomination of all the
names that compose the slate: Controlling
Shareholder: Candidates nominated by the
Controlling Shareholder: Main: Viviane
Aparecida da Silva Varga; Alternate: Otavio
Ladeira de Medeiros; Main: Daniel Cabaleiro
Saldanha; Alternate: Gustavo Goncalves
Manfrim; Main: Cristina Bueno Camatta;
Alternate: Sidnei Bispo
10. If one of the candidates of the slate Mgmt No vote
leaves it, to accommodate the separate
election referred to in articles 161,
paragraph 4, and 240 of Law 6404, of 1976,
can the votes corresponding to your shares
continue to be conferred to the same slate?
11. Nomination of candidates to the fiscal Mgmt No vote
council by minority shareholders with
voting rights (the shareholder must fill
this field if the general election field
was left in blank): Main: Michele da Silva
Gonsales Torres; Alternate: Aloisio Macario
Ferreira de Souza
12. Compensation of Management members, Fiscal Mgmt No vote
Council members and of the members of the
Statutory Advisory Committees of the Board
of Directors.
13. In the event of a second call of this Mgmt No vote
General Meeting, may the voting
instructions included in this ballot form
be considered also for the second call of
the meeting?
--------------------------------------------------------------------------------------------------------------------------
PHILLIPS 66 Agenda Number: 935793718
--------------------------------------------------------------------------------------------------------------------------
Security: 718546104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: PSX
ISIN: US7185461040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Gregory J. Hayes
1b. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Charles M. Holley
1c. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting:
Denise R. Singleton
1d. Election of Class II Director to Hold Mgmt Against Against
Office until the 2026 Annual Meeting: Glenn
F. Tilton
1e. Election of Class II Director to Hold Mgmt For For
Office until the 2026 Annual Meeting: Marna
C. Whittington
2. Management Proposal to Approve the Mgmt For For
Declassification of the Board of Directors.
3. Advisory vote to approve our executive Mgmt For For
compensation.
4. Ratification of the Appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm.
5. Shareholder proposal requesting audited Shr Against For
report on the impact to chemicals business
under the System Change Scenario.
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 935817241
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: A.R. Alameddine Mgmt For For
1b. ELECTION OF DIRECTOR: Lori G. Billingsley Mgmt For For
1c. ELECTION OF DIRECTOR: Edison C. Buchanan Mgmt Against Against
1d. ELECTION OF DIRECTOR: Richard P. Dealy Mgmt For For
1e. ELECTION OF DIRECTOR: Maria S. Dreyfus Mgmt For For
1f. ELECTION OF DIRECTOR: Matthew M. Gallagher Mgmt For For
1g. ELECTION OF DIRECTOR: Phillip A. Gobe Mgmt For For
1h. ELECTION OF DIRECTOR: Stacy P. Methvin Mgmt For For
1i. ELECTION OF DIRECTOR: Royce W. Mitchell Mgmt For For
1j. ELECTION OF DIRECTOR: Scott D. Sheffield Mgmt For For
1k. ELECTION OF DIRECTOR: J. Kenneth Thompson Mgmt Against Against
1l. ELECTION OF DIRECTOR: Phoebe A. Wood Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt Against Against
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2023.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
POSCO HOLDINGS INC. Agenda Number: 935771988
--------------------------------------------------------------------------------------------------------------------------
Security: 693483109
Meeting Type: Annual
Meeting Date: 17-Mar-2023
Ticker: PKX
ISIN: US6934831099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of Financial Statements for the Mgmt For For
55th Fiscal Year (From January 1, 2022 to
December 31, 2022)(Year-end dividend per
share: KRW 2,000)
2.1 Partial Amendments of the Article of Mgmt For For
Incorporation: Change of the Location of
the Head Office
2.2 Partial Amendments of the Article of Mgmt For For
Incorporation: Removal of Exercise of
Voting Rights in Writing
2.3 Partial Amendments of the Article of Mgmt For For
Incorporation: Change of the Record Date
for Year-End Dividends
3.1 Election of Inside Director: Jeong, Ki-Seop Mgmt For For
3.2 Election of Inside Director: Yoo, Byeong-Og Mgmt For For
3.3 Election of Inside Director: Kim, Ji-Yong Mgmt For For
4. Election of Non-Standing Director: Kim, Mgmt For For
Hag-Dong
5. Election of Outside Director: Kim, Joon-Ki Mgmt For For
6. Approval of the Ceiling Amount of Total Mgmt For For
Remuneration for Directors
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935717287
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Special
Meeting Date: 25-Oct-2022
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. (a)For the purposes of ASX Listing Rule Mgmt For For
10.1 and all other purposes, to approve the
Transaction, and the entry into and
performance of the Transaction Documents.
(b)to authorise the Directors (or any duly
constituted committee thereof) to do all
necessary, expedient or desirable things to
implement, complete or to procure the
implementation or completion of the
Transaction and any matters incidental to
the Transaction with such nonmaterial
modifications, variations, revisions,
waivers or amendments as they may deem
necessary, expedient or disirable
2. Subject to, and conditional upon passing of Mgmt For For
Resolution 1, and for the purpose of ASX
Listing Rule 10.1 only, to approve any
acquisition or disposal of a substantial
asset from or to China Baowu Steel Group
Co. Ltd or its associates pursuant to a
Future Transaction (as defined in the
circular to shareholders).
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC Agenda Number: 935782892
--------------------------------------------------------------------------------------------------------------------------
Security: 767204100
Meeting Type: Annual
Meeting Date: 06-Apr-2023
Ticker: RIO
ISIN: US7672041008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Receipt of the 2022 Annual Report Mgmt For For
2 Approval of the Directors' Remuneration Mgmt For For
Report: Implementation Report
3 Approval of the Directors' Remuneration Mgmt For For
Report
4 Approval of potential termination benefits Mgmt For For
5 To elect Kaisa Hietala as a Director Mgmt For For
6 To re-elect Dominic Barton BBM as a Mgmt For For
Director
7 To re-elect Megan Clark AC as a Director Mgmt For For
8 To re-elect Peter Cunningham as a Director Mgmt For For
9 To re-elect Simon Henry as a Director Mgmt For For
10 To re-elect Sam Laidlaw as a Director Mgmt For For
11 To re-elect Simon McKeon AO as a Director Mgmt For For
12 To re-elect Jennifer Nason as a Director Mgmt For For
13 To re-elect Jakob Stausholm as a Director Mgmt For For
14 To re-elect Ngaire Woods CBE as a Director Mgmt For For
15 To re-elect Ben Wyatt as a Director Mgmt For For
16 Re-appointment of auditors of Rio Tinto plc Mgmt For For
17 Remuneration of auditors Mgmt For For
18 Authority to make political donations Mgmt For For
19 General authority to allot shares Mgmt For For
20 Disapplication of pre-emption rights Mgmt For For
21 Authority to purchase Rio Tinto plc shares Mgmt For For
22 Notice period for general meetings other Mgmt For For
than annual general meetings
--------------------------------------------------------------------------------------------------------------------------
SHELL PLC Agenda Number: 935844426
--------------------------------------------------------------------------------------------------------------------------
Security: 780259305
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: SHEL
ISIN: US7802593050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Annual Report & Accounts be received Mgmt For For
2. Approval of Directors' Remuneration Policy Mgmt For For
3. Approval of Directors' Remuneration Report Mgmt For For
4. Appointment of Wael Sawan as a Director of Mgmt For For
the Company
5. Appointment of Cyrus Taraporevala as a Mgmt For For
Director of the Company
6. Appointment of Sir Charles Roxburgh as a Mgmt For For
Director of the Company
7. Appointment of Leena Srivastava as a Mgmt For For
Director of the Company
8. Reappointment of Sinead Gorman as a Mgmt For For
Director of the Company
9. Reappointment of Dick Boer as a Director of Mgmt For For
the Company
10. Reappointment of Neil Carson as a Director Mgmt Against Against
of the Company
11. Reappointment of Ann Godbehere as a Mgmt For For
Director of the Company
12. Reappointment of Jane Holl Lute as a Mgmt For For
Director of the Company
13. Reappointment of Catherine Hughes as a Mgmt Against Against
Director of the Company
14. Reappointment of Sir Andrew Mackenzie as a Mgmt For For
Director of the Company
15. Reappointment of Abraham (Bram) Schot as a Mgmt Against Against
Director of the Company
16. Reappointment of Auditors Mgmt Against Against
17. Remuneration of Auditors Mgmt Against Against
18. Authority to allot shares Mgmt For For
19. Disapplication of pre-emption rights Mgmt For For
20. Authority to make on market purchases of Mgmt For For
own shares
21. Authority to make off market purchases of Mgmt For For
own shares
22. Authority to make certain donations/incur Mgmt For For
expenditure
23. Adoption of new Articles of Association Mgmt For For
24. Approval of Shell's Share Plan ('Plan') Mgmt Against Against
rules and authority to adopt schedules to
the Plan
25. Approve Shell's Energy Transition Progress Mgmt For For
26. Shareholder resolution Shr For Against
--------------------------------------------------------------------------------------------------------------------------
SIBANYE STILLWATER LIMITED Agenda Number: 935855722
--------------------------------------------------------------------------------------------------------------------------
Security: 82575P107
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: SBSW
ISIN: US82575P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Re-appointment of Auditors and Designated Mgmt For For
Individual Partner: Ernst & Young Inc. as
the Auditors and Lance Tomlinson as
Designated Individual Partner
O2 Re-election of a director: Timothy J Mgmt Against Against
Cumming
O3 Re-election of a director: Charl Keyter Mgmt For For
O4 Re-election of a director: Vincent T Maphai Mgmt Against Against
O5 Re-election of a director: Nkosemntu G Nika Mgmt Against Against
O6 Election of a member and chair of the audit Mgmt For For
committee: Keith A Rayner
O7 Election of a member of the audit Mgmt For For
committee: Timothy J Cumming
O8 Election of a member of the audit Mgmt For For
committee: Savannah N Danson
O9 Election of a member of the audit Mgmt For For
committee: Richard P Menell
O10 Election of a member of the audit Mgmt For For
committee: Nkosemntu G Nika
O11 Election of a member of the audit Mgmt For For
committee: Susan C van der Merwe
O12 Election of a member of the audit Mgmt For For
committee: Sindiswa V Zilwa
O13 Approval for the issue of authorised but Mgmt For For
unissued ordinary shares
O14 Issuing equity securities for cash Mgmt For For
O15 Advisory endorsement of the Company's Mgmt Against Against
remuneration policy
O16 Advisory endorsement of the Company's Mgmt Against Against
remuneration Implementation Report
S1 Approval for the remuneration of Mgmt For For
non-executive Directors
S2 Approval for a per diem allowance Mgmt For For
S3 Approval for the company to grant financial Mgmt For For
assistance in terms of sections 44 and 45
of the Act
S4 Acquisition of the Company's own shares Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
SITIO ROYALTIES CORP Agenda Number: 935802632
--------------------------------------------------------------------------------------------------------------------------
Security: 82983N108
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: STR
ISIN: US82983N1081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Noam Lockshin Mgmt For For
1b. Election of Director: Christopher L. Mgmt For For
Conoscenti
1c. Election of Director: Morris R. Clark Mgmt For For
1d. Election of Director: Alice E. Gould Mgmt For For
1e. Election of Director: Claire R. Harvey Mgmt For For
1f. Election of Director: Gayle L. Burleson Mgmt For For
1g. Election of Director: Jon-Al Duplantier Mgmt For For
1h. Election of Director: Richard K. Mgmt For For
Stoneburner
1i. Election of Director: John R. ("J.R.") Sult Mgmt For For
2. The approval, on a non-binding, advisory Mgmt For For
basis, of the Company's compensation of its
named executive officers.
3. The approval, on a non-binding, advisory Mgmt 1 Year For
basis, of the frequency of stockholder
votes on compensation.
4. The ratification of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. Agenda Number: 935824272
--------------------------------------------------------------------------------------------------------------------------
Security: 833635105
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: SQM
ISIN: US8336351056
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SQM's Balance Sheet, Financial Statements, Mgmt For
Annual Report, Account Inspectors Report,
and External Auditors' Report for the
business year ended December 31, 2022.
2. Designation of the External Auditing Mgmt For
Company.
3. Designation of the Rating Agencies. Mgmt For
4. Designation of the Account Inspectors. Mgmt For
5. Investment Policy. Mgmt For
6. Finance Policy. Mgmt For
7. Distribution of the final dividend. Mgmt For
8A. Antonio Gil Nievas, nominated as a Board Mgmt Against
member (Please note that you can vote "FOR"
for option "A", or option "B" only. If you
vote "FOR" for more than one option, the
ballot on this resolution will not count.)
8B. Board Election (Please note that you can Mgmt For
vote "FOR" for option "A", or option "B"
only. If you vote "FOR" for more than one
option, the ballot on this resolution will
not count.)
9. Board of Directors and Board committees Mgmt For
compensation structure.
10. Designation of the newspaper for corporate Mgmt For
publications; general corporate information
matters and execution of shareholders'
meeting resolutions.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 935812582
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Ian R. Ashby Mgmt For For
1B Election of Director - Patricia M. Bedient Mgmt For For
1C Election of Director - Russell K. Girling Mgmt For For
1D Election of Director - Jean Paul Gladu Mgmt For For
1E Election of Director - Dennis M. Houston Mgmt For For
1F Election of Director - Richard M. Kruger Mgmt For For
1G Election of Director - Brian P. MacDonald Mgmt For For
1H Election of Director - Lorraine Mitchelmore Mgmt For For
1I Election of Director - Daniel Romasko Mgmt For For
1J Election of Director - Christopher R. Mgmt For For
Seasons
1K Election of Director - M. Jacqueline Mgmt For For
Sheppard
1L Election of Director - Eira M. Thomas Mgmt For For
1M Election of Director - Michael M. Wilson Mgmt Against Against
2 Appointment of KPMG LLP as auditor of Mgmt Withheld Against
Suncor Energy Inc. until the close of the
next annual meeting.
3 To consider and, if deemed fit, approve an Mgmt For For
advisory resolution on Suncor's approach to
executive compensation disclosed in the
Management Proxy Circular of Suncor Energy
Inc. dated March 24, 2023.
4 To consider a shareholder proposal Shr For Against
regarding the production of a report
outlining how Suncor's capital expenditure
plans align with its 2030 emissions
reductions target.
--------------------------------------------------------------------------------------------------------------------------
TC ENERGY CORPORATION Agenda Number: 935793150
--------------------------------------------------------------------------------------------------------------------------
Security: 87807B107
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: TRP
ISIN: CA87807B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS Election of Director: Mgmt For For
Cheryl F. Campbell
1B Election of Director: Michael R. Culbert Mgmt For For
1C Election of Director: William D. Johnson Mgmt Against Against
1D Election of Director: Susan C. Jones Mgmt Against Against
1E Election of Director: John E. Lowe Mgmt For For
1F Election of Director: David MacNaughton Mgmt For For
1G Election of Director: Francois L. Poirier Mgmt For For
1H Election of Director: Una Power Mgmt For For
1I Election of Director: Mary Pat Salomone Mgmt For For
1J Election of Director: Indira Samarasekera Mgmt Against Against
1K Election of Director: Siim A. Vanaselja Mgmt Against Against
1L Election of Director: Thierry Vandal Mgmt Against Against
1M Election of Director: Dheeraj "D" Verma Mgmt Against Against
2 Resolution to appoint KPMG LLP, Chartered Mgmt Withheld Against
Professional Accountants as auditor and
authorize the directors to fix their
remuneration.
3 Resolution to accept TC Energy's approach Mgmt Against Against
to executive compensation, as described in
the Management information circular.
--------------------------------------------------------------------------------------------------------------------------
TERNIUM S.A. Agenda Number: 935807810
--------------------------------------------------------------------------------------------------------------------------
Security: 880890108
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: TX
ISIN: US8808901081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Consideration of the Company's 2022 Annual Mgmt For For
Report containing the consolidated
management report and independent auditors
report on the Company's consolidated
financial statements as of December 31,
2022; and the Company's annual accounts as
of December 31, 2022 and the independent
auditors report thereon. Approval of the
Company's consolidated financial statements
as of December 31, 2022 and 2021 and for
the years ended December 31, 2022, 2021 and
2020.
2. Consideration of the independent auditor's Mgmt For For
report on the Company's annual accounts.
Approval of the Company's annual accounts
as at December 31, 2022.
3. Allocation of results for the year ended Mgmt For For
December 31, 2022.
4. Discharge of members of the Board of Mgmt For For
Directors for the exercise of their mandate
during the year ended December 31, 2022.
5. Election of the members of the Board of Mgmt Against Against
Directors.
6. Authorization of the compensation to the Mgmt For For
members of the Board of Directors for the
year 2023.
7. Appointment of the independent auditors for Mgmt Against Against
the fiscal year ending December 31, 2023
and approval of their fees.
8. Authorization to the Board of Directors to Mgmt For For
appoint one or more of its members as the
Company's attorney-in-fact.
--------------------------------------------------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC. Agenda Number: 935779706
--------------------------------------------------------------------------------------------------------------------------
Security: 969457100
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: WMB
ISIN: US9694571004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt For For
Alan S. Armstrong
1b. Election of Director for a one-year term: Mgmt For For
Stephen W. Bergstrom
1c. Election of Director for a one-year term: Mgmt For For
Michael A. Creel
1d. Election of Director for a one-year term: Mgmt For For
Stacey H. Dore
1e. Election of Director for a one-year term: Mgmt For For
Carri A. Lockhart
1f. Election of Director for a one-year term: Mgmt For For
Richard E. Muncrief
1g. Election of Director for a one-year term: Mgmt For For
Peter A. Ragauss
1h. Election of Director for a one-year term: Mgmt For For
Rose M. Robeson
1i. Election of Director for a one-year term: Mgmt For For
Scott D. Sheffield
1j. Election of Director for a one-year term: Mgmt Against Against
Murray D. Smith
1k. Election of Director for a one-year term: Mgmt For For
William H. Spence
1l. Election of Director for a one-year term: Mgmt For For
Jesse J. Tyson
2. Ratify the selection of Ernst & Young LLP Mgmt Against Against
as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TOTAL ENERGIES SE Agenda Number: 935861636
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: TTE
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2022
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2022
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2022
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
to trade in the Corporation shares
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
O6 Renewal of Ms. Marie-Christine Mgmt For For
Coisne-Roquette's term as director
O7 Renewal of Mr. Mark Cutifani's term as Mgmt For For
director
O8 Appointment of Mr. Dierk Paskert as Mgmt For For
director
O9 Appointment of Ms. Anelise Lara as director Mgmt For For
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code
O11 Setting of the amount of directors' Mgmt For For
aggregate annual compensation and approval
of the compensation policy applicable to
directors
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2022 or
allocated for that year to Mr. Patrick
Pouyanne, Chairman and Chief Executive
Officer
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer
O14 Opinion on the Sustainability & Climate - Mgmt For For
Progress Report 2023, reporting on the
progress made in the implementation of the
Corporation's ambition with respect to
sustainable development and energy
transition towards carbon neutrality and
its related targets by 2030 and
complementing this ambition
E15 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Corporation free shares,
existing or to be issued, for the benefit
of the Company employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued
E16 Delegation of competence granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, to proceed to capital
increases, with cancellation of the
shareholders' preemptive subscription
right, reserved to members of a company or
group savings plan
E17 Elimination of double voting rights - Mgmt For For
Amendment to Article 18of the Corporation's
Articles of Association - Powers to
carryout formalities
A Shareholder resolution on targets for Shr For
indirect Scope 3emissions (advisory vote)
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935743751
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Special
Meeting Date: 21-Dec-2022
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
2. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
3. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
4. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
5. Agenda for Extraordinary General Meeting: Mgmt For For
See enclosed Depositary's Notice.
--------------------------------------------------------------------------------------------------------------------------
VALE S.A. Agenda Number: 935824905
--------------------------------------------------------------------------------------------------------------------------
Security: 91912E105
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: VALE
ISIN: US91912E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Resolution 1 Mgmt No vote
2 Resolution 2 Mgmt No vote
3 Resolution 3 Mgmt No vote
4 Resolution 4 Mgmt No vote
5A Election of the Board of Directors by Mgmt No vote
Candidate: Daniel Andre Stieler
5B Election of the Board of Directors by Mgmt No vote
Candidate: Douglas James Upton
(independent)
5C Election of the Board of Directors by Mgmt No vote
Candidate: Fernando Jorge Buso Gomes
5D Election of the Board of Directors by Mgmt No vote
Candidate: Joao Luiz Fukunaga
5E Election of the Board of Directors by Mgmt No vote
Candidate: Jose Luciano Duarte Penido
(independent)
5F Election of the Board of Directors by Mgmt No vote
Candidate: Luis Henrique Cals de Beauclair
Guimaraes (independent)
5G Election of the Board of Directors by Mgmt No vote
Candidate: Manuel Lino Silva de Sousa
Oliveira (Ollie) (independent)
5H Election of the Board of Directors by Mgmt No vote
Candidate: Marcelo Gasparino da Silva
(independent)
5I Election of the Board of Directors by Mgmt No vote
Candidate: Paulo Hartung (independent)
5J Election of the Board of Directors by Mgmt No vote
Candidate: Rachel de Oliveira Maia
(independent)
5K Election of the Board of Directors by Mgmt No vote
Candidate: Shunji Komai
5L Election of the Board of Directors by Mgmt No vote
Candidate: Vera Marie Inkster (independent)
7A Election of the Board of Directors by Mgmt No vote
Cumulative voting: Daniel Andre Stieler
7B Election of the Board of Directors by Mgmt No vote
Cumulative voting: Douglas James Upton
(independent)
7C Election of the Board of Directors by Mgmt No vote
Cumulative voting: Fernando Jorge Buso
Gomes
7D Election of the Board of Directors by Mgmt No vote
Cumulative voting: Joao Luiz Fukunaga
7E Election of the Board of Directors by Mgmt No vote
Cumulative voting: Jose Luciano Duarte
Penido (independent)
7F Election of the Board of Directors by Mgmt No vote
Cumulative voting: Luis Henrique Cals de
Beauclair Guimaraes (independent)
7G Election of the Board of Directors by Mgmt No vote
Cumulative voting: Manuel Lino Silva de
Sousa Oliveira (Ollie) (independent)
7H Election of the Board of Directors by Mgmt No vote
Cumulative voting: Marcelo Gasparino da
Silva (independent)
7I Election of the Board of Directors by Mgmt No vote
Cumulative voting: Paulo Hartung
(independent)
7J Election of the Board of Directors by Mgmt No vote
Cumulative voting: Rachel de Oliveira Maia
(independent)
7K Election of the Board of Directors by Mgmt No vote
Cumulative voting: Shunji Komai
7L Election of the Board of Directors by Mgmt No vote
Cumulative voting: Vera Marie Inkster
(independent)
8A Election of Chairman of the Board of Mgmt No vote
Directors: Daniel Andre Stieler
9A Election of Vice-Chairman of the Board: Mgmt No vote
Marcelo Gasparino da Silva (independent)
10A Election of the Fiscal Council by Mgmt No vote
Candidate: Heloisa Belotti Bedicks /
Jandaraci Ferreira de Araujo
10B Election of the Fiscal Council by Mgmt No vote
Candidate: Marcio de Souza / Ana Maria
Loureiro Recart
10C Election of the Fiscal Council by Mgmt No vote
Candidate: Paulo Clovis Ayres Filho /
Guilherme Jose de Vasconcelos Cerqueira
10D Election of the Fiscal Council by Mgmt No vote
Candidate: Raphael Manhaes Martins /
Adriana de Andrade Sole
11 Resolution 11 Mgmt No vote
E1 Extraordinary Shareholders' Meeting: Mgmt No vote
Resolution 1
--------------------------------------------------------------------------------------------------------------------------
WOODSIDE ENERGY GROUP LTD Agenda Number: 935811237
--------------------------------------------------------------------------------------------------------------------------
Security: 980228308
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: WDS
ISIN: US9802283088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
02a Mr Ian Macfarlane is re-elected as a Mgmt For For
director
O2b Mr Larry Archibald is re-elected as a Mgmt For For
director
O2c Ms Swee Chen Goh is re-elected as a Mgmt For For
director
O2d Mr Arnaud Breuillac is elected as a Mgmt For For
director
O2e Ms Angela Minas is elected as a director Mgmt For For
O3 To adopt the Remuneration Report for the Mgmt For For
year ended 31 December 2022.
O4 To grant Ms. Meg O'Neill, the Chief Mgmt For For
Executive Officer and Managing Director,
Restricted Shares and Performance Rights.
O5 That approval is given for all purposes, Mgmt For For
including Rule 64 of the Constitution and
ASX Listing Rule 10.17, for the aggregate
amount of remuneration that may be paid to
the Company's non- executive directors in
any financial year to be increased by
A$425,000, from A$4,250,000.00 to
$4,675,000.00.
S6a To amend the constitution to insert the Shr Against For
following new clause 43A: "The Company in
general meeting may by ordinary resolution
express an opinion or request information
about the way in which a power of the
Company partially or exclusively invested
in the Directors has been or should be
exercised. However, such a resolution must
relate to a material risk as identified by
the Company and cannot either advocate
action that would violate any law or relate
to any personal claim or grievance. Such
...(due to space limits, see proxy material
for full proposal).
S6b Subject to and conditional on Resolution Shr For Against
6(a) being passed by the required majority,
Shareholders note the company's support for
the climate goals of the Paris Agreement,
along with the publication of the
International Energy Agency's Net Zero
Emissions by 2050 Scenario, and the Climate
Action 100+ company assessment.
Shareholders therefore request the company
disclose, in subsequent annual reporting,
information that demonstrates how the
company's capital allocation to oil and gas
assets will ...(due to space limits, see
proxy material for full proposal).
Amplify Online Retail ETF
--------------------------------------------------------------------------------------------------------------------------
1-800-FLOWERS.COM, INC. Agenda Number: 935725121
--------------------------------------------------------------------------------------------------------------------------
Security: 68243Q106
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: FLWS
ISIN: US68243Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Celia R. Brown Mgmt Withheld Against
James A. Cannavino Mgmt Withheld Against
Dina Colombo Mgmt For For
Eugene F. DeMark Mgmt Withheld Against
Leonard J. Elmore Mgmt For For
Adam Hanft Mgmt For For
Stephanie R. Hofmann Mgmt Withheld Against
Christopher G. McCann Mgmt For For
James F. McCann Mgmt Withheld Against
Katherine Oliver Mgmt For For
Larry Zarin Mgmt Withheld Against
2. To ratify the appointment of BDO USA, LLP Mgmt Against Against
as our independent registered public
accounting firm for the fiscal year ending
July 2, 2023.
--------------------------------------------------------------------------------------------------------------------------
ABOUT YOU HOLDING SE Agenda Number: 715901345
--------------------------------------------------------------------------------------------------------------------------
Security: D0R5GC102
Meeting Type: AGM
Meeting Date: 23-Aug-2022
Ticker:
ISIN: DE000A3CNK42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2021/22
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2021/22
3 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2021/22
4 APPROVE REMUNERATION REPORT Mgmt Against Against
5 APPROVE REMUNERATION POLICY Mgmt Against Against
6 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For
7.1 ELECT NIELS JACOBSEN TO THE SUPERVISORY Mgmt Against Against
BOARD
7.2 ELECT CHRISTINA JOHANSSON TO THE Mgmt For For
SUPERVISORY BOARD
7.3 ELECT SEBASTIAN KLAUKE TO THE SUPERVISORY Mgmt Against Against
BOARD
7.4 ELECT CHRISTIAN LEYBOLD TO THE SUPERVISORY Mgmt Against Against
BOARD
7.5 ELECT PETRA SCHARNER-WOLFF TO THE Mgmt For For
SUPERVISORY BOARD
7.6 ELECT ANDRE SCHWAEMMLEIN TO THE SUPERVISORY Mgmt For For
BOARD
8 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt Against Against
2022/23
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE.
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
--------------------------------------------------------------------------------------------------------------------------
ADEVINTA ASA Agenda Number: 717377964
--------------------------------------------------------------------------------------------------------------------------
Security: R0000V110
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: NO0010844038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 APPROVAL OF THE NOTICE AND AGENDA OF THE Mgmt For For
ANNUAL GENERAL MEETING
2 ELECTION OF CHAIRPERSON FOR THE MEETING Mgmt For For
3 ELECTION OF A PERSON TO COSIGN THE MINUTES Mgmt For For
4 APPROVAL OF THE FINANCIAL STATEMENTS AND Mgmt For For
THE BOARD OF DIRECTORS REPORT FOR 2022 FOR
ADEVINTA ASA AND THE ADEVINTA GROUP
5 CONSIDERATION OF REPORT FOR CORPORATE Non-Voting
GOVERNANCE
6 APPROVAL OF THE BOARD OF DIRECTORS Mgmt For For
DECLARATION OF SALARY AND OTHER
REMUNERATIONS TO THE SENIOR MANAGEMENT
7 ADVISORY VOTE ON THE BOARD OF DIRECTORS Mgmt For For
REMUNERATION REPORT FOR THE SENIOR
MANAGEMENT
8 APPROVAL OF THE AUDITORS FEE FOR 2022 Mgmt For For
9 ELECTION OF MEMBERS TO THE BOARD OF Mgmt For For
DIRECTORS
10 APPROVAL OF REMUNERATION TO THE MEMBERS OF Mgmt Against Against
THE BOARD OF DIRECTORS
11 ELECTION OF MEMBERS TO THE NOMINATION Mgmt For For
COMMITTEE
12 APPROVAL OF REMUNERATION TO THE MEMBERS OF Mgmt Against Against
THE NOMINATION COMMITTEE
13 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
INCREASE THE SHARE CAPITAL
14 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
BUY BACK THE COMPANY'S SHARES
15 AMENDMENTS TO THE COMPANY'S ARTICLES OF Mgmt For For
ASSOCIATION
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 07 JUN 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 07 JUN 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 07 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AFFIRM HOLDINGS, INC. Agenda Number: 935722226
--------------------------------------------------------------------------------------------------------------------------
Security: 00827B106
Meeting Type: Annual
Meeting Date: 05-Dec-2022
Ticker: AFRM
ISIN: US00827B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Jenny J. Mgmt For For
Ming
1.2 Election of Class II Director: Christa S. Mgmt Withheld Against
Quarles
1.3 Election of Class II Director: Keith Rabois Mgmt For For
2. Ratify the Audit Committee's selection of Mgmt Against Against
Deloitte & Touche LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2023.
--------------------------------------------------------------------------------------------------------------------------
AIRBNB INC Agenda Number: 935831657
--------------------------------------------------------------------------------------------------------------------------
Security: 009066101
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: ABNB
ISIN: US0090661010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Nathan
Blecharczyk
1.2 Election of Class III Director to serve Mgmt Withheld Against
until the 2026 Annual Meeting: Alfred Lin
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LTD Agenda Number: 715969448
--------------------------------------------------------------------------------------------------------------------------
Security: G01719114
Meeting Type: AGM
Meeting Date: 30-Sep-2022
Ticker:
ISIN: KYG017191142
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0808/2022080800976.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0808/2022080800994.pdf
1.1 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt Against Against
SERVE ON THE BOARD OF DIRECTOR: DANIEL YONG
ZHANG
1.2 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: JERRY YANG
1.3 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: WAN LING
MARTELLO
1.4 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: WEIJIAN
SHAN
1.5 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: IRENE
YUN-LIEN LEE
1.6 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt For For
SERVE ON THE BOARD OF DIRECTOR: ALBERT KONG
PING NG
2 RATIFY THE APPOINTMENT OF Mgmt Against Against
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2023
--------------------------------------------------------------------------------------------------------------------------
ALLEGRO.EU Agenda Number: 716120302
--------------------------------------------------------------------------------------------------------------------------
Security: L0R67D109
Meeting Type: OGM
Meeting Date: 27-Oct-2022
Ticker:
ISIN: LU2237380790
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 RATIFICATION OF THE CO-OPTATION OF MR. ROY Mgmt For For
PERTICUCCI, BORN ON 13 OCTOBER 1963 IN LOS
ANGELES, UNITED STATES OF AMERICA, AND
WHOSE PROFESSIONAL ADDRESS IS LOCATED AT
51/53 UL. ZELAZNA, 00-841 WARSAW, POLAND,
AS A DIRECTOR OF THE COMPANY WITH EFFECT AS
OF 21 SEPTEMBER 2022 UNTIL 1 SEPTEMBER
2026.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 4 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
AGM TO OGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES. PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935825452
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt For For
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, FOR PURPOSES
OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
RETIREMENT PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING Shr For Against
ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CONTENT REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr For Against
TAX REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS Shr For Against
OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY,
AND INCLUSION PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
AMENDMENT TO OUR BYLAWS TO REQUIRE
SHAREHOLDER APPROVAL FOR CERTAIN FUTURE
AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW Shr For Against
POLICY REGARDING OUR EXECUTIVE COMPENSATION
PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL BOARD COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
ASKUL CORPORATION Agenda Number: 715901434
--------------------------------------------------------------------------------------------------------------------------
Security: J03325107
Meeting Type: AGM
Meeting Date: 04-Aug-2022
Ticker:
ISIN: JP3119920001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Approve Minor Revisions Mgmt For For
Related to Change of Laws and Regulations
3.1 Appoint a Director Yoshioka, Akira Mgmt Against Against
3.2 Appoint a Director Tamai, Tsuguhiro Mgmt Against Against
3.3 Appoint a Director Kawamura, Katsuhiro Mgmt For For
3.4 Appoint a Director Hokari, Shinichi Mgmt For For
3.5 Appoint a Director Ozawa, Takao Mgmt For For
3.6 Appoint a Director Ichige, Yumiko Mgmt For For
3.7 Appoint a Director Goto, Genri Mgmt For For
3.8 Appoint a Director Tsukahara, Kazuo Mgmt For For
3.9 Appoint a Director Aoyama, Naomi Mgmt For For
3.10 Appoint a Director Imaizumi, Tadahisa Mgmt For For
4 Appoint a Corporate Auditor Nakagawa, Mgmt Against Against
Miyuki
5 Appoint Accounting Auditors Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
ASOS PLC Agenda Number: 716356731
--------------------------------------------------------------------------------------------------------------------------
Security: G0536Q108
Meeting Type: AGM
Meeting Date: 11-Jan-2023
Ticker:
ISIN: GB0030927254
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt Against Against
3 APPROVE REMUNERATION REPORT Mgmt Against Against
4 RE-ELECT JORGEN LINDEMANN AS DIRECTOR Mgmt For For
5 RE-ELECT MAI FYFIELD AS DIRECTOR Mgmt Against Against
6 RE-ELECT NICK ROBERTSON AS DIRECTOR Mgmt For For
7 ELECT JOSE ANTONIO RAMOS CALAMONTE AS Mgmt For For
DIRECTOR
8 ELECT PATRICK KENNEDY AS DIRECTOR Mgmt Against Against
9 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt Against Against
AUDITORS
10 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt Against Against
AUDITORS
11 AUTHORISE UK POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
12 AUTHORISE ISSUE OF EQUITY Mgmt For For
13 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
14 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt Against Against
SHARES
15 APPROVE DEFERRED BONUS PLAN Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
BIGCOMMERCE HOLDINGS, INC. Agenda Number: 935801743
--------------------------------------------------------------------------------------------------------------------------
Security: 08975P108
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: BIGC
ISIN: US08975P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald E. Clarke Mgmt For For
Ellen F. Siminoff Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2023.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 935842244
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: BKNG
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn D. Fogel Mgmt For For
Mirian M. Graddick-Weir Mgmt Withheld Against
Wei Hopeman Mgmt For For
Robert J. Mylod, Jr. Mgmt Withheld Against
Charles H. Noski Mgmt For For
Larry Quinlan Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt Withheld Against
Sumit Singh Mgmt Withheld Against
Lynn V. Radakovich Mgmt Withheld Against
Vanessa A. Wittman Mgmt For For
2. Advisory vote to approve 2022 executive Mgmt Against Against
compensation.
3. Ratification of Deloitte & Touche LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
4. Advisory vote on the frequency of future Mgmt 1 Year For
non-binding advisory votes on the
compensation paid by the Company to its
named executive officers.
5. Stockholder proposal requesting a Shr For Against
non-binding stockholder vote to ratify
termination pay of executives.
--------------------------------------------------------------------------------------------------------------------------
CARVANA CO. Agenda Number: 935785230
--------------------------------------------------------------------------------------------------------------------------
Security: 146869102
Meeting Type: Annual
Meeting Date: 01-May-2023
Ticker: CVNA
ISIN: US1468691027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Michael Maroone Mgmt For For
1.2 Election of Director: Neha Parikh Mgmt Withheld Against
2. Ratification of the appointment of Grant Mgmt Against Against
Thornton LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
3. Approval, by an advisory vote, of Carvana's Mgmt Against Against
executive compensation.
4. Approval of an amendment to the Carvana Co. Mgmt Against Against
2017 Omnibus Incentive Plan to increase the
maximum number of shares of Class A common
stock available for issuance thereunder by
20 million shares.
--------------------------------------------------------------------------------------------------------------------------
CHEGG, INC. Agenda Number: 935835314
--------------------------------------------------------------------------------------------------------------------------
Security: 163092109
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: CHGG
ISIN: US1630921096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Renee Budig Mgmt For For
1b. Election of Class I Director: Dan Mgmt Against Against
Rosensweig
1c. Election of Class I Director: Ted Schlein Mgmt Against Against
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To approve the Chegg, Inc. 2023 Equity Mgmt Against Against
Incentive Plan.
4. To approve the Chegg, Inc. Amended and Mgmt For For
Restated 2013 Employee Stock Purchase Plan.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CHEWY, INC. Agenda Number: 935659283
--------------------------------------------------------------------------------------------------------------------------
Security: 16679L109
Meeting Type: Annual
Meeting Date: 14-Jul-2022
Ticker: CHWY
ISIN: US16679L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James Kim Mgmt For For
David Leland Mgmt For For
Lisa Sibenac Mgmt For For
Sumit Singh Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending January 29, 2023.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers.
4. To approve the Chewy, Inc. 2022 Omnibus Mgmt Against Against
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935722480
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Special
Meeting Date: 31-Oct-2022
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve an amendment and restatement of Mgmt For For
Copart, Inc.'s Certificate of Incorporation
to increase the number of shares of our
common stock authorized for issuance from
400,000,000 shares to 1,600,000,000 shares,
primarily to facilitate a 2-for-1 split of
the Company's common stock in the form of a
stock dividend (the "Authorized Share
Increase Proposal").
2. To authorize the adjournment of the special Mgmt For For
meeting, if necessary, to solicit
additional proxies if there are
insufficient votes in favor of the
Authorized Share Increase Proposal.
--------------------------------------------------------------------------------------------------------------------------
COPART, INC. Agenda Number: 935730552
--------------------------------------------------------------------------------------------------------------------------
Security: 217204106
Meeting Type: Annual
Meeting Date: 02-Dec-2022
Ticker: CPRT
ISIN: US2172041061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Willis J. Johnson Mgmt Against Against
1b. Election of Director: A. Jayson Adair Mgmt For For
1c. Election of Director: Matt Blunt Mgmt Against Against
1d. Election of Director: Steven D. Cohan Mgmt Against Against
1e. Election of Director: Daniel J. Englander Mgmt Against Against
1f. Election of Director: James E. Meeks Mgmt For For
1g. Election of Director: Thomas N. Tryforos Mgmt Against Against
1h. Election of Director: Diane M. Morefield Mgmt For For
1i. Election of Director: Stephen Fisher Mgmt Against Against
1j. Election of Director: Cherylyn Harley LeBon Mgmt Against Against
1k. Election of Director: Carl D. Sparks Mgmt For For
2. Advisory (non-binding) stockholder vote on Mgmt Against Against
executive compensation (say-on-pay vote).
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
July 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
COUPANG, INC. Agenda Number: 935847395
--------------------------------------------------------------------------------------------------------------------------
Security: 22266T109
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: CPNG
ISIN: US22266T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Bom Kim Mgmt For For
1b. Election of Director: Neil Mehta Mgmt Against Against
1c. Election of Director: Jason Child Mgmt For For
1d. Election of Director: Pedro Franceschi Mgmt Against Against
1e. Election of Director: Benjamin Sun Mgmt For For
1f. Election of Director: Ambereen Toubassy Mgmt For For
1g. Election of Director: Kevin Warsh Mgmt Against Against
2. To ratify the appointment of Samil Mgmt Against Against
PricewaterhouseCoopers as Coupang, Inc.'s
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. To consider a non-binding vote to approve Mgmt Against Against
the compensation of Coupang, Inc.'s named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
DELIVERY HERO SE Agenda Number: 717194005
--------------------------------------------------------------------------------------------------------------------------
Security: D1T0KZ103
Meeting Type: AGM
Meeting Date: 14-Jun-2023
Ticker:
ISIN: DE000A2E4K43
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2022
3.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2022
3.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PATRICK KOLEK FOR FISCAL YEAR 2022
3.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2022
3.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER NILS ENGVALL FOR FISCAL YEAR 2022
3.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2022
3.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIMITRIOS TSAOUSIS FOR FISCAL YEAR
2022
4 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2023 AND FOR THE REVIEW OF INTERIM
FINANCIAL STATEMENTS
5 APPROVE REMUNERATION REPORT Mgmt For For
6 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
UNTIL 2025
7 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
8 AMEND ARTICLES RE: DUE DATE FOR SUPERVISORY Mgmt For For
BOARD REMUNERATION
9 APPROVE CREATION OF EUR 13.3 MILLION POOL Mgmt For For
OF AUTHORIZED CAPITAL 2023/I WITH OR
WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS
10 APPROVE CREATION OF EUR 13.3 MILLION POOL Mgmt For For
OF AUTHORIZED CAPITAL 2023/II WITH OR
WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS
11 APPROVE CREATION OF EUR 7 MILLION POOL OF Mgmt For For
AUTHORIZED CAPITAL 2023/III FOR EMPLOYEE
STOCK PURCHASE PLAN
12 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 3 BILLION; APPROVE CREATION
OF EUR 13.3 MILLION POOL OF CONDITIONAL
CAPITAL 2023/I TO GUARANTEE CONVERSION
RIGHTS
13 APPROVE ISSUANCE OF WARRANTS/BONDS WITH Mgmt For For
WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT
PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL
AMOUNT OF EUR 3 BILLION; APPROVE CREATION
OF EUR 13.3 MILLION POOL OF CONDITIONAL
CAPITAL 2023/II TO GUARANTEE CONVERSION
RIGHTS
14 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
15 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
16 APPROVE AFFILIATION AGREEMENT WITH DELIVERY Mgmt For For
HERO FINCO GERMANY GMBH
17 APPROVE AFFILIATION AGREEMENT WITH Mgmt For For
FOODPANDA GMBH
18 AMEND 2019 AND 2021 STOCK OPTION PLANS Mgmt For For
19 APPROVE REMUNERATION POLICY Mgmt For For
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE MATERIAL URL DROPDOWN AT THE
TOP OF THE BALLOT. THE GERMAN AGENDAS FOR
ANY EXISTING OR PAST MEETINGS WILL REMAIN
IN PLACE. FOR FURTHER INFORMATION, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE.
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL.
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 08 MAY 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 08 MAY 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 08 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DOORDASH, INC. Agenda Number: 935852409
--------------------------------------------------------------------------------------------------------------------------
Security: 25809K105
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: DASH
ISIN: US25809K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shona L. Brown Mgmt Against Against
1b. Election of Director: Alfred Lin Mgmt Against Against
1c. Election of Director: Stanley Tang Mgmt For For
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. The approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
EBAY INC. Agenda Number: 935860595
--------------------------------------------------------------------------------------------------------------------------
Security: 278642103
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: EBAY
ISIN: US2786421030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Adriane M. Brown Mgmt Against Against
1b. Election of Director: Aparna Chennapragada Mgmt For For
1c. Election of Director: Logan D. Green Mgmt Against Against
1d. Election of Director: E. Carol Hayles Mgmt For For
1e. Election of Director: Jamie Iannone Mgmt For For
1f. Election of Director: Shripriya Mahesh Mgmt For For
1g. Election of Director: Paul S. Pressler Mgmt Against Against
1h. Election of Director: Mohak Shroff Mgmt For For
1i. Election of Director: Perry M. Traquina Mgmt For For
2. Ratification of appointment of independent Mgmt Against Against
auditors.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Say-on-Pay Frequency Vote. Mgmt 1 Year For
5. Approval of the Amendment and Restatement Mgmt Against Against
of the eBay Equity Incentive Award Plan.
6. Amendment to the Certificate of Mgmt For For
Incorporation.
7. Special Shareholder Meeting, if properly Shr For Against
presented.
--------------------------------------------------------------------------------------------------------------------------
ETSY, INC. Agenda Number: 935847282
--------------------------------------------------------------------------------------------------------------------------
Security: 29786A106
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: ETSY
ISIN: US29786A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until our 2026 Annual Meeting: M. Michele
Burns
1b. Election of Class II Director to serve Mgmt For For
until our 2026 Annual Meeting: Josh
Silverman
1c. Election of Class II Director to serve Mgmt Withheld Against
until our 2026 Annual Meeting: Fred Wilson
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Advisory vote to approve the frequency of Mgmt 1 Year For
future advisory votes to approve named
executive officer compensation.
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
5. Stockholder Proposal - Advisory vote Shr For Against
requesting a report on the effectiveness of
our efforts to prevent harassment and
discrimination, if properly presented.
--------------------------------------------------------------------------------------------------------------------------
EXPEDIA GROUP, INC. Agenda Number: 935835578
--------------------------------------------------------------------------------------------------------------------------
Security: 30212P303
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: EXPE
ISIN: US30212P3038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel Altman (To be Mgmt For For
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.)
1b. Election of Director: Beverly Anderson Mgmt Withheld Against
1c. Election of Director: M. Moina Banerjee Mgmt For For
1d. Election of Director: Chelsea Clinton Mgmt Withheld Against
1e. Election of Director: Barry Diller Mgmt Withheld Against
1f. Election of Director: Henrique Dubugras (To Mgmt For For
be voted upon by the holders of Expedia
Group, Inc.'s Common Stock voting as a
separate class.)
1g. Election of Director: Craig Jacobson Mgmt Withheld Against
1h. Election of Director: Peter Kern Mgmt For For
1i. Election of Director: Dara Khosrowshahi Mgmt For For
1j. Election of Director: Patricia Menendez Mgmt For For
Cambo (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class.)
1k. Election of Director: Alex von Furstenberg Mgmt For For
1l. Election of Director: Julie Whalen Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of Expedia Group's named
executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of
Expedia Group's named executive officers.
4. Approval of the Sixth Amended and Restated Mgmt Against Against
Expedia Group, Inc. 2005 Stock and Annual
Incentive Plan, including an amendment to
increase the number of shares authorized
for issuance thereunder by 6,000,000.
5. Approval of the Expedia Group, Inc. 2013 Mgmt For For
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000.
6. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as Expedia Group's independent
registered public accounting firm for the
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
FIGS, INC. Agenda Number: 935830972
--------------------------------------------------------------------------------------------------------------------------
Security: 30260D103
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: FIGS
ISIN: US30260D1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Heather Hasson Mgmt For For
Kenneth Lin Mgmt For For
Michael Soenen Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. Approval, on an advisory (non-binding) Mgmt Against Against
basis, of the compensation of the Company's
named executive officers.
4. Approval, on an advisory (non-binding) Mgmt 1 Year For
basis, of the frequency of future advisory
votes on the compensation of the Company's
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FIVERR INTERNATIONAL LTD Agenda Number: 935681090
--------------------------------------------------------------------------------------------------------------------------
Security: M4R82T106
Meeting Type: Annual
Meeting Date: 20-Jul-2022
Ticker: FVRR
ISIN: IL0011582033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. To re-elect as Class III director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2025: Micha Kaufman
1b. To re-elect as Class III director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2025: Ron Gutler
1c. To re-elect as Class III director, to serve Mgmt For For
until the Company's annual general meeting
of shareholders in 2025: Gili Iohan
2. To amend the Articles of Association of the Mgmt For For
Company to provide a forum selection
provision to regulate the forums where
certain claims can be filed against the
Company.
3. To re-appoint Kost, Forer, Gabbay & Mgmt For For
Kasierer, a member of Ernst & Young Global,
as our independent registered public
accounting firm for the year ending
December 31, 2022, and until the next
annual general meeting of shareholders, and
to authorize the Company's board of
directors (with power of delegation to its
audit committee) to set the fees to be paid
to such auditors.
--------------------------------------------------------------------------------------------------------------------------
GLOBAL-E ONLINE LTD. Agenda Number: 935876699
--------------------------------------------------------------------------------------------------------------------------
Security: M5216V106
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: GLBE
ISIN: IL0011741688
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Class II Director to hold Mgmt For For
office until the annual general meeting of
shareholders in 2026: Nir Debbi
1b. Re-Election of Class II Director to hold Mgmt For For
office until the annual general meeting of
shareholders in 2026: Anna Jain Bakst
2. To approve the re-appointment of Kost, Mgmt Against Against
Forer, Gabbay & Kasierer, registered public
accounting firm, a member of Ernst & Young
Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2023 and until the
next annual general meeting of
shareholders, and to authorize the
Company's board of directors (with power of
delegation to its audit committee) to set
the fees to be paid to such auditors.
--------------------------------------------------------------------------------------------------------------------------
HELLOFRESH SE Agenda Number: 716924279
--------------------------------------------------------------------------------------------------------------------------
Security: D3R2MA100
Meeting Type: AGM
Meeting Date: 12-May-2023
Ticker:
ISIN: DE000A161408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2022
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2022
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2023, FOR THE REVIEW OF INTERIM FINANCIAL
STATEMENTS FOR THE FISCAL YEAR 2023 AND FOR
THE REVIEW OF INTERIM FINANCIAL STATEMENTS
UNTIL 2024 AGM
6.1 ELECT JOHN RITTENHOUSE TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT URSULA RADEKE-PIETSCH TO THE Mgmt For For
SUPERVISORY BOARD
6.3 ELECT SUSANNE SCHROETER-CROSSAN TO THE Mgmt For For
SUPERVISORY BOARD
6.4 ELECT STEFAN SMALLA TO THE SUPERVISORY Mgmt For For
BOARD
6.5 ELECT DEREK ZISSMAN TO THE SUPERVISORY Mgmt For For
BOARD
7 APPROVE REMUNERATION REPORT Mgmt For For
8 AMEND ARTICLES RE: SUPERVISORY BOARD TERM Mgmt Against Against
OF OFFICE
9 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
UNTIL 2025
10 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
IAC INC. Agenda Number: 935856471
--------------------------------------------------------------------------------------------------------------------------
Security: 44891N208
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: IAC
ISIN: US44891N2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Chelsea Clinton Mgmt For For
1b. Election of Director: Barry Diller Mgmt For For
1c. Election of Director: Michael D. Eisner Mgmt Withheld Against
1d. Election of Director: Bonnie S. Hammer Mgmt For For
1e. Election of Director: Victor A. Kaufman Mgmt For For
1f. Election of Director: Joseph Levin Mgmt For For
1g. Election of Director: Bryan Lourd (To be Mgmt Withheld Against
voted upon by the holders of Common Stock
voting as a separate class)
1h. Election of Director: David Rosenblatt Mgmt Withheld Against
1i. Election of Director: Alan G. Spoon (To be Mgmt Withheld Against
voted upon by the holders of Common Stock
voting as a separate class)
1j. Election of Director: Alexander von Mgmt For For
Furstenberg
1k. Election of Director: Richard F. Zannino Mgmt Withheld Against
(To be voted upon by the holders of Common
Stock voting as a separate class)
2. To approve a non-binding advisory vote on Mgmt Against Against
IAC's 2022 executive compensation.
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as IAC's independent registered public
accounting firm for the 2023 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
JD.COM INC Agenda Number: 717291467
--------------------------------------------------------------------------------------------------------------------------
Security: G8208B101
Meeting Type: AGM
Meeting Date: 21-Jun-2023
Ticker:
ISIN: KYG8208B1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0522/2023052200590.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0522/2023052200563.pdf
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 927392 DUE TO RECEIVED PAST
RECORD DATE FROM 19 JUN 2023 TO 19 MAY
2023. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED AND YOU WILL
NEED TO REINSTRUCT ON THIS MEETING NOTICE.
THANK YOU
1 THAT THE COMPANY'S SECOND AMENDED AND Mgmt For For
RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION BE AMENDED AND
RESTATED BY THEIR DELETION IN THEIR
ENTIRETY AND BY THE SUBSTITUTION IN THEIR
PLACE OF THE THIRD AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION IN THE FORM AS ATTACHED TO THE
AGM NOTICE AS EXHIBIT B
--------------------------------------------------------------------------------------------------------------------------
JUMIA TECHNOLOGIES AG Agenda Number: 935674158
--------------------------------------------------------------------------------------------------------------------------
Security: 48138M105
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: JMIA
ISIN: US48138M1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. Resolution on the ratification of the acts Mgmt For For
of the members of the management board for
the financial year 2021
3. Resolution on the ratification of the acts Mgmt For For
of the members of the supervisory board for
the financial year 2021
4. Resolution on the appointment of the Mgmt For For
auditor of the annual financial statements
and the auditor of the consolidated
financial statements, as well as any audit
review of condensed interim financial
statements and interim management reports
as well as any audit review of additional
interim financial information
5. Resolution on the approval of the Mgmt Against Against
remuneration report for the financial year
2021
6. Resolution on the approval of the Mgmt Against Against
remuneration system for the members of the
management board
7. Resolution on the cancellation of the Mgmt For For
authorization to issue stock options to
members of the management board and
employees of the Company and members of the
management and employees of companies
affiliated with the Company (Stock Option
Program 2021) and on the cancellation of
the Conditional Capital 2021/III and the
corresponding amendment of the articles of
association
--------------------------------------------------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM N.V. Agenda Number: 716155379
--------------------------------------------------------------------------------------------------------------------------
Security: N4753E105
Meeting Type: EGM
Meeting Date: 18-Nov-2022
Ticker:
ISIN: NL0012015705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. APPROVAL OF THE TRANSACTION Mgmt For For
3. TRANSFER OF JUST EAT TAKEAWAY.COM SHARES Mgmt For For
FROM THE CATEGORY OF A PREMIUM LISTING
(COMMERCIAL COMPANY) ON THE OFFICIAL LIST
TO THE CATEGORY OF A STANDARD LISTING
(SHARES) ON THE OFFICIAL LIST
4.a. REAPPOINTMENT OF MR. JOERG GERBIG AS A Mgmt For For
MEMBER OF THE MANAGEMENT BOARD
4.b. APPOINTMENT OF MR. ANDREW KENNY AS A MEMBER Mgmt For For
OF THE MANAGEMENT BOARD
5.a. APPOINTMENT OF MS. MIEKE DE SCHEPPER AS A Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
5.b. APPOINTMENT OF MR. DICK BOER AS A MEMBER Mgmt For For
AND CHAIR OF THE SUPERVISORY BOARD
6. ANY OTHER BUSINESS Non-Voting
7. CLOSING OF THE MEETING Non-Voting
CMMT 11 OCT 2022: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 12 OCT 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5.a. AND ADDITION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
JUST EAT TAKEAWAY.COM N.V. Agenda Number: 716928316
--------------------------------------------------------------------------------------------------------------------------
Security: N4753E105
Meeting Type: AGM
Meeting Date: 17-May-2023
Ticker:
ISIN: NL0012015705
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING AND ANNOUNCEMENTS Non-Voting
2.a. REPORT OF THE MANAGEMENT BOARD FOR THE Non-Voting
FINANCIAL YEAR 2022
2.b. ADVISORY VOTE ON REMUNERATION REPORT 2022 Mgmt For For
2.c. ADOPTION OF THE ANNUAL ACCOUNTS 2022 Mgmt For For
3. AMENDMENT OF THE REMUNERATION POLICY OF THE Mgmt For For
MANAGEMENT BOARD
4.a. DISCHARGE OF MEMBERS OF THE MANAGEMENT Mgmt For For
BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2022
4.b. DISCHARGE OF MEMBERS OF THE SUPERVISORY Mgmt For For
BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2022
5.a. REAPPOINTMENT OF MR. JITSE GROEN AS CHIEF Mgmt For For
EXECUTIVE OFFICER AND MEMBER OF THE
MANAGEMENT BOARD
5.b. REAPPOINTMENT OF MR. BRENT WISSINK AS CHIEF Mgmt For For
FINANCIAL OFFICER AND MEMBER OF THE
MANAGEMENT BOARD
5.c. REAPPOINTMENT OF MR. JORG GERBIG AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD
5.d. REAPPOINTMENT OF MR. ANDREW KENNY AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD
6.a. REAPPOINTMENT OF MR. DICK BOER AS CHAIR OF Mgmt For For
THE SUPERVISORY BOARD
6.b. REAPPOINTMENT OF MS. CORINNE VIGREUX AS Mgmt For For
VICE-CHAIR OF THE SUPERVISORY BOARD
6.c. REAPPOINTMENT OF MR. LLOYD FRINK AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
6.d. REAPPOINTMENT OF MR. JAMBU PALANIAPPAN AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6.e. REAPPOINTMENT OF MS. MIEKE DE SCHEPPER AS Mgmt For For
MEMBER OF THE SUPERVISORY BOARD
6.f. REAPPOINTMENT OF MR. RON TEERLINK AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
6.g. APPOINTMENT OF MS. ABBE LUERSMAN AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
6.h. APPOINTMENT OF MS. ANGELA NOON AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
7. APPOINTMENT EXTERNAL AUDITOR FOR THE Mgmt For For
FINANCIAL YEARS 2024, 2025, 2026: ERNST
YOUNG ACCOUNTANTS LLP
8.a. AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
ISSUE SHARES FOR GENERAL PURPOSES AND IN
CONNECTION WITH INCENTIVE PLANS
8.b. AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
ISSUE SHARES IN CONNECTION WITH AMAZON
9.a. DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT Mgmt For For
PRE-EMPTIVE RIGHTS IN RELATION TO THE ISSUE
OF SHARES FOR GENERAL PURPOSES AND IN
CONNECTION WITH INCENTIVE PLANS
9.b. DELEGATION OF THE RIGHT TO EXCLUDE OR LIMIT Mgmt For For
PRE-EMPTIVE RIGHTS IN RELATION TO THE ISSUE
OF SHARES IN CONNECTION WITH AMAZON
10. AUTHORISATION OF THE MANAGEMENT BOARD TO Mgmt For For
REPURCHASE SHARES
11. ANY OTHER BUSINESS Non-Voting
12. CLOSING OF THE MEETING Non-Voting
CMMT 07 APR 2023: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT AND
CHANGE IN NUMBERING OF ALL RESOLUTIONS AND
MODIFICATION OF TEXT OF RESOLUTION 7. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
KE HOLDINGS INC Agenda Number: 935690948
--------------------------------------------------------------------------------------------------------------------------
Security: 482497104
Meeting Type: Annual
Meeting Date: 12-Aug-2022
Ticker: BEKE
ISIN: US4824971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 As a special resolution: THAT subject to Mgmt For For
the passing of the Class-based Resolution
at the Class A Meeting and Class B Meeting,
the Memorandum and Articles of Association
be amended and restated by their deletion
in their entirety and by the substitution
in their place of the Amended Memorandum
and Articles in the form as set out in Part
A of Appendix I to the Circular, by
incorporating the Class-Based Resolution
and the Non-Class-Based Resolution and THAT
the Board be authorized to ...(due to space
limits, see proxy material for full
proposal).
2 As a special resolution: THAT if the Mgmt For For
Class-Based Resolution is not passed at
either the Class A Meeting or the Class B
Meeting, the Memorandum and Articles of
Association be amended and restated by
their deletion in their entirety and by the
substitution in their place of the Amended
Memorandum and Articles in the form as set
out in Part B of Appendix I to the
Circular, by incorporating the
Non-Class-Based Resolution and THAT the
Board be authorized to deal with on behalf
of the ...(due to space limits, see proxy
material for full proposal).
3 As an ordinary resolution: to receive, Mgmt For For
consider, and adopt the audited
consolidated financial statements of the
Company as of and for the year ended
December 31, 2021 and the report of the
auditor thereon.
4a1 As an Ordinary resolution: to re-elect Mr. Mgmt For For
Jeffrey Zhaohui Li as a non-executive
Director.
4a2 As an ordinary Resolution: to re-elect Ms. Mgmt For For
Xiaohong Chen as an independent
non-executive Director.
4b As an ordinary resolution: to authorize the Mgmt For For
Board to fix the remuneration of the
Directors.
5 As an ordinary resolution: to grant a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
Shares of the Company as of the date of
passing of this resolution.
6 As an ordinary resolution: to grant a Mgmt For For
general mandate to the Directors to
repurchase Shares and/or ADSs of the
Company not exceeding 10% of the total
number of issued Shares of the Company as
of the date of passing of this resolution.
7 As an ordinary resolution: to extend the Mgmt For For
general mandate granted to the Directors to
issue, allot, and deal with additional
Shares in the capital of the Company by the
aggregate number of the Shares and/or
Shares underlying the ADSs repurchased by
the Company.
8 As an ordinary resolution: to re-appoint Mgmt For For
PricewaterhouseCoopers as auditor of the
Company to hold office until the conclusion
of the next annual general meeting of the
Company and to authorize the Board to fix
their remuneration for the year ending
December 31, 2022.
A1 As a special resolution: to consider and Mgmt For For
approve the Class-Based Resolution to amend
and restate the Memorandum and Articles.
--------------------------------------------------------------------------------------------------------------------------
KE HOLDINGS INC Agenda Number: 935874443
--------------------------------------------------------------------------------------------------------------------------
Security: 482497104
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: BEKE
ISIN: US4824971042
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 As an ordinary resolution, to receive, Mgmt For For
consider, and adopt the audited
consolidated financial statements of the
Company as of and for the year ended
December 31, 2022 and the report of the
auditor thereon.
2a1 As an ordinary resolution: to re-elect Mr. Mgmt For For
Tao Xu as an executive Director.
2a2 As an ordinary resolution: to re-elect Mr. Mgmt For For
Wangang Xu as an executive Director.
2a3 As an ordinary Resolution: to re-elect Mr. Mgmt For For
Hansong Zhu as an independent non-executive
Director.
2b As an ordinary resolution, to authorize the Mgmt For For
Board to fix the remuneration of the
Directors.
3 As an ordinary resolution, to grant a Mgmt For For
general mandate to the Directors to issue,
allot, and deal with additional Class A
ordinary shares of the Company not
exceeding 20% of the total number of issued
Shares of the Company as of the date of
passing of this resolution.
4 As an ordinary resolution, to grant a Mgmt Against Against
general mandate to the Directors to
repurchase Shares and/or ADSs of the
Company not exceeding 10% of the total
number of issued Shares of the Company as
of the date of passing of this resolution.
5 As an ordinary resolution, to extend the Mgmt For For
general mandate granted to the Directors to
issue, allot, and deal with additional
Shares in the capital of the Company by the
aggregate number of the Shares and/or
Shares underlying the ADSs repurchased by
the Company.
6 As an ordinary resolution, to re-appoint Mgmt For For
PricewaterhouseCoopers and
PricewaterhouseCoopers Zhong Tian LLP as
auditors of the Company to hold office
until the conclusion of the next annual
general meeting of the Company and to
authorize the Board to fix their
remuneration for the year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
LANDS' END, INC. Agenda Number: 935850811
--------------------------------------------------------------------------------------------------------------------------
Security: 51509F105
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: LE
ISIN: US51509F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert Galvin Mgmt Withheld Against
Elizabeth Leykum Mgmt Withheld Against
Josephine Linden Mgmt Withheld Against
John T. McClain Mgmt For For
Andrew J. McLean Mgmt For For
Jignesh Patel Mgmt For For
Jonah Staw Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
of our Named Executive Officers.
3. Approve an amendment to the Lands' End, Mgmt Against Against
Inc. Amended and Restated 2017 Stock Plan.
4. Ratify the appointment of BDO USA, LLP as Mgmt For For
the Company's independent registered public
accounting firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC. Agenda Number: 935762496
--------------------------------------------------------------------------------------------------------------------------
Security: 53635B107
Meeting Type: Annual
Meeting Date: 23-Feb-2023
Ticker: LQDT
ISIN: US53635B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Phillip A. Clough Mgmt Withheld Against
1.2 Election of Director: George H. Ellis Mgmt Withheld Against
1.3 Election of Director: Jaime Mateus-Tique Mgmt For For
2. Ratification of Independent Registered Mgmt Against Against
Public Accounting Firm.
3. Approval of an Amendment to the Company's Mgmt For For
Fourth Amended and Restated Certificate of
Incorporation to Limit the Liability of
Certain Officers of the Company.
4. Approval of Named Executive Officer Mgmt Against Against
Compensation.
5. Recommendation on the Frequency of Future Mgmt 1 Year For
Advisory Votes on Named Executive Officer
Compensation.
--------------------------------------------------------------------------------------------------------------------------
LYFT, INC. Agenda Number: 935854491
--------------------------------------------------------------------------------------------------------------------------
Security: 55087P104
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: LYFT
ISIN: US55087P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Logan Green Mgmt For For
David Risher Mgmt For For
Dave Stephenson Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December
31, 2023
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers
--------------------------------------------------------------------------------------------------------------------------
MAKEMYTRIP LTD. Agenda Number: 935696849
--------------------------------------------------------------------------------------------------------------------------
Security: V5633W109
Meeting Type: Annual
Meeting Date: 26-Aug-2022
Ticker: MMYT
ISIN: MU0295S00016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Company's consolidated and Mgmt For For
separate financial statements for the
fiscal year ended March 31, 2022, audited
by KPMG (Mauritius).
2. To appoint KPMG (Mauritius) of KPMG Centre, Mgmt For For
31, Cybercity, Ebene, Mauritius, as the
independent auditor of the Company for the
fiscal year ending March 31, 2023, and to
authorize the Company's Board of Directors
to fix such independent auditor's
remuneration.
3. To re-elect Cindy Xiaofan Wang as a Mgmt For For
director on the Board of Directors of the
Company.
4. To re-elect Xiangrong Li as a director on Mgmt For For
the Board of Directors of the Company.
5. To re-elect Xing Xiong as a director on the Mgmt For For
Board of Directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
MEITUAN Agenda Number: 717379209
--------------------------------------------------------------------------------------------------------------------------
Security: G59669104
Meeting Type: AGM
Meeting Date: 30-Jun-2023
Ticker:
ISIN: KYG596691041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0607/2023060700298.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0607/2023060700321.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND ADOPT THE AUDITED Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR ENDED DECEMBER 31,
2022 AND THE REPORTS OF THE DIRECTORS AND
INDEPENDENT AUDITOR OF THE COMPANY THEREON
2 TO ELECT MS. MARJORIE MUN TAK YANG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
3 TO RE-ELECT MR. WANG HUIWEN AS A Mgmt Against Against
NON-EXECUTIVE DIRECTOR
4 TO RE-ELECT MR. ORR GORDON ROBERT Mgmt For For
HALYBURTON AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR
5 TO RE-ELECT MR. LENG XUESONG AS AN Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR
6 TO AUTHORIZE THE BOARD TO FIX THE Mgmt For For
REMUNERATION OF THE DIRECTORS
7 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO ISSUE, ALLOT AND DEAL
WITH ADDITIONAL CLASS B SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
8 TO GRANT A GENERAL MANDATE TO THE Mgmt For For
DIRECTORS, EXERCISABLE ON THEIR BEHALF BY
MR. WANG XING, TO REPURCHASE SHARES OF THE
COMPANY NOT EXCEEDING 10% OF THE TOTAL
NUMBER OF ISSUED SHARES OF THE COMPANY AS
AT THE DATE OF PASSING OF THIS RESOLUTION
9 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORIZE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2023
10 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
POST-IPO SHARE OPTION SCHEME AND THE
ANCILLARY AUTHORIZATION TO THE BOARD
11 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
POST-IPO SHARE AWARD SCHEME AND THE
ANCILLARY AUTHORIZATION TO THE BOARD
12 TO APPROVE THE SCHEME LIMIT Mgmt For For
13 TO APPROVE THE SERVICE PROVIDER SUBLIMIT Mgmt For For
14 TO APPROVE THE ISSUE OF 9,686 CLASS B Mgmt For For
SHARES TO MR. ORR GORDON ROBERT HALYBURTON
UPON VESTING OF HIS RSUS PURSUANT TO THE
TERMS OF THE POST-IPO SHARE AWARD SCHEME
AND TO AUTHORISE ANY ONE DIRECTOR TO ALLOT
AND ISSUE SUCH CLASS B SHARES AND DO ALL
THINGS AND SIGN ALL DOCUMENTS, WHICH IN HIS
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN THIS RESOLUTION
15 TO APPROVE THE ISSUE OF 9,686 CLASS B Mgmt For For
SHARES TO MR. LENG XUESONG UPON VESTING OF
HIS RSUS PURSUANT TO THE TERMS OF THE
POST-IPO SHARE AWARD SCHEME AND TO
AUTHORISE ANY ONE DIRECTOR TO ALLOT AND
ISSUE SUCH CLASS B SHARES AND DO ALL THINGS
AND SIGN ALL DOCUMENTS, WHICH IN HIS
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN THIS RESOLUTION
16 TO APPROVE THE ISSUE OF 9,686 CLASS B Mgmt For For
SHARES TO DR. SHUM HEUNG YEUNG HARRY UPON
VESTING OF HIS RSUS PURSUANT TO THE
POST-IPO SHARE AWARD SCHEME AND TO
AUTHORISE ANY ONE DIRECTOR TO ALLOT AND
ISSUE SUCH CLASS B SHARES AND DO ALL THINGS
AND SIGN ALL DOCUMENTS, WHICH IN HIS
OPINION MAY BE NECESSARY, DESIRABLE OR
EXPEDIENT FOR THE PURPOSE OF GIVING EFFECT
TO AND/OR TO IMPLEMENT THE TRANSACTIONS
CONTEMPLATED IN THIS RESOLUTION
S.1 TO APPROVE THE PROPOSED AMENDMENTS TO THE Mgmt For For
EXISTING ARTICLES OF ASSOCIATION OF THE
COMPANY AND TO ADOPT THE SEVENTH AMENDED
AND RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION OF THE COMPANY AND
THE ANCILLARY AUTHORIZATION TO THE
DIRECTORS AND COMPANY SECRETARY OF THE
COMPANY
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935843765
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt Withheld Against
Mario Eduardo Vazquez Mgmt Withheld Against
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
executive compensation.
4. To ratify the appointment of Pistrelli, Mgmt Against Against
Henry Martin y Asociados S.R.L., a member
firm of Ernst & Young Global Limited, as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MYT NETHERLANDS PARENT B.V. Agenda Number: 935714356
--------------------------------------------------------------------------------------------------------------------------
Security: 55406W103
Meeting Type: Annual
Meeting Date: 27-Oct-2022
Ticker: MYTE
ISIN: US55406W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
4. Proposal to adopt the Dutch statutory Mgmt For For
accounts for FY 2022
5.1 Proposal to discharge the members of the Mgmt For For
management board of the Company (the
Management Board) from liability for their
duties performed during FY 2022
5.2 Proposal to discharge the members of the Mgmt For For
supervisory board of the Company (the
Supervisory Board) from liability for their
duties performed during FY 2022
6. Proposal to appoint KPMG Accountants N.V. Mgmt For For
as external auditor for the financial years
up to and including 30 June 2024
7.1 Proposal to amend the terms of the existing Mgmt For For
restricted share awards granted to certain
members of the Supervisory Board to extend
the vesting date to shortly after each
annual general meeting
7.2 Proposal to introduce a post-vesting Mgmt For For
holding period for restricted shares and
restricted share units for members of the
Supervisory Board until six months after
the end of their service as member of the
Supervisory Board
7.3 Proposal to change the form of future Mgmt For For
restricted share awards to members of the
Supervisory Board from restricted shares
(RSAs) to restricted share units (RSUs)
8. Proposal to approve the amendment of the Mgmt For For
remuneration policy of the Company
9. Proposal to approve the adoption of an Mgmt Against Against
Employee Share Purchase Program (ESPP)
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935831126
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Stockholders:
Mathias Dopfner
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Reed Hastings
1c. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Stockholders:
Jay Hoag
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Ted Sarandos
2. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm.
3. Advisory approval of named executive Mgmt Against Against
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Reform the Current Impossible Special
Shareholder Meeting Requirements," if
properly presented at the meeting.
6. Stockholder proposal entitled, Shr Against For
"Netflix-Exclusive Board of Directors," if
properly presented at the meeting.
7. Stockholder proposal requesting a report on Shr For Against
the Company's 401(K) Plan, if properly
presented at the meeting.
8. Stockholder proposal entitled, "Policy on Shr For Against
Freedom of Association," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
OCADO GROUP PLC Agenda Number: 716731294
--------------------------------------------------------------------------------------------------------------------------
Security: G6718L106
Meeting Type: AGM
Meeting Date: 02-May-2023
Ticker:
ISIN: GB00B3MBS747
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT
3 TO RE-APPOINT RICK HAYTHORNTHWAITE Mgmt Against Against
4 TO RE-APPOINT TIM STEINER Mgmt For For
5 TO RE-APPOINT STEPHEN DAINTITH Mgmt For For
6 TO RE-APPOINT NEILL ABRAMS Mgmt For For
7 TO RE-APPOINT MARK RICHARDSON Mgmt For For
8 TO RE-APPOINT LUKE JENSEN Mgmt For For
9 TO RE-APPOINT JORN RAUSING Mgmt For For
10 TO RE-APPOINT ANDREW HARRISON Mgmt For For
11 TO RE-APPOINT EMMA LLOYD Mgmt For For
12 TO RE-APPOINT JULIE SOUTHERN Mgmt For For
13 TO RE-APPOINT JOHN MARTIN Mgmt For For
14 TO RE-APPOINT MICHAEL SHERMAN Mgmt For For
15 TO RE-APPOINT NADIA SHOURABOURA Mgmt For For
16 TO APPOINT JULIA M. BROWN Mgmt For For
17 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For For
18 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
19 AUTHORITY FOR POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURE
20 AUTHORITY TO ALLOT SHARES UP TO ONE-THIRD Mgmt For For
OF ISSUED SHARE CAPITAL
21 AUTHORITY TO ALLOT SHARES IN CONNECTION Mgmt For For
WITH A PRE-EMPTIVE OFFER ONLY
22 GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION Mgmt For For
RIGHTS
23 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
24 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
25 NOTICE OF GENERAL MEETINGS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OISIX RA DAICHI INC. Agenda Number: 717353849
--------------------------------------------------------------------------------------------------------------------------
Security: J60236106
Meeting Type: AGM
Meeting Date: 27-Jun-2023
Ticker:
ISIN: JP3174190003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Takashima, Kohei Mgmt Against Against
1.2 Appoint a Director Tsutsumi, Yusuke Mgmt For For
1.3 Appoint a Director Ozaki, Hiroyuki Mgmt For For
1.4 Appoint a Director Matsumoto, Kohei Mgmt For For
1.5 Appoint a Director Hanada, Mitsuyo Mgmt For For
1.6 Appoint a Director Tanaka, Hitoshi Mgmt For For
1.7 Appoint a Director Watabe, Junko Mgmt For For
1.8 Appoint a Director Sakurai, Wakako Mgmt For For
1.9 Appoint a Director Kowaki, Misato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935815463
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve for Mgmt For For
a term of three years: Allison H. Abraham
1.2 Election of Class III Director to serve for Mgmt For For
a term of three years: William B. Nettles,
Jr.
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. A non-binding advisory vote to approve the Mgmt For For
compensation paid by the Company to its
Named Executive Officers (the "Say on Pay
Vote").
4. A non-binding advisory vote on the Mgmt 1 Year For
frequency (every one, two or three years)
of future Say on Pay Votes (the "Say on
Frequency Vote").
5. The approval of an amendment to our Amended Mgmt Against Against
and Restated 2005 Equity Incentive Plan to
increase the number of shares of common
stock reserved for issuance by 2,755,000
shares.
--------------------------------------------------------------------------------------------------------------------------
OZON HOLDINGS PLC Agenda Number: 935745301
--------------------------------------------------------------------------------------------------------------------------
Security: 69269L104
Meeting Type: Annual
Meeting Date: 20-Dec-2022
Ticker: OZON
ISIN: US69269L1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Company's audited Mgmt For
consolidated and standalone financial
statements for the year ended December 31,
2021, together with the respective
independent auditors' reports and the
management reports where applicable.
2. Appointment of the Company's auditors. Mgmt Against
3a. To re-elect Mr. Igor Gerasimov, as Mgmt For
Executive Director.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935821036
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt Against Against
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt Against Against
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt Against Against
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Approval of the PayPal Holdings, Inc. 2015 Mgmt Against Against
Equity Incentive Award Plan, as Amended and
Restated.
4. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2023.
5. Stockholder Proposal - Provision of Shr Against For
Services in Conflict Zones.
6. Stockholder Proposal - Reproductive Rights Shr Against For
and Data Privacy.
7. Stockholder Proposal - PayPal Transparency Shr For Against
Reports.
8. Stockholder Proposal - Report on Ensuring Shr For Against
Respect for Civil Liberties.
9. Stockholder Proposal - Adopt Majority Vote Shr For Against
Standard for Director Elections.
--------------------------------------------------------------------------------------------------------------------------
PELOTON INTERACTIVE, INC. Agenda Number: 935723343
--------------------------------------------------------------------------------------------------------------------------
Security: 70614W100
Meeting Type: Annual
Meeting Date: 06-Dec-2022
Ticker: PTON
ISIN: US70614W1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Karen Boone Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the independent registered
public accounting firm for the fiscal year
ending June 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
PETMED EXPRESS, INC. Agenda Number: 935674843
--------------------------------------------------------------------------------------------------------------------------
Security: 716382106
Meeting Type: Annual
Meeting Date: 28-Jul-2022
Ticker: PETS
ISIN: US7163821066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leslie C.G. Campbell Mgmt Against Against
1.2 Election of Director: Peter S. Cobb Mgmt Against Against
1.3 Election of Director: Gian M. Fulgoni Mgmt Against Against
1.4 Election of Director: Mathew N. Hulett Mgmt For For
1.5 Election of Director: Diana Garvis Purcel Mgmt Against Against
1.6 Election of Director: Jodi Watson Mgmt Against Against
2. An advisory (non-binding) vote to approve Mgmt Against Against
named executive officer compensation.
3. To ratify the appointment of RSM US LLP as Mgmt For For
the independent registered public
accounting firm for the Company to serve
for the 2023 fiscal year.
4. To approve the PetMed Express, Inc. 2022 Mgmt Against Against
Employee Equity Compensation Restricted
Stock Plan.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935689161
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 31-Jul-2022
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Lei Mgmt For For
Chen be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Anthony Mgmt For For
Kam Ping Leung be re-elected as a director
of the Company.
3. As an ordinary resolution: THAT Mr. Haifeng Mgmt For For
Lin be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt Against Against
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. Nanpeng Mgmt Against Against
Shen be re-elected as a director of the
Company.
6. As an ordinary resolution: THAT Mr. George Mgmt For For
Yong-Boon Yeo be re- elected as a director
of the Company.
--------------------------------------------------------------------------------------------------------------------------
PINDUODUO INC Agenda Number: 935759386
--------------------------------------------------------------------------------------------------------------------------
Security: 722304102
Meeting Type: Annual
Meeting Date: 08-Feb-2023
Ticker: PDD
ISIN: US7223041028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution: THAT Mr. Lei Mgmt For For
Chen be re-elected as a director of the
Company.
2. As an ordinary resolution: THAT Mr. Anthony Mgmt For For
Kam Ping Leung be re-elected as a director
of the Company.
3. As an ordinary resolution: THAT Mr. Haifeng Mgmt For For
Lin be re-elected as a director of the
Company.
4. As an ordinary resolution: THAT Dr. Qi Lu Mgmt For For
be re-elected as a director of the Company.
5. As an ordinary resolution: THAT Mr. George Mgmt For For
Yong-Boon Yeo be re- elected as a director
of the Company.
6. As a special resolution: THAT the name of Mgmt For For
the Company be changed from "Pinduoduo
Inc." to "PDD Holdings Inc."
7. As a special resolution: THAT the Company's Mgmt For For
Ninth Amended and Restated Memorandum and
Articles of Association be amended and
restated by their deletion in their
entirety and by the substitution in their
place of the Tenth Amended and Restated
Memorandum and Articles of Association in
the form attached to [the Notice of Annual
General Meeting] as Exhibit A thereto.
--------------------------------------------------------------------------------------------------------------------------
POSHMARK INC. Agenda Number: 935746074
--------------------------------------------------------------------------------------------------------------------------
Security: 73739W104
Meeting Type: Special
Meeting Date: 27-Dec-2022
Ticker: POSH
ISIN: US73739W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, Mgmt For For
dated as of October 3, 2022 ("Merger
Agreement"), by and among Poshmark, Inc.,
("Poshmark"), NAVER Corporation, a public
corporation organized under the laws of the
Republic of Korea ("Parent" or "NAVER"),
and Proton Parent, Inc., ("Proton Parent"),
and Proton Merger Sub, Inc., ("Merger
Sub").
2. To vote on a proposal to adjourn the Mgmt For For
Special Meeting to a later date or dates,
if necessary or appropriate, to solicit
additional proxies if there are
insufficient votes to adopt the Merger
Agreement at the time of the Special
Meeting (the "Adjournment Proposal").
--------------------------------------------------------------------------------------------------------------------------
RENT THE RUNWAY, INC. Agenda Number: 935662088
--------------------------------------------------------------------------------------------------------------------------
Security: 76010Y103
Meeting Type: Annual
Meeting Date: 13-Jul-2022
Ticker: RENT
ISIN: US76010Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director to serve until Mgmt For For
2025 Annual Meeting: Tim Bixby
1b. Election of Class I Director to serve until Mgmt Withheld Against
2025 Annual Meeting: Jennifer Fleiss
1c. Election of Class I Director to serve until Mgmt For For
2025 Annual Meeting: Carley Roney
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Rent the
Runway's independent registered public
accounting firm for the fiscal year ending
January 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
REVOLVE GROUP, INC. Agenda Number: 935843107
--------------------------------------------------------------------------------------------------------------------------
Security: 76156B107
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: RVLV
ISIN: US76156B1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mike Karanikolas Mgmt Withheld Against
1.2 Election of Director: Michael Mente Mgmt Withheld Against
1.3 Election of Director: Melanie Cox Mgmt For For
1.4 Election of Director: Oana Ruxandra Mgmt For For
1.5 Election of Director: Marc Stolzman Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for our current fiscal year
ending December 31, 2023.
3. Approval of, on a non-binding advisory Mgmt For For
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935878453
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt Against Against
1B Election of Director: Robert Ashe Mgmt Against Against
1C Election of Director: Gail Goodman Mgmt Against Against
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt Against Against
1F Election of Director: Toby Shannan Mgmt For For
1G Election of Director: Fidji Simo Mgmt For For
1H Election of Director: Bret Taylor Mgmt For For
2 Auditor Proposal Resolution approving the Mgmt Withheld Against
re-appointment of PricewaterhouseCoopers
LLP as auditors of Shopify Inc. and
authorizing the Board of Directors to fix
their remuneration.
3 Advisory Vote on Executive Compensation Mgmt Against Against
Proposal Non-binding advisory resolution
that the shareholders accept Shopify Inc.'s
approach to executive compensation as
disclosed in the Management Information
Circular for the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SHUTTERSTOCK, INC. Agenda Number: 935839766
--------------------------------------------------------------------------------------------------------------------------
Security: 825690100
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: SSTK
ISIN: US8256901005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deirdre Bigley Mgmt Withheld Against
Alfonse Upshaw Mgmt For For
2. To cast a non-binding advisory vote to Mgmt Against Against
approve named executive officer
compensation ("say-on-pay").
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A. Agenda Number: 935766115
--------------------------------------------------------------------------------------------------------------------------
Security: L8681T102
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: SPOT
ISIN: LU1778762911
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Company's annual accounts for Mgmt For For
the financial year ended December 31, 2022
and the Company's consolidated financial
statements for the financial year ended
December 31, 2022.
2. Approve the allocation of the Company's Mgmt For For
annual results for the financial year ended
December 31, 2022.
3. Grant discharge of the liability of the Mgmt For For
members of the Board of Directors for, and
in connection with, the financial year
ended December 31, 2022.
4a. Election of Director: Mr. Daniel Ek (A Mgmt Against Against
Director)
4b. Election of Director: Mr. Martin Lorentzon Mgmt Against Against
(A Director)
4c. Election of Director: Mr. Shishir Samir Mgmt For For
Mehrotra (A Director)
4d. Election of Director: Mr. Christopher Mgmt For For
Marshall (B Director)
4e. Election of Director: Mr. Barry McCarthy (B Mgmt For For
Director)
4f. Election of Director: Ms. Heidi O'Neill (B Mgmt For For
Director)
4g. Election of Director: Mr. Ted Sarandos (B Mgmt For For
Director)
4h. Election of Director: Mr. Thomas Owen Mgmt For For
Staggs (B Director)
4i. Election of Director: Ms. Mona Sutphen (B Mgmt For For
Director)
4j. Election of Director: Ms. Padmasree Warrior Mgmt For For
(B Director)
5. Appoint Ernst & Young S.A. (Luxembourg) as Mgmt Against Against
the independent auditor for the period
ending at the general meeting approving the
annual accounts for the financial year
ending on December 31, 2023.
6. Approve the directors' remuneration for the Mgmt For For
year 2023.
7. Authorize and empower each of Mr. Guy Mgmt For For
Harles and Mr. Alexandre Gobert to execute
and deliver, under their sole signature, on
behalf of the Company and with full power
of substitution, any documents necessary or
useful in connection with the annual filing
and registration required by the Luxembourg
laws.
E1. Renew the Board of Directors' authorization Mgmt For For
to issue ordinary shares within the limit
of the authorized share capital during a
period of five years and withdraw or
restrict the preferential subscription
right of the shareholders.
--------------------------------------------------------------------------------------------------------------------------
STITCH FIX, INC. Agenda Number: 935726654
--------------------------------------------------------------------------------------------------------------------------
Security: 860897107
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: SFIX
ISIN: US8608971078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven Anderson Mgmt Withheld Against
1b. Election of Director: Neal Mohan Mgmt For For
2. Advisory vote to approve executive Mgmt Against Against
compensation.
3. Ratification of the selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending July 29, 2023.
--------------------------------------------------------------------------------------------------------------------------
TRIP COM GROUP LTD Agenda Number: 717317083
--------------------------------------------------------------------------------------------------------------------------
Security: G9066F101
Meeting Type: AGM
Meeting Date: 30-Jun-2023
Ticker:
ISIN: KYG9066F1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0530/2023053001060.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0530/2023053001070.pdf
1 AS A SPECIAL RESOLUTION, THAT THE COMPANY'S Mgmt For For
THIRD AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION
(THE "CURRENT M&AA") BE AMENDED AND
RESTATED BY THEIR DELETION IN THEIR
ENTIRETY AND BY THE SUBSTITUTION IN THEIR
PLACE OF THE FOURTH AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION IN THE FORM AS ATTACHED TO THE
NOTICE OF ANNUAL GENERAL MEETING AS EXHIBIT
B (THE "AMENDED M&AA")
--------------------------------------------------------------------------------------------------------------------------
TRIPADVISOR, INC. Agenda Number: 935844440
--------------------------------------------------------------------------------------------------------------------------
Security: 896945201
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: TRIP
ISIN: US8969452015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory B. Maffei Mgmt Withheld Against
Matt Goldberg Mgmt Withheld Against
Jay C. Hoag Mgmt Withheld Against
Betsy L. Morgan Mgmt Withheld Against
M. Greg O'Hara Mgmt For For
Jeremy Philips Mgmt Withheld Against
Albert E. Rosenthaler Mgmt Withheld Against
Jane Jie Sun Mgmt For For
Trynka Shineman Blake Mgmt For For
Robert S. Wiesenthal Mgmt Withheld Against
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve the Redomestication in Nevada by Mgmt For For
Conversion.
4. To approve the Tripadvisor, Inc. 2023 Stock Mgmt Against Against
and Annual Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC. Agenda Number: 935791726
--------------------------------------------------------------------------------------------------------------------------
Security: 90353T100
Meeting Type: Annual
Meeting Date: 08-May-2023
Ticker: UBER
ISIN: US90353T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald Sugar Mgmt Against Against
1b. Election of Director: Revathi Advaithi Mgmt For For
1c. Election of Director: Ursula Burns Mgmt For For
1d. Election of Director: Robert Eckert Mgmt Against Against
1e. Election of Director: Amanda Ginsberg Mgmt Against Against
1f. Election of Director: Dara Khosrowshahi Mgmt Against Against
1g. Election of Director: Wan Ling Martello Mgmt Against Against
1h. Election of Director: John Thain Mgmt For For
1i. Election of Director: David Trujillo Mgmt Against Against
1j. Election of Director: Alexander Wynaendts Mgmt For For
2. Advisory vote to approve 2022 named Mgmt Against Against
executive officer compensation.
3. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
4. Stockholder proposal to prepare an Shr For Against
independent third-party audit on Driver
health and safety.
--------------------------------------------------------------------------------------------------------------------------
UPWORK INC. Agenda Number: 935831114
--------------------------------------------------------------------------------------------------------------------------
Security: 91688F104
Meeting Type: Annual
Meeting Date: 09-Jun-2023
Ticker: UPWK
ISIN: US91688F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve a Mgmt For For
three-year term expiring at the 2026 Annual
Meeting: Leela Srinivasan
1b. Election of Class II Director to serve a Mgmt Against Against
three-year term expiring at the 2026 Annual
Meeting: Gary Steele
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the year ending December 31, 2023.
3. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation of our named executive
officers.
4. Adoption of the Restated Certificate of Mgmt For For
Incorporation in order to reflect recently
adopted Delaware law provisions regarding
officer exculpation and to make certain
other technical and administrative changes,
each as reflected in the Restated
Certificate of Incorporation and described
in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
VIVID SEATS INC. Agenda Number: 935834019
--------------------------------------------------------------------------------------------------------------------------
Security: 92854T100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: SEAT
ISIN: US92854T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig Dixon Mgmt For For
Tom Ehrhart Mgmt Withheld Against
Martin Taylor Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
VTEX Agenda Number: 935707678
--------------------------------------------------------------------------------------------------------------------------
Security: G9470A102
Meeting Type: Annual
Meeting Date: 06-Oct-2022
Ticker: VTEX
ISIN: KYG9470A1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 To resolve, as an ordinary resolution, on Mgmt Against Against
the ratification of the members of the
Board of Director: Geraldo do Carmo Thomaz
Junior
1.2 To resolve, as an ordinary resolution, on Mgmt Against Against
the ratification of the members of the
Board of Director: Mariano Gomide de Faria
1.3 To resolve, as an ordinary resolution, on Mgmt For For
the ratification of the members of the
Board of Director: Alejandro Raul
Scannapieco
1.4 To resolve, as an ordinary resolution, on Mgmt Against Against
the ratification of the members of the
Board of Director: Arshad Matin
1.5 To resolve, as an ordinary resolution, on Mgmt For For
the ratification of the members of the
Board of Director: Benoit Jean-Claude Marie
Fouilland
1.6 To resolve, as an ordinary resolution, on Mgmt Against Against
the ratification of the members of the
Board of Director: Francisco
Alvarez-Demalde
2. To resolve, as an ordinary resolution, on Mgmt For For
the ratification and approval of financial
statements and the auditor's report for the
fiscal year ended December 31, 2021.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935706171
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Special
Meeting Date: 13-Oct-2022
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The approval of Amendment No. 1 to the Mgmt Against Against
Company's 2014 Incentive Award Plan.
--------------------------------------------------------------------------------------------------------------------------
WAYFAIR INC Agenda Number: 935775619
--------------------------------------------------------------------------------------------------------------------------
Security: 94419L101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: W
ISIN: US94419L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Niraj Shah Mgmt Abstain Against
1b. Election of Director: Steven Conine Mgmt Abstain Against
1c. Election of Director: Michael Choe Mgmt For For
1d. Election of Director: Andrea Jung Mgmt Abstain Against
1e. Election of Director: Jeremy King Mgmt For For
1f. Election of Director: Michael Kumin Mgmt Abstain Against
1g. Election of Director: Jeffrey Naylor Mgmt For For
1h. Election of Director: Anke Schaferkordt Mgmt For For
1i. Election of Director: Michael E. Sneed Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as the Company's independent registered
public accountants for the year ending
December 31, 2023.
3. A non-binding advisory resolution to Mgmt For For
approve executive compensation.
4. To approve the Wayfair Inc. 2023 Incentive Mgmt Against Against
Award Plan.
--------------------------------------------------------------------------------------------------------------------------
ZALANDO SE Agenda Number: 716990800
--------------------------------------------------------------------------------------------------------------------------
Security: D98423102
Meeting Type: AGM
Meeting Date: 24-May-2023
Ticker:
ISIN: DE000ZAL1111
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT INFORMATION ON COUNTER PROPOSALS CAN BE Non-Voting
FOUND DIRECTLY ON THE ISSUER'S WEBSITE
(PLEASE REFER TO THE MATERIAL URL SECTION
OF THE APPLICATION). IF YOU WISH TO ACT ON
THESE ITEMS, YOU WILL NEED TO REQUEST A
MEETING ATTEND AND VOTE YOUR SHARES
DIRECTLY AT THE COMPANY'S MEETING. COUNTER
PROPOSALS CANNOT BE REFLECTED ON THE BALLOT
ON PROXYEDGE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE ALLOCATION OF INCOME AND OMISSION Mgmt For For
OF DIVIDENDS
3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For
FISCAL YEAR 2022
4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For
FISCAL YEAR 2022
5.1 RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR Mgmt Against Against
FISCAL YEAR 2023 AND FOR THE REVIEW OF
INTERIM FINANCIAL STATEMENTS FOR THE FIRST
HALF OF FISCAL YEAR 2023
5.2 RATIFY KPMG AG AS AUDITORS FOR THE REVIEW Mgmt Against Against
OF INTERIM FINANCIAL STATEMENTS UNTIL 2024
AGM
6 APPROVE REMUNERATION REPORT Mgmt Against Against
7.1 ELECT KELLY BENNETT TO THE SUPERVISORY Mgmt For For
BOARD
7.2 ELECT JENNIFER HYMAN TO THE SUPERVISORY Mgmt For For
BOARD
7.3 ELECT NIKLAS OESTBERG TO THE SUPERVISORY Mgmt For For
BOARD
7.4 ELECT ANDERS POVLSEN TO THE SUPERVISORY Mgmt Against Against
BOARD
7.5 ELECT MARIELLA ROEHM-KOTTMANN TO THE Mgmt For For
SUPERVISORY BOARD
7.6 ELECT SUSANNE SCHROETER-CROSSAN TO THE Mgmt For For
SUPERVISORY BOARD
8 APPROVE REMUNERATION POLICY FOR THE Mgmt Against Against
SUPERVISORY BOARD
9 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
UNTIL 2025; AMEND ARTICLES RE: ONLINE
PARTICIPATION
10 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
--------------------------------------------------------------------------------------------------------------------------
ZOZO,INC. Agenda Number: 717367711
--------------------------------------------------------------------------------------------------------------------------
Security: J9893A108
Meeting Type: AGM
Meeting Date: 28-Jun-2023
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Allow the Board of Mgmt For For
Directors to Authorize Appropriation of
Surplus and Purchase Own Shares, Increase
the Board of Directors Size, Transition to
a Company with Supervisory Committee,
Approve Minor Revisions
3.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Sawada, Kotaro
3.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yanagisawa,
Koji
3.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hirose,
Fuminori
3.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
3.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagata, Yuko
3.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Hotta,
Kazunori
3.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Saito, Taro
3.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kansai, Takako
4.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Igarashi,
Hiroko
4.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Utsunomiya,
Junko
4.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Nishiyama,
Kumiko
5 Appoint a Substitute Director who is Audit Mgmt For For
and Supervisory Committee Member Hattori,
Shichiro
6 Approve Details of the Compensation to be Mgmt For For
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members)
7 Approve Details of the Compensation to be Mgmt For For
received by Directors who are Audit and
Supervisory Committee Members
8 Approve Details of the Restricted Mgmt For For
Performance-based Stock Compensation to be
received by Directors (Excluding Directors
who are Audit and Supervisory Committee
Members and Non-Executive Directors)
Amplify Pure Junior Gold Miners ETF
--------------------------------------------------------------------------------------------------------------------------
GCM MINING CORP Agenda Number: 715985935
--------------------------------------------------------------------------------------------------------------------------
Security: 36168L105
Meeting Type: SGM
Meeting Date: 19-Sep-2022
Ticker:
ISIN: CA36168L1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1. THANK YOU
1 TO PASS AN ORDINARY RESOLUTION AUTHORIZING Mgmt For For
THE ISSUANCE OF UP TO 73,748,820 COMMON
SHARES OF THE CORPORATION IN CONNECTION
WITH THE PROPOSED ACQUISITION BY THE
CORPORATION OF ALL OF THE ISSUED AND
OUTSTANDING COMMON SHARES OF ARIS GOLD
CORPORATION BY WAY OF PLAN OF ARRANGEMENT
OF ARIS GOLD CORPORATION UNDER THE BUSINESS
CORPORATIONS ACT (BRITISH COLUMBIA) AS MORE
PARTICULARLY SET OUT IN THE MANAGEMENT
INFORMATION CIRCULAR
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
--------------------------------------------------------------------------------------------------------------------------
MCEWEN MINING INC. Agenda Number: 935643773
--------------------------------------------------------------------------------------------------------------------------
Security: 58039P107
Meeting Type: Annual
Meeting Date: 07-Jul-2022
Ticker: MUX
ISIN: US58039P1075
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert R. McEwen Mgmt Withheld Against
Allen V. Ambrose Mgmt Withheld Against
Richard W. Brissenden Mgmt Withheld Against
Robin E. Dunbar Mgmt For For
Donald R.M. Quick Mgmt For For
Merri Sanchez Mgmt For For
William M. Shaver Mgmt For For
Ian Ball Mgmt For For
2. To approve on an advisory (non-binding) Mgmt Against Against
basis the compensation of the Company's
named executive officers.
3. To approve on an advisory (non-binding) Mgmt 1 Year Against
basis the frequency upon which shareholders
of the Company will be entitled to vote on
the compensation of the named executive
officers.
4. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2022.
5. To approve a proposal to grant the Board of Mgmt For For
Directors the discretion to amend the
Second and Amended and Restated Articles of
Incorporation to effect a reverse split of
the Company's outstanding common stock at a
ratio of not less than 1-for-5 and not more
than 1-for-10.
6. To approve a proposal to amend the Second Mgmt For For
Amended and Restated Articles of
Incorporation to decrease the number of
authorized shares of common stock from
675,000,000 to 200,000,000.
Amplify Seymour Cannabis ETF
--------------------------------------------------------------------------------------------------------------------------
AKERNA CORP. Agenda Number: 935699148
--------------------------------------------------------------------------------------------------------------------------
Security: 00973W102
Meeting Type: Special
Meeting Date: 20-Sep-2022
Ticker: KERN
ISIN: US00973W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Amendment to the Mgmt For For
Certificate of Incorporation to Effect the
Reverse Stock Split.
2. Approval of the Adjournment Proposal. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
AKERNA CORP. Agenda Number: 935724814
--------------------------------------------------------------------------------------------------------------------------
Security: 00973W102
Meeting Type: Special
Meeting Date: 07-Nov-2022
Ticker: KERN
ISIN: US00973W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Amendment to the Mgmt For For
Certificate of Incorporation to Effect the
Reverse Stock Split.
2. Approval of the Adjournment Proposal. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ALEAFIA HEALTH INC. Agenda Number: 935704824
--------------------------------------------------------------------------------------------------------------------------
Security: 01444Q104
Meeting Type: Annual
Meeting Date: 27-Sep-2022
Ticker: ALEAF
ISIN: CA01444Q1046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Mark Sandler Mgmt For For
1B Election of Director - Luciano Galasso Mgmt Against Against
1C Election of Director - Ian Troop Mgmt Against Against
1D Election of Director - David Pasieka Mgmt Against Against
1E Election of Director - Jon Pereira Mgmt For For
1F Election of Director - Carlo Sistilli Mgmt For For
2 Appointment of Accell Audit & Compliance, Mgmt For For
P.A., Chartered Professional Accountants,
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CANOPY GROWTH CORPORATION Agenda Number: 935695304
--------------------------------------------------------------------------------------------------------------------------
Security: 138035100
Meeting Type: Annual and Special
Meeting Date: 15-Sep-2022
Ticker: CGC
ISIN: CA1380351009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Directors Election of Director: Mgmt Against Against
Judy A. Schmeling
1B Election of Director: David Klein Mgmt For For
1C Election of Director: Garth Hankinson Mgmt For For
1D Election of Director: Robert L. Hanson Mgmt Against Against
1E Election of Director: David Lazzarato Mgmt Against Against
1F Election of Director: James A. Sabia Mgmt Against Against
1G Election of Director: Theresa Yanofsky Mgmt For For
2 The re-appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants, as the Company's
auditor and independent registered public
accounting firm for the fiscal year 2023
and authorizing the directors of the
Company to fix their remuneration.
3 To consider and, if deemed advisable, Mgmt For For
approve the renewal of the Company's
employee stock purchase plan, as described
in more detail in the proxy statement.
4 To adopt, on an advisory (non-binding) Mgmt Against Against
basis, a resolution approving the
compensation of the Company's named
executive officers, as described in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
GREENLANE HOLDINGS, INC. Agenda Number: 935680416
--------------------------------------------------------------------------------------------------------------------------
Security: 395330103
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: GNLN
ISIN: US3953301039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicholas Kovacevich Mgmt For For
1b. Election of Director: Donald Hunter Mgmt Against Against
1c. Election of Director: Renah Persofsky Mgmt For For
1d. Election of Director: Aaron LoCascio Mgmt For For
1e. Election of Director: Adam Schoenfeld Mgmt For For
1f. Election of Director: Richard Taney Mgmt Against Against
1g. Election of Director: Jeff Uttz Mgmt Against Against
2. Ratification of the appointment of Marcum Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2022.
3. Approval and adoption of an amendment to Mgmt For For
the Amended and Restated Certificate of
Incorporation of Greenlane Holdings, Inc.,
to be filed not later than February 10,
2023, to effect a reverse stock split of
our Class A common stock at a ratio in the
range of 1-for-5 to 1-for-20 (collectively,
the "Reverse Split"), with such ratio to be
determined in the discretion of the
Greenlane board of directors and publicly
disclosed prior to the effectiveness of the
Reverse Split.
4. Approval of the Second Amended and Restated Mgmt Against Against
Greenlane Holdings, Inc. 2019 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
IM CANNABIS CORP. Agenda Number: 935714837
--------------------------------------------------------------------------------------------------------------------------
Security: 44969Q208
Meeting Type: Annual and Special
Meeting Date: 20-Oct-2022
Ticker: IMCC
ISIN: CA44969Q2080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at five. Mgmt For For
2 DIRECTOR
Oren Shuster Mgmt Withheld Against
Brian Schinderle Mgmt Withheld Against
Marc Lustig Mgmt For For
Einat Zakariya Mgmt For For
Moti Marcus Mgmt For For
3 Appointment of Kost Forer Gabbay & Mgmt For For
Kasierer, a Member of Ernst & Young Global
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To consider, and if deemed appropriate, to Mgmt For For
approve, with or without variation, a
special resolution approving the adoption
of new articles of the Company, as more
fully described in the accompanying
management information circular for the
purposes of the Meeting (the "Circular").
5 To consider and, if deemed appropriate, to Mgmt For For
approve, with or without variation, an
ordinary resolution, the full text of which
is set out in the Circular, approving a
consolidation of the issued and outstanding
common shares of the Company at a ratio of
between six (6) and ten (10)
pre-consolidation common shares for every
one (1) post-consolidation common share, as
and when determined by the board of
directors of the Company.
--------------------------------------------------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC Agenda Number: 935674069
--------------------------------------------------------------------------------------------------------------------------
Security: G50871105
Meeting Type: Annual
Meeting Date: 28-Jul-2022
Ticker: JAZZ
ISIN: IE00B4Q5ZN47
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt Against Against
the 2025 Annual General Meeting: Jennifer
E. Cook
1b. Election of Director to hold office until Mgmt Against Against
the 2025 Annual General Meeting: Patrick G.
Enright
1c. Election of Director to hold office until Mgmt For For
the 2025 Annual General Meeting: Seamus
Mulligan
1d. Election of Director to hold office until Mgmt Against Against
the 2025 Annual General Meeting: Norbert G.
Riedel, Ph.D.
2. To ratify, on a non-binding advisory basis, Mgmt Against Against
the appointment of KPMG as the independent
auditors of Jazz Pharmaceuticals plc for
the fiscal year ending December 31, 2022
and to authorize, in a binding vote, the
Board of Directors, acting through the
audit committee, to determine KPMG's
remuneration.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of Jazz
Pharmaceuticals plc's named executive
officers as disclosed in the proxy
statement.
4. To grant the Board of Directors authority Mgmt For For
under Irish law to allot and issue ordinary
shares for cash without first offering
those ordinary shares to existing
shareholders pursuant to the statutory
pre-emption right that would otherwise
apply.
5. To approve any motion to adjourn the Annual Mgmt For For
General Meeting, or any adjournments
thereof, to another time and place to
solicit additional proxies if there are
insufficient votes at the time of the
Annual General Meeting to approve Proposal
4.
--------------------------------------------------------------------------------------------------------------------------
MEDIPHARM LABS CORP. Agenda Number: 935767597
--------------------------------------------------------------------------------------------------------------------------
Security: 58504D100
Meeting Type: Special
Meeting Date: 21-Mar-2023
Ticker: MEDIF
ISIN: CA58504D1006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if deemed advisable, to Mgmt For For
approve, with or without variation, an
ordinary resolution, the full text of which
is set forth at Schedule B to the joint
management information circular of VIVO
Cannabis Inc. ("VIVO") and MediPharm dated
February 6, 2023 (the "Information
Circular"), approving the issuance by
MediPharm of up to such number of common
shares of MediPharm as may be required to
be issued pursuant to a plan of arrangement
under Section 192 of the Canada Business
Corporations Act involving MediPharm, VIVO
and the shareholders of VIVO in accordance
with the terms of the arrangement agreement
dated December 21, 2022 between MediPharm
and VIVO, a copy of which is available on
MediPharm's profile at www.sedar.com, all
as more particularly described in the
Information Circular.
--------------------------------------------------------------------------------------------------------------------------
NEPTUNE WELLNESS SOLUTIONS INC. Agenda Number: 935702438
--------------------------------------------------------------------------------------------------------------------------
Security: 64079L204
Meeting Type: Annual and Special
Meeting Date: 27-Sep-2022
Ticker: NEPT
ISIN: CA64079L2049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ms. Julie Phillips Mgmt Withheld Against
Mr. Michael Cammarata Mgmt For For
Dr. Ronald Denis Mgmt Withheld Against
Mr. Joseph Buaron Mgmt Withheld Against
Mr. Michael de Geus Mgmt For For
Mr. Philip Sanford Mgmt For For
2 The appointment of KPMG LLP as auditor of Mgmt For For
the Corporation for the ensuing year and
authorizing the Directors to fix its
remuneration.
3 To consider and, if deemed advisable, to Mgmt Against Against
pass, with or without variation, an
ordinary resolution approving an advisory
(non-binding) resolution approving the
compensation of our named executive
officers, as more particularly described in
the accompanying management information
circular and proxy statement (the "Proxy
Statement").
4 To consider and, if deemed advisable, to Mgmt 1 Year For
pass, with or without variation, an
ordinary resolution approving an advisory
(non-binding) resolution on the frequency
of future "say on pay" votes, as more
particularly described in the Proxy
Statement.
5 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, an
ordinary resolution approving, ratifying
and confirming the adoption of the amended
and restated general by-law of the
Corporation, as previously approved by the
Board, as more particularly described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
ORGANIGRAM HOLDINGS INC. Agenda Number: 935761379
--------------------------------------------------------------------------------------------------------------------------
Security: 68620P101
Meeting Type: Annual and Special
Meeting Date: 28-Feb-2023
Ticker: OGI
ISIN: CA68620P1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Peter Amirault Mgmt For For
1B Election of Director - Geoffrey Machum Mgmt Against Against
1C Election of Director - Ken Manget Mgmt Against Against
1D Election of Director - Stephen A. Smith Mgmt For For
1E Election of Director - Dexter John Mgmt For For
1F Election of Director - Sherry Porter Mgmt Against Against
1G Election of Director - Marni Wieshofer Mgmt For For
1H Election of Director - Simon Ashton Mgmt Against Against
1I Election of Director - Beena Goldenberg Mgmt For For
2 Re-appointment of KPMG LLP as Auditor of Mgmt For For
the Company for the ensuing year and
authorizing the Board of Directors of the
Company to fix their remuneration.
3 To consider, and if deemed advisable, to Mgmt Against Against
approve, with or without amendment, the
ordinary resolution to re-approve the 2020
Equity Incentive Plan.
4 To consider, and, if deemed advisable, to Mgmt For For
approve, with or without amendment, the
special resolution to amend the articles of
the Company in order to delete the
preferred shares from the share capital of
the Company.
5 To consider, and, if deemed advisable, to Mgmt For For
approve, with or without amendment, the
special resolution to amend the articles of
the Company to consolidate the Company's
issued and outstanding common shares as
further described in the Information
Circular.
--------------------------------------------------------------------------------------------------------------------------
RIV CAPITAL INC. Agenda Number: 935707971
--------------------------------------------------------------------------------------------------------------------------
Security: 768014102
Meeting Type: Annual
Meeting Date: 29-Sep-2022
Ticker: CNPOF
ISIN: CA7680141024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Laura Curran Mgmt For For
Christopher Hagedorn Mgmt For For
Richard Mavrinac Mgmt Withheld Against
Joseph Mimran Mgmt Withheld Against
Amy Peckham Mgmt For For
Mark Sims Mgmt For For
Dawn Sweeney Mgmt For For
2 Appointment of MNP LLP, Chartered Mgmt For For
Professional Accountants as the auditor of
RIV Capital Inc. for the ensuing year and
authorizing the board of directors of RIV
Capital Inc. to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
SILVER SPIKE INVESTMENT CORP. Agenda Number: 935695912
--------------------------------------------------------------------------------------------------------------------------
Security: 828174102
Meeting Type: Annual
Meeting Date: 21-Sep-2022
Ticker: SSIC
ISIN: US8281741020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Director to serve until the Mgmt Against Against
2025 annual meeting: Vivek Bunty Bohra
--------------------------------------------------------------------------------------------------------------------------
THE VALENS COMPANY INC. Agenda Number: 935688638
--------------------------------------------------------------------------------------------------------------------------
Security: 91914P603
Meeting Type: Annual
Meeting Date: 02-Aug-2022
Ticker: VLNS
ISIN: CA91914P6030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at seven Mgmt For For
(7).
2 DIRECTOR
Guy Beaudin Mgmt Withheld Against
Andrew Cockwell Mgmt Withheld Against
Karin McCaskill Mgmt For For
Ashley McGrath Mgmt Withheld Against
A. Tyler Robson Mgmt For For
Drew Wolff Mgmt For For
Aida Moudachirou-Rebois Mgmt For For
3 Appointment of KPMG LLP, Chartered Mgmt For For
Professional Accountants as Auditors of the
Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
--------------------------------------------------------------------------------------------------------------------------
THE VALENS COMPANY INC. Agenda Number: 935727555
--------------------------------------------------------------------------------------------------------------------------
Security: 91914P603
Meeting Type: Special
Meeting Date: 29-Nov-2022
Ticker: VLNS
ISIN: CA91914P6030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To consider and, if deemed advisable, to Mgmt For For
pass, with or without variation, a special
resolution, the full text of which is
attached as Appendix A to the management
information circular (the "Circular") of
The Valens Company Inc. ("Valens"), to
approve a plan of arrangement under Section
192 of the Canada Business Corporations
Act, involving, Valens and SNDL Inc., all
as more particularly set forth in the
Circular.
Amplify Thematic All-Stars ETF
--------------------------------------------------------------------------------------------------------------------------
ABB AG Agenda Number: 715945828
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: EGM
Meeting Date: 07-Sep-2022
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE SPIN-OFF OF ACCELLERON Mgmt For For
INDUSTRIES LTD BY WAY OF A SPECIAL DIVIDEND
--------------------------------------------------------------------------------------------------------------------------
ABB LTD Agenda Number: 716718400
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 23-Mar-2023
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt No vote
REPORTS
2 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt No vote
3 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt No vote
MANAGEMENT
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt No vote
OF CHF 0.84 PER SHARE
5.1 AMEND ARTICLES RE: SHARES AND SHARE Mgmt No vote
REGISTER
5.2 AMEND ARTICLES RE: RESTRICTION ON Mgmt No vote
REGISTRATION
5.3 AMEND ARTICLES RE: GENERAL MEETING Mgmt No vote
5.4 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt No vote
5.5 AMEND ARTICLES RE: BOARD OF DIRECTORS AND Mgmt No vote
COMPENSATION
6 APPROVE CREATION OF CAPITAL BAND WITHIN THE Mgmt No vote
UPPER LIMIT OF CHF 259.3 MILLION AND THE
LOWER LIMIT OF CHF 212.2 MILLION WITH OR
WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS
7.1 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt No vote
AMOUNT OF CHF 4.4 MILLION
7.2 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt No vote
IN THE AMOUNT OF CHF 43.9 MILLION
8.1 REELECT GUNNAR BROCK AS DIRECTOR Mgmt No vote
8.2 REELECT DAVID CONSTABLE AS DIRECTOR Mgmt No vote
8.3 REELECT FREDERICO CURADO AS DIRECTOR Mgmt No vote
8.4 REELECT LARS FOERBERG AS DIRECTOR Mgmt No vote
8.5 ELECT DENISE JOHNSON AS DIRECTOR Mgmt No vote
8.6 REELECT JENNIFER XIN-ZHE LI AS DIRECTOR Mgmt No vote
8.7 REELECT GERALDINE MATCHETT AS DIRECTOR Mgmt No vote
8.8 REELECT DAVID MELINE AS DIRECTOR Mgmt No vote
8.9 REELECT JACOB WALLENBERG AS DIRECTOR Mgmt No vote
8.10 REELECT PETER VOSER AS DIRECTOR AND BOARD Mgmt No vote
CHAIR
9.1 REAPPOINT DAVID CONSTABLE AS MEMBER OF THE Mgmt No vote
COMPENSATION COMMITTEE
9.2 REAPPOINT FREDERICO CURADO AS MEMBER OF THE Mgmt No vote
COMPENSATION COMMITTEE
9.3 REAPPOINT JENNIFER XIN-ZHE LI AS MEMBER OF Mgmt No vote
THE COMPENSATION COMMITTEE
10 DESIGNATE ZEHNDER BOLLIGER & PARTNER AS Mgmt No vote
INDEPENDENT PROXY
11 RATIFY KPMG AG AS AUDITORS Mgmt No vote
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
--------------------------------------------------------------------------------------------------------------------------
ADOBE INC. Agenda Number: 935770126
--------------------------------------------------------------------------------------------------------------------------
Security: 00724F101
Meeting Type: Annual
Meeting Date: 20-Apr-2023
Ticker: ADBE
ISIN: US00724F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for a Mgmt Against Against
one-year term: Amy Banse
1b. Election of Director to serve for a Mgmt For For
one-year term: Brett Biggs
1c. Election of Director to serve for a Mgmt Against Against
one-year term: Melanie Boulden
1d. Election of Director to serve for a Mgmt Against Against
one-year term: Frank Calderoni
1e. Election of Director to serve for a Mgmt Against Against
one-year term: Laura Desmond
1f. Election of Director to serve for a Mgmt Against Against
one-year term: Shantanu Narayen
1g. Election of Director to serve for a Mgmt For For
one-year term: Spencer Neumann
1h. Election of Director to serve for a Mgmt For For
one-year term: Kathleen Oberg
1i. Election of Director to serve for a Mgmt For For
one-year term: Dheeraj Pandey
1j. Election of Director to serve for a Mgmt Against Against
one-year term: David Ricks
1k. Election of Director to serve for a Mgmt Against Against
one-year term: Daniel Rosensweig
1l. Election of Director to serve for a Mgmt For For
one-year term: John Warnock
2. Approve the 2019 Equity Incentive Plan, as Mgmt Against Against
amended, to increase the available share
reserve by 12,000,000 shares.
3. Ratify the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for our fiscal year ending on December
1, 2023.
4. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
5. Approve, on an advisory basis, the Mgmt 1 Year For
frequency of the advisory vote on executive
compensation.
6. Stockholder Proposal - Report on Hiring of Shr For Against
Persons with Arrest or Incarceration
Records.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt Against Against
1c. Election of Director: Michael P. Gregoire Mgmt Against Against
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt Against Against
1i. Election of Director: Elizabeth W. Mgmt Against Against
Vanderslice
2. Approve of the Advanced Micro Devices, Inc. Mgmt Against Against
2023 Equity Incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt Against Against
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ADYEN N.V. Agenda Number: 716854408
--------------------------------------------------------------------------------------------------------------------------
Security: N3501V104
Meeting Type: AGM
Meeting Date: 11-May-2023
Ticker:
ISIN: NL0012969182
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. OPENING AND ANNOUNCEMENTS Non-Voting
2.a. ANNUAL REPORT FOR THE FINANCIAL YEAR 2022 Non-Voting
2.b. ADOPTION OF THE ANNUAL ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR 2022
2.c. DIVIDEND POLICY AND RESERVATION OF PROFITS Non-Voting
2.d. ADVISE ON THE REMUNERATION REPORT OVER THE Mgmt For For
FINANCIAL YEAR 2022 (ADVISORY VOTING ITEM)
2.e. DETERMINATION OF THE REMUNERATION POLICY Mgmt For For
FOR THE MANAGEMENT BOARD
2.f. DETERMINATION OF THE REMUNERATION POLICY Mgmt For For
FOR THE SUPERVISORY BOARD
2.g. APPROVAL OF AN INCREASED CAP ON VARIABLE Mgmt For For
REMUNERATION FOR STAFF MEMBERS WHO
PREDOMINANTLY PERFORM THEIR WORK OUTSIDE
THE EUROPEAN ECONOMIC AREA TO 200% OF FIXED
REMUNERATION
3. DISCHARGE OF THE MANAGEMENT BOARD MEMBERS Mgmt For For
4. DISCHARGE OF THE SUPERVISORY BOARD MEMBERS Mgmt For For
5. REAPPOINTMENT OF INGO UYTDEHAAGE AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD WITH THE TITLE
CO-CHIEF EXECUTIVE OFFICER
6. REAPPOINTMENT OF MARIETTE SWART AS MEMBER Mgmt For For
OF THE MANAGEMENT BOARD WITH THE TITLE
CHIEF RISK AND COMPLIANCE OFFICER
7. APPOINTMENT OF BROOKE NAYDEN AS MEMBER OF Mgmt For For
THE MANAGEMENT BOARD WITH THE TITLE CHIEF
HUMAN RESOURCES OFFICER
8. APPOINTMENT OF ETHAN TANDOWSKY AS MEMBER OF Mgmt For For
THE MANAGEMENT BOARD WITH THE TITLE CHIEF
FINANCIAL OFFICER
9. REAPPOINTMENT OF PAMELA JOSEPH AS MEMBER OF Mgmt For For
THE SUPERVISORY BOARD
10. REAPPOINTMENT OF JOEP VAN BEURDEN AS MEMBER Mgmt For For
OF THE SUPERVISORY BOARD
11. AMENDMENT TO THE ARTICLES OF ASSOCIATION OF Mgmt For For
THE COMPANY
12. AUTHORITY TO ISSUE SHARES Mgmt For For
13. AUTHORITY TO RESTRICT OR EXCLUDE Mgmt For For
PRE-EMPTIVE RIGHTS
14. AUTHORITY TO ACQUIRE OWN SHARES Mgmt For For
15. REAPPOINT PWC AS AUDITORS Mgmt For For
16. ANY OTHER BUSINESS AND CLOSING Non-Voting
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 24 APR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTION 15. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
AEROVIRONMENT, INC. Agenda Number: 935699718
--------------------------------------------------------------------------------------------------------------------------
Security: 008073108
Meeting Type: Annual
Meeting Date: 23-Sep-2022
Ticker: AVAV
ISIN: US0080731088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Charles Thomas Mgmt Against Against
Burbage
1b. Election of Director: Edward R. Muller Mgmt Against Against
2. To ratify the selection of Deloitte & Mgmt For For
Touche LLP as the company's independent
registered public accounting firm for the
fiscal year ending April 30, 2023.
3. Non-binding advisory vote on the Mgmt Against Against
compensation of the company's Named
Executive Officers.
--------------------------------------------------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC. Agenda Number: 935762218
--------------------------------------------------------------------------------------------------------------------------
Security: 00846U101
Meeting Type: Annual
Meeting Date: 15-Mar-2023
Ticker: A
ISIN: US00846U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a three-year term: Mgmt Against Against
Heidi K. Kunz
1.2 Election of Director for a three-year term: Mgmt For For
Susan H. Rataj
1.3 Election of Director for a three-year term: Mgmt Against Against
George A. Scangos, Ph.D.
1.4 Election of Director for a three-year term: Mgmt For For
Dow R. Wilson
2. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
3. To ratify the Audit and Finance Committee's Mgmt Against Against
appointment of PricewaterhouseCoopers LLP
as our independent registered public
accounting firm.
4. To approve amendments to the Certificate of Mgmt Against Against
Incorporation to create a new stockholder
right to call a special meeting.
5. An advisory vote on the frequency of the Mgmt 1 Year For
stockholder vote to approve the
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC. Agenda Number: 935796613
--------------------------------------------------------------------------------------------------------------------------
Security: 00971T101
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: AKAM
ISIN: US00971T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sharon Bowen Mgmt For For
1b. Election of Director: Marianne Brown Mgmt For For
1c. Election of Director: Monte Ford Mgmt Against Against
1d. Election of Director: Dan Hesse Mgmt Against Against
1e. Election of Director: Tom Killalea Mgmt For For
1f. Election of Director: Tom Leighton Mgmt For For
1g. Election of Director: Jonathan Miller Mgmt Against Against
1h. Election of Director: Madhu Ranganathan Mgmt For For
1i. Election of Director: Ben Verwaayen Mgmt Against Against
1j. Election of Director: Bill Wagner Mgmt Against Against
2. To approve an amendment to our Second Mgmt Against Against
Amended and Restated 2013 Stock Incentive
Plan to increase the number of shares of
common stock authorized for issuance
thereunder by 7,250,000 shares
3. To approve, on an advisory basis, our named Mgmt Against Against
executive officer compensation
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on named
executive officer compensation
5. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
ALBEMARLE CORPORATION Agenda Number: 935783349
--------------------------------------------------------------------------------------------------------------------------
Security: 012653101
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: ALB
ISIN: US0126531013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve for the Mgmt For For
ensuing year: M. Lauren Brlas
1b. Election of Director to serve for the Mgmt For For
ensuing year: Ralf H. Cramer
1c. Election of Director to serve for the Mgmt For For
ensuing year: J. Kent Masters, Jr.
1d. Election of Director to serve for the Mgmt For For
ensuing year: Glenda J. Minor
1e. Election of Director to serve for the Mgmt Against Against
ensuing year: James J. O'Brien
1f. Election of Director to serve for the Mgmt Against Against
ensuing year: Diarmuid B. O'Connell
1g. Election of Director to serve for the Mgmt Against Against
ensuing year: Dean L. Seavers
1h. Election of Director to serve for the Mgmt Against Against
ensuing year: Gerald A. Steiner
1i. Election of Director to serve for the Mgmt Against Against
ensuing year: Holly A. Van Deursen
1j. Election of Director to serve for the Mgmt Against Against
ensuing year: Alejandro D. Wolff
2. To approve the non-binding advisory Mgmt Against Against
resolution approving the compensation of
our named executive officers.
3. To vote on a non-binding advisory Mgmt 1 Year For
resolution recommending the frequency of
future advisory votes on the compensation
of our named executive officers.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Albemarle's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
5. To approve the 2023 Stock Compensation and Mgmt For For
Deferral Election Plan for Non-Employee
Directors.
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LTD Agenda Number: 715969448
--------------------------------------------------------------------------------------------------------------------------
Security: G01719114
Meeting Type: AGM
Meeting Date: 30-Sep-2022
Ticker:
ISIN: KYG017191142
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0808/2022080800976.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0808/2022080800994.pdf
1.1 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: DANIEL YONG
ZHANG
1.2 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: JERRY YANG
1.3 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: WAN LING
MARTELLO
1.4 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: WEIJIAN
SHAN
1.5 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: IRENE
YUN-LIEN LEE
1.6 ELECT THE FOLLOWING DIRECTOR NOMINEE TO Mgmt No vote
SERVE ON THE BOARD OF DIRECTOR: ALBERT KONG
PING NG
2 RATIFY THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR ENDING MARCH
31, 2023
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC. Agenda Number: 935830946
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 02-Jun-2023
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Larry Page Mgmt For For
1b. Election of Director: Sergey Brin Mgmt For For
1c. Election of Director: Sundar Pichai Mgmt For For
1d. Election of Director: John L. Hennessy Mgmt Against Against
1e. Election of Director: Frances H. Arnold Mgmt For For
1f. Election of Director: R. Martin "Marty" Mgmt For For
Chavez
1g. Election of Director: L. John Doerr Mgmt Against Against
1h. Election of Director: Roger W. Ferguson Jr. Mgmt For For
1i. Election of Director: Ann Mather Mgmt For For
1j. Election of Director: K. Ram Shriram Mgmt Against Against
1k. Election of Director: Robin L. Washington Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2023
3. Approval of amendment and restatement of Mgmt Against Against
Alphabet's Amended and Restated 2021 Stock
Plan to increase the share reserve by
170,000,000 (post stock split) shares of
Class C capital stock
4. Advisory vote to approve compensation Mgmt Against Against
awarded to named executive officers
5. Advisory vote on the frequency of advisory Mgmt 1 Year Against
votes to approve compensation awarded to
named executive officers
6. Stockholder proposal regarding a lobbying Shr Against For
report
7. Stockholder proposal regarding a congruency Shr Against For
report
8. Stockholder proposal regarding a climate Shr Against For
lobbying report
9. Stockholder proposal regarding a report on Shr Against For
reproductive rights and data privacy
10. Stockholder proposal regarding a human Shr For Against
rights assessment of data center siting
11. Stockholder proposal regarding a human Shr For Against
rights assessment of targeted ad policies
and practices
12. Stockholder proposal regarding algorithm Shr For Against
disclosures
13. Stockholder proposal regarding a report on Shr For Against
alignment of YouTube policies with
legislation
14. Stockholder proposal regarding a content Shr For Against
governance report
15. Stockholder proposal regarding a Shr Against For
performance review of the Audit and
Compliance Committee
16. Stockholder proposal regarding bylaws Shr For Against
amendment
17. Stockholder proposal regarding "executives Shr For Against
to retain significant stock"
18. Stockholder proposal regarding equal Shr For Against
shareholder voting
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935825452
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Andrew R. Jassy Mgmt For For
1c. Election of Director: Keith B. Alexander Mgmt For For
1d. Election of Director: Edith W. Cooper Mgmt For For
1e. Election of Director: Jamie S. Gorelick Mgmt For For
1f. Election of Director: Daniel P. Mgmt For For
Huttenlocher
1g. Election of Director: Judith A. McGrath Mgmt For For
1h. Election of Director: Indra K. Nooyi Mgmt For For
1i. Election of Director: Jonathan J. Mgmt Against Against
Rubinstein
1j. Election of Director: Patricia Q. Mgmt For For
Stonesifer
1k. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt Against Against
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. REAPPROVAL OF OUR 1997 STOCK INCENTIVE Mgmt For For
PLAN, AS AMENDED AND RESTATED, FOR PURPOSES
OF FRENCH TAX LAW
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
RETIREMENT PLAN OPTIONS
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER DUE DILIGENCE
8. SHAREHOLDER PROPOSAL REQUESTING REPORTING Shr For Against
ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS
9. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CONTENT REMOVAL REQUESTS
10. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON STAKEHOLDER IMPACTS
11. SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE Shr For Against
TAX REPORTING
12. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON CLIMATE LOBBYING
13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON GENDER/RACIAL PAY
14. SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS Shr For Against
OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY,
AND INCLUSION PROGRAMS
15. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
AMENDMENT TO OUR BYLAWS TO REQUIRE
SHAREHOLDER APPROVAL FOR CERTAIN FUTURE
AMENDMENTS
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against
REPORTING ON FREEDOM OF ASSOCIATION
17. SHAREHOLDER PROPOSAL REQUESTING A NEW Shr For Against
POLICY REGARDING OUR EXECUTIVE COMPENSATION
PROCESS
18. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr Against For
REPORTING ON ANIMAL WELFARE STANDARDS
19. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against
ADDITIONAL BOARD COMMITTEE
20. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
ALTERNATIVE DIRECTOR CANDIDATE POLICY
21. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
WAREHOUSE WORKING CONDITIONS
22. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PACKAGING MATERIALS
23. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against
CUSTOMER USE OF CERTAIN TECHNOLOGIES
--------------------------------------------------------------------------------------------------------------------------
AMBARELLA, INC. Agenda Number: 935860901
--------------------------------------------------------------------------------------------------------------------------
Security: G037AX101
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: AMBA
ISIN: KYG037AX1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Leslie Kohn Mgmt For For
1.2 Election of Director: D. Jeffrey Richardson Mgmt Withheld Against
1.3 Election of Director: Elizabeth M. Mgmt For For
Schwarting
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending January 31,
2024.
3. To approve on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION Agenda Number: 935806008
--------------------------------------------------------------------------------------------------------------------------
Security: 03027X100
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: AMT
ISIN: US03027X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas A. Bartlett Mgmt For For
1b. Election of Director: Kelly C. Chambliss Mgmt Against Against
1c. Election of Director: Teresa H. Clarke Mgmt For For
1d. Election of Director: Raymond P. Dolan Mgmt Against Against
1e. Election of Director: Kenneth R. Frank Mgmt For For
1f. Election of Director: Robert D. Hormats Mgmt For For
1g. Election of Director: Grace D. Lieblein Mgmt Against Against
1h. Election of Director: Craig Macnab Mgmt Against Against
1i. Election of Director: JoAnn A. Reed Mgmt For For
1j. Election of Director: Pamela D. A. Reeve Mgmt For For
1k. Election of Director: Bruce L. Tanner Mgmt For For
1l. Election of Director: Samme L. Thompson Mgmt For For
2. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as the Company's independent
registered public accounting firm for 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
Company's executive compensation.
4. To vote, on an advisory basis, on the Mgmt 1 Year For
frequency with which the Company will hold
a stockholder advisory vote on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN WATER WORKS COMPANY, INC. Agenda Number: 935793782
--------------------------------------------------------------------------------------------------------------------------
Security: 030420103
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: AWK
ISIN: US0304201033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey N. Edwards Mgmt For For
1b. Election of Director: Martha Clark Goss Mgmt Against Against
1c. Election of Director: M. Susan Hardwick Mgmt For For
1d. Election of Director: Kimberly J. Harris Mgmt Against Against
1e. Election of Director: Laurie P. Havanec Mgmt Against Against
1f. Election of Director: Julia L. Johnson Mgmt Against Against
1g. Election of Director: Patricia L. Kampling Mgmt Against Against
1h. Election of Director: Karl F. Kurz Mgmt Against Against
1i. Election of Director: Michael L. Marberry Mgmt For For
1j. Election of Director: James G. Stavridis Mgmt For For
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Company's named
executive officers.
3. Approval, on an advisory basis, of the Mgmt 1 Year For
frequency (i.e., every year, every two
years or every three years) of the
approval, on an advisory basis, of the
compensation of the Company's named
executive officers.
4. Ratification of the appointment, by the Mgmt Against Against
Audit, Finance and Risk Committee of the
Board of Directors, of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for 2023.
5. Shareholder proposal on Racial Equity Audit Shr For Against
as described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
ANALOG DEVICES, INC. Agenda Number: 935758740
--------------------------------------------------------------------------------------------------------------------------
Security: 032654105
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: ADI
ISIN: US0326541051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Vincent Roche Mgmt Against Against
1b. Election of Director: James A. Champy Mgmt Against Against
1c. Election of Director: Andre Andonian Mgmt For For
1d. Election of Director: Anantha P. Mgmt For For
Chandrakasan
1e. Election of Director: Edward H. Frank Mgmt Against Against
1f. Election of Director: Laurie H. Glimcher Mgmt Against Against
1g. Election of Director: Karen M. Golz Mgmt For For
1h. Election of Director: Mercedes Johnson Mgmt For For
1i. Election of Director: Kenton J. Sicchitano Mgmt Against Against
1j. Election of Director: Ray Stata Mgmt For For
1k. Election of Director: Susie Wee Mgmt Against Against
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
4. Ratification of the selection of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for fiscal year
2023.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935757700
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100
Meeting Type: Annual
Meeting Date: 10-Mar-2023
Ticker: AAPL
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a Election of Director: James Bell Mgmt For For
1b Election of Director: Tim Cook Mgmt For For
1c Election of Director: Al Gore Mgmt Against Against
1d Election of Director: Alex Gorsky Mgmt For For
1e Election of Director: Andrea Jung Mgmt Against Against
1f Election of Director: Art Levinson Mgmt Against Against
1g Election of Director: Monica Lozano Mgmt For For
1h Election of Director: Ron Sugar Mgmt Against Against
1i Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as Apple's independent registered
public accounting firm for fiscal 2023
3. Advisory vote to approve executive Mgmt Against Against
compensation
4. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes on executive compensation
5. A shareholder proposal entitled "Civil Shr For Against
Rights and Non-Discrimination Audit
Proposal"
6. A shareholder proposal entitled "Communist Shr For Against
China Audit"
7. A shareholder proposal on Board policy for Shr Against For
communication with shareholder proponents
8. A shareholder proposal entitled "Racial and Shr For Against
Gender Pay Gaps"
9. A shareholder proposal entitled Shr For Against
"Shareholder Proxy Access Amendments"
--------------------------------------------------------------------------------------------------------------------------
APTIV PLC Agenda Number: 935775443
--------------------------------------------------------------------------------------------------------------------------
Security: G6095L109
Meeting Type: Annual
Meeting Date: 26-Apr-2023
Ticker: APTV
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin P. Clark Mgmt For For
1b. Election of Director: Richard L. Clemmer Mgmt For For
1c. Election of Director: Nancy E. Cooper Mgmt For For
1d. Election of Director: Joseph L. Hooley Mgmt Against Against
1e. Election of Director: Merit E. Janow Mgmt Against Against
1f. Election of Director: Sean O. Mahoney Mgmt Against Against
1g. Election of Director: Paul M. Meister Mgmt Against Against
1h. Election of Director: Robert K. Ortberg Mgmt For For
1i. Election of Director: Colin J. Parris Mgmt For For
1j. Election of Director: Ana G. Pinczuk Mgmt For For
2. Proposal to re-appoint auditors, ratify Mgmt Against Against
independent public accounting firm and
authorize the directors to determine the
fees paid to the auditors.
3. Say-on-Pay - To approve, by advisory vote, Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ARISTA NETWORKS, INC. Agenda Number: 935849488
--------------------------------------------------------------------------------------------------------------------------
Security: 040413106
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: ANET
ISIN: US0404131064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Lewis Chew Mgmt For For
Director Withdrawn Mgmt For For
Mark B. Templeton Mgmt Withheld Against
2. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the named executive
officers.
3. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ARRAY TECHNOLOGIES, INC. Agenda Number: 935819637
--------------------------------------------------------------------------------------------------------------------------
Security: 04271T100
Meeting Type: Annual
Meeting Date: 23-May-2023
Ticker: ARRY
ISIN: US04271T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brad Forth Mgmt For For
Kevin Hostetler Mgmt For For
Gerrard Schmid Mgmt For For
2. Ratification of the Company's appointment Mgmt Against Against
of Deloitte & Touche LLP as its independent
registered public accounting firm for
fiscal year ending December 31, 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Approval of an amendment to the Company's Mgmt For For
Certificate of Incorporation to allow
exculpation of officers to the extent
permitted by Delaware law.
--------------------------------------------------------------------------------------------------------------------------
AUTODESK, INC. Agenda Number: 935863351
--------------------------------------------------------------------------------------------------------------------------
Security: 052769106
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: ADSK
ISIN: US0527691069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew Anagnost Mgmt For For
1b. Election of Director: Karen Blasing Mgmt For For
1c. Election of Director: Reid French Mgmt Against Against
1d. Election of Director: Dr. Ayanna Howard Mgmt For For
1e. Election of Director: Blake Irving Mgmt For For
1f. Election of Director: Mary T. McDowell Mgmt Against Against
1g. Election of Director: Stephen Milligan Mgmt For For
1h. Election of Director: Lorrie M. Norrington Mgmt For For
1i. Election of Director: Betsy Rafael Mgmt For For
1j. Election of Director: Rami Rahim Mgmt Against Against
1k. Election of Director: Stacy J. Smith Mgmt Against Against
2. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as Autodesk, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2024.
3. Approve, on an advisory (non-binding) Mgmt Against Against
basis, the compensation of Autodesk, Inc.'s
named executive officers.
4. Approve, on an advisory (non-binding) Mgmt 1 Year For
basis, the frequency with which
stockholders are provided an advisory
(non-binding) vote on the compensation of
Autodesk, Inc.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
BADGER METER, INC. Agenda Number: 935790457
--------------------------------------------------------------------------------------------------------------------------
Security: 056525108
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: BMI
ISIN: US0565251081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Todd A. Adams Mgmt For For
1b. Election of Director: Kenneth C. Bockhorst Mgmt For For
1c. Election of Director: Henry F. Brooks Mgmt For For
1d. Election of Director: Melanie K. Cook Mgmt For For
1e. Election of Director: Xia Liu Mgmt For For
1f. Election of Director: James W. McGill Mgmt For For
1g. Election of Director: Tessa M. Myers Mgmt For For
1h. Election of Director: James F. Stern Mgmt For For
1i. Election of Director: Glen E. Tellock Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Advisory vote on the frequency of advisory Mgmt 1 Year For
votes to approve named executive officer
compensation.
4. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as independent registered public
accountants for 2023.
5. To amend the restated articles of Mgmt Against Against
incorporation to increase the authorized
number of shares of common stock from
40,000,000 to 80,000,000.
6. Shareholder Proposal: Board to prepare a Shr For Against
report on hiring practices.
--------------------------------------------------------------------------------------------------------------------------
BAIDU INC Agenda Number: 717295946
--------------------------------------------------------------------------------------------------------------------------
Security: G07034104
Meeting Type: AGM
Meeting Date: 27-Jun-2023
Ticker:
ISIN: KYG070341048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0524/2023052400609.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0524/2023052400647.pdf
1 THAT THE COMPANYS FOURTH AMENDED AND Mgmt For For
RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION BE AMENDED AND
RESTATED BY THEIR DELETION IN THEIR
ENTIRETY AND BY THE SUBSTITUTION IN THEIR
PLACE OF THE FIFTH AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION IN THE FORM AS SET OUT IN THE
MEETING NOTICE (THE AMENDED M&AA) FOR THE
PURPOSES OF, AMONG OTHERS, (I) BRINGING THE
AMENDED M&AA IN LINE WITH APPLICABLE
AMENDMENTS MADE TO APPENDIX 3 TO THE RULES
GOVERNING THE LISTING OF SECURITIES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED; AND
(II) MAKING OTHER CONSEQUENTIAL AND
HOUSEKEEPING CHANGES IN CONJUNCTION WITH
THE PROPOSED ADOPTION OF THE AMENDED M&AA
--------------------------------------------------------------------------------------------------------------------------
BALLARD POWER SYSTEMS INC Agenda Number: 717167060
--------------------------------------------------------------------------------------------------------------------------
Security: 058586108
Meeting Type: AGM
Meeting Date: 07-Jun-2023
Ticker:
ISIN: CA0585861085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1A TO 1I AND 2.
THANK YOU
1A ELECTION OF DIRECTOR: KATHY BAYLESS Mgmt For For
1B ELECTION OF DIRECTOR: DOUGLAS P. HAYHURST Mgmt For For
1C ELECTION OF DIRECTOR: KUI (KEVIN) JIANG Mgmt For For
1D ELECTION OF DIRECTOR: RANDY MACEWEN Mgmt For For
1E ELECTION OF DIRECTOR: HUBERTUS M. Mgmt For For
MUEHLHAEUSER
1F ELECTION OF DIRECTOR: MARTY NEESE Mgmt For For
1G ELECTION OF DIRECTOR: JAMES ROCHE Mgmt For For
1H ELECTION OF DIRECTOR: SHAOJUN (SHERMAN) SUN Mgmt For For
1I ELECTION OF DIRECTOR: JANET WOODRUFF Mgmt For For
2 APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE CORPORATION
FOR THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
3 RESOLVED, ON AN ADVISORY BASIS AND NOT TO Mgmt For For
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF THE CORPORATION,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN THE
CORPORATION'S CIRCULAR DATED APRIL 10, 2023
--------------------------------------------------------------------------------------------------------------------------
BEAM THERAPEUTICS INC. Agenda Number: 935835821
--------------------------------------------------------------------------------------------------------------------------
Security: 07373V105
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: BEAM
ISIN: US07373V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director for Mgmt For For
three-year term ending at the 2026 Annual
Meeting: John Evans
1b. Election of Class III Director for Mgmt For For
three-year term ending at the 2026 Annual
Meeting: John Maraganore, Ph.D.
2. Ratify the appointment of Deloitte & Touche Mgmt For For
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
BLACKBERRY LTD Agenda Number: 717248113
--------------------------------------------------------------------------------------------------------------------------
Security: 09228F103
Meeting Type: MIX
Meeting Date: 27-Jun-2023
Ticker:
ISIN: CA09228F1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.8 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: JOHN CHEN Mgmt For For
1.2 ELECTION OF DIRECTOR: MICHAEL A. DANIELS Mgmt For For
1.3 ELECTION OF DIRECTOR: TIMOTHY DATTELS Mgmt For For
1.4 ELECTION OF DIRECTOR: LISA DISBROW Mgmt For For
1.5 ELECTION OF DIRECTOR: RICHARD LYNCH Mgmt For For
1.6 ELECTION OF DIRECTOR: LAURIE SMALDONE ALSUP Mgmt For For
1.7 ELECTION OF DIRECTOR: V. PREM WATSA Mgmt For For
1.8 ELECTION OF DIRECTOR: WAYNE WOUTERS Mgmt For For
2 RE-APPOINTMENT OF AUDITORS: RESOLUTION Mgmt For For
APPROVING THE RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF
THE COMPANY AND AUTHORIZING THE BOARD OF
DIRECTORS TO FIX THEIR REMUNERATION
3 APPROVAL OF UNALLOCATED ENTITLEMENTS UNDER Mgmt For For
THE DSU PLAN: RESOLUTION APPROVING THE
UNALLOCATED ENTITLEMENTS UNDER THE
COMPANY'S DEFERRED SHARE UNIT PLAN FOR
DIRECTORS AS DISCLOSED IN THE MANAGEMENT
PROXY CIRCULAR FOR THE MEETING
4 ADVISORY VOTE ON EXECUTIVE COMPENSATION: Mgmt For For
NON-BINDING ADVISORY RESOLUTION THAT THE
SHAREHOLDERS ACCEPT THE COMPANY'S APPROACH
TO EXECUTIVE COMPENSATION AS DISCLOSED IN
THE MANAGEMENT PROXY CIRCULAR FOR THE
MEETING
CMMT 18 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MEETING TYPE HAS BEEN
CHANGED FROM AGM TO MIX. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935856560
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROELOF BOTHA Mgmt Withheld Against
AMY BROOKS Mgmt For For
SHAWN CARTER Mgmt For For
JAMES MCKELVEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2023.
4. STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
DIVERSITY AND INCLUSION DISCLOSURE
SUBMITTED BY ONE OF OUR STOCKHOLDERS, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BLOOM ENERGY CORPORATION Agenda Number: 935809054
--------------------------------------------------------------------------------------------------------------------------
Security: 093712107
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: BE
ISIN: US0937121079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey Immelt Mgmt Withheld Against
Eddy Zervigon Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
BOOZ ALLEN HAMILTON HOLDING CORPORATION Agenda Number: 935676431
--------------------------------------------------------------------------------------------------------------------------
Security: 099502106
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: BAH
ISIN: US0995021062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Horacio D. Rozanski Mgmt For For
1b. Election of Director: Mark Gaumond Mgmt Against Against
1c. Election of Director: Gretchen W. McClain Mgmt Against Against
1d. Election of Director: Melody C. Barnes Mgmt Against Against
1e. Election of Director: Ellen Jewett Mgmt For For
1f. Election of Director: Arthur E. Johnson Mgmt Against Against
1g. Election of Director: Charles O. Rossotti Mgmt Against Against
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's registered
independent public accountants for fiscal
year 2023.
3. Advisory vote to approve the compensation Mgmt Against Against
of the Company's named executive officers.
4. Approval of the Adoption of the Sixth Mgmt Against Against
Amended and Restated Certificate of
Incorporation to allow stockholders holding
not less than 25% of the outstanding shares
of the Company's common stock to call
special meetings.
5. Vote on a stockholder proposal regarding Shr For Against
stockholders' ability to call special
meetings.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM INC Agenda Number: 935766189
--------------------------------------------------------------------------------------------------------------------------
Security: 11135F101
Meeting Type: Annual
Meeting Date: 03-Apr-2023
Ticker: AVGO
ISIN: US11135F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Diane M. Bryant Mgmt Against Against
1b. Election of Director: Gayla J. Delly Mgmt For For
1c. Election of Director: Raul J. Fernandez Mgmt For For
1d. Election of Director: Eddy W. Hartenstein Mgmt Against Against
1e. Election of Director: Check Kian Low Mgmt Against Against
1f. Election of Director: Justine F. Page Mgmt For For
1g. Election of Director: Henry Samueli Mgmt For For
1h. Election of Director: Hock E. Tan Mgmt For For
1i. Election of Director: Harry L. You Mgmt Against Against
2. Ratification of the appointment of Mgmt Against Against
Pricewaterhouse Coopers LLP as the
independent registered public accounting
firm of Broadcom for the fiscal year ending
October 29, 2023.
3. Approve an amendment and restatement of the Mgmt Against Against
2012 Stock Incentive Plan.
4. Advisory vote to approve the named Mgmt Against Against
executive officer compensation.
5. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on named executive officer
compensation.
--------------------------------------------------------------------------------------------------------------------------
CANADIAN SOLAR INC. Agenda Number: 935875382
--------------------------------------------------------------------------------------------------------------------------
Security: 136635109
Meeting Type: Annual
Meeting Date: 28-Jun-2023
Ticker: CSIQ
ISIN: CA1366351098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Shawn (Xiaohua) Qu Mgmt Withheld Against
Harry E. Ruda Mgmt Withheld Against
Lauren C. Templeton Mgmt Withheld Against
Andrew Luen Cheung Wong Mgmt Withheld Against
Lap Tat Arthur Wong Mgmt For For
Leslie Li Hsien Chang Mgmt For For
Yan Zhuang Mgmt For For
Huifeng Chang Mgmt For For
2 To reappoint Deloitte Touche Tohmatsu Mgmt Against Against
Certified Public Accountants LLP as
auditors of the Corporation and to
authorize the directors of the Corporation
to fix their remuneration.
--------------------------------------------------------------------------------------------------------------------------
CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 935694427
--------------------------------------------------------------------------------------------------------------------------
Security: M22465104
Meeting Type: Annual
Meeting Date: 30-Aug-2022
Ticker: CHKP
ISIN: IL0010824113
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gil Shwed Mgmt For For
1b. Election of Director: Jerry Ungerman Mgmt For For
1c. Election of Director: Tzipi Ozer-Armon Mgmt For For
1d. Election of Director: Dr. Tal Shavit Mgmt Against Against
1e. Election of Director: Shai Weiss Mgmt For For
2. To ratify the appointment and compensation Mgmt Against Against
of Kost, Forer, Gabbay & Kasierer, a member
of Ernst & Young Global, as our independent
registered public accounting firm for 2022.
3. To approve compensation to Check Point's Mgmt Against Against
Chief Executive Officer.
4. Readopt Check Point's Executive Mgmt Against Against
Compensation Policy.
5a. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 3. Mark "for" = yes or
"against" = no.
5b. The undersigned is not a controlling Mgmt For
shareholder and does not have a personal
interest in item 4. Mark "for" = yes or
"against" = no.
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 935723216
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: CSCO
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt Against Against
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1g. Election of Director: Roderick C. Mcgeary Mgmt Against Against
1h. Election of Director: Sarah Rae Murphy Mgmt For For
1i. Election of Director: Charles H. Robbins Mgmt For For
1j. Election of Director: Brenton L. Saunders Mgmt For For
1k. Election of Director: Dr. Lisa T. Su Mgmt For For
1l. Election of Director: Marianna Tessel Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt Against Against
as Cisco's independent registered public
accounting firm for fiscal 2023.
4. Stockholder Proposal - Approval to have Shr Against For
Cisco's Board issue a tax transparency
report in consideration of the Global
Reporting Initiative's Tax Standard.
--------------------------------------------------------------------------------------------------------------------------
CLOUDFLARE, INC. Agenda Number: 935831859
--------------------------------------------------------------------------------------------------------------------------
Security: 18915M107
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NET
ISIN: US18915M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Sandell Mgmt Withheld Against
Michelle Zatlyn Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
COGNEX CORPORATION Agenda Number: 935779439
--------------------------------------------------------------------------------------------------------------------------
Security: 192422103
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: CGNX
ISIN: US1924221039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a term ending in Mgmt For For
2026: Angelos Papadimitriou
1.2 Election of Director for a term ending in Mgmt Against Against
2026: Dianne M. Parrotte
1.3 Election of Director for a term ending in Mgmt Against Against
2025: John T.C. Lee
2. To approve the Cognex Corporation 2023 Mgmt Against Against
Stock Option and Incentive Plan.
3. To ratify the selection of Grant Thornton Mgmt Against Against
LLP as our independent registered public
accounting firm for fiscal year 2023.
4. To approve, on an advisory basis, the Mgmt Against Against
compensation of Cognex's named executive
officers, as described in the proxy
statement including the Compensation
Discussion and Analysis, compensation
tables and narrative discussion
("say-on-pay").
5. To recommend, by non-binding vote, the Mgmt 1 Year For
frequency of shareholder votes on executive
compensation.
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935839881
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt Withheld Against
Kathryn Haun Mgmt For For
Kelly A. Kramer Mgmt Withheld Against
Tobias Lutke Mgmt For For
Gokul Rajaram Mgmt Withheld Against
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CRISPR THERAPEUTICS AG Agenda Number: 935847218
--------------------------------------------------------------------------------------------------------------------------
Security: H17182108
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: CRSP
ISIN: CH0334081137
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Swiss management report, Mgmt For For
the consolidated financial statements and
the statutory financial statements of the
Company for the year ended December 31,
2022.
2. Approval of the appropriation of financial Mgmt For For
results.
3. Discharge of the members of the Board of Mgmt For For
Directors and Executive Committee.
4.a Re-election of Rodger Novak, M.D., as Mgmt For For
member and Chairman
4.b Re-election of Samarth Kulkarni, Ph.D. as a Mgmt Against Against
member to the Board of Directors
4.c Re-election of Ali Behbahani, M.D. as a Mgmt Against Against
member to the Board of Directors
4.d Re-election of Maria Fardis, Ph.D. as a Mgmt For For
member to the Board of Directors
4.e Re-election of H. Edward Fleming, Jr., M.D. Mgmt For For
as a member to the Board of Directors
4.f Re-election of Simeon J. George, M.D. as a Mgmt Against Against
member to the Board of Directors
4.g Re-election of John T. Greene as a member Mgmt Against Against
to the Board of Directors
4.h Re-election of Katherine A. High, M.D. as a Mgmt For For
member to the Board of Directors
4.i Re-election of Douglas A. Treco, Ph.D. as a Mgmt For For
member to the Board of Directors
5.a Re-election of Ali Behbahani, M.D. as a Mgmt Against Against
member of the Compensation Committee
5.b Election of H. Edward Fleming, Jr., M.D. as Mgmt For For
a member of the Compensation Committee
5.c Re-election of Simeon J. George, M.D. as a Mgmt Against Against
member of the Compensation Committee
5.d Re-election of John T. Greene as a member Mgmt Against Against
of the Compensation Committee
6.a Binding vote on maximum Mgmt Against Against
non-performance-related compensation for
members of the Board of Directors from the
2023 Annual General Meeting to the 2024
annual general meeting of shareholders.
6.b Binding vote on maximum equity for members Mgmt Against Against
of the Board of Directors from the 2023
Annual General Meeting to the 2024 annual
general meeting of shareholders.
6.c Binding vote on maximum Mgmt Against Against
non-performance-related compensation for
members of the Executive Committee from
July 1, 2023 to June 30, 2024.
6.d Binding vote on maximum variable Mgmt Against Against
compensation for members of the Executive
Committee for the current year ending
December 31, 2023.
6.e Binding vote on maximum equity for members Mgmt Against Against
of the Executive Committee from the 2023
Annual General Meeting to the 2024 annual
general meeting of shareholders.
6.f Non-binding advisory vote on the 2022 Mgmt Against Against
Compensation Report.
7. Non-binding advisory vote to approve the Mgmt Against Against
compensation paid to the Company's named
executive officers under U.S. securities
law requirements.
8. Approval of a capital band. Mgmt For For
9. Approval of an increase in the conditional Mgmt For For
share capital for employee equity plans.
10. Approval of an amendment to the CRISPR Mgmt Against Against
Therapeutics AG 2018 Stock Option and
Incentive Plan.
11. Approval of a reduction in the maximum size Mgmt For For
of the Board of Directors.
12a Approval of amendments to the Articles of Mgmt For For
Association to reflect revised Swiss
corporate law and other changes: Additions
to the purpose of the Company.
12b Approval of amendments to the Articles of Mgmt For For
Association to reflect revised Swiss
corporate law and other changes: General
Meeting abroad and virtual General Meeting.
12c Approval of amendments to the Articles of Mgmt For For
Association to reflect revised Swiss
corporate law and other changes: Inclusion
of a jurisdiction clause.
12d Approval of amendments to the Articles of Mgmt For For
Association to reflect revised Swiss
corporate law and other changes: Alignment
with compulsory new regulations.
12e Approval of amendments to the Articles of Mgmt For For
Association to reflect revised Swiss
corporate law and other changes: Editorial
and other changes.
13. Re-election of the independent voting Mgmt For For
rights representative.
14. Re-election of the auditors. Mgmt Against Against
15. Transact any other business that may Mgmt Against Against
properly come before the 2023 Annual
General Meeting or any adjournment or
postponement thereof.
--------------------------------------------------------------------------------------------------------------------------
CROWDSTRIKE HOLDINGS, INC. Agenda Number: 935859112
--------------------------------------------------------------------------------------------------------------------------
Security: 22788C105
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: CRWD
ISIN: US22788C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Johanna Flower Mgmt For For
Denis J. O'Leary Mgmt Withheld Against
Godfrey R. Sullivan Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as CrowdStrike's
independent registered public accounting
firm for its fiscal year ending January 31,
2024.
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INC. Agenda Number: 935796788
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: P. Robert Bartolo Mgmt Against Against
1b. Election of Director: Jay A. Brown Mgmt For For
1c. Election of Director: Cindy Christy Mgmt Against Against
1d. Election of Director: Ari Q. Fitzgerald Mgmt Against Against
1e. Election of Director: Andrea J. Goldsmith Mgmt For For
1f. Election of Director: Tammy K. Jones Mgmt For For
1g. Election of Director: Anthony J. Melone Mgmt For For
1h. Election of Director: W. Benjamin Moreland Mgmt For For
1i. Election of Director: Kevin A. Stephens Mgmt Against Against
1j. Election of Director: Matthew Thornton, III Mgmt Against Against
2. The ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for fiscal year 2023.
3. The non-binding, advisory vote to approve Mgmt Against Against
the compensation of the Company's named
executive officers.
4. The amendment to the Company's Restated Mgmt For For
Certificate of Incorporation, as amended,
regarding officer exculpation.
--------------------------------------------------------------------------------------------------------------------------
CYBERARK SOFTWARE LTD. Agenda Number: 935881296
--------------------------------------------------------------------------------------------------------------------------
Security: M2682V108
Meeting Type: Annual
Meeting Date: 28-Jun-2023
Ticker: CYBR
ISIN: IL0011334468
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-Election of Class III Director for a Mgmt Against Against
term of three years until the 2026 annual
general meeting: Ron Gutler
1b. Re-Election of Class III Director for a Mgmt Against Against
term of three years until the 2026 annual
general meeting: Kim Perdikou
1c. Re-Election of Class III Director for a Mgmt For For
term of three years until the 2026 annual
general meeting: Ehud (Udi) Mokady
1d. Election of Class I Director for a term of Mgmt For For
one year until the 2024 annual general
meeting: Matthew Cohen
2. To approve, in accordance with the Mgmt Against Against
requirements of the Israeli Companies Law,
5759-1999 (the "Companies Law") the
employment terms and compensation package
of the Chief Executive Officer, Matthew
Cohen, including the adoption of an equity
grant plan for the years 2023-2027, for the
grant of performance share units ("PSUs")
and restricted share units ("RSUs").
3. To approve, in accordance with the Mgmt Against Against
requirements of the Companies Law, the
employment terms of, and a grant of RSUs
and PSUs for 2023 to the Company's
Executive Chairman of the Board, Ehud (Udi)
Mokady.
4. To approve certain amendments to the Mgmt For For
articles of association of the Company.
5. To approve the re-appointment of Kost Forer Mgmt Against Against
Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's independent
registered public accounting firm for the
year ending December 31, 2023, and until
the Company's 2024 annual general meeting
of shareholders, and to authorize the Board
to fix such accounting firm's annual
compensation.
--------------------------------------------------------------------------------------------------------------------------
DANAHER CORPORATION Agenda Number: 935795510
--------------------------------------------------------------------------------------------------------------------------
Security: 235851102
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: DHR
ISIN: US2358511028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Rainer M. Blair
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Feroz Dewan
1c. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Linda Filler
1d. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Shareholders:
Teri List
1e. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Shareholders:
Walter G. Lohr, Jr.
1f. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Shareholders:
Jessica L. Mega, MD, MPH
1g. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Mitchell P. Rales
1h. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Steven M. Rales
1i. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Pardis C. Sabeti, MD, D. PHIL
1j. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders: A.
Shane Sanders
1k. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Shareholders:
John T. Schwieters
1l. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Shareholders:
Alan G. Spoon
1m. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Raymond C. Stevens, Ph.D
1n. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Shareholders:
Elias A. Zerhouni, MD
2. To ratify the selection of Ernst & Young Mgmt Against Against
LLP as Danaher's independent registered
public accounting firm for the year ending
December 31, 2023.
3. To approve on an advisory basis the Mgmt Against Against
Company's named executive officer
compensation.
4. To hold an advisory vote relating to the Mgmt 1 Year For
frequency of future shareholder advisory
votes on the Company's executive officer
compensation.
5. To act upon a shareholder proposal Shr For Against
requesting adoption of a policy separating
the chair and CEO roles and requiring an
independent Board Chair whenever possible.
6. To act upon a shareholder proposal Shr For Against
requesting a report to shareholders on the
effectiveness of the Company's diversity,
equity and inclusion efforts.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935755009
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105
Meeting Type: Annual
Meeting Date: 22-Feb-2023
Ticker: DE
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Leanne G. Caret Mgmt For For
1b. Election of Director: Tamra A. Erwin Mgmt For For
1c. Election of Director: Alan C. Heuberger Mgmt For For
1d. Election of Director: Charles O. Holliday, Mgmt For For
Jr.
1e. Election of Director: Michael O. Johanns Mgmt For For
1f. Election of Director: Clayton M. Jones Mgmt Against Against
1g. Election of Director: John C. May Mgmt For For
1h. Election of Director: Gregory R. Page Mgmt Against Against
1i. Election of Director: Sherry M. Smith Mgmt For For
1j. Election of Director: Dmitri L. Stockton Mgmt For For
1k. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote to approve executive Mgmt For For
compensation("say-on-pay").
3. Advisory vote on the frequency of future Mgmt 1 Year For
say-on-pay votes.
4. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Deere's independent
registered public accounting firm for
fiscal 2023.
5. Shareholder proposal regarding termination Shr For Against
pay.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC. Agenda Number: 935849743
--------------------------------------------------------------------------------------------------------------------------
Security: 253868103
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: DLR
ISIN: US2538681030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexis Black Bjorlin Mgmt For For
1b. Election of Director: VeraLinn Jamieson Mgmt For For
1c. Election of Director: Kevin J. Kennedy Mgmt Against Against
1d. Election of Director: William G. LaPerch Mgmt Against Against
1e. Election of Director: Jean F.H.P. Mgmt For For
Mandeville
1f. Election of Director: Afshin Mohebbi Mgmt For For
1g. Election of Director: Mark R. Patterson Mgmt Against Against
1h. Election of Director: Mary Hogan Preusse Mgmt Against Against
1i. Election of Director: Andrew P. Power Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt Against Against
Company's independent registered public
accounting firm for the year ending
December 31, 2023.
3. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers, as more fully
described in the accompanying Proxy
Statement (Say-on-Pay).
4. To approve, on a non-binding, advisory Mgmt 1 Year For
basis, the frequency of holding future
advisory votes on the compensation of our
named executive officers (every one, two or
three years).
5. A stockholder proposal regarding reporting Shr For Against
on concealment clauses.
6. A stockholder proposal regarding inclusion Shr For Against
in the workplace.
--------------------------------------------------------------------------------------------------------------------------
DRAFTKINGS INC. Agenda Number: 935799253
--------------------------------------------------------------------------------------------------------------------------
Security: 26142V105
Meeting Type: Annual
Meeting Date: 15-May-2023
Ticker: DKNG
ISIN: US26142V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jason D. Robins Mgmt For For
Harry E. Sloan Mgmt For For
Matthew Kalish Mgmt For For
Paul Liberman Mgmt For For
Woodrow H. Levin Mgmt For For
Jocelyn Moore Mgmt For For
Ryan R. Moore Mgmt Withheld Against
Valerie Mosley Mgmt For For
Steven J. Murray Mgmt Withheld Against
Marni M. Walden Mgmt For For
2. To ratify the selection of BDO USA, LLP as Mgmt For For
our independent registered public
accounting firm for our fiscal year ending
December 31, 2023.
3. To conduct a non-binding advisory vote on Mgmt Against Against
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
ECOLAB INC. Agenda Number: 935783298
--------------------------------------------------------------------------------------------------------------------------
Security: 278865100
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: ECL
ISIN: US2788651006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shari L. Ballard Mgmt Against Against
1b. Election of Director: Barbara J. Beck Mgmt For For
1c. Election of Director: Christophe Beck Mgmt For For
1d. Election of Director: Jeffrey M. Ettinger Mgmt Against Against
1e. Election of Director: Eric M. Green Mgmt Against Against
1f. Election of Director: Arthur J. Higgins Mgmt Against Against
1g. Election of Director: Michael Larson Mgmt For For
1h. Election of Director: David W. MacLennan Mgmt For For
1i. Election of Director: Tracy B. McKibben Mgmt For For
1j. Election of Director: Lionel L. Nowell III Mgmt For For
1k. Election of Director: Victoria J. Reich Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
1m. Election of Director: John J. Zillmer Mgmt Against Against
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Ecolab's
independent registered public accounting
firm for the current year ending December
31, 2023.
3. Approve the Ecolab Inc. 2023 Stock Mgmt Against Against
Incentive Plan.
4. Approve an Amendment to the Ecolab Inc. Mgmt Against Against
Stock Purchase Plan.
5. Approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers disclosed in the Proxy Statement.
6. Vote, on an advisory basis, on the Mgmt 1 Year For
frequency of future stockholder advisory
votes to approve named executive officer
compensation.
7. Vote on a stockholder proposal regarding an Shr For Against
independent board chair policy, if properly
presented.
--------------------------------------------------------------------------------------------------------------------------
ELECTRONIC ARTS INC. Agenda Number: 935682092
--------------------------------------------------------------------------------------------------------------------------
Security: 285512109
Meeting Type: Annual
Meeting Date: 11-Aug-2022
Ticker: EA
ISIN: US2855121099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office for a Mgmt For For
one-year term: Kofi A. Bruce
1b. Election of Director to hold office for a Mgmt For For
one-year term: Rachel A. Gonzalez
1c. Election of Director to hold office for a Mgmt Against Against
one-year term: Jeffrey T. Huber
1d. Election of Director to hold office for a Mgmt Against Against
one-year term: Talbott Roche
1e. Election of Director to hold office for a Mgmt Against Against
one-year term: Richard A. Simonson
1f. Election of Director to hold office for a Mgmt For For
one-year term: Luis A. Ubinas
1g. Election of Director to hold office for a Mgmt Against Against
one-year term: Heidi J. Ueberroth
1h. Election of Director to hold office for a Mgmt For For
one-year term: Andrew Wilson
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
3. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2023.
4. Approve the Company's amended 2019 Equity Mgmt Against Against
Incentive Plan.
5. Approve an amendment to the Company's Mgmt Against Against
Certificate of Incorporation to reduce the
threshold for stockholders to call special
meetings from 25% to 15%.
6. To consider and vote upon a stockholder Shr For Against
proposal, if properly presented at the
Annual Meeting, on termination pay.
--------------------------------------------------------------------------------------------------------------------------
ENPHASE ENERGY, INC. Agenda Number: 935812013
--------------------------------------------------------------------------------------------------------------------------
Security: 29355A107
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: ENPH
ISIN: US29355A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jamie Haenggi Mgmt For For
Benjamin Kortlang Mgmt Withheld Against
Richard Mora Mgmt For For
2. To approve, on advisory basis, the Mgmt For For
compensation of our named executive
officers, as disclosed in the proxy
statement.
3. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
EQUINIX, INC. Agenda Number: 935820490
--------------------------------------------------------------------------------------------------------------------------
Security: 29444U700
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: EQIX
ISIN: US29444U7000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to the Board of Mgmt Against Against
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Nanci Caldwell
1b. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Adaire
Fox-Martin
1c. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Ron Guerrier
1d. Election of Director to the Board of Mgmt Against Against
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Gary Hromadko
1e. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Charles Meyers
1f. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Thomas Olinger
1g. Election of Director to the Board of Mgmt Against Against
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Christopher
Paisley
1h. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Jeetu Patel
1i. Election of Director to the Board of Mgmt Against Against
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Sandra Rivera
1j. Election of Director to the Board of Mgmt For For
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Fidelma Russo
1k. Election of Director to the Board of Mgmt Against Against
Directors to serve until the next Annual
Meeting or until their successors have been
duly elected and qualified: Peter Van Camp
2. Approval, by a non-binding advisory vote, Mgmt Against Against
of the compensation of our named executive
officers.
3. Approval, by a non-binding advisory vote, Mgmt 1 Year For
of the frequency with which our
stockholders will vote on the compensation
of our named executive officers
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023
5. A stockholder proposal related to Shr For Against
shareholder ratification of termination pay
--------------------------------------------------------------------------------------------------------------------------
ESSENTIAL UTILITIES, INC. Agenda Number: 935786612
--------------------------------------------------------------------------------------------------------------------------
Security: 29670G102
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: WTRG
ISIN: US29670G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Elizabeth B. Amato Mgmt Withheld Against
David A. Ciesinski Mgmt For For
Christopher H. Franklin Mgmt For For
Daniel J. Hilferty Mgmt Withheld Against
Edwina Kelly Mgmt For For
W. Bryan Lewis Mgmt For For
Ellen T. Ruff Mgmt Withheld Against
Lee C. Stewart Mgmt Withheld Against
2. To approve an advisory vote on the Mgmt Against Against
compensation paid to the Company's named
executive officers for 2022.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Company for the 2023 fiscal
year.
4. To approve an advisory vote on whether the Mgmt 1 Year For
frequency of the advisory vote on
compensation paid to the Company's named
executive officers should be every 1, 2 or
3 years.
--------------------------------------------------------------------------------------------------------------------------
EVOQUA WATER TECHNOLOGIES CORP. Agenda Number: 935751241
--------------------------------------------------------------------------------------------------------------------------
Security: 30057T105
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: AQUA
ISIN: US30057T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ron C. Keating Mgmt For For
Martin J. Lamb Mgmt For For
Peter M. Wilver Mgmt For For
2. Approval, on an advisory basis, of the Mgmt For For
compensation of our named executive
officers.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending September 30, 2023.
--------------------------------------------------------------------------------------------------------------------------
EVOQUA WATER TECHNOLOGIES CORP. Agenda Number: 935836974
--------------------------------------------------------------------------------------------------------------------------
Security: 30057T105
Meeting Type: Special
Meeting Date: 11-May-2023
Ticker: AQUA
ISIN: US30057T1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Merger Proposal -- To adopt the Agreement Mgmt For For
and Plan of Merger, dated as of January 22,
2023 (as amended from time to time), by and
among Xylem Inc., Fore Merger Sub, Inc. and
Evoqua Water Technologies Corp. (the
"Merger Proposal").
2. Advisory Compensation Proposal -- To Mgmt Against Against
approve, on an advisory (non-binding)
basis, the compensation that will or may be
paid to Evoqua Water Technologies Corp.'s
named executive officers in connection with
the merger.
3. Adjournment Proposal -- To approve the Mgmt For For
adjournment of the Evoqua Water
Technologies Corp. Special Meeting to
solicit additional proxies if there are not
sufficient votes cast at the Evoqua Water
Technologies Corp. Special Meeting to
approve the Merger Proposal or to ensure
that any supplemental or amended
disclosure, including any supplement or
amendment to the joint proxy
statement/prospectus, is timely provided to
Evoqua Water Technologies Corp.
stockholders.
--------------------------------------------------------------------------------------------------------------------------
EXACT SCIENCES CORPORATION Agenda Number: 935836176
--------------------------------------------------------------------------------------------------------------------------
Security: 30063P105
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: EXAS
ISIN: US30063P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve for Mgmt For For
three-year term: D. Scott Coward
1b. Election of Class II Director to serve for Mgmt Against Against
three-year term: James Doyle
1c. Election of Class II Director to serve for Mgmt Against Against
three-year term: Freda Lewis-Hall
1d. Election of Class II Director to serve for Mgmt For For
three-year term: Kathleen Sebelius
2. To ratify the selection of Mgmt For For
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on
executive compensation.
5. To approve an Amendment to our Sixth Mgmt For For
Amended and Restated Certificate of
Incorporation to declassify our Board of
Directors.
6. To approve Amendment No. 2 to the Exact Mgmt Against Against
Sciences Corporation 2019 Omnibus Long-Term
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
F5, INC. Agenda Number: 935760721
--------------------------------------------------------------------------------------------------------------------------
Security: 315616102
Meeting Type: Annual
Meeting Date: 09-Mar-2023
Ticker: FFIV
ISIN: US3156161024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director nominated by the Board Mgmt Against Against
to hold office until the annual meeting of
shareholders for fiscal year 2023: Marianne
N. Budnik
1b. Election of Director nominated by the Board Mgmt Against Against
to hold office until the annual meeting of
shareholders for fiscal year 2023:
Elizabeth L. Buse
1c. Election of Director nominated by the Board Mgmt Against Against
to hold office until the annual meeting of
shareholders for fiscal year 2023: Michael
L. Dreyer
1d. Election of Director nominated by the Board Mgmt Against Against
to hold office until the annual meeting of
shareholders for fiscal year 2023: Alan J.
Higginson
1e. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Peter S.
Klein
1f. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Francois
Locoh-Donou
1g. Election of Director nominated by the Board Mgmt Against Against
to hold office until the annual meeting of
shareholders for fiscal year 2023: Nikhil
Mehta
1h. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Michael
F. Montoya
1i. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Marie E.
Myers
1j. Election of Director nominated by the Board Mgmt Against Against
to hold office until the annual meeting of
shareholders for fiscal year 2023: James M.
Phillips
1k. Election of Director nominated by the Board Mgmt For For
to hold office until the annual meeting of
shareholders for fiscal year 2023: Sripada
Shivananda
2. Approve the F5, Inc. Incentive Plan. Mgmt Against Against
3. Approve the F5, Inc. Employee Stock Mgmt For For
Purchase Plan.
4. Ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2023.
5. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
6. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on approval of compensation
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 717378827
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Inaba,
Yoshiharu
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Kenji
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sasuga, Ryuji
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Michael J.
Cicco
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamazaki,
Naoko
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uozumi, Hiroto
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takeda, Yoko
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Okada, Toshiya
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Yokoi,
Hidetoshi
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Tomita, Mieko
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Igashima,
Shigeo
--------------------------------------------------------------------------------------------------------------------------
FIRST SOLAR, INC. Agenda Number: 935794861
--------------------------------------------------------------------------------------------------------------------------
Security: 336433107
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: FSLR
ISIN: US3364331070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael J. Ahearn Mgmt Against Against
1b. Election of Director: Richard D. Chapman Mgmt Against Against
1c. Election of Director: Anita Marangoly Mgmt For For
George
1d. Election of Director: George A. Hambro Mgmt Against Against
1e. Election of Director: Molly E. Joseph Mgmt For For
1f. Election of Director: Craig Kennedy Mgmt Against Against
1g. Election of Director: Lisa A. Kro Mgmt For For
1h. Election of Director: William J. Post Mgmt Against Against
1i. Election of Director: Paul H. Stebbins Mgmt Against Against
1j. Election of Director: Michael T. Sweeney Mgmt Against Against
1k. Election of Director: Mark R. Widmar Mgmt For For
1l. Election of Director: Norman L. Wright Mgmt For For
2. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for the year ending December 31, 2023
3. Advisory vote to approve the compensation Mgmt For For
of our named executive officers
4. Advisory vote on the frequency of Mgmt 1 Year For
shareholder votes on executive compensation
--------------------------------------------------------------------------------------------------------------------------
FORTINET, INC. Agenda Number: 935848400
--------------------------------------------------------------------------------------------------------------------------
Security: 34959E109
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: FTNT
ISIN: US34959E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve for a term of Mgmt Against Against
one year: Ken Xie
1.2 Election of Director to serve for a term of Mgmt For For
one year: Michael Xie
1.3 Election of Director to serve for a term of Mgmt Against Against
one year: Kenneth A. Goldman
1.4 Election of Director to serve for a term of Mgmt For For
one year: Ming Hsieh
1.5 Election of Director to serve for a term of Mgmt For For
one year: Jean Hu
1.6 Election of Director to serve for a term of Mgmt For For
one year: William Neukom
1.7 Election of Director to serve for a term of Mgmt Against Against
one year: Judith Sim
1.8 Election of Director to serve for a term of Mgmt Against Against
one year: Admiral James Stavridis (Ret)
2. Ratify the appointment of Deloitte & Touche Mgmt Against Against
LLP as Fortinet's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation, as disclosed in the
Proxy Statement.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve named executive
officer compensation
5 Adopt an amendment to Fortinet's amended Mgmt For For
and restated certificate of incorporation
to remove the supermajority voting
requirement and make certain other changes.
6. Adopt an amendment to Fortinet's amended Mgmt For For
and restated certificate of incorporation
to permit the exculpation of officers by
Fortinet from personal liability for
certain breaches of the duty of care.
--------------------------------------------------------------------------------------------------------------------------
FUELCELL ENERGY, INC. Agenda Number: 935767092
--------------------------------------------------------------------------------------------------------------------------
Security: 35952H601
Meeting Type: Annual
Meeting Date: 22-May-2023
Ticker: FCEL
ISIN: US35952H6018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt Against Against
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: James H. England
1b. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Jason Few
1c. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Matthew F. Hilzinger
1d. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Natica von Althann
1e. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Cynthia Hansen
1f. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Donna Sims Wilson
1g. Election of Director to serve until the Mgmt For For
2024 Annual Meeting of Stockholders and
until their successors are duly elected and
qualified: Betsy Bingham
2. To ratify the selection of KPMG LLP as Mgmt For For
FuelCell Energy, Inc.'s independent
registered public accounting firm for the
fiscal year ending October 31, 2023.
3. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. 2018 Employee
Stock Purchase Plan.
4. To approve the amendment and restatement of Mgmt For For
the FuelCell Energy, Inc. Second Amended
and Restated 2018 Omnibus Incentive Plan.
5. To approve the amendment of the FuelCell Mgmt For For
Energy, Inc. Certificate of Incorporation,
as amended, to increase the number of
authorized shares of common stock of
FuelCell Energy, Inc. from 500,000,000
shares to 1,000,000,000 shares.
6. To approve, on a non-binding advisory Mgmt For For
basis, the compensation of FuelCell Energy,
Inc.'s named executive officers as set
forth in the "Executive Compensation"
section of the Proxy Statement.
7. To vote, on a non-binding advisory basis, Mgmt 1 Year For
on the frequency with which future advisory
votes on the compensation of FuelCell
Energy, Inc.'s named executive officers
will be conducted.
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715965616
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: EGM
Meeting Date: 25-Aug-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401918.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080402006.pdf
1 PROPOSED ADOPTION OF THE SHARE OPTION Mgmt No vote
INCENTIVE SCHEME 2022
2 REGARDING THE ASSESSMENT MANAGEMENT Mgmt No vote
MEASURES FOR THE IMPLEMENTATION OF THE
SHARE OPINION INCENTIVE SCHEME 2022
3 PROPOSED AUTHORIZATION TO THE BOARD TO DEAL Mgmt No vote
WITH RELEVANT MATTERS IN RELATION TO THE
SHARE OPTION INCENTIVE SCHEME 2022
--------------------------------------------------------------------------------------------------------------------------
GANFENG LITHIUM CO., LTD. Agenda Number: 715966466
--------------------------------------------------------------------------------------------------------------------------
Security: Y2690M105
Meeting Type: CLS
Meeting Date: 25-Aug-2022
Ticker:
ISIN: CNE1000031W9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080401930.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0804/2022080402022.pdf
CMMT 09 AUG 2022: DELETION COMMENT Non-Voting
1 PROPOSED ADOPTION OF THE SHARE OPTION Mgmt No vote
INCENTIVE SCHEME 2022
2 REGARDING THE ASSESSMENT MANAGEMENT Mgmt No vote
MEASURES FOR THE IMPLEMENTATION OF THE
SHARE OPINION INCENTIVE SCHEME 2022
3 PROPOSED AUTHORIZATION TO THE BOARD TO DEAL Mgmt No vote
WITH RELEVANT MATTERS IN RELATION TO THE
SHARE OPTION INCENTIVE SCHEME 2022
CMMT 09 AUG 2022: PLEASE NOTE THAT THIS IS A OF Non-Voting
REVISION DUE TO DELETION COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HUBSPOT, INC. Agenda Number: 935837469
--------------------------------------------------------------------------------------------------------------------------
Security: 443573100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: HUBS
ISIN: US4435731009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director to hold Mgmt Against Against
office until the 2026 annual meeting of
stockholders: Nick Caldwell
1b. Election of Class III Director to hold Mgmt Against Against
office until the 2026 annual meeting of
stockholders: Claire Hughes Johnson
1c. Election of Class III Director to hold Mgmt Against Against
office until the 2026 annual meeting of
stockholders: Jay Simons
1d. Election of Class III Director to hold Mgmt For For
office until the 2026 annual meeting of
stockholders: Yamini Rangan
2. Ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
3. Non-binding advisory vote to approve the Mgmt Against Against
compensation of the Company's named
executive officers.
4. Non-binding advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve the
compensation of the Company's named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
IBERDROLA SA Agenda Number: 716779042
--------------------------------------------------------------------------------------------------------------------------
Security: E6165F166
Meeting Type: OGM
Meeting Date: 28-Apr-2023
Ticker:
ISIN: ES0144580Y14
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 ANNUAL FINANCIAL STATEMENTS 2022 Mgmt For For
2 DIRECTORS REPORTS 2022 Mgmt For For
3 STATEMENT OF NON-FINANCIAL INFORMATION 2022 Mgmt For For
4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For
BOARD OF DIRECTORS IN 2022
5 AMENDMENT OF THE PREAMBLE TO AND THE Mgmt For For
HEADING OF THE PRELIMINARY TITLE OF THE
BY-LAWS IN ORDER TO CONFORM THE TEXT
THEREOF TO THE CURRENT BUSINESS AND THE
GOVERNANCE AND COMPLIANCE CONTEXT, AND TO
MAKE ADJUSTMENTS OF A FORMAL NATURE
6 AMENDMENT OF ARTICLES 4 AND 32 OF THE Mgmt For For
BY-LAWS TO ACCOMMODATE THE FUNCTIONS OF
DIFFERENT CORPORATE LEVELS WITHIN THE
STRUCTURE OF THE IBERDROLA GROUP
7 AMENDMENT OF ARTICLE 8 OF THE BY-LAWS TO Mgmt For For
UPDATE REFERENCES TO INTERNAL REGULATIONS
AND TO THE COMPLIANCE SYSTEM
8 ENGAGEMENT DIVIDEND: APPROVAL AND PAYMENT Mgmt For For
9 ALLOCATION OF PROFITS/LOSSES AND 2022 Mgmt For For
DIVIDENDS: APPROVAL AND SUPPLEMENTARY
PAYMENT, WHICH WILL BE MADE WITHIN THE
FRAMEWORK OF THE IBERDROLA RETRIBUCION
FLEXIBLE OPTIONAL DIVIDEND SYSTEM
10 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF EUR 2,275 MILLION IN ORDER TO
IMPLEMENT THE IBERDROLA RETRIBUCION
FLEXIBLE OPTIONAL DIVIDEND SYSTEM
11 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For
SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET
VALUE OF EUR 1,500 MILLION IN ORDER TO
IMPLEMENT THE IBERDROLA RETRIBUCION
FLEXIBLE OPTIONAL DIVIDEND SYSTEM
12 REDUCTION IN CAPITAL BY MEANS OF THE Mgmt For For
RETIREMENT OF A MAXIMUM OF 206,364,000 OWN
SHARES (3.201 PERCENT OF THE SHARE CAPITAL)
13 CONSULTATIVE VOTE ON THE ANNUAL DIRECTOR Mgmt For For
REMUNERATION REPORT 2022
14 STRATEGIC BONUS FOR PROFESSIONALS OF THE Mgmt For For
COMPANIES OF THE IBERDROLA GROUP LINKED TO
THE COMPANYS PERFORMANCE DURING THE
2023-2025 PERIOD, TO BE PAID ON A
FRACTIONAL AND DEFERRED BASIS THROUGH THE
DELIVERY OF SHARES
15 RE-ELECTION OF MS MARIA HELENA ANTOLIN Mgmt For For
RAYBAUD AS AN EXTERNAL DIRECTOR
16 RATIFICATION AND RE-ELECTION OF MR ARMANDO Mgmt For For
MARTINEZ MARTINEZ AS AN EXECUTIVE DIRECTOR
17 RE-ELECTION OF MR MANUEL MOREU MUNAIZ AS AN Mgmt For For
INDEPENDENT DIRECTOR
18 RE-ELECTION OF MS SARA DE LA RICA Mgmt For For
GOIRICELAYA AS AN INDEPENDENT DIRECTOR
19 RE-ELECTION OF MR XABIER SAGREDO ORMAZA AS Mgmt For For
AN INDEPENDENT DIRECTOR
20 RE-ELECTION OF MR JOSE IGNACIO SANCHEZ Mgmt For For
GALAN AS AN EXECUTIVE DIRECTOR
21 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AT FOURTEEN
22 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For
CONVERT THE RESOLUTIONS ADOPTED INTO A
PUBLIC INSTRUMENT
CMMT 17 MAR 2023: ENGAGEMENT DIVIDEND: THE Non-Voting
SHAREHOLDERS ENTITLED TO PARTICIPATE IN THE
MEETING WILL RECEIVE EUR 0.005 (GROSS) PER
SHARE IF THE SHAREHOLDERS AT THIS MEETING
APPROVE SAID INCENTIVE AND ADOPT A
RESOLUTION FOR THE PAYMENT THEREOF, WHICH
WILL BE SUBJECT TO THE QUORUM FOR THE
MEETING REACHING 70% OF THE SHARE CAPITAL
AND TO THE APPROVAL OF ITEM 8 ON THE AGENDA
CMMT 17 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 29 APR 2023. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
INFINEON TECHNOLOGIES AG Agenda Number: 716495824
--------------------------------------------------------------------------------------------------------------------------
Security: D35415104
Meeting Type: AGM
Meeting Date: 16-Feb-2023
Ticker:
ISIN: DE0006231004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF
NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY BE REJECTED.
1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting
REPORTS FOR FISCAL YEAR 2022
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR 0.32 PER SHARE
3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER JOCHEN HANEBECK FOR FISCAL YEAR 2022
3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER CONSTANZE HUFENBECHER FOR FISCAL
YEAR 2022
3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER SVEN SCHNEIDER FOR FISCAL YEAR 2022
3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER ANDREAS URSCHITZ (FROM JUNE 1, 2022)
FOR FISCAL YEAR 2022
3.5 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER RUTGER WIJBURG (FROM APRIL 1, 2022)
FOR FISCAL YEAR 2022
3.6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER REINHARD PLOSS (UNTIL MARCH 31,
2022) FOR FISCAL YEAR 2022
3.7 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
MEMBER HELMUT GASSEL (UNTIL MAY 31, 2022)
FOR FISCAL YEAR 2022
4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER WOLFGANG EDER FOR FISCAL YEAR 2022
4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER XIAOQUN CLEVER FOR FISCAL YEAR 2022
4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JOHANN DECHANT FOR FISCAL YEAR 2022
4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER FRIEDRICH EICHINER FOR FISCAL YEAR
2022
4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ANNETTE ENGELFRIED FOR FISCAL YEAR
2022
4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER PETER GRUBER FOR FISCAL YEAR 2022
4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER HANS-ULRICH HOLDENRIED FOR FISCAL
YEAR 2022
4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER SUSANNE LACHENMANN FOR FISCAL YEAR
2022
4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER GERALDINE PICAUD FOR FISCAL YEAR
2022
4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MANFRED PUFFER FOR FISCAL YEAR 2022
4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MELANIE RIEDL FOR FISCAL YEAR 2022
4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER JUERGEN SCHOLZ FOR FISCAL YEAR 2022
4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER ULRICH SPIESSHOFER FOR FISCAL YEAR
2022
4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MARGRET SUCKALE FOR FISCAL YEAR 2022
4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER MIRCO SYNDE (FROM JUNE 1, 2023) FOR
FISCAL YEAR 2022
4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER DIANA VITALE FOR FISCAL YEAR 2022
4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
MEMBER KERSTIN SCHULZENDORF (UNTIL MAY 31,
2022) FOR FISCAL YEAR 2022
5 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For
2023 AND FOR THE REVIEW OF INTERIM
FINANCIAL REPORTS FOR THE FIRST HALF OF
FISCAL YEAR 2023
6.1 ELECT HERBERT DIESS TO THE SUPERVISORY Mgmt For For
BOARD
6.2 ELECT KLAUS HELMRICH TO THE SUPERVISORY Mgmt For For
BOARD
7 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OR CANCELLATION OF REPURCHASED
SHARES
8 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For
REPURCHASING SHARES
9.1 AMEND ARTICLES RE: AGM LOCATION Mgmt For For
9.2 APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS Mgmt For For
UNTIL 2028
9.3 AMEND ARTICLES RE: PARTICIPATION OF Mgmt For For
SUPERVISORY BOARD MEMBERS IN THE ANNUAL
GENERAL MEETING BY MEANS OF AUDIO AND VIDEO
TRANSMISSION
10 APPROVE REMUNERATION POLICY Mgmt For For
11 APPROVE REMUNERATION REPORT Mgmt For For
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WPHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL
CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting
CAN BE FOUND DIRECTLY ON THE ISSUER'S
WEBSITE (PLEASE REFER TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU WISH TO
ACT ON THESE ITEMS, YOU WILL NEED TO
REQUEST A MEETING ATTEND AND VOTE YOUR
SHARES DIRECTLY AT THE COMPANY'S MEETING.
COUNTER PROPOSALS CANNOT BE REFLECTED IN
THE BALLOT ON PROXYEDGE
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting
ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH
ONLY. IF YOU WISH TO SEE THE AGENDA IN
GERMAN, THIS WILL BE MADE AVAILABLE AS A
LINK UNDER THE 'MATERIAL URL' DROPDOWN AT
THE TOP OF THE BALLOT. THE GERMAN AGENDAS
FOR ANY EXISTING OR PAST MEETINGS WILL
REMAIN IN PLACE. FOR FURTHER INFORMATION,
PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 11 JAN 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 JAN 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 11 JAN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTEL CORPORATION Agenda Number: 935793631
--------------------------------------------------------------------------------------------------------------------------
Security: 458140100
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: INTC
ISIN: US4581401001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Patrick P. Gelsinger Mgmt For For
1b. Election of Director: James J. Goetz Mgmt Against Against
1c. Election of Director: Andrea J. Goldsmith Mgmt For For
1d. Election of Director: Alyssa H. Henry Mgmt For For
1e. Election of Director: Omar Ishrak Mgmt For For
1f. Election of Director: Risa Lavizzo-Mourey Mgmt Against Against
1g. Election of Director: Tsu-Jae King Liu Mgmt For For
1h. Election of Director: Barbara G. Novick Mgmt For For
1i. Election of Director: Gregory D. Smith Mgmt For For
1j. Election of Director: Lip-Bu Tan Mgmt For For
1k. Election of Director: Dion J. Weisler Mgmt Against Against
1l. Election of Director: Frank D. Yeary Mgmt Against Against
2. Ratification of selection of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for 2023.
3. Advisory vote to approve executive Mgmt Against Against
compensation of our named executive
officers.
4. Approval of amendment and restatement of Mgmt Against Against
the 2006 Equity Incentive Plan.
5. Advisory vote on the frequency of holding Mgmt 1 Year For
future advisory votes to approve executive
compensation of our named executive
officers.
6. Stockholder proposal requesting an Shr For Against
executive stock retention period policy and
reporting, if properly presented at the
meeting.
7. Stockholder proposal requesting commission Shr Against For
and publication of a third party review of
Intel's China business ESG congruence, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
INTELLIA THERAPEUTICS, INC. Agenda Number: 935838562
--------------------------------------------------------------------------------------------------------------------------
Security: 45826J105
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: NTLA
ISIN: US45826J1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Muna Bhanji, R.Ph. Mgmt For For
John F. Crowley Mgmt Withheld Against
Jesse Goodman, MD, MPH Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as Intellia's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. Approve, on a non-binding advisory basis, Mgmt Against Against
the compensation of the named executive
officers.
4. Approval of an amendment to our Second Mgmt For For
Amended and Restated Certificate of
Incorporation to increase the number of
authorized shares of common stock from
120,000,000 to 240,000,000.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1b. Election of Director for a Term of One Mgmt Against Against
Year: David N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: Arvind Krishna
1f. Election of Director for a Term of One Mgmt Against Against
Year: Andrew N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1h. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1i. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1k. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1l. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of Mgmt 1 Year For
the Advisory Vote on Executive
Compensation.
5. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman.
6. Stockholder Proposal Requesting a Public Shr Against For
Report on Lobbying Activities.
7. Stockholder Proposal Requesting a Public Shr For Against
Report on Congruency in China Business
Operations and ESG Activities.
8. Stockholder Proposal Requesting a Public Shr For Against
Report on Harassment and Discrimination
Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC. Agenda Number: 935779744
--------------------------------------------------------------------------------------------------------------------------
Security: 46120E602
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: ISRG
ISIN: US46120E6023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Craig H. Barratt, Mgmt Against Against
Ph.D.
1b. Election of Director: Joseph C. Beery Mgmt For For
1c. Election of Director: Gary S. Guthart, Mgmt For For
Ph.D.
1d. Election of Director: Amal M. Johnson Mgmt Against Against
1e. Election of Director: Don R. Kania, Ph.D. Mgmt For For
1f. Election of Director: Amy L. Ladd, M.D. Mgmt Against Against
1g. Election of Director: Keith R. Leonard, Jr. Mgmt For For
1h. Election of Director: Alan J. Levy, Ph.D. Mgmt Against Against
1i. Election of Director: Jami Dover Nachtsheim Mgmt Against Against
1j. Election of Director: Monica P. Reed, M.D. Mgmt Against Against
1k. Election of Director: Mark J. Rubash Mgmt For For
2. To approve, by advisory vote, the Mgmt Against Against
compensation of the Company's Named
Executive Officers
3. To approve, by advisory vote, the frequency Mgmt 1 Year For
of the advisory vote on the compensation of
the Company's Named Executive Officers.
4. The ratification of appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
5. The stockholder proposal regarding pay Shr For Against
equity disclosure.
--------------------------------------------------------------------------------------------------------------------------
ITRON, INC. Agenda Number: 935780470
--------------------------------------------------------------------------------------------------------------------------
Security: 465741106
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: ITRI
ISIN: US4657411066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Hemmingsen Mgmt For For
1b. Election of Director: Jerome J. Lande Mgmt For For
1c. Election of Director: Frank M. Jaehnert Mgmt Against Against
2. Proposal to approve the advisory Mgmt Against Against
(non-binding) resolution relating to
executive compensation.
3. Proposal to approve, on an advisory Mgmt 1 Year For
(non-binding) basis, the frequency of the
advisory vote on executive compensation.
4. Proposal to approve the amendment of the Mgmt For For
Itron, Inc. 2012 Employee Stock Purchase
Plan.
5. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accountant for 2023.
--------------------------------------------------------------------------------------------------------------------------
JINKOSOLAR HOLDING CO., LTD. Agenda Number: 935745503
--------------------------------------------------------------------------------------------------------------------------
Security: 47759T100
Meeting Type: Annual
Meeting Date: 28-Dec-2022
Ticker: JKS
ISIN: US47759T1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. As an ordinary resolution that Mr. Kangping Mgmt Against Against
Chen be re-elected as a director of the
Company.
2. As an ordinary resolution that Mr. Haiyun Mgmt For For
Cao be re-elected as a director of the
Company.
3. As an ordinary resolution that the Mgmt Against Against
appointment of PricewaterhouseCoopers Zhong
Tian LLP as auditors of the Company for the
fiscal year of 2022 be ratified.
4. As an ordinary resolution that the Mgmt Against Against
directors of the Company be authorized to
determine the remuneration of the Company's
auditors.
5. As an ordinary resolution that each of the Mgmt For For
directors of the Company be authorized to
take any and all action that might be
necessary to effect the foregoing
resolutions 1 to 4 as such director, in his
or her absolute discretion, thinks fit.
--------------------------------------------------------------------------------------------------------------------------
JUNIPER NETWORKS, INC. Agenda Number: 935795736
--------------------------------------------------------------------------------------------------------------------------
Security: 48203R104
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: JNPR
ISIN: US48203R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Anne DelSanto Mgmt Against Against
1b. Election of Director: Kevin DeNuccio Mgmt Against Against
1c. Election of Director: James Dolce Mgmt Against Against
1d. Election of Director: Steven Fernandez Mgmt For For
1e. Election of Director: Christine Gorjanc Mgmt For For
1f. Election of Director: Janet Haugen Mgmt For For
1g. Election of Director: Scott Kriens Mgmt For For
1h. Election of Director: Rahul Merchant Mgmt For For
1i. Election of Director: Rami Rahim Mgmt For For
1j. Election of Director: William Stensrud Mgmt Against Against
2. Ratification of Ernst & Young LLP, an Mgmt Against Against
independent registered public accounting
firm, as our auditors for the fiscal year
ending December 31, 2023.
3. Approval of a non-binding advisory Mgmt Against Against
resolution on executive compensation.
4. Approval of a non-binding advisory Mgmt 1 Year For
resolution on the frequency of future
non-binding advisory votes on executive
compensation.
5. Approval of the amendment and restatement Mgmt Against Against
of the Juniper Networks, Inc. 2015 Equity
Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
KEYENCE CORPORATION Agenda Number: 717287355
--------------------------------------------------------------------------------------------------------------------------
Security: J32491102
Meeting Type: AGM
Meeting Date: 14-Jun-2023
Ticker:
ISIN: JP3236200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Takizaki, Takemitsu Mgmt For For
2.2 Appoint a Director Nakata, Yu Mgmt For For
2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For
2.4 Appoint a Director Yamamoto, Hiroaki Mgmt For For
2.5 Appoint a Director Nakano, Tetsuya Mgmt For For
2.6 Appoint a Director Yamamoto, Akinori Mgmt For For
2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For
2.8 Appoint a Director Suenaga, Kumiko Mgmt For For
2.9 Appoint a Director Yoshioka, Michifumi Mgmt For For
3 Appoint a Corporate Auditor Komura, Mgmt For For
Koichiro
4 Appoint a Substitute Corporate Auditor Mgmt For For
Yamamoto, Masaharu
--------------------------------------------------------------------------------------------------------------------------
LIVENT CORPORATION Agenda Number: 935773499
--------------------------------------------------------------------------------------------------------------------------
Security: 53814L108
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: LTHM
ISIN: US53814L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to terms Mgmt For For
expiring in 2026: Paul W. Graves
1b. Election of Class II Director to terms Mgmt For For
expiring in 2026: Andrea E. Utecht
1c. Election of Class II Director to terms Mgmt For For
expiring in 2026: Christina Lampe-Onnerud
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as independent registered public accounting
firm for 2023.
3. Advisory (non-binding) approval of named Mgmt Against Against
executive officer compensation.
4. Amendments to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation and
Amended and Restated By-Laws to declassify
the board of directors.
5. Amendment to the Company's Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
LUCID GROUP, INC. Agenda Number: 935775518
--------------------------------------------------------------------------------------------------------------------------
Security: 549498103
Meeting Type: Annual
Meeting Date: 24-Apr-2023
Ticker: LCID
ISIN: US5494981039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Turqi Alnowaiser Mgmt For For
Glenn R. August Mgmt For For
Andrew Liveris Mgmt Withheld Against
Sherif Marakby Mgmt For For
N. Maynard-Elliott Mgmt For For
Chabi Nouri Mgmt For For
Peter Rawlinson Mgmt For For
Ori Winitzer Mgmt For For
Janet S. Wong Mgmt For For
2. To ratify the selection of Grant Thornton Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023
3. To approve, on an advisory basis, the Mgmt Against Against
compensation for our named executive
officers as disclosed in our Proxy
Statement
4. To approve the amendment of the Lucid Mgmt Against Against
Group, Inc. Amended and Restated 2021 Stock
Incentive Plan
5. To approve the amendment and restatement of Mgmt For For
the Company's current certificate of
incorporation
--------------------------------------------------------------------------------------------------------------------------
MANDIANT INC. Agenda Number: 935658495
--------------------------------------------------------------------------------------------------------------------------
Security: 562662106
Meeting Type: Annual
Meeting Date: 07-Jul-2022
Ticker: MNDT
ISIN: US5626621065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Kevin R. Mgmt For For
Mandia
1b. Election of Class III Director: Enrique Mgmt Against Against
Salem
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2022.
3. Advisory vote to approve named executive Mgmt Against Against
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes to approve named executive
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935858437
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Merit E. Janow Mgmt Against Against
1b. ELECTION OF DIRECTOR: Candido Bracher Mgmt For For
1c. ELECTION OF DIRECTOR: Richard K. Davis Mgmt Against Against
1d. ELECTION OF DIRECTOR: Julius Genachowski Mgmt Against Against
1e. ELECTION OF DIRECTOR: Choon Phong Goh Mgmt For For
1f. ELECTION OF DIRECTOR: Oki Matsumoto Mgmt Against Against
1g. ELECTION OF DIRECTOR: Michael Miebach Mgmt For For
1h. ELECTION OF DIRECTOR: Youngme Moon Mgmt Against Against
1i. ELECTION OF DIRECTOR: Rima Qureshi Mgmt For For
1j. ELECTION OF DIRECTOR: Gabrielle Sulzberger Mgmt For For
1k. ELECTION OF DIRECTOR: Harit Talwar Mgmt Against Against
1l. ELECTION OF DIRECTOR: Lance Uggla Mgmt Against Against
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
future advisory votes on executive
compensation.
4. Approval of Mastercard Incorporated Mgmt For For
Employee Stock Purchase Plan.
5. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2023.
6. Consideration of a stockholder proposal Shr For Against
requesting a report on ensuring respect for
civil liberties.
7. Consideration of a stockholder proposal Shr Against For
requesting a report on Mastercard's stance
on new Merchant Category Code.
8. Consideration of a stockholder proposal Shr Against For
requesting lobbying disclosure.
9. Consideration of a stockholder proposal Shr For Against
requesting stockholders approve advance
notice bylaw amendments.
10. Consideration of a stockholder proposal Shr For Against
requesting a report on the cost-benefit
analysis of diversity and inclusion
efforts.
--------------------------------------------------------------------------------------------------------------------------
MERCADOLIBRE, INC. Agenda Number: 935843765
--------------------------------------------------------------------------------------------------------------------------
Security: 58733R102
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: MELI
ISIN: US58733R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan Segal Mgmt Withheld Against
Mario Eduardo Vazquez Mgmt Withheld Against
Alejandro N. Aguzin Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers for fiscal year 2022.
3. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of holding an advisory vote on
executive compensation.
4. To ratify the appointment of Pistrelli, Mgmt Against Against
Henry Martin y Asociados S.R.L., a member
firm of Ernst & Young Global Limited, as
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
META PLATFORMS, INC. Agenda Number: 935830960
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: META
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt Withheld Against
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt Withheld Against
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Tracey T. Travis Mgmt For For
Tony Xu Mgmt Withheld Against
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as Meta Platforms, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
3. A shareholder proposal regarding government Shr For Against
takedown requests.
4. A shareholder proposal regarding dual class Shr For Against
capital structure.
5. A shareholder proposal regarding human Shr For Against
rights impact assessment of targeted
advertising.
6. A shareholder proposal regarding report on Shr Against For
lobbying disclosures.
7. A shareholder proposal regarding report on Shr For Against
allegations of political entanglement and
content management biases in India.
8. A shareholder proposal regarding report on Shr Against For
framework to assess company lobbying
alignment with climate goals.
9. A shareholder proposal regarding report on Shr Against For
reproductive rights and data privacy.
10. A shareholder proposal regarding report on Shr For Against
enforcement of Community Standards and user
content.
11. A shareholder proposal regarding report on Shr For Against
child safety impacts and actual harm
reduction to children.
12. A shareholder proposal regarding report on Shr For Against
pay calibration to externalized costs.
13. A shareholder proposal regarding Shr Against For
performance review of the audit & risk
oversight committee.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935722567
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Reid G. Hoffman Mgmt For For
1b. Election of Director: Hugh F. Johnston Mgmt For For
1c. Election of Director: Teri L. List Mgmt For For
1d. Election of Director: Satya Nadella Mgmt Against Against
1e. Election of Director: Sandra E. Peterson Mgmt Against Against
1f. Election of Director: Penny S. Pritzker Mgmt For For
1g. Election of Director: Carlos A. Rodriguez Mgmt For For
1h. Election of Director: Charles W. Scharf Mgmt Against Against
1i. Election of Director: John W. Stanton Mgmt For For
1j. Election of Director: John W. Thompson Mgmt For For
1k. Election of Director: Emma N. Walmsley Mgmt Against Against
1l. Election of Director: Padmasree Warrior Mgmt Against Against
2. Advisory vote to approve named executive Mgmt Against Against
officer compensation
3. Ratification of the Selection of Deloitte & Mgmt Against Against
Touche LLP as our Independent Auditor for
Fiscal Year 2023
4. Shareholder Proposal - Cost/Benefit Shr For Against
Analysis of Diversity and Inclusion
5. Shareholder Proposal - Report on Hiring of Shr For Against
Persons with Arrest or Incarceration
Records
6. Shareholder Proposal - Report on Investment Shr Against For
of Retirement Funds in Companies
Contributing to Climate Change
7. Shareholder Proposal - Report on Government Shr For Against
Use of Microsoft Technology
8. Shareholder Proposal - Report on Shr Against For
Development of Products for Military
9. Shareholder Proposal - Report on Tax Shr Against For
Transparency
--------------------------------------------------------------------------------------------------------------------------
MONGODB, INC. Agenda Number: 935858538
--------------------------------------------------------------------------------------------------------------------------
Security: 60937P106
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: MDB
ISIN: US60937P1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Archana Agrawal Mgmt Withheld Against
Hope Cochran Mgmt For For
Dwight Merriman Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
3. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
--------------------------------------------------------------------------------------------------------------------------
NETEASE INC Agenda Number: 717169367
--------------------------------------------------------------------------------------------------------------------------
Security: G6427A102
Meeting Type: AGM
Meeting Date: 15-Jun-2023
Ticker:
ISIN: KYG6427A1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042803091.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042803281.pdf
1A TO RE-ELECT WILLIAM LEI DING AS A DIRECTOR Mgmt For For
1B TO RE-ELECT GRACE HUI TANG AS A DIRECTOR Mgmt For For
1C TO RE-ELECT ALICE YU-FEN CHENG AS A Mgmt For For
DIRECTOR
1D TO RE-ELECT JOSEPH TZE KAY TONG AS A Mgmt For For
DIRECTOR
1E TO RE-ELECT MICHAEL MAN KIT LEUNG AS A Mgmt For For
DIRECTOR
2 RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND
PRICEWATERHOUSECOOPERS AS AUDITORS OF
NETEASE, INC. FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2023 FOR U.S. FINANCIAL
REPORTING AND HONG KONG FINANCIAL REPORTING
PURPOSES, RESPECTIVELY
3 AMEND AND RESTATE THE COMPANYS AMENDED AND Mgmt For For
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION IN EFFECT, AS ADOPTED BY
SPECIAL RESOLUTION PASSED ON JUNE 23, 2021,
BY THE DELETION IN THEIR ENTIRETY AND BY
THE SUBSTITUTION IN THEIR PLACE OF THE
SECOND AMENDED AND RESTATED MEMORANDUM AND
ARTICLES OF ASSOCIATION WHICH ARE ANNEXED
TO THE ACCOMPANYING PROXY STATEMENT FOR THE
PURPOSES OF, AMONG OTHERS, (I) BRINGING THE
EXISTING ARTICLES OF ASSOCIATION IN LINE
WITH APPLICABLE AMENDMENTS MADE TO APPENDIX
3 TO THE HONG KONG LISTING RULES, AND (II)
MAKING OTHER MODIFICATIONS AND UPDATES, AS
SET FORTH IN THE PROXY STATEMENT
4 APPROVE THE COMPANYS AMENDED AND RESTATED Mgmt For For
2019 SHARE INCENTIVE PLAN WHICH IS ANNEXED
TO THE ACCOMPANYING PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935831126
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NFLX
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Stockholders:
Mathias Dopfner
1b. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Reed Hastings
1c. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Stockholders:
Jay Hoag
1d. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Ted Sarandos
2. Ratification of appointment of independent Mgmt Against Against
registered public accounting firm.
3. Advisory approval of named executive Mgmt Against Against
officer compensation.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
5. Stockholder proposal entitled, "Proposal 5 Shr Against For
- Reform the Current Impossible Special
Shareholder Meeting Requirements," if
properly presented at the meeting.
6. Stockholder proposal entitled, Shr Against For
"Netflix-Exclusive Board of Directors," if
properly presented at the meeting.
7. Stockholder proposal requesting a report on Shr For Against
the Company's 401(K) Plan, if properly
presented at the meeting.
8. Stockholder proposal entitled, "Policy on Shr For Against
Freedom of Association," if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 715948355
--------------------------------------------------------------------------------------------------------------------------
Security: G6525F102
Meeting Type: AGM
Meeting Date: 25-Aug-2022
Ticker:
ISIN: KYG6525F1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0726/2022072601040.pdf
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0726/2022072601046.pdf
1 THAT THE AUTHORISED BUT UNISSUED Mgmt No vote
132,030,222 CLASS B ORDINARY SHARES OF A
PAR VALUE OF USD0.00025 EACH OF THE COMPANY
BE REDESIGNATED AS 132,030,222 CLASS A
ORDINARY SHARES OF A PAR VALUE OF
USD0.00025 EACH OF THE COMPANY, SUCH THAT
THE AUTHORISED SHARE CAPITAL OF THE COMPANY
IS USD1,000,000 DIVIDED INTO 4,000,000,000
SHARES COMPRISING OF (I) 2,632,030,222
CLASS A ORDINARY SHARES OF A PAR VALUE OF
USD0.00025 EACH, (II) 148,500,000 CLASS C
ORDINARY SHARES OF A PAR VALUE OF
USD0.00025 EACH, AND (III) 1,219,469,778
SHARES OF A PAR VALUE OF USD0.00025 EACH OF
SUCH CLASS OR CLASSES (HOWEVER DESIGNATED)
AS THE BOARD OF DIRECTORS MAY DETERMINE IN
ACCORDANCE WITH ARTICLE 9 OF THE ARTICLES
OF ASSOCIATION OF THE COMPANY
2 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS THE Mgmt No vote
AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL
THE CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY AND TO AUTHORISE THE
BOARD TO FIX THEIR REMUNERATION FOR THE
YEAR ENDING DECEMBER 31, 2022
3 THAT SUBJECT TO THE PASSING OF THE Mgmt No vote
CLASS-BASED RESOLUTION (AS DEFINED IN THE
MEETING NOTICE) AT EACH OF THE CLASS
MEETING OF HOLDERS OF THE CLASS C ORDINARY
SHARES WITH A PAR VALUE OF USD0.00025 EACH,
EACH AND THE CLASS MEETING OF HOLDERS OF
CLASS A ORDINARY SHARES WITH A PAR VALUE OF
USD0.00025 EACH CONVENED ON THE SAME DATE
AND AT THE SAME PLACE AS THE AGM, THE
COMPANY'S TWELFTH AMENDED AND RESTATED
MEMORANDUM OF ASSOCIATION AND ARTICLES OF
ASSOCIATION IN EFFECT BE AMENDED AND
RESTATED BY THE DELETION IN THEIR ENTIRETY
AND THE SUBSTITUTION IN THEIR PLACE OF THE
THIRTEENTH AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION ANNEXED TO THIS
NOTICE, AS MORE PARTICULARLY DISCLOSED ON
PAGES 141 TO 152 OF THE COMPANY'S HONG KONG
LISTING DOCUMENT DATED FEBRUARY 28, 2022
(THE LISTING DOCUMENT), BY INCORPORATING
THE FOLLOWING REQUIREMENTS UNDER THE HONG
KONG LISTING RULES: PARAGRAPH 15 OF
APPENDIX 3 AND RULES 8A.09, 8A.13 TO 8A.19,
8A.21 TO 8A.24
4 THAT THE COMPANY'S TWELFTH AMENDED AND Mgmt No vote
RESTATED MEMORANDUM OF ASSOCIATION AND
ARTICLES OF ASSOCIATION IN EFFECT BE
AMENDED AND RESTATED BY THE DELETION IN
THEIR ENTIRETY AND THE SUBSTITUTION IN
THEIR PLACE OF THE THIRTEENTH AMENDED AND
RESTATED MEMORANDUM AND ARTICLES OF
ASSOCIATION ANNEXED TO THIS NOTICE, AS MORE
PARTICULARLY DISCLOSED ON PAGES 141 TO 152
OF THE LISTING DOCUMENT, BY (A)
INCORPORATING THE FOLLOWING REQUIREMENTS
UNDER THE HONG KONG LISTING RULES: (I)
PARAGRAPHS 14(1), 14(2), 14(4), 17 AND 20
OF APPENDIX 3, AND (II) RULES 8A.07, 8A.26
TO 8A.35 AND 8A.37 TO 8A.41, (B)
INCORPORATING A REQUIREMENT THAT WHERE A
GENERAL MEETING IS POSTPONED BY THE
DIRECTORS, SUCH MEETING SHALL BE POSTPONED
TO A SPECIFIC DATE, TIME AND PLACE, (C)
REMOVING THE SHAREHOLDING STRUCTURE OF
CLASS B ORDINARY SHARES AND PROVISIONS
RELATED TO CLASS B ORDINARY SHARES, AND (D)
TO PROVIDE FLEXIBILITY TO THE COMPANY IN
RELATION TO THE CONDUCT OF GENERAL MEETINGS
5 THAT (AS SPECIFIED)BE ADOPTED AS THE DUAL Mgmt No vote
FOREIGN NAME OF THE COMPANY
CMMT 28 JUL 2022: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 5. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NIO INC Agenda Number: 715948482
--------------------------------------------------------------------------------------------------------------------------
Security: G6525F102
Meeting Type: CLS
Meeting Date: 25-Aug-2022
Ticker:
ISIN: KYG6525F1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0726/2022072601040.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/0726/2022072601056.pdf
1 AS A SPECIAL RESOLUTION: THAT SUBJECT TO Mgmt No vote
THE PASSING OF THE CLASS-BASED RESOLUTION
(AS DEFINED IN THE MEETING NOTICE) AT EACH
OF THE CLASS MEETING OF HOLDERS OF THE
CLASS C ORDINARY SHARES WITH A PAR VALUE OF
USD 0.00025 EACH AND THE ANNUAL GENERAL
MEETING OF THE COMPANY, EACH CONVENED ON
THE SAME DATE AND AT THE SAME PLACE AS THE
CLASS A MEETING, THE COMPANY'S TWELFTH
AMENDED AND RESTATED MEMORANDUM OF
ASSOCIATION AND ARTICLES OF ASSOCIATION IN
EFFECT BE AMENDED AND RESTATED BY THE
DELETION IN THEIR ENTIRETY AND THE
SUBSTITUTION IN THEIR PLACE OF THE
THIRTEENTH AMENDED AND RESTATED MEMORANDUM
AND ARTICLES OF ASSOCIATION ANNEXED TO THIS
NOTICE, AS MORE PARTICULARLY DISCLOSED ON
PAGES 141 TO 152 OF THE COMPANY'S HONG KONG
LISTING DOCUMENT DATED FEBRUARY 28, 2022,
BY INCORPORATING THE FOLLOWING REQUIREMENTS
UNDER THE HONG KONG LISTING RULES:
PARAGRAPH 15 OF APPENDIX 3 AND RULES 8A.09,
8A.13 TO 8A.19, 8A.21 TO 8A.24
--------------------------------------------------------------------------------------------------------------------------
NORTONLIFELOCK INC Agenda Number: 935695291
--------------------------------------------------------------------------------------------------------------------------
Security: 668771108
Meeting Type: Annual
Meeting Date: 13-Sep-2022
Ticker: NLOK
ISIN: US6687711084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sue Barsamian Mgmt For For
1b. Election of Director: Eric K. Brandt Mgmt For For
1c. Election of Director: Frank E. Dangeard Mgmt Against Against
1d. Election of Director: Nora M. Denzel Mgmt For For
1e. Election of Director: Peter A. Feld Mgmt For For
1f. Election of Director: Emily Heath Mgmt For For
1g. Election of Director: Vincent Pilette Mgmt For For
1h. Election of Director: Sherrese Smith Mgmt For For
2. Ratification of the appointment of KPMG LLP Mgmt Against Against
as our independent registered public
accounting firm for the 2023 fiscal year.
3. Advisory vote to approve executive Mgmt For For
compensation.
4. Amendment of the 2013 Equity Incentive Mgmt For For
Plan.
5. Stockholder proposal regarding shareholder Shr For Against
ratification of termination pay.
--------------------------------------------------------------------------------------------------------------------------
NVIDIA CORPORATION Agenda Number: 935863224
--------------------------------------------------------------------------------------------------------------------------
Security: 67066G104
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: NVDA
ISIN: US67066G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert K. Burgess Mgmt Against Against
1b. Election of Director: Tench Coxe Mgmt Against Against
1c. Election of Director: John O. Dabiri Mgmt Against Against
1d. Election of Director: Persis S. Drell Mgmt For For
1e. Election of Director: Jen-Hsun Huang Mgmt For For
1f. Election of Director: Dawn Hudson Mgmt Against Against
1g. Election of Director: Harvey C. Jones Mgmt Against Against
1h. Election of Director: Michael G. McCaffery Mgmt For For
1i. Election of Director: Stephen C. Neal Mgmt For For
1j. Election of Director: Mark L. Perry Mgmt Against Against
1k. Election of Director: A. Brooke Seawell Mgmt Against Against
1l. Election of Director: Aarti Shah Mgmt For For
1m. Election of Director: Mark A. Stevens Mgmt Against Against
2. Advisory approval of our executive Mgmt Against Against
compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
holding an advisory vote on our executive
compensation.
4. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2024.
--------------------------------------------------------------------------------------------------------------------------
NXP SEMICONDUCTORS N.V. Agenda Number: 935858475
--------------------------------------------------------------------------------------------------------------------------
Security: N6596X109
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: NXPI
ISIN: NL0009538784
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the 2022 Statutory Annual Mgmt For For
Accounts
2. Discharge the members of the Company's Mgmt For For
Board of Directors (the "Board") for their
responsibilities in the financial year
ended December 31, 2022
3a. Re-appoint Kurt Sievers as executive Mgmt For For
director
3b. Re-appoint Annette Clayton as non-executive Mgmt Against Against
director
3c. Re-appoint Anthony Foxx as non-executive Mgmt For For
director
3d. Re-appoint Chunyuan Gu as non-executive Mgmt For For
director
3e. Re-appoint Lena Olving as non-executive Mgmt Against Against
director
3f. Re-appoint Julie Southern as non-executive Mgmt For For
director
3g. Re-appoint Jasmin Staiblin as non-executive Mgmt For For
director
3h. Re-appoint Gregory Summe as non-executive Mgmt For For
director
3i. Re-appoint Karl-Henrik Sundstrom as Mgmt Against Against
non-executive director
3j. Appoint Moshe Gavrielov as non-executive Mgmt For For
director
4. Authorization of the Board to issue Mgmt For For
ordinary shares of the Company ("ordinary
shares") and grant rights to acquire
ordinary shares
5. Authorization of the Board to restrict or Mgmt For For
exclude preemption rights accruing in
connection with an issue of shares or grant
of rights
6. Authorization of the Board to repurchase Mgmt Against Against
ordinary shares
7. Authorization of the Board to cancel Mgmt For For
ordinary shares held or to be acquired by
the Company
8. Re-appointment of Ernst & Young Accountants Mgmt For For
LLP as our independent auditors for the
fiscal year ending December 31, 2023
9. Non-binding, advisory vote to approve Named Mgmt Against Against
Executive Officer compensation
--------------------------------------------------------------------------------------------------------------------------
OKTA, INC. Agenda Number: 935863476
--------------------------------------------------------------------------------------------------------------------------
Security: 679295105
Meeting Type: Annual
Meeting Date: 22-Jun-2023
Ticker: OKTA
ISIN: US6792951054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Shellye Archambeau Mgmt For For
Robert L. Dixon, Jr. Mgmt Withheld Against
Benjamin Horowitz Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
3. To approve, on an advisory non-binding Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION Agenda Number: 935803468
--------------------------------------------------------------------------------------------------------------------------
Security: 682189105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: ON
ISIN: US6821891057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Atsushi Abe Mgmt For For
1b. Election of Director: Alan Campbell Mgmt For For
1c. Election of Director: Susan K. Carter Mgmt For For
1d. Election of Director: Thomas L. Deitrich Mgmt For For
1e. Election of Director: Hassane El-Khoury Mgmt For For
1f. Election of Director: Bruce E. Kiddoo Mgmt For For
1g. Election of Director: Paul A. Mascarenas Mgmt Against Against
1h. Election of Director: Gregory Waters Mgmt Against Against
1i. Election of Director: Christine Y. Yan Mgmt Against Against
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(Say-on-Pay).
3. Advisory vote to approve the frequency of Mgmt 1 Year For
future Say-on-Pay votes.
4. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered accounting firm for
the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935715182
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Awo Ablo Mgmt For For
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of our Named Executive Officers.
3. Ratification of the Selection of our Mgmt Against Against
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC. Agenda Number: 935799823
--------------------------------------------------------------------------------------------------------------------------
Security: 686688102
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: ORA
ISIN: US6866881021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Isaac Angel
1B. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Karin Corfee
1C. Election of Director to hold office until Mgmt Against Against
the 2024 Annual Meeting of Stockholders:
David Granot
1D. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Michal Marom
1E. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Mike Nikkel
1F. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Dafna Sharir
1G. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Stanley B. Stern
1H. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Hidetake Takahashi
1I. Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting of Stockholders:
Byron G. Wong
2. To ratify the appointment of Kesselman & Mgmt For For
Kesselman, a member firm of
PricewaterhouseCoopers International
Limited, as our independent registered
public accounting firm for 2023.
3. To approve, in a non-binding, advisory Mgmt For For
vote, the compensation of our named
executive officers.
4. To approve, in a non-binding, advisory Mgmt 1 Year For
vote, the frequency of the advisory
stockholder vote on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ORSTED Agenda Number: 716674141
--------------------------------------------------------------------------------------------------------------------------
Security: K7653Q105
Meeting Type: AGM
Meeting Date: 07-Mar-2023
Ticker:
ISIN: DK0060094928
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED.
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH
MARKET.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1 REPORT BY THE BOARD OF DIRECTORS Non-Voting
2 PRESENTATION OF THE AUDITED ANNUAL REPORT Mgmt No vote
FOR APPROVAL
3 PRESENTATION OF THE REMUNERATION REPORT FOR Mgmt No vote
AN ADVISORY VOTE
4 PROPOSAL TO DISCHARGE THE BOARD OF Mgmt No vote
DIRECTORS AND THE EXECUTIVE BOARD FROM
THEIR LIABILITIES
5 PROPOSAL FOR THE APPROPRIATION OF THE Mgmt No vote
PROFIT ACCORDING TO THE APPROVED ANNUAL
REPORT
6.1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF EIGHT MEMBERS OF THE BOARD OF DIRECTORS
6.2 ELECTION OF MEMBERS TO THE BOARD OF Non-Voting
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF THE CHAIR
6.2.1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING:
RE-ELECTION OF THOMAS THUNE ANDERSEN AS
CHAIR OF THE BOARD OF DIRECTORS
6.3 ELECTION OF MEMBERS TO THE BOARD OF Non-Voting
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF THE DEPUTY CHAIR
6.3.1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING:
RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIR
OF THE BOARD OF DIRECTORS
6.4 ELECTION OF MEMBERS TO THE BOARD OF Non-Voting
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF THE OTHER MEMBERS OF THE BOARD OF
DIRECTORS
6.4.1 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING:
RE-ELECTION OF JOERGEN KILDAHL AS MEMBER OF
THE BOARD OF DIRECTORS
6.4.2 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING:
RE-ELECTION OF PETER KORSHOLM AS MEMBER OF
THE BOARD OF DIRECTORS
6.4.3 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING:
RE-ELECTION OF DIETER WEMMER AS MEMBER OF
THE BOARD OF DIRECTORS
6.4.4 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING:
RE-ELECTION OF JULIA KING AS MEMBER OF THE
BOARD OF DIRECTORS
6.4.5 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF ANNICA BRESKY AS NEW MEMBER OF THE BOARD
OF DIRECTORS
6.4.6 ELECTION OF MEMBERS TO THE BOARD OF Mgmt No vote
DIRECTORS BY THE GENERAL MEETING: ELECTION
OF ANDREW BROWN AS NEW MEMBER OF THE BOARD
OF DIRECTORS
7 DETERMINATION OF THE REMUNERATION PAYABLE Mgmt No vote
TO THE BOARD OF DIRECTORS FOR THE FINANCIAL
YEAR 2023
8 RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt No vote
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
9 GRANT OF AUTHORISATION Mgmt No vote
10 ANY OTHER BUSINESS Non-Voting
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.1 TO 6.4.6 AND 8.
THANK YOU.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE. THANK YOU
CMMT 13 FEB 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 13 FEB 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 13 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
PALO ALTO NETWORKS, INC. Agenda Number: 935732140
--------------------------------------------------------------------------------------------------------------------------
Security: 697435105
Meeting Type: Annual
Meeting Date: 13-Dec-2022
Ticker: PANW
ISIN: US6974351057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Dr. Helene Mgmt For For
D. Gayle
1b. Election of Class II Director: James J. Mgmt Against Against
Goetz
2. To ratify the appointment of Ernst & Young Mgmt Against Against
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To approve an amendment to the 2021 Palo Mgmt Against Against
Alto Networks, Inc. Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
PANASONIC HOLDINGS CORPORATION Agenda Number: 717313073
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 26-Jun-2023
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tsuga, Kazuhiro Mgmt For For
1.2 Appoint a Director Kusumi, Yuki Mgmt For For
1.3 Appoint a Director Homma, Tetsuro Mgmt For For
1.4 Appoint a Director Sato, Mototsugu Mgmt For For
1.5 Appoint a Director Umeda, Hirokazu Mgmt For For
1.6 Appoint a Director Matsui, Shinobu Mgmt For For
1.7 Appoint a Director Noji, Kunio Mgmt For For
1.8 Appoint a Director Sawada, Michitaka Mgmt For For
1.9 Appoint a Director Toyama, Kazuhiko Mgmt For For
1.10 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
1.11 Appoint a Director Miyabe, Yoshiyuki Mgmt For For
1.12 Appoint a Director Shotoku, Ayako Mgmt For For
1.13 Appoint a Director Nishiyama, Keita Mgmt For For
2 Appoint a Corporate Auditor Baba, Hidetoshi Mgmt For For
3 Approve Details of the Restricted-Stock Mgmt For For
Compensation to be received by Directors
(Excluding Outside Directors)
4 Approve Details of the Compensation to be Mgmt For For
received by Corporate Auditors
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935821036
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt Against Against
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt Against Against
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt Against Against
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Approval of the PayPal Holdings, Inc. 2015 Mgmt Against Against
Equity Incentive Award Plan, as Amended and
Restated.
4. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2023.
5. Stockholder Proposal - Provision of Shr Against For
Services in Conflict Zones.
6. Stockholder Proposal - Reproductive Rights Shr Against For
and Data Privacy.
7. Stockholder Proposal - PayPal Transparency Shr For Against
Reports.
8. Stockholder Proposal - Report on Ensuring Shr For Against
Respect for Civil Liberties.
9. Stockholder Proposal - Adopt Majority Vote Shr For Against
Standard for Director Elections.
--------------------------------------------------------------------------------------------------------------------------
PENTAIR PLC Agenda Number: 935791601
--------------------------------------------------------------------------------------------------------------------------
Security: G7S00T104
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: PNR
ISIN: IE00BLS09M33
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of director: Mona Abutaleb Mgmt For For
Stephenson
1b. Re-election of director: Melissa Barra Mgmt For For
1c. Re-election of director: T. Michael Glenn Mgmt Against Against
1d. Re-election of director: Theodore L. Harris Mgmt Against Against
1e. Re-election of director: David A. Jones Mgmt Against Against
1f. Re-election of director: Gregory E. Knight Mgmt For For
1g. Re-election of director: Michael T. Mgmt For For
Speetzen
1h. Re-election of director: John L. Stauch Mgmt For For
1i. Re-election of director: Billie I. Mgmt Against Against
Williamson
2. To approve, by nonbinding, advisory vote, Mgmt Against Against
the compensation of the named executive
officers.
3. To approve, by nonbinding, advisory vote, Mgmt 1 Year For
the frequency of future advisory votes on
the compensation of the named executive
officers.
4. To ratify, by nonbinding, advisory vote, Mgmt Against Against
the appointment of Deloitte & Touche LLP as
the independent auditor of Pentair plc and
to authorize, by binding vote, the Audit
and Finance Committee of the Board of
Directors to set the auditor's
remuneration.
5. To authorize the Board of Directors to Mgmt For For
allot new shares under Irish law.
6. To authorize the Board of Directors to Mgmt For For
opt-out of statutory preemption rights
under Irish law (Special Resolution).
7. To authorize the price range at which Mgmt For For
Pentair plc can re-allot shares it holds as
treasury shares under Irish law (Special
Resolution).
--------------------------------------------------------------------------------------------------------------------------
PLUG POWER INC. Agenda Number: 935870320
--------------------------------------------------------------------------------------------------------------------------
Security: 72919P202
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: PLUG
ISIN: US72919P2020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class III Director: Jonathan M. Mgmt For For
Silver
1b. Election of Class III Director: Kyungyeol Mgmt For For
Song
2. The approval of Amendment No. 2 to the Plug Mgmt Against Against
Power Inc. 2021 Stock Option and Incentive
Plan as described in the proxy statement.
3. The approval of the Plug Power Inc. 2023 Mgmt For For
Employee Stock Purchase Plan as described
in the proxy statement.
4. The approval of the non-binding, advisory Mgmt Against Against
vote regarding the compensation of the
Company's named executive officers as
described in the proxy statement.
5. The approval of the non-binding, advisory Mgmt 1 Year For
vote regarding the frequency of future
non-binding, advisory votes to approve the
compensation of the Company's named
executive officers.
6. The ratification of Deloitte & Touche LLP Mgmt For For
as the Company's independent registered
public accounting firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
PTC INC. Agenda Number: 935751809
--------------------------------------------------------------------------------------------------------------------------
Security: 69370C100
Meeting Type: Annual
Meeting Date: 16-Feb-2023
Ticker: PTC
ISIN: US69370C1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt Withheld Against
Janice Chaffin Mgmt Withheld Against
Amar Hanspal Mgmt For For
James Heppelmann Mgmt Withheld Against
Michal Katz Mgmt For For
Paul Lacy Mgmt Withheld Against
Corinna Lathan Mgmt For For
Blake Moret Mgmt For For
Robert Schechter Mgmt Withheld Against
2. Approve an increase of 6,000,000 shares Mgmt Against Against
available for issuance under the 2000
Equity Incentive Plan.
3. Approve an increase of 2,000,000 shares Mgmt For For
available under the 2016 Employee Stock
Purchase Plan.
4. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers
(say-on-pay).
5. Advisory vote on the frequency of the Mgmt 1 Year For
Say-on-Pay vote.
6. Advisory vote to confirm the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 935757281
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 08-Mar-2023
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Sylvia Acevedo
1b. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Cristiano R. Amon
1c. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark Fields
1d. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jeffrey W. Henderson
1e. Election of Director to hold office until Mgmt Against Against
the next annual meeting of stockholders:
Gregory N. Johnson
1f. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Ann M. Livermore
1g. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Mark D. McLaughlin
1h. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jamie S. Miller
1i. Election of Director to hold office until Mgmt Against Against
the next annual meeting of stockholders:
Irene B. Rosenfeld
1j. Election of Director to hold office until Mgmt Against Against
the next annual meeting of stockholders:
Kornelis (Neil) Smit
1k. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Jean-Pascal Tricoire
1l. Election of Director to hold office until Mgmt For For
the next annual meeting of stockholders:
Anthony J. Vinciquerra
2. Ratification of the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent public accountants for our
fiscal year ending September 24, 2023.
3. Approval of the QUALCOMM Incorporated 2023 Mgmt Against Against
Long-Term Incentive Plan.
4. Approval, on an advisory basis, of the Mgmt Against Against
compensation of our named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935827420
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: QLYS
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Wendy M. Pfeiffer Mgmt For For
John Zangardi Mgmt Withheld Against
2. To ratify the appointment of Grant Thornton Mgmt Against Against
LLP as Qualys, Inc.'s independent
registered public accounting firm for its
fiscal year ending December 31, 2023.
3. To approve, on an advisory and non-binding Mgmt Against Against
basis, the compensation of Qualys, Inc.'s
named executive officers as described in
the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
RAPID7, INC. Agenda Number: 935840151
--------------------------------------------------------------------------------------------------------------------------
Security: 753422104
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: RPD
ISIN: US7534221046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael Berry Mgmt Withheld Against
Marc Brown Mgmt Withheld Against
Judy Bruner Mgmt For For
Ben Holzman Mgmt Withheld Against
Christina Kosmowski Mgmt For For
Ben Nye Mgmt Withheld Against
Tom Schodorf Mgmt Withheld Against
Reeny Sondhi Mgmt For For
Corey Thomas Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of KPMG
LLP as the independent registered public
accounting firm of the Company for its
fiscal year ending December 31, 2023.
3. To approve, by non-binding vote, the Mgmt Against Against
compensation of the Company's named
executive officers as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
RIVIAN AUTOMOTIVE, INC. Agenda Number: 935857358
--------------------------------------------------------------------------------------------------------------------------
Security: 76954A103
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: RIVN
ISIN: US76954A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting of
Stockholders: Karen Boone
1b. Election of Class II Director to serve Mgmt For For
until the 2026 Annual Meeting of
Stockholders: Rose Marcario
2. Ratification of the appointment of KPMG LLP Mgmt For For
as our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. Approval, on an advisory (non-binding) Mgmt For For
basis, of the compensation of our named
executive officers.
4. Stockholder proposal requesting the Shr For Against
adoption of a human rights policy.
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935848044
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Frances Frei Mgmt Against Against
1.2 Election of Class II Director: Meyer Malka Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
ROBLOX CORPORATION Agenda Number: 935803759
--------------------------------------------------------------------------------------------------------------------------
Security: 771049103
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: RBLX
ISIN: US7710491033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Baszucki Mgmt For For
Greg Baszucki Mgmt For For
2. Advisory Vote on the Compensation of our Mgmt Against Against
Named Executive Officers.
3. Ratification of Independent Registered Mgmt Against Against
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
ROKU, INC. Agenda Number: 935842345
--------------------------------------------------------------------------------------------------------------------------
Security: 77543R102
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: ROKU
ISIN: US77543R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Jeffrey
Blackburn
2a. Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Jeffrey
Hastings
2b. Election of Class III Director to serve Mgmt Withheld Against
until the 2026 Annual Meeting: Neil Hunt
2c. Election of Class III Director to serve Mgmt For For
until the 2026 Annual Meeting: Anthony Wood
3. Advisory vote to approve our named Mgmt Against Against
executive officer compensation.
4. To ratify the selection of Deloitte & Mgmt Against Against
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
ROPER TECHNOLOGIES, INC. Agenda Number: 935847989
--------------------------------------------------------------------------------------------------------------------------
Security: 776696106
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: ROP
ISIN: US7766961061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director for a one-year term: Mgmt For For
Shellye L. Archambeau
1.2 Election of Director for a one-year term: Mgmt Against Against
Amy Woods Brinkley
1.3 Election of Director for a one-year term: Mgmt For For
Irene M. Esteves
1.4 Election of Director for a one-year term: Mgmt For For
L. Neil Hunn
1.5 Election of Director for a one-year term: Mgmt Against Against
Robert D. Johnson
1.6 Election of Director for a one-year term: Mgmt Against Against
Thomas P. Joyce, Jr.
1.7 Election of Director for a one-year term: Mgmt Against Against
Laura G. Thatcher
1.8 Election of Director for a one-year term: Mgmt Against Against
Richard F. Wallman
1.9 Election of Director for a one-year term: Mgmt Against Against
Christopher Wright
2. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
3. To select, on an advisory basis, the Mgmt 1 Year For
frequency of the shareholder vote on the
compensation of our named executive
officers.
4. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2023.
5. Approve an amendment to and restatement of Mgmt For For
our Restated Certificate of Incorporation
to permit the exculpation of officers.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE, INC. Agenda Number: 935846127
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 08-Jun-2023
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt Against Against
1b. Election of Director: Laura Alber Mgmt For For
1c. Election of Director: Craig Conway Mgmt Against Against
1d. Election of Director: Arnold Donald Mgmt For For
1e. Election of Director: Parker Harris Mgmt For For
1f. Election of Director: Neelie Kroes Mgmt Against Against
1g. Election of Director: Sachin Mehra Mgmt For For
1h. Election of Director: Mason Morfit Mgmt For For
1i. Election of Director: Oscar Munoz Mgmt For For
1j. Election of Director: John V. Roos Mgmt Against Against
1k. Election of Director: Robin Washington Mgmt For For
1l. Election of Director: Maynard Webb Mgmt For For
1m. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Mgmt Against Against
Equity Incentive Plan to increase the
number of shares reserved for issuance.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2024.
4. An advisory vote to approve the fiscal 2023 Mgmt Against Against
compensation of our named executive
officers.
5. An advisory vote on the frequency of Mgmt 1 Year For
holding future advisory votes to approve
executive compensation.
6. A stockholder proposal requesting a policy Shr For Against
to require the Chair of the Board be an
independent member of the Board and not a
former CEO of the Company, if properly
presented at the meeting.
7. A stockholder proposal requesting a policy Shr Against For
to forbid all Company directors from
sitting on any other boards, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SAMSUNG SDI CO. LTD Agenda Number: 716684091
--------------------------------------------------------------------------------------------------------------------------
Security: Y74866107
Meeting Type: AGM
Meeting Date: 15-Mar-2023
Ticker:
ISIN: KR7006400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt No vote
2.1 ELECTION OF INSIDE DIRECTOR: JEON YEONG Mgmt No vote
HYEON
2.2 ELECTION OF OUTSIDE DIRECTOR: GWON O GYEONG Mgmt No vote
2.3 ELECTION OF OUTSIDE DIRECTOR: GIM DEOK Mgmt No vote
HYEON
2.4 ELECTION OF OUTSIDE DIRECTOR: I MI GYEONG Mgmt No vote
3.1 ELECTION OF AUDIT COMMITTEE MEMBER GWON O Mgmt No vote
GYEONG
3.2 ELECTION OF AUDIT COMMITTEE MEMBER I MI Mgmt No vote
GYEONG
4 ELECTION OF OUTSIDE DIRECTOR WHO IS AN Mgmt No vote
AUDIT COMMITTEE MEMBER CHOE WON UK
5 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt No vote
CMMT 16 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 2.4 AND 3.2. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE Agenda Number: 716843570
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 04-May-2023
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR
LODGMENT.
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR
CUSTODIAN.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED.
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK.
1 APPROVAL OF STATUTORY FINANCIAL STATEMENTS Mgmt For For
FOR THE 2022 FISCAL YEAR
2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2022 FISCAL YEAR
3 APPROPRIATION OF PROFIT FOR THE FISCAL YEAR Mgmt For For
AND SETTING THE DIVIDEND
4 APPROVAL OF REGULATED AGREEMENTS GOVERNED Mgmt For For
BY ARTICLE L. 225-38 ET SEQ. OF THE FRENCH
COMMERCIAL CODE
5 APPROVAL OF THE INFORMATION ON THE Mgmt For For
DIRECTORS AND THE CORPORATE OFFICERS
COMPENSATION PAID OR GRANTED FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2022 MENTIONED IN
ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL
CODE
6 APPROVAL OF THE COMPONENTS OF THE TOTAL Mgmt For For
COMPENSATION AND BENEFITS OF ALL TYPES PAID
DURING THE 2022 FISCAL YEAR OR AWARDED IN
RESPECT OF THE SAID FISCAL YEAR TO MR.
JEAN-PASCAL TRICOIRE
7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN & CHIEF EXECUTIVE OFFICER, MR.
JEAN-PASCAL TRICOIRE, FOR THE PERIOD FROM
JANUARY 1 TO MAY 3, 2023
8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHIEF EXECUTIVE OFFICER, MR. PETER HERWECK,
FOR THE PERIOD FROM MAY 4 TO DECEMBER 31,
2023
9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For
CHAIRMAN OF THE BOARD OF DIRECTORS, MR.
JEAN-PASCAL TRICOIRE, FOR THE PERIOD FROM
MAY 4 TO DECEMBER 31, 2023
10 DETERMINATION OF THE TOTAL ANNUAL Mgmt For For
COMPENSATION OF THE DIRECTORS
11 APPROVAL OF THE DIRECTORS COMPENSATION Mgmt For For
POLICY
12 RENEWAL OF THE TERM OF OFFICE OF MR. L?O Mgmt For For
APOTHEKER
13 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For
GREGORY SPIERKEL
14 RENEWAL OF THE TERM OF OFFICE OF MR. LIP-BU Mgmt For For
TAN
15 APPOINTMENT OF MR. ABHAY PARASNIS AS A Mgmt For For
DIRECTOR
16 APPOINTMENT OF MRS. GIULIA CHIERCHIA AS A Mgmt For For
DIRECTOR
17 OPINION ON THE COMPANY CLIMATE STRATEGY Mgmt For For
18 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO BUY BACK COMPANY SHARES
19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL OF THE
COMPANY WITH SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT
20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL OF THE
COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT THROUGH A PUBLIC
OFFERING OTHER THAN THOSE REFERRED TO IN
ARTICLE L. 411-2 1N OF THE FRENCH MONETARY
AND FINANCIAL CODE
21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL OF THE
COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT THROUGH AN OFFERING IN
ACCORDANCE WITH ARTICLE L. 411-2 1N OF THE
FRENCH MONETARY AND FINANCIAL CODE
22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF SHARES
TO BE ISSUED IN THE EVENT OF A CAPITAL
INCREASE WITH OR WITHOUT SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHT
23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
ISSUING ORDINARY SHARES OR SECURITIES
GIVING ACCESS TO SHARE CAPITAL OF THE
COMPANY WITHOUT SHAREHOLDERS PREFERENTIAL
SUBSCRIPTION RIGHT IN CONSIDERATION FOR
CONTRIBUTIONS IN KIND TO THE COMPANY
24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY
CAPITALIZING ADDITIONAL PAID-IN CAPITAL,
RESERVES, EARNINGS OR OTHER
25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO UNDERTAKE CAPITAL INCREASES
RESERVED FOR PARTICIPANTS IN A COMPANY
SAVINGS PLAN WITHOUT SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHT
26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO UNDERTAKE CAPITAL INCREASES
RESERVED FOR EMPLOYEES OF CERTAIN
NON-FRENCH SUBSIDIARIES OF THE GROUP,
DIRECTLY OR VIA ENTITIES ACTING TO OFFER
THOSE EMPLOYEES BENEFITS COMPARABLE TO
THOSE OFFERED TO PARTICIPANTS IN A COMPANY
SAVINGS PLAN WITHOUT SHAREHOLDERS
PREFERENTIAL SUBSCRIPTION RIGHT
27 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
CANCEL SHARES OF THE COMPANY BOUGHT BACK BY
THE COMPANY UNDER THE SHARE BUYBACK
PROGRAMS
28 POWERS FOR FORMALITIES Mgmt For For
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0327/202303272300691
.pdf
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
--------------------------------------------------------------------------------------------------------------------------
SENTINELONE, INC. Agenda Number: 935869492
--------------------------------------------------------------------------------------------------------------------------
Security: 81730H109
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: S
ISIN: US81730H1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ana G. Pinczuk Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as SentinelOne, Inc.'s
independent registered public accounting
firm for the fiscal year ending January 31,
2024.
3. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of our named executive
officers.
4. Selection, on a non-binding advisory basis, Mgmt 1 Year For
of whether future advisory votes on the
compensation of our named executive
officers should be every one, two or three
years.
--------------------------------------------------------------------------------------------------------------------------
SERVICENOW, INC. Agenda Number: 935821062
--------------------------------------------------------------------------------------------------------------------------
Security: 81762P102
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NOW
ISIN: US81762P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan L. Bostrom Mgmt Against Against
1b. Election of Director: Teresa Briggs Mgmt For For
1c. Election of Director: Jonathan C. Chadwick Mgmt For For
1d. Election of Director: Paul E. Chamberlain Mgmt For For
1e. Election of Director: Lawrence J. Jackson, Mgmt For For
Jr.
1f. Election of Director: Frederic B. Luddy Mgmt For For
1g. Election of Director: William R. McDermott Mgmt Against Against
1h. Election of Director: Jeffrey A. Miller Mgmt Against Against
1i. Election of Director: Joseph "Larry" Mgmt For For
Quinlan
1j. Election of Director: Anita M. Sands Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation of our Named Executive
Officers ("Say-on-Pay").
3. To ratify PricewaterhouseCoopers LLP as the Mgmt Against Against
independent registered public accounting
firm for 2023.
4. To approve the Amended and Restated 2021 Mgmt Against Against
Equity Incentive Plan to increase the
number of shares reserved for issuance.
5. To elect Deborah Black as a director. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SHOALS TECHNOLOGIES GROUP, INC. Agenda Number: 935788072
--------------------------------------------------------------------------------------------------------------------------
Security: 82489W107
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: SHLS
ISIN: US82489W1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeannette Mills Mgmt For For
Lori Sundberg Mgmt For For
2. Approval, by an advisory vote, of the Mgmt 1 Year For
frequency of future advisory votes to
approve the compensation of the Company's
Named Executive Officers (i.e.,
"say-on-pay" frequency proposal).
3. Approval, by an advisory vote, of the Mgmt For For
compensation of the Company's Named
Executive Officers (i.e., "say-on-pay"
proposal).
4. The ratification of the appointment of BDO Mgmt For For
USA, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
SHOPIFY INC. Agenda Number: 935878453
--------------------------------------------------------------------------------------------------------------------------
Security: 82509L107
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: SHOP
ISIN: CA82509L1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Tobias Lutke Mgmt Against Against
1B Election of Director: Robert Ashe Mgmt Against Against
1C Election of Director: Gail Goodman Mgmt Against Against
1D Election of Director: Colleen Johnston Mgmt For For
1E Election of Director: Jeremy Levine Mgmt Against Against
1F Election of Director: Toby Shannan Mgmt For For
1G Election of Director: Fidji Simo Mgmt For For
1H Election of Director: Bret Taylor Mgmt For For
2 Auditor Proposal Resolution approving the Mgmt Withheld Against
re-appointment of PricewaterhouseCoopers
LLP as auditors of Shopify Inc. and
authorizing the Board of Directors to fix
their remuneration.
3 Advisory Vote on Executive Compensation Mgmt Against Against
Proposal Non-binding advisory resolution
that the shareholders accept Shopify Inc.'s
approach to executive compensation as
disclosed in the Management Information
Circular for the Meeting.
--------------------------------------------------------------------------------------------------------------------------
SKYWORKS SOLUTIONS, INC. Agenda Number: 935790231
--------------------------------------------------------------------------------------------------------------------------
Security: 83088M102
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: SWKS
ISIN: US83088M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director with terms expiring at Mgmt Against Against
the next Annual Meeting: Alan S. Batey
1b. Election of Director with terms expiring at Mgmt Against Against
the next Annual Meeting: Kevin L. Beebe
1c. Election of Director with terms expiring at Mgmt Against Against
the next Annual Meeting: Liam K. Griffin
1d. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Eric J. Guerin
1e. Election of Director with terms expiring at Mgmt Against Against
the next Annual Meeting: Christine King
1f. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Suzanne E. McBride
1g. Election of Director with terms expiring at Mgmt Against Against
the next Annual Meeting: David P. McGlade
1h. Election of Director with terms expiring at Mgmt Against Against
the next Annual Meeting: Robert A.
Schriesheim
1i. Election of Director with terms expiring at Mgmt For For
the next Annual Meeting: Maryann Turcke
2. To ratify the selection by the Company's Mgmt Against Against
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
4. To approve, on an advisory basis, the Mgmt 1 Year For
frequency of future advisory votes on the
compensation of the Company's named
executive officers.
5. To approve an amendment to the Company's Mgmt For For
Restated Certificate of Incorporation to
reflect new Delaware law provisions
regarding exculpation of officers.
6. To approve a stockholder proposal regarding Shr For
simple majority vote.
--------------------------------------------------------------------------------------------------------------------------
SOCIEDAD QUIMICA Y MINERA DE CHILE SA SOQUIMICH Agenda Number: 717002682
--------------------------------------------------------------------------------------------------------------------------
Security: P8716X108
Meeting Type: OGM
Meeting Date: 26-Apr-2023
Ticker:
ISIN: CLP8716X1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 879051 DUE TOTO RECEIVED UPDATED
AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED IF VOTE
DEADLINE EXTENSIONS ARE GRANTED. THEREFORE
PLEASE REINSTRUCT ON THIS MEETING NOTICE ON
THE NEW JOB. IF HOWEVER VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE. PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING, AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU.
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 DESIGNATE AUDITORS Mgmt For For
3 DESIGNATE RISK ASSESSMENT COMPANIES Mgmt For For
4 DESIGNATE ACCOUNT INSPECTORS Mgmt For For
5 APPROVE INVESTMENT POLICY Mgmt For For
6 APPROVE FINANCING POLICY Mgmt For For
7 APPROVE DIVIDENDS Mgmt For For
CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting
OPTIONS TO BE ELECTED, THERE IS ONLY 1
OPTION AVAILABLE TO BE FILLED AT THE
MEETING. THE STANDING INSTRUCTIONS FOR THIS
MEETING WILL BE DISABLED AND, IF YOU
CHOOSE, YOU ARE REQUIRED TO VOTE FOR,
AGAINST OR ABSTAIN ON ONLY 1 OF THE 2
OPTIONS AND TO SELECT 'CLEAR' FOR THE
OTHERS. THANK YOU
8.8.A ELECT ANTONIO GIL NIEVAS AS DIRECTOR Mgmt Abstain Against
REPRESENTING SERIES B SHAREHOLDERS
9.8.B ELECT DIRECTORS Mgmt No vote
10.9 APPROVE REMUNERATION OF BOARD OF DIRECTORS Mgmt For For
AND BOARD COMMITTEES
11.10 DESIGNATE NEWSPAPER TO PUBLISH MEETING Mgmt For For
ANNOUNCEMENTS, OTHER BUSINESS AND EXECUTION
OF SHAREHOLDERS MEETING RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
SOLAREDGE TECHNOLOGIES, INC. Agenda Number: 935833194
--------------------------------------------------------------------------------------------------------------------------
Security: 83417M104
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: SEDG
ISIN: US83417M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marcel Gani Mgmt For For
1b. Election of Director: Tal Payne Mgmt For For
2. Ratification of appointment of Ernst & Mgmt Against Against
Young LLP as independent registered public
accounting firm for the year ending
December 31, 2023.
3. Approval of, on an advisory and non-binding Mgmt For For
basis, the compensation of our named
executive officers (the "Say-on-Pay" vote).
4. Vote, on an advisory and non-binding basis, Mgmt 1 Year For
on the preferred frequency of future
stockholder advisory votes to approve the
compensation of our named executive
officers (the "Say-on- Frequency" vote).
5. Approval of an amendment to the Company's Mgmt For For
certificate of incorporation to declassify
the Board and phase-in annual director
elections.
6. Approval of an amendment to the Company's Mgmt For For
certificate of incorporation to remove the
supermajority voting requirements to amend
certain provisions of the Company's
certificate of incorporation and bylaws.
7. Approval of an amendment to the Company's Mgmt For For
certificate of incorporation to add a
federal forum selection provision for
causes of action under the Securities Act
of 1933.
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935862195
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Patricia Mgmt For For
Morrison
1b. Election of Class II Director: David Mgmt For For
Tunnell
1c. Election of Class II Director: General Mgmt For For
Dennis Via (ret)
1d. Election of Class II Director: Luis Visoso Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
4. To approve the Splunk Inc. Amended and Mgmt Against Against
Restated 2022 Equity Incentive Plan and the
reservation of shares thereunder.
--------------------------------------------------------------------------------------------------------------------------
STMICROELECTRONICS NV Agenda Number: 716853280
--------------------------------------------------------------------------------------------------------------------------
Security: N83574108
Meeting Type: AGM
Meeting Date: 24-May-2023
Ticker:
ISIN: NL0000226223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
1 RECEIVE REPORT OF MANAGEMENT BOARD Non-Voting
(NON-VOTING)
2 RECEIVE REPORT OF SUPERVISORY BOARD Non-Voting
(NON-VOTING)
3 APPROVE REMUNERATION REPORT Mgmt For For
4 ADOPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
5 APPROVE DIVIDENDS Mgmt For For
6 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For
7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For
8 APPROVE GRANT OF UNVESTED STOCK AWARDS TO Mgmt For For
JEAN-MARC CHERY AS PRESIDENT AND CEO
9 REELECT YANN DELABRIERE TO SUPERVISORY Mgmt For For
BOARD
10 REELECT ANA DE PRO GONZALO TO SUPERVISORY Mgmt For For
BOARD
11 REELECT FREDERIC SANCHEZ TO SUPERVISORY Mgmt For For
BOARD
12 REELECT MAURIZIO TAMAGNINI TO SUPERVISORY Mgmt For For
BOARD
13 ELECT HELENE VLETTER-VAN DORT TO Mgmt For For
SUPERVISORY BOARD
14 ELECT PAOLO VISCA TO SUPERVISORY BOARD Mgmt For For
15 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For
ISSUED SHARE CAPITAL
16 GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO Mgmt For For
10 PERCENT OF ISSUED CAPITAL AND EXCLUDE
PRE-EMPTIVE RIGHTS
17 ALLOW QUESTIONS Non-Voting
--------------------------------------------------------------------------------------------------------------------------
SUNNOVA ENERGY INTERNATIONAL INC Agenda Number: 935809282
--------------------------------------------------------------------------------------------------------------------------
Security: 86745K104
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: NOVA
ISIN: US86745K1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director to serve Mgmt For For
three-year terms: William J. Berger
1.2 Election of Class I Director to serve Mgmt Withheld Against
three-year terms: Rahman D'Argenio
1.3 Election of Class I Director to serve Mgmt Withheld Against
three-year terms: Michael C. Morgan
2. To approve, in a non-binding advisory vote, Mgmt Against Against
the compensation of our named executive
officers.
3. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
SUNPOWER CORPORATION Agenda Number: 935798061
--------------------------------------------------------------------------------------------------------------------------
Security: 867652406
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: SPWR
ISIN: US8676524064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Faricy Mgmt Withheld Against
Nathaniel Anschuetz Mgmt For For
Thomas McDaniel Mgmt Withheld Against
2. The approval, in an advisory vote, of our Mgmt Against Against
named executive officer compensation.
3. The proposal to approve, in an advisory Mgmt 1 Year For
vote, whether a stockholder advisory vote
on our named executive officer compensation
should be held every (a) one year, (b) two
years, or (c) three years.
4. The ratification of the appointment of Mgmt Against Against
Ernst & Young LLP as our independent
registered public accounting firm for
fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
SUNRUN INC. Agenda Number: 935833120
--------------------------------------------------------------------------------------------------------------------------
Security: 86771W105
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: RUN
ISIN: US86771W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Leslie Dach Mgmt For For
Edward Fenster Mgmt For For
Mary Powell Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2023.
3. Advisory proposal of the compensation of Mgmt Against Against
our named executive officers
("Say-on-Pay").
4. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
declassify our board of directors.
5. Approval of an amendment to our Amended and Mgmt For For
Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
--------------------------------------------------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC. Agenda Number: 935695366
--------------------------------------------------------------------------------------------------------------------------
Security: 874054109
Meeting Type: Annual
Meeting Date: 16-Sep-2022
Ticker: TTWO
ISIN: US8740541094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Strauss Zelnick Mgmt Against Against
1b. Election of Director: Michael Dornemann Mgmt Against Against
1c. Election of Director: J. Moses Mgmt Against Against
1d. Election of Director: Michael Sheresky Mgmt Against Against
1e. Election of Director: LaVerne Srinivasan Mgmt For For
1f. Election of Director: Susan Tolson Mgmt For For
1g. Election of Director: Paul Viera Mgmt For For
1h. Election of Director: Roland Hernandez Mgmt Against Against
1i. Election of Director: William "Bing" Gordon Mgmt For For
1j. Election of Director: Ellen Siminoff Mgmt For For
2. Approval, on a non-binding advisory basis, Mgmt Against Against
of the compensation of the Company's "named
executive officers" as disclosed in the
Proxy Statement.
3. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for the fiscal year
ending March 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TELADOC HEALTH, INC. Agenda Number: 935819423
--------------------------------------------------------------------------------------------------------------------------
Security: 87918A105
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TDOC
ISIN: US87918A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Karen L. Daniel Mgmt For For
1b. Election of Director: Sandra L. Fenwick Mgmt For For
1c. Election of Director: Jason Gorevic Mgmt For For
1d. Election of Director: Catherine A. Jacobson Mgmt For For
1e. Election of Director: Thomas G. McKinley Mgmt Against Against
1f. Election of Director: Kenneth H. Paulus Mgmt For For
1g. Election of Director: David L. Shedlarz Mgmt For For
1h. Election of Director: Mark Douglas Smith, Mgmt For For
M.D., MBA
1i. Election of Director: David B. Snow, Jr. Mgmt Against Against
2. Approve, on an advisory basis, the Mgmt Against Against
compensation of Teladoc Health's named
executive officers.
3. Approve the Teladoc Health, Inc. 2023 Mgmt Against Against
Incentive Award Plan.
4. Approve an amendment to the Teladoc Health, Mgmt For For
Inc. 2015 Employee Stock Purchase Plan.
5. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as Teladoc Health's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
6. Stockholder proposal entitled "Fair Shr For Against
Elections".
--------------------------------------------------------------------------------------------------------------------------
TENABLE HOLDINGS, INC. Agenda Number: 935819942
--------------------------------------------------------------------------------------------------------------------------
Security: 88025T102
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: TENB
ISIN: US88025T1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: John C. Huffard, Jr. Mgmt For For
1.2 Election of Director: A. Brooke Seawell Mgmt For For
1.3 Election of Director: Raymond Vicks, Jr. Mgmt For For
2. To ratify the selection by the Audit Mgmt Against Against
Committee of the Board of Directors of
Ernst & Young LLP as the independent
registered public accounting firm of the
Company for the year ending December 31,
2023.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of the Company's
named executive officers as disclosed in
the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 716954727
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 17-May-2023
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0406/2023040601872.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0406/2023040601874.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS REPORT
AND THE INDEPENDENT AUDITORS REPORT FOR THE
YEAR ENDED 31 DECEMBER 2022
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR JACOBUS PETRUS (KOOS) BEKKER Mgmt For For
AS DIRECTOR
3.B TO RE-ELECT PROFESSOR ZHANG XIULAN AS Mgmt For For
DIRECTOR
3.C TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5
AS SET OUT IN THE NOTICE OF THE AGM)
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES (ORDINARY RESOLUTION 6
AS SET OUT IN THE NOTICE OF THE AGM)
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD Agenda Number: 717126634
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 17-May-2023
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0424/2023042401617.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0424/2023042401635.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1A TO APPROVE AND ADOPT THE 2023 SHARE OPTION Mgmt For For
SCHEME
1B TO APPROVE THE TRANSFER OF SHARE OPTIONS Mgmt For For
1C TO TERMINATE THE SHARE OPTION SCHEME Mgmt For For
ADOPTED BY THE COMPANY ON 17 MAY 2017
2 TO APPROVE AND ADOPT THE SCHEME MANDATE Mgmt For For
LIMIT (SHARE OPTION) UNDER THE 2023 SHARE
OPTION SCHEME
3 TO APPROVE AND ADOPT THE SERVICE PROVIDER Mgmt For For
SUB-LIMIT (SHARE OPTION) UNDER THE 2023
SHARE OPTION SCHEME
4A TO APPROVE AND ADOPT THE 2023 SHARE AWARD Mgmt For For
SCHEME
4B TO APPROVE THE TRANSFER OF SHARE AWARDS Mgmt For For
4C TO TERMINATE EACH OF THE SHARE AWARD Mgmt For For
SCHEMES ADOPTED BY THE COMPANY ON 13
NOVEMBER 2013 AND 25 NOVEMBER 2019
5 TO APPROVE AND ADOPT THE SCHEME MANDATE Mgmt For For
LIMIT (SHARE AWARD) UNDER THE 2023 SHARE
AWARD SCHEME
6 TO APPROVE AND ADOPT THE SCHEME MANDATE Mgmt For For
LIMIT (NEW SHARES SHARE AWARD) UNDER THE
2023 SHARE AWARD SCHEME
7 TO APPROVE AND ADOPT THE SERVICE PROVIDER Mgmt For For
SUB-LIMIT (NEW SHARES SHARE AWARD) UNDER
THE 2023 SHARE AWARD SCHEME
--------------------------------------------------------------------------------------------------------------------------
TERADYNE, INC. Agenda Number: 935790281
--------------------------------------------------------------------------------------------------------------------------
Security: 880770102
Meeting Type: Annual
Meeting Date: 12-May-2023
Ticker: TER
ISIN: US8807701029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term: Mgmt Against Against
Timothy E. Guertin
1b. Election of Director for a one-year term: Mgmt Against Against
Peter Herweck
1c. Election of Director for a one-year term: Mgmt For For
Mercedes Johnson
1d. Election of Director for a one-year term: Mgmt For For
Ernest E. Maddock
1e. Election of Director for a one-year term: Mgmt Against Against
Marilyn Matz
1f. Election of Director for a one-year term: Mgmt For For
Gregory S. Smith
1g. Election of Director for a one-year term: Mgmt For For
Ford Tamer
1h. Election of Director for a one-year term: Mgmt Against Against
Paul J. Tufano
2. To approve, in a non-binding, advisory Mgmt Against Against
vote, the compensation of the Company's
named executive officers.
3. To approve, in a non-binding, advisory Mgmt 1 Year For
vote, that the frequency of an advisory
vote on the compensation of the Company's
named executive officers as set forth in
the Company's proxy statement is every
year, every two years, or every three
years.
4. To ratify the selection of the firm of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2023.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935679540
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Ira Ehrenpreis Mgmt For For
1.2 Election of Director: Kathleen Mgmt For For
Wilson-Thompson
2. Tesla proposal for adoption of amendments Mgmt Against Against
to certificate of incorporation to reduce
director terms to two years.
3. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation and bylaws
to eliminate applicable supermajority
voting requirements.
4. Tesla proposal for adoption of amendments Mgmt For For
to certificate of incorporation to increase
the number of authorized shares of common
stock by 4,000,000,000 shares.
5. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
6. Stockholder proposal regarding proxy Shr For Against
access.
7. Stockholder proposal regarding annual Shr For Against
reporting on anti-discrimination and
harassment efforts.
8. Stockholder proposal regarding annual Shr For Against
reporting on Board diversity.
9. Stockholder proposal regarding reporting on Shr Against For
employee arbitration.
10. Stockholder proposal regarding reporting on Shr Against For
lobbying.
11. Stockholder proposal regarding adoption of Shr Against For
a freedom of association and collective
bargaining policy.
12. Stockholder proposal regarding additional Shr For Against
reporting on child labor.
13. Stockholder proposal regarding additional Shr For Against
reporting on water risk.
--------------------------------------------------------------------------------------------------------------------------
TESLA, INC. Agenda Number: 935804636
--------------------------------------------------------------------------------------------------------------------------
Security: 88160R101
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: TSLA
ISIN: US88160R1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Elon Musk Mgmt For For
1.2 Election of Director: Robyn Denholm Mgmt Against Against
1.3 Election of Director: JB Straubel Mgmt For For
2. Tesla proposal to approve executive Mgmt For For
compensation on a non- binding advisory
basis.
3. Tesla proposal to approve the frequency of Mgmt 1 Year Against
future votes on executive compensation on a
non-binding advisory basis.
4. Tesla proposal to ratify the appointment of Mgmt Against Against
independent registered public accounting
firm.
5. Stockholder proposal regarding reporting on Shr Against For
key-person risk.
--------------------------------------------------------------------------------------------------------------------------
TETRA TECH, INC. Agenda Number: 935756594
--------------------------------------------------------------------------------------------------------------------------
Security: 88162G103
Meeting Type: Annual
Meeting Date: 28-Feb-2023
Ticker: TTEK
ISIN: US88162G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dan L. Batrack Mgmt For For
1B. Election of Director: Gary R. Birkenbeuel Mgmt For For
1C. Election of Director: Prashant Gandhi Mgmt For For
1D. Election of Director: Joanne M. Maguire Mgmt For For
1E. Election of Director: Christiana Obiaya Mgmt For For
1F. Election of Director: Kimberly E. Ritrievi Mgmt For For
1G. Election of Director: J. Kenneth Thompson Mgmt Against Against
1H. Election of Director: Kirsten M. Volpi Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
Company's named executive officers'
compensation.
3. To indicate, on an advisory basis, the Mgmt 1 Year For
preferred frequency of future advisory
votes on the Company's named executive
officers' compensation.
4. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal year 2023.
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 935777120
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mark A. Blinn Mgmt Against Against
1b. Election of Director: Todd M. Bluedorn Mgmt For For
1c. Election of Director: Janet F. Clark Mgmt For For
1d. Election of Director: Carrie S. Cox Mgmt Against Against
1e. Election of Director: Martin S. Craighead Mgmt Against Against
1f. Election of Director: Curtis C. Farmer Mgmt For For
1g. Election of Director: Jean M. Hobby Mgmt For For
1h. Election of Director: Haviv Ilan Mgmt For For
1i. Election of Director: Ronald Kirk Mgmt For For
1j. Election of Director: Pamela H. Patsley Mgmt Against Against
1k. Election of Director: Robert E. Sanchez Mgmt For For
1l. Election of Director: Richard K. Templeton Mgmt For For
2. Board proposal to approve amendment and Mgmt For For
restatement of the TI Employees 2014 Stock
Purchase Plan to extend the termination
date.
3. Board proposal regarding advisory vote on Mgmt 1 Year For
the frequency of future advisory votes on
executive compensation.
4. Board proposal regarding advisory approval Mgmt Against Against
of the Company's executive compensation.
5. Board proposal to ratify the appointment of Mgmt Against Against
Ernst & Young LLP as the Company's
independent registered public accounting
firm for 2023.
6. Stockholder proposal to permit a combined Shr For Against
10% of stockholders to call a special
meeting.
7. Stockholder proposal to report on due Shr For Against
diligence efforts to trace end-user misuse
of company products.
--------------------------------------------------------------------------------------------------------------------------
TREND MICRO INCORPORATED Agenda Number: 716744429
--------------------------------------------------------------------------------------------------------------------------
Security: J9298Q104
Meeting Type: AGM
Meeting Date: 28-Mar-2023
Ticker:
ISIN: JP3637300009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Chang Ming-Jang Mgmt For For
2.2 Appoint a Director Eva Chen Mgmt For For
2.3 Appoint a Director Mahendra Negi Mgmt For For
2.4 Appoint a Director Omikawa, Akihiko Mgmt For For
2.5 Appoint a Director Koga, Tetsuo Mgmt For For
2.6 Appoint a Director Tokuoka, Koichiro Mgmt For For
3 Amend Articles to: Change Company Location Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
TRIMBLE INC. Agenda Number: 935830059
--------------------------------------------------------------------------------------------------------------------------
Security: 896239100
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: TRMB
ISIN: US8962391004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James C. Dalton Mgmt For For
Borje Ekholm Mgmt Withheld Against
Ann Fandozzi Mgmt Withheld Against
Kaigham (Ken) Gabriel Mgmt For For
Meaghan Lloyd Mgmt Withheld Against
Sandra MacQuillan Mgmt For For
Robert G. Painter Mgmt For For
Mark S. Peek Mgmt Withheld Against
Thomas Sweet Mgmt For For
Johan Wibergh Mgmt Withheld Against
2. Advisory vote to approve executive Mgmt Against Against
compensation
3. Advisory vote on the frequency of executive Mgmt 1 Year For
compensation votes
4. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as the Company's independent
registered public accounting firm for
fiscal 2023
--------------------------------------------------------------------------------------------------------------------------
TWILIO INC. Agenda Number: 935837421
--------------------------------------------------------------------------------------------------------------------------
Security: 90138F102
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: TWLO
ISIN: US90138F1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Charles Bell Mgmt For For
Jeffrey Immelt Mgmt Withheld Against
Erika Rottenberg Mgmt For For
2. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To approve, on a non-binding advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
--------------------------------------------------------------------------------------------------------------------------
UIPATH, INC. Agenda Number: 935847319
--------------------------------------------------------------------------------------------------------------------------
Security: 90364P105
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: PATH
ISIN: US90364P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to hold office until Mgmt For For
our 2024 Annual meeting: Daniel Dines
1b. Election of Director to hold office until Mgmt For For
our 2024 Annual meeting: Philippe Botteri
1c. Election of Director to hold office until Mgmt For For
our 2024 Annual meeting: Michael Gordon
1d. Election of Director to hold office until Mgmt Withheld Against
our 2024 Annual meeting: Daniel D. Springer
1e. Election of Director to hold office until Mgmt For For
our 2024 Annual meeting: Laela Sturdy
1f. Election of Director to hold office until Mgmt For For
our 2024 Annual meeting: Karenann Terrell
1g. Election of Director to hold office until Mgmt Withheld Against
our 2024 Annual meeting: Richard P. Wong
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the compensation paid to our named
executive officers ("say-on-pay vote").
3. To indicate, on a non-binding, advisory Mgmt 1 Year For
basis, the preferred frequency (i.e., every
one, two, or three years) of holding the
say-on-pay vote.
4. To ratify the selection by the Audit Mgmt For For
Committee of our Board of Directors of KPMG
LLP as our independent registered public
accounting firm for the fiscal year ending
January 31, 2024.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC Agenda Number: 935711134
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Special
Meeting Date: 07-Oct-2022
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The issuance of shares of Unity Software Mgmt For For
Inc. ("Unity") common stock in connection
with the merger contemplated by the
Agreement and Plan of Merger, dated July
13, 2022, by and among Unity, ironSource
Ltd. and Ursa Aroma Merger Subsidiary Ltd.,
a direct wholly owned subsidiary of Unity
(the "Unity issuance proposal").
2. The adjournment of the special meeting, if Mgmt For For
necessary, to solicit additional proxies if
there are not sufficient votes to approve
the Unity issuance proposal at the time of
the special meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITY SOFTWARE INC. Agenda Number: 935831099
--------------------------------------------------------------------------------------------------------------------------
Security: 91332U101
Meeting Type: Annual
Meeting Date: 07-Jun-2023
Ticker: U
ISIN: US91332U1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tomer Bar-Zeev Mgmt For For
Mary Schmidt Campbell Mgmt For For
Keisha Smith-Jeremie Mgmt Withheld Against
2. To ratify the selection by the Audit Mgmt For For
Committee of the Board of Directors of
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the year ending December 31, 2023.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of the Company's named
executive officers, as disclosed in the
proxy statement.
--------------------------------------------------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC. Agenda Number: 935776990
--------------------------------------------------------------------------------------------------------------------------
Security: 920253101
Meeting Type: Annual
Meeting Date: 24-Apr-2023
Ticker: VMI
ISIN: US9202531011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mogens C. Bay Mgmt Withheld Against
Ritu Favre Mgmt For For
Richard A. Lanoha Mgmt For For
2. Advisory approval of the company's Mgmt For For
executive compensation.
3. Advisory vote on the frequency of the Mgmt 1 Year For
advisory vote on the company's executive
compensation.
4. Ratifying the appointment of Deloitte & Mgmt Against Against
Touche LLP as independent auditors for
fiscal 2023.
--------------------------------------------------------------------------------------------------------------------------
VARONIS SYSTEMS, INC. Agenda Number: 935827343
--------------------------------------------------------------------------------------------------------------------------
Security: 922280102
Meeting Type: Annual
Meeting Date: 05-Jun-2023
Ticker: VRNS
ISIN: US9222801022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Yakov Faitelson Mgmt Withheld Against
Thomas Mendoza Mgmt For For
Avrohom J. Kess Mgmt Withheld Against
Ohad Korkus Mgmt For For
2. To approve, on a non-binding, advisory Mgmt Against Against
basis, the executive compensation of our
named executive officers.
3. To ratify the appointment of Kost Forer Mgmt Against Against
Gabbay & Kasierer, a member of Ernst &
Young Global Limited, as the independent
registered public accounting firm of the
Company for 2023.
4. To approve the Varonis Systems, Inc. 2023 Mgmt Against Against
Omnibus Equity Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
VESTAS WIND SYSTEMS A/S Agenda Number: 716765663
--------------------------------------------------------------------------------------------------------------------------
Security: K9773J201
Meeting Type: AGM
Meeting Date: 12-Apr-2023
Ticker:
ISIN: DK0061539921
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING INSTRUCTIONS FOR MOST MEETINGS ARE Non-Voting
CAST BY THE REGISTRAR IN ACCORDANCE WITH
YOUR VOTING INSTRUCTIONS. FOR THE SMALL
NUMBER OF MEETINGS WHERE THERE IS NO
REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE
CAST BY THE CHAIRMAN OF THE BOARD (OR A
BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A
BOARD MEMBER) MAY CHOOSE TO ONLY CAST
PRO-MANAGEMENT VOTING INSTRUCTIONS. TO
GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST
MANAGEMENT ARE CAST, YOU MAY SUBMIT A
REQUEST TO ATTEND THE MEETING IN PERSON.
THE SUB CUSTODIAN BANKS OFFER
REPRESENTATION SERVICES FOR AN ADDED FEE,
IF REQUESTED.
CMMT SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED Non-Voting
FOR A BENEFICIAL OWNER IN THE DANISH
MARKET.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 6.A TO 6.G AND 7. THANK
YOU
1 THE BOARD OF DIRECTORS' REPORT Non-Voting
2 PRESENTATION AND ADOPTION OF THE ANNUAL Mgmt For For
REPORT
3 RESOLUTION FOR THE ALLOCATION OF THE RESULT Mgmt For For
OF THE YEAR
4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For
REMUNERATION REPORT
5 APPROVAL OF THE BOARD OF DIRECTORS' Mgmt For For
REMUNERATION
6.A RE-ELECTION OF ANDERS RUNEVAD TO THE BOARD Mgmt For For
OF THE DIRECTOR
6.B RE-ELECTION OF BRUCE GRANT TO THE BOARD OF Mgmt For For
THE DIRECTOR
6.C RE-ELECTION OF EVA MERETE SOFELDE BERNEKE Mgmt For For
TO THE BOARD OF THE DIRECTOR
6.D RE-ELECTION OF HELLE THORNING-SCHMIDT TO Mgmt For For
THE BOARD OF THE DIRECTOR
6.E RE-ELECTION OF KARL-HENRIK SUNDSTROM TO THE Mgmt For For
BOARD OF THE DIRECTOR
6.F RE-ELECTION OF KENTARO HOSOMI TO THE BOARD Mgmt For For
OF THE DIRECTOR
6.G RE-ELECTION OF LENA OLVING TO THE BOARD OF Mgmt For For
THE DIRECTOR
7 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
STATSAUTORISERET REVISIONSPARTNERSELSKAB AS
AUDITOR
8.1 PROPOSALS FROM THE BOARD OF DIRECTORS: Mgmt For For
RENEWAL OF THE AUTHORISATION TO ACQUIRE
TREASURY SHARES AUTHORISATION TO ACQUIRE
TREASURY SHARES UNTIL 31 DECEMBER 2024
9 AUTHORISATION OF THE CHAIRMAN OF THE Mgmt For For
GENERAL MEETING
10 ANY OTHER BUSINESS Non-Voting
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 13 MAR 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 13 MAR 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 13 MAR 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt Against Against
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt Against Against
1g. Election of Director: John F. Lundgren Mgmt Against Against
1h. Election of Director: Denise M. Morrison Mgmt Against Against
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation paid to our named executive
officers.
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve
executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2023.
5. To vote on a stockholder proposal Shr For Against
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935657645
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Annual
Meeting Date: 12-Jul-2022
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicole Anasenes Mgmt For For
1b. Election of Director: Marianne Brown Mgmt Against Against
1c. Election of Director: Paul Sagan Mgmt Against Against
2. An advisory vote to approve named executive Mgmt Against Against
officer compensation, as described in
VMware's Proxy Statement.
3. To ratify the selection by the Audit Mgmt Against Against
Committee of VMware's Board of Directors of
PricewaterhouseCoopers LLP as VMware's
independent auditor for the fiscal year
ending February 3, 2023.
--------------------------------------------------------------------------------------------------------------------------
VMWARE, INC. Agenda Number: 935720563
--------------------------------------------------------------------------------------------------------------------------
Security: 928563402
Meeting Type: Special
Meeting Date: 04-Nov-2022
Ticker: VMW
ISIN: US9285634021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. The Merger Agreement Proposal: To vote on a Mgmt For For
proposal to approve the First Merger and
the Second Merger (each as defined below) &
to adopt the Agreement & Plan of Merger
("Merger Agreement"), dated as of May 26,
2022, by and among VMware, Inc. ("VMware"),
Broadcom Inc. ("Broadcom"), Verona Holdco,
Inc., a direct wholly owned subsidiary of
VMware ("Holdco"), Verona Merger Sub, Inc.,
a direct wholly owned subsidiary of Holdco
("Merger Sub 1"), Barcelona Merger Sub 2,
Inc., a direct wholly owned subsidiary of
Broadcom ("Merger Sub 2"), and Barcelona
Merger Sub 3, LLC.
2. The Merger-Related Compensation Proposal: Mgmt Against Against
To vote on a proposal to approve on an
advisory (non-binding) basis the
compensation that may be paid or become
payable to VMware's named executive
officers that is based on or otherwise
relates to the Transactions.
3. The Adjournment Proposal: To vote on a Mgmt For For
proposal to approve the adjournment of the
special meeting, if necessary, to solicit
additional proxies if there are not
sufficient votes to approve the Merger
Agreement Proposal.
4. Charter Amendment Proposal: To vote to Mgmt For For
approve and adopt an amendment to VMware's
Certificate of Incorporation to eliminate
the personal liability of VMware's officers
for monetary damages for breach of
fiduciary duty as an officer, except to the
extent such an exemption from liability or
limitation thereof is not permitted by the
General Corporation Law of the State of
Delaware.
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 716305962
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: EGM
Meeting Date: 25-Nov-2022
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1101/2022110103838.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2022/1101/2022110103842.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND APPROVE THE FIRST Mgmt For For
AMENDMENTS SET FORTH IN APPENDIX I TO THE
CIRCULAR AND THE ADOPTION OF THE FIRST
AMENDED AND RESTATED ARTICLES
2 TO CONSIDER AND APPROVE, EFFECTIVE FROM THE Mgmt For For
DATE OF THE PRC LISTING, THE SECOND
AMENDMENTS SET FORTH IN APPENDIX II TO THE
CIRCULAR AND THE ADOPTION OF THE SECOND
AMENDED AND RESTATED MEMORANDUM AND THE
SECOND AMENDED AND RESTATED ARTICLES
3 TO CONSIDER AND APPROVE THE PROPOSED RMB Mgmt For For
ORDINARY SHARE ISSUE AND THE SPECIFIC
MANDATE (INCLUDING BUT NOT LIMITED TO THE
PARTICULARS AS SET FORTH IN THE PARAGRAPHS
UNDER "PROPOSED RMB ORDINARY SHARE ISSUE
AND THE PRC LISTING" IN THE SECTION HEADED
"LETTER FROM THE BOARD" IN THE CIRCULAR.)
4 TO CONSIDER AND APPROVE THE PLAN FOR Mgmt For For
DISTRIBUTION OF PROFITS ACCUMULATED PRIOR
TO THE PROPOSED RMB ORDINARY SHARE ISSUE
AND THE PRC LISTING (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET FORTH IN
THE PARAGRAPHS UNDER "SHAREHOLDERS'
APPROVAL AT THE EGM - (B) RESOLUTION ON THE
PLAN FOR DISTRIBUTION OF PROFITS
ACCUMULATED PRIOR TO THE PROPOSED RMB
ORDINARY SHARE ISSUE AND THE PRC LISTING"
IN THE SECTION HEADED "LETTER FROM THE
BOARD" IN THE CIRCULAR)
5 TO CONSIDER AND APPROVE THE STABILISATION Mgmt For For
PLAN SET FORTH IN APPENDIX III TO THE
CIRCULAR
6 TO CONSIDER AND APPROVE THE PROFIT Mgmt For For
DISTRIBUTION AND RETURN POLICY SET FORTH IN
APPENDIX IV TO THE CIRCULAR
7 TO CONSIDER AND APPROVE THE PLAN FOR THE Mgmt For For
USE OF THE NET PROCEEDS FROM THE PROPOSED
RMB ORDINARY SHARE ISSUE (INCLUDING BUT NOT
LIMITED TO THE PARTICULARS AS SET FORTH IN
THE PARAGRAPHS UNDER "SHAREHOLDERS'
APPROVAL AT THE EGM - (F) RESOLUTION ON THE
PLAN FOR THE USE OF NET PROCEEDS FROM THE
PROPOSED RMB ORDINARY SHARE ISSUE" IN THE
SECTION HEADED "LETTER FROM THE BOARD" IN
THE CIRCULAR)
8 TO CONSIDER AND APPROVE THE REMEDIAL Mgmt For For
MEASURES FOR POTENTIAL DILUTION SET FORTH
IN APPENDIX V TO THE CIRCULAR
9 TO CONSIDER AND APPROVE THE SEVEN LETTERS Mgmt For For
OF COMMITMENT AND UNDERTAKINGS SET FORTH IN
APPENDIX VI TO THE CIRCULAR
10 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For
GENERAL MEETING PROCEDURES SET FORTH IN
APPENDIX VII TO THE CIRCULAR, WHICH SHALL
BE EFFECTIVE FROM THE DATE OF THE PRC
LISTING
11 TO CONSIDER AND APPROVE THE ADOPTION OF THE Mgmt For For
BOARD MEETING PROCEDURES SET FORTH IN
APPENDIX VIII TO THE CIRCULAR, WHICH SHALL
BE EFFECTIVE FROM THE DATE OF THE PRC
LISTING
12 TO CONSIDER AND APPROVE AND GRANT THE Mgmt For For
AUTHORISATION TO THE BOARD TO EXERCISE FULL
POWERS TO DEAL WITH ALL MATTERS RELATING TO
THE PROPOSED RMB ORDINARY SHARE ISSUE AND
THE PRC LISTING (INCLUDING BUT NOT LIMITED
TO THE PARTICULARS AS SET FORTH IN THE
PARAGRAPHS UNDER "SHAREHOLDERS' APPROVAL AT
THE EGM - (J) RESOLUTION ON THE PROPOSED
AUTHORISATION TO THE BOARD TO EXERCISE FULL
POWERS TO DEAL WITH ALL MATTERS RELATING TO
THE PROPOSED RMB ORDINARY SHARE ISSUE AND
THE PRC LISTING" IN THE SECTION HEADED
"LETTER FROM THE BOARD" IN THE CIRCULAR)
--------------------------------------------------------------------------------------------------------------------------
XINYI SOLAR HOLDINGS LTD Agenda Number: 717164420
--------------------------------------------------------------------------------------------------------------------------
Security: G9829N102
Meeting Type: AGM
Meeting Date: 02-Jun-2023
Ticker:
ISIN: KYG9829N1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042801854.pdf AND
https://www1.hkexnews.hk/listedco/listconew
s/sehk/2023/0428/2023042801913.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORT OF THE
DIRECTORS (THE DIRECTORS) OF THE COMPANY
AND THE AUDITORS (THE AUDITORS) OF THE
COMPANY FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022
2 TO DECLARE A FINAL DIVIDEND OF 10.0 HK Mgmt For For
CENTS PER SHARE FOR THE YEAR ENDED 31
DECEMBER 2022
3A1 TO RE-ELECT DR. LEE YIN YEE, B.B.S. AS AN Mgmt For For
EXECUTIVE DIRECTOR
3A2 TO RE-ELECT MR. LEE YAU CHING AS AN Mgmt For For
EXECUTIVE DIRECTOR
3A3 TO RE-ELECT TAN SRI DATUK TUNG CHING SAI Mgmt For For
P.S.M, D.M.S.M, J.P. AS A NON-EXECUTIVE
DIRECTOR
3B TO AUTHORISE THE BOARD (THE BOARD) OF Mgmt For For
DIRECTORS TO DETERMINE THE REMUNERATION OF
THE DIRECTORS
4 TO RE-APPOINT THE AUDITORS AND TO AUTHORISE Mgmt For For
THE BOARD TO FIX THEIR REMUNERATION
5A TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO REPURCHASE SHARES
5B TO GRANT AN UNCONDITIONAL GENERAL MANDATE Mgmt For For
TO THE DIRECTORS TO ALLOT AND ISSUE SHARES
5C TO EXTEND THE GENERAL MANDATE GRANTED TO Mgmt For For
THE DIRECTORS TO ISSUE SHARES BY THE SHARES
REPURCHASED
6 TO CONSIDER AND APPROVE THE APPOINTMENT OF Mgmt For For
MR. CHU CHARN FAI AS AN EXECUTIVE DIRECTOR
WITH EFFECT FROM THE CONCLUSION OF THE
ANNUAL GENERAL MEETING
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935836936
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Special
Meeting Date: 11-May-2023
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Proposal to approve the issuance of shares Mgmt For For
of Xylem Inc. common stock to the holders
of Evoqua Water Technologies Corp. common
stock pursuant to the terms and conditions
of that certain Agreement and Plan of
Merger, dated as of January 22, 2023, by
and among Xylem Inc., Fore Merger Sub, Inc.
and Evoqua Water Technologies Corp.
2. Proposal to approve the adjournment of the Mgmt For For
Xylem Inc. special meeting of shareholders
to a later date or time, as necessary or
appropriate, in the event there are
insufficient votes at the special meeting
of shareholders to approve the Share
Issuance Proposal.
--------------------------------------------------------------------------------------------------------------------------
XYLEM INC. Agenda Number: 935794063
--------------------------------------------------------------------------------------------------------------------------
Security: 98419M100
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: XYL
ISIN: US98419M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeanne Beliveau-Dunn Mgmt Against Against
1b. Election of Director: Patrick K. Decker Mgmt For For
1c. Election of Director: Earl R. Ellis Mgmt For For
1d. Election of Director: Robert F. Friel Mgmt Against Against
1e. Election of Director: Victoria D. Harker Mgmt For For
1f. Election of Director: Steven R. Loranger Mgmt Against Against
1g. Election of Director: Mark D. Morelli Mgmt Against Against
1h. Election of Director: Jerome A. Peribere Mgmt Against Against
1i. Election of Director: Lila Tretikov Mgmt For For
1j. Election of Director: Uday Yadav Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt Against Against
& Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. Advisory vote to approve the compensation Mgmt Against Against
of our named executive officers.
4. Shareholder proposal requesting a policy Shr For Against
requiring an independent board chair, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC. Agenda Number: 935854996
--------------------------------------------------------------------------------------------------------------------------
Security: 98980L101
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: ZM
ISIN: US98980L1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eric S. Yuan Mgmt Withheld Against
Peter Gassner Mgmt For For
Lieut. Gen. HR McMaster Mgmt For For
2. Ratify the appointment of KPMG LLP as our Mgmt Against Against
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
3. Approve, on an advisory non-binding basis, Mgmt Against Against
the compensation of our named executive
officers as disclosed in our proxy
statement.
--------------------------------------------------------------------------------------------------------------------------
ZSCALER, INC. Agenda Number: 935743434
--------------------------------------------------------------------------------------------------------------------------
Security: 98980G102
Meeting Type: Annual
Meeting Date: 13-Jan-2023
Ticker: ZS
ISIN: US98980G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Andrew Brown Mgmt Withheld Against
Scott Darling Mgmt For For
David Schneider Mgmt For For
2. To ratify the selection of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for fiscal year 2023.
3. To approve on a non-binding, advisory Mgmt Against Against
basis, the compensation of our named
executive officers.
Amplify Transformational Data Sharing ETF
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 935750174
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 01-Feb-2023
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Appointment of Director: Jaime Ardila Mgmt For For
1b. Appointment of Director: Nancy McKinstry Mgmt For For
1c. Appointment of Director: Beth E. Mooney Mgmt For For
1d. Appointment of Director: Gilles C. Pelisson Mgmt Against Against
1e. Appointment of Director: Paula A. Price Mgmt For For
1f. Appointment of Director: Venkata (Murthy) Mgmt For For
Renduchintala
1g. Appointment of Director: Arun Sarin Mgmt For For
1h. Appointment of Director: Julie Sweet Mgmt For For
1i. Appointment of Director: Tracey T. Travis Mgmt For For
2. To approve, in a non-binding vote, the Mgmt For For
compensation of our named executive
officers.
3. To approve, in a non-binding vote, the Mgmt 1 Year For
frequency of future non-binding votes to
approve the compensation of our named
executive officers.
4. To ratify, in a non-binding vote, the Mgmt Against Against
appointment of KPMG LLP ("KPMG") as
independent auditor of Accenture and to
authorize, in a binding vote, the Audit
Committee of the Board of Directors to
determine KPMG's remuneration.
5. To grant the Board of Directors the Mgmt For For
authority to issue shares under Irish law.
6. To grant the Board of Directors the Mgmt For For
authority to opt-out of pre-emption rights
under Irish law.
7. To determine the price range at which Mgmt For For
Accenture can re-allot shares that it
acquires as treasury shares under Irish
law.
--------------------------------------------------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC. Agenda Number: 935797728
--------------------------------------------------------------------------------------------------------------------------
Security: 007903107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: AMD
ISIN: US0079031078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nora M. Denzel Mgmt For For
1b. Election of Director: Mark Durcan Mgmt Against Against
1c. Election of Director: Michael P. Gregoire Mgmt Against Against
1d. Election of Director: Joseph A. Householder Mgmt For For
1e. Election of Director: John W. Marren Mgmt For For
1f. Election of Director: Jon A. Olson Mgmt For For
1g. Election of Director: Lisa T. Su Mgmt For For
1h. Election of Director: Abhi Y. Talwalkar Mgmt Against Against
1i. Election of Director: Elizabeth W. Mgmt Against Against
Vanderslice
2. Approve of the Advanced Micro Devices, Inc. Mgmt Against Against
2023 Equity Incentive Plan.
3. Ratify the appointment of Ernst & Young LLP Mgmt Against Against
as our independent registered public
accounting firm for the current fiscal
year.
4. Advisory vote to approve the executive Mgmt Against Against
compensation of our named executive
officers.
5. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
BIGG DIGITAL ASSETS INC Agenda Number: 716379272
--------------------------------------------------------------------------------------------------------------------------
Security: 089804108
Meeting Type: AGM
Meeting Date: 16-Dec-2022
Ticker:
ISIN: CA0898041086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1,4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.6 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SIX (6) Mgmt For For
2.1 ELECTION OF DIRECTOR: MARK BINNS Mgmt Against Against
2.2 ELECTION OF DIRECTOR: LANCE MORGINN Mgmt Against Against
2.3 ELECTION OF DIRECTOR: KIM EVANS Mgmt Against Against
2.4 ELECTION OF DIRECTOR: ROBERT BIRMINGHAM Mgmt For For
2.5 ELECTION OF DIRECTOR: KALLE RADAGE Mgmt For For
2.6 ELECTION OF DIRECTOR: MARK HEALY Mgmt For For
3 RE-APPOINTMENT OF KPMG LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS AUDITORS OF THE COMPANY FOR
THE ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX THEIR REMUNERATION
4 TO APPROVE AND RATIFY THE COMPANY'S STOCK Mgmt For For
OPTION PLAN
5 TO TRANSACT SUCH OTHER BUSINESS AS MAY Mgmt For For
PROPERLY COME BEFORE THE MEETING
--------------------------------------------------------------------------------------------------------------------------
BITFARMS LTD Agenda Number: 717114677
--------------------------------------------------------------------------------------------------------------------------
Security: 09173B107
Meeting Type: MIX
Meeting Date: 24-May-2023
Ticker:
ISIN: CA09173B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1.A TO 1.F AND 3 AND 'IN FAVOR'
OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBER 2.
THANK YOU
1.A ELECTION OF DIRECTOR: NICOLAS BONTA Mgmt For For
1.B ELECTION OF DIRECTOR: ANDRES FINKIELSZTAIN Mgmt Against Against
1.C ELECTION OF DIRECTOR: EMILIANO JOEL GRODZKI Mgmt Against Against
1.D ELECTION OF DIRECTOR: EDITH M. HOFMEISTER Mgmt For For
1.E ELECTION OF DIRECTOR: BRIAN HOWLETT Mgmt Against Against
1.F ELECTION OF DIRECTOR: L. GEOFFREY MORPHY Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, PASS Mgmt For For
A SPECIAL RESOLUTION APPROVING AN AMENDMENT
TO THE ARTICLES OF THE CORPORATION FOR THE
FUTURE CONSOLIDATION OF THE CORPORATION'S
ISSUED AND OUTSTANDING COMMON SHARES ON THE
BASIS OF ONE (1) POST-CONSOLIDATION COMMON
SHARE FOR UP TO TEN (10) PRE-CONSOLIDATION
COMMON SHARES, IF, AND AT SUCH TIME
FOLLOWING THE DATE OF THE MEETING, AS MAY
BE DETERMINED BY THE BOARD OF DIRECTORS IN
ITS SOLE DISCRETION
--------------------------------------------------------------------------------------------------------------------------
BITFARMS LTD. Agenda Number: 935840909
--------------------------------------------------------------------------------------------------------------------------
Security: 09173B107
Meeting Type: Annual and Special
Meeting Date: 24-May-2023
Ticker: BITF
ISIN: CA09173B1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director - Nicolas Bonta Mgmt For For
1B Election of Director - Andres Finkielsztain Mgmt Against Against
1C Election of Director - Emiliano Joel Mgmt Against Against
Grodzki
1D Election of Director - Edith M. Hofmeister Mgmt For For
1E Election of Director - Brian Howlett Mgmt Against Against
1F Election of Director - L. Geoffrey Morphy Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditor of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
3 To consider and, if deemed advisable, pass Mgmt For For
a special resolution approving an amendment
to the Articles of the Corporation for the
future consolidation of the Corporation's
issued and outstanding common shares on the
basis of one (1) post-consolidation common
share for up to ten (10) pre- consolidation
common shares, if, and at such time
following the date of the Meeting, as may
be determined by the board of directors in
its sole discretion.
--------------------------------------------------------------------------------------------------------------------------
BLOCK, INC. Agenda Number: 935856560
--------------------------------------------------------------------------------------------------------------------------
Security: 852234103
Meeting Type: Annual
Meeting Date: 13-Jun-2023
Ticker: SQ
ISIN: US8522341036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROELOF BOTHA Mgmt Withheld Against
AMY BROOKS Mgmt For For
SHAWN CARTER Mgmt For For
JAMES MCKELVEY Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt Against Against
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt Against Against
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING
DECEMBER 31, 2023.
4. STOCKHOLDER PROPOSAL REGARDING OUR Shr For Against
DIVERSITY AND INCLUSION DISCLOSURE
SUBMITTED BY ONE OF OUR STOCKHOLDERS, IF
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CME GROUP INC. Agenda Number: 935788034
--------------------------------------------------------------------------------------------------------------------------
Security: 12572Q105
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: CME
ISIN: US12572Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Equity Director: Terrence A. Mgmt Against Against
Duffy
1b. Election of Equity Director: Kathryn Benesh Mgmt For For
1c. Election of Equity Director: Timothy S. Mgmt Against Against
Bitsberger
1d. Election of Equity Director: Charles P. Mgmt Against Against
Carey
1e. Election of Equity Director: Bryan T. Mgmt For For
Durkin
1f. Election of Equity Director: Harold Ford Mgmt For For
Jr.
1g. Election of Equity Director: Martin J. Mgmt Against Against
Gepsman
1h. Election of Equity Director: Larry G. Mgmt Against Against
Gerdes
1i. Election of Equity Director: Daniel R. Mgmt Against Against
Glickman
1j. Election of Equity Director: Daniel G. Kaye Mgmt For For
1k. Election of Equity Director: Phyllis M. Mgmt For For
Lockett
1l. Election of Equity Director: Deborah J. Mgmt For For
Lucas
1m. Election of Equity Director: Terry L. Mgmt Against Against
Savage
1n. Election of Equity Director: Rahael Seifu Mgmt Against Against
1o. Election of Equity Director: William R. Mgmt For For
Shepard
1p. Election of Equity Director: Howard J. Mgmt For For
Siegel
1q. Election of Equity Director: Dennis A. Mgmt Against Against
Suskind
2. Ratification of the appointment of Ernst & Mgmt Against Against
Young LLP as our independent registered
public accounting firm for 2023.
3. Advisory vote on the compensation of our Mgmt Against Against
named executive officers.
4. Advisory vote on the frequency of future Mgmt 1 Year For
advisory votes on the compensation of our
named executive officers.
--------------------------------------------------------------------------------------------------------------------------
COINBASE GLOBAL, INC. Agenda Number: 935839881
--------------------------------------------------------------------------------------------------------------------------
Security: 19260Q107
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: COIN
ISIN: US19260Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Frederick E. Ehrsam III Mgmt Withheld Against
Kathryn Haun Mgmt For For
Kelly A. Kramer Mgmt Withheld Against
Tobias Lutke Mgmt For For
Gokul Rajaram Mgmt Withheld Against
Fred Wilson Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
COMPOSECURE, INC. Agenda Number: 935815297
--------------------------------------------------------------------------------------------------------------------------
Security: 20459V105
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: CMPO
ISIN: US20459V1052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michele Logan Mgmt For For
1b. Election of Director: Brian Hughes Mgmt Withheld Against
2. A proposal to ratify the appointment of Mgmt For For
Grant Thornton LLP as CompoSecure, Inc.'s
independent registered public accounting
firm for the year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC. Agenda Number: 935826252
--------------------------------------------------------------------------------------------------------------------------
Security: 23204G100
Meeting Type: Annual
Meeting Date: 30-May-2023
Ticker: CUBI
ISIN: US23204G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director: Robert N. Mgmt For For
Mackay
1.2 Election of Class III Director: T. Lawrence Mgmt Against Against
Way
1.3 Election of Class III Director: Steven J. Mgmt Against Against
Zuckerman
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as independent registered public
accounting firm of the Company for the
fiscal year ending December 31, 2023.
3. To approve a non-binding advisory Mgmt For For
resolution on named executive officer
compensation.
4. To approve an amendment to the Customers Mgmt For For
Bancorp, Inc. 2019 Stock Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
DIGITAL GARAGE,INC. Agenda Number: 717320434
--------------------------------------------------------------------------------------------------------------------------
Security: J1229F109
Meeting Type: AGM
Meeting Date: 23-Jun-2023
Ticker:
ISIN: JP3549070005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Hayashi, Kaoru
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Odori, Keizo
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Okuma,
Masahito
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ito, Joichi
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shino, Hiroshi
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Tanaka,
Masashi
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Sakai, Makoto
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Omura, Emi
2.9 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozaki, Hiromi
--------------------------------------------------------------------------------------------------------------------------
GALAXY DIGITAL HOLDINGS LTD Agenda Number: 717299615
--------------------------------------------------------------------------------------------------------------------------
Security: G37092106
Meeting Type: AGM
Meeting Date: 28-Jun-2023
Ticker:
ISIN: KYG370921069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: MICHAEL NOVOGRATZ Mgmt For For
1.B ELECTION OF DIRECTOR: BILL KOUTSOURAS Mgmt For For
1.C ELECTION OF DIRECTOR: DOMINIC DOCHERTY Mgmt For For
1.D ELECTION OF DIRECTOR: MICHAEL DAFFEY Mgmt For For
1.E ELECTION OF DIRECTOR: JANE DIETZE Mgmt Against Against
1.F ELECTION OF DIRECTOR: DAMIEN VANDERWILT Mgmt For For
1.G ELECTION OF DIRECTOR: RICHARD TAVOSO Mgmt For For
2 APPOINTMENT OF AUDITOR: APPOINTMENT OF KPMG Mgmt For For
LLP AS AUDITORS OF THE COMPANY FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THE REMUNERATION TO BE PAID TO THE
COMPANY'S AUDITOR
3.I DECLARATION OF NON-U.S. STATUS FOR THE Mgmt Against Against
PURPOSE OF DETERMINING THE AGGREGATE NUMBER
OF VOTES THAT U.S. HOLDERS ARE ENTITLED TO
CAST, THE UNDERSIGNED CERTIFIES THAT: IT IS
NOT A U.S. RESIDENT
3.II TO THE EXTENT THAT IT HOLDS SHARES OF THE Mgmt Against Against
COMPANY FOR THE ACCOUNT OR BENEFIT OF ANY
OTHER PERSON, SUCH PERSON IS NOT A U.S.
RESIDENT
CMMT IF YOU DO NOT HOLD SHARES OF THE COMPANY Non-Voting
FOR THE ACCOUNT OR BENEFIT OF ANY OTHER
PERSON, PLEASE ALSO CHECK THE "YES" BOX IN
3(II) ABOVE
CMMT 05 JUN 2023: REGARDING RESOLUTION 3.I, Non-Voting
NOTE: FOR = YES, AGAINST = NO. REGARDING
RESOLUTION 3.II, NOTE: "FOR" = YES,
"AGAINST" = NO. THANK YOU
CMMT IF YOU DO NOT COMPLETE THIS DECLARATION OF Non-Voting
NON-U.S. STATUS OR IF IT IS DETERMINED BY
THE DIRECTORS OF THE COMPANY, IN THEIR
ABSOLUTE DISCRETION, THAT YOU INCORRECTLY
COMPLETED THIS DECLARATION (THROUGH
INADVERTENCE OR OTHERWISE), IT WILL BE
DEEMED THAT (A) YOU ARE A U.S. RESIDENT OR
(B) TO THE EXTENT THAT YOU HOLD SHARES OF
THE COMPANY FOR THE ACCOUNT OR BENEFIT OF
ANY OTHER PERSON, SUCH PERSON IS A U.S.
RESIDENT. IF YOU CHECKED THE NO BOX IN
3(II) ABOVE INDICATING THAT YOU HOLD SHARES
OF THE COMPANY FOR THE ACCOUNT OR BENEFIT
OF ANY OTHER PERSON THAT IS A U.S.
RESIDENT, IT IS IMPORTANT THAT YOU ALSO
COMPLETE, SIGN AND MAIL (USING THE RETURN
ENVELOPE PROVIDED TO YOU) THE ADDITIONAL
PAPER FORM OF DECLARATION OF BENEFICIAL
OWNERSHIP (THE BENEFICIAL OWNERSHIP
DECLARATION ) THAT HAS BEEN SENT TO YOU
WITH THE MEETING MATERIALS. IF YOU DO NOT
COMPLETE, SIGN AND MAIL THE BENEFICIAL
OWNERSHIP DECLARATION, OR IF IT IS
DETERMINED BY THE DIRECTORS OF THE COMPANY,
IN THEIR ABSOLUTE DISCRETION, THAT YOU
INCORRECTLY COMPLETED THE BENEFICIAL
OWNERSHIP DECLARATION (THROUGH INADVERTENCE
OR OTHERWISE), IT WILL BE DEEMED THAT ALL
SHARES HELD BY YOU ARE HELD FOR THE ACCOUNT
OR BENEFIT OF A PERSON THAT IS A U.S.
RESIDENT. IF YOU CHECKED THE YES BOX IN
3(II) ABOVE, YOU DO NOT NEED TO COMPLETE
BENEFICIAL OWNERSHIP DECLARATION
CMMT 05 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT AND
RESOLUTIONS 3.I, 3.II. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
GMO INTERNET GROUP,INC. Agenda Number: 716430056
--------------------------------------------------------------------------------------------------------------------------
Security: J1822R104
Meeting Type: EGM
Meeting Date: 23-Dec-2022
Ticker:
ISIN: JP3152750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Fiscal Year End Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GMO INTERNET GROUP,INC. Agenda Number: 716753783
--------------------------------------------------------------------------------------------------------------------------
Security: J1822R104
Meeting Type: AGM
Meeting Date: 24-Mar-2023
Ticker:
ISIN: JP3152750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Approve Minor Revisions Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kumagai,
Masatoshi
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Yasuda,
Masashi
2.3 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Nishiyama,
Hiroyuki
2.4 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ainoura, Issei
2.5 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Ito, Tadashi
3 Appoint a Director who is Audit and Mgmt Against Against
Supervisory Committee Member Matsui,
Hideyuki
--------------------------------------------------------------------------------------------------------------------------
GMO INTERNET INC. Agenda Number: 715938493
--------------------------------------------------------------------------------------------------------------------------
Security: J1822R104
Meeting Type: EGM
Meeting Date: 09-Aug-2022
Ticker:
ISIN: JP3152750000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Change Official Company Mgmt For For
Name, Approve Minor Revisions
--------------------------------------------------------------------------------------------------------------------------
HIVE BLOCKCHAIN TECHNOLOGIES LTD Agenda Number: 716388752
--------------------------------------------------------------------------------------------------------------------------
Security: 43366H704
Meeting Type: AGM
Meeting Date: 20-Dec-2022
Ticker:
ISIN: CA43366H7040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.5 AND
2. THANK YOU
1.1 ELECTION OF DIRECTOR: FRANK HOLMES Mgmt Against Against
1.2 ELECTION OF DIRECTOR: IAN MANN Mgmt Against Against
1.3 ELECTION OF DIRECTOR: SUSAN MCGEE Mgmt Against Against
1.4 ELECTION OF DIRECTOR: MARCUS NEW Mgmt Against Against
1.5 ELECTION OF DIRECTOR: DAVE PERRILL Mgmt Against Against
2 APPOINTMENT OF DAVIDSON & COMPANY LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
3 TO CONSIDER AND, IF DEEMED ADVISABLE, TO Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, AN
ORDINARY RESOLUTION TO RE-APPROVE, FOR THE
ENSUING YEAR, THE CORPORATION'S INCENTIVE
STOCK OPTION PLAN, AS AMENDED
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1b. Election of Director for a Term of One Mgmt Against Against
Year: David N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: Arvind Krishna
1f. Election of Director for a Term of One Mgmt Against Against
Year: Andrew N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1h. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1i. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1k. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1l. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt Against Against
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of Mgmt 1 Year For
the Advisory Vote on Executive
Compensation.
5. Stockholder Proposal to Have an Independent Shr For Against
Board Chairman.
6. Stockholder Proposal Requesting a Public Shr Against For
Report on Lobbying Activities.
7. Stockholder Proposal Requesting a Public Shr For Against
Report on Congruency in China Business
Operations and ESG Activities.
8. Stockholder Proposal Requesting a Public Shr For Against
Report on Harassment and Discrimination
Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
MARATHON DIGITAL HOLDINGS INC. Agenda Number: 935712388
--------------------------------------------------------------------------------------------------------------------------
Security: 565788106
Meeting Type: Annual
Meeting Date: 04-Nov-2022
Ticker: MARA
ISIN: US5657881067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2025: Georges
Antoun
1b. Election of Class II Director for a Mgmt Withheld Against
three-year term expiring in 2025: Jay Leupp
2. The ratification of the appointment of Mgmt Against Against
Marcum LLP, as the Company's independent
registered certified public accountant for
the fiscal year ended December 31, 2022.
3. To increase of the Company's authorized Mgmt For For
shares of common stock from 200 million
shares to 300 million.
4. To transact such other business as may be Mgmt For For
properly brought before the 2022 Annual
Meeting and any adjournments thereof.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 935858437
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR: Merit E. Janow Mgmt Against Against
1b. ELECTION OF DIRECTOR: Candido Bracher Mgmt For For
1c. ELECTION OF DIRECTOR: Richard K. Davis Mgmt Against Against
1d. ELECTION OF DIRECTOR: Julius Genachowski Mgmt Against Against
1e. ELECTION OF DIRECTOR: Choon Phong Goh Mgmt For For
1f. ELECTION OF DIRECTOR: Oki Matsumoto Mgmt Against Against
1g. ELECTION OF DIRECTOR: Michael Miebach Mgmt For For
1h. ELECTION OF DIRECTOR: Youngme Moon Mgmt Against Against
1i. ELECTION OF DIRECTOR: Rima Qureshi Mgmt For For
1j. ELECTION OF DIRECTOR: Gabrielle Sulzberger Mgmt For For
1k. ELECTION OF DIRECTOR: Harit Talwar Mgmt Against Against
1l. ELECTION OF DIRECTOR: Lance Uggla Mgmt Against Against
2. Advisory approval of Mastercard's executive Mgmt Against Against
compensation.
3. Advisory approval of the frequency of Mgmt 1 Year For
future advisory votes on executive
compensation.
4. Approval of Mastercard Incorporated Mgmt For For
Employee Stock Purchase Plan.
5. Ratification of the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2023.
6. Consideration of a stockholder proposal Shr For Against
requesting a report on ensuring respect for
civil liberties.
7. Consideration of a stockholder proposal Shr Against For
requesting a report on Mastercard's stance
on new Merchant Category Code.
8. Consideration of a stockholder proposal Shr Against For
requesting lobbying disclosure.
9. Consideration of a stockholder proposal Shr For Against
requesting stockholders approve advance
notice bylaw amendments.
10. Consideration of a stockholder proposal Shr For Against
requesting a report on the cost-benefit
analysis of diversity and inclusion
efforts.
--------------------------------------------------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED Agenda Number: 935815538
--------------------------------------------------------------------------------------------------------------------------
Security: 594972408
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: MSTR
ISIN: US5949724083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Saylor Mgmt Withheld Against
Phong Q. Le Mgmt Withheld Against
Stephen X. Graham Mgmt For For
Jarrod M. Patten Mgmt Withheld Against
Leslie J. Rechan Mgmt Withheld Against
Carl J. Rickertsen Mgmt Withheld Against
2. To approve the MicroStrategy Incorporated Mgmt Against Against
2023 Equity Incentive Plan.
3. To approve, on an advisory, non-binding Mgmt Against Against
basis, the compensation of MicroStrategy
Incorporated's named executive officers as
disclosed in the Proxy Statement.
4. To recommend, on an advisory, non-binding Mgmt 1 Year Against
basis, holding future executive
compensation advisory votes every three
years, every two years, or every year.
5. Ratify the selection of KPMG LLP as Mgmt For For
MicroStrategy Incorporated's independent
registered public accounting firm for the
fiscal year ending December 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MOGO INC. Agenda Number: 935890675
--------------------------------------------------------------------------------------------------------------------------
Security: 60800C109
Meeting Type: Annual and Special
Meeting Date: 27-Jun-2023
Ticker: MOGO
ISIN: CA60800C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
David Feller Mgmt For For
Gregory Feller Mgmt For For
Michael Wekerle Mgmt For For
Christopher Payne Mgmt For For
Kees van Winters Mgmt For For
Kristin McAlister Mgmt For For
2 Appointment of KPMG LLP as Auditors of the Mgmt For For
Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
3 To pass a special resolution (the full text Mgmt For For
of which is set out in the Circular)
approving the consolidation of all of the
issued and outstanding common shares of the
Company on the basis of a consolidation
ratio to be selected by the directors of
the Company of up to four (4)
pre-consolidation common shares for one (1)
post-consolidation common share, all as
more particularly described in the
Circular.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935833207
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alessandro P. DiNello Mgmt For For
1b. Election of Director: Leslie D. Dunn Mgmt Against Against
1c. Election of Director: Lawrence Rosano, Jr. Mgmt Against Against
1d. Election of Director: Robert Wann Mgmt For For
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the independent registered public
accounting firm of New York Community
Bancorp, Inc. in the fiscal year ending
December 31, 2023.
3. An advisory vote to approve compensation Mgmt Against Against
for our executive officers disclosed in the
accompanying Proxy Statement.
4. To provide an advisory vote on the Mgmt 1 Year For
frequency with which the advisory vote on
the executive officers' compensation shall
occur.
5. Approval of a management proposal to amend Mgmt For For
the Amended and Restated Certificate of
Incorporation of the Company in order to
phase out the classification of the board
of directors and provide instead for the
annual election of directors.
6. Approval of a management proposal to amend Mgmt For For
the Amended and Restated Certificate of
Incorporation and Bylaws of the Company to
eliminate the supermajority voting
requirements.
7. Approval of a proposed amendment to the New Mgmt Against Against
York Community Bancorp, Inc. 2020 Omnibus
Incentive Plan.
8. A shareholder proposal requesting Board Shr For Against
action to eliminate the supermajority
requirements in the Company's Amended and
Restated Certificate of Incorporation and
Bylaws.
9. A shareholder proposal requesting Board Shr Against Against
action to evaluate and issue a report to
shareholders on how the Company's lobbying
and policy influence activities align with
the goal of the Paris Agreement to limit
average global warming and temperature
increase.
--------------------------------------------------------------------------------------------------------------------------
NOCTURNE ACQUISITION CORP. Agenda Number: 935708466
--------------------------------------------------------------------------------------------------------------------------
Security: G6580S122
Meeting Type: Special
Meeting Date: 04-Oct-2022
Ticker: MBTCU
ISIN: KYG6580S1223
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Extension Amendment Proposal: Amend the Mgmt For For
Company's Amended and Restated Memorandum
and Articles of Association to extend the
date by which the Company must consummate a
business combination from October 5, 2022
to April 5, 2023.
2.1 Appointment of Director to serve until the Mgmt Against Against
2024 annual general meeting: Henry Monzon
2.2 Appointment of Director to serve until the Mgmt Against Against
2024 annual general meeting: Ka Seng
(Thomas) Ao
2.3 Appointment of Director to serve until the Mgmt For For
2024 annual general meeting: Simon Choi
2.4 Appointment of Director to serve until the Mgmt For For
2024 annual general meeting: Kashan Zaheer
Piracha
2.5 Appointment of Director to serve until the Mgmt For For
2024 annual general meeting: Derek Yiyi
Feng
2.6 Appointment of Director to serve until the Mgmt For For
2024 annual general meeting: Ka Lok (Ivan)
Wong
2.7 Appointment of Director to serve until the Mgmt For For
2024 annual general meeting: Giuseppe
Mangiacotti
3. Auditor Ratification Proposal: Ratify the Mgmt For For
selection by the Company's audit committee
of Marcum LLP to serve as the Company's
independent registered public accounting
firm for the year ended December 31, 2022.
4. Adjournment Proposal: Approve the Mgmt For For
adjournment of the Extraordinary General
Meeting in lieu of the 2022 Annual General
Meeting to a later date or dates, if
necessary, to permit further solicitation
and vote of proxies in the event that there
are insufficient votes to approve the
Extension Amendment Proposal or if we
determine that additional time is necessary
to effectuate the Extension.
--------------------------------------------------------------------------------------------------------------------------
NU HOLDINGS LTD. Agenda Number: 935702262
--------------------------------------------------------------------------------------------------------------------------
Security: G6683N103
Meeting Type: Annual
Meeting Date: 21-Sep-2022
Ticker: NU
ISIN: KYG6683N1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To resolve, as an ordinary resolution, that Mgmt For For
the Company's audited financial statements
and the Company's Annual Report on Form
20-F for the fiscal year ended December 31,
2021 be approved and ratified.
2. To resolve, as an ordinary resolution, that Mgmt Against Against
the reelection of the individuals listed
from "a" to "h" below and the election of
the individual listed at "i" below, as
directors of the Company (the "Nominees"),
be approved: a. David Velez Osorno; b.
Douglas Mauro Leone; c. Anita Mary Sands;
d. Daniel Krepel Goldberg; e. Luis Alberto
Moreno Mejia; f. Jacqueline Dawn Reses; g.
Rogerio Paulo Calderon Peres; h. Muhtar
Ahmet Kent; and i. Thuan Quang Pham.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935715182
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 16-Nov-2022
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Awo Ablo Mgmt For For
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt Withheld Against
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt Withheld Against
Rona A. Fairhead Mgmt For For
Jeffrey O. Henley Mgmt For For
Renee J. James Mgmt For For
Charles W. Moorman Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
Vishal Sikka Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt Against Against
of our Named Executive Officers.
3. Ratification of the Selection of our Mgmt Against Against
Independent Registered Public Accounting
Firm.
--------------------------------------------------------------------------------------------------------------------------
OVERSTOCK.COM, INC. Agenda Number: 935815463
--------------------------------------------------------------------------------------------------------------------------
Security: 690370101
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: OSTK
ISIN: US6903701018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class III Director to serve for Mgmt For For
a term of three years: Allison H. Abraham
1.2 Election of Class III Director to serve for Mgmt For For
a term of three years: William B. Nettles,
Jr.
2. The ratification of the appointment of KPMG Mgmt Against Against
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. A non-binding advisory vote to approve the Mgmt For For
compensation paid by the Company to its
Named Executive Officers (the "Say on Pay
Vote").
4. A non-binding advisory vote on the Mgmt 1 Year For
frequency (every one, two or three years)
of future Say on Pay Votes (the "Say on
Frequency Vote").
5. The approval of an amendment to our Amended Mgmt Against Against
and Restated 2005 Equity Incentive Plan to
increase the number of shares of common
stock reserved for issuance by 2,755,000
shares.
--------------------------------------------------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC. Agenda Number: 935821036
--------------------------------------------------------------------------------------------------------------------------
Security: 70450Y103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: PYPL
ISIN: US70450Y1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rodney C. Adkins Mgmt For For
1b. Election of Director: Jonathan Christodoro Mgmt Against Against
1c. Election of Director: John J. Donahoe Mgmt For For
1d. Election of Director: David W. Dorman Mgmt Against Against
1e. Election of Director: Belinda J. Johnson Mgmt For For
1f. Election of Director: Enrique Lores Mgmt For For
1g. Election of Director: Gail J. McGovern Mgmt Against Against
1h. Election of Director: Deborah M. Messemer Mgmt For For
1i. Election of Director: David M. Moffett Mgmt For For
1j. Election of Director: Ann M. Sarnoff Mgmt For For
1k. Election of Director: Daniel H. Schulman Mgmt For For
1l. Election of Director: Frank D. Yeary Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
3. Approval of the PayPal Holdings, Inc. 2015 Mgmt Against Against
Equity Incentive Award Plan, as Amended and
Restated.
4. Ratification of the Appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as Our
Independent Auditor for 2023.
5. Stockholder Proposal - Provision of Shr Against For
Services in Conflict Zones.
6. Stockholder Proposal - Reproductive Rights Shr Against For
and Data Privacy.
7. Stockholder Proposal - PayPal Transparency Shr For Against
Reports.
8. Stockholder Proposal - Report on Ensuring Shr For Against
Respect for Civil Liberties.
9. Stockholder Proposal - Adopt Majority Vote Shr For Against
Standard for Director Elections.
--------------------------------------------------------------------------------------------------------------------------
RIOT BLOCKCHAIN, INC. Agenda Number: 935679033
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Annual
Meeting Date: 27-Jul-2022
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hubert Marleau Mgmt Withheld Against
2. Ratification of the appointment of Marcum Mgmt For For
LLP as the Company's independent registered
public accounting firm.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Named Executive
Officers as disclosed in the Proxy
Statement.
4. Approval to amend the Articles of Mgmt For For
Incorporation of Riot Blockchain, Inc. to
increase the number of shares of common
stock authorized for issuance.
5. Approval of the Third Amendment to the Riot Mgmt Against Against
Blockchain, Inc. 2019 Equity Incentive Plan
to increase the number of shares reserved
for issuance.
--------------------------------------------------------------------------------------------------------------------------
RIOT BLOCKCHAIN, INC. Agenda Number: 935718671
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Special
Meeting Date: 17-Nov-2022
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval to amend the Articles of Mgmt For For
Incorporation of Riot Blockchain, Inc. to
increase the number of shares of common
stock authorized for issuance.
--------------------------------------------------------------------------------------------------------------------------
RIOT PLATFORMS, INC. Agenda Number: 935861888
--------------------------------------------------------------------------------------------------------------------------
Security: 767292105
Meeting Type: Annual
Meeting Date: 27-Jun-2023
Ticker: RIOT
ISIN: US7672921050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hannah Cho Mgmt Withheld Against
1b. Election of Director: Lance D' Ambrosio Mgmt Withheld Against
2. Ratification of the appointment of Deloitte Mgmt For For
as the Company's independent registered
public accounting firm.
3. Approval, on an advisory basis, of the Mgmt Against Against
compensation of the Named Executive
Officers as disclosed in the Proxy
Statement.
4. Approval of the Fourth Amendment to the Mgmt Against Against
Riot Blockchain, Inc. 2019 Equity Incentive
Plan to increase the number of shares
reserved for issuance.
--------------------------------------------------------------------------------------------------------------------------
ROBINHOOD MARKETS, INC. Agenda Number: 935848044
--------------------------------------------------------------------------------------------------------------------------
Security: 770700102
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: HOOD
ISIN: US7707001027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class II Director: Frances Frei Mgmt Against Against
1.2 Election of Class II Director: Meyer Malka Mgmt For For
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2023
--------------------------------------------------------------------------------------------------------------------------
ROBLOX CORPORATION Agenda Number: 935803759
--------------------------------------------------------------------------------------------------------------------------
Security: 771049103
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: RBLX
ISIN: US7710491033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David Baszucki Mgmt For For
Greg Baszucki Mgmt For For
2. Advisory Vote on the Compensation of our Mgmt Against Against
Named Executive Officers.
3. Ratification of Independent Registered Mgmt Against Against
Public Accounting Firm.
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS,INC. Agenda Number: 715901737
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 27-Jul-2022
Ticker:
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
This is the 24th AGM Partially Adjourned Non-Voting
from the AGM held on June 29th, 2022.
Non-votable Reporting item: the Annual Non-Voting
Business Reports, the Consolidated
Financial Statements, the Audit Reports and
the Financial Statements
--------------------------------------------------------------------------------------------------------------------------
SBI HOLDINGS,INC. Agenda Number: 717378980
--------------------------------------------------------------------------------------------------------------------------
Security: J6991H100
Meeting Type: AGM
Meeting Date: 29-Jun-2023
Ticker:
ISIN: JP3436120004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Increase Capital Shares Mgmt For For
to be issued
2.1 Appoint a Director Kitao, Yoshitaka Mgmt Against Against
2.2 Appoint a Director Takamura, Masato Mgmt Against Against
2.3 Appoint a Director Asakura, Tomoya Mgmt Against Against
2.4 Appoint a Director Morita, Shumpei Mgmt Against Against
2.5 Appoint a Director Kusakabe, Satoe Mgmt Against Against
2.6 Appoint a Director Yamada, Masayuki Mgmt For For
2.7 Appoint a Director Sato, Teruhide Mgmt For For
2.8 Appoint a Director Takenaka, Heizo Mgmt For For
2.9 Appoint a Director Suzuki, Yasuhiro Mgmt For For
2.10 Appoint a Director Ito, Hiroshi Mgmt For For
2.11 Appoint a Director Takeuchi, Kanae Mgmt For For
2.12 Appoint a Director Fukuda, Junichi Mgmt For For
2.13 Appoint a Director Suematsu, Hiroyuki Mgmt For For
2.14 Appoint a Director Matsui, Shinji Mgmt For For
2.15 Appoint a Director Shiino, Motoaki Mgmt For For
3 Appoint a Corporate Auditor Yoshida, Mgmt For For
Takahiro
4 Appoint a Substitute Corporate Auditor Mgmt For For
Wakatsuki, Tetsutaro
5 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
--------------------------------------------------------------------------------------------------------------------------
SPLUNK INC. Agenda Number: 935862195
--------------------------------------------------------------------------------------------------------------------------
Security: 848637104
Meeting Type: Annual
Meeting Date: 21-Jun-2023
Ticker: SPLK
ISIN: US8486371045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Patricia Mgmt For For
Morrison
1b. Election of Class II Director: David Mgmt For For
Tunnell
1c. Election of Class II Director: General Mgmt For For
Dennis Via (ret)
1d. Election of Class II Director: Luis Visoso Mgmt For For
2. To ratify the appointment of Mgmt Against Against
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2024.
3. To approve, on an advisory basis, the Mgmt Against Against
compensation of our named executive
officers, as described in the proxy
statement.
4. To approve the Splunk Inc. Amended and Mgmt Against Against
Restated 2022 Equity Incentive Plan and the
reservation of shares thereunder.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935863298
--------------------------------------------------------------------------------------------------------------------------
Security: 874039100
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: TSM
ISIN: US8740391003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To accept 2022 Business Report and Mgmt For For
Financial Statements
2. To approve the issuance of employee Mgmt For For
restricted stock awards for year 2023
3. To revise the Procedures for Endorsement Mgmt For For
and Guarantee
4. In order to reflect the Audit Committee Mgmt For For
name change to the Audit and Risk
Committee, to revise the name of Audit
Committee in the following TSMC policies:
i. Procedures for Acquisition or Disposal
of Assets ii. Procedures for Financial
Derivatives Transactions iii. Procedures
for Lending Funds to Other Parties iv.
Procedures for Endorsement and Guarantee
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND CORPORATION Agenda Number: 935716867
--------------------------------------------------------------------------------------------------------------------------
Security: 88262P102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: TPL
ISIN: US88262P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Rhys J. Best
1b. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donald G.
Cook
1c. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donna E.
Epps
1d. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Eric L.
Oliver
2. To approve, by non-binding advisory vote, Mgmt For For
the executive compensation paid to our
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") providing for the
declassification of the Board.
4. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation increasing the
authorized shares of common stock from
7,756,156 shares to 46,536,936 shares.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
6. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to call for a special stockholder meeting.
7. To consider a non-binding stockholder Shr Against For
proposal regarding hiring an investment
banker in connection with the evaluation of
a potential spinoff.
8. To consider a non-binding stockholder Shr Against For
proposal regarding the release of all
remaining obligations of the stockholders'
agreement between the Company and certain
stockholders.
9. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to act by written consent.
10. To consider a non-binding stockholder Shr For Against
proposal regarding director election and
resignation policy.
--------------------------------------------------------------------------------------------------------------------------
TEXAS PACIFIC LAND CORPORATION Agenda Number: 935797045
--------------------------------------------------------------------------------------------------------------------------
Security: 88262P102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: TPL
ISIN: US88262P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Rhys J. Best
1b. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donald G.
Cook
1c. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Donna E.
Epps
1d. Election of Class II Director to serve Mgmt For For
until the 2025 Annual Meeting: Eric L.
Oliver
2. To approve, by non-binding advisory vote, Mgmt For For
the executive compensation paid to our
named executive officers.
3. To approve an amendment to the Company's Mgmt For For
Amended and Restated Certificate of
Incorporation (the "Certificate of
Incorporation") providing for the
declassification of the Board.
4. To approve an amendment to the Company's Mgmt For For
Certificate of Incorporation increasing the
authorized shares of common stock from
7,756,156 shares to 46,536,936 shares.
5. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
6. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to call for a special stockholder meeting.
7. To consider a non-binding stockholder Shr Against For
proposal regarding hiring an investment
banker in connection with the evaluation of
a potential spinoff.
8. To consider a non-binding stockholder Shr Against For
proposal regarding the release of all
remaining obligations of the stockholders'
agreement between the Company and certain
stockholders.
9. To consider a non-binding stockholder Shr For Against
proposal regarding the stockholders' right
to act by written consent.
10. To consider a non-binding stockholder Shr For Against
proposal regarding director election and
resignation policy.
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 935745779
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839
Meeting Type: Annual
Meeting Date: 24-Jan-2023
Ticker: V
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd A. Carney Mgmt For For
1b. Election of Director: Kermit R. Crawford Mgmt For For
1c. Election of Director: Francisco Javier Mgmt Against Against
Fernandez-Carbajal
1d. Election of Director: Alfred F. Kelly, Jr. Mgmt Against Against
1e. Election of Director: Ramon Laguarta Mgmt For For
1f. Election of Director: Teri L. List Mgmt Against Against
1g. Election of Director: John F. Lundgren Mgmt Against Against
1h. Election of Director: Denise M. Morrison Mgmt Against Against
1i. Election of Director: Linda J. Rendle Mgmt For For
1j. Election of Director: Maynard G. Webb, Jr. Mgmt For For
2. To approve, on an advisory basis, the Mgmt Against Against
compensation paid to our named executive
officers.
3. To hold an advisory vote on the frequency Mgmt 1 Year For
of future advisory votes to approve
executive compensation.
4. To ratify the appointment of KPMG LLP as Mgmt Against Against
our independent registered public
accounting firm for fiscal year 2023.
5. To vote on a stockholder proposal Shr For Against
requesting an independent board chair
policy.
--------------------------------------------------------------------------------------------------------------------------
VONTOBEL HOLDING AG Agenda Number: 716771046
--------------------------------------------------------------------------------------------------------------------------
Security: H92070210
Meeting Type: AGM
Meeting Date: 04-Apr-2023
Ticker:
ISIN: CH0012335540
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ANNUAL REPORT: ANNUAL FINANCIAL STATEMENTS Mgmt For For
AND CONSOLIDATED FINANCIAL STATEMENTS 2022,
REPORT OF THE EXTERNAL AUDITORS
2 GRANTING OF DISCHARGE TO THE MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS AND THE EXECUTIVE BOARD
FOR THE YEAR 2022
3 APPROPRIATION OF RETAINED EARNINGS Mgmt For For
4.1 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTOR: RE-ELECTION OF ANDREAS E.F.
UTERMANN
4.2 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTOR: RE-ELECTION OF BRUNO BASLER
4.3 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTOR: RE-ELECTION OF DR. MAJA BAUMANN
4.4 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTOR: RE-ELECTION OF DR. ELISABETH
BOURQUI
4.5 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTOR: RE-ELECTION OF DAVID COLE
4.6 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTOR: RE-ELECTION OF DR. MICHAEL
HALBHERR
4.7 ELECTION OF MEMBER OF THE BOARD OF Mgmt For For
DIRECTOR: RE-ELECTION OF STEFAN LOACKER
4.8 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTOR: RE-ELECTION OF CLARA C. STREIT
4.9 ELECTION OF MEMBER OF THE BOARD OF Mgmt Against Against
DIRECTOR: RE-ELECTION OF BJOERN WETTERGREN
5 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTOR: RE-ELECTION OF ANDREAS E.F.
UTERMANN AS A MEMBER AND AS CHAIRMAN OF THE
BOARD OF DIRECTORS
6.1 ELECTION OF MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE (NOMINATION AND COMPENSATION
COMMITTEE): RE-ELECTION OF BRUNO BASLER
6.2 ELECTION OF MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE (NOMINATION AND COMPENSATION
COMMITTEE): RE-ELECTION OF DR. MICHAEL
HALBHERR
6.3 ELECTION OF MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE (NOMINATION AND COMPENSATION
COMMITTEE): RE-ELECTION OF CLARA C. STREIT
6.4 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE (NOMINATION AND COMPENSATION
COMMITTEE): ELECTION OF ANDREAS E.F.
UTERMANN
6.5 ELECTION OF MEMBER OF THE COMPENSATION Mgmt Against Against
COMMITTEE (NOMINATION AND COMPENSATION
COMMITTEE): RE-ELECTION OF BJOEN WETTERGREN
7 RE-ELECTION OF THE INDEPENDENT PROXY / Mgmt For For
VISCHER AG, ZURICH
8 RE-ELECTION OF THE STATUTORY AUDITORS, Mgmt For For
ERNST AND YOUNG AG, ZURICH
9.1 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
REPORT AND VOTES ON THE AGGREGATE AMOUNTS
OF COMPENSATION OF THE BOARD OF DIRECTORS
AND OF THE EXECUTIVE COMMITTEE:
CONSULTATIVE VOTE ON THE COMPENSATION
REPORT 2022
9.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For
REPORT AND VOTES ON THE AGGREGATE AMOUNTS
OF COMPENSATION OF THE BOARD OF DIRECTORS
AND OF THE EXECUTIVE COMMITTEE: MAXIMUM
AGGREGATE AMOUNT OF THE FIXED COMPENSATION
OF THE MEMBERS OF THE BOARD OF DIRECTORS
FOR THE FORTHCOMING TERM OF OFFICE
9.3 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
REPORT AND VOTES ON THE AGGREGATE AMOUNTS
OF COMPENSATION OF THE BOARD OF DIRECTORS
AND OF THE EXECUTIVE COMMITTEE: MAXIMUM
AGGREGATE AMOUNT OF THE FIXED COMPENSATION
OF THE EXECUTIVE COMMITTEE FOR THE PERIOD
FROM JULY 1, 2023, TO JUNE 30, 2024
9.4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
REPORT AND VOTES ON THE AGGREGATE AMOUNTS
OF COMPENSATION OF THE BOARD OF DIRECTORS
AND OF THE EXECUTIVE COMMITTEE: MAXIMUM
AGGREGATE AMOUNT OF THE PERFORMANCE-RELATED
COMPENSATION OF THE EXECUTIVE COMMITTEE FOR
THE PRIOR FINANCIAL YEAR 2022 THAT HAS
ENDED
9.5 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt Against Against
REPORT AND VOTES ON THE AGGREGATE AMOUNTS
OF COMPENSATION OF THE BOARD OF DIRECTORS
AND OF THE EXECUTIVE COMMITTEE: MAXIMUM
AGGREGATE AMOUNT FOR THE PERFORMANCE SHARES
OF THE EXECUTIVE COMMITTEE PURSUANT TO ART.
31 PARA. 1 LET. E OF THE ARTICLES OF
ASSOCIATION
10.1 AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
LINE WITH THE NEW SWISS CORPORATION LAW:
SHARE CAPITAL, SHARES AND SHARE REGISTER
10.2 AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
LINE WITH THE NEW SWISS CORPORATION LAW:
CONVENING, SETTING OF THE AGENDA, POWERS
AND RESOLUTIONS OF THE GENERAL MEETING OF
SHAREHOLDERS AND NOTIFICATION OF
SHAREHOLDERS
10.3 AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
LINE WITH THE NEW SWISS CORPORATION LAW:
TRANSLATIONS OF THE COMPANY NAME; NUMBER OF
MEMBERS, QUORUM, RESOLUTIONS AND POWERS OF
THE BOARD OF DIRECTORS, MANDATES HELD
OUTSIDE THE GROUP, AS WELL AS CERTAIN
EDITORIAL CHANGES
10.4 AMENDMENT OF THE ARTICLES OF ASSOCIATION IN Mgmt For For
LINE WITH THE NEW SWISS CORPORATION LAW:
THE POSSIBILITY TO HOLD A VIRTUAL GENERAL
MEETING OF SHAREHOLDERS IN EXCEPTIONAL
CIRCUMSTANCES AS WELL AS A GENERAL MEETING
OF SHAREHOLDERS ABROAD
--------------------------------------------------------------------------------------------------------------------------
WALMART INC. Agenda Number: 935833144
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 31-May-2023
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Cesar Conde Mgmt For For
1b. Election of Director: Timothy P. Flynn Mgmt Against Against
1c. Election of Director: Sarah J. Friar Mgmt For For
1d. Election of Director: Carla A. Harris Mgmt Against Against
1e. Election of Director: Thomas W. Horton Mgmt For For
1f. Election of Director: Marissa A. Mayer Mgmt Against Against
1g. Election of Director: C. Douglas McMillon Mgmt For For
1h. Election of Director: Gregory B. Penner Mgmt For For
1i. Election of Director: Randall L. Stephenson Mgmt Against Against
1j. Election of Director: S. Robson Walton Mgmt For For
1k. Election of Director: Steuart L. Walton Mgmt For For
2. Advisory Vote on the Frequency of Future Mgmt 1 Year For
Say-On-Pay Votes.
3. Advisory Vote to Approve Named Executive Mgmt Against Against
Officer Compensation.
4. Ratification of Ernst & Young LLP as Mgmt Against Against
Independent Accountants.
5. Policy Regarding Worker Pay in Executive Shr For Against
Compensation.
6. Report on Human Rights Due Diligence. Shr For Against
7. Racial Equity Audit. Shr For Against
8. Racial and Gender Layoff Diversity Report. Shr For Against
9. Request to Require Shareholder Approval of Shr For Against
Certain Future Bylaw Amendments.
10. Report on Reproductive Rights and Data Shr Against For
Privacy.
11. Communist China Risk Audit. Shr For Against
12. Workplace Safety & Violence Review. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE INVESTMENTS, INC. Agenda Number: 935677750
--------------------------------------------------------------------------------------------------------------------------
Security: 97717P104
Meeting Type: Annual
Meeting Date: 15-Jul-2022
Ticker: WETF
ISIN: US97717P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lynn S. Blake Mgmt For For
1B. Election of Director: Susan Cosgrove Mgmt For For
1C. Election of Director: Win Neuger Mgmt Against Against
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2022.
3. To approve an amendment to Article IV of Mgmt For For
the Company's Amended and Restated
Certificate of Incorporation to increase
the Company's authorized common stock from
250,000,000 shares to 400,000,000 shares
and the corresponding increase in the total
number of authorized shares of capital
stock the Company may issue from
252,000,000 shares to 402,000,000 shares.
4. To vote on an advisory resolution to Mgmt Against Against
approve the compensation of the Company's
named executive officers.
5. To approve the Company's 2022 Equity Plan. Mgmt Against Against
6. To approve an amendment to Article V of the Mgmt For For
Company's Amended and Restated Certificate
of Incorporation to declassify the
Company's Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
WISDOMTREE, INC. Agenda Number: 935863743
--------------------------------------------------------------------------------------------------------------------------
Security: 97717P104
Meeting Type: Annual
Meeting Date: 16-Jun-2023
Ticker: WT
ISIN: US97717P1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ETFS NOMINEE: Bruce E. Aust Mgmt Withheld *
1b. ETFS NOMINEE: Tonia Pankopf Mgmt Withheld *
1c. ETFS NOMINEE: Graham Tuckwell Mgmt Withheld *
1d. COMPANY NOMINEE UNOPPOSED BY ETFS: Lynn S. Mgmt For *
Blake
1e. COMPANY NOMINEE UNOPPOSED BY ETFS: Daniela Mgmt For *
Mielke
1f. COMPANY NOMINEE UNOPPOSED BY ETFS: Jonathan Mgmt For *
Steinberg
1g. COMPANY NOMINEES OPPOSED BY ETFS: Shamla Mgmt For *
Naidoo
1h. COMPANY NOMINEES OPPOSED BY ETFS: Win Mgmt For *
Neuger
1i. COMPANY NOMINEES OPPOSED BY ETFS: Frank Mgmt For *
Salerno
2. To vote on the Company's proposal to ratify Mgmt For *
the appointment of Ernst & Young LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
3. To vote on the Company's advisory Mgmt Against *
resolution to approve the compensation of
the Company's named executive officers.
4. To vote on the Company's proposal to ratify Mgmt For *
the adoption by the Board of Directors of
the Stockholder Rights Agreement, dated
March 17, 2023, by and between the Company
and Continental Stock Transfer & Trust
Company.
--------------------------------------------------------------------------------------------------------------------------
Z HOLDINGS CORPORATION Agenda Number: 717312716
--------------------------------------------------------------------------------------------------------------------------
Security: J9894K105
Meeting Type: AGM
Meeting Date: 16-Jun-2023
Ticker:
ISIN: JP3933800009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Amend Official Company Mgmt For For
Name, Amend Business Lines
2.1 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Kawabe,
Kentaro
2.2 Appoint a Director who is not Audit and Mgmt Against Against
Supervisory Committee Member Idezawa,
Takeshi
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Jungho Shin
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ozawa, Takao
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Masuda, Jun
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Oketani, Taku
3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Usumi, Yoshio
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Amplify ETF Trust
By (Signature) /s/ Christian Magoon
Name Christian Magoon
Title President
Date 08/30/2023