UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 234 West Florida Street, Suite 203
Milwaukee, Wisconsin 53204
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
234 West Florida Street, Suite 203
Milwaukee, Wisconsin 53204
REGISTRANT'S TELEPHONE NUMBER: 844-986-7700
DATE OF FISCAL YEAR END: 07/31
DATE OF REPORTING PERIOD: 07/01/2022 to 06/30/2023
Aztlan Global Stock Selection DM SMID ETF
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ADASTRIA CO.,LTD. Agenda Number: 717197885
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Security: J0011S105
Meeting Type: AGM
Meeting Date: 25-May-2023
Ticker:
ISIN: JP3856000009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Fukuda, Michio Mgmt For For
1.2 Appoint a Director Kimura, Osamu Mgmt For For
1.3 Appoint a Director Kindo, Masayuki Mgmt For For
1.4 Appoint a Director Kitamura, Yoshiaki Mgmt For For
1.5 Appoint a Director Fukuda, Taiki Mgmt For For
1.6 Appoint a Director Akutsu, Satoshi Mgmt For For
1.7 Appoint a Director Horie, Hiromi Mgmt For For
1.8 Appoint a Director Mizutome, Koichi Mgmt For For
1.9 Appoint a Director Matsuoka, Tatsuhiro Mgmt For For
1.10 Appoint a Director Nishiyama, Kazuo Mgmt For For
2 Appoint a Corporate Auditor Mogi, Kyoko Mgmt For For
3 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors
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AGL ENERGY LTD Agenda Number: 716151155
--------------------------------------------------------------------------------------------------------------------------
Security: Q01630195
Meeting Type: AGM
Meeting Date: 15-Nov-2022
Ticker:
ISIN: AU000000AGL7
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 REMUNERATION REPORT Mgmt For For
3 CLIMATE TRANSITION ACTION PLAN Mgmt For For
4A DIRECTOR ELECTION - GRAHAM COCKROFT Mgmt For For
4B DIRECTOR ELECTION - VANESSA SULLIVAN Mgmt For For
4C DIRECTOR ELECTION - MILES GEORGE Mgmt For For
4D DIRECTOR RE-ELECTION - PATRICIA MCKENZIE Mgmt For For
5A ELECTION OF DIRECTOR - MARK WILLIAM GRIMSEY Mgmt For For
TWIDELL
5B PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
- KERRY ELIZABETH SCHOTT
5C PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
- JOHN CARL POLLAERS
5D PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: ELECTION OF DIRECTOR
- CHRISTINE FRANCIS HOLMAN
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ATCO LTD Agenda Number: 717144555
--------------------------------------------------------------------------------------------------------------------------
Security: 046789400
Meeting Type: AGM
Meeting Date: 10-May-2023
Ticker:
ISIN: CA0467894006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THE ISIN DOES NOT HOLD VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU.
1.1 ELECTION OF DIRECTOR: ROBERT T. BOOTH Non-Voting
1.2 ELECTION OF DIRECTOR: JASON T. KENNEY Non-Voting
1.3 ELECTION OF DIRECTOR: ROBERT J. ROUTS Non-Voting
1.4 ELECTION OF DIRECTOR: NANCY C. SOUTHERN Non-Voting
1.5 ELECTION OF DIRECTOR: LINDA A. Non-Voting
SOUTHERN-HEATHCOTT
1.6 ELECTION OF DIRECTOR: NORMAN M. STEINBERG Non-Voting
1.7 ELECTION OF DIRECTOR: ROGER J. URWIN Non-Voting
1.8 ELECTION OF DIRECTOR: SUSAN R. WERTH Non-Voting
2 TO VOTE UPON THE APPOINTMENT OF Non-Voting
PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR
OF THE COMPANY
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AXCELIS TECHNOLOGIES, INC. Agenda Number: 935809650
--------------------------------------------------------------------------------------------------------------------------
Security: 054540208
Meeting Type: Annual
Meeting Date: 11-May-2023
Ticker: ACLS
ISIN: US0545402085
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Tzu-Yin Chiu, Ph.D. Mgmt For For
Joseph P. Keithley Mgmt For For
John T. Kurtzweil Mgmt For For
Russell J. Low, Ph.D. Mgmt For For
Mary G. Puma Mgmt For For
Jeanne Quirk Mgmt For For
Thomas St. Dennis Mgmt For For
Jorge Titinger Mgmt For For
Dipti Vachani Mgmt For For
2. Proposal to ratify independent public Mgmt For For
accounting firm.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Say When on Pay - An advisory vote on the Mgmt 3 Years Against
approval of the frequency of shareholder
votes on executive compensation.
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BUMBLE INC Agenda Number: 935839689
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Security: 12047B105
Meeting Type: Annual
Meeting Date: 06-Jun-2023
Ticker: BMBL
ISIN: US12047B1052
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R. Lynn Atchison Mgmt For For
Matthew S. Bromberg Mgmt For For
Amy M. Griffin Mgmt For For
2. The ratification of the appointment of Mgmt For For
Ernst & Young LLP as the Company's
independent registered public accounting
firm for fiscal year 2023.
3. Approval, on a non-binding advisory basis, Mgmt For For
of the compensation of the named executive
officers as disclosed in the Proxy
Statement.
4. Approval, on a non-binding advisory basis, Mgmt 3 Years Against
of the frequency of future votes on the
compensation of the named executive
officers.
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CALBEE,INC. Agenda Number: 717297774
--------------------------------------------------------------------------------------------------------------------------
Security: J05190103
Meeting Type: AGM
Meeting Date: 21-Jun-2023
Ticker:
ISIN: JP3220580009
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Establish the Articles Mgmt For For
Related to Shareholders Meeting Held
without Specifying a Venue
3.1 Appoint a Director Ehara, Makoto Mgmt For For
3.2 Appoint a Director Kikuchi, Koichi Mgmt For For
3.3 Appoint a Director Imoto, Akira Mgmt For For
3.4 Appoint a Director Mogi, Yuzaburo Mgmt For For
3.5 Appoint a Director Fukushima, Atsuko Mgmt For For
3.6 Appoint a Director Miyauchi, Yoshihiko Mgmt For For
3.7 Appoint a Director Wern Yuen Tan Mgmt For For
3.8 Appoint a Director Kiriyama, Hatsunori Mgmt For For
4 Appoint a Corporate Auditor Usami, Yutaka Mgmt For For
5 Appoint a Substitute Corporate Auditor Mgmt For For
Yamasaki, Tokushi
6 Approve Payment of Bonuses to Corporate Mgmt For For
Officers
7 Approve Provision of Retirement Allowance Mgmt For For
for Retiring Directors
8 Approve Details of the Performance-based Mgmt For For
Stock Compensation to be received by
Directors and Executive Officers
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CARSALES.COM LTD Agenda Number: 716135404
--------------------------------------------------------------------------------------------------------------------------
Security: Q21411121
Meeting Type: AGM
Meeting Date: 28-Oct-2022
Ticker:
ISIN: AU000000CAR3
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2,4A,4B AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 ADOPTION OF FY22 REMUNERATION REPORT Mgmt For For
3A RE-ELECTION OF DIRECTOR - MS. KIM ANDERSON Mgmt For For
3B RE-ELECTION OF DIRECTOR - MR. DAVID Mgmt For For
WIADROWSKI
4A GRANT OF RIGHTS TO THE MD AND CEO, IN Mgmt For For
RESPECT OF THE FY22 STI
4B GRANT OF PERFORMANCE RIGHTS TO THE MD AND Mgmt For For
CEO, IN RESPECT OF THE FY23-25 LTI
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CELSIUS HOLDINGS, INC. Agenda Number: 935865456
--------------------------------------------------------------------------------------------------------------------------
Security: 15118V207
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: CELH
ISIN: US15118V2079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John Fieldly Mgmt No vote
Nicholas Castaldo Mgmt No vote
Caroline Levy Mgmt No vote
Hal Kravitz Mgmt No vote
Alexandre Ruberti Mgmt No vote
Cheryl Miller Mgmt No vote
Damon DeSantis Mgmt No vote
Joyce Russell Mgmt No vote
James Lee Mgmt No vote
2. To ratify the appointment of Ernst & Young Mgmt No vote
LLP as the Company's independent registered
public accounting firm for the year ending
December 31, 2023.
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CLEAR SECURE, INC. Agenda Number: 935837445
--------------------------------------------------------------------------------------------------------------------------
Security: 18467V109
Meeting Type: Annual
Meeting Date: 14-Jun-2023
Ticker: YOU
ISIN: US18467V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Caryn Seidman-Becker Mgmt For For
Kenneth Cornick Mgmt For For
Michael Z. Barkin Mgmt For For
Jeffery H. Boyd Mgmt For For
Tomago Collins Mgmt For For
Shawn Henry Mgmt For For
Kathryn Hollister Mgmt For For
Adam Wiener Mgmt For For
2. Ratification of the appointment of our Mgmt For For
independent registered public accounting
firm.
3. Approval of, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. An advisory vote on the frequency of future Mgmt 3 Years Against
advisory votes on the compensation of our
named executive officers.
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COCHLEAR LTD Agenda Number: 716095674
--------------------------------------------------------------------------------------------------------------------------
Security: Q25953102
Meeting Type: AGM
Meeting Date: 18-Oct-2022
Ticker:
ISIN: AU000000COH5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 2.1, 4.1, 5.1 AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1.1 TO RECEIVE THE COMPANY'S FINANCIAL REPORT, Mgmt For For
THE DIRECTORS REPORT AND THE AUDITORS
REPORT IN RESPECT OF THE FINANCIAL YEAR
ENDED 30 JUNE 2022
2.1 TO ADOPT THE COMPANY'S REMUNERATION REPORT Mgmt For For
IN RESPECT OF THE FINANCIAL YEAR ENDED 30
JUNE 2022
3.1 TO RE-ELECT MS YASMIN ALLEN AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.2 TO ELECT MR MICHAEL DEL PRADO AS A DIRECTOR Mgmt For For
OF THE COMPANY
3.3 TO ELECT MS KAREN PENROSE AS A DIRECTOR OF Mgmt For For
THE COMPANY
4.1 APPROVAL OF LONG-TERM INCENTIVES TO BE Mgmt For For
GRANTED TO THE CEO & PRESIDENT
5.1 APPROVAL TO INCREASE THE MAXIMUM AGGREGATE Mgmt For For
REMUNERATION OF NON- EXECUTIVE DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
COMPUTERSHARE LTD Agenda Number: 716151167
--------------------------------------------------------------------------------------------------------------------------
Security: Q2721E105
Meeting Type: AGM
Meeting Date: 10-Nov-2022
Ticker:
ISIN: AU000000CPU5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3,4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2 RE-ELECTION OF MS TIFFANY FULLER AS A Mgmt For For
DIRECTOR
3 REMUNERATION REPORT Mgmt For For
4 FY23 LTI GRANT TO THE CHIEF EXECUTIVE Mgmt For For
OFFICER
5 TO REPLACE THE CONSTITUTION OF THE COMPANY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
COREBRIDGE FINANCIAL INC Agenda Number: 935851700
--------------------------------------------------------------------------------------------------------------------------
Security: 21871X109
Meeting Type: Annual
Meeting Date: 20-Jun-2023
Ticker: CRBG
ISIN: US21871X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Adam Burk
1b. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Alan Colberg
1c. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Lucy Fato
1d. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Jonathan Gray
1e. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Marilyn Hirsch
1f. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Kevin Hogan
1g. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Christopher Lynch
1h. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Sabra Purtill
1i. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Elaine Rocha
1j. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Chris Schaper
1k. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Amy Schioldager
1l. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Patricia Walsh
1m. Election of Director for a one-year term Mgmt For For
ending at the 2024 Annual Meeting of
Stockholders: Peter Zaffino
2. Approve, on an advisory basis, the 2022 Mgmt For For
named executive officer compensation.
3. Approve, on an advisory basis, the Mgmt 3 Years Against
frequency of executive compensation votes.
4. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the company's
independent registered public accounting
firm for 2023.
--------------------------------------------------------------------------------------------------------------------------
DARKTRACE PLC Agenda Number: 716120516
--------------------------------------------------------------------------------------------------------------------------
Security: G2658M105
Meeting Type: AGM
Meeting Date: 03-Nov-2022
Ticker:
ISIN: GB00BNYK8G86
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 30 JUNE 2022
2 TO APPOINT THE AUDITOR UNTIL THE NEXT Mgmt For For
ANNUAL GENERAL MEETING OF DARKTRACE
3 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS
4 TO RE-ELECT GORDON HURST AS A DIRECTOR Mgmt For For
5 TO RE-ELECT POPPY GUSTAFSSON OBE AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT CATHERINE GRAHAM AS A DIRECTOR Mgmt For For
7 TO RE-ELECT VANESSA COLOMAR AS A DIRECTOR Mgmt For For
8 TO RE-ELECT STEPHEN SHANLEY AS A DIRECTOR Mgmt For For
9 TO RE-ELECT JOHANNES SIKKENS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT LORD WILLETTS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT PAUL HARRISON AS A DIRECTOR Mgmt For For
12 TO RE-ELECT SIR PETER BONFIELD CBEFRENG AS Mgmt For For
A DIRECTOR
13 AUTHORITY TO ALLOT RELEVANT SECURITES Mgmt For For
14 TO APPROVE THE REPORT OF THE REMUNERATION Mgmt For For
COMMITTEE
15 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For For
POLITICAL EXPENDITURES
16 TO GIVE THE DIRECTORS LIMITED AUTHORITY TO Mgmt For For
ALLOT SHARES FOR CASH WITHOUT MAKING A
PRE-EMPTIVE OFFER TO SHAREHOLDERS
17 TO GIVE THE DIRECTORS AN ADDITIONAL LIMITED Mgmt For For
AUTHORITY TO ALLOT SHARES FOR CASH AND
DISAPPLY OFFER TO SHAREHOLDERS
18 TO AUTHORISE DARKTRACE TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES UP TO A
SPECIFIED AMOUNT
19 TO APPROVE THE CALLING OF GENERAL MEETINGS Mgmt For For
OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR
DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
DENTSU GROUP INC. Agenda Number: 716770436
--------------------------------------------------------------------------------------------------------------------------
Security: J1207N108
Meeting Type: AGM
Meeting Date: 30-Mar-2023
Ticker:
ISIN: JP3551520004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Adopt Reduction of Mgmt For For
Liability System for Executive Officers,
Transition to a Company with Three
Committees, Approve Minor Revisions
2.1 Appoint a Director Timothy Andree Mgmt For For
2.2 Appoint a Director Igarashi, Hiroshi Mgmt For For
2.3 Appoint a Director Soga, Arinobu Mgmt For For
2.4 Appoint a Director Nick Priday Mgmt For For
2.5 Appoint a Director Matsui, Gan Mgmt For For
2.6 Appoint a Director Paul Candland Mgmt For For
2.7 Appoint a Director Andrew House Mgmt For For
2.8 Appoint a Director Sagawa, Keiichi Mgmt For For
2.9 Appoint a Director Sogabe, Mihoko Mgmt For For
2.10 Appoint a Director Matsuda, Yuka Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENDEAVOUR MINING PLC Agenda Number: 716929471
--------------------------------------------------------------------------------------------------------------------------
Security: G3042J105
Meeting Type: AGM
Meeting Date: 11-May-2023
Ticker:
ISIN: GB00BL6K5J42
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS AND THE Mgmt For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR
THE YEAR ENDED 31 DECEMBER 2022 (THE 2022
ANNUAL REPORT)
2 TO RE-ELECT ALISON CLAIRE BAKER AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT IAN COCKERILL AS A DIRECTOR Mgmt For For
4 TO RE-ELECT LIVIA MAHLER AS A DIRECTOR Mgmt For For
5 TO RE-ELECT SEBASTIEN DE MONTESSUS AS A Mgmt For For
DIRECTOR
6 TO RE-ELECT NAGUIB ONSI NAGUIBSAWRIS AS A Mgmt For For
DIRECTOR
7 TO RE-ELECT SRINIVASAN VENKATAKRISHNAN AS A Mgmt For For
DIRECTOR
8 TO RE-ELECT TERTIUS ZONGO AS A DIRECTOR Mgmt For For
9 TO ELECT SAKHILA MIRZA AS A DIRECTOR Mgmt For For
10 TO ELECT PATRICK BOUISSET AS A DIRECTOR Mgmt For For
11 TO REAPPOINT BDO LLP AS AUDITORS Mgmt For For
12 TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITORS OF THE COMPANY
13 TO MAKE AN AMENDMENT TO THE DIRECTORS' Mgmt For For
REMUNERATION POLICY IN RESPECT OF THE
PENSION SUCH THAT THE EMPLOYER CONTRIBUTION
IS A MAXIMUM OF 10 PERCENT OF SALARY
14 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT SET OUT ON PAGES 141 TO 156 IN THE
2022 ANNUAL REPORT
15 AUTHORITY TO ALLOT SHARES OR GRANT RIGHTS Mgmt For For
TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITIES INTO SHARES
16 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
17 ADDITIONAL AUTHORITY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
18 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
19 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY Agenda Number: 935820604
--------------------------------------------------------------------------------------------------------------------------
Security: 388689101
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: GPK
ISIN: US3886891015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael P. Doss Mgmt For For
Dean A. Scarborough Mgmt For For
Larry M. Venturelli Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm.
3. Approval of compensation paid to Named Mgmt For For
Executive Officers (Say- on-Pay).
4. Advisory Vote on the Frequency of the Mgmt 3 Years Against
Say-on-Pay Vote on Executive Compensation.
--------------------------------------------------------------------------------------------------------------------------
INSURANCE AUSTRALIA GROUP LTD Agenda Number: 716077448
--------------------------------------------------------------------------------------------------------------------------
Security: Q49361100
Meeting Type: AGM
Meeting Date: 21-Oct-2022
Ticker:
ISIN: AU000000IAG3
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 5,6 7 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 RE-ELECTION OF TOM POCKETT Mgmt For For
2 RE-ELECTION OF HELEN NUGENT Mgmt For For
3 RE-ELECTION OF GEORGE SAVVIDES Mgmt For For
4 ELECTION OF SCOTT PICKERING Mgmt For For
5 ADOPTION OF REMUNERATION REPORT Mgmt For For
6 ALLOCATION OF SHARE RIGHTS TO NICK HAWKINS Mgmt For For
CMMT IF YOU INTEND TO VOTE FOR THE REMUNERATION Non-Voting
REPORT, THEN YOU SHOULD VOTE AGAINST THE
SPILL RESOLUTION
7 SPILL RESOLUTION: THAT, SUBJECT TO AND Mgmt For Against
CONDITIONAL ON AT LEAST 25% OF THE VOTES
VALIDLY CAST ON RESOLUTION 5 BEING CAST
AGAINST THE ADOPTION OF THE REMUNERATION
REPORT FOR THE FINANCIAL YEAR ENDED 30 JUNE
2022: 1) AN EXTRAORDINARY GENERAL MEETING
OF THE COMPANY (THE SPILL MEETING) BE HELD
WITHIN 90 DAYS OF THE PASSING OF THIS
RESOLUTION; 2) ALL OF THE NON-EXECUTIVE
DIRECTORS IN OFFICE WHEN THE BOARD
RESOLUTION TO MAKE THE DIRECTORS REPORT FOR
THE FINANCIAL YEAR ENDED 30 JUNE 2022 WAS
PASSED (BEING SIMON ALLEN, DAVID ARMSTRONG,
JON NICHOLSON, HELEN NUGENT, SCOTT
PICKERING, TOM POCKETT, GEORGE SARTOREL,
GEORGE SAVVIDES AND MICHELLE TREDENICK) AND
WHO REMAIN IN OFFICE AT THE TIME OF THE
SPILL MEETING (NOTING THAT SHEILA MCGREGOR
WILL RESIGN AS A DIRECTOR FOLLOWING THE
CONCLUSION OF THE 2022 ANNUAL GENERAL
MEETING), CEASE TO HOLD OFFICE IMMEDIATELY
BEFORE THE END OF THE SPILL MEETING AND 3)
RESOLUTIONS TO APPOINT PERSONS TO OFFICES
THAT WILL BE VACATED IMMEDIATELY BEFORE THE
END OF THE SPILL MEETING BE PUT TO THE VOTE
OF SECURITYHOLDERS AT THE SPILL MEETING
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA Agenda Number: 717205315
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: AGM
Meeting Date: 14-Jun-2023
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUNE 2023. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE 2022 FINANCIAL STATEMENTS Mgmt For For
AND MANAGEMENT REPORTS OF THE COMPANY AND
OF ITS CONSOLIDATED GROUP
2 APPROVAL OF THE NON-FINANCIAL INFORMATION Mgmt For For
STATEMENT FOR FINANCIAL YEAR 2022
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE 2022 FINANCIAL YEAR
4 APPROVAL OF THE PROPOSAL FOR THE ALLOCATION Mgmt For For
OF 2022 RESULTS
5.a RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. JAVIER FERR N AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.b RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. LUIS GALLEGO AS EXECUTIVE DIRECTOR
5.c RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. GILES AGUTTER AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
5.d RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. PEGGY BRUZELIUS AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.e RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. EVA CASTILLO AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.f RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. MARGARET EWING AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.g RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. MAURICE LAM AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.h RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. HEATHER ANN MCSHARRY AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.i RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. ROBIN PHILLIPS AS NON-EXECUTIVE
PROPRIETARY DIRECTOR
5.j RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MR. EMILIO SARACHO AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.k RE-ELECTION OF DIRECTOR FOR THE CORPORATE Mgmt For For
BYLAWS MANDATED ONE-YEAR TERM: TO RE-ELECT
MS. NICOLA SHAW AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
6 CONSULTATIVE VOTE ON THE 2022 ANNUAL REPORT Mgmt For For
ON DIRECTORS REMUNERATION
7 APPROVAL OF THE ALLOTMENT OF A MAXIMUM Mgmt For For
NUMBER OF SHARES OF THE COMPANY FOR SHARE
AWARDS (INCLUDING THE AWARDS TO EXECUTIVE
DIRECTORS) UNDER THE EXECUTIVE SHARE PLAN
IN RELATION TO THE 2023 AND 2024 FINANCIAL
YEARS
8 AUTHORISATION FOR THE DERIVATIVE Mgmt For For
ACQUISITION OF THE COMPANYS OWN SHARES BY
THE COMPANY ITSELF AND/OR BY ITS
SUBSIDIARIES
9 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
INCREASE THE SHARE CAPITAL PURSUANT TO THE
PROVISIONS OF ARTICLE 297.1 B) OF THE
COMPANIES ACT
10 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
ISSUE SECURITIES (INCLUDING WARRANTS)
CONVERTIBLE INTO AND/OR EXCHANGEABLE FOR
SHARES OF THE COMPANY. ESTABLISHMENT OF THE
CRITERIA FOR DETERMINING THE BASIS FOR AND
TERMS AND CONDITIONS APPLICABLE TO THE
CONVERSION OR EXCHANGE. AUTHORISATION TO
THE BOARD OF DIRECTORS, WITH THE EXPRESS
POWER OF SUBSTITUTION, TO DEVELOP THE BASIS
FOR AND THE TERMS AND CONDITIONS APPLICABLE
TO THE CONVERSION OR EXCHANGE OF SUCH
SECURITIES, AS WELL AS TO INCREASE THE
SHARE CAPITAL BY THE REQUIRED AMOUNT ON THE
CONVERSION
11.a AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITIES GIVEN UNDER
RESOLUTIONS 9 AND 10: UP TO 10 PERCENT OF
THE SHARE CAPITAL ON AN UNRESTRICTED BASIS
11.b AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITIES GIVEN UNDER
RESOLUTIONS 9 AND 10: UP TO AN ADDITIONAL
10 PERCENT OF THE SHARE CAPITAL TO BE USED
FOR EITHER AN ACQUISITION OR A SPECIFIED
CAPITAL INVESTMENT
12 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS MEETING
CMMT 09 JUN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT OF
RESOLUTIONS 2, 6 AND REVISION DUE TO CHANGE
IN MEETING DATE FROM 14 JUN 2023 TO 15 JUN
2023 AND CHANGE IN MEETING TYPE FROM OGM TO
AGM AND CHANGE OF THE MEETING DATE FROM 15
JUN 2023 TO 14 JUN 2023 AND CHANGE IN
NUMBERING OF RESOLUTIONS 5.a TO 5.k AND
11.a, 11.b. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL GAME TECHNOLOGY PLC Agenda Number: 935856774
--------------------------------------------------------------------------------------------------------------------------
Security: G4863A108
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: IGT
ISIN: GB00BVG7F061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2022 Annual Report Mgmt For For
& Accounts
2. To approve the 2022 Directors' Remuneration Mgmt For For
Report (excluding the remuneration policy)
3. Election of Director: Massimiliano Chiara Mgmt For For
4. Election of Director: Alberto Dessy Mgmt For For
5. Election of Director: Marco Drago Mgmt For For
6. Election of Director: Ashley M. Hunter Mgmt For For
7. Election of Director: James McCann Mgmt For For
8. Election of Director: Heather McGregor Mgmt For For
9. Election of Director: Lorenzo Pellicioli Mgmt For For
10. Election of Director: Maria Pinelli Mgmt For For
11. Election of Director: Samantha Ravich Mgmt For For
12. Election of Director: Vincent Sadusky Mgmt For For
13. Election of Director: Marco Sala Mgmt For For
14. Election of Director: Gianmario Tondato Da Mgmt For For
Ruos
15. To re-appoint PricewaterhouseCoopers LLP as Mgmt For For
auditor of the Company
16. To authorise the Board or its Audit Mgmt For For
Committee to determine the auditor's
remuneration
17. To authorise the Company to make political Mgmt For For
donations and expenditure
18. To authorise the directors to allot shares Mgmt For For
19. To authorise the directors to disapply Mgmt For For
pre-emption rights (special resolution)
20. To authorise the directors to further Mgmt For For
disapply pre-emption rights for an
acquisition or a specified capital
investment (special resolution)
21. To authorise the Company to make off-market Mgmt For For
purchases of its own ordinary shares
(special resolution)
22. To approve the capitalisation of the Mgmt For For
Company's revaluation reserve and to
authorise the Board to allot the Capital
Reduction Share (as defined in the Notice
of AGM) (special resolution)
23. To approve the cancellation of the Capital Mgmt For For
Reduction Share (as defined in the Notice
of AGM) (special resolution)
--------------------------------------------------------------------------------------------------------------------------
ISUZU MOTORS LIMITED Agenda Number: 717368674
--------------------------------------------------------------------------------------------------------------------------
Security: J24994113
Meeting Type: AGM
Meeting Date: 28-Jun-2023
Ticker:
ISIN: JP3137200006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Katayama,
Masanori
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Minami,
Shinsuke
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Takahashi,
Shinichi
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Fujimori, Shun
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ikemoto,
Tetsuya
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Yamaguchi,
Naohiro
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Shibata,
Mitsuyoshi
2.8 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nakayama,
Kozue
3.1 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Miyazaki,
Kenji
3.2 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Kawamura,
Kanji
3.3 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Sakuragi,
Kimie
3.4 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Masao
3.5 Appoint a Director who is Audit and Mgmt For For
Supervisory Committee Member Anayama,
Makoto
--------------------------------------------------------------------------------------------------------------------------
JTOWER INC. Agenda Number: 717387559
--------------------------------------------------------------------------------------------------------------------------
Security: J2946Z105
Meeting Type: AGM
Meeting Date: 27-Jun-2023
Ticker:
ISIN: JP3386700003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Tanaka, Atsushi Mgmt For For
1.2 Appoint a Director Kiriya, Yusuke Mgmt For For
1.3 Appoint a Director Nakamura, Ryosuke Mgmt For For
1.4 Appoint a Director Ota, Naoki Mgmt For For
1.5 Appoint a Director Uchida, Yoshiaki Mgmt For For
1.6 Appoint a Director Oba, Mutsuko Mgmt For For
1.7 Appoint a Director Ishida, Shingo Mgmt For For
2.1 Appoint a Corporate Auditor Yamada, Akihiro Mgmt For For
2.2 Appoint a Corporate Auditor Nagayama, Mgmt For For
Toshiko
--------------------------------------------------------------------------------------------------------------------------
M&A RESEARCH INSTITUTE INC. Agenda Number: 716691286
--------------------------------------------------------------------------------------------------------------------------
Security: J3971G103
Meeting Type: EGM
Meeting Date: 14-Mar-2023
Ticker:
ISIN: JP3167370000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Plan for an Incorporation-Type Mgmt No vote
Company Split
2 Amend Articles to: Amend Official Company Mgmt No vote
Name, Amend Business Lines
--------------------------------------------------------------------------------------------------------------------------
MOWI ASA Agenda Number: 717223426
--------------------------------------------------------------------------------------------------------------------------
Security: R4S04H101
Meeting Type: AGM
Meeting Date: 01-Jun-2023
Ticker:
ISIN: NO0003054108
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS
WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE POSITION.
CMMT IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF Non-Voting
ATTORNEY (POA) IN PLACE, AN INDIVIDUAL
BENEFICIAL OWNER SIGNED POA MAY BE
REQUIRED.
CMMT TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE Non-Voting
ACCOUNT IN THE LOCAL MARKET, THE LOCAL
CUSTODIAN WILL TEMPORARILY TRANSFER VOTED
SHARES TO A SEPARATE ACCOUNT IN THE
BENEFICIAL OWNER'S NAME ON THE PROXY VOTING
DEADLINE AND TRANSFER BACK TO THE
OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE
MEETING DATE.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1.A ELECT CHAIRMAN OF MEETING Mgmt For For
1.B DESIGNATE INSPECTOR(S) OF MINUTES OF Mgmt For For
MEETING
2 APPROVE NOTICE OF MEETING AND AGENDA Mgmt For For
3 RECEIVE BRIEFING ON THE BUSINESS Non-Voting
4 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS; APPROVE ALLOCATION OF INCOME
5 DISCUSS COMPANY'S CORPORATE GOVERNANCE Non-Voting
STATEMENT
6 APPROVE EQUITY PLAN FINANCING Mgmt For For
7 APPROVE REMUNERATION STATEMENT Mgmt For For
8 APPROVE REMUNERATION OF DIRECTORS Mgmt For For
9 APPROVE REMUNERATION OF NOMINATION Mgmt For For
COMMITTEE
10 APPROVE REMUNERATION OF AUDITORS Mgmt For For
11.A REELECT OLE-EIRIK LEROY (CHAIR) AS DIRECTOR Mgmt For For
11.B REELECT KRISTIAN MELHUUS (DEPUTY CHAIR) AS Mgmt For For
DIRECTOR
11.C REELECT LISBET KARIN NAERO AS DIRECTOR Mgmt For For
12.A ELECT MERETE HAUGLI AS MEMBER OF NOMINATING Mgmt For For
COMMITTEE
12.B ELECT ANN KRISTIN BRAUTASET AS MEMBER OF Mgmt For For
NOMINATING COMMITTEE
13 AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS Mgmt For For
14 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
15.A APPROVE CREATION OF NOK 387.8 MILLION POOL Mgmt For For
OF CAPITAL WITHOUT PREEMPTIVE RIGHTS
15.B AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS Mgmt For For
WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE
NOMINAL AMOUNT OF NOK 3.2 BILLION; APPROVE
CREATION OF NOK 387.8 MILLION POOL OF
CAPITAL TO GUARANTEE CONVERSION RIGHTS
CMMT 11 MAY 2023: PLEASE NOTE THAT IF YOU HOLD Non-Voting
CREST DEPOSITORY INTERESTS (CDIS) AND
PARTICIPATE AT THIS MEETING, YOU (OR YOUR
CREST SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT 11 MAY 2023: PLEASE NOTE SHARE BLOCKING Non-Voting
WILL APPLY FOR ANY VOTED POSITIONS SETTLING
THROUGH EUROCLEAR BANK.
CMMT 11 MAY 2023: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 11 MAY 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENTS. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
OCI N.V. Agenda Number: 716491117
--------------------------------------------------------------------------------------------------------------------------
Security: N6667A111
Meeting Type: EGM
Meeting Date: 16-Feb-2023
Ticker:
ISIN: NL0010558797
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING MUST BE LODGED WITH BENEFICIAL OWNER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO BENEFICIAL OWNER DETAILS ARE
PROVIDED, YOUR INSTRUCTIONS MAY BE
REJECTED.
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED.
1. OPENING AND ANNOUNCEMENTS Non-Voting
2. I TO FIRST INCREASE THE NOMINAL VALUE OF Mgmt For For
THE SHARES IN THE COMPANY'S SHARE CAPITAL;
AND II TO SUBSEQUENTLY DECREASE THE NOMINAL
VALUE OF THE SHARES IN THE COMPANY'S SHARE
CAPITAL, COMBINED WITH A REPAYMENT OF
CAPITAL. TWO PROPOSALS TO AMEND THE
ARTICLES OF ASSOCIATION OF THE COMPANY (THE
ARTICLES OF ASSOCIATION) TO FACILITATE A
CAPITAL REPAYMENT IN CONNECTION WITH THE H2
2022 DISTRIBUTION
3. CLOSE OF THE EXTRAORDINARY GENERAL MEETING Non-Voting
CMMT 06 JAN 2023: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 06 JAN 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN NUMBERING OF ALL
RESOLUTIONS AND ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
SANDFIRE RESOURCES LTD Agenda Number: 716688518
--------------------------------------------------------------------------------------------------------------------------
Security: Q82191109
Meeting Type: EGM
Meeting Date: 21-Mar-2023
Ticker:
ISIN: AU000000SFR8
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1 TO 6 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 GRANT OF FY2023 LTI ZEPOS TO MR BRENDAN Mgmt No vote
HARRIS (OR HIS NOMINEE)
2 APPROVAL OF POTENTIAL TERMINATION BENEFIT Mgmt No vote
IN RELATION TO FY2023 LTI ZEPOS PROPOSED TO
BE GRANTED TO MR BRENDAN HARRIS (OR HIS
NOMINEE)
3 GRANT OF FY2023 STI SHARES TO MR BRENDAN Mgmt No vote
HARRIS (OR HIS NOMINEE)
4 APPROVAL OF POTENTIAL TERMINATION BENEFIT Mgmt No vote
IN RELATION TO MR BRENDAN HARRIS PROPOSED
FY2023 STI AWARD
5 GRANT OF SIGN-ON RIGHTS TO MR BRENDAN Mgmt No vote
HARRIS (OR HIS NOMINEE)
6 APPROVAL OF POTENTIAL TERMINATION BENEFIT Mgmt No vote
IN RELATION TO SIGN-ON RIGHTS PROPOSED TO
BE GRANTED TO MR BRENDAN HARRIS (OR HIS
NOMINEE)
CMMT 17 FEB 2023: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO CHANGE IN MEETING TYPE FROM
OGM TO EGM. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
SANMINA CORPORATION Agenda Number: 935761230
--------------------------------------------------------------------------------------------------------------------------
Security: 801056102
Meeting Type: Annual
Meeting Date: 13-Mar-2023
Ticker: SANM
ISIN: US8010561020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jure Sola Mgmt For For
1b. Election of Director: Eugene A. Delaney Mgmt For For
1c. Election of Director: John P. Goldsberry Mgmt For For
1d. Election of Director: David V. Hedley III Mgmt For For
1e. Election of Director: Susan A. Johnson Mgmt For For
1f. Election of Director: Joseph G. Licata, Jr. Mgmt For For
1g. Election of Director: Krish Prabhu Mgmt For For
1h. Election of Director: Mario M. Rosati Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Sanmina
Corporation's independent registered public
accounting firm for the fiscal year ending
September 30, 2023.
3. To approve, on an advisory (non-binding) Mgmt For For
basis, the compensation of Sanmina
Corporation's named executive officers.
4. To approve the reservation of an additional Mgmt For For
1,200,000 shares of common stock for
issuance under the 2019 Equity Incentive
Plan of Sanmina Corporation.
--------------------------------------------------------------------------------------------------------------------------
T&D HOLDINGS, INC. Agenda Number: 717271643
--------------------------------------------------------------------------------------------------------------------------
Security: J86796109
Meeting Type: AGM
Meeting Date: 28-Jun-2023
Ticker:
ISIN: JP3539220008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Uehara,
Hirohisa
2.2 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Moriyama,
Masahiko
2.3 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Nagai, Hotaka
2.4 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Ogo, Naoki
2.5 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Watanabe,
Kensaku
2.6 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Soejima, Naoki
2.7 Appoint a Director who is not Audit and Mgmt For For
Supervisory Committee Member Kitahara,
Mutsuro
--------------------------------------------------------------------------------------------------------------------------
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED Agenda Number: 717387484
--------------------------------------------------------------------------------------------------------------------------
Security: J30169106
Meeting Type: AGM
Meeting Date: 28-Jun-2023
Ticker:
ISIN: JP3228600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
The 3rd to 28th Items of Business are Non-Voting
proposals from shareholders. The Board of
Directors objects to all proposals from the
3rd to 28th Items of Business. For details,
please find meeting materials.
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Sakakibara, Sadayuki Mgmt For For
2.2 Appoint a Director Okihara, Takamune Mgmt For For
2.3 Appoint a Director Kaga, Atsuko Mgmt For For
2.4 Appoint a Director Tomono, Hiroshi Mgmt For For
2.5 Appoint a Director Takamatsu, Kazuko Mgmt For For
2.6 Appoint a Director Naito, Fumio Mgmt For For
2.7 Appoint a Director Manabe, Seiji Mgmt For For
2.8 Appoint a Director Tanaka, Motoko Mgmt For For
2.9 Appoint a Director Mori, Nozomu Mgmt For For
2.10 Appoint a Director Inada, Koji Mgmt For For
2.11 Appoint a Director Araki, Makoto Mgmt For For
2.12 Appoint a Director Shimamoto, Yasuji Mgmt For For
2.13 Appoint a Director Nishizawa, Nobuhiro Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
9 Shareholder Proposal: Remove a Director Shr Against For
Mori, Nozomu
10 Shareholder Proposal: Remove a Director Shr Against For
Sasaki, Shigeo
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
12 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
13 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
14 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
15 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (6)
17 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
18 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
20 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
21 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
22 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
23 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
24 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (4)
25 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (5)
26 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (1)
27 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (2)
28 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (3)
--------------------------------------------------------------------------------------------------------------------------
TREASURY WINE ESTATES LTD Agenda Number: 716091462
--------------------------------------------------------------------------------------------------------------------------
Security: Q9194S107
Meeting Type: AGM
Meeting Date: 18-Oct-2022
Ticker:
ISIN: AU000000TWE9
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3,4 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
1 FINANCIAL STATEMENTS AND REPORTS Non-Voting
2.A RE-ELECTION OF DIRECTOR - MR ED CHAN Mgmt For For
2.B RE-ELECTION OF DIRECTOR - MR GARRY HOUNSELL Mgmt For For
2.C RE-ELECTION OF DIRECTOR - MS COLLEEN JAY Mgmt For For
2.D RE-ELECTION OF DIRECTOR - MS ANTONIA Mgmt For For
KORSANOS
2.E RE-ELECTION OF DIRECTOR - MS LAURI SHANAHAN Mgmt For For
2.F RE-ELECTION OF DIRECTOR - MR PAUL RAYNER Mgmt For For
3 REMUNERATION REPORT Mgmt For For
4 GRANT OF PERFORMANCE RIGHTS TO CHIEF Mgmt For For
EXECUTIVE OFFICER
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
5 PROPORTIONAL TAKEOVER PROVISION Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
VALEO SE Agenda Number: 717144050
--------------------------------------------------------------------------------------------------------------------------
Security: F96221340
Meeting Type: MIX
Meeting Date: 24-May-2023
Ticker:
ISIN: FR0013176526
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT FOR SHAREHOLDERS NOT HOLDING SHARES Non-Voting
DIRECTLY WITH A FRENCH CUSTODIAN, VOTING
INSTRUCTIONS WILL BE FORWARDED TO YOUR
GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE
GLOBAL CUSTODIAN AS THE REGISTERED
INTERMEDIARY WILL SIGN THE PROXY CARD AND
FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT
CMMT FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID Non-Voting
VOTING OPTION. FOR ANY ADDITIONAL
RESOLUTIONS RAISED AT THE MEETING THE
VOTING INSTRUCTION WILL DEFAULT TO
'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING
THE PROXY CARD, THE VOTING INSTRUCTION WILL
DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN
CMMT VOTING MUST BE LODGED WITH SHAREHOLDER Non-Voting
DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK.
IF NO SHAREHOLDER DETAILS ARE PROVIDED,
YOUR INSTRUCTIONS MAY BE REJECTED
CMMT FOR SHAREHOLDERS HOLDING SHARES DIRECTLY Non-Voting
REGISTERED IN THEIR OWN NAME ON THE COMPANY
SHARE REGISTER, YOU SHOULD RECEIVE A PROXY
CARD/VOTING FORM DIRECTLY FROM THE ISSUER.
PLEASE SUBMIT YOUR VOTE DIRECTLY BACK TO
THE ISSUER VIA THE PROXY CARD/VOTING FORM,
DO NOT SUBMIT YOUR VOTE VIA BROADRIDGE
SYSTEMS/PLATFORMS OR YOUR INSTRUCTIONS MAY
BE REJECTED
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://www.journal-officiel.gouv.fr/telech
argements/BALO/pdf/2023/0331/202303312300723
.pdf
CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting
THAT IF YOU ARE CLASSIFIED AS AN
INTERMEDIARY CLIENT UNDER THE SHAREHOLDER
RIGHTS DIRECTIVE II, YOU SHOULD BE
PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL TYPICALLY BE
RELEASED FROM ESCROW AS SOON AS PRACTICABLE
ON RECORD DATE +1 DAY (OR ON MEETING DATE
+1 DAY IF NO RECORD DATE APPLIES) UNLESS
OTHERWISE SPECIFIED, AND ONLY AFTER THE
AGENT HAS CONFIRMED AVAILABILITY OF THE
POSITION. IN ORDER FOR A VOTE TO BE
ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
CMMT PLEASE NOTE SHARE BLOCKING WILL APPLY FOR Non-Voting
ANY VOTED POSITIONS SETTLING THROUGH
EUROCLEAR BANK
1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022
2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2022
3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2022 AND SETTING OF THE
DIVIDEND
4 APPROVAL OF THE AGREEMENTS SUBJECT TO THE Mgmt For For
PROVISIONS OF ARTICLES L. 225-38 AND
FOLLOWING OF THE FRENCH COMMERCIAL CODE
5 RATIFICATION OF THE CO-OPTION OF ALEXANDRE Mgmt For For
DAYON AS DIRECTOR, AS A REPLACEMENT FOR
CAROLINE MAURY DEVINE
6 RATIFICATION OF THE CO-OPTION OF STEPHANIE Mgmt For For
FRACHET AS DIRECTOR, AS A REPLACEMENT FOR
JACQUES ASCHENBROICH
7 RENEWAL OF THE TERM OF OFFICE OF STEPHANIE Mgmt For For
FRACHET AS DIRECTOR
8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For
SAYER AS DIRECTOR
9 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For
COMPENSATION PAID DURING THE FINANCIAL YEAR
ENDED 31 DECEMBER 31 OR AWARDED IN RESPECT
OF THE SAME FINANCIAL YEAR TO CORPORATE
OFFICERS
10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
OR AWARDED IN RESPECT OF THE PERIOD FROM 01
TO 26 JANUARY 2022 TO JACQUES ASCHENBROICH
IN HIS CAPACITY AS CHAIRMAN AND CHIEF
EXECUTIVE OFFICER
11 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED IN RESPECT OF THE PERIOD
FROM 26 JANUARY TO 31 DECEMBER 2022 TO
JACQUES ASCHENBROICH AS CHAIRMAN OF THE
BOARD OF DIRECTORS
12 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED IN RESPECT OF THE PERIOD
FROM 01 TO 26 JANUARY 2022 TO CHRISTOPHE
PERILLAT IN HIS CAPACITY AS DEPUTY CHIEF
EXECUTIVE OFFICER
13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For
DURING OR AWARDED IN RESPECT OF THE PERIOD
FROM 26 JANUARY TO 31 DECEMBER 2022 TO
CHRISTOPHE PERILLAT IN HIS CAPACITY AS
CHIEF EXECUTIVE OFFICER
14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO DIRECTORS FOR THE FINANCIAL
YEAR 2023
15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHAIRMAN OF THE BOARD OF
DIRECTORS FOR THE FINANCIAL YEAR 2023
16 APPROVAL OF THE COMPENSATION POLICY Mgmt For For
APPLICABLE TO THE CHIEF EXECUTIVE OFFICER
FOR THE FINANCIAL YEAR 2023
17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN THE COMPANY'S SHARES,
WHICH MAY NOT TO BE USED DURING A PUBLIC
OFFERING PERIOD
18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL OF THE
COMPANY OR OF A SUBSIDIARY, WITH RETENTION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, WHICH MAY NOT TO BE USED
DURING A PUBLIC OFFERING PERIOD
19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL OF THE
COMPANY OR A SUBSIDIARY BY WAY OF PUBLIC
OFFERINGS (OTHER THAN THOSE REFERRED TO IN
PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE), WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, WITH
POSSIBLE USE TO COMPENSATE SECURITIES
CONTRIBUTED TO THE COMPANY IN THE CONTEXT
OF A PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY, WHICH MAY NOT BE USED DURING A
PUBLIC OFFERING PERIOD
20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE CAPITAL OF THE
COMPANY OR A SUBSIDIARY BY WAY OF PUBLIC
OFFERINGS REFERRED TO IN PARAGRAPH 1 OF
ARTICLE L. 411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, WHICH MAY NOT BE USED DURING
A PUBLIC OFFERING PERIOD
21 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS, IN THE EVENT OF AN ISSUE WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, TO SET THE ISSUE PRICE
IN ACCORDANCE WITH THE TERMS AND CONDITIONS
SET BY THE GENERAL MEETING, WITHIN THE
LIMIT OF 10% OF THE SHARE CAPITAL PER
12-MONTH PERIOD, WHICH MAY NOT BE USED
DURING A PUBLIC OFFERING PERIOD
22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF SECURITIES TO BE ISSUED, IN THE
EVENT OF AN ISSUE WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, IN THE
CONTEXT OF OVER-ALLOTMENT OPTIONS IN CASE
OF DEMAND EXCEEDING THE NUMBER OF
SECURITIES OFFERED, WHICH MAY NOT BE USED
DURING A PUBLIC OFFERING PERIOD
23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
INCREASE OF THE SHARE CAPITAL BY
INCORPORATION OF PREMIUMS, RESERVES,
PROFITS OR OTHER AMOUNTS WHOSE
CAPITALISATION WOULD BE ALLOWED, WHICH MAY
NOT TO BE USED DURING A PUBLIC OFFERING
PERIOD
24 DELEGATION OF POWERS TO BE GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH THE
ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S CAPITAL AS
COMPENSATION FOR CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY, WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, WHICH MAY
NOT BE USED DURING A PUBLIC OFFERING PERIOD
25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE ON THE
ISSUE OF SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS, IMMEDIATELY OR
IN THE FUTURE, TO THE COMPANY'S CAPITAL
RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, WHICH
MAY NOT BE USED DURING A PUBLIC OFFERING
PERIOD
26 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH FREE ALLOCATIONS
OF EXISTING SHARES OR SHARES TO BE ISSUED
IN FAVOUR OF THE GROUP'S EMPLOYEES AND
CORPORATE OFFICERS OR SOME OF THEM,
ENTAILING A WAIVER BY THE SHAREHOLDERS OF
THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT
27 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLATION OF TREASURY SHARES
28 AMENDMENT TO THE BYLAWS TO ALLOW FOR A MORE Mgmt For For
FLEXIBLE IMPLEMENTATION OF THE STAGGERED
TERMS OF OFFICE FOR MEMBERS OF THE BOARD OF
DIRECTORS
29 AMENDMENT TO THE BYLAWS TO DETERMINE THE Mgmt For For
TERMS AND CONDITIONS FOR THE APPOINTMENT OF
THE DIRECTOR REPRESENTING EMPLOYEE
SHAREHOLDERS
30 POWERS TO CARRY OUT FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
WISE PLC Agenda Number: 715975718
--------------------------------------------------------------------------------------------------------------------------
Security: G97229101
Meeting Type: AGM
Meeting Date: 23-Sep-2022
Ticker:
ISIN: GB00BL9YR756
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE DIRECTORS REPORT AND AUDITED Mgmt For For
ACCOUNTS
2 TO APPROVE THE DIRECTOR'S REMUNERATION Mgmt For For
REPORT
3 TO APPROVE THE DIRECTOR'S REMUNERATION Mgmt For For
POLICY
4 TO APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
5 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE COMPANY'S AUDITORS
6 TO ELECT DAVID BOLLING WELLS AS A DIRECTOR Mgmt For For
7 TO ELECT KRISTO KAARMANN AS A DIRECTOR Mgmt For For
8 TO ELECT MATTHEW JOHN BRIERS AS A DIRECTOR Mgmt For For
9 TO ELECT TERRI LYNN DUHON AS A DIRECTOR Mgmt For For
10 TO ELECT CLARE ELIZABETH GILMARTIN AS A Mgmt For For
DIRECTOR
11 TO ELECT ALASTAIR MICHAEL RAMPELL AS A Mgmt For For
DIRECTOR
12 TO ELECT HOOI LING TAN AS A DIRECTOR Mgmt For For
13 TO ELECT INGO JEROEN UYTDEHAAGE AS A Mgmt For For
DIRECTOR
14 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
15 TO AUTHORISE DIRECTORS TO ALLOT A ORDINARY Mgmt For For
SHARES
16 TO AUTHORISE THE TO DISAPPLICATION OF Mgmt For For
STATUTORY PRE-EMPTION RIGHTS
17 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN THE EVENT OF
FINANCING AN ACQUISITION TRANSACTION OR
OTHER CAPITAL INVESTMENT
18 TO AUTHORISE THE COMPANY TO PURCHASE OWN Mgmt For For
SHARES
19 TO APPROVE SHORT NOTICE FOR GENERAL Mgmt For For
MEETINGS
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President
Date 08/30/2023