UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-23377
NAME OF REGISTRANT: Tidal ETF Trust
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 234 West Florida Street, Suite 203
Milwaukee, Wisconsin 53204
NAME AND ADDRESS OF AGENT FOR SERVICE: Eric W. Falkeis
Tidal ETF Trust
234 West Florida Street, Suite 203
Milwaukee, Wisconsin 53204
REGISTRANT'S TELEPHONE NUMBER: 844-986-7700
DATE OF FISCAL YEAR END: 11/30
DATE OF REPORTING PERIOD: 07/01/2022 - 06/30/2023
Sound Enhanced Fixed Income ETF
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ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935771279
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Security: 01879R106
Meeting Type: Annual
Meeting Date: 29-Mar-2023
Ticker: AWF
ISIN: US01879R1068
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class Two Director: Onur Erzan Mgmt For For
1.2 Election of Class Two Director: Carol C. Mgmt For For
McMullen
2. To ratify the appointment of Ernst & Young Mgmt For For
LLP as the Fund's independent registered
public accounting firm for the fiscal year
ending March 31, 2024.
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ALPINE INCOME PROPERTY TRUST, INC. Agenda Number: 935826062
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Security: 02083X103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: PINE
ISIN: US02083X1037
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mr. John P. Albright Mgmt For For
1.2 Election of Director: Mr. Mark O. Decker Mgmt For For
1.3 Election of Director: Ms. Rachel Elias Wein Mgmt For For
1.4 Election of Director: Mr. M. Carson Good Mgmt For For
1.5 Election of Director: Mr. Andrew C. Mgmt For For
Richardson
1.6 Election of Director: Mr. Jeffrey S. Mgmt For For
Yarckin
2. Ratify the appointment of Grant Thornton Mgmt For For
LLP as our independent registered public
accounting firm for fiscal year 2023
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APPLE HOSPITALITY REIT, INC. Agenda Number: 935805753
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Security: 03784Y200
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: APLE
ISIN: US03784Y2000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Glenn W. Bunting Mgmt For For
Jon A. Fosheim Mgmt For For
Kristian M. Gathright Mgmt For For
Carolyn B. Handlon Mgmt For For
Glade M. Knight Mgmt For For
Justin G. Knight Mgmt For For
Blythe J. McGarvie Mgmt For For
L. Hugh Redd Mgmt For For
Howard E. Woolley Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm to serve
for 2023.
3. Approval on an advisory basis of executive Mgmt For For
compensation paid by the Company.
4. Approval on an advisory basis on the Mgmt 3 Years Against
frequency of the advisory vote on executive
compensation.
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ARES CAPITAL CORPORATION Agenda Number: 935672659
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Security: 04010L103
Meeting Type: Special
Meeting Date: 04-Aug-2022
Ticker: ARCC
ISIN: US04010L1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To authorize the Company, with the approval Mgmt For For
of its board of directors, to sell or
otherwise issue shares of its common stock
at a price below its then current net asset
value per share subject to the limitations
set forth in the proxy statement for the
special meeting of stockholders (including,
without limitation, that the number of
shares issued does not exceed 25% of the
Company's then outstanding common stock).
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ARES CAPITAL CORPORATION Agenda Number: 935797944
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Security: 04010L103
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: ARCC
ISIN: US04010L1035
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director of the Company Mgmt For For
to serve until the 2026 Annual Meeting of
Stockholders: Michael J Arougheti
1b. Election of Class I Director of the Company Mgmt For For
to serve until the 2026 Annual Meeting of
Stockholders: Ann Torre Bates
1c. Election of Class I Director of the Company Mgmt For For
to serve until the 2026 Annual Meeting of
Stockholders: Steven B. McKeever
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the year ending
December 31, 2023.
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GAMING AND LEISURE PROPERTIES, INC. Agenda Number: 935856940
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Security: 36467J108
Meeting Type: Annual
Meeting Date: 15-Jun-2023
Ticker: GLPI
ISIN: US36467J1088
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Peter M. Carlino
1.2 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: JoAnne A. Epps
1.3 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Carol ("Lili")
Lynton
1.4 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Joseph W. Marshal,
III
1.5 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: James B. Perry
1.6 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Barry F. Schwartz
1.7 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: Earl C. Shanks
1.8 Election of Director to hold office until Mgmt For For
the 2024 Annual Meeting: E. Scott Urdang
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
current fiscal year.
3. To approve, on a non-binding advisory Mgmt For For
basis, the Company's executive
compensation.
4. To approve, on a non-binding advisory Mgmt 3 Years Against
basis, the frequency of future advisory
votes to approve the Company's executive
compensation.
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GLOBAL MEDICAL REIT INC. Agenda Number: 935792730
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Security: 37954A204
Meeting Type: Annual
Meeting Date: 10-May-2023
Ticker: GMRE
ISIN: US37954A2042
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to serve until next Mgmt For For
annual meeting: Jeffrey M. Busch
1.2 Election of Director to serve until next Mgmt For For
annual meeting: Matthew Cypher
1.3 Election of Director to serve until next Mgmt For For
annual meeting: Ronald Marston
1.4 Election of Director to serve until next Mgmt For For
annual meeting: Henry E. Cole
1.5 Election of Director to serve until next Mgmt For For
annual meeting: Zhang Huiqi
1.6 Election of Director to serve until next Mgmt For For
annual meeting: Paula R. Crowley
1.7 Election of Director to serve until next Mgmt For For
annual meeting: Lori Wittman
2. Advisory vote to approve the compensation Mgmt For For
of the Company's named executive officers
as described in the accompanying Proxy
Statement.
3. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2023.
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GLOBAL NET LEASE, INC. Agenda Number: 935833841
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Security: 379378201
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: GNL
ISIN: US3793782018
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James L. Nelson Mgmt For For
1b. Election of Director: Edward M. Weil, Jr. Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered accounting firm for
the year ending December 31, 2023.
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GOLUB CAPITAL BDC, INC. Agenda Number: 935752623
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Security: 38173M102
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: GBDC
ISIN: US38173M1027
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director of the Company Mgmt For For
who will each serve for a term expiring in
2026: David B. Golub
1b. Election of Class I Director of the Company Mgmt For For
who will each serve for a term expiring in
2026: Anita J. Rival
2. To ratify the selection of Ernst & Young Mgmt For For
LLP to serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2023.
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OMEGA HEALTHCARE INVESTORS, INC. Agenda Number: 935830100
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Security: 681936100
Meeting Type: Annual
Meeting Date: 05-Jun-2023
Ticker: OHI
ISIN: US6819361006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kapila K. Anand Mgmt For For
1b. Election of Director: Craig R. Callen Mgmt For For
1c. Election of Director: Dr. Lisa C. Mgmt For For
Egbuonu-Davis
1d. Election of Director: Barbara B. Hill Mgmt For For
1e. Election of Director: Kevin J. Jacobs Mgmt For For
1f. Election of Director: C. Taylor Pickett Mgmt For For
1g. Election of Director: Stephen D. Plavin Mgmt For For
1h. Election of Director: Burke W. Whitman Mgmt For For
2. Ratification of Independent Auditors Ernst Mgmt For For
& Young LLP for fiscal year 2023.
3. Approval, on an Advisory Basis, of Mgmt For For
Executive Compensation.
4. Advisory Vote on Frequency of Advisory Mgmt 3 Years Against
Votes on Executive Compensation.
5. Approval of Amendment to the Omega Mgmt For For
Healthcare Investors, Inc. 2018 Stock
Incentive Plan to increase the number of
shares of Common Stock authorized for
issuance thereunder.
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PENNANTPARK FLOATING RATE CAPITAL LTD. Agenda Number: 935750148
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Security: 70806A106
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: PFLT
ISIN: US70806A1060
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arthur H. Penn Mgmt For For
1b. Election of Director: Jose A. Briones, Jr. Mgmt For For
2. To ratify the selection of RSM US LLP to Mgmt For For
serve as the Company's independent
registered public accounting firm for the
fiscal year ending September 30, 2023.
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PLYMOUTH INDUSTRIAL REIT, INC. Agenda Number: 935844135
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Security: 729640102
Meeting Type: Annual
Meeting Date: 29-Jun-2023
Ticker: PLYM
ISIN: US7296401026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Philip S. Cottone Mgmt For For
Richard J. DeAgazio Mgmt For For
David G. Gaw Mgmt For For
John W. Guinee Mgmt For For
Caitlin Murphy Mgmt For For
Pendleton P. White, Jr. Mgmt For For
Jeffrey E. Witherell Mgmt For For
2. Approval of the Company's Third Amended and Mgmt For For
Restated 2014 Incentive Award Plan.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accountants
for 2023.
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SIMON PROPERTY GROUP, INC. Agenda Number: 935790736
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Security: 828806109
Meeting Type: Annual
Meeting Date: 04-May-2023
Ticker: SPG
ISIN: US8288061091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Glyn F. Aeppel Mgmt For For
1B. Election of Director: Larry C. Glasscock Mgmt For For
1C. Election of Director: Allan Hubbard Mgmt For For
1D. Election of Director: Reuben S. Leibowitz Mgmt For For
1E. Election of Director: Randall J. Lewis Mgmt For For
1F. Election of Director: Gary M. Rodkin Mgmt For For
1G. Election of Director: Peggy Fang Roe Mgmt For For
1H. Election of Director: Stefan M. Selig Mgmt For For
1I. Election of Director: Daniel C. Smith, Mgmt For For
Ph.D.
1J. Election of Director: Marta R. Stewart Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of our Named Executive Officers.
3. Ratify the appointment of Ernst & Young LLP Mgmt For For
as our Independent Registered Public
Accounting Firm for 2023.
4. Advisory Vote on the frequency of executive Mgmt 3 Years Against
compensation advisory votes.
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SIXTH STREET SPECIALTY LENDING, INC. Agenda Number: 935825109
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Security: 83012A109
Meeting Type: Special
Meeting Date: 25-May-2023
Ticker: TSLX
ISIN: US83012A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve a proposal to authorize the Mgmt For For
Company to sell or otherwise issue shares
of its common stock at a price below its
then-current net asset value per share in
one or more offerings, in each case subject
to the approval of its Board of Directors
and subject to the conditions set forth in
the accompanying proxy statement.
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SIXTH STREET SPECIALTY LENDING, INC. Agenda Number: 935817392
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Security: 83012A109
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: TSLX
ISIN: US83012A1097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Joshua Easterly Mgmt For For
Michael Fishman Mgmt For For
Hurley Doddy Mgmt For For
2. To ratify the selection of KPMG LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2023.
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SPIRIT REALTY CAPITAL, INC. Agenda Number: 935782373
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Security: 84860W300
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: SRC
ISIN: US84860W3007
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director to hold office until Mgmt For For
the next annual meeting: Kevin M. Charlton
1.2 Election of Director to hold office until Mgmt For For
the next annual meeting: Elizabeth F. Frank
1.3 Election of Director to hold office until Mgmt For For
the next annual meeting: Michelle M.
Frymire
1.4 Election of Director to hold office until Mgmt For For
the next annual meeting: Kristian M.
Gathright
1.5 Election of Director to hold office until Mgmt For For
the next annual meeting: Richard I.
Gilchrist
1.6 Election of Director to hold office until Mgmt For For
the next annual meeting: Jackson Hsieh
1.7 Election of Director to hold office until Mgmt For For
the next annual meeting: Diana M. Laing
1.8 Election of Director to hold office until Mgmt For For
the next annual meeting: Nicholas P.
Shepherd
1.9 Election of Director to hold office until Mgmt For For
the next annual meeting: Thomas J. Sullivan
2. The ratification of the selection of Ernst Mgmt For For
& Young LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. A non-binding, advisory resolution to Mgmt For For
approve the compensation of our named
executive officers as described in our
Proxy Statement.
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VICI PROPERTIES INC. Agenda Number: 935779174
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Security: 925652109
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: VICI
ISIN: US9256521090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James R. Abrahamson Mgmt For For
1b. Election of Director: Diana F. Cantor Mgmt For For
1c. Election of Director: Monica H. Douglas Mgmt For For
1d. Election of Director: Elizabeth I. Holland Mgmt For For
1e. Election of Director: Craig Macnab Mgmt For For
1f. Election of Director: Edward B. Pitoniak Mgmt For For
1g. Election of Director: Michael D. Rumbolz Mgmt For For
2. To ratify the appointment of Deloitte & Mgmt For For
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending December 31, 2023.
3. To approve (on a non-binding, advisory Mgmt For For
basis) the compensation of our named
executive officers.
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WHITEHORSE FINANCE, INC. Agenda Number: 935680175
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Security: 96524V106
Meeting Type: Annual
Meeting Date: 04-Aug-2022
Ticker: WHF
ISIN: US96524V1061
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Kevin F. Burke Mgmt For For
1b. Election of Director: G. Stacy Smith Mgmt For For
2. To ratify the selection of Crowe LLP as the Mgmt For For
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2022.
Sound Equity Dividend Income ETF
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ABBVIE INC. Agenda Number: 935786484
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Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ABBV
ISIN: US00287Y1091
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Director: Robert J. Mgmt For For
Alpern
1b. Election of Class II Director: Melody B. Mgmt For For
Meyer
1c. Election of Class II Director: Frederick H. Mgmt For For
Waddell
2. Ratification of Ernst & Young LLP as Mgmt For For
AbbVie's independent registered public
accounting firm for 2023.
3. Say on Pay - An advisory vote on the Mgmt For For
approval of executive compensation.
4. Approval of a management proposal regarding Mgmt For For
amendment of the certificate of
incorporation to eliminate supermajority
voting.
5. Stockholder Proposal - to Implement Simple Shr Against For
Majority Vote.
6. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Political Spending.
7. Stockholder Proposal - to Issue an Annual Shr Against For
Report on Lobbying.
8. Stockholder Proposal - to Issue a Report on Shr Against For
Patent Process.
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AT&T INC. Agenda Number: 935803937
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Security: 00206R102
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: T
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Scott T. Ford Mgmt For For
1b. Election of Director: Glenn H. Hutchins Mgmt For For
1c. Election of Director: William E. Kennard Mgmt For For
1d. Election of Director: Stephen J. Luczo Mgmt For For
1e. Election of Director: Michael B. Mgmt For For
McCallister
1f. Election of Director: Beth E. Mooney Mgmt For For
1g. Election of Director: Matthew K. Rose Mgmt For For
1h. Election of Director: John T. Stankey Mgmt For For
1i. Election of Director: Cynthia B. Taylor Mgmt For For
1j. Election of Director: Luis A. Ubinas Mgmt For For
2. Ratification of the appointment of Mgmt For For
independent auditors.
3. Advisory approval of executive Mgmt For For
compensation.
4. Advisory approval of frequency of vote on Mgmt 3 Years Against
executive compensation.
5. Independent board chairman. Shr Against For
6. Racial equity audit. Shr Against For
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CARTER'S INC. Agenda Number: 935806426
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Security: 146229109
Meeting Type: Annual
Meeting Date: 17-May-2023
Ticker: CRI
ISIN: US1462291097
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Rochester (Rock) Mgmt For For
Anderson, Jr.
1b. Election of Director: Jeffrey H. Black Mgmt For For
1c. Election of Director: Hali Borenstein Mgmt For For
1d. Election of Director: Luis Borgen Mgmt For For
1e. Election of Director: Michael D. Casey Mgmt For For
1f. Election of Director: Jevin S. Eagle Mgmt For For
1g. Election of Director: Mark P. Hipp Mgmt For For
1h. Election of Director: William J. Montgoris Mgmt For For
1i. Election of Director: Stacey S. Rauch Mgmt For For
1j. Election of Director: Gretchen W. Schar Mgmt For For
1k. Election of Director: Stephanie P. Stahl Mgmt For For
2. Advisory approval of compensation for our Mgmt For For
named executive officers.
3. An advisory vote on the frequency of Mgmt 3 Years Against
holding the say-on-pay vote in the future.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for fiscal 2023.
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CISCO SYSTEMS, INC. Agenda Number: 935723216
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Security: 17275R102
Meeting Type: Annual
Meeting Date: 08-Dec-2022
Ticker: CSCO
ISIN: US17275R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: M. Michele Burns Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Michael D. Capellas Mgmt For For
1d. Election of Director: Mark Garrett Mgmt For For
1e. Election of Director: John D. Harris II Mgmt For For
1f. Election of Director: Dr. Kristina M. Mgmt For For
Johnson
1g. Election of Director: Roderick C. Mcgeary Mgmt For For
1h. Election of Director: Sarah Rae Murphy Mgmt For For
1i. Election of Director: Charles H. Robbins Mgmt For For
1j. Election of Director: Brenton L. Saunders Mgmt For For
1k. Election of Director: Dr. Lisa T. Su Mgmt For For
1l. Election of Director: Marianna Tessel Mgmt For For
2. Approval, on an advisory basis, of Mgmt For For
executive compensation.
3. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as Cisco's independent registered public
accounting firm for fiscal 2023.
4. Stockholder Proposal - Approval to have Shr Against For
Cisco's Board issue a tax transparency
report in consideration of the Global
Reporting Initiative's Tax Standard.
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CITIGROUP INC. Agenda Number: 935781030
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Security: 172967424
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: C
ISIN: US1729674242
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ellen M. Costello Mgmt For For
1b. Election of Director: Grace E. Dailey Mgmt For For
1c. Election of Director: Barbara J. Desoer Mgmt For For
1d. Election of Director: John C. Dugan Mgmt For For
1e. Election of Director: Jane N. Fraser Mgmt For For
1f. Election of Director: Duncan P. Hennes Mgmt For For
1g. Election of Director: Peter B. Henry Mgmt For For
1h. Election of Director: S. Leslie Ireland Mgmt For For
1i. Election of Director: Renee J. James Mgmt For For
1j. Election of Director: Gary M. Reiner Mgmt For For
1k. Election of Director: Diana L. Taylor Mgmt For For
1l. Election of Director: James S. Turley Mgmt For For
1m. Election of Director: Casper W. von Koskull Mgmt For For
2. Proposal to ratify the selection of KPMG Mgmt For For
LLP as Citi's independent registered public
accountants for 2023.
3. Advisory vote to Approve our 2022 Executive Mgmt For For
Compensation.
4. Approval of additional shares for the Mgmt For For
Citigroup 2019 Stock Incentive Plan.
5. Advisory vote to Approve the Frequency of Mgmt 3 Years Against
Future Advisory Votes on Executive
Compensation.
6. Stockholder proposal requesting that Shr Against For
shareholders ratify the termination pay of
any senior manager.
7. Stockholder proposal requesting an Shr Against For
Independent Board Chairman.
8. Stockholder proposal requesting a report on Shr Against For
the effectiveness of Citi's policies and
practices in respecting Indigenous Peoples'
rights in Citi's existing and proposed
financing.
9. Stockholder proposal requesting that the Shr Against For
Board adopt a policy to phase out new
fossil fuel financing.
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DOW INC. Agenda Number: 935771178
--------------------------------------------------------------------------------------------------------------------------
Security: 260557103
Meeting Type: Annual
Meeting Date: 13-Apr-2023
Ticker: DOW
ISIN: US2605571031
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Samuel R. Allen Mgmt For For
1b. Election of Director: Gaurdie E. Banister Mgmt For For
Jr.
1c. Election of Director: Wesley G. Bush Mgmt For For
1d. Election of Director: Richard K. Davis Mgmt For For
1e. Election of Director: Jerri DeVard Mgmt For For
1f. Election of Director: Debra L. Dial Mgmt For For
1g. Election of Director: Jeff M. Fettig Mgmt For For
1h. Election of Director: Jim Fitterling Mgmt For For
1i. Election of Director: Jacqueline C. Hinman Mgmt For For
1j. Election of Director: Luis Alberto Moreno Mgmt For For
1k. Election of Director: Jill S. Wyant Mgmt For For
1l. Election of Director: Daniel W. Yohannes Mgmt For For
2. Advisory Resolution to Approve Executive Mgmt For For
Compensation
3. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as the Company's Independent
Registered Public Accounting Firm for 2023
4. Stockholder Proposal - Independent Board Shr Against For
Chairman
5. Stockholder Proposal - Single-Use Plastics Shr Against For
Report
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 935776635
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: EIX
ISIN: US2810201077
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeanne Beliveau-Dunn Mgmt For For
1b. Election of Director: Michael C. Camunez Mgmt For For
1c. Election of Director: Vanessa C.L. Chang Mgmt For For
1d. Election of Director: James T. Morris Mgmt For For
1e. Election of Director: Timothy T. O'Toole Mgmt For For
1f. Election of Director: Pedro J. Pizarro Mgmt For For
1g. Election of Director: Marcy L. Reed Mgmt For For
1h. Election of Director: Carey A. Smith Mgmt For For
1i. Election of Director: Linda G. Stuntz Mgmt For For
1j. Election of Director: Peter J. Taylor Mgmt For For
1k. Election of Director: Keith Trent Mgmt For For
2. Ratification of the Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Say-on-Pay Vote Mgmt 3 Years Against
Frequency
4. Advisory Vote to Approve Executive Mgmt For For
Compensation
--------------------------------------------------------------------------------------------------------------------------
ENBRIDGE INC. Agenda Number: 935781674
--------------------------------------------------------------------------------------------------------------------------
Security: 29250N105
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: ENB
ISIN: CA29250N1050
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTORS: Election of Mgmt For For
Director: Mayank M. Ashar
1B Election of Director: Gaurdie E. Banister Mgmt For For
1C Election of Director: Pamela L. Carter Mgmt For For
1D Election of Director: Susan M. Cunningham Mgmt For For
1E Election of Director: Gregory L. Ebel Mgmt For For
1F Election of Director: Jason B. Few Mgmt For For
1G Election of Director: Teresa S. Madden Mgmt For For
1H Election of Director: Stephen S. Poloz Mgmt For For
1I Election of Director: S. Jane Rowe Mgmt For For
1J Election of Director: Dan C. Tutcher Mgmt For For
1K Election of Director: Steven W. Williams Mgmt For For
2 Appoint the auditors Appoint Mgmt For For
PricewaterhouseCoopers LLP as auditors of
Enbridge and authorize the directors to fix
their remuneration
3 Advisory vote on executive compensation Mgmt For For
Accept Enbridge's approach to executive
compensation, as disclosed in the
Management Information Circular
4 Shareholder rights plan Amend, reconfirm Mgmt For For
and approve Enbridge's shareholder rights
plan
5 Shareholder Proposals Vote on the Shr Against For
shareholder proposals, as set out in
Appendix B of the Management Information
Circular The Board of Directors recommends
voting "AGAINST" shareholder proposals No.
1 and No. 2 Shareholder Proposal No. 1
6 Shareholder Proposals Vote on the Shr Against For
shareholder proposals, as set out in
Appendix B of the Management Information
Circular The Board of Directors recommends
voting "AGAINST" shareholder proposals No.
1 and No. 2 Shareholder Proposal No. 2
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 935786232
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 05-May-2023
Ticker: ETR
ISIN: US29364G1031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Gina F. Adams Mgmt For For
1b. Election of Director: John H. Black Mgmt For For
1c. Election of Director: John R. Burbank Mgmt For For
1d. Election of Director: Patrick J. Condon Mgmt For For
1e. Election of Director: Kirkland H. Donald Mgmt For For
1f. Election of Director: Brian W. Ellis Mgmt For For
1g. Election of Director: Philip L. Mgmt For For
Frederickson
1h. Election of Director: M. Elise Hyland Mgmt For For
1i. Election of Director: Stuart L. Levenick Mgmt For For
1j. Election of Director: Blanche L. Lincoln Mgmt For For
1k. Election of Director: Andrew S. Marsh Mgmt For For
1l. Election of Director: Karen A. Puckett Mgmt For For
2. Ratification of the Appointment of Deloitte Mgmt For For
& Touche LLP as Entergy's Independent
Registered Public Accountants for 2023.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation.
4. Advisory Vote on the Frequency of Future Mgmt 3 Years Against
Advisory Votes to Approve Named Executive
Officer Compensation.
5. Approval of an Amendment to the 2019 Mgmt For For
Entergy Corporation Omnibus Incentive Plan.
6. Approval of an Amendment to Entergy Mgmt For For
Corporation's Restated Certificate of
Incorporation to Include Exculpation of
Officers.
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC. Agenda Number: 935750491
--------------------------------------------------------------------------------------------------------------------------
Security: 354613101
Meeting Type: Annual
Meeting Date: 07-Feb-2023
Ticker: BEN
ISIN: US3546131018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Mariann Byerwalter
1b. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Alexander S. Friedman
1c. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Gregory E. Johnson
1d. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Jennifer M. Johnson
1e. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Rupert H. Johnson, Jr.
1f. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
John Y. Kim
1g. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Karen M. King
1h. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Anthony J. Noto
1i. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
John W. Thiel
1j. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Seth H. Waugh
1k. Election of Director to the Board to hold Mgmt For For
office until the next annual meeting of
stockholders or until that person's
successor is elected and qualified or until
his or her earlier death, resignation,
retirement, disqualification or removal:
Geoffrey Y. Yang
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting
firm for the fiscal year ending September
30, 2023.
3. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers.
4. To hold an advisory vote on how frequently Mgmt 3 Years For
stockholders believe we should obtain
future advisory votes on the compensation
of the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
GREIF, INC. Agenda Number: 935757368
--------------------------------------------------------------------------------------------------------------------------
Security: 397624206
Meeting Type: Annual
Meeting Date: 28-Feb-2023
Ticker: GEFB
ISIN: US3976242061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ole G. Rosgaard Mgmt For For
Vicki L. Avril-Groves Mgmt For For
Bruce A. Edwards Mgmt For For
Mark A. Emkes Mgmt For For
Daniel J. Gunsett Mgmt For For
John W. McNamara Mgmt For For
Frank C. Miller Mgmt For For
Karen A. Morrison Mgmt For For
Robert M. Patterson Mgmt For For
Kimberly T. Scott Mgmt For For
Roel Vestjens Mgmt For For
2. ADVISORY VOTE ON COMPENSATION OF NAMED Mgmt For For
EXECUTIVE OFFICERS
3. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 3 Years
CONDUCTING FUTURE ADVISORY VOTES ON
COMPENSATION OF NAMED EXECUTIVE OFFICERS
4. APPROVAL OF AMENDED AND RESTATED OUTSIDE Mgmt For For
DIRECTORS EQUITY AWARD PLAN
5. APPROVAL OF COLLEAGUE STOCK PURCHASE PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GSK PLC Agenda Number: 935675112
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W105
Meeting Type: Annual
Meeting Date: 06-Jul-2022
Ticker: GSK
ISIN: US37733W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Demerger Resolution Mgmt For For
2. Related Party Transactions Resolution Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
GSK PLC Agenda Number: 935802959
--------------------------------------------------------------------------------------------------------------------------
Security: 37733W204
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: GSK
ISIN: US37733W2044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive and adopt the 2022 Annual Report Mgmt For For
2. To approve the Annual report on Mgmt For For
remuneration
3. To elect Julie Brown as a Director Mgmt For For
4. To elect Dr Vishal Sikka as a Director Mgmt For For
5. To elect Elizabeth McKee Anderson as a Mgmt For For
Director
6. To re-elect Sir Jonathan Symonds as a Mgmt For For
Director
7. To re-elect Dame Emma Walmsley as a Mgmt For For
Director
8. To re-elect Charles Bancroft as a Director Mgmt For For
9. To re-elect Dr Hal Barron as a Director Mgmt For For
10. To re-elect Dr Anne Beal as a Director Mgmt For For
11. To re-elect Dr Harry C Dietz as a Director Mgmt For For
12. To re-elect Dr Jesse Goodman as a Director Mgmt For For
13. To re-elect Urs Rohner as a Director Mgmt For For
14. To re-appoint the auditor Mgmt For For
15. To determine remuneration of the auditor Mgmt For For
16. To approve amendments to the Directors' Mgmt For For
Remuneration policy
17. To authorise the company and its Mgmt For For
subsidiaries to make donations to political
organisations and incur political
expenditure
18. To authorise allotment of shares Mgmt For For
19. To disapply pre-emption rights - general Mgmt For For
power (Special resolution)
20. To disapply pre-emption rights - in Mgmt For For
connection with an acquisition or specified
capital investment (Special resolution)
21. To authorise the company to purchase its Mgmt For For
own shares (Special resolution)
22. To authorise exemption from statement of Mgmt For For
name of senior statutory auditor
23. To authorise reduced notice of a general Mgmt For For
meeting other than an AGM (Special
resolution)
--------------------------------------------------------------------------------------------------------------------------
H&R BLOCK, INC. Agenda Number: 935711716
--------------------------------------------------------------------------------------------------------------------------
Security: 093671105
Meeting Type: Annual
Meeting Date: 04-Nov-2022
Ticker: HRB
ISIN: US0936711052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Sean H. Cohan Mgmt For For
1b. Election of Director: Robert A. Gerard Mgmt For For
1c. Election of Director: Anuradha (Anu) Gupta Mgmt For For
1d. Election of Director: Richard A. Johnson Mgmt For For
1e. Election of Director: Jeffrey J. Jones II Mgmt For For
1f. Election of Director: Mia F. Mends Mgmt For For
1g. Election of Director: Yolande G. Piazza Mgmt For For
1h. Election of Director: Victoria J. Reich Mgmt For For
1i. Election of Director: Matthew E. Winter Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2023.
3. Advisory approval of the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HASBRO, INC. Agenda Number: 935802656
--------------------------------------------------------------------------------------------------------------------------
Security: 418056107
Meeting Type: Annual
Meeting Date: 18-May-2023
Ticker: HAS
ISIN: US4180561072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Michael R. Burns Mgmt For For
1b. Election of Director: Hope F. Cochran Mgmt For For
1c. Election of Director: Christian P. Cocks Mgmt For For
1d. Election of Director: Lisa Gersh Mgmt For For
1e. Election of Director: Elizabeth Hamren Mgmt For For
1f. Election of Director: Blake Jorgensen Mgmt For For
1g. Election of Director: Tracy A. Leinbach Mgmt For For
1h. Election of Director: Laurel J. Richie Mgmt For For
1i. Election of Director: Richard S. Stoddart Mgmt For For
1j. Election of Director: Mary Best West Mgmt For For
1k. Election of Director: Linda Zecher Higgins Mgmt For For
2. Advisory Vote to Approve the Compensation Mgmt For For
of Hasbro's Named Executive Officers.
3. Advisory Vote to Approve the Frequency of Mgmt 3 Years Against
the Vote on Compensation of Hasbro's Named
Executive Officers.
4. Approval of Amendments to Hasbro's Restated Mgmt For For
2003 Stock Incentive Performance Plan, as
amended.
5. Ratification of KPMG LLP as the Independent Mgmt For For
Registered Public Accounting Firm for
Fiscal Year 2023.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935775405
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: IBM
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Mgmt For For
Year: Thomas Buberl
1b. Election of Director for a Term of One Mgmt For For
Year: David N. Farr
1c. Election of Director for a Term of One Mgmt For For
Year: Alex Gorsky
1d. Election of Director for a Term of One Mgmt For For
Year: Michelle J. Howard
1e. Election of Director for a Term of One Mgmt For For
Year: Arvind Krishna
1f. Election of Director for a Term of One Mgmt For For
Year: Andrew N. Liveris
1g. Election of Director for a Term of One Mgmt For For
Year: F. William McNabb III
1h. Election of Director for a Term of One Mgmt For For
Year: Martha E. Pollack
1i. Election of Director for a Term of One Mgmt For For
Year: Joseph R. Swedish
1j. Election of Director for a Term of One Mgmt For For
Year: Peter R. Voser
1k. Election of Director for a Term of One Mgmt For For
Year: Frederick H. Waddell
1l. Election of Director for a Term of One Mgmt For For
Year: Alfred W. Zollar
2. Ratification of Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Advisory Vote Regarding the Frequency of Mgmt 3 Years Against
the Advisory Vote on Executive
Compensation.
5. Stockholder Proposal to Have an Independent Shr Against For
Board Chairman.
6. Stockholder Proposal Requesting a Public Shr Against For
Report on Lobbying Activities.
7. Stockholder Proposal Requesting a Public Shr Against For
Report on Congruency in China Business
Operations and ESG Activities.
8. Stockholder Proposal Requesting a Public Shr Against For
Report on Harassment and Discrimination
Prevention Efforts.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935776813
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Darius Adamczyk Mgmt For For
1b. Election of Director: Mary C. Beckerle Mgmt For For
1c. Election of Director: D. Scott Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Joaquin Duato Mgmt For For
1f. Election of Director: Marillyn A. Hewson Mgmt For For
1g. Election of Director: Paula A. Johnson Mgmt For For
1h. Election of Director: Hubert Joly Mgmt For For
1I. Election of Director: Mark B. McClellan Mgmt For For
1j. Election of Director: Anne M. Mulcahy Mgmt For For
1k. Election of Director: Mark A. Weinberger Mgmt For For
1l. Election of Director: Nadja Y. West Mgmt For For
2. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation
3. Advisory Vote on the Frequency of Voting to Mgmt 3 Years Against
Approve Named Executive Officer
Compensation
4. Ratification of Appointment of Mgmt For For
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm
5. Proposal Withdrawn (Federal Securities Laws Shr Against
Mandatory Arbitration Bylaw)
6. Vaccine Pricing Report Shr Against For
7. Executive Compensation Adjustment Policy Shr Against For
8. Impact of Extended Patent Exclusivities on Shr Against For
Product Access
--------------------------------------------------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES N.V. Agenda Number: 935847256
--------------------------------------------------------------------------------------------------------------------------
Security: N53745100
Meeting Type: Annual
Meeting Date: 19-May-2023
Ticker: LYB
ISIN: NL0009434992
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jacques Aigrain Mgmt For For
1b. Election of Director: Lincoln Benet Mgmt For For
1c. Election of Director: Robin Buchanan Mgmt For For
1d. Election of Director: Anthony (Tony) Chase Mgmt For For
1e. Election of Director: Robert (Bob) Dudley Mgmt For For
1f. Election of Director: Claire Farley Mgmt For For
1g. Election of Director: Rita Griffin Mgmt For For
1h. Election of Director: Michael Hanley Mgmt For For
1i. Election of Director: Virginia Kamsky Mgmt For For
1j. Election of Director: Albert Manifold Mgmt For For
1k. Election of Director: Peter Vanacker Mgmt For For
2. Discharge of Directors from Liability Mgmt For For
3. Adoption of 2022 Dutch Statutory Annual Mgmt For For
Accounts
4. Appointment of PricewaterhouseCoopers Mgmt For For
Accountants N.V. as the Auditor of our 2023
Dutch Statutory Annual Accounts
5. Ratification of PricewaterhouseCoopers LLP Mgmt For For
as our Independent Registered Public
Accounting Firm
6. Advisory Vote Approving Executive Mgmt For For
Compensation (Say-on-Pay)
7. Advisory Vote on Frequency of Say-on-Pay Mgmt 3 Years Against
Vote
8. Authorization to Conduct Share Repurchases Mgmt For For
9. Cancellation of Shares Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
M&T BANK CORPORATION Agenda Number: 935775873
--------------------------------------------------------------------------------------------------------------------------
Security: 55261F104
Meeting Type: Annual
Meeting Date: 18-Apr-2023
Ticker: MTB
ISIN: US55261F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: John P. Barnes
1b. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Robert T. Brady
1c. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Carlton J. Charles
1d. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Jane Chwick
1e. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: William F. Cruger, Jr.
1f. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: T. Jefferson Cunningham III
1g. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Gary N. Geisel
1h. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Leslie V. Godridge
1i. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Rene F. Jones
1j. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Richard H. Ledgett, Jr.
1k. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Melinda R. Rich
1l. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Robert E. Sadler, Jr.
1m. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Denis J. Salamone
1n. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: John R. Scannell
1o. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Rudina Seseri
1p. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Kirk W. Walters
1q. ELECTION OF DIRECTOR FOR ONE-YEAR TERM AND Mgmt For For
UNTIL THEIR SUCCESSORS HAVE BEEN ELECTED
AND QUALIFIED: Herbert L. Washington
2. TO APPROVE THE 2022 COMPENSATION OF M&T Mgmt For For
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND THE FREQUENCY OF FUTURE Mgmt 3 Years Against
ADVISORY VOTES ON THE COMPENSATION OF M&T
BANK CORPORATION'S NAMED EXECUTIVE
OFFICERS.
4. TO APPROVE THE AMENDMENT AND RESTATEMENT OF Mgmt For For
THE M&T BANK CORPORATION 2019 EQUITY
INCENTIVE COMPENSATION PLAN.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2023.
--------------------------------------------------------------------------------------------------------------------------
MSC INDUSTRIAL DIRECT CO., INC. Agenda Number: 935749006
--------------------------------------------------------------------------------------------------------------------------
Security: 553530106
Meeting Type: Annual
Meeting Date: 25-Jan-2023
Ticker: MSM
ISIN: US5535301064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Erik Gershwind Mgmt For For
Louise Goeser Mgmt For For
Mitchell Jacobson Mgmt For For
Michael Kaufmann Mgmt For For
Steven Paladino Mgmt For For
Philip Peller Mgmt For For
Rahquel Purcell Mgmt For For
Rudina Seseri Mgmt For For
2. Ratification of the Appointment of Mgmt For For
Independent Registered Public Accounting
Firm: To ratify the appointment of Ernst &
Young LLP to serve as MSC's independent
registered public accounting firm for
fiscal year 2023.
3. Advisory Vote to Approve Named Executive Mgmt For For
Officer Compensation: To approve, on an
advisory basis, the compensation of MSC's
named executive officers.
4. Approval of the MSC Industrial Direct Co., Mgmt For For
Inc. 2023 Omnibus Incentive Plan: To
approve the MSC Industrial Direct Co., Inc.
2023 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NEW YORK COMMUNITY BANCORP, INC. Agenda Number: 935833207
--------------------------------------------------------------------------------------------------------------------------
Security: 649445103
Meeting Type: Annual
Meeting Date: 01-Jun-2023
Ticker: NYCB
ISIN: US6494451031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alessandro P. DiNello Mgmt For For
1b. Election of Director: Leslie D. Dunn Mgmt For For
1c. Election of Director: Lawrence Rosano, Jr. Mgmt For For
1d. Election of Director: Robert Wann Mgmt For For
2. The ratification of the appointment of KPMG Mgmt For For
LLP as the independent registered public
accounting firm of New York Community
Bancorp, Inc. in the fiscal year ending
December 31, 2023.
3. An advisory vote to approve compensation Mgmt For For
for our executive officers disclosed in the
accompanying Proxy Statement.
4. To provide an advisory vote on the Mgmt 3 Years Against
frequency with which the advisory vote on
the executive officers' compensation shall
occur.
5. Approval of a management proposal to amend Mgmt For For
the Amended and Restated Certificate of
Incorporation of the Company in order to
phase out the classification of the board
of directors and provide instead for the
annual election of directors.
6. Approval of a management proposal to amend Mgmt For For
the Amended and Restated Certificate of
Incorporation and Bylaws of the Company to
eliminate the supermajority voting
requirements.
7. Approval of a proposed amendment to the New Mgmt For For
York Community Bancorp, Inc. 2020 Omnibus
Incentive Plan.
8. A shareholder proposal requesting Board Shr Against For
action to eliminate the supermajority
requirements in the Company's Amended and
Restated Certificate of Incorporation and
Bylaws.
9. A shareholder proposal requesting Board Shr Against Against
action to evaluate and issue a report to
shareholders on how the Company's lobbying
and policy influence activities align with
the goal of the Paris Agreement to limit
average global warming and temperature
increase.
--------------------------------------------------------------------------------------------------------------------------
NORTHWESTERN CORPORATION Agenda Number: 935781927
--------------------------------------------------------------------------------------------------------------------------
Security: 668074305
Meeting Type: Annual
Meeting Date: 28-Apr-2023
Ticker: NWE
ISIN: US6680743050
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brian Bird Mgmt For For
Anthony Clark Mgmt For For
Dana Dykhouse Mgmt For For
Sherina Edwards Mgmt For For
Jan Horsfall Mgmt For For
Britt Ide Mgmt For For
Kent Larson Mgmt For For
Linda Sullivan Mgmt For For
Mahvash Yazdi Mgmt For For
Jeffrey Yingling Mgmt For For
2. Ratification of Deloitte & Touche LLP as Mgmt For For
the independent registered public
accounting firm for 2023.
3. Advisory vote to approve named executive Mgmt For For
officer compensation.
4. Advisory vote on the frequency of the Mgmt 3 Years Against
advisory votes on executive compensation.
--------------------------------------------------------------------------------------------------------------------------
OMNICOM GROUP INC. Agenda Number: 935790572
--------------------------------------------------------------------------------------------------------------------------
Security: 681919106
Meeting Type: Annual
Meeting Date: 02-May-2023
Ticker: OMC
ISIN: US6819191064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John D. Wren Mgmt For For
1B. Election of Director: Mary C. Choksi Mgmt For For
1C. Election of Director: Leonard S. Coleman, Mgmt For For
Jr.
1D. Election of Director: Mark D. Gerstein Mgmt For For
1E. Election of Director: Ronnie S. Hawkins Mgmt For For
1F. Election of Director: Deborah J. Kissire Mgmt For For
1G. Election of Director: Gracia C. Martore Mgmt For For
1H. Election of Director: Patricia Salas Pineda Mgmt For For
1I. Election of Director: Linda Johnson Rice Mgmt For For
1J. Election of Director: Valerie M. Williams Mgmt For For
2. Advisory resolution to approve executive Mgmt For For
compensation.
3. Advisory vote on the frequency of future Mgmt 3 Years Against
shareholder advisory resolutions to approve
executive compensation.
4. Ratification of the appointment of KPMG LLP Mgmt For For
as the Company's independent auditors for
the 2023 fiscal year.
5. Shareholder proposal regarding an Shr Against For
independent Board Chairman.
--------------------------------------------------------------------------------------------------------------------------
ONEOK, INC. Agenda Number: 935817037
--------------------------------------------------------------------------------------------------------------------------
Security: 682680103
Meeting Type: Annual
Meeting Date: 24-May-2023
Ticker: OKE
ISIN: US6826801036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Brian L. Derksen Mgmt For For
1b. Election of Director: Julie H. Edwards Mgmt For For
1c. Election of Director: Mark W. Helderman Mgmt For For
1d. Election of Director: Randall J. Larson Mgmt For For
1e. Election of Director: Steven J. Malcolm Mgmt For For
1f. Election of Director: Jim W. Mogg Mgmt For For
1g. Election of Director: Pattye L. Moore Mgmt For For
1h. Election of Director: Pierce H. Norton II Mgmt For For
1i. Election of Director: Eduardo A. Rodriguez Mgmt For For
1j. Election of Director: Gerald B. Smith Mgmt For For
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm of ONEOK, Inc. for the year ending
December 31, 2023.
3. Amendment and restatement of the ONEOK, Mgmt For For
Inc. Employee Stock Purchase Plan to
increase the total number of shares under
the Plan.
4. An advisory vote to approve ONEOK, Inc.'s Mgmt For For
executive compensation.
5. An advisory vote on the frequency of Mgmt 3 Years Against
holding the shareholder advisory vote on
ONEOK's executive compensation.
--------------------------------------------------------------------------------------------------------------------------
PATTERSON COMPANIES, INC. Agenda Number: 935691471
--------------------------------------------------------------------------------------------------------------------------
Security: 703395103
Meeting Type: Annual
Meeting Date: 12-Sep-2022
Ticker: PDCO
ISIN: US7033951036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to have terms expiring Mgmt For For
in 2023: John D. Buck
1b. Election of Director to have terms expiring Mgmt For For
in 2023: Alex N. Blanco
1c. Election of Director to have terms expiring Mgmt For For
in 2023: Jody H. Feragen
1d. Election of Director to have terms expiring Mgmt For For
in 2023: Robert C. Frenzel
1e. Election of Director to have terms expiring Mgmt For For
in 2023: Philip G. McKoy
1f. Election of Director to have terms expiring Mgmt For For
in 2023: Ellen A. Rudnick
1g. Election of Director to have terms expiring Mgmt For For
in 2023: Neil A. Schrimsher
1h. Election of Director to have terms expiring Mgmt For For
in 2023: Mark S. Walchirk
2. Advisory approval of executive Mgmt For For
compensation.
3. To ratify the selection of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
April 29, 2023.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 935778451
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2023
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Ronald E. Blaylock Mgmt For For
1b. Election of Director: Albert Bourla Mgmt For For
1c. Election of Director: Susan Mgmt For For
Desmond-Hellmann
1d. Election of Director: Joseph J. Echevarria Mgmt For For
1e. Election of Director: Scott Gottlieb Mgmt For For
1f. Election of Director: Helen H. Hobbs Mgmt For For
1g. Election of Director: Susan Hockfield Mgmt For For
1h. Election of Director: Dan R. Littman Mgmt For For
1i. Election of Director: Shantanu Narayen Mgmt For For
1j. Election of Director: Suzanne Nora Johnson Mgmt For For
1k. Election of Director: James Quincey Mgmt For For
1l. Election of Director: James C. Smith Mgmt For For
2. Ratify the selection of KPMG LLP as Mgmt For For
independent registered public accounting
firm for 2023
3. 2023 advisory approval of executive Mgmt For For
compensation
4. Advisory vote on frequency of future Mgmt 3 Years Against
advisory votes to approve executive
compensation
5. Shareholder proposal regarding ratification Shr Against For
of termination pay
6. Shareholder proposal regarding independent Shr Against For
board chairman policy
7. Shareholder proposal regarding transfer of Shr Against For
intellectual property to potential COVID-19
manufacturers feasibility report
8. Shareholder proposal regarding impact of Shr Against For
extended patent exclusivities on product
access report
9. Shareholder proposal regarding political Shr Against For
contributions congruency report
--------------------------------------------------------------------------------------------------------------------------
PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 935804751
--------------------------------------------------------------------------------------------------------------------------
Security: 74251V102
Meeting Type: Annual
Meeting Date: 16-May-2023
Ticker: PFG
ISIN: US74251V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jonathan S. Auerbach Mgmt For For
1b. Election of Director: Mary E. Beams Mgmt For For
1c. Election of Director: Jocelyn Carter-Miller Mgmt For For
1d. Election of Director: Scott M. Mills Mgmt For For
1e. Election of Director: Claudio N. Muruzabal Mgmt For For
1f. Election of Director: H. Elizabeth Mitchell Mgmt For For
2. Advisory Approval of Compensation of Our Mgmt For For
Named Executive Officers.
3. Advisory Approval of the Frequency of Mgmt 3 Years Against
Future Advisory Votes to Approve
Compensation of our Named Executive
Officers.
4. Ratification of Appointment of Ernst & Mgmt For For
Young LLP as the Company's Independent
Auditor for 2023.
--------------------------------------------------------------------------------------------------------------------------
SEAGATE TECHNOLOGY HOLDINGS PLC Agenda Number: 935706486
--------------------------------------------------------------------------------------------------------------------------
Security: G7997R103
Meeting Type: Annual
Meeting Date: 24-Oct-2022
Ticker: STX
ISIN: IE00BKVD2N49
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shankar Arumugavelu Mgmt For For
1b. Election of Director: Prat S. Bhatt Mgmt For For
1c. Election of Director: Judy Bruner Mgmt For For
1d. Election of Director: Michael R. Cannon Mgmt For For
1e. Election of Director: Richard L. Clemmer Mgmt For For
1f. Election of Director: Yolanda L. Conyers Mgmt For For
1g. Election of Director: Jay L. Geldmacher Mgmt For For
1h. Election of Director: Dylan Haggart Mgmt For For
1i. Election of Director: William D. Mosley Mgmt For For
1j. Election of Director: Stephanie Tilenius Mgmt For For
1k. Election of Director: Edward J. Zander Mgmt For For
2. Approve, in an Advisory, Non-binding Vote, Mgmt For For
the Compensation of the Company's Named
Executive Officers ("Say-on-Pay").
3. A Non-binding Ratification of the Mgmt For For
Appointment of Ernst & Young LLP as the
Independent Auditors for the Fiscal Year
Ending June 30, 2023 and Binding
Authorization of the Audit and Finance
Committee to Set Auditors' Remuneration.
4. Determine the Price Range for the Mgmt For For
Re-allotment of Treasury Shares.
--------------------------------------------------------------------------------------------------------------------------
TOTAL ENERGIES SE Agenda Number: 935861636
--------------------------------------------------------------------------------------------------------------------------
Security: 89151E109
Meeting Type: Annual
Meeting Date: 26-May-2023
Ticker: TTE
ISIN: US89151E1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 Approval of the statutory financial Mgmt For For
statements for the fiscal year ended
December 31, 2022
O2 Approval of the consolidated financial Mgmt For For
statements for the fiscal year ended
December 31, 2022
O3 Allocation of earnings and declaration of Mgmt For For
dividend for the fiscal year ended December
31, 2022
O4 Authorization granted to the Board of Mgmt For For
Directors, for a period of eighteen months,
to trade in the Corporation shares
O5 Agreements covered by Articles L. 225-38 et Mgmt For For
seq. of the French Commercial Code
O6 Renewal of Ms. Marie-Christine Mgmt For For
Coisne-Roquette's term as director
O7 Renewal of Mr. Mark Cutifani's term as Mgmt For For
director
O8 Appointment of Mr. Dierk Paskert as Mgmt For For
director
O9 Appointment of Ms. Anelise Lara as director Mgmt For For
O10 Approval of the information relating to the Mgmt For For
compensation of executive and non-executive
directors ("mandataires sociaux") mentioned
in paragraph I of Article L. 22-10-9 of the
French Commercial Code
O11 Setting of the amount of directors' Mgmt For For
aggregate annual compensation and approval
of the compensation policy applicable to
directors
O12 Approval of the fixed, variable and Mgmt For For
extraordinary components making up the
total compensation and the in-kind benefits
paid during the fiscal year 2022 or
allocated for that year to Mr. Patrick
Pouyanne, Chairman and Chief Executive
Officer
O13 Approval of the compensation policy Mgmt For For
applicable to the Chairman and Chief
Executive Officer
O14 Opinion on the Sustainability & Climate - Mgmt For For
Progress Report 2023, reporting on the
progress made in the implementation of the
Corporation's ambition with respect to
sustainable development and energy
transition towards carbon neutrality and
its related targets by 2030 and
complementing this ambition
E15 Delegation of authority to the Board of Mgmt For For
Directors, for a period of thirty-eight
months, to grant Corporation free shares,
existing or to be issued, for the benefit
of the Company employees and executive
directors, or some of them, which imply the
waiver by shareholders of their pre-emptive
subscription right for shares to be issued
E16 Delegation of competence granted to the Mgmt For For
Board of Directors, for a period of
twenty-six months, to proceed to capital
increases, with cancellation of the
shareholders' preemptive subscription
right, reserved to members of a company or
group savings plan
E17 Elimination of double voting rights - Mgmt For For
Amendment to Article 18of the Corporation's
Articles of Association - Powers to
carryout formalities
A Shareholder resolution on targets for Shr Against
indirect Scope 3emissions (advisory vote)
--------------------------------------------------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION Agenda Number: 935775607
--------------------------------------------------------------------------------------------------------------------------
Security: 89832Q109
Meeting Type: Annual
Meeting Date: 25-Apr-2023
Ticker: TFC
ISIN: US89832Q1094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jennifer S. Banner Mgmt For For
1b. Election of Director: K. David Boyer, Jr. Mgmt For For
1c. Election of Director: Agnes Bundy Scanlan Mgmt For For
1d. Election of Director: Anna R. Cablik Mgmt For For
1e. Election of Director: Dallas S. Clement Mgmt For For
1f. Election of Director: Paul D. Donahue Mgmt For For
1g. Election of Director: Patrick C. Graney III Mgmt For For
1h. Election of Director: Linnie M. Haynesworth Mgmt For For
1i. Election of Director: Kelly S. King Mgmt For For
1j. Election of Director: Easter A. Maynard Mgmt For For
1k. Election of Director: Donna S. Morea Mgmt For For
1l. Election of Director: Charles A. Patton Mgmt For For
1m. Election of Director: Nido R. Qubein Mgmt For For
1n. Election of Director: David M. Ratcliffe Mgmt For For
1o. Election of Director: William H. Rogers, Mgmt For For
Jr.
1p. Election of Director: Frank P. Scruggs, Jr. Mgmt For For
1q. Election of Director: Christine Sears Mgmt For For
1r. Election of Director: Thomas E. Skains Mgmt For For
1s. Election of Director: Bruce L. Tanner Mgmt For For
1t. Election of Director: Thomas N. Thompson Mgmt For For
1u. Election of Director: Steven C. Voorhees Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Truist's
independent registered public accounting
firm for 2023.
3. Advisory vote to approve Truist's executive Mgmt For For
compensation program.
4. To recommend that a non-binding, advisory Mgmt 3 Years Against
vote to approve Truist's executive
compensation program be put to shareholders
for their consideration every: one; two; or
three years.
5. Shareholder proposal regarding an Shr Against For
independent Chairman of the Board of
Directors, if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER PLC Agenda Number: 935793124
--------------------------------------------------------------------------------------------------------------------------
Security: 904767704
Meeting Type: Annual
Meeting Date: 03-May-2023
Ticker: UL
ISIN: US9047677045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To receive the Report and Accounts for the Mgmt For For
year ended 31 December 2022.
2. To approve the Directors' Remuneration Mgmt For For
Report.
3. To re-elect Nils Andersen as a Director. Mgmt For For
4. To re-elect Judith Hartmann as a Director. Mgmt For For
5. To re-elect Adrian Hennah as a Director. Mgmt For For
6. To re-elect Alan Jope as a Director. Mgmt For For
7. To re-elect Andrea Jung as a Director. Mgmt For For
8. To re-elect Susan Kilsby as a Director. Mgmt For For
9. To re-elect Ruby Lu as a Director. Mgmt For For
10. To re-elect Strive Masiyiwa as a Director. Mgmt For For
11. To re-elect Youngme Moon as a Director. Mgmt For For
12. To re-elect Graeme Pitkethly as a Director. Mgmt For For
13. To re-elect Feike Sijbesma as a Director. Mgmt For For
14. To elect Nelson Peltz as a Director. Mgmt For For
15. To elect Hein Schumacher as a Director. Mgmt For For
16. To reappoint KPMG LLP as Auditor of the Mgmt For For
Company.
17. To authorise the Directors to fix the Mgmt For For
remuneration of the Auditor.
18. To authorise Political Donations and Mgmt For For
expenditure.
19. To renew the authority to Directors to Mgmt For For
issue shares.
20. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights.
21. To renew the authority to Directors to Mgmt For For
disapply pre-emption rights for the
purposes of acquisitions or capital
investments.
22. To renew the authority to the Company to Mgmt For For
purchase its own shares.
23. To shorten the notice period for General Mgmt For For
Meetings to 14 clear days' notice.
--------------------------------------------------------------------------------------------------------------------------
VALERO ENERGY CORPORATION Agenda Number: 935793706
--------------------------------------------------------------------------------------------------------------------------
Security: 91913Y100
Meeting Type: Annual
Meeting Date: 09-May-2023
Ticker: VLO
ISIN: US91913Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Fred M. Diaz
1b. Election of Director to serve until the Mgmt For For
2024 Annual meeting: H. Paulett Eberhart
1c. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Marie A. Ffolkes
1d. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Joseph W. Gorder
1e. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Kimberly S. Greene
1f. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Deborah P. Majoras
1g. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Eric D. Mullins
1h. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Donald L. Nickles
1i. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Robert A. Profusek
1j. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Randall J.
Weisenburger
1k. Election of Director to serve until the Mgmt For For
2024 Annual meeting: Rayford Wilkins, Jr.
2. Ratify the appointment of KPMG LLP as Mgmt For For
Valero's independent registered public
accounting firm for 2023.
3. Advisory vote to approve the 2022 Mgmt For For
compensation of named executive officers.
4. Advisory vote to recommend the frequency of Mgmt 3 Years Against
stockholder advisory votes on compensation
of named executive officers.
5. Stockholder proposal to set different GHG Shr Against For
emissions reductions targets (Scopes 1, 2,
and 3).
6. Stockholder proposal to oversee and issue Shr Against For
an additional racial equity audit and
report.
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 935747280
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 26-Jan-2023
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Janice M. Babiak Mgmt For For
1b. Election of Director: Inderpal S. Bhandari Mgmt For For
1c. Election of Director: Rosalind G. Brewer Mgmt For For
1d. Election of Director: Ginger L. Graham Mgmt For For
1e. Election of Director: Bryan C. Hanson Mgmt For For
1f. Election of Director: Valerie B. Jarrett Mgmt For For
1g. Election of Director: John A. Lederer Mgmt For For
1h. Election of Director: Dominic P. Murphy Mgmt For For
1i. Election of Director: Stefano Pessina Mgmt For For
1j. Election of Director: Nancy M. Schlichting Mgmt For For
2. Advisory vote to approve named executive Mgmt For For
officer compensation.
3. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm for fiscal year
2023.
4. Stockholder proposal requesting report on Shr Against For
public health costs due to tobacco product
sales and the impact on overall market
returns.
5. Stockholder proposal requesting an Shr Against For
independent board chairman.
--------------------------------------------------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION Agenda Number: 935817013
--------------------------------------------------------------------------------------------------------------------------
Security: 98421M106
Meeting Type: Annual
Meeting Date: 25-May-2023
Ticker: XRX
ISIN: US98421M1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Steven J. Bandrowczak Mgmt For For
1b. Election of Director: Philip V. Giordano Mgmt For For
1c. Election of Director: Scott Letier Mgmt For For
1d. Election of Director: Jesse A. Lynn Mgmt For For
1e. Election of Director: Nichelle Mgmt For For
Maynard-Elliott
1f. Election of Director: Steven D. Miller Mgmt For For
1g. Election of Director: James L. Nelson Mgmt For For
1h. Election of Director: Margarita Mgmt For For
Palau-Hernandez
2. Ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP (PwC) as our
independent registered public accounting
firm for the fiscal year ending December
31, 2023
3. Approve, on an advisory basis, the 2022 Mgmt For For
compensation of our named executive
officers
4. Select, on an advisory basis, the frequency Mgmt 3 Years Against
of future advisory votes on the
compensation of our named executive
officers
5. Approve an amendment to the Company's Mgmt For For
Performance Incentive Plan to increase the
total number of shares of common stock
authorized and available for issuance under
the Plan
6. Consideration of a shareholder proposal to Shr Against For
provide shareholders with the right to
ratify termination pay, if properly
presented at the Annual Meeting
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Tidal ETF Trust
By (Signature) /s/ Eric W Falkeis
Name Eric W Falkeis
Title President
Date 08/30/2023